Cowen Investment Management LLC Form 13F-HR/A Filed 2022-08-10

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	July 31, 2015
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
5 01 ACQUISITION CORP	COM CL A	33836P105	690	70,000	SH		DFND		70,000	0	0
8I ACQUISITION 2 CORP	ORDINARY SHARES	G2956R103	984	100,000	SH		DFND		100,000	0	0
ABG ACQUISITION CORP I	CL A SHS	G00496102	2,207	225,000	SH		DFND		225,000	0	0
ACCELERATE ACQUISITION CORP	UNIT 99/99/9999	00439D201	986	100,000	SH		DFND		100,000	0	0
ADARA ACQUISITION CORP	UNIT 99/99/9999	00653H201	502	50,000	SH		DFND		50,000	0	0
ADIT EDTECH ACQUISITION CORP	UNIT 99/99/9999	007024201	1,012	100,000	SH		DFND		100,000	0	0
AEQUI ACQUISITION CORP	UNIT 11/30/2027	00775W201	3,455	350,000	SH		DFND		350,000	0	0
AF ACQUISITION CORP	UNIT 03/23/2028	001040203	985	100,000	SH		DFND		100,000	0	0
AFRICAN GOLD ACQUISITION COR	UNIT 99/99/9999	G0112R116	500	50,000	SH		DFND		50,000	0	0
AGRICO ACQUISITION CORP	CLASS A ORD SHS	G41089106	1,011	100,000	SH		DFND		100,000	0	0
ALSET CAPITAL ACQUISITION CO	UNIT 01/31/2027	02115M208	504	50,000	SH		DFND		50,000	0	0
ALTIMETER GROWTH CORP 2	COM CL A	G0371B109	982	100,000	SH		DFND		100,000	0	0
AMCI ACQUISITION CORP II	UNIT 03/24/2026	00166R209	1,578	150,000	SH		DFND		150,000	0	0
ANTHEMIS DIGITAL ACQUISITION	UNIT 10/18/2026	G03959122	505	50,000	SH		DFND		50,000	0	0
ANZU SPECIAL ACQUISITIN CORP	UNIT 01/27/2026	03737A200	492	50,000	SH		DFND		50,000	0	0
AP ACQUISITION CORP	UNIT 99/99/9999	G04058122	1,008	100,000	SH		DFND		100,000	0	0
APOLLO STRATEGIC GRWT CPTL I	UNIT 99/99/9999	G0412A110	495	50,000	SH		DFND		50,000	0	0
ARCLIGHT CLEAN TRANSITION II	CLASS A ORD SHS	G0R21B104	496	50,000	SH		DFND		50,000	0	0
ARCTOS NORTHSTAR ACQUIS CORP	SHS CL A	G0477L100	734	75,000	SH		DFND		75,000	0	0
ARCTOS NORTHSTAR ACQUIS CORP	UNIT 99/99/9999	G0477L118	495	50,000	SH		DFND		50,000	0	0
ARES ACQUISITION CORPORATION	COM CL A	G33032106	981	100,000	SH		DFND		100,000	0	0
ARES ACQUISITION CORPORATION	UNIT 99/99/9999	G33032114	495	50,000	SH		DFND		50,000	0	0
ARGUS CAPITAL CORP	CLASS A COM	04026L105	499	50,000	SH		DFND		50,000	0	0
ARGUS CAPITAL CORP	UNIT 08/31/2028	04026L204	1,017	100,000	SH		DFND		100,000	0	0
ATHLON ACQUISITION CORP	UNIT 01/12/2026	04748A205	2,499	250,000	SH		DFND		250,000	0	0
AURORA ACQUISITION CORP	CLASS A ORD SHS	G0698L103	493	50,000	SH		DFND		50,000	0	0
AURORA TECHNOLOGY ACQUISITIO	UNIT 01/27/2027	G06984101	505	50,000	SH		DFND		50,000	0	0
AUTHENTIC EQUITY ACQUISTN CO	UNIT 10/31/2027	G06607116	496	50,000	SH		DFND		50,000	0	0
BANCO SANTANDER MEXICO SA	SPONSORED ADS B	05969B103	1,064	203,060	SH		DFND		203,060	0	0
BANNIX ACQUISITION CORP	COM	066644105	1,978	200,000	SH		DFND		200,000	0	0
BETTER WORLD ACQUISITION COR	COM	08772B104	1,028	100,000	SH		DFND		100,000	0	0
BIG SKY GROWTH PARTNERS INC	UNIT 04/01/2026	08954L201	981	100,000	SH		DFND		100,000	0	0
BILANDER ACQUISITION CORP	UNIT 05/19/2026	09001T205	1,978	200,000	SH		DFND		200,000	0	0
BITE ACQUISITION CORP	UNIT 99/99/9999	09175K204	1,493	150,000	SH		DFND		150,000	0	0
BLEUACACIA LTD	UNIT 10/30/2026	G11728121	4,000	400,000	SH		DFND		400,000	0	0
BLOCKCHAIN MOON ACQUISITN CO	UNIT 10/14/2026	09370F208	412	40,000	SH		DFND		40,000	0	0
BLUE OCEAN ACQUISITION CORP	UNIT 12/02/2026	G1330L113	991	100,000	SH		DFND		100,000	0	0
BLUERIVER ACQUISITION CORP	UNIT 01/04/2026	G1261Q123	989	100,000	SH		DFND		100,000	0	0
BLUESCAPE OPPORTUNITIES ACQU	SHS	G1195N105	986	100,000	SH		DFND		100,000	0	0
BOA ACQUISITION CORP	UNIT 99/99/9999	05601A208	997	100,000	SH		DFND		100,000	0	0
BREEZE HOLDINGS ACQUISITN CO	COM	106762107	412	40,000	SH		DFND		40,000	0	0
BULL HORN HLDGS CORP	SHS	G1686P106	505	50,000	SH		DFND		50,000	0	0
BYTE ACQUISITION CORP	CLASS A ORD SHS	G1R25Q105	1,221	125,000	SH		DFND		125,000	0	0
CANNA GLOBAL ACQUISITION COR	CLASS A COM	13767K101	998	100,000	SH		DFND		100,000	0	0
CARNEY TECHNOLOGY ACQU CORP	UNIT 12/10/2025	143636207	846	85,000	SH		DFND		85,000	0	0
CARTICA ACQUISITION CORP	UNIT 04/30/2028	G1995D125	1,010	100,000	SH		DFND		100,000	0	0
CC NEUBERGER PRINCIPAL HOLDN	UNIT 99/99/9999	G1992N118	2,712	272,041	SH		DFND		272,041	0	0
CF ACQUISITION CORP IV	UNIT 12/31/2027	12520T201	396	40,000	SH		DFND		40,000	0	0
CHURCHILL CAPITAL CORP V	COM CL A	17144T107	1,966	200,000	SH		DFND		200,000	0	0
CHURCHILL CAPITAL CORP VI	COM CL A	17143W101	1,964	200,000	SH		DFND		200,000	0	0
CHURCHILL CAPITAL CORP VI	UNIT 99/99/9999	17143W200	3,473	350,000	SH		DFND		350,000	0	0
CHURCHILL CAPITAL CORP VII	COM CL A	17144M102	1,958	200,000	SH		DFND		200,000	0	0
CHURCHILL CAPITAL CORP VII	UNIT 99/99/9999	17144M201	990	100,000	SH		DFND		100,000	0	0
CIIG CAPITAL PARTNERS II INC	COM CL A	12561U109	992	100,000	SH		DFND		100,000	0	0
CLIMATE REAL IMPACT SLUTINS	COM CL A	187171103	490	50,000	SH		DFND		50,000	0	0
COLISEUM ACQUISITION CORP	UNIT 04/02/2028	G2263T115	2,454	250,000	SH		DFND		250,000	0	0
COLOMBIER ACQUISITION CORP	UNIT 99/99/9999	19533H207	2,440	250,000	SH		DFND		250,000	0	0
COMPASS DIGITAL ACQUISITN CO	UNIT 09/29/2026	G2476C115	974	100,000	SH		DFND		100,000	0	0
CONCORD ACQUISITION CORP III	COM CL A	20607V106	994	100,000	SH		DFND		100,000	0	0
CONCORD ACQUISITION CORP III	UNIT 99/99/9999	20607V205	505	50,000	SH		DFND		50,000	0	0
CORSAIR PARTNERING CORP	UNIT 99/99/9999	G2540H124	990	100,000	SH		DFND		100,000	0	0
CRIXUS BH3 ACQUISITION CO	UNIT 10/04/2026	22677T201	1,251	125,000	SH		DFND		125,000	0	0
CRUCIBLE ACQUISITION CORP	COM CL A	22877P108	491	50,000	SH		DFND		50,000	0	0
CRYPTO 1 ACQUISITION CORP	CLASS A ORD	G3168A102	989	100,000	SH		DFND		100,000	0	0
DA32 LIFE SCNCE TEC ACQSTN C	CLASS A COM	23312M106	972	100,000	SH		DFND		100,000	0	0
DATA KNIGHTS ACQUISITION COR	CLASS A COM	237699103	1,018	100,000	SH		DFND		100,000	0	0
DELWINDS INS ACQUISITION COR	UNIT 99/99/9999	24803C201	1,511	150,000	SH		DFND		150,000	0	0
DHC ACQUISITION CORP	CLASS A ORD SHS	G2758T109	490	50,000	SH		DFND		50,000	0	0
DIAMONDHEAD HOLDINGS CORP	UNIT 01/21/2026	25278L204	396	40,000	SH		DFND		40,000	0	0
DIGITAL HEALTH ACQUISITION C	COMMON STOCK	253893101	350	35,000	SH		DFND		35,000	0	0
DMY TECHNOLOGY GROUP INC VI	CL A COM	233247105	740	75,000	SH		DFND		75,000	0	0
DP CAP ACQUISITION CORP I	CLASS A ORD	G2R05B100	1,493	150,000	SH		DFND		150,000	0	0
DRAGONEER GROWTH OPT CORP II	CL A SHS	G28315102	1,960	200,000	SH		DFND		200,000	0	0
DUNE ACQUISITION CORP	COM CL A	265334102	497	50,000	SH		DFND		50,000	0	0
DYNAMICS SPECIAL PURPOSE COR	CLASS A COM	268010105	3,455	350,000	SH		DFND		350,000	0	0
EDTECHX HOLDINGS ACQU CORP I	UNIT 08/31/2027	28139A201	1,006	100,000	SH		DFND		100,000	0	0
ENERGEM CORP	CLASS A ORD SHS	G30449105	1,000	100,000	SH		DFND		100,000	0	0
ENTERPRISE 4.0 TEC ACQSTN CO	UNIT 10/14/2026	G3137C122	1,010	100,000	SH		DFND		100,000	0	0
EPIPHANY TECHNOLOGY ACQUISIT	UNIT 99/99/9999	29429X208	745	75,000	SH		DFND		75,000	0	0
EQ HEALTH ACQUISITION CORP	UNIT 02/02/2028	26886A200	2,976	300,000	SH		DFND		300,000	0	0
EQUITY DISTR ACQUISITION COR	COM CL A	29465E106	989	100,000	SH		DFND		100,000	0	0
EUCRATES BIOMEDICAL ACQU COR	SHS	G3141W106	1,227	124,726	SH		DFND		124,726	0	0
EUCRATES BIOMEDICAL ACQU COR	UNIT 10/23/2027	G3141W114	986	100,000	SH		DFND		100,000	0	0
EVO ACQUISITION CORP	COM CL A	30052G108	2,458	250,000	SH		DFND		250,000	0	0
EXECUTIVE NETWORK PARTNERING	CL A	30158L100	2,463	250,000	SH		DFND		250,000	0	0
FAT PROJECTS ACQUISITION COR	CLASS A ORD SHS	G3400W102	1,481	150,000	SH		DFND		150,000	0	0
FIGURE ACQUISITION CORP I	COM CL A	302438106	978	100,000	SH		DFND		100,000	0	0
FINANCIAL STRATEGIES ACQUISI	CLASS A COM	31772T107	1,982	200,000	SH		DFND		200,000	0	0
FINTECH ECOSYSTEM DEVE	UNIT 04/01/2026	318136207	1,019	100,000	SH		DFND		100,000	0	0
FLAME ACQUISITION CORP	COM CL A	33850F108	731	75,000	SH		DFND		75,000	0	0
FLAME ACQUISITION CORP	UNIT 99/99/9999	33850F207	1,481	150,000	SH		DFND		150,000	0	0
FOCUS IMPACT ACQUISITION COR	UNIT 10/28/2026	34417L208	501	50,000	SH		DFND		50,000	0	0
FORTISTAR SUSTAINABLE SOL CO	UNIT 01/14/2026	34962M205	1,487	150,000	SH		DFND		150,000	0	0
FORTRESS CAPITAL ACQUISITION	UNIT 99/99/9999	G36427113	994	100,000	SH		DFND		100,000	0	0
FORTRESS VALUE ACQUISI CORP	UNIT 03/31/2028	34964K207	981	100,000	SH		DFND		100,000	0	0
FOXWAYNE ENTERPRIS AQSTN COR	UNIT 01/12/2026	35166L208	409	40,000	SH		DFND		40,000	0	0
FRAZIER LIFESCIENCES ACQU CO	UNIT 12/09/2025	G3710A121	400	40,000	SH		DFND		40,000	0	0
FRONTIER ACQUISITION CORP	UNIT 03/01/2026	G36826116	987	100,000	SH		DFND		100,000	0	0
FTAC HERA ACQUISITION CORP	UNIT 02/28/2026	G3728Y129	247	25,000	SH		DFND		25,000	0	0
FTAC PARNASSUS ACQUISITN COR	CLASS A COM	30319B108	976	100,000	SH		DFND		100,000	0	0
FTAC ZEUS ACQUISITION COR	UNIT 04/15/2026	30320F205	1,000	100,000	SH		DFND		100,000	0	0
FUSION ACQUISITION CORP II	COM CL A	36118N102	979	100,000	SH		DFND		100,000	0	0
FUSION ACQUISITION CORP II	UNIT 02/29/2028	36118N201	1,475	150,000	SH		DFND		150,000	0	0
G SQUARED ASCEND I INC	UNIT 99/99/9999	G4204R125	841	85,000	SH		DFND		85,000	0	0
GLADSTONE ACQUISITION CORP	UNIT 04/01/2024	37653T207	514	50,000	SH		DFND		50,000	0	0
GLOBAL CONSUMER ACQUISITN CO	UNIT 05/21/2026	37892B207	403	40,000	SH		DFND		40,000	0	0
GLOBAL PARTNER ACQISTN CORP	UNIT 01/06/2026	G3934P110	983	100,000	SH		DFND		100,000	0	0
GLOBAL SYNERGY ACQUISIT CORP	UNIT 01/01/2024	G3934J114	2,008	200,000	SH		DFND		200,000	0	0
GO ACQUISITION CORP	COM	362019101	990	100,000	SH		DFND		100,000	0	0
GO ACQUISITION CORP	UNIT 08/31/2027	362019200	398	40,000	SH		DFND		40,000	0	0
GOLDEN FALCON ACQUISITION CO	CL A	38102H109	981	100,000	SH		DFND		100,000	0	0
GORES HOLDINGS VII INC	UNIT 02/12/2028	38286T200	494	50,000	SH		DFND		50,000	0	0
GREEN VISOR FIN TEC ACQ CORP	CLASS A ORD	G4166K100	999	100,000	SH		DFND		100,000	0	0
H I G ACQUISITION CORP	COM CL A	G44898107	1,478	150,000	SH		DFND		150,000	0	0
H I G ACQUISITION CORP	UNIT 99/99/9999	G44898115	298	30,000	SH		DFND		30,000	0	0
HEALTH SCIENCES ACQ CORP 2	ORD SHS	G4411D109	991	100,000	SH		DFND		100,000	0	0
HEALTHCARE SERVICES ACQU COR	UNIT 11/18/2023	42227K203	746	75,000	SH		DFND		75,000	0	0
HEARTLAND MEDIA ACQUISITION	UNIT 99/99/9999	42237V207	498	50,000	SH		DFND		50,000	0	0
HENNESSY CAPITAL INVS CORP V	COM CL A	42589T107	491	50,000	SH		DFND		50,000	0	0
HORIZON ACQUISITION CORPORAT	SHS CL A	G46044106	1,090	110,000	SH		DFND		110,000	0	0
HPX CORP	SHS CL A	G32219100	992	100,000	SH		DFND		100,000	0	0
HUDSON EXECUTIVE INVES III	UNIT 02/22/2026	44376L206	739	75,000	SH		DFND		75,000	0	0
HUDSON EXECUTIVE INVS CORP I	UNIT 01/31/2027	443760202	984	100,000	SH		DFND		100,000	0	0
ICONIC SPORTS ACQUISITION CO	UNIT 99/99/9999	G4712C123	2,014	200,000	SH		DFND		200,000	0	0
INDEPENDENCE HOLDINGS CORP	CLASS A ORD SHS	G4761A101	1,469	150,000	SH		DFND		150,000	0	0
INDEPENDENCE HOLDINGS CORP	UNIT 03/02/2026	G4761A119	988	100,000	SH		DFND		100,000	0	0
INDUSTRIAL HUMAN CAPITAL INC	UNIT 99/99/9999	45617P203	1,792	175,000	SH		DFND		175,000	0	0
INFINT ACQUISITION CORP	CL A ORD SHS	G47862100	500	50,000	SH		DFND		50,000	0	0
INTERPRIVATE II ACQUISITION	UNIT 99/99/9999	46064Q207	985	100,000	SH		DFND		100,000	0	0
INTERPRIVATE III FINANCIAL P	COM CL A	46064R106	494	50,000	SH		DFND		50,000	0	0
INTERPRIVATE IV INFRATECH PR	UNIT 03/05/2026	46064T201	983	100,000	SH		DFND		100,000	0	0
INVESTCORP EUROPE ACQUISITIO	UNIT 12/15/2026	G4923T121	758	75,000	SH		DFND		75,000	0	0
ISHARES SILVER TR	ISHARES	46428Q109	27	45,000	SH	Put	DFND		45,000	0	0
ISLEWORTH HEALTHCARE ACQU CO	COM	46468P102	990	100,000	SH		DFND		100,000	0	0
ITHAX ACQUISITION CORP	UNIT 12/31/2027	G49775110	1,002	100,000	SH		DFND		100,000	0	0
JACK CREEK INVESTMENT CORP	UNIT 10/01/2023	G4989X107	1,484	150,000	SH		DFND		150,000	0	0
JATT ACQUISITION CORP	UNIT 99/99/9999	G50752115	1,008	100,000	SH		DFND		100,000	0	0
JAWS HURRICANE ACQUISITN COR	CLASS A COM	47201B103	1,954	200,000	SH		DFND		200,000	0	0
JAWS MUSTANG ACQUISITION COR	SHS CL A	G50737108	2,109	215,000	SH		DFND		215,000	0	0
JIYA ACQUISITION CORP	COM CL A	47760M102	590	60,000	SH		DFND		60,000	0	0
JOFF FINTECH ACQUISITION COR	COM CL A	46592C100	244	25,000	SH		DFND		25,000	0	0
KAIROS ACQUISITION CORP	UNIT 99/99/9999	G52110122	745	75,000	SH		DFND		75,000	0	0
KHOSLA VENTURES ACQUISITION	CL A	482504107	1,467	150,000	SH		DFND		150,000	0	0
KKR ACQUISITION HOLDING I CO	COM CLASS A	48253T109	1,966	200,000	SH		DFND		200,000	0	0
KKR ACQUISITION HOLDING I CO	UNIT 99/99/9999	48253T208	498	50,000	SH		DFND		50,000	0	0
KL ACQUISITION CORP	UNIT 99/99/9999	49837C208	736	75,000	SH		DFND		75,000	0	0
KLUDEIN I ACQUISITION CORP	CL A	49878L109	1,491	150,000	SH		DFND		150,000	0	0
KNIGHTSWAN ACQUISITION CORP	UNIT 99/99/9999	499103208	501	50,000	SH		DFND		50,000	0	0
L&F ACQUISITION CORP	SHS CL A	G53702109	3,542	350,000	SH		DFND		350,000	0	0
LAVA MEDTECH ACQUISITION COR	UNIT 10/21/2026	519345201	1,010	100,000	SH		DFND		100,000	0	0
LAZARD GROWTH ACQUISITION CO	CL A ORD SHS	G54035103	980	100,000	SH		DFND		100,000	0	0
LAZARD GROWTH ACQUISITION CO	UNIT 99/99/9999	G54035129	993	100,000	SH		DFND		100,000	0	0
LDH GROWTH CORP I	CLASS A ORD SHS	G54094100	979	100,000	SH		DFND		100,000	0	0
LEO HLDGS CORP II	COM CL A	G5463R102	735	75,000	SH		DFND		75,000	0	0
LEO HLDGS CORP II	UNIT 99/99/9999	G5463R110	1,478	150,000	SH		DFND		150,000	0	0
LIBERTY BROADBAND CORP	COM SER A	530307107	5,985	45,669	SH		DFND		45,669	0	0
LIBERTY MEDIA ACQUISITION CO	COM SR A	53073L104	595	60,038	SH		DFND		60,038	0	0
LIBERTY MEDIA CORP DEL	COM A SIRIUSXM	531229409	1,180	25,807	SH		DFND		25,807	0	0
LIBERTY MEDIA CORP DEL	COM C SIRIUSXM	531229607	1,372	30,000	SH		DFND		30,000	0	0
LIBERTY RES ACQUISITION CORP	CLASS A COM	53118A105	999	100,000	SH		DFND		100,000	0	0
LIGHTJUMP ACQUISITION CORP	UNIT 01/06/2026	53228M205	1,002	100,000	SH		DFND		100,000	0	0
LIV CAPITAL ACQUISITN CORP I	UNIT 02/07/2027	G5510R121	1,000	100,000	SH		DFND		100,000	0	0
LLOYDS BANKING GROUP PLC	SPONSORED ADR	539439109	10,703	4,441,183	SH		DFND		4,441,183	0	0
LMF ACQUISITION OPPORTUNIT I	UNIT 99/99/9999	502015209	931	90,000	SH		DFND		90,000	0	0
LONGVIEW ACQUISITION CORP II	COM CL A	54319Q105	1,708	175,000	SH		DFND		175,000	0	0
M3 BRIGADE ACQUISITION II CO	COM CL A	553800103	6,351	650,000	SH		DFND		650,000	0	0
MALACCA STRAITS ACQUISITION	COM CL A	G5859B117	253	25,000	SH		DFND		25,000	0	0
MALLARD ACQUISITION CORP	UNIT 06/30/2027	561204207	769	75,000	SH		DFND		75,000	0	0
MANA CAP ACQUISITION CORP	COMMON STOCK	56168P104	495	50,000	SH		DFND		50,000	0	0
MAQUIA CAPITAL ACQUISITION C	CLASS A COM	56564V101	1,013	100,000	SH		DFND		100,000	0	0
MASON INDUSTRIAL TECHNOLGY I	COM CL A	57520Y106	3,175	325,000	SH		DFND		325,000	0	0
MASON INDUSTRIAL TECHNOLGY I	UNIT 99/99/9999	57520Y205	987	100,000	SH		DFND		100,000	0	0
MEDICUS SCIENCES ACQUISITION	CL A SHS	G5960S108	978	100,000	SH		DFND		100,000	0	0
MINORITY EQUALITY OPPORTUNIT	CLASS A COM	60436Q100	1,004	100,000	SH		DFND		100,000	0	0
MONUMENT CIRCLE ACQUISITN CO	UNIT 01/14/2026	61531M200	493	50,000	SH		DFND		50,000	0	0
MOUNTAIN CREST ACQSTN CORP I	COM	62402U107	1,730	175,000	SH		DFND		175,000	0	0
MOUNTAIN CREST ACQUSITN CRP	COM	62403K108	1,339	135,000	SH		DFND		135,000	0	0
NATURAL ORDER ACQUISITION CO	COM	63889L107	4,915	500,000	SH		DFND		500,000	0	0
NIGHTDRAGON ACQUISITION CORP	UNIT 02/26/20266	65413D204	739	75,000	SH		DFND		75,000	0	0
NOBLE ROCK ACQUISITION CORP	UNIT 01/31/2028	G6546R127	2,465	250,000	SH		DFND		250,000	0	0
NORTH ATLANTIC ACQUISITN COR	UNIT 10/20/2025	G66139117	1,837	185,000	SH		DFND		185,000	0	0
NORTHERN LIGHTS ACQUISITN CO	UNIT 11/01/2027	66538L204	965	95,000	SH		DFND		95,000	0	0
NORTHVIEW ACQUISITION CORP	COM	66718N103	982	100,000	SH		DFND		100,000	0	0
NORTHVIEW ACQUISITION CORP	RIGHT 99/99/9999	66718N129	14	100,000	SH		DFND		100,000	0	0
NUBIA BRAND INTERNATIONAL CO	UNIT 11/16/2026	67022R202	749	75,000	SH		DFND		75,000	0	0
OMEGA ALPHA SPAC	CL A	G6749V107	246	25,000	SH		DFND		25,000	0	0
ONE EQUITY PARTNERS OPEN WTR	UNIT 01/14/2026	68237L204	990	100,000	SH		DFND		100,000	0	0
OTR ACQUISITION CORP	UNIT 10/01/2025	67113Q204	514	50,000	SH		DFND		50,000	0	0
OYSTER ENTERPRISES ACQ CORP	UNIT 01/20/2026	69242M203	990	100,000	SH		DFND		100,000	0	0
PANACEA ACQUISITION CORP II	CL A SHS	G6882C106	488	50,000	SH		DFND		50,000	0	0
PEPPERLIME HEALTH ACQUSTN CO	UNIT 99/99/9999	G70021129	1,005	100,000	SH		DFND		100,000	0	0
PERCEPTION CAPITAL CORP II	UNIT 10/25/2026	G7007D128	501	50,000	SH		DFND		50,000	0	0
PIONEER MERGER CORP	CL A SHS	G7S24C103	981	100,000	SH		DFND		100,000	0	0
PMV CONSUMER ACQUISITION COR	COM	693486102	494	50,000	SH		DFND		50,000	0	0
PONTEM CORPORATION	UNIT 99/99/9999	G71707114	988	100,000	SH		DFND		100,000	0	0
POWERED BRANDS	UNIT 99/99/9999	G7209M124	992	100,000	SH		DFND		100,000	0	0
PRIME IMPACT ACQUISITION I	UNIT 10/01/2030	G61074111	447	45,000	SH		DFND		45,000	0	0
PRIVETERRA ACQUISITION CORP	UNIT 99/99/9999	74275N201	739	75,000	SH		DFND		75,000	0	0
PROGRESS ACQUISITION CORP	UNIT 12/25/2025	74327P204	991	100,000	SH		DFND		100,000	0	0
PROOF ACQUISITION CORP I	UNIT 99/99/9999	74349W203	1,002	100,000	SH		DFND		100,000	0	0
PROPERTY SOLUTIONS ACQUISITI	UNIT 03/01/2026	74350A207	245	25,000	SH		DFND		25,000	0	0
PROTERRA INC	COM	74374T109	79,522	10,574,685	SH		DFND		10,574,685	0	0
PYROPHYTE ACQUISITION CORP	UNIT 99/99/9999	G7308P119	1,015	100,000	SH		DFND		100,000	0	0
RECHARGE ACQUISITION CORP	COM CL A	756229100	1,246	125,000	SH		DFND		125,000	0	0
REDWOODS ACQUISITION CORP	UNIT 03/15/2027	758083208	1,003	100,000	SH		DFND		100,000	0	0
RIBBIT LEAP LTD	SHS CL A	G7552B105	987	100,000	SH		DFND		100,000	0	0
RIVERVIEW ACQUISITION CORP	UNIT 07/29/2026	769395203	2,000	200,000	SH		DFND		200,000	0	0
RMG ACQUISITION CORP III	UNIT 02/08/2026	G76088114	247	25,000	SH		DFND		25,000	0	0
ROSS ACQUISITION CORP II	SHS CL A	G7641C106	1,964	200,000	SH		DFND		200,000	0	0
ROTH CH ACQUISITION IV CO	COM	77867P104	1,685	170,000	SH		DFND		170,000	0	0
RXR ACQUISITION CORP	UNIT 01/01/2025	74981W206	246	25,000	SH		DFND		25,000	0	0
RYANAIR HOLDINGS PLC	SPONSORED ADS	783513203	1,799	20,648	SH		DFND		20,648	0	0
SCIENCE STRATEGIC ACQ ALPHA	UNIT 01/20/2026	808641203	984	100,000	SH		DFND		100,000	0	0
SCION TECH GROWTH I	UNIT 12/17/2025	G31067120	497	50,000	SH		DFND		50,000	0	0
SCP & CO HEALTHCARE ACQUSTN	UNIT 10/27/2025	784065203	1,730	175,000	SH		DFND		175,000	0	0
SCREAMING EAGLE ACQUISITN CO	UNIT 01/05/2027	G79407113	1,000	100,000	SH		DFND		100,000	0	0
SEAPORT CALIBRE MATLS ACQUIS	UNIT 10/28/2026	812204204	499	50,000	SH		DFND		50,000	0	0
SENIOR CONNECT ACQUISITN COR	COM CL A	81723H108	1,473	150,000	SH		DFND		150,000	0	0
SHELTER ACQUISITION CORP I	UNIT 02/25/2026	822821203	994	100,000	SH		DFND		100,000	0	0
SILVER SPIKE ACQUISITN CORP	CLASS A ORD SHS	G8201H105	979	100,000	SH		DFND		100,000	0	0
SIMON PROPERTY GRP ACQ HOLDI	COM CL A	82880R103	1,956	200,000	SH		DFND		200,000	0	0
SIRIUS XM HOLDINGS INC	COM	82968B103	445	200,000	SH	Put	DFND		200,000	0	0
SIRIUSPOINT LTD	COM	G8192H106	506	67,613	SH		DFND		67,613	0	0
SLAM CORP	UNIT 99/99/9999	G8210L113	2,958	300,000	SH		DFND		300,000	0	0
SOCIAL CAP SUVRETTA HLDS CP	CLASS A ORD SHS	G8253Y105	487	50,000	SH		DFND		50,000	0	0
SOCIAL CAP SUVRETTA HLDS CRP	CLASS A ORD SHS	G8253U103	975	100,000	SH		DFND		100,000	0	0
SOCIAL CAP SUVRETTA HLDS CRP	CLASS A ORD SHS	G8253T106	989	100,000	SH		DFND		100,000	0	0
SOCIAL LEVERAGE ACQUISN CORP	COM CL A	83363K102	1,958	200,000	SH		DFND		200,000	0	0
SOFTWARE ACQUISITN GRP INC I	COM CL A	83407J103	1,496	150,000	SH		DFND		150,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	117	10,000	SH	Put	DFND		10,000	0	0
SPORTSMAP TECH ACQUISITIN CO	UNIT 09/01/2027	84921J207	1,008	100,000	SH		DFND		100,000	0	0
SPORTSTEK ACQUISITION CORP	UNIT 02/16/2028	849196209	983	100,000	SH		DFND		100,000	0	0
SPRINGWATER SPL SITUATIONS C	UNIT 12/01/2027	85205U206	999	100,000	SH		DFND		100,000	0	0
SPROTT PHYSICAL GOLD & SILVE	TR UNIT	85208R101	3,085	159,190	SH		DFND		159,190	0	0
STEEL CONNECT INC	COM	858098106	280	216,787	SH		DFND		216,787	0	0
STONEBRIDGE ACQUISITION CORP	UNIT 04/11/2026	G85094111	1,007	100,000	SH		DFND		100,000	0	0
SUMITOMO MITSUI FINL GROUP I	SPONSORED ADR	86562M209	62,171	9,915,600	SH		DFND		9,915,600	0	0
SUPERNOVA PARTN ACQ CO III L	UNIT 99/99/9999	G8T90F110	489	50,000	SH		DFND		50,000	0	0
SUSTAINABLE DEVELP ACQU I CO	UNIT 02/04/2026	86934L202	494	50,000	SH		DFND		50,000	0	0
SVF INVESTMENT CORP	CL A SHS	G8601L102	2,940	300,000	SH		DFND		300,000	0	0
SVF INVESTMENT CORP 2	CL A SHS	G8601M100	492	50,000	SH		DFND		50,000	0	0
TCW SPECIAL PURPOSE ACQU COR	UNIT 99/99/9999	87301L205	974	100,000	SH		DFND		100,000	0	0
THUNDER BRIDGE CAP PRTNRS II	UNIT 02/15/2028	88605T209	1,980	200,000	SH		DFND		200,000	0	0
TISHMAN SPEYER INNOVATION CO	COM CL A	88825H100	735	75,000	SH		DFND		75,000	0	0
TISHMAN SPEYER INNOVATION CO	UNIT 02/11/2026	88825H209	494	50,000	SH		DFND		50,000	0	0
TORTOISEECOFIN ACQUISITION C	UNIT 99/99/9999	G8956E208	1,478	150,000	SH		DFND		150,000	0	0
TPB ACQUISITION CORP I	COM CL A	G8990L101	972	100,000	SH		DFND		100,000	0	0
TREPONT ACQUISITION CORP I	SHS CL A	G9095M101	2,514	250,000	SH		DFND		250,000	0	0
TWELVE SEAS INVESTMENT CO II	UNIT 99/99/9999	90118T205	491	50,000	SH		DFND		50,000	0	0
TWIN RIDGE CAPITAL ACQUIS CO	UNIT 99/99/9999	G9151L112	3,428	350,000	SH		DFND		350,000	0	0
TZP STRATEGIES ACQUISTN CORP	UNIT 01/06/2026	G91595127	989	100,000	SH		DFND		100,000	0	0
VALOR LATITUDE ACQUISITN COR	UNIT 04/02/2026	G9460N114	981	100,000	SH		DFND		100,000	0	0
VALUENCE MERGER CORP I	UNIT 02/18/2027	G9R16L126	2,508	250,000	SH		DFND		250,000	0	0
VECTOIQ ACQUISITION CORP II	COM CL A	92244F109	983	100,000	SH		DFND		100,000	0	0
VECTOIQ ACQUISITION CORP II	UNIT 99/99/9999	92244F208	1,988	200,000	SH		DFND		200,000	0	0
VELOCITY ACQUISITION CORP	COM CL A	92259E104	1,950	200,000	SH		DFND		200,000	0	0
VENTOUX CCM ACQUISITION CORP	COM	92280L101	2,779	275,000	SH		DFND		275,000	0	0
VICKERS VANTAGE CORP I	UNIT 09/15/2027	G9440B123	1,955	190,000	SH		DFND		190,000	0	0
VIRGIN GROUP ACQUISIT CORP I	UNIT 99/99/9999	G9460K110	992	100,000	SH		DFND		100,000	0	0
VIVEON HEALTH ACQUISITION CO	COMMON STOCK	92853V106	2,525	250,000	SH		DFND		250,000	0	0
WARBURG PINCUS CAPTAL CORP I	SHS CL A	G9461D107	983	100,000	SH		DFND		100,000	0	0
WARBURG PINCUS CAPTAL CORP I	SHS CL A	G9460M108	1,473	150,000	SH		DFND		150,000	0	0
WARBURG PINCUS CAPTAL CORP I	UNIT 99/99/9999	G9461D123	495	50,000	SH		DFND		50,000	0	0
WARRIOR TECHNOLOGIES ACQUI C	UNIT 03/31/2028	936273200	499	50,000	SH		DFND		50,000	0	0
WILLIAMS ROWLAND ACQUISITION	UNIT 99/99/9999	96951B201	1,008	100,000	SH		DFND		100,000	0	0
WORLD QUANTUM GROWTH ACQUISI	SHS CL A	G5596W101	990	100,000	SH		DFND		100,000	0	0
WORLDWIDE WEBB ACQUISITION C	UNIT 10/20/2026	G97775129	992	100,000	SH		DFND		100,000	0	0
ZIMMER ENERGY TRANSITION ACQ	COM CL A	989570106	1,935	200,000	SH		DFND		200,000	0	0

Check here if Amendment:	☒ Amendment Number:	1
This Amendment (Check only one.):	☒ is a restatement. ☐ adds new holdings entries.

Name:	Cowen Investment Management LLC
Address:	599 LEXINGTON AVENUE, 20TH FLOOR

	NEW YORK, NY 10022
Form 13F File Number:	028-13626

Name:	Andrea JS Sayago
Title:	Chief Compliance Officer
Phone:	212-201-4829

Number of Other Included Managers:	0
Form 13F Information table Entry Total:	268
Form 13F Information table Value Total:	466941 (thousands)

Institutional Investment Manager Filing this Report:

Signature, Place, and Date of Signing:

Report Type (Check only one.):

Form 13F Summary Page

Report Summary:

List of Other Included Managers: