EXHIBIT 99.28(h)(xviii)

 

FIRST AMENDMENT TO WISDOMTREE TRUST RULE 12d1-4FUND OF FUNDS
INVESTMENT AGREEMENT

 

This AMENDMENT to the Rule 12d1-4 Fund of Funds Investment Agreement (as defined below) is made and effective as of February 6, 2025 (the “Amendment”), by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquired Fund”), and Old Westbury Funds, Inc. (the “Corporation”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquiring Fund”).

 

WHEREAS, the Trust, on behalf of the Acquired Funds, and the Corporation, on behalf of the Acquiring Funds, are parties to the Rule 12d1-4 Fund of Funds Investment Agreement, dated as of January 19, 2022 (the “Fund of Funds Investment Agreement”), pursuant to which the Acquiring Funds may invest in shares of the Acquired Funds in reliance on Rule 12d1-4 under the Investment Company Act of 1940; and

 

WHEREAS, the Trust, on behalf of the Acquired Funds, and the Corporation, on behalf of the Acquiring Funds, desire to amend the Fund of Funds Investment Agreement to reflect the addition of Old Westbury Total Equity Fund and Old Westbury Short-Term Bond Fund, each a series of the Corporation, as Acquiring Funds;

 

NOW, THEREFORE, in consideration of the premises and the mutual agreements contained herein, the sufficiency of which is hereby acknowledged, the parties hereby agree as follows:

 

1. The Acquiring Funds set forth on Appendix A to the Fund of Funds Investment Agreement are hereby deleted and replaced with the Acquiring Funds set forth on Appendix A hereto.

 

2. The Fund of Funds Investment Agreement, as expressly amended hereby, shall continue in full force and effect.

 

3. This Amendment may be executed in counterparts, all of which taken together shall constitute one and the same agreement.

 

[Remainder of page intentionally blank.]

 

EXHIBIT 99.28(h)(xviii)

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers as of the date first written above.

 

  OLD WESTBURY FUNDS, INC.
  On behalf of the Acquiring Funds  
       
  By: /s/ David W. Rossmiller  
  Name: David W. Rossmiller  
  Title: President & CEO  
       
  WISDOMTREE TRUST  
  On behalf of the Acquired Funds  
       
  By: /s/ Jonathan Steinberg  
  Name: Jonathan Steinberg  
  Title: President  
 

EXHIBIT 99.28(h)(xviii)

 

APPENDIX A (as of February 17, 2025)

 

This Appendix A, as of February 17, 2025, sets forth the current Acquiring Funds for purposes of Appendix A to the Fund of Funds Investment Agreement, dated as of January 19, 2022, by and between WisdomTree Trust and Old Westbury Funds, Inc.

 

Acquiring Funds

Old Westbury All Cap Core Fund

Old Westbury Large Cap Strategies Fund

Old Westbury Small & Mid Cap Strategies Fund

Old Westbury Credit Income Fund

Old Westbury Fixed Income Fund

Old Westbury Municipal Bond Fund

Old Westbury California Municipal Bond Fund

Old Westbury New York Municipal Bond Fund

Old Westbury Short-Term Bond Fund

Old Westbury Total Equity Fund

 

EXHIBIT 99.28(h)(xviii)

 

Acquired Funds      
       
Large Cap   Ticker  
U.S. LargeCap   EPS  
U.S. Quality Dividend Growth   DGRW  
U.S. Multifactor   USMF  
U.S. Quality Growth   QGRW  
       
Mid & Small Cap   Ticker  
U.S. MidCap   EZM  
U.S. SmallCap   EES  
U.S. SmallCap Quality Dividend Growth   DGRS  
       
VALUE      
       
Large Cap   Ticker  
U.S. LargeCap Dividend   DLN  
U.S. Total Dividend   DTD  
U.S. High Dividend   DHS  
U.S. AI Enhanced Value   AIVL  
U.S. Value   WTV  
       
Mid & Small Cap   Ticker  
U.S. MidCap Dividend   DON  
U.S. SmallCap Dividend   DES  
       
       
Large Cap   Ticker  
       
U.S. Quality Growth   QGRW  
       
Mid & Small Cap   Ticker  
U.S. MidCap Quality Growth   QMID  
U.S. SmallCap Quality Growth   QSML  
       
       
Emerging Markets   Ticker  
Emerging Markets High Dividend   DEM  
Emerging Markets Quality Dividend Growth   DGRE  
Emerging Markets Multifactor   EMMF  
Emerging Markets SmallCap Dividend   DGS  
Emerging Markets ex-State-Owned Enterprises   XSOE  
Emerging Markets ex-China   XC  
       
Regional/Single Country   Ticker  
India Earnings   EPI  
China ex-State-Owned Enterprises   CXSE  
India Hedged Equity   INDH  
       
International   Ticker  
International Equity   DWM  
International Multifactor   DWMF  
Dynamic Currency Hedged International Equity   DDWM  
International LargeCap Dividend   DOL  
International AI Enhanced Value   AIVI  
International High Dividend   DTH  
International Hedged Quality Dividend Growth   IHDG  
International Quality Dividend Growth   IQDG  
 

EXHIBIT 99.28(h)(xviii)

 

International Mid & Small Cap   Ticker  
International SmallCap Dividend   DLS  
Dynamic Currency Hedged International SmallCap Equity   DDLS  
International MidCap Dividend   DIM  
       
Global   Ticker  
Global ex-U.S. Quality Dividend Growth   DNL  
Global High Dividend   DEW  
New Economy Real Estate   WTRE  
       
Regional/Single Country   Ticker  
Japan Hedged Equity   DXJ  
Europe Hedged Equity   HEDJ  
Europe Quality Dividend Growth   EUDG  
       
Regional/Single Country Small Cap   Ticker  
Japan SmallCap Dividend   DFJ  
Japan Hedged SmallCap Equity   DXJS  
Europe SmallCap Dividend   DFE  
Europe Hedged SmallCap Equity   EUSC  
       
Strategic Core   Ticker  
Yield Enhanced U.S. Aggregate Bond   AGGY  
Yield Enhanced U.S. Short-Term Aggregate Bond   SHAG  
Mortgage Plus Bond   MTGP  
       
Government Strategies   Ticker  
Floating Rate Treasury   USFR  
1-3 Year Laddered Treasury   USSH  
7-10 Year Laddered Treasury   USIN  
       
Interest Rate Strategies   Ticker  
Interest Rate Hedged U.S. Aggregate Bond   AGZD  
Interest Rate Hedged High Yield Bond   HYZD  
       
Credit   Ticker  
U.S. Corporate Bond   WFIG  
U.S. Short-Term Corporate Bond   SFIG  
U.S. High Yield Corporate Bond   WFHY  
Voya Yield Enhanced USD Universal Bond   UNIY  
       
Emerging Markets   Ticker  
Emerging Markets Local Debt   ELD  
Emerging Markets Corporate Bond   EMCB  
 

EXHIBIT 99.28(h)(xviii)

 

Currency Strategies   Ticker  
Emerging Currency Strategy   CEW  
Bloomberg U.S. Dollar Bullish   USDU  
       
       
Managed Futures   Ticker  
Managed Futures Strategy   WTMF  
       
Option-Based   Ticker  
PutWrite Strategy   PUTW  
       
Commodity   Ticker  
Enhanced Commodity Strategy1   GCC  
       
Target Range   Ticker  
Target Range   GTR  
       
Core   Ticker  
U.S. Efficient Core   NTSX  
International Efficient Core   NTSI  
Emerging Markets Efficient Core   NTSE  
       
Tactical   Ticker  
Efficient Gold Plus Gold Miners Strategy   GMDN  
Efficient Gold Plus Equity Strategy   GDE  
       
  Ticker  
Cloud Computing   WCLD  
Cybersecurity   WCBR  
BioRevolution   WDNA  
Artificial Intelligence and Innovation   WTAI  
Battery Value Chain and Innovation   WBAT  

 

 

1 Prior to 12/21/2020, the ticker symbol GCC was used for an Exchange Traded Commodity Pool trading under a different name and strategy.