EXHIBIT 99.28(h)(xviii)
FIRST
AMENDMENT TO WISDOMTREE TRUST RULE 12d1-4FUND OF FUNDS
INVESTMENT AGREEMENT
This AMENDMENT to the Rule 12d1-4 Fund of Funds Investment Agreement (as defined below) is made and effective as of February 6, 2025 (the “Amendment”), by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquired Fund”), and Old Westbury Funds, Inc. (the “Corporation”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquiring Fund”).
WHEREAS, the Trust, on behalf of the Acquired Funds, and the Corporation, on behalf of the Acquiring Funds, are parties to the Rule 12d1-4 Fund of Funds Investment Agreement, dated as of January 19, 2022 (the “Fund of Funds Investment Agreement”), pursuant to which the Acquiring Funds may invest in shares of the Acquired Funds in reliance on Rule 12d1-4 under the Investment Company Act of 1940; and
WHEREAS, the Trust, on behalf of the Acquired Funds, and the Corporation, on behalf of the Acquiring Funds, desire to amend the Fund of Funds Investment Agreement to reflect the addition of Old Westbury Total Equity Fund and Old Westbury Short-Term Bond Fund, each a series of the Corporation, as Acquiring Funds;
NOW, THEREFORE, in consideration of the premises and the mutual agreements contained herein, the sufficiency of which is hereby acknowledged, the parties hereby agree as follows:
1. The Acquiring Funds set forth on Appendix A to the Fund of Funds Investment Agreement are hereby deleted and replaced with the Acquiring Funds set forth on Appendix A hereto.
2. The Fund of Funds Investment Agreement, as expressly amended hereby, shall continue in full force and effect.
3. This Amendment may be executed in counterparts, all of which taken together shall constitute one and the same agreement.
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EXHIBIT 99.28(h)(xviii)
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers as of the date first written above.
OLD WESTBURY FUNDS, INC. | |||
On behalf of the Acquiring Funds | |||
By: | /s/ David W. Rossmiller | ||
Name: | David W. Rossmiller | ||
Title: | President & CEO | ||
WISDOMTREE TRUST | |||
On behalf of the Acquired Funds | |||
By: | /s/ Jonathan Steinberg | ||
Name: | Jonathan Steinberg | ||
Title: | President |
EXHIBIT 99.28(h)(xviii)
APPENDIX A (as of February 17, 2025)
This Appendix A, as of February 17, 2025, sets forth the current Acquiring Funds for purposes of Appendix A to the Fund of Funds Investment Agreement, dated as of January 19, 2022, by and between WisdomTree Trust and Old Westbury Funds, Inc.
Acquiring Funds
Old Westbury All Cap Core Fund
Old Westbury Large Cap Strategies Fund
Old Westbury Small & Mid Cap Strategies Fund
Old Westbury Credit Income Fund
Old Westbury Fixed Income Fund
Old Westbury Municipal Bond Fund
Old Westbury California Municipal Bond Fund
Old Westbury New York Municipal Bond Fund
Old Westbury Short-Term Bond Fund
Old Westbury Total Equity Fund
EXHIBIT 99.28(h)(xviii)
Acquired Funds | |||
Large Cap | Ticker | ||
U.S. LargeCap | EPS | ||
U.S. Quality Dividend Growth | DGRW | ||
U.S. Multifactor | USMF | ||
U.S. Quality Growth | QGRW | ||
Mid & Small Cap | Ticker | ||
U.S. MidCap | EZM | ||
U.S. SmallCap | EES | ||
U.S. SmallCap Quality Dividend Growth | DGRS | ||
VALUE | |||
Large Cap | Ticker | ||
U.S. LargeCap Dividend | DLN | ||
U.S. Total Dividend | DTD | ||
U.S. High Dividend | DHS | ||
U.S. AI Enhanced Value | AIVL | ||
U.S. Value | WTV | ||
Mid & Small Cap | Ticker | ||
U.S. MidCap Dividend | DON | ||
U.S. SmallCap Dividend | DES | ||
Large Cap | Ticker | ||
U.S. Quality Growth | QGRW | ||
Mid & Small Cap | Ticker | ||
U.S. MidCap Quality Growth | QMID | ||
U.S. SmallCap Quality Growth | QSML | ||
Emerging Markets | Ticker | ||
Emerging Markets High Dividend | DEM | ||
Emerging Markets Quality Dividend Growth | DGRE | ||
Emerging Markets Multifactor | EMMF | ||
Emerging Markets SmallCap Dividend | DGS | ||
Emerging Markets ex-State-Owned Enterprises | XSOE | ||
Emerging Markets ex-China | XC | ||
Regional/Single Country | Ticker | ||
India Earnings | EPI | ||
China ex-State-Owned Enterprises | CXSE | ||
India Hedged Equity | INDH | ||
International | Ticker | ||
International Equity | DWM | ||
International Multifactor | DWMF | ||
Dynamic Currency Hedged International Equity | DDWM | ||
International LargeCap Dividend | DOL | ||
International AI Enhanced Value | AIVI | ||
International High Dividend | DTH | ||
International Hedged Quality Dividend Growth | IHDG | ||
International Quality Dividend Growth | IQDG |
EXHIBIT 99.28(h)(xviii)
International Mid & Small Cap | Ticker | ||
International SmallCap Dividend | DLS | ||
Dynamic Currency Hedged International SmallCap Equity | DDLS | ||
International MidCap Dividend | DIM | ||
Global | Ticker | ||
Global ex-U.S. Quality Dividend Growth | DNL | ||
Global High Dividend | DEW | ||
New Economy Real Estate | WTRE | ||
Regional/Single Country | Ticker | ||
Japan Hedged Equity | DXJ | ||
Europe Hedged Equity | HEDJ | ||
Europe Quality Dividend Growth | EUDG | ||
Regional/Single Country Small Cap | Ticker | ||
Japan SmallCap Dividend | DFJ | ||
Japan Hedged SmallCap Equity | DXJS | ||
Europe SmallCap Dividend | DFE | ||
Europe Hedged SmallCap Equity | EUSC | ||
Strategic Core | Ticker | ||
Yield Enhanced U.S. Aggregate Bond | AGGY | ||
Yield Enhanced U.S. Short-Term Aggregate Bond | SHAG | ||
Mortgage Plus Bond | MTGP | ||
Government Strategies | Ticker | ||
Floating Rate Treasury | USFR | ||
1-3 Year Laddered Treasury | USSH | ||
7-10 Year Laddered Treasury | USIN | ||
Interest Rate Strategies | Ticker | ||
Interest Rate Hedged U.S. Aggregate Bond | AGZD | ||
Interest Rate Hedged High Yield Bond | HYZD | ||
Credit | Ticker | ||
U.S. Corporate Bond | WFIG | ||
U.S. Short-Term Corporate Bond | SFIG | ||
U.S. High Yield Corporate Bond | WFHY | ||
Voya Yield Enhanced USD Universal Bond | UNIY | ||
Emerging Markets | Ticker | ||
Emerging Markets Local Debt | ELD | ||
Emerging Markets Corporate Bond | EMCB |
EXHIBIT 99.28(h)(xviii)
Currency Strategies | Ticker | ||
Emerging Currency Strategy | CEW | ||
Bloomberg U.S. Dollar Bullish | USDU | ||
Managed Futures | Ticker | ||
Managed Futures Strategy | WTMF | ||
Option-Based | Ticker | ||
PutWrite Strategy | PUTW | ||
Commodity | Ticker | ||
Enhanced Commodity Strategy1 | GCC | ||
Target Range | Ticker | ||
Target Range | GTR | ||
Core | Ticker | ||
U.S. Efficient Core | NTSX | ||
International Efficient Core | NTSI | ||
Emerging Markets Efficient Core | NTSE | ||
Tactical | Ticker | ||
Efficient Gold Plus Gold Miners Strategy | GMDN | ||
Efficient Gold Plus Equity Strategy | GDE | ||
Ticker | |||
Cloud Computing | WCLD | ||
Cybersecurity | WCBR | ||
BioRevolution | WDNA | ||
Artificial Intelligence and Innovation | WTAI | ||
Battery Value Chain and Innovation | WBAT |
1 Prior to 12/21/2020, the ticker symbol GCC was used for an Exchange Traded Commodity Pool trading under a different name and strategy.