X0405TA-1/A0001432531XXXXXXXX084-06303falseLIVESECFranklin Templeton International Services (India) Private LTD335091Franklin Templeton ParkPlot #18-23 Financial Dist. NanakramgudaHyderabadK7500019YC/O FRANKLIN TEMPLETON INVESTOR SERVICES3355 Data Drive, 2ND FLOORRANCHO CORDOVACA95670916-463-4350NNNYFranklin Templeton Investor Services, LLC084-010363344 Quality DriveRancho CordovaCA95670OtherFranklin Templeton Holding Limited01/02/2002100% Ownership100% Sole ownership and controlVijay C. Advani01/02/2002DirectorMember of Board of Directors10/09/2014Jennifer M. Johnson01/12/2004DirectorMember of Board of Directors10/09/2014Basil K. Fox, Jr.01/12/2004DirectorMember of Board of Directors10/09/2014Vivek Kudva01/12/2004DirectorMember of Board of DirectorsAlok Sethi11/30/2004DirectorMember of Board of DirectorsWilliam Jackson02/23/2012DirectorMember of Board of Directors06/13/2013Jayaram Subramaniam12/21/2010Alternate Director to Basil K. Fox, Jr.Alternate Member of Board of Directors10/09/2014Ramakrishna Mallimadugula06/27/2013Additional DirectorMember of Board of Directors06/30/2015Jayaram Subramaniam10/28/2014Additional DirectorMember of Board of Directors01/23/2015Gopal A. Singh06/22/2009SecretaryOfficer12/28/2018Jayaram Subramaniam01/23/2015DirectorMember of Board of DirectorsRamakrishna Mallimadugula06/30/2015Whole-time DirectorMember of Board of DirectorsSravya Kandukuri03/20/2019SecretaryOfficerPrivate Limited CompanyYFranklin Templeton Capital Holdings Private Limited100% Ownership of Franklin Templeton Holding LimitedTempleton International, Inc.100% Ownership of Franklin Templeton Capital Holdings Private LimitedTempleton Worldwide, Inc.100% Ownership of Templeton International, Inc.Franklin Resources, Inc.100% Ownership of Templeton Worldwide, Inc.NNNNNYFranklin Advisers, Inc. (FAV)In the matter of FAV, Adminstrative Proceeding File No. 3-1157208/02/2004U.S. Securities and Exchange Commission (SEC)The action concerned the SEC's investigation of market timing activity.FAV and the SEC reached an agreement that resolved the issues resulting from the investigation into market timing activity.FAV and Franklin Templeton Distributors, Inc. (FTDI)In the matter of FAV and FTDI, Adminsitrative Proceeding File No. 3-1176912/13/2004SECThe action concerned the SEC's investigation of marketing support payments to securities dealers who sell fund shares.FAV and FTDI reached an agreement with the SEC that resolved the issues resulting from the investigation into marketing support payments to securities dealers who sell fund shares.YFAVIN the matter of FAV, Adminstrative Proceeding File No. 3-1157208/02/2004SECThe action concerned the SEC's investigation of market timing activity.FAV and the SEC reached an agreement that resolved the issues from the investigation into market timing activity.FAV and FTDIIn the matter of FAV and FTDI, Adminsitrative Proceeding No. 3-1176912/13/2004SECThe action concerned the SEC's investigation of marketing support payments to securities dealers who sell fund shares.FAV and FTDI reached an agreement with the SEC that resolved the issues resulting from the investigation into marketing support payments to securities dealers who sell fund shares.NNYFAV and Franklin Templeton Alternative Strategies, Inc. (FTASI)In the matter of FAV and FTASI, Docket No. E-2004-00709/20/2004Securities Division Office of the Secretary of the Commonwealth of MassachusettsThe action concerned the Commonwealth of Massachusetts' investigation of market timing activity.FAV and FTASI reached an agreement with the Commonwealth of Massachusetts the resolved the issue resulting from the investigation of market timing activity.FRIIn the matter of FRI, Docket No. E-2004-004411/19/2004Securities Divison Office of the Secretary of the Commonwealth of MassachusettsFRI's disclosure in Form 8-K regarding FAV and FTASI's agreement with the Commonwealth of Massachusetts that resolved the issues from the investigation of market timing activity.FRI and the Commonwealth of Massachusetts reached an agreement that resolved the issue resulting from FRI's Form 8-K disclosure.YFAV and FTASIIn the mattere of FAV and FTASI, Docket No. E-2004-00709/20/2004Securities Division Office of the Secretary of the Commonwealth of MassachusettsThe action concerned the Commonwealth of Massachusetts' investigation of market timing activity.FAV and FTASI reached an agreement with the Commonwealth of Massachusetts that resolved the issue resulting from the investigation of market timing activity.FRIIn the matter of FRI, Docket No. E-2004-004411/19/2004Securities Division Office of the Secretary of the Commonwealth of MassachusettsFRI's disclosure in Form 8-K regarding FAV and FTASI's agreement with the Commonwealth of Massachusetts that resolved the issues from the investigation of market timing activity.FRI and the Commonwealth of Massachusetts reached an agreement that resolved the issue resulting from FRI's Form 8-K disclosure.NYFAV and FTASIIn the matter of FAV and FTASI, Docket No. E-2004-00709/20/2004Securities Division Office of the Secretary of the Commonwealth of MassachusettsThe action concerned the Commonwealth of Massachusetts' investigation of market timing activity.FAV and FTASI reached an agreement with the Commonwealth of Massachusetts that resolved the issues resulting from the investigation of market timing activity.FRIIn the matter of FRI, Docket No. E-2004-004411/19/2004Securities Division Office of the Secretary of the Commonwealth of MassachusettsFRI's disclosure in Form 8-K regarding FAV and FTASI's agreement with the Commonwealth of Massachusetts that resolved the issues from the investigation of market timing activity.FRI and the Commonwealth of Massachusetts reached an agreement that resolved the issues resulting from FRI's Form 8-K disclosure.NNNNNNYFranklin Templeton Investments Corp. (FTIC)Securities Act R.S.O. 1990, C.S. 5., as amended and FTIC03/03/2005Ontario Securities Commission (OSC)The action concerned the OSC's investigation into market timing activity.FTIC and the OSC reached an agreement that resolved the issues resulting from the OSC 's investigation into market timing activity.Templeton Asset Management Ltd. (TAML)Stipulated Censure12/14/2010Hong Kong Securities and Futures Commission (SFC)SFC issued a public censure of TAML in connection with its finding that TAML breached Rule 22 of the Hong Kong Takeovers Code as a result of TAML's inadvertent failure to disclose its dealings in the shares of a Hong Kong company between January 26, 2010 and April 15, 2010.Resolved. TAML cooperated with the SFC and consented to the censure in connection with its inadvertent failure to make disclosures required by the Takeovers Code. TAML publicly disclosed its holdings, but missed the additional code requirements.Franklin Templeton Asset Management (India) Private LimitedAdjudication Order Number NP/JS/AO/4-6/201605/03/2016Securities and Exchange Board of India (SEBI)The SEBI issued a finding that an Indian-domiciled mutual fund was not operated in accordance with the SEBI regulations that stipulate the form of the fund's investment committee (IC) and require that the fund carry out all of its operations, including location of IC members, within India. In connection with that finding , the SEBI imposed a penalty on the fund, fund's trustee company and the adviser as manager of the fund in the amount of approximately US$14,672 (the equivalent of the INR amount as of the date of payment) which was paid by the adviser on behalf of all parties.SEBI imposed a penalty on the fund, fund's trustee company and the adviser as manger of the fund of INR 1,000,000 (approximately US$14,672 as of the date of payment) was paid by the adviser on behalf of all the parties to resolve the matter on 11/29/2016.YFranklin Templeton Investment Trust Management Co., Ltd. (FTITMC) Certain employees of FTITMCAdministrative Proceeding01/29/2019Asset Management Examination Dept of the Korean Financial Supervisory ServiceIn connection with a review of FTITMC's risk management controls and procedures applicable to funds domiciled in Korea under Korean Law, the Asset Management Examination Department of the Korean Financial Supervisory Service (FSS) alleges the following deficiencies in connection with the bankruptcies of certain portfolio holdings of certain such funds managed by FTITMC: Failure to disclose all details of non-performing assets; failure to provide timely fair market valuation of debt/equity swaps; failure to manage the funds in line with trust agreements with respect to credit and asset limits; and failure to oversee a U.S.-based investment adviser appointed by FTITMC as sub-advisor to certain Korean domiciled funds that held loans to companies that entered into Chapter 11 Bankruptcy in the U.S. FTITMC has cooperated with the review and is responding to the Administrative Proceeding.The Administrative Proceeding remains pending, but the FSS verbally advised that it will likely issue an institutional caution.NNRamakrishna Mallimadugula91 40 66972410Whole-time Director04/10/2019