Voya VARIABLE PORTFOLIOS INC Form N-PX Filed 2020-08-28

================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-07651 ----------------- VOYA VARIABLE PORTFOLIOS, INC. (Exact name of registrant as specified in charter) ----------------- 7337 E. Doubletree Ranch Road, Suite 100 Scottsdale, AZ 85258 (Address of principal executive offices) (Zip code) (Name and address of agent for service) With copies to: Theresa K. Kelety, Esq. Elizabeth J. Reza, Esq. Voya Investments, LLC Ropes & Gray LLP 7337 E. Doubletree Ranch Road, Suite 100 Prudential Tower, Scottsdale, AZ 85258 800 Boylston Street Boston, MA 02199 Registrant's telephone number, including area code: (800) 992-0180 ----------------- Date of fiscal year end: December 31 Date of reporting period: July 1, 2019 - June 30, 2020 ================================================================================

Item 1. Proxy Voting Record ******************************* FORM N-PX REPORT ******************************* ICA File Number: 811-07651 Reporting Period: 07/01/2019 - 06/30/2020 Voya Variable Portfolios, Inc. ======================== Voya Australia Index Portfolio ======================== AGL ENERGY LIMITED Ticker: AGL Security ID: Q01630195 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Jacqueline Hey as Director For For Management 3b Elect Diane Smith-Gander as Director For For Management 3c Elect Patricia McKenzie as Director For For Management 4 Approve Grant of Performance Rights For Against Management under the AGL Long Term Incentive Plan to Brett Redman 5a Approve the Amendments to the Against Against Shareholder Company's Constitution 5b Approve Transition Planning Disclosure Against Against Shareholder 6 Approve Public Health Risks of Coal Against Against Shareholder Operations -------------------------------------------------------------------------------- ALS LIMITED Ticker: ALQ Security ID: Q0266A116 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tonianne Dwyer as Director For For Management 2 Elect Siddhartha Kadia as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Raj Naran 5 Approve Re-insertion of Proportional For For Management Takeover Provisions in the Constitution -------------------------------------------------------------------------------- AMCOR PLC Ticker: AMCR Security ID: G0250X123 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Graeme Liebelt For For Management 1b Elect Director Armin Meyer For For Management 1c Elect Director Ronald Delia For For Management 1d Elect Director Andrea Bertone For For Management 1e Elect Director Karen Guerra For For Management 1f Elect Director Nicholas (Tom) Long For For Management 1g Elect Director Arun Nayar For For Management 1h Elect Director Jeremy Sutcliffe For For Management 1i Elect Director David Szczupak For For Management 1j Elect Director Philip Weaver For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ASX LIMITED Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Melinda Conrad as Director For For Management 3b Elect Ken Henry as Director For For Management 3c Elect Peter Nash as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Dominic Stevens -------------------------------------------------------------------------------- AUSNET SERVICES LTD. Ticker: AST Security ID: Q0708Q109 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Li Lequan as Director For For Management 2b Elect Tan Chee Meng as Director For For Management 2c Elect Peter Mason as Director For For Management 3 Approve Remuneration Report For For Management 4a Approve Grant of Equity Awards to Nino For For Management Ficca 4b Approve Grant of Equity Awards to Tony For For Management Narvaez 5 Approve the Issuance of Up to 10 For For Management Percent of the Company's Issued Capital 6 Approve Issuance of Shares Under the For For Management Dividend Reinvestment Plan 7 Approve Issuance of Shares Under the For For Management Employee Incentive Scheme -------------------------------------------------------------------------------- CHARTER HALL LONG WALE REIT Ticker: CLW Security ID: Q2308E106 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Stapled For For Management Securities to Institutional, Professional and Other Wholesale Investors -------------------------------------------------------------------------------- DULUXGROUP LIMITED Ticker: DLX Security ID: Q32914105 Meeting Date: JUL 31, 2019 Meeting Type: Court Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Acquisition of the Company by Nippon Paint Holdings Co., Ltd. -------------------------------------------------------------------------------- FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED Ticker: FPH Security ID: Q38992105 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lewis Gradon as Director For For Management 2 Elect Donal O'Dwyer as Director For For Management 3 Elect Neville Mitchell as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors 5 Approve Issuance of Performance Share For For Management Rights to Lewis Gradon 6 Approve Issuance of Options to Lewis For For Management Gradon 7 Revoke Company's Existing Constitution For For Management and Adopt a New Constitution -------------------------------------------------------------------------------- JAMES HARDIE INDUSTRIES PLC Ticker: JHX Security ID: G4253H119 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve the Remuneration Report For For Management 3a Elect Anne Lloyd as Director For For Management 3b Elect Rada Rodriguez as Director For For Management 3c Elect Jack Truong as Director For For Management 3d Elect David Harrison as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Approve the Increase in Non-Executive None For Management Directors' Fee Pool 6 Approve the Grant of Fiscal Year 2020 For For Management Return on Capital Employed Restricted Stock Units to Jack Truong 7 Approve the Grant of Fiscal Year 2020 For For Management Relative Total Shareholder Return Restricted Stock Units to Jack Truong 8 Approve Supplemental Grant of Fiscal For For Management Year 2019 Return on Capital Employed Restricted Stock Units and Relative Total Shareholder Return Restricted Stock Units to Jack Truong 9 Approve Renewal of Authority for For For Management Directors to Allot and Issue Shares -------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED Ticker: MQG Security ID: Q57085286 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Michael J Hawker as Director For For Management 2b Elect Michael J Coleman as Director For For Management 2c Elect Philip M Coffey as Director For For Management 2d Elect Jillian R Broadbent as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Participation of Shemara For For Management Wikramanayake in the Macquarie Group Employee Retained Equity Plan 5 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Issuance of Macquarie Group For For Management Capital Notes 4 -------------------------------------------------------------------------------- METCASH LIMITED Ticker: MTS Security ID: Q6014C106 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Birtles as Director For For Management 2b Elect Wai Tang as Director For For Management 2c Elect Helen Nash as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Issuance of Performance Rights For For Management to Jeffery Adams -------------------------------------------------------------------------------- NEWS CORPORATION Ticker: NWSA Security ID: U9598Q116 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director K. Rupert Murdoch For Against Management 1b Elect Director Lachlan K. Murdoch For Against Management 1c Elect Director Robert J. Thomson For For Management 1d Elect Director Kelly Ayotte For For Management 1e Elect Director Jose Maria Aznar For For Management 1f Elect Director Natalie Bancroft For For Management 1g Elect Director Peter L. Barnes For For Management 1h Elect Director Joel I. Klein For Against Management 1i Elect Director James R. Murdoch For For Management 1j Elect Director Ana Paula Pessoa For For Management 1k Elect Director Masroor Siddiqui For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RESMED INC. Ticker: RMD Security ID: U76171104 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol Burt For For Management 1b Elect Director Jan De Witte For For Management 1c Elect Director Rich Sulpizio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUNCORP GROUP LIMITED Ticker: SUN Security ID: Q88040110 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Performance Rights to For For Management Steve Johnston 3a Elect Sally Herman as Director For For Management 3b Elect Ian Hammond as Director For For Management 4 Approve Return of Capital to Ordinary For For Management Shareholders 5 Approve Consolidation of Ordinary For For Management Shares 6 Approve Selective Capital Reduction in For For Management Relation to SUNPE 7 Approve Reinsertion of Proportional For For Management Takeover Provisions in the Constitution 8 Approve Insertion of Additional Notice For For Management Provision in the Constitution 9a Approve the Amendments to the Against Against Shareholder Company's Constitution 9b Approve Fossil Fuel Exposure Reduction Against Against Shareholder Targets -------------------------------------------------------------------------------- XERO LIMITED Ticker: XRO Security ID: Q98665104 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Susan Peterson as Director For For Management 3 Elect David Thodey as Director For For Management 4 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 5 Approve Issuance of Shares to Lee For For Management Hatton ==================== Voya Emerging Markets Index Portfolio ===================== 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Price and Pricing For For Management Principles 1.3 Approve Lock-up Period For For Management 1.4 Approve Resolution Validity Period and For For Management Shareholders' Meeting Authorization Period 2 Approve Plan on Private Placement of For For Management Shares (Second Revision) 3 Approve Revised Impact of Dilution of For For Management Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 4 Approve Purchase of Liability For Against Management Insurance for Directors, Supervisors and Senior Management Members 5.1 Elect Xu Jingchang as Independent For For Management Director -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Financial For For Management Report Auditor and Internal Control Auditor 9 Approve Daily Related-party For For Management Transactions 10 Approve Provision of Guarantee for For For Management Company and Subsidiary -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Tianjin Jincheng For For Management Bank Co., Ltd. 2 Approve Signing of Transfer Agreement For For Management 3 Approve the Issuance of Statement and For For Management Commitment of Investing in Tianjin Jincheng Bank and External Guarantee -------------------------------------------------------------------------------- 3SBIO, INC. Ticker: 1530 Security ID: G8875G102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Su Dongmei as Director For For Management 2B Elect Huang Bin as Director For Against Management 2C Elect Tang Ke as Director For For Management 2D Elect Wong Lap Yan as Director For For Management 2E Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Junichi Arai as Director For For Management 2 Elect David K. Chao as Director For For Management 3 Elect Li-Lan Cheng as Director For For Management 4 Elect Eric He as Director For For Management 5 Elect Rick Yan as Director For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CMIG PM Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Annual Report For For Management 5 Approve 2020 Annual Financial Budget For For Management 6 Approve Final Dividend For For Management 7.1 Elect Chan Cheuk Hung as Director For For Management 7.2 Elect Huang Fengchao as Director For For Management 7.3 Elect Li Dalong as Director For For Management 7.4 Elect Wei Xianzhong as Director For Against Management 7.5 Elect Yue Yuan as Director For For Management 7.6 Elect Wan Kam To as Director For For Management 7.7 Elect Wong Chui Ping Cassie as Director For For Management 7.8 Elect Wang Peng as Director For For Management 8.1 Elect Shi Zhengyu as Supervisor For For Management 8.2 Elect Wang Gonghu as Supervisor For For Management 8.3 Elect Wang Shao as Supervisor For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 11 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares 13 Approve Expansion of Business Scope For For Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AAC TECHNOLOGIES HOLDINGS, INC. Ticker: 2018 Security ID: G2953R114 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Mok Joe Kuen Richard as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Adopt Second Amended and Restated For For Management Articles of Association -------------------------------------------------------------------------------- ABOITIZ EQUITY VENTURES, INC. Ticker: AEV Security ID: Y0001Z104 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held Last April 22, 2019 2 Approve 2019 Annual Report and For For Management Financial Statements 3 Appoint External Auditor for 2020 For For Management 4.1 Elect Erramon I. Aboitiz as Director For For Management 4.2 Elect Mikel A. Aboitiz as Director For For Management 4.3 Elect Sabin M. Aboitiz as Director For For Management 4.4 Elect Enrique M. Aboitiz as Director For For Management 4.5 Elect Ana Maria A. Delgado as Director For For Management 4.6 Elect Edwin R. Bautista as Director For For Management 4.7 Elect Raphael P.M. Lotilla as Director For For Management 4.8 Elect Jose C. Vitug as Director For For Management 4.9 Elect Manuel R. Salak III as Director For For Management 5 Approve Amendment of the Company's For Against Management Articles of Incorporation 6 Ratify Acts, Resolutions and For For Management Proceedings of the Board of Directors, Corporate Officers and Management from 2019 Up to April 27, 2020 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ABOITIZ POWER CORP. Ticker: AP Security ID: Y0005M109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held Last April 22, 2019 2 Approve 2019 Annual Report and For For Management Financial Statements 3 Appoint Company's External Auditor for For Against Management 2020 4.1 Elect Enrique M. Aboitiz as Director For Abstain Management 4.2 Elect Mikel A. Aboitiz as Director For Abstain Management 4.3 Elect Erramon I. Aboitiz as Director For For Management 4.4 Elect Emmanuel V. Rubio as Director For For Management 4.5 Elect Jaime Jose Y. Aboitiz as Director For For Management 4.6 Elect Danel C. Aboitiz as Director For For Management 4.7 Elect Carlos C. Ejercito as Director For Abstain Management 4.8 Elect Romeo L. Bernardo as Director For Abstain Management 4.9 Elect Eric Ramon O. Recto as Director For Abstain Management 5 Approve Amendment of the Company's For Against Management Articles of Incorporation 6 Ratify Acts, Resolutions and For For Management Proceedings of the Board of Directors, Corporate Officers and Management from 2019 Up to April 27, 2020 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ABSA GROUP LTD. Ticker: ABG Security ID: S0270C106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ernest van Rooyen as the Designated Auditor 2.1 Re-elect Mark Merson as Director For For Management 2.2 Re-elect Wendy Lucas-Bull as Director For For Management 2.3 Re-elect Colin Beggs as Director For For Management 2.4 Re-elect Daniel Hodge as Director For For Management 2.5 Re-elect Jason Quinn as Director For For Management 3.1 Elect Ihron Rensburg as Director For For Management 3.2 Elect Rose Keanly as Director For For Management 3.3 Elect Swithin Munyantwali as Director For For Management 3.4 Elect Daniel Mminele as Director For For Management 4.1 Re-elect Alex Darko as Member of the For For Management Group Audit and Compliance Committee 4.2 Re-elect Daisy Naidoo as Member of the For For Management Group Audit and Compliance Committee 4.3 Re-elect Tasneem Abdool-Samad as For For Management Member of the Group Audit and Compliance Committee 4.4 Elect Swithin Munyantwali as Member of For For Management the Group Audit and Compliance Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 3 Approve Providing Shareholders with an For For Management Initial Assessment of the Company's Exposure to Climate Change Risk 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Increase in Authorised For For Management Ordinary Share Capital 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ABU DHABI COMMERCIAL BANK Ticker: ADCB Security ID: M0152Q104 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Statements for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Elect Supervisory Board Members For For Management (Bundled) 6 Approve Dividends Representing 38 For For Management Percent of the Share Capital for FY 2019 7 Approve Remuneration of Directors for For For Management FY 2019 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Discharge of Auditors for FY For For Management 2019 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Approve Changes to Board Composition For For Management 1 Approve Qualified Employee Stock For Against Management Purchase Plan 2 Authorize Issuance of Debt Tier For For Management Capital Instruments, Notes/Bonds or Trust Certificates Up to USD 2,000,000,000 3 Authorize Renewal of Abu Dhabi For For Management Commercial Bank PJSC and ADCB Finance (Cayaman) Limited USD 15,000,000,000 Global Medium Term Note Programme (the "GMTN Programme") 4 Authorize Issuance of Non-Convertible For For Management Bonds Up To USD 15,000,000,000 5 Authorize New Debt Funding Programme For For Management Up to Maximum Amount of USD 2,500,000,000 in Addition to GMTN Programme 6 Authorize Issuance of Non-Convertible For For Management Bonds Up to USD 2,500,000,000 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Bonds and Debts Instruments 8 Amend Article 17 of Bylaws For Against Management 9 Amend Articles 25 of Bylaws For For Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Articles Amendment -------------------------------------------------------------------------------- ACCTON TECHNOLOGY CORP. Ticker: 2345 Security ID: Y0002S109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- ACER, INC. Ticker: 2353 Security ID: Y0003F171 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect STAN SHIH, with Shareholder No. For For Management 0000002, as Non-Independent Director 1.2 Elect JASON CHEN, with Shareholder No. For For Management 0857788, as Non-Independent Director 1.3 Elect MAVERICK SHIH, a Representative For For Management of HUNG ROUAN INVESTMENT CORP. with Shareholder No. 0005978, as Non-Independent Director 1.4 Elect CHING-HSIANG HSU (Charles Hsu) For For Management with Shareholder No. 0916903 as Independent Director 1.5 Elect JI-REN LEE with Shareholder No. For For Management 0857786 as Independent Director 1.6 Elect SAN-CHENG CHANG (Simon Chang) For For Management with Shareholder No. 0157790 as Independent Director 1.7 Elect YURI, KURE with Shareholder No. For For Management 1018823 as Independent Director 2 Approve Financial Statements and For For Management Business Report 3 Approve Profit Distribution For For Management 4 Approve Cash Distribution from Capital For For Management Surplus 5 Approve Amendments to Acer's Internal For For Management Rule: Procedures for Acquisition or Disposal of Assets 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED Ticker: 532921 Security ID: Y00130107 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend on Equity Shares For For Management 3 Approve Dividend on Preferences Shares For For Management 4 Reelect Rajesh S. Adani as Director For For Management 5 Elect Mukesh Kumar as Director For For Management 6 Elect Nirupama Rao as Director For For Management 7 Reelect G. Raghuram as Director For For Management 8 Reelect G. K. Pillai as Director For For Management 9 Approve Reappointment and Remuneration For For Management of Malay Mahadevia as Whole Time Director 10 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED Ticker: 532921 Security ID: Y00130107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Approve Dividend on Preferences Shares For For Management 4 Reelect Karan Adani as Director For For Management 5 Elect Bharat Sheth as Director For For Management 6 Approve Material Related Party For For Management Transactions 7 Approve Shifting of Registered Office For For Management of the Company -------------------------------------------------------------------------------- ADVANCED PETROCHEMICAL CO. Ticker: 2330 Security ID: M0182V107 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:10 2.1 Elect Wael Al Bassam as Director None Abstain Management 2.2 Elect Khalid Al Houshan as Director None For Management 2.3 Elect Yazeed Al Hayaf as Director None Abstain Management 2.4 Elect Badr Jawhar as Director None Abstain Management 2.5 Elect Maashal Al Shayaa as Director None Abstain Management 2.6 Elect Salih Minqash as Director None Abstain Management 2.7 Elect Waleed Al Jaafari as Director None For Management 2.8 Elect Abdulazeez Al Habardi as Director None Abstain Management 2.9 Elect Samah Al Subaee as Director None For Management 2.10 Elect Ibrahim Al Husseinan as Director None Abstain Management 2.11 Elect Khalid Al Omran as Director None For Management 2.12 Elect Abdulazeez Al Mulhim as Director None For Management 2.13 Elect Khaleefa Al Mulhim as Director None For Management 2.14 Elect Mohammed Al Mulhim as Director None Abstain Management 2.15 Elect Sami Al Sweigh as Director None For Management 2.16 Elect Zein Al Imam as Director None Abstain Management 2.17 Elect Muadh Al Naeem as Director None Abstain Management 2.18 Elect Sultan Al Suleiman as Director None For Management 2.19 Elect Adil Al Shayaa as Director None Abstain Management 2.20 Elect Majid Kheirullah as Director None Abstain Management 2.21 Elect Ali Al Hakami as Director None Abstain Management 2.22 Elect Atif Al Shihri as Director None Abstain Management 2.23 Elect Fahd Al Shamri as Director None For Management 2.24 Elect Mohammed Al Shihri as Director None Abstain Management 2.25 Elect Khalid Al Suleiman as Director None Abstain Management 2.26 Elect Mustafa Hammoudah as Director None Abstain Management 3 Amend Article 7 of Bylaws Re: Changes For For Management in Capital 4 Amend Article 20 of Bylaws Re: For For Management Directors' Remuneration 5 Amend Article 22 of Bylaws Re: Board For For Management Meetings 6 Amend Article 30 of Bylaws Re: General For For Management Assembly Invitation 7 Amend Article 38 of Bylaws Re: For For Management Formation of Audit Committee 8 Amend Article 39 of Bylaws Re: Audit For For Management Committee Meeting Quorum 9 Amend Article 41 of Bylaws Re: Audit For For Management Committee Reports 10 Amend Article 45 of Bylaws Re: For For Management Financial Statements 11 Amend Article 46 of Bylaws Re: For For Management Allocation of Income 12 Amend Article 47 of Bylaws Re: Profits For For Management Entitlement 13 Approve Updated Audit Committee Charter For Against Management 14 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members 15 Approve Related Party Transactions For Against Management 16 Approve Remuneration Policy Re: For For Management Directors, Management and Committees -------------------------------------------------------------------------------- ADVANCED PETROCHEMICAL CO. Ticker: 2330 Security ID: M0182V107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 5 Approve Dividends of SAR 0.65 per For For Management Share for Q4 of FY 2019 6 Ratify Distributed Dividends of SAR 2. For For Management 05 per Share for Q1, Q2, and Q3 of FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- ADVANTECH CO., LTD. Ticker: 2395 Security ID: Y0017P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of New Shares by For For Management Capitalization of Profit 5 Approve Company Plans to Issue For For Management Employee Stock Warrants with Price Lower than Fair Market Value 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8.1 Elect K.C. Liu, with Shareholder No. For For Management 1, as Non-Independent Director 8.2 Elect Wesley Liu, a Representative of For For Management K and M Investment Co., Ltd. with Shareholder No. 39, as Non-Independent Director 8.3 Elect Chaney Ho, a Representative of For For Management Advantech Foundation with Shareholder No. 163, as Non-Independent Director 8.4 Elect Donald Chang, a Representative For For Management of AIDC Investment Corp. with Shareholder No. 40, as Non-Independent Director 8.5 Elect Jeff Chen with ID No. For For Management B100630XXX, as Independent Director 8.6 Elect Benson Liu with ID No. For For Management P100215XXX, as Independent Director 8.7 Elect Chan Jane Lin with ID No. For For Management R203128XXX, as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management with Specific Investors and Related Party Transactions -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Financing Amount For For Management and Authorizations for Relevant Agreement Signing -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimated Implementation of For Against Management Continuing Connected Transactions in 2019 2 Approve 2020 Continuing Connected For Against Management Transactions 3 Approve External Guarantee For Against Management 4 Approve Financing Amount and For For Management Authorization Matters -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Issuance of Shares 2 Approve Transaction Constitutes as For Against Management Related-party Transaction 3.1 Approve Target Assets and Payment For Against Management Method 3.2 Approve Transaction Parties For Against Management 3.3 Approve Transaction Price For Against Management 3.4 Approve Share Type, Par Value and For Against Management Listing Exchange 3.5 Approve Pricing Method and Price For Against Management 3.6 Approve Issue Price Adjustment For Against Management Mechanism 3.7 Approve Amount of Asset Purchase, For Against Management Payment Consideration and Issue Scale 3.8 Approve Lock-Up Period Arrangement For Against Management 3.9 Approve Attribution of Profit and Loss For Against Management During the Transition Period and Distribution Arrangement of Undistributed Earnings After Completion of the Transaction 3.10 Approve Delivery Arrangements and For Against Management Liability for Breach of Contract 3.11 Approve Resolution Validity Period For Against Management 4 Approve Report (Draft) and Summary on For Against Management Company's Asset Purchase by Issuance of Shares and Related Party Transactions 5 Approve Signing of Conditional Equity For Against Management Acquisition Agreement and Its Supplementary Agreement 6 Approve Transaction Does Not For Against Management Constitute as Major Asset Restructuring 7 Approve This Transaction Does Not For Against Management Constitute as Major Restructure Listing 8 Approve Relevant Financial Report and For Against Management Asset Evaluation Report 9 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Undertakings of Remedial For Against Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 12 Approve Authorization of the Board to For Against Management Handle All Related Matters 13 Amend the Relevant Provisions of the For Against Management Financial Services Agreement and Related Party Transactions -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Zi as Non-independent For For Shareholder Director 1.2 Elect Jia Dafeng as Non-independent For For Shareholder Director 2.1 Elect Mou Xin as Supervisor For For Shareholder -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Report For For Management 9 Approve Related Party Transactions For Against Management 10 Approve Issuance of Shares and Raising For For Management Supporting Funds as well as Special Report on the Deposit and Usage of Raised Funds 11 Approve Remuneration of Directors and For For Management Senior Management Members 12 Approve Appointment of Auditor For For Management 13 Approve Related Party Transactions in For For Management Connection with Transfer of Land Use Rights and Its Property 14 Elect Yan Jianxing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- AGILE GROUP HOLDINGS LTD. Ticker: 3383 Security ID: G01198103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Chan Cheuk Yin as Director For For Management 4 Elect Chan Cheuk Hei as Director For For Management 5 Elect Kwong Che Keung, Gordon as For For Management Director 6 Elect Hui Chiu Chung, Stephen as For For Management Director 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9A Authorize Repurchase of Issued Share For For Management Capital 9B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Huang Zhenzhong as Director For For Management 7 Elect Liao Luming as Director For For Management 8 Elect Zhu Hailin as Director For For Management 9 Approve Additional Budget of Epidemic For For Management Prevention Donations for 2020 10 Elect Zhang Xuguang as Director For Against Shareholder 11 To Listen to the 2019 Work Report of None None Management Independent Directors of the Bank 12 To Listen to the 2019 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 13 To Listen to the Report on the None None Management Management of Related Transactions -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Huang Zhenzhong as Director For For Management 7 Elect Liao Luming as Director For For Management 8 Elect Zhu Hailin as Director For For Management 9 Approve Additional Budget of Epidemic For For Management Prevention Donations for 2020 10 Elect Zhang Xuguang as Director For Against Shareholder -------------------------------------------------------------------------------- AGUAS ANDINAS SA Ticker: AGUAS.A Security ID: P4171M125 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Bang as Non-Independent For For Management Director 1.2 Elect Li Li as Non-Independent Director For For Management 1.3 Elect Wu Shijun as Non-Independent For For Management Director 1.4 Elect Han Zhong as Non-Independent For For Management Director 2.1 Elect Chen Shou as Independent Director For For Management 2.2 Elect Guo Yuemei as Independent For For Management Director 2.3 Elect Zheng Yuanmin as Independent For For Management Director 3.1 Elect Cao Qinqin as Supervisor For For Management 3.2 Elect Li Xian as Supervisor For For Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve This Transaction Constitutes For For Management as Major Asset Restructure 3.1 Approve Overall Transaction Plan For For Management 3.2 Approve Share Type and Par Value For For Management 3.3 Approve Target Subscribers and Issue For For Management Manner 3.4 Approve Issue Price and Pricing For For Management Principle 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period Arrangement For For Management 3.7 Approve Issue Price Adjustment For For Management Mechanism 3.8 Approve Asset Acquisition by Cash For For Management Payment 3.9 Approve Transitional Profit or Loss For For Management Arrangement 3.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.11 Approve Performance Commitment and For For Management Compensation Arrangements 3.12 Approve Resolution Validity Period For For Management 3.13 Approve Issuance of Shares to Raise For For Management Supporting Funds 3.14 Approve Share Type and Par Value on For For Management Raising Supporting Funds 3.15 Approve Target Subscribers and Issue For For Management Manner on Raising Supporting Funds 3.16 Approve Issue Price and Pricing For For Management Principle on Raising Supporting Funds 3.17 Approve Issue Size on Raising For For Management Supporting Funds 3.18 Approve Lock-up Period Arrangement on For For Management Raising Supporting Funds 3.19 Approve Use of Proceeds For For Management 3.20 Approve Distribution Arrangement of For For Management Undistributed Earnings on Raising Supporting Funds 3.21 Approve Resolution Validity Period on For For Management Raising Supporting Funds 4 Approve Transaction Adjustment Does For For Management Not Constitute Major Adjustment 5 Approve Report (Draft) and Summary on For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 6 Approve Signing of Relevant Agreements For For Management for this Transaction 7 Approve Signing of Supplementary For For Management Agreement with Related Parties 8 Approve Transaction Does Not For For Management Constitute as Related Party Transaction 9 Approve This Transaction Does Not For For Management Constitute as Major Restructure Listing 10 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 11 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 12 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Basis and Fairness of Pricing For For Management for This Transaction 15 Approve Relevant Audit Report, Pro For For Management Forma Review Report, Asset Evaluation Report 16 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 17 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Shareholder Return Plan For For Management 20 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and Issue For For Management Manner 1.2 Approve Issue Price and Pricing Basis For For Management 1.3 Approve Lock-Up Period Arrangement For For Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Equity Distribution Plan For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Remuneration of Directors For For Management 8 Amend Articles of Association For For Management 9 Approve Increase in Registered For For Management Capital, Amend Articles of Association and Business Registration Change 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Report of the Board of For For Management Supervisors 12 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Framework Agreement For For Management between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions 2 Approve the Framework Agreement For For Management between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions 3 Elect Patrick Healy as Director For For Shareholder 4 Elect Zhao Xiaohang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Elect Feng Gang as Director For For Management 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Deloitte Touche Tohmatsu as For For Management the International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Grant of General Mandate to For Against Management the Board to Issue Debt Financing Instruments 8 Elect Duan Hongyi as Director and For For Shareholder Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- AIRPORTS OF THAILAND PUBLIC CO. LTD. Ticker: AOT Security ID: Y0028Q137 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Prasong Poontaneat as Director For For Management 5.2 Elect Manit Nitiprateep as Director For For Management 5.3 Elect Manas Jamveha as Director For For Management 5.4 Elect Manu Mekmok as Director For For Management 5.5 Elect Sarawut Benjakul as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Office of the Auditor General For For Management of Thailand (OAG) as Auditor and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- AIRTAC INTERNATIONAL GROUP Ticker: 1590 Security ID: G01408106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- AISINO CORP. Ticker: 600271 Security ID: Y0017G124 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Convertible For For Management Corporate Bonds for Raised Funds Investment Project 4 Approve Downward Adjustment of For Against Management Convertible Bond Conversion Price -------------------------------------------------------------------------------- AISINO CORP. Ticker: 600271 Security ID: Y0017G124 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Loan and Related Transactions For For Management from Aerospace Science and Technology Finance Co., Ltd. 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- AK MEDICAL HOLDINGS LIMITED Ticker: 1789 Security ID: G02014101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Chaoyang as Director For For Management 3b Elect Zhao Xiaohong as Director For Against Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AKBANK TAS Ticker: AKBNK Security ID: M0300L106 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For For Management 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- AL RAJHI BANK Ticker: 1120 Security ID: M0R60D105 Meeting Date: MAR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Distributed Dividends of SAR 1. For For Management 5 per Share for First Half of FY 2019 6 Approve Dividends of SAR 1.5 per Share For For Management for Second Half of FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Approve Remuneration of Directors, For For Management Committees and Audit Committee members of SAR 6,140,000 for FY 2019 10 Approve Related Party Transactions For Against Management 11 Approve Related Party Transactions Re: For For Management Strategic Agreement with Saudi Telecom Company 12 Approve Related Party Transactions Re: For For Management POS Devices Connection Agreement with Saudi Telecom Company 13 Approve Related Party Transactions Re: For For Management Telecommunication Services Agreement with Saudi Telecom Company 14 Approve Related Party Transactions Re: For For Management SMS Services Agreement with Saudi Telecom Company 15 Approve Related Party Transactions Re: For For Management General Services Contract with Saudi Telecom Company 16 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Saudi Telecom Company 17 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Saudi Telecom Company 18 Approve Related Party Transactions Re: For For Management Direct Internet Services Contract with Arabian Internet and Communication Services Company 19 Approve Related Party Transactions Re: For For Management Providing, Installation and Maintenance Services Contract with Arabian Internet and Communication Services Company 20 Approve Related Party Transactions Re: For For Management Global Beverage Company 21 Approve Related Party Transactions Re: For For Management South Regional Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 22 Approve Related Party Transactions Re: For For Management Abha Sales Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 23 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 24 Approve Related Party Transactions Re: For For Management Fursan Travel and Tourism Company 25 Approve Related Party Transactions Re: For For Management Abdullah Al Rajhi 26 Approve Related Party Transactions Re: For For Management Insurance Renewal with Al Rajhi Company for Cooperative Insurance 27 Approve Related Party Transactions Re: For For Management Vehicles Insurance Renewal with Al Rajhi Company for Cooperative Insurance -------------------------------------------------------------------------------- ALDAR PROPERTIES PJSC Ticker: ALDAR Security ID: M0517N101 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of AED 0.145 per For For Management Share for FY 2019 5 Approve Remuneration of Directors for For For Management FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Approve Social Contributions Up to 2 For For Management Percent of Net Profits of FY 2018 and FY 2019 -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For Against Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ali JK Subscription Agreement For For Management and Related Transactions 2 Approve Antfin Subscription Agreement For For Management and Related Transactions 3 Approve Grant of Specific Mandate to For For Management Issue Shares in Accordance With the Terms of the Subscription Agreements 4 Approve Ali JK Subscription Agreement, For For Management Antfin Subscription Agreement and Related Transactions -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Logistics Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 2 Approve 2021 Platform Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 3 Approve 2021 Advertising Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 4 Authorize the Board to Deal with All For For Management Related Matters -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Share Purchase Agreement and For For Management Related Transactions 1b Authorize Board to Deal with All For For Management Matters in Relation to the Share Purchase Agreement 2a Approve Grant of Specific Mandate to For For Management Issue Consideration Shares to Ali JK Nutritional Products Holding Limited in Accordance With the Terms of the Share Purchase Agreement 2b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Specific Mandate to Issue Consideration Shares 3a Approve the Framework Technical For For Management Services Agreement, Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions 3b Authorize Board to Deal with All For For Management Matters in Relation to the Framework Technical Services Agreement, Non-Exempt Continuing Connected Transactions and Proposed Annual Caps -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LTD. Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wang Lei as Director For For Management 2a2 Elect Xu Hong as Director For For Management 2a3 Elect Luo Tong as Director For For Management 2a4 Elect Wong King On, Samuel as Director For For Management 2a5 Elect Huang Yi Fei, (Vanessa) as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Specific Mandate to Grant For Against Management Awards of Options and/or Restricted Share Units Under the Share Award Scheme -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Fan Luyuan as Director For For Management 2.1b Elect Meng Jun as Director For For Management 2.1c Elect Zhang Yu as Director For For Management 2.1d Elect Chang Yang as Director For For Management 2.1e Elect Tong Xiaomeng as Director For For Management 2.1f Elect Johnny Chen as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- ALINMA BANK Ticker: 1150 Security ID: M0R35G100 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Board Report on Company For For Management Operations for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 6 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:3 7 Approve Remuneration of Directors of For For Management SAR 4,388,296 for FY 2019 8 Approve Interim Dividends Semi For For Management Annually for FY 2020 9 Elect Abdulrahman Addas as Director For For Management 10 Elect Members of Audit Committee For For Management 11 Allow Directors to Be Involved with For For Management Other Companies Re: Mutlaq Al Mureishid 12 Amend Nomination and Remuneration For For Management Committee Charter 13 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 14 Amend Article 7 of Bylaws to Reflect For For Management Changes in Capital 15 Amend Article 18 of Bylaws Re: Powers For For Management 16 Amend Article 20 of Bylaws Re: For For Management Executive Committee 17 Amend Article 22 of Bylaws Re: For For Management Remuneration 18 Amend Article 23 of Bylaws Re: Chairman For For Management 19 Amend Article 24 of Bylaws Re: Meetings For For Management 20 Amend Article 31 of Bylaws Re: General For For Management Meetings 21 Amend Article 34 of Bylaws Re: For For Management Extraordinary General Meetings Quorum 22 Adopt New Article 16 of Bylaws Re: For For Management Sukuk Issuance 23 Adopt New Article 17 of Bylaws Re: For For Management Authorization of Sukuk Issuance 24 Approve Reorder of Amended Articles of For For Management Bylaws 25 Approve Related Party Transactions For Against Management 26 Approve Related Party Transactions Re: For For Management Alinma Tokio Marine Company 27 Approve Related Party Transactions Re: For For Management Alinma Tokio Marine Company -------------------------------------------------------------------------------- ALLIANCE BANK MALAYSIA BERHAD Ticker: 2488 Security ID: Y0034W102 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Board For For Management Committees' Fees 2 Approve Directors' Benefits (Other For For Management than Directors' Fees and Board Committees' Fees) 3 Elect Kuah Hun Liang as Director For For Management 4 Elect Lee Ah Boon as Director For For Management 5 Elect Ahmad Bin Mohd Don as Director For For Management 6 Elect Susan Yuen Su Min as Director For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 1 Amend Constitution For For Management -------------------------------------------------------------------------------- ALMARAI CO. LTD. Ticker: 2280 Security ID: M0855N101 Meeting Date: APR 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Dividends of SAR 0.85 per For For Management Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 200,000 per Director for FY 2019 7 Approve Related Party Transactions Re: For For Management Al Nafoura Catering 8 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Co 9 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Co 10 Approve Related Party Transactions Re: For For Management Mobile Telecommunication Company Saudi Arabia (Zain) 11 Approve Related Party Transactions Re: For For Management Abdulaziz bin Ibrahim Al Muhanna 12 Approve Related Party Transactions Re: For For Management Al Jazirah Press, Printing and Publishing 13 Approve Related Party Transactions Re: For For Management Arab Company for Agricultural Services (Arasco) 14 Approve Related Party Transactions Re: For For Management Panda Retail Co 15 Approve Related Party Transactions Re: For For Management United Sugar Co 16 Approve Related Party Transactions Re: For For Management Herfy Food Services Co 17 Approve Related Party Transactions Re: For For Management Ahli Commercial Bank 18 Approve Related Party Transactions Re: For For Management Ahli Commercial Bank 19 Approve Related Party Transactions Re: For For Management Saudi British Bank 20 Approve Related Party Transactions Re: For For Management Saudi British Bank 21 Approve Related Party Transactions Re: For For Management Saudi French Bank 22 Approve Related Party Transactions Re: For For Management Saudi French Bank 23 Approve Related Party Transactions Re: For For Management Samba Financial Group 24 Elect Saad Al Fadhli as Member of For For Management Audit Committee 25 Allow Abdulrahman Al Muhanna to Be For For Management Involved with Other Companies 26 Allow Anees Mouamanah to Be Involved For For Management with Other Companies 27 Allow Anees Mouamanah to Be Involved For For Management with Other Companies 28 Authorize Share Repurchase Program Up For Against Management to 10 Million Shares to be Allocated to Employee Share Scheme 29 Approve Competitive Business Standards For For Management Pursuant to Corporate Governance Charter 30 Elect Saoud Al Kabeer as Director For For Management -------------------------------------------------------------------------------- ALPHA BANK SA Ticker: ALPHA Security ID: X0085P155 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Approve Remuneration Policy For For Management 3 Approve Severance Agreements with For For Management Executives -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.84 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Allocation of Undistributed For For Management Profit from Previous Years 5 Approve Dividends of RUB 2.63 per Share For For Management 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For Against Management Audit Commission 8.1 Elect Mariia Gordon as Director None For Management 8.2 Elect Evgeniia Grigoreva as Director None Against Management 8.3 Elect Natalia Gureva as Director None Against Management 8.4 Elect Kirill Dmitriev as Director None Against Management 8.5 Elect Andrei Donets as Director None Against Management 8.6 Elect Sergei Ivanov as Director None Against Management 8.7 Elect Dmitrii Konov as Director None For Management 8.8 Elect Sergei Mestnikov as Director None Against Management 8.9 Elect Aleksei Moiseev as Director None Against Management 8.10 Elect Aleksei Noskov as Directora None For Management 8.11 Elect Aisen Nikolaev as Director None Against Management 8.12 Elect Vladimir Rashevskii as Director None Against Management 8.13 Elect Anton Siluanov as Director None Against Management 8.14 Elect Vladimir Solodov as Director None Against Management 8.15 Elect Maksim Tereshchenko as Director None Against Management 8.16 Elect Oleg Fedorov as Director None Against Management 9.1 Elect Pavel Bagynanov as Member of For For Management Audit Commission 9.2 Elect Nikolai Ivanov as Member of For For Management Audit Commission 9.3 Elect Olga Loginova as Member of Audit For For Management Commission 9.4 Elect Aleksandr Markin as Member of For For Management Audit Commission 9.5 Elect Aleksandr Pshenichnikov as For For Management Member of Audit Commission 10 Ratify PricewaterhouseCoopers as For For Management Auditor -------------------------------------------------------------------------------- ALSEA SAB DE CV Ticker: ALSEA Security ID: P0212A104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Allocation of Income 2 Approve Annual Report on Operations For For Management Carried by Key Board Committees 3 Elect or Ratify Directors, Key For For Management Management and Members of Board Committees 4 Approve Remuneration of Directors, Key For For Management Management and Members of Board Committees 5 Set Maximum Amount of Share Repurchase For For Management Reserve; Present Report on Share Repurchase 6 Authorize Company to Carry out For For Management Necessary Actions Due to Effects of Sanitary Emergency (COVID-19), Including Amendments to Terms of Commercial and Financial Operations 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee 2 Approve Proposed Subscription for the For Against Shareholder A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering 3 Elect Ou Xiaowu as Supervisor For For Shareholder -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N125 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee 2 Approve Proposed Subscription for the For Against Shareholder A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering 3.1 Elect Ou Xiaowu as Supervisor For For Shareholder -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve Resolution in Relation to For Against Management Matters on Guarantees of Ningxia Energy and Its Subsidiaries 8 Approve 2020 Remuneration of Directors For For Management and Supervisors 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Domestic Bonds For For Management 12 Approve Issuance of Overseas Bonds For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N125 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve Resolution in Relation to For Against Management Matters on Guarantees of Ningxia Energy and Its Subsidiaries 8 Approve 2020 Remuneration of Directors For For Management and Supervisors 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Domestic Bonds For For Management 12 Approve Issuance of Overseas Bonds For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Victorio Carlos de Marchi as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alves de Brito as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Milton Seligman as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Heitor Attilio Gracioso as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Vicente Falconi Campos as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Felipe Pedreira Dutra Leite as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Moses Thompson Motta as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson Jose Jamel as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Cecilia Sicupira as Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Independent Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos de Barros Lisboa as Independent Director 7.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Eduardo Klutzenschell Lisboa as Alternate Director 7.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Michel Dimitrios Doukeris as Alternate Director 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Elect Fiscal Council Members For Abstain Management 10 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 11 Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 12 Approve Remuneration of Company's For For Management Management 13 Approve Remuneration of Fiscal Council For For Management Members 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 8 For For Management 3 Amend Articles 11, 15, 16, 17, 18 and For For Management 19 4 Amend Article 21 For For Management 5 Amend Articles 22 to 34 For For Management 6 Consolidate Bylaws For For Management 7 Amend Restricted Stock Plan For Against Management 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV Ticker: AMXL Security ID: P0280A101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors for Series L For For Management Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMMB HOLDINGS BERHAD Ticker: 1015 Security ID: Y0122P100 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 3 Elect Graham Kennedy Hodges as Director For For Management 4 Elect Azman Hashim as Director For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Australia and New Zealand Banking Group Limited Group 9 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Amcorp Group Berhad Group -------------------------------------------------------------------------------- AMMB HOLDINGS BERHAD Ticker: 1015 Security ID: Y0122P100 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- AMOREPACIFIC CORP. Ticker: 090430 Security ID: Y01258105 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cha Sang-gyun as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AMOREPACIFIC GROUP, INC. Ticker: 002790 Security ID: Y0126C105 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Eon-su as Outside Director For For Management 2.2 Elect Kim Young-seon as Outside For For Management Director 2.3 Elect Lee Gyeong-mi as Outside Director For For Management 3.1 Elect Kim Eon-su as a Member of Audit For For Management Committee 3.2 Elect Kim Young-seon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ANADOLU EFES BIRACILIK VE MALT SANAYII A.S. Ticker: AEFES Security ID: M10225106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors and Approve Their For Against Management Remuneration 8 Ratify External Auditors For For Management 9 Change Location of Headquarters For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ANGANG STEEL CO., LTD. Ticker: 347 Security ID: Y0132F100 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhongwu as Director For For Management 2 Elect Wang Wanglin as Director For For Management 3.1 Elect Wang Baojun as Supervisor For For Management 3.2 Elect Li Wenbing as Supervisor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132F100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Extracts 4 Approve 2019 Auditors' Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Ultra-Short-Term For For Management Financing Bills of the Company in the Inter-bank Bond Market 10 Approve Issuance of Short-Term For For Management Financing Bills of the Company in the Inter-bank Bond Market 11 Approve Issuance of Medium-term Notes For For Management of the Company in the Inter-bank Bond Market -------------------------------------------------------------------------------- ANGLO AMERICAN PLATINUM LTD. Ticker: AMS Security ID: S9122P108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Mark Cutifani as Director For Against Management 1.2 Re-elect John Vice as Director For For Management 1.3 Re-elect Peter Mageza as Director For For Management 2 Elect Natascha Viljoen as Director For For Management 3.1 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 3.2 Re-elect John Vice as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Committee 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company with JFM Kotze as the Individual Designated Auditor 5 Amend Long Term Incentive Plan 2003 For For Management 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Ratification of Approved For For Management Resolutions 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD. Ticker: ANG Security ID: S04255196 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Sipho Pityana as Director For For Management 1.2 Re-elect Albert Garner as Director For For Management 1.3 Re-elect Rhidwaan Gasant as Director For For Management 2.1 Elect Maria Ramos as Director For For Management 2.2 Elect Nelisiwe Magubane as Director For For Management 3.1 Re-elect Rhidwaan Gasant as Member of For For Management the Audit and Risk Committee 3.2 Re-elect Maria Richter as Member of For For Management the Audit and Risk Committee 3.3 Re-elect Alan Ferguson as Member of For For Management the Audit and Risk Committee 3.4 Elect Jochen Tilk as Member of the For For Management Audit and Risk Committee 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Ernest Botha as the Lead Audit Partner 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Remuneration Implementation For For Management Report 7 Approve Non-executive Directors' Fees For For Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 11 Amend Memorandum of Incorporation For For Management 12 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve 2019 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Amendments to Articles of For For Management Association 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373110 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve 2019 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Amendments to Articles of For For Management Association 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Investment in Winery For For Management Production through Intelligent Technology Transformation Project 10.1 Elect Liang Jinhui as Non-Independent For For Shareholder Director 10.2 Elect Li Peihui as Non-Independent For For Shareholder Director 10.3 Elect Zhou Qingwu as Non-Independent For For Shareholder Director 10.4 Elect Yan Lijun as Non-Independent For For Shareholder Director 10.5 Elect Xu Peng as Non-Independent For For Shareholder Director 10.6 Elect Ye Changqing as Non-Independent For For Shareholder Director 11.1 Elect Zhang Guiping as Independent For For Shareholder Director 11.2 Elect Wang Ruihua as Independent For For Shareholder Director 11.3 Elect Xu Zhihao as Independent Director For For Shareholder 12.1 Elect Sun Wanhua as Supervisor For For Shareholder 12.2 Elect Yang Xiaofan as Supervisor For For Shareholder 12.3 Elect Lu Duicang as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Investment in Winery For For Management Production through Intelligent Technology Transformation Project 10.1 Elect Liang Jinhui as Non-Independent For For Shareholder Director 10.2 Elect Li Peihui as Non-Independent For For Shareholder Director 10.3 Elect Zhou Qingwu as Non-Independent For For Shareholder Director 10.4 Elect Yan Lijun as Non-Independent For For Shareholder Director 10.5 Elect Xu Peng as Non-Independent For For Shareholder Director 10.6 Elect Ye Changqing as Non-Independent For For Shareholder Director 11.1 Elect Zhang Guiping as Independent For For Shareholder Director 11.2 Elect Wang Ruihua as Independent For For Shareholder Director 11.3 Elect Xu Zhihao as Independent Director For For Shareholder 12.1 Elect Sun Wanhua as Supervisor For For Shareholder 12.2 Elect Yang Xiaofan as Supervisor For For Shareholder 12.3 Elect Lu Duicang as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI KOUZI DISTILLERY CO., LTD. Ticker: 603589 Security ID: Y013BD105 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Share Repurchase Plan For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ANHUI KOUZI DISTILLERY CO., LTD. Ticker: 603589 Security ID: Y013BD105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Budget Plan For Against Management 5 Approve Profit Distribution Plan For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Related Party Transaction with For For Management Related Party 8 Approve Appointment of Auditor For For Management 9 Approve Annual Report and Summary For For Management 10.1 Elect Xu Jin as Non-independent For For Management Director 10.2 Elect Xu Qinxiang as Non-independent For For Management Director 10.3 Elect Fan Bo as Non-independent For For Management Director 10.4 Elect Huang Shaogang as For For Management Non-independent Director 10.5 Elect Zhang Guoqiang as For For Management Non-independent Director 10.6 Elect Sun Guang as Non-independent For For Management Director 11.1 Elect Wang Weiyun as Independent For For Management Director 11.2 Elect Chen Limin as Independent For For Management Director 11.3 Elect Lin Guowei as Independent For For Management Director 12.1 Elect Zhou Tuliang as Supervisor For For Management 12.2 Elect Xu Jun as Supervisor For For Management -------------------------------------------------------------------------------- ANTA SPORTS PRODUCTS LTD. Ticker: 2020 Security ID: G04011105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lai Shixian as Director For For Management 4 Elect Wu Yonghua as Director For For Management 5 Elect Wang Wenmo as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ARAB NATIONAL BANK Ticker: 1080 Security ID: M1454X102 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Distributed Dividend of SAR 0. For For Management 50 per Share for First Half of FY 2019 5 Approve Dividends of SAR 0.50 per For For Management Share for Second Half of FY 2019 6 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 7 Amend Article 5 of Bylaws Re: Company For For Management Head Office 8 Amend Article 8 of Bylaws Re: Initial For For Management Public Offering 9 Delete Article 16 of Bylaws Re: For For Management Seizure of Shares 10 Amend Article 23 of Bylaws Re: For For Management Chairman, Deputy and Managing Director 11 Amend Article 33 of Bylaws Re: General For For Management Meeting Invitation 12 Amend Article 44 of Bylaws Re: For For Management Committee Reports 13 Amend Article 48 of Bylaws Re: For For Management Financial Documents 14 Amend Articles of Bylaws Re: For For Management Reorganizing Articles and Numbering 15 Approve Discharge of Directors for FY For For Management 2019 16.1 Elect Salah Al Rashid as Director None Abstain Management 16.2 Elect Hisham Al Jabr as Director None Abstain Management 16.3 Elect Abdulmuhsin Al Touq as Director None Abstain Management 16.4 Elect Ahmed Al Omran as Director None Abstain Management 16.5 Elect Mohammed Al Moammar as Director None Abstain Management 16.6 Elect Mohammed Al Kanani as Director None Abstain Management 16.7 Elect Ahmed Murad as Director None Abstain Management 16.8 Elect Thamir Al Wadee as Director None Abstain Management 16.9 Elect Abdulazeez Al Habdan as Director None Abstain Management 16.10 Elect Mansour Al Busseeli as Director None Abstain Management 16.11 Elect Fahd Al Anqari as Director None Abstain Management 16.12 Elect Badr Al Issa as Director None Abstain Management 17 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 18 Approve Remuneration of Directors of For For Management SAR 5,036,017 for FY 2019 19 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 20 Approve Related Party Transactions For Against Management 21 Approve Related Party Transactions Re: For For Management Al Rashid Trading & Contracting Company 22 Approve Related Party Transactions Re: For For Management Al Jabr Company 23 Approve Related Party Transactions Re: For For Management Al Jabr Company 24 Approve Related Party Transactions Re: For For Management Al Hilal Company 25 Approve Related Party Transactions Re: For For Management Saudi Technical Plastic Ltd 26 Approve Related Party Transactions Re: For For Management Al Rashid Trading & Contracting Company 27 Approve Related Party Transactions Re: For For Management Rashid Abdul Rahman Al Rashid and Sons Group 28 Approve Related Party Transactions Re: For For Management Al Jabr Company 29 Approve Related Party Transactions Re: For For Management Abana Company 30 Approve Related Party Transactions Re: For For Management Al Khaleej Training and Education 31 Approve Related Party Transactions Re: For For Management Riyad Business Gate Company 32 Approve Related Party Transactions Re: For For Management Al Jabr Holding Group 33 Approve Related Party Transactions Re: For For Management Estra Group 34 Approve Related Party Transactions Re: For For Management Al Hilal 35 Approve Related Party Transactions Re: For For Management Salah Al Rashid 36 Approve Related Party Transactions Re: For For Management Metlife and American International Group 37 Approve Related Party Transactions Re: For For Management Metlife and American International Group 38 Approve Related Party Transactions Re: For For Management Metlife and American International Group -------------------------------------------------------------------------------- ARAB NATIONAL BANK Ticker: 1080 Security ID: M1454X102 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audit Committee Charter For For Management 2 Elect Thamir Al Wadee as Member of For For Management Audit Committee -------------------------------------------------------------------------------- ARCA CONTINENTAL SAB DE CV Ticker: AC Security ID: P0448R103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report on Operations and For For Management Results of Company Accompanied by Auditor's Report and Board's Opinion 1.2 Approve Report on Operations and For For Management Activities Undertaken by Board and Accounting Policies and Criteria and Information Followed in Preparation of Financial Information 1.3 Approve Report of Audit and Corporate For For Management Practices Committee; Receive Report on Adherence to Fiscal Obligations 2 Approve Allocation of Income and Cash For For Management Dividends of MXN 2.42 Per Share 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors, Verify their For Against Management Independence Classification, Approve their Remuneration and Elect Secretaries 5 Approve Remuneration of Board For Against Management Committee Members; Elect Chairman of Audit and Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ARCELIK AS Ticker: ARCLK Security ID: M1490L104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ASE TECHNOLOGY HOLDING CO., LTD. Ticker: 3711 Security ID: Y0249T100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Domestic Cash Increase by For For Management Issuance of Common Shares 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASELSAN ELEKTRONIK SANAYI VE TICARET AS Ticker: ASELS Security ID: M1501H100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For Against Management 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Receive Information on Related Party None None Management Transactions 12 Approve Upper Limit of Donations for For Against Management 2020 13 Approve Upper Limit of Sponsorships to For Against Management Be Made in 2020 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- ASHOK LEYLAND LIMITED Ticker: 500477 Security ID: Y0266N143 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Dheeraj G Hinduja as Director For For Management 4 Reelect Andreas H. Biagosch as Director For For Management 5 Reelect Jean Brunol as Director For For Management 6 Reelect Sanjay K. Asher as Director For For Management 7 Elect Gopal Mahadevan as Director and For Against Management Approve Appointment and Remuneration of Gopal Mahadevan as Whole-time Director designated as Whole-time Director and Chief Financial Officer 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASHOK LEYLAND LIMITED Ticker: 500477 Security ID: Y0266N143 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Saugata Gupta as Director For For Management 2 Elect Vipin Sondhi as Director For For Management 3 Approve Appointment and Remuneration For For Management of Vipin Sondhi as Managing Director and Chief Executive Officer -------------------------------------------------------------------------------- ASIA CEMENT CORP. Ticker: 1102 Security ID: Y0275F107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Douglas Tong Hsu, with For For Management Shareholder No. 13, as Non-Independent Director 5.2 Elect Tsai Hsiung Chang (T.H. Chang), For Against Management a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.3 Elect Johnny Shih, a Representative of For Against Management Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.4 Elect C.V. Chen, a Representative of For Against Management Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.5 Elect Chin-Der Ou, a Representative of For Against Management Bai Yang Investment Holdings Corporation with Shareholder No. 85666, as Non-Independent Director 5.6 Elect Kun Yan Lee (K.Y. Lee), a For For Management Representative of Yue Ding Industry Co. , Ltd. (U-Ding Corporation) with Shareholder No. 126912, as Non-Independent Director 5.7 Elect Peter Hsu, a Representative of For Against Management Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director 5.8 Elect Chen Kun Chang (C.K. Chang), a For Against Management Representative of Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director 5.9 Elect Ruey Long Chen, a Representative For Against Management of Ta Chu Chemical Fiber Co.,Ltd. with Shareholder No. 225135, as Non-Independent Director 5.10 Elect Connie Hsu, a Representative of For Against Management Huey Kang Investment Corporation with Shareholder No. 92107, as Non-Independent Director 5.11 Elect Champion Lee, a Representative For Against Management of Far Eastern Medical Foundation with Shareholder No. 22744, as Non-Independent Director 5.12 Elect Kwan-Tao Li (K.T. Li), a For Against Management Representative of U-Ming Corporation with Shareholder No. 27718, as Non-Independent Director 5.13 Elect Chi Schive with ID No. For For Management Q100446XXX as Independent Director 5.14 Elect Gordon S. Chen with ID No. For For Management P101989XXX as Independent Director 5.15 Elect Yun-Peng Chu with ID No. For For Management H100450XXX as Independent Director 6 Approve to Lift the Restriction on the For Against Management Prohibition of Directors' Competition According to Article 209 of the Company Act -------------------------------------------------------------------------------- ASPEN PHARMACARE HOLDINGS LTD. Ticker: APN Security ID: S0754A105 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Receive and Note the Social & Ethics For For Management Committee Report 3.1 Re-elect Kuseni Dlamini as Director For For Management 3.2 Elect Ben Kruger as Director For For Management 3.3 Elect Themba Mkhwanazi as Director For For Management 3.4 Re-elect Babalwa Ngonyama as Director For For Management 3.5 Re-elect David Redfern as Director For For Management 3.6 Re-elect Sindi Zilwa as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Anastacia Tshesane as the Individual Registered Auditor 5.1 Re-elect Linda de Beer as Member of For For Management the Audit & Risk Committee 5.2 Elect Ben Kruger as Member of the For For Management Audit & Risk Committee 5.3 Re-elect Babalwa Ngonyama as Member of For For Management the Audit & Risk Committee 5.4 Re-elect Sindi Zilwa as Member of the For For Management Audit & Risk Committee 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1.1a Approve Fees of the Board Chairman For For Management 1.1b Approve Fees of the Board Members For For Management 1.2a Approve Fees of the Audit & Risk For For Management Committee Chairman 1.2b Approve Fees of the Audit & Risk For For Management Committee Members 1.3a Approve Fees of the Remuneration & For For Management Nomination Committee Chairman 1.3b Approve Fees of the Remuneration & For For Management Nomination Committee Members 1.4a Approve Fees of the Social & Ethics For For Management Committee Chairman 1.4b Approve Fees of the Social & Ethics For For Management Committee Members 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASUSTEK COMPUTER, INC. Ticker: 2357 Security ID: Y04327105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Scale For For Management 2.6 Approve Restricted Period For For Management 2.7 Approve Scale and Usage of Raised Funds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional Share For For Management Subscription Agreement Between Company and Subscribers 7 Approve Special Report on the Usage of For For Management Previously Raised Funds 8 Approve Verification Report on the For For Management Usage of Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Implementation of Self-check For For Management Internal Control Rules 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Repurchase and Cancellation of For For Management 2016 Performance Shares 12 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 13 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Strategic For For Management Investors 2 Approve Signing of Conditional For For Management Strategic Cooperation Agreement 3 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 Approve Classification of Marcelo For For Management Pavao Lacerda and Luiz Fernando Vendramini Fleury as Independent Directors 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Matthieu Dominique Marie Malige as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Edouard Balthazard Bertrand de Chavagnac as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Noel Frederic Georges Prioux as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claire Marie Du Payrat as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jerome Alexis Louis Nanty as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Pongracz Rossi as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Abilio dos Santos Diniz as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Fernando Vendramini Fleury as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Pavao Lacerda as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For Against Management Management 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan Approved at For Against Management the June 26, 2017, EGM 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 18 Re: Indemnity For For Management Provision 4 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 5 Approve Renumbering of Articles and For For Management Consolidate Bylaws 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AU OPTRONICS CORP. Ticker: 2409 Security ID: Y0453H107 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Common Shares For For Management for Cash to Sponsor Issuance of the Overseas Depositary Shares and/or for Cash in Public Offering and/or for Cash in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 4 Approve the Demerger of the Company's For For Management Business of the General Display and the Public Information Display to the Company's Wholly-owned Subsidiary and the Demerger Proposal 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 7 Approve to Lift Non-competition For For Management Restrictions on Board Members -------------------------------------------------------------------------------- AUROBINDO PHARMA LIMITED Ticker: 524804 Security ID: Y04527142 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm First and Second Interim For For Management Dividend 4 Reelect P. Sarath Chandra Reddy as For For Management Director 5 Reelect M. Sivakumaran as Director For For Management 6 Reelect K. Ragunathan as Director For For Management 7 Reelect Savita Mahajan as Director For For Management 8 Reelect Avnit Bimal Singh as Director For For Management 9 Approve Reappointment and Remuneration For For Management of P. Sarath Chandra Reddy as Whole-time Director 10 Approve Revision in the Remuneration For For Management of M. Madan Mohan Reddy as Whole-time Director 11 Approve Revision in the Remuneration For For Management of N. Govindarajan as Managing Director -------------------------------------------------------------------------------- AUROBINDO PHARMA LIMITED Ticker: 524804 Security ID: Y04527142 Meeting Date: NOV 30, 2019 Meeting Type: Court Record Date: NOV 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- AUTOBIO DIAGNOSTICS CO., LTD. Ticker: 603658 Security ID: Y0483B104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management -------------------------------------------------------------------------------- AUTOBIO DIAGNOSTICS CO., LTD. Ticker: 603658 Security ID: Y0483B104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Guarantee Provision Plan For For Management 10 Approve Borrowings from Controlling For For Management Shareholder and Related-party Transaction 11 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- AUTOHOME INC. Ticker: ATHM Security ID: 05278C107 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Han Qiu For Against Management 2 Elect Director Dazong Wang For For Management 3 Elect Director Junling Liu For For Management -------------------------------------------------------------------------------- AVENUE SUPERMARTS LIMITED Ticker: 540376 Security ID: Y04895101 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Manjri Chandak as Director For For Management 3 Approve Borrowing by Issuance of For For Management Secured, Rated, Cumulative, Redeemable, Non-convertible Debentures on Private Placement Basis 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Approve Avenue Supermarts Limited For Against Management Employee Stock Option Scheme 2016 6 Approve Grant of Options Under Avenue For Against Management Supermarts Limited Employee Stock Options Scheme 2016 to Employees of the Subsidiary Companies -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Zhipeng as Non-independent For For Shareholder Director 2 Elect Yu Feng as Supervisor For For Shareholder -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Adjustment on 2019 Daily For For Management Related-party Transaction 3 Approve 2020 Daily Related-party For For Management Transaction 4 Approve Continued Signing of For For Management Related-party Framework Agreement 5 Approve Financial Business For Against Management -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Provision of Counter Guarantee 2 Approve Termination of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Bank Loan of Xi'an Aircraft Aluminum Industry Co., Ltd. 2 Approve Use of Credit Line by XAIC For For Management Tech (Xi'an) Industry and Trade Co., Ltd. and Provision of Gurantee -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Capital Injection For For Shareholder -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Approve Participation in the For For Management Establishment of Beijing Zhonghang Phase 1 Aviation Industry Investment Fund -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Participation in Private For Against Management Equity Fund Investment -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 1.1 Approve Purpose of Performance Shares For Against Management Incentive Plan 1.2 Approve Management Agency of For Against Management Performance Shares Incentive Plan 1.3 Approve Duration and Incentives of For Against Management Performance Shares Incentive Plan 1.4 Approve Target Parties of Performance For Against Management Shares Incentive Plan 1.5 Approve Source, Total and Distribution For Against Management of Performance Shares Incentive Plan 1.6 Approve Grant Price Determination For Against Management Method of Performance Shares Incentive Plan 1.7 Approve Principles for Determining the For Against Management Grant date, Lock-up Period and Unlock Period of Incentive Plan 1.8 Approve Conditions for Granting and For Against Management Unlocking Performance Shares 1.9 Approve Procedures for Granting and For Against Management Unlocking Performance Shares 1.10 Approve Rights and Obligations of the For Against Management Company and the Incentive Object and the Dispute Resolution Mechanism 1.11 Approve Handling of Special Situations For Against Management 1.12 Approve Changes and Termination of For Against Management Performance Shares 1.13 Approve Repurchase Cancellation For Against Management Principle 1.14 Approve Other Matters For Against Management 2 Approve Amended Draft and Summary of For Against Management Performance Shares Incentive Plan (First Phase) 2.1 Approve Purpose For Against Management 2.2 Approve Governing Body of Incentive For Against Management Plan 2.3 Approve Incentive Object For Against Management 2.4 Approve Performance Shares Source, For Against Management Scale and Distribution 2.5 Approve Performance Shares Grant Price For Against Management and Determination Method 2.6 Approve Performance Shares Validity For Against Management Period, Grant Date, Lock-up Period and Unlock Period 2.7 Approve Conditions for Granting and For Against Management Unlocking Performance Shares 2.8 Approve Procedures for Granting and For Against Management Unlocking Performance Shares 2.9 Approve Rights and Obligations of the For Against Management Plan Participants and the Company and Dispute Resolution Mechanism 2.10 Approve Accounting Treatment of For Against Management Performance Shares and Impact on Performance 2.11 Approve Handling of Special Situation For Against Management 2.12 Approve Changes and Termination of For Against Management Incentive Plan 2.13 Approve Repurchase and Cancellation For Against Management Principle 2.14 Approve Other Important Matters For Against Management 3 Approve Measures for the Management of For Against Management Company Equity Incentives 4 Approve Methods to Assess the For Against Management Performance of Plan Participants 5 Approve Authorization of the Board to For Against Management Handle All Related Matters 6 Approve Authorization of the Board to For Against Management Handle All Related Matters for Phase One Performance Shares Plan 7 Approve Issue of Overseas Bonds by For For Management Newly-established SPV Companies 8 Approve Provision of Guarantee For For Management 9 Approve Application of Credit Lines For For Management 10.1 Elect Hong Haibo as Non-independent For For Management Director -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Financial Budget For Against Management 7 Approve Appointment of Auditor For For Management 8 Approve Change in Accounting Policies For For Management 9 Approve Internal Control Evaluation For For Management Report 10 Approve Internal Control Audit Report For For Management 11 Approve Social Responsibility Report For For Management 12 Approve Usage of Board Funds and Board For Against Management Budget Plan 13 Approve 2019 Daily Related-Party For Against Management Transactions 14 Approve 2020 Daily Related-Party For Against Management Transactions 15 Approve Use of Idle Funds for For Against Management Entrusted Asset Management 16 Approve Provision of Guarantee For For Management 17 Approve Company's Eligibility for For For Management Corporate Bond Issuance 18.1 Approve Par Value and Issue Size For For Management 18.2 Approve Bond Maturity For For Management 18.3 Approve Issue Manner For For Management 18.4 Approve Bond Interest Rate and Manner For For Management of Repayment of Capital and Interest 18.5 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 18.6 Approve Terms of Redemption or For For Management Sell-Back 18.7 Approve Credit Enhancement Mechanism For For Management 18.8 Approve Use of Proceeds For For Management 18.9 Approve Underwriting Manner and For For Management Listing Exchange Arrangement 18.10 Approve Credit Standing of the Company For For Management and Measures to Guarantee Repayment 18.11 Approve Resolution Validity Period For For Management 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Cancellation of Partial For For Management Repurchase of Shares 21 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC ELECTROMECHANICAL SYSTEMS CO., LTD. Ticker: 002013 Security ID: Y37456111 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Increase Capital and Invest in For For Management Hongguang Airborne Equipment Co., Ltd. 3 Approve Termination of Raised Funds For For Management Project and Use Excess Raised Funds to Supplement Working Capital 4 Approve Transfer of Equity For For Management 5 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- AVIC ELECTROMECHANICAL SYSTEMS CO., LTD. Ticker: 002013 Security ID: Y37456111 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Comprehensive Credit Line For For Management Verification and Authorization 7 Approve Financial Budget For For Management 8 Approve Signing of Daily Related Party For Against Management Transactions Framework Agreement 9 Approve Daily Related-Party For Against Management Transactions 10 Approve External Guarantee Provision For Against Management 11 Approve Audit Work Report and For For Management Appointment of Auditor 12 Approve Capital Injection For For Management 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC HELICOPTER CO., LTD. Ticker: 600038 Security ID: Y2981F108 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of A For Against Management Shares Performance Share Incentive Plan (Phase 2) 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Matters Related to A Shares Performance Share Incentive Plan (Phase 2) 4 Approve Termination of Share For For Management Repurchase Plan -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Zeyi as Non-Independent For For Management Director 1.2 Elect Li Sen as Non-Independent For For Management Director 1.3 Elect Liu Yang as Non-Independent For For Management Director 1.4 Elect Han Feng as Non-Independent For For Management Director 1.5 Elect Wang Bo as Non-Independent For For Management Director 1.6 Elect He Yimin as Non-Independent For For Management Director 2.1 Elect Fu Guicui as Independent Director For For Management 2.2 Elect Wang Huilan as Independent For For Management Director 2.3 Elect Luo Qinghua as Independent For For Management Director 3.1 Elect Zhao Yong as Supervisor For For Management 3.2 Elect Xia Wu as Supervisor For For Management 3.3 Elect Lu Shuangcheng as Supervisor For For Management -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For Against Management Transactions 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For Against Management Association 11 Approve Shareholder Return Plan For For Management 12 Amend Asset Write-off Management System For For Management -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yanqun as Supervisor For For Management 2 Approve Adjustment on the For For Management Implementation Progress of the Fundraising Investment Project -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Juwen as Non-independent For For Management Director -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Daily Related Party For Against Management Transactions 7 Approve Provision of Entrusted Loan For For Management and Related Party Transactions 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Appointment of Auditor For For Management 10 Approve Profit Distribution For For Management 11 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap Agreement and For For Management Related Transactions 2 Amend Articles Re: Change of For For Management Registered Address -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Share For For Management Issuance Agreement, Grant of Specific Mandate to Issue Consideration Shares and Related Transactions -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividend 5 Approve ShineWing (HK) CPA Ltd. and For For Management ShineWing Certified Public Accountant LLP as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration 6 Other Business by Way of Ordinary For Against Management Resolution 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 8 Authorize Repurchase of Issued H Share For For Management Capital 9 Other Business by Way of Special For Against Management Resolution -------------------------------------------------------------------------------- AVICOPTER PLC Ticker: 600038 Security ID: Y2981F108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Internal Control Evaluation For For Management Report 9 Approve Internal Control Audit Report For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Guarantee Provision to Loan of For For Management Wholly-owned Subsidiary 12 Approve Amendments to Articles of For Against Management Association 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15.1 Elect Wang Xuejun as Non-Independent For For Management Director 15.2 Elect Zhang Jichao as Non-Independent For For Management Director 15.3 Elect Xu Depeng as Non-Independent For For Management Director 15.4 Elect Gan Liwei as Non-Independent For For Management Director 16.1 Elect Wang Zhengxi as Independent For For Management Director 16.2 Elect Rong Jian as Independent Director For For Management 16.3 Elect Wang Meng as Independent Director For For Management 17.1 Elect Tao Guofei as Supervisor For For Management -------------------------------------------------------------------------------- AXIS BANK Ticker: 532215 Security ID: Y0487S137 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect S. Vishvanathan as Director For For Management -------------------------------------------------------------------------------- AXIS BANK LTD. Ticker: 532215 Security ID: Y0487S137 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Usha Sangwan as Director For Against Management 4 Approve Appointment and Remuneration For For Management of Rakesh Makhija as Non-Executive (Part-Time) Chairman 5 Approve Revision in the Remuneration For For Management of Amitabh Chaudhry as Managing Director & CEO 6 Approve Revision in the Remuneration For For Management of Rajiv Anand as Executive Director (Wholesale Banking) 7 Approve Reappointment and Remuneration For For Management of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking) 8 Approve Revision in the Remuneration For For Management of Rajesh Dahiya as Executive Director (Corporate Centre) 9 Approve Reappointment and Remuneration For For Management of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre) 10 Elect Pralay Mondal as Director For For Management 11 Approve Appointment and Remuneration For For Management of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking) 12 Approve Issuance of Debt Securities on For For Management Private Placement Basis 13 Approve Commission to Non-Executive For For Management Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank -------------------------------------------------------------------------------- AYALA CORPORATION Ticker: AC Security ID: Y0486V115 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Delfin L. Lazaro as Director For For Management 4.4 Elect Keiichi Matsunaga as Director For For Management 4.5 Elect Xavier P. Loinaz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Antonio Jose U. Periquet as For For Management Director 5 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fix Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AYALA LAND, INC. Ticker: ALI Security ID: Y0488F100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Fernando Zobel de Ayala as For For Management Director 4.2 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.3 Elect Bernard Vincent O. Dy as Director For For Management 4.4 Elect Antonino T. Aquino as Director For For Management 4.5 Elect Arturo G. Corpuz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Rex Ma. A. Mendoza as Director For For Management 4.8 Elect Sherisa P. Nuesa as Director For For Management 4.9 Elect Cesar V. Purisima as Director For For Management 5 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fixing of Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Remuneration of Company's For For Management Management 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 9 For For Management 4 Consolidate Bylaws For For Management 5 Ratify Acquisition of SuperNow Portal For For Management e Servicos de Internet Ltda -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Reflect Changes in For For Management Capital 2 Amend Corporate Purpose For For Management 3 Amend Article For For Management 4 Remove Transitory Disposition in For For Management Article 79 5 Approve Renumbering of Articles For For Management 6 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profits Distribution and For For Management Dividends Distribution Plan 5 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 6 Elect Qi Chunyu as Supervisor For For Management 7 Approve Grant of General Mandate for For For Management the Issuance of Debt Financing Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjivnayan Rahulkumar Bajaj For For Management as Director 4 Reelect Pradeep Shrivastava as Director For For Management 5 Elect Rakesh Sharma as Director For For Management 6 Approve Appointment and Remuneration For For Management of Rakesh Sharma as Whole-time Director, Designated as Executive Director 7 Elect Lila Firoz Poonawalla as Director For For Management 8 Elect Pradip Panalal Shah as Director For For Management 9 Reelect Nanoo Gobindram Pamnani as For For Management Director 10 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 11 Maintain Maximum Number of Directors For For Management -------------------------------------------------------------------------------- BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: MAR 14, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect and Approve Continuation of For For Management Rahulkumar Kamalnayan Bajaj as Director, Designated as Chairman 2 Approve Remuneration of Rahulkumar For For Management Kamalnayan Bajaj as Non-Executive Director and Chairman 3 Adopt New Articles of Association For For Management 4 Approve Limit on Foreign Portfolio For Against Management Investors' Investment -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Naushad Darius Forbes as Director For For Management 5 Elect Anami N Roy as Director For For Management 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Dipak Kumar Poddar as Director For For Management 8 Reelect Ranjan Surajprakash Sanghi as For For Management Director 9 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 10 Reelect Omkar Goswami as Director For For Management 11 Reelect Gita Piramal as Director For For Management 12 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive and Non-Independent Director 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related 2 Approve Limit on Foreign Portfolio For Against Management Investors' Investment 3 Approve Increase in Borrowing Powers For For Management 4 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- BAJAJ FINSERV LIMITED Ticker: 532978 Security ID: Y0548X109 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Madhurkumar Ramkrishnaji Bajaj For For Management as Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Anami N Roy as Director For For Management 6 Elect Manish Santoshkumar Kejriwal as For For Management Director 7 Reelect Nanoo Gobindram Pamnani as For For Management Director 8 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 9 Reelect Gita Piramal as Director For For Management 10 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive Director 11 Approve Payment of Remuneration to For Against Management Sanjivnayan Rahulkumar Bajaj as Managing Director & CEO -------------------------------------------------------------------------------- BAJAJ FINSERV LIMITED Ticker: 532978 Security ID: Y0548X109 Meeting Date: MAR 14, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For For Management 2 Approve Limit on Foreign Portfolio For Against Management Investors' Investment -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify KPMG Auditores Independentes as For For Management the Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Bradesco For For Management Cartoes 4 Approve Absorption of Bradesco Cartoes For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of BAC Florida Bank For For Management 2 Ratify PricewaterhouseCoopers Servicos For For Management Professionais Ltda. as the Independent Firm to Appraise Proposed Transaction -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Genival Francisco da Silva as None For Shareholder Alternate Fiscal Council Member Appointed by Minority Shareholder 2 Amend Article 5 Re: Corporate Purpose For For Management 3 Amend Article 8 For For Management 4 Amend Article 9 For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Ten For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Luiz Carlos Trabuco Cappi as For For Management Board Chairman 5.2 Elect Carlos Alberto Rodrigues For For Management Guilherme as Board Vice-Chairman 5.3 Elect Denise Aguiar Alvarez as Director For For Management 5.4 Elect Joao Aguiar Alvarez as Director For For Management 5.5 Elect Milton Matsumoto as Director For For Management 5.6 Elect Alexandre da Silva Gluher as For For Management Director 5.7 Elect Josue Augusto Pancini as Director For For Management 5.8 Elect Mauricio Machado de Minas as For For Management Director 5.9 Elect Walter Luis Bernardes Albertoni For For Management as Independent Director 5.10 Elect Samuel Monteiro dos Santos For For Management Junior as Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Trabuco Cappi as Board Chairman 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alberto Rodrigues Guilherme as Board Vice-Chairman 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Denise Aguiar Alvarez as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Aguiar Alvarez as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Milton Matsumoto as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre da Silva Gluher as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Josue Augusto Pancini as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Machado de Minas as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Walter Luis Bernardes Albertoni as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Samuel Monteiro dos Santos Junior as Independent Director 8 Elect Fiscal Council Members For Abstain Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Elect Ivanyra Maura de Medeiros Correa None For Shareholder as Fiscal Council Member and Genival Francisco da Silva as Alternate Appointed by Minority Shareholder 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue and Amend Article 6 Accordingly 2 Amend Article 8 For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G117 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cristiana Pereira as Fiscal None For Shareholder Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify RSM ACAL Auditores For For Management Independentes S/S as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb For For Management Novaportfolio Participacoes S.A. 4 Approve Absorption of Novaportfolio For For Management Participacoes S.A. 5 Approve Conversion of Class B For For Management Preferred Shares into Class A Preferred Shares 6 Amend Article 5 to Reflect Changes in For For Management Capital 7 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Roberto Balls Sallouti as For Against Management Director 4.2 Elect Claudio Eugenio Stiller Galeazzi For For Management as Independent Director 4.3 Elect John Huw Gwili Jenkins as For For Management Director 4.4 Elect Mark Clifford Maletz as For For Management Independent Director 4.5 Elect Nelson Azevedo Jobim as Director For Against Management 4.6 Elect Guillermo Ortiz Martinez as For For Management Director 4.7 Elect Eduardo Henrique de Mello Motta For For Management Loyo as Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Balls Sallouti as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Eugenio Stiller Galeazzi as Independent Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect John Huw Gwili Jenkins as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Mark Clifford Maletz as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson Azevedo Jobim as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Guillermo Ortiz Martinez as Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Henrique de Mello Motta Loyo as Director 7 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10 Approve Remuneration of Company's For Against Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 24 For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO DE CHILE SA Ticker: CHILE Security ID: P0939W108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 3.47 Per Share c Elect Directors For Against Management d Approve Remuneration of Directors For For Management e Approve Remuneration and Budget of For For Management Directors and Audit Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Present Directors and Audit For For Management Committee's Report i Receive Report Regarding Related-Party For For Management Transactions j Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 1,000 Per Share c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee and Their Advisers e Appoint Auditors For For Management f Designate Risk Assessment Companies For For Management g Receive 2019 Report on Performance, For For Management Management and Costs from Directors' Committee h Receive Report Regarding Related-Party For For Management Transactions i Designate Newspaper to Publish Meeting For For Management Announcements j Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor a.1 Authorize Capitalization of CLP 261.03 For For Management Billion via Bonus Stock Issuance a.2 Authorize Capitalization of CLP 29,302 For For Management Without Bonus Stock Issuance b Amend Articles to Reflect Changes in For Against Management Capital c Adopt Necessary Agreements to Legalize For Against Management and Execute Amendments to Articles Approved by this General Meeting -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paulo Antonio Spencer Uebel as For For Management Fiscal Council Member 1.2 Elect Rafael Cavalcanti de Araujo as For For Management Fiscal Council Member 2.1 Elect Helio Lima Magalhaes as Director For For Management 2.2 Elect Marcelo Serfaty as Director For Against Management 3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Lima Magalhaes as Director 4.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Serfaty as Director 5 Amend Articles For For Management -------------------------------------------------------------------------------- BANCO MACRO SA Ticker: BMA Security ID: 05961W105 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Discharge of Directors and For For Management Internal Statutory Auditors Committee 4 Consider Allocation of Non-Assigned For For Management Results in the Amount of ARS 40.59 Billion 5 Consider Cash Dividends Charged to For For Management Company's Reserve for Future Distributions in the Amount of ARS 12. 79 Billion 6 Consider Remuneration of Directors For For Management 7 Consider Remuneration of Internal For For Management Statutory Auditors Committee 8 Consider Remuneration of Auditors For For Management 9.1 Elect Jorge Horacio Brito as Director For For Management for a Three-Year Term 9.2 Elect Delfin Federico Ezequiel For For Management Carballo as Director for a Three-Year Term 9.3 Elect Director for a Three-Year Term For Against Management Nominated by FGS-ANSES 9.4 Elect Director to Replace Juan Martin For Against Management Monge Varela for a One-Year Term 9.5 Elect Director to Replace Martin For Against Management Estanislao Gorosito for a Two-Year Term 9.6 Elect Alternate Director to Replace For Against Management Alejandro Guillermo Chiti for a Two-Year Term 10 Fix Number of and Elect Members and For For Management their Alternates of Internal Statutory Auditors for a One-Year Term 11 Appoint Auditors For For Management 12 Approve Budget of Audit Committee For For Management 13 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 2, 21, 22 and 24 For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pedro Augusto de Melo as For For Management Independent Director 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Augusto de Melo as Independent Director 4 Approve Board Composition For For Management 5 Consolidate Bylaws For For Management 6 Amend Articles 24 and 27 For For Management -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction with a Related For For Management Party Re: Acquisition of 51 Percent of Shares in Santander Consumer Chile SA 2 Receive Report Regarding Related-Party None None Management Transactions 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 0.88 Per Share 3.1 Reelect Claudio Melandri as Director For For Management 3.2 Reelect Rodrigo Vergara as Director For For Management 3.3 Reelect Orlando Poblete as Director For For Management 3.4 Reelect Juan Pedro Santa Maria as For For Management Director 3.5 Reelect Lucia Santa Cruz as Director For For Management 3.6 Reelect Ana Dorrego as Director For For Management 3.7 Reelect Rodrigo Echenique as Director For For Management 3.8 Reelect Felix de Vicente as Director For For Management 3.9 Reelect Alfonso Gomez as Director For For Management 3.10 Elect Victoria Hurtado Larrain as For For Management Director Nominated by AFP 4.1 Reelect Blanca Bustamante as Alternate For For Management Director 4.2 Reelect Oscar Von Chrismar as For For Management Alternate Director 5 Approve Remuneration of Directors For For Management 6 Appoint PricewaterhouseCoopers For For Management Consultores, Auditores y Compania Limitada as Auditors 7 Designate Fitch and Feller as Risk For For Management Assessment Companies 8 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 9 Receive Report Regarding Related-Party None None Management Transactions 10 Other Business None None Management -------------------------------------------------------------------------------- BANCOLOMBIA SA Ticker: BCOLOMBIA Security ID: P1329P141 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board and Chairman Reports For For Management 5 Present Corporate Governance Report For For Management 6 Present Audit Committee's Report For For Management 7 Present Individual and Consolidated For For Management Financial Statements 8 Present Auditor's Report For For Management 9 Approve Financial Statements and For For Management Statutory Reports 10 Approve Allocation of Income For For Management 11 Elect Directors For For Management 12 Approve Remuneration of Directors For For Management 13 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- BANDHAN BANK LIMITED Ticker: 541153 Security ID: Y0567Q100 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction of Share Capital and For For Management Amend Capital Clause of the Memorandum of Association 2 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- BANGKOK BANK PUBLIC COMPANY LIMITED Ticker: BBL Security ID: Y0606R119 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of All Shares in For For Management PT Bank Permata Tbk 2 Other Business For Against Management -------------------------------------------------------------------------------- BANK ALBILAD Ticker: 1140 Security ID: M1637E104 Meeting Date: APR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q1 of FY 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Discharge of Directors for FY For For Management 2019 7 Ratify Distributed Dividends of SAR 0. For For Management 40 per Share for First Half of FY 2019 8 Approve Dividends of SAR 0.90 per For For Management Share for FY 2019 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 10 Approve Remuneration of Directors of For For Management SAR 3,520,000 for FY 2019 11 Amend Audit Committee Charter For For Management 12 Amend Nomination and Remuneration For For Management Committee Charter 13 Approve Standards of Engagement of For For Management Director with Other Companies 14 Approve Related Party Transactions For For Management 15 Approve Related Party Transactions Re: For For Management MASIC 16 Approve Related Party Transactions Re For For Management : Mohammed I. Alsubeaei & Sons Company 17 Approve Related Party Transactions Re: For For Management Al Argan Homes Company 18 Approve Related Party Transactions Re: For For Management Al Argan Homes Company 19 Approve Related Party Transactions Re: For For Management Al Argan Homes Company -------------------------------------------------------------------------------- BANK ALBILAD Ticker: 1140 Security ID: M1637E104 Meeting Date: MAY 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program Up For For Management to 5,000,000 Shares to be Allocated to Employee Share Scheme -------------------------------------------------------------------------------- BANK ALJAZIRA Ticker: 1020 Security ID: M0R43T102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 22 of Bylaws Re: For For Management Chairman, Vice Chairman, CEO, Managing Director and Secretary 2 Approve Remuneration Policy Re: For For Management Directors, Management and Committees 3 Approve Corporate Social For For Management Responsibility Policy 4 Amend Audit Committee Charter For For Management 5 Amend Nomination and Remuneration For For Management Committee Charter 6 Approve Dividend Distribution Policy For For Management 7 Approve Related Party Transactions Re: For Against Management Board Members -------------------------------------------------------------------------------- BANK ALJAZIRA Ticker: 1020 Security ID: M0R43T102 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 6 Approve Dividends of SAR 0.30 per For For Management Share for Second Half of FY 2019 7 Approve Related Party Transactions Re: For For Management Aljazira Takaful Taawuni 8 Approve Related Party Transactions Re: For For Management Aljazira Capital -------------------------------------------------------------------------------- BANK MILLENNIUM SA Ticker: MIL Security ID: X05407105 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Information on Voting None None Management Procedures 3 Elect Meeting Chairman For For Management 4 Acknowledge Proper Convening of Meeting None None Management 5 Receive Agenda of Meeting None None Management 6 Elect Members of Vote Counting For For Management Commission 7 Approve Acquisition of Euro Bank SA For For Management 8 Amend Statute Re: Corporate Purpose For For Management 9 Approve Performance Share Plan; For Against Management Authorize Share Repurchase Program for Purpose of Performance Share Plan 10 Close Meeting None None Management -------------------------------------------------------------------------------- BANK MILLENNIUM SA Ticker: MIL Security ID: X05407105 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Information on Voting None None Management Procedures 3 Elect Meeting Chairman For For Management 4 Acknowledge Proper Convening of Meeting None None Management 5 Receive Agenda of Meeting None None Management 6 Elect Members of Vote Counting For For Management Commission 7 Receive and Approve Financial For For Management Statements, Management Board Reports on Company's and Group's Operations and Non-Financial Information for Fiscal 2019 8 Receive and Approve Consolidated For For Management Financial Statements for Fiscal 2019 9 Receive and Approve Supervisory Board For For Management Reports for Fiscal 2019 10 Approve Allocation of Income and For For Management Omission of Dividends 11.1 Approve Discharge of Joao Nuno Lima For For Management Bras Jorge (CEO) 11.2 Approve Discharge of Fernando Maria For For Management Cardoso Rodrigues Bicho (Deputy CEO) 11.3 Approve Discharge of Wojciech Haase For For Management (Management Board Member) 11.4 Approve Discharge of Andrzej Glinski For For Management (Management Board Member) 11.5 Approve Discharge of Wojciech Rybak For For Management (Management Board Member) 11.6 Approve Discharge of Antonio Ferreira For For Management Pinto Junior (Management Board Member) 11.7 Approve Discharge of Jaroslaw Hermann For For Management (Management Board Member) 11.8 Approve Discharge of Boguslaw Kott For For Management (Supervisory Board Chairman) 11.9 Approve Discharge of Nuno Manuel da For For Management Silva Amado (Supervisory Board Deputy Chairman) 11.10 Approve Discharge of Dariusz Rosati For For Management (Supervisory Board Deputy Chairman) 11.11 Approve Discharge of Miguel de Campos For For Management Pereira de Braganca (Supervisory Board Member) 11.12 Approve Discharge of Agnieszka For For Management Hryniewicz-Bieniek (Supervisory Board Member) 11.13 Approve Discharge of Anna Jakubowski For For Management (Supervisory Board Member) 11.14 Approve Discharge of Grzegorz Jedrys For For Management (Supervisory Board Member) 11.15 Approve Discharge of Andrzej Kozminski For For Management (Supervisory Board Member) 11.16 Approve Discharge of Alojzy Nowak For For Management (Supervisory Board Member) 11.17 Approve Discharge of Jose Miguel For For Management Bensliman Schorcht da Silva Pessanha (Supervisory Board Member) 11.18 Approve Discharge of Miguel Maya Dias For For Management Pinheiro (Supervisory Board Member) 11.19 Approve Discharge of Lingjiang Xu For For Management (Supervisory Board Member) 12 Amend Statute For For Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Praveen Khurana as For For Management Non-Independent Director 1.2 Elect Peng Jihai as Non-Independent For For Management Director 1.3 Elect Wang Ruihua as Independent For For Management Director 1.4 Elect Liu Hongyu as Independent For For Management Director 2.1 Elect Gao Jinbo as Supervisor For For Management 2.2 Elect Qu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non Fixed Term Capital Bonds For For Management Issuance -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related-party Credit Line to For For Management Beijing State-owned Assets Management Co., Ltd 8 Approve Related-party Credit Line to For For Management Beijing Energy Holding Co., Ltd. 9 Approve Related-party Credit Line to For For Management China Three Gorges Corporation 10 Approve Related-party Transaction For Against Management Special Report -------------------------------------------------------------------------------- BANK OF CHENGDU CO., LTD. Ticker: 601838 Security ID: Y0R95C103 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Fan as Non-Independent For For Management Director 2 Approve Issuance of Capital Bonds For For Management 3 Approve Amendment of Equity Management For Against Management System -------------------------------------------------------------------------------- BANK OF CHENGDU CO., LTD. Ticker: 601838 Security ID: Y0R95C103 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve 2020 Daily Related-Party For For Management Transactions 6 Approve Appointment of Auditor For For Management 7 Approve 2019 Related-Party Transactions For For Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Scale and Usage of Raised Funds For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Target Subscribers and For For Management Subscription Situation 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Amendments to Articles of For For Management Association 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 10 Approve Capital Management Plan For For Management 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Elect Wang Yong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Scale and Use of Proceeds For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Target Subscribers and For For Management Subscription Situation 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Signing of Supplementary For For Management Agreement of Share Subscription Agreement 5 Approve Related Party Transactions in For For Management Connection to Private Placement -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Amend Authorization Plan of the Board For Against Management of Directors on Shareholder Meetings 7 Approve Special Report on Daily For For Management Related-party Transactions 8.1 Approve Related Party Transaction For For Management Between Guiyang Investment Holding Group Co., Ltd. and Related Parties 8.2 Approve Related Party Transaction For For Management Between Guizhou Wujiang Energy Investment Co., Ltd. and Related Parties 8.3 Approve Related Party Transaction For For Management Between Guizhou Shenqi Investment Co., Ltd. and Related Parties 8.4 Approve Related Party Transaction For For Management Between Guizhou Gas Group Co., Ltd. and Related Parties 8.5 Approve Related Party Transaction with For For Management Guizhou Steel Rope (Group) Co., Ltd. 8.6 Approve Related Party Transaction with For For Management Qianhai Life Insurance Co., Ltd. 8.7 Approve Related Party Transaction with For For Management Related Natural Persons 9 Elect Zhang Ruixin as Supervisor For For Management 10 Approve Performance Evaluation Report For For Management of Board of Directors and Senior Management 11 Approve Performance Evaluation Report For For Management of Board of Supervisors -------------------------------------------------------------------------------- BANK OF HANGZHOU CO., LTD. Ticker: 600926 Security ID: Y0R98A104 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Private Placement of Shares For For Management and Related-party Transactions 6 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Matters Related with Private Placement of Shares 8 Approve Shareholder Return Plan For For Management 9 Approve Capital Management Plan For For Management -------------------------------------------------------------------------------- BANK OF HANGZHOU CO., LTD. Ticker: 600926 Security ID: Y0R98A104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Evaluation Report For For Management of Directors, Supervisors and Senior Management Members 4 Approve Financial Statements and For For Management Financial Budget Plan 5 Approve Profit Distribution For For Management 6 Approve Special Report on For Against Management Related-Party Transactions 7 Approve Special Financial Loan Bonds For For Management for Small and Micro Enterprises 8 Approve Daily Related Party Transaction For For Management 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For Against Management 11 ELECT NON-INDEPENDENT DIRECTORS AND For For Management INDEPENDENT DIRECTORS 12 Elect Chen Zhenshan as Non-Independent For For Management Director 13 Elect Song Jianbin as Non-Independent For For Management Director 14 Elect Ian Park as Non-Independent For For Management Director 15 Elect Wu Jianmin as Non-Independent For For Management Director 16 Elect Zhang Xiaohua as Non-Independent For For Management Director 17 Elect Xu Yunhe as Non-Independent For Against Management Director 18 Elect Wang Ping as Non-Independent For Against Management Director 19 Elect Zhao Ying as Non-Independent For For Management Director 20 Elect Wang Hongwei as Independent For For Management Director 21 Elect Fan Qingwu as Independent For For Management Director 22 Elect Liu Shuzhe as Independent For For Management Director 23 Elect Yan Yan as Independent Director For For Management 24 Elect Tang Ronghan as Independent For For Management Director 25 Elect Supervisors For For Management 26 Elect Lv Hanquan as Supervisor For For Management 27 Elect Miao Xin as Supervisor For For Management 28 Elect Chai Jiedan as Supervisor For For Management 29 Elect Han Linglong as Supervisor For For Management 30 Elect Chen Xiaming as Supervisor For For Management 31 Elect Lv Hong as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments on 2019 Daily For For Management Related-party Transactions 2 Approve Issuance of Sannong Financial For Against Management Bond 3 Approve Issuance of Shuangchuang For Against Management Financial Bond 4 Approve Issuance of Microfinance Bond For Against Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Perpetual Bonds For For Management 2 Elect Ren Tong as Non-independent For For Management Director 3 Elect Xiang Rong as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Evaluation Report For For Management on Directors and Senior Management Members 4 Approve Performance Evaluation Report For For Management on Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve 2019 Related Party Transactions For For Management 9.1 Approve Related-party Transaction with For For Management Jiangsu International Trust Co., Ltd. 9.2 Approve Related-party Transaction with For For Management Huatai Securities Co., Ltd. 9.3 Approve Related-party Transaction with For For Management Wuxi Construction Development Investment Co., Ltd. 9.4 Approve Related-party Transaction with For For Management Suzhou International Development Group Co., Ltd. 9.5 Approve Related-party Transaction with For For Management Jiangsu Shagang Group Co., Ltd. 9.6 Approve Related-party Transaction with For For Management Dongxing Securities Co., Ltd. 9.7 Approve Related-party Transaction with For For Management Wuxi Rural Commercial Bank Co., Ltd. 9.8 Approve Related-party Transaction with For For Management Suzhou Bank Co., Ltd. 9.9 Approve Related-party Transaction with For For Management Soochow Securities Co., Ltd 9.10 Approve Related-party Transaction with For For Management Huatai Securities (Shanghai) Asset Management Co., Ltd. 9.11 Approve Related-party Transaction with For For Management Dalian Bank Co., Ltd. 9.12 Approve Related-party Transaction with For For Management Jiangsu Zijin Rural Commercial Bank Co. , Ltd. 9.13 Approve Related-party Transaction with For For Management Suyin Financial Leasing Co., Ltd. 9.14 Approve Related-party Transaction with For For Management Jiangsu Financial Leasing Co., Ltd 9.15 Approve Related-party Transaction with For For Management China Orient Asset Management Co., Ltd. 9.16 Approve Related-party Transaction with For For Management Jiangsu Communication Holdings Group Finance Co., Ltd. 9.17 Approve Related-party Transaction with For For Management Jiangsu Communication Holdings Co., Ltd. 9.18 Approve Related-party Transaction with For For Management Wuxi Taihu Xincheng Development Group Co., Ltd. 9.19 Approve Related-party Transaction with For For Management Wuxi Taihu International Technology Park Investment Development Co., Ltd. 9.20 Approve Related-party Transaction with For For Management Jiangsu Guoxin Group Co., Ltd. 9.21 Approve Related-party Transaction with For For Management Jiangsu Rugao Rural Commercial Bank Co. , Ltd. 9.22 Approve Related-party Transaction with For For Management Jiangsu Nantong Rural Commercial Bank Co., Ltd. 9.23 Approve Related-party Transaction with For For Management Jiangsu Haimen Rural Commercial Bank Co., Ltd. 9.24 Approve Related-party Transaction with For For Management Jiangsu Ninghu Expressway Co., Ltd. 9.25 Approve Related-party Transaction with For For Management Eastern Airport Group Co., Ltd. 9.26 Approve Related-party Transaction with For For Management China Life City Development Industrial Investment Enterprise 9.27 Approve Related-party Transaction with For For Management Jiangsu Guoxin Co., Ltd. 9.28 Approve Related-party Transaction with For For Management Jiangsu Guoxin Group Finance Co., Ltd. 9.29 Approve Related-party Transaction with For For Management Jiangsu Railway Group Co., Ltd. 9.30 Approve Related-party Transaction with For For Management Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd. 9.31 Approve Related-party Transaction with For For Management Suzhou Trust Co., Ltd. 9.32 Approve Related-party Transaction with For For Management Wuxi Metro Group Co., Ltd. 9.33 Approve Related-party Transaction with For For Management Wuxi Sunan International Airport Group Co., Ltd. 9.34 Approve Related-party Transaction with For For Management Jiangsu Yixing Rural Commercial Bank Co., Ltd. 9.35 Approve Related-party Transaction with For For Management Related Natural Persons 10 Approve to Appoint Auditor For For Management 11 Approve to Postpone the Election of For For Management Board of Directors 12 Approve to Postpone the Election of For For Management the Supervisory Board -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Amount For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period Arrangements For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 8 Approve Issuance of Tier 2 Capital Bond For For Management 9 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Special Report on Related For For Management Party Transactions 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve to Appoint Internal Auditor For For Management 9 Approve Capital Planning For For Management 10 Approve Credit Asset Securitization For For Management Business 11 Approve Amendments to Articles of For For Management Association 12 Approve External Supervisory System For For Management 13 Elect Lin Jingran as Non-Independent For For Management Director 14 Elect Guo Zhiyi as Non-Independent For For Management Director 15 Approve Evaluation Report on the For For Management Performance Report of the Supervisors 16 Approve Evaluation Report of the Board For For Management of Supervisors on the Performance of Directors and Senior Management Members -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Tier 2 Capital Bond For For Management 2 Elect Liu Jianguang as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal on Election of Board For For Management of Directors 2.1 Elect Shi Tingjun as Non-independent For For Management Director 2.2 Elect Wei Xuemei as Non-independent For For Management Director 2.3 Elect Chen Shouping as Non-independent For For Management Director 2.4 Elect Lian Wenhui as Non-independent For For Management Director 2.5 Elect Liu Xinyu as Non-independent For For Management Director 2.6 Elect Zhang Kaidong as Non-independent For For Management Director 2.7 Elect Lu Huayu as Non-independent For For Management Director 2.8 Elect Luo Mengbo as Non-independent For For Management Director 2.9 Elect Feng Peijiong as Non-independent For For Management Director 2.10 Elect Zhuang Lingjun as For For Management Non-independent Director 3.1 Elect Hu Pingxi as Independent Director For For Management 3.2 Elect Bei Duoguang as Independent For For Management Director 3.3 Elect Li Hao as Independent Director For For Management 3.4 Elect Hong Peili as Independent For For Management Director 3.5 Elect Wang Weian as Independent For For Management Director 4 Approve Proposal on Election of Board For For Management of Supervisors 5.1 Elect Shu Guoping as Supervisor For For Management 5.2 Elect Hu Songsong as Supervisor For For Management 5.3 Elect Ding Yuanyao as Supervisor For For Management 5.4 Elect Liu Jianguang as Supervisor For For Management 6 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type and Par Value For For Management 1.2 Approve Issue Manner For For Management 1.3 Approve Target Parties and For For Management Subscription Method 1.4 Approve Issue Price and Pricing For For Management Principles 1.5 Approve Issue Scale For For Management 1.6 Approve Amount of Raised Funds and For For Management Usage of Raised Funds 1.7 Approve Lock-up Period For For Management 1.8 Approve Listing Location For For Management 1.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 1.10 Approve Resolution Validity Period For For Management 2 Approve Related Party Transactions in For For Management Connection to Private Placement 3 Approve Signing of Agreement on For For Management Private Placement -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Related-Party Transaction For For Management Management System 9 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Remuneration Management System For For Management of Directors 12 Approve Remuneration Management System For For Management of Chairman and Vice Chairman 13 Approve Remuneration Management System For For Management of Supervisors 14 Approve Remuneration Management System For For Management of Board of Supervisors 15 Approve Report of the Board of For For Management Supervisors 16 Approve Performance Report of the For For Management Board of Directors and Directors 17 Approve Performance Report of the For For Management Board of Supervisors and Supervisors 18 Approve Performance Report of the For For Management Senior Management and Senior Management Members 19 Approve Performance Report of the For For Management Capital Management -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Ownership of Dividends During For For Management the Conversion Year 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders For For Management Meeting 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Resolution Validity Period For For Management 2.20 Approve Authorization Matters For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Capital Management Plan For Against Management 7 Approve Shareholder Return Plan For Against Management 8 Elect Gu Jinshan as Non-Independent For For Management Director -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Dividends 5 Approve Performance Evaluation Report For For Management of Directors 6 Approve Performance Evaluation Report For For Management of Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9.1 Amend Articles of Association For Against Management 9.2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Authorization Plan of the Board For Against Management of Directors on General Meetings of Shareholders -------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS Ticker: BPI Security ID: Y0967S169 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Romeo L. Bernardo as Director For For Management 4.4 Elect Ignacio R. Bunye as Director For For Management 4.5 Elect Cezar P. Consing as Director For For Management 4.6 Elect Ramon R. del Rosario, Jr. as For For Management Director 4.7 Elect Octavio V. Espiritu as Director For For Management 4.8 Elect Rebecca G. Fernando as Director For For Management 4.9 Elect Jose Teodoro K. Limcaoco as For For Management Director 4.10 Elect Xavier P. Loinaz as Director For For Management 4.11 Elect Aurelio R. Montinola III as For For Management Director 4.12 Elect Mercedita S. Nolledo as Director For For Management 4.13 Elect Antonio Jose U. Periquet as For For Management Director 4.14 Elect Eli M. Remolona, Jr. as Director For For Management 4.15 Elect Maria Dolores B. Yuvienco as For For Management Director 5 Elect Isla Lipana & Co. as Independent For For Management Auditors and Fix Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BANK POLSKA KASA OPIEKI SA Ticker: PEO Security ID: X0R77T117 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's Operations 7 Receive Financial Statements None None Management 8 Receive Management Board Report on None None Management Group's Operations 9 Receive Consolidated Financial None None Management Statements 10 Receive Management Board Proposal on None None Management Allocation of Income 11 Receive Supervisory Board Report None None Management 12.A Approve Management Board Report on For For Management Company's Operations 12.B Approve Financial Statements For For Management 12.C Approve Management Board Report on For For Management Group's Operations 12.D Approve Consolidated Financial For For Management Statements 12.E Approve Allocation of Income and For For Management Omission of Dividends 12.F Approve Supervisory Board Report For For Management 12.GA Approve Discharge of Michal Krupinski For For Management (CEO) 12.GB Approve Discharge of Tomasz Kubiak For For Management (Deputy CEO) 12.GC Approve Discharge of Michal Lehmann For For Management (Deputy CEO) 12.GD Approve Discharge of Marek Lusztyn For For Management (Deputy CEO) 12.GE Approve Discharge of Tomasz Styczynski For For Management (Deputy CEO) 12.GF Approve Discharge of Marek Tomczuk For For Management (Deputy CEO) 12.GG Approve Discharge of Magdalena For For Management Zmitrowicz (Deputy CEO) 12.GH Approve Discharge of Marcin Gadomski For For Management (Deputy CEO) 12.GI Approve Discharge of Grzegorz For For Management Olszewski (Management Board Member) 12.GJ Approve Discharge of Piotr Wetmanski For For Management (Management Board Member) 12.HA Approve Discharge of Pawel Surowka For For Management (Supervisory Board Chairman) 12.HB Approve Discharge of Joanna Dynysiuk For For Management (Supervisory Board Deputy Chairman) 12.HC Approve Discharge of Stanislaw For For Management Kaczoruk (Supervisory Board Deputy Chairman) 12.HD Approve Discharge of Pawel Stopczynski For For Management (Supervisory Board Secretary) 12.HE Approve Discharge of Grzegorz Janas For For Management (Supervisory Board Member) 12.HF Approve Discharge of Michal Kaszynski For For Management (Supervisory Board Member) 12.HG Approve Discharge of Justyna For For Management Glebikowska-Michalak (Supervisory Board Member) 12.HH Approve Discharge of Sabina For For Management Bigos-Jaworowska (Supervisory Board Member) 12.HI Approve Discharge of Marian Majcher For For Management (Supervisory Board Member) 12.IA Approve Discharge of Piotr Teleon (CEO For For Management of Centralny Dom Maklerski Pekao SA) 12.IB Approve Discharge of Katarzyna Burek For For Management (Management Board Member of Centralny Dom Maklerski Pekao SA) 12.JA Approve Discharge of Marek Tomczuk For For Management (Supervisory Board Chairman of Centralny Dom Maklerski Pekao SA) 12.JB Approve Discharge of Tomasy Styczynski For For Management (Supervisory Board Deputy Chairman of Centralny Dom Maklerski Pekao SA) 12.JC Approve Discharge of Piotr Kozlowski For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JD Approve Discharge of Adam Hawryluk For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JE Approve Discharge of Kamila For For Management Marchewska-Bartkowiak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JF Approve Discharge of Roza For For Management Milic-Czerniak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JG Approve Discharge of Slawomir For For Management Olszewski (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 13 Approve Supervisory Board Report on For For Management Remuneration Policy 14 Approve Remuneration Policy For Against Management 15 Receive Supervisory Board Report on None None Management Company's Compliance with Corporate Governance Principles for Supervised Institutions 16.A Recall Supervisory Board Member For Against Management 16.B Elect Supervisory Board Member For Against Management 17.A Amend Statute Re: Supervisory Board For For Management 17.B Amend Statute Re: Supervisory Board For For Management 17.C Amend Statute Re: Supervisory Board For For Management 18.A Amend Statute None Against Shareholder 18.B Amend Statute Re: Supervisory Board None Against Shareholder 18.C Amend Statute Re: Management and None Against Shareholder Supervisory Boards 19 Close Meeting None None Management -------------------------------------------------------------------------------- BANPU PUBLIC COMPANY LIMITED Ticker: BANPU Security ID: Y0697Z186 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Acknowledge Company's Performance and For For Management Annual Report and Approve Financial Statements 3 Acknowledge Interim Dividend Payment None None Management 4.1 Elect Metee Auapinyakul as Director For Against Management 4.2 Elect Pichai Dusdeekulchai as Director For For Management 4.3 Elect Suthad Setboonsarng as Director For For Management 4.4 Elect Anon Sirisaengtaksin as Director For Against Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve the Increase of Debenture Limit For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Timothy Collins as Director For For Management 2 Amend Article 24 of Bylaws Re: For For Management Chairman, Vice Chairman and Board Secretary 3 Amend Corporate Social Responsibility For For Management Policy 4 Authorize Mandate to Approve Social For For Management Responsibility Programs Annually 5 Approve Related Party Transactions Re: For For Management Villa Rental of 285,000 SAR 6 Approve Related Party Transactions Re: For For Management Villa Rental of 237,500 SAR 7 Approve Related Party Transactions Re: For For Management Villa Rental of 261,250 SAR 8 Approve Related Party Transactions Re: For For Management Villa Rental of 269,000 SAR 9 Approve Related Party Transactions Re: For For Management Villa Rental of 247,000 SAR 10 Approve Related Party Transactions For Against Management 11 Approve the Standards for the For For Management Participation of Directors in a Business that would Compete with the Bank or Any of its Activities 12 Allow Khalid Al Imran to Be Involved For For Management with Other Companies 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Distributed Dividend of SAR 1 For For Management per Share for First Half of FY 2019 5 Approve Dividends of SAR 1 per Share For For Management for Second Half of FY 2019, Which Amounts Total of 2 SAR for FY 2019 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 7,948,273.60 for FY 2019 9 Approve Related Party Transactions For Against Management 10 Ratify Auditors and Fix Their For For Management Remuneration for Q1 of FY 2021 11 Approve Related Party Transactions Re: For For Management Al Khaleej Training and Education 12 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 13 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 14 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 15 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 16 Approve Related Party Transactions Re: For For Management Talal Al Meiman 17 Approve Related Party Transactions Re: For For Management Tadawul 18 Authorize Share Repurchase Program Up For Against Management to SAR 60,000,000 to be Allocated to Employees' Long-Term Incentive Plan -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Changes in Shareholders' For For Management Commitments 3 Elect Wang Qiangmin as Non-Independent For For Management Director 4 Elect Tian Yong as Independent Director For For Management 5 Elect Wang Zhen as Supervisor For For Management -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Elect Luo Jianchuan as Non-independent For For Management Director -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yao Linlong as Non-independent For For Management Director -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Related Party Transaction For Against Management 8 Approve 2020 Annual Budget For For Management 9 Approve Appointment of Independent For For Management Accountant and Internal Control Auditor -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Reduction of Share Capital Without Cancellation of Shares 2 Approve Negotiation of Treasury Shares For For Management 3 Amend Articles For Against Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 1 For For Management 2 Amend Articles Re: Chapter IV For Against Management 3 Amend Articles Re: Chapter V For For Management 4 Amend Articles Re: Chapter VI For For Management 5 Amend Articles Re: Chapter VII For For Management 6 Amend Article 35 For For Management 7 Amend Article 36 For For Management 8 Amend Article 37 For For Management 9 Amend Articles Re: Chapter XI For For Management -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7 Approve 2020 Guarantee Authorization For Against Management to Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 9 Approve Qualifying Conditions for For For Management Public Issuance of Corporate Bonds 10.01 Approve Type of Securities Under this For For Management Public Issuance 10.02 Approve Size of the Issuance For For Management 10.03 Approve Par Value and Price of Issuance For For Management 10.04 Approve Term and Types of the Bonds For For Management 10.05 Approve Coupon Rate of the Bonds For For Management 10.06 Approve Method and Target Investors of For For Management Issuance 10.07 Approve Use of Proceeds For For Management 10.08 Approve Arrangements of Placement for For For Management Shareholders of the Company 10.09 Approve Place of Listing For For Management 10.10 Approve Arrangement of Guarantee For For Management 10.11 Approve Measures for Protection of For For Management Repayment 10.12 Approve Validity Period of the Proposal For For Management 11 Authorize the Board to Handle Relevant For For Management Matters in Connection with the Public Issuance of Corporate Bonds 12 Approve Application for Centralized For For Management Registration and Issuance of Various Debt Financing Instruments ("DFI") of Non-Financial Enterprises 13 Authorize the Board or Executive For For Management Directors to Complete the Application for Centralized Registration and Issuance of Various Debt Financing Instruments (DFI) of Non-Financial Enterprises and Related Matters 14 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3113 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7 Approve 2020 Guarantee Authorization For Against Management to Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 9 Approve Qualifying Conditions for For For Management Public Issuance of Corporate Bonds 10.01 Approve Type of Securities Under this For For Management Public Issuance 10.02 Approve Size of the Issuance For For Management 10.03 Approve Par Value and Price of Issuance For For Management 10.04 Approve Term and Types of the Bonds For For Management 10.05 Approve Coupon Rate of the Bonds For For Management 10.06 Approve Method and Target Investors of For For Management Issuance 10.07 Approve Use of Proceeds For For Management 10.08 Approve Arrangements of Placement for For For Management Shareholders of the Company 10.09 Approve Place of Listing For For Management 10.10 Approve Arrangement of Guarantee For For Management 10.11 Approve Measures for Protection of For For Management Repayment 10.12 Approve Validity Period of the Proposal For For Management 11 Authorize the Board to Handle Relevant For For Management Matters in Connection with the Public Issuance of Corporate Bonds 12 Approve Application for Centralized For For Management Registration and Issuance of Various Debt Financing Instruments ("DFI") of Non-Financial Enterprises 13 Authorize the Board or Executive For For Management Directors to Complete the Application for Centralized Registration and Issuance of Various Debt Financing Instruments (DFI) of Non-Financial Enterprises and Related Matters 14 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- BDO UNIBANK, INC. Ticker: BDO Security ID: Y07775102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Previous Annual For For Management Shareholders' Meeting Held on April 22, 2019 2 Approve Audited Financial Statements For For Management as of December 31, 2019 3 Approve and Ratify All Acts of the For For Management Board of Directors, Board Committees and Management During Their Terms of Office 4.1 Elect Christopher A. Bell-Knight as For For Management Director 4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management 4.3 Elect Teresita T. Sy as Director For For Management 4.4 Elect Josefina N. Tan as Director For For Management 4.5 Elect Nestor V. Tan as Director For For Management 4.6 Elect George T. Barcelon as Director For For Management 4.7 Elect Jose F. Buenaventura as Director For For Management 4.8 Elect Jones M. Castro, Jr. as Director For For Management 4.9 Elect Vicente S. Perez, Jr. as Director For For Management 4.10 Elect Dioscoro I. Ramos as Director For For Management 4.11 Elect Gilberto C. Teodoro, Jr. as For For Management Director 5 Approve Amendments to BDO's Articles For For Management of Incorporation and By-Laws to Conform to the Revised Corporation Code of the Philippines and BDO's Current Operations and Structure as well as Enhance Corporate Governance 6 Appoint External Auditor For For Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BECLE SAB DE CV Ticker: CUERVO Security ID: P0929Y106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Discharge Directors, Committees and CEO 2 Present Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income and For For Management Dividends 4.1 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4.2 Approve Report on Policies and For For Management Decisions Adopted by Board on Share Repurchase 5 Elect or Ratify Directors, Secretary For Against Management and Officers 6 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 7 Approve Remuneration of Directors, For For Management Audit and Corporate Practices Committee and Secretary 8 Approve Partial Cancellation of For For Management Repurchased Shares and Consequently Reduction in Variable Portion of Capital 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of the Shares to For For Management be Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits to the Non-Public Issuance 1.12 Approve Validity Period of the For For Management Resolutions on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions 2 Authorized Board to Deal with All For For Management Matters in Relation to the Non-Public Issuance 3 Authorize Board to Make Consequential For For Management Amendments to Provisions in Articles Based on the Results of the Non-Public Issuance -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of Shares to be For For Management Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of the Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits Prior to the Non-Public Issuance 1.12 Approve Validity Period of Resolutions For For Management on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply of Aviation Safety and For For Management Security Guard Services Agreement and Related Transactions 2 Approve Profit Distribution Adjustment For For Shareholder Proposal -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Independent Auditors' Report 4 Approve 2019 Profit Appropriation For For Management Proposal 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 6.1 Elect Liu Xuesong as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.2 Elect Han Zhiliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.3 Elect Zhang Guoliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.4 Elect Gao Shiqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.5 Elect Jia Jianqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.6 Elect Song Kun as Director, Authorize For For Management Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.7 Elect Jiang Ruiming as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.8 Elect Liu Guibin as Director, For Against Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.9 Elect Zhang Jiali as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.10 Elect Stanley Hui Hon-Chung as For For Management Director, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.1 Elect Song Shengli as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.2 Elect Wang Xiaolong as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.3 Elect Japhet Sebastian Law as For For Management Supervisor, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 8 Approve Registration and Issue of For For Shareholder Medium-Term Notes and Grant of Authorization to the Board to Deal with Such Related Matters -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shao Genhuo as Non-Independent For For Management Director 1.2 Elect Zhang Lizhong as Non-Independent For For Management Director 1.3 Elect Song Weiping as Non-Independent For For Management Director 1.4 Elect Zhou Yejun as Non-Independent For For Management Director 2.1 Elect Wang Liyan as Independent For For Management Director 2.2 Elect Li Xuan as Independent Director For For Management 2.3 Elect Fu Wenge as Independent Director For For Management 3 Elect Tan Songlin as Supervisor For For Management 4 Approve Provision of Guarantee to For For Management Associate Company 5 Approve Continued Authorization on For For Management Guarantee Provision for Customers 6 Approve Provision of Mortgage For For Management Guarantees -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Controlled Subsidiary 2 Approve Provision Mortgage Guarantee For For Management by Controlled Subsidiary 3 Approve Provision of Guarantee for For For Management Controlled Subsidiary by Controlled Subsidiary 4 Approve Provision of Guarantee and For For Management Related Party Transactions for Associate Company 5 Approve Daily Related Party Transaction For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Authorization to the Chairman For Against Management of the Board 9 Approve Provision of Guarantee For Against Management 10 Approve Continued Use of Own Idle For Against Management Funds to Purchase Low-risk Financial Products -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS LIMITED Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wu Jiesi as Director For Against Management 3.2 Elect Lam Hoi Ham as Director For For Management 3.3 Elect Sze Chi Ching as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BEIJING ENTERPRISES WATER GROUP LTD. Ticker: 371 Security ID: G0957L109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Tiefu as Director For For Management 3a2 Elect Sha Ning as Director For For Management 3a3 Elect Zhang Gaobo as Director For For Management 3a4 Elect Guo Rui as Director For For Management 3a5 Elect Wang Kaijun as Director For Against Management 3a6 Elect Lee Man Chun Raymond as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD. Ticker: 000786 Security ID: Y07708103 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Payment of Remuneration and For For Management Appointment of Auditor 6 Approve Daily Related-Party For For Management Transactions 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Financial Services Agreement For Against Management 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD. Ticker: 000786 Security ID: Y07708103 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner and Target For For Management Subscribers 2.4 Approve Variety and Bond Maturity For For Management 2.5 Approve Bond Interest Rate and Payment For For Management Method 2.6 Approve Guarantee Method For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Arrangement For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Underwriting Manner For For Management 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Authorization Matters For For Management -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Application of Comprehensive For For Management Credit Lines 11 Approve Provision of Guarantee For For Management 12 Approve Issuance of Super Short-term For For Management Commercial Papers 13 Approve External Guarantee For For Management 14 Approve Use of Idle Own Funds for Cash For Against Management Management 15 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhongchu as Non-Independent For For Management Director 1.2 Elect Lai Deyuan as Non-Independent For For Management Director 1.3 Elect Li Diankun as Non-Independent For For Management Director 1.4 Elect Li Shaohua as Non-Independent For For Management Director 2.1 Elect Ye Jinfu as Independent Director For For Management 2.2 Elect Liu Jianfeng as Independent For For Management Director 2.3 Elect Tao Tao as Independent Director For For Management 3.1 Elect Guo Ming as Supervisor For For Management 3.2 Elect Zhang Guangjie as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements For For Management 6 Approve Remuneration of Senior For For Management Management Members 7 Approve Appointment of Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Amend Articles of Association For For Management 10 Approve Increase in Registered Capital For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING SHUNXIN AGRICULTURE CO., LTD. Ticker: 000860 Security ID: Y0771P104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Li Yinglin as Non-independent For For Management Director 2.2 Elect Wang Jinming as Non-independent For For Management Director 2.3 Elect Song Kewei as Non-independent For For Management Director 2.4 Elect Li Qiusheng as Non-independent For For Management Director 2.5 Elect Lin Jinkai as Non-independent For For Management Director 2.6 Elect Kang Tao as Non-independent For For Management Director 3.1 Elect Lu Guihua as Independent Director For For Management 3.2 Elect Chen Yixin as Independent For For Management Director 3.3 Elect Zhan Feiyang as Independent For For Management Director 4.1 Elect Yuan Zhende as Supervisor For For Management 4.2 Elect Zeng Shuping as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SHUNXIN AGRICULTURE CO., LTD. Ticker: 000860 Security ID: Y0771P104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- BEIJING SINNET TECHNOLOGY CO., LTD. Ticker: 300383 Security ID: Y0R7V6101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Method and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Amount and Usage of Raised For For Management Funds 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Approve Capital Injection Agreement For For Management 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Audit Report and Asset For For Management Assessment Report Related to this Capital Increase 14 Approve Annual Report and Summary For For Management 15 Approve Financial Statements For For Management 16 Approve Report of the Board of For For Management Directors 17 Approve Report of the Board of For For Management Supervisors 18 Approve Profit Distribution For For Management 19 Approve Remuneration Incentive System For For Management of Directors and Supervisors 20 Approve Appointment of Auditor For For Management 21 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING TIANTAN BIOLOGICAL PRODUCTS CORP. LTD. Ticker: 600161 Security ID: Y0770S109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision for Asset Impairment For For Management and Asset Retirement 9 Approve Daily Related Party For Against Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Increase in Registered Capital For For Management and Amend Articles of Association 12 Approve Change of Registered Address For For Management and Amend Articles of Association 13 Approve Allowance of Independent For For Management Directors 14.1 Elect Yang Xiaoming as Non-Independent For For Management Director 14.2 Elect Wu Yonglin as Non-Independent For For Management Director 14.3 Elect Li Xiangrong as Non-Independent For For Management Director 14.4 Elect Hu Ligang as Non-Independent For For Management Director 14.5 Elect Yang Huichuan as Non-Independent For For Management Director 14.6 Elect Fu Daoxing as Non-Independent For For Management Director 15.1 Elect Wang Hongguang as Independent For For Management Director 15.2 Elect Gu Fenling as Independent For For Management Director 15.3 Elect Fang Yan as Independent Director For For Management 16.1 Elect Zhu Jingjin as Supervisor For For Management 16.2 Elect Liu Jinshui as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING TONGRENTANG CO., LTD. Ticker: 600085 Security ID: Y0771B105 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- BEIJING TONGRENTANG CO., LTD. Ticker: 600085 Security ID: Y0771B105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Elect Wen Kaiting as Non-Independent For For Shareholder Director 8 Elect Wang Jixiong as Supervisor For For Shareholder 9 Approve Signing of Procurement For For Management Framework Agreement and Annual Quota Proposal with Related Parties 10 Approve Signing of Sales Framework For For Management Agreement and Annual Quota Proposal with Related Parties 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BETTA PHARMACEUTICALS CO., LTD. Ticker: 300558 Security ID: Y0875K100 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Usage of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 8 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholders and Actual Controllers Regarding Counter-dilution Measures in Connection to the Private Placement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BETTA PHARMACEUTICALS CO., LTD. Ticker: 300558 Security ID: Y0875K100 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Own Funds to For For Management Purchase Bank Guaranteed Financial Products 9 Approve Comprehensive Financing For Against Management Application and Guarantee Provision -------------------------------------------------------------------------------- BGF RETAIL CO., LTD. Ticker: 282330 Security ID: Y0R8SQ109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Geon-joon as Inside Director For For Management 3.2 Elect Hong Jeong-guk as For Against Management Non-Independent Non-Executive Director 3.3 Elect Kim Nan-doh as Outside Director For For Management 4 Elect Kim Nan-doh as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease and Provision of For For Management Related Guarantee -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Foreign For For Management Investment in the Form of Convertible Bonds -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Transfer and Waiver of Pre-emptive Right -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Application of Comprehensive For For Management Credit Lines 3 Approve Guarantee Provision Plan For For Management 4 Approve Receipt of Guarantees from For For Management Related Parties -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management by Wholly-Owned Subsidiary for the Company's Corporate Bonds Issuance 2 Approve Provision of Counter Guarantee For For Management by Related Parties for the Company's Corporate Bonds Issuance -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Shareholder Dividend Return For For Management Plan 7 Approve Appointment of Auditor For For Management 8 Approve to Adjust the Allowance of For For Management Independent Directors 9 Approve Allowance of Supervisors For For Management 10.1 Approve Purpose and Usage of Share For For Management Repurchase Plan 10.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 10.3 Approve Manner of Share Repurchase For For Management 10.4 Approve Share Repurchase Price Range For For Management and Pricing Principle 10.5 Approve Total Funds and Source of For For Management Funds for Share Repurchase 10.6 Approve Type, Number and Proportion of For For Management the Share Repurchase 10.7 Approve Implementation Period of Share For For Management Repurchase 11 Approve Authorization of the Board to For For Management Handle All Matters Related to Share Repurchase Plan 12 Approve Draft and Summary of Employee For For Management Share Purchase Plan 13 Approve Management System of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 15 Approve Daily Related Party Transaction For For Shareholder -------------------------------------------------------------------------------- BHARAT FORGE LIMITED Ticker: 500493 Security ID: Y08825179 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect B. P. Kalyani as Director For For Management 4 Reelect Kishore Saletore as Director For For Management 5 Approve Reappointment and Remuneration For Against Management of Amit Kalyani as Whole Time Director, Designated as Deputy Managing Director 6 Reelect S. M. Thakore as Director For For Management 7 Reelect P. G. Pawar as Director For For Management 8 Reelect Lalita D. Gupte as Director For For Management 9 Reelect P. H. Ravikumar as Director For For Management 10 Reelect Vimal Bhandari as Director For For Management 11 Elect Dipak Mane as Director For For Management 12 Elect Murali Sivaraman as Director For For Management 13 Approve Remuneration of Cost Auditors For For Management 14 Approve Payment of Commission to Non For For Management Whole Time Directors 15 Approval Related Party Transactions For Against Management -------------------------------------------------------------------------------- BHARAT PETROLEUM CORPORATION LIMITED Ticker: 500547 Security ID: Y0882Z116 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Padmakar Kappagantula as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Arun Kumar Singh as Director For Against Management 6 Elect Neelakantapillai Vijayagopal as For For Management Director 7 Reelect Rajesh Kumar Mangal as Director For For Management 8 Elect Harshadkumar P. Shah as Director For For Management 9 Approve Material Related Party For Against Management Transactions 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chua Sock Koong as Director For For Management 3 Reelect Vegulaparanan Kasi Viswanathan For For Management as Director 4 Reelect Dinesh Kumar Mittal as Director For For Management 5 Elect Kimsuka Narasimhan as Director For For Management 6 Approve Waiver of Excess Remuneration For Against Management Paid to Sunil Bharti Mittal as Chairman for Financial Year Ended March 31, 2019 7 Approve Waiver of Excess Remuneration For Against Management Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Financial year Ended March 31, 2019 8 Approve Payment of Remuneration to For Against Management Sunil Bharti Mittal as Chairman for Period April 1, 2019 to September 30, 2021 9 Approve Payment of Remuneration to For Against Management Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Period April 1, 2019 to September 30, 2021 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Foreign Currency For For Management Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants -------------------------------------------------------------------------------- BHARTI INFRATEL LIMITED Ticker: 534816 Security ID: Y0R86J109 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividends For For Management 3 Reelect Devender Singh Rawat as For For Management Director 4 Elect Prakul Kaushiva as Director For For Management 5 Reelect Bharat Sumant Raut as Director For For Management 6 Reelect Jitender Balakrishnan as For For Management Director 7 Reelect Leena Srivastava as Director For For Management 8 Reelect Narayanan Kumar as Director For For Management -------------------------------------------------------------------------------- BID CORP. LTD. Ticker: BID Security ID: S11881109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Eben Gerryts as the Individual Registered Auditor 2.1 Elect Tasneem Abdool-Samad as Director For For Management 2.2 Elect Clifford Rosenberg as Director For For Management 2.3 Re-elect David Cleasby as Director For For Management 2.4 Re-elect Brian Joffe as Director For For Management 2.5 Re-elect Dolly Mokgatle as Director For For Management 3.1 Elect Tasneem Abdool-Samad as Member For For Management of the Audit and Risk Committee 3.2 Re-elect Paul Baloyi as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Nigel Payne as Member of the For For Management Audit and Risk Committee 3.4 Re-elect Helen Wiseman as Chairman of For For Management the Audit and Risk Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of Remuneration For For Management Policy 5 Amend Conditional Share Plan For For Management 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Approve Pro Rata Reduction of Stated For For Management Capital in lieu of Dividend 9 Authorise Creation and Issuance of For For Management Convertible Debentures or Other Convertible Instruments 10 Authorise Ratification of Approved For For Management Resolutions 11 Authorise Repurchase of Issued Share For For Management Capital 12.1 Approve Fees of the Chairman For For Management 12.2 Approve Fees of the Lead Independent For For Management Non-executive Director (SA) 12.3 Approve Fees of the Lead Independent For For Management Director (International) (AUD) 12.4 Approve Fees of the Non-executive For For Management Directors (SA) 12.5 Approve Fees of the Non-executive For For Management Directors (International) (AUD) 12.6 Approve Fees of the Audit and Risk For For Management Committee Chairman (International) (AUD) 12.7 Approve Fees of the Audit and Risk For For Management Committee Chairman (SA) 12.8 Approve Fees of the Audit and Risk For For Management Committee Member (SA) 12.9 Approve Fees of the Audit and Risk For For Management Committee Member (International) (AUD) 12.10 Approve Fees of the Remuneration For For Management Committee Chairman (SA) 12.11 Approve Fees of the Remuneration For For Management Committee Chairman (International) (AUD) 12.12 Approve Fees of the Remuneration For For Management Committee Member (SA) 12.13 Approve Fees of the Remuneration For For Management Committee Member (International) (AUD) 12.14 Approve Fees of the Nominations For For Management Committee Chairman (SA) 12.15 Approve Fees of the Nominations For For Management Committee Chairman (International) (AUD) 12.16 Approve Fees of the Nominations For For Management Committee Member (SA) 12.17 Approve Fees of the Nominations For For Management Committee Member (International) (AUD) 12.18 Approve Fees of the Acquisitions For For Management Committee Chairman (SA) 12.19 Approve Fees of the Acquisitions For For Management Committee Chairman (International) (AUD) 12.20 Approve Fees of the Acquisitions For For Management Committee Member (SA) 12.21 Approve Fees of the Acquisitions For For Management Committee Member (International) (AUD) 12.22 Approve Fees of the Social and Ethics For For Management Committee Chairman (SA) 12.23 Approve Fees of the Social and Ethics For For Management Committee Chairman (International) (AUD) 12.24 Approve Fees of the Social and Ethics For For Management Committee Member (SA) 12.25 Approve Fees of the Social and Ethics For For Management Committee Member (International) (AUD) 12.26 Approve Fees of the Ad hoc Meetings For For Management (SA) 12.27 Approve Fees of the Ad hoc Meetings For For Management (International) (AUD) 12.28 Approve Fees of the Travel per Meeting For For Management Cycle (SA) 12.29 Approve Fees of the Travel per Meeting For For Management Cycle (International) (AUD) 13 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Minutes of Meeting 2 Approve Special Dividend For For Management 3 Wishes None None Management -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Company Articles For For Management 8 Elect Directors and Approve Their For For Management Remuneration 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 10 Receive Information on Share None None Management Repurchase Program 11 Receive Information on Donations Made None None Management in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Ratify External Auditors For For Management 14 Wishes None None Management -------------------------------------------------------------------------------- BNK FINANCIAL GROUP, INC. Ticker: 138930 Security ID: Y0R7ZV102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Ji-wan as Inside Director For For Management 2.2 Elect Cha Yong-gyu as Outside Director For For Management 2.3 Elect Moon Il-jae as Outside Director For For Management 2.4 Elect Jeong Gi-young as Outside For Against Management Director 2.5 Elect Yoo Jeong-jun as Outside Director For For Management 2.6 Elect Son Gwang-ik as Outside Director For For Management 2.7 Elect Kim Chang-rok as Outside Director For For Management 3.1 Elect Moon Il-jae as a Member of Audit For For Management Committee 3.2 Elect Yoo Jeong-jun as a Member of For For Management Audit Committee 3.3 Elect Son Gwang-ik as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BOC AVIATION LIMITED Ticker: 2588 Security ID: Y09292106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Xiaolu as Director For For Management 3b Elect Li Mang as Director For For Management 3c Elect Zhu Lin as Director For For Management 3d Elect Dai Deming as Director For For Management 3e Elect Antony Nigel Tyler as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Issue Size and Par Value For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Matters For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Method of Payment of Capital For For Management and Interest 2.8 Approve Interest Deferred Payment Terms For For Management 2.9 Approve Restrictions of Mandatory For For Management Interest Payment and Deferred Payment of Interest 2.10 Approve Use of Proceeds For For Management 2.11 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.12 Approve Underwriting Manner and For For Management Listing Arrangement 2.13 Approve Safeguard Measures of Debts For For Management Repayment 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Business Plan 5 Approve Profit Distribution For For Management 6 Approve Loan And Credit Line For For Management 7 Approve Development of For For Management Principal-guaranteed Financial Products or Structure Deposits 8 Approve Provision of Guarantee to For For Management Chengdu BOE Hospital Co., Ltd. 9 Approve Provision of Guarantee to For For Management Chongqing BOE Display Technology Co., Ltd. 10 Approve Appointment of Auditor For For Management 11 Elect Tang Shoulian as Independent For For Management Director 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BOSCH LIMITED Ticker: 500530 Security ID: Y6139L131 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Soumitra Bhattacharya as For For Management Director 4 Reelect Peter Tyroller as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Andreas Wolf as Joint Managing Director 6 Elect Gopichand Katragadda as Director For For Management 7 Elect Bhaskar Bhat as Director For For Management 8 Elect Bernhard Steinruecke as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management 10 Approve Sale of Packaging Technology For For Management Business -------------------------------------------------------------------------------- BRASKEM SA Ticker: BRKM5 Security ID: P18533110 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 2 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Elect Lirio Albino Parisotto as None Abstain Shareholder Director Appointed by Preferred Shareholder 4 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 5 As a Preferred Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 Elect Heloisa Belotti Bedicks as None For Shareholder Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: P1905C100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 and Approve Treatment of Net Loss 2 Fix Number of Directors at Ten For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Augusto Marques da Cruz Filho as Independent Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Dan loschpe as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavia Buarque de Almeida as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavia Maria Bittencourt as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Osorio as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Fernando Furlan as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Pullen Parente as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivandre Motiel da Silva as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Rodrigues as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo F. Bacci as Independent Director 8 Elect Pedro Pullen Parente as Board For For Management Chairman and Augusto Marques da Cruz Filho as Board Vice-Chairman 9 Approve Remuneration of Company's For For Management Management 10.1 Elect Attilio Guaspari as Fiscal For For Management Council Member and Susana Hanna Stiphan Jabra as Alternate 10.2 Elect Maria Paula Soares Aranha as For For Management Fiscal Council Member and Monica Hojaij Carvalho Molina as Alternate 10.3 Elect Andre Vicentini as Fiscal For For Management Council Member and Valdecyr Maciel Gomes as Alternate 11 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: P1905C100 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 21 For For Management 2 Approve Indemnification Agreement For For Management between the Company and New Elected Directors 3 Amend Stock Option Plan and Share For Against Management Matching Plan -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED Ticker: 1114 Security ID: G1368B102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Song Jian as Director For For Management 2B Elect Jiang Bo as Director For For Management 2C Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BRITANNIA INDUSTRIES LIMITED Ticker: 500825 Security ID: Y0969R151 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Audited Standalone Financial For For Management Statements and Statutory Reports 1b Accept Audited Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ness N. Wadia as Director For Abstain Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Tanya Arvind Dubash as Director For For Management 6 Reelect Avijit Deb as Director For For Management 7 Reelect Keki Dadiseth as Director For For Management 8 Reelect Ajai Puri as Director For For Management -------------------------------------------------------------------------------- BTS GROUP HOLDINGS PUBLIC COMPANY LIMITED Ticker: BTS Security ID: Y0984D252 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Message of the Chairman None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Approve Operation Results For For Management 4 Approve Financial Statements For For Management 5 Approve Dividend Payment For For Management 6 Approve Remuneration of Directors For For Management 7.1 Elect Keeree Kanjanapas as Director For Against Management 7.2 Elect Surapong Laoha-Unya as Director For For Management 7.3 Elect Kong Chi Keung as Director For Against Management 7.4 Elect Suchin Wanglee as Director For For Management 7.5 Elect Pichitra Mahaphon as Director For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Warrants to For For Management Purchase Newly Issued Ordinary Shares to Existing Shareholders 10 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares to Non-Director Employees of the Company and its Subsidiaries under the BTS Group ESOP 2019 Scheme 11 Approve Increase in Registered Capital For For Management Under a General Mandate Through Private Placement 12 Approve Reduction in Registered Capital For For Management 13 Amend Memorandum of Association to For For Management Reflect Reduction in Registered Capital 14 Approve Increase in Registered Capital For For Management 15 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 16 Approve Allocation of Newly Issued For For Management Ordinary Shares to Accommodate Adjustment of Rights for the Warrants to Purchase the Newly Issued Ordinary Shares of BTS-W4 and BTS-W5, Exercise of Warrants Issued to the Non-Director Employees and the Private Placement 17 Other Business For Against Management -------------------------------------------------------------------------------- BUMRUNGRAD HOSPITAL PUBLIC CO., LTD. Ticker: BH Security ID: Y1002E256 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management 5.1 Elect Sophavadee Uttamobol as Director For Against Management 5.2 Elect Chong Toh as Director For Against Management 5.3 Elect Bernard Charnwut Chan as Director For Against Management 6 Elect Anon Vangvasu as Director For Against Management 7 Approve Remuneration of Directors and For For Management Sub-Committees 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Amend Company's Objectives and Amend For For Management Memorandum of Association 10 Amend Clause 4 of the Memorandum of For For Management Association 11 Amend Articles of Association For For Management 12 Other Business For Against Management -------------------------------------------------------------------------------- BUPA ARABIA FOR COOPERATIVE INSURANCE CO. Ticker: 8210 Security ID: M20515116 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program to For For Management be Allocated to Employee Share Scheme 2 Amend Audit Committee Charter For For Management 3 Amend Risk Management Committee Charter For For Management 4 Approve Related Party Transactions Re: For For Management Gulf International Bank 5 Approve Related Party Transactions Re: For For Management Ahmed Mohammed Baeshen Company 6 Amend Article 3 of Bylaws Re: For For Management Management of the Company 7 Amend Article 15 of Bylaws Re: For For Management Corporate Purpose -------------------------------------------------------------------------------- BUPA ARABIA FOR COOPERATIVE INSURANCE CO. Ticker: 8210 Security ID: M20515116 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 5 Approve Remuneration of Directors of For For Management SAR 3,098,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Authorize Share Repurchase Program Up For For Management to SAR 14,275,322 to be Allocated to Employees' Long-Term Incentive Plan 9 Elect Joy Linton as Director For For Management 10.1 Elect Nadir Ashour as Director None Abstain Management 10.2 Elect Waleed Shukri as Director None Abstain Management 10.3 Elect Ali Al Bou Salih as Director None Abstain Management 10.4 Elect Salman Al Faris as Director None Abstain Management 11 Amend Committees Members Remuneration For For Management Policy 12 Amend Directors Remuneration Policy For For Management 13 Approve Related Party Transactions Re: For For Management Bupa Global 14 Approve Related Party Transactions Re: For For Management Nazer Clinics 15 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al Ahli Capital 16 Approve Related Party Transactions Re: For For Management Nazer Clinics 17 Approve Related Party Transactions Re: For For Management Bupa Investments Overseas Limited 18 Approve Related Party Transactions Re: For For Management Bupa Investments Overseas Limited 19 Approve Related Party Transactions Re: For For Management Bupa Insurance Ltd 20 Approve Related Party Transactions Re: For For Management Bupa Middle East Holding 21 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. 22 Approve Related Party Transactions Re: For For Management Nazer Holding 23 Approve Related Party Transactions Re: For For Management Nazer Clinics 24 Approve Related Party Transactions Re: For For Management Nazer Medical Service 25 Approve Related Party Transactions Re: For For Management Nawah Healthcare 26 Approve Related Party Transactions Re: For For Management Nazer Clinics 27 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and National Commercial Bank 28 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Gulf International Bank 29 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Rajhi Steel 30 Approve Related Party Transactions Re: For For Management Mobily 31 Approve Related Party Transactions Re: For For Management Saudi Arabian Mining Company 32 Approve Related Party Transactions Re: For For Management Saudi Industrial Investment Group 33 Approve Related Party Transactions Re: For For Management Bawan Wood Factory 34 Approve Related Party Transactions Re: For For Management Bawan Metal Industries 35 Approve Related Party Transactions Re: For For Management Al Rajhi Bank 36 Approve Related Party Transactions Re: For For Management Riyadh Cables Company 37 Approve Related Party Transactions Re: For For Management Careem 38 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al Ahli Capital 39 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Sedco Holding Group 40 Approve Related Party Transactions Re: For For Management Fitaihi Holding Group 41 Approve Related Party Transactions Re: For For Management Abdulhadi Shayif 42 Approve Related Party Transactions Re: For For Management Health Water Bottling Co. Ltd. 43 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co., National Commercial Bank and Al Ahli Capital 44 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Saudi Steel Pipe Company 45 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Ahmed Mohamed Saleh Baeshen & Co 46 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al-Ittihad Club 47 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al-Hilal FC 48 Amend Article 1 of Bylaws Re: For For Management Incorporation 49 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 50 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership in Companies 51 Amend Article 11 of Bylaws Re: Shares For For Management Issuance 52 Amend Article 12 of Bylaws Re: Shares For For Management Trading 53 Amend Article 13 of Bylaws Re: For For Management Increase of Capital 54 Amend Article 14 of Bylaws Re: For For Management Reduction of Capital 55 Amend Article 15 of Bylaws Re: Company For Against Management Management 56 Amend Article 16 of Bylaws Re: For For Management Expiration of Board Membership 57 Amend Article 17 of Bylaws Re: Board For For Management Vacancy 58 Amend Article 18 of Bylaws Re: Board For For Management Powers 59 Amend Article 19 of Bylaws Re: For For Management Chairman, Vice Chairman, and Managing Director Remuneration 60 Amend Article 20 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director and Secretary Powers 61 Amend Article 21 of Bylaws Re: Board For For Management Meetings 62 Amend Article 22 of Bylaws Re: Board For For Management Meeting Quorum 63 Amend Article 24 of Bylaws Re: For For Management Agreements and Contracts 64 Amend Article 25 of Bylaws Re: General For For Management Meetings Attendance 65 Amend Article 26 of Bylaws Re: For For Management Constitutional Assembly 66 Amend Article 27 of Bylaws Re: For For Management Constitutional Assembly Competences 67 Amend Article 28 of Bylaws Re: For Against Management Ordinary General Meeting Competences 68 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 69 Amend Article 33 of Bylaws Re: For Against Management Extraordinary General Meeting Quorum 70 Amend Article 39 of Bylaws Re: For For Management Appointment of Auditor 71 Amend Article 41 of Bylaws Re: For For Management Auditor's Liabilities 72 Amend Article 45 of Bylaws Re: Zakkat For For Management and Reserve 73 Amend Article 46 of Bylaws Re: Accrual For For Management of profits 74 Amend Article 49 of Bylaws Re: Board For For Management Members Responsibility 75 Amend Article 50 of Bylaws Re: For For Management Company's Termination 76 Amend Article 51 of Bylaws Re: For For Management Company's Bylaw -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For Against Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For Against Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1045E107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For Against Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For Against Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Elect Wang Chuan-fu as Director For For Management 5 Elect Jiang Xiang-rong as Director For For Management 6 Elect Chung Kwok Mo John as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, For For Management Proposed Annual Cap and Related Transactions -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Allowance of Independent For For Management Directors 3 Approve to Appoint Auditor and For For Management Internal Control Auditor 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5.1 Elect Lu Jianqiang as Non-independent For For Management Director 5.2 Elect Ruan Qi as Non-independent For For Management Director 5.3 Elect Xu Aihua as Non-independent For For Shareholder Director 5.4 Elect Wang Jian as Non-independent For For Management Director 5.5 Elect Li Yuan as Non-independent For For Management Director 6.1 Elect Wang Wei as Independent Director For For Management 6.2 Elect Yu Jianxing as Independent For For Management Director 6.3 Elect Chen Geng as Independent Director For For Management 7.1 Elect Ye Yuanzu as Supervisor For For Management 7.2 Elect Zhou Zhiwei as Supervisor For For Management -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Authorization of For For Management the Board on Convertible Bond Matters 2 Approve Adjustment on Resolution of For For Management the Board on Convertible Bond Matters -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 Related Party Transactions For For Management 7 Approve 2020 Daily Related Party For For Management Transactions 8 Approve Securities Investment For For Management 9.1 Approve Main Subject and Method For For Management 9.2 Approve Type and Issue Scale For For Management 9.3 Approve Term For For Management 9.4 Approve Issuance Price and Interest For For Management Rate 9.5 Approve Guarantee and Other Credit For For Management Enhancement Arrangements 9.6 Approve Use of Proceeds For For Management 9.7 Approve Target Subscribers and Placing For For Management Arrangements for Shareholders 9.8 Approve Appointment of For For Management Issuance-Related Agency and Other Relevant Matters 9.9 Approve Safeguard Measures for Debt For For Management Repayment 9.10 Approve Listing of Debt Financing For For Management Instruments 9.11 Approve Resolution Validity Period For For Management 10 Approve Extension of Resolution For Against Management Validity Period in Connection to Issuance of Convertible Bonds 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Appointment of Auditor and For For Management Internal Control Auditor 13 Approve Formulation of Director For For Management Performance Evaluation and Remuneration Management System 14 Approve Change of Registered Address For For Management 15 Amend Articles of Association For Against Management 16 Approve Shareholder Return Plan For For Management 17 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 18 Elect Pang Xiaofeng as Supervisor For For Management 19 Approve Formulation of Supervisor For For Management Performance Evaluation -------------------------------------------------------------------------------- CAPITEC BANK HOLDINGS LTD. Ticker: CPI Security ID: S15445109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Michiel du Pre le Roux as For For Management Director 2 Re-elect Kabelo Makwane as Director For For Management 3 Re-elect Chris Otto as Director For For Management 4 Elect Santie Botha as Director For For Management 5 Elect Emma Mashilwane as Director For For Management 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 7 Appoint Deloitte & Touche as Auditors For For Management of the Company 8 Authorise Specific Issue of Loss For For Management Absorbent Convertible Capital Securities for Cash 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Remuneration Policy For For Management 11 Approve Implementation Report of For For Management Remuneration Policy 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Financial Assistance in For For Management Respect of the Restricted Share Plan -------------------------------------------------------------------------------- CATCHER TECHNOLOGY CO., LTD. Ticker: 2474 Security ID: Y1148A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve to Raise Funds through Issuing For For Management New Shares or GDR 4.1 Elect HUNG SHUI-SUNG, a Representative For For Management of YUNG YU INVESTMENT CO. LTD. with SHAREHOLDER NO.281516, as Non-Independent Director -------------------------------------------------------------------------------- CATHAY FINANCIAL HOLDINGS CO. LTD. Ticker: 2882 Security ID: Y11654103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Long-term Capital Raising Plan For For Management 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CCC SA Ticker: CCC Security ID: X5818P109 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute Re: Change Fiscal Year For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- CCC SA Ticker: CCC Security ID: X5818P109 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Increase in Share Capital via For For Management Issuance of Series I and Series J Shares for Private Placement without Preemptive Rights; Approve Dematerialization and Listing of New Shares; Amend Statute Accordingly 6 Close Meeting None None Management -------------------------------------------------------------------------------- CCR SA Ticker: CCRO3 Security ID: P2170M104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management -------------------------------------------------------------------------------- CCR SA Ticker: CCRO3 Security ID: P2170M104 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 13 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Maria Marcondes Penido Sant'Anna as Director and Eduarda Penido Dalla Vecchia as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Luiz Aguiar Filho as Director and Leonardo de Almeida Massa as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Coutinho de Sena as Director and Jose Henrique Braga Polido Lopes as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Mendes Aidar as Director and Livio Hagime Kuze as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Roberto Reckziegel Guedes as Director and Fernando Santos Salles as Alternate 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Claudio Rapparini Soares as Director and Eduardo Penido Sant'Anna as Alternate 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Torres de Faria as Director and Paulo Marcio de Oliveira Monteiro as Alternate 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Henrique Sutton de Sousa Neves as Director and Rosa Evangelina Penido Dalla Vecchia as Alternate 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Cavalcanti Dutra Junior as Director and Nelson Tambelini Junior as Alternate 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Alberto Colonna Rosman as Independent Director 8.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Porciuncula Gomes Pereira as Independent Director 8.12 Percentage of Votes to Be Assigned - None For Management Elect Eduardo Bunker Gentil as Independent Director 8.13 Percentage of Votes to Be Assigned - None For Management Elect Eliane Aleixo Lustosa de Andrade as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Ana Maria Marcondes Penido For Against Management Sant'Anna as Board Chairman and Ricardo Coutinho de Sena as Board Vice-Chairman 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12.1 Elect Adalgiso Fragoso de Faria as For For Management Fiscal Council Member and Marcelo de Andrade as Alternate 12.2 Elect Bruno Goncalves Siqueira as For For Management Fiscal Council Member and Daniel da Silva Alves as Alternate 12.3 Elect Piedade Mota da Fonseca as For For Management Fiscal Council Member and Ronaldo Pires da Silva as Alternate 13 Approve Remuneration of Company's For Against Management Management 14 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- CELLTRION HEALTHCARE CO., LTD. Ticker: 091990 Security ID: Y6S3BE101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2.1 Elect Kim Hyeong-gi as Inside Director For Against Management 2.2 Elect Choi Eung-yeol as Outside For For Management Director 2.3 Elect Jeong Woon-gap as Outside For For Management Director 2.4 Elect Ra Hyeon-ju as Outside Director For For Management 2.5 Elect David Han as Outside Director For Against Management 3.1 Elect Choi Eung-yeol as a Member of For For Management Audit Committee 3.2 Elect Jeong Woon-gap as a Member of For For Management Audit Committee 3.3 Elect Ra Hyeon-ju as a Member of Audit For For Management Committee 4 Approve Terms of Retirement Pay For For Management 5 Approve Total Remuneration of Inside For Abstain Management Directors and Outside Directors 6 Approve Appropriation of Income For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CELLTRION, INC. Ticker: 068270 Security ID: Y1242A106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Gi Woo-seong as Inside Director For Against Management 2.2 Elect Shin Min-cheol as Inside Director For For Management 2.3 Elect Lee Hyeok-jae as Inside Director For For Management 2.4 Elect Kim Geun-young as Outside For For Management Director 2.5 Elect Kim Won-seok as Outside Director For For Management 2.6 Elect Yoo Dae-hyeon as Outside Director For For Management 2.7 Elect Lee Soon-woo as Outside Director For For Management 2.8 Elect Lee Jae-sik as Outside Director For For Management 3.1 Elect Kim Geun-young as a Member of For For Management Audit Committee 3.2 Elect Kim Won-seok as a Member of For For Management Audit Committee 3.3 Elect Yoo Dae-hyeon as a Member of For For Management Audit Committee 3.4 Elect Lee Soon-woo as a Member of For For Management Audit Committee 3.5 Elect Lee Jae-sik as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: P2253T133 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Share Repurchase Report For For Management 4 Set Maximum Amount of Share Repurchase For For Management Reserve 5.a Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019 5.b Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019 5.c Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020 6 Elect Directors, Chairman and For For Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees 7 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance, and Sustainability Committees 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENCOSUD SA Ticker: CENCOSUD Security ID: P2205J100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 32 Per Share c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee e Receive Report on Expenses of For For Management Directors and Directors' Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Receive Report of Directors' For For Management Committee; Receive Report Regarding Related-Party Transactions i Receive Report on Oppositions Recorded For For Management on Minutes of Board Meetings j Designate Newspaper to Publish For For Management Announcements k Other Business For Against Management -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854106 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of All Shares of For For Management Amazonas Geracao e Transmissao de Energia SA to Centrais Eletricas do Norte do Brasil SA (Eletronorte) -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854106 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of All Shares of For For Management Amazonas Geracao e Transmissao de Energia SA to Centrais Eletricas do Norte do Brasil SA (Eletronorte) -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: FEB 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government Approved Last EGM Held on Nov. 14, 2019 2 Amend Article 7 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- CENTRE TESTING INTERNATIONAL GROUP CO., LTD. Ticker: 300012 Security ID: Y1252N105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CEZ AS Ticker: CEZ Security ID: X2337V121 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board of Directors Report on None None Management Company's Operations and State of Its Assets 2 Receive Supervisory Board Report None None Management 3 Receive Audit Committee Report None None Management 4.1 Approve Financial Statements For For Management 4.2 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income and For For Management Dividends of CZK 34 per Share 6 Ratify Ernst & Young Audit s.r.o. as For For Management Auditor 7.1 Approve Volume of Charitable Donations For For Management 7.2 Approve Increase in Volume of For For Management Charitable Donations 7.3 Approve Charitable Donations For For Management 8.1 Amend Articles of Association For For Management 8.2 Approve New Version of Articles of For For Management Association 9 Approve Transfer of Part of Melnik For For Management Power Plant to Energotrans, a.s 10 Approve Remuneration Policy For Against Management 11 Receive Information on Preparation of None None Management Dukovany Nuclear Plant 12 Recall and Elect Supervisory Board For Against Management Members 13 Recall and Elect Members of Audit For Against Management Committee 14 Amend Business Strategy None Against Shareholder -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Investment Plan and For For Management Capital Expenditure Budget 7 Approve KPMG Huazhen (Special General For For Management Partnership) as Financial and Internal Control Auditor and Authorize Board to Fix their Remuneration 8 Approve Change in the Use of Certain For For Management Funds Raised from H Shares 9.1 Elect Yang Changli as Director For For Shareholder 9.2 Elect Wang Wei as Director For For Shareholder 10.1 Approve Remuneration of Zhang Shanming For For Management 10.2 Approve Remuneration of Yang Changli For For Management 10.3 Approve Remuneration of Gao Ligang For For Management 10.4 Approve Remuneration of Tan Jiansheng For For Management 10.5 Approve Remuneration of Shi Bing For For Management 10.6 Approve Remuneration of Wang Wei For For Management 10.7 Approve Remuneration of Zhang Yong For For Management 10.8 Approve Remuneration of Na Xizhi For For Management 10.9 Approve Remuneration of Hu Yiguang For For Management 10.10 Approve Remuneration of Francis Siu For For Management Wai Keung 10.11 Approve Remuneration of Chen Sui For For Management 10.12 Approve Remuneration of Chen Rongzhen For For Management 10.13 Approve Remuneration of Yang Lanhe For For Management 10.14 Approve Remuneration of Zhu Hui For For Management 10.15 Approve Remuneration of Wang Hongxin For For Management 11 Approve Donation of Epidemic For For Management Prevention and Control Funds 12 Amend Articles of Association For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares 14 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CHAILEASE HOLDING CO., LTD. Ticker: 5871 Security ID: G20288109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Articles of Association For For Management 5 Approve the Company's Plan to Raise For For Management Long Term Capital 6 Approve the Issuance of New Shares Via For For Management Capitalization of Retained Earnings 7.1 Elect JOHN-LEE KOO, a Representative For For Management of CHUN AN INVESTMENT CO., LTD. with Shareholder No. 93771, as Non-Independent Director 7.2 Elect FONG-LONG CHEN, a Representative For For Management of CHUN AN INVESTMENT CO., LTD. with Shareholder No. 93771, as Non-Independent Director 7.3 Elect CHEE WEE GOH, with ID No. For For Management 1946102XXX, as Non-Independent Director 7.4 Elect HSIU-TZE CHENG, a Representative For For Management of CHUN AN TECHNOLOGY CO., LTD. with Shareholder No. 100317, as Non-Independent Director 7.5 Elect KING WAI ALFRED WONG, a For For Management Representative of CHUN AN TECHNOLOGY CO., LTD. with Shareholder No. 100317, as Non-Independent Director 7.6 Elect CHIH-YANG, CHEN, a For For Management Representative of LI CHENG INVESTMENT CO., LTD. with Shareholder No. 104095, as Non-Independent Director 7.7 Elect STEVEN JEREMY GOODMAN with ID No. For For Management 1959121XXX as Independent Director 7.8 Elect CHING-SHUI TSOU with ID No. For For Management J101182XXX as Independent Director 7.9 Elect CASEY K. TUNG with ID No. For For Management 1951121XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Director JOHN-LEE KOO, a Representative of CHUN AN INVESTMENT CO., LTD. 9 Approve Release of Restrictions of For For Management Competitive Activities of Director FONG-LONG CHEN, a Representative of CHUN AN INVESTMENT CO., LTD. 10 Approve Release of Restrictions of For For Management Competitive Activities of Director HSIU-TZE CHENG, a Representative of CHUN AN TECHNOLOGY CO., LTD. -------------------------------------------------------------------------------- CHANG HWA COMMERCIAL BANK LTD. Ticker: 2801 Security ID: Y1293J105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5.1 Elect Ling, Jong-Yuan, a For For Management Representative of Ministry of Finance with SHAREHOLDER NO.0000940001, as Non-Independent Director 5.2 Elect Huang, Jui-Mu, a Representative For For Management of Ministry of Finance with SHAREHOLDER NO.0000940001, as Non-Independent Director 5.3 Elect Lee Wen Siung with SHAREHOLDER For Against Management NO.S120374XXX as Non-Independent Director 5.4 Elect Hsiao Chia Chi, a Representative For Against Management of Chunghwa Post Co., Ltd. with SHAREHOLDER NO.0002283562, as Non-Independent Director 5.5 Elect Chang Chien Yi, a Representative For For Management of National Development Fund with SHAREHOLDER NO.0000071695, as Non-Independent Director 5.6 Elect Tsai Yun Cheng, a Representative For Against Management of First Commercial Bank Co., Ltd. with SHAREHOLDER NO.0000930001, as Non-Independent Director 5.7 Elect Wu, Cheng-Ching, a For For Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.8 Elect Lin, Cheng-Hsien, a For For Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.9 Elect Cheng, Chia-Chung, a For Against Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.10 Elect Tsai, Hung-Hsiang, a For Against Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.11 Elect Lin, Shih-Mei, a Representative For Against Management of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO.0002837094, as Non-Independent Director 5.12 Elect Chen Hwai Chou with SHAREHOLDER For For Management NO.0002855197 as Non-Independent Director 5.13 Elect Yu Chi Chang with SHAREHOLDER NO. For Against Management B100920XXX as Independent Director 5.14 Elect LIU KE YI with SHAREHOLDER NO. For For Management A220237XXX as Independent Director 5.15 Elect LIN, Chih-Chieh (Carol Lin), a For For Management Representative of LIN Chih Chieh with SHAREHOLDER NO.F221131XXX, as Independent Director 5.16 Elect Pan Jung Chun with SHAREHOLDER For For Management NO.T102205XXX as Independent Director 5.17 Elect Lin Jong Horng with SHAREHOLDER For Against Management NO.K120207XXX as Independent Director 5.18 Elect Suen Chih Jong with SHAREHOLDER For Against Management NO.A103317XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Use of Idle Funds for For Against Management Non-capital-guaranteed Low-risk Cash Management -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Appoint of Internal Control For For Management Auditor 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Amend Working System for Independent For For Management Directors 12 Elect Zhang Yuzhi as Non-Independent For For Shareholder Director 13 Approve Change of 2016 Raised Funds For For Management Usage -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Related to the For For Management Adjustment of Conversion Price -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on SSE For For Management STAR Market in Accordance with Relevant Laws and Regulations 2.1 Approve Type For For Management 2.2 Approve Par Value For For Management 2.3 Approve Issue Amount For For Management 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Manner of Pricing For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Listing Exchange and Section For For Management 2.10 Approve Issue and Listing Time For For Management 2.11 Approve Increase of Registered Capital For For Management 2.12 Approve Issuance Expense For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Spin-off of Subsidiary on SSE For For Management STAR Market (Revised Draft) 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tian Xuan as Independent Director For Against Management 1.2 Elect Shi Zhanzhong as Independent For For Management Director 1.3 Elect Yu Zhen as Independent Director For For Management 1.4 Elect Pan Hongbo as Independent For For Management Director 1.5 Elect Li Xinhua as Non-independent For Against Management Director 1.6 Elect Jin Caijiu as Non-independent For For Management Director 1.7 Elect Chen Jia as Non-independent For For Management Director 1.8 Elect Huang Xueqiang as For For Management Non-independent Director 1.9 Elect Chen Wenbin as Non-independent For For Management Director 1.10 Elect Tian Zexin as Non-independent For For Management Director 1.11 Elect Qu Dingyuan as Non-independent For For Management Director 1.12 Elect Liu Yuanrui as Non-independent For For Management Director 2.1 Elect Yu Feng as Supervisor For For Management 2.2 Elect Deng Tao as Supervisor For For Management 2.3 Elect Yang Xing as Supervisor For For Management 3 Approve Semi-annual Risk Control For For Management Indicator Report -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7.1 Approve Related Party Transaction with For For Management Guohua Life Insurance Co., Ltd. and Related Enterprises 7.2 Approve Related Party Transaction with For For Management Three Gorges Capital Holdings Co., Ltd. and Related Enterprises 7.3 Approve Related Party Transaction with For For Management Changxin Fund Management Co., Ltd. 7.4 Approve Related Party Transaction with For For Management Other Related Parties 8 Approve Risk Control Indicators Report For For Management 9 Approve 2020 Risk Appetite For For Management Authorization 10 Approve Remuneration and Assessment of For For Management Directors 11 Approve Remuneration and Assessment of For For Management Supervisors 12 Approve Remuneration and Assessment of For For Management Senior Management 13 Approve Shareholder Return Plan in the For For Management Next Three Years 14 Elect Zhao Lin as Non-independent For For Management Director 15 Approve Amendments to Articles of For Against Management Association 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD. Ticker: 601799 Security ID: Y1297L106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Credit Line Bank Application For For Management 10 Approve Use of Funds for Cash For Against Management Management -------------------------------------------------------------------------------- CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD. Ticker: 601799 Security ID: Y1297L106 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Convertible Bondholders and For For Management Matters Relating to Meetings of Convertible Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating Matters For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Proceeds Deposit Account For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Shareholder Return Plan For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Price Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 9 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Change in Registered Capital For For Management 10 Amend Articles of Association For For Management 11.1 Elect Zhang Wanzhen as Non-independent For For Management Director 11.2 Elect Li Gang as Non-independent For For Management Director 11.3 Elect Huang Xueyun as Non-independent For For Management Director 11.4 Elect Qiu Jihua as Non-independent For For Management Director 12.1 Elect Gu Qun as Independent Director For For Management 12.2 Elect Huang Weikun as Independent For For Management Director 12.3 Elect Xu Yejun as Independent Director For For Management 13.1 Elect Zheng Kecheng as Supervisor For For Management 13.2 Elect Zhang Xichong as Supervisor For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Guixu as Supervisor For For Management -------------------------------------------------------------------------------- CHAROEN POKPHAND FOODS PUBLIC CO. LTD. Ticker: CPF Security ID: Y1296K166 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management 5.1 Elect Pongsak Angkasith as Director For For Management 5.2 Elect Phatcharavat Wongsuwan as For For Management Director 5.3 Elect Arunee Watcharananan as Director For Against Management 5.4 Elect Sujint Thammasart as Director For Against Management 5.5 Elect Siripong Aroonratana as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business None None Management -------------------------------------------------------------------------------- CHEIL WORLDWIDE, INC. Ticker: 030000 Security ID: Y1296G108 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 3 Elect Jeong Hong-gu as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHENG SHIN RUBBER IND. CO., LTD. Ticker: 2105 Security ID: Y1306X109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect HSU EN DE, with ID No. For For Management Q121432XXX, as Independent Director 4.2 Elect CHEN SHUEI JIN, with ID No. For For Management P120616XXX, as Independent Director 4.3 Elect CHEN TZU CHEN, with Shareholder For For Management No. 30, as Independent Director 4.4 Elect Non-Independent Director No. 1 None Against Shareholder 4.5 Elect Non-Independent Director No. 2 None Against Shareholder 4.6 Elect Non-Independent Director No. 3 None Against Shareholder 4.7 Elect Non-Independent Director No. 4 None Against Shareholder 4.8 Elect Non-Independent Director No. 5 None Against Shareholder 4.9 Elect Non-Independent Director No. 6 None Against Shareholder 4.10 Elect Non-Independent Director No. 7 None Against Shareholder 4.11 Elect Non-Independent Director No. 8 None Against Shareholder 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ke Zunhong as Non-independent For For Management Director 1.2 Elect Ke Xiao as Non-independent For For Management Director 1.3 Elect Wang Lin as Non-independent For For Management Director 1.4 Elect Zhong Jianrong as For For Management Non-independent Director 1.5 Elect Yin Jinqun as Non-independent For For Management Director 1.6 Elect Chen Su as Non-independent For For Management Director 2.1 Elect Zhang Qiang as Independent For For Management Director 2.2 Elect Qu Sancai as Independent Director For For Management 2.3 Elect Zhang Yu as Independent Director For For Management 3.1 Elect Gong Wenxian as Supervisor For For Management 3.2 Elect Yang Jianqun as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Financial Budget Report For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Own Funds to Purchase For For Management Financial Products -------------------------------------------------------------------------------- CHICONY ELECTRONICS CO., LTD. Ticker: 2385 Security ID: Y1364B106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements and Individual Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Loaning of Funds For For Management -------------------------------------------------------------------------------- CHINA AGRI-INDUSTRIES HOLDINGS LIMITED Ticker: 606 Security ID: Y1375F104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management Involving Reduction of the Share Capital, Increase in the Share Capital, Allotment and Issuance of New Shares and Related Transactions -------------------------------------------------------------------------------- CHINA AGRI-INDUSTRIES HOLDINGS LIMITED Ticker: 606 Security ID: Y1375F104 Meeting Date: MAR 06, 2020 Meeting Type: Court Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CHINA AIRLINES LTD. Ticker: 2610 Security ID: Y1374F105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA AOYUAN GROUP LIMITED Ticker: 3883 Security ID: G2119Z109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Guo Zi Wen as Director For For Management 3b Elect Ma Jun as Director For For Management 3c Elect Cheung Kwok Keung as Director For For Management 3d Elect Zhang Jun as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Partial For For Management Raised Funds and Permanently Replenish Working Capital 2 Approve Equity Transfer and Related For For Management Party Transactions 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related-Party For Against Management Transactions 8 Approve Internal Control Evaluation For For Management Report 9 Approve Internal Control Audit Report For For Management 10 Approve Social Responsibility Report For For Management 11 Approve Report of the Board of For For Management Independent Directors 12 Approve Appointment of Auditor For For Management 13 Approve Change in Usage of Raise Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance Plan of Tier-2 For For Management Capital Bonds and Relevant Authorization 2 Elect Zhang Weidong as Director For For Management -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 3 Approve 2020 External Donation Plan For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors 7 Approve 2018 Remuneration Settlement For For Management Scheme for the Directors 8 Approve 2018 Remuneration Settlement For For Management Scheme for the Supervisors 9 Approve 2019 Final Financial Account For For Management Plan 10 Approve 2019 Profit Distribution Plan For For Management 11 Approve 2020 Budget of Investment in For For Management Capital Expenditure 12 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as the Onshore and Offshore Accounting Firms for 2020 and Fix Their Remuneration 13 Approve 2019 Work Report of the Board For For Management 14 Approve 2019 Report of the Board of For For Management Supervisors 15 Elect Zhang Yuxiang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Financial Budget Plan For For Management 5 Approve 2020 Engagement of Accounting For For Management Firms and Their Fees 6 Approve 2019 Special Report of Related For For Management Party Transactions 7 Approve 2019 Report of the Board of For For Management Directors 8 Approve 2019 Report of the Board of For For Management Supervisors 9 Approve Wei Guobin as an External For For Management Supervisor 10 Approve Improvement of Management on For For Management the Remuneration of Independent Directors 11 Approve Improvement of Management on For For Management the Remuneration of External Directors 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 1898 Security ID: Y1434L100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 5 Approve Capital Expenditure Budget for For Against Management the Year 2020 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Emoluments of Directors and For For Management Supervisors 8.01 Approve 2021 Coal Supply Framework For For Management Agreement, Annual Caps and Related Transactions 8.02 Approve 2021 Integrated Materials and For For Management Services Mutual Provision Framework Agreement, Annual Caps and Related Transactions 8.03 Approve 2021 Project Design, For For Management Construction and General Contracting Services Framework Agreement, Annual Caps and Related Transactions 8.04 Approve 2021 Financial Services For Against Management Framework Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer, Capital For For Management Increase Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Audited Consolidated For For Management Financial Statements 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 3 Approve Ernst & Young as International For For Management Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 4 Approve 2019 Report of the Board For For Management 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Launch of Asset-Backed For For Management Securitization by the Group and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to Deal With Matters in Relation to the Asset-Backed Securitization 7 Approve 2020 Estimated Cap for For Against Management Internal Guarantees of the Group 8 Approve Issuance of Debt Financing For Against Management Instruments and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares and/or Preference Shares 10 Approve Proposed Issuance of Medium For For Management and Long-Term Bonds by the Company and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Medium and Long-Term Bonds 11 Approve Report on the Use of the For For Management Previously Raised Proceeds 12 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares 13 Approve Project Contracting Services For For Management Under the Mutual Project Contracting Framework Agreement and the Revised Annual Cap 14 Approve Extension of the Validity For For Management Period of the General Meeting Resolution in Relation to the A Share Convertible Bonds and Extension of the Validity Period of the Corresponding Board Authorization 15 Approve Connected Transaction in For For Management Relation to the Possible Subscription for A Share Convertible Bonds by China Communications Construction Group (Limited) 16 Amend Articles of Association For For Shareholder 17 Amend Rules and Procedures Regarding For Against Shareholder General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors and Supervisory Committee -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED Ticker: 552 Security ID: Y1436A102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Payment of Final Dividend 3 Appoint Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Elect Gao Tongqing as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Gao Tongqing 5 Elect Mai Yanzhou as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Mai Yanzhou 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Increase Registered For Against Management Capital of the Company and Amend Articles of Association to Reflect Such Increase 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA CONCH VENTURE HOLDINGS LIMITED Ticker: 586 Security ID: G2116J108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Jian as Director For For Management 3b Elect Chan Chi On as Director For For Management 3c Elect Lau Chi Wah, Alex as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N119 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA DEVELOPMENT FINANCIAL HOLDING CORP. Ticker: 2883 Security ID: Y1460P108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA EAST EDUCATION HOLDINGS LTD. Ticker: 667 Security ID: G2120T100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Xiao Guoqing as Director For For Management 3a2 Elect Lu Zhen as Director For For Management 3a3 Elect Zhu Guobin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 4.01 Approve Daily Connected Transactions For Against Management on Financial Services of the Company 4.02 Approve Daily Connected Transactions For For Management on Import and Export Services of the Company 4.03 Approve Daily Connected Transactions For For Management on Flight Complementary Services of the Company 4.04 Approve Daily Connected Transactions For For Management on Catering Supply Services of the Company 4.05 Approve Daily Connected Transactions For For Management on Property Leasing Services of the Company 4.06 Approve Daily Connected Transactions For For Management on Advertising Agency Services of the Company 4.07 Approve Daily Connected Transactions For For Management on Aircraft Finance Lease Services of the Company 4.08 Approve Daily Connected Transactions For For Management on Aircraft and Aircraft Engine Operating Lease Services of the Company 4.09 Approve Daily Connected Transactions For For Management on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company 4.10 Approve Daily Connected Transactions For For Management on Bellyhold Space Services of the Company 5.01 Elect Liu Shaoyong as Director For For Shareholder 5.02 Elect Li Yangmin as Director For For Shareholder 5.03 Elect Tang Bing as Director For For Shareholder 5.04 Elect Wang Junjin as Director For For Shareholder 6.01 Elect Lin Wanli as Director For For Shareholder 6.02 Elect Shao Ruiqing as Director For For Shareholder 6.03 Elect Cai Hongping as Director For For Shareholder 6.04 Elect Dong Xuebo as Director For For Shareholder 7.01 Elect Xi Sheng as Supervisor For For Shareholder 7.02 Elect Fang Zhaoya as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 4.01 Approve Daily Connected Transactions For Against Management on Financial Services of the Company 4.02 Approve Daily Connected Transactions For For Management on Import and Export Services of the Company 4.03 Approve Daily Connected Transactions For For Management on Flight Complementary Services of the Company 4.04 Approve Daily Connected Transactions For For Management on Catering Supply Services of the Company 4.05 Approve Daily Connected Transactions For For Management on Property Leasing Services of the Company 4.06 Approve Daily Connected Transactions For For Management on Advertising Agency Services of the Company 4.07 Approve Daily Connected Transactions For For Management on Aircraft Finance Lease Services of the Company 4.08 Approve Daily Connected Transactions For For Management on Aircraft and Aircraft Engine Operating Lease Services of the Company 4.09 Approve Daily Connected Transactions For For Management on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company 4.10 Approve Daily Connected Transactions For For Management on Bellyhold Space Services of the Company 5.1 Elect Liu Shaoyong as Director For For Shareholder 5.2 Elect Li Yangmin as Director For For Shareholder 5.3 Elect Tang Bing as Director For For Shareholder 5.4 Elect Wang Junjin as Director For For Shareholder 6.1 Elect Lin Wanli as Director For For Shareholder 6.2 Elect Shao Ruiqing as Director For For Shareholder 6.3 Elect Cai Hongping as Director For For Shareholder 6.4 Elect Dong Xuebo as Director For For Shareholder 7.1 Elect Xi Sheng as Supervisor For For Shareholder 7.2 Elect Fang Zhaoya as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Reports For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For Against Management Issue Bonds 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Reports For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For Against Management Issue Bonds 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- CHINA EDUCATION GROUP HOLDINGS LIMITED Ticker: 839 Security ID: G2163M103 Meeting Date: FEB 14, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yu Guo as Director For For Management 3b Elect Yu Kai as Director For For Management 3c Elect Wu Kin Bing as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xiaopeng as Director For For Shareholder 1.2 Elect Ge Haijiao as Director For For Shareholder 1.3 Elect Cai Yunge as Director For For Shareholder 1.4 Elect Lu Hong as Director For For Shareholder 1.5 Elect Fu Dong as Director For For Shareholder 1.6 Elect Shi Yongyan as Director For For Shareholder 1.7 Elect Wang Xiaolin as Director For For Shareholder 1.8 Elect Dou Hongquan as Director For For Shareholder 1.9 Elect He Haibin as Director For For Shareholder 1.10 Elect Liu Chong as Director For For Shareholder 1.11 Elect Yu Chunling as Director For For Shareholder 1.12 Elect Fok Oi Ling Catherine as Director For For Management 1.13 Elect Xu Hongcai as Director For For Management 1.14 Elect Wang Liguo as Director For For Management 1.15 Elect Hong Yongmiao as Director For For Management 1.16 Elect Shao Ruiqing as Director For For Management 1.17 Elect Lu Zhengfei as Director For For Management 2.1 Elect Li Xin as Supervisor For For Management 2.2 Elect Yin Lianchen as Supervisor For For Management 2.3 Elect Wu Junhao as Supervisor For For Management 2.4 Elect Wu Gaolian as Supervisor For For Management 2.5 Elect Wang Zhe as Supervisor For For Management 2.6 Elect Qiao Zhimin as Supervisor For For Management 3 Approve Resolution on Formulating the For For Management Provisional Measures on Administration of Equities of China Everbright Bank Company Limited -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xiaopeng as Director For For Shareholder 1.2 Elect Ge Haijiao as Director For For Shareholder 1.3 Elect Cai Yunge as Director For Against Shareholder 1.4 Elect Lu Hong as Director For For Shareholder 1.5 Elect Fu Dong as Director For For Shareholder 1.6 Elect Shi Yongyan as Director For For Shareholder 1.7 Elect Wang Xiaolin as Director For For Shareholder 1.8 Elect Dou Hongquan as Director For For Shareholder 1.9 Elect He Haibin as Director For For Shareholder 1.10 Elect Liu Chong as Director For For Shareholder 1.11 Elect Yu Chunling as Director For For Shareholder 1.12 Elect Fok Oi Ling Catherine as Director For For Management 1.13 Elect Xu Hongcai as Director For For Management 1.14 Elect Wang Liguo as Director For For Management 1.15 Elect Hong Yongmiao as Director For For Management 1.16 Elect Shao Ruiqing as Director For For Management 1.17 Elect Lu Zhengfei as Director For For Management 2.1 Elect Li Xin as Supervisor For For Management 2.2 Elect Yin Lianchen as Supervisor For For Management 2.3 Elect Wu Junhao as Supervisor For For Management 2.4 Elect Wu Gaolian as Supervisor For For Management 2.5 Elect Wang Zhe as Supervisor For For Management 2.6 Elect Qiao Zhimin as Supervisor For For Management 3 Approve Resolution on Formulating the For For Management Provisional Measures on Administration of Equities -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Lijun as Director For For Shareholder 2 Approve Remuneration of the Chairman For For Management of the Board of Supervisors for 2018 3 Elect Liu Jin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Lijun as Director For For Shareholder 2 Approve Remuneration of the Chairman For For Management of the Board of Supervisors for 2018 3 Elect Liu Jin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 1.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2 Elect Li Yinquan as Director For For Management 3 Approve Adjustment to the Remuneration For For Management Standard of Independent Non-Executive Directors 4 Approve Adjustment to the Remuneration For For Management Standard of External Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yinquan as Director For For Management 2 Approve Adjustment to the Remuneration For For Management Standard of Independent Non-Executive Directors 3 Approve Adjustment to the Remuneration For For Management Standard of External Supervisors 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 1.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Budget Plan of Fixed For For Management Asset Investment 4 Approve 2019 Audited Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Issuance of Financial Bonds For For Management 10 Approve 2020 Poverty Alleviation in For For Management Designated Areas and External Donation Quota for Unexpected Emergencies -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Budget Plan of Fixed For For Management Asset Investment 4 Approve 2019 Audited Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve 2020 Poverty Alleviation in For For Management Designated Areas and External Donation Quota for Unexpected Emergencies 1 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- CHINA EVERBRIGHT INTERNATIONAL LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wong Kam Chung, Raymond as For For Management Director 3.2 Elect Fan Yan Hok, Philip as Director For For Management 3.3 Elect Mar Selwyn as Director For For Management 3.4 Authorize Board to Fix the For For Management Remuneration of the Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT LIMITED Ticker: 165 Security ID: Y1421G106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Mingao as Director For For Management 3b Elect Yin Lianchen as Director For For Management 3c Elect Chung Shui Ming, Timpson as For For Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERGRANDE GROUP Ticker: 3333 Security ID: G2119W106 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend and Related For For Management Transactions -------------------------------------------------------------------------------- CHINA FEIHE LTD. Ticker: 6186 Security ID: G2121Q105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Leng Youbin as Director For For Management 3b Elect Liu Hua as Director For For Management 3c Elect Cai Fangliang as Director For For Management 3d Elect Liu Shenghui as Director For For Management 3e Elect Judy Fong-Yee Tu as Director For For Management 3f Elect Cheung Kwok Wah as Director For For Management 3g Elect Gao Yu as Director For For Management 3h Elect Kingsley Kwok King Chan as For For Management Director 3i Elect Liu Jinping as Director For For Management 3j Elect Song Jianwu as Director For For Management 3k Elect Fan Yonghong as Director For For Management 3l Elect Jacques Maurice Laforge as For For Management Director 3m Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt 2020 Share Option Scheme For Against Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial Support For For Management and Related Party Transactions -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperative Real Estate For For Management Project and Related-party Transaction 2 Approve Adjustment on Guarantee For Against Management Provision Plan -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee I For For Management 2 Approve Provision of Guarantee II For For Shareholder -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Securitization Plan For For Management 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Subsidiary For Against Management and Capital Increase in Subsidiary 2 Approve Guarantee Provision for First For Against Management Half of 2020 3 Approve Related-party Transaction in For For Management Connection to Deposit and Clearing Business in Bank of Langfang 4 Approve Provision of Guarantee For For Shareholder 5 Approve Issuance of Overseas Bonds and For For Shareholder Provision of Its Guarantee -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Scale For For Management 2.2 Approve Bond Period For For Management 2.3 Approve Interest Rate and Repayment For For Management Manner 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Arrangement For For Management 2.6 Approve Redemption and Resale Terms For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Target Parties and Placement For For Management Arrangement for Shareholders 2.9 Approve Underwriting Method and For For Management Listing Arrangement 2.10 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Estimated Purchase of For Against Shareholder Operational Land from May to June 2020 13.1 Elect Wang Wenxue as Non-independent For For Shareholder Director 13.2 Elect Wu Xiangdong as Non-independent For For Shareholder Director 13.3 Elect Meng Jing as Non-independent For For Shareholder Director 13.4 Elect Zhao Hongjing as Non-independent For For Shareholder Director 13.5 Elect Meng Sen as Non-independent For For Shareholder Director 13.6 Elect Wang Wei as Non-independent For For Shareholder Director 14.1 Elect Chen Shimin as Independent For For Shareholder Director 14.2 Elect Chen Qi as Independent Director For For Shareholder 14.3 Elect Xie Jichuan as Independent For For Shareholder Director 15.1 Elect Chang Dongjuan as Supervisor For For Shareholder 15.2 Elect Zhang Yi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Change in Registered Capital, For For Management Total Shares and Amend Articles of Association 3 Approve Purchase of Operational Land For Against Shareholder in the 3rd Quarter 4 Approve Cancellation of Stock Option For For Shareholder and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Liang as Director For For Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Capital Expenditure Budget For Against Management 7 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as External Auditors 8 Approve Remuneration Plan of Chen For For Management Gongyan for 2018 9 Approve Remuneration Plan of Chen Jing For For Management for 2018 10 Approve Remuneration Plan of Zhong For For Management Cheng for the First Half of 2018 11 Elect Law Cheuk Kin Stephen as Director For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15 Approve Amendments to the Working For For Management Rules for Independent Directors 16 Approve Amendments to the For For Management Administrative Measures for Connected Transactions 17 Approve Amendments to the For For Management Administrative Measures for External Investment 18 Approve Amendments to the For For Management Administrative Measures for Provision of Guarantees to Third Parties 19 Amend Articles of Association For Against Management 20 Approve Issuance of Perpetual For For Management Subordinated Bonds 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA GAS HOLDINGS LIMITED Ticker: 384 Security ID: G2109G103 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Ma Jinlong as Director For For Management 3a2 Elect Li Ching as Director For For Management 3a3 Elect Jiang Xinhao as Director For For Management 3a4 Elect Mao Erwan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xin Xiaoguang as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Ling as Non-independent For For Management Director 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size and Issue Manner For For Management 1.2 Approve Bond Type, Bond Maturity, For For Management Repayment of Capital and Interest and Other Specific Arrangements 1.3 Approve Bond Interest Rate and Method For For Management of Determination 1.4 Approve Deferred Interest Payment and For For Management Restrictions on Deferred Interest Payment 1.5 Approve Compulsory Interest Payment For For Management 1.6 Approve Target Subscribers For For Management 1.7 Approve Placing Arrangement for For For Management Shareholders 1.8 Approve Use of Proceeds For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Guarantee Arrangement For For Management 1.11 Approve Listing Arrangement For For Management 1.12 Approve Underwriting Manner For For Management 1.13 Approve Resolution Validity Period For For Management 1.14 Approve Authorization Matters For For Management -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Provision of Guarantee For Against Management 8 Approve Financial Services Agreement For Against Management 9 Approve Daily Operations Related Party For For Management Transaction Agreement -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3.1 Approve Bond Type For For Shareholder 3.2 Approve Issue Size For For Shareholder 3.3 Approve Par Value and Issue Price For For Shareholder 3.4 Approve Bond Maturity For For Shareholder 3.5 Approve Bond Interest Rate For For Shareholder 3.6 Approve Term and Method of Principal For For Shareholder and Interest Payment 3.7 Approve Conversion Period For For Shareholder 3.8 Approve Determination and Adjustment For For Shareholder of Conversion Price 3.9 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 3.10 Approve Method for Determining the For For Shareholder Number of Shares for Conversion 3.11 Approve Attributable Relevant Dividend For For Shareholder During the Year of Conversion 3.12 Approve Terms of Redemption For For Shareholder 3.13 Approve Terms of Sell-Back For For Shareholder 3.14 Approve Issue Manner and Target For For Shareholder Subscribers 3.15 Approve Placing Arrangements for For For Shareholder Shareholders 3.16 Approve Bondholders and Bondholders For For Shareholder Meeting 3.17 Approve Usage of Raised Funds For For Shareholder 3.18 Approve Guarantee in Relation to Bond For For Shareholder Issuance 3.19 Approve Deposit of Raised Funds For For Shareholder 3.20 Approve Resolution Validity Period For For Shareholder 4 Approve Issuance of Convertible Bonds For For Shareholder (Revised) 5 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds (Revised) 6 Approve Impact of Dilution on Current For For Shareholder Returns and the Relevant Measures and Commitments to be Taken 7 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds 9 Elect Zhou Yali as Supervisor None For Shareholder -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Management System of Employee For Against Management Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of 2018 For For Management Performance Shares Incentive Plan and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Authorization on Guarantee For Against Management Provision Plan 8 Approve Authorization on Internal For For Management Financing Plan 9 Approve Use of Own Funds to Conduct For Against Management Entrusted Asset Management 10 Approve Remuneration of Directors and For For Management Senior Management Members 11 Approve Remuneration of Supervisors For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Termination of Employee Share For For Management Purchase Plan -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Daily Related Party For For Management Transaction Framework Agreement (Supplementary Agreement) 2 Approve Related Party Transaction in For For Management Connection to Signing of Entrusted Loan Extension Agreement -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Hanbing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Entrusted Loan Application and For For Management Related Party Transactions -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For For Management Lines and Its Guarantee Provision 8 Approve Guarantee Provision Plan For For Management 9 Approve Provision of Guarantees to For For Management Customers 10 Approve Application of Entrusted Loan For For Management to Controlling Shareholder and Use Equity in Subsidiary as Pledge Guarantee 11 Approve Use of Own Idle Funds for Cash For Against Management Management 12.1 Approve Daily Related-party For For Management Transaction with China Electronics Corporation 12.2 Approve Daily Related-party For For Management Transaction with Hunan Great Wall Galaxy Technology Co., Ltd. 12.3 Approve Daily Related-party For For Management Transaction with China Super Cloud (Beijing) Technology Co., Ltd. 12.4 Approve Daily Related-party For For Management Transaction with CLP Data Service Co., Ltd. 12.5 Approve Daily Related-party For For Management Transaction with Scutech Corporation 13 Approve Handling of Factoring Business For For Management and Related Transaction of Accounts Receivable 14 Elect Liu Chenhui as Supervisor For For Shareholder 15 Approve Adjustment of Stock Incentive For For Management Plan to Target Enterprises -------------------------------------------------------------------------------- CHINA HONGQIAO GROUP LIMITED Ticker: 1378 Security ID: G21150100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Zhang Bo as Director For For Management 2.2 Elect Zheng Shuliang as Director For For Management 2.3 Elect Zhang Ruilian as Director For For Management 2.4 Elect Yang Congsen as Director For For Management 2.5 Elect Zhang Jinglei as Director For For Management 2.6 Elect Chen Yisong as Director For Against Management 2.7 Elect Xing Jian as Director For For Management 2.8 Elect Han Benwen as Director For For Management 2.9 Elect Dong Xinyi as Director For For Management 2.10 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Shinewing (HK) CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Granted by the General Meeting of Shareholders Relating to the Non-Public Issuance of Offshore Preference Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Granted by the General Meeting of Shareholders Relating to the Non-Public Issuance of Offshore Preference Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Jiangping as Director For For Management 2 Elect Hu Jianzhong as Supervisor For For Management 3 Approve Remuneration Package for the For For Management Year of 2017 and Settlement Plan for Tenure Incentive Income for 2015-2017 for Directors 4 Approve Remuneration Package for the For For Management Year of 2017 and Settlement Plan for Tenure Incentive Income for 2015-2017 for Supervisors 5 Elect Zheng Jiangping as Director For For Shareholder -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of Tier II Capital Bonds Resolution 1 Approve 2019 Final Financial Account For For Management Plan 2 Approve 2019 Profit Distribution Plan For For Management 3 Approve 2019 Work Report of the Board For For Management 4 Approve 2019 Work Report of the Board For For Management of Supervisors 5 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration 6 Approve 2020 Fixed Asset Budget For For Management 7 Approve Remuneration Settlement Plan For For Management for 2018 of the Directors 8 Approve Remuneration Settlement Plan For For Management for 2018 of the Supervisors 9.1 Elect Wang Zhanfeng as Director For For Management 9.2 Elect Li Xin as Director For For Management 9.3 Elect Zhao Jiangping as Director For For Management 9.4 Elect Zheng Jiangping as Director For For Management 9.5 Elect Zhou Langlang as Director For For Management 9.6 Elect Tse Hau Yin as Director For For Management 9.7 Elect Shao Jingchun as Director For For Management 9.8 Elect Zhu Ning as Director For For Management 9.9 Elect Chen Yuanling as Director For For Management 10.1 Elect Hu Jianzhong as Supervisor For For Management 10.2 Elect Cheng Fengchao as Supervisor For For Management 10.3 Elect Han Xiangrong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Rujun as Director For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Further Amendment to the For Against Shareholder Articles of Association -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Shen Rujun as Director For For Management 2.2 Elect Huang Hao as Director For For Management 2.3 Elect Xiong Lianhua as Director For For Management 2.4 Elect Tan Lixia as Director For For Management 2.5 Elect Duan Wenwu as Director For For Management 2.6 Elect Huang Zhaohui as Director For For Management 2.7 Elect Liu Li as Director For For Management 2.8 Elect Siu Wai Keung as Director For For Management 2.9 Elect Ben Shenglin as Director For For Management 2.10 Elect Peter Hugh Nolan as Director For For Management 3.1 Elect Jin Lizuo as Supervisor For For Management 3.2 Elect Cui Zheng as Supervisor For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on the Initial Public For For Management Offering and Listing of RMB Ordinary Shares (A Shares) 2 Authorize Board to Deal with All For For Management Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 3 Approve Use of Proceeds from the For For Management Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 4 Amend Articles of Association For For Management 5 Approve Dilution of Immediate Returns For For Management Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures 6 Approve Price Stabilization Plan of A For For Management Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 7 Approve Undertakings on the For For Management Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 8 Approve Plan for Shareholders' Return For For Management within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 9 Approve Report on the Use of For For Management Previously Raised Proceeds 10 Approve Directors' Remuneration Package For For Management 11 Approve Supervisors' Remuneration For For Management Package 12 Approve Purchase of Liability For For Management Insurance for the A Shares Prospectus 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on the Initial Public For For Management Offering and Listing of RMB Ordinary Shares (A Shares) 2 Authorize Board to Deal with All For For Management Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 3 Approve Use of Proceeds from the For For Management Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 4 Approve Dilution of Immediate Returns For For Management Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures 5 Approve Price Stabilization Plan of A For For Management Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 6 Approve Undertakings on the For For Management Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 7 Approve Report on the Use of For For Management Previously Raised Proceeds -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration 6 Approve Plan on Authorization of the For For Management Shareholders' General Meeting to the Board of Directors -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Haikou International Duty Free City Project 2 Approve Signing of Financial Services For Against Management Agreement -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Guoqiang as Non-Independent For For Shareholder Director 1.2 Elect Xue Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Appoint Internal Auditor For For Management 3 Elect Zhang Yin as Non-independent For For Shareholder Director 4 Elect Liu Defu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Elect Liu Defu as Supervisor For For Shareholder 8 Approve Equity Acquisition For For Shareholder 9.1 Elect Peng Hui as Non-Independent For For Shareholder Director 9.2 Elect Chen Guoqiang as Non-Independent For For Shareholder Director 9.3 Elect Xue Jun as Non-Independent For For Shareholder Director 9.4 Elect Zhang Yin as Non-Independent For For Shareholder Director 10.1 Elect Zhang Rungang as Independent For For Shareholder Director 10.2 Elect Wang Bin as Independent Director For For Shareholder 10.3 Elect Liu Yan as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Amend Measures for Management of For For Management Remuneration of Independent Directors 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions 2 Approve Deposit Services, Loan For Against Management Services, Financing Factoring Services Under the Financial Services Framework Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Li Congrui as Director For Against Management 3B Elect Yang Lin as Director For Against Management 3C Elect Su Xijia as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LESSO GROUP HOLDINGS LIMITED Ticker: 2128 Security ID: G2157Q102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zuo Manlun as Director For For Management 3b Elect Zuo Xiaoping as Director For For Management 3c Elect Lai Zhiqiang as Director For For Management 3d Elect Chen Guonan as Director For For Management 3e Elect Huang Guirong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6b Authorize Repurchase of Issued Share For For Management Capital 6c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LTD. (TAIWAN) Ticker: 2823 Security ID: Y1478C107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Yu Ling Kuo, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.2 Elect Hui Chi Shih, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.3 Elect Shan Jung Yu, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.4 Elect Stephanie Hwang, Representative For For Management of Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director 5.5 Elect Tony T.M. Hsu, Representative of For For Management Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director 5.6 Elect Johnson F.H.Huang, with ID No. For For Management A121695XXX, as Independent Director 5.7 Elect Cheng Hsien Tsai, with ID No. For For Management D120899XXX, as Independent Director 5.8 Elect Da Bai Shen, with ID No. For For Management A122103XXX, as Independent Director 5.9 Elect Ming Rong Lai, with ID No. For For Management A121224XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Lam Chi Kuen as Director For For Management 7 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Lam Chi Kuen as Director For For Management 7 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Revision of Annual For For Management Caps Under 2019 IP Cooperation Framework Agreement -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheng Wu as Director For For Management 2b Elect Hou Xiaonan as Director For For Management 2c Elect James Gordon Mitchell as Director For For Management 2d Elect Wu Wenhui as Director For For Management 2e Elect Cheng Yun Ming Matthew as For For Management Director 2f Elect Yu Chor Woon Carol as Director For For Management 2g Elect Leung Sau Ting Miranda as For For Management Director 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares 5 Approve Grant of Mandate to Issue For Against Management Shares Under the Restricted Share Unit Scheme 6 Amend Memorandum and Articles of For For Management Association and Adopt Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Jinbiao as Director For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaoliang as Director For For Management 2 Elect Hao Jingru as Supervisor For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Statements 4 Approve 2019 Final Financial Accounts For For Management Report 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Financial Budget Plan For Against Management 7 Approve Remuneration Plan of Directors For For Management and Supervisors 8 Approve Baker Tilly China Certified For For Management Public Accountants LLP as PRC Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 9 Approve Ernst & Young as International For For Management Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 10 Amend Articles of Association For For Management 11 Approve General Mandate to Apply for For For Management Registration and Issuance of Debt Financing Instruments in the PRC 12 Approve Application for Registration For For Management and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MEDICAL SYSTEM HOLDINGS LTD. Ticker: 867 Security ID: G21108124 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lam Kong as Director For For Management 3b Elect Chen Hongbing as Director For For Management 3c Elect Wu Chi Keung as Director For For Management 3d Elect Luo, Laura Ying as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY COMPANY LIMITED Ticker: 2319 Security ID: G21096105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jeffrey, Minfang Lu as Director For For Management and Authorize Board to Fix His Remuneration 3b Elect Jiao Shuge (alias Jiao Zhen) as For For Management Director and Authorize Board to Fix His Remuneration 3c Elect Julian Juul Wolhardt as Director For For Management and Authorize Board to Fix His Remuneration 3d Elect Meng Fanjie as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve the Amendment to the Terms of For For Management the Options Granted Under the Share Option Scheme -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve 2020 Engagement of Accounting For For Management Firms 7 Approve 2019 Related Party Transaction For For Management Report 8 Approve the 2020-2022 Mid-term Capital For For Management Management Plan 9 Approve Extension of the General For For Management Mandate to Issue Financial Bonds and Certificates of Deposit (CD) 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve 2020 Engagement of Accounting For For Management Firms 7 Approve 2019 Related Party Transaction For For Management Report 8 Approve the 2020-2022 Mid-term Capital For For Management Management Plan 9 Approve Extension of the General For For Management Mandate to Issue Financial Bonds and Certificates of Deposit (CD) 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS ENERGY SHIPPING CO., LTD. Ticker: 601872 Security ID: Y15039129 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provide Payment Guarantees to For For Management 4 New VLCC Shipyards 2 Approve Provide Guarantee for VLOC For For Management Joint Venture Project -------------------------------------------------------------------------------- CHINA MERCHANTS ENERGY SHIPPING CO., LTD. Ticker: 601872 Security ID: Y15039129 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition For For Management 2 Approve Financial Service Agreement For Against Management -------------------------------------------------------------------------------- CHINA MERCHANTS ENERGY SHIPPING CO., LTD. Ticker: 601872 Security ID: Y15039129 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Bank Credit Line For For Management Application 7 Approve Appointments of Financial and For For Management Internal Control Auditor 8 Approve Additional 2019 Related Party For For Management Transaction 9.1 Approve Related Party Transaction with For For Management Shekou Youlian Shipyard and Its Subsidiaries 9.2 Approve Related Party Transaction with For For Management China Petrochemical Corporation and Its Subsidiaries 9.3 Approve Related Party Transaction with For For Management China Merchants Energy Trading Co., Ltd. 9.4 Approve Related Party Transaction with For For Management China Merchants Hoi Tung Trading Co., Ltd. and Its Subsidiaries 9.5 Approve Related Party Transaction with For For Management Shenzhen Haishun Marine Services Co., Ltd. 9.6 Approve Related Party Transaction with For For Management Sinotrans Changhang Group and Its Subsidiaries 9.7 Approve Related Party Transaction with For For Management Sinotrans Limited and Its Subsidiaries 9.8 Approve Related Party Transaction with For For Management Liaoning Port Group Co., Ltd. and Its Subsidiaries 10 Approve to Adjust the Allowance For For Management Standard of Independent Directors 11 Approve Change of Registered Capital For For Management 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Approve Signing of COA Agreement to For For Management Provide Performance Guarantee 16 Approve Guarantee Provision to For For Management Associate Company 17 Approve Guarantee Provision Plan For For Management 18 Approve Related Party Transaction in For For Management Connection to Building 4 Multi-purpose Ships -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Acceptance of the For For Management Mandatory Unconditional Cash Offer to Acquire All the Issued H Shares in Dalian Port (PDA) Company Limited and Related Transactions 2 Elect Ge Lefu as Director For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3Aa Elect Deng Renjie as Director For For Management 3Ab Elect Su Jian as Director For For Management 3Ac Elect Bai Jingtao as Director For For Management 3Ad Elect Kut Ying Hay as Director For For Management 3Ae Elect Li Ka Fai David as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Grant of Options Under the For Against Management Share Option Scheme 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Repurchase of Issued Share For For Management Capital 5D Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Adjustment of Remuneration of For For Management Financial Auditor and Internal Control Auditor 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Deposit and Loan Business For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Daily Related Party For For Management Transactions with China Merchants Group 11 Approve Daily Related Party For For Management Transactions with AVIC International 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Signing of Financial Services For Against Management Agreement -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Framework Agreement, For For Management Proposed Annual Caps and Related Transactions 2 Approve Provision of Guarantees by For For Shareholder China Merchants Securities International Company Limited for Its Wholly-Owned Subsidiaries -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Stock Ownership For For Management Scheme of China Merchants Securities Co., Ltd. (Draft) and its Summary 2 Authorize Board to Handle Related For For Management Matters of the Employee Stock Ownership Scheme 3 Elect Gao Hong as Director For For Shareholder 4 Approve Determining the Price of For For Shareholder Purchasing Repurchased Shares Under and the Expected Scale of the Employee Stock Ownership Scheme of the Company -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Duty Report of For For Management Independent Directors 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Final Accounts Report For For Management 6 Approve 2020 Budget for Proprietary For For Management Investment 7.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. 7.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Associates 7.03 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Fund Management Co., Ltd. 7.04 Approve Contemplated Ordinary Related For For Management Party Transactions with Bosera Asset Management Co., Ltd. 7.05 Approve Contemplated Ordinary Related For For Management Party Transactions with Great Wall Securities Co., Ltd. 7.06 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited Its Concerted Parties and Related Parties Where Huang Jian, Wang Daxiong Being the Director and Senior Management 7.07 Approve Contemplated Ordinary Related For For Management Party Transactions with PICC Life Insurance Company Limited and China-US Insurance Advisory Co., Ltd. 7.08 Approve Contemplated Ordinary Related For For Management Party Transactions with Connected Person 7.09 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 8 Approve Appointment of Auditors For For Management 9 Approve Provision of Guarantees by For For Management China Merchants Securities International Company Limited for Its Wholly-Owned Subsidiaries 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional H Shares 15.01 Approve Issuer of Debt Financing For For Management Instruments 15.02 Approve Issue Size of Debt Financing For For Management Instruments 15.03 Approve Type of Debt Financing For For Management Instruments 15.04 Approve Maturity of Debt Financing For For Management Instruments 15.05 Approve Interest Rate of Debt For For Management Financing Instruments 15.06 Approve Security and Other Credit For For Management Enhancement Arrangements 15.07 Approve Use of Proceeds For For Management 15.08 Approve Issue Price For For Management 15.09 Approve Issue Target For For Management 15.10 Approve Listing of Debt Financing For For Management Instruments 15.11 Approve Guarantee Measures for For For Management Repayment of Debt Financing Instruments 15.12 Approve Authorization for Issuance of For For Management the Company's Onshore and Offshore Debt Financing Instruments 15.13 Approve Validity Period of the For For Management Resolution 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 18 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan 19 Approve Use of Previous Proceeds For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: MAY 19, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 2 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Adjustment to Company's For For Management Initial Stock Option Granted 3.1 Elect Jiang Tiefeng as Non-Independent For Against Management Director 3.2 Elect Zhu Wenkai as Non-Independent For Against Management Director -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For For Management Assistance and Financial Assistance Provision as well as Related Party Transactions -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Donate Charity Funds to China Merchants Charitable Foundation 2.1 Approve Target Assets For For Shareholder 2.2 Approve Transaction Parties For For Shareholder 2.3 Approve Transaction Manners For For Shareholder 2.4 Approve Price Situation of Target For For Shareholder Assets 2.5 Approve Joint Venture Company, For For Shareholder Registered Capital and Organizational Form 2.6 Approve Profit and Loss During the For For Shareholder Transition Period 2.7 Approve Contractual Obligations and For For Shareholder Liability for Breach of the Transfer of the Underlying Asset Ownership 2.8 Approve Resolution Validity Period For For Shareholder 3 Approve Major Asset Restructuring is For For Shareholder in Accordance with the Relevant Laws and Regulations 4 Approve Transaction Complies with For For Shareholder Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 5 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 6 Approve Relevant Entities Does Not For For Shareholder Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Shareholder Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Constitute as For For Shareholder Major Asset Restructuring 9 Approve Transaction Does Not For For Shareholder Constitute as Related-party Transaction 10 Approve Transaction Does Not For For Shareholder Constitute as Restructure for Listing 11 Approve Signing of Capital Injection For For Shareholder Agreement, and Supplemental Agreement of Capital Injection Agreement I 12 Approve Report (Draft) and Summary on For For Shareholder Company's Major Assets Restructuring 13 Approve Relevant Audit Report, Review For For Shareholder Report and Evaluation Report of the Transaction 14 Approve Independence of Appraiser, the For For Shareholder Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Pricing Basis of the For For Shareholder Transaction and Its Fairness 16 Approve Self-inspection Report on For For Shareholder Company's Real Estate Business 17 Approve Change in the Usage of Raised For For Shareholder Funds for Capital Injection 18 Approve Stock Price Volatility Does For For Shareholder Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding to Major Asset Restructure Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kong Ying as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of External Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve General Authorization on For For Management Issuance of Bond Products 9 Approve Deposits and Loans from China For For Management Merchants Bank 10 Approve Guarantee Provision to For For Management Controlled Subsidiary 11 Approve Guarantee Provision Limit to For Against Management Controlled Subsidiary 12 Approve Guarantee Provision to Joint For For Management Venture Company 13 Approve Provision of Financial For For Management Assistance for Associate Company 14 Approve Provision of Authorized For For Management Financial Assistance 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For Against Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For Against Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Yuhang as Director For For Management 4.1 Elect Paul Chow Man Yiu as Director For For Management 4.2 Elect Stephen Yiu Kin Wah as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt Share Option Scheme and Related For Against Management Transactions -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by the For For Management Company to Its Joint-Stock Company Huayue Nickel Cobalt 2 Approve Provision of Financing For For Shareholder Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company 3 Approve Provision of Supply Chain For For Shareholder Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z113 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by the For For Management Company to Its Joint-Stock Company Huayue Nickel Cobalt 2 Approve Provision of Financing For For Shareholder Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company 3 Approve Provision of Supply Chain For For Shareholder Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report and For For Management Financial Statements 2 Approve 2020 Budget Report For Against Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Annual Report For For Management 7 Approve Appointment of 2020 External For For Management Auditor 8 Approve Purchase of Structured Deposit For Against Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Funds 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Extension for the Provision of For For Management Financing Guarantee to a Joint Venture of the Company 12 Approve and Authorize the Board of For Against Management Directors to Decide on the Issuance of Debt Financing Instruments 13 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2012 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of 2020 Interim and Quarterly Dividend 17 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 18 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z113 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report and For For Management Financial Statements 2 Approve 2020 Budget Report For Against Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Annual Report For For Management 7 Approve Appointment of 2020 External For For Management Auditor 8 Approve Purchase of Structured Deposit For Against Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Funds 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Extension for the Provision of For For Management Financing Guarantee to a Joint Venture of the Company 12 Approve and Authorize the Board of For Against Management Directors to Decide on the Issuance of Debt Financing Instruments 13 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2012 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of 2020 Interim and Quarterly Dividend 17 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 18 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z113 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhan Yanjing as Director and For For Shareholder Authorize Board to Fix Her Remuneration 2 Approve Financial Services Framework For Against Management Agreement, Provision of Deposit Services, the Caps of the Deposit Services and Related Transactions -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Auditors' Report and For For Management Audited Financial Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 5 Authorize Board to Deal With All For For Management Matters in Relation to the Company's Distribution of Interim Dividend 6 Approve Baker Tilly China Certified For For Management Public Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration 7 Elect Li Jun as Director and Authorize For For Management Board to Fix His Remuneration 8 Elect Wang Yumeng as Supervisor and For For Management Authorize Board to Fix His Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Unlisted Shares and H Shares 10 Approve Issuance of Debt Financing For Against Management Instruments and Related Transactions 11a Amend Articles of Association For For Management 11b Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Amend Articles of Association For For Management 1b Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Hegen as Non-Independent For For Management Director 1.2 Elect Liu Jiaqiang as Non-Independent For For Management Director 1.3 Elect Hu Haiyin as Non-Independent For For Management Director 2.1 Elect Liu Jie as Independent Director For For Management 2.2 Elect Yang Youhong as Independent For For Management Director 2.3 Elect Lan Chunjie as Independent For For Management Director 3.1 Elect Dun Yilan as Supervisor For For Management 3.2 Elect Hu Yonghong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Xu Wanming as Supervisor For For Shareholder 2.2 Elect Fan Junsheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Profit Distribution For For Management 4 Approve Guarantee Provision Plan For Against Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Annual Report For For Management 7 Approve Investment Plan For Against Management 8 Amend Articles of Association For For Management 9 Approve Report of the Board of For For Management Directors 10 Approve Report of the Board of For For Management Supervisors 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14.1 Approve Share Type and Par Value For For Management 14.2 Approve Issue Manner and Issue Time For For Management 14.3 Approve Target Subscribers and For For Management Subscription Method 14.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 14.5 Approve Issue Size For For Management 14.6 Approve Lock-up Period For For Management 14.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 14.8 Approve Listing Location For For Management 14.9 Approve Raised Funds Amount and For For Management Investment Project 14.10 Approve Resolution Validity Period For For Management 15 Approve Plan for Private Placement of For For Management New Shares 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Subscription Agreement For For Management 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 20 Approve Shareholder Return Plan For For Management 21 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- CHINA NATIONAL NUCLEAR POWER CO., LTD. Ticker: 601985 Security ID: Y1507R109 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan For Against Management 2 Approve Financial Budget Report For Against Management 3.1 Approve Issue Scale For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Target Parties For For Management 3.4 Approve Issue Period and Type For For Management 3.5 Approve Usage of Raised Funds For For Management 3.6 Approve Underwriting Method and For For Management Listing Arrangement 3.7 Approve Issue Price For For Management 3.8 Approve Guarantee Matters For For Management 3.9 Approve Bond Interest Rate and For For Management Determination Manner 3.10 Approve Issuer Renewal Options For For Management 3.11 Approve Deferred Payment of Interest For For Management 3.12 Approve Mandatory Interest Payment For For Management 3.13 Approve Restrictions Under Interest For For Management Deferral 3.14 Approve Redemption Clause For For Management 3.15 Approve Resolution Validity Period For For Management 3.16 Approve Authorization Matters For For Management 4.1 Elect Liu Xiuhong as Non-independent For For Shareholder Director 4.2 Elect Wu Hanjing as Non-independent For For Shareholder Director 5.1 Elect Fan Mengren as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NATIONAL NUCLEAR POWER CO., LTD. Ticker: 601985 Security ID: Y1507R109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Allowance of Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Province of Guarantee For Against Management 8 Approve Annual Report and Summary For For Management 9 Amend Articles of Association For For Management 10 Approve Appointment of Auditor For For Management 11.1 Elect Liu Jing as Non-Independent For For Shareholder Director 11.2 Elect Ma Mingze as Non-Independent For For Shareholder Director 12.1 Elect Guo Yunfeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Agreement For For Management -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Annual Report For For Management 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Chen Ximing as Non-Independent For For Management Director 9.2 Elect Fu Xingbin as Non-Independent For For Management Director 9.3 Elect Sun Yingxin as Non-Independent For For Management Director 9.4 Elect Bai Lifang as Non-Independent For For Management Director 10.1 Elect Cui Jin as Independent Director For For Management 10.2 Elect Jing Jiwu as Independent Director For For Management 10.3 Elect Chen Shangyi as Independent For For Management Director 11.1 Elect Liu Xin as Supervisor For For Management 11.2 Elect Tang Dalong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y40840103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Hua as Independent Director For For Management 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Bond Interest Rate For For Management 2.5 Approve Guarantee in Relation to Bond For For Management Issuance 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Terms of Redemption and For For Management Sell-Back 2.9 Approve Target Subscribers and For For Management Arrangements for Placing Bonds with Shareholders 2.10 Approve Underwriting Manner For For Management 2.11 Approve Listing Exchange For For Management 2.12 Approve Company's Credit Status and For For Management Debt Repayment Guarantee Measures 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Bond Issuance 4 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y40840103 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y40840103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Board of For For Management Independent Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Investment Plan For Against Management 8 Approve Profit Distribution For For Management 9 Approve Related Party Transaction on For For Management Rare Earth Concentrate Supply Contract 10 Approve Financial Services Agreement For Against Management 11 Approve Related Party Transaction For Against Management 12 Approve Application of Credit Lines For For Management 13 Approve Provision of Guarantee For Against Management 14 Approve Shareholder Return Plan For Against Management 15 Approve to Appoint Auditor For For Management 16.1 Elect Zhang Weijiang as Supervisor For For Shareholder 16.2 Elect Zhang Dayong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision of the Annual Cap of For For Management the Continuing Connected Transactions of 2019 Under the Master Services Framework Agreement for 2017-2019 2 Approve Annual Caps of the Continuing For For Management Connected Transactions for the Upcoming Three Years 3 Approve US Dollar Loan by the Overseas For For Management Subsidiary and the Provision of Guarantee by the Company 4 Approve Provision of Guarantee for the For For Management Issuance of US Dollar Bonds by an Overseas Subsidiary 5 Approve Issuance of US Dollar Bonds by For For Management an Overseas Subsidiary in 2020 -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Annual Dividend Plan 3 Approve 2019 Report of the Directors For For Management 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditors and Deloitte Touche Tohmatsu as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantees for For Against Management Other Parties 7 Elect Lin Boqiang as Director For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Zhichao as Director For For Management 3b Elect Zhuang Yong as Director For Against Management 3c Elect Guo Guanghui as Director For Against Management 3d Elect Fan Hsu Lai Tai, Rita as Director For For Management 3e Elect Li Man Bun, Brian David as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhang Guiqing as Director For For Management 3B Elect Yang Ou as Director For For Management 3C Elect Kam Yuk Fai as Director For For Management 3D Elect So, Gregory Kam Leung as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CSCEC Services Agreement, For For Management CSCEC Services Caps and Related Transactions 2 Approve COLI Services Agreement, COLI For For Management Services Caps and Related Transactions 3 Approve COGO Services Agreement, COGO For For Management Services Caps and Related Transactions 4 Approve CSC Services Agreement, CSC For For Management Services Caps and Related Transactions -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z111 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance and Admission of GDRs For For Management 2 Approve Validity Period of the For For Management Resolutions in Respect of the Issuance and Admission of GDRs 3 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance and Admission of GDRs 4 Approve Distribution of Accumulated For For Management Profits Prior to the Issuance and Admission of GDRs 5 Approve Plan for the Use of Proceeds For For Management from the Issuance and Admission of GDRs 6 Approve Purchase of Prospectus For For Management Liability Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z111 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report of A shares For For Management 4 Approve 2019 Annual Report of H Shares For For Management 5 Approve 2019 Financial Statements and For For Management Report 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 8 Approve 2019 Due Diligence Report For For Management 9 Approve 2019 Report on Performance of For For Management Independent Directors 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Related Party Transaction For For Management 14 Approve 2020-2022 Development Plan For For Management 15 Approve 2020 Donations For For Management 16.1 Elect Kong Qingwei as Director For For Management 16.2 Elect Fu Fan as Director For For Management 16.3 Elect Wang Tayu as Director For For Management 16.4 Elect Wu Junhao as Director For For Management 16.5 Elect Zhou Donghui as Director For For Management 16.6 Elect Huang Dinan as Director For For Management 16.7 Elect Lu Qiaoling as Director For For Management 16.8 Elect Liu Xiaodan as Director For For Management 16.9 Elect Chen Jizhong as Director For For Management 16.10 Elect Lam Tyng Yih, Elizabeth as For For Management Director 16.11 Elect Woo Ka Biu, Jackson as Director For For Management 16.12 Elect Jiang Xuping as Director For For Management 17.1 Elect Lu Ning as Supervisor For For Management 17.2 Elect Lu Guofeng as Supervisor For For Management 18 Elect Zhu Yonghong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance and Admission of GDRs For For Management 2 Approve Validity Period of the For For Management Resolutions in Respect of the Issuance and Admission of GDRs 3 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance and Admission of GDRs 4 Approve Distribution of Accumulated For For Management Profits Prior to the Issuance and Admission of GDRs 5 Approve Plan for the Use of Proceeds For For Management from the Issuance and Admission of GDRs 6 Approve Purchase of Prospectus For For Management Liability Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report of A shares For For Management 4 Approve 2019 Annual Report of H Shares For For Management 5 Approve 2019 Financial Statements and For For Management Report 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 8 Approve 2019 Due Diligence Report For For Management 9 Approve 2019 Report on Performance of For For Management Independent Directors 10 Approve 2020-2022 Development Plan For For Management 11 Approve 2020 Donations For For Management 12.1 Elect Kong Qingwei as Director For For Management 12.2 Elect Fu Fan as Director For For Management 12.3 Elect Wang Tayu as Director For For Management 12.4 Elect Wu Junhao as Director For For Management 12.5 Elect Zhou Donghui as Director For For Management 12.6 Elect Huang Dinan as Director For For Management 12.7 Elect Lu Qiaoling as Director For For Management 12.8 Elect Liu Xiaodan as Director For For Management 12.9 Elect Chen Jizhong as Director For For Management 12.10 Elect Lam Tyng Yih, Elizabeth as For For Management Director 12.11 Elect Woo Ka Biu, Jackson as Director For For Management 12.12 Elect Jiang Xuping as Director For For Management 13.1 Elect Lu Ning as Supervisor For For Management 13.2 Elect Lu Guofeng as Supervisor For For Management 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 18 Elect Zhu Yonghong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors of Sinopec Corp. 2 Approve 2019 Report of the Board of For For Management Supervisors of Sinopec Corp. 3 Approve 2019 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Audited Financial Reports For For Management 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Ticker: 2380 Security ID: Y1508G102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Xianchun as Director For For Management 4 Elect Yau Ka Chi as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst &Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initial Public Offering and For For Management Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of Shanghai Stock Exchange 2 Approve Spin-Off and Listing of the For For Management Subsidiary of the Company Continuously in Compliance with the Relevant Conditions Under Certain Provisions on Pilot Domestic Listing of Spin-Off Subsidiaries of Listed Companies 3 Approve Spin-Off of China Railway For For Management Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 4 Approve Ability to Maintain For For Management Independence and Sustainable Operation Ability of the Company 5 Approve Corresponding Standardized For For Management Operation Ability of China Railway Construction Heavy Industry Corporation Limited 6 Approve Spin-Off and Listing of For For Management Subsidiary on the Science and Technology Innovation Board in Compliance with Relevant Laws and Regulations 7 Approve Explanation of the For For Management Completeness and Compliance of Statutory Procedures and the Validity of the Legal Documents Submitted in the Spin-Off 8 Approve Objective, Business For For Management Reasonableness, Necessity and Feasibility of the Spin-Off 9 Approve Consideration and Approval of For For Management the Plan for the Spin-Off and Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of China Railway Construction Corporation Limited (Revised) 10 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Matters Relating to the Listing of CRCHI on the Science and Technology Innovation Board at their Full Discretion -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initial Public Offering and For For Management Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of Shanghai Stock Exchange 2 Approve Spin-Off and Listing of the For For Management Subsidiary of the Company Continuously in Compliance with the Relevant Conditions Under Certain Provisions on Pilot Domestic Listing of Spin-Off Subsidiaries of Listed Companies 3 Approve Spin-Off of China Railway For For Management Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 4 Approve Ability to Maintain For For Management Independence and Sustainable Operation Ability of the Company 5 Approve Corresponding Standardized For For Management Operation Ability of China Railway Construction Heavy Industry Corporation Limited 6 Approve Spin-Off and Listing of For For Management Subsidiary on the Science and Technology Innovation Board in Compliance with Relevant Laws and Regulations 7 Approve Explanation of the For For Management Completeness and Compliance of Statutory Procedures and the Validity of the Legal Documents Submitted in the Spin-Off 8 Approve Objective, Business For For Management Reasonableness, Necessity and Feasibility of the Spin-Off 9 Approve Consideration and Approval of For For Management the Plan for the Spin-Off and Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of China Railway Construction Corporation Limited (Revised) 10 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Matters Relating to the Listing of CRCHI on the Science and Technology Innovation Board at their Full Discretion -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve Determination of the Caps for For Against Management Guarantees for Wholly-Owned and Holding Subsidiaries of the Company for 2020 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as External Auditors and Payment of 2019 Audit Fee 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve Determination of the Caps for For Against Management Guarantees for Wholly-Owned and Holding Subsidiaries of the Company for 2020 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as External Auditors and Payment of 2019 Audit Fee 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yun as Director For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yun as Director For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shiqi as Director For For Management -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shiqi as Director For For Management -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Work Report of For For Management Independent Directors 4 Approve 2019 A Share Annual Report and For For Management the Abstract, H Share Annual Report and Results Announcement 5 Approve 2019 Audited Consolidated For For Management Financial Statements 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and to Fix Their Remuneration 8 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditors and to Fix Their Remuneration 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liabilities For For Management Insurance for Directors, Supervisors and Senior Management of the Company 11 Approve Provision of External For Against Management Guarantee by the Company 12 Approve Issuance of Domestic and For Against Management Overseas Debt Financing Instruments 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14 Amend Articles of Association For Against Management 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Work Report of For For Management Independent Directors 4 Approve 2019 A Share Annual Report and For For Management the Abstract, H Share Annual Report and Results Announcement 5 Approve 2019 Audited Consolidated For For Management Financial Statements 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and to Fix Their Remuneration 8 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditors and to Fix Their Remuneration 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liabilities For For Management Insurance for Directors, Supervisors and Senior Management of the Company 11 Approve Provision of External For Against Management Guarantee by the Company 12 Approve Issuance of Domestic and For Against Management Overseas Debt Financing Instruments 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14 Amend Articles of Association For Against Management 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xu Zongxiang as Director For For Management 2.01 Elect Kong Ning as Supervisor For For Shareholder 2.02 Elect Li Tienan as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Financial Report For For Management 5 Approve Ernst & Young Hua Ming LLP as For For Management Financial Statements Auditor and Authorize Board to Fix Their Remuneration 6 Approve Ernst & Young Hua Ming LLP as For For Shareholder Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Estimations on Ordinary For For Management Related Party Transactions for 2020-2022 8 Approve 2019 Profits Distribution Plan For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Change in the Use of Proceeds For For Management Raised from H Shares 11 Approve General Authorization for the For For Management Issuance of Debt Financing Instruments 12 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding General Meetings of Shareholders 13 Authorize Repurchase of Issued H Share For For Shareholder Capital -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding General Meetings of Shareholders 2 Authorize Repurchase of Issued H Share For For Shareholder Capital -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Xiaopeng as Director For For Management -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors and For For Management Supervisor 4 Approve 2019 Final Financial Accounts For For Management Report 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Investment Budget for For For Management Fixed Assets 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors, Respectively, and Fix Their Remunerations -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Xiaohai as Director For For Management 3.2 Elect Lai Po Sing, Tomakin as Director For For Management 3.3 Elect Tuen-Muk Lai Shu as Director For For Management 3.4 Elect Li Ka Cheung, Eric as Director For For Management 3.5 Elect Cheng Mo Chi, Moses as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD. Ticker: 1313 Security ID: G2113L106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhou Longshan as Director For For Management 3.2 Elect Ji Youhong as Director For For Management 3.3 Elect Ip Shu Kwan Stephen as Director For For Management 3.4 Elect Lam Chi Yuen Nelson as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Ernst and Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES GAS GROUP LIMITED Ticker: 1193 Security ID: G2113B108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chen Ying as Director For Against Management 3.2 Elect Wang Yan as Director For Against Management 3.3 Elect Wong Tak Shing as Director For For Management 3.4 Elect Yu Hon To, David as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES LAND LIMITED Ticker: 1109 Security ID: G2108Y105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Xiangming as Director For For Management 3.2 Elect Zhang Dawei as Director For For Management 3.3 Elect Xie Ji as Director For For Management 3.4 Elect Yan Biao as Director For Against Management 3.5 Elect Chen Ying as Director For Against Management 3.6 Elect Ho Hin Ngai, Bosco as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED Ticker: 3320 Security ID: Y1511B108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Han Yuewei as Director For For Management 3.2 Elect Li Xiangming as Director For For Management 3.3 Elect Weng Jingwen as Director For For Management 3.4 Elect Yu Zhongliang as Director For For Management 3.5 Elect Guo Wei as Director For For Management 3.6 Elect Shing Mo Han Yvonne as Director For For Management 3.7 Elect Kwok Kin Fun as Director For For Management 3.8 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES POWER HOLDINGS COMPANY LIMITED Ticker: 836 Security ID: Y1503A100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Chuandong as Director For For Management 3.2 Elect Tang Yong as Director For For Management 3.3 Elect Zhang Junzheng as Director For For Management 3.4 Elect Wang Xiao Bin as Director For For Management 3.5 Elect Wang Yan as Director For Against Management 3.6 Elect Ma Chiu-Cheung, Andrew as For For Management Director 3.7 Elect So Chak Kwong, Jack as Director For Against Management 3.8 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2.1 Elect Han Yuewei as Non-Independent For For Shareholder Director 2.2 Elect Deng Ronghui as Non-Independent For For Shareholder Director 3.1 Elect Weng Jingwen as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Business Cooperation For Against Management -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For Against Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For Against Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management Regarding Party Committee -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY CO., LTD. Ticker: 601989 Security ID: Y1504X109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7.1 Approve Related Party Transaction on For For Management Signing of 2020 Product Purchase and Sale Principle Agreement and 2020 Projected Transaction Limit 7.2 Approve Related Party Transaction on For For Management Signing of 2020 Service Provision Principle Agreement and 2020 Projected Transaction Limit 7.3 Approve Related Party Transaction on For Against Management Projected Deposit/Loan Business Cap 7.4 Approve Related Party Transaction on For For Management Daily Entrusted Loan Balance 8 Approve Guarantee Provision Plan For Against Management 9 Approve Provision of Guarantee to For Against Management Related Parties 10.1 Elect Yao Zuhui as Non-Independent For For Shareholder Director 10.2 Elect Ke Wangjun as Non-Independent For For Shareholder Director 10.3 Elect Yang Zhizhong as Non-Independent For For Shareholder Director 10.4 Elect Chen Qing as Non-Independent For For Shareholder Director 11.1 Elect Cheng Jingmin as Supervisor For For Shareholder 11.2 Elect Xu Jian as Supervisor For For Shareholder 11.3 Elect Yu Hao as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Shareholder Acquisition by Cash and Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds 2.1 Approve Share Type, Par Value and For For Shareholder Listing Location in Connection to Issuance of Common Shares 2.2 Approve Target Subscribers in For For Shareholder Connection to Issuance of Common Shares 2.3 Approve Target Assets and Payment For For Shareholder Method in Connection to Issuance of Common Shares 2.4 Approve Pricing Method and Price in For For Shareholder Connection to Issuance of Common Shares 2.5 Approve Issue Size in Connection to For For Shareholder Issuance of Common Shares 2.6 Approve Issue Price Adjustment For For Shareholder Mechanism in Connection to Issuance of Common Shares 2.7 Approve Lock-up Period Arrangement in For For Shareholder Connection to Issuance of Common Shares 2.8 Approve Profit and Loss Attribution For For Shareholder During the Transition Period as well as Distribution Arrangement of Undistributed Earnings 2.9 Approve Subject and Type in Connection For For Shareholder to Issuance of Convertible Bonds 2.10 Approve Target Subscribers in For For Shareholder Connection to Issuance of Convertible Bonds 2.11 Approve Target Assets and Payment For For Shareholder Method in Connection to Issuance of Convertible Bonds 2.12 Approve Par Value and Issue Price in For For Shareholder Connection to Issuance of Convertible Bonds 2.13 Approve Issue Size in Connection to For For Shareholder Issuance of Convertible Bonds 2.14 Approve Bond Maturity in Connection to For For Shareholder Issuance of Convertible Bonds 2.15 Approve Bond Interest Rate in For For Shareholder Connection to Issuance of Convertible Bonds 2.16 Approve Period and Manner of Repayment For For Shareholder of Capital and Interest in Connection to Issuance of Convertible Bonds 2.17 Approve Conversion Period in For For Shareholder Connection to Issuance of Convertible Bonds 2.18 Approve Adjustment and Calculation For For Shareholder Method of Conversion Price in Connection to Issuance of Convertible Bonds 2.19 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price in Connection to Issuance of Convertible Bonds 2.20 Approve Number of Shares for For For Shareholder Conversion in Connection to Issuance of Convertible Bonds 2.21 Approve Terms of Redemption in For For Shareholder Connection to Issuance of Convertible Bonds 2.22 Approve Terms of Sell-Back in For For Shareholder Connection to Issuance of Convertible Bonds 2.23 Approve Lock-up Period Arrangement in For For Shareholder Connection to Issuance of Convertible Bonds 2.24 Approve Guarantee Matters in For For Shareholder Connection to Issuance of Convertible Bonds 2.25 Approve Rating Matters in Connection For For Shareholder to Issuance of Convertible Bonds 2.26 Approve Source of Convertible Shares For For Shareholder in Connection to Issuance of Convertible Bonds 2.27 Approve Conversion of Annual Dividends For For Shareholder in Connection to Issuance of Convertible Bonds 2.28 Approve Matters Relating to Meetings For For Shareholder of Bond Holders in Connection to Issuance of Convertible Bonds 2.29 Approve Price Adjustment Plan Target For For Shareholder in Connection to Issuance of Convertible Bonds 2.30 Approve Price Adjustment Plan For For Shareholder Effective Conditions in Connection to Issuance of Convertible Bonds 2.31 Approve Adjustable Price Period in For For Shareholder Connection to Issuance of Convertible Bonds 2.32 Approve Triggering Conditions in For For Shareholder Connection to Issuance of Convertible Bonds 2.33 Approve Price Adjustment Date in For For Shareholder Connection to Issuance of Convertible Bonds 2.34 Approve Adjustment Mechanism in For For Shareholder Connection to Issuance of Convertible Bonds 2.35 Approve to Adjust the Number of Shares For For Shareholder Issued in Connection to Issuance of Convertible Bonds 2.36 Approve Price Adjustment Date to Issue For For Shareholder Date Exclusion and Ex-Dividend Issues in Connection to Issuance of Convertible Bonds 2.37 Approve Raising Supporting Funds For For Shareholder 2.38 Approve Use of Proceeds For For Shareholder 3 Approve Amended Draft and Summary of For For Shareholder Issuance of Shares and Convertible Bonds for Asset Acquisition and Raising Supporting Funds and Related Party Transaction 4 Approve Signing of Conditional Asset For For Management Acquisition by Issuance of Shares and Convertible Bonds Agreement 5 Approve Signing of Supplemental For For Shareholder Conditional Asset Acquisition by Issuance of Shares and Convertible Bonds Agreement 6 Approve Adjustment of the Company's For For Shareholder Major Asset Restructuring Plan Does Not Constitute a Major Adjustment 7 Approve Transaction Constitute as For For Shareholder Related-Party Transaction 8 Approve Transaction Constitute as For For Shareholder Major Asset Restructure 9 Approve Transaction Does Not For For Shareholder Constitute as Reorganization Listing 10 Approve Audit Report, Profit Forecast For For Shareholder Report and Appraisal Report of the Transaction 11 Approve Report on Previously Raised For For Shareholder Funds 12 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Formulation of Rules and For For Management Procedures Regarding Private Issuance of Convertible Corporate Bondholders Meeting 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Capital Injection Agreement For For Management and Related Party Transactions 16 Approve Change in Registered Capital, For For Shareholder Amend Articles of Association and Handling Business Registration -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For Against Management Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited 2 Approve 2020-2022 Finance and Lease For For Management Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited 3 Approve Satisfaction of the Conditions For For Shareholder of the Non-Public Issue of A Shares 4 Approve Feasibility Report on the Use For For Shareholder of Proceeds from the Non-Public Issue of A Shares 5 Approve Impacts of Dilution of Current For For Shareholder Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures 6 Approve Plan of Shareholders' Return For For Shareholder of China Southern Airlines Company Limited (2020-2022) 7 Approve Report on Use of Proceeds from For For Shareholder Previous Fund Raising Activities 8.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 8.02 Approve Issue Method and Period For For Shareholder 8.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 8.04 Approve Issue Price For For Shareholder 8.05 Approve Number of Shares to be Issued For For Shareholder 8.06 Approve Lock-up Period For For Shareholder 8.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 8.08 Approve Place of Listing For For Shareholder 8.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 8.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 9.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 9.02 Approve Issue Method and Period For For Shareholder 9.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 9.04 Approve Issue Price For For Shareholder 9.05 Approve Issue Size and Number of For For Shareholder Shares to be Issued 9.06 Approve Lock-up Period For For Shareholder 9.07 Approve Use of Proceeds For For Shareholder 9.08 Approve Listing Arrangement For For Shareholder 9.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares 9.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of H Shares 10 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 11 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 12 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of H Shares 13 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares 14 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares 15 Approve Amendments to Articles of For For Shareholder Association 16 Authorize Board to Deal with All For For Shareholder Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For Against Management Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited 2 Approve 2020-2022 Finance and Lease For For Management Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited 3 Approve Satisfaction of the Conditions For For Shareholder of the Non-Public Issue of A Shares 4 Approve Feasibility Report on the Use For For Shareholder of Proceeds from the Non-Public Issue of A Shares 5 Approve Impacts of Dilution of Current For For Shareholder Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures 6 Approve Plan of Shareholders' Return For For Shareholder of China Southern Airlines Company Limited (2020-2022) 7 Approve Report on Use of Proceeds from For For Shareholder Previous Fund Raising Activities 8.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 8.02 Approve Issue Method and Period For For Shareholder 8.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 8.04 Approve Issue Price For For Shareholder 8.05 Approve Number of Shares to be Issued For For Shareholder 8.06 Approve Lock-up Period For For Shareholder 8.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 8.08 Approve Place of Listing For For Shareholder 8.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 8.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 9.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 9.02 Approve Issue Method and Period For For Shareholder 9.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 9.04 Approve Issue Price For For Shareholder 9.05 Approve Issue Size and Number of For For Shareholder Shares to be Issued 9.06 Approve Lock-up Period For For Shareholder 9.07 Approve Use of Proceeds For For Shareholder 9.08 Approve Listing Arrangement For For Shareholder 9.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares 9.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of H Shares 10 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 11 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 12 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of H Shares 13 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares 14 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares 15 Approve Amendments to Articles of For For Shareholder Association 16 Authorize Board to Deal with All For For Shareholder Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 1.02 Approve Issue Method and Period For For Shareholder 1.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 1.04 Approve Issue Price For For Shareholder 1.05 Approve Number of Shares to be Issued For For Shareholder 1.06 Approve Lock-up Period For For Shareholder 1.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 1.08 Approve Place of Listing For For Shareholder 1.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 1.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 2 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 3 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 4 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 1.02 Approve Issue Method and Period For For Shareholder 1.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 1.04 Approve Issue Price For For Shareholder 1.05 Approve Number of Shares to be Issued For For Shareholder 1.06 Approve Lock-up Period For For Shareholder 1.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 1.08 Approve Place of Listing For For Shareholder 1.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 1.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 2 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 3 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 4 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve KPMG Huazhen (Special General For For Management Partnership) as Auditors for Domestic and U.S. Financial Reporting and Internal Control of Financial Reporting and KPMG as Auditors for Hong Kong Financial Reporting and Authorize Board to Fix Their Remuneration 6 Approve Authorization to Xiamen For Against Management Airlines Company Limited to Provide Guarantees to Its Four Holding Subsidiaries 7 Approve Authorization to the Company For For Management and Its Holding Subsidiaries to Respectively Provide Guarantees to Their Special Purpose Vehicles 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Issue Debt For Against Management Financing Instruments Under the General Mandate 10 Approve Satisfaction by the Company of For For Management the Conditions of the Public Issuance of A Share Convertible Bonds 11.01 Approve Type of Securities to be Issued For For Management 11.02 Approve Size of Issuance For For Management 11.03 Approve Par Value and Issue Price For For Management 11.04 Approve Term For For Management 11.05 Approve Interest Rate For For Management 11.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 11.07 Approve Conversion Period For For Management 11.08 Approve Determination and Adjustment For For Management of the Conversion Price 11.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 11.10 Approve Method for Determining the For For Management Number of Shares for Conversion 11.11 Approve Terms of Redemption For For Management 11.12 Approve Terms of Sale Back For For Management 11.13 Approve Attribution of Dividend in the For For Management Year of Conversion 11.14 Approve Method of Issuance and For For Management Targeted Subscribers 11.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 11.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 11.17 Approve Use of Proceeds For For Management 11.18 Approve Guarantee and Security For For Management 11.19 Approve Deposit Account for Proceeds For For Management Raised 11.20 Approve Ratings For For Management 11.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 12 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 13 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Proposed Public Issuance of A Share Convertible Bonds 14 Approve Report on the Use of For For Management Previously Raised Funds 15 Approve Risk Notifications on Dilution For For Management of Immediate Returns by the Proposed Public Issuance of A Share Convertible Bonds and the Remedial Measures 16 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds 17 Approve Rules for A Share Convertible For For Management Bond Holders' Meeting 18 Approve Possible Pre-Emptive For For Management Subscription for the Proposed Public Issuance of A Share Convertible Bonds by the Controlling Shareholder -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type of Securities to be Issued For For Management 1.02 Approve Size of Issuance For For Management 1.03 Approve Par Value and Issue Price For For Management 1.04 Approve Term For For Management 1.05 Approve Interest Rate For For Management 1.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 1.07 Approve Conversion Period For For Management 1.08 Approve Determination and Adjustment For For Management of the Conversion Price 1.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 1.10 Approve Method for Determining the For For Management Number of Shares for Conversion 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sale Back For For Management 1.13 Approve Attribution of Dividend in the For For Management Year of Conversion 1.14 Approve Method of Issuance and For For Management Targeted Subscribers 1.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 1.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 1.17 Approve Use of Proceeds For For Management 1.18 Approve Guarantee and Security For For Management 1.19 Approve Deposit Account for Proceeds For For Management Raised 1.20 Approve Ratings For For Management 1.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 2 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 3 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve KPMG Huazhen (Special General For For Management Partnership) as Auditors for Domestic and U.S. Financial Reporting and Internal Control of Financial Reporting and KPMG as Auditors for Hong Kong Financial Reporting and Authorize Board to Fix Their Remuneration 6 Approve Authorization to Xiamen For Against Management Airlines Company Limited to Provide Guarantees to Its Four Holding Subsidiaries 7 Approve Authorization to the Company For For Management and Its Holding Subsidiaries to Respectively Provide Guarantees to Their Special Purpose Vehicles 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Issue Debt For Against Management Financing Instruments Under the General Mandate 10 Approve Satisfaction by the Company of For For Management the Conditions of the Public Issuance of A Share Convertible Bonds 11.01 Approve Type of Securities to be Issued For For Management 11.02 Approve Size of Issuance For For Management 11.03 Approve Par Value and Issue Price For For Management 11.04 Approve Term For For Management 11.05 Approve Interest Rate For For Management 11.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 11.07 Approve Conversion Period For For Management 11.08 Approve Determination and Adjustment For For Management of the Conversion Price 11.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 11.10 Approve Method for Determining the For For Management Number of Shares for Conversion 11.11 Approve Terms of Redemption For For Management 11.12 Approve Terms of Sale Back For For Management 11.13 Approve Attribution of Dividend in the For For Management Year of Conversion 11.14 Approve Method of Issuance and For For Management Targeted Subscribers 11.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 11.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 11.17 Approve Use of Proceeds For For Management 11.18 Approve Guarantee and Security For For Management 11.19 Approve Deposit Account for Proceeds For For Management Raised 11.20 Approve Ratings For For Management 11.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 12 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 13 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Proposed Public Issuance of A Share Convertible Bonds 14 Approve Report on the Use of For For Management Previously Raised Funds 15 Approve Risk Notifications on Dilution For For Management of Immediate Returns by the Proposed Public Issuance of A Share Convertible Bonds and the Remedial Measures 16 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds 17 Approve Rules for A Share Convertible For For Management Bond Holders' Meeting 18 Approve Possible Pre-Emptive For For Management Subscription for the Proposed Public Issuance of A Share Convertible Bonds by the Controlling Shareholder -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type of Securities to be Issued For For Management 1.02 Approve Size of Issuance For For Management 1.03 Approve Par Value and Issue Price For For Management 1.04 Approve Term For For Management 1.05 Approve Interest Rate For For Management 1.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 1.07 Approve Conversion Period For For Management 1.08 Approve Determination and Adjustment For For Management of the Conversion Price 1.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 1.10 Approve Method for Determining the For For Management Number of Shares for Conversion 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sale Back For For Management 1.13 Approve Attribution of Dividend in the For For Management Year of Conversion 1.14 Approve Method of Issuance and For For Management Targeted Subscribers 1.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 1.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 1.17 Approve Use of Proceeds For For Management 1.18 Approve Guarantee and Security For For Management 1.19 Approve Deposit Account for Proceeds For For Management Raised 1.20 Approve Ratings For For Management 1.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 2 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 3 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds -------------------------------------------------------------------------------- CHINA SPACESAT CO., LTD. Ticker: 600118 Security ID: Y1500D107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor 3 Approve Capital Injection Agreement For For Management -------------------------------------------------------------------------------- CHINA SPACESAT CO., LTD. Ticker: 600118 Security ID: Y1500D107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Financial Services Agreement For Against Management 8 Approve Related Party Transaction For For Management 9 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Naixiang as Non-Independent For For Shareholder Director 2 Approve Signing of Financial Services For Against Management Framework Supplementary Agreement -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Performance For For Management Shares 2 Approve Redemption Terms of Private For For Management Placement of Preferred Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report For For Management 7 Approve Financial Budget Report For For Management 8 Approve Investment Budget Report For Against Management 9 Approve Daily Related-Party For Against Management Transactions 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor 12 Approve Guarantee For Against Management 13 Approve Issuance of Domestic Bonds For Against Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, For For Management Proposed Revised Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Hung Cheung Shew as Director For Against Management 3B Elect Adrian David Li Man Kiu as For Against Management Director 3C Elect Lee Shing See as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares 7 Amend Articles of Association and For For Management Adopt a New Amended and Restated Articles of Association -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Master Engagement For For Management Agreement, COLI Works Annual Cap and Related Transactions -------------------------------------------------------------------------------- CHINA STEEL CORP. Ticker: 2002 Security ID: Y15041109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Approve Release the Prohibition on For For Management Chairman Chao-Tung Wong, from Holding the Position of Director of Taiwan High Speed Rail Corporation 6 Approve Release the Prohibition on For For Management Director Shyi-Chin Wang, from Holding the Position of Director of China Ecotek Corporation 7 Approve Release the Prohibition on For For Management Director Chien-Chih Hwang, from Holding the Position of Director of China Steel Structure Co., Ltd., CSBC Corporation, Taiwan, Formosa Ha Tinh (Cayman) Limited, and Formosa Ha Tinh Steel Corporation -------------------------------------------------------------------------------- CHINA TAIPING INSURANCE HOLDINGS COMPANY LIMITED Ticker: 966 Security ID: Y1456Z151 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Ren Shengjun as Director None None Management 3a2 Elect Guo Zhaoxu as Director For For Management 3a3 Elect Hu Xingguo as Director For For Management 3a4 Elect Zhang Cui as Director For For Management 3a5 Elect Yang Changgui as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Guiqing as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 2 Elect Wang Guoquan as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Elect Ke Ruiwen as Director For For Management 4.2 Elect Li Zhengmao as Director For For Management 4.3 Elect Shao Guanglu as Director For For Management 4.4 Elect Chen Zhongyue as Director For For Management 4.5 Elect Liu Guiqing as Director For For Management 4.6 Elect Zhu Min as Director For For Management 4.7 Elect Wang Guoquan as Director For For Management 4.8 Elect Chen Shengguang as Director For For Management 4.9 Elect Tse Hau Yin, Aloysius as Director For For Management 4.10 Elect Xu Erming as Director For For Management 4.11 Elect Wang Hsuehming as Director For For Management 4.12 Elect Yeung Chi Wai, Jason as Director For For Management 5.1 Elect Sui Yixun as Supervisor For For Management 5.2 Elect Xu Shiguang as Supervisor For For Management 5.3 Elect You Minqiang as Supervisor For For Management 6 Amend Articles of Association and For For Management Approve Authorization of Directors to Complete Registration or Filing of the Amendments to the Articles of Association 7 Approve Issuance of Debentures, For Against Management Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures 8 Approve Issuance of Company Bonds in For For Management the People's Republic of China, Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company -------------------------------------------------------------------------------- CHINA TOWER CORP. LTD. Ticker: 788 Security ID: Y15076105 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Xiaomin as Director, For For Management Authorize Board to Sign on Behalf of the Company the Supervisor's Service Contract with Gu Xiaomin and Authorize Board to Fix His Remuneration 2 Elect Li Tienan as Supervisor and For For Management Authorize Board to Sign on Behalf of the Company the Supervisor's Service Contract with Li Tienan -------------------------------------------------------------------------------- CHINA TOWER CORP. LTD. Ticker: 788 Security ID: Y15076105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Profit Distribution Proposal For For Management and Declaration of Final Dividend 3 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Elect Mai Yanzhou as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Mai Yanzhou 5 Elect Deng Shiji as Director, For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Deng Shiji and Authorize Board to Fix His Remuneration 6 Amend Articles of Association For For Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure -------------------------------------------------------------------------------- CHINA TOWER CORP. LTD. Ticker: 788 Security ID: Y15076105 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Ticker: 570 Security ID: Y1507S107 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Master Purchase Agreement, For For Management Annual Caps and Related Transactions 2 Approve New Master Supply Agreement, For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Ticker: 570 Security ID: Y1507S107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yang Wenming as Director For For Management 3a2 Elect Wang Kan as Director For For Management 3a3 Elect Yu Tze Shan Hailson as Director For For Management 3a4 Elect Qin Ling as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner For For Management 2.2 Approve Share Type and Par Value For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Subscription Method For For Management 2.6 Approve Listing Exchange For For Management 2.7 Approve Issue Price and Pricing For For Management Principles 2.8 Approve Lock-up Period For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Comprehensive Credit Line For For Management 6 Approve External Guarantee For Against Management 7.1 Approve Daily Related Party For For Management Transactions with Alibaba (China) Network Technology Co., Ltd. 7.2 Approve Daily Related Party For For Management Transactions with Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Amend Articles of Association For For Management 10 Approve Use of Funds for Foreign For For Management Exchange Hedging Business 11 Approve Use of Funds For Investment For Against Management and Wealth Management 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Repurchase and Cancellation of For For Management Performance Shares (April 2019) 1.2 Approve Repurchase and Cancellation of For For Management Performance Shares (July 2019) 1.3 Approve Repurchase and Cancellation of For For Management Performance Shares (October 2019) 1.4 Approve Repurchase and Cancellation of For For Management Performance Shares (December 2019) 1.5 Approve Repurchase and Cancellation of For For Management Performance Shares (May 2020) 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 3 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LIMITED Ticker: 762 Security ID: Y1519S111 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Li Fushen as Director For For Management 3.1b Elect Fan Yunjun as Director For For Management 3.1c Elect Law Fan Chiu Fun Fanny as For For Management Director 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG and KPMG Huazhen LLP as For For Management Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Jianfeng as For For Shareholder Non-independent Director 2 Elect Li Chong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For Against Management 2 Elect Wang Haifeng as Non-independent For For Shareholder Director 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Reduce Registered Capital, For For Management Amend Articles of Association and Handle Business Registration Matters -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Appointment of Auditor For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7.1 Approve Profit Distribution Matters For For Management 7.2 Approve Election of Directors and For For Management Authorize the Board to Determine the Director's Remuneration 7.3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding the Repurchase of Shares in Accordance with All Applicable Laws on the to Hong Kong Stock Exchange 7.4 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding the Exercise Allotment During the Period, Power to Reissue and Handle Additional Shares 8 Approve Postponement on Partial Raised For For Management Funds Investment Project 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10.1 Approve Related Party Transactions For For Management with China Tower Co., Ltd. 10.2 Approve Related Party Transactions For For Management with China Guangfa Bank Co., Ltd. 11 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Teng Weiheng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Investment to Power For For Shareholder Distribution Project 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Acquisition of Power Distribution -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Auditor For For Management 6 Approve Internal Control Auditor For For Management 7 Approve Short-term Fixed Income For Against Management Investment 8 Approve Issuance of Debt Financing For For Management Instruments 9.1 Elect Li Qinghua as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of GDR and Listing on For For Management London Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Scale of GDR in its Lifetime For For Management 2.6 Approve Conversion Rate of GDR and For For Management Underlying A Shares 2.7 Approve Manner of Pricing For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Conversion Restriction Period For For Management of GDR and Underlying Securities A Shares 2.10 Approve Underwriting Manner For For Management 3 Approve Report on the Deposit and For For Management Usage of Raised Funds 4 Approve Issuance of GDR for For For Management Fund-raising Use Plan 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Plan of For For Management Roll-forward Profits 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA ZHONGWANG HOLDINGS LIMITED Ticker: 1333 Security ID: G215AT102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Chen Yan as Director For For Management 2.1b Elect Lin Jun as Director For For Management 2.1c Elect Wei Qiang as Director For For Management 2.1d Elect Wen Xianjun as Director For For Management 2.1e Elect Lo Wa Kei, Roy as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHONGQING BREWERY CO., LTD. Ticker: 600132 Security ID: Y15846101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Waiver For For Management of Pre-emptive Right 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Equity Disposal For For Shareholder -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Investment Plan For For Management 8 Approve Bill Pool Business For Against Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Company's Eligibility for For For Management Private Placement of Shares 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner and Issue Time For For Management 11.3 Approve Target Subscriber and Method For For Management of Subscription 11.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 11.5 Approve Issue Size For For Management 11.6 Approve Amount and Use of Proceeds For For Management 11.7 Approve Lock-up Period For For Management 11.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 11.9 Approve Listing Exchange For For Management 11.10 Approve Resolution Validity Period For For Management 12 Approve Private Placement of Shares For For Management 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Related Party Transactions in For For Management Connection to Private Placement 16 Approve Whitewash Waiver and Related For For Management Transactions 17 Approve Share Subscription Agreement For For Management 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Undertakings by the For For Management Controlling Shareholder, Actual Controller, Directors and Senior Management of the Company to the Implementation of the Remedial Measures 20 Approve Shareholder Return Plan For For Management 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of Management Method For For Management of Non-routine Business Classification Authorization 2.1 Elect Zhu Huarong as Non-Independent For For Management Director 2.2 Elect Tan Xiaogang as Non-Independent For For Management Director 2.3 Elect Feng Changjun as Non-Independent For For Management Director 2.4 Elect Lv Laisheng as Non-Independent For For Management Director 2.5 Elect Zhou Zhiping as Non-Independent For For Management Director 2.6 Elect Wang Jun as Non-Independent For For Management Director 2.7 Elect Zhang Deyong as Non-Independent For For Management Director 3.1 Elect Liu Jipeng as Independent For For Management Director 3.2 Elect Li Qingwen as Independent For For Management Director 3.3 Elect Chen Quanshi as Independent For For Management Director 3.4 Elect Ren Xiaochang as Independent For For Management Director 3.5 Elect Pang Yong as Independent Director For For Management 3.6 Elect Tan Xiaosheng as Independent For For Management Director 3.7 Elect Wei Xinjiang as Independent For For Management Director 3.8 Elect Cao Xingquan as Independent For For Management Director 4.1 Elect Yan Ming as Supervisor For For Management 4.2 Elect Sun Dahong as Supervisor For For Management 4.3 Elect Zhao Jun as Supervisor For For Management -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Financial Final Proposal For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Financial Budget Proposal For For Management 6 Approve 2019 Annual Report and Its For For Management Summary and Results Announcement 7 Approve External Auditors and Fix For For Management Their Remuneration 8 Approve Related Party Transaction For For Management Regarding to Group Credit Limits of Chongqing Yufu Holding Group Co., Ltd. 9 Approve Related Party Transaction For For Management Regarding to Credit Limits of Chongqing City Construction Investment (Group) Company Limited 10 Approve Related Party Transaction For For Management Regarding to Group Credit Limits of Chongqing Casin Group Co., Ltd. 11 Approve Related Party Transaction For For Management Regarding to Group Credit Limits of Chongqing Development Investment Co., Ltd. 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Related Party Transaction For For Management of Loncin Holding Co., Ltd. 2 Approve the Bank's Issuance of Capital For For Management Bonds with No Fixed Term -------------------------------------------------------------------------------- CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300122 Security ID: Y1601T100 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Appointment of Auditor For For Management 3 Amend Business Scope For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Capital Injection for Beijing For For Management Zhifei Green Bamboo Bio-Pharmaceutical Co., Ltd. 6 Approve Capital Injection for Anhui For For Management Zhifei Long Kema Biological Pharmaceutical Co., Ltd. 7 Approve Extension of Resolution For For Management Validity Period for Private Placement of Shares -------------------------------------------------------------------------------- CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300122 Security ID: Y1601T100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Audited Financial Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Credit Line Bank Application For For Management 8 Approve Capital Injection to Associate For For Management Company and Related Transactions 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For For Management 11 Elect Deng Gang as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: Y1613J108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4.1 Elect Lin Wei as Director For For Management 4.2 Elect Chen Dongbiao as Director For For Management 4.3 Elect Gu Yunchang as Director For For Management 4.4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BERHAD Ticker: 1023 Security ID: Y1636J101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Teoh Su Yin as Director For For Management 2 Elect Lee Kok Kwan as Director For For Management 3 Elect Mohamed Ross Mohd Din as Director For For Management 4 Elect Didi Syafruddin Yahya as Director For For Management 5 Elect Shulamite N K Khoo as Director For For Management 6 Approve Director's Fees For For Management 7 Approve Directors' Allowances and For For Management Benefits 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CIPLA LTD. Ticker: 500087 Security ID: Y1633P142 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Final Dividend For For Management 4 Reelect Umang Vohra as Director For For Management 5 Reelect Ashok Sinha as Director For For Management 6 Reelect Peter Mugyenyi as Director For For Management 7 Reelect Adil Zainulbhai as Director For For Management 8 Reelect Punita Lal as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CITIC LIMITED Ticker: 267 Security ID: Y1639J116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zhu Hexin as Director For For Management 4 Elect Wang Jiong as Director For For Management 5 Elect Yang Xiaoping as Director For For Management 6 Elect Francis Siu Wai Keung as Director For For Management 7 Elect Anthony Francis Neoh as Director For For Management 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhang Youjun as Director For For Shareholder 1.02 Elect Yang Minghui as Director For For Shareholder 1.03 Elect Liu Ke as Director For Against Shareholder 1.04 Elect Liu Shouying as Director For For Shareholder 1.05 Elect He Jia as Director For Against Shareholder 1.06 Elect Zhou Zhonghui as Director For For Shareholder 2.01 Elect Guo Zhao as Supervisor For For Shareholder 2.02 Elect Rao Geping as Supervisor For For Shareholder 4 Approve Proposed Renewal of Securities For For Management and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N109 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhang Youjun as Director For For Shareholder 1.02 Elect Yang Minghui as Director For For Shareholder 1.03 Elect Liu Ke as Director For Against Shareholder 1.04 Elect Liu Shouying as Director For For Shareholder 1.05 Elect He Jia as Director For Against Shareholder 1.06 Elect Zhou Zhonghui as Director For For Shareholder 2.01 Elect Guo Zhao as Supervisor For For Shareholder 2.02 Elect Rao Geping as Supervisor For For Shareholder 3 Amend Articles of Association For For Management 4 Approve Proposed Renewal of Securities For For Management and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Elect Wang Shuhui as Director For For Shareholder 10 Elect Zhang Changyi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Elect Wang Shuhui as Director For For Shareholder 10 Elect Zhang Changyi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CJ CHEILJEDANG CORP. Ticker: 097950 Security ID: Y16691126 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Eun-seok as Inside Director For For Management 2.2 Elect Yoon-Jeong-hwan as Director For For Management 3 Elect Yoon Jeong-hwan as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ CORP. Ticker: 001040 Security ID: Y1848L118 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Eun-seok as Inside Director For For Management 2.2 Elect Song Hyun-seung as Outside For For Management Director 2.3 Elect Ryu Chul-kyu as Outside Director For For Management 3.1 Elect Song Hyun-seung as a Member of For For Management Audit Committee 3.2 Elect Ryu Chul-kyu as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ ENM CO., LTD. Ticker: 035760 Security ID: Y16608104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lim Gyeong-muk as Inside Director For For Management 3.2 Elect Choi Joong-kyung as Outside For For Management Director 3.3 Elect Han Sang-dae as Outside Director For For Management 4.1 Elect Choi Joong-kyung as a Member of For For Management Audit Committee 4.2 Elect Han Sang-dae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- CJ LOGISTICS CORP. Ticker: 000120 Security ID: Y166AE100 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors (Bundled) For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CLICKS GROUP LTD. Ticker: CLS Security ID: S17249111 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 August 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Anthony Cadman as the Individual Registered Auditor 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Martin Rosen as Director For For Management 5.1 Re-elect John Bester as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Fatima Daniels as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Nonkululeko Gobodo as Member For For Management of the Audit and Risk Committee 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Specific Repurchase of For For Management Shares from New Clicks South Africa Proprietary Limited 10 Approve Directors' Fees For For Management 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 12 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Accept Financial Statements and For For Management Statutory Reports A2 Approve Final Dividend For For Management A3 Elect Hu Guangjie as Director For For Management A4 Elect Wen Dongfen as Director For For Management A5 Elect Lawrence J. Lau as Director For For Management A6 Elect Tse Hau Yin, Aloysius as Director For For Management A7 Authorize Board to Fix the For For Management Remuneration of Directors A8 Approve Deloitte Touche Tohmatsu as For For Management Independent Auditors and Authorize Board to Fix Their Remuneration B1 Authorize Repurchase of Issued Share For For Management Capital B2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights B3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COAL INDIA LIMITED Ticker: 533278 Security ID: Y1668L107 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve First and Second Interim For For Management Dividend as Final Dividend 3 Reelect Reena Sinha Puri as Director For For Management 4 Elect Loretta M. Vas as Director For For Management 5 Elect S. B. Agnihotri as Director For For Management 6 Elect D.C. Panigrahi as Director For For Management 7 Elect Khanindra Pathak as Director For For Management 8 Elect Vinod Jain as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management 10 Elect Sanjiv Soni as Director For For Management -------------------------------------------------------------------------------- COCA-COLA FEMSA SAB DE CV Ticker: KOFUBL Security ID: P2861Y177 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors and Secretaries; For For Management Verify Director's Independence Classification; Approve Their Remuneration 5 Elect Members of Planning and For For Management Financing Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Remuneration 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- COLBUN SA Ticker: COLBUN Security ID: P2867K130 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Current Company Standing For For Management Report and Reports of External Auditors and Supervisory Account Inspectors 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of USD 0.006 Per Share 4 Approve Investment and Financing Policy For For Management 5 Approve Dividend Policy and For For Management Distribution Procedures 6 Appoint Auditors For For Management 7 Elect Supervisory Account Inspectors; For For Management Approve their Remunerations 8 Approve Remuneration of Directors For For Management 9 Present Report on Activities Carried For For Management Out by Directors' Committee 10 Approve Remuneration and Budget of For For Management Directors' Committee 11 Receive Report Regarding Related-Party For For Management Transactions 12 Designate Newspaper to Publish Meeting For For Management Announcements 13 Other Business For Against Management -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds or For Did Not Vote Management Subordinated Loans of EGP 15 Billion -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income for FY For Did Not Vote Management 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits 5 Authorize Capital Issuances for Use in For Did Not Vote Management Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly 6 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital 7 Approve Discharge of Directors for FY For Did Not Vote Management 2019 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 9.1 Elect Amin Al Arab as Director For Did Not Vote Management 9.2 Elect Hussein Abaza as Director For Did Not Vote Management 9.3 Elect Bijan Khosrowshahi as Director For Did Not Vote Management 9.4 Elect Amani Abou Zeid as Director For Did Not Vote Management 9.5 Elect Magda Habib as Director For Did Not Vote Management 9.6 Elect Paresh Sukthankar as Director For Did Not Vote Management 9.7 Elect Rajeev Kakar as Director For Did Not Vote Management 9.8 Elect Sherif Samy as Director For Did Not Vote Management 10 Approve Remuneration of Directors for For Did Not Vote Management FY 2020 11 Approve Remuneration of Audit For Did Not Vote Management Committee for FY 2020 12 Approve Charitable Donations for FY For Did Not Vote Management 2019 and 2020 -------------------------------------------------------------------------------- COMPAL ELECTRONICS, INC. Ticker: 2324 Security ID: Y16907100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of All Preferred For For Management Shares into Common Shares at Ratio of 1:1 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: P2R268136 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Angelo Luiz Moreira Grossi as For For Management Fiscal Council Member and Andrea Martins Botaro as Alternate 2 Ratify Election of Wilson Newton de For For Management Mello Neto as Director 3 Amend Article 14 For For Management 4 Consolidate Bylaws For For Management 5 Rectify Remuneration of Company's For For Management Management and Fiscal Council Members Approved at the June 3, 2019, EGM -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: P2R268136 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Mario Engler Pinto Junior as For For Management Board Chairman 5.2 Elect Benedito Pinto Ferreira Braga For For Management Junior as Director 5.3 Elect Wilson Newton de Mello Neto as For For Management Director 5.4 Elect Reinaldo Guerreiro as Director For For Management 5.5 Elect Claudia Polto da Cunha as For For Management Director 5.6 Elect Francisco Vidal Luna as For For Management Independent Director 5.7 Elect Lucas Navarro Prado as For For Management Independent Director 5.8 Elect Francisco Luiz Sibut Gomide as For For Management Independent Director 5.9 Elect Eduardo de Freitas Teixeira as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Mario Engler Pinto Junior as Board Chairman 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Benedito Pinto Ferreira Braga Junior as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Newton de Mello Neto as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Reinaldo Guerreiro as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Polto da Cunha as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Vidal Luna as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Lucas Navarro Prado as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Luiz Sibut Gomide as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo de Freitas Teixeira as Independent Director 8.1 Elect Fabio Bernacchi Maia as Fiscal For For Management Council Member and Marcio Cury Abumussi as Alternate 8.2 Elect Pablo Andres Fernandez Uhart as For For Management Fiscal Council Member and Cassiano Quevedo Rosas de Avila as Alternate 8.3 Elect Edson Tomas de Lima Filho as For For Management Fiscal Council Member and Nanci Cortazzo Mendes Galuzio as Alternate 8.4 Elect Angelo Luiz Moreira Grossi as For For Management Fiscal Council Member and Andrea Martins Botaro as Alternate 9 Fix Number of Directors at Nine For For Management 10 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R110 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ronaldo Dias as Alternate Fiscal None For Shareholder Council Member Appointed by Preferred Shareholder -------------------------------------------------------------------------------- COMPANHIA SIDERURGICA NACIONAL Ticker: CSNA3 Security ID: P8661X103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management and Fiscal Council 4 Designate Diario Oficial da Uniao For For Management (DOU) to Publish Company Announcements 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 Elect Valmir Pedro Rossi as Fiscal None For Shareholder Council Member and Maria Aparecida Matanias Hallack as Alternate Appointed by Minority Shareholder -------------------------------------------------------------------------------- COMPANIA CERVECERIAS UNIDAS SA Ticker: CCU Security ID: P24905104 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Chairman's Report For For Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of CLP 179.95 per Share and CLP 359.9 per ADR to Be Distributed on April 24, 2020 4 Present Dividend Policy and For For Management Distribution Procedures 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Approve Remuneration and Budget of For For Management Audit Committee 8.1 Appoint Auditors For For Management 8.2 Designate Risk Assessment Companies For For Management 9 Receive Directors' Committee Report on For For Management Activities 10 Receive Report Regarding Related-Party For For Management Transactions 11 Other Business For Against Management -------------------------------------------------------------------------------- CONTAINER CORPORATION OF INDIA LTD. Ticker: 531344 Security ID: Y1740A152 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect V. Kalyana Rama as Director For For Management 4 Reelect Sanjay Bajpai as Director For Against Management 5 Approve Arun K Agarwal & Associates, For For Management Chartered Accountants, New Delhi as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Manoj Kumar Dubey as Director For For Management 7 Elect Jayasankar M.K. as Director For For Management 8 Reelect Kamlesh Shivji Vikamsey as For For Management Director 9 Reeect Sanjeev S. Shah as Director For For Management -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Par Value, Issuance Price and For For Management Issue Scale 2.2 Approve Placing Arrangements for For For Management Shareholders 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Bond Interest Rate and For For Management Interest Payment 2.5 Approve Issuance Method For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Guarantee Method For For Management 2.8 Approve Safeguard Measures for Debt For For Management Repayment 2.9 Approve Underwriting Method For For Management 2.10 Approve Listing of the Bonds For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 5 Approve Draft and Summary on For Against Shareholder Performance Share Incentive Plan 6 Approve Methods to Assess the For Against Shareholder Performance of Plan Participants 7 Approve Authorization of Board to For Against Shareholder Handle All Related Matters -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 3 Approve Guarantee Provision in For For Shareholder Relation to Issuance of Overseas Bonds 4 Approve Authorization of Board and For For Shareholder Related Personnel to Handle Matters Related to Issuance of Overseas Bonds -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Location For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Hedging Plan For For Management -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Related Party Transaction For For Management 11 Approve Guarantee Plan For Against Management 12 Investment in Financial Products For Against Management 13 Approve Credit Line Bank Application For Against Management 14 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 15 Approve Repurchase and Cancellation of For For Management Performance Shares 16 Amend Articles of Association For For Management 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Approve Additional Overseas Corporate For For Management Bonds and Provision of Guarantee -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Price Determination Date, For For Management Issue Price and Pricing Principles in Respect of the Proposed Non-Public Issuance of A Shares 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2nd Amendment) 3 Approve Supplemental Agreement Between For For Management the Company and COSCO Shipping 4 Approve Remedial Measures Regarding For For Management Dilution on Current Returns by the Proposed Non-Public Issuance of A Shares 5 Approve White Wash Waiver For For Management 6 Approve Specific Mandate For For Management 7 Approve Transactions Contemplated For For Management Under the Proposed Non-Public Issuance of A Shares which Constitute a Special Deal Under Rule 25 of the Takeovers Code -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Price Determination Date, For For Management Issue Price and Pricing Principles in Respect of the Proposed Non-Public Issuance of A Shares 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2nd Amendment) 3 Approve Supplemental Agreement Between For For Management the Company and COSCO Shipping 4 Approve Specific Mandate For For Management 5 Approve Transactions Contemplated For For Management Under the Proposed Non-Public Issuance of A Shares which Constitute a Special Deal Under Rule 25 of the Takeovers Code -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of the Supervisory Committee 5 Approve Extension of the Validity For For Management Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 6 Approve Extension of the Validity For For Management Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Audited Financial For For Management Statements 3 Approve 2019 Final Dividend For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11.1 Elect Zhang Qinghai as Director For For Shareholder 11.2 Elect Liu Zhusheng as Director For For Shareholder 12.1 Elect Victor Huang as Director For Against Shareholder 12.2 Elect Li Runsheng as Director For For Shareholder 12.3 Elect Zhao Jingsong as Director For For Shareholder 13 Approve Proposed Guarantees for For For Shareholder Guaranteed Wholly-Owned Subsidiaries 14 Approve Proposed Merger by Absorption For For Shareholder by the Company of COSCO SHIPPING Tanker (Shanghai) Co., Ltd. -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consortium Agreement, ST None None Management Acquisition and Related Transactions 2.1 Elect Yang Zhijian as Director For For Shareholder 2.2 Elect Feng Boming as Director For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Financial Services For Against Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.2 Approve the Master General Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.3 Approve the Master Shipping Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.4 Approve the Master Port Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.5 Approve the Master Vessel and For For Shareholder Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.6 Approve the Trademark Licence For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 2 Approve the Master Shipping and For For Management Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps 3.1 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019 3.2 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022 4 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Statements and For For Management Statutory Report 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Guarantees Mandate to the For For Management Company and Its Subsidiaries for the 2019 Provision of External Guarantees 6 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Five Shipbuilding Contracts For For Management 8 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 9 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 2 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consortium Agreement and For Against Management Related Transactions 2 Elect Zhang Dayu as Director For For Management -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the New Financial Services For Against Management Master Agreement and the Deposit Transactions, the Proposed Annual Cap Amounts and Related Transactions -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Deng Huangjun as Director For For Management 3.1b Elect Wong Tin Yau, Kelvin as Director For For Management 3.1c Elect Fan Hsu Lai Tai, Rita as Director For For Management 3.1d Elect Adrian David Li Man Kiu as For For Management Director 3.1e Elect Yang Liang Yee Philip as Director For For Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COUNTRY GARDEN HOLDINGS CO. LTD. Ticker: 2007 Security ID: G24524103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yang Zhicheng as Director For For Management 3a2 Elect Su Baiyuan as Director For For Management 3a3 Elect Chen Chong as Director For For Management 3a4 Elect Lai Ming, Joseph as Director For For Management 3a5 Elect To Yau Kwok as Director For For Management 3b Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendment to Terms of For Against Management the Share Option Scheme -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Guo Zhanjun as Director For For Management 3a2 Elect Rui Meng as Director For For Management 3a3 Elect Chen Weiru as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CREDICORP LTD. Ticker: BAP Security ID: G2519Y108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present 2019 Annual Report None None Management 2 Present Audited Consolidated Financial None None Management Statements of Credicorp and its Subsidiaries for FY 2019, Including External Auditors' Report 3.1 Elect Antonio Abruna Puyol as Director For For Management 3.2 Elect Maite Aranzabal Harreguy as For For Management Director 3.3 Elect Fernando Fort Marie as Director For For Management 3.4 Elect Alexandre Gouvea as Director For For Management 3.5 Elect Patricia Lizarraga Guthertz as For For Management Director 3.6 Elect Raimundo Morales Dasso as For For Management Director 3.7 Elect Irzio Pinasco Menchelli as For For Management Director 3.8 Elect Luis Enrique Romero Belismelis For For Management as Director 4 Approve Remuneration of Directors For For Management 5.1 Amend Article 2.6 Re: Transfer of For For Management Shares 5.2 Amend Article 3.4.2 Re: Mechanisms for For For Management Appointment of Proxy 5.3 Amend Article 4.11 Re: Increase in For For Management Number of Directors 5.4 Amend Article 4.15 Re: Notice of Board For For Management Meetings and Participation of Directors in Board Meetings 5.5 Amend Article 4.16.1 Re: Quorum for For For Management Transaction of Business at Board Meetings 6 Ratify PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoyi as Supervisor For For Management 2 Elect Lou Qiliang as Director For For Shareholder -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1R16T100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoyi as Supervisor For For Management 2 Elect Lou Qiliang as Director For For Shareholder -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Final Financial Accounts For For Management Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Arrangement of Guarantees For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Approve Issuance of Debt Financing For Against Management Instruments 13.1 Elect Shi Jianzhong as Director For For Shareholder 13.2 Elect Zhu Yuanchao as Director For For Shareholder 14 Approve KPMG Huazhen LLP as Auditors For For Shareholder and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1R16T100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Final Financial Accounts For For Management Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Arrangement of Guarantees For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Approve Issuance of Debt Financing For Against Management Instruments 13.1 Elect Shi Jianzhong as Director For For Shareholder 13.2 Elect Zhu Yuanchao as Director For For Shareholder 14 Approve KPMG Huazhen LLP as Auditor For For Shareholder and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Plan for the Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of Full Authorization to the Board to Deal with Relevant Matters in Relation to the Non-Public Issuance 3 Approve General Mandate to Issue For For Management Onshore and Offshore Debt Financing Instruments 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Plan for the Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of Full Authorization to the Board to Deal with Relevant Matters in Relation to the Non-Public Issuance -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3.1 Approve Class and Nominal Value of For For Management Shares to be Issued 3.2 Approve Issue Method and Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Issue Price and Pricing For For Management Principles 3.5 Approve Issue Size For For Management 3.6 Approve Amount and the Use of Proceeds For For Management 3.7 Approve Lock-up Period For For Management 3.8 Approve Listing Venue For For Management 3.9 Approve Arrangement of Accumulated For For Management Undistributed Profits prior to the Completion of the Issuance 3.10 Approve Validity Period For For Management 4 Approve Resolution on Amendments to For For Management the Proposed Non-public Issuance of A Shares of the Company 5 Approve Resolution on Amendments to For For Management the Dilution of Current Return by the Non-public Issuance of A Shares by the Company and the Remedial Measures 6 Approve 2019 Final Financial Accounts For For Management Plan 7 Approve 2019 Profit Distribution Plan For For Management 8 Approve 2019 Annual Report For For Management 9 Approve 2020 Cap Investment Amount for For For Management Proprietary Business 10 Approve 2019 Expected Related Party For For Management Transactions of the Company 11 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Nominal Value of For For Management Shares to be Issued 1.2 Approve Issue Method and Time For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing For For Management Principles 1.5 Approve Issue Size For For Management 1.6 Approve Amount and the Use of Proceeds For For Management 1.7 Approve Lock-up Period For For Management 1.8 Approve Listing Venue For For Management 1.9 Approve Arrangement of Accumulated For For Management Undistributed Profits Prior to the Completion of the Issuance 1.10 Approve Validity Period For For Management 2 Approve Resolution on Amendments to For For Management the Proposed Non-Public Issuance of A Shares of the Company -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For Against Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL LTD. Ticker: CTRP Security ID: 22943F100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management -------------------------------------------------------------------------------- CYFROWY POLSAT SA Ticker: CPS Security ID: X1809Y100 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4.1 Elect Member of Vote Counting For For Management Commission 4.2 Elect Member of Vote Counting For For Management Commission 4.3 Elect Member of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Amend Statute None Against Shareholder 7 Close Meeting None None Management -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds to For For Management Purchase Structured Deposits and Guaranteed Financial Products -------------------------------------------------------------------------------- DABUR INDIA LIMITED Ticker: 500096 Security ID: Y1855D140 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect Amit Burman as Director For For Management 5 Reelect Mohit Burman as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Elect Mohit Malhotra as Director and For For Management Approve Appointment and Remuneration of Mohit Malhotra as Whole Time Director 8 Elect Ajit Mohan Sharan as Director For For Management 9 Elect Aditya Burman as Director For For Management 10 Reelect Falguni Sanjay Nayar as For For Management Director 11 Reelect P N Vijay as Director For For Management 12 Reelect S Narayan as Director For For Management 13 Reelect R C Bhargava as Director For For Management 14 Reelect Ajay Dua as Director For For Management 15 Reelect Sanjay Kumar Bhattacharyya as For For Management Director 16 Approve Payment of Remuneration to For For Management Non-Executive Independent Directors -------------------------------------------------------------------------------- DAELIM INDUSTRIAL CO., LTD. Ticker: 000210 Security ID: Y1860N109 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bae Won-bok as Inside Director For For Management -------------------------------------------------------------------------------- DAELIM INDUSTRIAL CO., LTD. Ticker: 000210 Security ID: Y1860N109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Chung-hun as Outside Director For For Management 4 Elect Lee Chung-hun as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- DAEWOO ENGINEERING & CONSTRUCTION CO. LTD. Ticker: 047040 Security ID: Y1888W107 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect One Inside Director and One For For Management Outside Director (Bundled) 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- DAEWOO ENGINEERING & CONSTRUCTION CO. LTD. Ticker: 047040 Security ID: Y1888W107 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Moon Rin-gon as Outside Director For For Management 2.2 Elect Yang Myeong-seok as Outside For For Management Director 2.3 Elect Jang Se-jin as Outside Director For For Management 3.1 Elect Moon Rin-gon as a Member of For For Management Audit Committee 3.2 Elect Yang Myeong-seok as a Member of For For Management Audit Committee 3.3 Elect Jang Se-jin as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DAEWOO SHIPBUILDING & MARINE ENGINEERING CO., LTD. Ticker: 042660 Security ID: Y1916Y117 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Du-seon as Inside Director For Against Management 3.2 Elect Choi Jae-ho as Outside Director For For Management 4 Elect Choi Jae-ho as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DALI FOODS GROUP COMPANY LIMITED Ticker: 3799 Security ID: G2743Y106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3a Elect Xu Shihui as Director For For Management 3b Elect Zhuang Weiqiang as Director For For Management 3c Elect Xu Yangyang as Director For For Management 3d Elect Xu Biying as Director For For Management 3e Elect Hu Xiaoling as Director For For Management 3f Elect Cheng Hanchuan as Director For For Management 3g Elect Liu Xiaobin as Director For For Management 3h Elect Lin Zhijun as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Mengxi Huazhong For For Management Railway Co., Ltd. -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Service Agreement For For Management -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 9.1 Approve Type For For Management 9.2 Approve Issue Size For For Management 9.3 Approve Par Value and Issue Price For For Management 9.4 Approve Bond Maturity For For Management 9.5 Approve Bond Interest Rate For For Management 9.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 9.7 Approve Conversion Period For For Management 9.8 Approve Determination and Adjustment For For Management of Conversion Price 9.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 9.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 9.11 Approve Terms of Redemption For For Management 9.12 Approve Terms of Sell-Back For For Management 9.13 Approve Attribution of Dividends For For Management During the Conversion Year 9.14 Approve Issue Manner and Target For For Management Subscribers 9.15 Approve Placing Arrangement for For For Management Shareholders 9.16 Approve Matters Relating to Meetings For For Management of Bondholders 9.17 Approve Use of Proceeds For For Management 9.18 Approve Rating Matters For For Management 9.19 Approve Guarantee Matters For For Management 9.20 Approve Depository of Raised Funds For For Management 9.21 Approve Resolution Validity Period For For Management 10 Approve Issuance of Convertible Bonds For For Management 11 Approve Issuance of Convertible Bonds For For Management to Raise Funds for the Acquisition of the Authorized Land Use Rights and Signing of Land Use Right Transfer Agreement 12 Approve Issuance of Convertible Bonds For For Management to Raise Funds for the Acquisition of 51% Equity of Taiyuan Railway Hub Southwest Loop Co., Ltd. and Signing of Equity Transfer Agreement 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve There is No Need to Prepare For For Management for Report on the Deposit and Usage of Raised Funds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Shareholder Return Plan For For Management 17 Approve Principles of Bondholders For For Management Meeting 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19.1 Elect Cheng Xiandong as For For Shareholder Non-Independent Director 19.2 Elect Bi Shoufeng as Non-Independent For For Shareholder Director 19.3 Elect Han Hongchen as Non-Independent For For Shareholder Director 19.4 Elect Tian Huimin as Non-Independent For For Shareholder Director 19.5 Elect Zhang Lirong as Non-Independent For For Shareholder Director 19.6 Elect Yang Wensheng as Non-Independent For For Shareholder Director 20.1 Elect Li Menggang as Independent For For Management Director 20.2 Elect Yang Wandong as Independent For For Management Director 20.3 Elect Zan Zhihong as Independent For For Management Director 20.4 Elect Chen Lei as Independent Director For For Management 21.1 Elect Zheng Jirong as Supervisor For For Management 21.2 Elect Zhang Yongqing as Supervisor For For Management 21.3 Elect Yang Jie as Supervisor For For Management 21.4 Elect Gu Tianye as Supervisor For For Management -------------------------------------------------------------------------------- DAR AL ARKAN REAL ESTATE DEVELOPMENT CO. Ticker: 4300 Security ID: M2723D109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Related Party Transactions Re: For For Management Saudi Home Loans 6 Approve Related Party Transactions Re: For For Management Khozam Real Estate Development Company 7 Approve Related Party Transactions Re: For For Management Bank Alkhair 8 Approve Related Party Transactions Re: For For Management Alkhair Capital Company 9 Approve Discharge of Directors for FY For For Management 2019 10 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Business Cooperation For For Management Agreement with Datang Financial Lease Co., Ltd. 2 Approve Financial Services Agreement For Against Management with China Datang Group Finance Co., Ltd. 3 Approve Allowance Criteria for For For Management Directors of the Tenth Session of the Board and Supervisors of the Tenth Session of the Supervisory Committee -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of Datang For For Management International Nuclear Power Company Limited 2 Approve Financial Proposal of Datang For Against Management International as the Parent Company for the Year of 2020 3.1 Elect Qu Bo as Director For For Shareholder 3.2 Elect Niu Dongxiao as Director For For Shareholder 3.3 Approve Retirement of Wang Xin as For For Shareholder Director 3.4 Approve Resignation of Feng Genfu as For For Shareholder Director -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve 2020 Financing Guarantee For Against Management 6 Approve Adjustments to the Financing For For Shareholder Guarantee Budget of the Company for the Year 2020 7 Approve Factoring Business Cooperation For For Shareholder Agreement with Datang Commercial Factoring Company Limited 8 Approve 2020 Engagement of Accounting None None Management Firm 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- DAWNING INFORMATION INDUSTRY CO., LTD. Ticker: 603019 Security ID: Y2022K108 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Application of Comprehensive For For Management Bank Credit Lines 4 Approve Daily Related Party For For Management Transactions 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Appointment of Auditor For For Management 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Amend Articles of Association For For Management 10.1 Elect Li Guojie as Non-Independent For For Management Director 10.2 Elect Xu Zhiwei as Non-Independent For For Management Director 10.3 Elect Li Jun as Non-Independent For For Management Director 10.4 Elect Xu Wenchao as Non-Independent For For Management Director 11.1 Elect Liu Feng as Independent Director For For Management 11.2 Elect Chen Lei as Independent Director For For Management 11.3 Elect Yan Bingqi as Independent For For Management Director 12.1 Elect Yin Yuli as Supervisor For For Management 12.2 Elect Fang Xinwo as Supervisor For For Management -------------------------------------------------------------------------------- DAWNING INFORMATION INDUSTRY CO., LTD. Ticker: 603019 Security ID: Y2022K108 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Objects and For For Management Subscription Methods 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Principles and Issue For For Management Price 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board and its For For Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- DB INSURANCE CO., LTD. Ticker: 005830 Security ID: Y2096K109 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside Director and Two For For Management Outside Directors (Bundled) 3 Elect Lee Seung-woo as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DELTA ELECTRONICS, INC. Ticker: 2308 Security ID: Y20263102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Change in Auditor and For For Management Appointment of Auditor 3 Approve Bank Credits and Guarantees (2) For For Management -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Ultimate For For Management Controller's Capital Injection Plan -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Bank Credit and Guarantee For For Management Matters (1) -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 2.5 Approve Issue Size and Subscription For For Management Method 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Listing Arrangement For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Related Party Transactions For For Shareholder -------------------------------------------------------------------------------- DIALOG GROUP BERHAD Ticker: 7277 Security ID: Y20641109 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Kamariyah Binti Hamdan as For For Management Director 3 Elect Khairon Binti Shariff as Director For For Management 4 Approve Directors' Fees and Board For For Management Committees' Fees 5 Approve Directors' Benefits (Other For For Management than Directors' Fees and Board Committees' Fees) 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Oh Chong Peng to Continue For For Management Office as Independent Non-Executive Director 8 Approve Kamariyah Binti Hamdan to For For Management Continue Office as Independent Non-Executive Director 9 Authorize Share Repurchase Program For For Management 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- DIGI.COM BERHAD Ticker: 6947 Security ID: Y2070F100 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Haakon Bruaset Kjoel as Director For For Management 2 Elect Vimala A/P V.R. Menon as Director For For Management 3 Elect Lars Erik Tellmann as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Saw Choo Boon to Continue For For Management Office as Independent Non-Executive Director 7 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Telenor ASA and Persons Connected with Telenor -------------------------------------------------------------------------------- DISCOVERY LTD. Ticker: DSY Security ID: S2192Y109 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Andrew Taylor as the Individual Registered Auditor 3.1 Re-elect Les Owen as Chairperson of For For Management the Audit Committee 3.2 Re-elect Sindi Zilwa as Member of the For For Management Audit Committee 3.3 Re-elect Sonja De Bruyn as Member of For For Management the Audit Committee 4.1 Re-elect Richard Farber as Director For For Management 4.2 Re-elect Herman Bosman as Director For For Management 4.3 Re-elect Faith Khanyile as Director For For Management 4.4 Elect Mark Tucker as Director For For Management 5.1 Approve Remuneration Policy For For Management 5.2 Approve Implementation of the For For Management Remuneration Policy 6 Approve the Long-Term Incentive Plan For For Management 7 Authorise Ratification of Approved For For Management Resolutions 8.1 Authorise Directors to Allot and Issue For For Management A Preference Shares 8.2 Authorise Directors to Allot and Issue For For Management B Preference Shares 8.3 Authorise Directors to Allot and Issue For For Management C Preference Shares 1 Approve Non-executive Directors' For Against Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Board to Allot and Issue For For Management Shares Pursuant to the Long-Term Incentive Plan -------------------------------------------------------------------------------- DIVI'S LABORATORIES LIMITED Ticker: 532488 Security ID: Y2076F112 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Kiran S. Divi as Director For For Management 4 Reelect Nilima Motaparti as Director For For Management 5 Elect Sunaina Singh as Director For For Management -------------------------------------------------------------------------------- DIVI'S LABORATORIES LIMITED Ticker: 532488 Security ID: Y2076F112 Meeting Date: OCT 07, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Murali K. Divi as Managing Director 2 Approve Reappointment and Remuneration For For Management of N.V. Ramana as Executive Director -------------------------------------------------------------------------------- DIVI'S LABORATORIES LIMITED Ticker: 532488 Security ID: Y2076F112 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Remuneration to For For Management Directors 2 Elect Kosaraju Veerayya Chowdary as For For Management Director 3 Approve Revision in the Remuneration For Abstain Management of Nilima Motaparti as Whole-time Director (Commercial) 4 Approve Reappointment and Remuneration For Abstain Management of Kiran S. Divi as Whole-time Director and Chief Executive Officer 5 Approve Reappointment and Remuneration For For Management of Madhusudana Rao Divi as Whole-time Director (Projects) -------------------------------------------------------------------------------- DLF LIMITED Ticker: 532868 Security ID: Y2089H105 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Amarjit Singh Minocha as For For Management Director -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2019 (Amended Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Incentive Scheme for Restricted A Shares in 2019 3 Authorize Board to Handle Relevant For For Management Matters in Respect of the Restricted A Share Incentive Scheme for 2019 4 Approve Change in the Use of Partial For For Management Proceeds and Permanent Replenishment of Working Capital -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2019 (Amended Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Incentive Scheme for Restricted A Shares in 2019 3 Authorize Board to Handle Relevant For For Management Matters in Respect of the Restricted A Share Incentive Scheme for 2019 -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Zhiwen as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Proposal for Distribution For For Management of Profits 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Wen Shuzhong as For For Management Supervisor 2 Elect He Wei as Supervisor For For Management 3 Approve Resignation of Cao Xinghe as For For Management Director 4 Elect You Zheng as Director For For Shareholder 5 Elect Cheng Daoran as Director For For Shareholder 6 Approve Remuneration of Candidates for For For Management Directors and Supervisor -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditors' For For Management Report and Audited Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal and Authorize Board to Deal With Issues in Relation to the Distribution of Final Dividend 5 Authorize Board to Deal With All For For Management Issues in Relation to the Distribution of Interim Dividend for 2020 6 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 8 Approve the Revision of Annual Caps For For Management for Master Logistics Services Agreement 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5.1 Elect Zhou Liang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management 7.1 Approve Related Party Transaction with For For Management China Orient Asset Management Co., Ltd and Other Enterprises Under Its Control 7.2 Approve Related Party Transactions For For Management with Other Related Legal Persons 7.3 Approve Related Party Transaction with For For Management Related Natural Persons 8 Amend Articles of Association For For Management 9 Amend Management System of External For For Management Donations 10.1 Elect Wei Qinghua as Non-Independent For For Shareholder Director 10.2 Elect Zhang Tao as Non-Independent For For Shareholder Director 10.3 Elect Tan Shihao as Non-Independent For For Shareholder Director 10.4 Elect Zhang Jun as Non-Independent For For Shareholder Director 10.5 Elect Jiang Yueming as Non-Independent For For Shareholder Director 10.6 Elect Zeng Tao as Non-Independent For For Shareholder Director 10.7 Elect Dong Yuping as Non-Independent For For Shareholder Director 10.8 Elect Zhou Liang as Non-Independent For For Shareholder Director 11.1 Elect Zheng Zhenlong as Independent For For Management Director 11.2 Elect Zhang Wei as Independent Director For For Management 11.3 Elect Gong Sukang as Independent For For Management Director 11.4 Elect Sun Guangliang as Independent For For Management Director 12.1 Elect Qin Bin as Supervisor For For Shareholder 12.2 Elect Zhang Wei as Supervisor For For Shareholder 12.3 Elect Ye Shuyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Acquisition Agreement 2 Elect Chen Ying as Non-Independent For For Management Director 3 Elect Gao Qi as Independent Director For For Management 4 Elect He Qiang as Supervisor For For Management -------------------------------------------------------------------------------- DOOSAN BOBCAT, INC. Ticker: 241560 Security ID: Y2103B100 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Sung-chull as Inside For Against Management Director 3 Elect Choi Ji-gwang as Outside Director For For Management 4 Elect Choi Ji-gwang as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DP WORLD PLC Ticker: DPW Security ID: M2851K107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Annual Accounts for For For Management FY 2019 and Related Auditors Report 2 Approve Final Dividend of USD 0.40 per For For Management Share for FY 2019 3 Reelect Sultan Ahmed Bin Sulayem as For For Management Director 4 Reelect Yuvraj Narayan as Director For For Management 5 Reelect Deepak Parekh as Director For For Management 6 Reelect Robert Woods as Director For For Management 7 Reelect Mark Russell as Director For For Management 8 Reelect Abdulla Ghobash as Director For For Management 9 Reelect Nadya Kamali as Director For For Management 10 Reelect Mohamed Al Suwaidi as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorize Board to Fix Remuneration of For For Management Auditors 13 Authorize Share Issuance with For For Management Preemptive Rights 14 Authorize Share Repurchase Program For For Management 15 Eliminate Preemptive Rights Pursuant For For Management to Item 13 Above 16 Authorize Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- DP WORLD PLC Ticker: DPW Security ID: M2851K107 Meeting Date: APR 23, 2020 Meeting Type: Court Record Date: MAR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- DP WORLD PLC Ticker: DPW Security ID: M2851K107 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Recommended Cash Offer for DP World plc by Port & Free Zone World FZE to be Affected by Means of Scheme of Arrangement -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LIMITED Ticker: 500124 Security ID: Y21089159 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect G V Prasad as Director For For Management 4 Reelect Sridar Iyengar as Director For For Management 5 Reelect Kalpana Morparia as Director For For Management 6 Elect Leo Puri as Director For For Management 7 Elect Shikha Sharma as Director For For Management 8 Elect Allan Oberman as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LIMITED Ticker: 500124 Security ID: Y21089159 Meeting Date: JAN 02, 2020 Meeting Type: Court Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation and For For Management Arrangement -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Noor Bank PJSC For For Management 2 Authorize Board to Finalize Terms and For For Management Conditions of the Capital Increase and the Sale and Purchase Agreement 3 Approve Increase in Share Capital in For For Management Connection with Acquisition 4 Amend Articles to Reflect Changes in For For Management Capital 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Dividends Representing 35 For For Management Percent of Share Capital 6 Approve Remuneration of Directors For For Management 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Discharge of Auditors for FY For For Management 2019 9 Elect Sharia Supervisory Board Members For For Management (Bundled) for FY 2020 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Elect Directors (Bundled) For Against Management 12 Authorize Issuance of Non Convertible For For Management Bonds/Sukuk Up to USD 7.5 Billion 13 Authorize Issuance of Tier 1 Sukuk For For Management Program Up to USD 1.5 Billion 14 Authorize Issuance of Tier 2 Sukuk For For Management Program Up to USD 1.5 Billion 15.1 Approve Stock Ownership Limitations For For Management Re: Foreign Ownership Limits 15.2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- E-MART, INC. Ticker: 139480 Security ID: Y228A3102 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kang Hui-seok as Inside Director For For Management 3.2 Elect Kweon Hyeuk-goo as Inside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- E.SUN FINANCIAL HOLDING CO., LTD. Ticker: 2884 Security ID: Y23469102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Capitalization of Profit and For For Management Employee Bonuses 4 Amend Trading Procedures Governing For For Management Derivatives Products 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect YUNG-JEN HUANG, a Representative For For Management of E.SUN VOLUNTEER AND SOCIAL WELFARE FOUNDATION, with SHAREHOLDER NO.65813, as Non-Independent Director 6.2 Elect JOSEPH N.C. HUANG, a For For Management Representative of E.SUN FOUNDATION, with SHAREHOLDER NO.1, as Non-Independent Director 6.3 Elect JACKSON MAI, a Representative of For For Management HSIN TUNG YANG CO., LTD., with SHAREHOLDER NO.8, as Non-Independent Director 6.4 Elect RON-CHU CHEN, a Representative For For Management of FU-YUAN INVESTMENT CO.,LTD., with SHAREHOLDER NO.123662, as Non-Independent Director 6.5 Elect CHIEN-LI WU, a Representative of For For Management SHANG LI CAR CO.,LTD., with SHAREHOLDER NO.16557, as Non-Independent Director 6.6 Elect MAGI CHEN, with SHAREHOLDER NO. For For Management 3515, as Non-Independent Director 6.7 Elect MAO-CHIN CHEN, with SHAREHOLDER For For Management NO.3215, as Non-Independent Director 6.8 Elect RYH-YAN CHANG, with SHAREHOLDER For For Management NO.P101381XXX, as Independent Director 6.9 Elect CHUN-YAO HUANG, with SHAREHOLDER For For Management NO.D120004XXX, as Independent Director 6.10 Elect YING-HSIN TSAI, with SHAREHOLDER For For Management NO.B220080XXX, as Independent Director 6.11 Elect HUNG-CHANG CHIU, with For For Management SHAREHOLDER NO.A123163XXX, as Independent Director 6.12 Elect RUEY-LIN HSIAO, with SHAREHOLDER For For Management NO.A120288XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Amend Working System for Independent For For Management Directors 3 Amend External Guarantee Management For For Management Method 4 Amend External Investment Management For For Management System 5 Amend Related Party Transaction For For Management Decision-making System -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5.1 Elect Qi Shi as Non-independent For For Management Director 5.2 Elect Chen Kai as Non-independent For For Management Director 5.3 Elect Shi Jia as Non-independent For For Management Director 5.4 Elect Lu Wei as Non-independent For For Management Director 6.1 Elect Chen Gui as Independent Director For For Management 6.2 Elect Xia Lijun as Independent Director For For Management 7.1 Elect Bao Yiqing as Supervisor For For Management 7.2 Elect Huang Liming as Supervisor For For Management -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Capitalization of Capital For For Management Reserves and Profit Distribution 7 Approve Formulation of Shareholder For For Management Dividend Return Plan 8 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EASTERN CO. (EGYPT) Ticker: EAST Security ID: M2932V106 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 5 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 6 Approve Remuneration of Directors For Did Not Vote Management 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Composition of the Board For Did Not Vote Management 9 Approve Related Party Transactions For Did Not Vote Management 10 Approve Charitable Donations for FY For Did Not Vote Management 2020 -------------------------------------------------------------------------------- ECLAT TEXTILE CO., LTD. Ticker: 1476 Security ID: Y2237Y109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: P3661P101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Elect Chairman of Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Elect Meeting Approval Committee For For Management 8 Approve Reallocation of Occasional For Against Management Reserves 9 Approve Dividends Charged to For Against Management Occasional Reserves -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: P3661P101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Amend Regulations on General Meetings For Against Management 6 Elect Chairman of Meeting For For Management 7 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 8 Elect Meeting Approval Committee For For Management 9 Present Board of Directors' Report, None None Management CEO's Evaluation and Compliance with the Corporate Governance Code 10 Present Board of Directors and None None Management Chairman's Report 11 Present Individual and Consolidated None None Management Financial Statements 12 Present Auditor's Report None None Management 13 Approve Management Reports For For Management 14 Approve Individual and Consolidated For For Management Financial Statements 15 Approve Allocation of Income For For Management 16 Amend Bylaws For For Management 17 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- EICHER MOTORS LIMITED Ticker: 505200 Security ID: Y2251M114 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Siddhartha Lal as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Vinod Kumar Dasari as Director For Against Management and Approve Appointment and Remuneration of Vinod Kumar Dasari as Whole-time Director 6 Elect Inder Mohan Singh as Director For For Management 7 Elect Vinod Kumar Aggarwal as Director For For Management 8 Approve Commission to Non-Executive For For Management Directors 9 Approve Payment of Remuneration to S. For For Management Sandilya as Chairman (Non-Executive and Independent Director) 10 Approve Eicher Motors Limited's For Against Management Restricted Stock Unit Plan 2019 11 Approve Extension of Benefits of For Against Management Eicher Motors Limited's Restricted Stock Unit Plan 2019 to the Employees of Subsidiary Companies -------------------------------------------------------------------------------- ELSEWEDY ELECTRIC CO. Ticker: SWDY Security ID: M398AL106 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Standalone and Consolidated For Did Not Vote Management Financial Statements and Statutory Reports for FY 2019 4 Approve Corporate Governance Report For Did Not Vote Management for FY 2019 5 Approve Allocation of Income for FY For Did Not Vote Management 2019 6 Approve Related Party Transactions for For Did Not Vote Management FY 2019 and FY 2020 7 Approve Minutes of Previous Meeting For Did Not Vote Management Held During FY 2019 8 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 9 Approve Sitting Fees and Travel For Did Not Vote Management Allowances of Directors for FY 2020 10 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 11 Approve Charitable Donations for FY For Did Not Vote Management 2019 and FY 2020 -------------------------------------------------------------------------------- EMAAR MALLS PJSC Ticker: EMAARMALLS Security ID: M4026J106 Meeting Date: JUN 21, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Remuneration of Non-Executive For For Management Directors of AED 650,000 Each for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Allow Directors to Engage in For For Management Commercial Transactions with Competitors 9 Elect Director (Cumulative Voting) For Against Management 10 Amend Article 39 of Bylaws Re: The For For Management General Assembly 11 Amend Article 46 of Bylaws Re: For For Management Electronic Voting at The General Assembly 12 Amend Article 57 of Bylaws Re: Interim For For Management Dividends Distribution -------------------------------------------------------------------------------- EMAAR PROPERTIES PJSC Ticker: EMAAR Security ID: M4025S107 Meeting Date: JUN 21, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Remuneration of Directors of For For Management AED 10,128,333 for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Allow Directors to Engage in For For Management Commercial Transactions with Competitors 9 Approve Donations for FY 2020 Up to 2 For For Management Percent of Average Net Profits of FY 2018 and FY 2019 10 Amend Article 39 of Bylaws Re: The For For Management General Assembly 11 Amend Article 46 of Bylaws Re: For For Management Electronic Voting at The General Assembly 12 Amend Article 57 of Bylaws Re: Interim For For Management Dividends Distribution -------------------------------------------------------------------------------- EMAAR, THE ECONOMIC CITY Ticker: 4220 Security ID: M4018S106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Q4 of FY 2020 and Q1 of FY 2021 5 Elect Members of Audit Committee For For Management 6 Amend Nomination and Remuneration For For Management Committee Charter 7 Approve Remuneration of Directors of For For Management SAR 4,002,654 for FY 2019 8 Approve Discharge of Directors for FY For For Management 2019 -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA Ticker: ANDINA.B Security ID: P3697S103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee, their Annual Reports and Expenses Incurred by both Committees 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: P3700H201 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Treatment of Net Loss For For Management 3 Elect Fiscal Council Members For For Management 4 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5 Approve Remuneration of Company's For For Management Management 6 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: P3700H201 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Amend Articles Re: Indemnity Provision For Against Management 3 Consolidate Bylaws For Against Management 4 Approve Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- EMIRATES TELECOMMUNICATIONS GROUP CO. PJSC Ticker: ETISALAT Security ID: M4040L103 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Final Dividends of AED 0.80 For For Management per Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Remuneration of Directors for For Against Management FY 2019 9 Approve Dividend Policy For For Management 10 Approve Charitable Donations Up to 1 For For Management Percent of Average Net Profits for FY 2018 and FY 2019 -------------------------------------------------------------------------------- EMPRESA NACIONAL DE TELECOMUNICACIONES SA Ticker: ENTEL Security ID: P37115105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Dividend Policy For For Management 4 Approve Investment and Financing Policy For For Management 5 Elect Directors For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration and Budget of For For Management Directors' Committee 8 Appoint Auditors and Account Inspectors For For Management 9 Designate Risk Assessment Companies For For Management 10 Receive Report Regarding Related-Party For For Management Transactions 11 Designate Newspaper to Publish Meeting For For Management Announcements 12 Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS CMPC SA Ticker: CMPC Security ID: P3712V107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Dividend Distribution of CLP 5. For For Management 5 per Share c Receive Report Regarding Related-Party For For Management Transactions d Appoint Auditors and Designate Risk For For Management Assessment Companies e Approve Remuneration of Directors; For For Management Approve Remuneration and Budget of Directors' Committee f Receive Dividend Policy and For For Management Distribution Procedures g Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS COPEC SA Ticker: COPEC Security ID: P7847L108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Receive Report Regarding Related-Party For For Management Transactions c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee; Present Report on Directors' Committee Activities e Appoint Auditors and Designate Risk For For Management Assessment Companies f Other Business For Against Management -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: P37186106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL CHILE SA Ticker: ENELCHILE Security ID: P3762G109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors' Committee 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report Re: Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 18 For For Management 3 Designate Diario Oficial da Uniao and For For Management Diario do Comercio de Minas Gerais as Newspapers to Publish Company's Legal Announcements 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Alternate Directors at For For Management Four 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivan Muller Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Perez Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Jose de Almeida Carneiro as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcilio Marques Moreira as Independent Director and Andre La Saigne de Botton as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Omar Carneiro da Cunha Sobrinho as Independent Director and Andre La Saigne de Botton as Alternate 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Alqueres as Independent Director and Andre La Saigne de Botton as Alternate 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 11 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Elect Luciana de Oliveira Cezar Coelho None For Shareholder as Independent Director and Pedro Renato Arruda Stevaux as Alternate Appointed by Preferred Shareholder 13 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 14 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 15 Elect Fiscal Council Members For Abstain Management 16 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 17.1 Elect Artemio Bertholini as Fiscal None For Shareholder Council Member and Atilio Gerson Bertoldi as Alternate Appointed by Preferred Shareholder 17.2 Elect Vania Andrade de Souza as Fiscal None Abstain Shareholder Council Member and Antonio Eduardo Bertolo as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ENERGY ABSOLUTE PUBLIC CO. LTD. Ticker: EA Security ID: Y2290P144 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Directors' Report and None None Management Annual Report 3 Approve Financial Statements For For Management 4 Approve Cancellation of Issuance of For For Management the Remaining Unissued Debentures 5 Approve New Issuance and Offering of For For Management Debentures 6.1 Approve Investment in Land Prosperity For For Management Holding Co., Ltd. by Acquiring Ordinary Shares from Prosperity Gain Holdings Ltd. 6.2 Approve Acquisition of the Leasehold For For Management Right Over the Land Held by Amita Technology (Thailand) Co., Ltd. 7 Approve Allocation of Income and For For Management Dividend Payment 8 Approve Remuneration of Directors For For Management 9.1 Elect Somchainuk Engtrakul as Director For For Management 9.2 Elect Amornsuk Noparumpa as Director For For Management 9.3 Elect Phatcharavat Wongsuwan as For Against Management Director 10 Elect Somphop Keerasuntonpong as For For Management Director 11 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gustavo Henrique Labanca Novo as For For Management Director and Raquel da Fonseca Cantarino as Alternate -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify KPMG Corporate Finance Ltda. as For For Management the Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Ratify Acquisition of Controlling For For Management Stake of Transportadora Associada de Gas SA through Alianca Transportadora de Gas Participacoes SA -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Employees' Bonuses For For Management 4 Approve Remuneration of Company's For For Management Management 5 Designate Noticias do Dia as Newspaper For For Management to Publish Company's Legal Announcements 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Stolle Bahr as Director and Gustavo Henrique Labanca Novo as Alternate 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Karin Koogan Breitman as Independent Director and Manoel Arlindo Zaroni Torres as Alternate 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Richard Jacques Dumas as Director and Leonardo Augusto Serpa as Alternate 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Jorge Tavares Almirante as Director and Raphael Vincent Philippe Barreau as Alternate 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Dirk Achiel Marc Beeuwsaert as Director and Gil de Methodio Maranhao Neto as Alternate 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Simone Cristina de Paola Barbieri as Director and Pierre Jean Bernard Guiollot as Alternate 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo de Resende Salgado as Independent Director and Antonio Alberto Gouvea Vieira as Alternate 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Pais Rangel as Independent Director and Raquel da Fonseca Cantarino as Alternate 9.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Adir Flavio Sviderskei as Director and Rubens Jose Nascimento as Alternate 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Han Jishen as Director For For Management 3a2 Elect Zhang Yuying as Director For For Management 3a3 Elect Wang Dongzhi as Director For For Management 3a4 Elect Jin Yongsheng as Director For For Management 3a5 Elect Law Yee Kwan, Quinn as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For For Management 2 Approve the Non-Granting of New For For Management Options under the Stock Option Plan Approved at the July 21, 2014, EGM -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Eduardo Haiama as Director For For Management 2 Approve 5-for-1 Stock Split For For Management 3 Amend Articles to Reflect Changes in For For Management Share Capital and Authorized Capital 4 Approve Amendment of Regulations of For For Management Issuance of Powers of Attorney and Amend Article 22 Accordingly 5 Consolidate Bylaws For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Amend Article 3 Re: Corporate Purpose For For Management 3 Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ETIHAD ETISALAT CO. Ticker: 7020 Security ID: M4100E106 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Related Party Transactions Re: For For Management Emirates Telecommunications Corporation for FY 2019 7 Approve Related Party Transactions For For Management with Saudi Banks during FY 2019 8 Approve Competitive Business Standards For For Management 9 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- EUROBANK ERGASIAS SA Ticker: EUROB Security ID: X2321W101 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Auditors For For Management 3 Ratify Auditors For For Management 4 Approve Remuneration Policy For For Management 5 Approve Director Remuneration For For Management -------------------------------------------------------------------------------- EUROBANK ERGASIAS SA Ticker: EUROB Security ID: X2321W101 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement and Related For For Management Formalities 2 Amend Company Articles For For Management 3 Ratify Director Appointments None None Management 4 Elect Members of Audit Committee For For Management -------------------------------------------------------------------------------- EVA AIRWAYS CORP. Ticker: 2618 Security ID: Y2361Y107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect LIN, BOU-SHIU, a Representative For For Management of EVERGREEN MARINE CORP. with SHAREHOLDER NO.19 as Non-Independent Director 5.2 Elect CHANG, KUO-HUA, a Representative For For Management of EVERGREEN MARINE CORP. with SHAREHOLDER NO.19 as Non-Independent Director 5.3 Elect KO, LEE-CHING, a Representative For For Management of EVERGREEN INTERNATIONAL CORP. with SHAREHOLDER NO.5414 as Non-Independent Director 5.4 Elect TAI, JIIN-CHYUAN, a For For Management Representative of EVERGREEN INTERNATIONAL CORP. with SHAREHOLDER NO.5414 as Non-Independent Director 5.5 Elect SUN, CHIA-MING, a Representative For For Management of EVERGREEN LOGISTICS CORPORATION with SHAREHOLDER NO.603020 as Non-Independent Director 5.6 Elect LIAO, CHI-WEI, a Representative For For Management of EVERGREEN LOGISTICS CORPORATION with SHAREHOLDER NO.603020 as Non-Independent Director 5.7 Elect CHIEN, YOU-HSIN with SHAREHOLDER For For Management NO.R100061XXX as Independent Director 5.8 Elect HSU, SHUN-HSIUNG with For For Management SHAREHOLDER NO.P121371XXX as Independent Director 5.9 Elect WU, CHUNG-PAO with SHAREHOLDER For For Management NO.G120909XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Basis of Pricing and Issue For For Management Price 2.4 Approve Issue Amount For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder, Actual Controller Regarding Counter-dilution Measures in Connection to the Private Placement 8 Approve Shareholder Return Plan For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Verification Report on the For For Management Usage of Previously Raised Funds 11 Approve Establishment of Special For For Management Account for Raised Funds 12 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Private Placement of Shares 13 Approve External Loan For For Management 14 Approve Provision of Guarantee For For Management 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Audit Report For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Report Usage of Raised For For Management Funds 8 Approve Verification Report on the For For Management Usage of Previously Raised Funds 9 Approve Assessment Plan and For For Management Remuneration of Directors and Senior Management Members 10 Approve to Appoint Auditor For For Management 11 Approve Related Party Transaction For For Management 12 Approve Repurchase and Cancellation of For For Management Stock Option and Performance Shares 13 Amend Articles of Association For For Management 14 Approve Report of the Board of For For Management Supervisors 15 Approve Remuneration of Supervisors For For Management 16 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Phase 2 Equity Incentive Plan For For Management Company Performance Evaluation Indicators 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Engagement of External For For Management Auditors for the Year 2019 -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Qiuming as Director For For Shareholder -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Expected Ordinary Related For For Management Party/Connected Transactions 6 Approve Proposal of Proprietary For For Management Trading Business Scale in 2020 -------------------------------------------------------------------------------- EVERGREEN MARINE CORP. (TAIWAN) LTD. Ticker: 2603 Security ID: Y23632105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Chang Cheng Yung, a For For Management Representative of HUI Corporation, with SHAREHOLDER NO.573001, as Non-independent Director 4.2 Elect Chang Kuo Hua, with SHAREHOLDER For For Management NO.5 as Non-independent Director 4.3 Elect Ko Lee Ching, a Representative For For Management of Evergreen International S.A., with SHAREHOLDER NO.840, as Non-independent Director 4.4 Elect Hsieh Huey Chuan, a For For Management Representative of Evergreen International S.A., with SHAREHOLDER NO.840, as Non-independent Director 4.5 Elect Tai Jiin Chyuan, a For For Management Representative of HUI Corporation, with SHAREHOLDER NO.573001, as Non-independent Director 4.6 Elect Wu Kuang Hui, a Representative For For Management of Evergreen Steel Corporation, with SHAREHOLDER NO.10710, as Non-independent Director 4.7 Elect Yu Fang Lai, with SHAREHOLDER NO. For For Management A102341XXX as Independent Director 4.8 Elect Chang Chia Chee, with For For Management SHAREHOLDER NO.A120220XXX as Independent Director 4.9 Elect Li Chang Chou, with SHAREHOLDER For For Management NO.H121150XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- EXXARO RESOURCES LTD. Ticker: EXX Security ID: S26949107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jeff van Rooyen as Director For For Management 1.2 Re-elect Zwelibanzi Mntambo as Director For For Management 1.3 Re-elect Vuyisa Nkonyeni as Director For For Management 2.1 Re-elect Mark Moffett as Member of the For For Management Audit Committee 2.2 Re-elect Isaac Mophatlane as Member of For For Management the Audit Committee 2.3 Re-elect Ras Myburgh as Member of the For For Management Audit Committee 2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management the Audit Committee 3.1 Re-elect Geraldine Fraser-Moleketi as For For Management Member of the Social and Ethics Committee 3.2 Re-elect Likhapha Mbatha as Member of For For Management the Social and Ethics Committee 3.3 Re-elect Isaac Mophatlane as Member of For For Management the Social and Ethics Committee 3.4 Re-elect Peet Snyders as Member of the For For Management Social and Ethics Committee 4 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with TD Shango as the Designated Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Company 3 Authorise Repurchase of Issued Share For For Management Capital 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report of the For For Management Remuneration Policy -------------------------------------------------------------------------------- FALABELLA SA Ticker: FALABELLA Security ID: P3880F108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Consolidated Balance Sheet For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Auditors' Report For For Management 5 Receive Report on Interim Dividends of None None Management CLP 17 per Share Approved by Board on Dec. 19, 2019 6 Approve Allocation of Income and For For Management Dividends 7 Approve Allocation of Income Which are For For Management no Distributable to Shareholders 8 Approve Dividend Policy For For Management 9 Elect Directors None For Management 10 Approve Remuneration of Directors For For Management 11 Appoint Auditors For For Management 12 Designate Risk Assessment Companies For For Management 13 Receive Report Regarding Related-Party None None Management Transactions 14 Receive Directors Committee's Report None None Management 15 Approve Remuneration of Directors' For For Management Committee 16 Approve Budget of Directors' Committee For For Management 17 Designate Newspaper to Publish For For Management Announcements -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Invest in For Against Management Financial Products and Securities Investments -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Investment For For Management Project of the Raised Funds for Equity Acquisition 2 Approve Comprehensive Credit Line For For Management Business Application -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7.1 Elect Qiu Yapeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- FAR EAST HORIZON LTD. Ticker: 3360 Security ID: Y24286109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FAR EASTERN NEW CENTURY CORP. Ticker: 1402 Security ID: Y24374103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FAR EASTONE TELECOMMUNICATIONS CO., LTD. Ticker: 4904 Security ID: Y7540C108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FENG TAY ENTERPRISE CO., LTD. Ticker: 9910 Security ID: Y24815105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3.a Elect or Ratify Ignacio Trigueros For For Management Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.b Elect or Ratify Antonio Hugo Franck For For Management Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.c Elect or Ratify Ruben Goldberg Javkin For For Management as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.d Elect or Ratify Herminio Blanco For For Management Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.e Elect or Ratify Alberto Felipe Mulas For For Management Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 4 Elect or Ratify Members, Alternates For Against Management and Secretary (Non-Member) of Technical Committee; Verify Independence Classification 5 Approve Remuneration of Technical For For Management Committee Members 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FILA HOLDINGS CORP. Ticker: 081660 Security ID: Y2484W103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors (Bundled) For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- FILA KOREA LTD. Ticker: 081660 Security ID: Y2484W103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Provision of Financial For For Management Assistance 8 Approve Issuance of Corporate Bonds For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Related Party Transaction For For Management 11 Approve Financial Service Agreement For Against Management 12 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- FIRST ABU DHABI BANK PJSC Ticker: FAB Security ID: M7080Z114 Meeting Date: FEB 24, 2020 Meeting Type: Annual Record Date: FEB 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For For Management Dividends of 74 Percent of Share Capital for FY 2019 5 Approve Remuneration of Directors For Against Management 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Elect Directors (Bundled) For Against Management 10 Approve Shariah Supervisory Board For For Management Report and Elect Shariah Supervisory Board Members 11 Amend Articles of Bylaws For Against Management 12 Approve The Renewal of the issuing For For Management programs/Sukuk/Bonds or Create New Programs Up to USD 10 Billion 13 Authorize Issuance of For For Management Bonds/Debentures/Sukuk Up to USD 10 Billion and Issue Additional Tier 1 Bonds Up to USD 1 Billion -------------------------------------------------------------------------------- FIRST CAPITAL SECURITIES CO., LTD. Ticker: 002797 Security ID: Y2R9TR100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Proprietary Investment Scale For For Management Application 8 Approve Issuance of Commercial Papers For For Management 9.1 Approve Related Party Transactions For For Management with Beijing Capital Group Co., Ltd. and Related Parties 9.2 Approve Related Party Transactions For For Management with Huaxi Xinyu Investment Co., Ltd. and Related Parties 9.3 Approve Related Party Transactions For For Management with Zhejiang Hangmin Industry Group Co., Ltd. and Related Parties 9.4 Approve Related Party Transactions For For Management with Nenking Holding Group Co., Ltd. and Related Parties 9.5 Approve Related Party Transactions For For Management with Yinhua Fund Management Co., Ltd. and Its Subsidiaries within the Scope of Consolidated Statements 9.6 Approve Related Party Transactions For For Management with Other Related Parties 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Implementation of Long-Term For Against Management Incentive and Restraint Mechanism 13 Approve Company's Eligibility for For For Management Private Placement of Shares 14.1 Approve Target Subscribers and For For Management Subscription Method 14.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 14.3 Approve Lock-up Period Arrangement For For Management 15 Approve Plan for Private Placement of For For Management New Shares (Revised) 16 Approve Signing of Supplementary For For Management Agreement of Share Subscription Agreement 17 Approve Related Party Transactions in For For Management Connection to Private Placement 18 Approve Feasibility Analysis Draft For For Management Report on the Use of Proceeds (Revised) 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 20 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement 21 Approve Extension in Authorization for For For Management Board and Management to Handle All Matters Related to Private Placement -------------------------------------------------------------------------------- FIRST FINANCIAL HOLDING CO. LTD. Ticker: 2892 Security ID: Y2518F100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- FIRSTRAND LTD. Ticker: FSR Security ID: S5202Z131 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Tandi Nzimande as Director For For Management 1.2 Re-elect Mary Bomela as Director For For Management 1.3 Re-elect Grant Gelink as Director For For Management 1.4 Re-elect Faffa Knoetze as Director For For Management 1.5 Elect Louis von Zeuner as Director For For Management 2.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2.1 Approve Financial Assistance to For For Management Directors and Prescribed Officers as Employee Share Scheme Beneficiaries 2.2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Remuneration of Non-executive For For Management Directors 5 Approve Report on Company's Assessment Against For Shareholder of its Exposure to Climate-Related Risks by no later than October 2020 6 Adopt and Publicly Disclose a Policy For For Shareholder on Fossil Fuel Lending by no later than October 2020 -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report Auditor 7 Approve Use of Idle Own Funds to For Against Management Purchase Financial Products 8 Approve Change in Registered Address For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Working System for Independent For For Management Directors 14 Amend Working Rules of President of For For Management the Company -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2017 Financial Statements and For Against Management Statutory Reports 2 Approve Discharge of Board for FY2017 Against Against Management 3 Approve Discharge of Board and For Against Management Auditors in Relation to Drafting and Special Audit of Restated 2017 Financial Statements 4 Approve Auditors and Fix Their For Against Management Remuneration for 2018 5 Approve Director Remuneration for 2017 For For Management and Pre-approve Director Remuneration for 2018 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management 8 Approve Guarantees to Subsidiaries For Against Management 9 Amend Article 9: Board-Related For For Management 10 Other Business For Against Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors and Fix Their For For Management Remuneration for 2018 2 Other Business For Against Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For Against Management 2 Approve Remuneration Policy For Against Management 3 Other Business For Against Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Approve Remuneration Policy For For Management 3 Ratify Director Appointments For For Management 4 Elect Members of Audit Committee For For Management (Bundled) 5 Approve Sale of Dufry AG Shares For Against Management 6 Elect Directors (Bundled Dissident None Against Shareholder Slate) 7 Receive Information on Financial and For For Management Property Status, Legal Actions, and Actions for the Rehabilitation of the Company 8 Other Business For Against Management -------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO SAB DE CV Ticker: FEMSAUBD Security ID: P4182H115 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors and Secretaries, For For Management Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration 5 Elect Members and Chairmen of Planning For For Management and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FORD OTOMOTIV SANAYI AS Ticker: FROTO Security ID: M7608S105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Ratify Director Appointments For Against Management 3 Approve Dividends For For Management 4 Wishes None None Management -------------------------------------------------------------------------------- FORD OTOMOTIV SANAYI AS Ticker: FROTO Security ID: M7608S105 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For Against Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Amend Articles 6 and 8 Re: Capital For For Management Related 9 Elect Directors For Against Management 10 Approve Remuneration Policy and For For Management Director Remuneration for 2019 11 Approve Director Remuneration For Against Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- FORMOSA CHEMICALS & FIBRE CORP. Ticker: 1326 Security ID: Y25946107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- FORMOSA PETROCHEMICAL CORP. Ticker: 6505 Security ID: Y2608S103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FORMOSA PLASTICS CORP. Ticker: 1301 Security ID: Y26095102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FORMOSA TAFFETA CO., LTD. Ticker: 1434 Security ID: Y26154107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect WANG,WUN-YUAN (Wong Wen-Yuan), a None For Shareholder Representative of FORMOSA CHEMICALS AND FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director 4.2 Elect SIE,SHIH-MING (Hsie Shih-Ming), None For Shareholder a Representative of KAIFU INDUSTRIAL CO., LTD. with SHAREHOLDER NO.0208207, as Non-independent Director 4.3 Elect HONG,FU-YUAN, a Representative None Against Shareholder of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.4 Elect LYU,WUN-JIN (Lu, Wen-Chin), a None Against Shareholder Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.5 Elect LI,MIN-JHANG (Lee Ming-Chang), a None For Shareholder Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.6 Elect CAI,TIAN-SYUAN (Tsai None Against Shareholder Tien-Shuan), a Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director 4.7 Elect LI,MAN-CHUN (Lee Man-Chun), a None Against Shareholder Representative of CHANGHUA COUNTY PRIVATE LAI SHUWANG SOCIAL WELFARE CHARITY FOUNDATION with SHAREHOLDER NO. 0014515, as Non-independent Director 4.8 Elect SIE,MING-DE (Hsieh Ming-Der), None Against Shareholder with SHAREHOLDER NO.0000090 as Non-independent Director 4.9 Elect LIN,SHENG-JHONG (Lin None For Shareholder Sheng-Chung) with SHAREHOLDER NO. N100131XXX as Independent Director 4.10 Elect GUO,NIAN-SYONG (Kuo None For Shareholder Nein-Hsiung), with SHAREHOLDER NO. E101555XXX as Independent Director 4.11 Elect GUO,JIA-CI (Kuo Chia-Chi) , with None For Shareholder SHAREHOLDER NO.0218419 as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253116 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Susan Ludolph as Director For For Management 1.2 Elect Vuyiswa Mutshekwane as Director For For Management 1.3 Elect Ian Vorster as Director For For Management 1.4 Elect Donnovan Pydigadu as Director For For Management 2 Re-elect Bongiwe Njobe as Director For For Management 3 Re-elect Djurk Venter as Director For For Management 4.1 Re-elect Robin Lockhart-Ross as Member For For Management of the Audit Committee 4.2 Elect Susan Ludolph as Member of the For For Management Audit Committee 4.3 Re-elect Jan Potgieter as Member of For For Management the Audit Committee 4.4 Re-elect Djurk Venter as Member of the For For Management Audit Committee 5 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Leon Taljaard as the Designated Audit Partner 6 Authorise Board to Issue Shares for For For Management Cash 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.1 Authorise Repurchase of Equal Number For For Management FFA Shares and FFB Shares 2.2 Authorise Repurchase of the FFA Shares For For Management 2.3 Authorise Repurchase of the FFB Shares For For Management 3 Approve Financial Assistance for the For For Management Purchase of Subscription for its Shares to a BEE Entity 4 Approve Non-executive Directors' For For Management Remuneration 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253116 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conditional Share Plan For For Management 1 Authorise Issue of Shares in Terms of For For Management Section 41(1) of the Companies Act in Respect of the Conditional Share Plan 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD. Ticker: 603288 Security ID: Y23840104 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pang Kang as Non-Independent For For Management Director 1.2 Elect Cheng Xue as Non-Independent For For Management Director 1.3 Elect Chen Junyang as Non-Independent For For Management Director 1.4 Elect Wen Zhizhou as Non-Independent For For Management Director 1.5 Elect He Tingwei as Non-Independent For For Management Director 1.6 Elect Huang Shuliang as For For Management Non-Independent Director 2.1 Elect Zhu Tao as Independent Director For For Management 2.2 Elect Sun Zhanli as Independent For For Management Director 2.3 Elect Chao Gang as Independent Director For For Management 3.1 Elect Chen Min as Supervisor For For Management 3.2 Elect Li Jun as Supervisor For For Management -------------------------------------------------------------------------------- FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD. Ticker: 603288 Security ID: Y23840104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Director and For For Management Supervisors 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Funds for For Against Management Entrusted Asset Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Grant of Specific Mandate to For Against Management Issue New Award Shares and Related Transactions 1b Approve Grant of Award Shares Pursuant For Against Management to the Share Award Scheme to Selected Participants 1c Authorize Board to Deal with All For Against Management Matters in Relation to Issuance and Allotment of the New Award Shares Pursuant to the Share Award Scheme 2 Adopt the Tranche 1 Employee Share For Against Management Option Incentive Scheme of Shanghai Yuyuan Tourist Mart (Group) Co., Ltd and Related Transactions 3 Adopt Share Option Scheme of Fosun For Against Management Tourism Group and Related Transactions -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Qiyu as Director For For Management 3b Elect Qin Xuetang as Director For For Management 3c Elect Chen Shucui as Director For For Management 3d Elect Zhang Huaqiao as Director For For Management 3e Elect Lee Kai-Fu as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Scheme and Old Share Option Scheme 9a Approve Issuance of New Award Shares For Against Management to Computershare Hong Kong Trustees Limited to Hold on Trust For Selected Participants For Participation in the Share Award Scheme and Related Transactions 9b Approve Grant of Award Shares to Chen For Against Management Qiyu Under the Share Award Scheme 9c Approve Grant of Award Shares to Xu For Against Management Xiaoliang Under the Share Award Scheme 9d Approve Grant of Award Shares to Qin For Against Management Xuetang Under the Share Award Scheme 9e Approve Grant of Award Shares to Gong For Against Management Ping Under the Share Award Scheme 9f Approve Grant of Award Shares to Zhang For Against Management Shengman Under the Share Award Scheme 9g Approve Grant of Award Shares to Zhang For Against Management Huaqiao Under the Share Award Scheme 9h Approve Grant of Award Shares to David For Against Management T. Zhang Under the Share Award Scheme 9i Approve Grant of Award Shares to Lee For Against Management Kai-Fu Under the Share Award Scheme 9j Approve Grant of Award Shares to Zhang For Against Management Houlin Under the Share Award Scheme 9k Approve Grant of Award Shares to Li For Against Management Tao Under the Share Award Scheme 9l Approve Grant of Award Shares to Jin For Against Management Hualong Under the Share Award Scheme 9m Approve Grant of Award Shares to Mu For Against Management Haining Under the Share Award Scheme 9n Approve Grant of Award Shares to For Against Management Selected Participants Under the Share Award Scheme 9o Authorize Board to Deal With All For Against Management Matters in Relation to the Issuance of the New Award Shares Under the Share Award Scheme -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Hua as Non-Independent For For Shareholder Director 2 Elect Gao Li as Non-Independent For For Shareholder Director 3 Elect He Yagang as Non-Independent For For Shareholder Director 4 Elect Liao Hang as Non-Independent For For Shareholder Director 5 Elect Wang Huiwen as Non-Independent For For Shareholder Director 6 Elect Hu Bin as Non-Independent For For Shareholder Director 7 Elect Ye Lin as Independent Director For For Shareholder 8 Elect Li Minggao as Independent For For Shareholder Director 9 Elect Lv Wendong as Independent For For Shareholder Director 10 Elect Yong Ping as Supervisor For For Shareholder 11 Elect Zeng Yuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Performance Assessment and For For Management Remuneration of Directors 8 Approve Performance Assessment and For For Management Remuneration of Supervisors 9 Approve Performance Assessment and For For Management Remuneration of Senior Management Members 10 Approve Credit Line Applications from For Against Management Various Financial Institutions 11 Approve to Appoint Auditor and For For Management Internal Control Auditor 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Taiyu as Non-Independent For For Management Director -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares and Stock Options 9 Approve Cancellation of Stock Option For For Shareholder and Performance Shares as well as Repurchase and Cancellation of Performance Shares 10 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- FOXCONN TECHNOLOGY CO., LTD. Ticker: 2354 Security ID: Y3002R105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Audited For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- FRASER & NEAVE HOLDINGS BHD. Ticker: 3689 Security ID: Y26429103 Meeting Date: JAN 20, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Badarudin Jamalullail as Director For For Management 3 Elect Lee Kong Yip as Director For For Management 4 Elect Jorgen Bornhoft as Director For For Management 5 Elect Hui Choon Kit as Director For For Management 6 Approve Directors' Fees and Benefits For For Management 7 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Share Repurchase Program For For Management 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment on 2018 Profit For For Management Distribution Plan -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Plan to Raise Long Term Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6.1 Elect Richard M.Tsai, with SHAREHOLDER For For Management NO.4 as Non-independent Director 6.2 Elect Daniel M.Tsai, with SHAREHOLDER For For Management NO.3 as Non-independent Director 6.3 Elect Eric Chen, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.4 Elect Howard Lin, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.5 Elect Jerry Harn, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.6 Elect Ben Chen, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72 as Non-independent Director 6.7 Elect Jia-Jen Chen, a Representative For For Management of Taipei City Government, with SHAREHOLDER NO.297306, as Non-independent Director 6.8 Elect Hsiu-Hui Yuan, a Representative For For Management of Taipei City Government, with SHAREHOLDER NO.297306, as Non-independent Director 6.9 Elect Ruey-Cherng Cheng, a For For Management Representative of Taipei City Government, with SHAREHOLDER NO. 297306, as Non-independent Director 6.10 Elect Ming-Je Tang, with SHAREHOLDER For For Management NO.255756 as Independent Director 6.11 Elect Shin-Min Chen, with SHAREHOLDER For For Management NO.J100657XXX as Independent Director 6.12 Elect Alan Wang, with SHAREHOLDER NO. For For Management F102657XXX as Independent Director 6.13 Elect Shu-Hsing Li, with SHAREHOLDER For For Management NO.R120428XXX as Independent Director 6.14 Elect Jung-Feng Chang, with For For Management SHAREHOLDER NO.H101932XXX as Independent Director 6.15 Elect Lee, Roy Chun, with SHAREHOLDER For For Management NO.F121054XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Richard M. Tsai 8 Approve Release of Restrictions of For For Management Competitive Activities of Daniel M.Tsai 9 Approve Release of Restrictions of For For Management Competitive Activities of Ming-Je Tang 10 Approve Release of Restrictions of For For Management Competitive Activities of Eric Chen 11 Approve Release of Restrictions of For For Management Competitive Activities of Jerry Harn 12 Approve Release of Restrictions of For For Management Competitive Activities of Ben Chen 13 Approve Release of Restrictions of For For Management Competitive Activities of a Representative of Taipei City Government -------------------------------------------------------------------------------- FUTURE LAND DEVELOPMENT HOLDINGS LIMITED Ticker: 1030 Security ID: G3701A106 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Subsidiary Share Incentive For Against Management Scheme of Seazen Holdings Co., Ltd. 2 Approve Change of Company Name For For Management 3 Adopt Amended and Restated Memorandum For For Management and Articles of Association to Reflect the Change of Company Name -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ye Shu as Director For For Management 2 Elect Ma Weihua as Supervisor For For Management 3.01 Elect Liu Jing as Director For For Management 3.02 Elect Qu Wenzhou as Director For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2020 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution for 2020 8 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 9 Approve Entrusted Wealth Management For For Management with Self-Owned Funds -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2020 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution for 2020 8 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 9 Approve Entrusted Wealth Management For For Management with Self-Owned Funds -------------------------------------------------------------------------------- G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD. Ticker: 603444 Security ID: Y2688G102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Own Funds for Cash For For Management Management 7 Approve to Appoint Auditor For For Management 8 Approve Decrease of Registered Capital For For Management and Amend Articles of Association 9 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- GAIL (INDIA) LIMITED Ticker: 532155 Security ID: Y2R78N114 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- GAIL (INDIA) LIMITED Ticker: 532155 Security ID: Y2R78N114 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect P. K. Gupta as Director For For Management 4 Reelect Gajendra Singh as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Joint Statutory Auditors 6 Elect A. K. Tiwari as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Material Related Party For For Management Transactions with Petronet LNG Limited 9 Amend Articles of Association For Against Management 10 Reelect Anupam Kulshreshtha as Director For For Management 11 Reelect Sanjay Tandon as Director For For Management 12 Reelect S. K. Srivastava as Director For For Management -------------------------------------------------------------------------------- GAMUDA BERHAD Ticker: 5398 Security ID: Y2679X106 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Remuneration of Directors For For Management (Excluding Directors' Fees) 3 Elect Lin Yun Ling as Director For For Management 4 Elect Afwida binti Tunku A. Malek as For For Management Director 5 Elect Nazli binti Mohd Khir Johari as For For Management Director 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- GAMUDA BERHAD Ticker: 5398 Security ID: Y2679X106 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of New Shares Under For For Management the Dividend Reinvestment Plan -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Bank For For Management Facilities and Provision of Guarantees by the Company and Its Wholly-Owned Subsidiary 2 Approve Reduction of Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in For For Management Austria-Based RIM Company and Related Party Transaction 2 Approve Capital Increase of the For For Management Wholly-Owned Subsidiary GFL International in its Wholly-Owned Subsidiary Netherlands Ganfeng 3 Approve Subscription of Certain Equity For Against Management Involving Investment in Mining Rights and Capital Increase in Argentina Minera Exar by the Wholly-Owned Subsidiary of GFL International Netherlands Ganfeng and Related Party Transaction 4 Approve Subscription of Certain Equity For Against Management in Exar Capital, Provision of Financial Assistance by the Wholly-Owned Subsidiary GFL International and Related Party Transaction 5.01 Elect Li Liangbin as Director For For Management 5.02 Elect Wang Xiaoshen as Director For For Management 5.03 Elect Deng Zhaonan as Director For For Management 5.04 Elect Ge Zhimin as Director For For Management 5.05 Elect Yu Jianguo as Director For For Management 5.06 Elect Yang Juanjuan as Director For For Management 6.01 Elect Liu Jun as Director For For Management 6.02 Elect Wong Sze Wing as Director For For Management 6.03 Elect Xu Yixin as Director For For Management 6.04 Elect Xu Guanghua as Director For For Management 7.01 Elect Zou Jian as Supervisor For For Management 7.02 Elect Guo Huaping as Supervisor For For Management 8 Approve Establishment of For For Management Sustainability Committee -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Proposed Change to the For For Management Validity Period of the A Share Convertible Bonds Issuance Plan -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Proposed Change to the For For Management Validity Period of the A Share Convertible Bonds Issuance Plan -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report, Summary of For For Management the Annual Report and Annual Results Announcement 4 Approve 2019 Financial Report For For Management 5 Approve Ernst & Young Hua Ming as For For Management Domestic Auditor and Internal Control Auditor and Ernst & Young as Overseas Auditor 6 Approve Determination of Directors' For For Management and Senior Management Members Emoluments 7 Approve Determination of Supervisors' For For Management Emoluments 8 Approve 2019 Profit Distribution For For Management Proposal 9 Approve 2020 Continuing Related-Party For For Management Transactions 10 Approve Foreign Exchange Hedging For For Management Business by the Company and Its Subsidiaries 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Approve General Mandate to Issue For Against Management Domestic and Overseas Debt Financing Instruments 13 Approve Industrial Investment For For Management Conducted by Havelock Mining Investment Limited 14 Approve Application for Bank For Against Management Facilities and Provision of Guarantees by the Company and Its Subsidiaries -------------------------------------------------------------------------------- GAZPROM PJSC Ticker: GAZP Security ID: X3123F106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 15.24 per For For Management Share 5 Ratify Auditor For For Management 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For For Management Audit Commission 8 Amend Charter For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve New Edition of Regulations on For For Management Audit Commission 11.1 Elect Andrei Akimov as Director None Against Management 11.2 Elect Viktor Zubkov as Director None Against Management 11.3 Elect Timur Kulibaev as Director None Against Management 11.4 Elect Denis Manturov as Director None Against Management 11.5 Elect Vitalii Markelov as Director None Against Management 11.6 Elect Viktor Martynov as Director None Against Management 11.7 Elect Vladimir Mau as Director None Against Management 11.8 Elect Aleksei Miller as Director None Against Management 11.9 Elect Aleksandr Novak as Director None Against Management 11.10 Elect Dmitrii Patrushev as Director None Against Management 11.11 Elect Mikhail Sereda as Director None Against Management 12.1 Elect Vadim Bikulov as Member of Audit For For Management Commission 12.2 Elect Aleksandr Gladkov as Member of For For Management Audit Commission 12.3 Elect Ilia Karpov as Member of Audit For For Management Commission 12.4 Elect Margarita Mironova as Member of For For Management Audit Commission 12.5 Elect Karen Oganian as Member of Audit For For Management Commission 12.6 Elect Dmitrii Pashkovskii as Member of For For Management Audit Commission 12.7 Elect Sergei Platonov as Member of For For Management Audit Commission 12.8 Elect Tatiana Fisenko as Member of For For Management Audit Commission 12.9 Elect Pavel Shumov as Member of Audit For For Management Commission -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan 2 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement 3 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Private Placement -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Provision of Counter-Guarantee For For Management 3 Approve Increase in Registered Capital For For Management and Amend Articles of Association 4 Approve Development of Asset Pooling For Against Management Business 5 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 6.1 Approve Share Type and Par Value For For Shareholder 6.2 Approve Issue Manner and Issue Time For For Shareholder 6.3 Approve Issue Price and Pricing Basis For For Shareholder 6.4 Approve Issue Size For For Shareholder 6.5 Approve Target Subscribers and Its For For Shareholder Relationship with the Company 6.6 Approve Lock-up Period Arrangements For For Shareholder 6.7 Approve Amount and Use of Proceeds For For Shareholder 6.8 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 6.9 Approve Listing Exchange For For Shareholder 6.10 Approve Resolution Validity Period For For Shareholder 7 Approve Private Placement of Shares For For Shareholder 8 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 9 Approve Report on the Usage of For For Shareholder Previously Raised Funds 10 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Signing of Share Subscription For For Shareholder Agreement 12 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For Against Management Application and Provision of Guarantee 8 Approve Provision of Counter-Guarantee For For Management 9 Approve Investment and Construction of For For Management 60GW Module and Supporting Industrial Base Project 10 Approve Foreign Exchange Forward For For Management Transaction Business 11 Approve Cancellation of Stock Option For For Management Incentive Plan and Performance Share Incentive Plan as well as Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Liquidation For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Bankruptcy For For Management Liquidation of Guodian Xuanwei Power Generation Co.,Ltd. 2 Approve Bankruptcy Reorganization Plan For For Management of Guodian Xuanwei Power Generation Co. ,Ltd. -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Guoyue as Non-independent For For Management Director 1.2 Elect Lv Zhiren as Non-independent For For Management Director 1.3 Elect Xiao Chuangying as For For Management Non-independent Director 1.4 Elect Luan Baoxing as Non-independent For For Management Director 1.5 Elect Liu Yan as Non-independent For For Management Director 2.1 Elect Liu Xuehai as Supervisor For For Management 2.2 Elect Wang Dong as Supervisor For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Daily Related Party Transaction For Against Management 8 Approve Appointment of Auditor For For Management 9 Approve Provision of Financing For For Management Guarantee 10 Approve Financing from Financial For For Management Institutions 11 Approve Financing of Company's Unit For For Management from Financial Institutions 12 Approve Issuance of Debt Financing For Against Management Instruments 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GDS HOLDINGS LIMITED Ticker: GDS Security ID: 36165L108 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William Wei Huang For Against Management 2 Elect Director Bin Yu For For Management 3 Elect Director Zulkifli Baharudin For For Management 4 Ratify KPMG Huazhen LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GEELY AUTOMOBILE HOLDINGS LIMITED Ticker: 175 Security ID: G3777B103 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Shu Fu as Director For For Management 4 Elect Li Dong Hui, Daniel as Director For For Management 5 Elect Lee Cheuk Yin, Dannis as Director For For Management 6 Elect Wang Yang as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Grant Thornton Hong Kong For For Management Limited as Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Yebi as Independent Director For For Management -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report For For Management 7 Approve External Guarantee For Against Management 8 Approve Issuance of Debt Financing For Against Management Instruments -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ling Ke as Non-Independent For For Management Director 1.2 Elect Huang Juncan as Non-Independent For For Management Director 1.3 Elect Chen Aihong as Non-Independent For For Management Director 1.4 Elect Chen Bi'an as Non-Independent For For Management Director 1.5 Elect Sun Juyi as Non-Independent For For Management Director 1.6 Elect Xu Jiajun as Non-Independent For For Management Director 1.7 Elect Lin Shengde as Non-Independent For For Management Director 1.8 Elect Luo Sheng as Non-Independent For For Management Director 1.9 Elect Wei Chuanjun as Non-Independent For For Management Director 1.10 Elect Chen Jin as Independent Director For For Management 1.11 Elect Wang Tianguang as Independent For For Management Director 1.12 Elect Hu Yebi as Independent Director For For Management 1.13 Elect Gu Feng as Independent Director For For Management 1.14 Elect Lv Zhiwei as Independent Director For For Management 2.1 Elect Hu Xiangqun as Supervisor For For Management 2.2 Elect Xu Qian as Supervisor For For Management 2.3 Elect Xi You as Supervisor For For Management -------------------------------------------------------------------------------- GENSCRIPT BIOTECH CORP. Ticker: 1548 Security ID: G3825B105 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Wang Luquan as Director For For Management 2A2 Elect Pan Yuexin as Director For For Management 2A3 Elect Dai Zumian as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GENTING BERHAD Ticker: 3182 Security ID: Y26926116 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Foong Cheng Yuen as Director For For Management 5 Elect R. Thillainathan as Director For For Management 6 Elect Tan Kong Han as Director For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- GENTING MALAYSIA BERHAD Ticker: 4715 Security ID: Y2698A103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Lim Kok Thay as Director For For Management 5 Elect Mohd Zahidi bin Hj Zainuddin as For For Management Director 6 Elect Teo Eng Siong as Director For For Management 7 Elect Lee Choong Yan as Director For For Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- GENTING PLANTATIONS BERHAD Ticker: 2291 Security ID: Y26930100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits-In-Kind For For Management 4 Elect Lim Keong Hui as Director For For Management 5 Elect Quah Chek Tin as Director For For Management 6 Elect Yong Chee Kong as Director For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF115 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF107 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF115 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Directors' Report For For Management 2 Approve 2019 Supervisory Committee's For For Management Report 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP For Against Management (Special General Partnership) as PRC Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration 7 Approve 2020 Proprietary Investment For For Management Quota 8 Approve 2020 Expected Daily Related For For Management Party Transactions 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 12 Amend Working System for Independent For For Management Directors 13.1 Elect Li Xiulin as Director For For Shareholder 13.2 Elect Shang Shuzhi as Director For For Shareholder 13.3 Elect Liu Xuetao as Director For For Shareholder 13.4 Elect Fan Lifu as Director For For Shareholder 13.5 Elect Hu Bin as Director For For Shareholder 13.6 Elect Leung Shek Ling Olivia as For For Shareholder Director 13.7 Elect Li Wenjing as Director For For Shareholder 13.8 Elect Sun Shuming as Director For For Shareholder 13.9 Elect Qin Li as Director For For Shareholder 13.10 Elect Sun Xiaoyan as Director For For Shareholder 14.1 Elect Lai Jianhuang as Supervisor For For Management 14.2 Elect Xie Shisong as Supervisor For For Management 14.3 Elect Lu Xin as Supervisor For For Management 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Directors' Report For For Management 2 Approve 2019 Supervisory Committee's For For Management Report 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP For Against Management (Special General Partnership) as PRC Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration 7 Approve 2020 Proprietary Investment For For Management Quota 8 Approve 2020 Expected Daily Related For For Management Party Transactions 9 Amend Working System for Independent For For Management Directors 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Li Xiulin as Director For For Shareholder 14.2 Elect Shang Shuzhi as Director For For Shareholder 14.3 Elect Liu Xuetao as Director For For Shareholder 14.4 Elect Fan Lifu as Director For For Shareholder 14.5 Elect Hu Bin as Director For For Shareholder 14.6 Elect Leung Shek Ling Olivia as For For Shareholder Director 14.7 Elect Li Wenjing as Director For For Shareholder 14.8 Elect Sun Shuming as Director For For Shareholder 14.9 Elect Qin Li as Director For For Shareholder 14.10 Elect Sun Xiaoyan as Director For For Shareholder 15.1 Elect Lai Jianhuang as Supervisor For For Management 15.2 Elect Xie Shisong as Supervisor For For Management 15.3 Elect Lu Xin as Supervisor For For Management -------------------------------------------------------------------------------- GIANT MANUFACTURING CO., LTD. Ticker: 9921 Security ID: Y2708Z106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GIANT NETWORK GROUP CO. LTD. Ticker: 002558 Security ID: Y1593Y109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Amend Articles of Association For For Shareholder 9 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors 12 Approve Allowance of Independent For For Shareholder Directors 13.1 Elect Shi Yuzhu as Non-Independent For For Shareholder Director 13.2 Elect Liu Wei as Non-Independent For For Shareholder Director 13.3 Elect Qu Fabing as Non-Independent For For Shareholder Director 13.4 Elect Ying Wei as Non-Independent For For Shareholder Director 14.1 Elect Hu Jianji as Independent Director For For Shareholder 14.2 Elect Zhang Yongye as Independent For For Shareholder Director 14.3 Elect Gong Yan as Independent Director For For Shareholder 15.1 Elect Zhu Yongming as Supervisor For For Shareholder 15.2 Elect Zeng Zheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 8 Approve Use of Idle Own Funds to For Against Management Conduct Cash Management 9 Approve Daily Related-Party For For Management Transaction Framework Agreement and Relevant Daily Related-Party Transaction Limits 10 Elect Cheng Taiyi as Non-Independent For For Shareholder Director 11 Approve Change of Registered Capital For For Management and Amend Articles of Association 12 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- GLENMARK PHARMACEUTICALS LIMITED Ticker: 532296 Security ID: Y2711C144 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Glenn Saldanha as Director For Against Management 5 Reelect Cherylann Pinto as Director For For Management 6 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 7 Elect Sona Saira Ramasastry as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED Ticker: GPSC Security ID: Y2715Q123 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results and For For Management Approve Financial Statements 2 Approve Allocation of Income, Omission For For Management of Dividend Payment and Acknowledge Interim Dividend Payment 3 Approve Remuneration of Directors For For Management 4 Approve PricewaterhouseCoopers ABAS For Against Management Company Limited as Auditor and Authorize Board to Fix Their Remuneration 5.1 Elect Kurujit Nakornthap as Director For For Management 5.2 Elect Atikom Terbsiri as Director For For Management 5.3 Elect Boonchai Chunhawiksit as Director For For Management 5.4 Elect Wirat Uanarumit as Director For For Management 5.5 Elect Saowanee Kamolbutr as Director For For Management 5.6 Elect Somchai Meesen as Director For For Management 6 Approve Debentures Issuance Plan For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- GLOBALWAFERS CO., LTD. Ticker: 6488 Security ID: Y2722U109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Endorsement and For Against Management Guarantees 5.1 Elect Hsien-Chin Chiu with ID No. For For Management A124471XXX as Independent Director -------------------------------------------------------------------------------- GLOBANT SA Ticker: GLOB Security ID: L44385109 Meeting Date: APR 03, 2020 Meeting Type: Annual/Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers, For For Management Societe Cooperative as Auditor for Annual Accounts 8 Appoint Price Waterhouse & Co. S.R.L. For For Management as Auditor for Consolidated Accounts 9 Reelect Martin Gonzalo Umaran as For For Management Director 10 Reelect Guibert Andres Englebienne as For For Management Director 11 Reelect Linda Rottenberg as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Amend Article 10.2 of the Articles of For Against Management Association 3 Amend Article 10.8 of the Articles of For For Management Association -------------------------------------------------------------------------------- GLOBE TELECOM, INC. Ticker: GLO Security ID: Y27257149 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Stockholders' For For Management Meeting held on April 23, 2019 2 Approve the Annual Report of Officers For For Management and Audited Financial Statements 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management Adopted During the Preceding Year 4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management Director 4.2 Elect Delfin L. Lazaro as Director For Against Management 4.3 Elect Lang Tao Yih, Arthur as Director For Against Management 4.4 Elect Fernando Zobel de Ayala as For Against Management Director 4.5 Elect Jose Teodoro K. Limcaoco as For Against Management Director 4.6 Elect Romeo L. Bernardo as Director For Against Management 4.7 Elect Ernest L. Cu as Director For For Management 4.8 Elect Samba Natarajan as Director For Against Management 4.9 Elect Saw Phaik Hwa as Director For For Management 4.10 Elect Cirilo P. Noel as Director For For Management 4.11 Elect Rex Ma. A. Mendoza as Director For For Management 5 Approve Independent Auditors and For For Management Fixing of Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Resolution For For Management Validity Period in Connection to Private Placement of Shares 2 Approve Adjustment on Authorization For For Management Period in Connection to Private Placement of Shares -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Price and Pricing Basis For For Management 1.3 Approve Lock-up Period For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Change in Registered Capital, For For Management Change in Business Scope and Amend Articles of Association 9.1 Elect Diao Zhizhong as Non-independent For For Management Director 9.2 Elect Yuan Zhenggang as For For Management Non-independent Director 9.3 Elect Wang Aihua as Non-independent For For Management Director 9.4 Elect Liu Qian as Non-independent For For Management Director 9.5 Elect He Ping as Non-independent For For Management Director 9.6 Elect Wu Zuomin as Non-independent For For Management Director 10.1 Elect Guo Xinping as Independent For For Management Director 10.2 Elect Ma Yongyi as Independent Director For For Management 10.3 Elect Chai Mingang as Independent For For Management Director 11.1 Elect Wang Jinhong as Supervisor For For Shareholder 11.2 Elect Liao Lianghan as Supervisor For For Shareholder -------------------------------------------------------------------------------- GODREJ CONSUMER PRODUCTS LIMITED Ticker: 532424 Security ID: Y2732X135 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Nadir Godrej as Director For For Management 4 Reelect Jamshyd Godrej as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Narendra Ambwani as Director For For Management 7 Reelect Aman Mehta as Director For For Management 8 Reelect Omkar Goswami as Director For For Management 9 Reelect Ireena Vittal as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Nisaba Godrej as Whole-time Director 11 Approve Reappointment and Remuneration For For Management of Vivek Gambhir as Managing Director & CEO -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Bin as Non-Independent For For Management Director 1.2 Elect Jiang Long as Non-Independent For For Management Director 1.3 Elect Duan Huilu as Non-Independent For For Management Director 1.4 Elect Liu Chengmin as Non-Independent For For Management Director 2.1 Elect Xia Shanhong as Independent For For Management Director 2.2 Elect Wang Tianmiao as Independent For For Management Director 2.3 Elect Wang Kun as Independent Director For For Management 3 Approve Remuneration of Directors and For For Management Allowance of Independent Directors 4 Elect Sun Hongbin as Supervisor For For Management -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Provision of Internal For For Management Insurance and External Loans 8 Approve Financial Derivate Trading For For Management Business 9 Approve to Appoint Auditor For For Management 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 12 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GOME RETAIL HOLDINGS LIMITED Ticker: 493 Security ID: G3978C124 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zou Xiao Chun as Director For For Management 3 Elect Lee Kong Wai, Conway as Director For For Management 4 Elect Wang Gao as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Article 6 For For Management 1.2 Amend Article 20 For For Management 1.3 Amend Article 44 For For Management 1.4 Amend Article 113 For For Management 2.1 Elect Zhu Laibin as Non-Independent For For Management Director 2.2 Elect Zhang Zuoxue as Non-Independent For For Management Director -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report and For For Management Audit Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Application of Loan Credit For For Management Lines 7 Approve Provision of Guarantees to For For Management Subsidiary 8 Approve Provision of Guarantees to For For Management Joint Venture Real Estate Project 9 Approve External Financial Assistance For For Management Provision 10 Approve Authorization to Provide For For Management Financial Assistance to a Project Company 11 Approve Daily Related-party For For Management Transactions 12 Approve Deposit and Loans Related For Against Management Party Transactions with Finance Company 13 Approve Loan Application from COFCO For For Management Land Management Co., Ltd. and Other Related Matters 14 Approve Loan Application from Yu Chuan For For Management Co., Ltd. and Other Related Matters 15 Approve Loan Application from Pengli For For Management International Group Co., Ltd. and Other Related Matters 16 Approve Financing Cooperation with For For Management China Taiping Insurance Group 17 Approve Financial Derivatives Trading For For Management Business 18 Approve Authorization for Issuance of For For Management Debt Financing Instruments 19 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 20.1 Elect Zhou Zheng as Non-independent For For Management Director 20.2 Elect Ma Dewei as Non-independent For For Management Director 20.3 Elect Zhu Laibin as Non-independent For For Management Director 20.4 Elect Jiang Yong as Non-independent For For Management Director 20.5 Elect Zhang Zuoxue as Non-independent For For Management Director 20.6 Elect Cao Ronggen as Non-independent For For Management Director 20.7 Elect Li Jinyang as Non-independent For For Management Director 21.1 Elect Liu Hongyu as Independent For For Management Director 21.2 Elect Wang Yong as Independent Director For For Management 21.3 Elect Liu Yuan as Independent Director For For Management 21.4 Elect Yuan Chun as Independent Director For For Management 22.1 Elect Yu Fuping as Supervisor For For Management 22.2 Elect Wu Lipeng as Supervisor For For Management -------------------------------------------------------------------------------- GRASIM INDUSTRIES LIMITED Ticker: 500300 Security ID: Y2851U102 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Kumar Mangalam Birla as For Against Management Director 4 Reelect Usha Sangwan as Director For For Management 5 Approve Arun Thiagarajan to Continue For For Management Office as Non-Executive Independent Director 6 Reelect Cyril Shroff as Director For Against Management 7 Reelect Thomas M. Connelly, Jr. as For For Management Director 8 Reelect O. P. Rungta as Director For For Management 9 Elect N. Mohanraj as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deposits and Related Party For Against Management Transaction under Listing Rules of Shanghai Stock Exchange -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Restricted Share and For Against Shareholder Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For Against Shareholder Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited 3 Authorize Board to Deal With All For Against Shareholder Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Restricted Share and For Against Shareholder Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For Against Shareholder Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited 3 Authorize Board to Deal With All For Against Shareholder Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share and For For Shareholder Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company 4 Approve Expected Amount of Guarantee For Against Shareholder Provided by the Company to Its Holding Subsidiaries -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share and For For Shareholder Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Adjustments to the Profit For For Shareholder Distribution Proposal 4 Approve Annual Report and Its Summary For For Management Report 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Supervisory For For Management Committee 7 Approve Operating Strategies For For Management 8 Approve Deloitte Touche Tohmatsu For Against Management Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration 9 Elect Wei Jian Jun as Director, Enter For For Shareholder into Service Agreement with Him and Authorize Board to Fix His Remuneration 10 Elect Wang Feng Ying as Director, For For Shareholder Enter into Service Agreement with Her and Authorize Board to Fix Her Remuneration 11 Elect Yang Zhi Juan as Director, Enter For For Shareholder into Service Agreement with Her and Authorize Board to Fix Her Remuneration 12 Elect He Ping as Director, Enter into For For Shareholder Appointment Letter with Him and Authorize Board to Fix His Remuneration 13 Elect Yue Ying as Director, Enter into For For Management Appointment Letter with Her and Authorize Board to Fix Her Remuneration 14 Elect Li Wan Jun as Director, Enter For For Management into Appointment Letter with Him and Authorize Board to Fix His Remuneration 15 Elect Ng Chi Kit as Director, Enter For For Management into Appointment Letter with Him and Authorize Board to Fix His Remuneration 16 Elect Zong Yi Xiang as Supervisor, For For Management Enter into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration 17 Elect Liu Qian as Supervisor, Enter For For Management into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration 18 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 20 Amend Rules for the Administration of For Against Management External Guarantees 21 Amend Rules for the Administration of For Against Management External Investment 22 Authorize Repurchase of Issued Share For For Management Capital 23 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on Foreign For For Management Exchange Derivatives Trading Business 8 Approve Use of Own Idle Funds for For Against Management Investment in Financial Products 9 Approve Daily Related-Party For For Management Transactions 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Ratify Director Appointments None None Management 3 Elect Director For For Management -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Auditors and Fix Their For For Management Remuneration 4 Authorize Board to Participate in For For Management Companies with Similar Business Interests 5 Advisory Vote on Remuneration Report For For Management 6 Amend Company Articles For For Management 7 Approve Allocation of Income and For For Management Dividends 8 Approve Annual Bonus by Means of For For Management Profit Distribution to Executives and Key Personnel 9 Approve Profit Distribution to For For Management Executives and Key Personnel Under the Long-Term Incentive Plan 2017-2019 10 Approve New Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Adjustment to Target Parties For For Management and Subscription Method 1.2 Approve Adjustment to Issue Price and For For Management Pricing Basis 1.3 Approve Adjustment to Restriction For For Management Period 2 Approve Amend Private Placement of For For Management Shares 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Shareholder Return Plan For For Management 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Extension of Resolution For For Management Validity Period 7 Approve Extension of Authorization of For For Management the Board to Handle Related Matters -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Investment Amount of the For Against Management Company's Real Estate Reserves 8 Approve Guarantee Provision For Against Management 9 Elect Liu Yanping as Non-independent For For Shareholder Director 10 Elect Chen Hua as Supervisor For For Shareholder -------------------------------------------------------------------------------- GREENTOWN SERVICE GROUP CO. LTD. Ticker: 2869 Security ID: G41012108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Hairong as Director For For Management 3.2 Elect Yang Zhangfa as Director For For Management 3.3 Elect Shou Bainian as Director For For Management 3.4 Elect Wang Guangjian as Director For For Management 3.5 Elect Li Feng as Director For For Management 3.6 Elect Wu Aiping as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GROWTHPOINT PROPERTIES LTD. Ticker: GRT Security ID: S3373C239 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 30 June 2019 1.2.1 Elect Frank Berkeley as Director For For Management 1.2.2 Elect John van Wyk as Director For For Management 1.2.3 Elect Christina Teixeira as Director For Abstain Management 1.3.1 Re-elect Lynette Finlay as Director For For Management 1.3.2 Re-elect Sebenzile Mngconkola as For For Management Director 1.3.3 Re-elect Mpume Nkabinde as Director For For Management 1.4.1 Elect Frank Berkeley as Member of the For For Management Audit Committee 1.4.2 Re-elect Lynette Finlay as Member of For For Management the Audit Committee 1.4.3 Re-elect Nonzukiso Siyotula as Member For For Management of the Audit Committee 1.4.4 Elect Christina Teixeira as Member of For Abstain Management the Audit Committee 1.5 Appoint EY as Auditors of the Company For For Management 1.6.1 Approve Remuneration Policy For For Management 1.6.2 Approve Implementation of Remuneration For For Management Policy 1.7 Place Authorised but Unissued Shares For For Management under Control of Directors 1.8 Authorise Directors to Issue Shares to For For Management Afford Shareholders Distribution Reinvestment Alternatives 1.9 Authorise Board to Issue Shares for For For Management Cash 1.10 Approve Social, Ethics and For For Management Transformation Committee Report 2.1 Approve Non-executive Directors' Fees For For Management 2.2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of 15.47 For For Management Million Series B Class I Repurchased Shares and Consequently Reduction in Fixed Portion of Capital; Amend Article 6 2 Consolidate Bylaws For Against Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve and Present Report of Operations with Treasury Shares 4 Elect Directors, Secretary, and For For Management Alternates, Verify Independence Classification of Directors and Approve Their Remuneration; Approve Remuneration of Audit and Corporate Practices Committees 5 Elect Chairmen of Audit and Corporate For For Management Practices Committees 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPA LOTOS SA Ticker: LTS Security ID: X32440103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's and Group's Operations 8 Receive Supervisory Board Report None None Management 9 Receive Management Board Report on None None Management Entertainment Expenses, Legal Expenses, Marketing Costs, Public Relations, Social Communication Expenses, and Management Consultancy Fees in 2019 10 Approve Financial Statements For For Management 11 Approve Consolidated Financial For For Management Statements 12 Approve Management Board Report on For For Management Company's and Group's Operations 13 Approve Allocation of Income and For For Management Dividends of PLN 1 per Share 14.1 Approve Discharge of Jaroslaw For For Management Wittstock (Deputy CEO) 14.2 Approve Discharge of Jaroslaw Kawula For For Management (Deputy CEO) 14.3 Approve Discharge of Marian Krzeminski For For Management (Deputy CEO) 14.4 Approve Discharge of Zofia Paryla For For Management (Deputy CEO) 14.5 Approve Discharge of Patryk Demski For For Management (Deputy CEO) 14.6 Approve Discharge of Robert Sobkow For For Management (Deputy CEO) 14.7 Approve Discharge of Mateusz Bonca For For Management (CEO) 15.1 Approve Discharge of Beata For For Management Kozlowska-Chyla (Supervisory Board Chairman) 15.2 Approve Discharge of Piotr Ciach For For Management (Supervisory Board Deputy Chairman) 15.3 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Secretary) 15.4 Approve Discharge of Dariusz Figura For For Management (Supervisory Board Member) 15.5 Approve Discharge of Mariusz Golecki For For Management (Supervisory Board Member) 15.6 Approve Discharge of Adam Lewandowski For For Management (Supervisory Board Member) 15.7 Approve Discharge of Agnieszka For For Management Szklarczyk-Mierzwa (Supervisory Board Member) 15.8 Approve Discharge of Grzegorz Rybicki For For Management (Supervisory Board Member) 16 Approve Remuneration Policy For Against Management 17 Approve Acquisition of Shares in For Against Management Increased Share Capital of Grupa Azoty Polyolefins SA 18 Fix Number of Supervisory Board Members For For Management 19.1 Elect Chairman of Supervisory Board For Against Management 19.2 Elect Supervisory Board Member For Against Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Ticker: ASURB Security ID: P4950Y100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve CEO's and Auditor's Reports on For For Management Operations and Results of Company, and Board's Opinion on Reports 1b Approve Board's Report on Accounting For For Management Policies and Criteria for Preparation of Financial Statements 1c Approve Report on Activities and For For Management Operations Undertaken by Board 1d Approve Individual and Consolidated For For Management Financial Statements 1e Approve Report of Audit Committee's For For Management Activities and Report on Company's Subsidiaries 1f Approve Report on Adherence to Fiscal For For Management Obligations 2a Approve Increase in Legal Reserve by For For Management MXN 274.13 Million 2b Approve Cash Dividends of MXN 8.21 Per For For Management Series B and BB Shares 2c Set Maximum Amount of MXN 2.75 Billion For For Management for Share Repurchase; Approve Policy Related to Acquisition of Own Shares 3a Approve Discharge of Board of For For Management Directors and CEO 3b.1 Elect/Ratify Fernando Chico Pardo as For Against Management Director 3b.2 Elect/Ratify Jose Antonio Perez Anton For For Management as Director 3b.3 Elect/Ratify Luis Chico Pardo as For For Management Director 3b.4 Elect/Ratify Aurelio Perez Alonso as For For Management Director 3b.5 Elect/Ratify Rasmus Christiansen as For For Management Director 3b.6 Elect/Ratify Francisco Garza Zambrano For For Management as Director 3b.7 Elect/Ratify Ricardo Guajardo Touche For For Management as Director 3b.8 Elect/Ratify Guillermo Ortiz Martinez For For Management as Director 3b.9 Elect/Ratify Barbara Garza Laguera For For Management Gonda as Director 3b.10 Elect/Ratify Rafael Robles Miaja as For For Management Secretary (Non-Member) of Board 3b.11 Elect/Ratify Ana Maria Poblanno For For Management Chanona as Alternate Secretary (Non-Member) of Board 3c.1 Elect/Ratify Ricardo Guajardo Touche For For Management as Chairman of Audit Committee 3d.1 Elect/Ratify Fernando Chico Pardo as For Against Management Member of Nominations and Compensations Committee 3d.2 Elect/Ratify Jose Antonio Perez Anton For For Management as Member of Nominations and Compensations Committee 3d.3 Elect/Ratify Barbara Garza Laguera For For Management Gonda as Member of Nominations and Compensations Committee 3e.1 Approve Remuneration of Directors in For For Management the Amount of MXN 72,600 3e.2 Approve Remuneration of Operations For For Management Committee in the Amount of MXN 72,600 3e.3 Approve Remuneration of Nominations For For Management and Compensations Committee in the Amount of MXN 72,600 3e.4 Approve Remuneration of Audit For For Management Committee in the Amount of MXN 102,850 3e.5 Approve Remuneration of Acquisitions For For Management and Contracts Committee in the Amount of MXN 24,200 4a Authorize Claudio R. Gongora Morales For For Management to Ratify and Execute Approved Resolutions 4b Authorize Rafael Robles Miaja to For For Management Ratify and Execute Approved Resolutions 4c Authorize Ana Maria Poblanno Chanona For For Management to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- GRUPO ARGOS SA Ticker: GRUPOARGOS Security ID: P0275K122 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and For For Management Chairman's Report 5 Present Financial Statements For For Management 6 Present Auditor's Report For For Management 7 Approve Financial Statements and For For Management Management Reports 8 Approve Allocation of Income and For For Management Dividends 9 Authorize Share Repurchase Program and For For Management Reallocation of Reserves 10 Elect Directors and Approve Their For For Management Remuneration 11 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- GRUPO BIMBO SAB DE CV Ticker: BIMBOA Security ID: P4949B104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income For For Management 4 Approve Dividends of MXN 0.50 Per Share For For Management 5 Elect or Ratify Directors and Approve For For Management their Remuneration 6 Elect or Ratify Chairman and Members For For Management of Audit and Corporate Practices Committee and Approve their Remuneration 7 Approve Report on Repurchase of Shares For For Management and Set Aggregate Nominal Amount of Share Repurchase Reserve 8 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO CARSO SAB DE CV Ticker: GCARSOA1 Security ID: P46118108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends of MXN 0.96 per Share to be Distributed in Two Installments of MXN 0.48 per Share 3 Approve Discharge of Board of For For Management Directors and CEO 4 Elect or Ratify Directors, Chairman For Against Management and Members of Audit and Corporate Practices Committee; Verify Independence of Directors; Approve Their Respective Remuneration 5 Set Maximum Amount of Share Repurchase For For Management Reserve 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO CARSO SAB DE CV Ticker: GCARSOA1 Security ID: P46118108 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 26, 27 and 28 For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO DE INVERSIONES SURAMERICANA SA Ticker: GRUPOSURA Security ID: P4950L132 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and For For Management Chairman's Report 5 Present Individual and Consolidated For For Management Financial Statements 6 Present Auditor's Report For For Management 7 Approve Board of Directors and For For Management Chairman's Report 8 Approve Individual and Consolidated For For Management Financial Statements 9 Authorize Share Repurchase Program For For Management 10 Approve Allocation of Income, For For Management Constitution of Reserves and Donations 11 Amend Bylaws For Against Management 12 Elect Directors For For Management 13 Appoint Auditors For For Management 14 Approve Remuneration of Directors For For Management 15 Approve Remuneration of Auditors For For Management -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Set Maximum Amount of Share Repurchase For For Management Reserve 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve CEO's Report on Financial For For Management Statements and Statutory Reports 1.b Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.c Approve Board's Report on Operations For For Management and Activities Undertaken by Board 1.d Approve Report on Activities of Audit For For Management and Corporate Practices Committee 1.e Approve All Operations Carried out by For For Management Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee 2 Approve Allocation of Income For For Management 3 Receive Auditor's Report on Tax None None Management Position of Company 4.a1 Elect Carlos Hank Gonzalez as Board For For Management Chairman 4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management Director 4.a3 Elect David Juan Villarreal Montemayor For For Management as Director 4.a4 Elect Jose Marcos Ramirez Miguel as For For Management Director 4.a5 Elect Carlos de la Isla Corry as For For Management Director 4.a6 Elect Everardo Elizondo Almaguer as For For Management Director 4.a7 Elect Carmen Patricia Armendariz For For Management Guerra as Director 4.a8 Elect Hector Federico Reyes Retana y For For Management Dahl as Director 4.a9 Elect Alfredo Elias Ayub as Director For For Management 4.a10 Elect Adrian Sada Cueva as Director For For Management 4.a11 Elect David Penaloza Alanis as Director For For Management 4.a12 Elect Jose Antonio Chedraui Eguia as For For Management Director 4.a13 Elect Alfonso de Angoitia Noriega as For For Management Director 4.a14 Elect Thomas Stanley Heather Rodriguez For For Management as Director 4.a15 Elect Graciela Gonzalez Moreno as For For Management Alternate Director 4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management Alternate Director 4.a17 Elect Alberto Halabe Hamui as For For Management Alternate Director 4.a18 Elect Gerardo Salazar Viezca as For For Management Alternate Director 4.a19 Elect Alberto Perez-Jacome Friscione For For Management as Alternate Director 4.a20 Elect Diego Martinez Rueda-Chapital as For For Management Alternate Director 4.a21 Elect Roberto Kelleher Vales as For For Management Alternate Director 4.a22 Elect Clemente Ismael Reyes Retana For For Management Valdes as Alternate Director 4.a23 Elect Isaac Becker Kabacnik as For For Management Alternate Director 4.a24 Elect Jose Maria Garza Trevino as For For Management Alternate Director 4.a25 Elect Carlos Cesarman Kolteniuk as For For Management Alternate Director 4.a26 Elect Humberto Tafolla Nunez as For For Management Alternate Director 4.a27 Elect Guadalupe Phillips Margain as For For Management Alternate Director 4.a28 Elect Ricardo Maldonado Yanez as For For Management Alternate Director 4.b Elect Hector Avila Flores (Non-Member) For For Management as Board Secretary 4.c Approve Directors Liability and For For Management Indemnification 5 Approve Remuneration of Directors For For Management 6 Elect Hector Federico Reyes Retana y For For Management Dahl as Chairman of Audit and Corporate Practices Committee 7.1 Approve Report on Share Repurchase For For Management 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 8 Approve Certification of the Company's For For Management Bylaws 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO GALICIA SA Ticker: GGAL Security ID: 399909100 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Present Business Affairs of Subsidiary For For Management Banco de Galicia y Buenos Aires SA; Determine Grupo Financiero Galicia's Position Regarding Banco Galicia's Next AGM 3 Consider Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income, Increase For For Management Discretionary Reserve for Distribution of Dividends; Partially Decrease Discretionary Reserve; Distribute Cash Dividends; Constitute Discretionary Reserve for Development of New Businesses and Support of Companies 5 Approve Discharge of Directors and For For Management Internal Statutory Auditors Committee (Comision Fiscalizadora) 6 Approve Remuneration of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) 7 Approve Remuneration of Directors For For Management 8 Approve Advance Remuneration of For For Management Directors up to the Amount Determined by AGM 9 Elect Three Members of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) and Their Respective Alternates for One-Year Term 10 Fix Number of and Elect Directors and For Against Management Alternates 11 Approve Remuneration of Auditors For For Management 12 Elect Principal and Alternate Auditors For For Management -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Banco Inbursa SA, For Against Management Institucion de Banca Multiple, Grupo Financiero Inbursa to Issue Debt Securities 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors and Company For Against Management Secretary 2 Elect or Ratify Members of Corporate For Against Management Practices and Audit Committees 3 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report and Auditor's For For Management Report; Board's Opinion on Reports 1.2 Approve Board's Report on Accounting For For Management Policies and Criteria Followed in Preparation of Financial Statements 1.3 Approve Report on Activities and For For Management Operations Undertaken by Board 1.4 Approve Individual and Consolidated For For Management Financial Statements 1.5 Approve Report on Activities For For Management Undertaken by Audit and Corporate Practices Committees 2 Approve Allocation of Income For For Management 3 Elect or Ratify Directors and Company For Against Management Secretary 4 Approve Remuneration of Directors and For For Management Company Secretary 5 Elect or Ratify Members of Corporate For Against Management Practices and Audit Committees 6 Approve Remuneration of Members of For For Management Corporate Practices and Audit Committees 7 Set Maximum Amount of Share Repurchase For For Management Reserve; Approve Share Repurchase Report 8 Approve Granting/Withdrawal of Powers For Against Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO MEXICO S.A.B. DE C.V. Ticker: GMEXICOB Security ID: P49538112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Approve Policy Related to Acquisition For For Management of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve 5 Approve Discharge of Board of For For Management Directors, Executive Chairman and Board Committees 6 Ratify Auditors For For Management 7 Elect or Ratify Directors; Verify For Against Management Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees 8 Approve Remuneration of Directors and For For Management Members of Board Committees 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: P4987V137 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4.1 Set Aggregate Nominal Amount of Share For Against Management Repurchase Reserve 4.2 Receive Report on Policies and Board's For For Management Decisions on Share Repurchase and Sale of Treasury Shares 5 Elect or Ratify Members of Board, For Against Management Secretary and Other Officers 6 Elect or Ratify Members of Executive For Against Management Committee 7 Elect or Ratify Chairman of Audit For Against Management Committee 8 Elect or Ratify Chairman of Corporate For Against Management Practices Committee 9 Approve Remuneration of Board Members, For For Management Executive, Audit and Corporate Practices Committees, and Secretaries 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GS ENGINEERING & CONSTRUCTION CORP. Ticker: 006360 Security ID: Y2901E108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Huh Chang-soo as Inside Director For Against Management 3.2 Elect Heo Jin-su as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS HOLDINGS CORP. Ticker: 078930 Security ID: Y2901P103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors, One For Against Management Non-Independent Non-Executive Director and One Outside Director (Bundled) 3 Elect Yang Seung-woo as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lim Choon-seong as Outside For For Management Director 2.2 Elect Choi Hyo-seong as Outside For For Management Director 2.3 Elect Shin Dong-yoon as Outside For For Management Director 2.4 Elect Kim Seok-hwan as Non-Independent For Against Management Non-Executive Director 3.1 Elect Lim Choon-seong as a Member of For For Management Audit Committee 3.2 Elect Choi Hyo-seongas a Member of For For Management Audit Committee 3.3 Elect Shin Dong-yoon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GT CAPITAL HOLDINGS, INC. Ticker: GTCAP Security ID: Y29045104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Annual For For Management Stockholders' Meeting Held on May 8, 2019 2 Approve Annual Report for the Year 2019 For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors, Executive Committee and Management from the Date of the Last Annual Stockholders' Meeting up to Date of This Meeting 4 Appoint External Auditors For For Management 5 Amend Article Second of its Articles For For Management of Incorporation 6.1 Elect Arthur Vy Ty as Director For For Management 6.2 Elect Francisco C. Sebastian as For For Management Director 6.3 Elect Alfred Vy Ty as Director For Withhold Management 6.4 Elect Carmelo Maria Luza Bautista as For For Management Director 6.5 Elect David T. Go as Director For For Management 6.6 Elect Regis V. Puno as Director For For Management 6.7 Elect Alesandra T. Ty as Director For For Management 6.8 Elect Jaime Miguel G. Belmonte, Jr. as For For Management Director 6.9 Elect Wilfredo A. Paras as Director For For Management 6.10 Elect Renato C. Valencia as Director For For Management 6.11 Elect Rene J. Buenaventura as Director For For Management -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Use of Own Funds to Purchase For Against Management Financial Products 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management 2 Approve Application of Comprehensive For Against Management Bank Credit Lines 3 Approve Development of Hedging Business For For Management 4 Amend Special Reserve and Use For For Management Management System of Raised Funds 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Financial Statements For For Management 9 Approve Profit Distribution For For Management 10 Approve Related Party Transaction For For Management 11 Approve Repurchase Cancellation of For For Management Performance Shares 12 Approve Use of Idle Raised Funds and For Against Management Own Funds for Cash Management -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Asset by For For Management Controlled Subsidiary -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Bond Name For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate and Method For For Management of Determination 2.6 Approve Payment Manner of Capital and For For Management Interest 2.7 Approve Issue Manner For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Transfer of Bonds For For Management 2.11 Approve Underwriting Manner For For Management 2.12 Approve Resolution Validity Period For For Management 2.13 Approve Safeguard Measures of Debts For For Management Repayment 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Related-party Transaction For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Provision of Guarantee For Against Management 10 Approve Bill Pool Business For Against Management 11 Approve Shareholder Return Plan For For Management 12.1 Elect Qin Jiwei as Independent Director For For Management 12.2 Elect Fu Hailiang as Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LIMITED Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Wailin as Director For For Management 3.2 Elect Lin Tiejun as Director For For Management 3.3 Elect Tsang Hon Nam as Director For For Management 3.4 Elect Zhao Chunxiao as Director For For Management 3.5 Elect Fung Daniel Richard as Director For For Management 3.6 Elect Cheng Mo Chi, Moses as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Bond Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attributable Dividends Annual For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Terms Related to Bondholders For For Management and Bondholders Meeting 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Deposit and Management of For For Management Raised Funds 2.19 Approve Bond Rating For For Management 2.20 Approve Guarantee Matters For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures and Commitments to be Taken 6 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 7 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditors and For For Management Their Remuneration 2 Approve Report on the Usage of For For Management Previously Raised Funds 3 Elect Wang Zhihui as Non-Independent For For Management Director 4 Approve Appointment of Sun Ji'an as For For Management Member of the Internal Accountability Committee -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Investment Framework and For For Management Financing Plan 2 Approve External Guarantee Plan For Against Management 3 Approve Daily Related Party For Against Management Transactions 4 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 5 Approve Write-off of Accounts For For Management Receivable 6 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 7 Approve Management System of Employee For For Management Share Purchase Plan 8 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 9 Elect Sun Bin as Non-Independent For For Shareholder Director 10 Elect Tan Xue as Independent Director For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Appointment of Han Shifa as For For Management Member of the Internal Accountability Committee -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Termination of Performance For For Management Shares and Stock Option Incentive Plan as well as Repurchase Cancellation of Relevant Performance Shares and Stock Options 8 Approve Formulation of Shareholder For For Management Return Plan 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 2 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Convertible Bonds Issuance 3 Approve Related Party Transaction in For For Management Connection to Obtain a Special Fund Loan for the Construction of Blue Valley 200MW Photovoltaic Project -------------------------------------------------------------------------------- GUANGSHEN RAILWAY COMPANY LIMITED Ticker: 525 Security ID: Y2930P116 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Services For For Management Framework Agreement, Proposed Annual Caps and Related Transactions 2 Approve Removal of Li Zhiming as For For Shareholder Supervisor 3 Approve Removal of Yu Zhiming as For For Shareholder Director 4 Approve Removal of Chen Xiaomei as For For Shareholder Director 5 Approve Removal of Luo Qing as Director For For Shareholder 6 Elect Meng Yong as Supervisor For For Shareholder 7.1 Elect Guo Jiming as Director For For Shareholder 7.2 Elect Zhang Zhe as Director For For Shareholder 7.3 Elect Guo Xiangdong as Director For Against Shareholder -------------------------------------------------------------------------------- GUANGSHEN RAILWAY COMPANY LIMITED Ticker: 525 Security ID: Y2930P116 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profits Distribution For For Management Proposal 5 Approve 2020 Financial Budget For Against Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board and Audit Committee to Fix Their Remuneration 7 Approve Remuneration and Allowance of For For Management Independent Non Executive Directors 8 Amend Articles of Association For Against Management Regarding Party Committee 9.1 Elect Wu Yong as Director For For Shareholder 9.2 Elect Hu Lingling as Director For For Shareholder 9.3 Elect Guo Xiangdong as Director For Against Shareholder 9.4 Elect Guo Jiming as Director For For Shareholder 9.5 Elect Zhang Zhe as Director For For Shareholder 9.6 Elect Wang Bin as Director For For Shareholder 10.1 Elect Frederick Ma Si-Hang as Director For For Shareholder 10.2 Elect Tang Xiaofan as Director For For Shareholder 10.3 Elect Qiu Zilong as Director For For Shareholder 11.1 Elect Liu Mengshu as Supervisor For For Shareholder 11.2 Elect Chen Shaohong as Supervisor For For Shareholder 11.3 Elect Xiang Lihua as Supervisor For For Shareholder 11.4 Elect Meng Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditors For For Management 2 Approve Appointment of Internal For For Management Control Auditors -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Chen Xiaomu as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Its For For Management Summary Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board of Directors to Issue For Against Management Debt Financing Instruments 10 Approve Utilization of the Remaining For For Management Proceeds of an Investment Project Raised From Non-Public Issuance of A Shares for Permanent Replenishment of Working Capital 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.01 Elect Zhao Fuquan as Director For For Management 13.02 Elect Xiao Shengfang as Director For For Management 13.03 Elect Wong Hakkun as Director For For Management 13.04 Elect Song Tiebo as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600004 Security ID: Y2930J102 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap and Related Party For For Management Transactions -------------------------------------------------------------------------------- GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600004 Security ID: Y2930J102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Change in Business Scope and For For Management Amend Articles of Association 9.1 Elect Zhong Ming as Non-Independent For For Shareholder Director 9.2 Elect Wang Xiaoyong as Non-Independent For For Shareholder Director 10.1 Elect Qin Zhanggao as Independent For For Shareholder Director 10.2 Elect Xing Yiqiang as Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO. LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guangzhou Pharmaceuticals For For Management Corporation, a Subsidiary of the Company, to Conduct Asset-Backed Securitization of Accounts Receivable 2 Approve Guangzhou Pharmaceuticals For For Management Corporation, a Subsidiary of the Company, to Apply for Additional General Banking Facilities 3 Approve Emoluments to be Paid to Cai For For Shareholder Ruiyu for Year 2019 -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2 Approve to Appoint Auditor For For Management 3 Approve to Appoint Internal Auditor For For Management 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Yang Jun as Director and For For Management Authorize Board to Fix His Remuneration 6.1 Elect Cheng Jinyuan as Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Financial Report For For Management 7 Approve 2019 Auditors' Report For For Management 8 Approve 2019 Profit Distribution and For For Management Dividend Payment 9.1 Approve Emoluments of Li Chuyuan For For Management 9.2 Approve Emoluments of Cheng Ning For For Management 9.3 Approve Emoluments of Yang Jun For For Management 9.4 Approve Emoluments of Liu Juyan For For Management 9.5 Approve Emoluments of Li Hong For For Management 9.6 Approve Emoluments of Wu Changhai For For Management 9.7 Approve Emoluments of Zhang Chunbo For For Management 9.8 Approve Emoluments of Chu Xiaoping For For Management 9.9 Approve Emoluments of Jiang Wenqi For For Management 9.10 Approve Emoluments of Wong Hin Wing For For Management 9.11 Approve Emoluments of Wang Weihong For For Management 10.1 Approve Emoluments of Cai Ruiyu For For Management 10.2 Approve Emoluments of Gao Yanzhu For For Management 10.3 Approve Emoluments of Cheng Jinyuan For For Management 11 Approve Amounts of Guarantees to For For Management Secure Bank Loans for Subsidiaries 12 Approve Application for General For For Management Banking Facilities 13 Approve Entrusted Borrowing and Loans For Against Management Business Between the Company and its Subsidiaries 14 Approve Amounts of Bank Borrowing by For For Management Guangzhou Pharmaceutical Corporation 15 Approve Cash Management of Part of the For For Management Temporary Internal Idle Funds of the Company and its Subsidiaries 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Emoluments of Cai Ruiyu as For For Shareholder Supervisor 18.1 Elect Li Chuyuan as Director and For For Shareholder Approve the Emoluments to be Paid to him 18.2 Elect Yang Jun as Director and Approve For For Shareholder the Emoluments to be Paid to him 18.3 Elect Cheng Ning as Director and For For Shareholder Approve the Emoluments to be Paid to her 18.4 Elect Liu Juyan as Director and For For Shareholder Approve the Emoluments to be Paid to her 18.5 Elect Li Hong as Director and Approve For For Shareholder the Emoluments to be Paid to him 18.6 Elect Wu Changhai as Director and For For Shareholder Approve the Emoluments to be Paid to him 18.7 Elect Zhang Chunbo as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.1 Elect Wong Hin Wing as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.2 Elect Wang Weihong as Director and For For Shareholder Approve the Emoluments to be Paid to her 19.3 Elect Chen Yajin as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.4 Elect Huang Min as Director and For For Shareholder Approve the Emoluments to be Paid to him 20.1 Elect Gao Yanzhu as Supervisor and For For Shareholder Approve the Emoluments to be Paid to her 20.2 Elect Cheng Jinyuan as Supervisor and For For Shareholder Approve the Emoluments to be Paid to him -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management 3.1 Elect Yang Haizhou as Non-Independent For For Management Director 3.2 Elect Yu Qingsong as Non-Independent For For Management Director 3.3 Elect Yang Wenfeng as Non-Independent For For Management Director 3.4 Elect Deng Jiaqing as Non-Independent For For Management Director 3.5 Elect Xiao Xunyong as Non-Independent For For Management Director 3.6 Elect Yang Haiming as Non-Independent For For Management Director 4.1 Elect Li Xinchun as Independent For For Management Director 4.2 Elect Li Yingzhao as Independent For For Management Director 4.3 Elect Hu Pengxiang as Independent For For Management Director 5.1 Elect Tian Yunyi as Supervisor For For Management 5.2 Elect Zhu Gang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Tiegang as Non-independent For For Management Director 1.2 Elect Liu Yan as Non-independent For For Management Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Funds to Invest in For For Management Low-risk Short-term Financial Products 8 Approve Termination of Raised Funds For For Management Investment Project and Replenish Working Capital 9 Approve Compensation of Shares and For For Management Handling of Cancellation and Capital Reduction 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Linglai as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For Against Management 2.2 Approve Issue Manner and Period For Against Management 2.3 Approve Target Parties and For Against Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For Against Management 2.5 Approve Issue Scale and Amount of For Against Management Raised Funds 2.6 Approve Restriction Period Arrangement For Against Management 2.7 Approve Listing Location For Against Management 2.8 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.9 Approve Usage of Raised Funds For Against Management 2.10 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Meeting Requirements for For Against Management Strategic Investors and Introduction of Strategic Investors 6 Approve Signing of Strategic For Against Management Cooperation Agreement with Strategic Investors 7 Approve Signing of Conditional Share For Against Management Subscription Agreement 8 Approve Related Party Transactions in For Against Management Connection to Private Placement 9 Approve Commitment Regarding For Against Management Counter-dilution Measures in Connection to the Private Placement 10 Approve Report on the Usage of For Against Management Previously Raised Funds 11 Approve Shareholder Return Plan For Against Management 12 Approve Authorization of Board to For Against Management Handle All Related Matters 13 Approve White Wash Waiver For Against Management -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor and For For Management Internal Control Auditor 7 Approve Remuneration of Directors and For Against Management Senior Management Members 8 Approve Remuneration of Supervisors For Against Management -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Statutory Reports 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Decide on Matters For For Management Relating to the Payment of Interim Dividend for the Six Months Ended June 30, 2020 7a Elect Li Helen as Director and For For Management Authorize Board to Fix Her Remuneration 7b Elect Zheng Ercheng as Director and For For Management Authorize Board to Fix His Remuneration 7c Elect Wong Chun Bong as Director and For For Management Authorize Board to Fix His Remuneration 7d Elect Zhao Xianglin as Supervisor and For For Management Authorize Board to Fix His Remuneration 8 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Legal Representative(s) or For For Management Authorized Person(s) and Its Subsidiaries to Sign Composite Credit Facilities or Loan Related Agreements and Documents 10 Approve Extension of Guarantees by the For Against Management Company on Behalf of Subsidiaries, Associates, Joint Ventures and Other Investee Companies 11 Approve Extension of Guarantees on For Against Management Behalf of Subsidiaries, Associates and Joint Ventures in 2019 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13a Approve Class of Shares For For Management 13b Approve Place of Listing For For Management 13c Approve Issuer For For Management 13d Approve Number of Shares to be Issued For For Management 13e Approve Nominal Value of the Shares to For For Management be Issued 13f Approve Target Subscriber For For Management 13g Approve Issue Price For For Management 13h Approve Method of Issue For For Management 13i Approve Underwriting Method For For Management 13j Approve Use of Proceeds For For Management 13k Approve Plan on the Allocation of For For Management Accumulated Profits Prior to the Issue 13l Approve Effective Period of the For For Management Resolution 14 Authorize Board to Handle All Matters For For Management in Relation to the Initial Public Offering and Listing of Renminbi Ordinary Shares (A Shares) with Full Authority 15 Approve Issuance of Direct Debt For For Management Financing Products and Asset Securitization Products in 2020 16 Authorize Board or Its Authorized For For Management Person(s) to Handle All Matters in Relation to the Issuance of Direct Debt Financing Products and Asset Securitization Products in 2020 17 Approve Amendments to Articles of For For Management Association 18 Elect Zhang Hui as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares For For Management 1b Approve Place of Listing For For Management 1c Approve Issuer For For Management 1d Approve Number of Shares to be Issued For For Management 1e Approve Nominal Value of the Shares to For For Management be Issued 1f Approve Target Subscriber For For Management 1g Approve Issue Price For For Management 1h Approve Method of Issue For For Management 1i Approve Underwriting Method For For Management 1j Approve Use of Proceeds For For Management 1k Approve Plan on the Allocation of For For Management Accumulated Profits Prior to the Issue 1l Approve Effective Period of the For For Management Resolution 2 Approve the Extension of the Validity For For Management Period of Authorizing the Board to Handle Matters in Relation to the Initial Public Offering and Listing of Renminbi Ordinary Shares (A Shares) with Full Authority 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GULF ENERGY DEVELOPMENT PUBLIC CO. LTD. Ticker: GULF Security ID: Y2957T124 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Company's Performance For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Sommai Phasee as Director For For Management 4.2 Elect Sarath Ratanavadi as Director For For Management 4.3 Elect Porntipa Chinvetkitvanit as For For Management Director 4.4 Elect Yupapin Wangviwat as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Change in Par Value of Shares For For Management 8 Amend Memorandum of Association to For For Management Reflect Change in Par Value 9 Other Business For Against Management -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares 3 Approve Amendments to Articles of For For Management Association 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner and Issue Time For For Management 2.2 Approve Issue Price and Pricing Basis For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Lock-up Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares (Revised Draft) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 5 Approve Supplemental Shares For For Management Subscription Agreement with Target Parties and Related Party Transactions 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised Draft) 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6.1 Approve Related Party Transaction with For For Management State-owned Assets Supervision and Administration Commission of Shenzhen Municipal People's Government, Shenzhen Investment Holdings Co., Ltd. and Other Affiliated Companies 6.2 Approve Related Party Transaction with For For Management China Resources Shenzhen State Investment Trust Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Yunnan Hopewell (Group) Co., Ltd. 6.4 Approve Related Party Transaction with For For Management Penghua Fund Management Co., Ltd. 6.5 Approve Related Party Transaction with For For Management Other Related Parties 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Self-Operated Investments For For Management 9 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary by Guoxin Securities (Hong Kong) Financial Holdings Limited 10 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Deng Ge as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614115 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Qing as Director For For Management 1.2 Elect An Hongjun as Director For For Management -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Qing as Director For For Management 1.2 Elect An Hongjun as Director For For Management -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614115 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors 5 Approve 2019 Annual Report For For Management 6.1 Approve Potential Related Party For For Management Transactions Between the Group and International Group and Its Related Enterprises 6.2 Approve Potential Related Party For For Management Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises 6.3 Approve Potential Related Party For For Management Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company 6.4 Approve Potential Related Party For For Management Transactions Between the Group and the Related Natural Persons 7 Approve the Resolution on the General For Against Management Mandate for the Provision of Corporate Debt Related External Guarantee 8 Elect Liu Xinyi as Director For For Management 9 Elect Li Zhongning as Supervisor For For Management 10.1 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Onshore and Offshore Debt Financing Instruments 10.2 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Assets-Backed Securities 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614107 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors 5 Approve 2019 Annual Report For For Management 6.1 Approve Potential Related Party For For Management Transactions Between the Group and International Group and Its Related Enterprises 6.2 Approve Potential Related Party For For Management Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises 6.3 Approve Potential Related Party For For Management Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company 6.4 Approve Potential Related Party For For Management Transactions Between the Group and the Related Natural Persons 7 Approve the Resolution on the General For Against Management Mandate for the Provision of Corporate Debt Related External Guarantee 8 Elect Liu Xinyi as Director For For Management 9 Elect Li Zhongning as Supervisor For For Management 10.1 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Onshore and Offshore Debt Financing Instruments 10.2 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Assets-Backed Securities 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Introduction of Strategic For For Management Investors 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Issue Size For For Management 3.4 Approve Target Subscribers and For For Management Subscription Method 3.5 Approve Manner of Pricing and Issue For For Management Price 3.6 Approve Lock-up Period For For Management 3.7 Approve Listing Exchange For For Management 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Total Funds and Use of Proceeds For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Private Placement of Shares For For Management 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 10 Approve Share Subscription and For For Management Strategic Cooperation Agreement 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Company's Eligibility for For For Management Rights Issue 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Base, Proportion and Number of For For Management Shares 3.4 Approve Pricing Principle and Share For For Management Price 3.5 Approve Placement Target For For Management 3.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.7 Approve Issue Period For For Management 3.8 Approve Underwriting Method For For Management 3.9 Approve Raised Funds Investment For For Management 3.10 Approve Resolution Validity Period For For Management 3.11 Approve Listing Location For For Management 4 Approve Proposal on Rights issue Scheme For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9.1 Approve Implementing Party, For For Management Distribution Method and Scale 9.2 Approve Issue Type For For Management 9.3 Approve Issue Period For For Management 9.4 Approve Interest Rate For For Management 9.5 Approve Guarantee and Other Arrangement For For Management 9.6 Approve Usage of Raised Funds For For Management 9.7 Approve Issue Price For For Management 9.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 9.9 Approve Listing and Transfer of Debt For For Management Financing 9.10 Approve Safeguard Measures of Debts For For Management Repayment 9.11 Approve Sale of Underlying Assets For For Management Involved in Financial Debt Assets 9.12 Approve Resolution Validity Period For For Management 9.13 Approve Authorization of Debt For For Management Financing Instruments -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Shixin as Non-Independent For For Management Director 1.2 Elect Xu Bin as Non-Independent For For Management Director 1.3 Elect Chen Xin as Non-Independent For For Management Director 1.4 Elect Xu Zhi as Non-Independent For For Management Director 1.5 Elect Wei Xiang as Non-Independent For For Management Director 1.6 Elect Zhou Hong as Non-Independent For For Management Director 1.7 Elect Zhu Yicun as Non-Independent For For Management Director 1.8 Elect Zuo Jiang as Non-Independent For For Management Director 2.1 Elect Zhou Shihong as Independent For For Management Director 2.2 Elect Wei Jiuchang as Independent For For Management Director 2.3 Elect Xu Zhihan as Independent Director For For Management 2.4 Elect Zhang Benzhao as Independent For For Management Director 2.5 Elect Zhou Zejiang as Independent For For Management Director 3.1 Elect Jiang Ximin as Supervisor For For Management 3.2 Elect Wu Fusheng as Supervisor For For Management 3.3 Elect Xu Mingyu as Supervisor For For Management -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Special Assessment Report 7 Approve Remuneration of Supervisors For For Management and Special Assessment Report 8 Approve Remuneration of Senior For For Management Management Members and Special Assessment Report 9 Amend Articles of Association For Against Management 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Approve Appointment of Auditor For For Management 13 Approve Report on the Usage of For For Management Previously Raised Funds 14.1 Approve Related Party Transaction with For For Management Anhui Guoyuan Financial Holding Group Co., Ltd. and Its Controlled Entities 14.2 Approve Related Party Transaction with For For Management Jian'an Investment Holding Group Co., Ltd. and Its Controlled Entities 14.3 Approve Related Party Transaction with For For Management Changsheng Fund Management Co., Ltd. 14.4 Approve Related Party Transaction with For For Management Huishang Bank Co., Ltd. 14.5 Approve Related Party Transaction with For For Management Other Affiliates -------------------------------------------------------------------------------- HABIB BANK LTD. Ticker: HBL Security ID: Y2974J109 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve A.F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Final Cash Dividend For For Management 4 Approve Loan Agreement in favour of For For Management First MicroFinanceBank Limited (FMFB) 5 Approve Investment in HBL Bank UK For For Management Limited (HBL UK) 6 Approve Remuneration Policy For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- HACI OMER SABANCI HOLDING AS Ticker: SAHOL Security ID: M8223R100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Ratify Director Appointment For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Receive Information on Donations Made None None Management in 2019 12 Approve Upper Limit of Donations for For Against Management 2020 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- HAIDILAO INTERNATIONAL HOLDING LTD. Ticker: 6862 Security ID: G4290A101 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Continuing Connected For For Management Transactions and Proposed Renewal of the Annual Caps Under the Shuyun Dongfang Agreements in Respect of 2019 and 2020 -------------------------------------------------------------------------------- HAIDILAO INTERNATIONAL HOLDING LTD. Ticker: 6862 Security ID: G4290A101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Shi Yonghong as Director and For For Management Authorize Board to Fix His Remuneration 3 Elect Hee Theng Fong as Director and For For Management Authorize Board to Fix His Remuneration 4 Elect Qi Daqing as Director and For For Management Authorize Board to Fix His Remuneration 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Final Dividend For For Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares 10 Elect Zhou Zhaocheng as Director For For Management -------------------------------------------------------------------------------- HAIER ELECTRONICS GROUP CO., LTD. Ticker: 1169 Security ID: G42313125 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Guang as Director For For Management 2b Elect Eva Cheng Li Kam Fun as Director For For Management 2c Elect Gong Shao Lin as Director For For Management 2d Elect John Changzheng Ma as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Allotment and Issuance of New For Against Management Shares Under the Restricted Share Award Scheme -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Internal Control Audit Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related-Party For Against Management Transactions 9 Approve Provision of Guarantee For For Management 10 Approve Forward Foreign Exchange For For Management Transactions 11 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Change in Asset Injection For For Management Commitment 14 Approve Fiduciary Management For For Management 15 Amend Articles of Association For For Management 16 Approve Issuance of Debt Financing For For Management Instruments 17.1 Elect Wang Keqin as Independent For For Management Director -------------------------------------------------------------------------------- HAITIAN INTERNATIONAL HOLDINGS LIMITED Ticker: 1882 Security ID: G4232C108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zhang Jianfeng as Director and For For Management Authorize Board to Fix His Remuneration 3 Elect Liu Jianbo as Director and For For Management Authorize Board to Fix His Remuneration 4 Elect Lou Baiju as Director and For For Management Authorize Board to Fix His Remuneration 5 Elect Guo Yonghui as Director and For For Management Authorize Board to Fix His Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y2988F101 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dilution of Current Returns of For For Management the Non-Public Issuance of A Shares of the Company and the Remedial Measures (Second Revision Proof) 1 Approve Satisfaction of the Conditions For For Management of the Non-Public Issue of A Shares of the Company 2.01 Approve Class and Nominal Value of For For Management Shares to be Issued 2.02 Approve Method and Time of the Issuance For For Management 2.03 Approve Target Subscribers and For For Management Subscription Method 2.04 Approve Number of Shares to be Issued For For Management and Amount of Proceeds to be Raised 2.05 Approve Issuance Price and Pricing For For Management Principle 2.06 Approve Use of Proceeds For For Management 2.07 Approve Lock-Up Period For For Management 2.08 Approve Place of Listing For For Management 2.09 Approve Arrangement for the Retained For For Management Profits of the Company Prior to the Issuance 2.10 Approve Validity Period of the For For Management Resolution 3 Approve Non-Public Issue of A Shares For For Management of the Company (Second Revision Proof) 4.01 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Guosheng Group Assets Co., Ltd. and Haitong Securities Co., Ltd. 4.02 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Haiyan Investment Management Company Limited and Haitong Securities Co., Ltd. 4.03 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Bright Food (Group) Co., Ltd. and Haitong Securities Co., Ltd. 4.04 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Electric (Group) Corporation and Haitong Securities Co. , Ltd. 5 Approve Related Party Transactions For For Management Involved in the Company's Non-Public Issue of A Shares 6 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issue of A Shares of the Company -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y7443K108 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Non-Public Issue of A Shares of the Company 2.01 Approve Class and Nominal Value of For For Management Shares to be Issued 2.02 Approve Method and Time of the Issuance For For Management 2.03 Approve Target Subscribers and For For Management Subscription Method 2.04 Approve Number of Shares to be Issued For For Management and Amount of Proceeds to be Raised 2.05 Approve Issuance Price and Pricing For For Management Principle 2.06 Approve Use of Proceeds For For Management 2.07 Approve Lock-Up Period For For Management 2.08 Approve Place of Listing For For Management 2.09 Approve Arrangement for the Retained For For Management Profits of the Company Prior to the Issuance 2.10 Approve Validity Period of the For For Management Resolution 3 Approve Non-Public Issue of A Shares For For Management of the Company (Second Revision Proof) 4.01 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Guosheng Group Assets Co., Ltd. and Haitong Securities Co., Ltd. 4.02 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Haiyan Investment Management Company Limited and Haitong Securities Co., Ltd. 4.03 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Bright Food (Group) Co., Ltd. and Haitong Securities Co., Ltd. 4.04 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Electric (Group) Corporation and Haitong Securities Co. , Ltd. 5 Approve Related Party Transactions For For Management Involved in the Company's Non-Public Issue of A Shares 6 Approve Dilution of Current Returns of For For Management the Non-Public Issuance of A Shares of the Company and the Remedial Measures (Second Revision Proof) 7 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issue of A Shares of the Company -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y2988F101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve 2020 Appointment of Auditing For For Management Firms 7 Elect Zhou Donghui as Director For For Shareholder 8 Elect Li Zhenghao as Supervisor For For Shareholder 9.01 Approve Related Party Transactions For For Management with Shanghai Guosheng Group Co., Ltd. And Shanghai Guosheng Group Asset Co., Ltd. 9.02 Approve Related Party Transactions For For Management with BNP Paribas Investment Partners BE Holding SA and Its Related Companies 9.03 Approve Related Party Transactions For For Management with Shanghai Shengyuan Real Estate (Group) Co., Ltd. 9.04 Approve Related Party Transaction with For For Management the Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities 9.05 Approve Related Party Transaction with For For Management Related Natural Persons 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y7443K108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve 2020 Appointment of Auditing For For Management Firms 7 Elect Zhou Donghui as Director For For Shareholder 8 Elect Li Zhenghao as Supervisor For For Shareholder 9.01 Approve Related Party Transactions For For Management with Shanghai Guosheng Group Co., Ltd. And Shanghai Guosheng Group Asset Co., Ltd. 9.02 Approve Related Party Transactions For For Management with BNP Paribas Investment Partners BE Holding SA and Its Related Companies 9.03 Approve Related Party Transactions For For Management with Shanghai Shengyuan Real Estate (Group) Co., Ltd. 9.04 Approve Related Party Transaction with For For Management the Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities 9.05 Approve Related Party Transaction with For For Management Related Natural Persons 10 Amend Articles of Association For For Management 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Sung-bock as Outside For For Management Director 3.2 Elect Park Won-koo as Outside Director For For Management 3.3 Elect Paik Tae-seung as Outside For For Management Director 3.4 Elect Kim Hong-jin as Outside Director For For Management 3.5 Elect Yang Dong-hoon as Outside For For Management Director 3.6 Elect Heo Yoon as Outside Director For For Management 3.7 Elect Lee Jung-won as Outside Director For For Management 4 Elect Chah Eun-young as Outside For For Management Director to Serve as Audit Committee Member 5.1 Elect Yoon Sung-bock as a Member of For For Management Audit Committee 5.2 Elect Kim Hong-jin as a Member of For For Management Audit Committee 5.3 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD. Ticker: 002415 Security ID: Y3038Z105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Financial Services Agreement For Against Management 12 Approve Provision of Guarantee to For For Management Controlled Subsidiary 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Approve Foreign Exchange Hedging For For Management Transactions 15 Approve to Adjust the Third Unlocking For For Management Period Performance Evaluation Benchmarking Enterprise in Connection to Performance Share Incentive Plan 16 Amend the Company's Performance For For Management Evaluation Indicators in Connection to Performance Share Incentive Plan 17 Approve Financial Assistance Provision For Against Management 18 Approve Provision of Guarantee by For For Management Controlled Subsidiary -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Investment in Financial For Against Management Products 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Share Size For For Management and Price for Repurchasing and Repurchase Cancellation of Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital 3 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiary's Overseas Listing For For Management in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issuer For For Management 2.2 Approve Listing Exchange For For Management 2.3 Approve Par Value For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price For For Management 2.6 Approve Issue Time For For Management 2.7 Approve Usage of Raised Funds For For Management 3 Approve Commitment of Upholding the For For Management Independent Listing Status 4 Approve Review and Perspective on For For Management Maintaining Sustainable Profitability 5 Approve Authorization of Board to For For Management Handle All Matters Related to Subsidiary's Overseas Listing 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing on Main Board of Hong Kong Stock Exchange 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Period For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Parties For For Management 2.7 Approve Offer Sale Principles For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Arrangement of For For Management Cumulative Earnings 8 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Managers 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management System for Providing For For Management External Guarantees 15 Amend Management System for External For For Management Investment 16 Amend Management System of Raised Funds For For Management 17 Amend Management System of Investment For For Management Decision 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For For Management System 2 Amend Investment Decision Management For For Management System 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Amend Articles of Association For For Management 7.1 Elect Chen Zhimin as Supervisor For For Management 7.2 Elect Zhang Binghui as Supervisor For For Management 8.1 Elect Ye Xiaoping as Non-Independent For For Management Director 8.2 Elect Cao Xiaochun as Non-Independent For For Management Director 8.3 Elect ZHUAN YIN as Non-Independent For For Management Director 9.1 Elect Yang Bo as Independent Director For For Management 9.2 Elect Zheng Biyun as Independent For For Management Director 9.3 Elect Liao Qiyu as Independent Director For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Use of Own Idle Funds to For For Management Purchase Short-term Bank Guaranteed Financial Products 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HANKOOK TIRE & TECHNOLOGY CO., LTD. Ticker: 161390 Security ID: Y3R57J108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Company Address Change) 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANMI PHARMACEUTICAL CO., LTD. Ticker: 128940 Security ID: Y3063Q103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Se-chang as Inside Director For For Management 2.2 Elect Lim Jong-hun as Inside Director For For Management 2.3 Elect Seo Dong-cheol as Outside For For Management Director 3 Elect Seo Dong-cheol as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANON SYSTEMS Ticker: 018880 Security ID: Y29874107 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Stock Option Grants For For Management 3 Elect Four Outside Directors and One For Against Management NI-NED (Bundled) 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- HANSOH PHARMACEUTICAL GROUP CO., LTD. Ticker: 3692 Security ID: G54958106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhong Huijuan as Director For Against Management 2b Elect Lyu Aifeng as Director For For Management 2c Elect Sun Yuan as Director For For Management 2d Elect Ma Cuifang as Director For For Management 2e Elect Lin Guoqiang as Director For For Management 2f Elect Chan Charles Sheung Wai as For For Management Director 2g Elect Yang Dongtao as Director For For Management 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANWHA CHEMICAL CORP. Ticker: 009830 Security ID: Y3065K104 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Two Inside Directors (Bundled) For Against Management -------------------------------------------------------------------------------- HANWHA CORP. Ticker: 000880 Security ID: Y3065M100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ock Gyeong-seok as Inside For Against Management Director 3.2 Elect Seo Gwang-myeong as Inside For For Management Director 3.3 Elect Kim Seung-heon as Outside For For Management Director 3.4 Elect Lee Seok-jae as Outside Director For For Management 4.1 Elect Park Jun-seon as a Member of For For Management Audit Committee 4.2 Elect Kim Seung-heon as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANWHA LIFE INSURANCE CO., LTD. Ticker: 088350 Security ID: Y306AX100 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors and Two For Against Management Outside Directors (Bundled) 3 Elect Park Seung-hui as Outside For For Management Director to Serve as Audit Committee Member 4 Elect Kim Gyeong-han as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANWHA SOLUTIONS CORP. Ticker: 009830 Security ID: Y3065K104 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Chang-beom as Inside Director For For Management 2.2 Elect Kim Dong-gwan as Inside Director For For Management 2.3 Elect Choi Man-gyu as Outside Director For For Management 2.4 Elect Shima Satoshi as Outside Director For For Management 2.5 Elect Amanda Bush as Outside Director For For Management 2.6 Elect Seo Jeong-ho as Outside Director For For Management 2.7 Elect Park Ji-hyeong as Outside For For Management Director 3.1 Elect Choi Man-gyu as a Member of For For Management Audit Committee 3.2 Elect Kim Jae-jeong as a Member of For For Management Audit Committee 3.3 Elect Park Ji-hyeong as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HAP SENG CONSOLIDATED BERHAD Ticker: 3034 Security ID: Y6579W100 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal For For Management -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Candido Pinheiro Koren de Lima as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jorge Fontoura Pinheiro Koren de Lima as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Candido Pinheiro Koren de Lima Junior as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Carnevalli Filho as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Geraldo Luciano Mattos Junior as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Antonio Mendes as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Luiz Simoes Utsch as Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Program and For For Management Reissuance of Repurchased Shares Re: Acquisition of Remaining Shares of RN Metropolitan Ltda. 2 Amend Article 36 For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HARTALEGA HOLDINGS BERHAD Ticker: 5168 Security ID: Y31139101 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management for the Financial Year Ended March 31, 2019 3 Approve Directors' Fees and Benefits For For Management for the Financial Year Ending March 31, 2020 4 Elect Kuan Kam Hon @ Kwan Kam Onn as For For Management Director 5 Elect Danaraj A/L Nadarajah as Director For For Management 6 Elect Tan Guan Cheong as Director For For Management 7 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HAVELLS INDIA LTD. Ticker: 517354 Security ID: Y3116C119 Meeting Date: JUL 27, 2019 Meeting Type: Annual Record Date: JUL 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Anil Rai Gupta as Director For For Management 4 Reelect Rajesh Kumar Gupta as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Reappointment and Remuneration For For Management of Anil Rai Gupta as Chairman and Managing Director and the CEO 7 Approve Reappointment and Remuneration For For Management of Ameet Kumar Gupta as Whole-Time Director 8 Approve Reappointment and Remuneration For For Management of Rajesh Kumar Gupta as Whole-Time Director (Finance) and Group CFO 9 Reelect Siddhartha Pandit as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Siddhartha Pandit as Whole-Time Director -------------------------------------------------------------------------------- HAVELLS INDIA LTD. Ticker: 517354 Security ID: Y3116C119 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividend as Final For For Management Dividend 3 Reelect T. V. Mohandas Pai as Director For For Management 4 Reelect Puneet Bhatia as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Vellayan Subbiah as Director For Against Management 7 Elect B Prasada Rao as Director For For Management 8 Elect Subhash S Mundra as Director For For Management 9 Elect Vivek Mehra as Director For For Management -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Shiv Nadar as Director For Against Management 3 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Reelect R. Srinivasan as Director For For Management 5 Reelect S. Madhavan as Director For For Management 6 Reelect Robin Ann Abrams as Director For For Management 7 Reelect Sosale Shankara Sastry as For For Management Director 8 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: SEP 21, 2019 Meeting Type: Court Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement and For For Management Amalgamation -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- HEFEI MEIYA OPTOELECTRONIC TECHNOLOGY INC. Ticker: 002690 Security ID: Y3123L102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding Meetings of Board of Directors 10 Approve Appointment of Auditor For For Management 11 Approve Credit Line Bank Application For For Management 12 Approve Use of Idle Raised Funds and For Against Management Own Funds to Conduct Cash Management 13.1 Elect Tian Ming as Non-Independent For For Management Director 13.2 Elect Shen Haibin as Non-Independent For For Management Director 13.3 Elect Hao Xianjin as Non-Independent For For Management Director 14.1 Elect Zhang Benzhao as Independent For For Management Director 14.2 Elect Chu Yuming as Independent For For Management Director 14.3 Elect Yang Morong as Independent For For Management Director 15.1 Elect Han Liming as Supervisor For For Management 15.2 Elect Ni Yingjiu as Supervisor For For Management -------------------------------------------------------------------------------- HELIXMITH CO., LTD. Ticker: 084990 Security ID: Y3127Y100 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Kim Seon-young as Inside Director For For Management 3.2 Elect Yoo Seung-shin as Inside Director For For Management 3.3 Elect Noh Dae-rae as Outside Director For For Management 3.4 Elect Oh Jae-seung as Outside Director For For Management 3.5 Elect Chas Bountra as Outside Director For For Management 4.1 Elect Noh Dae-rae as a Member of Audit For For Management Committee 4.2 Elect Oh Jae-seung as a Member of For For Management Audit Committee 4.3 Elect Chas Bountra as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Receive Report on Activities of Audit None None Management Committee 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Approve Director Remuneration For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Approve Director Liability and For For Management Indemnification 9 Announcement of Related Party None None Management Transactions 10 Amend Company Articles For For Management 11.1 Elect Amanda Sisson as Director For For Management 11.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 11.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 12.1 Elect Amanda Sisson as Audit Committee For For Management Member 12.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 12.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 13 Announcement of Director Appointments None None Management 14 Various Announcements None None Management -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Additional Daily Related Party For For Management Transactions 3 Approve Remuneration Standard of For For Management Chairman of the Supervisory Board -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Equity Acquisition For For Management 8 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 9.1 Approve Share Type and Par Value For For Shareholder 9.2 Approve Issue Manner and Issue Time For For Shareholder 9.3 Approve Target Subscribers and For For Shareholder Subscription Method 9.4 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 9.5 Approve Issue Size For For Shareholder 9.6 Approve Lock-up Period Arrangements For For Shareholder 9.7 Approve Listing Exchange For For Shareholder 9.8 Approve Use of Proceeds For For Shareholder 9.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 9.10 Approve Resolution Validity Period For For Shareholder 10 Approve Private Placement of Shares For For Shareholder 11 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 12 Approve Report on the Usage of For For Shareholder Previously Raised Funds 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters 14 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Shareholder Return Plan For For Shareholder 16 Approve Self-inspection Report on For For Shareholder Company's Real Estate Business -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP COMPANY LIMITED Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hui Lin Chit as Director For For Management 4 Elect Hung Ching Shan as Director For For Management 5 Elect Xu Shui Shen as Director For For Management 6 Elect Xu Chun Man as Director For For Management 7 Elect Chan Henry as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve 3rd Phase of Employee Share For Against Management Purchase Plan (Draft) and Summary (Revised) 3 Approve 3rd Phase Employee Share For Against Management Purchase Plan Management Method (Revised) 4 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Employee Share Purchase Plan 5 Approve Signing of 3rd Phase of the For Against Management Employee Share Purchase Collective Fund Trust Plan Trust Contract -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Plan For Against Management 2 Approve Comprehensive Credit Line For Against Management Application -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve to Adjust the Allowance of For For Management Independent Directors 8 Approve Daily Related Party Transaction For For Management 9 Approve Foreign Exchange Derivatives For For Management Transaction 10 Approve Entrusted Financial Investment For Against Management Plan 11 Approve Additional Guarantee Provision For For Management Plan 12 Approve Application to Increase the For For Management Comprehensive Credit Lines 13 Approve Shareholder Return Plan For For Management 14 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For Against Management Conversion Price on Convertible Bonds 2 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares and Cash Payment 3.1 Approve Transaction Parties For For Management 3.2 Approve Target Assets For For Management 3.3 Approve Pricing Principle and For For Management Transaction Price of the Underlying Assets 3.4 Approve Payment Manner For For Management 3.5 Approve Share Type and Par Value For For Management 3.6 Approve Issue Manner and Subscription For For Management Method 3.7 Approve Pricing Basis, Pricing For For Management Reference Date, and Issue Price 3.8 Approve Issue Size For For Management 3.9 Approve Attribution of Profit and Loss For For Management During the Transition Period 3.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 4 Approve Draft and Summary Report on For For Management Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 5 Approve Signing of Agreement on For For Management Acquisition by Issuance of Shares and Cash Payment 6 Approve Transaction Constitutes as For For Management Related-party Transaction 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Transaction does not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 10 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 11 Approve Relevant Audit Report, Review For For Management Report, and Asset Evaluation Report of the Transaction 12 Approve Independence of Appraiser, For For Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 13 Approve Basis and Fairness of Pricing For For Management for This Transaction 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Authorization of Board to For For Management Handle All Matters Related to Acquisition by Issuance of Shares and Cash Payment -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 and 2020 Daily Related For For Management Party Transactions 2 Approve Application of Comprehensive For For Management Credit Lines 3 Approve Guarantee Provision Plan For Against Management 4 Approve Commodity Futures Hedging For For Management Business 5 Approve Forward Foreign Exchange For For Management Business 6 Approve Bill Pool Business For Against Management 7 Approve Shareholder Return Plan For For Management 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9 Approve Adjustment on Private For For Management Placement of Shares 10 Approve Plan for Private Placement of For For Management Shares (Revised) 11 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds (Revised) 12 Approve Signing of Conditional Share For For Management Subscription Agreement and Supplementary Agreement 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Financial Service Agreement For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Increase in Registered Capital For For Management and Amend Articles of Association 11.1 Elect Tan Huiliang as Non-independent For For Management Director -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction in For For Management Connection to Sales of Auxiliary Materials and Energy Products 1.2 Approve Related Party Transaction in For For Management Connection to Providing Logistics and Transportation Services 1.3 Approve Related Party Transaction in For For Management Connection to Purchasing Polyester Products 2 Approve Provision of Related Entrusted For For Management Loan -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Entrusted Loan to For For Management Associate Company 2 Approve Provision of Additional For Against Management Guarantee -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purchase of Raw Materials For For Management 1.2 Approve Procurement of Fuel, Power and For For Management Commodities 1.3 Approve Sale of Goods and Products For For Management 1.4 Approve Provision of Labor Service For For Management 2 Approve Guarantee and Mutual Guarantee For Against Management 3 Approve Foreign Exchange Forward For For Management Transactions 4 Approve Hedging Business For For Management 5 Approve Loan and Related Party For For Management Transactions 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 7 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Performance Commitments and For For Management Performance Compensation Plan in Connection to Acquisition by Issuance of Shares and Related Party Transactions 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Guarantee Provision Plan For For Management 12 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 13 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Convertible Bonds Issuance 14 Approve Related Party Transaction For Against Management 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HERO MOTOCORP LIMITED Ticker: 500182 Security ID: Y3194B108 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Vikram Sitaram Kasbekar as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Jagmohan Singh Raju as Director For For Management 6 Reelect Meleveetil Damodaran as For For Management Director 7 Reelect Pradeep Dinodia as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Vikram Sitaram Kasbekar, Executive Director - Operations as Whole-Time Director -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Yong as Non-Independent For For Management Director 1.2 Elect Peng Zhaofeng as Non-Independent For For Management Director 1.3 Elect Wang Xindong as Non-Independent For For Management Director 1.4 Elect Wang Zhumin as Non-Independent For For Management Director 1.5 Elect Liu Zhensuo as Non-Independent For For Management Director 1.6 Elect Wang Lanyu as Non-Independent For For Management Director 1.7 Elect Hu Zhigang as Non-Independent For For Management Director 2.1 Elect Zhang Yuzhu as Independent For For Management Director 2.2 Elect Cang Daqiang as Independent For For Management Director 2.3 Elect Gao Dongzhang as Independent For For Management Director 2.4 Elect Ma Li as Independent Director For For Management 3.1 Elect Dong Weijun as Supervisor For For Management 3.2 Elect Li Yiren as Supervisor For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Allowance of For For Management Independent Directors 2 Approve to Expand Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Financial Business For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10.1 Elect Liu Jian as Non-Independent For For Management Director 10.2 Elect Xu Bin as Non-Independent For For Management Director 10.3 Elect Guo Jingrui as Non-Independent For For Management Director 10.4 Elect Geng Litang as Non-Independent For For Management Director 10.5 Elect Zhu Huaming as Non-Independent For For Management Director 10.6 Elect Chang Guangshen as For For Management Non-Independent Director -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to the Rights Issuance 2 Approve Extension of Authorization of For For Management Board and Board Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- HIGHWEALTH CONSTRUCTION CORP. Ticker: 2542 Security ID: Y31959102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect ZHENG QINTIAN with SHAREHOLDER For For Management NO.21685 as Non-Independent Director 6.2 Elect ZHENG XIUHUI with SHAREHOLDER NO. For For Management 25031 as Non-Independent Director 6.3 Elect CHENG CHIHLUNG, a Representative For For Management of JUN YING INVESTMENT INC. with SHAREHOLDER NO.125517, as Non-Independent Director 6.4 Elect FAN HUAJUN, a Representative of For For Management JUN YING INVESTMENT INC. with SHAREHOLDER NO.125517, as Non-Independent Director 6.5 Elect HONG XIYAO with SHAREHOLDER NO. For For Management M100685XXX as Independent Director 6.6 Elect LI WENCHENG with SHAREHOLDER NO. For For Management A101359XXX as Independent Director 6.7 Elect CHEN TACHUN with SHAREHOLDER NO. For For Management B120729XXX as Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HINDALCO INDUSTRIES LIMITED Ticker: 500440 Security ID: Y3196V185 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajashree Birla as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Vikas Balia as Director For For Management 6 Reelect K. N. Bhandari as Director For For Management 7 Reelect Ram Charan as Director For For Management -------------------------------------------------------------------------------- HINDUSTAN PETROLEUM CORPORATION LIMITED Ticker: 500104 Security ID: Y3224R123 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Approve For For Management Final Dividend 3 Reelect Vinod S. Shenoy as Director For For Management 4 Reelect Subhash Kumar as Director For For Management 5 Elect Sunil Kumar as Government For For Management Nominee Director 6 Elect G. Rajendran Pillai as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approval Material Related Party For For Management Transactions -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wilhelmus Adrianus Theodorus For For Management Uijen as Director and Approve Appointment and Remuneration of Wilhelmus Adrianus Theodorus Uijen as Whole-time Director -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Dev Bajpai as Director For For Management 4 Reelect Srinivas Phatak as Director For For Management 5 Reelect Wilhemus Uijen as Director For For Management 6 Elect Ashish Sharad Gupta as Director For For Management 7 Approve Payment of Commission to For For Management Non-Executive Directors 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HITHINK ROYALFLUSH INFORMATION NETWORK CO., LTD. Ticker: 300033 Security ID: Y3181P102 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Using Idle Funds for For Against Management Securities Investment 8.1 Elect Yi Zheng as Non-Independent For For Management Director 8.2 Elect Ye Qiongjiu as Non-Independent For For Management Director 8.3 Elect Wu Qiang as Non-Independent For For Management Director 8.4 Elect Zhu Zhifeng as Non-Independent For For Management Director 8.5 Elect Wang Jin as Non-Independent For For Management Director 8.6 Elect Yu Haomiao as Non-Independent For For Management Director 9.1 Elect Han Shijun as Independent For For Management Director 9.2 Elect Zhao Xuqiang as Independent For For Management Director 9.3 Elect Ni Yifan as Independent Director For For Management 10.1 Elect Guo Xin as Supervisor For For Management 10.2 Elect Xia Wei as Supervisor For For Management -------------------------------------------------------------------------------- HIWIN TECHNOLOGIES CORP. Ticker: 2049 Security ID: Y3226A102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HLB CO., LTD. Ticker: 028300 Security ID: Y5018T108 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jin Yang-gon as Inside Director For For Management 3.2 Elect Jeon Bok-hwan as Inside Director For For Management 3.3 Elect Doh Soon-gi as Inside Director For For Management 3.4 Elect Ahn Gi-hong as Inside Director For For Management 3.5 Elect Moon Jeong-hwan as Inside For For Management Director 3.6 Elect Matthew Chang as Inside Director For For Management 3.7 Elect William G. Hearl as Inside For For Management Director 3.8 Elect Park Jin-guk as Outside Director For For Management 3.9 Elect Sim Jae-cheol as Outside Director For For Management 4 Appoint Kim Yong-woong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HONG LEONG BANK BERHAD Ticker: 5819 Security ID: Y36503103 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management 3 Elect Chong Chye Neo as Director For For Management 4 Elect Lau Souk Huan as Director For For Management 5 Elect Tan Kong Khoon as Director For Against Management 6 Elect Md Hamzah bin Md Kassim as For For Management Director 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HONG LEONG FINANCIAL GROUP BERHAD Ticker: 1082 Security ID: Y36592106 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Other For For Management Benefits 2 Elect Saw Kok Wei as Director For For Management 3 Elect Leong Ket Ti as Director For For Management 4 Elect Noorma binti Raja Othman as For For Management Director 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Berhad ("HLCM") and Persons Connected with HLCM 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Tower Real Estate Investment Trust ("Tower REIT") 9 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HOTAI MOTOR CO., LTD. Ticker: 2207 Security ID: Y37225102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HOTEL SHILLA CO., LTD. Ticker: 008770 Security ID: Y3723W102 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Boo-jin as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED Ticker: 500010 Security ID: Y37246207 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect V. Srinivasa Rangan as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Bhaskar Ghosh as Director For For Management 6 Elect Ireena Vittal as Director For For Management 7 Reelect Nasser Munjee as Director For For Management 8 Reelect J. J. Irani as Director For For Management 9 Approve Related Party Transactions For For Management with HDFC Bank Limited 10 Approve Commission to Non-Executive For For Management Directors 11 Approve Revision in the Remuneration For For Management of Keki M. Mistry as Managing Director Designated as Vice Chairman & Chief Executive Officer 12 Authorize Issuance of Redeemable For For Management Non-Convertible Debentures and/ or Any Other Hybrid Instruments on Private Placement Basis -------------------------------------------------------------------------------- HUA HONG SEMICONDUCTOR LIMITED Ticker: 1347 Security ID: Y372A7109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Takayuki Morita as Director For For Management 3 Elect Jun Ye as Director For Against Management 4 Elect Kwai Huen Wong as Director For For Management 5 Elect Jing Wang as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HUA NAN FINANCIAL HOLDINGS CO., LTD. Ticker: 2880 Security ID: Y3813L107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HUA XIA BANK CO., LTD. Ticker: 600015 Security ID: Y37467118 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Hongjun as Non-independent For For Management Director 1.2 Elect Zou Libin as Non-independent For For Management Director 1.3 Elect Luo Qianyi as Non-independent For For Management Director 1.4 Elect Ma Xiaoyan as Non-independent For For Management Director 1.5 Elect Xie Yiqun as Non-independent For For Management Director 1.6 Elect Zhang Wei as Non-independent For For Management Director 1.7 Elect Zou Xiulian as Non-independent For For Management Director 1.8 Elect Li Minji as Non-independent For For Management Director 1.9 Elect Zhang Jianhua as Non-independent For For Management Director 1.10 Elect Guan Wenjie as Non-independent For For Management Director 1.11 Elect Wang Yiping as Non-independent For For Management Director 1.12 Elect Song Jiqing as Non-independent For For Management Director 1.13 Elect Ding Yi as Independent Director For For Management 1.14 Elect Guo Qingwang as Independent For For Management Director 1.15 Elect Zhao Hong as Independent Director For For Management 1.16 Elect Gong Zhiqiang as Independent For For Management Director 1.17 Elect Lv Wendong as Independent For For Management Director 2.1 Elect Hua Shiguo as Supervisor For For Management 2.2 Elect Ding Shaohua as Supervisor For For Management 2.3 Elect Lin Xin as Supervisor For For Management 2.4 Elect Wu Changqi as Supervisor For For Management 2.5 Elect Ma Yuanju as Supervisor For For Management 2.6 Elect Zhu Xiaofang as Supervisor For For Management 2.7 Elect Zhao Xijun as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Formulation of Remuneration For For Management Measures of Directors 5 Approve Formulation of Remuneration For For Management Measures of Supervisors 6 Approve Formulation of Equity For Against Management Management Measures -------------------------------------------------------------------------------- HUA XIA BANK CO., LTD. Ticker: 600015 Security ID: Y37467118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Budget Report For Against Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Issuance of Financial Bonds For For Management and Related Authorizations 8 Approve Report on the Implementation For For Management of the Related Party Transaction Management System and Related Party Transactions 9.1 Approve Related Party Transactions For For Management with Shougang Group Co., Ltd. 9.2 Approve Related Party Transactions For For Management with State Grid Yingda International Holdings Group Co., Ltd. 9.3 Approve Related Party Transactions For For Management with People's Insurance Company of China Co., Ltd. 9.4 Approve Related Party Transactions For For Management with Beijing Infrastructure Investment Co., Ltd. 9.5 Approve Related Party Transactions For For Management with Huaxia Financial Leasing Co., Ltd. 10 Approve Report of the Board of For For Management Supervisors on the Evaluation of the Performance of the Board of Directors and its Members 11 Approve Report of the Board of For For Management Supervisors on the Performance Evaluation of Supervisors -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5.1 Approve Daily Related-Party For For Management Transactions with Anhui State-owned Capital Operation Holding Group Co., Ltd. 5.2 Approve Daily Related-Party For For Management Transactions with Anhui Publishing Group Co., Ltd. 5.3 Approve Daily Related-Party For For Management Transactions with Oriental International Venture Co., Ltd. 5.4 Approve Related Party Transaction with For For Management Anhui Energy Co., Ltd. 5.5 Approve Related Party Transaction with For For Management Other Related Parties 6 Approve Proprietary Investment Scale For For Management 7 Amend Articles of Association For Against Management 8 Elect Shu Genrong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Purchase of Fuel and the For For Management Annual Cap 1b Approve Provision of Engineering For For Management Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap 1c Approve Sales of Fuel and Provision of For For Management Relevant Services and the Annual Cap 2 Approve Proposed Finance Lease None None Management Framework Agreement, the Annual Caps and Related Transactions -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Debt Financing For Against Management Instruments 3 Amend Articles of Association For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Audited Financial Reports For For Management 7 Approve 2019 Profit Distribution For For Management Proposal 8.1 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) and BDO Limited as Domestic Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration 8.2 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2019 Performance Report of the For For Management Independent Directors 10 Approve 2019 Remuneration of Directors For For Management and Supervisors 11 Approve Proposed Finance Lease For For Management Framework Agreement, Maximum Financing Balance and Related Transactions 12.1 Elect Wang Xuxiang as Director and For For Management Authorize Board to Fix His Remuneration 12.2 Elect Luo Xiaoqian as Director and For For Shareholder Authorize Board to Fix His Remuneration 12.3 Elect Ni Shoumin as Director and For For Management Authorize Board to Fix His Remuneration 12.4 Elect Peng Xingyu as Director and For For Management Authorize Board to Fix His Remuneration 12.5 Elect Gou Wei as Director and For For Management Authorize Board to Fix His Remuneration 12.6 Elect Hao Bin as Director and For For Management Authorize Board to Fix His Remuneration 12.7 Elect Wang Xiaobo as Director and For For Management Authorize Board to Fix His Remuneration 12.8 Elect Feng Rong as Director and For For Management Authorize Board to Fix His Remuneration 13.1 Elect Wang Dashu as Director and For For Management Authorize Board to Fix His Remuneration 13.2 Elect Zong Wenlong as Director and For For Management Authorize Board to Fix His Remuneration 13.3 Elect Feng Zhenping as Director and For For Management Authorize Board to Fix His Remuneration 13.4 Elect Li Xingchun as Director and For For Management Authorize Board to Fix His Remuneration 14.1 Elect Chen Wei as Supervisor For For Management 14.2 Elect Ma Jing'an as Supervisor For For Management -------------------------------------------------------------------------------- HUADONG MEDICINE CO., LTD. Ticker: 000963 Security ID: Y3740R102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related-party For For Management Transactions with Yuanda Group 6.2 Approve Daily Related-party For For Management Transactions with Huadong Group 6.3 Approve Daily Related-party For For Management Transactions with Other Related Parties 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Provision of Guarantee For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUALAN BIOLOGICAL ENGINEERING, INC. Ticker: 002007 Security ID: Y3737H125 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Use of Own Funds to Invest in For Against Management Financial Products 7 Approve to Appoint Auditor For For Management 8 Approve Waiver of Pre-emptive Right For For Shareholder 9.1 Elect Wang Yunlong as Independent For For Management Director 9.2 Elect Liu Wanli as Independent Director For For Management -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions for 2020 Between the Company and Huaneng Group 2 Approve Continuing Connected For Against Management Transactions (from 2020 to 2022) Between the Company and Huaneng Finance 3 Approve Continuing Connected For For Management Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Part of the For For Management Fundraising Investment Projects 2 Elect Zhao Keyu as Director For For Management 3 Approve Increase of the Amount of the For For Management General Mandate to Issue Domestic and/or Overseas Debt Financing Instruments -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6.01 Approve Issuance of Short-term For For Management Debentures 6.02 Approve Issuance of Super Short-term For For Management Debentures 6.03 Approve Issuance of Debt Financing For For Management Instruments 7 Approve Grant of General Mandate to For For Management Issue Domestic and/or Overseas Debt Financing Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares 9 Approve Provision of Guarantee by For For Management Shandong Company to Its Subsidiary 10.01 Elect Zhao Keyu as Director For For Management 10.02 Elect Zhao Ping as Director For For Management 10.03 Elect Huang Jian as Director For For Management 10.04 Elect Wang Kui as Director For For Management 10.05 Elect Lu Fei as Director For For Management 10.06 Elect Teng Yu as Director For For Management 10.07 Elect Mi Dabin as Director For For Management 10.08 Elect Cheng Heng as Director For For Management 10.09 Elect Guo Hongbo as Director For Against Management 10.10 Elect Lin Chong as Director For For Management 11.01 Elect Xu Mengzhou as Director For For Management 11.02 Elect Liu Jizhen as Director For For Management 11.03 Elect Xu Haifeng as Director For For Management 11.04 Elect Zhang Xianzhi as Director For For Management 11.05 Elect Xia Qing as Director For For Management 12.01 Elect Li Shuqing as Supervisor For For Management 12.02 Elect Mu Xuan as Supervisor For For Management 12.03 Elect Ye Cai as Supervisor For For Management 12.04 Elect Gu Jianguo as Supervisor For For Management -------------------------------------------------------------------------------- HUANENG RENEWABLES CORPORATION LIMITED Ticker: 958 Security ID: Y3739S111 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Conditional Offer by For For Management CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares -------------------------------------------------------------------------------- HUANENG RENEWABLES CORPORATION LIMITED Ticker: 958 Security ID: Y3739S111 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Conditional Offer by For For Management CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Use of Partial For For Management Proceeds from Non-Public Issuance of A Shares 2.1 Elect Zhang Wei as Director For For Management 2.2 Elect Zhou Yi as Director For For Management 2.3 Elect Ding Feng as Director For For Shareholder 2.4 Elect Chen Yongbing as Director For For Shareholder 2.5 Elect Xu Qing as Director For For Shareholder 2.6 Elect Hu Xiao as Director For For Management 2.7 Elect Wang Tao as Director For For Management 2.8 Elect Zhu Xuebo as Director For For Management 2.9 Elect Chen Chuanming as Director For For Management 2.10 Elect Lee Chi Ming as Director For For Management 2.11 Elect Liu Yan as Director For For Management 2.12 Elect Chen Zhibin as Director For For Management 2.13 Elect Ma Qun as Director For For Management 3.1 Elect Zhang Ming as Supervisor For For Shareholder 3.2 Elect Yu Lanying as Supervisor For For Shareholder 3.3 Elect Zhang Xiaohong as Supervisor For For Shareholder 3.4 Elect Fan Chunyan as Supervisor For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Use of Partial For For Management Proceeds from Non-Public Issuance of A Shares 2.1 Elect Zhang Wei as Director For For Management 2.2 Elect Zhou Yi as Director For For Management 2.3 Elect Ding Feng as Director For For Shareholder 2.4 Elect Chen Yongbing as Director For For Shareholder 2.5 Elect Xu Qing as Director For For Shareholder 2.6 Elect Hu Xiao as Director For For Management 2.7 Elect Wang Tao as Director For For Management 2.8 Elect Zhu Xuebo as Director For For Management 3.1 Elect Chen Chuanming as Director For For Management 3.2 Elect Lee Chi Ming as Director For For Management 3.3 Elect Liu Yan as Director For For Management 3.4 Elect Chen Zhibin as Director For For Management 3.5 Elect Ma Qun as Director For For Management 4.1 Elect Zhang Ming as Supervisor For For Shareholder 4.2 Elect Yu Lanying as Supervisor For For Shareholder 4.3 Elect Zhang Xiaohong as Supervisor For For Shareholder 4.4 Elect Fan Chunyan as Supervisor For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6.1 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies 6.2 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies 6.3 Approve Ordinary Related-Party For For Management Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies 6.4 Approve Ordinary Related-Party For For Management Transactions with Other Related Parties 7 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 8 Approve KPMG Huazhen LLP as Auditor For For Management for Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration 9 Elect Wang Jianwen as Director For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Statements For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6.1 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies 6.2 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies 6.3 Approve Ordinary Related-Party For For Management Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies 6.4 Approve Ordinary Related-Party For For Management Transactions with Other Related Parties 7 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 8 Approve KPMG Huazhen LLP as Auditor For For Management for Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration 9 Elect Wang Jianwen as Director For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUAXI SECURITIES CO., LTD. Ticker: 002926 Security ID: Y374D7102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Amend Articles of Association For For Management 10 Approve Related Party Transactions For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue of Overseas Bonds of For For Management Overseas Wholly-owned Subsidiary 2 Approve Authorization of the Board for For For Management Issuance of Overseas Bonds -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Dividends 5 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary for Overseas Bonds Issuance 6 Approve Provision of Guarantee to For Against Management Subsidiaries 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xiaoqiu as Non-Independent For For Management Director 2 Elect Zhuang Jingxiong as Supervisor For For Management -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Credit Line Bank Application For For Management and Guarantee Provision 9 Approve Provision of Guarantee For For Management 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- HUAZHU GROUP LIMITED Ticker: HTHT Security ID: 44332N106 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors 2 Elect Director Min (Jenny) Zhang For Against Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Asset For For Management Management Company -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Payment of Audit Fees of For For Management Financial Auditor and Internal Control Auditor 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Related Party Transaction For Against Management -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Wenxia as Non-Independent For For Management Director 1.2 Elect Chen Dali as Non-Independent For For Management Director 1.3 Elect Long Fei as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xiangyao as Independent For For Management Director -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and Its For For Management Remuneration 8 Approve Construction and Development For For Management of the Second Phase Project 9 Approve Related Party Transaction in For For Management Connection to Merger by Absorption 10 Approve Application of Liquidation For For Management 11 Approve Related Party Transaction For For Management 12 Approve Application of Comprehensive For For Management Credit Lines 13 Approve Overall Plan for Financial For Against Management Products Investment -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUTCHISON CHINA MEDITECH LTD. Ticker: HCM Security ID: 44842L103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Re-elect Simon To as Director For Against Management 2B Re-elect Christian Hogg as Director For For Management 2C Re-elect Johnny Cheng as Director For Against Management 2D Re-elect Dr Weiguo Su as Director For Against Management 2E Re-elect Dr Dan Eldar as Director For For Management 2F Re-elect Edith Shih as Director For For Management 2G Re-elect Paul Carter as Director For For Management 2H Re-elect Dr Karen Ferrante as Director For For Management 2I Re-elect Graeme Jack as Director For For Management 2J Re-elect Tony Mok as Director For For Management 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorise Their Remuneration 4A Authorise Issue of Equity For For Management 4B Authorise Issue of Equity without For For Management Pre-emptive Rights 4C Authorise Issue of Equity without For Against Management Pre-emptive Rights in Connection with an Equity Raise 4D Authorise Market Purchase of Ordinary For For Management Shares 5 Amend 2015 Share Option Scheme For Against Management 6 Adopt New Memorandum of Association For For Management and Articles of Association -------------------------------------------------------------------------------- HUYA, INC. Ticker: HUYA Security ID: 44852D108 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Matching Plan For Against Management -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire All For For Management Shares of the Company to Be Incorporated in Brazil and Held by Takeda Pharmaceutical International AG (Takeda) and Affiliates 2 Ratify Planconsult Planejamento e For For Management Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management -------------------------------------------------------------------------------- HYUNDAI DEPARTMENT STORE CO., LTD. Ticker: 069960 Security ID: Y38306109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Ji-seon as Inside Director For Against Management 3.2 Elect Kim Hyeong-jong as Inside For For Management Director 3.3 Elect Jang Ho-jin as Inside Director For For Management 3.4 Elect Noh Min-gi as Outside Director For For Management 3.5 Elect Ko Bong-chan as Outside Director For For Management 4 Elect Ko Bong-chan as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- HYUNDAI DEVELOPMENT CO. Ticker: 294870 Security ID: Y3R31Z103 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lee Hyeong-jae as Inside Director For For Management 2.2 Elect Kwon In-so as Outside Director For For Management 2.3 Elect Choi Gyu-yeon as Outside Director For Against Management 3 Elect Choi Gyu-yeon as a Member of For Against Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI ENGINEERING & CONSTRUCTION CO., LTD. Ticker: 000720 Security ID: Y38382100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jae-jun as Outside Director For For Management 2.2 Elect Hong Dae-sik as Outside Director For For Management 3.1 Elect Kim Jae-jun as a Member of Audit For For Management Committee 3.2 Elect Hong Dae-sik as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI GLOVIS CO., LTD. Ticker: 086280 Security ID: Y27294100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeon Geum-bae as Inside Director For Against Management 3.2 Elect Kim Jun-gyu as Outside Director For For Management 3.3 Elect Lim Chang-gyu as Outside Director For Against Management 4.1 Elect Kim Jun-gyu as a Member of Audit For For Management Committee 4.2 Elect Lim Chang-gyu as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI HEAVY INDUSTRIES HOLDINGS CO., LTD. Ticker: 267250 Security ID: Y3R3C9109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Spin-Off Agreement For For Management 3.1 Elect Ga Sam-hyeon as Inside Director For For Management 3.2 Elect Shin Jae-yong as Outside Director For For Management 4 Elect Shin Jae-yong as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MARINE & FIRE INSURANCE CO., LTD. Ticker: 001450 Security ID: Y3842K104 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cho Yong-il as Inside Director For For Management 2.2 Elect Lee Seong-jae as Inside Director For For Management 3 Elect Kim Yong-joon as Outside For For Management Director to serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOBIS CO., LTD. Ticker: 012330 Security ID: Y3849A109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3.1.1 Elect Karl-Thomas Neumann as Outside For For Management Director 3.1.2 Elect Jang Young-woo as Outside For For Management Director 3.2 Elect Chung Eui-sun as Inside Director For For Management 4.1 Elect Karl-Thomas Neumann as a Member For For Management of Audit Committee 4.2 Elect Jang Young-woo as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOTOR CO., LTD. Ticker: 005380 Security ID: Y38472109 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Eun-su as Outside Director For For Management 3.2 Elect Kim Sang-hyeon as Inside Director For Against Management 4 Elect Choi Eun-su as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI STEEL CO. Ticker: 004020 Security ID: Y38383108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Seo Myeong-jin as Inside Director For For Management 2.2 Elect Park Jong-seong as Inside For For Management Director 2.3 Elect Park Ui-man as Outside Director For For Management 2.4 Elect Lee Eun-taek as Outside Director For For Management 3 Elect Park Ui-man as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- ICICI BANK LIMITED Ticker: 532174 Security ID: Y3860Z132 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Anup Bagchi as Director For For Management 4 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Elect Hari L. Mundra as Director For For Management 7 Elect Rama Bijapurkar as Director For For Management 8 Elect B. Sriram as Director For For Management 9 Elect Subramanian Madhavan as Director For For Management 10 Approve Appointment and Remuneration For For Management of Sandeep Bakhshi as Managing Director & Chief Executive Officer 11 Elect Sandeep Batra as Director For For Management 12 Approve Appointment and Remuneration For For Management of Sandeep Batra as Wholetime Director (designated as Executive Director) 13 Approve Revision in the Remuneration For For Management of N. S. Kannan as Executive Director 14 Approve Revision in the Remuneration For For Management of Vishakha Mulye as Executive Director 15 Approve Revision in the Remuneration For For Management of Vijay Chandok as Executive Director 16 Approve Revision in the Remuneration For For Management of Anup Bagchi as Executive Director 17 Amend Memorandum of Association For For Management 18 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED Ticker: 540716 Security ID: Y3R55N101 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Sanjeev Mantri as Whole-time Director, Designated as Executive Director-Retail 2 Amend ICICI Lombard Employees Stock For Against Management Option Scheme-2005 -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Medium-term Notes -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Qingfeng as Non-Independent For For Management Director 1.2 Elect Liu Xin as Non-Independent For For Management Director 1.3 Elect Wang Bing as Non-Independent For For Management Director 1.4 Elect Chen Tao as Non-Independent For For Management Director 1.5 Elect Wu Xiaoru as Non-Independent For For Management Director 1.6 Elect Hu Yu as Non-Independent Director For For Management 1.7 Elect Nie Xiaolin as Non-Independent For For Management Director 2.1 Elect Zhang Benzhao as Independent For For Management Director 2.2 Elect Zhao Huifang as Independent For For Management Director 2.3 Elect Liu Jianhua as Independent For For Management Director 2.4 Elect Zhao Xudong as Independent For For Management Director 3.1 Elect Gao Lingling as Supervisor For For Management 3.2 Elect Zhang Lan as Supervisor For For Management -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Related Party Transaction For For Management 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Amendments to Articles of For For Management Association 12 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- IHH HEALTHCARE BERHAD Ticker: 5225 Security ID: Y374AH103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- IHH HEALTHCARE BERHAD Ticker: 5225 Security ID: Y374AH103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mehmet Ali Aydinlar as Director For For Management 2 Elect Rossana Annizah binti Ahmad For For Management Rashid as Director 3 Elect Kelvin Loh Chi-Keon as Director For For Management 4 Elect Farid bin Mohamed Sani as For For Management Director 5 Elect Masato Sugahara as Director For For Management 6 Approve Directors' Fees and Other For For Management Benefits 7 Approve Directors' Fees and Other For For Management Benefits to Company's Subsidiaries 8 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- IJM CORPORATION BERHAD Ticker: 3336 Security ID: Y3882M101 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David Frederick Wilson as For For Management Director 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Directors' Fees For For Management 4 Approve Directors' Benefits For For Management 5 Approve Directors' Fees and Meeting For For Management Allowance by a Subsidiary 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- INDIABULLS HOUSING FINANCE LIMITED Ticker: 535789 Security ID: Y3R12A119 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Payment of Interim Dividend For For Management 3 Reelect Sachin Chaudhary as Director For For Management 4 Elect Satish Chand Mathur as Director For For Management 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 6 Approve Shifting of Registered Office For For Management of the Company and Amend Memorandum of Association -------------------------------------------------------------------------------- INDIABULLS HOUSING FINANCE LIMITED Ticker: 535789 Security ID: Y3R12A119 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Non-Convertible For For Management Debentures along with Warrants to Qualified Institutional Buyers 2 Approve Indiabulls Housing Finance For For Management Limited - Employee Stock Benefit Scheme 2019 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company 3 Approve Grant Employee Stock Options For For Management and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 4 Approve Grant of Employee Stock For For Management Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company and Subsidiary Company (ies) by way of Secondary Acquisition under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 5 Approve Trust Route for Implementation For For Management of Indiabulls Housing Finance Limited - Employees Stock Benefit Scheme 2019 6 Approve Provision of Money for For For Management Purchase of Its Own Shares by the Trust/Trustees for Benefit of Employees under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 7 Approve Grant of Employee Stock For For Management Options and/or Shares and/or Stock Appreciation Rights to Identified Employees During Any One Year, Equal to or Exceeding One Percent of the Issued Capital of the Company -------------------------------------------------------------------------------- INDIAN OIL CORPORATION LIMITED Ticker: 530965 Security ID: Y3925Y112 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim DIvidend 3 Reelect S. S. V. Ramakumar as Director For Against Management 4 Reelect Ranjan Kumar Mohapatra as For Against Management Director 5 Reelect Parindu K. Bhagat as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Corporate Guarantees to Banks For For Management on behalf of IndianOil-Adani Gas Pvt. Ltd., a Joint Venture Company -------------------------------------------------------------------------------- INDORAMA VENTURES PUBLIC CO. LTD. Ticker: IVL Security ID: Y39742112 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operational Results None None Management 2 Approve Financial Statements For For Management 3 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 4.1 Elect Rathian Srimongkol as Director For Against Management 4.2 Elect William Ellwood Heinecke as For For Management Director 4.3 Elect Siri Ganjarerndee as Director For For Management 4.4 Elect Kanit Si as Director For Against Management 4.5 Elect Dilip Kumar Agarwal as Director For Against Management 4.6 Elect Kaisri Nuengsigkapian as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Amendment to Articles 22 and For For Management 26 of the Company's Articles of Association 8 Other Business For Against Management -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Payment Plan of Remuneration For For Management to Directors for 2018 3 Approve Payment Plan of Remuneration For For Management to Supervisors for 2018 4 Approve Application for Provisional For For Management Authorization Limit on External Donations 5 Elect Cao Liqun as Director For For Shareholder 6 Elect Feng Weidong as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Payment Plan of Remuneration For For Management to Directors for 2018 3 Approve Payment Plan of Remuneration For For Management to Supervisors for 2018 4 Approve Application for Provisional For For Management Authorization Limit on External Donations 5 Elect Cao Liqun as Director For For Shareholder 6 Elect Feng Weidong as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL BANK CO., LTD. Ticker: 601166 Security ID: Y3990D100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INDUSTRIAL BANK OF KOREA Ticker: 024110 Security ID: Y3994L108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- INDUSTRIAL SECURITIES CO., LTD. Ticker: 601377 Security ID: Y3994T101 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- INDUSTRIAL SECURITIES CO., LTD. Ticker: 601377 Security ID: Y3994T101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management 7 Approve Authorization of Company For For Management Regarding Domestic Debt Financing Scale 8 Approve to Appoint Auditor For For Management 9 Approve Related Party Transaction For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Performance Evaluation and For For Management Remuneration of Directors 12 Approve Performance Evaluation and For For Management Remuneration of Supervisors -------------------------------------------------------------------------------- INDUSTRIAS PENOLES SAB DE CV Ticker: PE&OLES Security ID: P55409141 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Board's Report For For Management 1.2 Approve CEO's Report and Auditors' For For Management Opinion 1.3 Approve Individual and Consolidated For For Management Financial Statements 1.4 Approve Report on Principal Policies For For Management and Accounting Criteria and Information Followed in Preparation of Financial Information 1.5 Approve Audit and Corporate Practices For For Management Committee's Report 2 Resolutions on Allocation of Income For For Management 3 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4 Elect or Ratify Directors; Verify For Against Management Director's Independence Classification; Approve Their Respective Remuneration 5 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INFO EDGE (INDIA) LIMITED Ticker: 532777 Security ID: Y40353107 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loans, Guarantees and For Against Management Securities to Any Person or Other Body Corporate -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: Y4082C133 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Salil Parekh as Director For For Management 4 Elect Uri Levine as Director For For Management -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify or Elect Directors and Secretary For For Management 1.a Dismiss Erbin Brian Keith as Director For For Management 1.b Ratify George William Bilicic as For For Management Director to Replace Erbin Brian Keith 1.c Dismiss Rodrigo Cortina Cortina as For For Management Secretary Non-Member of Board 1.d Elect Vanesa Madero Mabama as For For Management Secretary Non-Member of Board 2 Approve Cancellation of Shares and For For Management Consequently Reduction of Variable Portion of Capital 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Elect or Ratify Directors and For For Management Secretary; Verify Independence Classification of Directors 5 Elect or Ratify Members and Chairmen For For Management of Audit and Corporate Practices Committees 6 Approve Remuneration of Directors For Against Management 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Issuance of High Quality For For Management Corporate Bond 3.1 Approve Issue Size For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Par Value and Issue Price For For Management 3.4 Approve Bond Maturity For For Management 3.5 Approve Bond Interest Rate For For Management 3.6 Approve Use of Raised Funds For For Management 3.7 Approve Underwriters and Trustees For For Management 3.8 Approve Target Subscribers For For Management 3.9 Approve Guarantee Arrangements For For Management 3.10 Approve Safeguard Measures of Debts For For Management Repayment 3.11 Approve Listing Arrangements For For Management 3.12 Approve Payment of Capital and Interest For For Management 3.13 Approve Resolution Validity Period For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Green Corporate Bonds 5.1 Approve Issue Size For For Management 5.2 Approve Par Value and Issue Price For For Management 5.3 Approve Bond Maturity and Type For For Management 5.4 Approve Bond Interest Rate For For Management 5.5 Approve Guarantee Matters For For Management 5.6 Approve Use of Proceeds For For Management 5.7 Approve Issue Manner For For Management 5.8 Approve Terms of Sell-Back For For Management 5.9 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 5.10 Approve Underwriting Manner For For Management 5.11 Approve Listing Arrangements For For Management 5.12 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 5.13 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 7 Approve Investors to Implement Market For For Management Oriented Debt-to-Equity and Signing of Related Agreements -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Related Party Transaction For Against Management 8 Approve Shareholder Return Plan For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Signing of Rare Earth For For Management Concentrate Related Party Agreement 11 Approve Financial Services Agreement For Against Management 12 Approve Purchase Agreement For For Management 13 Approve Allowance of Independent For For Management Directors 14.1 Approve Issue Size For For Management 14.2 Approve Par Value and Issue Price For For Management 14.3 Approve Bond Maturity and Type For For Management 14.4 Approve Bond Interest Rate For For Management 14.5 Approve Guarantee Matters For For Management 14.6 Approve Use of Proceeds For For Management 14.7 Approve Issue Manner For For Management 14.8 Approve Terms of Sell-Back For For Management 14.9 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 14.10 Approve Underwriting Manner For For Management 14.11 Approve Listing Transfer Arrangement For For Management 14.12 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 14.13 Approve Resolution Validity Period For For Management 14.14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve Financial Budget Report For For Management 16 Approve Credit Line Application For For Management 17.1 Elect Li Degang as Non-Independent For For Shareholder Director 17.2 Elect Wang Shengping as For For Shareholder Non-Independent Director 17.3 Elect Shi Kai as Non-Independent For For Shareholder Director 17.4 Elect Liu Zhengang as Non-Independent For For Shareholder Director 17.5 Elect Li Xiao as Non-Independent For For Shareholder Director 17.6 Elect Song Longtang as Non-Independent For For Shareholder Director 17.7 Elect Zhai Jinjie as Non-Independent For For Shareholder Director 17.8 Elect Lang Jilong as Non-Independent For For Shareholder Director 17.9 Elect Bai Baosheng as Non-Independent For For Shareholder Director 18.1 Elect Wu Zhenping as Independent For For Shareholder Director 18.2 Elect Dong Fang as Independent Director For For Shareholder 18.3 Elect Cheng Mingwang as Independent For For Shareholder Director 18.4 Elect Sun Hao as Independent Director For For Shareholder 18.5 Elect Wei Zheyan as Independent For For Shareholder Director 19.1 Elect Hu Yongcheng as Supervisor For For Shareholder 19.2 Elect Xing Liguang as Supervisor For For Shareholder 19.3 Elect Zhang Weijiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve China (Shanghai) Pilot Free For For Management Trade Zone and Overseas Issuance of Bonds 2 Approve Issuance of Foreign Bonds For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Usage of the Shares For For Management Repurchased 2 Approve Revised Draft and Summary of For Against Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Matters Related to Performance Shares Incentive Plan 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Operating Strategy and For For Management Investment Plan 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7.1 Elect Pan Gang as Non-Independent For For Management Director 7.2 Elect Zhao Chengxia as Non-Independent For For Management Director 7.3 Elect Yan Junrong as Non-Independent For For Management Director 7.4 Elect Wang Xiaogang as Non-Independent For For Management Director 7.5 Elect Yang Huicheng as Non-Independent For For Management Director 7.6 Elect Zhang Junping as Non-Independent For For Management Director 7.7 Elect Lv Gang as Non-Independent For For Management Director 7.8 Elect Peng Heping as Independent For For Management Director 7.9 Elect Ji Shao as Independent Director For For Management 7.10 Elect Cai Yuanming as Independent For For Management Director 7.11 Elect Shi Fang as Independent Director For For Management 8.1 Elect Gao Debu as Supervisor For For Management 8.2 Elect Zhang Xinling as Supervisor For For Management 9 Approve Allowance of Directors For For Management 10 Approve Allowance of Supervisors For For Management 11 Approve Report of the Independent For For Management Directors 12 Approve Guarantee Provision Plan For For Management 13 Approve Issuance of Super-short-term For For Management Commercial Papers and Medium-term Notes 14 Approve Provision of Guarantee For For Management 15 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares 16 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares 17 Amend Articles of Association For For Management 18 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Proposed Alignment in the For For Management Preparation of Financial Statements in Accordance with the PRC Accounting Standards for Business Enterprises 1.2 Approve Da Hua CPA as Domestic and For For Management Overseas Auditor 2 Approve Da Hua CPA as Internal Auditor For For Management 3 Elect Du Yingfen as Director For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issue of Super For For Shareholder Short-Term Commercial Papers 2.1 Elect Zhang Jingquan as Director For Against Management 2.2 Elect Lv Junjie as Director For Against Management -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Coal Mines Overall Entrusted For For Management Management Agreements Entered Into by the Company and Its Holding Subsidiaries 2 Approve Supplemental Agreements to the For For Shareholder Coal Mines Overall Entrusted Management Agreements Entered Into by the Company and Its Holding Subsidiaries -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Performance Report of the For For Management Independent Directors 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Capital Expenditure For For Management 7 Approve Financial Auditors For For Management 8 Approve Internal Control Auditor For For Management 9 Approve Provision of Guarantee for For Against Management Commercial Acceptance Bill Financing Business of Its Certain Holding Subsidiaries 10 Approve Provision of Guarantee by the For Against Management Company for Its Holding Subsidiaries 11 Approve the Entrusted Wealth For Against Management Management with Idle Self-Owned Funds 12 Approve Remuneration of Directors For For Shareholder 13 Approve Remuneration of Supervisors For For Shareholder 14 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 16 Amend Articles of Association For For Shareholder 17.1 Elect Zhang Jingquan as Director For For Shareholder 17.2 Elect Liu Chunlin as Director For For Shareholder 17.3 Elect Ge Yaoyong as Director For For Shareholder 17.4 Elect Zhang Dongsheng as Director For For Shareholder 17.5 Elect Liu Jian as Director For For Shareholder 17.6 Elect Lv Guiliang as Director For For Shareholder 17.7 Elect Lv Junjie as Director For For Shareholder 18.1 Elect Zhang Zhiming as Director For For Shareholder 18.2 Elect Huang Sujian as Director For For Shareholder 18.3 Elect Wong Hin Wing as Director For Against Shareholder 18.4 Elect Du Yingfen as Director For For Shareholder 19.1 Elect Zhang Zhenjin as Supervisor For For Shareholder 19.2 Elect Liu Xianghua as Supervisor For For Shareholder 19.3 Elect Wang Yongliang as Supervisor For For Shareholder 19.4 Elect Wu Qu as Supervisor For For Shareholder -------------------------------------------------------------------------------- INNOLUX CORP. Ticker: 3481 Security ID: Y4090E105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Proposal of Transferring For Against Management Shares Bought Back to Employees at a Price Lower than the Average Price if Actual Purchased Shares 5 Amendments to Trading Procedures For For Management Governing Derivatives Products 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 7.1 Elect Jyh-Chau Wang, with SHAREHOLDER For For Management NO.00224402 as Non-independent Director -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: G4818G101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Ronnie Hao Xi Ede as Director For For Management 2.2 Elect Charles Leland Cooney as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: G4818G101 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Grant of Restricted Shares to For Against Management De-Chao Michael Yu under the RS Plan 1b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan 2a Approve Grant of Restricted Shares to For Against Management Ronald Hao Xi Ede under the RS Plan 2b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan 3a Approve Grant of Restricted Shares to For Against Management Charles Leland Cooney under the RS Plan 3b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney under the RS Plan 4a Approve Grant of Restricted Shares to For Against Management Joyce I-Yin Hsu under the RS Plan 4b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan 5a Approve Grant of Restricted Shares to For Against Management Kaixian Chen under the RS Plan 5b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Kaixian Chen under the RS Plan 6a Approve Adoption of 2020 RS Plan For Against Management Limit, 2020 RS Plan Listing Approval, 2020 RS Plan and Related Transactions 6b Approve Grant of Specific Mandate to For Against Management Issue Shares under the 2020 RS Plan -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For Against Management 2 Approve Related Party Transaction For Against Management -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor and For For Management Payment of Their Remuneration 9 Approve Increase Financial Institution For For Management Business-Related Grants 10 Approve Handling Transfer of Accounts For For Management Receivable and Non-Recourse Factoring Business 11 Approve Financial Derivative Trading For For Management Business 12 Approve Allowance of Independent For For Management Directors 13.1 Elect Zhang Lei as Non-Independent For For Management Director 13.2 Elect Peng Zhen as Non-Independent For For Management Director 13.3 Elect Yuan Anjun as Non-Independent For For Management Director 13.4 Elect Wu Long as Non-Independent For For Management Director 14.1 Elect Wang Aiguo as Independent For For Management Director 14.2 Elect Wang Peizhi as Independent For For Management Director 15.1 Elect Wang Chunsheng as Supervisor For For Management 15.2 Elect Chen Bin as Supervisor For For Management -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Bond Issuance For For Management -------------------------------------------------------------------------------- INTER RAO UES PJSC Ticker: IRAO Security ID: X39961101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve New Edition of Charter For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Members of For For Management Audit Commission 7.1 Elect Boris Aiuev as Director None Against Management 7.2 Elect Andrei Bugrov as Director None For Management 7.3 Elect Anatolii Gavrilenko as Director None Against Management 7.4 Elect Boris Kovalchuk as Director None Against Management 7.5 Elect Evgenii Logovinskii as Director None Against Management 7.6 Elect Aleksandr Lokshin as Director None Against Management 7.7 Elect Andrei Murov as Director None Against Management 7.8 Elect Aleksei Nuzhdov as Director None Against Management 7.9 Elect Ronald (Ron) J. Pollett as None Against Management Director 7.10 Elect Elena Sapozhnikova as Director None For Management 7.11 Elect Igor Sechin as Director None Against Management 7.12 Elect Denis Fedorov as Director None Against Management 7.13 Elect Dmitrii Shugaev as Director None Against Management 8.1 Elect Gennadii Bukaev as Member of For For Management Audit Commission 8.2 Elect Tatiana Zaltsman as Member of For For Management Audit Commission 8.3 Elect Svetlana Kovaleva as Member of For For Management Audit Commission 8.4 Elect Igor Feoktistov as Member of For For Management Audit Commission 8.5 Elect Ekaterina Snigireva as Member of For For Management Audit Commission 9 Ratify Auditor For For Management -------------------------------------------------------------------------------- INTERCONEXION ELECTRICA SA ESP Ticker: ISA Security ID: P5624U101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Present Meeting Secretary's Report Re: None None Management Minutes of Meeting Held on March 29, 2019 3 Elect Meeting Approval Committee For For Management 4 Welcome Message from Chairman and None None Management Presentation of Board Report 5 Approve Management Report For For Management 6 Present Individual and Consolidated None None Management Financial Statements 7 Present Auditor's Report None None Management 8 Approve Individual and Consolidated For For Management Financial Statements 9 Approve Allocation of Income and For For Management Dividends 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 11 Elect Directors For Against Management 12 Approve Remuneration Policy For For Management 13 Approve Remuneration of Directors For For Management 14 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- INTERGLOBE AVIATION LIMITED Ticker: 539448 Security ID: Y4R97L111 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Rahul Bhatia as Director For For Management 4 Approve S.R. Batliboi & Co. LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Meleveetil Damodaran as Director For For Management 6 Elect Anil Parashar as Director For For Management 7 Approve Payment of Profit Related For For Management Commission to Independent Directors 8 Approve Extension of Travel Benefits For For Management to Non-Executive Directors 9 Amend Articles of Association - Board For Against Management Related -------------------------------------------------------------------------------- INTERGLOBE AVIATION LIMITED Ticker: 539448 Security ID: Y4R97L111 Meeting Date: JAN 29, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association None For Shareholder -------------------------------------------------------------------------------- INTERNATIONAL CONTAINER TERMINAL SERVICES, INC. Ticker: ICT Security ID: Y41157101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For For Management 2 Determination of Existence of Quorum For For Management 3 Approve Minutes of the Annual For For Management Stockholders' Meeting Held on April 11, 2019 4 Presentation of Chairman's Report For For Management 5 Approve the Chairman's Report and the For For Management 2019 Audited Financial Statements 6 Ratify the Acts, Contracts, For For Management Investments, and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 7.1 Elect Enrique K. Razon, Jr. as Director For For Management 7.2 Elect Cesar A. Buenaventura as Director For Against Management 7.3 Elect Octavio Victor R. Espiritu as For Against Management Director 7.4 Elect Joseph R. Higdon as Director For For Management 7.5 Elect Jose C. Ibazeta as Director For For Management 7.6 Elect Stephen A. Paradies as Director For Against Management 7.7 Elect Andres Soriano III as Director For For Management 8 Appoint External Auditors For For Management 9 Approve Other Matters For Against Management 10 Adjournment For For Management -------------------------------------------------------------------------------- INVENTEC CORP. Ticker: 2356 Security ID: Y4176F109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Procedures For Against Management Governing the Acquisition or Disposal of Assets 5.1 Elect Cho, Tom-Hwar, with SHAREHOLDER For For Management NO.00000157 as Non-independent Director 5.2 Elect Yeh, Kuo-I, with SHAREHOLDER NO. For For Management 00000001 as Non-independent Director 5.3 Elect Wen, Shih-Chih, with SHAREHOLDER For For Management NO.00000026 as Non-independent Director 5.4 Elect Lee, Tsu-Chin, with SHAREHOLDER For For Management NO.00000009 as Non-independent Director 5.5 Elect Chang, Ching-Sung, with For For Management SHAREHOLDER NO.00000037 as Non-independent Director 5.6 Elect Yeh, Li-Cheng, with SHAREHOLDER For For Management NO.00000327 as Non-independent Director 5.7 Elect Chen, Ruey-Long, with For Against Management SHAREHOLDER NO.Q100765XXX as Independent Director 5.8 Elect Chang, Chang-Pang, with For For Management SHAREHOLDER NO.N102640XXX as Independent Director 5.9 Elect Wea, Chi-Lin, with SHAREHOLDER For Against Management NO.J100196XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect Hendrik du Toit as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Philip Hourquebie as Director For For Management 6 Re-elect Charles Jacobs as Director For For Management 7 Re-elect Ian Kantor as Director For For Management 8 Re-elect Lord Malloch-Brown as Director For For Management 9 Re-elect Khumo Shuenyane as Director For For Management 10 Re-elect Fani Titi as Director For For Management 11 Elect Kim McFarland as Director For For Management 12 Elect Nishlan Samujh as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise Board to Ratify and Execute For For Management Approved Resolutions 16 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2019 17 Sanction the Interim Dividend on the For For Management Ordinary Shares 18 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 19 Approve Final Dividend on the Ordinary For For Management Shares and the Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors of the Company 21 Reappoint KPMG Inc as Joint Auditors For For Management of the Company 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Unissued Special For For Management Convertible Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Approve Final Dividend For For Management 31 Reappoint Ernst & Young LLP as Auditors For For Management 32 Authorise Board to Fix Remuneration of For For Management Auditors 33 Authorise Issue of Equity For For Management 34 Authorise Market Purchase of Ordinary For For Management Shares 35 Authorise Market Purchase of For For Management Preference Shares 36 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of Ninety One from Investec Group 2 Approve Matters Relating to the Share For For Management Premium Account and Capital Reduction -------------------------------------------------------------------------------- IOI CORP. BHD. Ticker: 1961 Security ID: Y41763106 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Peter Chin Fah Kui as Director For For Management 3 Elect Lee Yeow Seng as Director For For Management 4 Approve Directors' Fees (Inclusive of For For Management Board Committees' Fees) 5 Approve Directors' Benefits (Other For For Management than Directors' Fees) 6 Approve BDO PLT as Auditors and For For Management Authorize Audit and Risk Management Committee to Fix Their Remuneration 7 Approve Karownakaran @ Karunakaran a/l For For Management Ramasamy to Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Approve Gratuity Payment to Lee Shin For For Management Cheng 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Approve Change in Board Term For Against Management 3 Elect Ivan de Souza Monteiro as Board For For Management Chairman -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thais Ricarte Peters as For For Management Alternate Director 2 Elect Otavio Ladeira de Medeiros as For For Management Fiscal Council Member 3 Approve 3-for-1 Stock Split For For Management 4 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For For Management -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.a Amend Articles For Against Management 1.b Amend Article 50 Re: Profit Reserves For For Management 2 Elect Ellen Gracie Northfleet as For For Management Independent Director -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor a Amend Articles For Against Management b Amend Article 50 Re: Profit Reserves For For Management -------------------------------------------------------------------------------- ITAU CORPBANCA Ticker: ITAUCORP Security ID: P5R3QP103 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Appoint Auditors and Risk Assessment For For Management Companies 4 Approve Remuneration of Directors and For For Management Directors' Committee; Approve their Budget 5 Receive Report Regarding Related-Party For For Management Transactions 6 Receive Report from Directors' For For Management Committee and Audit Committee 7 Other Business For Against Management -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Eduardo Azevedo do Valle as None For Shareholder Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITAUSA-INVESTIMENTOS ITAU SA Ticker: ITSA4 Security ID: P5887P427 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Director Appointed by Preferred None Abstain Shareholder Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Isaac Berensztejn as Fiscal None For Shareholder Council Member and Vicente Jose Rauber as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITC LIMITED Ticker: 500875 Security ID: Y4211T171 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect David Robert Simpson as For For Management Director 4 Reelect John Pulinthanam as Director For For Management 5 Approve S R B C & CO LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Hemant Bhargava as Director For For Management 7 Elect Sumant Bhargavan as Director and For For Management Approve Appointment and Remuneration of Sumant Bhargavan as Wholetime Director 8 Reelect Arun Duggal as Director For For Management 9 Reelect Sunil Behari Mathur as Director For For Management 10 Reelect Meera Shankar as Director For For Management 11 Approve Remuneration of P. Raju Iyer For For Management as Cost Auditors 12 Approve Remuneration of S. Mahadevan & For For Management Co. as Cost Auditors -------------------------------------------------------------------------------- ITC LIMITED Ticker: 500875 Security ID: Y4211T171 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ajit Kumar Seth as Director For For Management 2 Elect Anand Nayak as Director For For Management 3 Approve Variation in Terms of For For Management Remuneration Payable to Chairman & Managing Director and Wholetime Directors -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Use of Idle Funds For Against Management for Cash Management -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Independent For For Management Directors 9 Approve Remuneration of Non-Employee For For Management Representative Supervisors 10 Approve Remuneration of Employee For For Management Representative Supervisors 11 Approve Appointment of Auditor For For Management 12 Approve Signing of Medical Device For For Management Industry (Blood Purification) Project Investment Cooperation Agreement 13.1 Elect Dong Fan as Non-Independent For For Management Director 13.2 Elect Lei Wen as Non-Independent For For Management Director 13.3 Elect Tang Xianmin as Non-Independent For For Management Director 13.4 Elect Zhang Guanghai as For For Management Non-Independent Director 13.5 Elect Zeng Kai as Non-Independent For For Management Director 13.6 Elect Li Feng as Non-Independent For For Management Director 14.1 Elect Cui Songning as Independent For For Management Director 14.2 Elect Zhou Linghong as Independent For For Management Director 14.3 Elect Yang Bai as Independent Director For For Management 15.1 Elect Peng Xiaohong as Supervisor For For Management 15.2 Elect Fang Lihua as Supervisor For For Management -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type For For Management 1.2 Approve Issue Scale For For Management 1.3 Approve Existence Period For For Management 1.4 Approve Par Value and Issue Price For For Management 1.5 Approve Coupon Rate For For Management 1.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 1.7 Approve Conversion Period For For Management 1.8 Approve Determination of Initial For For Management Conversion Price 1.9 Approve Conversion Price Adjustment For For Management and Calculation Method 1.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 1.11 Approve Method for Determining the For For Management Number of Shares for Conversion 1.12 Approve Terms of Redemption For For Management 1.13 Approve Terms of Sell-Back For For Management 1.14 Approve Dividend Distribution Post For For Management Conversion 1.15 Approve Issue Manner and Target For For Management Subscribers 1.16 Approve Placing Arrangement for For For Management Shareholders 1.17 Approve Matters Related to Bondholders For For Management Meeting 1.18 Approve Use of Proceeds For For Management 1.19 Approve Guarantee Matters For For Management 1.20 Approve Safekeeping of Raised Funds For For Management 1.21 Approve Resolution Validity Period For For Management 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bonds Issuance 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Appointment of Relevant For For Management Intermediary for this Transaction 12 Approve Internal Control For For Management Self-Evaluation Report 13 Approve Verification Report on For For Management Convertible Bonds Issuance -------------------------------------------------------------------------------- JARIR MARKETING CO. Ticker: 4190 Security ID: M6185P112 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and FY 2021 5 Ratify Distributed Dividends of SAR 8 For For Management per Share for FY 2019 6 Approve Remuneration of Directors of For For Management SAR 2,650,000 for FY 2019 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Related Party Transactions Re: For For Management Kite Arabia Company 9 Approve Related Party Transactions Re: For For Management Kite Arabia Company 10 Approve Related Party Transactions Re: For For Management Jarir Commercial Investment Company 11 Approve Related Party Transactions Re: For For Management Jarir Commercial Investment Company 12 Approve Related Party Transactions Re: For For Management Amwaj Al Zahran Limited Company 13 Approve Related Party Transactions Re: For For Management Future Markets Trading 14 Approve Related Party Transactions Re: For For Management Jarir Real Estate Company 15 Approve Related Party Transactions Re: For For Management Jarir Real Estate Company 16 Approve Related Party Transactions Re: For For Management Ruben Al Arabia 17 Approve Related Party Transactions Re: For For Management Reaov Tabuk Ltd 18 Approve Related Party Transactions Re: For For Management Sehat Al Sharq Medical Limited Company 19 Approve Related Party Transactions Re: For For Management Ruben Al Arabia 20 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Fiscal Council Members For For Management at Four 4 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Adrian Lima da Hora as Fiscal For Against Management Council Member and Andre Alcantara Ocampos as Alternate 5.2 Elect Demetrius Nichele Macei as For Against Management Fiscal Council Member and Marcos Godoy Brogiato as Alternate 5.3 Elect Jose Paulo da Silva Filho as For Against Management Fiscal Council Member and Sandro Domingues Raffai as Alternate 5.4 Elect Mauricio Wanderley Estanislau da For For Management Costa as Fiscal Council Member and Francisco Vicente Santana Silva Telles as Alternate 6 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Midup For For Management Participacoes Ltda. (Midup) 2 Ratify Factum - Avaliacoes e For For Management Consultoria S/S - EPP (Factum) as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Midup For For Management Participacoes Ltda. (Midup) and Authorize Executives to Ratify and Execute Approved Resolutions 5 Re-Ratify Absorption of Midtown For For Management Participacoes Ltda., Tannery do Brasil S.A. and IM Pecus Industria e Comercio de Couros e Derivados Ltda. for Regularization of Certain Company's Real Estate Properties -------------------------------------------------------------------------------- JG SUMMIT HOLDINGS, INC. Ticker: JGS Security ID: Y44425117 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on May 30, 2019 2 Approve the Financial Statements for For For Management the Preceding Year 3.1 Elect James L. Go as Director For For Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Lily G. Ngochua as Director For Against Management 3.4 Elect Patrick Henry C. Go as Director For Against Management 3.5 Elect Johnson Robert G. Go, Jr. as For Against Management Director 3.6 Elect Robina Gokongwei-Pe as Director For Against Management 3.7 Elect Cirilo P. Noel as Director For Against Management 3.8 Elect Jose T. Pardo as Director For For Management 3.9 Elect Renato T. De Guzman as Director For For Management 3.10 Elect Antonio L. Go as Director For For Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO., LTD. Ticker: 601128 Security ID: Y443B1100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Shareholder Return Plan For Against Management 8 Approve Appointment of Auditor For For Management 9 Approve External Investment For Against Management -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription of Equity in For Against Management Interests in Jiangsu Communication Holding Group Finance Co., Ltd. -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Issue Size For For Management 1.02 Approve Par Value and Issue Price For For Management 1.03 Approve Issue Method For For Management 1.04 Approve Maturity and Type of Bonds For For Management 1.05 Approve Coupon Rate of Bonds For For Management 1.06 Approve Repayment of Principal and For For Management Interest of the Bonds 1.07 Approve Arrangements on Placement to For For Management Shareholders of the Company 1.08 Approve Redemption or Repurchase Terms For For Management 1.09 Approve Guarantee Terms For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Way of Underwriting For For Management 1.12 Approve Trading and Exchange Markets For For Management 1.13 Approve Protection Measures for For For Management Repayment 1.14 Approve Validity Period of the For For Management Resolutions 1.15 Approve Authorization in Relation to For For Management the Issue of Corporate Bonds -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Agreement Between the For Against Management Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 2 Approve Loan Agreement Between the For Against Management Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 3 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 4 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract between the Company and Cheng Xiaoguang -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Statements and For For Management Audit Report 4 Approve 2019 Final Accounting Report For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve 2019 Final Profit Distribution For For Management Plan and Final Dividend 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Internal Auditor and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management UST Notes and Related Transactions 9 Approve Registration and Issuance of For For Management MT Notes and Related Transactions 10 Approve Use of Proceeds Raised from For Against Management the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For Against Management the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions 12 Approve Use of Proceeds Raised from MT For Against Management Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: Y443AC107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Appointment of Auditor For For Management 9 Approve Mutual Guarantee For Against Management 10 Approve Related Party Transactions in For For Management Connection with Loan -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Piaoyang as Non-Independent For For Shareholder Director 1.2 Elect Zhou Yunshu as Non-Independent For For Shareholder Director 1.3 Elect Zhang Lianshan as For For Shareholder Non-Independent Director 1.4 Elect Sun Jieping as Non-Independent For For Shareholder Director 1.5 Elect Dai Hongbin as Non-Independent For For Shareholder Director 1.6 Elect Guo Congzhao as Non-Independent For For Shareholder Director 1.7 Elect Li Yuanchao as Independent For For Shareholder Director 1.8 Elect Wang Qian as Independent Director For For Shareholder 1.9 Elect Xue Shuang as Independent For For Shareholder Director 2.1 Elect Dong Wei as Supervisor For For Management 2.2 Elect Xiong Guoqiang as Supervisor For For Management 3 Approve Repurchase and Cancellation of For For Management Shares -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Fix Remuneration 7 Amend Articles of Association For For Management 8 Approve Remuneration of Independent For For Management Directors -------------------------------------------------------------------------------- JIANGSU KING'S LUCK BREWERY JOINT-STOCK CO., LTD. Ticker: 603369 Security ID: Y444JU106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements and For For Management Financial Budget 6 Approve Appointment of Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Construction of Intelligent For For Management Filling Center 9 Approve Construction of Automated For For Management Three Dimensional Warehouse Logistics Center 10 Approve Construction of Pottery Wine For For Management Storage 11 Elect Ni Congchun as Supervisor For For Shareholder 12.1 Elect Zhou Suming as Non-Independent For For Shareholder Director 12.2 Elect Wu Jianfeng as Non-Independent For For Shareholder Director 12.3 Elect Zhou Yadong as Non-Independent For For Shareholder Director 12.4 Elect Lu Zhengbo as Non-Independent For For Shareholder Director 12.5 Elect Wang Weidong as Non-Independent For For Shareholder Director 12.6 Elect Yu Chengyu as Non-Independent For For Shareholder Director 13.1 Elect Fu Tie as Independent Director For For Shareholder 13.2 Elect Jiang Lian as Independent For For Shareholder Director 13.3 Elect Luo Shilong as Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Use of Funds for Financial For Against Management Products 8 Elect Li Minfu as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement 2 Approve Financial Assistance Related For For Management Matters 3.1 Approve Provision of Guarantee to For For Management Huai'an Jinxi Real Estate and Other 4 Companies 3.2 Approve Provision of Guarantee to For For Management Ningbo Hesheng Investment Management Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization Matters for For For Management Daily Related Party Transactions 2.1 Approve Provision of Guarantee to For For Management Wuhan Zhongnan Jinyue Real Estate Development Co., Ltd. and Other 2 Companies 2.2 Approve Provision of Guarantee to For For Management Nantong Zhongnan Construction Equipment Installation Co., Ltd. 2.3 Approve Provision of Guarantee to For For Management Nanjing Xingrun Real Estate Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjusted the Usage of Raised For For Management Funds for Corporate Bonds Issuance to Qualified Investors 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Bond Period For For Management 2.4 Approve Usage of Raised Funds For For Management 2.5 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Acquisition For For Management 5.1 Approve Provision of Guarantee to For For Management Deqing Yujin and Others 5.2 Approve Provision of Guarantee to For For Management Tengzhou Gongxin -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit and Dividend For For Management Distribution 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Annual Report For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Authorization of Entrusted For Against Management Asset Management 9 Amend Articles of Association For For Management 10.1 Elect Huang Feng as Independent For For Management Director 10.2 Elect Cao Yitang as Independent For For Management Director 10.3 Elect Shi Jun as Independent Director For For Management 10.4 Elect Hua Zhiwei as Independent For For Management Director 11.1 Elect Chen Jinshi as Non-Independent For For Management Director 11.2 Elect Chen Yuhan as Non-Independent For For Management Director 11.3 Elect Xin Qi as Non-Independent For For Management Director 11.4 Elect Bai Lizhong as Non-Independent For For Management Director 11.5 Elect Yao Ke as Non-Independent For For Management Director 11.6 Elect Tang Xiaodong as Non-Independent For For Management Director 11.7 Elect Hu Hongwei as Non-Independent For For Management Director 12.1 Elect Qian Jun as Supervisor For For Management 12.2 Elect Zhang Jianbing as Supervisor For For Management 13.1 Approve to Increase the Guarantee For For Management Amount of 10 Companies Including Shenyang Metro Yurui Project Management Co., Ltd. 13.2 Approve Provision of Guarantee to For Against Management Fuzhou Tangmei Real Estate Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Ticker: 600522 Security ID: Y444E8100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Annual Report Summary For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Report of the Independent For For Management Directors 7 Approve Internal Control Evaluation For For Management Report 8 Approve Financial Statements For For Management 9 Approve Profit Distribution For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Remuneration of Senior For For Management Management Members 12 Approve Daily Related Party For For Management Transactions 13 Approve Guarantee Provision Plan For Against Management 14 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 15 Approve Change in Registered Capital For For Management 16 Approve to Increase Business Scope For For Management 17 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance of Bonds and For For Management Related Transactions 2 Amend Articles of Association and For For Management Related Transactions 3 Approve 2019 Report of the Board of For For Management Directors 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 6 Approve 2019 Profit Distribution For For Management 7 Approve Proposed Provision of For For Management Guarantees to Subsidiaries 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as Overseas Auditor and Authorize Board to Fix Their Remuneration 9 Elect Liu Fangyun as Director and For For Shareholder Authorize Board to Fix His Remuneration 10 Approve Remuneration Scheme of All the For For Management Directors, Supervisors and Senior Management 11 Approve Cessation of Dong Jiahui to For For Management Act as Director 12 Approve Resignation of Hu Qingwen as For For Management Supervisor 13 Approve Resignation of Liao Shengsen For For Management as Supervisor 14.1 Elect Wu Donghua as a Supervisor and For For Management Authorize Board to Fix His Remuneration 14.2 Elect Guan Yongmin as a Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Loan Plan and For For Management Related Party Transactions 2 Approve Guarantee Provision Plan For Against Management 3 Approve Daily Related Party For For Shareholder Transactions 4 Approve Establishment of Shandong For For Shareholder Zhengbang New and Old Kinetic Energy Conversion Equity Investment Fund Partnership (Limited Partnership) -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Approve External Guarantee For Against Management 6 Approve Provision of Guarantee for For Against Management Purchase of Raw Material 7 Approve Loan and Related Party For For Management Transactions 8 Approve Daily Related Party Transaction For For Management 9 Approve Credit Line Application and For For Management Authorization 10 Approve Capital Injection For For Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Controlling Shareholder's Plan For For Management to Adjust the Shareholding Plan of the Company -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Daily Related Party For For Shareholder Transactions with Ultimate Controller and Other Subsidiaries 3 Approve Daily Related Party For For Shareholder Transactions 4 Approve Increase External Guarantee For Against Shareholder 5 Approve Additional External Guarantee For Against Shareholder -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on Usage of For For Management Previously Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve to Adjust the Remuneration For For Management Management System of Directors, Supervisors and Senior Management Members 9 Approve to Adjust the Remuneration of For For Management Directors and Senior Management 10 Approve Additional Guarantee Provision For Against Management Plan 11 Approve Transfer Guarantees Between For For Management Subsidiaries 12 Approve Capital Injection For For Shareholder 13 Approve Loan Application For For Shareholder -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 3 Approve Additional Guarantee For For Shareholder -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Allocation of Controlled For For Management Subsidiary's Surplus Funds -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Real For For Management Estate Project Guarantee and Provision of Additional Guarantee 2 Approve Provision of Loan According to For For Management Equity Ratio -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Time and Method For For Management 2.3 Approve Issuance Period and Type For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Par Value and Determination For For Management Method 2.6 Approve Target Subscribers For For Management 2.7 Approve Terms of Redemption or For For Management Sell-back 2.8 Approve Guarantor and Guarantee Method For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Safeguard Measures for Debt For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Corporate Bonds 4 Approve Company's Eligibility for For For Management Issuance of Debt Financing Instruments 5.1 Approve Issue Scale For For Management 5.2 Approve Issue Time and Method For For Management 5.3 Approve Issuance Period and Type For For Management 5.4 Approve Use of Proceeds For For Management 5.5 Approve Cost of Issuance For For Management 5.6 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management to Jinke New Energy Co., Ltd. 2 Approve Guarantee Provision for For For Management Participation in Real Estate Projects 3 Approve Proportion of Surplus Funds For For Management -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Amount For For Management Guaranteed for Real Estate Projects and New Amount of Guarantee 2 Approve Transfer of the Surplus Funds For For Management of the Controlled Subsidiary According to the Equity Ratio -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee 2 Approve Cancellation of Guarantee to For For Management Some Controlled and Associated Real Estate Project Companies and to Increase Guarantee Limits 3 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Shareholding Equity 4 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Their Shareholding -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Guarantee of For For Management Some Companies Participating in Real Estate Project and Increase in Guarantee 2 Approve Provision of Shareholder Loans For For Management According to Equity Ownership -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Period and Type For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Issue Cost For For Management 2.6 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Debt Financing Instruments 4 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Shareholding Equity 5 Approve Cancellation of Guarantee of For For Management Companies Participating in Real Estate Projects and New Guarantee Amount 6 Approve Employee Share Purchase Plan For Against Shareholder (Draft) and Summary -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Remuneration of Chairman of For For Management the Board 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Additional Guarantee Provision For For Management to Controlled Subsidiary 9 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Listing of Company's For For Management Subsidiary Complies with Circular on Issues Relevant to Regulating the Subsidiaries of Domestic Listed Companies to List Overseas 2 Approve Overseas Listing of Company's For For Management Subsidiary Jinke Property Services Group Co., Ltd. 3 Approve Application for Full For For Management Circulation of Shares 4 Approve Company to Maintain For For Management Independent Listing 5 Approve Description of Sustainable For For Management Profitability and Prospects 6 Approve Authorization of the Board for For For Management Overseas Listing of Subsidiary 7 Approve Directors and Senior For For Management Executives to Hold Shares in Jinke Property Services Group Co., Ltd. 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management 2 Approve Allocation of Controlled For For Management Subsidiary's Surplus Funds -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Guarantee Provision For For Management 2 Approve Company and Partners to For For Management Transfer of Surplus Funds in Controlled Subsidiary in Proportion to Equity Holding -------------------------------------------------------------------------------- JINYU BIO-TECHNOLOGY CO., LTD. Ticker: 600201 Security ID: Y4085H105 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Provision of Guarantee For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendment of Work Regulations For For Management of Board of Directors -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Provision of Guarantee For Against Management 3 Approve Issuance of Super Short-term For For Management Commercial Papers 4 Approve Use of Idle Funds for For Against Management Entrusted Asset Management 5 Amend Articles of Association For For Management 6.1 Elect Wu Xuesong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Renewable Corporate Bonds 2.1 Approve Issue Scale and Issue Manner For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Period For For Management 2.4 Approve Bond Interest Rate and For For Management Determination 2.5 Approve Payment Manner of Capital and For For Management Interest 2.6 Approve Target Subscribers For For Management 2.7 Approve Issuer Renewal Options For For Management 2.8 Approve Deferred Interest Payment For For Management Clause 2.9 Approve Mandatory Interest Payment For For Management Event 2.10 Approve Restrictions Under Interest For For Management Deferral 2.11 Approve Redemption Option For For Management 2.12 Approve Use of Proceeds For For Management 2.13 Approve Safeguard Measures of Debts For For Management Repayment 2.14 Approve Guarantee Situation For For Management 2.15 Approve Underwriting Manner For For Management 2.16 Approve Listing Transfer Place For For Management 2.17 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Supervisors For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Change in Usage of Share For For Management Repurchase 9.1 Approve Remuneration of Directors and For For Management Senior Management 9.2 Approve Remuneration of Supervisors For For Management 10 Approve Issuance of Medium-term Notes For For Management 11 Approve to Carry-out Online For For Management Non-recovery Factoring Business 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Allocation of Income and For For Management Dividends 4 Approve Technology Upgrade Project For For Management 5 Approve External Investment Management For For Management System 6 Approve Annual Report and Summary For For Management 7 Amend Articles of Association For Against Management 8 Approve Zhongshan Shandong For For Management Fengzhujiang Village Bank to Handle Deposit and Settlement and Related Transactions -------------------------------------------------------------------------------- JSW STEEL LIMITED Ticker: 500228 Security ID: Y44680158 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend on 10 Percent For For Management Cumulative Redeemable Preference Shares 3 Approve Dividend on 0.01 Percent For For Management Cumulative Redeemable Preference Shares 4 Approve Dividend on Equity Shares For For Management 5 Reelect Jayant Acharya as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Elect Harsh Charandas Mariwala as For For Management Director 8 Elect Nirupama Rao as Director For For Management 9 Approve Reappointment and Remuneration For Against Management of Jayant Acharya as Whole-Time Director 10 Approve Remuneration of Directors For For Management 11 Approve Issuance of Redeemable For For Management Non-Convertible Debentures on Private Placement Basis 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Approve Material Related Party For For Management Transactions -------------------------------------------------------------------------------- JUEWEI FOOD CO., LTD. Ticker: 603517 Security ID: Y446FS100 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Xingzhou as For For Management Non-Independent Director 2 Elect Sun Yiping as Independent For For Management Director -------------------------------------------------------------------------------- JUEWEI FOOD CO., LTD. Ticker: 603517 Security ID: Y446FS100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Completion of 2019 Daily For For Management Related Party Transactions and 2020 Daily Related Party Transactions 8 Approve Confirmation of Excess Amount For For Management of 2019 Related Party Transaction 9 Approve Application of Bank Credit For For Management Lines 10 Approve Closure or Termination of For For Management Partial IPO Raised Funds Investment Project and Use the Balance of Raised Funds to Permanently Supplement Working Capital 11 Approve Extension of Raised Funds For For Management Investment Project from Convertible Bond Issuance 12 Approve Use Raised Funds for Cash For For Management Management 13 Amend Articles of Association and For For Management Register Changes in Registered Capital 14 Approve Shareholder Return Plan For Against Management 15 Approve Daily Related Party Transaction For For Shareholder -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Director Remuneration For For Management 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management 8 Change Fiscal Year End For For Management 9 Amend Company Articles For For Management 10 Approve Auditors and Fix Their For For Management Remuneration -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Previously Approved Decision on For For Management Distribution of Special Dividend 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration of Certain Board For For Management Members 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- KAISA GROUP HOLDINGS LTD. Ticker: 1638 Security ID: G52132100 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend Out of the For For Management Share Premium Account -------------------------------------------------------------------------------- KAISA GROUP HOLDINGS LTD. Ticker: 1638 Security ID: G52132100 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sun Yuenan as Director For For Management 4 Elect Mai Fan as Director For For Management 5 Elect Kwok Hiu Kwan as Director For For Management 6 Elect Li Haiming as Director For For Management 7 Elect Liu Xuesheng as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For Against Management Shares 13 Approve Grant Share Options of Kaisa For Against Management Prosperity to Liao Chuanqiang Under the 2019 Share Option Scheme 14 Approve Refreshment of Scheme Mandate For Against Management Limit Under the 2015 Share Option Scheme -------------------------------------------------------------------------------- KAKAO CORP. Ticker: 035720 Security ID: Y4519H119 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objective) 2.2 Amend Articles of Incorporation (Stock For For Management Option) 2.3 Amend Articles of Incorporation For For Management (Duties of Directors) 2.4 Amend Articles of Incorporation (Audit For For Management Committee) 2.5 Amend Articles of Incorporation (Board For Against Management Meeting) 3.1 Elect Kim Beom-su as Inside Director For For Management 3.2 Elect Yeo Min-su as Inside Director For For Management 3.3 Elect Cho Su-yong as Inside Director For For Management 3.4 Elect Cho Gyu-jin as Outside Director For For Management 3.5 Elect Yoon Seok as Outside Director For For Management 3.6 Elect Choi Se-jeong as Outside Director For For Management 3.7 Elect Park Sae-rom as Outside Director For For Management 4.1 Elect Cho Gyu-jin as a Member of Audit For For Management Committee 4.2 Elect Yoon Seok as a Member of Audit For For Management Committee 4.3 Elect Choi Se-jeong as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Moon Tae-gohn as Temporary Against Against Shareholder Chairman of the Board 2 Approve Remission of Directors' Against Against Shareholder Liabilities -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Ju-il as a Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KASIKORNBANK PUBLIC CO. LTD. Ticker: KBANK Security ID: Y4591R118 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Suphajee Suthumpun as Director For For Management 4.2 Elect Chanin Donavanik as Director For For Management 4.3 Elect Sara Lamsam as Director For For Management 4.4 Elect Kattiya Indaravijaya as Director For For Management 4.5 Elect Patchara Samalapa as Director For For Management 5 Elect Chonchanum Soonthornsaratoon as For For Management Director 6 Approve Names and Number of Directors For For Management Who Have Signing Authority 7 Approve Remuneration of Directors For For Management 8 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 9 Other Business None None Management -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Sonu Suk-ho as Outside Director For For Management 3.4 Elect Choi Myung-hee as Outside For For Management Director 3.5 Elect Jeong Kou-whan as Outside For For Management Director 3.6 Elect Kwon Seon-ju as Outside Director For For Management 4 Elect Oh Gyu-taek as Outside Director For For Management to serve as an Audit Committee Member 5.1 Elect Choi Myung-hee as a Member of For For Management Audit Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Kim Gyeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KCC CORP. Ticker: 002380 Security ID: Y45945105 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: OCT 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management 2 Elect Min Byeong-sam as Inside Director For For Management -------------------------------------------------------------------------------- KCC CORP. Ticker: 002380 Security ID: Y45945105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Han Mu-geun as Outside Director For For Management 1.2 Elect Jang Seong-wan as Outside For For Management Director 1.3 Elect Yoon Seok-hwa as Outside Director For For Management 2 Elect Jang Seong-wan as a Member of For For Management Audit Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KGHM POLSKA MIEDZ SA Ticker: KGH Security ID: X45213109 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Amend Statute Re: Management Board None Against Shareholder 5.2 Amend Statute Re: Supervisory Board None Against Shareholder 5.3 Amend Statute Re: General Meeting None Against Shareholder 5.4 Amend Statute Re: Disposal of Fixed None Against Shareholder Assets 5.5 Amend Statute Re: Management Board None Against Shareholder 6.1 Approve Disposal of Fixed Assets None Against Shareholder 6.2 Approve Regulations on Disposal of None Against Shareholder Assets 6.3 Approve Regulations on Agreements for None Against Shareholder Legal Services, Marketing Services, Public Relations Services, and Social Communication Services 6.4 Approve Regulations on Report on Best None For Shareholder Practices 6.5 Approve Implementation of Act on State None Against Shareholder Property Management Principles in Company's Subsidiaries 7.1 Recall Supervisory Board Member None Against Shareholder 7.2 Elect Supervisory Board Member None Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- KGHM POLSKA MIEDZ SA Ticker: KGH Security ID: X45213109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Receive Financial Statements None None Management 5.2 Receive Consolidated Financial None None Management Statements 5.3 Receive Management Board Report on None None Management Company's and Group's Operations 6 Receive Management Board Proposal on None None Management Allocation of Income 7 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 8 Receive Supervisory Board Report on None None Management Review of Standalone and Consolidated Financial Statements, Management Board Reports on Company's and Group's Operations 9 Receive Supervisory Board Report on None None Management Management Board Proposal on Allocation of Income 10.1 Receive Supervisory Board Report on None None Management Company's Standing, Internal Control System, Risk Management, Compliance, and Internal Audit Function 10.2 Receive Supervisory Board Report on None None Management Its Activities 11.1 Approve Financial Statements For For Management 11.2 Approve Consolidated Financial For For Management Statements 11.3 Approve Management Board Report on For For Management Company's and Group's Operations 11.4 Approve Allocation of Income and For For Management Omission of Dividends 12.1a Approve Discharge of Adam Bugajczuk For For Management (Management Board Member) 12.1b Approve Discharge of Marcin Chudzinski For For Management (Management Board Member) 12.1c Approve Discharge of Pawel Gruza For For Management (Management Board Member) 12.1d Approve Discharge of Katarzyna For For Management Kreczmanska-Gigol (Management Board Member) 12.1e Approve Discharge of Radoslaw Stach For For Management (Management Board Member) 12.2a Approve Discharge of Leszek Banaszak For For Management (Supervisory Board Member) 12.2b Approve Discharge of Jozef Czyczerski For For Management (Supervisory Board Member) 12.2c Approve Discharge of Jaroslaw Janas For For Management (Supervisory Board Member) 12.2d Approve Discharge of Andrzej For For Management Kisilewicz (Supervisory Board Member) 12.2e Approve Discharge of Janusz Kowalski For For Management (Supervisory Board Member) 12.2f Approve Discharge of Ireneusz Pasis For For Management (Supervisory Board Member) 12.2g Approve Discharge of Bartosz Piechota For For Management (Supervisory Board Member) 12.2h Approve Discharge of Marek Pietrzak For For Management (Supervisory Board Member) 12.2i Approve Discharge of Boguslaw Szarek For For Management (Supervisory Board Member) 12.2j Approve Discharge of Agnieszka For For Management Winnik-Kalemba (Supervisory Board Member) 13 Approve Remuneration Policy For Against Management 14 Amend Statute Re: Management Board For For Management 15.1 Recall Supervisory Board Member None Against Shareholder 15.2 Elect Supervisory Board Member None Against Shareholder 16 Close Meeting None None Management -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ju Woo-jeong as Inside Director For For Management 3.2 Elect Kim Deok-joong as Outside For For Management Director 3.3 Elect Kim Dong-won as Outside Director For For Management 4 Elect Kim Deok-joong as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Ho-seong as Inside Director For For Management -------------------------------------------------------------------------------- KINGBOARD HOLDINGS LIMITED Ticker: 148 Security ID: G52562140 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Ho Yin Sang as Director For For Management 3B Elect Cheung Wai Lin, Stephanie as For For Management Director 3C Elect Cheung Ming Man as Director For For Management 3D Elect Chan Wing Kee as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the New Supply and Service For For Management Framework Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Cheung Kwok Wa as Director For For Management 3B Elect Cheung Ka Ho as Director For For Management 3C Elect Leung Tai Chiu as Director For For Management 3D Elect Ip Shu Kwan, Stephen as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED Ticker: 268 Security ID: G52568147 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lin Bo as Director For For Management 2B Elect Zhou Bo Wen as Director For For Management 2C Elect Gary Clark Biddle as Director For For Management 2D Elect Liu Chia Yung as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6 Approve Final Dividend For For Management -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Proposed For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Spin-Off of Kingsoft For For Management Cloud Holdings Limited, Separate Listing of the New Shares of Kingsoft Cloud on Either the New York Stock Exchange or National Association of Securities Dealers Automated Quotations and Related Transactions -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Jun Lei as Director For For Management 3.2 Elect Pak Kwan Kau as Director For For Management 3.3 Elect Wenjie Wu as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KMW, INC. Ticker: 032500 Security ID: Y6137W105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Chang-won as Inside Director For For Management 2.2 Elect Baek Seung-gon as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- KOC HOLDING AS Ticker: KCHOL Security ID: M63751107 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For Against Management 9 Approve Remuneration Policy and For For Management Director Remuneration for 2019 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management the 2020 and Receive Information on Donations Made in 2019 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- KOMERCNI BANKA, A.S. Ticker: KOMB Security ID: X45471111 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Board Report on For For Management Company's Operations and State of Its Assets 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Consolidated Financial For For Management Statements 5 Elect Maylis Coupet as Supervisory For For Management Board Member 6 Approve Remuneration Policy For Against Management 7 Ratify Deloitte Audit s.r.o as Auditor For For Management -------------------------------------------------------------------------------- KOREA AEROSPACE INDUSTRIES LTD. Ticker: 047810 Security ID: Y4838Q105 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ahn Hyeon-ho as Inside Director For For Management -------------------------------------------------------------------------------- KOREA AEROSPACE INDUSTRIES LTD. Ticker: 047810 Security ID: Y4838Q105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: Y48406105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kim Young-du as Inside Director For For Management (CEO) 1.2 Elect Chae Hui-bong as Inside Director For Did Not Vote Management (CEO) 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Seong Yong-gyu as Inside Director For For Management 2 Elect Ahn Hong-bok as Outside Director For For Management -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nam Young-ju as Inside Director For For Management 2 Elect Nam Young-ju as a Member of For Against Management Audit Committee -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA INVESTMENT HOLDINGS CO., LTD. Ticker: 071050 Security ID: Y4862P106 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2.1 Elect Kim Nam-goo as Inside Director For For Management 2.2 Elect Lee Gang-haeng as Inside Director For For Management 2.3 Elect Hobart Lee Epstein as Outside For For Management Director 2.4 Elect Jeong Young-rok as Outside For For Management Director 3 Elect Jeong Young-rok as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA SHIPBUILDING & OFFSHORE ENGINEERING CO., LTD. Ticker: 009540 Security ID: Y3838M106 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ga Sam-hyeon as Inside Director For For Management 2.2 Elect Choi Hyeok as Outside Director For Against Management 3 Elect Choi Hyeok as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA ZINC CO., LTD. Ticker: 010130 Security ID: Y4960Y108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Yoon-beom as Inside Director For For Management 2.2 Elect Jang Hyeong-jin as For For Management Non-Independent Non-Executive Director 2.3 Elect Seong Yong-rak as Outside For For Management Director 2.4 Elect Lee Jong-gwang as Outside For For Management Director 2.5 Elect Kim Doh-hyeon as Outside Director For For Management 3.1 Elect Lee Jong-gwang as a Member of For For Management Audit Committee 3.2 Elect Kim Doh-hyeon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREAN AIR LINES CO., LTD. Ticker: 003490 Security ID: Y4936S102 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Chairman of the Board) 2.2 Amend Articles of Incorporation For For Management (Director Election) 2.3 Amend Articles of Incorporation For For Management (Method of Public Notice) 3.1 Elect Woo Gi-hong as Inside Director For Against Management 3.2 Elect Lee Su-geun as Inside Director For For Management 3.3 Elect Jeong Gap-young as Outside For For Management Director 3.4 Elect Cho Myeong-hyeon as Outside For For Management Director 3.5 Elect Park Hyeon-ju as Outside Director For For Management 4 Elect Park Hyeon-ju as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KROTON EDUCACIONAL SA Ticker: COGN3 Security ID: P6S43Y203 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Cogna Educacao For For Management S.A. and Amend Article 1 Accordingly 2 Amend Articles For For Management 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Evando Jose Neiva as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Juliana Rozenbaum Munemori as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Antonio de Moraes Carvalho as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Nicolau Ferreira Chacur as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Calvo Galindo as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Thiago dos Santos Piau as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Walfrido Silvino dos Mares Guia Neto as Director -------------------------------------------------------------------------------- KT&G CORP. Ticker: 033780 Security ID: Y49904108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ko Yoon-seong as Outside Director For For Management 2.2 Elect Kim Myeong-cheol as Outside For For Management Director 2.3 Elect Hong Hyeon-jong as Outside For For Management Director 3.1 Elect Ko Yoon-seong as a Member of For For Management Audit Committee 3.2 Elect Kim Myeong-cheol as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KUALA LUMPUR KEPONG BERHAD Ticker: 2445 Security ID: Y47153104 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect R. M. Alias as Director For For Management 2 Elect Lee Hau Hian as Director For For Management 3 Elect Azlan Bin Mohd Zainol as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Share Repurchase Program For For Management 8 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 9 Approve Dividend Reinvestment Plan For For Management -------------------------------------------------------------------------------- KUMHO PETROCHEMICAL CO., LTD. Ticker: 011780 Security ID: Y5S159113 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Jae-gyeong as Outside For For Management Director 3 Elect Lee Jae-gyeong as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LIMITED Ticker: 135 Security ID: G5320C108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhao Yongqi as Director For For Management 3B Elect Tsang Yok Sing Jasper as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gao Weidong as Non-Independent For For Management Director 2 Elect You Yalin as Supervisor For For Shareholder -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Financial and For For Management Internal Control Auditor 9.1 Elect Gao Weidong as Non-Independent For For Management Director 9.2 Elect Li Jingren as Non-Independent For For Management Director 9.3 Elect Wang Yan as Non-Independent For For Management Director 10.1 Elect Li Botan as Independent Director For For Management 10.2 Elect Lu Jinhai as Independent Director For For Management 10.3 Elect Xu Dingbo as Independent Director For For Management 10.4 Elect Zhang Jingzhong as Independent For For Management Director 11.1 Elect You Yalin as Supervisor For For Management 11.2 Elect Che Xingyu as Supervisor For For Management -------------------------------------------------------------------------------- KWG GROUP HOLDINGS LIMITED Ticker: 1813 Security ID: G53224104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kong Jiannan as Director For For Management 3b Elect Tam Chun Fai as Director For For Management 3c Elect Li Binhai as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8a Approve Specific Mandate to Issue For Against Management Connected Awarded Shares Under the Share Award Scheme 8b Authorize Board to Deal with All For Against Management Matters in Relation to the Issuance of Connected Awarded Shares 9 Approve Grant of Connected Awarded For Against Management Shares to Cai Fengjia Under the Share Award Scheme 10 Approve Grant of Connected Awarded For Against Management Shares to Tsui Kam Tim Under the Share Award Scheme 11 Approve Grant of Connected Awarded For Against Management Shares to Chen Guangchuan Under the Share Award Scheme 12 Approve Grant of Connected Awarded For Against Management Shares to Chen Wende Under the Share Award Scheme 13 Approve Grant of Connected Awarded For Against Management Shares to Huang Yanping Under the Share Award Scheme 14 Approve Grant of Connected Awarded For Against Management Shares to Jin Yanlong Under the Share Award Scheme 15 Approve Grant of Connected Awarded For Against Management Shares to Ou Jian Under the Share Award Scheme 16 Approve Grant of Connected Awarded For Against Management Shares to Tang Wen Under the Share Award Scheme -------------------------------------------------------------------------------- LAND & HOUSES PUBLIC CO., LTD. Ticker: LH Security ID: Y5172C198 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Non-Allocation of Legal For For Management Reserve, Omission of Dividend Payment and Acknowledge Interim Dividend Payment 5.1 Elect Adisorn Thananan-narapool as For Against Management Director 5.2 Elect Piphob Veraphong as Director For For Management 5.3 Elect Bundit Pitaksit as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- LARGAN PRECISION CO., LTD. Ticker: 3008 Security ID: Y52144105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- LARSEN & TOUBRO LIMITED Ticker: 500510 Security ID: Y5217N159 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect M.V. Satish as Director For For Management 4 Reelect Shailendra Roy as Director For For Management 5 Reelect R. Shankar Raman as Director For For Management 6 Reelect J.D Patil as Director For For Management 7 Reelect M.M. Chitale as Director For For Management 8 Reelect M. Damodaran as Director For For Management 9 Reelect Vikram Singh Mehta as Director For For Management 10 Reelect Adil Zainulbhai as Director For For Management 11 Approve Remuneration to S.N For Against Management Subrahmanyan as Chief Executive Officer and Managing Director 12 Approve Remuneration to R. Shankar For Against Management Raman as Chief Financial Officer and Whole-time Director 13 Amend Objects Clause of Memorandum of For For Management Association 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 15 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- LATAM AIRLINES GROUP SA Ticker: LTM Security ID: P61894104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends of USD 0.09 Per Share For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors' Committee 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Designate Newspaper to Publish Company For For Management Announcements 9 Receive Report Regarding Related-Party For For Management Transactions 10 Other Business For Against Management -------------------------------------------------------------------------------- LEE & MAN PAPER MANUFACTURING LIMITED Ticker: 2314 Security ID: G5427W130 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li King Wai Ross as Director For For Management 4 Elect Chau Shing Yim David as Director For For Management 5 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Poon Chung Kwong 6 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Wong Kai Tung Tony 7 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Peter A. Davies 8 Approve Remuneration of Directors for For For Management the Year Ended December 31, 2019 9 Authorize Board to Fix Remuneration of For For Management Directors for the Year Ending December 31, 2020 10 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Issued Share For For Management Capital 13 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Peng as Director For For Management 2 Elect Wang Yusuo as Director For For Management 3 Elect Yin Jian'an as Director For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Grant of General Mandate to For For Management Issue Debt Financing Instruments and Related Transactions -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report For For Management 2 Approve Supervisors' Report For For Management 3 Approve Audited Financial Statements For For Management and Independent Auditor's Report 4 Approve Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers as For For Management Independent Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued H Share For For Management Capital 8 Elect Yang Jianhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Guarantee Support For Against Management Framework Agreement, Cap of the Guarantees and Related Transactions -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 992 Security ID: Y5257Y107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhu Linan as Director For For Management 3b Elect Yang Chih-Yuan Jerry as Director For For Management 3c Elect Gordon Robert Halyburton Orr as For For Management Director 3d Elect Woo Chin Wan Raymond as Director For For Management 3e Authorize Board Not to Fill Up Vacated For For Management Office Resulting From Retirement of Tian Suning as Director 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Award Plans and California For Against Management Sub-Plans -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Period For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Change in Business Scope For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Appointment of External Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Lease of Office Space by For For Management Subsidiary from Ultimate Controlling Shareholder 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Convertible Bonds 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Issuance of Convertible Bonds -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Public Issuance For For Management of Convertible Bonds 2 Approve Company's Plan for Public For For Management Issuance of Convertible Bonds (Second Revision) 3 Approve Demonstration Analysis Report For For Management on Public Issuance of Convertible Bonds (Second Revision) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment (Second Revision) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Second Revision) -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Overseas For For Management Syndicated Loan 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pu Zhongjie as Non-Independent For For Management Director 1.2 Elect Liu Yanjiang as Non-Independent For For Management Director 1.3 Elect Xu Yang as Non-Independent For For Management Director 1.4 Elect Pu Fei as Non-Independent For For Management Director 2.1 Elect Gan Liang as Independent Director For For Management 2.2 Elect Cao Lu as Independent Director For For Management 2.3 Elect Zhi Yi as Independent Director For For Management 3.1 Elect Wang Xinglin as Supervisor For For Management 3.2 Elect Wang Jun as Supervisor For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Directors For For Management 7 Approve Allowance of Supervisors For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issuance Manner For For Management 10.3 Approve Target Subscribers and For For Management Subscription Method 10.4 Approve Issue Size For For Management 10.5 Approve Issue Price and Pricing For For Management Principles 10.6 Approve Usage of Raised Funds For For Management 10.7 Approve Lock-up Period For For Management 10.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.9 Approve Listing Exchange For For Management 10.10 Approve Resolution Validity Period For For Management 11 Approve Plan on Private Placement of For For Management Shares 12 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 13 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15.1 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Guoxin Investment Co., Ltd. 15.2 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Guoxin Central Enterprise Operation (Guangzhou) Investment Fund (Limited Partnership) 15.3 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Government of Singapore Investment Corporation (GIC Private Limited) 15.4 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Runhui Investment Management Hong Kong Limited 15.5 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Qingdao Minhe Zhiwei Investment Center (Limited Partnership) 15.6 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Suzhou Yipu Suxu Investment Partnership (Limited Partnership) 15.7 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Shenzhen Capital Group Co., Ltd. 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Shareholder Return Plan For For Management 19.1 Elect Wang Lihua as Independent For For Management Director 20 Approve Capital Injection and Waiver For For Shareholder of Pre-emptive Right as well as Related Party Transactions -------------------------------------------------------------------------------- LG CHEM LTD. Ticker: 051910 Security ID: Y52758102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Young-soo as For Against Management Non-Independent Non-Executive Director 2.2 Elect Cha Dong-seok as Inside Director For Against Management 2.3 Elect Jeong Dong-min as Outside For For Management Director 3 Elect Jeong Dong-min as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG CORP. Ticker: 003550 Security ID: Y52755108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Young-soo as Inside Director For Against Management 2.2 Elect Cho Seong-wook as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG DISPLAY CO., LTD. Ticker: 034220 Security ID: Y5255T100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jeong Ho-young as Inside Director For For Management 2.2 Elect Suh Dong-Hee as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG ELECTRONICS, INC. Ticker: 066570 Security ID: Y5275H177 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect two Inside Directors and one For For Management Outside Director (Bundled) 4 Elect Baek Yong-ho as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG HOUSEHOLD & HEALTH CARE LTD. Ticker: 051900 Security ID: Y5275R100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jae-wook as Outside Director For Against Management 2.2 Elect Kim Gi-young as Outside Director For Against Management 3 Elect Kim Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG INNOTEK CO., LTD. Ticker: 011070 Security ID: Y5276D100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Chang-tae as Inside Director For For Management 2.2 Elect Ju Young-chang as Outside For For Management Director 3 Elect Ju Young-chang as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Jae-ho as Outside Director For For Management 4 Elect Lee Jae-ho as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kosaka Takeshi as Director For For Management 3.1b Elect Wang Ya Fei as Director For For Management 3.1c Elect Chan Chung Bun, Bunny as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 3 Approve Issuance of Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Provision of Guarantee For Against Management 8 Approve Purchase of Short-term For Against Management Financial Products 9 Approve Application for Financing For For Management 10 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 11 Elect Xu Biao as Non-independent For For Shareholder Director 12 Elect Qu Dongbo as Non-independent For For Shareholder Director 13 Elect Liu Jiwei as Independent Director For For Management 14 Approve the Company's Spin-off of Its For For Shareholder Subsidiaries to the Science and Technology Board Continued to Comply with the "Several Provisions on the Pilot Domestic Listing of Subsidies of Listed Companies" 15 Approve Company's Spin-off Subsidiary For For Shareholder Liaoning Chengda Biotechnology Co.,Ltd. to Science and Technology Board Listing Plan (Revised) 16.1 Approve The Purpose, Commercial For For Shareholder Rationality and Necessity of this Spin-off Listing 16.2 Approve Types of Shares Issued For For Shareholder 16.3 Approve Par Value of Shares Issued For For Shareholder 16.4 Approve Issue Size For For Shareholder 16.5 Approve Issue Manner For For Shareholder 16.6 Approve Target Subscribers For For Shareholder 16.7 Approve Pricing Method For For Shareholder 16.8 Approve Use of Proceeds For For Shareholder 16.9 Approve Underwriting Manner For For Shareholder 16.10 Approve Listing Exchange and Sectors For For Shareholder 16.11 Approve Issuance and Listing Time For For Shareholder 16.12 Approve Increase Registered Capital For For Shareholder 16.13 Approve Issuance Expenses For For Shareholder 16.14 Approve Issue Plan Validity For For Shareholder 17 Approve the Company's Spin-off For For Shareholder Subsidiary Liaoning Chengda Biotechnology Co.,Ltd. was Listed on the Science and Technology Board in Compliance with Relevant Laws and Regulations 18 Approve the Spin-off of Liaoning For For Shareholder Chengda Biotechnology Co.,Ltd.'s Listing on the Science and Technology Board is Conducive to Safeguarding the Legitimate Rights and Interests of Shareholders and Creditors 19 Approve the Company Maintains its For For Shareholder Independence and Ability to Continue Operations 20 Approve Liaoning Chengda Biotechnology For For Shareholder Co.,Ltd. has the Corresponding Standard Operation Capabilities 21 Approve the Completeness and For For Shareholder Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve the Explanation on Whether or For For Shareholder Not the Stock Price Volatility Achieve the Relevant Standards in Article 5 Stated in the Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 23 Approve Authorization of the Board and For For Shareholder Its Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing and Entire Equity For For Management Transfer of Chengda Fangyuan Pharmaceutical Group Co., Ltd. 2 Approve Authorization of Management on For For Management Matters Related to the Listing and Entire Equity Transfer of Chengda Fangyuan Pharmaceutical Group Co., Ltd. -------------------------------------------------------------------------------- LIBERTY HOLDINGS LTD. Ticker: LBH Security ID: S44440121 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2.1 Re-elect Nooraya Khan as Director For For Management 2.2 Re-elect Carol Roskruge Cele as For For Management Director 2.3 Re-elect Yunus Suleman as Director For For Management 2.4 Elect Nick Criticos as Director For For Management 3 Reappoint PwC Inc as Auditors For For Management 4 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 5 Place Authorised but Unissued For For Management Preference Shares under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Re-elect Yunus Suleman as Chairman of For For Management the Group Audit and Actuarial Committee 7.2 Re-elect Nooraya Khan as Member of the For For Management Group Audit and Actuarial Committee 7.3 Elect Simon Ridley as Member of the For For Management Group Audit and Actuarial Committee 7.4 Elect Carol Roskruge Cele as Member of For For Management the Group Audit and Actuarial Committee 7.5 Re-elect Jim Sutcliffe as Member of For For Management the Group Audit and Actuarial Committee 7.6 Elect Howard Walker as Member of the For For Management Group Audit and Actuarial Committee 8 Approve Remuneration Policy For For Management 9 Approve Implementation Report For For Management 10 Approve Restricted Share Plan For For Management 11 Approve Equity Growth Scheme For For Management 1 Authorise Directors to Issue Any For Against Management Ordinary Shares of the Company for the Implementation of Any Share Incentive Scheme 2.1 Approve Fees for the Chairman of the For For Management Board 2.2 Approve Fees for the Lead Independent For For Management Director 2.3 Approve Fees for the Board Member For For Management 2.4 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Sub-committee 2.5 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Committee 2.6 Approve Fees for the Chairman of the For For Management Group Audit and Actuarial Committee 2.7 Approve Fees for the Member of the For For Management Group Audit and Actuarial Committee 2.8 Approve Fees for the Chairman of the For For Management Group Actuarial Committee 2.9 Approve Fees for the Member of the For For Management Group Actuarial Committee 2.10 Approve Fees for the Chairman of the For For Management Group Risk Committee 2.11 Approve Fees for the Member of the For For Management Group Risk Committee 2.12 Approve Fees for the Chairman of the For For Management Group Remuneration Committee 2.13 Approve Fees for the Member of the For For Management Group Remuneration Committee 2.14 Approve Fees for the Chairman of the For For Management Group Social, Ethics and Transformation Committee 2.15 Approve Fees for the Member of the For For Management Group Social, Ethics and Transformation Committee 2.16 Approve Fees for the Member of the For For Management Group Directors' Affairs Committee 2.17 Approve Fees for the Chairman of the For For Management Group IT Committee 2.18 Approve Fees for the Member of the For For Management Group IT Committee 2.19 Approve Fees for the Chairman of the For For Management STANLIB Limited Board 2.20 Approve Fees for the Member of the For For Management STANLIB Limited Board 2.21 Approve Fee Per Ad Hoc Board Meeting For For Management 2.22 Approve Fee Per Ad Hoc Board Committee For For Management Meeting 3.1 Approve Financial Assistance to For For Management Related or Inter-related Company 3.2 Approve Financial Assistance to Any For For Management Employee, Director, Prescribed Officer or Other Person or Any Trust Established for their Benefit in Terms of Any Share Incentive Scheme 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LIC HOUSING FINANCE LIMITED Ticker: 500253 Security ID: Y5278Z133 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect P. Koteswara Rao as Director For For Management 4 Approve Gokhale & Sathe, Chartered For For Management Accountants, Mumbai and M. P. Chitale & Co., Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Redeemable For For Management Non-Convertible Debentures, Secured or Unsecured, and/or any other Hybrid Instruments on Private Placement Basis 6 Elect M. R. Kumar as Non-Executive For For Management Chairman 7 Reelect Dharmendra Bhandari as Director For For Management 8 Elect Kashi Prasad Khandelwal as For For Management Director 9 Elect Sanjay Kumar Khemani as Director For For Management 10 Approve Increase in Borrowing Powers For For Management -------------------------------------------------------------------------------- LIFE HEALTHCARE GROUP HOLDINGS LTD. Ticker: LHC Security ID: S4682C100 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Deloitte & Touche (Deloitte) For For Management as Auditors of the Company with B Nyembe as the Individual Designated Auditor 2.1 Re-elect Marian Jacobs as Director For For Management 2.2 Re-elect Royden Vice as Director For For Management 2.3 Re-elect Pieter van der Westhuizen as For For Management Director 3.1 Re-elect Peter Golesworthy as Chairman For For Management of the Audit Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit Committee 3.3 Re-elect Garth Solomon as Member of For For Management the Audit Committee 3.4 Re-elect Royden Vice as Member of the For For Management Audit Committee 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Remuneration Implementation For Against Management Report 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Additional Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Agreements For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 1.3 Approve Lock-up Period For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Provision of Guarantee 2 Approve Financing and Provision of For For Management Guarantee -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantees For For Management 9 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of Shares 10 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin off of Solid State For For Management Storage Business Unit to SOLID STATE STORAGE CORPORATION -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of Against For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LOGAN PROPERTY HOLDINGS CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Kei Hoi Pang as Director For For Management 4 Elect Wu Jian as Director For For Management 5 Elect Kei Perenna Hoi Ting as Director For For Management 6 Elect Cai Suisheng as Director For For Management 7 Authorize Board to Fix the For For Management Remuneration of Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOGAN PROPERTY HOLDINGS CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of the English name of For For Management the Company from "Logan Property Holdings Company Limited" to "Logan Group Company Limited" and the Chinese Name of the Company -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alberto da Veiga Sicupira as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Moniz Barreto Garcia as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Saggioro Garcia as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Alberto Lemann as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Veiga Ferraz Pereira as Independent Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sidney Victor da Costa Breyer as Independent Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Vanessa Claro Lopes as Independent Director 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 Re: Corporate Purpose For For Management 2 Amend Articles For For Management 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LOJAS RENNER SA Ticker: LREN3 Security ID: P6332C102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Eight For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Gallo as Director For For Management 5.2 Elect Osvaldo Burgos Schirmer as For For Management Independent Director 5.3 Elect Carlos Fernando Couto de For For Management Oliveira Souto as Independent Director 5.4 Elect Fabio de Barros Pinheiro as For For Management Independent Director 5.5 Elect Thomas Bier Herrmann as For For Management Independent Director 5.6 Elect Juliana Rozenbaum Munemori as For For Management Independent Director 5.7 Elect Christiane Almeida Edington as For For Management Independent Director 5.8 Elect Alexandre Vartuli Gouvea as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None For Management Elect Jose Gallo as Director 7.2 Percentage of Votes to Be Assigned - None For Management Elect Osvaldo Burgos Schirmer as Independent Director 7.3 Percentage of Votes to Be Assigned - None For Management Elect Carlos Fernando Couto de Oliveira Souto as Independent Director 7.4 Percentage of Votes to Be Assigned - None For Management Elect Fabio de Barros Pinheiro as Independent Director 7.5 Percentage of Votes to Be Assigned - None For Management Elect Thomas Bier Herrmann as Independent Director 7.6 Percentage of Votes to Be Assigned - None For Management Elect Juliana Rozenbaum Munemori as Independent Director 7.7 Percentage of Votes to Be Assigned - None For Management Elect Christiane Almeida Edington as Independent Director 7.8 Percentage of Votes to Be Assigned - None For Management Elect Alexandre Vartuli Gouvea as Independent Director 8 As a Shareholder, Would You like to None Abstain Management Request the Election of a Board Representative in Accordance with Article 17 of the Company's Bylaws? 9 Approve Remuneration of Company's For For Management Management 10 Fix Number of Fiscal Council Members For For Management at Three 11.1 Elect Joarez Jose Piccinini as Fiscal For For Management Council Member and Roberto Zeller Branchi as Alternate 11.2 Elect Ricardo Zaffari Grechi as Fiscal For For Management Council Member and Roberto Frota Decourt as Alternate 11.3 Elect Estela Maris Vieira de Souza as For For Management Fiscal Council Member and Isabel Cristina Bittencourt Santiago as Alternate 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For Against Management Application 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For For Management Management System for Chairman, Chairman of the Supervisory Board and Senior Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Guarantee Provision Plan and For For Management Related Party Transactions -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Gang as Non-Independent For For Shareholder Director 1.2 Elect Tan Ruiqing as Non-Independent For For Shareholder Director 1.3 Elect Chang Yili as Non-Independent For For Shareholder Director 1.4 Elect Yang Minyue as Non-Independent For For Shareholder Director 1.5 Elect He Benliu as Non-Independent For For Shareholder Director 1.6 Elect Shen Qingfei as Non-Independent For For Shareholder Director 1.7 Elect Zhang Qibin as Non-Independent For For Shareholder Director 1.8 Elect Zhou Xiaokui as Non-Independent For For Shareholder Director 2.1 Elect Qiu Guanzhou as Independent For For Management Director 2.2 Elect Yu Xiaohong as Independent For For Management Director 2.3 Elect Lin Suyue as Independent Director For For Management 2.4 Elect Li Li as Independent Director For For Management 3.1 Elect Feng Jun as Supervisor For For Management 3.2 Elect Du Weili as Supervisor For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Time For Against Management 2.3 Approve Issue Size and Subscription For Against Management Amount 2.4 Approve Issue Price and Pricing Basis For Against Management 2.5 Approve Lock-up Period For Against Management 2.6 Approve Amount and Use of Proceeds For Against Management 2.7 Approve Distribution Arrangement of For Against Management Cumulative Earnings 2.8 Approve Listing Exchange For Against Management 2.9 Approve Resolution Validity Period For Against Management 3 Approve Private Placement of Shares For Against Management 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For Against Management Handle All Related Matters 7 Approve Report on the Usage of For Against Management Previously Raised Funds 8 Approve Verification Report on the For Against Management Usage of Previously Raised Funds 9 Approve Signing of Share Subscription For Against Management Agreement 10.1 Approve Signing of Strategic For Against Management Cooperation Agreement with Jinlian (Tianjin) Asset Management Co., Ltd. 10.2 Approve Signing of Strategic For Against Management Cooperation Agreement with Henan Asset Management Co., Ltd. 10.3 Approve Signing of Strategic For Against Management Cooperation Agreement with Guangzhou Xuanyuan Investment Management Co., Ltd. 11 Approve Related Party Transactions in For Against Management Connection to Private Placement 12 Approve Shareholder Return Plan For For Management 13 Amend Management System of the Usage For For Management of Raised Funds 14 Approve Profit Distribution for the For For Management 1st Quarter -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- LONGFOR GROUP HOLDINGS LIMITED Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Shao Mingxiao as Director For For Management 3.2 Elect Wang Guangjian as Director For For Management 3.3 Elect Chan Chi On, Derek as Director For For Management 3.4 Elect Xiang Bing as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Carry Out Supply Chain Finance For For Management Business and Provision of Guarantee for Wholly Owned Subsidiary 3 Approve Change in Registered Capital For For Management and Amend Articles of Association 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend External Guarantee Measures For For Management -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Amount and For For Management Repurchase Price of Performance Shares Incentive Plan 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Guarantee Matters For For Management 2.8 Approve Bond Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Shares to be Converted 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Ownership of Dividends During For For Management the Conversion Year 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Deposit Account of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Matters Relating to Meetings For For Management of Bond Holders 10 Elect Bai Zhongxue as Non-independent For For Management Director -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Related Party Transaction For For Management 3 Approve 2020 Provision of Guarantee For Against Management 4 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Adjustment on the Quantity and For For Management Repurchase Price of Performance Shares 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Additional Guarantee For For Management 13 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- LOTTE CHEMICAL CORP. Ticker: 011170 Security ID: Y5336U100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director, Five For Against Management Outside Directors and One NI-NED (Bundled) 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE CORP. Ticker: 004990 Security ID: Y5353V106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1.1 Elect Shin Dong-bin as Inside Director For Against Management 3.1.2 Elect Hwang Gak-gyu as Inside Director For Against Management 3.1.3 Elect Song Yong-deok as Inside Director For For Management 3.1.4 Elect Yoon Jong-min as Inside Director For For Management 3.2.1 Elect Lee Yoon-ho as Outside Director For Against Management 3.2.2 Elect Gwak Soo-geun as Outside Director For For Management 3.2.3 Elect Kwon O-Gon as Outside Director For For Management 3.2.4 Elect Kim Byeong-do as Outside Director For Against Management 3.2.5 Elect Lee Jang-young as Outside For For Management Director 4.1 Elect Lee Yoon-ho as a Member of Audit For Against Management Committee 4.2 Elect Gwak Soo-geun as a Member of For For Management Audit Committee 4.3 Elect Lee Jang-young as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE SHOPPING CO., LTD. Ticker: 023530 Security ID: Y5346T119 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hwang Beom-seok as Inside For For Management Director 3.2 Elect Jang Ho-ju as Inside Director For For Management 3.3 Elect Park Jae-wan as Outside Director For For Management 3.4 Elect Lee Jae-won as Outside Director For For Management 3.5 Elect Kim Yong-dae as Outside Director For For Management 4.1 Elect Park Jae-wan as a Member of For For Management Audit Committee 4.2 Elect Kim Yong-dae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LPP SA Ticker: LPP Security ID: X5053G103 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Meeting Chairman For For Management 2 Acknowledge Proper Convening of Meeting None None Management 3 Approve Agenda of Meeting For For Management 4 Approve Issuance of Bonds For Against Management 5 Approve Merger by Absorption with For For Management Gothals Limited 6 Amend Statute Re: Corporate Purpose For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- LUPIN LIMITED Ticker: 500257 Security ID: Y5362X101 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Vinita Gupta as Director For For Management 5 Elect Christine Mundkur as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Modification of Lupin For Against Management Subsidiary Companies Employees Stock Option Plan 2014 by Increasing the Maximum Number of Equity Shares of the Company to be Issued Under this Plan 8 Approve Modification of Lupin For Against Management Employees Stock Option Plan 2014 by Reducing the Maximum Number of Equity Shares of the Company to be Issued Under this Plan -------------------------------------------------------------------------------- LUPIN LIMITED Ticker: 500257 Security ID: Y5362X101 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of the Entire For For Management Interest in Kyowa Pharmaceutical Industry Co. Limited, Japan by Nanomi B.V., Netherlands to Plutus Ltd., Japan -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type of Securities For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Par Value and Issuance Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Method of Principal For For Management Repayment and Interest Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment on Conversion Price For For Management and Its Calculation Method 2.10 Approve Downward Adjustment of Share For For Management Conversion 2.11 Approve Determination Method for Size For For Management of Share Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-back For For Management 2.14 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.15 Approve Issuance Method and Target For For Management Subscribers 2.16 Approve Placing Arrangements for For For Management Shareholders 2.17 Approve Meeting of the Bondholders For For Management 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantees For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Rules and Procedures Regarding For For Management the Meeting of the Convertible Bondholders 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Fundraising For For Management Project 2 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Raised For For Management Funds Investment Project 2 Approve Change in partial Raised Funds For For Management Implementation Party and Location -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Comprehensive Credit Line For For Management 10 Approve Use of Funds to Purchase For Against Management Financial Products 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Shareholder Return Plan For For Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LUYE PHARMA GROUP LTD. Ticker: 2186 Security ID: G57007109 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- LUYE PHARMA GROUP LTD. Ticker: 2186 Security ID: G57007109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yuan Hui Xian as Director For For Management 3b Elect Zhu Yuan Yuan as Director For For Management 3c Elect Song Rui Lin as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LUZHOU LAOJIAO CO., LTD. Ticker: 000568 Security ID: Y5347R104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Increase in Winery Engineering For For Management Technical Transformation Project -------------------------------------------------------------------------------- MAANSHAN IRON & STEEL COMPANY LIMITED Ticker: 323 Security ID: Y5361G109 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Qiangmin as Director For For Management -------------------------------------------------------------------------------- MAANSHAN IRON & STEEL COMPANY LIMITED Ticker: 323 Security ID: Y5361G109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve Ernst & Young Hua Ming LLP For For Management (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 5 Approve 2019 Final Profit Distribution For For Management Plan 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management for the Year 2019 7 Approve Ordinary Related Transactions For For Management Supplemental Agreement Entered into between the Company and China Baowu Steel Group Corporation Limited and Proposed Annual Caps 8 Approve Continuing Connected For For Management Transactions Supplemental Agreement Entered into between the Company and Magang (Group) Holding Co., Ltd. and Proposed Annual Caps 9 Approve Continuing Connected For For Management Transactions Supplemental Agreement Entered into between the Company and Ouye Lianjin Renewable Resources Co., Ltd., and Proposed Annual Caps -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 8-for-1 Stock Split For For Management 2 Amend Articles to Reflect Changes in For For Management Share Capital and Authorized Capital and Consolidate Bylaws 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: 55953Q202 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 147. For For Management 19 per Share for First Nine Months of Fiscal 2019 2 Amend Charter For For Management -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: 55953Q202 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 157 per Share 4 Approve Remuneration of Members of For For Management Audit Commission 5.1 Elect Aleksandr Vinokurov as Director None Against Management 5.2 Elect Timothy Demchenko as Director None Against Management 5.3 Elect Jan Dunning as Director None Against Management 5.4 Elect Sergei Zakharov as Director None Against Management 5.5 Elect Hans Koch as Director None For Management 5.6 Elect Evgenii Kuznetsov as Director None For Management 5.7 Elect Aleksei Makhnev as Director None Against Management 5.8 Elect Gregor Mowat as Director None For Management 5.9 Elect Charles Ryan as Director None For Management 5.10 Elect James Simmons as Director None For Management 6 Ratify RAS Auditor For For Management 7 Ratify IFRS Auditor For Against Management 8 Amend Charter Re: Article 8.9 Equities For For Management and Shareholders' Rights 9 Amend Charter Re: Article 14.2, For For Management Subparagraph 32 Board of Directors 10 Amend Charter Re: Article 14.2 Board For For Management of Directors 11 Amend Charter Re: Article 14.2 Board For For Management of Directors 12 Amend Regulations on Board of For For Management Directors Re: Article 30 13 Amend Regulations on Board of For For Management Directors Re: Article 35.1 14 Amend Charter For For Management -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 0.69 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 1.650 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report For For Management 1.2 Approve Financial Statements For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends of RUB 1.507 per For For Management Share 3.1 Elect Viktor Rashnikov as Director None Against Management 3.2 Elect Andrei Eremin as Director None Against Management 3.3 Elect Kirill Levin as Director None Against Management 3.4 Elect Valerii Martsinovich as Director None For Management 3.5 Elect Ralf Morgan as Director None For Management 3.6 Elect Nikolai Nikiforov as Director None For Management 3.7 Elect Olga Rashnikova as Director None Against Management 3.8 Elect Zumrud Rustamova as Director None Against Management 3.9 Elect Sergei Ushakov as Director None Against Management 3.10 Elect Pavel Shiliaev as Director None Against Management 4 Ratify PricewaterhouseCoopers as For For Management Auditor 5 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED Ticker: 532720 Security ID: Y53987122 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividends For For Management 4 Reelect V. Ravi as Director For For Management 5 Reelect Dhananjay Mungale as Director For For Management 6 Reelect Rama Bijapurkar as Director For For Management 7 Approve Increase in Borrowing Powers For For Management -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED Ticker: 532720 Security ID: Y53987122 Meeting Date: DEC 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Arvind V. Sonde as Director For For Management 2 Reelect Chandrashekhar Bhave as For For Management Director 3 Approve Revision in the Scale of For For Management Salary of Ramesh Iyer as Managing Director Designated as Vice-Chairman & Managing Director -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA LIMITED Ticker: 500520 Security ID: Y54164150 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Pawan Goenka as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Vishakha N. Desai as Director For For Management 7 Reelect Vikram Singh Mehta as Director For For Management 8 Elect Vijay Kumar Sharma as Director For For Management 9 Elect Haigreve Khaitan as Director For For Management 10 Elect Shikha Sharma as Director For For Management -------------------------------------------------------------------------------- MALAYAN BANKING BERHAD Ticker: 1155 Security ID: Y54671105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohaiyani Shamsudin as Director For For Management 2 Elect Hasnita Dato' Hashim as Director For For Management 3 Elect Anthony Brent Elam as Director For For Management 4 Elect Idris Kechot as Director For For Management 5 Elect Zulkiflee Abbas Abdul Hamid as For For Management Director 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits For For Management 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- MALAYSIA AIRPORTS HOLDINGS BERHAD Ticker: 5014 Security ID: Y5585D106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Jana Santhiran Muniayan as For For Management Director 4 Elect Zamzuri Abdul Aziz as Director For For Management 5 Elect Yam Kong Choy as Director For For Management 6 Elect Zalekha Hassan as Director For For Management 7 Elect Rosli Abdullah as Director For For Management 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividend Distribution For For Management from Capital Reserve 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4.1 Elect Luo Weixiong as Non-Independent For For Shareholder Director 4.2 Elect Liu Xin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 2 Amend Articles of Association For For Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Application of Bank Credit For For Management Lines 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MANILA ELECTRIC COMPANY Ticker: MER Security ID: Y5764J148 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of Stockholders Held on May 28, 2019 2 Approve 2019 Audited Consolidated For For Management Financial Statements 3 Ratify the Acts of the Board and For For Management Management 4.1 Elect Anabelle L. Chua as Director For Against Management 4.2 Elect Ray C. Espinosa as Director For For Management 4.3 Elect James L. Go as Director For Against Management 4.4 Elect Frederick D. Go as Director For Against Management 4.5 Elect Lance Y. Gokongwei as Director For Against Management 4.6 Elect Elpidio L. Ibanez as Director For Against Management 4.7 Elect Jose Ma. K. Lim as Director For Against Management 4.8 Elect Artemio V. Panganiban as Director For For Management 4.9 Elect Manuel V. Pangilinan as Director For Against Management 4.10 Elect Pedro E. Roxas as Director For For Management 4.11 Elect Victorico P. Vargas as Director For Against Management 5 Appoint External Auditors For For Management -------------------------------------------------------------------------------- MARICO LIMITED Ticker: 531642 Security ID: Y5841R170 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Harsh Mariwala as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Reappointment and Remuneration For For Management of Saugata Gupta as Managing Director and CEO 5 Approve Payment of Remuneration to For For Management Harsh Mariwala as Chairman of the Board and Non-Executive Director 6 Reelect Nikhil Khattau as Director For For Management 7 Reelect Hema Ravichandar as Director For For Management 8 Reelect B. S. Nagesh as Director For For Management 9 Reelect Rajeev Bakshi as Director For For Management -------------------------------------------------------------------------------- MARUTI SUZUKI INDIA LIMITED Ticker: 532500 Security ID: Y7565Y100 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Toshihiro Suzuki as Director For For Management 4 Reelect Kinji Saito as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Kenichi Ayukawa as Managing Director and Chief Executive Officer 6 Elect Takahiko Hashimoto as Director For For Management and Approve Appointment and Remuneration of Takahiko Hashimoto as Whole-time Director designated as Director (Marketing & Sales) 7 Reelect D.S. Brar as Director For For Management 8 Reelect R.P. Singh as Director For For Management 9 Elect Lira Goswami as Director For For Management 10 Elect Hiroshi Sakamoto as Director For For Management 11 Elect Hisashi Takeuchi as Director For For Management 12 Approve Enhancement of Ceiling of For For Management Payment of Commission to Non-Executive Directors 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MAXIS BERHAD Ticker: 6012 Security ID: Y58460109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hamidah Naziadin as Director For For Management 2 Elect Alvin Michael Hew Thai Kheam as For For Management Director 3 Elect Lim Ghee Keong as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve PricewaterhouseCoopers PLT as For Against Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Arshad bin Raja Tun Uda to For For Management Continue Office as Independent Non-Executive Director 7 Approve Mokhzani bin Mahathir to For For Management Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Astro Malaysia Holdings Berhad and/or its affiliates 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn. Bhd. and/or its affiliates 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with MEASAT Global Berhad and/or its affiliates 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Maxis Communications Berhad and/or its affiliates 13 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Saudi Telecom Company and/or its affiliates 14 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with SRG Asia Pacific Sdn. Bhd. 15 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Malaysian Landed Property Sdn. Bhd. and/or its affiliates -------------------------------------------------------------------------------- MBANK SA Ticker: MBK Security ID: X0742L100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Elect Members of Vote Counting For For Management Commission 4 Receive Presentation by CEO, None None Management Management Board Reports on Company's and Groups Operations, Standalone Financial Statements, and Consolidated Financial Statements for Fiscal 2019 5 Receive Presentation by Supervisory None None Management Board Chairman and Report of Supervisory Board on Board's Work and Company's Standing in Fiscal 2019 6 Receive Management Reports on None None Management Company's Operations, Financial Statements, and Supervisory Board Report for Fiscal 2019 7 Receive Consolidated Financial None None Management Statements for Fiscal 2019 8.1 Approve Management Board Report on For For Management Company's and Group's Operations for Fiscal 2019 8.2 Approve Financial Statements for For For Management Fiscal 2019 8.3 Approve Allocation of Income For For Management 8.4 Approve Allocation of Income from For For Management Previous Years 8.5 Approve Discharge of Cezary For For Management Stypulkowski (CEO) 8.6 Approve Discharge of Lidia For For Management Jablonowska-Luba (Deputy CEO) 8.7 Approve Discharge of Cezary Kocik For For Management (Deputy CEO) 8.8 Approve Discharge of Adam Pers (Deputy For For Management CEO) 8.9 Approve Discharge of Krzysztof For For Management Dabrowski (Deputy CEO) 8.10 Approve Discharge of Frank Bock For For Management (Deputy CEO) 8.11 Approve Discharge of Andreas Boeger For For Management (Deputy CEO) 8.12 Approve Discharge of Maciej Lesny For For Management (Supervisory Board Chairman) 8.13 Approve Discharge of Andre Carls For For Management (Supervisory Board Member) 8.14 Approve Discharge of Teresa Mokrysz For For Management (Supervisory Board Member) 8.15 Approve Discharge of Stephan Engels For For Management (Supervisory Board Deputy Chairman) 8.16 Approve Discharge of Agnieszka For For Management Slomka-Golebiowska (Supervisory Board Member) 8.17 Approve Discharge of Marcus Chromik For For Management (Supervisory Board Member) 8.18 Approve Discharge of Ralph Mandel For For Management (Supervisory Board Member) 8.19 Approve Discharge of Jorg For For Management Hessenmueller (Supervisory Board Member) 8.20 Approve Discharge of Tomasz Bieske For For Management (Supervisory Board Member) 8.21 Approve Discharge of Miroslaw For For Management Godlewski (Supervisory Board Member) 8.22 Approve Discharge of Janusz Fiszer For For Management (Supervisory Board Member) 8.23 Approve Discharge of Gurjinder Singh For For Management Johal (Supervisory Board Member) 8.24 Approve Consolidated Financial For For Management Statements for Fiscal 2019 8.25 Amend Statute For For Management 8.26 Approve Supervisory Board Report on For For Management Remuneration Policy 8.27 Amend Policy on Assessment of For For Management Suitability of Supervisory Board Members, Management Board Members, and Key Employees 8.28 Approve Suitability of Members of For For Management Supervisory Board 8.29 Approve Remuneration Policy For Against Management 8.30 Fix Number of Supervisory Board Members For Against Management 8.31 Elect Supervisory Board Members For Against Management 8.32 Ratify Auditor For Against Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- MCB BANK LTD. Ticker: MCB Security ID: Y61898105 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of MCB Financial Services For For Management to ISE Tower REIT Management Company Limited and InfoTech (Private) Limited -------------------------------------------------------------------------------- MCB BANK LTD. Ticker: MCB Security ID: Y61898105 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve KPMG Taseer Hadi and Company For For Management as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Cash Dividend For For Management 5 Approve Remuneration Policy For For Management 6 Approve Remuneration of Directors for For For Management Attending Board and Sub Committees Meetings 7 Amend Articles of Association For For Management 1 Other Business For Against Management -------------------------------------------------------------------------------- MEDIATEK, INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- MEDY-TOX, INC. Ticker: 086900 Security ID: Y59079106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Stock Option Grants For For Management 3.1 Elect Jeong Hyeon-ho as Inside Director For For Management 3.2 Elect Ju Hui-seok as Inside Director For For Management 3.3 Elect Yoo Dong-hyeon as Outside For For Management Director 4 Appoint Cheon Young-ik as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MEGA FINANCIAL HOLDING CO., LTD. Ticker: 2886 Security ID: Y59456106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors - BANK OF TAIWAN CO., LTD. 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors - CHAO SHUN CHANG 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors - KUANG HUA HU 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - YONG-YI TSAI 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - HONG-MO WU -------------------------------------------------------------------------------- MEGACABLE HOLDINGS SAB DE CV Ticker: MEGACPO Security ID: P652AE117 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report For For Management 2 Receive Directors' Opinions on CEO's For For Management Report 3 Approve Board of Directors' Report For For Management 4 Approve Reports of Corporate Practices For For Management and Audit Committees Chairmen 5 Approve Allocation of Income For For Management 6 Approve Repurchase Transactions of CPOs For For Management 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Elect or Ratify Directors, Secretary For Against Management and their Respective Alternates 9 Classification of Principal and For Against Management Alternate Board Members' Independence 10 Elect or Ratify Chairman of Audit For Against Management Committee and Corporate Practices Committee 11 Approve Remuneration of Directors, For For Management Secretary, and Members of Audit and Corporate Practices Committees 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y44424110 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Zeng Songbai as Non-Independent For For Management Director 5.2 Elect Xu Hong as Non-Independent For For Management Director 5.3 Elect Xu Panhua as Non-Independent For For Management Director -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y44424110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Goodwill For For Management Impairment 9 Approve Performance Commitments and For For Management Performance Compensation Plan 10 Approve Related Party Transaction For For Management 11 Approve Credit Line Application and For For Management Provision of Guarantee 12 Approve Provision of Guarantee For For Management 13 Elect Zhu Shunyan as Non-Independent For For Management Director -------------------------------------------------------------------------------- MEITUAN DIANPING Ticker: 3690 Security ID: G59669104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Orr Gordon Robert Halyburton as For For Management Director 3 Elect Leng Xuesong as Director For For Management 4 Elect Shum Heung Yeung Harry as For For Management Director 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MERITZ SECURITIES CO., LTD. Ticker: 008560 Security ID: Y594DP360 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Bae Jun-su as Inside Director For For Management 3.2 Elect Kim Seok-jin as Outside Director For For Management 4 Elect Koo Jeong-han as Outside For For Management Director to Serve as an Audit Committee Member 5 Elect Kim Seok-jin as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ng Kar Ling, Johnny as Director For For Shareholder 2 Approve Adjustment to the Remuneration For For Management of Independent Non-executive Directors -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y101 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ng Kar Ling, Johnny as Director For For Shareholder 2 Approve Adjustment to the Remuneration For For Management of Independent Non-executive Directors -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve 2020 Guarantee Plan For Against Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Amend Articles of Association and the For For Management Rules of Procedure for General Meetings 9 Approve WUYIGE Certified Public For For Shareholder Accountants LLP as the Auditor and the Internal Control Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve 2020 Guarantee Plan For Against Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Amend Articles of Association and the For For Management Rules of Procedure for General Meetings 9 Approve WUYIGE Certified Public For For Shareholder Accountants LLP as the Auditor and the Internal Control Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- METRO PACIFIC INVESTMENTS CORPORATION Ticker: MPI Security ID: Y60305102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of Stockholders Held on May 27, 2019 2 Approve Report of the President and For For Management Chief Executive Officer 3 Approve the 2019 Audited Financial For For Management Statements 4 Ratify the Acts of the Board of For For Management Directors and Management 5.1 Elect Albert F. Del Rosario as Director For Against Management 5.2 Elect Lydia B. Echauz as Director For For Management 5.3 Elect Ray C. Espinosa as Director For Against Management 5.4 Elect Ramoncito S. Fernandez as For Against Management Director 5.5 Elect Rodrigo E. Franco as Director For Against Management 5.6 Elect Edward S. Go as Director For For Management 5.7 Elect Jose Ma. K. Lim as Director For For Management 5.8 Elect David J. Nicol as Director For Against Management 5.9 Elect Augusto P. Palisoc Jr. as For Against Management Director 5.10 Elect Artemio V. Panganiban as Director For For Management 5.11 Elect Manuel V. Pangilinan as Director For Against Management 5.12 Elect Jose Jesus G. Laurel as Director For Against Management 5.13 Elect Francisco C. Sebastian as For Against Management Director 5.14 Elect Alfred V. Ty as Director For Against Management 5.15 Elect Christopher H. Young as Director For Against Management 6 Appoint External Auditors For For Management -------------------------------------------------------------------------------- METROPOLITAN BANK & TRUST COMPANY Ticker: MBT Security ID: Y6028G136 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management Held on April 24, 2019 2 Amend Articles of Incorporation to For Against Management Create a New Class of Shares (Voting Preferred Shares) 3 Ratify All Acts and Resolutions of the For For Management Board of Directors, Management and All Committees from April 24, 2019 to May 27, 2020 4.1 Elect Arthur Ty as Director For For Management 4.2 Elect Francisco C. Sebastian as For Against Management Director 4.3 Elect Fabian S. Dee as Director For For Management 4.4 Elect Jesli A. Lapus as Director For Against Management 4.5 Elect Alfred V. Ty as Director For Against Management 4.6 Elect Edmund A. Go as Director For Against Management 4.7 Elect Francisco F. Del Rosario, Jr. as For Against Management Director 4.8 Elect Vicente R. Cuna, Jr. as Director For Against Management 4.9 Elect Edgar O. Chua as Director For Against Management 4.10 Elect Solomon S. Cua as Director For Against Management 4.11 Elect Angelica H. Lavares as Director For Against Management 4.12 Elect Philip G. Soliven as Director For For Management 5 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditors -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: MEXCHEM Security ID: P57908132 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name and Amend Article 1 For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: ORBIA Security ID: P7S81Y105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends of up to USD For For Management 180 Million 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MICRO-STAR INTERNATIONAL CO., LTD. Ticker: 2377 Security ID: Y6037M108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management of Subsidiary -------------------------------------------------------------------------------- MINOR INTERNATIONAL PUBLIC COMPANY LIMITED Ticker: MINT Security ID: Y6069M133 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report and For For Management Company's Performance 2 Approve Financial Statements and For For Management Acknowledge Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividend Payment 4.1 Elect Charamporn Jotikasthira as For For Management Director 4.2 Elect Emmanuel Jude Dillipraj For Against Management Rajakarier as Director 4.3 Elect John Scott Heinecke as Director For Against Management 4.4 Elect Camille Ma as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Increase of Registered Capital For For Management 8 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 9 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares 10 Approve Allocation of New Ordinary For For Management Shares to Existing Shareholders 11 Amend Articles of Association For For Management 12 Approve Issuance and Offering of For For Management Debentures -------------------------------------------------------------------------------- MIRAE ASSET DAEWOO CO., LTD. Ticker: 006800 Security ID: Y1916K109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Choi Hyeon-man as Inside Director For For Management 2.1.2 Elect Cho Woong-gi as Inside Director For For Management 2.1.3 Elect Kim Sang-tae as Inside Director For For Management 2.2.1 Elect Cho Seong-il as Outside Director For For Management 2.2.2 Elect Cho Yoon-je as Outside Director For For Management 2.2.3 Elect Lee Jem-ma as Outside Director For For Management 2.2.4 Elect Kim Seong-gon as Outside Director For For Management 3 Elect Jeong Yong-seon as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- MIRAE ASSET DAEWOO CO., LTD. Ticker: 006800 Security ID: Y1916K109 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Jem-ma as a Member of Audit For For Management Committee -------------------------------------------------------------------------------- MISC BERHAD Ticker: 3816 Security ID: Y6080H105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sekhar Krishnan as Director For For Management 2 Elect Liza Mustapha as Director For For Management 3 Elect Mohd Yusri Mohamed Yusof as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Share Repurchase Program For For Management 7 Elect Noh Haji Omar as Director None None Management -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 883. For For Management 93 per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 604. For For Management 09 per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of RUB 557.20 per Share 5.1 Elect Nikolai Abramov as Director None For Management 5.2 Elect Sergei Barbashev as Director None Against Management 5.3 Elect Sergei Batekhin as Director None Against Management 5.4 Elect Aleksei Bashkirov as Director None Against Management 5.5 Elect Sergei Bratukhin as Director None Against Management 5.6 Elect Sergei Volk as Director None For Management 5.7 Elect Marianna Zakharova as Director None Against Management 5.8 Elect Roger Munnings as Director None For Management 5.9 Elect Gareth Penny as Director None Against Management 5.10 Elect Maksim Poletaev as Director None Against Management 5.11 Elect Viacheslav Solomin as Director None Against Management 5.12 Elect Evgenii Shvarts as Director None For Management 5.13 Elect Robert Edwards as Director None Against Management 6.1 Elect Aleksei Dzybalov as Member of For For Management Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgii Svanidze as Members of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Ianevich as Member of For For Management Audit Commission 7 Ratify KPMG as RAS Auditor For For Management 8 Ratify KPMG as IFRS Auditor For For Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 8.68 For For Management for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 13.25 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2.1 Approve Reorganization of Company via For For Management Merger with RIKT JSC 2.2 Approve Reorganization of Company via For For Management Merger with Teleservis JSC 2.3 Approve Reorganization of Company via For For Management Merger with Progtech-Yug LLC 2.4 Approve Reorganization of Company via For For Management Merger with SIBINTERTELECOM JSC 2.5 Approve Reorganization of Company via For For Management Merger with NVision Consulting LLC 2.6 Approve Reorganization of Company via For For Management Merger with Avantage LLC 2.7 Approve Reorganization of Company via For For Management Merger with NIS JSC 3.1 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.1 3.2 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.2 3.3 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.3 3.4 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.4 3.5 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.5 3.6 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.6 3.7 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.7 4 Amend Charter For For Management 5 Approve New Edition of Regulations on For For Management General Meetings 6 Approve New Edition of Regulations on For For Management Board of Directors 7 Amend Charter Re: Competencies of For For Management Board of Directors 8.1 Approve Company's Membership in For For Management Telecom Infra Project (TIP) Association 8.2 Approve Company's Membership in For For Management Association of Big Data Market Members -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Allocation of Income and For For Management Dividends of RUB 20.57 per Share 2.1 Elect Feliks Evtushenkov as Director None Against Management 2.2 Elect Artem Zasurskii as Director None Against Management 2.3 Elect Aleksei Kornia as Director None Against Management 2.4 Elect Regina von Flemming as Director None For Management 2.5 Elect Shaygan Kheradpir as Director None For Management 2.6 Elect Thomas Holtrop as Director None Against Management 2.7 Elect Nadia Shouraboura as Director None For Management 2.8 Elect Konstantin Ernst as Director None For Management 2.9 Elect Valentin Iumashev as Director None For Management 3.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 3.2 Elect Natalia Mikheeva as Member of For For Management Audit Commission 3.3 Elect Andrei Porokh as Member of Audit For For Management Commission 4 Ratify Auditor For For Management 5 Approve New Edition of Regulations on For For Management Board of Directors 6 Approve New Edition of Regulations on For For Management Management 7.1 Approve Company's Membership in For For Management Russian Union of Industrialists and Entrepreneurs 7.2 Approve Company's Membership in For For Management AI-Russia Alliance -------------------------------------------------------------------------------- MOMENTUM METROPOLITAN HOLDINGS LTD. Ticker: MTM Security ID: ADPV44148 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Linda de Beer as Director For For Management 1.2 Elect Sello Moloko as Director For For Management 1.3 Elect Sharron McPherson as Director For For Management 1.4 Elect Lisa Chiume as Director For For Management 1.5 Elect Kgaugelo Legoabe-Kgomari as For For Management Director 2.1 Re-elect Vuyisa Nkonyeni as Director For For Management 2.2 Re-elect Stephen Jurisich as Director For For Management 3 Appoint Ernst & Young Inc. as Auditors For For Management of the Company with Cornea de Villiers as the Designated Audit Partner 4.1 Re-elect Frans Truter as Member of the For For Management Audit Committee 4.2 Re-elect Fatima Daniels as Member of For For Management the Audit Committee 4.3 Elect Linda de Beer as Member of the For For Management Audit Committee 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report For For Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 10 Approve Remuneration of Non-Executive For For Management Directors -------------------------------------------------------------------------------- MONETA MONEY BANK, A.S. Ticker: MONET Security ID: X3R0GS100 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Elect Meeting Chairman and Other For For Management Meeting Officials 3 Receive Supervisory Board Opinion on None None Management Interim Financial Statements and Proposal on Allocation of Income 4.1 Approve Interim Financial Statements For For Management 4.2 Approve Increase in Registered Capital For For Management 4.3 Approve Share Repurchase Program and For For Management Cancellation of Repurchased Shares 5 Approve Interim Dividends of CZK 3.30 For For Management per Share 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MOSCOW EXCHANGE MICEX-RTS PJSC Ticker: MOEX Security ID: X6983N101 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Audit Commission 2.1 Elect Mikhail Kireev as Member of For For Management Audit Commission 2.2 Elect Natalia Perchatkina as Member of For For Management Audit Commission 2.3 Elect Olga Romantsova as Member of For For Management Audit Commission -------------------------------------------------------------------------------- MOSCOW EXCHANGE MICEX-RTS PJSC Ticker: MOEX Security ID: X6983N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 7.93 per Share 4.1 Elect Ramon Adarraga Morales as None For Management Director 4.2 Elect Paul Bodart as Director None For Management 4.3 Elect Anatolii Braverman as Director None Against Management 4.4 Elect Oleg Viugin as Director None For Management 4.5 Elect Andrei Golikov as Director None Against Management 4.6 Elect Mariia Gordon as Director None For Management 4.7 Elect Valerii Goregliad as Director None Against Management 4.8 Elect Dmitrii Eremeev as Director None For Management 4.9 Elect Bella Zlatkis as Director None Against Management 4.10 Elect Aleksandr Izosimov as Director None For Management 4.11 Elect Maksim Krasnykh as Director None For Management 4.12 Elect Vadim Kulik as Director None Against Management 4.13 Elect Oskar Hartmann as Director None For Management 5 Ratify Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management General Meetings 8 Approve New Edition of Regulations on For For Management Board of Directors 9.1 Elect Mikhail Kireev as Member of For For Management Audit Commission 9.2 Elect Natalia Perchatkina as Member of For For Management Audit Commission 9.3 Elect Olga Romantsova as Member of For For Management Audit Commission 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Members of For For Management Audit Commission 12 Approve Termination of Company's For For Management Membership in Russian Bank Association -------------------------------------------------------------------------------- MOTHERSON SUMI SYSTEMS LIMITED Ticker: 517334 Security ID: Y6139B141 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Pankaj Mital as Director For For Management 4 Reelect Sushil Chandra Tripathi as For For Management Director 5 Reelect Arjun Puri as Director For For Management 6 Reelect Gautam Mukherjee as Director For For Management 7 Reelect Geeta Mathur as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Elect Takeshi Fujimi as Director For For Management -------------------------------------------------------------------------------- MOTHERSON SUMI SYSTEMS LIMITED Ticker: 517334 Security ID: Y6139B141 Meeting Date: JUN 27, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For For Management 2 Amend Articles of Association by For Against Management Addition of New Article No. 115A 3 Amend Articles of Association by For For Management Substitution of Article 102 of the Articles of Association -------------------------------------------------------------------------------- MOTOR OIL (HELLAS) CORINTH REFINERIES SA Ticker: MOH Security ID: X55904100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Elect Directors (Bundled) For For Management 4 Elect Members of Audit Committee For For Management (Bundled) 5 Approve Allocation of Income and For For Management Dividends 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Director Remuneration For For Management 8 Approve Advance Payments for Directors For For Management 9 Approve Profit Sharing to Directors For Against Management and Key Personnel 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For Against Management -------------------------------------------------------------------------------- MR. PRICE GROUP LTD. Ticker: MRP Security ID: S5256M135 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 March 2019 2.1 Re-elect Stewart Cohen as Director For For Management 2.2 Re-elect Keith Getz as Director For For Management 2.3 Re-elect Mark Bowman as Director For For Management 3 Elect Mmaboshadi Chauke as Director For For Management 4 Elect Mark Stirton as Director For For Management 5 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Vinodhan Pillay as the Designated Registered Auditor 6.1 Re-elect Bobby Johnston as Member of For For Management the Audit and Compliance Committee 6.2 Re-elect Daisy Naidoo as Member of the For For Management Audit and Compliance Committee 6.3 Re-elect Mark Bowman as Member of the For For Management Audit and Compliance Committee 6.4 Elect Mmaboshadi Chauke as Member of For For Management the Audit and Compliance Committee 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Implementation For Against Management Report 9 Adopt the Social, Ethics, For For Management Transformation and Sustainability Committee Report 10 Authorise Ratification of Approved For For Management Resolutions 11 Place Authorised but Unissued Shares For For Management under Control of Directors 1.1 Approve Fees of the Independent For For Management Non-executive Chairman 1.2 Approve Fees of the Honorary Chairman For For Management 1.3 Approve Fees of the Lead Independent For For Management Director 1.4 Approve Fees of the Non-Executive For For Management Directors 1.5 Approve Fees of the Audit and For For Management Compliance Committee Chairman 1.6 Approve Fees of the Audit and For For Management Compliance Committee Members 1.7 Approve Fees of the Remuneration and For For Management Nominations Committee Chairman 1.8 Approve Fees of the Remuneration and For For Management Nominations Committee Members 1.9 Approve Fees of the Social, Ethics, For For Management Transformation and Sustainability Committee Chairman 1.10 Approve Fees of the Social, Ethics, For For Management Transformation and Sustainability Committee Members 1.11 Approve Fees of the Risk and IT For For Management Committee Members 1.12 Approve Fees of the Risk and IT For For Management Committee - IT Specialist 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related or Inter-related Companies -------------------------------------------------------------------------------- MR. PRICE GROUP LTD. Ticker: MRP Security ID: S5256M135 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Place Authorised but Unissued Shares For For Management under Control of Directors 2 Authorise Board to Issue Shares for For For Management Cash 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MTN GROUP LTD. Ticker: MTN Security ID: S8039R108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lamido Sanusi as Director For For Management 2 Elect Vincent Rague as Director For For Management 3 Re-elect Stan Miller as Director For For Management 4 Re-elect Paul Hanratty as Director For For Management 5 Re-elect Nkululeko Sowazi as Director For For Management 6 Re-elect Azmi Mikati as Director For For Management 7 Re-elect Christine Ramon as Member of For For Management the Audit Committee 8 Elect Swazi Tshabalala as Member of For For Management the Audit Committee 9 Elect Vincent Rague as Member of the For For Management Audit Committee 10 Re-elect Paul Hanratty as Member of For For Management the Audit Committee 11 Elect Lamido Sanusi as Member of the For For Management Social and Ethics Committee 12 Elect Stanley Miller as Member of the For For Management Social and Ethics Committee 13 Elect Nkunku Sowazi as Member of the For For Management Social and Ethics Committee 14 Elect Khotso Mokhele as Member of the For For Management Social and Ethics Committee 15 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 16 Reappoint SizweNtsalubaGobodo Grant For For Management Thornton Inc as Auditors of the Company 17 Appoint Ernst & Young Inc as Auditors For For Management of the Company 18 Place Authorised but Unissued Shares For For Management under Control of Directors 19 Authorise Board to Issue Shares for For For Management Cash 20 Approve Remuneration Policy For For Management 21 Approve Remuneration Implementation For For Management Report 22 Approve Non-executive Directors' For Abstain Management Remuneration 23 Authorise Repurchase of Issued Share For For Management Capital 24 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities 25 Approve Financial Assistance to For For Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries -------------------------------------------------------------------------------- MULTICHOICE GROUP LTD. Ticker: MCG Security ID: S8039U101 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Don Eriksson as Director For For Management 1.2 Elect Tim Jacobs as Director For For Management 1.3 Elect Nolo Letele as Director For For Management 1.4 Elect Jabu Mabuza as Director For For Management 1.5 Elect Elias Masilela as Director For For Management 1.6 Elect Calvo Mawela as Director For For Management 1.7 Elect Kgomotso Moroka as Director For For Management 1.8 Elect Steve Pacak as Director For For Management 1.9 Elect Imtiaz Patel as Director For For Management 1.10 Elect Christine Sabwa as Director For For Management 1.11 Elect Fatai Sanusi as Director For For Management 1.12 Elect Louisa Stephens as Director For For Management 1.13 Elect Jim Volkwyn as Director For For Management 2 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Brett Humphreys as Designated Individual Registered Auditor 3.1 Elect Steve Pacak as Chair of the For For Management Audit Committee 3.2 Elect Don Eriksson as Member of the For For Management Audit Committee 3.3 Elect Christine Sabwa as Member of the For For Management Audit Committee 3.4 Elect Louisa Stephens as Member of the For For Management Audit Committee 4 Authorise Board to Issue Shares for For For Management Cash 1 Approve Remuneration Policy For Against Management 2 Approve Implementation of the For Abstain Management Remuneration Policy 1.1 Approve Remuneration of Non-executive For For Management Directors 1.2 Approve Remuneration of Audit For For Management Committee Chair 1.3 Approve Remuneration of Audit For For Management Committee Member 1.4 Approve Remuneration of Risk Committee For For Management Chair 1.5 Approve Remuneration of Risk Committee For For Management Member 1.6 Approve Remuneration of Remuneration For For Management Committee Chair 1.7 Approve Remuneration of Remuneration For For Management Committee Member 1.8 Approve Remuneration of Nomination For For Management Committee Chair 1.9 Approve Remuneration of Nomination For For Management Committee Member 1.10 Approve Remuneration of Social and For For Management Ethics Committee Chair 1.11 Approve Remuneration of Social and For For Management Ethics Committee Member 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker: MULT3 Security ID: P69913187 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Paulo Ferraz do Amaral as For Against Management Director 5.2 Elect Jose Isaac Peres as Director For For Management 5.3 Elect Eduardo Kaminitz Peres as For Against Management Director 5.4 Elect Ana Paula Kaminitz Peres as For Against Management Director 5.5 Elect John Michael Sullivan as Director For For Management 5.6 Elect Duncan George Osborne as Director For For Management 5.7 Elect Gustavo Henrique de Barroso For For Management Franco as Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Paulo Ferraz do Amaral as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Isaac Peres as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Kaminitz Peres as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Paula Kaminitz Peres as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect John Michael Sullivan as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Duncan George Osborne as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Henrique de Barroso Franco as Independent Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker: MULT3 Security ID: P69913187 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Remuneration of Company's For Against Management Management for 2019 2 Approve Postponement of Payment Date For For Management of Dividends and Interest-on-Capital-Stock -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Related Matters 5 Approve Provision of Guarantee to For Against Management Controlled Subsidiary 6 Approve Signing of Strategic For For Management Cooperation 7 Approve Authorization of the Board on For For Management Strategic Cooperation 8 Approve Set-up of Joint Venture For For Management Company in Neixiang County 9 Approve Set-up of Joint Venture For For Management Company in Huimin County -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Supply Chain For For Management Accounts Payable Asset Securitization 2 Approve Authorization of the For For Management Management to Handle All Related Matters Regarding Supply Chain Accounts Payable Asset Securitization 3 Approve Related Party Transaction For For Management 4 Approve Signing of Strategic For For Management Cooperation Framework Agreement 5 Approve Authorization of the Board to For For Management Handle All Matters Related to the Cooperation with SDIC Chuangyi Industry Fund Management Co., Ltd. 6 Approve Use of Own Idle Funds to For Against Management Conduct Entrusted Asset Management -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Provision of Guarantee For Against Management 5 Elect Su Danglin as Supervisor For For Shareholder -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Application of Bank Credit For For Management Lines 9 Approve Financial Leasing For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Appointment of Auditor For For Management 13 Approve Loan from Shareholder For For Management 14 Approve Issuance of Overseas Bonds For For Management 15 Approve Authorization on Issuance of For For Management Overseas Bonds 16 Approve Provision of Guarantee to For For Management Overseas Bonds 17 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 18 Approve Issuance of Renewable For For Management Corporate Bond Issuance 19 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Renewable Corporate Bond Issuance 20 Approve to Carry-out Accounts Payable For For Management Asset Backed Business 21 Approve Authorization of the Board to For For Management Handle All Related Matters on Accounts Payable Asset Backed Business 22 Approve Issuance of Medium-term Notes For For Management 23 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Medium-term Notes 24 Approve Issuance of Short-term For For Management Commercial Papers 25 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Short-term Commercial Papers 26 Approve Repurchase and Cancellation of For For Management Performance Shares 27 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in Subsidiary For For Management Using Own Funds 2 Approve Related Party Transaction For For Management 3 Approve Provision of External Loan For For Management Guarantee 4 Approve Company's Eligibility for For For Management Short-term Corporate Bonds 5 Approve Issuance of Short-term For For Management Corporate Bonds 6 Approve Authorization of Management to For For Management Handle Matters on Short-term Corporate Bonds 7 Approve Company's Eligibility for For For Management Corporate Bonds 8 Approve Issuance for Corporate Bonds For For Management 9 Approve Authorization of Management to For For Management Handle Matters on Corporate Bonds 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NAN YA PLASTICS CORP. Ticker: 1303 Security ID: Y62061109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment to Establish a For For Management Company and Related Party Transactions 2 Elect Lu Lining as Non-Independent For For Shareholder Director, Member of the Special Committee of the Board 3 Approve Change of Registered Address For For Management and Amend Articles of Association 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Business Changes -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment for the For For Management Establishment of Company and Related Party Transactions -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Application of Comprehensive For For Management Credit Lines -------------------------------------------------------------------------------- NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO., LTD. Ticker: 603707 Security ID: Y619BD109 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Credit Line Application and For For Management Guarantee 7 Approve to Appoint Auditor For For Management 8 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Authorization of Board to For For Management Handle All Related Matters 11.1 Elect TANG YONGQUN as Non-Independent For For Management Director 11.2 Elect Xie Juhua as Non-Independent For For Management Director 11.3 Elect Huang Xiwei as Non-Independent For For Management Director 11.4 Elect Tian Suoqing as Non-Independent For For Management Director 12.1 Elect Xie Shuzhi as Independent For For Management Director 12.2 Elect Cui Guoqing as Independent For For Management Director 13.1 Elect Shi Ping as Supervisor For For Management 13.2 Elect Ma Xiaoming as Supervisor For For Management -------------------------------------------------------------------------------- NANJING SECURITIES CO., LTD. Ticker: 601990 Security ID: Y619BG102 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Method For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4.1 Approve Related Party Transaction with For For Management Nanjing Zijin Investment Group Co., Ltd. 4.2 Approve Related Party Transaction with For For Management Nanjing Xingong Investment Group Co., Ltd. 4.3 Approve Related Party Transaction with For For Management Nanjing Traffic Construction Investment Holdings (Group) Co., Ltd. 5.1 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement between Company and Nanjing Zijin Investment Group Co. , Ltd. 5.2 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement between Company and Nanjing Xingong Investment Group Co., Ltd. 5.3 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement between Company and Nanjing Traffic Construction Investment Holdings (Group) Co., Ltd. 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 7 Approve Authorization of Board and For For Management Board Delegated Person to Handle All Related Matters 8.1 Elect Li Xindan as Independent Director For For Management -------------------------------------------------------------------------------- NANJING SECURITIES CO., LTD. Ticker: 601990 Security ID: Y619BG102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Scale of Self-Investment For For Management Business 7.1 Approve Daily Related-Party For For Management Transactions with Nanjing State-Owned Assets Investment Management Holdings (Group) Co., Ltd. and Nanjing Zijin Investment Group Co., Ltd. 7.2 Approve Daily Related-Party For For Management Transactions with Nanjing New Industry Investment Group Co., Ltd. 7.3 Approve Daily Related-Party For For Management Transactions with Nanjing Traffic Construction Investment Holdings (Group) Co.,Ltd 7.4 Approve Daily Related-Party For For Management Transactions with Jiangsu Phoenix Property Co., Ltd. 7.5 Approve Daily Related-Party For For Management Transactions with Other Related Party 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- NANYA TECHNOLOGY CORP. Ticker: 2408 Security ID: Y62066108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Raised Fund For For Management Implementation Entity 2 Approve Repurchase and Cancellation of For For Management Performance Shares and Adjustment of Repurchase Price 3 Amend Articles of Association to For For Management Change Registered Capital -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2 Approve Use of Short-term Idle Own For For Management Funds to Conduct Entrusted Asset Management -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Entrusted Loan Application For For Management 9 Approve Daily Related Party For Against Management Transactions 10 Approve Entrusted Loans Application For For Management and Related Party Transactions 11 Approve Appointment of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4 Re-elect Nolo Letele as Directors For For Management 5.1 Re-elect Koos Bekker as Director For For Management 5.2 Re-elect Steve Pacak as Director For For Management 5.3 Re-elect Cobus Stofberg as Director For For Management 5.4 Re-elect Ben van der Ross as Director For For Management 5.5 Re-elect Debra Meyer as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Ben van der Ross as Member of For For Management the Audit Committee 6.3 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For Against Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Place Authorised but Unissued Shares For Against Management under Control of Directors 10 Authorise Board to Issue Shares for For Against Management Cash 11 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 12 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairman 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Repurchase of A Ordinary For Against Management Shares 6 Authorise Specific Repurchase of N For Against Management Ordinary Shares from Holders of N Ordinary Shares -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters in Relation to the For For Management Implementation of the Proposed Transaction -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE SA Ticker: ETE Security ID: X56533189 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For Against Management 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board and Auditors For For Management 5 Approve Auditors and Fix Their For For Management Remuneration 6 Approve Remuneration Policy For For Management 7 Approve Director Remuneration For For Management 8 Authorize Board to Participate in For For Management Companies with Similar Business Interests 9 Approve Increase in Size of Board For For Management 10.1 Elect Gikas Hardouvelis as Independent For For Management Director 10.2 Elect Avraam Gounaris as Independent For For Management Director 11.1 Elect Aikaterini Beritsi as Director For For Management 11.2 Elect Wietze Reehoorn as Independent For For Management Director 11.3 Elect Elena Ana Cernat as Independent For For Management Director 11.4 Elect Christina Theofilidi as Director For For Management 12.1 Elect Andrew McIntyre as Chairman of For For Management Audit Committee 12.2 Elect Claude Piret as Vice Chairman of For For Management Audit Committee 12.3 Elect Aikaterini Beritsi as Member of For For Management Audit Committee 12.4 Elect Avraam Gounaris as Member of For For Management Audit Committee 12.5 Elect Periklis Drougkas as Member of For For Management Audit Committee 13 Various Announcements None None Management -------------------------------------------------------------------------------- NATIONAL INDUSTRIALIZATION CO. Ticker: 2060 Security ID: M7228W106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Related Party Transactions For For Management Between Saudi Ethylene and Polyethylene Company and Converting Industries Co.Ltd 6 Approve Related Party Transactions Re: For Against Management Talal Al Shaer 7 Approve Related Party Transactions Re: For For Management Banque Saudi Fransi 8 Approve Related Party Transactions Re: For For Management Banque Saudi Fransi 9 Approve Remuneration of Directors of For For Management SAR 350,000 for FY 2019 10 Approve Discharge of Directors for FY For For Management 2019 -------------------------------------------------------------------------------- NATURA &CO HOLDING SA Ticker: NTCO3 Security ID: P7S8B6105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Treatment of Net Loss For For Management 3 Fix Number of Directors at 12 For For Management 4 Approve Classification of Carla For For Management Schmitzberger, Gilberto Mifano, Fabio Colletti Barbosa, Jessica DiLullo Herrin, Ian Martin Bickley, Nancy Killefer, W. Don Cornwell and Andrew George McMaster Jr. as Independent Directors 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Luiz Barreiros Passos as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Luiz da Cunha Seabra as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Peirao Leal as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Carla Schmitzberger as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto de Oliveira Marques as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Mifano as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Colletti Barbosa as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jessica DiLullo Herrin as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Ian Martin Bickley as Independent Director 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Nancy Killefer as Independent Director 8.11 Percentage of Votes to Be Assigned - None Abstain Management Elect W. Don Cornwell as Independent Director 8.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Andrew George McMaster Jr. as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Do You Wish to Request Installation of Abstain Against Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NATURA &CO HOLDING SA Ticker: NTCO3 Security ID: P7S8B6105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Treatment of Net Loss For For Management 2 Amend Articles For Against Management 3 Amend Articles For For Management 4 Approve Creation of Operational For For Management Committee and Amend Articles Accordingly 5 Amend Articles 41 and 42 For For Management 6 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NATURA COSMETICOS SA Ticker: NATU3 Security ID: P7088C106 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Amend Article 5 Accordingly 2 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- NATURA COSMETICOS SA Ticker: NATU3 Security ID: P7088C106 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Exchange Shares For For Management of Natura Cosmeticos SA for Shares of Natura &Co Holding SA 2 Ratify KPMG Auditores Independentes as For For Management the Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Exchange of Shares of Natura For For Management Cosmeticos SA for Shares of Natura &Co Holding SA 5 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 6 Authorize Shareholders of Natura &Co For For Management Holding SA to Execute All Acts Related to the Merger of Nectarine Merger Sub I Inc After the Approval of Acquisition of Shares 7 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Investment Decision Management For For Management System 5 Amend Related-Party Transaction For For Management Management System 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7.1 Elect Zhao Jinrong as Non-Independent For For Management Director 7.2 Elect Pan Jinfeng as Non-Independent For For Management Director 7.3 Elect Tao Haihong as Non-Independent For For Management Director 7.4 Elect Xu Tao as Non-Independent For For Management Director 7.5 Elect Zhang Jianhui as Non-Independent For For Management Director 7.6 Elect Yang Zhengfan as Non-Independent For For Management Director 7.7 Elect Wang Liang as Non-Independent For For Management Director 7.8 Elect Liu Yue as Independent Director For For Management 7.9 Elect Wu Xibin as Independent Director For For Management 7.10 Elect Chen Shenghua as Independent For For Management Director 7.11 Elect Wu Hanming as Independent For For Management Director 8.1 Elect Zhao Xuexin as Supervisor For For Shareholder 8.2 Elect Lv Yumei as Supervisor For For Shareholder 9 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Stock Option For For Management Incentive Plan (Draft) 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3.1 Approve Purpose of Implementing the For Against Management Incentive Plan 3.2 Approve Management Agency For Against Management 3.3 Approve Criteria to Select Plan For Against Management Participants 3.4 Approve Equity Incentive Plan Details For Against Management 3.5 Approve Implementation, Grant, For Against Management Exercise Procedures and Unlocking Procedures 3.6 Approve Rights and Obligations of the For Against Management Plan Participants and the Company 3.7 Approve How to Implement the Incentive For Against Management Plan When There Are Changes for the Company and Incentive Objects 4 Approve Management Method of Stock For Against Management Options and Performance Share Incentive Plan 5 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Guarantee Provision Plan For For Management 10 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Han Seong-sook as Inside Director For For Management 4 Elect Byeon Dae-gyu as Non-Independent For For Management Non-Executive Director 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NAVINFO CO., LTD. Ticker: 002405 Security ID: Y62121101 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment of Subsidiary For For Management 2 Elect Li Keqiang as Independent For For Management Director -------------------------------------------------------------------------------- NAVINFO CO., LTD. Ticker: 002405 Security ID: Y62121101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of External Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Amend Articles of Association For For Management 9 Elect Non-Independent Directors and For For Shareholder Independent Directors 10 Elect Supervisors For For Shareholder -------------------------------------------------------------------------------- NCSOFT CORP. Ticker: 036570 Security ID: Y6258Y104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jo Gook-hyeon as Outside Director For For Management 2.2 Elect Choi Young-ju as Outside Director For For Management 3 Elect Jo Gook-hyeon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NEDBANK GROUP LTD. Ticker: NED Security ID: S5518R104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tshilidzi Marwala as Director For For Management 2.1 Re-elect Hubert Brody as Director For For Management 2.2 Re-elect Errol Kruger as Director For For Management 2.3 Re-elect Linda Makalima as Director For For Management 2.4 Re-elect Mpho Makwana as Director For For Management 2.5 Re-elect Dr Mantsika Matooane as For For Management Director 3.1 Reappoint Deloitte & Touche as For For Management Auditors with Lito Nunes as the Designated Registered Auditor 3.2 Reappoint Ernst & Young as Auditors For For Management with Farouk Mohideen as the Designated Registered Auditor 4.1 Elect Stanley Subramoney as Member of For For Management the Audit Committee 4.2 Elect Hubert Brody as Member of the For For Management Audit Committee 4.3 Elect Neo Dongwana as Member of the For For Management Audit Committee 4.4 Elect Errol Kruger as Member of the For For Management Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Adopt and Publicly Disclose an Energy For For Management Policy 6.2 Report on the Company's Approach to For For Management Measuring, Disclosing and Assessing its Exposure to Climate-related Risks 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees for the Non-executive For For Management Chairman 1.2 Approve Fees for the Lead Independent For For Management Director 1.3 Approve Fees for the Nedbank Group For For Management Board Member 1.4 Approve Fees for the Group Audit For For Management Committee 1.5 Approve Fees for the Group Credit For For Management Committee 1.6 Approve Fees for the Group Directors' For For Management Affairs Committee 1.7 Approve Fees for the Group Information For For Management Technology Committee 1.8 Approve Fees for the Group Related For For Management Party Transactions Committee 1.9 Approve Fees for the Group For For Management Remuneration Committee 1.10 Approve Fees for the Group Risk and For For Management Capital Management Committee 1.11 Approve Fees for the Group For For Management Transformation, Social and Ethics Committee 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Board to Issue Shares for For For Management Cash 4 Approve Financial Assistance to For For Management Related and Inter-related Companies -------------------------------------------------------------------------------- NEPI ROCKCASTLE PLC Ticker: NRP Security ID: G6420W101 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2018 2.1 Re-elect Robert Emslie as Director For For Management 2.2 Re-elect Antoine Dijkstra as Director For For Management 2.3 Re-elect Mirela Covasa as Director For For Management 2.4 Elect Andreas Klingen as Director For For Management 3.1 Re-elect Andre van der Veer as For For Management Chairperson of the Audit Committee 3.2 Re-elect George Aase as Member of the For For Management Audit Committee 3.3 Re-elect Antoine Dijkstra as Member of For For Management the Audit Committee 3.4 Elect Andreas Klingen as Member of the For For Management Audit Committee 4 Reappoint PricewaterhouseCoopers LLC For For Management as Auditors of the Company and Appoint Nicholas Halsall as the Designated Audit Individual 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration of Non-executive For For Management Directors 7 Authorise Ratification of Approved For For Management Resolutions 8 Authorise Directors to Determine For Against Management Non-executive Directors' Additional Special Payments 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Specific Issue of Shares For For Management Pursuant to a Reinvestment Option 11 Authorise Repurchase of Issued Share For For Management Capital 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- NESTLE (MALAYSIA) BERHAD Ticker: 4707 Security ID: Y6269X103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd. Rafik Bin Shah Mohamad as For For Management Director 2 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Approve Interim Dividend None None Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve Mohd. Rafik Bin Shah Mohamad For For Management to Continue Office as Independent Director 7 Approve Shareholders' Mandate for For For Management Recurrent Related Party Transactions -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Shobinder Duggal as Whole Time Director, Designated as Executive Director-Finance & Control and Chief Financial Officer -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Three Interim Dividends, For For Management Special Interim Dividend and Declare Final Dividend 3 Reelect Martin Roemkens as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For For Management of Suresh Narayanan as Managing Director 6 Elect David Steven McDaniel as For For Management Director and Approve Appointment and Remuneration of David Steven McDaniel as Whole-time Director Designated as Executive Director-Finance & Control and Chief Financial Officer 7 Elect Ramesh Prathivadibhayankara For For Management Rajagopalan as Director -------------------------------------------------------------------------------- NETEASE, INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Cheng as Director For For Management 1c Elect Denny Lee as Director For For Management 1d Elect Joseph Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Leung as Director For For Management 1g Elect Michael Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- NETMARBLE CORP. Ticker: 251270 Security ID: Y6S5CG100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Bang Jun-hyeok as Inside Director For For Management 2.2 Elect Yanli Piao as Non-Independent For For Management Non-Executive Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE CO., LTD. Ticker: 1336 Security ID: Y625A4107 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Quan as Director For For Shareholder 2 Elect Gao Lizhi as Supervisor For For Shareholder 3 Approve Remuneration of the Executive For For Management Director, Chief Executive Officer and President of the Company 4 Approve Amendments to Measures for the For For Management Administration of the Independent Directors of New China Life Insurance Company Ltd. -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Quan as Director For For Shareholder 2 Elect Gao Lizhi as Supervisor For For Shareholder 3 Approve Remuneration of the Executive For For Management Director, Chief Executive Officer and President of the Company 4 Approve Amendments to Measures for the For For Management Administration of the Independent Directors of New China Life Insurance Company Ltd. -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Annual Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Report of Performance of For For Management the Directors 7 Approve 2019 Report of Performance of For For Management the Independent Non-executive Directors 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor 9 Approve the Proposal on Amendment to For For Management the Administrative Measures on Related Party Transactions 10 Approve the Proposal on Amendment to For For Management the Plan on Authorization to the Board Granted by the General Meeting 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Amend Articles of Association For Against Management Regarding Party Committee 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules of Procedures of the Board For Against Management of Directors Regarding Party Committee 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Annual Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Report of Performance of For For Management the Directors 7 Approve 2019 Report of Performance of For For Management the Independent Non-executive Directors 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor 9 Approve the Proposal on Amendment to For For Management the Administrative Measures on Related Party Transactions 10 Approve the Proposal on Amendment to For For Management the Plan on Authorization to the Board Granted by the General Meeting 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Amend Articles of Association For Against Management Regarding Party Committee 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules of Procedures of the Board For Against Management of Directors Regarding Party Committee 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Additional Guarantee Provision For For Management -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Amend Articles of Association For For Management 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8 Approve Provision of Guarantee for Raw For For Management Material Procurement 9 Approve Financial Guarantee For For Management 10 Approve Related Party Transaction with For For Management Xinwang Financial Leasing (Tianjin) Co. , Ltd. 11 Approve Related Party Transaction with For For Management Xinxiwang (Tianjin) Commercial Factoring Co., Ltd. 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Signing of Daily Related Party For For Management Transaction Agreement 14 Approve Company's Eligibility for For For Management Issuance of Renewable Corporate Bonds 15.1 Approve Issue Size For For Management 15.2 Approve Bond Maturity For For Management 15.3 Approve Bond Interest Rate and Method For For Management of Determination 15.4 Approve Deferred Payment of Interests For For Management 15.5 Approve Mandatory Interest Payment For For Management 15.6 Approve Deferred Interest Restrictions For For Management 15.7 Approve Redemption Option For For Management 15.8 Approve Repayment Order For For Management 15.9 Approve Par Value and Issue Price For For Management 15.10 Approve Issue Manner, Target For For Management Subscribers and Placement Regulation 15.11 Approve Payment of Capital and Interest For For Management 15.12 Approve Use of Proceeds For For Management 15.13 Approve Guarantee Method For For Management 15.14 Approve Underwriting Manner and For For Management Listing Arrangement 15.15 Approve Safeguard Measures of Debts For For Management Repayment 15.16 Approve Resolution Validity Period For For Management 16 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Renewable Corporate Bonds 17 Approve Company's Eligibility for For Against Management Private Placement of Shares 18.1 Approve Share Type and Par Value For Against Management 18.2 Approve Issue Manner and Time For Against Management 18.3 Approve Target Subscribers and For Against Management Subscription Method 18.4 Approve Pricing Reference Date, Issue For Against Management Price and Pricing Basis 18.5 Approve Issue Size For Against Management 18.6 Approve Lock-up Period For Against Management 18.7 Approve Use of Proceeds For Against Management 18.8 Approve Deposit Account of Raised Funds For Against Management 18.9 Approve Distribution Arrangement of For Against Management Cumulative Earnings 18.10 Approve Listing Exchange For Against Management 18.11 Approve Resolution Validity Period For Against Management 19 Approve Plan for Private Placement of For Against Management New Shares 20 Approve Report on the Usage of For Against Management Previously Raised Funds 21 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 22 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Private Placement of New Shares 23 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 24 Approve Signing of Shares Subscription For Against Management Agreement 25 Approve Related Party Transactions in For Against Management Connection to Private Placement 26 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Share Repurchase Plan -------------------------------------------------------------------------------- NH INVESTMENT & SECURITIES CO., LTD. Ticker: 005940 Security ID: Y6S75L806 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jeong Young-chae as Inside For For Management Director 2.2 Elect Hong Seok-dong as Outside For For Management Director 2.3 Elect Jeong Tae-seok as Outside For For Management Director 2.4 Elect Lee Jeong-dae as Non-Independent For Against Management Non-Executive Director 2.5 Elect Kim Hyeong-shin as For For Management Non-Independent Non-Executive Director 3 Elect Jeong Young-chae as CEO For For Management 4 Elect Lim Byeong-soon as Inside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NIEN MADE ENTERPRISE CO., LTD. Ticker: 8464 Security ID: Y6349P112 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect Howard, a Representative of Nien For For Management Keng-Hao, with SHAREHOLDER NO.6, as Non-Independent Director 4.2 Elect Michael, a Representative of For For Management Nien Chao-Hung, with SHAREHOLDER NO.7, as Non-Independent Director 4.3 Elect Ken, a Representative of Chuang For For Management Hsi-Chin, with SHAREHOLDER NO.4, as Non-Independent Director 4.4 Elect Benson, a Representative of Peng For For Management Ping, with SHAREHOLDER NO.9, as Non-Independent Director 4.5 Elect Lee Ming-Shan, with SHAREHOLDER For For Management NO.K121025XXX, as Non-Independent Director 4.6 Elect Edward, a Representative of Jok For For Management Chung-Wai, with SHAREHOLDER NO.10, as Non-Independent Director 4.7 Elect Lin Chi-Wei, with SHAREHOLDER NO. For For Management F103441XXX, as Independent Director 4.8 Elect Huang Shen-Yi, with SHAREHOLDER For For Management NO.R121088XXX, as Independent Director 4.9 Elect Hung Chung-Ching, with For For Management SHAREHOLDER NO.N121880XXX, as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- NINE DRAGONS PAPER (HOLDINGS) LIMITED Ticker: 2689 Security ID: G65318100 Meeting Date: DEC 16, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Liu Ming Chung as Director For Against Management 3a2 Elect Zhang Lianpeng as Director For For Management 3a3 Elect Tam Wai Chu, Maria as Director For For Management 3a4 Elect Ng Leung Sing as Director For Against Management 3a5 Elect Lam Yiu Kin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Issued Share For For Management Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 6 Adopt New Bye-Laws For For Management -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Dongying as Non-Independent For For Shareholder Director 1.2 Elect Yan Wei as Non-Independent For For Shareholder Director 1.3 Elect Pang Jianghua as Non-Independent For For Shareholder Director 1.4 Elect Wang Dongjie as Non-Independent For For Shareholder Director 1.5 Elect Wang Yanguo as Non-Independent For For Shareholder Director 1.6 Elect Liu Yang as Non-Independent For For Shareholder Director 2.1 Elect Zou Xuecheng as Independent For For Shareholder Director 2.2 Elect Xie Shisong as Independent For For Shareholder Director 2.3 Elect Tang Tianyun as Independent For For Shareholder Director 3.1 Elect Zeng Yangyun as Supervisor For For Shareholder 3.2 Elect Li Dongfei as Supervisor For For Shareholder 4 Approve Provision of Guarantee by For For Management Foreign Subsidiary -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Basic Allowance of Independent For For Management Directors 2 Approve Financial Derivate Trading For For Management Business 3 Approve Use of Idle Raised Funds for For Against Management Cash Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Additional Daily Related Party For For Management Transaction -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Stock Option Incentive For Against Management Plan and Its Summary 2 Approve Appraisal Measures of the For Against Management Stock Option Incentive Plan 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Stock Option Incentive Plan 4 Approve List of Participants for Stock For Against Management Option Incentive Plan -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Derivate Trading For For Management Business 2 Approve Use of Idle Funds for Cash For For Management Management 3 Approve Provision of Bank Credit For For Management Guarantee 4 Approve Signing of Supplementary For For Management Agreement of Loan Agreement and Related Party Transactions -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Daily Related-party For For Management Transactions 9 Approve Appointment of Auditor For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Termination of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Transaction Parties For For Management 1.2 Approve Target Assets For For Management 1.3 Approve Pricing Principles and For For Management Transaction Price 1.4 Approve Consideration Payment Method For For Management 1.5 Approve Issue Manner For For Management 1.6 Approve Share Type and Par Value Per For For Management Share 1.7 Approve Target Subscribers For For Management 1.8 Approve Pricing Reference Date and For For Management Issue Price 1.9 Approve Issue Size For For Management 1.10 Approve Price Adjustment Mechanism For For Management 1.11 Approve Listing Exchange For For Management 1.12 Approve Lock-up Period For For Management 1.13 Approve Transitional Profit or Loss For For Management Arrangement 1.14 Approve Distribution of Cumulative For For Management Earnings 1.15 Approve Delivery of the Underlying For For Management Assets and Liability for Breach of Contract 1.16 Approve Resolution Validity Period For For Management 2 Approve Company's Plan for Acquisition For For Management by Issuance of Shares Complies with Relevant Laws and Regulations 3 Approve the Notion that the For For Management Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 4 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 5 Approve This Transaction Does Not For For Management Constitute as Major Asset Restructure and Major Restructure Listing 6 Approve the Notion that the For For Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Draft Report and Summary on For For Management Acquisition by Issuance of Shares 8 Approve Signing of Conditional For For Management Acquisition by Issuance of Shares 9 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 10 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Appointment of Relevant For For Management Intermediaries for This Transaction 15 Approve Signing of Supplementary and For For Management Cancellation Agreement on Conditional Acquisition by Issuance of Shares 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Relevant Audit Report, Review For For Management report and Evaluation report 18 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 6 to Increase Authorized For Against Management Capital -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan Approved at For Against Management the March 28, 2019, EGM 2 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: 669888109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 14.23 For For Management per Share for First Half Year of Fiscal 2019 2 Amend Charter For For Management -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: 669888109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Dividends of RUB 18.10 per For For Management Share 2.1 Elect Andrei Akimov as Director None None Management 2.2 Elect Arnaud Le Foll as Director None Against Management 2.3 Elect Michael Borrell as Director None Against Management 2.4 Elect Robert Castaigne as Director None For Management 2.5 Elect Tatiana Mitrova as Director None For Management 2.6 Elect Leonid Mikhelson as Director None Against Management 2.7 Elect Aleksandr Natalenko as Director None Against Management 2.8 Elect Viktor Orlov as Director None For Management 2.9 Elect Gennadii Timchenko as Director None None Management 3.1 Elect Olga Beliaeva as Member of Audit For For Management Commission 3.2 Elect Anna Merzliakova as Member of For For Management Audit Commission 3.3 Elect Igor Riaskov as Member of Audit For For Management Commission 3.4 Elect Nikolai Shulikin as Member of For For Management Audit Commission 4 Ratify PricewaterhouseCoopers as For For Management Auditor 5 Approve Remuneration of Directors None None Management 6 Approve Remuneration of Members of None None Management Audit Commission -------------------------------------------------------------------------------- NOVATEK MICROELECTRONICS CORP. Ticker: 3034 Security ID: Y64153102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.22 For For Management per Share for First Nine Months of Fiscal 2019 2.1 Approve New Edition of Regulations on For For Management General Meetings 2.2 Approve New Edition of Regulations on For For Management Board of Directors -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Annual Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 19.40 per Share 4.1 Elect Oleg Bagrin as Director None Against Management 4.2 Elect Thomas Veraszto as Director None For Management 4.3 Elect Nikolai Gagarin as Director None Against Management 4.4 Elect Sergei Kravchenko as Director None For Management 4.5 Elect Joachim Limberg as Director None For Management 4.6 Elect Vladimir Lisin as Director None Against Management 4.7 Elect Marjan Oudeman as Director None For Management 4.8 Elect Karen Sarkisov as Director None Against Management 4.9 Elect Stanislav Shekshnia as Director None For Management 4.10 Elect Benedict Sciortino as Director None Against Management 5 Elect Grigorii Fedorishin as President For For Management 6 Approve Remuneration of Directors For For Management 7.1 Ratify PricewaterhouseCoopers Audit as For For Management RAS Auditor 7.2 Ratify PricewaterhouseCoopers Audit as For For Management IFRS Auditor -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 17.36 per Share -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.21 For For Management per Share First Quarter of Fiscal 2020 -------------------------------------------------------------------------------- NTPC LIMITED Ticker: 532555 Security ID: Y6421X116 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Anand Kumar Gupta as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Reelect Gauri Trivedi as Director For For Management 6 Approve Increase in Borrowing Powers For For Management 7 Approve Creation of Mortgage and/or For For Management Charge over Movable and Immovable Properties 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Issuance of Bonds/Debentures For For Management on Private Placement Basis -------------------------------------------------------------------------------- OCI CO., LTD. Ticker: 010060 Security ID: Y6435J103 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements and For For Management Allocation of Income 1.2 Approve Consolidated Financial For For Management Statements and Allocation of Income 2 Elect Yoo Gi-pung as Outside Director For For Management 3 Elect Yoo Gi-pung as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Impairment For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Bank Credit Line and Guarantee For Against Management Matters -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Credit Line and Guarantee For Against Management Provision -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal and Related For For Management Party Transactions 2 Approve Bank Credit Line and Guarantee For For Management -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Shuiping as Non-Independent For Against Shareholder Director 2 Approve Bank Credit and Guarantee For Against Management Matters 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Bank Credit Line and Guarantee For Against Management Matters -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve to Appoint Auditor For For Management 9 Approve Credit Line and Guarantee For Against Management 10 Approve Financial Leasing Business and For Against Shareholder Provision of Guarantee -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement 2 Approve Signing of Conditional Share For For Management Subscription Agreement 3 Elect Cai Gaoxiao as Non-Independent For For Shareholder Director 4 Approve Company's Eligibility for For For Management Private Placement of Shares 5.1 Approve Share Type and Par Value For For Management 5.2 Approve Issue Manner and Time For For Management 5.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 5.4 Approve Target Subscribers and For For Management Subscription Method 5.5 Approve Issue Size For For Management 5.6 Approve Lock-Up Period For For Management 5.7 Approve Raised Funds Investment For For Management 5.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 5.9 Approve Listing Exchange For For Management 5.10 Approve Resolution Validity Period For For Management 6 Approve Plan for Private Placement of For For Management New Shares 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Formulation of Shareholder For For Management Return Plan 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Capital Injection and For For Management Provision of Guarantee 13 Approve Bank Credit Line and Guarantee For Against Management Matters -------------------------------------------------------------------------------- OIL & GAS DEVELOPMENT COMPANY LTD. Ticker: OGDC Security ID: Y6448X107 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 5 Other Business For Against Management -------------------------------------------------------------------------------- OIL & NATURAL GAS CORPORATION LIMITED Ticker: 500312 Security ID: Y64606133 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Subhash Kumar as Director For For Management 4 Reelect Rajesh Shyamsunder Kakkar as For For Management Director 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Navin Chandra Pandey as Director For For Management 7 Elect Alka Mittal as Director For For Management 8 Elect Amar Nath as Director For For Management 9 Reelect Ajai Malhotra as Director For For Management 10 Reelect Shireesh Balawant Kedare as For For Management Director 11 Reelect K M Padmanabhan as Director For For Management 12 Elect Amitava Bhattacharyya as Director For For Management 13 Approve Remuneration of Cost Auditors For For Management 14 Approve Related Party Transaction with For Against Management ONGC Petro Additions Limited 15 Elect Rajesh Kumar Srivastava as For For Management Director -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 192 For For Management per Share for First Nine Months of Fiscal 2019 2 Approve Remuneration of Directors For For Management 3 Approve Remuneration of Members of For For Management Audit Commission 4 Approve Charter in New Edition For For Management 5 Approve Early Termination of Powers of For For Management Audit Commission 6 Amend Regulations on General Meetings For For Management 7 Amend Regulations on Board of Directors For For Management 8 Amend Regulations on Management For For Management 9 Cancel Regulations on Audit Commission For For Management 10 Approve Reduction in Share Capital For For Management through Share Repurchase Program and Subsequent Share Cancellation -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share 2.1 Elect Vagit Alekperov as Director None Against Management 2.2 Elect Viktor Blazheev as Director None Against Management 2.3 Elect Toby Gati as Director None For Management 2.4 Elect Ravil Maganov as Director None Against Management 2.5 Elect Roger Munnings as Director None For Management 2.6 Elect Nikolai Nikolaev as Director None Against Management 2.7 Elect Pavel Teplukhin as Director None For Management 2.8 Elect Leonid Fedun as Director None Against Management 2.9 Elect Liubov Khoba as Director None Against Management 2.10 Elect Sergei Shatalov as Director None For Management 2.11 Elect Wolfgang Schuessel as Director None For Management 3.1 Approve Remuneration of Directors For For Management 3.2 Approve Remuneration of New Directors For For Management 4 Ratify KPMG as Auditor For For Management 5 Approve Related-Party Transaction with For For Management Ingosstrakh Re: Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- OLD MUTUAL LTD. Ticker: OMU Security ID: S5790B132 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2.1 Re-elect Paul Baloyi as Director For For Management 2.2 Re-elect Peter de Beyer as Director For For Management 2.3 Re-elect Albert Essien as Director For For Management 2.4 Re-elect Nosipho Molope as Director For For Management 2.5 Re-elect Marshall Rapiya as Director For For Management 3 Elect Iain Williamson as Director For For Management 4.1 Re-elect Paul Baloyi as Member of the For Against Management Audit Committee 4.2 Re-elect Peter de Beyer as Member of For For Management the Audit Committee 4.3 Re-elect Itumeleng Kgaboesele as For For Management Member of the Audit Committee 4.4 Re-elect John Lister as Member of the For For Management Audit Committee 4.5 Re-elect Nosipho Molope as Member of For For Management the Audit Committee 5.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 5.2 Reappoint KPMG Inc as Auditors of the For For Management Company 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers or Other Persons Participating in Share or Other Employee Incentive Schemes 4 Amend Memorandum of Incorporation; For For Management Place Authorised but Unissued Preference Shares under Control of Directors -------------------------------------------------------------------------------- OPPEIN HOME GROUP, INC. Ticker: 603833 Security ID: Y6440T104 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Formulation of Remuneration For For Management and Performance Appraisal Management Method of Directors and Senior Management Members 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Adjustment of Use of Own Funds For Against Management for Entrusted Financial Management 5.1 Elect Yao Liangsong as Non-Independent For For Management Director 5.2 Elect Tan Qinxing as Non-Independent For For Management Director 5.3 Elect Yao Liangbo as Non-Independent For For Management Director 6.1 Elect Qin Shuo as Independent Director For For Management 6.2 Elect Chu Xiaoping as Independent For For Management Director 6.3 Elect Jiang Qi as Independent Director For For Management 7.1 Elect Zhong Huawen as Supervisor For For Management 7.2 Elect Xie Hang as Supervisor For For Management -------------------------------------------------------------------------------- OPPEIN HOME GROUP, INC. Ticker: 603833 Security ID: Y6440T104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Termination of IPO Fundraising For For Management Project and Use Remaining Raised Funds to Replenish Working Capital 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve External Guarantee For Against Management 10.1 Approve Remuneration of Yao Liangsong For For Management 10.2 Approve Remuneration of Tan Qinxing For For Management 10.3 Approve Remuneration of Yao Liangbai For For Management 11 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ORANGE LIFE INSURANCE LTD. Ticker: 079440 Security ID: Y4R80Y104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Exchange Agreement For For Management -------------------------------------------------------------------------------- ORANGE LIFE INSURANCE LTD. Ticker: 079440 Security ID: Y4R80Y104 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cheong Mun-kuk as Inside Director For For Management 2.2 Elect Koh Seog-heon as Non-Independent For For Management Non-Executive Director 2.3 Elect Kim Hyoung-tae as Outside For For Management Director 2.4 Elect Sung Joo-ho as Outside Director For For Management 2.5 Elect Kim Bum-su as Outside Director For For Management 3 Elect Chun Young-sub as Outside For For Management Director to Serve as Audit Committee Member 4.1 Elect Kim Bum-su as a Member of Audit For For Management Committee 4.2 Elect Sung Joo-ho as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ORANGE POLSKA SA Ticker: OPL Security ID: X5984X100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4.1 Receive Financial Statements for None None Management Fiscal 2019 4.2 Receive Management Board Proposal on None None Management Allocation of Income for Fiscal 2019 4.3 Receive Management Board Report on None None Management Company's and Group's Operations, and Consolidated Financial Statements for Fiscal 2019 4.4 Receive Supervisory Board Reports for None None Management Fiscal 2019 5.1 Approve Financial Statements for For For Management Fiscal 2019 5.2 Approve Allocation of Income For For Management 5.3 Approve Management Board Report on For For Management Company's and Group's Operations in Fiscal 2019 5.4 Approve Consolidated Financial For For Management Statements for Fiscal 2019 5.5a Approve Discharge of CEO For For Management 5.5b Approve Discharge of Management Board For For Management Member 5.5c Approve Discharge of Management Board For For Management Member 5.5d Approve Discharge of Management Board For For Management Member 5.5e Approve Discharge of Management Board For For Management Member 5.5f Approve Discharge of Management Board For For Management Member 5.5g Approve Discharge of Management Board For For Management Member 5.5h Approve Discharge of Management Board For For Management Member 5.5i Approve Discharge of Supervisory Board For For Management Member 5.5j Approve Discharge of Supervisory Board For For Management Member 5.5k Approve Discharge of Supervisory Board For For Management Member 5.5l Approve Discharge of Supervisory Board For For Management Member 5.5m Approve Discharge of Supervisory Board For For Management Member 5.5n Approve Discharge of Supervisory Board For For Management Member 5.5o Approve Discharge of Supervisory Board For For Management Member 5.5p Approve Discharge of Supervisory Board For For Management Member 5.5q Approve Discharge of Supervisory Board For For Management Member 5.5r Approve Discharge of Supervisory Board For For Management Member 5.5s Approve Discharge of Supervisory Board For For Management Member 5.5t Approve Discharge of Supervisory Board For For Management Member 5.5u Approve Discharge of Supervisory Board For For Management Member 5.5v Approve Discharge of Supervisory Board For For Management Member 5.5w Approve Discharge of Supervisory Board For For Management Member 5.5x Approve Discharge of Supervisory Board For For Management Member 6 Approve Remuneration Policy For Against Management 7 Amend Statute Re: Supervisory Board For For Management 8 Approve Consolidated Text of Statute For For Management 9 Amend Regulations on General Meetings For For Management 10.1 Elect John Russell Houlden as For For Management Supervisory Board Member 10.2 Elect Patrice Lambert-de Diesbach as For For Management Supervisory Board Member 11 Close Meeting None None Management -------------------------------------------------------------------------------- ORBIA ADVANCE CORPORATION SAB DE CV Ticker: ORBIA Security ID: P7S81Y105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept CEO's Report and Board's Report For For Management on Operations and Results 1.2 Accept Individual and Consolidated For For Management Financial Statements 1.3 Accept Report on Compliance of Fiscal For For Management Obligations 2 Accept Report of Audit Committee For For Management 3 Accept Report of Corporate Practices For For Management Committee 4.1 Approve Individual and Consolidated For For Management Net Profit after Minority Interest in the Amount of USD 206.73 Million 4.2 Approve Allocation of Individual and For For Management or Consolidated Profits and or Losses Referred to in Previous Item to the Accumulated Net Income Account 5.1 Ratify Antonio Del Valle Ruiz as For For Management Honorary and Lifetime Board Chairman 5.2a Elect or Ratify Juan Pablo Del Valle For For Management Perochena as Board Member 5.2b Elect or Ratify Adolfo Del Valle Ruiz For For Management as Board Member 5.2c Elect or Ratify Ignacio Del Valle Ruiz For For Management as Board Member 5.2d Elect or Ratify Antonio Del Valle For For Management Perochena as Board Member 5.2e Elect or Ratify Maria Guadalupe Del For For Management Valle Perochena as Board Member 5.2f Elect or Ratify Jaime Ruiz Sacristan For For Management as Board Member 5.2g Elect or Ratify Fernando Ruiz Sahagun For For Management as Board Member 5.2h Elect or Ratify Eugenio Santiago For For Management Clariond Reyes as Board Member 5.2i Elect or Ratify Eduardo Tricio Haro as For For Management Board Member 5.2j Elect or Ratify Guillermo Ortiz For For Management Martinez as Board Member 5.2k Elect or Ratify Divo Milan Haddad as For For Management Board Member 5.2l Elect or Ratify Alma Rosa Moreno Razo For For Management as Board Member 5.2m Elect or Ratify Maria Teresa For For Management Altagracia Arnal Machado as Board Member 5.2n Elect or Ratify Jack Goldstein as For For Management Board Member 5.2o Elect or Ratify Anil Menon as Board For For Management Member 5.3a Elect or Ratify Juan Pablo Del Valle For For Management Perochena as Chairman of Board of Directors 5.3b Elect or Ratify Juan Pablo Del Rio For For Management Benitez as Secretary (Non-Member) of Board 5.3c Elect or Ratify Sheldon Hirt as For For Management Alternate Secretary (Non-Member) of Board 5.4a Elect or Ratify Fernando Ruiz Sahagun For For Management as Chairman of Audit Committee 5.4b Elect or Ratify Eugenio Santiago For For Management Clariond Reyes as Chairman of Corporate Practices Committee 6 Approve Remuneration of Chairman of For Against Management Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee 7.1 Approve Cancellation of Balance of For For Management Amount Approved to be Used for Acquisition of Company's Shares 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve at USD 400 Million 8 Accept Report on Adoption or For For Management Modification of Policies in Share Repurchases of Company 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y6S79P100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of Supervisory For For Management Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve 2019 Annual Report For For Management 6 Approve 2020 Company Proprietary For For Management Business Scale 7.1 Approve Issue Size of the Debt For For Management Financing Instruments 7.2 Approve Issue Type of the Debt For For Management Financing Instruments 7.3 Approve Issue Term of the Debt For For Management Financing Instruments 7.4 Approve Interest Rate and Basis of For For Management Determination of the Debt Financing Instruments 7.5 Approve Issue Method and Issue Target For For Management 7.6 Approve Use of Proceeds For For Management 7.07 Approve Authorization Matters For For Management 7.08 Approve Validity Period of Resolution For For Management 8 Approve Conduction of Asset-Backed For For Management Securitization Business with the Company's Credit Assets from Its Financing Businesses 9.1 Approve Routine Related-Party For For Management Transactions with Shenergy (Group) Company Limited and Its Related Companies 9.2 Approve Routine Related-Party For For Management Transactions with Other Related Parties 10 Approve 2020 Provision of Guarantees For For Management 11 Approve 2020 Appointment of Auditors For For Management 12 Amend Articles of Association For For Management 13 Elect Zhou Donghui as Director For For Management 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ORIENTAL PEARL MEDIA CO. LTD. Ticker: 600637 Security ID: Y0875J103 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Audio-visual For For Management Content Authorized Operation Agreement 2 Approve Repurchase and Cancellation of For For Management Performance Shares Which Have Been Granted But Not Yet Unlocked -------------------------------------------------------------------------------- ORIENTAL PEARL MEDIA CO. LTD. Ticker: 600637 Security ID: Y0875J103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For Against Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Use of Funds for Cash For Against Management Management 10 Approve External Guarantee Plan For For Management 11 Approve Financial Services Agreement For Against Management -------------------------------------------------------------------------------- ORION CORP. (KOREA) Ticker: 271560 Security ID: Y6S90M128 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Heo In-cheol as Inside Director For For Management 2.2 Elect Lee Gyeong-jae as Inside Director For For Management 2.3 Elect Lee Wook as Outside Director For For Management 3 Elect Lee Wook as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- OTTOGI CORP. Ticker: 007310 Security ID: Y65883103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4.1 Elect Ham Young-jun as Inside Director For For Management 4.2 Elect Lee Gang-hun as Inside Director For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OVCTEK CHINA, INC. Ticker: 300595 Security ID: Y0483P103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Amendments to Articles of For For Management Association 8 Approve Completion of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 9 Approve Investment in Financial For Against Management Products 10.1 Elect Tao Yuequn as Non-Independent For For Management Director 10.2 Elect Huang Tongge as Non-Independent For For Management Director 10.3 Elect Shi Xianmei as Non-Independent For For Management Director 10.4 Elect Wei Lizhi as Non-Independent For For Management Director 10.5 Elect Cheng Yihua as Non-Independent For For Management Director 10.6 Elect Fu Zhiying as Non-Independent For For Management Director 11.1 Elect Ding Bin as Independent Director For For Management 11.2 Elect Xu Lixin as Independent Director For For Management 11.3 Elect Tang Minsong as Independent For For Management Director 12.1 Elect Sun Yongjian as Supervisor For For Management 12.2 Elect Wang Chun as Supervisor For For Management -------------------------------------------------------------------------------- PACIFIC SECURITIES CO., LTD. Ticker: 601099 Security ID: Y6S73B107 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- PACIFIC SECURITIES CO., LTD. Ticker: 601099 Security ID: Y6S73B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and Supervisors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7.1 Approve Debt Financing Entity For For Management 7.2 Approve Issue Size For For Management 7.3 Approve Issue Manner For For Management 7.4 Approve Variety For For Management 7.5 Approve Duration For For Management 7.6 Approve Interest Rates For For Management 7.7 Approve Guarantees and Other Credit For For Management Enhancement Arrangements 7.8 Approve Use of Proceeds For For Management 7.9 Approve Issue Price For For Management 7.10 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 7.11 Approve Listing For For Management 7.12 Approve Safeguard Measures of Debts For For Management Repayment 7.13 Approve Authorization Matters For For Management 7.14 Approve Resolution Validity Period For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- PAGE INDUSTRIES LIMITED Ticker: 532827 Security ID: Y6592S102 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vedji Ticku as Director For For Management 3 Reelect Shamir Genomal as Director For Against Management 4 Reelect G P Albal as Director For For Management 5 Reelect Rukmani Menon as Director For For Management 6 Reelect Sandeep Kumar Maini as Director For For Management 7 Reelect Vikram Gamanlal Shah as For Against Management Director 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: OCT 01, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Shareholders to Sign Minutes For For Management of Meeting 2 Approve Cancellation of 190 Million For For Management Treasury Shares and Consequent Reduction in Share Capital 3 Approve Granting of Authorizations to For For Management Perform Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Shareholders to Sign Minutes For For Management of Meeting 2 Consider Absorption of Parques Eolicos For For Management del Fin del Mundo SA by the Company 3 Authorize Board to Perform Formalities For For Management and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PAN OCEAN CO., LTD. Ticker: 028670 Security ID: Y6720E108 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Ahn Jung-ho as Inside Director For Against Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Approve Transaction with a Related For For Management Party -------------------------------------------------------------------------------- PEARLABYSS CORP. Ticker: 263750 Security ID: Y6803R109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Han Jeong-hyeon as Outside For Against Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- PEGATRON CORP. Ticker: 4938 Security ID: Y6784J100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Scheme for For For Management Directors and Supervisors 2 Elect Huang Liangbo as Supervisor For For Management -------------------------------------------------------------------------------- PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve Engagement of Auditor for For For Management Financial Statements and Internal Control for the Year 2020 7 Approve Engagement of Auditor for For For Management Financial Statements and Internal Control for the Year 2021 8 Approve 2019 Work Report of the For For Management Independent Directors and Appraisal of Performance 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Elect Wang Tingke as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PERFECT WORLD CO., LTD. Ticker: 002624 Security ID: Y988BN106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds for Entrusted For Against Management Asset Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Guarantee Provision For For Management 10 Amend Articles of Association For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Amending Articles of Association 12.1 Elect Feng Zhiming as Supervisor For For Shareholder 12.2 Elect Zhang Dan as Supervisor For For Management -------------------------------------------------------------------------------- PETROBRAS DISTRIBUIDORA SA Ticker: BRDT3 Security ID: P1904D109 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Directors and Fiscal Council For For Management Member 2 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3.1 Elect Edy Luiz Kogut as Director For For Management 3.2 Elect Alexandre Firme Carneiro as For For Management Director 3.3 Elect Maria Carolina Lacerda as For For Management Director 3.4 Elect Carlos Augusto Leone Piani as For For Management Director 3.5 Elect Claudio Roberto Ely as Director For For Management 3.6 Elect Leonel Dias de Andrade Neto as For For Management Director 3.7 Elect Mateus Affonso Bandeira as For For Management Director 3.8 Elect Pedro Santos Ripper as Director For For Management 3.9 Elect Ricardo Carvalho Maia as Director For For Management 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Edy Luiz Kogut as Director 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Firme Carneiro as Director 5.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Carolina Lacerda as Director 5.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Augusto Leone Piani as Director 5.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Roberto Ely as Director 5.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonel Dias de Andrade Neto as Director 5.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Mateus Affonso Bandeira as Director 5.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Santos Ripper as Director 5.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Carvalho Maia as Director 6 Elect Fiscal Council Member For Against Management 7 Elect Edy Luiz Kogut as Board Chairman None For Management 8 Elect Alexandre Firme Carneiro as None Abstain Management Board Chairman 9 Elect Maria Carolina Lacerda as Board None Abstain Management Chairman 10 Elect Carlos Augusto Leone Piani as None Abstain Management Board Chairman 11 Elect Claudio Roberto Ely as Board None Abstain Management Chairman 12 Elect Leonel Dias de Andrade Neto as None Abstain Management Board Chairman 13 Elect Mateus Affonso Bandeira as Board None Abstain Management Chairman 14 Elect Pedro Santos Ripper as Board None Abstain Management Chairman 15 Elect Ricardo Carvalho Maia as Board None Abstain Management Chairman 16 Amend Remuneration of Company's For Against Management Management -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Houliang as Director For For Shareholder 1.2 Elect Lv Bo as Director For For Shareholder 1.3 Elect Li Fanrong as Director For For Shareholder -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q138 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Houliang as Director For For Shareholder 1.2 Elect Lv Bo as Director For For Shareholder 1.3 Elect Li Fanrong as Director For For Shareholder -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve KPMG Huazhen as Domestic For For Management Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Liu Yuezhen as Director For For Management 7.2 Elect Duan Liangwei as Director For For Management 8.1 Elect Elsie Leung Oi-sie as Director For Against Management 8.2 Elect Tokuchi Tatsuhito as Director For For Management 8.3 Elect Simon Henry as Director For For Management 8.4 Elect Cai Jinyong as Director For For Management 8.5 Elect Jiang, Simon X. as Director For For Management 9.1 Elect Xu Wenrong as Supervisor For For Shareholder 9.2 Elect Zhang Fengshan as Supervisor For For Shareholder 9.3 Elect Jiang Lifu as Supervisor For For Shareholder 9.4 Elect Lu Yaozhong as Supervisor For For Shareholder 9.5 Elect Wang Liang as Supervisor For For Shareholder 10 Approve the Guarantees to be Provided For Against Management to the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board 11 Approve Unconditionally Grant a For For Management General Mandate to the Board to Determine and Deal with the Issue of Debt Financing Instruments 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares 13 Approve Amendments to the Business For For Shareholder Scope and Amendments to the Articles of Association -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q138 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve KPMG Huazhen as Domestic For For Management Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve the Guarantees to be Provided For Against Management to the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board 8 Approve Unconditionally Grant a For For Management General Mandate to the Board to Determine and Deal with the Issue of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares 10 Approve Amendments to the Business For For Shareholder Scope and Amendments to the Articles of Association 11.1 Elect Liu Yuezhen as Director For For Management 11.2 Elect Duan Liangwei as Director For For Management 12.1 Elect Elsie Leung Oi-sie as Director For Against Management 12.2 Elect Tokuchi Tatsuhito as Director For For Management 12.3 Elect Simon Henry as Director For For Management 12.4 Elect Cai Jinyong as Director For For Management 12.5 Elect Jiang, Simon X. as Director For For Management 13.1 Elect Xu Wenrong as Supervisor For For Shareholder 13.2 Elect Zhang Fengshan as Supervisor For For Shareholder 13.3 Elect Jiang Lifu as Supervisor For For Shareholder 13.4 Elect Lu Yaozhong as Supervisor For For Shareholder 13.5 Elect Wang Liang as Supervisor For For Shareholder -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nivio Ziviani and Walter Mendes For For Management de Oliveira Filho as Directors 2 Waive Tender Offer and Approve For For Management Company's Delisting from Bolsas y Mercados Argentinos S.A. (BYMA) 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Petrobras For For Management Logistica de Gas SA (Logigas) 2 Amend Articles and Consolidate Bylaws For For Management 3 Amend Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Petrobras For For Management Negocios Eletronicos S.A. (e-PETRO) 2 Amend Articles and Consolidate Bylaws For Against Management 3 Elect Maria Claudia Guimaraes as For For Management Director 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETRONAS CHEMICALS GROUP BERHAD Ticker: 5183 Security ID: Y6811G103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Md Arif Mahmood as Director For For Management 2 Elect Toh Ah Wah as Director For For Management 3 Elect Yeoh Siew Ming as Director For For Management 4 Elect Noor Ilias Mohd Idris as Director For For Management 5 Approve Directors' Fees and Allowances For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PETRONAS DAGANGAN BERHAD Ticker: 5681 Security ID: Y6885A107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nirmala Doraisamy as Director For For Management 2 Elect Azrul Osman Rani as Director For For Management 3 Elect Shafie Shamsuddin as Director For For Management 4 Elect Alvin Michael Hew Thai Kheam as For For Management Director 5 Approve Directors' Fees and Allowances For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Increase of Number of Directors For For Management -------------------------------------------------------------------------------- PETRONAS GAS BERHAD Ticker: 6033 Security ID: Y6885J116 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ab. Halim Mohyiddin as Director For For Management 2 Elect Emeliana Dallan Rice-Oxley as For For Management Director 3 Elect Adif Zulkifli as Director For For Management 4 Elect Marina Md Taib as Director For For Management 5 Approve Directors' Fees and Allowances For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PETRONET LNG LIMITED Ticker: 532522 Security ID: Y68259103 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect M.M. Kutty as Director For For Management 4 Reelect Shashi Shanker as Director For Against Management 5 Elect D. Rajkumar as Director For For Management 6 Elect B.C. Tripathi as Director None None Management 7 Elect Sanjiv Singh as Director For For Management 8 Elect Sunil Kumar Srivastava as For For Management Director 9 Elect Siddhartha Shekhar Singh as For For Management Director 10 Elect Arun Kumar as Director For For Management 11 Approve Remuneration of Cost Auditors For For Management 12 Approve Related Party Transactions For Against Management 13 Approve Related Party Transactions in For Against Management Relation to Transfer of Various Commercial Agreements for Supply of Goods and Services along with Rights and Obligations with Bharat Petroleum Corporation Limited to Bharat Gas Resources Limited 14 Amend Memorandum of Association For Against Management 15 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PGE POLSKA GRUPA ENERGETYCZNA SA Ticker: PGE Security ID: X6447Z104 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Resolve Not to Elect Members of Vote For For Management Counting Commission 6 Cancel Dec. 14, 2016, EGM, Resolution None Against Shareholder and June 27, 2017, AGM Resolutions; Amend Dec. 14, 2016, EGM, Resolution Re: Approve Remuneration Policy for Management Board Members; Approve Remuneration Policy for Management Board Members 7 Amend Dec. 14, 2016, EGM, Resolution None Against Shareholder Re: Approve Remuneration Policy for Supervisory Board Members 8 Approve Decision on Covering Costs of None Against Shareholder Convocation of General Meeting of Shareholders 9 Close Meeting None None Management -------------------------------------------------------------------------------- PGE POLSKA GRUPA ENERGETYCZNA SA Ticker: PGE Security ID: X6447Z104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Resolve Not to Elect Members of Vote For For Management Counting Commission 6 Approve Financial Statements For For Management 7 Approve Consolidated Financial For For Management Statements 8 Approve Management Board Report on For For Management Company's and Group's Operations 9 Approve Treatment of Net Loss For For Management 10 Amend Statute Re: Supervisory Board For Against Management 11 Approve Remuneration Policy For Against Management 12.1 Approve Discharge of Anna Kowalik For For Management (Supervisory Board Chairman) 12.2 Approve Discharge of Artur Skladanek For For Management (Supervisory Board Vice Chairman) 12.3 Approve Discharge of Grzegorz For For Management Kuczynski (Supervisory Board Secretary) 12.4 Approve Discharge of Janina Goss For For Management (Supervisory Board Member) 12.5 Approve Discharge of Mieczyslaw For For Management Sawaryn (Supervisory Board Member) 12.6 Approve Discharge of Tomasz Hapunowicz For For Management (Supervisory Board Member) 12.7 Approve Discharge of Jerzy Sawicki For For Management (Supervisory Board Member) 12.8 Approve Discharge of Radoslaw For For Management Winiarski (Supervisory Board Member) 12.9 Approve Discharge of Henryk Baranowski For For Management (CEO) 12.10 Approve Discharge of Wojciech For For Management Kowalczyk (Deputy CEO) 12.11 Approve Discharge of Marek Pastuszko For For Management (Deputy CEO) 12.12 Approve Discharge of Pawel Sliwa For For Management (Deputy CEO) 12.13 Approve Discharge of Ryszard Wasilek For For Management (Deputy CEO) 12.14 Approve Discharge of Emil Wojtowicz For For Management (Deputy CEO) 13 Amend Statute None Against Shareholder 14 Close Meeting None None Management -------------------------------------------------------------------------------- PHISON ELECTRONICS CORP. Ticker: 8299 Security ID: Y7136T101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Khein Seng Pua, with Shareholder For For Management No. 2, as Non-Independent Director 3.2 Elect Chee Kong Aw Yong, with For For Management Shareholder No. 12, as Non-Independent Director 3.3 Elect Tzung Horng Kuang, with For For Management Shareholder No. 33, as Non-Independent Director 3.4 Elect Chih Jen Hsu, a Representative For For Management of Cheng He Investment Co.,Ltd. with Shareholder No. 89024, as Non-Independent Director 3.5 Elect Jiunn Yeong Yang, with For For Management Shareholder No. 13, as Non-Independent Director 3.6 Elect Hiroto Nakai, a Representative For For Management of Trusted Investment Account of KIOXIA Corporation by First Bank with Shareholder No. 110084, as Non-Independent Director 3.7 Elect Chen Wei Wang with ID No. For For Management L101796xxx as Independent Director 3.8 Elect Wen Chiu Chung with ID No. For For Management J220365xxx as Independent Director 3.9 Elect Yu Lun Huang with ID No. For For Management T220290xxx as Independent Director 4 Approve Issuance of Shares via a For For Management Private Placement 5 Approve Amendments to Articles of For For Management Association 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: OCT 04, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 48 per Share For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 18 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Irina Bokova as Director None For Management 4.3 Elect Andrei A. Gurev as Director None Against Management 4.4 Elect Andrei G. Gurev as Director None Against Management 4.5 Elect Sven Ombudstvedt as Director None Against Management 4.6 Elect Roman Osipov as Director None Against Management 4.7 Elect Natalia Pashkevich as Director None For Management 4.8 Elect Sergei Pronin as Director None Against Management 4.9 Elect James Rogers as Director None For Management 4.10 Elect Ivan Rodionov as Director None Against Management 4.11 Elect Xavier Rolet as Director None For Management 4.12 Elect Marcus Rhodes as Director None Against Management 4.13 Elect Mikhail Rybnikov as Director None Against Management 4.14 Elect Sergei Sereda as Director None Against Management 4.15 Elect Aleksei Sirotenko as Director None Against Management 4.16 Elect Aleksandr Sharabaiko as Director None Against Management 4.17 Elect Andrei Sharonov as Director None For Management 5 Approve Remuneration of Directors For For Management 6.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 6.2 Elect Elena Kriuchkova as Member of For For Management Audit Commission 6.3 Elect Olga Lizunova as Member of Audit For For Management Commission 7 Ratify FBK as Auditor For For Management 8 Approve Related-Party Transaction Re: For For Management Loan Agreement -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 78 For For Management per Share for First Quarter of Fiscal 2020 -------------------------------------------------------------------------------- PICC PROPERTY & CASUALTY CO. LTD. Ticker: 2328 Security ID: Y6975Z103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Caishi as Director For For Management 2 Elect Zhang Xiaoli as Supervisor For For Management 3 Approve 2019 Report of the Board of For For Management Directors 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve 2019 Audited Financial For For Management Statements and Auditor's Report 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve 2020 Directors' Fees For For Management 8 Approve 2020 Supervisors' Fees For For Management 9 Approve Deloitte Touche Tohmatsu as For For Management International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 10 Approve 2019 Performance Report and For For Management Performance Evaluation Results of Independent Directors 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure -------------------------------------------------------------------------------- PICK N PAY STORES LIMITED Ticker: PIK Security ID: S60947108 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 2.1 Re-elect Hugh Herman as Director For For Management 2.2 Re-elect Jeff van Rooyen as Director For For Management 2.3 Re-elect David Friedland as Director For For Management 2.4 Re-elect Suzanne Ackerman-Berman as For For Management Director 2.5 Re-elect Jonathan Ackerman as Director For For Management 3.1 Re-elect Jeff van Rooyen as Member of For For Management the Audit, Risk and Compliance Committee 3.2 Re-elect Hugh Herman as Member of the For For Management Audit, Risk and Compliance Committee 3.3 Re-elect Audrey Mothupi as Member of For For Management the Audit, Risk and Compliance Committee 3.4 Re-elect David Friedland as Member of For For Management the Audit, Risk and Compliance Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Abstain Management Report 1 Approve Directors' Fees for the 2020 For Against Management and 2021 Annual Financial Periods 2.1 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 2.2 Approve Financial Assistance to an For For Management Employee of the Company or its Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PIDILITE INDUSTRIES LIMITED Ticker: 500331 Security ID: Y6977T139 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect A N Parekh as Director For For Management 4 Reelect N K Parekh as Director For For Management 5 Reelect B S Mehta as Director For For Management 6 Reelect Uday Khanna as Director For For Management 7 Reelect Meera Shankar as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- PING AN BANK CO., LTD. Ticker: 000001 Security ID: Y6896T103 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board of Directors For For Management 2.1 Elect Xie Yonglin as Non-Executive For For Management Director 2.2 Elect Chen Xinying as Non-Executive For For Management Director 2.3 Elect Yao Bo as Non-Executive Director For For Management 2.4 Elect Ye Sulan as Non-Executive For For Management Director 2.5 Elect Cai Fangfang as Non-Executive For For Management Director 2.6 Elect Guo Jian as Non-Executive For For Management Director 3.1 Elect Hu Yuefei as Executive Director For For Management 3.2 Elect Yang Zhiqun as Executive Director For For Management 3.3 Elect Guo Shibang as Executive Director For For Management 3.4 Elect Xiang Youzhi as Executive For For Management Director 4.1 Elect Guo Tianyong as Independent For For Management Director 4.2 Elect Yang Rusheng as Independent For For Management Director 4.3 Elect Yang Jun as Independent Director For For Management 4.4 Elect Li Jiashi as Independent Director For For Management 4.5 Elect Ai Chunrong as Independent For For Management Director 4.6 Elect Cai Hongbin as Independent For For Management Director 5 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- PING AN BANK CO., LTD. Ticker: 000001 Security ID: Y6896T103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions and For For Management Implementation of Related Party Transaction Management System 7 Approve to Appoint Auditor For For Management 8 Approve Composition of Board of the For For Management Supervisory Committee 9 Elect Che Guobao as Supervisor For For Management 10.1 Elect Wang Chunhan as Supervisor For For Management 10.2 Elect Wang Songqi as Supervisor For For Management 10.3 Elect Han Xiaojing as Supervisor For For Management -------------------------------------------------------------------------------- PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED Ticker: 1833 Security ID: G71139102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wang Tao as Director For For Management 2a2 Elect Tan Sin Yin as Director For For Management 2a3 Elect Lin Lijun as Director For For Management 2a4 Elect Pan Zhongwu as Director For For Management 2a5 Elect Tang Yunwei as Director For For Management 2a6 Elect Guo Tianyong as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790114 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790114 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- PIRAMAL ENTERPRISES LIMITED Ticker: 500302 Security ID: Y6941N101 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Swati A. Piramal as Director For For Management 4 Elect Arundhati Bhattacharya as For For Management Director 5 Approve Remuneration of Cost Auditors For For Management 6 Authorize Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- PIRAMAL ENTERPRISES LIMITED Ticker: 500302 Security ID: Y6941N101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Compulsorily For For Management Convertible Debentures on a Preferential Basis -------------------------------------------------------------------------------- PIRAMAL ENTERPRISES LIMITED Ticker: 500302 Security ID: Y6941N101 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of Healthcare For For Management Insights and Analytics Business -------------------------------------------------------------------------------- PLDT INC. Ticker: TEL Security ID: Y7072Q103 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Audited Financial For For Management Statements for the Fiscal Year Ending December 31, 2019 Contained in the Company's 2019 Annual Report 2.1 Elect Bernido H. Liu as Director For Withhold Management 2.2 Elect Artemio V. Panganiban as Director For Withhold Management 2.3 Elect Pedro E. Roxas as Director For Withhold Management 2.4 Elect Manuel L. Argel, Jr. as Director For Withhold Management 2.5 Elect Helen Y. Dee as Director For Withhold Management 2.6 Elect Ray C. Espinosa as Director For Withhold Management 2.7 Elect James L. Go as Director For Withhold Management 2.8 Elect Shigeki Hayashi as Director For Withhold Management 2.9 Elect Junichi Igarashi as Director For Withhold Management 2.10 Elect Manuel V. Pangilinan as Director For For Management 2.11 Elect Ma. Lourdes C. Rausa-Chan as For Withhold Management Director 2.12 Elect Albert F. del Rosario as Director For Withhold Management 2.13 Elect Marife B. Zamora as Director For Withhold Management 3 Approve Amendment of the Second For For Management Article of the Amended Articles of Incorporation -------------------------------------------------------------------------------- POLSKI KONCERN NAFTOWY ORLEN SA Ticker: PKN Security ID: X6922W204 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Elect Members of Vote Counting For For Management Commission 6 Fix Number of Supervisory Board Members For For Management 7.1 Recall Supervisory Board Member For Against Shareholder 7.2 Elect Supervisory Board Member For Against Shareholder 7.3 Elect Supervisory Board Chairman For Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKI KONCERN NAFTOWY ORLEN SA Ticker: PKN Security ID: X6922W204 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Elect Members of Vote Counting For For Management Commission 6 Receive Management Board Report on None None Management Company's and Group's Operations 7 Receive Financial Statements and None None Management Management Board Proposal on Allocation of Income 8 Receive Consolidated Financial None None Management Statements 9 Receive Supervisory Board Report None None Management 10 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Management Board Report on For For Management Company's and Group's Operations 12 Approve Financial Statements For For Management 13 Approve Consolidated Financial For For Management Statements 14 Approve Allocation of Income and For For Management Dividends of PLN 1 per Share 15.1 Approve Discharge of Daniel Obajtek For For Management (CEO) 15.2 Approve Discharge of Armen Artwich For For Management (Management Board Member) 15.3 Approve Discharge of Patrycja Klarecka For For Management (Management Board Member) 15.4 Approve Discharge of Zbigniew For For Management Leszczynski (Management Board Member) 15.5 Approve Discharge of Wieslaw For For Management Protasewicz (Management Board Member) 15.6 Approve Discharge of Michal Rog For For Management (Management Board Member) 15.7 Approve Discharge of Jozef Wegrecki For For Management (Management Board Member) 16.1 Approve Discharge of Izabela For For Management Felczak-Poturnicka (Supervisory Board Chairman) 16.2 Approve Discharge of Andrzej Szumanski For For Management (Supervisory Board Member and Deputy Chairman) 16.3 Approve Discharge of Radoslaw For For Management Kwasnicki (Supervisory Board Deputy Chairman) 16.4 Approve Discharge of Mateusz Bochacik For For Management (Supervisory Board Secretary) 16.5 Approve Discharge of Agnieszka For For Management Biernat-Wiatrak (Supervisory Board Member) 16.6 Approve Discharge of Andrzej Kapala For For Management (Supervisory Board Member) 16.7 Approve Discharge of Wojciech Krynski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Jadwiga Lesisz For For Management (Supervisory Board Member) 16.9 Approve Discharge of Malgorzata For For Management Niezgoda (Supervisory Board Member) 16.10 Approve Discharge of Anna Wojcik For For Management (Supervisory Board Member) 16.11 Approve Discharge of Barbara For For Management Jarzembowska (Supervisory Board Member) 16.12 Approve Discharge of Michal For For Management Klimaszewski (Supervisory Board Member) 16.13 Approve Discharge of Anna For For Management Sakowicz-Kacz (Supervisory Board Member) 16.14 Approve Discharge of Roman Kusz For For Management (Supervisory Board Member) 17 Approve Remuneration Policy For Against Management 18.1 Amend Statute For For Management 18.2 Amend Statute Re: General Meeting For For Management 18.3 Amend Statute Re: Supervisory Board For For Management 18.4 Amend Statute Re: Supervisory Board For For Management 18.5 Amend Statute For Against Management 18.6 Approve Consolidated Text of Statute For Against Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA Ticker: PGN Security ID: X6582S105 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Prepare List of Shareholders None None Management 5 Approve Agenda of Meeting For For Management 6 Approve Acquisition of 10,000 Shares For For Management of PGNiG Upstream Norway AS 7 Amend Statute None Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA Ticker: PGN Security ID: X6582S105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Prepare List of Shareholders None None Management 5 Approve Agenda of Meeting For For Management 6 Approve Financial Statements For For Management 7 Approve Management Board Report on For For Management Company's and Group's Operations; and Consolidated Financial Statements 8.1 Approve Discharge of Piotr Wozniak For For Management (CEO) 8.2 Approve Discharge of Radoslaw Bartosik For For Management (Deputy CEO) 8.3 Approve Discharge of Lukasz Kroplewski For For Management (Deputy CEO) 8.4 Approve Discharge of Michal Pietrzyk For For Management (Deputy CEO) 8.5 Approve Discharge of Maciej Wozniak For For Management (Deputy CEO) 8.6 Approve Discharge of Magdalena For For Management Zegarska (Deputy CEO) 8.7 Approve Discharge of Robert Perkowski For For Management (Deputy CEO) 9.1 Approve Discharge of Bartlomiej Nowak For For Management (Supervisory Board Chairman) 9.2 Approve Discharge of Piotr Sprzaczak For For Management (Supervisory Board Deputy Chairman) 9.3 Approve Discharge of Slawomir Borowiec For For Management (Supervisory Board Member) 9.4 Approve Discharge of Piotr Broda For For Management (Supervisory Board Member) 9.5 Approve Discharge of Andrzej Gonet For For Management (Supervisory Board Member) 9.6 Approve Discharge of Mieczyslaw For For Management Kawecki (Supervisory Board Member) 9.7 Approve Discharge of Stanislaw For For Management Sieradzki (Supervisory Board Member) 9.8 Approve Discharge of Grzegorz Tchorek For For Management (Supervisory Board Member) 9.9 Approve Discharge of Roman Gabrowski For For Management (Supervisory Board Member) 10.1 Recall Supervisory Board Member For Against Management 10.2 Elect Supervisory Board Member For Against Management 11 Approve Allocation of Income and For For Management Dividends of PLN 0.09 per Share 12 Approve Remuneration Policy For Against Management 13 Amend Statute None Against Shareholder 14 Close Meeting None None Management -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For Against Management with Poly Finance Co., Ltd. 2.1 Elect Song Guangju as Non-Independent For For Shareholder Director 2.2 Elect Zhang Zhengao as Non-Independent For For Shareholder Director 2.3 Elect Fu Junyuan as Non-Independent For For Shareholder Director 2.4 Elect Zhang Wanshun as Non-Independent For For Shareholder Director 2.5 Elect Liu Ping as Non-Independent For For Shareholder Director 2.6 Elect Xing Yi as Non-Independent For For Shareholder Director 3.1 Elect Zhu Zhengfu as Independent For For Management Director 3.2 Elect Li Fei as Independent Director For For Management 3.3 Elect Dai Deming as Independent For For Management Director 4.1 Elect Fu Jun as Supervisor For For Shareholder 4.2 Elect Liu Juncai as Supervisor For For Shareholder -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Investment Plan For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve External Guarantees For Against Management 9 Approve Loan Application and Guarantees For For Management 10 Approve Related Party Transactions For Against Management 11 Approve Issuance of Medium-term Notes For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- POLYMETAL INTERNATIONAL PLC Ticker: POLY Security ID: G7179S101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Italia Boninelli as Director For For Management 6 Elect Victor Flores as Director For For Management 7 Elect Andrea Abt as Director For For Management 8 Re-elect Ian Cockerill as Director For For Management 9 Re-elect Vitaly Nesis as Director For For Management 10 Re-elect Konstantin Yanakov as Director For For Management 11 Re-elect Tracey Kerr as Director For For Management 12 Re-elect Giacomo Baizini as Director For For Management 13 Re-elect Manuel (Ollie) De For For Management Sousa-Oliveira as Director 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: X59432108 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 162. For For Management 98 per Share for First Six Months of Fiscal 2019 2 Approve Increase in Share Capital For Against Management through Issuance of 700,000 Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: X59432108 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital For Against Management through Issuance of 3,130,000 Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Interest-on-Capital-Stock For For Management Payment 4 Approve Dividends and For For Management Interest-on-Capital-Stock Payment Date 5 Fix Number of Directors at Seven For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For For Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Bruno Campos Garfinkel as Board Chairman 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marco Ambrogio Crespi Bonomi as Board Vice-Chairman 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Luiza Campos Garfinkel as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio de Andrade Schettini as Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Luiz Cerize as Independent Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Sergio Kakinoff as Independent Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Patricia M. Muratori Calfat as Independent Director 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Approve Remuneration of Company's For Against Management Management and Fiscal Council 13 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management Without Issuance of Shares and Amend Article 5 Accordingly 2 Amend Article 2 Re: Company For For Management Headquarters 3 Amend Article 14 For For Management 4 Amend Articles 18 and 22 For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: Y70750115 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Chang In-hwa as Inside Director For For Management 2.2 Elect Chon Jung-son as Inside Director For For Management 2.3 Elect Kim Hak-dong as Inside Director For For Management 2.4 Elect Jeong Tak as Inside Director For For Management 3 Elect Chang Seung-wha as Outside For For Management Director 4 Elect Park Heui-jae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POSCO CHEMICAL CO., LTD. Ticker: 003670 Security ID: Y70754109 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Min Gyeong-jun as Inside Director For For Management 3.2 Elect Kang Deuk-sang as Inside Director For For Management 3.3 Elect Jeong Seok-mo as Non-Independent For For Management Non-Executive Director 3.4 Elect Yoo Gye-hyeon as Outside Director For For Management 3.5 Elect Jeon Young-soon as Outside For For Management Director 4 Appoint Lee Jo-young as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- POSCO INTERNATIONAL CORP. Ticker: 047050 Security ID: Y1911C102 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Ju Si-bo as Inside Director For For Management 2.1.2 Elect Noh Min-yong as Inside Director For For Management 2.2 Elect Jeong Tak as Non-Independent For For Management Non-Executive Director 2.3.1 Elect Hong Jong-ho as Outside Director For For Management 2.3.2 Elect Shim In-suk as Outside Director For For Management 3.1 Elect Hong Jong-ho as a Member of For For Management Audit Committee 3.2 Elect Shim In-suk as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xuewen as Director For For Management 2 Elect Yao Hong as Director For For Management 3 Elect Fu Tingmei as Director For For Management 4 Elect Wen Tiejun as Director For For Management 5 Elect Chung Shui Ming Timpson as For For Management Director 6 Elect Pan Yingli as Director For For Management 7 Elect Chen Yuejun as Supervisor For For Management 8 Elect Li Yujie as Supervisor For For Management 9 Elect Zhao Yongxiang as Supervisor For For Management 10 Elect Wu Yu as Supervisor For For Management 11 Elect Bai Jianjun as Supervisor For For Management 12 Elect Chen Shimin as Supervisor For For Management 13 Approve Remuneration Settlement Plan For For Management for Directors for 2018 14 Approve Remuneration Settlement Plan For For Management for Supervisors for 2018 15 Approve Proposed Issuance of For For Management Write-down Undated Capital Bonds -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Guo Xinshuang as Director For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget Plan of Fixed For For Management Assets Investment 6 Approve Appointment of Accounting For For Management Firms for 2020 7 Approve Remuneration Adjustment Plan For For Management for Independent Non-executive Directors 8 Approve Remuneration Adjustment Plan For For Management for External Supervisors 9 Approve Increase in 2020 External For For Management Donations Limit 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of Write-Down Undated For For Shareholder Capital Bonds -------------------------------------------------------------------------------- POU CHEN CORP. Ticker: 9904 Security ID: Y70786101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Financial For For Management Statements and Profit Distribution Plan 2 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- POWER CONSTRUCTION CORPORATION OF CHINA, LTD. Ticker: 601669 Security ID: Y7999Z103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Preferred Stock Dividend For For Management Distribution Plan 7 Approve Redemption of Preferred Stock For For Management 8 Approve Financial Budget Report For For Management 9 Approve Investment Plan For For Management 10 Approve Guarantee Plan For Against Management 11 Approve Financial Plan For Against Management 12 Approve 2020 Daily Related Party For Against Management Transactions Plan and Signing of Daily Related Party Transactions Agreement 13 Approve Appointment of Auditor and For For Management Internal Control Auditor 14 Approve Issuance of Asset For For Management Securitization and Related Credit Increase Matters 15 Approve Authorization on Issuance of For Against Management Debt Financing Instruments 16 Approve Remuneration of Directors For Against Management 17 Approve Remuneration of Supervisors For Against Management 18 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 19 Elect Ding Yanzhang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- POWER GRID CORPORATION OF INDIA LIMITED Ticker: 532898 Security ID: Y7028N105 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Ravi P. Singh as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Elect Rajeev Kumar Chauhan as Director For For Management 6 Reelect Jagdish Ishwarbhai Patel as For For Management Director 7 Elect M. N. Venkatesan as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Issuance of Debentures/Bonds For For Management on Private Placement Basis -------------------------------------------------------------------------------- POWERTECH TECHNOLOGY, INC. Ticker: 6239 Security ID: Y7083Y103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt or Issuance of New Shares for Public Offering or Issuance of Marketable Securities via Private Placement or Issuance of Convertible Bonds 4.1 Elect D.K. Tsai with Shareholder No. For For Management 641, as Non-Independent Director 4.2 Elect J.Y. Hung with Shareholder No. For For Management 19861, as Non-Independent Director 4.3 Elect J.S. Leu with Shareholder No. For Against Management 302, as Non-Independent Director 4.4 Elect Shigeo Koguchi, a Representative For Against Management of KTC-SUN Corp. with Shareholder No. 135526, as Non-Independent Director 4.5 Elect Dephne Wu, a Representative of For Against Management KTC-SUN Corp. (KTC-TU Corp.) with Shareholder No. 135526, as Non-Independent Director 4.6 Elect Boris Hsieh, a Representative of For Against Management GREATEK ELECTRONICS INC. with Shareholder No. 179536, as Non-Independent Director 4.7 Elect Kenjiro Hara, a Representative For Against Management of Kioxia Semiconductor Taiwan Corporation with Shareholder No. 2509, as Non-Independent Director 4.8 Elect Jim W.L. Cheng with Shareholder For For Management No. 195 as Independent Director 4.9 Elect Pei-Ing Lee with ID No. For For Management N103301XXX as Independent Director 4.10 Elect Morgan Chang with ID No. For For Management B100035XXX as Independent Director 4.11 Elect Jui-Tsung Chen with ID No. For Against Management B100071XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA Ticker: PKO Security ID: X6919X108 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute None For Shareholder 6 Amend March 13, 2017, EGM, Resolution None For Shareholder Re: Approve Remuneration Policy for Management Board Members 7 Amend March 13, 2017, EGM, Resolution None For Shareholder Re: Approve Remuneration Policy for Supervisory Board Members 8 Approve Regulations on Supervisory None For Shareholder Board 9.1 Recall Supervisory Board Member None Against Shareholder 9.2 Elect Supervisory Board Member None Against Shareholder 10 Close Meeting None None Management -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute For Against Management 6 Amend Statute For Against Management 7 Amend Statute For For Management 8 Amend Statute Re: Sale of Fixed Assets For For Management 9 Amend Statute Re: Management Board For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's, Group's Operations, and Non-Financial Information 8 Receive Supervisory Board Reports on None None Management Its Review of Financial Statements, Management Board Report, and Management Board Proposal on Allocation of Income 9 Receive Supervisory Board Report on None None Management Its Activities 10 Approve Management Board Report on For For Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Financial Statements For For Management 12 Approve Consolidated Financial For For Management Statements 13 Approve Management Board Report on For For Management Company's, Group's Operations, and Non-Financial Information 14 Approve Allocation of Income and For For Management Omission of Dividends 15.1 Approve Discharge of Aleksandra For For Management Agatowska (Management Board Member) 15.2 Approve Discharge of Adam Brzozowski For For Management (Management Board Member) 15.3 Approve Discharge of Roger Hodgkiss For For Management (Management Board Member) 15.4 Approve Discharge of Marcin Eckert For For Management (Management Board Member) 15.5 Approve Discharge of Elzbieta For For Management Haeuser-Schoeneich (Management Board Member) 15.6 Approve Discharge of Tomasz Kulik For For Management (Management Board Member) 15.7 Approve Discharge of Maciej Rapkiewicz For For Management (Management Board Member) 15.8 Approve Discharge of Malgorzata For For Management Sadurska (Management Board Member) 15.9 Approve Discharge of Pawel Surowka For For Management (Management Board Member) 16.1 Approve Discharge of Marcin For For Management Chludzinski (Supervisory Board Member) 16.2 Approve Discharge of Pawel Gorecki For For Management (Supervisory Board Member) 16.3 Approve Discharge of Agata Gornicka For For Management (Supervisory Board Member) 16.4 Approve Discharge of Robert For For Management Jastrzebski (Supervisory Board Member) 16.5 Approve Discharge of Tomasz Kuczur For For Management (Supervisory Board Member) 16.6 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Member) 16.7 Approve Discharge of Maciej Lopinski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Elzbieta For For Management Maczynska-Ziemacka (Supervisory Board Member) 16.9 Approve Discharge of Alojzy Nowak For For Management (Supervisory Board Member) 16.10 Approve Discharge of Krzysztof Opolski For For Management (Supervisory Board Member) 16.11 Approve Discharge of Robert Snitko For For Management (Supervisory Board Member) 16.12 Approve Discharge of Maciej Zaborowski For For Management (Supervisory Board Member) 17.1 Recall Supervisory Board Member For Against Management 17.2 Elect Supervisory Board Member For Against Management 18 Amend Statute Re: General Meeting, For Against Management Supervisory Board 19 Amend Statute Re: Supervisory Board For For Management 20 Amend Statute Re: General Meeting, For Against Management Supervisory Board 21 Amend Statute Re: General Meeting, For For Management Supervisory Board 22 Amend Statute Re: Corporate Purpose For For Management 23 Amend Statute Re: General Meeting, For For Management Supervisory Board, Management Board 24 Approve Remuneration Policy For Against Management 25 Close Meeting None None Management -------------------------------------------------------------------------------- PPB GROUP BERHAD Ticker: 4065 Security ID: Y70879104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Oh Siew Nam as Director For For Management 4 Elect Lim Soon Huat as Director For For Management 5 Elect Ahmad Riza bin Basir as Director For For Management 6 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Ahmad Sufian @ Qurnain bin For For Management Abdul Rashid to Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PRESIDENT CHAIN STORE CORP. Ticker: 2912 Security ID: Y7082T105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PRESS METAL ALUMINIUM HOLDINGS BERHAD Ticker: 8869 Security ID: Y7079E103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Elect Koon Poh Tat as Director For For Management 3 Elect Koon Poh Weng as Director For For Management 4 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Approve Abdul Rahman Bin Megat Ahmad For For Management to Continue Office as Independent Non-Executive Chairman 7 Approve Loo Lean Hock to Continue For For Management Office as Independent Non-Executive Director 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions for Press Metal Aluminium Holdings Berhad and its Subsidiaries 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA Ticker: PINFRA Security ID: P7925L103 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of MXN 4.72 Per Share For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect KK Combi as Director For For Management 1.2 Re-elect Francois Gouws as Director For For Management 1.3 Elect Modi Hlobo as Director For For Management 2.1 Re-elect Patrick Burton as Member of For For Management the Audit and Risk Committee 2.2 Elect Modi Hlobo as Member of the For For Management Audit and Risk Committee 2.3 Re-elect Bridgitte Mathews as Member For For Management of the Audit and Risk Committee 2.4 Re-elect Chris Otto as Member of the For Against Management Audit and Risk Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with D de Jager as the Designated Auditor 4 Approve Remuneration Policy For Against Management 5 Approve Implementation Report of the For Abstain Management Remuneration Policy 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration of Non-executive For For Management Directors 8.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8.2 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PT ADARO ENERGY TBK Ticker: ADRO Security ID: Y7087B109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Tanudiredja, Wibisana, Rintis For For Management dan Rekan as Auditor 4 Approve Remuneration of Directors and For For Management Commissioners 5 Amend Articles of Association in For Against Management Relation to Online Single Submission Integrated -------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK Ticker: ASII Security ID: Y7117N172 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of Company For For Management and Approve Remuneration of Directors and Commissioners 4 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in Board of Directors For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors For For Management 6 Approve Payment of Interim Dividend For For Management 7 Approve Updates in the Company's For For Management Recovery Plan -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: FEB 19, 2020 Meeting Type: Annual Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: JAN 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Updates in the Company's For For Management Recovery Plan 6 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Company's Recovery Plan None For Shareholder 3 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BANK TABUNGAN NEGARA (PERSERO) TBK Ticker: BBTN Security ID: Y71197100 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None None Shareholder Performance 2019 2 Approve Share Acquisition Plan For Against Management 3 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK TABUNGAN NEGARA (PERSERO) TBK Ticker: BBTN Security ID: Y71197100 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT BANK TABUNGAN NEGARA (PERSERO) TBK Ticker: BBTN Security ID: Y71197100 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Updates in the Company's For For Management Recovery Plan 6 Approve Changes of Company's Pension For Against Management Fund Adequacy Ratio 7 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT BARITO PACIFIC TBK Ticker: BRPT Security ID: Y71198124 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split and Amend Articles For Against Management of Association in Relation to the Stock Split -------------------------------------------------------------------------------- PT BUKIT ASAM TBK Ticker: PTBA Security ID: Y8520P101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Financial Statements, For For Management Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the PCDP 6 Amend Article 3 of the Articles of For Against Management Association in Relation to Electronically Integrated Business Licensing Services 7 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT HANJAYA MANDALA SAMPOERNA TBK Ticker: HMSP Security ID: Y7121Z146 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditor 4 Approve Changes in Boards of Company For For Management -------------------------------------------------------------------------------- PT JASA MARGA (PERSERO) TBK Ticker: JSMR Security ID: Y71285103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Annual Report of the For For Management Partnership and Community Development Program (PCDP) 3 Approve Allocation of Income For For Management 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 6 Accept Report on the Use of Proceeds For For Management 7 Approve Affirmation of the Regulation For For Management of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 on General Guidelines on Procurement Procedures of Goods and Services for State-Owned Enterprises 8 Amend Articles of Association For Against Management 9 Approve Changes in Boards of Company For For Management -------------------------------------------------------------------------------- PT KALBE FARMA TBK Ticker: KLBF Security ID: Y71287208 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Elect Directors and Commissioners For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of None Against Shareholder Commissioners -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Report of the For For Management Partnership and Community Development Program (PCDP) 2 Approve Financial Statements, For For Management Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Boards of Company For Against Management 7 Amend Article 3 of the Articles of For Against Management Association -------------------------------------------------------------------------------- PT SEMEN INDONESIA (PERSERO) TBK Ticker: SMGR Security ID: Y7142G168 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Annual Report of the For For Management Partnership and Community Development Program (PCDP)and Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK Ticker: TLKM Security ID: Y71474145 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Approve Financial Statements, Report For For Management of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a.1 Approve Resignation of Amparo Cheung For For Management Aswin as Director 1.a.2 Elect Rizki Raksanugraha as Director For For Management 1.a.3 Approve Resignation of Vikram For For Management Kumaraswamy as Director 1.a.4 Elect Arif Hudaya as Director For For Management 2 Approve Stock Split and Amend Articles For For Management of Association in Relation to the Stock Split -------------------------------------------------------------------------------- PT UNITED TRACTORS TBK Ticker: UNTR Security ID: Y7146Y140 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of For For Management Commissioners 4 Approve Remuneration of Commissioners For For Management 5 Approve Auditors For For Management -------------------------------------------------------------------------------- PT XL AXIATA TBK Ticker: EXCL Security ID: Y7125N107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Accept Report on the Use of Proceeds None None Management 4 Approve Tanudiredja, Wibisana, Rintin For For Management dan Rekan as Auditors and Authorize Board to Fix Their Remuneration 5 Grant Authority to Commissioners to For Against Management Adjust the Issued and Paid-Up Capital in Relation to Implementation of Long Term Incentive Program 2016 - 2020 6a Elect Mohd Izzaddin Idris and Hans For For Management Wijayasuriya as Commissioners and Approve Resignation and Discharge of Kenneth Shen and Peter J. Chambers as Commissioners 6b Elect David Arcelus Oses as Director For For Management and Approve Resignation and Discharge of Allan Russell Bonke as Director 7 Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PTT EXPLORATION & PRODUCTION PLC Ticker: PTTEP Security ID: Y7145P165 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge 2019 Performance Results None None Management and 2020 Work Plan of the Company 2 Approve Financial Statements For For Management 3 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 4 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 5 Amend Articles of Association For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7.1 Elect Twarath Sutabutr as Director For For Management 7.2 Elect Chansin Treenuchagron as Director For For Management 7.3 Elect Phongsthorn Thavisin as Director For For Management 7.4 Elect Patchara Anuntasilpa as Director For For Management 7.5 Elect Dechapiwat Na Songkhla as For For Management Director -------------------------------------------------------------------------------- PTT GLOBAL CHEMICAL PLC Ticker: PTTGC Security ID: Y7150W105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Results, For For Management Company's Business Plan and Approve Financial Statements 2 Acknowledge Interim Dividend Payment For For Management 3.1 Elect Grisada Boonrach as Director For For Management 3.2 Elect Prapas Kong-ied as Director For For Management 3.3 Elect Premrutai Vinaiphat as Director For For Management 3.4 Elect Wittawat Svasti-xuto as Director For For Management 3.5 Elect Arawadee Photisaro as Director For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Debentures Issuance Plan For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- PUBLIC BANK BERHAD Ticker: 1295 Security ID: Y71497104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tham Chai Fhong as Director For For Management 2 Elect Teh Hong Piow as Director For For Management 3 Elect Tang Wing Chew as Director For For Management 4 Elect Cheah Kim Ling as Director For For Management 5 Approve Directors' Fees, Board For For Management Committees Members' Fees and Allowances 6 Approve Remuneration and For Against Management Benefits-In-Kind (Excluding Director's Fee and Board Meeting Allowance) to Teh Hong Piow 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- QL RESOURCES BERHAD Ticker: 7084 Security ID: Y7171B106 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Tan Bun Poo as Director For For Management 3 Elect Aini Binti Ideris as Director For For Management 4 Elect Chia Seong Pow as Director For For Management 5 Elect Chia Song Swa as Director For For Management 6 Elect Chia Lik Khai as Director For For Management 7 Approve Directors' Fees and Benefits For For Management 8 Approve Additional Directors' Benefits For For Management 9 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- QUANTA COMPUTER, INC. Ticker: 2382 Security ID: Y7174J106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- RABIGH REFINING & PETROCHEMICAL CO. Ticker: 2380 Security ID: M8180Q103 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Related Party Transactions Re: For For Management Saudi Aramco 6 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 7 Approve Related Party Transactions Re: For For Management Saudi Aramco 8 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 9 Approve Related Party Transactions Re: For For Management Saudi Aramco 10 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 11 Approve Related Party Transactions Re: For For Management Saudi Aramco 12 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 13 Approve Related Party Transactions Re: For For Management Saudi Aramco 14 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 15 Approve Related Party Transactions Re: For For Management Saudi Aramco 16 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 17 Approve Related Party Transactions Re: For For Management Saudi Aramco 18 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 19 Approve Remuneration of Independent For For Management Directors if SAR 1,050,000 for FY 2019 20 Elect Ibrahim Al-Buainain as Director For For Management 21 Amend Board of Director, Committees, For For Management and Executive Management Nomination Policy -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Drogaria For For Management Onofre Ltda. 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Drogaria Onofre For For Management Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Gilberto Lerio as Fiscal Council For Abstain Management Member and Flavio Stamm as Alternate 5.2 Elect Fernando Carvalho Braga as For Abstain Management Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate 5.3 Elect Mario Antonio Luiz Correa as For Abstain Management Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate 6.1 Elect Felipe Elias Ribeiro David as None Abstain Shareholder Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder 6.2 Elect Robert Juenemann as Fiscal None For Shareholder Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Articles 7 and 8 For For Management 3 Amend Articles 10 and 12 For For Management 4 Amend Article 14 For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 7 Amend Article 1 For For Management -------------------------------------------------------------------------------- RAND MERCHANT INVESTMENT HOLDINGS LTD. Ticker: RMI Security ID: S6815J118 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Peter Cooper as Director For For Management 1.2 Re-elect Sonja de Bruyn as Director For For Management 1.3 Re-elect Laurie Dippenaar as Director For For Management 1.4 Re-elect Jannie Durand as Director For For Management 1.5 Re-elect Per-Erik Lagerstrom as For For Management Director 1.6 Re-elect Murphy Morobe as Director For For Management 1 Approve Remuneration Policy For Abstain Management 2 Approve Remuneration Implementation For Abstain Management Report 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Authorise Their Remuneration 5.1 Re-elect Johan Burger as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Sonja de Bruyn as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Per-Erik Lagerstrom as Member For For Management of the Audit and Risk Committee 5.4 Re-elect James Teeger as Member of the For For Management Audit and Risk Committee 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Issue of Shares and/or For For Management Options Pursuant to a Reinvestment Option 4 Approve Financial Assistance to For Against Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 5 Approve Financial Assistance to For For Management Related and Inter-related Entities -------------------------------------------------------------------------------- REALTEK SEMICONDUCTOR CORP. Ticker: 2379 Security ID: Y7220N101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- REC LIMITED Ticker: 532955 Security ID: Y73650106 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Payment of Interim Dividend For For Management 3 Reelect Ajeet Kumar Agarwal as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Approve Issuance of Non-Convertible For For Management Debentures/Bonds on Private Placement Basis 6 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- REDEFINE PROPERTIES LTD. Ticker: RDF Security ID: S6815L196 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sipho Pityana as Director For For Management 2 Elect Daisy Naidoo as Director For For Management 3 Re-elect Leon Kok as Director For For Management 4 Re-elect Bridgitte Mathews as Director For For Management 5.1 Elect Daisy Naidoo as Chairperson of For For Management the Audit Committee 5.2 Re-elect Bridgitte Mathews as Member For For Management of the Audit Committee 5.3 Re-elect Lesego Sennelo as Member of For For Management the Audit Committee 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with John Bennett as the Designated Auditor 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Implementation of the For Abstain Management Remuneration Policy 12 Authorise Ratification of Approved For For Management Resolutions 1 Amend Memorandum of Incorporation For For Management 2.1 Approve Remuneration of Independent For For Management Non-executive Chairperson 2.2 Approve Remuneration of Lead For For Management Independent Director 2.3 Approve Remuneration of Non-executive For For Management Director 2.4 Approve Remuneration of Audit For For Management Committee Chairperson 2.5 Approve Remuneration of Audit For For Management Committee Member 2.6 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Chairperson 2.7 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Member 2.8 Approve Remuneration of Remuneration For For Management Committee Chairperson 2.9 Approve Remuneration of Remuneration For For Management Committee Member 2.10 Approve Remuneration of Nomination and For For Management Governance Committee Chairperson 2.11 Approve Remuneration of Nomination and For For Management Governance Committee Member 2.12 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Chairperson 2.13 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Member 2.14 Approve Remuneration of Investment For For Management Committee Chairperson 2.15 Approve Remuneration of Investment For For Management Committee Member 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- REINET INVESTMENTS SCA Ticker: RNI Security ID: L7925N152 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of General Partner For For Management and Supervisory Directors 6.1 Reelect John Li as Supervisory Board For For Management Member 6.2 Reelect Yves Prussen as Supervisory For Against Management Board Member 6.3 Reelect Stuart Robertson as For For Management Supervisory Board Member 6.4 Reelect Stuart Rowlands as Supervisory For For Management Board Member 7 Approve Remuneration of Directors For For Management 8 Approve Share Repurchase For Against Management -------------------------------------------------------------------------------- REINET INVESTMENTS SCA Ticker: RNI Security ID: L7925N152 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Investment Guidelines For For Management 2 Approve Removal of Limits on Illiquid For For Management Securities -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LIMITED Ticker: 500325 Security ID: Y72596102 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Elect Pawan Kumar Kapil as Director For For Management 4 Elect Nita M. Ambani as Director For For Management 5 Approve Reappointment and Remuneration For For Management of P.M.S. Prasad as Whole-time Director, Designated as Executive Director 6 Reelect Raminder Singh Gujral as For For Management Director 7 Elect Arundhati Bhattacharya as For For Management Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- REMGRO LTD. Ticker: REM Security ID: S6873K106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Anton Wentzel as the Individual Registered Auditor 3 Re-elect Jannie Durand as Director For For Management 4 Re-elect Peter Mageza as Director For For Management 5 Re-elect Josua Malherbe as Director For For Management 6 Re-elect Phillip Moleketi as Director For For Management 7 Re-elect Frederick Robertson as For For Management Director 8 Elect Anton Rupert as Director For For Management 9 Re-elect Sonja de Bruyn Sebotsa as For For Management Member of the Audit and Risk Committee 10 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 11 Re-elect Phillip Moleketi as Member of For For Management the Audit and Risk Committee 12 Re-elect Frederick Robertson as Member For For Management of the Audit and Risk Committee 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Implementation For For Management Report 1 Approve Directors' Remuneration For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- RHB BANK BERHAD Ticker: 1066 Security ID: Y72783106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Rebecca Fatima Sta Maria as For For Management Director 3 Elect Khairussaleh Bin Ramli as For For Management Director 4 Elect Govindan A/L Kunchamboo as For For Management Director 5 Elect Mohamad Nasir Bin Ab Latif as For For Management Director 6 Approve Directors' Fees and Board For For Management Committees' Allowances for the Financial Year Ended December 31, 2019 7 Approve Directors' Fees and Board For For Management Committees' Allowances from January 1, 2020 Until the 55th AGM 8 Approve Directors' Remuneration For For Management (Excluding Directors' Fees and Board Committees' Allowances) 9 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Extension of Validity Period For For Management for the Resolution on Private Placement of Shares 3 Approve Authorization of Board to For For Management Handle All Matters Related to the Extension of Validity Period for the Resolution on Private Placement of Shares -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Provision of Differential For For Management Compensation for the Borrowing of Labor Companies Under the Company's Real Estate Projects -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Haimen Shenghong New Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee for For For Management Shaoxing Chenyue Real Estate Co., Ltd. -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Non-public Issuance of Corporate Bonds 2 Approve Authorization for 2020 For For Management Expected Guarantees of Subsidiaries and Associated Companies 3 Approve 2020 Related Party Transaction For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Scale For For Management 1.2 Approve Issue Type and Period For For Management 1.3 Approve Bond Interest Rate and Payment For For Management Method 1.4 Approve Usage of Raised Funds For For Management 1.5 Approve Issue Manner and Target Parties For For Management 1.6 Approve Guarantee Arrangement For For Management 1.7 Approve Placement Arrangement to For For Management Shareholders 1.8 Approve Listing Transfer Method For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and Audit For For Management Report 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Provision of Guarantee for For For Shareholder Chengdu Tianhe Real Estate Development Co., Ltd. 10 Approve Provision of Guarantee for For For Shareholder Rongsheng Xingcheng (Tangshan) Yuanqu Construction Development Co., Ltd. 11 Approve Company's Overseas Listing in For For Shareholder Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 12 Approve Scheme for the Above Company's For For Shareholder Oversea Listing 13 Approve Commitment of Upholding the For For Shareholder Independent Listing Status 14 Approve Statement on and Prospect of For For Shareholder the Continuing Profitability 15 Approve Authorization of the Board to For For Shareholder Handle All Related Matters Regarding Scheme for the Above Company's Oversea Listing 16 Approve Full Circulation Application For For Shareholder -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Asset-backed For For Management Notes 2 Approve Provision of Supplemental For For Management Credit for Asset-backed Notes 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Asset-backed Notes 4 Approve Issuance of Debt Financing For For Management Instruments 5 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Debt Financing Instruments 6 Approve Provision of Repurchase For For Management Obligation Commitment -------------------------------------------------------------------------------- RIYAD BANK Ticker: 1010 Security ID: M8215R118 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ibrahim Sharbatli as Director None Abstain Management 1.2 Elect Jamal Al Rammah as Director None For Management 1.3 Elect Khalid Al Suleiman as Director None Abstain Management 1.4 Elect Salih Al Humeidan as Director None Abstain Management 1.5 Elect Talal Al Qudheibi as Director None For Management 1.6 Elect Abdulrahman Jawah as Director None For Management 1.7 Elect Abdulwahab Al Qahtani as Director None For Management 1.8 Elect Fahd Al Shamri as Director None For Management 1.9 Elect Mohammed Al Barjas as Director None Abstain Management 1.10 Elect Abdullah Al Issa as Director None For Management 1.11 Elect Mohammed Al Oteibi as Director None For Management 1.12 Elect Mohammed Al Afaliq as Director None For Management 1.13 Elect Mohammed Al Nahhas as Director None Abstain Management 1.14 Elect Moataz Al Azawi as Director None For Management 1.15 Elect Nadir Al Waheebi as Director None For Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- RIYAD BANK Ticker: 1010 Security ID: M8215R118 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Discharge of Directors for FY For For Management 2019 4 Approve Remuneration of Directors of For For Management SAR 5,480 Million for FY 2019 5 Approve Dividends of SAR 0.55 per For For Management Share for Second Half of FY 2019 so Total Dividends of SAR 1.07 per Share for FY 2019 6 Approve Interim Dividends For For Management Semi-Annually and Quarterly for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Audit Committee Charter For For Management 9 Approve Nomination and Remuneration For For Management Committee Charter 10 Approve Related Party Transactions For Against Management 11 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 12 Approve Related Party Transactions Re: For For Management Saudi Telecom Company 13 Approve Related Party Transactions Re: For For Management Saudi Mobily Company 14 Approve Related Party Transactions Re: For For Management Makarim Umm Al Qura Hotel 15 Approve Related Party Transactions Re: For For Management Dur Hospitality Company -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jannie Durand as Director For Against Management 1.2 Re-elect Peter Cooper as Director For For Management 1.3 Re-elect Laurie Dippenaar as Director For Against Management 1.4 Re-elect Sonja De Bruyn as Director For For Management 1.5 Elect Obakeng Phetwe as Director For For Management 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Authorise Their Remuneration 5.1 Re-elect Sonja De Bruyn as Member of For For Management the Audit and Risk Committee 5.2 Re-elect Per-Erik Lagerstrom as Member For For Management of the Audit and Risk Committee 5.3 Re-elect James Teeger as Member of the For For Management Audit and Risk Committee 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Approve Remuneration Policy For Abstain Management 7.2 Approve Remuneration Implementation For Abstain Management Report 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Issue of Shares or Options For For Management Pursuant to a Reinvestment Option 4 Approve Financial Assistance to For Against Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 5 Approve Financial Assistance to For For Management Related or Inter-related Entities -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the RMH Unbundling in Terms of For For Management Section 112 of the Companies Act -------------------------------------------------------------------------------- ROBINSON PUBLIC COMPANY LIMITED Ticker: ROBINS Security ID: Y7318W104 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting None None Management 2 Approve Delisting of Company's Shares For For Management from SET Pursuant to the Proposal Under the Restructuring Plan of Central Retail and the Relevant Authorization 3 Amend Articles of Association For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- ROBINSON PUBLIC COMPANY LIMITED Ticker: ROBINS.F Security ID: Y7318W104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge 2019 Operating Results None None Management 2 Approve Financial Statements For Did Not Vote Management 3 Acknowledge Allocation of Income and None None Management Interim Dividend Payment 4 Elect Piya Nguiakaramahawongse as For Did Not Vote Management Director 5 Approve Remuneration of Directors For Did Not Vote Management 6 Approve Auditors and Authorize Board For Did Not Vote Management to Fix Their Remuneration 7 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- ROBINSONS LAND CORPORATION Ticker: RLC Security ID: Y73196126 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders held on May 29, 2019 2 Approve the Financial Statements for For For Management the Preceding Year 3.1 Elect James L. Go as Director For For Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Frederick D. Go as Director For For Management 3.4 Elect Patrick Henry C. Go as Director For For Management 3.5 Elect Johnson Robert G. Go, Jr. as For For Management Director 3.6 Elect Robina Y. Gokongwei-Pe as For For Management Director 3.7 Elect Artemio V. Panganiban as Director For For Management 3.8 Elect Roberto F. de Ocampo as Director For For Management 3.9 Elect Emmanuel C. Rojas, Jr. as For For Management Director 3.10 Elect Omar Byron T. Mier as Director For For Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify the Acts of the Board of For For Management Directors and Its Committees, Officers and Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Resolution For For Management Validity Period of Private Placement 2 Approve Share Issuance via Private For For Management Placement (Revised Draft) -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to External Guarantee Provision -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Guarantee For For Management -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Parties For For Management 1.2 Approve Issue Price For For Management 1.3 Approve Lock-up Period For For Management 2 Approve Plan on Private Placement of For For Management Shares 3 Approve Adjustment on Authorization of For For Management the Board on Private Placement 4 Approve Adjustment on Resolution For For Management Validity Period on Private Placement 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report and Summary For For Management 7.1 Approve Signing of Purchase and Sale For For Management Contract with Ningbo Hengyi Trading Co. , Ltd. 7.2 Approve Signing of Purchase Contract For For Management with Zhejiang Rongsheng Holding Group Co., Ltd. 7.3 Approve Signing of Purchase and Sale For For Management Contract with Zhejiang Yisheng Petrochemical Co., Ltd. 7.4 Approve Signing of Purchase and Sale For For Management Contract with Hainan Yisheng Petrochemical Co., Ltd. 7.5 Approve Signing of Purchase and Sale For For Management Contract with Zhejiang Refined Oil Trading Co., Ltd. 7.6 Approve Signing of Housing and Parking For For Management Contract with Daishan Chenyu Real Estate Co., Ltd. 7.7 Approve Signing of Cargo For For Management Transportation Contract with Zhejiang Rongtong Logistics Co., Ltd. 7.8 Approve Signing of Purchase Contract For For Management with Suzhou Shenghui Equipment Co., Ltd. 7.9 Approve Handling of Deposits, Credits For For Management and Settlements in Zhejiang Xiaoshan Rural Commercial Bank Co., Ltd. 7.10 Approve Loan from Controlling For For Management Shareholder 8 Approve Provision of Guarantee and For For Management Related Party Transactions 9 Approve Futures Hedging Business For For Management 10 Approve Foreign Exchange Derivatives For For Management Trading Business 11 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- ROSNEFT OIL CO. Ticker: ROSN Security ID: X7394C106 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 15.34 For For Management for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- ROSNEFT OIL CO. Ticker: ROSN Security ID: X7394C106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 18.07 per For For Management Share 5 Approve Remuneration of Directors For Against Management 6 Approve Remuneration of Members of For For Management Audit Commission 7.1 Elect Faisal Alsuwaidi as Director None Against Management 7.2 Elect Hamad Rashid Al Mohannadi as None Against Management Director 7.3 Elect Matthias Warnig as Director None Against Management 7.4 Elect Oleg Viugin as Director None For Management 7.5 Elect Robert Dudley as Director None Against Management 7.6 Elect Bernard Looney as Director None Against Management 7.7 Elect Aleksandr Novak as Director None Against Management 7.8 Elect Maksim Oreshkin as Director None Against Management 7.9 Elect Hans-Joerg Rudloff as Director None For Management 7.10 Elect Igor Sechin as Director None Against Management 7.11 Elect Gerhard Schroeder as Director None For Management 8.1 Elect Olga Andrianova as Member of For For Management Audit Commission 8.2 Elect Tatiana Zobkova as Member of For For Management Audit Commission 8.3 Elect Sergei Poma as Member of Audit For For Management Commission 8.4 Elect Zakhar Sabantsev as Member of For For Management Audit Commission 8.5 Elect Pavel Shumov as Member of Audit For For Management Commission 9 Ratify Ernst and Young as Auditor For For Management -------------------------------------------------------------------------------- RUENTEX DEVELOPMENT CO., LTD. Ticker: 9945 Security ID: Y73659107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 4 Approve Profit Distribution and For For Management Issuance of New Shares by Capitalization of Profit 5.1 Elect JEAN, TSANG-JIUNN, a For For Management Representative of YING JIA INVESTMENT CO., LTD., with Shareholder No. 246931, as Non-Independent Director 5.2 Elect WANG, CHI-FAN, a Representative For For Management of RUENTEX INDUSTRIES LTD., with Shareholder No. 000270, as Non-Independent Director 5.3 Elect YIN , CHUNG-YAO, a For For Management Representative of RUENTEX INDUSTRIES LTD., with Shareholder No. 000270, as Non-Independent Director 5.4 Elect LEE, CHIH-HUNG, a Representative For For Management of RUN TAI SING CO., LTD., with Shareholder No. 083879, as Non-Independent Director 5.5 Elect CHEN, LI-YU, a Representative of For For Management RUN TAI SING CO., LTD., with Shareholder No. 083879, as Non-Independent Director 5.6 Elect YANG ,WEN-CHUN, a Representative For For Management of YING JIA INVESTMENT CO., LTD., with Shareholder No. 246931, as Non-Independent Director 5.7 Elect SHUN-XIONG KE, with ID No. For For Management Q120322XXX, as Independent Director 5.8 Elect YI-LONG ZHAO, with ID No. For For Management F104108XXX, as Independent Director 5.9 Elect GUO-ZHEN CHANG, with ID No. For Against Management B100126XXX, as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- RUENTEX INDUSTRIES LTD. Ticker: 2915 Security ID: Y7367H107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- S-1 CORP. (KOREA) Ticker: 012750 Security ID: Y75435100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Four Inside Directors and One For For Management NI-NED (Bundled) 3 Appoint Ishida Shozaburo as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- S-OIL CORP. Ticker: 010950 Security ID: Y80710109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hussain A. Al-Qahtani as Inside For For Management Director 2.2 Elect A.M.Al-Judaimi as For For Management Non-Independent Non-Executive Director 2.3 Elect S.A.Al-Hadrami as For For Management Non-Independent Non-Executive Director 2.4 Elect S.M.Al-Hereagi as For For Management Non-Independent Non-Executive Director 2.5 Elect Ziad T. Al-Murshed as For For Management Non-Independent Non-Executive Director 2.6 Elect Kim Cheol-su as Outside Director For For Management 2.7 Elect Lee Seung-won as Outside Director For For Management 2.8 Elect Hong Seok-woo as Outside Director For For Management 2.9 Elect Hwang In-tae as Outside Director For For Management 2.10 Elect Shin Mi-nam as Outside Director For For Management 2.11 Elect Jungsoon Janice Lee as Outside For For Management Director 3.1 Elect Lee Seung-won as a Member of For For Management Audit Committee 3.2 Elect Hong Seok-woo as a Member of For For Management Audit Committee 3.3 Elect Hwang In-tae as a Member of For For Management Audit Committee 3.4 Elect Shin Mi-nam as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Wei as Non-Independent For For Management Director 1.2 Elect Lin Zheying as Non-Independent For For Management Director 1.3 Elect Zhang Yichen as Non-Independent For For Management Director 1.4 Elect Deng Weidong as Non-Independent For For Management Director 1.5 Elect Liu Chengwei as Non-Independent For For Management Director 1.6 Elect Chen Fei as Non-Independent For For Management Director 1.7 Elect Luo Shili as Non-Independent For For Management Director 1.8 Elect Wu Weiting as Non-Independent For For Management Director 2.1 Elect Zhou Zhonghui as Independent For For Management Director 2.2 Elect Jin Li as Independent Director For For Management 2.3 Elect Ye Diqi as Independent Director For For Management 2.4 Elect Zhou Yongjian as Independent For For Management Director 3.1 Elect Sun Xun as Supervisor For For Management 3.2 Elect Cen Ziliang as Supervisor For For Management 3.3 Elect Liu Jilu as Supervisor For For Management 4 Approve Adjustment to Allowance of For For Management Independent Directors 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Approve Daily Related Party Transaction For For Management 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve External Guarantee Provision For Against Management Plan 8 Approve Use of Own Funds to Invest in For For Management Financial Products 9 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SAHARA INTERNATIONAL PETROCHEMICAL CO. Ticker: 2310 Security ID: M8257M100 Meeting Date: DEC 08, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Khalid Al Zamil as Director None For Management 1.2 Elect Riyadh Idrees as Director None For Management 1.3 Elect Ayidh Al Qarni as Director None For Management 1.4 Elect Abdulrahman Al Zamil as Director None Abstain Management 1.5 Elect Fahad Al Rajhi as Director None For Management 1.6 Elect Ziad Al Turki as Director None For Management 1.7 Elect Khalid Al Shweiar as Director None Abstain Management 1.8 Elect Saeed Al Issai as Director None Abstain Management 1.9 Elect Ahmed Al Dhweian as Director None Abstain Management 1.10 Elect Bandar Massoudi as Director None For Management 1.11 Elect Sami Zidan as Director None For Management 1.12 Elect Salih Bahamdan as Director None For Management 1.13 Elect Salih Al Humeidan as Director None Abstain Management 1.14 Elect Sami Al Omar as Director None Abstain Management 1.15 Elect Huseein bin Hafidh as Director None Abstain Management 1.16 Elect Thamir Al Wadai as Director None For Management 1.17 Elect Fahad Al Shammari as Director None For Management 1.18 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.19 Elect Salih Al Yami as Director None Abstain Management 1.20 Elect Mohammed bin Ali as Director None Abstain Management 1.21 Elect Wael Al Bassam as Director None Abstain Management 1.22 Elect Raad Al Qahtani as Director None Abstain Management 1.23 Elect Abdulaziz bin Dael as Director None Abstain Management 1.24 Elect Abdullah Al Sabeel as Director None Abstain Management 1.25 Elect Nabeel Manqash as Director None Abstain Management 1.26 Elect Mohammed Al Moammar as Director None Abstain Management 1.27 Elect Youssif Al Zamil as Director None Abstain Management 1.28 Elect Ibrahim Al Oteibi as Director None Abstain Management 1.29 Elect Saeed Basamah as Director None Abstain Management 1.30 Elect Adil Al Shayea as Director None Abstain Management 1.31 Elect Aziz Al Inizi as Director None Abstain Management 1.32 Elect Turki Al Rajhi as Director None Abstain Management 1.33 Elect Waleed Baamarouf as Director None For Management 1.34 Elect Muneer Al Sagheer as Director None Abstain Management 1.35 Elect Mohammed Al Oteibi as Director None Abstain Management 1.36 Elect Zein Al Imam as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 3 Elect Ayidh Al Qarni as Member of For For Management Audit Committee 4 Elect Khalid Al Zamil as Director For For Management 5 Approve Increase of Auditors' For For Management Remuneration Re: Workload for Q2, Q3, Q4 for FY 2019 and Q1 for FY 2020 6 Approve Audit Committee Charter For For Management -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xiaoqiu as Non-Independent For For Management Director 2 Elect Shen Xiaosu as Supervisor For For Management 3.1 Approve Par Value and Issue Size For For Management 3.2 Approve Bond Interest Rate and Method For For Management of Determination 3.3 Approve Bond Maturity and Bond Type For For Management 3.4 Approve Usage of Proceeds For For Management 3.5 Approve Issue Manner, Target For For Management Subscribers, and Arrangements for Placing Bonds with Shareholders 3.6 Approve Guarantee in Relation to Bond For For Management Issuance 3.7 Approve Terms of Redemption or For For Management Sell-Back 3.8 Approve Company's Credit Status and For For Management Debt Repayment Guarantee Measures 3.9 Approve Underwriting Manner For For Management 3.10 Approve Listing Exchange For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Shelf Issuance of Corporate Bond -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Signing of Daily Related Party For For Management Transactions Framework Agreement and 2020 Daily Related Party Transactions 8 Approve Provision of Guarantee to SAIC For Against Management General Motors Financial Co., Ltd. 9 Approve Provision of Guarantee by For For Management Global Car Sharing and Rental Co., Ltd. 10 Approve Provision of Guarantee by For For Management Huayu Automotive Systems Co., Ltd. to Huayuan Korben Schmidt Aluminum Technology Co., Ltd. 11 Approve Provision of Guarantee by For For Management Huayu Automotive Systems Co., Ltd. to its Subsidiaries 12 Approve Appointment of Financial For For Management Auditor 13 Approve Appointment of Internal For For Management Control Auditor 14 Approve Participation of Directors in For Against Management Incentive Fund Plan 15 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SAMBA FINANCIAL GROUP Ticker: 1090 Security ID: M8234E114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Dividends of SAR 0.70 Per For For Management Share for Second Half of FY 2019 5 Approve Remuneration of Directors SAR For For Management 4,685,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for Q1 FY 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 10 Amend Nomination and Remuneration For For Management Committee Charter 11 Allow Khalid Al Suweilim to Be For For Management Involved with Other Companies 12 Allow Ibraheem Al Mufraj to Be For For Management Involved with Other Companies 13 Allow Abdullah Al Ruweis to Be For For Management Involved with Other Companies 14 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 15 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 16 Approve Related Party Transactions Re: For For Management National Medical Care Company 17 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines 18 Approve Related Party Transactions Re: For For Management General Civil Aviation Authority 19 Approve Related Party Transactions Re: For For Management General Civil Aviation Authority 20 Approve Related Party Transactions Re: For For Management Damam Airports Company 21 Approve Related Party Transactions Re: For For Management Mobily -------------------------------------------------------------------------------- SAMSUNG BIOLOGICS CO., LTD. Ticker: 207940 Security ID: Y7T7DY103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Tae-han as Inside Director For Against Management 2.2 Elect Rim John Chongbo as Inside For Against Management Director 2.3 Elect Kim Eunice Kyunghee as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG C&T CORP. Ticker: 028260 Security ID: Y7T71K106 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Cancellation of Treasury Shares For For Management 3.1 Elect Janice Lee as Outside Director For For Management 3.2 Elect Chung Byung-suk as Outside For For Management Director 3.3 Elect Yi Sang-seung as Outside Director For For Management 4.1 Elect Janice Lee as a Member of Audit For For Management Committee 4.2 Elect Chung Byung-suk as a Member of For For Management Audit Committee 4.3 Elect Yi Sang-seung as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG CARD CO., LTD. Ticker: 029780 Security ID: Y7T70U105 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Dae-hwan as Inside Director For For Management 2.2 Elect Ahn Gi-hong as Inside Director For For Management 2.3 Elect Kwon Oh-Kyu as Outside Director For Against Management 2.4 Elect Choi Gyu-yeon as Outside Director For Against Management 2.5 Elect Lim Hye-ran as Outside Director For For Management 3 Elect Kang Tae-su as Outside Director For For Management to Serve as Audit Committee Member 4.1 Elect Kwon Oh-Kyu as a Member of Audit For Against Management Committee 4.2 Elect Choi Gyu-yeon as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG ELECTRO-MECHANICS CO., LTD. Ticker: 009150 Security ID: Y7470U102 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Yoo Ji-beom as Outside Director For For Management 2.2 Elect Kim Joon-kyung as Outside For For Management Director 2.3 Elect Yuh Yoon-kyung as Outside For For Management Director 2.4 Elect Kyung Kye-hyun as Inside Director For For Management 2.5 Elect Kang Bong-yong as Inside Director For For Management 3.1 Elect Kim Joon-kyung as a Member of For For Management Audit Committee 3.2 Elect Yuh Yoon-kyung as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5.1 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 5.2 Amend Articles of Incorporation For For Management (Method of Public Notice) -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Han Jong-hee as Inside Director For For Management 2.2 Elect Choi Yoon-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG ENGINEERING CO., LTD. Ticker: 028050 Security ID: Y7472L100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Jae-hoon as Inside Director For For Management 2.2 Elect Seo Man-ho as Outside Director For Against Management 3 Elect Seo Man-ho as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG FIRE & MARINE INSURANCE CO., LTD. Ticker: 000810 Security ID: Y7473H108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jang Deok-hui as Inside Director For For Management 2.2 Elect Park Dae-dong as Outside Director For For Management 3 Elect Park Se-min as Outside Director For For Management to Serve as Audit Committee Member 4 Elect Kim Seong-jin as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG HEAVY INDUSTRIES CO., LTD. Ticker: 010140 Security ID: Y7474M106 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cho Hyeon-wook as Outside For For Management Director 3 Elect Choi Gang-sik as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG LIFE INSURANCE CO., LTD. Ticker: 032830 Security ID: Y74860100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jeon Young-muk as Inside Director For For Management 2.2 Elect Yoo Ho-seok as Inside Director For For Management 2.3 Elect Hong Won-hak as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SDI CO., LTD. Ticker: 006400 Security ID: Y74866107 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jun Young-hyun as Inside Director For For Management 2.2 Elect Kwon Oh-kyung as Outside Director For For Management 2.3 Elect Kim Duk-hyun as Outside Director For For Management 2.4 Elect Park Tae-ju as Outside Director For For Management 2.5 Elect Choi Won-wook as Outside Director For For Management 3.1 Elect Kwon Oh-kyung as a Member of For For Management Audit Committee 3.2 Elect Kim Duk-hyun as a Member of For For Management Audit Committee 3.3 Elect Park Tae-ju as a Member of Audit For For Management Committee 3.4 Elect Choi Won-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SDS CO., LTD. Ticker: 018260 Security ID: Y7T72C103 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ahn Jeong-tae as Inside Director For For Management 2.2 Elect Yoo Jae-man as Outside Director For For Management 2.3 Elect Yoo Hyeok as Outside Director For For Management 2.4 Elect Shin Hyeon-han as Outside For For Management Director 2.5 Elect Cho Seung-ah as Outside Director For For Management 3.1 Elect Yoo Jae-man as a Member of Audit For For Management Committee 3.2 Elect Shin Hyeon-han as a Member of For For Management Audit Committee 3.3 Elect Cho Seung-ah as a Member of For For Management Audit Committee 4 Amend Articles of Incorporation For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SECURITIES CO., LTD. Ticker: 016360 Security ID: Y7486Y106 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Sah Jae-hoon as Inside Director For Against Management 2.2 Elect Lee Seung-ho as Inside Director For For Management 2.3 Elect Jang Beom-sik as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price, Pricing Reference For For Management Date and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Shareholder Return Plan For For Management 8 Approve Signing of Share Subscription For For Management Contract 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Elect Lin Zhidong as Non-independent For For Management Director 4.1 Elect Huang Xingluan as Independent For For Management Director 4.2 Elect Mu Zhirong as Independent For For Management Director 4.3 Elect Kang Junyong as Independent For For Management Director -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares to Specific Targets 2.1 Approve Amendments to Issuance Time For For Management 2.2 Approve Amendments to Issuance Price, For For Management Price Reference Date and Pricing Principles 2.3 Approve Amendments to Issuance Size For For Management 2.4 Approve Amendments to Lock-up Period For For Management 3 Approve Plan for Private Placement of For For Management Shares (First Revision) 4 Approve Signing of Supplementary For For Management Agreement 1 to the Conditional Share Subscription Contract 5 Approve Signing of Supplementary For For Management Agreement 2 to the Conditional Share Subscription Contract 6 Approve Amendments to Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve to Adjust the Allowance of For Against Management Independent Directors -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Chaoxi as Non-Independent For For Management Director 1.2 Elect Xiong Wu as Non-Independent For For Management Director 1.3 Elect Feng Yi as Non-Independent For For Management Director 2.1 Elect Hao Dan as Independent Director For For Management 2.2 Elect Wang Xiaojian as Independent For For Management Director 2.3 Elect Jiang Tao as Independent Director For For Management 3.1 Elect Zhou Chunhao as Supervisor For For Management 3.2 Elect Hu Haibin as Supervisor For For Management 4 Approve Change in Registered Capital For For Management and Total Shares as well as Amend Articles of Association -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Use of Funds for Cash For Against Management Management 8 Approve to Appoint Auditor For For Management 9 Approve Allowance of Independent For For Management Directors 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Amend Articles of Association For For Management 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner and Issue Time For For Management 13.3 Approve Target Subscribers and For For Management Subscription Method 13.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 13.5 Approve Issue Size For For Management 13.6 Approve Lock-up Period For For Management 13.7 Approve Amount and Use of Proceeds For For Management 13.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.9 Approve Listing Exchange For For Management 13.10 Approve Resolution Validity Period For For Management 14 Approve Private Placement of Shares For For Management 15 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Report on the Usage of For For Management Previously Raised Funds 18 Approve Establishing a Special Storage For For Management Account for Raised Funds 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 21 Approve Shareholder Return Plan For For Management 22 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares -------------------------------------------------------------------------------- SANLAM LTD. Ticker: SLM Security ID: S7302C137 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors with C du Toit as the Individual and Designated Auditor 3 Appoint KPMG Inc as Joint Auditors For For Management 4.1 Elect Andrew Birrell as Director For For Management 4.2 Elect Elias Masilela as Director For For Management 4.3 Elect Kobus Moller as Director For For Management 5.1 Re-elect Rejoice Simelane as Director For For Management 5.2 Re-elect Paul Hanratty as Director None None Management (Resolution withdrawn as per SENS dated 25 May 2020) 6.1 Re-elect Heinie Werth as Director For For Management 6.2 Elect Jeanett Modise as Director For For Management 7.1 Elect Andrew Birrell as Member of the For For Management Audit Committee 7.2 Re-elect Paul Hanratty as Member of None None Management the Audit Committee (Resolution withdrawn as per SENS dated 25 May 2020) 7.3 Re-elect Mathukana Mokoka as Member of For For Management the Audit Committee 7.4 Re-elect Karabo Nondumo as Member of For For Management the Audit Committee 7.5 Elect Kobus Moller as Member of the For For Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For For Management Report 9 Approve Remuneration of Executive For For Management Directors and Non-executive Directors for the Financial Year Ended 31 December 2019 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions A Approve Remuneration of Non-executive For For Management Directors for the Period 01 July 2020 until 30 June 2021 B Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SANTANDER BANK POLSKA SA Ticker: SPL Security ID: X0646L107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Information on Division of None None Management Santander Securities SA 6 Approve Division of Santander For For Management Securities SA by Tranferring Organized Part of Enterprise to Santander Bank Polska SA and Santander Finanse sp. z o.o. 7 Elect Supervisory Board Member For Against Management 8 Approve Sale of Organized Part of For Against Management Enterprise 9 Receive Information on Changes of None None Management Suitability Assessment Policy for Supervisory Board Members 10 Amend Statute For Against Management 11 Approve Remuneration of Newly Elected For Against Management Supervisory Board Member; Amend May 17, 2019, AGM Resolution Re: Approve Remuneration of Supervisory Board Members 12 Close Meeting None None Management -------------------------------------------------------------------------------- SANTANDER BANK POLSKA SA Ticker: SPL Security ID: X0646L107 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Financial Statements For For Management 6 Approve Consolidated Financial For For Management Statements 7 Approve Management Board Report on For For Management Company's and Group's Operations 8 Approve Allocation of Income and For For Management Omission of Dividends 9.1 Approve Discharge of Michal Gajewski For For Management (CEO) 9.2 Approve Discharge of Andrzej Burliga For For Management (Deputy CEO) 9.3 Approve Discharge of Michael McCarthy For For Management (Deputy CEO) 9.4 Approve Discharge of Juan de Porras For For Management Aguirre (Deputy CEO) 9.5 Approve Discharge of Arkadiusz Przybyl For For Management (Deputy CEO) 9.6 Approve Discharge of Feliks For For Management Szyszkowiak (Deputy CEO) 9.7 Approve Discharge of Patryk Nowakowski For For Management (Management Board Member) 9.8 Approve Discharge of Carlos Polaino For For Management Izquierdo (Management Board Member) 9.9 Approve Discharge of Maciej Reluga For For Management (Management Board Member) 9.10 Approve Discharge of Dorota For For Management Strojkowska (Management Board Member) 10 Approve Supervisory Board Reports For For Management 11.1 Approve Discharge of Gerry Byrne For For Management (Supervisory Board Chairman) 11.2 Approve Discharge of Jose Manuel Campa For For Management (Supervisory Board Member) 11.3 Approve Discharge of Jose Garcia For For Management Cantera (Supervisory Board Member) 11.4 Approve Discharge of Danuta Dabrowska For For Management (Supervisory Board Member) 11.5 Approve Discharge of Isabel Guerreiro For For Management (Supervisory Board Member) 11.6 Approve Discharge of David Hexter For For Management (Supervisory Board Member) 11.7 Approve Discharge of Witold Jurcewicz For For Management (Supervisory Board Member) 11.8 Approve Discharge of Jose Luis De Mora For For Management (Supervisory Board Member) 11.9 Approve Discharge of John Power For For Management (Supervisory Board Member) 11.10 Approve Discharge of Jerzy Surma For For Management (Supervisory Board Member) 11.11 Approve Discharge of Marynika For For Management Woroszylska-Sapieha (Supervisory Board Member) 12.1 Approve Discharge of Waldemar For For Management Markiewicz (CEO) Santander Securities SA 12.2 Approve Discharge of Dariusz For For Management Strzyzewski (Management Board Member) Santander Securities SA 12.3 Approve Discharge of Maciej Pietrucha For For Management (Management Board Member) Santander Securities SA 13.1 Approve Discharge of John Power For For Management (Supervisory Board Chairman) Santander Securities SA 13.2 Approve Discharge of Dagmara Wojnar For For Management (Supervisory Board Member) Santander Securities SA 13.3 Approve Discharge of Arkadiusz Przybyl For For Management (Supervisory Board Member) Santander Securities SA 13.4 Approve Discharge of Pawel For For Management Wojciechowski (Supervisory Board Member) Santander Securities SA 13.5 Approve Discharge of Jacek Tucharz For For Management (Supervisory Board Member) Santander Securities SA 13.6 Approve Discharge of Marcin Prell For For Management (Supervisory Board Member) Santander Securities SA 14.1 Elect Gerry Byrne as Supervisory Board For For Management Member 14.2 Elect Dominika Bettman as Supervisory For For Management Board Member 14.3 Elect Jose Garcia Cantera as For For Management Supervisory Board Member 14.4 Elect Danuta Dabrowska as Supervisory For For Management Board Member 14.5 Elect David Hexter as Supervisory For For Management Board Member 14.6 Elect Isabel Guerreiro as Supervisory For For Management Board Member 14.7 Elect Jose Luis de Mora as Supervisory For For Management Board Member 14.8 Elect John Power as Supervisory Board For For Management Member 14.9 Elect Jerzy Surma as Supervisory Board For For Management Member 14.10 Elect Marynika Woroszylska-Sapieha as For For Management Supervisory Board Member 15 Elect Gerry Byrne as Supervisory Board For For Management Chairman 16 Approve Remuneration Policy For Against Management 17 Approve Terms of Remuneration of For For Management Supervisory Board Members 18 Approve Increase in Share Capital via For For Management Issuance of Series O Shares for Performance Share Plan without Preemptive Rights; Approve Dematerialization and Listing of New Shares; Amend Statute Accordingly 19.1 Amend Statute Re: Corporate Purpose For For Management 19.2 Amend Statute For For Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Liang Wengen as Non-Independent For For Management Director 3.2 Elect Tang Xiuguo as Non-Independent For For Management Director 3.3 Elect Xiang Wenbo as Non-Independent For For Management Director 3.4 Elect Yi Xiaogang as Non-Independent For For Management Director 3.5 Elect Liang Zaizhong as For For Management Non-Independent Director 3.6 Elect Huang Jianlong as For For Management Non-Independent Director 4.1 Elect Su Zimeng as Independent Director For For Management 4.2 Elect Tang Ya as Independent Director For For Management 4.3 Elect Ma Guangyuan as Independent For For Management Director 4.4 Elect Zhou Hua as Independent Director For For Management 5.1 Elect Liu Daojun as Supervisor For For Management 5.2 Elect Yao Chuanda as Supervisor For For Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mortgage and Finance Lease For For Management Business 2 Approve Use of Own Idle Funds to For Against Management Invest in Financial Products 3 Approve Deposit, Loan and Other For For Management Financial Business with Related-party Bank 4 Approve Adjustments on Daily For For Management Related-party Transactions -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Carry Out Mortgage and For For Management Financing Lease Business 2 Approve Provision of Guarantee For Against Management 3 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration Assessment of For For Management Directors and Supervisors 7 Approve Provision of Guarantee For For Management 8 Approve Credit Line Bank Application For For Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Report of the Independent For For Management Directors 12 Approve Financial Derivatives Business For For Management 13 Approve Futures Hedging Business For For Management 14 Approve Bill Pool Business For Against Management 15 Approve Issuance of Medium-term Notes For For Management 16 Approve Shareholder Return Plan For For Management 17 Approve Use of Idle Own Funds to For Against Management Purchase Financial Products 18 Approve Cancellation of Partial Stock For For Management Options as well as Repurchase and Cancellation of Performance Shares 19 Approve Issuance of Asset-backed Notes For For Shareholder -------------------------------------------------------------------------------- SASOL LTD. Ticker: SOL Security ID: 803866102 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Trix Kennealy as Director For For Management 1.2 Re-elect Peter Robertson as Director For For Management 1.3 Re-elect Paul Victor as Director For Against Management 2 Elect Sipho Nkosi as Director For For Management 3 Elect Fleetwood Grobler as Director For For Management 4 Elect Vuyo Kahla as Director For For Management 5 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company 6.1 Re-elect Colin Beggs as Member of the For For Management Audit Committee 6.2 Re-elect Trix Kennealy as Member of For For Management the Audit Committee 6.3 Re-elect Nomgando Matyumza as Member For For Management of the Audit Committee 6.4 Re-elect Stephen Westwell as Member of For For Management the Audit Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation Report of the For For Management Remuneration Policy 9 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- SAUDI AIRLINES CATERING CO. Ticker: 6004 Security ID: M8234B102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Dividends of SAR 5.55 per For For Management Share for FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Approve Remuneration of Directors for For For Management FY 2019 9 Elect Fadi Majdalani as Director For For Management 10 Approve Related Party Transactions Re: For Against Management New Rest Holding 11 Approve Related Party Transactions Re: For Against Management New Rest Holding 12 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdul Aziz Al Hakeer Holding Group 13 Approve Related Party Transactions Re: For For Management West Gulf Company Limited 14 Approve Related Party Transactions Re: For For Management Emaar the Economic City 15 Approve Related Party Transactions Re: For For Management Emaar the Economic City 16 Amend Article 31 of Corporate For For Management Governance Charter Re: Directors Remuneration 17 Amend Article 51 of Corporate For For Management Governance Charter Re: Audit Committee Members Remuneration 18 Amend Article 58 of Corporate For For Management Governance Charter Re: Nomination and Remuneration Committee Members Remuneration -------------------------------------------------------------------------------- SAUDI ARABIAN FERTILIZER CO. Ticker: 2020 Security ID: M8T36M107 Meeting Date: MAR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2019 7 Ratify Distributed Dividends of SAR 1. For For Management 5 per Share for First Half of FY 2019 8 Approve Dividends of SAR 1.5 per Share For For Management for Second Half of FY 2019 9 Amend Nomination and Remuneration For For Management Committee Charter 10.1 Elect Youssef Al Binyan as Director None Abstain Management 10.2 Elect Sameer Al Abdraboh as Director None Abstain Management 10.3 Elect Waleed Al Issa as Director None Abstain Management 10.4 Elect Mohammed Al Bahseen as Director None Abstain Management 10.5 Elect Youssef Al Shuheibani as Director None Abstain Management 10.6 Elect Mohammed Moukli as Director None Abstain Management 10.7 Elect Qassim Al Sheikh as Director None Abstain Management 10.8 Elect Fahd Al Shamri as Director None Abstain Management 10.9 Elect Fahd Al Dubian as Director None Abstain Management 10.10 Elect Amr Saqr as Director None Abstain Management 10.11 Elect Azeez Al Qahtani as Director None Abstain Management 10.12 Elect Abdullah Al Habadan as Director None Abstain Management 10.13 Elect Abdulrahman Al Ameem as Director None Abstain Management 10.14 Elect Abdulrahman Bilghuneim as None Abstain Management Director 10.15 Elect Salih Al Yami as Director None Abstain Management 10.16 Elect Suleiman Al Haseen as Director None Abstain Management 10.17 Elect Khalid Al Nuweisir as Director None Abstain Management 10.18 Elect Jalban Al Jalban as Director None Abstain Management 10.19 Elect Ahmed Al Dahlawi as Director None Abstain Management 11 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 12 Approve Interim Dividends For For Management Semi-Annually and Quarterly for FY 2020 -------------------------------------------------------------------------------- SAUDI ARABIAN MINING CO. Ticker: 1211 Security ID: M8236Q107 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For Against Management Pursuant to the Debt Transfer Agreement 2 Approve Related Party Transactions Re: For Against Management Loan Agreement Dated 26 June 2019 3 Approve Related Party Transactions Re: For Against Management Loan Agreement Dated 27 June 2019 4 Approve Related Party Transactions Re: For Against Management Debt Transfer Agreement 5 Amend Article 7 of Bylaws Re: Changes For Against Management in Capital 6 Elect Yasir Al Rumayyan as Director For For Management -------------------------------------------------------------------------------- SAUDI ARABIAN MINING CO. Ticker: 1211 Security ID: M8236Q107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Absence of Dividends for FY For For Management 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors for For For Management FY 2019 7 Elect Abdullah Jumaa as Director For For Management 8 Elect Richard Obrian as Member of For For Management Audit Committee -------------------------------------------------------------------------------- SAUDI ARABIAN OIL CO. Ticker: 2222 Security ID: M8237R104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 -------------------------------------------------------------------------------- SAUDI BASIC INDUSTRIES CORP. Ticker: 2010 Security ID: M8T36U109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Ratify Distributed Dividend of SAR 2. For For Management 20 per Share for First Half of FY 2019 6 Approve Dividend of SAR 2.20 per Share For For Management for Second Half of FY 2019 7 Amend Nomination and Remuneration For For Management Committee Charter 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2019 10 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- SAUDI BASIC INDUSTRIES CORP. Ticker: 2010 Security ID: M8T36U109 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 of Bylaws Re: Company For For Management Main Center 2 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 3 Amend Article 4 of Bylaws Re: For For Management Ownership, Participation and Merger 4 Delete Article 8 of Bylaws Re: Shares For For Management Ownership 5 Amend Article 12 of Bylaws Re: For For Management Preferred Shares 6 Amend Article 13 of Bylaws Re: For For Management Increase of Capital 7 Amend Article 14 of Bylaws Re: For For Management Decrease of Capital 8 Amend Article 15 of Bylaws Re: Board For Against Management Composition 9 Amend Article 16 of Bylaws Re: Board For For Management Meetings 10 Amend Article 17 of Bylaws Re: Board For For Management Decisions and Its Deliberations 11 Amend Article 18 of Bylaws Re: Board For For Management Powers and Responsibilities 12 Amend Article 19 of Bylaws Re: For For Management Chairman Powers 13 Amend Article 20 of Bylaws Re: Board For For Management Vacancy 14 Delete Article 22 of Bylaws Re: For For Management Executive Chief Officer Remuneration 15 Amend Article 23 of Bylaws Re: For For Management Authority of Signature on Behalf of the Company 16 Delete Article 24 of Bylaws Re: For For Management Executive Chief Officer Deputies 17 Amend Article 26 of Bylaws Re: General For For Management Meeting Attendance 18 Amend Article 28 of Bylaws Re: General For For Management Meeting Convention 19 Amend Article 29 of Bylaws Re: General For For Management Meeting Invitation 20 Amend Article 33 of Bylaws Re: For For Management Ordinary General Meeting Quorum 21 Amend Article 34 of Bylaws Re: For For Management Extraordinary General Meeting Competences 22 Amend Article 35 of Bylaws Re: For For Management Extraordinary General Meeting Quorum 23 Amend Article 36 of Bylaws Re: For Against Management Ordinary General Meeting Resolutions 24 Amend Article 37 of Bylaws Re: For For Management Appointment of Auditor 25 Amend Article 38 of Bylaws Re: Auditor For For Management Powers and Responsibilities 26 Amend Article 40 of Bylaws Re: For For Management Financial Documents 27 Amend Article 41 of Bylaws Re: For For Management Dividends 28 Amend Article 43 of Bylaws Re: Debt For For Management Instruments and Financing Sukuk 29 Amend Article 46 of Bylaws Re: Final For For Management Provisions 30 Approve Reorder of Amended Articles of For For Management Bylaws 31 Adopt Article 34 of Association Re: For For Management Audit Committee Composition 32 Adopt Article 35 of Association Re: For For Management Audit Committee Meeting Quorum 33 Adopt Article 36 of Association Re: For For Management Audit Committee Competences 34 Adopt Article 37 of Association Re: For For Management Audit Committee Reports 35 Amend Directors, Committees, and For Against Management Executives Remuneration Policy -------------------------------------------------------------------------------- SAUDI CEMENT CO. Ticker: 3030 Security ID: M8235J112 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Ratify Distributed Dividend of SAR 1. For For Management 50 per Share for First Half of FY 2019 7 Approve Dividends of SAR 2 per Share For For Management for Second Half of FY 2019 8 Approve Remuneration of Directors of For For Management SAR 5,250,088 for FY 2019 9 Approve Related Party Transactions Re: For For Management United Cement 10 Approve Related Party Transactions Re: For For Management Cement Product Industry Ltd. Co. 11 Approve Related Party Transactions Re: For For Management Wataniya Insurance Company 12 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- SAUDI ELECTRICITY CO. Ticker: 5110 Security ID: M8T51J104 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of SAR 0.70 per For For Management Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 848,077 for FY 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 8 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 9 Amend Article 41 of Bylaws Re: Audit For For Management Committee Reports 10 Amend Article 45 of Bylaws Re: For For Management Financial Documents 11 Amend Article 50 of Bylaws Re: For For Management Interest Conflicts 12 Amend Audit Committee Charter For For Management 13 Amend Nomination and Remuneration For For Management Committee Charter 14 Approve Related Party Transactions For For Management 15 Approve Related Party Transactions Re: For For Management Bahri 16 Approve Related Party Transactions Re: For For Management Bahri 17 Approve Related Party Transactions Re: For For Management Bahri -------------------------------------------------------------------------------- SAUDI INDUSTRIAL INVESTMENT GROUP Ticker: 2250 Security ID: M8235U117 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Dividends of SAR 1.50 per Share For For Management 6 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 201 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 9 Amend Corporate Governance Charter For For Management -------------------------------------------------------------------------------- SAUDI INTERNATIONAL PETROCHEMICAL CO. Ticker: 2310 Security ID: M8257M100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Distributed Dividends of SAR 0. For For Management 60 per Share for FY 2019 6 Approve Remuneration of Directors of For For Management SAR 4,100,000 for FY 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Q4 of FY 2020 and Q1 of FY 2021 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 9 Authorize Share Repurchase Program Up For For Management to 73,126,989 Shares and Authorize Directors to Complete the Purchase Procedures 10 Amend Article 28 of Bylaws Re: General For For Management Meeting Attendance -------------------------------------------------------------------------------- SAUDI KAYAN PETROCHEMICAL CO. Ticker: 2350 Security ID: M82585106 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Elect Mohammed Al Zahrani as Director For For Management 6 Amend Nomination and Remuneration For For Management Committee Charter 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2019 -------------------------------------------------------------------------------- SAUDI TELECOM CO. Ticker: 7010 Security ID: M8T596104 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Elect Amr Kurdi and Tariq Al Rukheimi For For Management as Members of Audit Committee 5 Authorize Share Repurchase Program Up For Against Management to SAR 300 Million to be Allocated to Employee Share Scheme 6 Approve Remuneration of Directors for For For Management FY 2019 -------------------------------------------------------------------------------- SAVOLA GROUP Ticker: 2050 Security ID: M8237G108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Remuneration of Directors of For For Management SAR 2,150,000 for FY 2019 6 Approve Dividends of SAR 0.30 per For For Management Share for FY 2019 7 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Almarai Company 8 Approve Related Party Transactions Re: For For Management Between United Sugar Company and Almarai Company 9 Approve Related Party Transactions Re: For For Management Between International Food Industries Co and Almarai Company 10 Approve Related Party Transactions Re: For For Management Between Afia International Company and Almarai Company 11 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Mayar Foods Company 12 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Del Monte Saudi Arabia Company 13 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Nestle Saudi Arabia Limited 14 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Al Manhal Water Factory Co. Ltd. 15 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Abdul Qader AlMuhaidib & Sons Co. 16 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Al Mahbaj Al Shamia Trading Company 17 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Del Monte Saudi Arabia Company 18 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Waste Collection and Recycling Company Ltd 19 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Zohoor Alreef Company 20 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Aljazirah Dates and Food Factory 21 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Herfy Food Services Company 22 Approve Related Party Transactions Re: For For Management Between Afia International Company and Herfy Food Services Company 23 Approve Related Party Transactions Re: For For Management Between United Sugar Company and Herfy Food Services Company 24 Approve Related Party Transactions Re: For For Management Between International Food Industries Co and Herfy Food Services Company 25 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Dur Hospitality 26 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Kinan International 27 Increase Size of Audit Committee and For For Management Elect Mohammed Al Issa and Badr Al Rabiah as Members of Audit Committee 28 Amend Remuneration and Nomination For For Management Committee Charter 29 Authorize Share Repurchase Program Up For Against Management to 700,000 Shares to be Allocated to Employee Share Scheme and Authorize Directors to Complete the Purchase Procedures -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ye Baishou as Non-Independent For For Management Director 1.2 Elect Zou Baozhong as Non-Independent For For Management Director 1.3 Elect Yang Kuiyan as Non-Independent For For Management Director 1.4 Elect Ge Yi as Non-Independent Director For For Management 1.5 Elect Zhou Yunfu as Non-Independent For For Management Director 1.6 Elect Li Ying as Non-Independent For For Management Director 2.1 Elect Ji Xiaolong as Independent For For Management Director 2.2 Elect Chen Songsheng as Independent For For Management Director 2.3 Elect Cheng Li as Independent Director For For Management 3.1 Elect Qu Lixin as Supervisor For For Management 3.2 Elect Zhang Wenxiong as Supervisor For For Management 3.3 Elect Wang Jingyu as Supervisor For For Management -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Min as Independent Director For For Management -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type of Securities For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issuance Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Dividend Distribution Post For For Management Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Convertible Bondholders and For For Management Convertible Bondholders Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating Matters For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Raised Funds Deposit Account For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Company's Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Controlling For For Management Shareholder, Directors, Senior Management Regarding Counter-dilution Measures in Connection to Convertible Bonds Issuance 8 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Dividend Return For For Management Plan 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds and Verification Report 7 Approve Annual Work Report of the For For Management Board of Directors Remuneration and Appraisal Committee 8 Approve Company's Three-Year For For Management Development Plan 9 Approve Daily Related-Party Transaction For Against Management 10 Approve Credit Line Application For For Management 11 Approve General Authorization to Issue For For Management Domestic Debt Financing Instruments -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Type and Maturity For For Management 2.4 Approve Renewal Options For For Management 2.5 Approve Bond Interest Rate and Method For For Management of Determination 2.6 Approve Guarantee Manner For For Management 2.7 Approve Issue Manner, Target For For Management Subscribers and Placing Arrangements 2.8 Approve Other Special Terms For For Management 2.9 Approve Manner of Repayment of Capital For For Management and Interest 2.10 Approve Use of Proceeds For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Underwriting Manner For For Management 2.13 Approve Listing Exchange For For Management 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board and For For Management Board Authorized Persons to Handle All Related Matters 4 Approve Additional Credit Line For For Management Application -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of GDR and Listed on For For Management the London Stock Exchange as well as Conversion of Company to Foreign Fund-Raising Company 2.1 Approve Issue Type For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve the Scale of GDR During the For For Management Duration 2.6 Approve Conversion Rate of GDR and For For Management Underlying Securities A Shares 2.7 Approve Pricing Method For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Conversion Limit Period of GDR For For Management and Underlying Securities A Shares 2.10 Approve Underwriting Manner For For Management 3 Approve Proposal that there is No Need For For Management to Prepare a Report on Previous Usage of Raised Funds 4 Approve Use of Proceeds For For Management 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Distribution of Cumulative For For Management Earnings 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For Against Management Commercial Papers 2 Approve Authorization of Board to For Against Management Handle All Matters Related to Issuance of Super Short-term Commercial Papers -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of Board For For Management Remuneration and Appraisal Committee 2.1 Elect Zhu Jiwei as Non-Independent For For Shareholder Director 2.2 Elect Luo Shaoxiang as Non-Independent For For Shareholder Director 2.3 Elect Jiang Hua as Non-Independent For For Shareholder Director 2.4 Elect Zhang Yuanling as For For Shareholder Non-Independent Director 2.5 Elect Zhan Pingyuan as Non-Independent For Against Shareholder Director 3.1 Elect Zeng Ming as Independent Director For For Management 3.2 Elect Shao Lvwei as Independent For For Management Director 3.3 Elect Yu Yingmin as Independent For Against Management Director 4.1 Elect Qu Lixin as Supervisor For For Shareholder 4.2 Elect Zhang Haijuan as Supervisor For Against Shareholder -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Operations Plan For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Related Party Transaction For Against Management -------------------------------------------------------------------------------- SEAZEN GROUP LTD. Ticker: 1030 Security ID: G3701A106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Lu Zhongming as Director For For Management 3a2 Elect Qu Dejun as Director For For Management 3a3 Elect Chen Huakang as Director For For Management 3a4 Elect Zhu Zengjin as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Songxi as Independent For For Management Director 2 Elect Non-independent Director For For Management 3 Approve Adjusting Company's 2019 For Against Management Guarantee Plan 4 Approve Draft and Summary of Stock For Against Management Option Plan and Performance Share Incentive Plan 5 Approve Methods to Assess the For Against Management Performance of Plan Participants 6 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Working System for Independent For For Management Directors 8 Amend Related-Party Transaction For For Management Management System 9 Approve External Investment Management For For Management System 10 Approve Direct Financing For For Management -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Guarantee Plan For Against Management 9 Approve Investment Plan For Against Management 10 Approve Loan from Related Party For For Management 11 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- SECURITY BANK CORP. (PHILIPPINES) Ticker: SECB Security ID: Y7571C100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Stockholders' Meeting Held on April 30, 2019 2 Approve the Annual Report For For Management 3 Ratify the Acts, Resolutions and For For Management Proceedings of the Board of Directors, the Board Committees, the Management Committees, the Officers and Agents of the Corporation as Reflected in the Minutes 4.1 Elect Diana P. Aguilar as Director For For Management 4.2 Elect Philip T. Ang as Director For For Management 4.3 Elect Gerard H. Brimo as Director For Withhold Management 4.4 Elect Enrico S. Cruz as Director For Withhold Management 4.5 Elect Anastasia Y. Dy as Director For For Management 4.6 Elect Frederick Y. Dy as Director For For Management 4.7 Elect James JK Hung as Director For For Management 4.8 Elect Jikyeong Kang as Director For For Management 4.9 Elect Hiroshi Masaki as Director For For Management 4.10 Elect Napoleon L. Nazareno as Director For For Management 4.11 Elect Cirilo P. Noel as Director For Withhold Management 4.12 Elect Alfonso L. Salcedo, Jr. as For For Management Director 4.13 Elect Takashi Takeuchi as Director For For Management 4.14 Elect Alberto S. Villarosa as Director For For Management 4.15 Elect Sanjiv Vohra as Director For For Management -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SMSC Framework Agreement, SMSC For Against Management Framework Agreement Annual Caps and Related Transactions 2 Approve Amendment Agreement, Revised For For Management Annual Caps and Related Transactions 3 Approve Grant of Restricted Share For Against Management Units to Chen Shanzhi Under the 2014 Equity Incentive Plan and Related Transactions 4 Approve Grant of Restricted Share For Against Management Units to William Tudor Brown Under the 2014 Equity Incentive Plan and Related Transactions 5 Approve Grant of Restricted Share For Against Management Units to Young Kwang Leei Under the 2014 Equity Incentive Plan and Related Transactions -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve RMB Share Issue and Specific For For Management Mandate 2 Authorize Board to Deal with All For For Management Matters in Relation to the RMB Share Issue 3 Approve Plan for Distribution of For For Management Profits Accumulated Before the RMB Share Issue 4 Approve Policy for Stabilization of For For Management the Price of the RMB Shares for the Three Years After the RMB Share Issue 5 Approve Profits Distribution Policy For For Management and Dividend Return Plan for the Three Years After the RMB Share Issue 6 Approve Use of Proceeds from the RMB For For Management Share Issue 7 Approve Remedial Measures for the For For Management Potential Dilution of Immediate Returns by the RMB Share Issue 8 Approve Undertakings and Corresponding For For Management Binding Measures in Connection with the RMB Share Issue 9 Approve Adoption of Policy Governing For For Management the Procedures for the Holding of General Meetings 10 Approve Adoption of Policy Governing For For Management the Procedures for the Holding of Board meetings 11 Amend Memorandum and Articles of For For Management Association and Adopt Amended and Restated Memorandum and Articles of Association -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhou Zixue as Director For For Management 2b Elect Gao Yonggang as Director For For Management 2c Elect William Tudor Brown as Director For For Management 2d Elect Tong Guohua as Director For Against Management 2e Elect Young Kwang Leei as Director For For Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors for Hong Kong Financial Reporting Purpose, and Authorize Audit Committee of the Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CICT Agreements, Utilization For For Management of the Specific Mandate to Issue Such Number of RMB Shares and Related Transactions 2 Approve Shanghai IC Fund Agreements, For For Management Utilization of the Specific Mandate to Issue Such Number of RMB Shares and Related Transactions -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New JV Agreement, New Capital For For Management Contribution Agreement and Related Transactions -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 26.72 For For Management per Share for First Six Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 27.47 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksei Mordashov as Director None Against Management 1.2 Elect Aleksandr Shevelev as Director None Against Management 1.3 Elect Aleksei Kulichenko as Director None Against Management 1.4 Elect Andrei Mitiukov as Director None Against Management 1.5 Elect Agnes Anna Ritter as Director None Against Management 1.6 Elect Philip John Dayer as Director None For Management 1.7 Elect David Alun Bowen as Director None For Management 1.8 Elect Veikko Sakari Tamminen as None For Management Director 1.9 Elect Vladimir Mau as Director None For Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Interim Dividends of RUB 27.35 For For Management per Share for First Quarter of Fiscal 2020 4 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Guarantee Provision For For Management 3 Approve Adjustment on the Amount of For For Management Daily Related-party Transaction 4 Approve Additional Related-party For For Management Transactions 5.1 Elect Li Xianfeng as Non-Independent For Against Shareholder Director -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Related Party Transaction For Against Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Shareholder 8.1 Elect Dan Yong as Independent Director For Against Management 9.1 Elect Yang Zhaoqian as Non-Independent For Against Shareholder Director 10.1 Elect Che Jianhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity Interest For For Management of SD Gold Capital Management Co., Ltd. 2 Approve Estimated New Daily Connected For For Management Transactions After the Acquisition of the Equity Interest of SD Gold Capital Management Co., Ltd. 3 Amend Articles of Association For For Management 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Ultra Short-term For For Management Financing Bonds 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance of Ultra Short-term Financing Bonds -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Guarantee for the For For Management Financing of an Overseas Subsidiary of the Company 3 Approve Shinewing (HK) CPA Limited as For For Management Auditor 4 Elect Luan Bo as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Work Report of the For For Management Independent Non-executive Directors 4 Approve 2019 Final Financial Report For For Management 5 Approve 2020 Financial Budget Report For For Management 6 Approve 2019 Annual Report and Its For For Management Extracts 7 Approve 2019 Profit Distribution Plan For For Management and Issuance of Bonus Shares by Way of Conversion of Capital Reserve 8 Amend Articles of Association For For Management 9 Approve Expected Connected For For Management Transactions During the Ordinary Course of Business in 2020 10 Approve 2020 Appointment of Accounting For For Management Firms and Audit Service Fees 11 Approve 2020 Appointment of Internal For For Management Control Auditing Firm and Audit Service Fees 12 Approve 2019 Appraisal Report on For For Management Internal Control 13 Approve 2019 Social Responsibility For For Management Report 14 Approve Special Report on the Deposit For For Management and Use of Proceeds in 2019 15 Approve Impairment Testing on the For For Management Subject Assets of Material Assets Restructuring of the Company 16 Approve Financial Services Framework For Against Management Agreement with Shandong Gold Group Finance Co., Limited 17 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management and Issuance of Bonus Shares by Way of Conversion of Capital Reserve 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD. Ticker: 600426 Security ID: Y76843104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve 2020 Daily Related-Party For For Management Transaction Forecast and Signing of Daily Related-Party Transaction Agreement 10 Approve Use of Own Funds for Structure For Against Management Deposits -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wen Decheng as Independent For For Management Director -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares 2.1 Approve Share Type For For Management 2.2 Approve Par Value Per Share For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Scale of Raised Funds and For For Management Raised Funds Investment Project 2.5 Approve Issue Manner For For Management 2.6 Approve Target Subscribers and For For Management Subscription Method 2.7 Approve Placing Arrangement for For For Management Shareholders 2.8 Approve Issue Price and Pricing Basis For For Management 2.9 Approve Issue Time For For Management 2.10 Approve Listing Exchange For For Management 2.11 Approve Restriction Arrangements For For Management 2.12 Approve Arrangements on Roll-forward For For Management Profits 2.13 Approve Resolution Validity Period For For Management 3 Approve Issuance of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Medium and For For Management Long-term Development Strategic Plan 2 Approve Invest in a Factory and For For Management Establishment of Subsidiary -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Business Plan and Financial For For Management Budget Report 7 Approve Signing of Service Supply For For Management Framework Agreement 8 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Report on the Deposit and For For Management Actual Use of Raised Funds 11 Approve Provision of Guarantee For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: Y76867103 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Director and Supervisor For For Management Remuneration Management System 6 Approve Annual Report and Summary For For Management 7 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUL 02, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Audited Consolidated For For Management Financial Statements 2 Approve 2018 Report of the Board of For For Management Directors 3 Approve 2018 Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors, Supervisors and Senior Management 7 Elect Gong Jian Bo as Director For For Management 8 Elect Fu Ming Zhong as Director For For Management 9 Elect Wang Jin Xia as Director For For Management 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution of Interim For For Management Dividend -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Logistic and Distribution For For Management Services Framework Agreement, Annual Caps and Related Transactions 2 Approve Finance Leasing and Factoring For Against Management Framework Agreement, Annual Caps and Related Transactions 3 Approve Purchase Framework Agreement, For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, Loan For For Management Agreement and Share Retention Agreement 2 Approve, Execute and Do or Procure All For For Management Such Documents and Things in Connection with the Subscription Agreement and Submit to Authority for Approval or Filing of Any Relevant Document 3 Authorize Board to Deal with All For For Management Matters in Relation to Subscription Agreement, Loan Agreement and Share Retention Agreement -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For Against Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Approve Purpose and Usage of the For For Management Shares to Be Repurchased 3.2 Approve Type of the Shares to Be For For Management Repurchased 3.3 Approve Manner of Share Repurchase For For Management 3.4 Approve Total Capital for the Share For For Management Repurchase and Number of the Shares to Be Repurchased 3.5 Approve Repurchase Price of the Shares For For Management to Be Repurchased 3.6 Approve Source of Funds for the Share For For Management Repurchase 3.7 Approve Period of the Share Repurchase For For Management 3.8 Approve Authorization of Board to For For Management Handle All Matters Related to Share Repurchase 4.1 Elect Fan Xiping as Non-Independent For For Shareholder Director 4.2 Elect Pan Jiuwen as Non-Independent For For Shareholder Director 5.1 Elect Shao Zhemin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Issuance of Bonds For For Management -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Guarantee For For Management 8 Approve Investment Plan For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve to Appoint Auditor For For Management 11 Approve Acquisition of Guarantee For For Management 12 Approve Employee Share Purchase Plan For For Management 13 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Employee Share Purchase Plan 14 Approve Initial Public Offering and For For Management Listing on Shanghai Stock Exchange 15 Approve Spin-off of Subsidiary on For For Management Shanghai Stock Exchange 16 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 17 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 18 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 19 Approve Corresponding Standard For For Management Operation Ability 20 Approve Spin-off of Subsidiary on For For Management Shanghai Stock Exchange in Accordance with Relevant Laws and Regulations 21 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 23 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Listing 24 Approve Issuance of Pilot Free Trade For For Shareholder Zone and Overseas Bonds -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Jianxin as Director For For Shareholder 2 Approve Adjustment of Maximum For Against Shareholder Outstanding Amount for Provision of External Guarantees 1 Approve Proposed Change in Use of For For Management Proceeds 2 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of For For Management Proceeds -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of For For Management Proceeds 2 Amend Articles of Association For For Shareholder 3 Approve Adjustment of Maximum For Against Shareholder Outstanding Amount for Provision of External Guarantees 4.1 Elect Xu Jianxin as Director For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of For For Management Proceeds -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transactions and For For Management Proposed Annual Caps Under the SEC Framework Deposit Agreement 2 Approve Connected Transactions and For Against Management Proposed Annual Caps Under the SEC Framework Loan Agreement 3 Approve Connected Transactions and For For Management Proposed Annual Caps Under the MESMEE Framework Purchase Agreement -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transactions and For For Management Proposed Annual Caps Under the SEC Framework Deposit Agreement 2 Approve Connected Transactions and For Against Management Proposed Annual Caps Under the SEC Framework Loan Agreement 3 Approve Connected Transactions and For For Management Proposed Annual Caps Under the MESMEE Framework Purchase Agreement -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Maximum Outstanding Amount for For Against Shareholder Provision of External Guarantees 3 Approve Compliance of the Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board with Relevant Laws and Regulations 4 Approve Plan on the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board 5 Approve Proposal of the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board by Shanghai Electric (Revised Version) 6 Approve Compliance of Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board Under Certain Provisions 7 Approve Spin-Off and Listing of a For For Shareholder Subsidiary on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 8 Approve Ability to Maintain For For Shareholder Independence and Sustainable Operation of the Company 9 Approve Affirmation of Capability of For For Shareholder Shanghai Electric Wind Power Group Co. , Ltd. to Implement Regulated Operation 10 Approve Explanation of the For For Shareholder Completeness of and Compliance with Statutory Procedures of the Spin-Off and the Validity of Legal Documents Submitted 11 Approve Analysis on the Objectives, For For Shareholder Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 12 Approve Authorization by the General For For Shareholder Meeting to the Board and Its Authorized Persons to Deal with Matters Relating to the Spin-Off of the Company -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Maximum Outstanding Amount for For Against Shareholder Provision of External Guarantees 3 Approve Compliance of the Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board with Relevant Laws and Regulations 4 Approve Plan on the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board 5 Approve Proposal of the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board by Shanghai Electric (Revised Version) 6 Approve Compliance of Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board Under Certain Provisions 7 Approve Spin-Off and Listing of a For For Shareholder Subsidiary on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 8 Approve Ability to Maintain For For Shareholder Independence and Sustainable Operation of the Company 9 Approve Affirmation of Capability of For For Shareholder Shanghai Electric Wind Power Group Co. , Ltd. to Implement Regulated Operation 10 Approve Explanation of the For For Shareholder Completeness of and Compliance with Statutory Procedures of the Spin-Off and the Validity of Legal Documents Submitted 11 Approve Analysis on the Objectives, For For Shareholder Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 12 Approve Authorization by the General For For Shareholder Meeting to the Board and Its Authorized Persons to Deal with Matters Relating to the Spin-Off of the Company -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board For For Management 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Report of the Financial For For Management Results 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve the Alignment in the For For Management Preparation of Financial Statements in Accordance with the China Accounting Standards for Business Enterprises and Cessation of Appointment of the International Auditor 7 Approve PwC Zhong Tian as Auditor and For For Management Authorize Board to Fix Their Remuneration 8 Approve Ratification of Emoluments For For Management Paid to Directors and Supervisors for the Year of 2019 and Approve Emoluments of Directors and Supervisors for the Year of 2020 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 10 Approve the Related-Party Transactions For For Management between the Company and SINOMEC Engineering Group Co., Ltd. 1 Amend Articles of Association For For Management 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares 4 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board For For Management 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Report of the Financial For For Management Results 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve the Alignment in the For For Management Preparation of Financial Statements in Accordance with the China Accounting Standards for Business Enterprises and Cessation of Appointment of the International Auditor 7 Approve PwC Zhong Tian as Auditor and For For Management Authorize Board to Fix Their Remuneration 8 Approve Ratification of Emoluments For For Management Paid to Directors and Supervisors for the Year of 2019 and Approve Emoluments of Directors and Supervisors for the Year of 2020 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 10 Approve the Related-Party Transactions For For Management between the Company and SINOMEC Engineering Group Co., Ltd. 11 Amend Articles of Association For For Management 12 Authorize Repurchase of Issued H Share For For Management Capital 13 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares 14 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Agreement, For For Management Rollover Agreement and Related Transactions 2 Approve Renewal of Continuing For Against Management Connected Transactions -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Agreement, For For Management Rollover Agreement and Related Transactions 2 Approve Renewal of Continuing For Against Management Connected Transactions -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Overseas For For Management Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies 2.1 Approve Issuing Entity For For Management 2.2 Approve Placing of Listing For For Management 2.3 Approve Type of Securities to be Listed For For Management 2.4 Approve Nominal Value For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Listing Date For For Management 2.7 Approve Method of Issuance For For Management 2.8 Approve Size of Issuance For For Management 2.9 Approve Pricing Method For For Management 2.10 Approve Underwriting For For Management 2.11 Approve Use of Proceeds For For Management 2.12 Approve Public Offering Arrangement of For For Management the Shares of Gland Pharma Held by the Company 3 Approve Undertaking of Maintaining For For Management Independent Listing Status 4 Approve Description of the Sustainable For For Management Profitability and Prospects 5 Authorize Board and its Authorized For For Management Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Overseas For For Management Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies 2.1 Approve Issuing Entity For For Management 2.2 Approve Placing of Listing For For Management 2.3 Approve Type of Securities to be Listed For For Management 2.4 Approve Nominal Value For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Listing Date For For Management 2.7 Approve Method of Issuance For For Management 2.8 Approve Size of Issuance For For Management 2.9 Approve Pricing Method For For Management 2.10 Approve Underwriting For For Management 2.11 Approve Use of Proceeds For For Management 2.12 Approve Public Offering Arrangement of For For Management the Shares of Gland Pharma Held by the Company 3 Approve Undertaking of Maintaining For For Management Independent Listing Status 4 Approve Description of the Sustainable For For Management Profitability and Prospects 5 Authorize Board and its Authorized For For Management Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.1 Approve Issuing Entity For For Management 3.2 Approve Type of Securities to be Issued For For Management 3.3 Approve Par Value of Shares For For Management 3.4 Approve Size of Issuance For For Management 3.5 Approve Target Subscribers For For Management 3.6 Approve Issuance Price and Pricing For For Management Methodology 3.7 Approve Method of Issuance For For Management 3.8 Approve Place of Listing For For Management 3.9 Approve Time of Issuance and Listing For For Management 3.10 Approve Use of Proceeds of the Issuance For For Management 4 Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Shanghai Henlius Listing 5 Approve Mutual Supply Framework For For Management Agreement and Related Transactions 6 Approve Estimates of Ongoing Related For Against Management Party Transactions for 2020 -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.1 Approve Issuing Entity For For Management 3.2 Approve Type of Securities to be Issued For For Management 3.3 Approve Par Value of Shares For For Management 3.4 Approve Size of Issuance For For Management 3.5 Approve Target Subscribers For For Management 3.6 Approve Issuance Price and Pricing For For Management Methodology 3.7 Approve Method of Issuance For For Management 3.8 Approve Place of Listing For For Management 3.9 Approve Time of Issuance and Listing For For Management 3.10 Approve Use of Proceeds of the Issuance For For Management 4 Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Shanghai Henlius Listing 5 Approve Mutual Supply Framework For For Management Agreement and Related Transactions 6 Approve Estimates of Ongoing Related For Against Management Party Transactions for 2020 -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Work Report of the Board For For Management 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 7 Approve 2019 Appraisal Results and For For Management Remuneration of Directors 8 Approve 2020 Appraisal Program of For For Management Directors 9 Approve Renewed and Additional For For Management Entrusted Loan/Borrowing Quota of the Group 10 Approve Additional Bank Credit For For Management Applications 11 Approve Mandate to Issue Interbank For For Management Market Debt Financing Instruments 12 Authorize Management to Dispose of the For For Management Shares of the Listed Companies Held by the Group 13 Approve Renewed and Additional For For Management Guarantee Quota of the Group 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 15 Authorize Repurchase of Issued H Share For For Management Capital 16 Authorize Repurchase of Issued A Share For For Management Capital 17.1 Elect Gong Ping as Director For For Management 17.2 Elect Pan Donghui as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Work Report of the Board For For Management 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 7 Approve 2019 Appraisal Results and For For Management Remuneration of Directors 8 Approve 2020 Appraisal Program of For For Management Directors 9 Approve Renewed and Additional For For Management Entrusted Loan/Borrowing Quota of the Group 10 Approve Additional Bank Credit For For Management Applications 11 Approve Mandate to Issue Interbank For For Management Market Debt Financing Instruments 12 Authorize Management to Dispose of the For For Management Shares of the Listed Companies Held by the Group 13 Approve Renewed and Additional For For Management Guarantee Quota of the Group 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 15 Authorize Repurchase of Issued H Share For For Management Capital 16 Authorize Repurchase of Issued A Share For For Management Capital 17.1 Elect Gong Ping as Director For For Management 17.2 Elect Pan Donghui as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Authorize Repurchase of Issued A Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Authorize Repurchase of Issued A Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL HOLDINGS LIMITED Ticker: 363 Security ID: Y7683K107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhou Jun as Director For For Management 3b Elect Woo Chia-Wei as Director For For Management 3c Elect Yuen Tin Fan, Francis as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Ticker: 600009 Security ID: Y7682X100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Auditor For For Management 6 Approve Appoint of Internal Control For For Management Auditor 7 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 2.1 Elect Gu Jinshan as Non-Independent For For Management Director 2.2 Elect Bai Jingtao as Non-Independent For For Management Director 2.3 Elect Yan Jun as Non-Independent For For Management Director 2.4 Elect Wang Erzhang as Non-Independent For For Management Director 2.5 Elect Zheng Shaoping as For For Management Non-Independent Director 2.6 Elect Wang Haimin as Non-Independent For For Management Director 3.1 Elect Li Yifan as Independent Director For For Management 3.2 Elect Zhang Jianwei as Independent For For Management Director 3.3 Elect Shao Ruiqing as Independent For For Management Director 3.4 Elect Qu Linchi as Independent Director For For Management 4.1 Elect Gao Kang as Supervisor For For Management 4.2 Elect Tang Shifang as Supervisor For For Management 4.3 Elect Wen Ling as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue of Letter of Guarantee For Against Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Service Agreement and Related For For Management Party Transaction -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Budget Report For For Management 6 Approve Debt Financing Application For For Management 7 Approve Deposits and Loans from For For Management Related Bank 8 Approve Annual Report and Summary For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Appointment of Auditor For For Management 11 Approve Provision of Guarantee to For Against Management Associate Company -------------------------------------------------------------------------------- SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Ticker: 900932 Security ID: Y7686Q119 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors, Work Report and Work Plan Report 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget For For Management 7 Approve Financing Amount For For Management 8 Approve Allocation of Income and For For Management Dividends 9 Approve Accept Loans from Controlling For For Management Shareholder 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Shareholder Return Plan For For Management 14 Approve Change in Registered Capital For For Management and Amend Articles of Association 15 Approve Company's Eligibility for For For Management Corporate Bond Issuance 16.1 Approve Issue Scale For For Management 16.2 Approve Par Value and Issue Price For For Management 16.3 Approve Issue Type and Period For For Management 16.4 Approve Target Parties For For Management 16.5 Approve Bond Interest Rate and For For Management Determination Manner 16.6 Approve Guarantee Arrangement For For Management 16.7 Approve Redemption and Resale Terms For For Management 16.8 Approve Usage of Raised Funds For For Management 16.9 Approve Issue Manner For For Management 16.10 Approve Listing Location For For Management 16.11 Approve Underwriter and Underwriting For For Management Method 16.12 Approve Safeguard Measures of Debts For For Management Repayment 16.13 Approve Resolution Validity Period For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Elect Guo Rong as Non-independent For For Management Director 19 Elect Li Minkun as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI M&G STATIONERY, INC. Ticker: 603899 Security ID: Y7689W105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 Approve Financial Budget Report For For Management 8 Approve Remuneration of Directors For Against Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Shareholder Return Plan For For Management 11 Amend Articles of Association For For Management 12 Approve Allowance of Independent For For Management Directors 13 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 14 Approve Methods to Assess the For Against Management Performance of Plan Participants 15 Approve Authorization of the Board to For Against Management Handle All Related Matters 16.1 Elect Chen Huwen as Non-Independent For For Management Director 16.2 Elect Chen Huxiong as Non-Independent For For Management Director 16.3 Elect Chen Xueling as Non-Independent For For Management Director 16.4 Elect Fu Chang as Non-Independent For For Management Director 17.1 Elect Zhang Jingzhong as Independent For For Management Director 17.2 Elect Chen Jingfeng as Independent For For Management Director 17.3 Elect Cheng Bo as Independent Director For For Management 18.1 Elect Zhu Yiping as Supervisor For For Management 18.2 Elect Han Lianhua as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI M&G STATIONERY, INC. Ticker: 603899 Security ID: Y7689W105 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Measure for the For For Management Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Management Measures For For Management for the Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Board of For For Management Supervisors 4 Approve 2019 Final Accounts Report and For For Management 2020 Financial Budget 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Approve External Guarantees for 2020 For Against Management 8 Approve Issuance of Debt Financing For For Management Products 9 Approve Satisfaction of Conditions for For For Management Issuing Corporate Bonds 10.01 Approve Face Value of Bonds to be For For Management Issued and Scale of Issuance 10.02 Approve Issuing Price of Bonds and the For For Management Way to Determine Interest Rate 10.03 Approve Variety and Term of Bonds For For Management 10.04 Approve Way of Principal and Interest For For Management Repayment 10.05 Approve Way of Issuance For For Management 10.06 Approve Target of Issuance and For For Management Arrangement of Placement to Shareholders of the Company 10.07 Approve Use of Proceeds For For Management 10.08 Approve Guarantees For For Management 10.09 Approve Credit Standing of the Company For For Management and Measures to Guarantee Repayment 10.10 Approve Way of Underwriting For For Management 10.11 Approve Listing Arrangements For For Management 10.12 Approve Period of Validity of the For For Management Resolution 10.13 Approve Issuance on Authorizations for For For Management the Executive Committee of the Board 11 Approve Application for Centralized For Against Management Registration of Different Types of Debt Financing Instruments (DFI Model) 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Yang as Director For For Management 1.2 Elect Pan Weidong as Director For For Management 1.3 Elect Chen Zheng'an as Director For For Management 1.4 Elect Liu Yiyan as Director For For Management 1.5 Elect Liu Xinyi as Director For For Shareholder 1.6 Elect Guan Wei as Director For For Shareholder 1.7 Elect Wang Hongmei as Director For For Shareholder 1.8 Elect Zhang Dong as Director For For Shareholder 1.9 Elect Liu Peifeng as Director For For Shareholder 1.10 Elect Wang Zhe as Independent Director For For Management 1.11 Elect Zhang Ming as Independent For For Management Director 1.12 Elect Yuan Zhigang as Independent For For Management Director 1.13 Elect Cai Hongping as Independent For For Management Director 1.14 Elect Wu Hong as Independent Director For For Management 2.1 Elect Sun Wei as Supervisor For For Management 2.2 Elect Cao Yijian as Supervisor For For Management 2.3 Elect Li Qingfeng as Supervisor For For Management 2.4 Elect Sun Jianping as External For For Management Supervisor 2.5 Elect Wu Jian as External Supervisor For For Management 2.6 Elect Wang Yuetang as External For For Management Supervisor 3 Approve Issuance of Capital Bonds and For For Management Relevant Authorizations 4 Approve Issuance of Bonds and Relevant For For Management Authorizations -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Amend Articles of Association For Against Management 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 9 Approve Investment in National Green For For Management Development Fund 10 Approve Establishment of Financial For For Management Asset Investment Company -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Increase in Registered Capital For For Management 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Chen Jie as Non-independent For For Management Director 9.2 Elect Zheng Yuewen as Non-independent For For Management Director 9.3 Elect Tomas Daga Gelabert as For For Management Non-independent Director 9.4 Elect David Ian Bell as For For Management Non-independent Director 9.5 Elect Tommy Trong Hoang as For For Management Non-independent Director 9.6 Elect Xu Jun as Non-independent For For Management Director 10.1 Elect Yang Cuihua as Independent For For Management Director 10.2 Elect Tan Jinsong as Independent For For Management Director 10.3 Elect Peng Ling as Independent Director For For Management 11.1 Elect Binh Hoang as Supervisor For For Management 11.2 Elect Li Yao as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Management System of Raised Funds For For Management 6 Approve Remuneration and Assessment For For Management System for Directors and Supervisors 7 Amend Working System for Independent For For Management Directors 8 Amend Related-Party Transaction For For Management Management System 9 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- SHANGHAI TUNNEL ENGINEERING CO., LTD. Ticker: 600820 Security ID: Y7692K106 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Par Value and Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Method of Payment of Capital For For Management and Interest 2.8 Approve Deferred Interests Restrictions For For Management 2.9 Approve Restrictions of Mandatory For For Management Interest Payment and Deferred Payment of Interest 2.10 Approve Use of Proceeds For For Management 2.11 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.12 Approve Underwriting Manner and For For Management Listing Arrangements 2.13 Approve Safeguard Measures of Debts For For Management Repayment 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Renewable Corporate Bond Issuance 4 Approve Issuance of Long-term Maturity For For Management of Medium-term Notes -------------------------------------------------------------------------------- SHANGHAI TUNNEL ENGINEERING CO., LTD. Ticker: 600820 Security ID: Y7692K106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Authorization on Continuous For For Management Related Party Transactions 7 Approve to Adjust the Allowance of For Against Management Independent Directors -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jiping as Non-Independent For For Shareholder Director 1.2 Elect Shi Kun as Non-Independent For For Shareholder Director 1.3 Elect Zhu Lixin as Non-Independent For For Shareholder Director 1.4 Elect Liu Bin as Non-Independent For For Shareholder Director 1.5 Elect Li Zhiqiang as Non-Independent For For Shareholder Director 1.6 Elect Xu Xiaoliang as Non-Independent For For Shareholder Director 1.7 Elect Gong Ping as Non-Independent For For Shareholder Director 1.8 Elect Huang Zhen as Non-Independent For For Shareholder Director 2.1 Elect Wang Hongxiang as Independent For For Shareholder Director 2.2 Elect Wang Zhe as Independent Director For For Shareholder 2.3 Elect Ni Jing as Independent Director For For Shareholder 2.4 Elect Xie Youping as Independent For For Shareholder Director 3.1 Elect Zhou Wenyi as Supervisor For For Management 3.2 Elect Huang Jie as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Loan and Provision of Guarantee For Against Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9 Approve Authorization for Total For Against Management Investment in Composite Real Estate Business 10 Approve 2019 Daily Related Party For Against Management Transactions in Relation to Sale and Purchase of Goods, Provision and Acceptance of Services, Rent and Lease, Deposits and Loans of Related Companies and 2020 Daily Related Party Transactions 11 Approve 2019 Daily Related Party For For Management Transactions Relating to Property Lease and 2020 Daily Related Party Transactions 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Equity Acquisition For For Management 14 Approve White Wash Waiver and Related For For Management Transactions 15 Approve Authorization of Board to For For Management Handle All Related Matters Regarding White Wash Waiver and Related Transactions 16 Approve Company's Eligibility for For For Management Corporate Bond Issuance 17.1 Approve Issue Size For For Management 17.2 Approve Issue Manner For For Management 17.3 Approve Bond Maturity and Type For For Management 17.4 Approve Par Value, Issue Price and For For Management Bond Coupon Rate 17.5 Approve Use of Proceeds For For Management 17.6 Approve Guarantee Manner For For Management 17.7 Approve Safeguard Measures of Debts For For Management Repayment 17.8 Approve Target Subscribers For For Management 17.9 Approve Listing Arrangement For For Management 17.10 Approve Authorization Matters For For Management 17.11 Approve Resolution Validity Period For For Management 18 Approve Use of Short-term Idle Funds For Against Management for Integrated Management 19 Approve Signing of Management For For Management Incentive Agreement -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Capital Increase in Phase I For For Management Fosun Consumer and Technology Fund -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Its For For Management Adjustment of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscriber 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds and For For Management Implementation Method 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds and For For Management Deposit Account 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Appointment of Special Auditor For For Management for Convertible Corporate Bonds 11 Approve to Appoint Auditor For For Management 12 Approve Provision of Guarantee for For For Management Controlled Subsidiary I 13 Approve Provision of Guarantee for For For Management Controlled Subsidiary II -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 2.3 Approve Issue Manner and Issue Time For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve Guarantee Provision for For For Management Wholly-Owned Subsidiary 4 Approve Guarantee Provision for For For Management Controlled Subsidiary -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Use of Remaining For For Management Raised Funds to Permanently Replenish Working Capital 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Subject, Issuance Scale For For Management and Issuance Method 1.2 Approve Type of Debt Financing For For Management Instruments 1.3 Approve Duration of Debt Financing For For Management Instruments 1.4 Approve Interest Rates on Debt For For Management Financing Instruments 1.5 Approve Guarantee and Other For For Management Arrangements 1.6 Approve Use of Proceeds For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 1.9 Approve Listing and Listing Transfer For For Management Arrangements of Debt Financing Instruments 1.10 Approve Safeguard Measures of Debts For For Management Repayment 1.11 Approve Resolution Validity Period For For Management 1.12 Approve Authorizations for Issuance of For For Management Domestic and Foreign Debt Financing Instruments -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board on Rights Issue Scheme -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5.1 Approve Related Party Transaction with For For Management Shanxi Financial Investment Holdings Ltd. 5.2 Approve Related Party Transaction with For For Management Taiyuan Iron and Steel Group and Shanxi International Electricity Group Co., Ltd. 5.3 Approve Related Party Transaction with For For Management Deutsche Bank 5.4 Approve Related Party Transaction with For For Management Related Natural Person and Related Natural Persons Directly or Indirectly Controlled, or Directors and Senior Management Members 5.5 Approve Related Party Transaction with For For Management Legal Persons or Natural Persons 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Remuneration of Senior For For Management Management Members 11 Amend Articles of Association For Against Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on 2018 Profit For For Management Distribution -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of Shanxi For For Management Xinghuacun Fenjiu Group Co.,Ltd. Fenqing Branch 2 Approve Asset Acquisition of Shanxi For For Management Xinghuacun Fenjiu Group Co.,Ltd. 3 Approve Equity Acquisition of Shanxi For For Management Xinghuacun Fenjiu Sales Co.,Ltd. 4 Approve Equity Acquisition of Shanxi For For Management Xinghuacun Bamboo Leaf Green Wine Marketing Co., Ltd. 5 Approve Asset Acquisition of Shanxi For For Management Xinghuacun Fenjiu Group Baoquan Welfare Co., Ltd. 6 Approve Acquisition of Land Use Rights For For Management of Shanxi Xinghuacun Fenjiu Group Co. ,Ltd. 7 Approve Asset Acquisition of Shanxi For For Management Xinghuacun Yiquanyong Wine Co., Ltd. 8.1 Elect Li Qiuxi as Non-Independent For For Shareholder Director 8.2 Elect Tan Zhongbao as Non-Independent For For Shareholder Director 8.3 Elect Jian Yi as Non-Independent For For Shareholder Director 8.4 Elect Liu Weihua as Non-Independent For For Shareholder Director 8.5 Elect Yang Jianfeng as Non-Independent For For Shareholder Director 8.6 Elect Chang Jianwei as Non-Independent For For Shareholder Director 8.7 Elect Li Mingqiang as Non-Independent For For Shareholder Director 8.8 Elect Gao Ming as Non-Independent For For Shareholder Director 8.9 Elect Yang Bo as Non-Independent For For Shareholder Director 8.10 Elect Hou Xiaohai as Non-Independent For For Shareholder Director 9.1 Elect Du Wenguang as Independent For For Shareholder Director 9.2 Elect Li Yumin as Independent Director For For Shareholder 9.3 Elect Wang Chaocheng as Independent For For Shareholder Director 9.4 Elect Fan Sanxing as Independent For For Shareholder Director 9.5 Elect Jia Ruidong as Independent For For Shareholder Director 9.6 Elect Wang Chaoqun as Independent For For Shareholder Director 9.7 Elect Zhang Yuantang as Independent For For Shareholder Director 10.1 Elect Shuang Lifeng as Supervisor For For Shareholder 10.2 Elect Song Yapeng as Supervisor For For Shareholder 10.3 Elect Li Peijie as Supervisor For For Shareholder 10.4 Elect Wu Aimin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Appointment of Auditors, For For Management Internal Control Auditors and Payment of Audit Fees -------------------------------------------------------------------------------- SHENERGY CO., LTD. Ticker: 600642 Security ID: Y7T046109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Budget Report For Against Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 8 Approve Daily Related Operational For For Management Transactions with Shenneng (Group) Co. , Ltd. 9 Approve Daily Related Operational For Against Management Transactions with Shenneng Group Finance Co., Ltd. 10 Approve Daily Related Operational For For Management Transactions with Shanghai Shenneng Financial Leasing Co., Ltd. 11 Approve to Register and Issue Debt For For Management Financing Instruments 12.1 Elect Shi Pingyang as Non-Independent For For Management Director 12.2 Elect Liu Haibo as Non-Independent For For Management Director 12.3 Elect Li Zhenghao as Non-Independent For For Management Director 12.4 Elect Ni Bin as Non-Independent For For Management Director 12.5 Elect Xi Liqiang as Non-Independent For For Management Director 12.6 Elect Zang Liang as Non-Independent For For Management Director 13.1 Elect Liu Hao as Independent Director For For Management 13.2 Elect Yang Chaojun as Independent For For Management Director 13.3 Elect Yu Weifeng as Independent For For Management Director 13.4 Elect Qin Haiyan as Independent For For Management Director 14.1 Elect Chen Wei as Supervisor For For Management 14.2 Elect Hu Lei as Supervisor For For Management 14.3 Elect Yu Xuechun as Supervisor For For Management -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Li Jing as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9.1 Approve Daily Related-Party For For Management Transactions with Yangzhou Tianqi, Dongguan Wanrong, Miluo Wanrong and Yongxing Pengkun 9.2 Approve Daily Related-Party For For Management Transactions with Lianrui New Materials 10 Approve Issuance of Medium-term Notes For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off of Subsidiaries For For Management to be Listed on the Science and Technology Board in Compliance with Relevant Laws and Regulations 2 Approve to Spin-off the Subsidiary For For Management Shengyi Electronics Co., Ltd. to the Science and Technology Board Listing Plan 3 Approve the Spin-off Plan of the For For Management Subsidiary Shengyi Electronics Co., Ltd. to be Listed on the Science and Technology Board (Revised Draft) 4 Approve the Spin-off of the For For Management Subsidiary's Listing Complies with the "Several Provisions on the Pilot Domestic Listing of Subsidiaries of Listed Companies" 5 Approve to Spin-off the Listing of Its For For Management Subsidiaries to the Science and Technology Board is Conducive to Safeguarding the Legitimate Rights and Interests of Shareholders and Creditors 6 Approve the Company's Ability to For For Management Maintain Independence and Continuous Operation 7 Approve Shengyi Electronics Co., Ltd. For For Management has the Corresponding Standard Operation Capabilities 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve the Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Spin-off 10 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters 11 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Financial Budget Report For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Adjustment to Allowance of For For Management Independent Directors 9.1 Elect Zheng Chunyang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENWAN HONGYUAN GROUP CO., LTD. Ticker: 6806 Security ID: Y774B4102 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of KPMG and KPMG For For Management Huazhen LLP as Auditors 2 Elect Xu Yiyang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENWAN HONGYUAN GROUP CO., LTD. Ticker: 6806 Security ID: Y774B4102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report For For Management 6.1 Approve Ordinary Related Party For For Management Transactions with China Jianyin Investment Ltd. and Its Subsidiaries 6.2 Approve Ordinary Related Party For For Management Transactions with Shanghai Jiushi (Group) Co., Ltd. 6.3 Approve Ordinary Related Party For For Management Transactions with Other Related Parties 7 Approve Proposed Amendments to the For For Management Annual Caps of Continuing Connected Transactions of the Company for 2020 and 2021 8 Approve Appointment of Auditors For For Management 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11.1 Elect Xu Zhibin as Director For For Management 11.2 Elect Zhang Yigang as Director For Against Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Distribution Scheme of For For Management Profits Including Declaration of Final Dividend 5 Approve 2020 Budget Report For Against Management 6 Approve Ernst & Young Hua Ming LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee for For Against Management Subsidiaries 8 Approve Donation for Anti-Epidemic For For Management Campaign to Hubei 9.01 Approve Issue Size and Method For For Management 9.02 Approve Type of the Debentures For For Management 9.03 Approve Maturity of the Debentures For For Management 9.04 Approve Target Subscribers and For For Management Arrangement for Placement to Shareholders 9.05 Approve Interest Rate For For Management 9.06 Approve Use of Proceeds For For Management 9.07 Approve Listing For For Management 9.08 Approve Guarantee For For Management 9.09 Approve Validity of the Resolution For For Management 9.10 Approve Authorization Arrangement For For Management 10 Authorize Repurchase of Issued H Share For For Management Capital 11 Elect Lin Ji Tong as Supervisor For For Shareholder 12 Elect Wang Zeng Jin as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Use of Own Funds for Cash For Against Management Management 5 Approve Amendments to Articles of For For Management Association 6 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2.1 Elect Liu Yang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Board of For For Management Independent Directors -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: Y7744Z101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Financial Management System For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (1) 5 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (2) 6 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: Y7744Z101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Budget For For Management 6 Approve Change in Registered Capital For For Management and Amend Articles of Association 7 Approve Repurchase and Cancellation of For For Management Performance Shares (1) 8 Approve Repurchase and Cancellation of For For Management Performance Shares (2) 9 Approve Adjustment of Implementation For For Management Progress of Technology Center Project Using Excess Raised Funds -------------------------------------------------------------------------------- SHENZHEN INTERNATIONAL HOLDINGS LIMITED Ticker: 152 Security ID: G8086V146 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend For For Management 2.2 Approve Special Dividend For For Management 3.1 Elect Li Hai Tao as Director For For Management 3.2 Elect Hu Wei as Director For For Management 3.3 Elect Liu Xiao Dong as Director For For Management 3.4 Elect Nip Yun Wing as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHENZHEN INVESTMENT LIMITED Ticker: 604 Security ID: Y7743P120 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lu Hua as Director For For Management 4 Elect Liu Shichao as Director For For Management 5 Approve Not to Fill Up the Vacated For For Management Office Resulted from the Retirement of Mou Yong as Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares 11 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300601 Security ID: Y774C4101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Own Funds to Invest in For Against Management Financial Products 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300601 Security ID: Y774C4101 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve to Adjust the Pricing For For Management Principles 1.2 Approve to Adjust the Number of For For Management Release Targets 1.3 Approve to Adjust the Lock-up Period For For Management 2 Approve Plan for Private Placement of For For Management Shares (Revised) 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement (Revised) -------------------------------------------------------------------------------- SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300601 Security ID: Y774C4101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Bank Credit Line Application For For Management and Its Relevant Guarantee 7 Approve Use of Idle Raised Funds for For For Management Cash Management 8 Approve Use of Own Funds to Invest in For Against Management Financial Products -------------------------------------------------------------------------------- SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD. Ticker: 300760 Security ID: Y774E3101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Board of For For Management Directors and Amend Articles of Association 2.1 Elect Li Xiting as Non-independent For For Management Director 2.2 Elect Xu Hang as Non-independent For For Management Director 2.3 Elect Cheng Minghe as Non-independent For For Management Director 2.4 Elect Wu Hao as Non-independent For For Management Director 2.5 Elect Guo Yanmei as Non-independent For For Management Director 3.1 Elect Xi Hao as Independent Director For For Management 3.2 Elect Wu Qiyao as Independent Director For For Management 3.3 Elect Yao Hui as Independent Director For For Management 4.1 Elect Tang Zhi as Supervisor For For Management 4.2 Elect Ji Qiang as Supervisor For For Management 5 Approve Revoke Change of Registered For For Management Address and Amendments to Articles of Association -------------------------------------------------------------------------------- SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD. Ticker: 300760 Security ID: Y774E3101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Termination of Partial Raised For For Management Funds Investment Project 8 Approve Appointment of Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Related Party Transaction For For Management Decision-making System 12 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Duan Xiannian as Non-independent For For Management Director 1.2 Elect Yao Jun as Non-independent For For Management Director 1.3 Elect Wang Xiaowen as Non-independent For For Management Director 2.1 Elect Wang Yijiang as Independent For For Management Director 2.2 Elect Sha Zhenquan as Independent For For Management Director 2.3 Elect Song Ding as Independent Director For For Management 2.4 Elect Zhang Yuming as Independent For For Management Director 3.1 Elect Chen Yuehua as Supervisor For For Management 3.2 Elect Pan Fengwen as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Application of Credit Lines For Against Management 6 Approve Application of Entrusted Loans For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Provision of Financial Aid to For For Management Associate Company 9 Approve Provision of Financial Aid to For For Management Project Company 10 Approve Daily Related Party Transaction For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Amendments to Articles of For Against Management Association 13 Approve Development of Independent For Against Management Director Compensation and Treatment Standards -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Private Placement 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection with Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds in Connection with Private Placement 6 Approve Shareholder Return Plan For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, Relevant Measures to be Taken and Related Commitments 8 Approve Commitment from Directors, For For Management Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Amendments to Articles of For For Management Association 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Authorization of Related For For Management Persons to Handle All Related Matters 13 Approve Use of Idle Funds to Purchase For Against Management Financial Products 14 Approve Capital Increase in Associate For For Management Company 15 Approve External Investment of For For Management Wholly-owned Subsidiary 16 Approve Capital Increase in Deqing For For Management Huaying -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Funds to Purchase For Against Management Financial Products 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Decrease in Registered Capital For For Management 10 Amend Articles of Association For For Management 11 Approve Comprehensive Credit Line Bank For For Management Application and Provision of Guarantee for Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED Ticker: 2313 Security ID: G8087W101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Cunbo as Director For For Management 4 Elect Qiu Weiguo as Director For For Management 5 Elect Chen Xu as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHIMAO PROPERTY HOLDINGS LIMITED Ticker: 813 Security ID: G81043104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hui Wing Mau as Director For For Management 3.2 Elect Lu Yi as Director For For Management 3.3 Elect Kan Lai Kuen, Alice as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Change of English Name and For For Management Chinese Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- SHIN KONG FINANCIAL HOLDING CO. LTD. Ticker: 2888 Security ID: Y7753X104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 5 Approve the Company's Long-term For For Management Capital Raising Plan in Accordance with the Company's Strategy and Growth 6.1 Elect Wu, Tung Chin, a Representative For For Management of Shin Kong Wu Ho-Su Culture and Education Foundation with SHAREHOLDER NO.00038260, as Non-Independent Director 6.2 Elect Lee, Jih-Chu, a Representative For Against Management of Shin Kong Wu Tung Ching Foundation with SHAREHOLDER NO.00038259, as Non-Independent Director 6.3 Elect Wu, Min Wei, a Representative of For Against Management Shin Kong Wu Ho-Su Culture and Education Foundation with SHAREHOLDER NO.00038260, as Non-Independent Director 6.4 Elect Wu, Hsin-Ta, a Representative of For Against Management Shin Kong Mitsukoshi Development Corp. Ltd. with SHAREHOLDER NO.00026835, as Non-Independent Director 6.5 Elect Yeh, Yun-Wan, a Representative For Against Management of Shin Kong Mitsukoshi Department Store Co., Ltd. (Shin Kong Mitsukoshi Development Corp. Ltd.) with SHAREHOLDER NO.00026835, as Non-Independent Director 6.6 Elect Wu, Tung Ming, a Representative For Against Management of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director 6.7 Elect a Representative of Shin Cheng For Against Management Investment Co., Ltd. with SHAREHOLDER NO.00415689, as Non-Independent Director 6.8 Elect Lin, Po Han, a Representative of For Against Management Shin Po Co., Ltd. with SHAREHOLDER NO. 00942945, as Non-Independent Director 6.9 Elect Hung, Shih Chi, a Representative For Against Management of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director 6.10 Elect Tsai, Hung-Hsiang, a For Against Management Representative of Chin Shan Investment Co., Ltd. with SHAREHOLDER NO. 00000141, as Non-Independent Director 6.11 Elect Wu, Benson, a Representative of For Against Management Wu Chia Lu Insurance Culture and Education Foundation with SHAREHOLDER NO.00042760, as Non-Independent Director 6.12 Elect Su, Chi Ming with SHAREHOLDER NO. For Against Management 00000012 as Non-Independent Director 6.13 Elect Pan, Po Tseng with SHAREHOLDER For Against Management NO.00002068 as Non-Independent Director 6.14 Elect Shiu, Yung-Ming with SHAREHOLDER For For Management NO.S120672XXX as Independent Director 6.15 Elect Wu, Chi-Ming with SHAREHOLDER NO. For For Management N120101XXX as Independent Director 6.16 Elect Lin, Mei-Hwa with SHAREHOLDER NO. For For Management 00390185 as Independent Director -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO., LTD. Ticker: 055550 Security ID: Y7749X101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Yong-byoung as Inside For Against Management Director 3.2 Elect Philippe Avril as For For Management Non-Independent Non-Executive Director 3.3 Elect Park An-soon as Outside Director For For Management 3.4 Elect Park Cheul as Outside Director For For Management 3.5 Elect Yoon Jae-won as Outside Director For For Management 3.6 Elect Jin Hyun-duk as Outside Director For For Management 3.7 Elect Choi Kyong-rok as Outside For For Management Director 3.8 Elect as Yuki Hirakawa Outside Director For For Management 4.1 Elect Yoon Jae-won as a Member of For For Management Audit Committee 4.2 Elect Lee Yoon-jae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHINSEGAE CO., LTD. Ticker: 004170 Security ID: Y77538109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cha Jeong-ho as Inside Director For For Management 2.2 Elect Kweon Hyeuk-goo as Inside For For Management Director 2.3 Elect Kim Jeong-sik as Inside Director For For Management 2.4 Elect Choi Jin-seok as Outside Director For Against Management 3 Elect Choi Jin-seok as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHOPRITE HOLDINGS LTD. Ticker: SHP Security ID: S76263102 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with MC Hamman as the Individual Registered Auditor 3 Re-elect Dr Christo Wiese as Director For For Management 4 Elect Alice le Roux as Director For For Management 5 Re-elect Johannes Basson as For For Management Chairperson of the Audit and Risk Committee 6 Elect Alice le Roux as Member of the For For Management Audit and Risk Committee 7 Re-elect Joseph Rock as Member of the For For Management Audit and Risk Committee 8 Place Authorised but Unissued Shares For For Management under Control of Directors 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Ratification of Approved For For Management Resolutions 11.1 Approve Remuneration Policy For For Management 11.2 Approve Implementation of the For For Management Remuneration Policy 12 Elect Jan le Roux, a Shareholder None Against Shareholder Nominee to the Board 1a Approve Fees of the Chairperson of the For For Management Board 1b Approve Fees of the Lead Independent For For Management Director 1c Approve Fees of the Non-executive For For Management Directors 1d Approve Fees of the Chairperson of the For For Management Audit and Risk Committee 1e Approve Fees of the Members of the For For Management Audit and Risk Committee 1f Approve Fees of the Chairperson of the For For Management Remuneration Committee 1g Approve Fees of the Members of the For For Management Remuneration Committee 1h Approve Fees of the Chairperson of the For For Management Nomination Committee 1i Approve Fees of the Members of the For For Management Nomination Committee 1j Approve Fees of the Chairperson of the For For Management Social and Ethics Committee 1k Approve Fees of the Members of the For For Management Social and Ethics Committee 1l Approve Additional Fees Per Meeting For For Management 1m Approve Additional Fees Per Hour For Against Management 2 Approve Financial Assistance to For Against Management Subsidiaries, Related and Inter-related Entities 3 Authorise Repurchase of Issued Share For For Management Capital 4 Amend Memorandum of Incorporation Re: For For Management Clause 1 -------------------------------------------------------------------------------- SHREE CEMENT LIMITED Ticker: 500387 Security ID: Y7757Y132 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Declare Final Dividend For For Management 4 Reelect Hari Mohan Bangur as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Ratanlal Gaggar as Director For For Management 7 Reelect Om Prakash Setia as Director For For Management 8 Reelect Yoginder Kumar Alagh as For For Management Director 9 Reelect Nitin Dayalji Desai as Director For For Management 10 Reelect Shreekant Somany as Director For For Management -------------------------------------------------------------------------------- SHREE CEMENT LIMITED Ticker: 500387 Security ID: Y7757Y132 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Revision in the Remuneration For Against Management of Prakash Narayan Chhangani as Whole Time Director -------------------------------------------------------------------------------- SHRIRAM TRANSPORT FINANCE COMPANY LIMITED Ticker: 511218 Security ID: Y7758E119 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Redeemable For For Management Non-Convertible Debentures, Subordinated Debentures, Bonds or Any Other Debt Securities on Private Placement Basis -------------------------------------------------------------------------------- SHUI ON LAND LTD. Ticker: 272 Security ID: G81151113 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Vincent H. S. Lo as Director For For Management 3b Elect David J. Shaw as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SIBANYE STILLWATER LTD. Ticker: SSW Security ID: S7627K103 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Lance Tomlinson as the Designated Individual Partner 2 Elect Elaine Dorward-King as Director For For Management 3 Elect Vincent Maphai as Director For For Management 4 Re-elect Timothy Cumming as Director For For Management 5 Re-elect Charl Keyter as Director For For Management 6 Re-elect Keith Rayner as Chair of the For For Management Audit Committee 7 Re-elect Timothy Cumming as Member of For For Management the Audit Committee 8 Re-elect Savannah Danson as Member of For For Management the Audit Committee 9 Re-elect Rick Menell as Member of the For For Management Audit Committee 10 Re-elect Nkosemntu Nika as Member of For For Management the Audit Committee 11 Re-elect Susan van der Merwe as Member For For Management of the Audit Committee 12 Place Authorised but Unissued Shares For For Management under Control of Directors 13 Authorise Board to Issue Shares for For For Management Cash 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve that Lead Independent Director For For Management Recompense for Period Since Appointment 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SIBANYE-STILLWATER LTD. Ticker: SGL Security ID: S7627H100 Meeting Date: JAN 23, 2020 Meeting Type: Court Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of the Scheme For For Management Shares by Sibanye-Stillwater 2 Approve Revocation of Special For For Management Resolution Number 1 if the Scheme Does Not Become Unconditional and is Not Continued 1 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- SICHUAN CHUANTOU ENERGY CO., LTD. Ticker: 600674 Security ID: Y7925C103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Production and Operation Plan For Against Management and Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Proposal Report for Financing For Against Management of Company Headquarters 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Approve Amendments to Articles of For For Management Association 11 Elect Zhang Hao as Non-independent For For Management Director 12 Elect Gong Yuan as Non-independent For For Management Director -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2 Approve Plan for Rights Issue For For Management 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Base, Proportion and Number of For For Management Shares 2.4 Approve Pricing Principles and Share For For Management Price 2.5 Approve Target Subscriber For For Management 2.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.7 Approve Time of Issuance For For Management 2.8 Approve Underwriting Method For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing Transfer For For Management 3 Approve Plan on Rights Issue Scheme For For Management via Public Offering 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Proposal on Not Requiring the For For Management Preparation of the Report on the Use of the Previous Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8 Approve Repurchase and Cancellation of For For Management Performance Shares that Has been Granted but not Lifted the Restriction 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management 11 Approve Financing For For Management 12 Approve Issuance of Debt Financing For For Management Instruments 13 Approve Provision of Guarantee For For Management 14 Approve Extension of Resolution For For Management Validity Period of Corporate Bonds Issuance 15 Approve Additional Financial Assistance For For Management -------------------------------------------------------------------------------- SICHUAN SWELLFUN CO., LTD. Ticker: 600779 Security ID: Y7932B106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve Credit Line Bank Application For For Management 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SIEMENS LIMITED Ticker: 500550 Security ID: Y7934G137 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Johannes Apitzsch as Director For For Management 4 Elect Anjali Bansal as Director For For Management 5 Elect Daniel Spindler as Director For For Management 6 Approve Appointment and Remuneration For Against Management of Daniel Spindler as Executive Director and Chief Financial Officer 7 Reelect Deepak S. Parekh as Director For For Management 8 Reelect Yezdi H. Malegam as Director For For Management 9 Approve Related Party Transaction with For For Management Siemens Aktiengesellschaft, Germany 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SIME DARBY BERHAD Ticker: 4197 Security ID: Y7962G108 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Mohamad Idros Mosin as Director For For Management 4 Elect Abdul Rahman Ahmad as Director For For Management 5 Elect Samsudin Osman as Director For For Management 6 Elect Selamah Wan Sulaiman as Director For For Management 7 Elect Abdul Hamidy Abdul Hafiz as For For Management Director 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SIME DARBY PLANTATION BHD. Ticker: 5285 Security ID: Y7962H106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Remuneration For For Management 2 Approve Directors' Benefits For For Management 3 Elect Mohamad Helmy Othman Basha as For For Management Director 4 Elect Alizakri Raja Muhammad Alias as For For Management Director 5 Elect Zainal Abidin Jamal as Director For For Management 6 Elect Tan Ting Min as Director For For Management 7 Elect Lou Leong Kok as Director For For Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LTD. Ticker: 1177 Security ID: G8167W138 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cheng Cheung Ling as Director For For Management 4 Elect Tse, Eric S Y as Director For For Management 5 Elect Wang Shanchun as Director For For Management 6 Elect Tian Zhoushan as Director For For Management 7 Elect Lu Zhengfei as Director For For Management 8 Elect Li Dakui as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Director 10 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 11A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11B Authorize Repurchase of Issued Share For For Management Capital 11C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINO-OCEAN GROUP HOLDING LIMITED Ticker: 3377 Security ID: Y8002N103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wang Honghui and Authorize Board For For Management to Fix His Remuneration 3B Elect Zhao Peng as Director and For For Management Authorize Board to Fix His Remuneration 3C Elect Hou Jun as Director and For For Management Authorize Board to Fix His Remuneration 3D Elect Han Xiaojing as Director and For For Management Authorize Board to Fix His Remuneration 3E Elect Suen Man Tak as Director and For For Management Authorize Board to Fix His Remuneration 3F Elect Jin Qingjun as Director and For For Management Authorize Board to Fix His Remuneration 3G Elect Lam Sin Lai Judy as Director and For For Management Authorize Board to Fix Her Remuneration 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7.1 Approve Related Party Transactions For For Management with Changsha Yongjin (Group) Co., Ltd. , Yongjin Investment Holding Co., Ltd. , Yunnan International Trust Co., Ltd. and the Ultimate Controlling Shareholder 7.2 Approve Related Party Transactions For For Management with National Gold Fund Management Co. , Ltd., Guojin Yongfu Asset Management Co., Ltd. and Joint Venture Companies 7.3 Approve Related Party Transactions For For Management with Directors, Supervisors, Senior Management and Related Natural Persons 8 Approve Special Report on the For For Management Remuneration of Directors 9 Approve Special Report on the For For Management Remuneration of Supervisors 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOPAC FINANCIAL HOLDINGS CO., LTD. Ticker: 2890 Security ID: Y8009U100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Shi-Kuan CHEN, Representative of For For Management Hsinex International Corp., with Shareholder No. 398816, as Non-Independent Director 3.2 Elect Stanley CHU, Representative of For For Management Hsinex International Corp., with Shareholder No. 398816, as Non-Independent Director 3.3 Elect Wei-Thyr TSAO, Representative of For For Management Xing Yuan Co., Ltd., with Shareholder No. 945346, as Non-Independent Director 3.4 Elect Chi-Hsing YEH, Representative of For For Management Xing Yuan Co., Ltd., with Shareholder No. 945346, as Non-Independent Director 3.5 Elect Chi SCHIVE, with ID No. For For Management Q100446XXX, as Independent Director 3.6 Elect James J. SHEU, with ID No. For For Management N102581XXX, as Independent Director 3.7 Elect Wei-Ta PAN, with ID No. For For Management A104289XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Renming as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management Distribution Plan 5 Approve 2020 Interim Profit For For Management Distribution Plan 6 Approve 2020 Business Operation Plan, For For Management Investment Plan and Financial Budget 7 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration 1 Amend Articles of Association and For For Management Authorize Board to Deal with All Matters in Relation to the Amendments to the Articles 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Shareholders Meetings 3 Amend Rules and Procedures Regarding For For Management General Meetings of Board and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Board Meetings 4 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply and Sale For For Management Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions 2 Approve Comprehensive Services For For Management Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Investment and Construction For For Management Project 8 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments 9.01 Elect Zhang Xiaofeng as Supervisor For For Management 9.02 Elect Zheng Yunrui as Supervisor For For Management 9.03 Elect Choi Ting Ki as Supervisor For For Management 10.01 Elect Wu Haijun as Director For For Management 10.02 Elect Guan Zemin as Director For For Management 10.03 Elect Jin Qiang as Director For For Management 10.04 Elect Jin Wenmin as Director For For Management 10.05 Elect Zhou Meiyun as Director For For Management 10.06 Elect Huang Xiangyu as Director For For Management 10.07 Elect Huang Fei as Director For For Management 10.08 Elect Xie Zhenglin as Director For For Management 10.09 Elect Peng Kun as Director For For Management 11.01 Elect Li Yuanqin as Director For For Management 11.02 Elect Tang Song as Director For For Management 11.03 Elect Chen Haifeng as Director For For Management 11.04 Elect Yang Jun as Director For For Management 11.05 Elect Gao Song as Director For For Management -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements of the Company and Its Subsidiaries and the Auditors' Report 4 Approve Profit Distribution Plan and For For Management Payment of Final Dividend 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 7 Approve Ernst & Young Hua Ming LLP as For For Management the Domestic Auditor and Ernst & Young as the International Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration 8 Approve Provision of Guarantees For Against Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares 11 Amend Articles of Association and For For Management Related Transactions 12 Approve Issuance of Debt Financing For For Management Instruments and Related Transactions 13 Approve Issuance of Corporate Bonds For For Management and Related Transactions 14 Elect Feng Rongli as Director and For For Shareholder Authorize the Chairman of the Board or Any Executive Director to Enter Into Service Contract with Her -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Estimated For Against Management Guarantees of the Company for 2019 2 Approve Update of the Mandate of the For For Management Issue of Debt Financing Instruments -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For Against Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve Updated Mandate of the Issue For For Management of Debt Financing Instruments 4 Approve Estimated Guarantees of the For Against Management Company 5 Approve 2019 Work Report of the Board For For Management of Directors 6 Approve 2019 Work Report of the For For Management Supervisory Committee 7 Approve 2019 Work Report of For For Management Independent Non-Executive Directors 8 Approve 2019 Final Financial Accounts For For Management Report 9 Approve 2019 Annual Report and Its For For Management Summary 10 Approve 2020 Financial Budget For Against Management 11 Approve 2019 Profit Distribution Plan For For Management 12 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor 13 Approve Remuneration of Directors For For Management 14 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 15.1 Elect Li Guanpeng as Director For For Management 15.2 Elect Song Dexing as Director For Against Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For Against Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings 7 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SINOTRUK (HONG KONG) LIMITED Ticker: 3808 Security ID: Y8014Z102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Liu Wei as Director For For Management 3B Elect Richard von Braunschweig as For For Management Director 3C Elect Liu Zhengtao as Director For For Management 3D Elect Qu Hongkun as Director For For Management 3E Elect Yang Weicheng as Director For For Management 3F Elect Liang Qing as Director For For Management 3G Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as None None Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SK HOLDINGS CO., LTD. Ticker: 034730 Security ID: Y8T642129 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Dong-hyun as Inside Director For For Management 3.2 Elect Park Sung-ha as Inside Director For For Management 3.3 Elect Jang Yong-suk as Outside Director For Against Management 4 Elect Jang Yong-suk as a Member of For For Management Audit Committee 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SK HYNIX, INC. Ticker: 000660 Security ID: Y8085F100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Seok-hee as Inside Director For For Management 4 Elect Park Jung-ho as Non-Independent For For Management Non-Executive Director 5.1 Elect Shin Chang-hwan as Outside For For Management Director 5.2 Elect Han Ae-ra as Outside Director For For Management 6.1 Elect Ha Young-gu as a Member of Audit For For Management Committee 6.2 Elect Shin Chang-hwan as a Member of For For Management Audit Committee 6.3 Elect Han Ae-ra as a Member of Audit For For Management Committee 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 8 Approve Stock Option Grants For For Management 9 Approve Stock Option Grants For For Management 10 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SK INNOVATION CO., LTD. Ticker: 096770 Security ID: Y8063L103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jun as Inside Director For For Management 3.2 Elect Yu Jeong-jun as Non-Independent For For Management Non-Executive Director 3.3 Elect Kim Jong-hoon as Outside Director For For Management 4 Elect Kim Jong-hoon as a Member of For For Management Audit Committee 5 Approve Terms of Retirement Pay For For Management 6 Approve Stock Option Grants For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK TELECOM CO., LTD. Ticker: 017670 Security ID: Y4935N104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Approve Stock Option Grants For For Management 3.2 Approve Stock Option Grants For For Management 4.1 Elect Park Jung-ho as Inside Director For For Management 4.2 Elect Cho Dae-sik as Non-Independent For For Management Non-Executive Director 4.3 Elect Kim Yong-hak as Outside Director For For Management 4.4 Elect Kim Jun-mo as Outside Director For For Management 4.5 Elect Ahn Jeong-ho as Outside Director For For Management 5.1 Elect Kim Yong-hak as a Member of For For Management Audit Committee 5.2 Elect Ahn Jeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SM INVESTMENTS CORP. Ticker: SM Security ID: Y80676102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of Previous Annual For For Management Stockholders' Meeting 2 Approve 2019 Annual Report For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management 4.1 Elect Teresita T. Sy as Director For For Management 4.2 Elect Henry T. Sy, Jr. as Director For For Management 4.3 Elect Harley T. Sy as Director For For Management 4.4 Elect Jose T. Sio as Director For Withhold Management 4.5 Elect Frederic C. DyBuncio as Director For For Management 4.6 Elect Tomasa H. Lipana as Director For Withhold Management 4.7 Elect Alfredo E. Pascual as Director For Withhold Management 4.8 Elect Robert G. Vergara as Director For For Management 5 Elect SyCip Gorres Velayo & Co. as For Against Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SM PRIME HOLDINGS, INC. Ticker: SMPH Security ID: Y8076N112 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on April 23, 2019 2 Approve 2019 Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and the Management from the Date of the Last Annual Stockholders' Meeting up to the Date of this Meeting 4.1 Elect Henry T. Sy, Jr. as Director For For Management 4.2 Elect Hans T. Sy as Director For For Management 4.3 Elect Herbert T. Sy as Director For For Management 4.4 Elect Jeffrey C. Lim as Director For For Management 4.5 Elect Jorge T. Mendiola as Director For For Management 4.6 Elect Jose L. Cuisia, Jr. as Director For For Management 4.7 Elect Gregorio U. Kilayko as Director For For Management 4.8 Elect Joselito H. Sibayan as Director For For Management 5 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SOHO CHINA LTD. Ticker: 410 Security ID: G82600100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Pan Shiyi as Director For For Management 3 Elect Xiong Ming Hua as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD. Ticker: 300144 Security ID: Y30421104 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Qiaoling as For For Management Non-Independent Director 1.2 Elect Huang Qiaolong as For For Management Non-Independent Director 1.3 Elect Zhang Xian as Non-Independent For For Management Director 1.4 Elect Zhang Jiankun as Non-Independent For For Management Director 1.5 Elect Huang Hongming as For For Management Non-Independent Director 1.6 Elect Shang Lingxia as Non-Independent For For Management Director 2.1 Elect Lan Ke as Independent Director For For Management 2.2 Elect Liu Shuzhe as Independent For For Management Director 2.3 Elect Yu Qinyi as Independent Director For For Management 3.1 Elect Zhu Hualu as Supervisor For For Management 3.2 Elect Xu Jie as Supervisor For For Management -------------------------------------------------------------------------------- SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD. Ticker: 300144 Security ID: Y30421104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For Against Management Transactions 7 Approve Proprietary Investment Scale For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Implementing Rules for For For Management Cumulative Voting System 11 Elect Liu Fan as Director For For Management 12.1 Approve Issue Scale For For Management 12.2 Approve Placing Arrangements for For For Management Shareholders 12.3 Approve Bond Maturity For For Management 12.4 Approve Bond Interest Rate and For For Management Determination Method 12.5 Approve Use of Proceeds For For Management 12.6 Approve Listing Exchange For For Management 12.7 Approve Guarantee Matters For For Management 12.8 Approve Resolution Validity Period For For Management 12.9 Approve Authorization Matters For For Management 12.10 Approve Safeguard Measures for Debt For For Management Repayment -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Approve Issuance Scale For For Management 2.2 Approve Bond Maturity For For Management 3 Approve to Change the Company's For For Management Subordinated Bonds Issuance Method and Target Subscribers 4 Elect Chen Zhongyang as Independent For For Management Director -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration and Assessment For Against Management Management Method of Directors and Supervisors 2 Approve Company's Eligibility for For For Management Issuance of Shares 3.1 Approve Type and Par Value For For Management 3.2 Approve Issuance Method and Issuance For For Management Time 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Issue Size For For Management 3.5 Approve Issue Price and Pricing For For Management Principles 3.6 Approve Lock-up Period Arrangements For For Management 3.7 Approve Amount and Use of Proceeds For For Management 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Listing Exchange For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Company's Plan for Issuance of For For Management Shares 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7.1 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Yufu Asset Management Group Co., Ltd. 7.2 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Urban Construction Investment (Group) Co., Ltd. 7.3 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Real Estate Group Co., Ltd. 7.4 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Development Investment Co., Ltd. 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Related-party Transactions in For For Management Connection to Issuance of Shares 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Shares 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Appointment of Internal For For Management Control Auditor 3 Approve Adjustment of Remuneration of For For Management External Directors 4 Approve Adjustment of Remuneration of For For Management External Supervisors -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Charitable Donations For For Management -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Proprietary Investment Scale For For Management 7.1 Approve Related Party Transactions For For Management with Various Companies 7.2 Approve Related Party Transactions For For Management with Chongqing Jiangbeizui Central Business District Investment Group Co. , Ltd. 7.3 Approve Related Party Transactions For For Management with China Jianyin Investment 7.4 Approve Related Party Transactions For For Management with Chongqing City Construction Investment (Group) Co., Ltd. 7.5 Approve Related Party Transactions For For Management with Chongqing Expressway Group Company Ltd. 7.6 Approve Related Party Transactions For For Management with Other Related Party not mentioned above 8.1 Elect Liao Qingxuan as Non-Independent For For Shareholder Director 8.2 Elect Wu Jian as Non-Independent For For Shareholder Director 8.3 Elect Zhang Chunyong as For For Shareholder Non-Independent Director 8.4 Elect Peng Zuofu as Non-Independent For For Shareholder Director 8.5 Elect Zhang Gang as Non-Independent For For Shareholder Director 8.6 Elect Wan Shubin as Non-Independent For For Shareholder Director 8.7 Elect Zhao Rubing as Independent For For Shareholder Director 8.8 Elect Luo Wei as Independent Director For For Shareholder 8.9 Elect Fu Daqing as Independent Director For For Shareholder 9.1 Elect Ni Yuemin as Supervisor For For Shareholder 9.2 Elect Xu Ping as Supervisor For For Shareholder -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Elect Lwazi Koyana as Director For For Management 3.1 Re-elect Harish Mehta as Director For For Management 3.2 Re-elect Phumla Mnganga as Director For For Management 3.3 Re-elect Andrew Waller as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Sharalene Randelhoff as the Designated Individual Audit Partner 5.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 5.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 5.3 Elect Andrew Waller as Chairman of the For For Management Audit Committee 6 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Approve Financial Assistance to For For Management Related or Inter-related Companies 11 Approve Non-executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement for For For Management Related-party Transactions 2 Approve Draft and Summary of the For For Management Employee Share Purchase Plan 3 Approve Management System of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Size For For Management 2.2 Approve Target Subscribers and Issue For For Management Manner 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Bond Interest Rate For For Management 2.5 Approve Guarantee Method For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Use of Proceeds For For Management 2.8 Approve Special Account for Raised For For Management Funds 2.9 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 2.10 Approve Underwriting Manner and Listing For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve External Guarantee Provision For For Management Plan 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve General Authorization on For For Management Issuance of Overseas Debt Financing Instruments 12.1 Elect Wang Zhenghua as Non-Independent For For Shareholder Director 12.2 Elect Zhang Xiuzhi as Non-Independent For For Shareholder Director 12.3 Elect Wang Yu as Non-Independent For For Shareholder Director 12.4 Elect Wang Zhijie as Non-Independent For For Shareholder Director 12.5 Elect Yang Suying as Non-Independent For For Shareholder Director 13.1 Elect Qian Shizheng as Independent For For Management Director 13.2 Elect Chen Naiwei as Independent For For Management Director 13.3 Elect Jin Ming as Independent Director For For Management 14.1 Elect Xu Guoping as Supervisor For For Management 14.2 Elect Tang Fang as Supervisor For For Management -------------------------------------------------------------------------------- SSY GROUP LIMITED Ticker: 2005 Security ID: G8406X103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Wang Xianjun as Director For For Management 2B Elect Su Xuejun as Director For For Management 2C Elect Chow Kwok Wai as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- STANDARD BANK GROUP LTD. Ticker: SBK Security ID: S80605140 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Maureen Erasmus as Director For For Management 1.2 Re-elect Trix Kennealy as Director For For Management 1.3 Re-elect Nomgando Matyumza as Director For For Management 1.4 Re-elect Jacko Maree as Director For Against Management 1.5 Re-elect John Vice as Director For For Management 1.6 Elect Priscillah Mabelane as Director For For Management 1.7 Elect Nonkululeko Nyembezi as Director For For Management 2.1 Reappoint KPMG Inc as Auditors and For For Management Appoint Heather Berrange as Designated Registered Audit Partner 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors and Appoint John Bennett as Designated Registered Audit Partner 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Place Authorised but Unissued For For Management Non-redeemable Preference Shares under Control of Directors 5.1 Approve Remuneration Policy For For Management 5.2 Approve Implementation Report For For Management 6.1 Approve Fees of the Chairman For For Management 6.2 Approve Fees of the Directors For For Management 6.3 Approve Fees of the International For For Management Directors 6.4.1 Approve Fees of the Audit Committee For For Management Chairman 6.4.2 Approve Fees of the Audit Committee For For Management Member 6.5.1 Approve Fees of the Directors' Affairs For For Management Committee Chairman 6.5.2 Approve Fees of the Directors' Affairs For For Management Committee Member 6.6.1 Approve Fees of the Remuneration For For Management Committee Chairman 6.6.2 Approve Fees of the Remuneration For For Management Committee Member 6.7.1 Approve Fees of the Risk and Capital For For Management Management Committee Chairman 6.7.2 Approve Fees of the Risk and Capital For For Management Management Committee Member 6.8.1 Approve Fees of the Social & Ethics For For Management Committee Chairman 6.8.2 Approve Fees of the Social & Ethics For For Management Committee Member 6.9.1 Approve Fees of the Technology and For For Management Information Committee Chairman 6.9.2 Approve Fees of the Technology and For For Management Information Committee Member 6.10 Approve Fees of the Ad Hoc Committee For For Management Members 7 Authorise Repurchase of Issued For For Management Ordinary Share Capital 8 Authorise Repurchase of Issued For For Management Preference Share Capital 9 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- STANDARD FOODS CORP. Ticker: 1227 Security ID: Y8151Z105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- STATE BANK OF INDIA Ticker: 500112 Security ID: Y8155P103 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ganesh Ganapati Natarajan as For For Management Director 1.2 Elect Ketan Shivji Vikamsey as Director For For Management 1.3 Elect B. Venugopal as Director For Against Management 1.4 Elect Mrugank Madhukar Paranjape as For For Management Director 1.5 Elect Vinod Kumar as Director For For Management -------------------------------------------------------------------------------- SUN ART RETAIL GROUP LIMITED Ticker: 6808 Security ID: Y8184B109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Agreements, Revised For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- SUN ART RETAIL GROUP LIMITED Ticker: 6808 Security ID: Y8184B109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Huang Ming-Tuan as Director For For Management 3b Elect Xavier, Marie, Alain Delom de For For Management Mezerac as Director 3c Elect Benoit, Claude, Francois, Marie, For For Management Joseph Leclercq as as Director 3d Elect Isabelle, Claudine, Francoise For For Management Blonde ep. Bouvier as Director 3e Elect He Yi as Director For For Management 3f Elect Dieter Yih as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUN PHARMACEUTICAL INDUSTRIES LTD. Ticker: 524715 Security ID: Y8523Y158 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Standalone Financial Statements For For Management and Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sailesh T. Desai as Director For For Management 4 Reelect Kalyanasundaram Subramanian as For For Management Director 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Commissions Paid to For Against Management Non-Executive Directors 7 Approve Remuneration to For For Management Kalyanasundaram Subramanian as Whole-Time Director -------------------------------------------------------------------------------- SUNAC CHINA HOLDINGS LTD. Ticker: 1918 Security ID: G8569A106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Sun Hongbin as Director For For Management 3A2 Elect Wang Mengde as Director For For Management 3A3 Elect Jing Hong as Director For For Management 3A4 Elect Shang Yu as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Adjustment on Usage of Raised For For Management Funds 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Guarantee Provision For For Management 3 Approve Financial Assistance Provision For Against Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jindong as Non-Independent For For Management Director 1.2 Elect Sun Weimin as Non-Independent For For Management Director 1.3 Elect Ren Jun as Non-Independent For For Management Director 1.4 Elect Meng Xiangsheng as For For Management Non-Independent Director 1.5 Elect Xu Hong as Non-Independent For For Management Director 1.6 Elect Yang Guang as Non-Independent For For Management Director 2.1 Elect Liu Shiping as Independent For For Management Director 2.2 Elect Fang Xianming as Independent For For Management Director 2.3 Elect Chen Zhenyu as Independent For For Management Director 3.1 Elect Wang Xiaoling as Supervisor For For Management 3.2 Elect Li Jianying as Supervisor For For Management 4 Approve Establishment of Special For For Management Committee under the Board of Directors 5 Approve Change in the Use of Proceeds For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED Ticker: 2382 Security ID: G8586D109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ye Liaoning as Director For For Management 3b Elect Wang Wenjie as Director For For Management 3c Elect Wang Wenjian as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management External Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Governing Body of Incentive For Against Management Plan 1.2 Approve Determination Basis and Scope For Against Management of Incentive Objects 1.3 Approve Source, Scale and Proportion For Against Management 1.4 Approve Validity Period, Grant Date, For Against Management Restricted Sale Period, Lifting of Restriction Arrangement and Lock-up Period 1.5 Approve Method for Determining the For Against Management Price and the Price of the Grant 1.6 Approve Grant Conditions and For Against Management Conditions for Lifting Restrictions 1.7 Approve Adjustment Methods and For Against Management Procedures for this Incentive Plan 1.8 Approve Accounting Treatment For Against Management 1.9 Approve Implementation, Grant and For Against Management Unlock Procedures 1.10 Approve Rights and Obligations of the For Against Management Company and the Incentive Object 1.11 Approve How to Implement When There For Against Management Are Changes for the Company and Incentive Objects 1.12 Approve Conditions to Change or For Against Management Terminate the Incentive Plan & Other Matters 1.13 Approve Principle of Repurchase For Against Management Cancellation 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Foreign Exchange Forward For For Management Transactions 4 Approve Use of Idle Raised Funds to For Against Management Invest in Structure Deposits 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Term and Type For For Management 2.5 Approve Interest Rate and For For Management Determination Method 2.6 Approve Repayment Method For For Management 2.7 Approve Issue Manner and Target Parties For For Management 2.8 Approve Report on the Deposit and For For Management Usage of Raised Funds 2.9 Approve Placement Arrangement to For For Management Shareholders 2.10 Approve Listing Location For For Management 2.11 Approve Guarantee Arrangement For For Management 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Redemption Terms and Resale For For Management Terms 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2 Approve Wholly-owned Subsidiary For For Management Provision of Counter Guarantee to Corporate Bonds of the Company -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Elect Zhang Jianjun as Independent For For Management Director 10 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board on Issuance of Convertible Bonds -------------------------------------------------------------------------------- SURGUTNEFTEGAS PJSC Ticker: SNGS Security ID: X8799U105 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Directors For Against Management 5 Approve Remuneration of Members of For Against Management Audit Commission 6.1 Elect Aleksandr Agarev as Director None Against Management 6.2 Elect Vladimir Bogdanov as Director None Against Management 6.3 Elect Aleksandr Bulanov as Director None Against Management 6.4 Elect Ivan Dinichenko as Director None Against Management 6.5 Elect Valerii Egorov as Director None For Management 6.6 Elect Vladimir Erokhin as Director None Against Management 6.7 Elect Vladislav Konovalov as Director None Against Management 6.8 Elect Viktor Krivosheev as Director None Against Management 6.9 Elect Nikolai Matveev as Director None Against Management 6.10 Elect Georgii Mukhamadeev as Director None For Management 6.11 Elect Ildus Usmanov as Director None Against Management 6.12 Elect Viktor Chashchin as Director None Against Management 7.1 Elect Valentina Musikhina as Member of For For Management Audit Commission 7.2 Elect Tamara Oleinik as Member of For For Management Audit Commission 7.3 Elect Liudmila Prishchepova as Member For For Management of Audit Commission 8 Ratify Auditor For For Management -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 25 For Against Management 2 Consolidate Bylaws For Against Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect David Feffer as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Thomaz Lobo Sonder as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Feffer as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Paula Pessoa as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Priscila Rodini Vansetti Machado as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Nildemar Secches as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Kede de Freitas Lima as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Calvo Galindo as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Rogerio Caffarelli as Independent Director 8 Approve Remuneration of Company's For For Management Management and Fiscal Council 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 10.1 Elect Luiz Augusto Marques Paes as For Abstain Management Fiscal Council Member and Roberto Figueiredo Mello as Alternate 10.2 Elect Rubens Barletta as Fiscal For Abstain Management Council Member and Luiz Gonzaga Ramos Schubert as Alternate 11 Elect Eraldo Soares Pecanha as Fiscal None For Shareholder Council Member and Kurt Janos Toth as Alternate Appointed by Minority Shareholder 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 13 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 14 Fix Number of Directors at Ten For For Management 15 Elect Helio Lima Magalhaes as Director None For Shareholder Appointed by Minority Shareholder -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Suzano For For Management Participacoes do Brasil Ltda. 2 Ratify PricewaterhouseCoopers For For Management Auditores Independentes as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Suzano For For Management Participacoes do Brasil Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Usage and Amount of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Revised Plan for Private For For Management Placement of Shares 4 Approve Revised Feasibility Analysis For For Management Report on the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures and Commitments to be Taken 7 Approve Authorization of the Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Handle Business Registration -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Asset Purchase For For Management Agreement and Its Supplementary Agreement 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplementary Agreement to For For Management Asset Transfer Agreement 2 Approve to Adjust the Company's For For Management Business Scope and Amend Articles of Association 3 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 4.1 Approve Type and Par Value For For Shareholder 4.2 Approve Issue Manner and Issue Time For For Shareholder 4.3 Approve Target Subscribers and For For Shareholder Subscription Method 4.4 Approve Issue Price and Basis of For For Shareholder Pricing 4.5 Approve Issue Amount For For Shareholder 4.6 Approve Lock-Up Period For For Shareholder 4.7 Approve Listing Exchange For For Shareholder 4.8 Approve Amount and Use of Proceeds For For Shareholder 4.9 Approve Distribution Arrangement of For For Shareholder Cumulative Earnings 4.10 Approve Resolution Validity Period For For Shareholder 5 Approve Private Placement of Shares For For Shareholder -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For Against Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Bank and Financial Credit For For Management Line Application 11.1 Approve Guarantee for Dragon For For Management Electronix Holdings,Inc. and its Controlled Subsidiaries 11.2 Approve Guarantee for Multek Group For For Management (Hong Kong) Ltd. and its Controlled Subsidiaries 11.3 Approve Guarantee for Hongkong For For Management Dongshan Precision Union Photoelectric Co., Ltd. 11.4 Approve Guarantee for Yancheng For For Management Dongshan Precision Manufacturing Co., Ltd. 11.5 Approve Guarantee for Suzhou For For Management Yongchuang Metal Technology Co., Ltd. 11.6 Approve Guarantee for Mudong For For Management Optoelectronics Technology Co., Ltd. 11.7 Approve Guarantee for Dongguan For For Management Dongshan Precision Manufacturing Co., Ltd. 11.8 Approve Guarantee for Suzhou Aifu For For Management Electronic Communication Co., Ltd. 11.9 Approve Guarantee for Yancheng For For Management Dongshan Communication Technology Co., Ltd. 11.10 Approve Guarantee for Suzhou Chenggan For For Management Precision Manufacturing Co., Ltd. 11.11 Approve Guarantee for Suzhou TOPRUN For For Management Electric Equipment Co., Ltd. 11.12 Approve Guarantee for Suzhou Legate For For Management Intelligent Equipment Co., Ltd. 11.13 Approve Guarantee for Shanghai Fushan For For Management Precision Manufacturing Co., Ltd. 11.14 Approve Guarantee for Suzhou Dongbo For For Management Precision Manufacturing Co., Ltd. 12 Approve (Second) Signing of For For Management Supplementary Agreement with the Management Team of Suzhou Aifu Electronic Communication Co., Ltd. 13 Approve Report on the Usage of For For Management Previously Raised Funds 14.1 Elect Yuan Yonggang as Non-Independent For For Shareholder Director 14.2 Elect Yuan Yongfeng as Non-Independent For For Shareholder Director 14.3 Elect Zhao Xiutian as Non-Independent For For Shareholder Director 14.4 Elect Dan Jianbin as Non-Independent For For Shareholder Director 14.5 Elect Mao Xiaoyan as Non-Independent For For Shareholder Director 14.6 Elect Wang Xu as Non-Independent For For Shareholder Director 15.1 Elect Wang Zhangzhong as Independent For For Shareholder Director 15.2 Elect Song Liguo as Independent For For Shareholder Director 15.3 Elect Lin Shu as Independent Director For For Shareholder 16 Elect Ma Liqiang as Supervisor For For Shareholder 17 Amend Articles of Association For For Shareholder 18 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 19 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD. Ticker: 002081 Security ID: Y8315V107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Provision of Guarantee for For Against Management Subsidiaries within the Scope of Consolidated Statements 8 Approve Provision of Guarantee for For For Management Business Undertake of Subsidiary 9 Approve Provision of Guarantee for For For Management Loan of Singapore Gold Mantis Pte. Ltd. 10 Approve Bill Pool Business For Against Management 11 Approve Accounts Receivable Factoring For For Management Business 12 Approve Financial Asset Transfer and For For Management Repurchase Business 13 Approve Use of Own Funds to Purchase For Against Management Financial and Trust Products 14 Approve to Appoint Financial Auditor For For Management 15 Elect Zhang Xinhong as Non-Independent For For Shareholder Director 16 Approve Repurchase and Cancellation of For For Management Performance Shares 17 Approve Change of Registered Capital For For Management and Amend Articles of Association 18 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- SYNNEX TECHNOLOGY INTERNATIONAL CORP. Ticker: 2347 Security ID: Y8344J109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TAISHIN FINANCIAL HOLDINGS CO., LTD. Ticker: 2887 Security ID: Y84086100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN BUSINESS BANK Ticker: 2834 Security ID: Y8414R106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting -------------------------------------------------------------------------------- TAIWAN CEMENT CORP. Ticker: 1101 Security ID: Y8415D106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN COOPERATIVE FINANCIAL HOLDING CO., LTD. Ticker: 5880 Security ID: Y8374C107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures for For For Management Election of Directors 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 7.1 Elect LIN, HSUAN-CHU, with ID No. For For Shareholder E122270XXX, as Independent Director 7.2 Elect SHAY, ARTHUR, with ID No. For For Shareholder A122644XXX, as Independent Director 7.3 Elect CHANG, MIN-CHU, with ID No. For For Shareholder Q220504XXX, as Independent Director 7.4 Elect LIN, HAN-CHI, with ID No. For For Shareholder M100767XXX, as Independent Director 7.5 Elect CHEN, TZU-CHUN, with Shareholder None Against Shareholder No. 1144044, as Independent Director 7.6 Elect Non-Independent Director No. 1 None Against Shareholder 7.7 Elect Non-Independent Director No. 2 None Against Shareholder 7.8 Elect Non-Independent Director No. 3 None Against Shareholder 7.9 Elect Non-Independent Director No. 4 None Against Shareholder 7.10 Elect Non-Independent Director No. 5 None Against Shareholder 7.11 Elect Non-Independent Director No. 6 None Against Shareholder 7.12 Elect Non-Independent Director No. 7 None Against Shareholder 7.13 Elect Non-Independent Director No. 8 None Against Shareholder 7.14 Elect Non-Independent Director No. 9 None Against Shareholder 7.15 Elect Non-Independent Director No. 10 None Against Shareholder 7.16 Elect Non-Independent Director No. 11 None Against Shareholder 8 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIWAN HIGH SPEED RAIL CORP. Ticker: 2633 Security ID: Y8421F103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6.1 Elect Yao-Chung Chiang, a For For Management Representative of CHINA AVIATION DEVELOPMENT FOUNDATION with Shareholder No. 51400, as Non-Independent Director 6.2 Elect Kwo-Tsai Wang, a Representative For Against Management of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director 6.3 Elect Min-Ching Liu, a Representative For Against Management of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director 6.4 Elect Lee-Ching Ko, a Representative For Against Management of CHINA AVIATION DEVELOPMENT FOUNDATION with Shareholder No. 51400, as Non-Independent Director 6.5 Elect Chao-Tung Wong, a Representative For Against Management of CHINA STEEL CORPORATION with Shareholder No. 43831, as Non-Independent Director 6.6 Elect Chao-Yih Chen, a Representative For Against Management of Taiwan Sugar Corporation with Shareholder No. 5762, as Non-Independent Director 6.7 Elect Shien-Quey Kao, a Representative For Against Management of Management Committee of National Development Fund Executive Yuan with Shareholder No. 38578, as Non-Independent Director 6.8 Elect Mao-Hsiung Huang, a For Against Management Representative of TECO Electric and Machinery Co Ltd with Shareholder No. 11, as Non-Independent Director 6.9 Elect Kuo-Chih Liu, a Representative For Against Management of Taipei Fubon Commercial Bank Co Ltd with Shareholder No. 6, as Non-Independent Director 6.10 Elect Kenneth Huang-Chuan Chiu with ID For For Management No. E100588XXX as Independent Director 6.11 Elect Pai-Ta Shih with ID No. For For Management U120155XXX as Independent Director 6.12 Elect Yung-Cheng (Rex) Lai with ID No. For For Management M121529XXX as Independent Director 6.13 Elect Duei Tsai with ID No. L100933XXX For For Management as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Director Yao Chung Chiang, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION 8 Approve Release of Restrictions of For Against Management Competitive Activities of Director Kwo-Tsai Wang, a Representative of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS 9 Approve Release of Restrictions of For Against Management Competitive Activities of Director Lee-Ching Ko, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION 10 Approve Release of Restrictions of For Against Management Competitive Activities of Director Chao-Tung Wong, a Representative of CHINA STEEL CORPORATION 11 Approve Release of Restrictions of For Against Management Competitive Activities of Director Chao-Yih Chen, a Representative of Taiwan Sugar Corporation 12 Approve Release of Restrictions of For Against Management Competitive Activities of Director Mao-Hsiung Huang, a Representative of TECO Electric and Machinery Co Ltd 13 Approve Release of Restrictions of For Against Management Competitive Activities of Director Kuo-Chih Liu, a Representative of Taipei Fubon Commercial Bank Co Ltd 14 Approve Release of Restrictions of For For Management Competitive Activities of Director Independent Director Kenneth Huang-Chuan Chiu 15 Approve Release of Restrictions of For For Management Competitive Activities of Director Independent Director Pai-Ta Shih 16 Approve Release of Restrictions of For For Management Competitive Activities of Director Independent Director Duei Tsai -------------------------------------------------------------------------------- TAIWAN MOBILE CO., LTD. Ticker: 3045 Security ID: Y84153215 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Return Out of Capital For For Management Surplus 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors 7.1 Elect Daniel M. Tsai, a Representative For For Management of Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director 7.2 Elect Richard M. Tsai, a For For Management Representative of Fu Chi Investment Co. , Ltd., with Shareholder No. 515, as Non-Independent Director 7.3 Elect Chris Tsai, a Representative of For For Management Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director 7.4 Elect Jamie Lin, a Representative of For For Management TCC Investment Co., Ltd., with Shareholder No. 172939, as Non-Independent Director 7.5 Elect Hsueh Jen Sung, with ID No. For For Management R102960XXX, as Independent Director 7.6 Elect Char Dir Chung, with ID No. For For Management B120667XXX, as Independent Director 7.7 Elect Hsi Peng Lu, with ID No. For For Management A120604XXX, as Independent Director 7.8 Elect Tong Hai Tan, with ID No. For For Management K04393XXX, as Independent Director 7.9 Elect Drina Yue, with ID No. For For Management KJ0570XXX, as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Daniel M. Tsai 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Richard M. Tsai 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Hsueh Jen Sung 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Hsi Peng Lu 12 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Tong Hai Tan 13 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Chris Tsai 14 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Jamie Lin -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TASLY PHARMACEUTICAL GROUP CO., LTD. Ticker: 600535 Security ID: Y8T28F109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee For Against Management 7 Approve Credit Line Bank Application For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Issuance of Super Short-term For For Management Commercial Papers 10 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- TATA CONSULTANCY SERVICES LIMITED Ticker: 532540 Security ID: Y85279100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Aarthi Subramanian as Director For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740267 Meeting Date: JUL 30, 2019 Meeting Type: Court Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740267 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect N Chandrasekaran as Director For For Management 4 Elect Vedika Bhandarkar as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740267 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Ordinary Shares For For Management and Warrants to Tata Sons Private Limited on Preferential Basis -------------------------------------------------------------------------------- TATA POWER CO., LTD. Ticker: 500400 Security ID: Y85481169 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- TATA STEEL LTD. Ticker: 500470 Security ID: Y8547N139 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividends For For Management 4 Reelect Koushik Chatterjee as Director For For Management 5 Elect Vijay Kumar Sharma as Director For For Management 6 Reelect Mallika Srinivasan as Director For For Management 7 Reelect O. P. Bhatt as Director For For Management 8 Approve Appointment and Remuneration For For Management of T. V. Narendran as Chief Executive Officer and Managing Director 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Fanil Agliullin as Director None Against Management 4.2 Elect Radik Gaizatullin as Director None Against Management 4.3 Elect Laszlo Gerecs as Director None For Management 4.4 Elect Larisa Glukhova as Director None Against Management 4.5 Elect Iurii Levin as Director None For Management 4.6 Elect Nail Maganov as Director None Against Management 4.7 Elect Rafail Nurmukhametov as Director None Against Management 4.8 Elect Rinat Sabirov as Director None Against Management 4.9 Elect Valerii Sorokin as Director None Against Management 4.10 Elect Nurislam Siubaev as Director None Against Management 4.11 Elect Shafagat Takhautdinov as Director None Against Management 4.12 Elect Rustam Khalimov as Director None Against Management 4.13 Elect Rais Khisamov as Director None Against Management 4.14 Elect Rene Steiner as Director None Against Management 5.1 Elect Kseniia Borzunova as Member of For For Management Audit Commission 5.2 Elect Azat Galeev as Member of Audit For For Management Commission 5.3 Elect Guzel Gilfanova as Member of For For Management Audit Commission 5.4 Elect Salavat Zaliaev as Member of For For Management Audit Commission 5.5 Elect Venera Kuzmina as Member of For For Management Audit Commission 5.6 Elect Liliia Rakhimzianova as Member For For Management of Audit Commission 5.7 Elect Nazilia Farkhutdinova as Member For For Management of Audit Commission 5.8 Elect Ravil Sharifullin as Member of For For Management Audit Commission 6 Ratify PricewaterhouseCoopers as For For Management Auditor -------------------------------------------------------------------------------- TATUNG CO. Ticker: 2371 Security ID: Y8548J103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution (Recognize For For Management Legal Reserve and Special Reserve) 3 Amend Articles of Association Against Against Management 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Rules and Procedures Regarding Against For Management Shareholder's General Meeting 8 Approve to Formulate Tatung's Code of For Against Management Conduct Regarding National Security and Government Information Security for the Major Shareholders and Directors 9 Approve that the Board of Directors For Against Management shall Submit the Shareholders Roster to the Related Competent Authorities for the Examination if the Shareholder's Capital Resource is Involved in the Mainland China Capital 10 Approve the Confirmation of Resolution For For Management to the Case of Long-term Fund-raising Adopted by 2017 Shareholders' Meeting Which Shall be Approved and Executed by Tatung's Board of Directors Accordingly 11.1 Elect Wen-yen K. Lin For Against Management (LIN,GUO-WEN-YAN), with SHAREHOLDER NO. 16254 and ID No. A20031**** as Non-Independent Director 11.2 Elect Wen-chieh Peng (PENG,WEN-JIE), For For Management with SHAREHOLDER NO.675143 and ID No. Q12095**** as Non-Independent Director 11.3 Elect Peng-fei Su, with ID No. For For Management S12133**** (S121332XXX) as Non-Independent Director 11.4 Elect Shou-huang Chen, with ID No. For For Management N10223**** (N102238XXX) as Non-Independent Director 11.5 Elect Sheng-wen Tsai (CAI,SHENG-WEN), For For Management with ID No. Q12144**** (Q121440XXX) as Non-Independent Director 11.6 Elect I-hua Chang (ZHANG,YI-HUA), a For For Management Representative of Tatung University with SHAREHOLDER NO.1 and Administration No. 03701202, as Non-Independent Director 11.7 Elect Tzong-der Liou (LIU,ZONG-DE), For For Management with ID No. C10003**** (C100036XXX) as Independent Director 11.8 Elect In-sheng Hsieh (XIE,YING-SHENG), For For Management with ID No. A12264**** (A122644XXX) as Independent Director 11.9 Elect Ching-chuan Lo (LUO,QING-QUAN), For For Management with ID No. M12108**** (M121083XXX) as Independent Director 11.10 Elect Wen-Yuan Lin, a Representative Against Against Management of JINGDIAN INVESTMENT CO., LTD., with SHAREHOLDER NO.853477 and Administration No. 12929833, as Non-Independent Director 11.11 Elect Guan-Xiang Wang Against Against Management (WANG,GUANG-XIANG), with ID No. T10282**** (T102827XXX) as Non-Independent Director 11.12 Elect Wu Xin, a Representative of Against Against Management JINGDIAN INVESTMENT CO., LTD. with SHAREHOLDER NO.853477 and Administration No. 12929833, as Non-Independent Director 11.13 Elect Xia-Zhen Yeh (YE,XIAO-ZHEN), a Against Against Management Representative of Bei-Ji Investment Co. ,Ltd. with SHAREHOLDER NO.861860 and Administration No. 27981104, as Non-Independent Director 11.14 Elect Jiang-Huei Huang Against Against Management (HUANG,JIAN-HUI), with ID No. P12192**** (P121924XXX) as Non-Independent Director 11.15 Elect Yi-Yi Liu, with ID No. Against Against Management F12225**** (F122255XXX) as Non-Independent Director 11.16 Elect Hong-Xin Lin, with ID No. Against Against Management V12013**** (V120130XXX) as Non-Independent Director 11.17 Elect Kuo-Chang Huang Against Against Management (HUANG,GUO-CHANG), with ID No. F12437**** (F124372XXX) as Independent Director 11.18 Elect Huei-Min Lu (LU,HUI-MIN), with Against Against Management ID No. S10087**** (S100876XXX) as Independent Director 11.19 Elect Sheng-Chen Lee (LI,SHENG-CHEN), Against Against Management with ID No. P12194**** (P121941XXX) as Independent Director 12 Approve Release of Restrictions of For Against Management Competitive Activities of Directors (Including Independent Directors) 13 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TAV HAVALIMANLARI HOLDING AS Ticker: TAVHL Security ID: M8782T109 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For For Management 8 Approve Remuneration Policy For For Management 9 Ratify Director Appointment For For Management 10 Ratify External Auditors For For Management 11 Approve Donation Policy and Upper For For Management Limit of Donations for 2020, Receive Information on Donations Made in 2019 12 Receive Information on Related Party None None Management Transactions 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- TCL CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Additional Daily Related-party For Against Management Transactions 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TCL CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Participation in Equity Investment Funds -------------------------------------------------------------------------------- TCL CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Security Abbreviation 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Daily Related Party For Against Management Transactions 9 Approve Guarantee Provision Plan For For Management 10 Approve Related Party Transaction in For Against Management Connection to Provision of Financial Services and Renewed Financial Services Agreement 11 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Notion that Company's Plan For For Management for Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Pricing Basis and Issue Price For For Management 2.4 Approve Payment Method For For Management 2.5 Approve Type, Par Value and Listing For For Management Location 2.6 Approve Target Subscribers and For For Management Subscription Method 2.7 Approve Pricing Reference Date and For For Management Issue Price 2.8 Approve Issue Size For For Management 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Type, Par Value and Listing For For Management Location after Conversion 2.11 Approve Target Subscribers and For For Management Subscription Manner 2.12 Approve Issuance Method For For Management 2.13 Approve Issue Number For For Management 2.14 Approve Conversion Price For For Management 2.15 Approve Source of Conversion Shares For For Management 2.16 Approve Bond Maturity For For Management 2.17 Approve Bond Interest Rates For For Management 2.18 Approve Conversion Price For For Management 2.19 Approve Lock-Up Period For For Management 2.20 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.21 Approve Principal and Interest Payments For For Management 2.22 Approve Conditional Mandatory For For Management Conversion Clause 2.23 Approve Conditional Resale Clause For For Management 2.24 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.25 Approve Terms for Upward Adjustment of For For Management Conversion Price 2.26 Approve Conditional Redemption Clause For For Management 2.27 Approve Guarantee and Rating For For Management 2.28 Approve Other Matters For For Management 2.29 Approve Acquisition by Cash Payment For For Management 2.30 Approve Resolution Validity Period For For Management 3.1 Approve Overview of Raising Supporting For For Management Funds 3.2 Approve Type, Par Value and Listing For For Management Location 3.3 Approve Target Subscribers For For Management 3.4 Approve Pricing Reference Date and For For Management Issue Price 3.5 Approve Issue Manner For For Management 3.6 Approve Issue Size For For Management 3.7 Approve Lock-Up Period Arrangement For For Management 3.8 Approve Type, Par Value and Listing For For Management Location after Conversion 3.9 Approve Target Subscriber For For Management 3.10 Approve Issuance Method For For Management 3.11 Approve Issue Number For For Management 3.12 Approve Conversion Price For For Management 3.13 Approve Source of Conversion Shares For For Management 3.14 Approve Bond Maturity For For Management 3.15 Approve Bond Interest Rates For For Management 3.16 Approve Conversion Period For For Management 3.17 Approve Lock-Up Period For For Management 3.18 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 3.19 Approve Principal and Interest Payments For For Management 3.20 Approve Conditional Mandatory For For Management Conversion Clause 3.21 Approve Conditional Resale Clause For For Management 3.22 Approve Terms for Downward Adjustment For For Management of Conversion Price 3.23 Approve Terms for Upward Adjustment of For For Management Conversion Price 3.24 Approve Conditional Redemption Clause For For Management 3.25 Approve Guarantee and Rating For For Management 3.26 Approve Other Matters For For Management 3.27 Approve Use of Proceeds For For Management 3.28 Approve Resolution Validity Period For For Management 4 Approve Draft and Summary of For For Management Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds as well as Raising Supporting Funds 5 Approve the Notion that the For For Management Transaction Does not Constitute as Major Asset Restructuring and Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Signing of Conditional For For Management Agreement for the Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds (1) 9 Approve Signing of Conditional For For Management Supplementary Agreement for the Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds 10 Approve Signing of Conditional Share For For Management Subscription Agreement and Convertible Corporate Bond Subscription Agreement 11 Approve Signing of Conditional For For Management Supplementary Agreement for the Share Subscription Agreement (1) and Convertible Corporate Bond Subscription Agreement (1) 12 Approve Introduction of Strategic For For Management Investors and Signing of Strategic Cooperation Agreement 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Authorization of Board and For For Management Board Authorized Persons to Handle All Related Matters 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Relevant Audit Report, Remarks For For Management Review Report and Evaluation Report 17 Approve Basis and Fairness of Pricing For For Management for This Transaction 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Extension of Resolution For For Management Validity Period in Connection to Issuance of Foreign USD Bonds -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect Xu Ying as Non-Independent For For Management Director -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in a Project For For Management -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For Against Management Xinjiang Zhonghe Co., Ltd. 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary by Controlling Shareholder -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Hedging and Forward Foreign For For Management Exchange Transactions 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- TECH MAHINDRA LIMITED Ticker: 532755 Security ID: Y85491127 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect V. S. Parthasarathy as Director For For Management 5 Elect Mukti Khaire as Director For For Management 6 Reelect M. Damodaran as Director For For Management 7 Reelect T. N. Manoharan as Director For For Management 8 Reelect M. Rajyalakshmi Rao as Director For For Management 9 Elect Haigreve Khaitan as Director For For Management 10 Elect Shikha Sharma as Director For For Management 11 Approve Payment of Commission to For For Management Directors -------------------------------------------------------------------------------- TELECOM ARGENTINA SA Ticker: TECO2 Security ID: 879273209 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Total or Partial Decrease of For Against Management Discretionary Reserve to Distribute Cash Dividends and or of Discretionary Reserve to Maintain Level of Capital Investment and Current Level of Solvency 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Amend Articles 4, 5 and 6 Re: For Against Management Registration of Amendments -------------------------------------------------------------------------------- TELECOM ARGENTINA SA Ticker: TECO2 Security ID: 879273209 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Absorption of CV Berazategui For For Management SA, Ultima Milla SA and Spun-Off Assets of PEM SAU -------------------------------------------------------------------------------- TELECOM ARGENTINA SA Ticker: TECO2 Security ID: 879273209 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Elect Director and Alternate to None For Management Replace Ignacio Maria Saenz Valiente and Nicolas Sergio Novoa Respectively 3 Consider Discharge of Resigning None For Management Director and Alternate -------------------------------------------------------------------------------- TELECOM ARGENTINA SA Ticker: TECO2 Security ID: 879273209 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports Including English Version 3 Approve Treatment of Net Loss of ARS 6. For For Management 15 Billion 4 Consider to Decrease Balance of For For Management Voluntary Reserve for Investments in Capital, Increasing Amount Coming from Reducing Discretionary Reserve for Future Cash Dividends 5 Consider Discharge of Directors and For For Management Internal Statutory Auditors Committee 6 Consider Remuneration of Directors in For For Management the Amount of ARS 164.5 Million 7 Authorize Advance Remuneration to For For Management Directors 8 Consider Remuneration of Internal For For Management Statutory Auditors Committee in the Amount of ARS 18.02 Million 9 Authorize Advance Remuneration to For For Management Internal Statutory Auditors Committee 10 Elect Five Principal Members of For For Management Internal Statutory Auditors Committee 11 Fix Number of and Elect Alternate For For Management Members of Internal Statutory Auditors Committee 12 Approve Remuneration of Auditors and For For Management Extend Remuneration Approved by AGM on April 24, 2019 for FY 2018 13 Approve Price Waterhouse & Co SRL as For For Management Auditors for FY 2020 and Fix Their Remuneration 14 Consider Budget for Audit Committee in For For Management the Amount of ARS 6.95 Million 15 Elect Director and Alternate For Against Management -------------------------------------------------------------------------------- TELECOM ARGENTINA SA Ticker: TECO2 Security ID: 879273209 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Elect Director and Alternate None Against Management 3 Consider Discharge of Sebastian None For Management Sanchez Sarmiento and Delfina Lynch as Resigning Director and Alternate Respectively -------------------------------------------------------------------------------- TELEKOM MALAYSIA BHD. Ticker: 4863 Security ID: Y8578H118 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ibrahim Marsidi as Director For For Management 2 Elect Noor Kamarul Anuar Nuruddin as For For Management Director 3 Elect Mohamed Nasri Sallehuddin as For For Management Director 4 Elect Mohd Bakke Salleh as Director For For Management 5 Elect Afwida Tunku Dato' A.Malek as For For Management Director 6 Elect Balasingham A. Namasiwayam as For For Management Director 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits For For Management 9 Approve Ernst & Young PLT (EY) as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 12 Approve Implementation of Existing For For Management Shareholders' Mandate for Recurrent Related Party Transactions 13 Approve Grant of LTIP Awards to Noor For Against Management Kamarul Anuar Nuruddin 14 Approve Grant of LTIP Awards to Nor For Against Management Hisham Md Nordin 15 Approve Grant of LTIP Awards to Ahmad For Against Management Hafiz Ibrahim 1 Amend Constitution by Removing Clause For For Management 13 Re: Class D NCRPS -------------------------------------------------------------------------------- TELKOM SA SOC LTD. Ticker: TKG Security ID: S84197102 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Keith Rayner as Director For For Management 1.2 Elect Sibusiso Sibisi as Director For For Management 2.1 Re-elect Santie Botha as Director For For Management 2.2 Re-elect Khanyisile Kweyama as Director For For Management 2.3 Re-elect Kholeka Mzondeki as Director For For Management 2.4 Re-elect Fagmeedah Petersen-Cook as For For Management Director 3.1 Re-elect Sibusiso Luthuli as Member of For For Management the Audit Committee 3.2 Re-elect Kholeka Mzondeki as Member of For For Management the Audit Committee 3.3 Elect Keith Rayner as Member of the For For Management Audit Committee 3.4 Re-elect Rex Tomlinson as Member of For For Management the Audit Committee 3.5 Re-elect Louis Von Zeuner as Member of For For Management the Audit Committee 4.1 Reappoint PricewaterhouseCoopers as For For Management Auditors of the Company with Skalo Dikana as the Individual Designated Auditor 4.2 Reappoint SizweNtsalubaGobodo Grant For For Management Thornton as Auditors of the Company with Suleman Lockhat as the Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Authorise Board to Issue Shares for For For Management Cash 3 Approve Remuneration of Non-executive For For Management Directors 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: FEB 11, 2020 Meeting Type: Court Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Internal Reorganization For For Management -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Amran Hafiz bin Affifudin as For For Management Director 2 Elect Noraini binti Che Dan as Director For For Management 3 Elect Cheok Lay Leng as Director For For Management 4 Elect Rashidah binti Mohd Sies as For For Management Director 5 Elect Mahdzir bin Khalid as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant and Issuance of Shares For Against Management to Amir Hamzah bin Azizan Under the Long Term Incentive Plan -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lau Chi Ping Martin as Director For For Management 3b Elect Charles St Leger Searle as For For Management Director 3c Elect Ke Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend the Existing Amended and For For Management Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- THAI OIL PUBLIC COMPANY LIMITED Ticker: TOP Security ID: Y8620B119 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results and For For Management Approve Financial Statements 2 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 3 Approve Remuneration of Directors For For Management 4 Approve PricewaterhouseCoopers ABAS For Against Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Aek Angsananont as Director For For Management 5.2 Elect Yongyut Jantararotai as Director For Against Management 5.3 Elect Suttipong Inseeyong as Director For For Management 5.4 Elect Phannalin Mahawongtikul as For Against Management Director 5.5 Elect Praphaisith Tankeyura as Director For For Management 6 Approve Issuance of Additional For For Management Debentures 7 Other Business For Against Management -------------------------------------------------------------------------------- THE BIDVEST GROUP LTD. Ticker: BVT Security ID: S1201R162 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Bongi Masinga as Director For For Management 1.2 Re-elect Mpumi Madisa as Director For For Management 2.1 Elect Bonang Mohale as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Craig West as the Individual Registered Auditor 4.1 Re-elect Norman Thomson as Member of For For Management the Audit Committee 4.2 Re-elect Renosi Mokate as Member of For For Management the Audit Committee 4.3 Re-elect Eric Diack as Member of the For For Management Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Payment of Dividend by Way of For For Management Pro Rata Reduction of Share Capital or Share Premium 8 Authorise Ratification of Approved For For Management Resolutions 9 Approve Ratification Relating to For For Management Personal Financial Interest Arising From Multiple Offices in the Group 1 Approve Remuneration Policy For For Management 2 Implementation of Remuneration Policy For Against Management 1 Approve Non-Executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- THE COMPANY FOR COOPERATIVE INSURANCE Ticker: 8010 Security ID: M7225K105 Meeting Date: SEP 08, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 2 Amend Article 19 of Bylaws Re: For For Management Directors Remuneration 3 Amend Article 24 of Bylaws Re: For For Management Agreements and Contracts 4 Amend Article 30 of Bylaws Re: General For For Management Assembly Invitation 5 Approve Corporate Governance Charter For For Management 6 Approve Remuneration Policy Re: For For Management Directors, Management and Committees -------------------------------------------------------------------------------- THE COMPANY FOR COOPERATIVE INSURANCE Ticker: 8010 Security ID: M7225K105 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Abdullah Al Fayiz as Director None Abstain Management 1.2 Elect Waleed Al Issa as Director None Abstain Management 1.3 Elect Jassir Al Jassir as Director None Abstain Management 1.4 Elect Abdulaziz Al Khamis as Director None Abstain Management 1.5 Elect Ghassan Al Maliki as Director None Abstain Management 1.6 Elect Abdulaziz bin Dayil as Director None Abstain Management 1.7 Elect Abdulaziz Al Nuweisir as Director None Abstain Management 1.8 Elect Raed Al Tameemi as Director None Abstain Management 1.9 Elect Abdulrahman Al Oudan as Director None Abstain Management 1.10 Elect Mohammed Al Dar as Director None Abstain Management 1.11 Elect Abdulrahman Al Daheem as Director None Abstain Management 1.12 Elect Salih Al Sabeel as Director None Abstain Management 1.13 Elect Khalid Al Suleiman as Director None Abstain Management 1.14 Elect Hamoud Al Tuweijiri as Director None Abstain Management 1.15 Elect Khalid Al Ghuneim as Director None Abstain Management 1.16 Elect Abdulaziz Al Zeid as Director None Abstain Management 1.17 Elect Ihab Al Dabbagh as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- THE COMPANY FOR COOPERATIVE INSURANCE Ticker: 8010 Security ID: M7225K105 Meeting Date: MAY 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 6 Approve Remuneration of Directors of For For Management SAR 4,602,000 for FY 2019 7 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 8 Amend Corporate Governance Charter For For Management 9 Amend Directors and Committees For For Management Remuneration Policy 10 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 11 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 12 Amend Article 7 of Bylaws Re: Company For For Management Investments 13 Amend Article 12 of Bylaws Re: Shares For For Management Trading 14 Amend Article 13 of Bylaws Re: Capital For For Management Increase 15 Amend Article 15 of Bylaws Re: Company For For Management Management 16 Amend Article 16 of Bylaws Re: For For Management Expiration of Board Membership 17 Amend Article 17 of Bylaws Re: Vacancy For For Management 18 Amend Article 18 of Bylaws Re: Board For For Management Powers 19 Amend Article 19 of Bylaws Re: Board For For Management Remuneration 20 Amend Article 20 of Bylaws Re: For For Management Chairman, Vice Chairman and Managing Director and Secretary Powers 21 Amend Article 21 of Bylaws Re: Board For For Management Meetings 22 Amend Article 22 of Bylaws Re: Board For For Management Meeting Quorum 23 Amend Article 24 of Bylaws Re: For For Management Agreements and Contracts 24 Amend Article 25 of Bylaws Re: General For For Management Meeting Attendance 25 Amend Article 26 of Bylaws Re: For For Management Constitutional Assembly 26 Amend Article 27 of Bylaws Re: For For Management Constitutional Assembly Powers 27 Amend Article 28 of Bylaws Re: For Against Management Ordinary General Meeting Powers 28 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 29 Amend Article 32 of Bylaws Re: For For Management Ordinary General Meeting Quorum 30 Amend Article 33 of Bylaws Re: For For Management Extraordinary General Meeting Quorum 31 Amend Article 39 of Bylaws Re: For For Management Appointment of Auditor 32 Amend Article 41 of Bylaws Re: For For Management Auditor's Liabilities 33 Amend Article 43 of Bylaws Re: For For Management Financial Documents 34 Amend Article 45 of Bylaws Re: Zakkat For For Management and Reserve 35 Amend Article 49 of Bylaws Re: For For Management Directors Responsibility 36 Approve Related Party Transactions Re: For For Management Al Faisaliah Group 37 Approve Related Party Transactions Re: For For Management United Insurance Company 38 Approve Related Party Transactions Re: For For Management United Insurance Company 39 Approve Related Party Transactions Re: For For Management Jabal Omar Company 40 Approve Related Party Transactions Re: For For Management Raza Company 41 Approve Related Party Transactions Re: For For Management Raza Company 42 Approve Related Party Transactions Re: For For Management Waseel Company 43 Approve Related Party Transactions Re: For Against Management Waseel Company 44 Approve Related Party Transactions Re: For For Management Najm for Insurance Services 45 Approve Related Party Transactions Re: For Against Management Najm for Insurance Services 46 Approve Related Party Transactions Re: For For Management Saudi Public Transport 47 Approve Related Party Transactions Re: For For Management National Gas 48 Approve Related Party Transactions Re: For For Management National Medical Care Co 49 Approve Related Party Transactions Re: For For Management National Medical Care Co 50 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 51 Approve Related Party Transactions Re: For Against Management General Organization for Social Insurance 52 Approve Related Party Transactions Re: For For Management Tawuniya Towers 53 Approve Related Party Transactions Re: For For Management Qassim Cement Company 54 Approve Related Party Transactions Re: For For Management Public Pension Agency 55 Approve Related Party Transactions Re: For For Management National Petrochemical Company 56 Approve Related Party Transactions Re: For For Management The Saudi Investment Bank 57 Approve Related Party Transactions Re: For For Management Al Tarfeeh Investment and Development Co 58 Approve Related Party Transactions Re: For For Management Saudi Technology And Security Comprehensive Control 59 Approve Related Party Transactions Re: For For Management Kafaat Business Solutions 60 Approve Related Party Transactions Re: For For Management Saudi Railway Company 61 Approve Related Party Transactions Re: For For Management Alessa Industries Co 62 Approve Related Party Transactions Re: For For Management Umm Al Qura Cement Co 63 Approve Related Party Transactions Re: For For Management House of National Co 64 Approve Related Party Transactions Re: For For Management Sakab Saudi Holding 65 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- THE FOSCHINI GROUP LTD. Ticker: TFG Security ID: S29260155 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with M van Wyk as the Designated Partner 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Michael Lewis as Director For For Management 5 Re-elect Sam Abrahams as Director For For Management 6 Elect Bongiwe Ntuli as Director For For Management 7 Re-elect Sam Abrahams as Member of the For For Management Audit Committee 8 Re-elect Tumi Makgabo-Fiskerstrand as For For Management Member of the Audit Committee 9 Re-elect Eddy Oblowitz as Member of For For Management the Audit Committee 10 Re-elect Nomahlubi Simamane as Member For For Management of the Audit Committee 11 Re-elect David Friedland as Member of For For Management the Audit Committee 12 Re-elect Fatima Abrahams as Member of For For Management the Audit Committee 13 Approve Remuneration Policy For For Management 14 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 15 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- THE NATIONAL COMMERCIAL BANK CJSC Ticker: 1180 Security ID: M7S2CL107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Dividend of SAR 1.20 per Share For For Management for Second Half of FY 2019 5 Ratify Distributed Dividend of SAR 1. For For Management 10 per Share for First Half of FY 2019 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Remuneration of Directors of For For Management SAR 4,825,000 for FY 2019 9 Approve Discharge of Directors for FY For For Management 2019 10 Authorize Share Repurchase Program Up For For Management to 3,976,035 Shares to be Allocated to Employee Share Scheme 11 Approve Related Party Transactions For Against Management 12 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Company 13 Approve Related Party Transactions Re: For For Management SIMAH 14 Approve Related Party Transactions Re: For For Management SIMAH 15 Approve Related Party Transactions Re: For For Management SIMAH 16 Approve Related Party Transactions Re: For For Management SIMAH 17 Approve Related Party Transactions Re: For For Management SIMAH 18 Approve Related Party Transactions Re: For For Management STC Solutions 19 Approve Related Party Transactions Re: For For Management Saudi Accenture 20 Approve Related Party Transactions Re: For For Management STC Solutions 21 Approve Related Party Transactions Re: For For Management Saudi Mobily Company 22 Approve Related Party Transactions Re: For For Management Saudi Telecom Company 23 Approve Related Party Transactions Re: For For Management SIMAH -------------------------------------------------------------------------------- THE SAUDI BRITISH BANK Ticker: 1060 Security ID: M8234F111 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lubna Al Olayan as Director None For Management 1.2 Elect Khalid Al Mulhim as Director None For Management 1.3 Elect Mohammed Al Omran as Director None For Management 1.4 Elect Saad Al Fadhli as Director None For Management 1.5 Elect Ahmed Al Oulaqi as Director None For Management 1.6 Elect Maria Ramos as Director None For Management 1.7 Elect Martin Powell as Director None For Management 1.8 Elect Ahmed Murad as Director None Abstain Management 1.9 Elect Stuart Gulliver as Director None Abstain Management 1.10 Elect Abdulhameed Al Muheidih as None Abstain Management Director 1.11 Elect Fahd Al Shammari as Director None Abstain Management 1.12 Elect Waleed Bamaarouf as Director None For Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 3 Ratify Appointment of Lubna Al Olayan For For Management as Director 4 Ratify Appointment of Ahmed Al Oulaqi For For Management as Director 5 Ratify Appointment of Maria Ramos as For For Management Director 6 Ratify Appointment of Martin Powell as For For Management Director -------------------------------------------------------------------------------- THE SAUDI BRITISH BANK Ticker: 1060 Security ID: M8234F111 Meeting Date: JAN 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 2 Amend Board Membership Charter For Against Management 3 Amend Board of Directors, Committees, For For Management and Executive Management Remunerations -------------------------------------------------------------------------------- THE SAUDI BRITISH BANK Ticker: 1060 Security ID: M8234F111 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Dividends of SAR 1.20 per For For Management Share for FY 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 7 Approve Remuneration of Directors of For For Management SAR 4,113,836 for FY 2019 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 9 Increase Size of Audit Committee and For For Management Elect Members of Audit Committee 10 Amend Nomination and Remuneration For For Management Committee Charter 11 Approve Related Party Transactions Re: For For Management Al-Bustan Company Ltd. 12 Approve Related Party Transactions Re: For For Management Schindler Olayan Elevator Co. Ltd. 13 Approve Related Party Transactions Re: For For Management Arabian Business Machines Company 14 Approve Related Party Transactions Re: For For Management Saudi Xerox 15 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 16 Approve Related Party Transactions Re: For For Management Olayan Real Estate Company Ltd. 17 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- THE SHANGHAI COMMERCIAL & SAVINGS BANK LTD. Ticker: 5876 Security ID: Y7681K109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- THE SIAM CEMENT PUBLIC CO. LTD. Ticker: SCC Security ID: Y7866P147 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report For For Management 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend Payment For For Management 4.1 Elect Kan Trakulhoon as Director For Against Management 4.2 Elect Prasarn Trairatvorakul as For For Management Director 4.3 Elect Cholanat Yanaranop as Director For Against Management 4.4 Elect Thapana Sirivadhanabhakdi as For Against Management Director 5 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Sub-Committee Members -------------------------------------------------------------------------------- THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED Ticker: SCB Security ID: Y7905M113 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of All Ordinary Shares in For Against Management SCB Life Assurance Public Company Limited to FWD Group Financial Services Pte. Ltd 2 Approve Delegation of Authority to the For Against Management Executive Committee or Chief Executive Officer and Chairman of the Executive Committee to Perform Any Actions in Relation to the Share Sale Agreement, Distribution Agreement or Other Relevant Agreements -------------------------------------------------------------------------------- THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED Ticker: SCB Security ID: Y7905M113 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income, Dividend None None Management Payment and Acknowledge Interim Dividend Payment 4 Approve Remuneration of Directors for For For Management the Year 2020 and Bonus of Directors for the Year 2019 5.1 Elect Satitpong Sukvimol as Director For For Management 5.2 Elect Thumnithi Wanichthanom as For For Management Director 5.3 Elect Krirk Vanikkul as Director For For Management 5.4 Elect Pasu Decharin as Director For For Management 5.5 Elect Ekamol Kiriwat as Director For For Management 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- THE WHARF (HOLDINGS) LIMITED Ticker: 4 Security ID: Y8800U127 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Andrew On Kiu Chow as Director For For Management 2b Elect Paul Yiu Cheung Tsui as Director For For Management 2c Elect Kevin Kwok Pong Chan as Director For For Management 2d Elect Vincent Kang Fang as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner and Issue Time For For Management 2.2 Approve Target Subscribers and For For Management Subscription Method 2.3 Approve Issue Price and Pricing For For Management Principles 2.4 Approve Lock-up Period Arrangement For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4 Elect Liu Shicai as Non-Independent For For Shareholder Director 5 Elect Liu Zenghui as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Amendments to Articles of For Against Management Association and Related Company System 8 Amend Equity Incentive Fund Plan For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Elect Zhang Yonghong as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Corporate Bonds to Qualified Investors 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Interest Rate and Method For For Management of Determination 2.5 Approve Payment Manner of Capital and For For Management Interest 2.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.7 Approve Arrangement on Redemption and For For Management Sale-back 2.8 Approve Use of Proceeds For For Management 2.9 Approve Underwriting Manner For For Management 2.10 Approve Bond Trading Circulation For For Management 2.11 Approve Guarantee Method For For Management 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares (Revised) 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Conditional Share For For Management Subscription Agreement between Company and Hubei Changjiang Tianma Dingzeng Investment Fund Partnership (Limited Partnership) 7 Approve Signing of Conditional Share For For Management Subscription Agreement between Company and Hubei Technology Investment Group Co., Ltd. 8 Approve Whitewash Waiver and Related For For Management Transactions 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Commitment from Controlling For For Management Shareholder, Ultimate Controlling Shareholder, Directors and Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement 12 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Joint Venture For For Management Company and Related Party Transactions -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management and Related Party Transactions -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Chairman of For For Management the Board 8 Approve Comprehensive Credit Line For Against Management Application 9 Approve Provision of Guarantee to For For Management Shanghai Tianma 10 Approve Provision of Guarantee to For For Management Xiamen Tianma 11 Approve Financial Derivatives Trading For For Management Business 12 Approve Financial Derivatives Trading For For Management Feasibility Analysis Report 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 1.3 Approve Lock-up Period For For Management 2 Approve Plan for Private Placement of For For Management Shares (Revised) 3 Approve Signing of Supplementary For For Management Agreement to the Conditional Share Subscription Agreement with Hubei Changjiang Tianma Dingzeng Investment Fund Partnership Enterprise (Limited Partnership) 4 Approve Signing of Supplementary For For Management Agreement to the Conditional Share Subscription Agreement with Hubei Science and Technology Investment Group Co., Ltd. -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Loan of Wholly-Owned Subsidiary 2 Approve Provision of Guarantee for For For Management Credit Line Bank Application of Wholly-Owned Subsidiary 3 Approve Finance Lease for Wholly-owned For For Management Subsidiary and Provision of Guarantee 4 Approve Financial Assistance and For For Management Related Party Transactions 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Weiping as Non-Independent For For Shareholder Director 1.2 Elect Jiang Anqi as Non-Independent For For Shareholder Director 1.3 Elect Wu Wei as Non-Independent For For Management Director 1.4 Elect Zou Jun as Non-Independent For For Management Director 2.1 Elect Du Kunlun as Independent Director For For Management 2.2 Elect Pan Ying as Independent Director For For Management 2.3 Elect Xiang Chuan as Independent For For Management Director 3.1 Elect Yan Jin as Supervisor For For Management 3.2 Elect Yang Qing as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Amendments to Articles of For For Management Association 8 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- TIGER BRANDS LTD. Ticker: TBS Security ID: S84594142 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Monwabisi Fandeso as Director For Abstain Management 1.2 Elect Cora Fernandez as Director For For Management 1.3 Elect Mahlape Sello as Director For For Management 1.4 Elect Donald Wilson as Director For For Management 2.1 Re-elect Michael Ajukwu as Director For For Management 2.2 Re-elect Mark Bowman as Director For For Management 2.3 Re-elect Lawrence Mac Dougall as For Abstain Management Director 2.4 Re-elect Khotso Mokhele as Director For For Management 3.1 Elect Cora Fernandez as Member of For For Management Audit Committee 3.2 Re-elect Emma Mashilwane as Member of For For Management Audit Committee 3.3 Elect Donald Wilson as Member of Audit For For Management Committee 4 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ahmed Bulbulia as the Lead Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report of the For For Management Remuneration Policy 1 Approve Financial Assistance to For For Management Related or Inter-related Companies 2.1 Approve Remuneration Payable to For For Management Non-executive Directors 2.2 Approve Remuneration Payable to the For For Management Chairman 3 Approve Remuneration Payable to For For Management Non-executive Directors Participating in Sub-committees 4 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Unscheduled/Extraordinary Meetings 5 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Ad Hoc Meetings of the Investment Committee 6 Approve Non-resident Directors' Fees For For Management 7 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Election of Flavia Maria For For Management Bittencourt as Director 4 Ratify Election of Carlo Filangieri as For For Management Director 5 Ratify Election of Sabrina di For For Management Bartolomeo as Director 6 Fix Number of Fiscal Council Members For For Management at Three 7 Elect Fiscal Council Members For For Management 8 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 9 Approve Remuneration of Company's For Abstain Management Management and Fiscal Council -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM S.A. 2 Authorize Capitalization of Reserves For For Management 3 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- TINGYI (CAYMAN ISLANDS) HOLDING CORP. Ticker: 322 Security ID: G8878S103 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Agreement, Relevant For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- TINGYI (CAYMAN ISLANDS) HOLDING CORP. Ticker: 322 Security ID: G8878S103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4 Elect Junichiro Ida as Director and For For Management Authorize Board to Fix His Remuneration 5 Elect Yuko Takahashi as Director and For For Management Authorize Board to Fix His Remuneration 6 Elect Tseng Chien as Director and For For Management Authorize Board to Fix Her Remuneration 7 Elect Hiromu Fukada as Director and For For Management Authorize Board to Fix His Remuneration 8 Approve Mazars CPA Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TITAN CEMENT INTERNATIONAL SA Ticker: TITC Security ID: B9152F101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Financial Statements and For For Management Allocation of Income 4 Approve Remuneration Report and New For For Management Remuneration Policy 5 Approve Discharge of Directors For For Management 6 Approve Discharge of Auditors For For Management 7 Approve Co-optation of Dimitrios For For Management Tsitsiragos as Independent Director 8 Approve Change-of-Control Clause Re : For For Management Various Agreements 9 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- TITAN COMPANY LIMITED Ticker: 500114 Security ID: Y88425148 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Harish Bhat as Director For For Management 5 Elect N Muruganandam as Director For For Management 6 Elect V Arun Roy as Director For For Management 7 Elect Pradyumna Vyas as Director For For Management 8 Reelect Hema Ravichandar as Director For For Management 9 Reelect Ireena Vittal as Director For For Management 10 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 11 Elect Mohanasankar Sivaprakasam as For For Management Director -------------------------------------------------------------------------------- TMB BANK PUBLIC COMPANY LIMITED Ticker: TMB Security ID: Y57710264 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Merger and the Entire For For Management Business Transfer 2 Approve Purchase of TBANK's Total For For Management Shares 3 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 4 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 5 Approve Issuance of Transferable For For Management Subscription Rights 6.1 Approve Allocation of New Ordinary For For Management Shares for the Exercise of Transferable Subscription Rights 6.2 Approve Allocation of New Ordinary For For Management Shares to a Specific Investor on a Private Placement 6.3 Approve Allocation of New Ordinary For For Management Shares to Existing Shareholders 6.4 Approve Allocation of New Ordinary For For Management Shares to Executives and Employees Under the Stock Retention Program 7 Other Business For Against Management -------------------------------------------------------------------------------- TMB BANK PUBLIC COMPANY LIMITED Ticker: TMB Security ID: Y57710264 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Clause 3 of Memorandum of For For Management Association Re: Company's Business Objectives 2 Approve Acquisition of Shares for the For For Management Purpose of the Acceptance of an Entire Business Transfer from Thanachart Bank Public Company Limited 3.1 Elect Suphadej Poonpipat as Director For Against Management 3.2 Elect Somjate Moosirilert as Director For Against Management 4 Approve Additional Audit Fees for 2019 For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- TOLY BREAD CO. LTD. Ticker: 603866 Security ID: Y774AK107 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- TOLY BREAD CO. LTD. Ticker: 603866 Security ID: Y774AK107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8.1 Approve Remuneration of Directors Wu For For Management Xueliang, Wu Xuequn, Sheng Yali, Wu Xuedong and Sheng Long 8.2 Approve Remuneration of Independent For For Management Directors Song Zhangfa, Liu Chengqing, Wu Fei and Huang Yu 9 Approve Remuneration of Supervisors For For Management 10 Approve Use of Idle Own Funds to For Against Management Invest in Entrusted Financial Products 11 Approve Comprehensive Bank Credit Line For For Management Application 12 Approve Use of Idle Raised Funds to For For Management Invest in Entrusted Financial Products 13 Approve Termination or Completion of For For Management Raised Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 14 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 15 Approve Change of Business Scope and For For Management Registered Capital as well as Amend Articles of Association -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution Framework For For Management Agreement, the Annual Caps, and Related Transactions 2 Approve Master Procurement Agreement, For For Management the Annual Caps, and Related Transactions -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve Share Repurchase Purpose For For Management 2.2 Approve Share Repurchase Type For For Management 2.3 Approve Share Repurchase Manner For For Management 2.4 Approve Period of the Share Repurchase For For Management 2.5 Approve Share Repurchase Usage, For For Management Number, Proportion of the Company's Total Share Capital and Total Funds 2.6 Approve Share Repurchase Price For For Management 2.7 Approve Total Amount and Source of For For Management Funds Used for the Share Repurchase 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Shareholder Association to Expand Business Scope -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial and For For Management Internal Control Auditor 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8.1 Elect Leng Chunsheng as For For Shareholder Non-Independent Director 8.2 Elect Li Jiahong as Non-Independent For For Shareholder Director 8.3 Elect Wang Junye as Non-Independent For For Shareholder Director 8.4 Elect Zhang Guodong as Non-Independent For For Shareholder Director 8.5 Elect Zhang Wenhai as Non-Independent For For Shareholder Director 8.6 Elect Chang Xiaohui as Non-Independent For For Shareholder Director 9.1 Elect Shi Wei as Independent Director For For Shareholder 9.2 Elect Wang Yanming as Independent For For Shareholder Director 9.3 Elect An Yaren as Independent Director For For Shareholder 10.1 Elect Cheng Jianqiu as Supervisor For For Shareholder 10.2 Elect Cao Fubo as Supervisor For For Shareholder -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report on the 2019 Financial For For Management Budget Implementation and 2020 Financial Budget Arrangements 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines 7 Approve Foreign Exchange Trading For For Management Business 8 Approve Appointment of Auditor For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope 11 Approve Signing of Financial Services For Against Management Agreement and Continued Related Party Transactions 12 Approve Provision for Asset Impairment For For Management 13.1 Elect Yang Jun as Non-independent For For Management Director 13.2 Elect Gong Huadong as Non-independent For For Management Director 13.3 Elect Xu Wuqi as Non-independent For For Management Director 13.4 Elect Hu Xinfu as Non-independent For For Management Director 13.5 Elect Ding Shiqi as Non-independent For For Management Director 13.6 Elect Jiang Peijin as Non-independent For For Management Director 13.7 Elect Zhou Jun as Non-independent For For Management Director 13.8 Elect Wu Heping as Non-independent For For Management Director 14.1 Elect Yao Lushi as Independent Director For For Management 14.2 Elect Wang Chang as Independent For For Management Director 14.3 Elect Wang Li as Independent Director For For Management 14.4 Elect Liu Fanglai as Independent For For Management Director 15.1 Elect Chen Mingyong as Supervisor For For Management 15.2 Elect Wang Nongsheng as Supervisor For For Management 15.3 Elect Xie Shuorong as Supervisor For For Management -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For Against Management -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Green Corporate Bond 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Bond Interest Rate, Method of For For Management Determination, and Pricing Process 2.5 Approve Method of Repayment of Capital For For Management and Interest 2.6 Approve Bond Form For For Management 2.7 Approve Issue Manner and Target For For Management Subscribers 2.8 Approve Guarantee and Other Credit For For Management Enhancement Measures 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Use of Proceeds For For Management 2.11 Approve Placing Arrangement for For For Management Shareholders 2.12 Approve Listing and Transfer For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Green Corporate Bond -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve High-Purity Crystalline For For Management Silicon and Solar Cell Business Development Plan 2 Approve Investment in the Construction For For Management of 30GW High-Efficiency Solar Cells and Supporting Projects -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For Against Management 10 Approve Provision of Guarantee for For For Management Company Customer 11 Approve Bill Pool Business For Against Management 12 Approve Use Funds for Financial For Against Management Management 13 Approve Hedging Plan For For Management 14 Approve Loan Related Transactions For For Management 15 Approve Super Short-term Commercial For For Management Papers 16 Amend Articles of Association For For Management 17 Approve Company's Eligibility for For For Management Private Placement of Shares 18.1 Approve Type, Par Value and Listing For For Management Exchange 18.2 Approve Issue Manner and Issue Time For For Management 18.3 Approve Target Subscribers and For For Management Subscription Method 18.4 Approve Issue Size For For Management 18.5 Approve Issue Price and Pricing Basis For For Management 18.6 Approve Lock-up Period For For Management 18.7 Approve Amount and Use of Proceeds For For Management 18.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 18.9 Approve Resolution Validity Period For For Management 19 Approve Private Placement of Shares For For Management 20 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 21 Approve Report on the Usage of For For Management Previously Raised Funds 22 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 23 Approve Authorization of Board to For For Management Handle All Related Matters 24.1 Elect Ding Yi as Non-Independent For For Management Director -------------------------------------------------------------------------------- TOP GLOVE CORPORATION BHD Ticker: 7113 Security ID: Y88965101 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Wee Chai as Director For For Management 2 Elect Lim Cheong Guan as Director For For Management 3 Elect Azrina Arshad as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 6 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Lim Han Boon to Continue For For Management Office as Independent Non-Executive Director 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- TOPCHOICE MEDICAL CORP. Ticker: 600763 Security ID: Y0772A106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Elect Chen Danpeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TOWNGAS CHINA COMPANY LIMITED Ticker: 1083 Security ID: G8972T106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Alfred Chan Wing-kin as Director For For Management 2b Elect Martin Kee Wai-ngai as Director For For Management 2c Elect Moses Cheng Mo-chi as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Final Dividend For For Management -------------------------------------------------------------------------------- TRANSFAR ZHILIAN CO., LTD. Ticker: 002010 Security ID: Y98924106 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Corporate Bonds to Qualified Investors 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Bond Interest Rate as well as For For Management Method for Principal Repayment and Interest Payment 2.7 Approve Guarantee Method For For Management 2.8 Approve Adjustment on Coupon Rate For For Management Option as well as Arrangement on Redemption and Sale-back 2.9 Approve Underwriting and Listing For For Management 2.10 Approve Target Subscribers For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Guarantee Provision Plan For For Management 5 Approve Adjustment of Implementing For For Management Entity for Fund-raising Investment Projects -------------------------------------------------------------------------------- TRANSFAR ZHILIAN CO., LTD. Ticker: 002010 Security ID: Y98924106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Application of Credit Lines For For Management 8 Approve Guarantee Provision Plan For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Financial Services Agreement For Against Management 11 Approve Amendments to Articles of For For Management Association 12.1 Elect Xu Guanju as Non-Independent For For Management Director 12.2 Elect Xu Guanbao as Non-Independent For For Management Director 12.3 Elect Wu Jianhua as Non-Independent For For Management Director 12.4 Elect Zhou Jiahai as Non-Independent For For Management Director 12.5 Elect Chen Jian as Non-Independent For For Management Director 12.6 Elect Zhu Jiangying as Non-Independent For For Management Director 13.1 Elect Xin Jinguo as Independent For For Management Director 13.2 Elect He Shengdong as Independent For For Management Director 13.3 Elect Chen Jin as Independent Director For For Management 14.1 Elect Chen Jie as Supervisor For For Management 14.2 Elect Wang Zidao as Supervisor For For Management -------------------------------------------------------------------------------- TRANSPORTADORA DE GAS DEL SUR SA Ticker: TGSU2 Security ID: 893870204 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Increase of Amount from USD For For Management 700 Million to USD 1.2 Billion of Global Program for Issuance of Negotiable Non-Convertible Bonds 3 Authorize Board to Set Terms and For For Management Conditions of Global Program, to Approve and Subscribe Agreements, to Formalize Documentation Before Argentine Securities Commission (CNV) and or Stock Exchanges and to Sub-delegate to Board Members or Others -------------------------------------------------------------------------------- TRANSPORTADORA DE GAS DEL SUR SA Ticker: TGSU2 Security ID: 893870204 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Distribution of Treasury For For Management Shares to Shareholders 3 Ratify Proposal of Technical, For For Management Financial and Operational Assistance Service (SATFO) to Reduce Amount of Compensation to Technical Operator -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xi Sheng as Director, Authorize For For Management Board to Fix His Remuneration and Approve Resignation of Tang Bing as Director -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Phase II H Share Appreciation For Against Management Rights Scheme and Related Transactions -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cui Zhixiong as Director For For Management 1.2 Elect Xiao Yinhong as Director For For Management 1.3 Elect Zhao Xiaohang as Director For For Management 1.4 Elect Xi Sheng as Director For For Management 1.5 Elect Luo Laijun a as Director For For Management 1.6 Elect Cao Shiqing as Director For For Management 1.7 Elect Ngai Wai Fung as Director For For Management 1.8 Elect Liu Xiangqun as Director For For Management 2.1 Elect Zeng Yiwei as Supervisor For For Management 2.2 Elect Yu Yanbing as Supervisor None None Management 2.3 Elect Zhu Yan as Supervisor For For Management 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements of the Company and Its Subsidiaries 4 Approve 2019 Allocation of Profit and For For Management Distribution of Final Dividend 5 Approve BDO Limited as International For For Management Auditors and BDO China Shu Lun Pan (Certified Public Accountants LLP) as PRC Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TRUE CORP. PUBLIC CO., LTD. Ticker: TRUE Security ID: Y3187S225 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Result None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Xu Genluo as Director For For Management 4.2 Elect Ajva Taulananda as Director For Against Management 4.3 Elect Li Feng as Director For Against Management 4.4 Elect Chatchaval Jiaravanon as Director For Against Management 4.5 Elect Narong Chearavanont as Director For Against Management 4.6 Elect Gao Tongqing as Director For Against Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of For For Management Debentures -------------------------------------------------------------------------------- TRUWORTHS INTERNATIONAL LTD. Ticker: TRU Security ID: S8793H130 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2.1 Re-elect Rob Dow as Director For For Management 2.2 Re-elect Michael Thompson as Director For For Management 2.3 Re-elect Doug Dare as Director For For Management 2.4 Re-elect Roddy Sparks as Director For For Management 2.5 Elect Sarah Proudfoot as Director For For Management 2.6 Elect Cindy Hess as Director For For Management 3 Authorise Board to Issue Shares for For For Management Cash 4 Authorise Repurchase of Issued Share For For Management Capital 5 Reappoint Ernst & Young Inc as For For Management Auditors of the Company and Appoint Pierre du Plessis as the Registered Auditor and Authorise Their Remuneration 6.1 Approve Fees of the Non-executive For For Management Chairman 6.2 Approve Fees of the Non-executive For For Management Directors 6.3 Approve Fees of the Audit Committee For For Management Chairman 6.4 Approve Fees of the Audit Committee For For Management Member 6.5 Approve Fees of the Remuneration For For Management Committee Chairman 6.6 Approve Fees of the Remuneration For For Management Committee Member 6.7 Approve Fees of the Risk Committee For For Management Member (Non-executive Only) 6.8 Approve Fees of the Nomination For For Management Committee Chairman 6.9 Approve Fees of the Nomination For For Management Committee Member 6.10 Approve Fees of the Social and Ethics For For Management Committee Chairman 6.11 Approve Fees of the Social and Ethics For For Management Committee Member (Non-executive Only) 7.1 Re-elect Roddy Sparks as Member of the For For Management Audit Committee 7.2 Re-elect Michael Thompson as Member of For For Management the Audit Committee 7.3 Re-elect Rob Dow as Member of the For For Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Implementation Report For For Management 9 Approve Social and Ethics Committee For For Management Report 10.1 Re-elect Michael Thompson as Member of For For Management the Social and Ethics Committee 10.2 Elect Maya Makanjee as Member of the For For Management Social and Ethics Committee 10.3 Re-elect David Pfaff as Member of the For For Management Social and Ethics Committee 11 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Kun as Director For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D110 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Kun as Director For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report (Audited) For For Management 4 Approve 2019 Profit and Dividend For For Management Distribution Plan 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Elect Xiao Geng as Director For For Shareholder 8 Elect Sheng Lei Ming as Director For For Shareholder 9 Approve Restricted A Share Incentive For Against Management Plan and Its Summary 10 Approve Assessment Management Measures For Against Management for the Restricted A Share Incentive Plan 11 Approve Mandate Granted by the General For Against Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D110 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report (Audited) For For Management 4 Approve 2019 Profit and Dividend For For Management Distribution Plan 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Elect Xiao Geng as Director For For Shareholder 8 Elect Sheng Lei Ming as Director For For Shareholder 9 Approve Restricted A Share Incentive For Against Management Plan and Its Summary 10 Approve Assessment Management Measures For Against Management for the Restricted A Share Incentive Plan 11 Approve Mandate Granted by the General For Against Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D110 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For Against Management Plan and Its Summary 2 Approve Assessment Management Measures For Against Management for the Restricted A Share Incentive Plan 3 Approve Mandate Granted by the General For Against Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For Against Management Plan and Its Summary 2 Approve Assessment Management Measures For Against Management for the Restricted A Share Incentive Plan 3 Approve Mandate Granted by the General For Against Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TURK HAVA YOLLARI AO Ticker: THYAO Security ID: M8926R100 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify External Auditors For Against Management 9 Amend Article 6 Re: Capital Related For Against Management 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Approve Share Repurchase Program For For Management 12 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 13 Wishes None None Management -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMETLERI AS Ticker: TCELL Security ID: M8903B102 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Upper Limit of Donations for For Against Management 2019 and Receive Information on Donations Made in 2018 8 Amend Company Articles For For Management 9 Ratify Director Appointments and Elect For For Management Directors 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Allocation of Income For For Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Close Meeting None None Management -------------------------------------------------------------------------------- TURKIYE IS BANKASI AS Ticker: ISCTR Security ID: M8933F115 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Financial Statements and For Against Management Statutory Reports 3 Approve Discharge of Board For Against Management 4 Approve Allocation of Income For For Management 5 Elect Directors For Against Management 6 Approve Director Remuneration For Against Management 7 Ratify External Auditors For For Management 8 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 9 Amend Article 5 Re: Capital Related For Against Management 10 Receive Information in Accordance with None None Management Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board 11 Receive Information on Donations Made None None Management in 2019 -------------------------------------------------------------------------------- TURKIYE PETROL RAFINERILERI AS Ticker: TUPRS Security ID: M8966X108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4.1 Elect Geraldo Toffanello as Fiscal For For Management Council Member and Marcio Augustus Ribeiro as Alternate 4.2 Elect Marcelo Amaral Moraes as Fiscal For For Management Council Member and Pedro Ozires Predeus as Alternate 4.3 Elect William Bezerra Cavalcanti Filho For For Management as Fiscal Council Member and Carlos Roberto de Albuquerque Sa as Alternate 5 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Share Capital -------------------------------------------------------------------------------- ULTRATECH CEMENT LTD. Ticker: 532538 Security ID: Y9046E109 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve that the Vacancy on the Board For For Management Resulting from the Retirement of O. P. Puranmalka Not be Filled 4 Approve Remuneration of Cost Auditors For For Management 5 Elect K. C. Jhanwar as Director For For Management 6 Approve Appointment and Remuneration For For Management of K. C. Jhanwar as Whole-Time Director Designated as Deputy Managing Director and Chief Manufacturing Officer 7 Reelect Arun Adhikari as Director For For Management 8 Reelect S. B. Mathur as Director For For Management 9 Reelect Sukanya Kripalu as Director For For Management 10 Reelect Renuka Ramnath as Director For Against Management 11 Approve Increase in Borrowing Powers For For Management 12 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- UNI-PRESIDENT CHINA HOLDINGS LTD. Ticker: 220 Security ID: G9222R106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lo Chih-Hsien as Director For For Management 3b Elect Liu Xinhua as Director For For Management 3c Elect Su Tsung-Ming as Director For For Management 4 Authorize Board to Fix the For For Management Remuneration of Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- UNI-PRESIDENT CHINA HOLDINGS LTD. Ticker: 220 Security ID: G9222R106 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Framework Purchase For For Management Agreement and Annual Caps -------------------------------------------------------------------------------- UNI-PRESIDENT ENTERPRISES CORP. Ticker: 1216 Security ID: Y91475106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Deletion of the For For Management Non-competition Promise Ban Imposed Upon the Company's Directors According to the Article 209 of Company Act -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Acquisition and Issuance For Against Management of Shares in Accordance with the Relevant Laws and Regulations 2.1 Approve Target Assets and Transactions For Against Management Parties 2.2 Approve Basis of Pricing and For Against Management Transactions Price 2.3 Approve Payment Manner For Against Management 2.4 Approve Pricing Reference Date and For Against Management Issue Price 2.5 Approve Issue Manner For Against Management 2.6 Approve Share Type and Par Value For Against Management 2.7 Approve Issue Amount For Against Management 2.8 Approve Distribution Arrangement For Against Management Before Issuance of Cumulative Earnings 2.9 Approve Lock-Up Period Arrangement For Against Management 2.10 Approve Liability for Breach of the For Against Management Transfer of the Underlying Asset Ownership 2.11 Approve Attribution of Profit and Loss For Against Management During the Transition Period 2.12 Approve Listing Exchange For Against Management 2.13 Approve Performance Commitments and For Against Management Compensation Arrangements 2.14 Approve Resolution Validity Period For Against Management 3 Approve Transaction Constitutes as For Against Management Related-party Transaction 4 Approve Draft and Summary of Asset For Against Management Acquisition and Issuance of New Shares as well as Related Party Transactions 5 Approve Signing of Asset Acquisition For Against Management and Issuance of Shares Agreement 6 Approve Signing of Supplementary For Against Management Agreement of Asset Acquisition and Issuance of Shares Agreement 7 Approve Signing of Performance For Against Management Compensation Agreement 8 Approve Audit Report, Evaluation For Against Management Report and Pro Forma Review Report 9 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Transaction Complies with For Against Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 12 Approve Transaction Complies with For Against Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Whitewash Waiver and Related For Against Management Transactions 15 Approve Authorization of Board to For Against Management Handle All Related Matters 16 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Waiver of Preemptive Right For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-Party For For Management Transactions 7.1 Elect Diao Shijing as Non-Independent For For Shareholder Director 7.2 Elect Ma Daojie as Non-Independent For For Shareholder Director 7.3 Elect Wu Shengwu as Non-Independent For For Shareholder Director 7.4 Elect Zhou Yang as Non-Independent For For Shareholder Director 8.1 Elect Wang Liyan as Independent For For Management Director 8.2 Elect Huang Wenyu as Independent For For Management Director 8.3 Elect Cui Ruotong as Independent For For Management Director 9.1 Elect Wang Zhihua as Supervisor For For Management 9.2 Elect Zheng Bo as Supervisor For For Management 10 Approve to Adjust the Allowance of For For Management Independent Directors and Supervisors -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Use of Remaining Raised Funds For For Management to Supplement Working Capital 3 Approve Joint Bid of Land with For For Management Affiliates and Set-up Project Company -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Manner of Pricing and Issue For For Management Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial For For Management Report and Internal Control Auditor as well as Payment of Remuneration 7 Approve Signing of Financial Services For Against Management Agreement and Provision of Guarantee 8 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application of Subsidiary 9 Approve Provision of Guarantee for For For Management Credit Line Application of Subsidiary 10 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- UNITED MICROELECTRONICS CORP. Ticker: 2303 Security ID: Y92370108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Restricted Stocks For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Issuace Plan of Private For For Management Placement for Ordinary Shares, Preferred Shares, Depostitory Receipts or Overseas or Domestic Convertible Bonds -------------------------------------------------------------------------------- UNITED SPIRITS LIMITED Ticker: 532432 Security ID: Y92311128 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vinod Rao as Director For For Management 3 Approve Reappointment and Remuneration For For Management of Anand Kripalu as Managing Director and Chief Executive Officer 4 Reelect Sivanandhan Dhanushkodi as For For Management Director 5 Reelect Mahendra Kumar Sharma as For For Management Director 6 Reelect Rajeev Gupta as Director For For Management 7 Reelect Indu Ranjit Shahani as Director For For Management 8 Approve Granting of Loans and For For Management Guarantees to Pioneer Distilleries Limited, a Subsidiary of the Company -------------------------------------------------------------------------------- UNIVERSAL ROBINA CORPORATION Ticker: URC Security ID: Y9297P100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on May 29, 2019 2 Approve Financial Statements For the For For Management Preceding Year 3.1 Elect James L. Go as Director For Against Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Patrick Henry C. Go as Director For Against Management 3.4 Elect Johnson Robert G. Go, Jr. as For Against Management Director 3.5 Elect Irwin C. Lee as Director For For Management 3.6 Elect Wilfrido E. Sanchez as Director For For Management 3.7 Elect Cesar V. Purisima as Director For For Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD. Ticker: 601231 Security ID: Y92776106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Related Party Transaction For For Management 7 Approve 2020 Related Party Transaction For For Management 8 Approve Use of Idle Funds for Cash For Against Management Management 9 Approve Application of Bank Credit For Against Management Lines 10 Approve Financial Derivatives For For Management 11 Approve Capital Increase in Subsidiary For For Management 12 Approve to Appoint Auditor For For Management 13 Approve to Appoint Internal Control For For Management Auditor 14 Approve Remuneration of Directors For For Management 15 Approve Remuneration of Supervisors For For Management 16 Approve Amendments to Articles of For For Management Association 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18.1 Elect Chen Changyi as Non-independent For For Management Director 18.2 Elect Rutherford Chang as For For Management Non-independent Director 18.3 Elect Neng Chao Chang as For For Management Non-independent Director 18.4 Elect Wei Zhenyan as Non-independent For For Management Director 18.5 Elect Chen Tianci as Non-independent For For Management Director 18.6 Elect Wang Ducun as Non-independent For For Management Director 19.1 Elect Tang Yunwei as Independent For For Management Director 19.2 Elect Chu Yiyun as Independent Director For For Management 19.3 Elect Zhong Yihua as Independent For For Management Director 20.1 Elect Shi Mengguo as Supervisor For For Management 20.2 Elect Andrew Robert Tang as Supervisor For For Management -------------------------------------------------------------------------------- UPL LIMITED Ticker: 512070 Security ID: Y9305P100 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jaidev Rajnikant Shroff as For Against Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 6 Reelect Pradeep Vedprakash Goyal as For For Management Director 7 Reelect Reena Ramachandran as Director For For Management -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: P9661Q155 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Elect Directors For For Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luciano Duarte Penido as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo de Oliveira Rodrigues Filho as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Sandra Maria Guerra de Azevedo as Independent Director 6.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate 7 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 Elect Fiscal Council Members For For Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: P9661Q155 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management 2 Approve Agreement to Absorb Ferrous For For Management Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) 3 Ratify Premiumbravo Auditores For For Management Independentes as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisals For For Management 5 Approve Absorption of Ferrous For For Management Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) 6 Approve Agreement to Absorb Minas da For For Management Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) 7 Ratify Macso Legate Auditores For For Management Independentes as Independent Firm to Appraise Proposed Transaction 8 Approve Independent Firm's Appraisals For For Management 9 Approve Absorption of Minas da Serra For For Management Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) -------------------------------------------------------------------------------- VANGUARD INTERNATIONAL SEMICONDUCTOR CORP. Ticker: 5347 Security ID: Y9353N106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Trading Procedures Governing For For Management Derivatives Products 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- VEDANTA LIMITED Ticker: 500295 Security ID: Y9364D105 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Krishnamurthi Venkataramanan For For Management to Continue Office as Non-Executive Independent Director 2 Reelect Krishnamurthi Venkataramanan For For Management as Director -------------------------------------------------------------------------------- VEDANTA LIMITED Ticker: 500295 Security ID: Y9364D105 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Delisting of the For For Management Company's Equity Shares from BSE Limited, NSE of India Limited and Withdrawal of Permitted to Trade Status on the MSE of India Limited, and Delisting of the Company's ADS from the NYSE and Deregistration from the SEC -------------------------------------------------------------------------------- VEDANTA LTD. Ticker: 500295 Security ID: Y9364D105 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividends For For Management 4 Confirm Payment of Preference Dividend For For Management on Non-Cumulative Non-Convertible Redeemable Preference Shares 5 Reelect Priya Agarwal as Director For For Management 6 Approve Appointment and Remuneration For For Management of Srinivasan Venkatakrishnan as Whole-Time Director Designated as Chief Executive Officer 7 Reelect Tarun Jain as Director For For Management 8 Approve Payment of Remuneration to For For Management Tarun Jain as Non-Executive Director 9 Elect Mahendra Kumar as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Fund Usage For For Management 2 Approve Use Raised Funds to Conduct For For Management Investment and Wealth Management -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Elect Zhang Hongliang as Independent For For Management Director -------------------------------------------------------------------------------- VODACOM GROUP LTD. Ticker: VOD Security ID: S9453B108 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Elect Phuti Mahanyele-Dabengwa as For For Management Director 3 Elect Sunil Sood as Director For Against Management 4 Elect Thomas Reisten as Director For Against Management 5 Re-elect Jabu Moleketi as Director For For Management 6 Re-elect John Otty as Director For Against Management 7 Appoint Ernst & Young Inc. as Auditors For For Management of the Company with Vinodhan Pillay as the Individual Registered Auditor 8 Approve Remuneration Policy For For Management 9 Approve Implementation of the For For Management Remuneration Policy 10 Re-elect David Brown as Member of the For For Management Audit, Risk and Compliance Committee 11 Re-elect Saki Macozoma as Member of For For Management the Audit, Risk and Compliance Committee 12 Re-elect Priscillah Mabelane as Member For For Management of the Audit, Risk and Compliance Committee 13 Authorise Repurchase of Issued Share For For Management Capital 14 Approve Increase in Non-Executive For For Management Directors' Fees 15 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- VODAFONE IDEA LIMITED Ticker: 532822 Security ID: Y3857E100 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Himanshu Kapania as Director For For Management 3 Reelect Ravinder Takkar as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Arun Thiagarajan as Director For For Management 6 Elect Krishnan Ramachandran as Director For For Management 7 Elect Suresh Vaswani as Director For For Management 8 Approve Material Related Party For Against Management Transactions with Indus Towers Limited 9 Approve Material Related Party For Against Management Transactions with Bharti Infratel Limited 10 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- VTB BANK PJSC Ticker: VTBR Security ID: X0494D108 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 0.0002 per For For Management Preferred Share From Retained Earning From Previous Years 2 Amend Charter For For Management 3 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Report of Audit and Corporate For For Management Practices Committees 1b Approve CEO's Report For For Management 1c Approve Board Opinion on CEO's Report For For Management 1d Approve Board of Directors' Report For For Management 1e Approve Report on Adherence to Fiscal For For Management Obligations 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of MXN 1.79 Per Share 4 Approve Report and Resolutions Re: For Against Management Employee Stock Purchase Plan 5 Approve Report on Share Repurchase For For Management Reserves 6a1 Elect or Ratify Enrique Ostale as For For Management Director 6a2 Elect or Ratify Richard Mayfield as For For Management Director 6a3 Elect or Ratify Christopher Nicholas For For Management as Director 6a4 Elect or Ratify Guilherme Loureiro as For For Management Director 6a5 Elect or Ratify Lori Flees as Director For For Management 6a6 Elect or Ratify Kirsten Evans as For For Management Director 6a7 Elect or Ratify Adolfo Cerezo as For For Management Director 6a8 Elect or Ratify Blanca Trevino as For For Management Director 6a9 Elect or Ratify Roberto Newell as For For Management Director 6a10 Elect or Ratify Ernesto Cervera as For For Management Director 6a11 Elect or Ratify Eric Perez Grovas as For For Management Director 6b1 Elect or Ratify Adolfo Cerezo as For For Management Chairman of Audit and Corporate Practices Committees 6b2 Approve Discharge of Board of For For Management Directors and Officers 6b3 Approve Directors and Officers For For Management Liability 6c1 Approve Remuneration of Board Chairman For For Management 6c2 Approve Remuneration of Director For For Management 6c3 Approve Remuneration of Chairman of For For Management Audit and Corporate Practices Committees 6c4 Approve Remuneration of Member of For For Management Audit and Corporate Practices Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Report on Corporate For For Management Restructuring Re: Absorption of Two Subsidiaries 2 Approve Balance Sheet as of May 31, For For Management 2020 3 Approve Corporate Restructuring Re: For For Management Absorption of Subsidiary Holding de Restaurantes y Servicios S. de R. L. de C.V. 4 Approve Corporate Restructuring Re: For For Management Absorption of Subsidiary Tiendas Wal-Mart S. de R. L. de C.V. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WALSIN TECHNOLOGY CORP. Ticker: 2492 Security ID: Y9494B102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Director Yu Heng Chiao -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Yunchun as Non-Independent For For Management Director 1.2 Elect Jiang Runsheng as For For Management Non-Independent Director 1.3 Elect Huang Zhen as Non-Independent For For Management Director 1.4 Elect Xu Wansheng as Non-Independent For For Management Director 1.5 Elect Zhang Jiansheng as For For Management Non-Independent Director 1.6 Elect Dong Ying as Non-Independent For For Management Director 2.1 Elect Na Chaohong as Independent For For Management Director 2.2 Elect Huang Weimin as Independent For For Management Director 2.3 Elect Zhong Bin as Independent Director For For Management 3 Elect Wei Aixue as Supervisor For For Management 4 Approve Use of Idle Raised Funds and For For Management Interest Income from Raised Funds Deposit for Replenishment of Working Capital 5 Approve Signing of Equity Transfer For For Management Agreement -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Use of Raised Funds For For Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report For For Management 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control Evaluation For For Management Report 8 Approve Daily Related Party For For Management Transactions 9 Approve Provision for Asset Impairment For For Management 10 Approve Realization of Performance For For Management Commitments and Performance Compensation Plan in Connection to Acquisition by Issuance of Shares as well as Repurchase Cancellation of Corresponding Compensation Shares 11 Amend Management System of Raised Funds For For Management 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner and Issue Time For For Management 13.3 Approve Target Subscribers and For For Management Subscription Method 13.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 13.5 Approve Issue Size For For Management 13.6 Approve Amount and Usage of Raised For For Management Funds 13.7 Approve Lock-up Period For For Management 13.8 Approve Listing Exchange For For Management 13.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.10 Approve Resolution Validity Period For For Management 14 Approve Plan on Private Placement of For For Management Shares 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Shareholder Return Plan For For Management 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve 2019 Investment Plan and 2020 For Against Management Investment Plan 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report of the Independent For For Management Directors 8 Approve Payment of Remuneration to For For Management Auditors 9 Approve Appointment of Auditor For For Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Provision of Guarantee to For Against Management Subsidiaries and Mutual Guarantees between Subsidiaries 12 Approve Guarantee Provision Plan For For Management 13 Approve Amendments to Articles of For For Management Association 14 Approve Increase in Super Short-term For For Management Commercial Papers Registration Limit 15 Elect Sun Xiao as External Supervisor For For Management 16 Elect Liu Zhijun as Supervisor For For Management 17.1 Elect Liao Zengtai as Non-Independent For For Management Director 17.2 Elect Kou Guangwu as Non-Independent For For Management Director 17.3 Elect Hua Weiqi as Non-Independent For For Management Director 17.4 Elect Rong Feng as Non-Independent For For Management Director 17.5 Elect Chen Dianxin as Non-Independent For For Management Director 17.6 Elect Qi Guishan as Non-Independent For For Management Director 17.7 Elect Guo Xingtian as Non-Independent For For Management Director 18.1 Elect Bao Yongjian as Independent For For Management Director 18.2 Elect Zhang Xiaorong as Independent For For Management Director 18.3 Elect Zhang Wanbin as Independent For For Management Director 18.4 Elect Li Zhongxiang as Independent For For Management Director -------------------------------------------------------------------------------- WANT WANT CHINA HOLDINGS LIMITED Ticker: 151 Security ID: G9431R103 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a1 Elect Tsai Shao-Chung as Director For Against Management 3a2 Elect Huang Yung-Sung as Director For For Management 3a3 Elect Chu Chi-Wen as Director For For Management 3a4 Elect Tsai Ming-Hui as Director For For Management 3a5 Elect Lai Hong Yee as Director For For Management 3a6 Elect Cheng Wen-Hsien as Director For For Management 3a7 Elect Pei Kerwei as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WEG SA Ticker: WEGE3 Security ID: P9832B129 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget, Allocation of For For Management Income and Dividends 3 Approve Classification of Dan Ioschpe For For Management as Independent Director 4 Approve Classification of Miguel For For Management Normando Abdalla Saad as Independent Director 5 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For For Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Dan Ioschpe as Independent Director 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Decio da Silva as Director 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Martin Werninghaus as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Normando Abdalla Saad as Independent Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Nildemar Secches as Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Luiz Silva Schwartz as Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Siegfried Kreutzfeld as Director 11 Approve Remuneration of Company's For For Management Management 12 Elect Fiscal Council Members For Abstain Management 13 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 14 Elect Adelino Dias Pinho as Fiscal None For Shareholder Council Member and Jose Luiz Ribeiro de Carvalho as Alternate Appointed by Minority Shareholder 15 Approve Remuneration of Fiscal Council For For Management Members 16 Designate Newspapers to Publish For For Management Company Announcements -------------------------------------------------------------------------------- WEG SA Ticker: WEGE3 Security ID: P9832B129 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Comply with New For Against Management Regulations of Novo Mercado of B3 2 Validate the Amendment of Articles to For Against Management Adapt the Resolutions Approved in the Meeting in Relation to the Previous Item -------------------------------------------------------------------------------- WEIBO CORPORATION Ticker: WB Security ID: 948596101 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Daniel Yong Zhang For Against Management 2 Elect Director Pehong Chen For For Management -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans and the Relevant Interest Rate Swap Transactions 2 Approve Weichai Holdings General For For Management Services Agreement and the Chongqing Weichai General Services Agreement and the Relevant New Caps 3 Approve Weichai Purchase and For For Management Processing Services Agreement and the Relevant New Caps 4 Approve Shaanxi Zhongqi Purchase For For Management Agreement and the Relevant New Caps 5 Approve Shaanxi Zhongqi Sale Agreement For For Management and the Relevant New Caps -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans and the Relevant Interest Rate Swap Transactions 2 Approve Weichai Holdings General For For Management Services Agreement and the Chongqing Weichai General Services Agreement and the Relevant New Caps 3 Approve Weichai Purchase and For For Management Processing Services Agreement and the Relevant New Caps 4 Approve Shaanxi Zhongqi Purchase For For Management Agreement and the Relevant New Caps 5 Approve Shaanxi Zhongqi Sale Agreement For For Management and the Relevant New Caps -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Final Financial Report For For Management 6 Approve 2020 Financial Budget Report For Against Management 7 Approve 2019 Profit Distribution For For Management 8 Approve Interim Dividend For For Management 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Elect Zhang Liangfu as Director For For Management 15a Elect Jiang Yan as Director For For Management 15b Elect Yu Zhuoping as Director For For Management 15c Elect Zhao Huifang as Director For For Shareholder -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Summary For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Final Financial Report For For Management 6 Approve 2020 Financial Budget Report For Against Management 7 Approve 2019 Profit Distribution For For Management 8 Approve Interim Dividend For For Management 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Elect Zhang Liangfu as Director For For Management 15.1 Elect Jiang Yan as Director For For Management 15.2 Elect Yu Zhuoping as Director For For Management 15.3 Elect Zhao Huifang as Director For For Shareholder -------------------------------------------------------------------------------- WEIHAI GUANGWEI COMPOSITES CO., LTD. Ticker: 300699 Security ID: Y953AT108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Credit Line, Loan and Gurantees For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Issuance of For For Management Commercial Papers 2 Approve Adjustment on Related Party For For Management Transaction 3 Approve Repurchase and Cancellation of For For Management Performance Share Plan 4 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of External For For Management Donations 2 Approve Donations to Support the For For Management Prevention and Control of the Novel Coronavirus Pneumonia Epidemic 3 Approve Donations to Beiying Charity For Against Management Foundation of Xinxing County, Guangdong Province 4 Approve Donations to Xinxingxian Liuzu For Against Management Charity Association 5 Approve the Confirmation of Previously For Against Management Entrusted Asset Management 6 Approve Use of Temporary Excess Idle For For Management Raised Funds and Remaining Raised Funds for Cash Management -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WEN'S FOODSTUFFS GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amendments to Articles of Association -------------------------------------------------------------------------------- WEN'S FOODSTUFFS GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Adjustment on Assessment For Against Management Standard for Performance Share Incentive Plan 3 Elect Yin Yulong as Independent For For Management Director -------------------------------------------------------------------------------- WEN'S FOODSTUFFS GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Donation to Beiying Charity For Against Management Foundation in Xinxing County, Guangdong Province 3 Approve Donation to Guangdong Province For For Management Foundation and Applied Basic Research Fund Committee -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Dongsheng as For For Management Non-Independent Director 2 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Investment Business Scale and For For Management Risk Limit 6.1 Approve Related Party Transactions For For Management with Shaanxi Investment Group Co., Ltd. 6.2 Approve Related Party Transactions For For Management with Shaanxi Huaqin Investment Group Co., Ltd. 6.3 Approve Related Party Transactions For For Management with Western Trust Co., Ltd. 6.4 Approve Related Party Transactions For For Management with Shaanxi Jintai Hengye Real Estate Co., Ltd. and Shanghai Jinshan Industrial Development Co., Ltd. 6.5 Approve Related Party Transactions For For Management with Xi'an Renmin Dasha Co., Ltd. 6.6 Approve Related Party Transactions For For Management with Sofitel Xian Renmin Hotel 6.7 Approve Related Party Transactions For For Management with Shaanxi Jinxin Industry Development Co., Ltd. 6.8 Approve Related Party Transactions For For Management with Shaanxi Jinxin Catering Management Co., Ltd. 6.9 Approve Related Party Transactions For For Management with Shaanxi Huashan Venture Co., Ltd. and Its Subsidiary 6.10 Approve Related Party Transactions For For Management with Macau Huashan Venture International Economic and Technical Cooperation and Trade Co., Ltd. 6.11 Approve Related Party Transactions For For Management with Shaanxi Shantou Capital Management Co., Ltd. 6.12 Approve Related Party Transactions For For Management with Shaanxi Coalfield Geology Group Co., Ltd. 6.13 Approve Related Party Transactions For For Management with Shaanxi Coalfield Wutan Surveying And Mapping Co., Ltd. 6.14 Approve Related Party Transactions For For Management with Shaanxi Aviation Industry Development Corporation 6.15 Approve Related Party Transactions For For Management with Shaanxi Energy Zhaoshipan Coal and Electricity Co., Ltd. 6.16 Approve Related Party Transactions For For Management with Shaanxi Hydroelectric Power Development Co., Ltd. 6.17 Approve Related Party Transactions For For Management with Shaanxi Huisen Coal Industry Transportation Co., Ltd. 6.18 Approve Related Party Transactions For For Management with Shaanxi Investment Group International Trade Co., Ltd. 6.19 Approve Related Party Transactions For For Management with Shaanxi Investment Group Finance Co., Ltd. 6.20 Approve Related Party Transactions For For Management with Shaanxi Juncheng Financial Leasing Co., Ltd. 6.21 Approve Related Party Transactions For For Management with Shaanxi Electric Power Construction Investment Development Company 6.22 Approve Related Party Transactions For For Management with Shaanxi Aviation Industry Asset Management Co., Ltd. 6.23 Approve Related Party Transactions For For Management with Shaanxi Qinlong Electric Power Co. , Ltd. 7 Approve Appointment of Auditor For For Management 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Type and Par Value For For Management 9.2 Approve Issue Manner and Time For For Management 9.3 Approve Issue Price and Pricing Basis For For Management 9.4 Approve Target Subscribers and For For Management Subscription Method 9.5 Approve Issue Size For For Management 9.6 Approve Lock-up Period For For Management 9.7 Approve Raised Funds Investment For For Management 9.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 9.9 Approve Listing Exchange For For Management 9.10 Approve Resolution Validity Period For For Management 10 Approve Plan for Private Placement of For For Management New Shares 11 Approve Transaction Constitute as For For Management Related-Party Transaction and Signing of Shares Subscription Agreement 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve White Wash Waiver For For Management 15 Approve Shareholder Return Plan For For Management 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of New Shares -------------------------------------------------------------------------------- WESTPORTS HOLDINGS BERHAD Ticker: 5246 Security ID: Y95440106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Elect Gnanalingam A/L Gunanath Lingam For For Management as Director 3 Elect Ibrahim Kamil bin Tan Sri Nik For For Management Ahmad Kamil as Director 4 Elect Chan Soo Chee as Director For For Management 5 Elect Shanthi Kandiah as Director For For Management 6 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WESTPORTS HOLDINGS BERHAD Ticker: 5246 Security ID: Y95440106 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: Y9584K103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: Y9584K103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve 2019 Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Comprehensive Credit Line Bank For For Management Application and Authorized Signing of Related Bank Loans 9 Approve Provision of Guarantee For For Management 10 Approve 2019 and 2020 Remuneration of For For Management Directors, Supervisors and Senior Management Members 11 Approve Shareholder Return Plan For For Management 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16.1 Elect Hongli Yang as Non-Independent For For Management Director 16.2 Elect Lv Dalong as Non-Independent For For Management Director 16.3 Elect Liu Yue as Non-Independent For For Management Director 17.1 Elect Zhou Shuyang as Supervisor For For Management -------------------------------------------------------------------------------- WIN SEMICONDUCTORS CORP. Ticker: 3105 Security ID: Y9588T126 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements and Profit Distribution 2 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- WINBOND ELECTRONICS CORP. Ticker: 2344 Security ID: Y95873108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For Against Management Guarantees 4.1 Elect Mr. Arthur Yu-Cheng Chiao, with For For Management Shareholder No. 84, as Non-Independent Director 4.2 Elect a Representative of Chin-Xin For Against Management Investment Co., Ltd., with Shareholder No. 10573, as Non-Independent Director 4.3 Elect Mr. Jamie Lin, with ID No. For For Management A124776XXX, as Non-Independent Director 4.4 Elect Ms. Teresa Ma, with ID No. For For Management A220629XXX, as Non-Independent Director 4.5 Elect a Representative of Walsin Lihwa For Against Management Corporation, with Shareholder No. 1, as Non-Independent Director 4.6 Elect Mr. Tung-Yi Chan, with For For Management Shareholder No. 7813, as Non-Independent Director 4.7 Elect Ms. Yung Chin, with Shareholder For For Management No. 89, as Non-Independent Director 4.8 Elect Mr. Allen Hsu, with ID No. For For Management F102893XXX, as Independent Director 4.9 Elect Mr. Stephen Tso, with ID No. For For Management A102519XXX, as Independent Director 4.10 Elect Mr. Francis Tsai, with ID No. For For Management E101538XXX, as Independent Director 4.11 Elect Mr. Jerry Hsu, with ID No. For Against Management A126637XXX, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Yuan-Mou Su 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Arthur Yu-Cheng Chiao 7 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives - Representative of Chin-Xin Investment Co., Ltd. 8 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Jamie Lin 9 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Ms. Teresa Ma 10 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives - Representative of Walsin Lihwa Corporation 11 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Tung-Yi Chan 12 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Ms. Yung Chin 13 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Allen Hsu 14 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Francis Tsai 15 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Jerry Hsu -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Loan Fund For For Management Occupation Fee 2 Elect Gao Yan as Non-Independent For For Management Director 3 Elect Liu Hailan as Supervisor For For Management -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: MAY 12, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Specific Plan For Against Management 2.2 Approve Counterparty and Underlying For Against Management Assets 2.3 Approve Transaction Price and Payment For Against Management Manner 2.4 Approve Issue Type and Par Value For Against Management 2.5 Approve Pricing Reference Date and For Against Management Issue Price 2.6 Approve Issue Scale For Against Management 2.7 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.8 Approve Listing Location For Against Management 2.9 Approve Resolution Validity Period For Against Management 2.10 Approve Issue Type and Par Value of For Against Management Raising Supporting Funds 2.11 Approve Target Parties and Issue For Against Management Manner of Raising Supporting Funds 2.12 Approve Pricing Reference Date and For Against Management Issue Price of Raising Supporting Funds 2.13 Approve Raised Funds Amount and Issue For Against Management Scale of Raising Supporting Funds 2.14 Approve Listing Location of Raising For Against Management Supporting Funds 2.15 Approve Lock-up Period of Raising For Against Management Supporting Funds 2.16 Approve Distribution Arrangement of For Against Management Undistributed Earnings of Raising Supporting Funds 2.17 Approve Usage of Raised Funds of For Against Management Raising Supporting Funds 2.18 Approve Resolution Validity Period of For Against Management Raising Supporting Funds 3 Approve Transaction Does Not For Against Management Constitute as Related Party Transaction 4 Approve Report (Draft) and Summary on For Against Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5 Approve Signing of Agreement on For Against Management Issuance of Shares and Cash Payment to Purchase Assets and Issuance of Shares to Purchase Asset and Related Supplementary Agreements 6 Approve Audit Report, Evaluation For Against Management Report and Preparation Review Report 7 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Whether the Company's Stock For Against Management Price Fluctuations Meet the Relevant Standards in Article 5 of the Notice on Regulating Information Disclosure of Listed Companies and the Actions of Related Parties 10 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Transaction Complies with For Against Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 12 Approve Transaction Does Not Comply For Against Management with Article 13 of Administrative Measures for the Material Asset Reorganizations of Listed Companies 13 Approve Transaction Complies with For Against Management Relevant Articles of Administrative Measures for the Material Asset Reorganizations of Listed Companies 14 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Remuneration of Chairman of For For Management the Board 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2016 Performance Shares 2 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Convertible Bonds Issuance 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders' For For Management Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Special Storage Account for For For Management Raised Funds 2.19 Approve Matters Regarding Guarantee For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Convertible Bonds For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bonds Issuance 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Relevant Undertakings 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 10 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds (As of December 31, 2019) 8 Approve 2016 Repurchase Cancellation For For Management of Performance Shares 9 Approve 2019 Repurchase Cancellation For For Management of Performance Shares 10 Amend Related Party Transaction For For Management Management System -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: Y96659142 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Abidali Z Neemuchwala as For For Management Director 4 Amend Articles of Association For For Management 5 Elect Azim H Premji as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Rishad A Premji as Whole Time Director, Designated as Executive Chairman 7 Approve Appointment and Remuneration For For Management of Abidali Z Neemuchwala as Managing Director in Addition to His Existing Position as Chief Executive Officer -------------------------------------------------------------------------------- WISTRON CORP. Ticker: 3231 Security ID: Y96738102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares or For For Management Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Marketable Securities via Private Placement 4 Approve Issuance of Restricted Stocks For For Management 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6.1 Elect SIMON LIN, a Representative of For For Management WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director 6.2 Elect EMILY HONG, with SHAREHOLDER NO. For For Management 0000002 as Non-independent Director 6.3 Elect FRANK LIN, a Representative of For For Management WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director 6.4 Elect SUNLAI CHANG, with SHAREHOLDER For For Management NO.0000005 as Non-independent Director 6.5 Elect STEVEN LU, with SHAREHOLDER NO. For For Management 0000007 as Non-independent Director 6.6 Elect CHARLES KAU, with SHAREHOLDER NO. For For Management A104129XXX as Independent Director 6.7 Elect SIMON DZENG, with SHAREHOLDER NO. For For Management Y100323XXX as Independent Director 6.8 Elect VICTOR CHENG, with SHAREHOLDER For For Management NO.J100515XXX as Independent Director 6.9 Elect CATHY HAN, with SHAREHOLDER NO. For For Management E220500XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- WOOLWORTHS HOLDINGS LTD. Ticker: WHL Security ID: S98758121 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Hubert Brody as Director For For Management 2.1 Elect David Kneale as Director For For Management 2.2 Elect Thembisa Skweyiya as Director For For Management 2.3 Elect Belinda Earl as Director For For Management 2.4 Elect Christopher Colfer as Director For For Management 2.5 Elect Clive Thomson as Director For For Management 3.1 Re-elect Zarina Bassa as Member of the For For Management Audit Committee 3.2 Elect Thembisa Skweyiya as Member of For For Management the Audit Committee 3.3 Re-elect Andrew Higginson as Member of For For Management the Audit Committee 3.4 Elect Christopher Colfer as Member of For For Management the Audit Committee 3.5 Elect Clive Thomson as Member of the For For Management Audit Committee 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with the Designated Audit Partner 5 Amend the Rules of the Performance For For Management Share Plan 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For Against Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Remuneration of Non-executive For For Management Directors -------------------------------------------------------------------------------- WOONGJIN COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bang Jun-hyeok as Inside Director For For Management 1.2 Elect Lee Hae-seon as Inside Director For For Management 1.3 Elect Seo Jang-won as Inside Director For For Management 1.4 Elect Kim Jin-bae as Outside Director For For Management 1.5 Elect Kim Gyu-ho as Outside Director For For Management 1.6 Elect Yoon Bu-hyeon as Outside Director For For Management 1.7 Elect Lee Da-woo as Outside Director For For Management 2.1 Elect Kim Jin-bae as a Member of Audit For For Management Committee 2.2 Elect Yoon Bu-hyeon as a Member of For For Management Audit Committee 2.3 Elect Lee Da-woo as a Member of Audit For For Management Committee 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- WOORI FINANCIAL GROUP, INC. Ticker: 316140 Security ID: Y972JZ105 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cheom Moon-ak as Outside Director For For Management 3.2 Elect Kim Hong-tae as Non-Independent For For Management Non-Executive Director 3.3 Elect Lee Won-deok as Inside Director For For Management 3.4 Elect Son Tae-seung as Inside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WPG HOLDINGS LTD. Ticker: 3702 Security ID: Y9698R101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect T.L. Lin, with Shareholder No. For For Management 2, as Non-Independent Director 4.2 Elect K.Y. Chen, with Shareholder No. For For Management 3, as Non-Independent Director 4.3 Elect Mike Chang, with Shareholder No. For For Management 5, as Non-Independent Director 4.4 Elect Simon Huang, with Shareholder No. For For Management 1, as Non-Independent Director 4.5 Elect K.D. Tseng, with Shareholder No. For For Management 134074, as Non-Independent Director 4.6 Elect Richard Wu, a Representative of For For Management Fullerton Technology Co., with Shareholder No. 4, as Non-Independent Director 4.7 Elect Frank Yeh, with Shareholder No. For For Management 14, as Non-Independent Director 4.8 Elect Chun Lin, with ID No. For For Management C120399XXX, as Independent Director 4.9 Elect Yung-Ching Chen, with ID No. For For Management A100978XXX, as Independent Director 4.10 Elect Wei-Ju Chen, with ID No. For For Management 1970071XXX, as Independent Director 4.11 Elect Jack J.T. Huang, with ID No. For For Management A100320XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors - T.L. Lin 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors - K.Y. Chen 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Simon Huang 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - K.D. Tseng 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Fullerton Technology Co. (Richard Wu) 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Chun Lin -------------------------------------------------------------------------------- WUHAN GUIDE INFRARED CO., LTD. Ticker: 002414 Security ID: Y97082104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8.1 Elect Huang Li as Non-Independent For For Management Director 8.2 Elect Zhang Yan as Non-Independent For For Management Director 8.3 Elect Huang Sheng as Non-Independent For For Management Director 8.4 Elect Wang Fuyuan as Non-Independent For For Management Director 9.1 Elect Wen Hao as Independent Director For For Management 9.2 Elect Zhang Huide as Independent For For Management Director 9.3 Elect Guo Dong as Independent Director For For Management 10.1 Elect Sun Lin as Supervisor For For Management 10.2 Elect Gao Jianfei as Supervisor For For Management -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Changes in Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Bank Credit Line For For Management 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Own Funds for For Against Management Securities Investment and Entrusted Asset Management 3.1 Elect Li Yang as Independent Director For For Shareholder 3.2 Elect Ye Xin as Independent Director For For Shareholder 3.3 Elect Liu Guangqiang as Independent For For Shareholder Director -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report Auditor and Internal Control Auditor 7 Approve Guarantee Provision Between For For Management Company and Subsidiaries 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Share Type and Par Value For For Management 9.2 Approve Issue Manner and Issue Time For For Management 9.3 Approve Issue Price and Pricing For For Management Principle 9.4 Approve Issue Size For For Management 9.5 Approve Target Subscribers and For For Management Subscription Method 9.6 Approve Use of Proceeds For For Management 9.7 Approve Lock-up Period For For Management 9.8 Approve Listing Exchange For For Management 9.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.10 Approve Validity Period For For Management 10 Approve Plan on Private Placement of For For Management Shares 11 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Shareholder Dividend Return For For Management Plan 15 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Adjust the Remuneration For For Management Plan of Directors -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9718N106 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Elect Zeng Congqin as Non-Independent For For Management Director -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9718N106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For Against Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Change in Usage and For For Management Implementing Party of Raised Funds Investment Project 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Comprehensive Budget Plan For For Management 14.1 Elect Liu Feng as Supervisor For For Management 14.2 Elect Yang Ling as Supervisor For For Management -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 10 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Business For For Management Scope 2 Approve 2019 A Share Incentive Plan For Against Management 3 Approve Grant of Restricted A Shares For Against Management to the Connected Participants 4 Approve List of Grantees Under the For Against Management Initial Grant of the 2019 A Share Incentive Plan 5 Approve 2019 Share Appreciation Scheme For For Management 6 Approve Adoption of the Administrative For Against Management Measures for Appraisal System of the 2019 Share Incentive Schemes 7 Authorize Board to Handle Matters For Against Management Pertaining to the 2019 Share Incentive Schemes 8 Approve Change of Registered Capital For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For Against Management 2 Approve Grant of Restricted A Shares For Against Management to the Connected Participants 3 Approve List of Grantees Under the For Against Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For Against Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For Against Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For Against Management 2 Approve Grant of Restricted A Shares For Against Management to the Connected Participants 3 Approve List of Grantees Under the For Against Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve 2019 Share Appreciation Scheme For For Management 5 Approve Adoption of the Administrative For Against Management Measures for Appraisal System of the 2019 Share Incentive Schemes 6 Authorize Board to Handle Matters For Against Management Pertaining to the 2019 Share Incentive Schemes 7 Approve Change of Registered Capital For For Management 8 Approve Amendments to the Business For For Management Scope 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For Against Management 2 Approve Grant of Restricted A Shares For Against Management to the Connected Participants 3 Approve List of Grantees Under the For Against Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For Against Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For Against Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve List of Incentive Participants For Against Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve Provision of External For Against Management Guarantees for Subsidiaries 6 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 11 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 12 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 13.1 Elect Ge Li as Director For For Management 13.2 Elect Edward Hu as Director For For Management 13.3 Elect Zhaohui Zhang as Director For For Management 13.4 Elect Ning Zhao as Director For For Management 13.5 Elect Xiaomeng Tong as Director For For Management 13.6 Elect Yibing Wu as Director For For Management 13.7 Elect Steve Qing Yang as Director For For Management 14.1 Elect Jiangnan Cai as Director For For Management 14.2 Elect Yan Liu as Director For For Management 14.3 Elect Dai Feng as Director For For Management 14.4 Elect Hetong Lou as Director For For Management 14.5 Elect Xiaotong Zhang as Director For For Management 15.1 Approve Harry Liang He as Supervisor For For Management 15.2 Approve Jichao Wang as Supervisor For For Management 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Increase in Registered Capital For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 22 Authorize Repurchase of Issued A and H For For Management Share Capital 23.1 Approve Class and Par Value of Shares For For Management to be Issued 23.2 Approve Method and Time of Issuance For For Management 23.3 Approve Target Subscribers and Method For For Management of Subscription 23.4 Approve Issue Price and Pricing For For Management Principles 23.5 Approve Number of A Shares to be Issued For For Management 23.6 Approve Lock-up Period For For Management 23.7 Approve Place of Listing For For Management 23.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 23.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 23.10 Approve Amount and Use of Proceeds For For Management 24 Approve Feasibility Report For For Management 25 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 26 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 27 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Provision of External For Against Management Guarantees for Subsidiaries 7 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 8 Approve Foreign Exchange Hedging Limit For For Management 9 Approve Increase in Registered Capital For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Approve Remuneration of Directors For For Management 14 Approve Remuneration of Supervisors For For Management 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 16 Authorize Repurchase of Issued A and H For For Management Share Capital 17 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 18.1 Approve Class and Par Value of Shares For For Management to be Issued 18.2 Approve Method and Time of Issuance For For Management 18.3 Approve Target Subscribers and Method For For Management of Subscription 18.4 Approve Issue Price and Pricing For For Management Principles 18.5 Approve Number of A Shares to be Issued For For Management 18.6 Approve Lock-up Period For For Management 18.7 Approve Place of Listing For For Management 18.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 18.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 18.10 Approve Amount and Use of Proceeds For For Management 19 Approve Feasibility Report For For Management 20 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 21 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 22 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 23 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 24 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate 25.1 Elect Ge Li as Director For For Management 25.2 Elect Edward Hu as Director For For Management 25.4 Elect Zhaohui Zhang as Director For For Management 25.5 Elect Ning Zhao as Director For For Management 25.6 Elect Xiaomeng Tong as Director For For Management 25.7 Elect Yibing Wu as Director For For Management 25.3 Elect Steve Qing Yang as Director For For Management 26.1 Elect Jiangnan Cai as Director For For Management 26.2 Elect Yan Liu as Director For For Management 26.3 Elect Hetong Lou as Director For For Management 26.4 Elect Xiaotong Zhang as Director For For Management 26.5 Elect Dai Feng as Director For For Management 27.1 Approve Harry Liang He as Supervisor For For Management 27.2 Approve Jichao Wang as Supervisor For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN), INC. Ticker: 2269 Security ID: G97008109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ge Li as Director For For Management 2b Elect Zhisheng Chen as Director For For Management 3 Elect Kenneth Walton Hitchner III as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9a Approve Grant of Specific Mandate to For Against Management the Directors to Issue and Allot the Connected Restricted Shares 9b Authorize Board to Deal with All For Against Management Matters in Relation to the Issue and Allotment of the Connected Restricted Shares Under the Specific Mandate and Related Transactions 10 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Zhisheng Chen 11 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Weichang Zhou 12 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Edward Hu 13 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to William Robert Keller 14 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For Against Management Option Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments on Performance For For Management Share Repurchase Price and Repurchase Cancellation of Performance Shares 2 Approve Termination of Entrusted For For Management Management and Related Party Transactions 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions 2 Approve Comprehensive Credit Line Bank For For Management Application 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Occupation of For For Management Company's Funds by Controlling Shareholders and Other Related Parties as well as External Guarantee Provision 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Appointment of External Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Decrease in Registered Capital For For Management 11 Amend Articles of Association For For Management 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Issue Type and Par Value For For Management 13.2 Approve Issue Manner and Period For For Management 13.3 Approve Target Parties and For For Management Subscription Manner 13.4 Approve Issue Price and Pricing Basis For For Management 13.5 Approve Issue Scale For For Management 13.6 Approve Restriction Period Arrangement For For Management 13.7 Approve Amount and Usage of Raised For For Management Funds 13.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.9 Approve Listing Location For For Management 13.10 Approve Resolution Validity Period For For Management 14 Approve Plan on Private Placement of For For Management Shares 15 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 18 Approve Report on the Usage of For For Management Previously Raised Funds 19 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUXI TAIJI INDUSTRY CO., LTD. Ticker: 600667 Security ID: Y97185105 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing the Third Stage Post-Process Service Contract -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3.A Approve Remuneration Report For Against Management 3.B Receive Explanation on Company's None None Management Dividend Policy 3.C Adopt Financial Statements and For For Management Statutory Reports 3.D Approve Dividends of RUB 110.47 per For For Management Share 4.A Approve Discharge of Management Board For For Management 4.B Approve Discharge of Supervisory Board For For Management 5 Amend Remuneration Policy for For Against Management Management Board 6 Elect Marat Atnashev to Supervisory For For Management Board 7.A Amend Remuneration Policy for For Against Management Supervisory Board 7.B Approve Restricted Stock Grants to For Against Management Supervisory Board Members 8.A Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.B Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8.C Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Appoint Ernst & Young as Auditors For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Sale of Materials or Products For For Management 1.2 Approve Rental of Houses, Equipment For For Management and Products 1.3 Approve Accept Related Party Services For For Management 2.1 Approve Purchase of Materials or For For Management Products 2.2 Approve Selling Materials or Products For For Management 2.3 Approve Rent or Lease of Properties, For For Management Equipment and Products 2.4 Approve Use of Licensing Trademark For For Management 2.5 Approve Cooperative Technology For For Management Development 2.6 Approve Provision or Acceptance of For For Management Services 2.7 Approve Entrust Operations to Related For For Management Parties 3 Approve Amendments to Articles of For Against Management Association 4 Approve Guarantee Provision to For For Management Subsidiary 5.1 Approve Guarantee Provision for For For Management Mortgage Business 5.2 Approve Guarantee Provision for For For Management Financial Leasing Business 6 Approve Application of Credit Lines For For Management 7 Approve Write-off of Assets For For Management -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope 7 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 8 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- XIAOMI CORPORATION Ticker: 1810 Security ID: G9830T106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Lei Jun as Director For For Management 3 Elect Lin Bin as Director For For Management 4 Elect Chew Shou Zi as Director For For Management 5 Elect Tong Wai Cheung Timothy as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Purchase of For For Management Assets 2 Approve Xinhu Holdings to Participate For For Management in the Purchase of Assets -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Subscription to H Shares For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Provision of Guarantee for For Against Management Subsidiary 8 Approve Provision of Guarantee for For For Management Franchise 9 Approve Provision of Guarantee for For For Management Associate Company 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 11 Approve Remuneration of Directors and For For Management Supervisors 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Continuing Connected For For Management Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Continuing Connected For For Management Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditors' Report 4 Approve 2019 Final Dividend For For Management Distribution 5 Approve 2019 Annual Report For For Management 6 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of Its Subsidiaries 7 Approve Provision of New Guarantees by For Against Management the Company for Its Subsidiaries 8 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 10 Approve the Proposed Authorization of For For Management the Board of Directors of Goldwind Investment Holding Co., Ltd, a Wholly-Owned Subsidiary of the Company, to Dispose of Shares in JL MAG RareEarth Co., Ltd. -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditors' Report 4 Approve 2019 Final Dividend For For Management Distribution 5 Approve 2019 Annual Report For For Management 6 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of Its Subsidiaries 7 Approve Provision of New Guarantees by For Against Management the Company for Its Subsidiaries 8 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 10 Approve the Proposed Authorization of For For Management the Board of Directors of Goldwind Investment Holding Co., Ltd, a Wholly-Owned Subsidiary of the Company, to Dispose of Shares in JL MAG RareEarth Co., Ltd. -------------------------------------------------------------------------------- XINYI SOLAR HOLDINGS LTD. Ticker: 968 Security ID: G9829N102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Lee Yin Yee as Director For For Management 3A2 Elect Tan Sri Datuk Tung Ching Sai as For For Management Director 3A3 Elect Lee Yau Ching as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YAGEO CORP. Ticker: 2327 Security ID: Y9723R100 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Common Shares for For For Management Cash for Sponsoring Issuance of GDR -------------------------------------------------------------------------------- YAGEO CORP. Ticker: 2327 Security ID: Y9723R100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- YANBU NATIONAL PETROCHEMICAL CO. Ticker: 2290 Security ID: M98699107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2019 7 Ratify Distributed Dividends of SAR 1. For For Management 75 per Share for First Half of FY 2019 8 Approve Dividends of SAR 1.75 per For For Management Share for Second Half of FY 2019 9 Amend Nomination and Remuneration For For Management Committee Charter 10.1 Elect Abdulrahman Shamsuddin as None Abstain Management Director 10.2 Elect Majid Noureddin as Director None Abstain Management 10.3 Elect Feisal Al Biheir as Director None Abstain Management 10.4 Elect Sameeh Al Sahafi as Director None Abstain Management 10.5 Elect Khalid Al Rabiah as Director None Abstain Management 10.6 Elect Ahmed Al Maghamiss as Director None Abstain Management 10.7 Elect Ahmed Murad as Director None Abstain Management 10.8 Elect Ibrahim Al Seef as Director None Abstain Management 10.9 Elect Fahad Al Deiban as Director None Abstain Management 10.10 Elect Salman Al Hawawi as Director None Abstain Management 10.11 Elect Julban Al Julban as Director None Abstain Management 10.12 Elect Khalid Al Haqeel as Director None Abstain Management 10.13 Elect Fahad Al Shamri as Director None Abstain Management 10.14 Elect Abdulsalam Al Dureibi as Director None Abstain Management 10.15 Elect Mishari Al Aseemi as Director None Abstain Management 10.16 Elect Abdullah Al Milhim as Director None Abstain Management 10.17 Elect Mohammed Othman as Director None Abstain Management 10.18 Elect Majid Al Dawas as Director None Abstain Management 10.19 Elect Mohammed Mouakli as Director None Abstain Management 11 Elect Members of Audit Committee, For Against Management Approve Its Charter and the Remuneration of Its Members 12 Approve Quarterly/Semiannually For For Management Dividends for FY 2020 -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management System of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Use of Idle Own Funds to For For Management Invest in Bank Financial Products 5.1 Elect Sun Weijie as Non-Independent For For Management Director 5.2 Elect Wang Kunxiao as Non-Independent For For Management Director 5.3 Elect Liu Zhenfeng as Non-Independent For For Management Director 5.4 Elect Wang Jili as Non-Independent For For Management Director 5.5 Elect Liu Dong as Non-Independent For For Management Director 5.6 Elect Zhang Zhigang as Non-Independent For For Management Director 6.1 Elect Wang Yantao as Independent For For Management Director 6.2 Elect Wang Xinlan as Independent For For Management Director 6.3 Elect Zhang Xiaoxiao as Independent For For Management Director 7.1 Elect Dong Tingting as Supervisor For For Management 7.2 Elect Yu Xiao as Supervisor For For Management -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Credit Line and Provision of For Against Management Guarantee 9 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Authorize Board to Distribute Cash Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Officers 7 Approve External Auditing Firm and to For For Management Fix Their Remuneration 8 Approve Provision of Financial For Against Management Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to Daily Operations to the Subsidiaries of the Company in Australia 9 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Businesses 10 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued H Share For For Management Capital 13.01 Elect Li Xiyong as Director For For Management 13.02 Elect Li Wei as Director For For Management 13.03 Elect Wu Xiangqian as Director For For Management 13.04 Elect Liu Jian as Director For For Management 13.05 Elect Zhao Qingchun as Director For For Management 13.06 Elect He Jing as Director For For Management 14.01 Elect Tian Hui as Director For For Management 14.02 Elect Cai Chang as Director For For Management 14.03 Elect Poon Chiu Kwok as Director For Against Management 14.04 Elect Zhu Limin as Director For For Management 15.01 Elect Gu Shisheng as Supervisor For For Management 15.02 Elect Zhou Hong as Supervisor For For Management 15.03 Elect Li Shipeng as Supervisor For For Management 15.04 Elect Qin Yanpo as Supervisor For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 2 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan 2 Approve Financial Services Agreement, For Against Management Major and Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- YAPI VE KREDI BANKASI AS Ticker: YKBNK Security ID: M9869G101 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Financial Statements and For For Management Statutory Reports 3 Ratify Director Appointments For Against Management 4 Approve Discharge of Board For For Management 5 Authorize Share Capital Increase For Against Management without Preemptive Rights 6 Approve Actions of the Board and For For Management Discharge Directors 7 Elect Directors For Against Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Approve Allocation of Income For For Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Use of Partial Raised Funds For For Management and Excess Raised Funds to Replenish Working Capital 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Changes in Registered Capital For For Management and Amend Articles of Association 9 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Change in Accounting Policies For For Management 13 Approve Appointment of Auditor For For Management 14 Approve Change of Chief Financial For For Management Officer 15 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 16 Approve Use of Idle Own Funds to For Against Management Conduct Cash Management 17 Approve Comprehensive Credit Line Bank For For Management Application 18 Approve Amendment of Draft and Summary For For Shareholder of Performance Shares Incentive Plan 19 Approve Amendment of Methods to Assess For For Shareholder the Performance of Plan Participants -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Repurchase Size For For Management and Price of Initial Performance Shares 2 Approve Repurchase and Cancellation of For For Management Initial Performance Shares 3 Approve Adjustment of Repurchase Size For For Management and Price of Reserve Performance Shares 4 Approve Repurchase and Cancellation of For For Management Reserve Performance Shares 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YIFENG PHARMACY CHAIN CO., LTD. Ticker: 603939 Security ID: Y982AC104 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application and Acceptance of Provision of Guarantee 2 Approve Amendments to Articles of For For Management Association 3 Elect Liu Yi as Supervisor For For Management 4 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- YIFENG PHARMACY CHAIN CO., LTD. Ticker: 603939 Security ID: Y982AC104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shuhai Purchase Agreement, For For Management Relevant Annual Caps and Related Transactions 2 Approve Proposed Revision of Annual For For Management Caps Under the Shuhai Sales Agreement 3 Approve Proposed Revision of Annual For For Management Caps Under the Hot Pot Soup Flavouring Products Sales Agreement -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Dang Chunxiang as Director and For For Management Authorize Board to Fix Her Remuneration 3 Elect Zhang Yong as Director and For For Management Authorize Board to Fix His Remuneration 4 Elect Ye Shujun as Director and For For Management Authorize Board to Fix Her Remuneration 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Final Dividend For For Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YINTAI GOLD CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Use of Own Idle Funds to For Against Management Invest in Entrusted Financial Products 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related-party For Against Management Transactions 2 Approve Appointment of Auditor and For For Management Payment of Remuneration 3 Approve Additional Credit Line For For Management Application 4 Approve Asset Securitization Plan For For Management -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Issuance of Debt Financing For For Management Instruments 8 Approve 2019 Credit Line and Loan and For For Management 2020 Credit Line Application 9 Approve Capital Injection Agreement For For Management 10 Approve 2019 and 2020 Remuneration of For For Management Directors and Supervisors 11 Approve Report of the Independent For For Management Directors 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For Against Management Option and Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters 4 Approve Invalidation of Granted Stock For For Management Options and Repurchase Cancellation of Performance Shares 5 Approve Cancellation of Repurchased For For Management Performance Shares -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Cash Dividend Distribution For For Management from Capital Reserve 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve 2019 Remuneration of Directors For For Management and 2020 Remuneration Plan 10 Approve 2019 Remuneration of For For Management Supervisors and 2020 Remuneration Plan 11 Approve Change in Registered Capital For For Management 12 Amend Articles of Association For For Management 13.1 Elect Wang Wenjing as Non-Independent For For Management Director 13.2 Elect Guo Xinping as Non-Independent For For Management Director 13.3 Elect Wu Zhengping as Non-Independent For For Management Director 13.4 Elect Chen Qiangbing as For For Management Non-Independent Director 14.1 Elect Zhang Weiguo as Independent For For Management Director 14.2 Elect Zhou Jian as Independent Director For For Management 14.3 Elect Wang Feng as Independent Director For For Management 15.1 Elect Zhang Ke as Supervisor For For Shareholder 15.2 Elect Gao Zhiyong as Supervisor For For Shareholder -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- YPF SA Ticker: YPFD Security ID: 984245100 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 0 Holding of Shareholders' Meeting For For Management Remotely Pursuant to General Resolution No. 830/2020 of Argentine Securities Commission 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Approve Exemption from Preemptive For For Management Offer of Shares to Shareholders Pursuant to Article 67 of Law No. 26,831 in Relation to Repurchase of Company's Shares Related to Creation of Long Term Compensation Plan 3 Consider Individual and Consolidated For For Management Financial Statements and Statutory Reports 4 Approve Allocation of Income; For For Management Absorption of Net Loss; Constitution of Reserves; Dividend Distribution 5 Approve Remuneration of Auditors for For For Management FY 2019 6 Approve Auditors for FY 2020 and Fix For For Management Their Remuneration 7 Consider Discharge of Directors and For For Management Members of Internal Statutory Auditors Committee 8 Approve Remuneration of Directors in For For Management the Amount of ARS 75.5 Million 9 Approve Remuneration of Internal For For Management Statutory Auditors Committee 10 Fix Number of Members of Internal For For Management Statutory Auditors Committee and Alternates 11 Elect One Member of Internal Statutory None None Management Auditors Committee and Alternate for Class A Shares 12 Elect One Member of Internal Statutory For For Management Auditors Committee and Alternate for Class D Shares 13 Fix Number of Directors and Alternates For For Management 14 Elect One Director and Alternate for None None Management Class A Shares and Determination of their Tenure 15 Elect Directors and Their Alternates For For Management for Class D Shares and Determination of their Tenure 16 Authorize Remuneration of Directors For For Management and Members of Internal Statutory Auditors Committee for FY 2020 17 Renew Board's Authority to Set Terms For For Management and Conditions under Global Debt Program for Issuance of Negotiable Bonds -------------------------------------------------------------------------------- YTL CORPORATION BERHAD Ticker: 4677 Security ID: Y98610101 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mark Yeoh Seok Kah as Director For For Management 2 Elect Yeoh Soo Keng as Director For For Management 3 Elect Abdullah Bin Syed Abd. Kadir as For For Management Director 4 Elect Ahmad Fuaad Bin Mohd Dahalan as For For Management Director 5 Elect Noorma Binti Raja Othman as For For Management Director 6 Approve Directors' Fees For For Management 7 Approve Directors' Meeting Attendance For For Management Allowance 8 Approve HLB Ler Lum PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Cheong Keap Tai to Continue For For Management Office as Independent Non-Executive Director 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management 12 Adopt New Constitution For For Management -------------------------------------------------------------------------------- YUANTA FINANCIAL HOLDING CO. LTD. Ticker: 2885 Security ID: Y2169H108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Documents and For For Management Related Transactions 2 Elect Ouyang Changcheng as Director For For Management and Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Bank Deposits Agreement, For For Management New Annual Caps and Related Transactions -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Feng as Director For For Management 3.2 Elect Chen Jing as Director For For Management 3.3 Elect Yu Lup Fat Joseph as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YUHAN CORP. Ticker: 000100 Security ID: Y9873D109 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Lee Cheol as Outside Director For For Management 3.2 Elect Ji Seong-gil as Outside Director For For Management 3.3 Elect Park Dong-jin as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Nie Tengyun as Non-Independent For For Management Director 1.2 Elect Chen Liying as Non-Independent For For Management Director 1.3 Elect Nie Zhangqing as Non-Independent For For Management Director 1.4 Elect Zhou Baigen as Non-Independent For For Management Director 1.5 Elect Lai Shiqiang as Non-Independent For For Management Director 1.6 Elect Yang Zhoulong as Non-Independent For For Management Director 1.7 Elect Fu Qin as Non-Independent For For Management Director 2.1 Elect Zhang Darui as Independent For For Management Director 2.2 Elect Liu Yu as Independent Director For For Management 2.3 Elect Lou Guanghua as Independent For For Management Director 2.4 Elect Zhang Guanqun as Independent For For Management Director 2.5 Elect Xiao Anhua as Independent For For Management Director 3.1 Elect Lai Xuejun as Supervisor For For Management 3.2 Elect Tang Caixia as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Provision of Guarantee For For Management 6 Approve Profit Distribution For For Management 7 Approve Investment in Entrusted Asset For Against Management Management 8 Approve Use Funds for Cash Management For For Management 9 Approve Overseas Issuance of Overseas For For Management Bonds and External Guarantee 10 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Use of Own Funds for For Against Management Adjustment on Securities Investment 3.1 Elect Chen Fashu as Non-Independent For Against Management Director 3.2 Elect Chen Yanhui as Non-Independent For Against Management Director 3.3 Elect Wang Rong as Non-Independent For Against Management Director 3.4 Elect Na Pengjie as Non-Independent For Against Management Director 3.5 Elect Li Shuangyou as Non-Independent For Against Management Director 3.6 Elect Wang Minghui as Non-Independent For Against Management Director 3.7 Elect Yang Changhong as For Against Management Non-Independent Director 4.1 Elect Yin Xiaobing as Independent For For Management Director 4.2 Elect Dai Yang as Independent Director For For Management 4.3 Elect Zhang Yongliang as Independent For For Management Director 5.1 Elect You Guanghui as Supervisor For For Shareholder 5.2 Elect Zhong Jie as Supervisor For For Shareholder 5.3 Elect Song Chengli as Supervisor For For Shareholder 5.4 Elect Wu Qun as Supervisor For For Shareholder -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan 3 Approve Draft of Employee Share For Against Management Purchase Plan Management Method 4 Approve Incentive Fund Management For For Management Method 5 Approve Working Rules of the For For Management Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 8 Approve Assessment and Management For Against Management Measures of the Stock Option Incentive Plan 9 Approve Company Shares Repurchase to For For Management Implement Employee Incentive Plan 10 Approve Authorization of Board to For Against Management Handle All Matters Related to the Stock Option Incentive Plan 11 Approve Authorize Board to Deal with For For Management All Matters in Relation to the Share Repurchase -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds to For Against Management Invest in Bank Financial Products -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Daily Related-Party For For Management Transactions 8 Approve Comprehensive Credit Line Bank For Against Management Application 9 Approve Guarantee within the Scope of For Against Management Consolidated Report 10 Approve Performance Commitment on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 11.1 Elect Paul Xiaoming Lee as For For Shareholder Non-Independent Director 11.2 Elect Li Xiaohua as Non-Independent For For Shareholder Director 11.3 Elect Yan Ma as Non-Independent For For Shareholder Director 11.4 Elect Xu Ming as Non-Independent For For Shareholder Director 11.5 Elect Feng Jie as Non-Independent For For Shareholder Director 11.6 Elect Alex Cheng as Non-Independent For For Shareholder Director 12.1 Elect Tang Changjiang as Independent For For Management Director 12.2 Elect Zheng Haiying as Independent For For Management Director 12.3 Elect Lu Jiankai as Independent For For Management Director 13.1 Elect Zhang Tao as Supervisor For For Management 13.2 Elect Chen Tao as Supervisor For For Management 14 Approve Establishment of Special Board For For Management Committee -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Usage of Raised Funds For For Management 2.11 Approve Raised Funds Implementing For For Management Party and Manner 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of Raised For For Management Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Special Raised Funds Account For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- YUZHOU PROPERTIES COMPANY LIMITED Ticker: 1628 Security ID: G9884T101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Kwok Ying Lan as Director For For Management 2.2 Elect Lin Conghui as Director For For Management 2.3 Elect Lam Kwong Siu as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Share Option Scheme For Against Management 9 Approve Change of English Name and For For Management Adopt Chinese Name as Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- YY, INC. Ticker: YY Security ID: 98426T106 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to JOYY Inc. For For Management -------------------------------------------------------------------------------- ZEE ENTERTAINMENT ENTERPRISES LIMITED Ticker: 505537 Security ID: Y98893152 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Dividend on Preference Shares For For Management 3 Declare Dividend on Equity Shares For For Management 4 Reelect Subhash Chandra as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD. Ticker: 600436 Security ID: Y9890Q109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Daily Related-party For For Management Transactions 8 Approve Appointment of Auditor and to For For Management Fix Their Remuneration 9 Approve Amendments to Articles of For Against Management Association, Rules and Procedures Regarding General Meetings of Shareholders, Rules and Procedures Regarding Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Elect Zheng Zhenlong as Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Transfer Agreement and Related For For Management Transactions 1b Approve Grant of Specific Mandates to For For Management the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement 1c Authorize Board to Deal With All For For Management Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions 2a Amend Articles of Association For For Management 2b Authorize Board to Deal With All For For Management Matters in Relation to the Amendments to the Articles of Association 3 Approve Registration and Issuance of For For Management Renewal Bonds and Authorize Board to Deal With All Related Matters 4 Approve Registration and Issuance of For For Management Super Short-Term Notes and Authorize Board to Deal With All Related Matters -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Transfer Agreement and Related For For Management Transactions 1b Approve Grant of Specific Mandates to For For Management the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement 1c Authorize Board to Deal With All For For Management Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Report For For Management 4 Approve Final Dividend For For Management 5 Approve Ernst & Young and Ernst & For For Management Young Hua Ming LLP as International Auditor and the PRC Auditor of the Company Respectively and Authorize Board to Fix Their Remuneration 6 Elect Huang Zhen as Director For For Management 7 Elect Zhang Banglong as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 2 Authorize Repurchase of Issued H Share For For Management Capital 3a Amend Articles of Association For For Management 3b Authorize Board to Deal with All For For Management Matters in Relation to the Amendments to the Articles of Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 3a Amend Articles of Association For For Management 3b Authorize Board to Deal with All For For Management Matters in Relation to the Amendments to the Articles of Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Use of Idle Own Funds for For Against Management Entrusted Asset Management 7 Approve Application of Credit Lines For For Management 8 Approve to Adjust the Allowance of For For Management Independent Directors 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve Purpose and Usage of the For For Management Shares to Be Repurchased 2.2 Approve Type of the Share Repurchase For For Management 2.3 Approve Manner of Share Repurchase For For Management 2.4 Approve Period of the Share Repurchase For For Management 2.5 Approve Number and Proportion to the For For Management Total Capital of the Share Repurchase 2.6 Approve Price of the Share Repurchase For For Management 2.7 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 2.8 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Repurchasing of Share 4 Approve Provision of Guarantee For For Shareholder 5 Approve Foreign Exchange Derivatives For For Shareholder Trading Business Management System 6 Approve Foreign Exchange Derivatives For For Shareholder Trading Business -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management Draft and Summary 2 Approve Management Method of Employee For Against Management Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Completion or Termination of For For Management Fundraising Projects and Use Excess Raised Funds to Replenish Working Capital 7 Approve Daily Related Party Transaction For For Management 8 Approve Appointment of Auditor For For Management 9 Approve External Guarantee For Against Management -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on For Against Management Performance Share Incentive Plan (Revised) 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Adjustment on Guarantee For Against Management Provision for Subsidiary -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Forward Foreign Exchange For For Management Hedging Transactions 9 Approve Credit Line Bank Application For Against Management and Bill Pool Business 10 Approve Provision of Guarantee For Against Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Amend Articles of Association to For For Management Reduce Registered Capital 13 Approve Draft and Summary of For For Shareholder Performance Shares Incentive Plan 14 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 15 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG DINGLI MACHINERY CO., LTD. Ticker: 603338 Security ID: Y988CW105 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG DINGLI MACHINERY CO., LTD. Ticker: 603338 Security ID: Y988CW105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision of Guarantee For For Management 10 Amend Articles of Association For For Management 11 Approve Shareholder Return Plan For For Management 12.1 Elect Xu Shugen as Non-Independent For For Management Director 12.2 Elect Shen Shuijin as Non-Independent For For Management Director 12.3 Elect Wang Meihua as Non-Independent For For Management Director 12.4 Elect Yu Yutang as Non-Independent For For Management Director 12.5 Elect Xu Ronggen as Non-Independent For For Management Director 12.6 Elect Xu Zhong as Non-Independent For For Management Director 13.1 Elect Fu Jianzhong as Independent For For Management Director 13.2 Elect Wang Baoqing as Independent For For Management Director 13.3 Elect Qu Danming as Independent For For Management Director 14.1 Elect Xiang Cunyun as Supervisor For For Management 14.2 Elect Zhou Min as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Share For Against Management Convertible Bonds and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Yingjie as Director For For Management 2 Elect Zheng Ruchun as Supervisor For For Shareholder 3 Authorize Board to Approve the For For Management Proposed Director and Shareholder Representative Supervisor's Emolument and Service Contracts and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management 5 Approve 2019 Final Accounts and 2020 For Against Management Financial Budget 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pan China Certified Public For For Management Accountants as the PRC Auditors and Authorize Board to Fix Their Remuneration 8 Elect Chen Ninghui as Director For For Management 9 Elect Fan Ye as Director For For Management 10 Authorize Board to Approve the For For Management Proposed Directors' Service Contracts and Relevant Documents and Authorize Any One Executive Director to Sign Such Contracts and Relevant Documents 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD. Ticker: 600521 Security ID: Y9891X103 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion 2.10 Approve Determination and Adjustment For For Management of Conversion Price 2.11 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.12 Approve Redemption For For Management 2.13 Approve Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Bondholders and Bondholders For For Management Meeting 2.18 Approve Use of Proceeds For For Management 2.19 Approve Raised Funds Deposit Account For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD. Ticker: 600521 Security ID: Y9891X103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Acquisition by For Against Management Issuance of Shares and Raising Supporting Funds as well as Related Party Transactions is in Compliance with Relevant Laws and Regulations 2.1 Approve Transaction Overview For Against Management 2.2 Approve Transaction Parties For Against Management 2.3 Approve Target Assets For Against Management 2.4 Approve Transaction Manner For Against Management 2.5 Approve Transaction Price For Against Management 2.6 Approve Share Type and Par Value For Against Management 2.7 Approve Issue Manner and Target For Against Management Subscribers 2.8 Approve Price Reference Date, Pricing For Against Management Basis and Issuance Price 2.9 Approve Issue Size For Against Management 2.10 Approve Lock-up Period For Against Management 2.11 Approve Profit and Loss Attribution For Against Management During the Transition Period 2.12 Approve Listing Exchange For Against Management 2.13 Approve Transfer of Ownership of the For Against Management Underlying Asset and the Liability for Breach of Contractual Obligations 2.14 Approve Issue Type and Par Value in For Against Management Connection to Raising Supporting Funds 2.15 Approve Target Subscriber and Issue For Against Management Manner in Connection to Raising Supporting Funds 2.16 Approve Issue Price in Connection to For Against Management Raising Supporting Funds 2.17 Approve Raising Supporting Funds and For Against Management Issue Amount in Connection to Raising Supporting Funds 2.18 Approve Listing Location in Connection For Against Management to Raising Supporting Funds 2.19 Approve Lock-up Period in Connection For Against Management to Raising Supporting Funds 2.20 Approve Use of Proceeds For Against Management 2.21 Approve Transaction Does Not For Against Management Constitute as Major Asset Restructuring 2.22 Approve Resolution Validity Period For Against Management 3 Approve Transaction Constitutes as For Against Management Related-party Transaction 4 Approve Report (Draft) and Summary on For Against Management Company's Related-party Transaction in Connection to Acquisition by Issuance of Shares as well as Raising Supporting Funds 5 Approve Signing of Conditional For Against Management Supplemental Agreement for the Acquisition by Issuance of Shares 6 Approve the Notion that the For Against Management Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For Against Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Measures for the Administration of Securities Issuance of Listed Companies 8 Approve Transaction Does Not For Against Management Constitute with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Relevant Audit Report, Pro For Against Management Forma Review Report and Asset Assessment Report 11 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Undertakings of Remedial For Against Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of this Transaction 14 Approve Appointment of Agency to For Against Management Provide Services for this Transaction 15 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Huayue Nickel For For Management Cobalt Company -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fang Qixue as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Issuance of For Against Management Shares to Purchase Assets and Raising Supporting Funds and Related Party Transactions 1.1 Approve Raising Supporting Funds For Against Management 1.2 Approve Target Parties and Issue Manner For Against Management 1.3 Approve Issue Price For Against Management 1.4 Approve Lock-up Period For Against Management -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve 2019 Review of Related Party For For Management Transactions 6 Approve 2020 Daily Related Party For For Management Transactions 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Appointment of Auditor For For Management 10 Approve 2020 Financing Credit For Against Management 11 Approve Provision of Guarantee For Against Management 12 Approve Issuance of Non-financial For Against Management Corporate Debt Financing Instruments 13 Approve Forward Foreign Exchange For Against Management Transactions, Currency Swaps, Foreign Exchange Options and Other Business Transactions 14 Approve Report of the Independent For For Management Directors 15 Approve Acceptance of Financial For For Management Assistance from Related Parties 16.1 Elect Chen Xuehua as Non-Independent For For Management Director 16.2 Elect Chen Hongliang as For For Management Non-Independent Director 16.3 Elect Fang Qixue as Non-Independent For For Management Director 16.4 Elect Qian Xiaoping as Non-Independent For For Management Director 17.1 Elect Zhu Guang as Independent Director For For Management 17.2 Elect Yu Weiping as Independent For For Management Director 17.3 Elect Qian Bolin as Independent For For Management Director 18.1 Elect Yuan Zhong as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Pricing Reference Date and For Against Management Issue Price 2.5 Approve Issue Size For Against Management 2.6 Approve Lock-up Period For Against Management 2.7 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.8 Approve Resolution Validity Period For Against Management 2.9 Approve Listing Exchange For Against Management 2.10 Approve Use of Proceeds For Against Management 2.11 Approve Implementation Subject of For Against Management Raised Funds 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Report on the Usage of For Against Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Draft and Summary of Phase 1 For Against Management Employee Share Purchase Plan 8 Approve Management Method of Employee For Against Management Share Purchase Plan 9 Approve Signing of Conditional Share For Against Management Subscription Agreement 10 Approve Shareholder Dividend Return For Against Management Plan 11 Approve Authorization of Board and Its For Against Management Authorized Person to Handle All Related Matters 12 Approve White Wash Waiver and Related For Against Management Transactions -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Target Subscribers and Issue For For Management Manner 2.5 Approve Guarantee Matters For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Listing Arrangements For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Principal and Interest of the Bond Cannot be Paid on Time or Repayment Guarantee Measures are Taken When The Principal and Interest of the Bond are not Paid on Time -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Guarantee For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Employee Share Purchase Plan For Against Shareholder (Draft) and Summary 11 Approve Methods to Assess the For Against Shareholder Performance of Plan Participants 12 Approve Authorization of Board to For Against Shareholder Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG NHU CO. LTD. Ticker: 002001 Security ID: Y98910105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Raised Funds for Cash For For Management Management 7 Approve Bill Pool Business For Against Management 8 Approve Provision of Guarantee For For Management 9 Approve Change in Registered Address For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Working System for Independent For For Management Directors 15 Amend Information Disclosure For For Management Management System 16 Amend Management System for Providing For For Management External Guarantees 17 Amend Related-Party Transaction For For Management Management System 18 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Performance Shares Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For For Management Credit Lines 7 Approve Bill Pool Business For Against Management 8 Approve Provision of Guarantee For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Use Remaining Raised Funds to For For Management Replenish Working Capital 11 Approve Adjustment of Remuneration and For For Management Allowance of Directors 12 Approve Revision of Terms of For Against Management Performance Shares Incentive Plan 13.1 Elect Shi Jianhui as Independent For For Management Director 13.2 Elect Zhu Hongjun as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Adjustment on 2018 Performance For Against Management Evaluation Indicators of the Performance Share Incentive Plan 3 Approve Adjustment on 2018 Performance For Against Management Evaluation Indicators of the Stock Appreciation Rights Incentive Plan 4 Approve Adjustment on 2020 Performance For Against Management Evaluation Indicators of the Performance Share Incentive Plan 5 Amend Implementation Assessment For Against Management Management Method of Equity Incentive Plan 6 Amend Implementation Assessment For Against Management Management Method of Performance Share Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Use of Funds for Short-term For Against Management Financial Products 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management 11 Elect Philippe SUMEIRE as Supervisor For For Management 12.1 Elect Thierry de LA TOUR D'ARTAISE as For For Management Non-Independent Director 12.2 Elect Harry TOURET as Non-Independent For For Management Director 12.3 Elect Stanislas de GRAMONT as For For Management Non-Independent Director 12.4 Elect Nathalie LOMON as For For Management Non-Independent Director 12.5 Elect Dai Huaizong as Non-Independent For For Management Director 12.6 Elect Su Xianze as Non-Independent For For Management Director 13.1 Elect Herve MACHENAUD as Independent For For Shareholder Director 13.2 Elect Jean-Michel PIVETEAU as For For Shareholder Independent Director 13.3 Elect Chen Jun as Independent Director For For Management -------------------------------------------------------------------------------- ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD. Ticker: 300357 Security ID: Y9897U103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hu Gengxi as Non-Independent For For Management Director 1.2 Elect YANNI CHEN as Non-Independent For For Management Director 1.3 Elect Wang Lihong as Non-Independent For For Management Director 1.4 Elect Zhang Lu as Non-Independent For For Management Director 2.1 Elect Zhang Qifeng as Independent For For Management Director 2.2 Elect Xu Guoliang as Independent For For Management Director 3.1 Elect Jin Tao as Supervisor For For Management 3.2 Elect Yang Huifeng as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD. Ticker: 300357 Security ID: Y9897U103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Use of Idle Own Funds to For Against Management Purchase Financial Products 7.1 Approve Remuneration of Chairman and For For Management General Manager, Hu Gengxi 7.2 Approve Remuneration of Director and For For Management Deputy General Manager, Wang Lihong 7.3 Approve Remuneration of Director and For For Management Deputy General Manager, Zhang Lu 8.1 Approve Remuneration of Independent For For Management Director, Xu Guoliang 8.2 Approve Remuneration of Independent For For Management Director, Zhang Qifeng 9.1 Approve Remuneration of Supervisor, For For Management Jin Tao 9.2 Approve Remuneration of Supervisor, Li For For Management Wenxiu 9.3 Approve Remuneration of Supervisor, For For Management Yang Huifeng -------------------------------------------------------------------------------- ZHEN DING TECHNOLOGY HOLDING LTD. Ticker: 4958 Security ID: G98922100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 4 Amend Articles of Association For For Management 5.1 Elect Chang-Fang Shen, with For For Management Shareholder No. 15, as Non-Independent Director 5.2 Elect Che-Hung Yu, a Representative of For For Management Foxconn (Far East) Limited with Shareholder No. 2, as Non-Independent Director 5.3 Elect John-See Lee, with ID No. For For Management P100035XXX, as Non-Independent Director 5.4 Elect Ting-Chuan Lee, with ID No. For For Management P121659XXX, as Non-Independent Director 5.5 Elect Chih-Chen Chou with ID No. For For Management A102012XXX as Independent Director 5.6 Elect Chen-Fu Chien with ID No. For For Management H120290XXX as Independent Director 5.7 Elect Chi-Hsien Lee with ID No. For For Management K120329XXX as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors (Including Independent Directors) and Representatives -------------------------------------------------------------------------------- ZHENRO PROPERTIES GROUP LTD. Ticker: 6158 Security ID: G9897E109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ou Guoqiang as Director None None Management 4 Elect Ou Guowei as Director For For Management 5 Elect Lin Hua as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares 11 Elect Liu Weiliang as Director For For Management -------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. Ticker: 6060 Security ID: Y989DF109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to the Emoluments For For Management of Independent Non-Executive Directors of the Company 2.1 Approve Revised Annual Cap for the For For Management Continuing Connected Transactions Under the Online Platform Cooperation Framework Agreement and Related Transactions 2.2 Approve New Online Platform For For Management Cooperation Framework Agreement, Ant Financial Annual Caps and Related Transactions 2.3 Approve Auto Co-Insurance Cooperation For For Management Agreements, Ping An Annual Caps and Related Transactions 2.4 Authorize Board to Deal With All For For Management Matters in Relation to the New Online Platform Cooperation Framework Agreement, Auto Co-Insurance Cooperation Agreements and Further Revised Ant Financial Online Platform Annual Cap -------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. Ticker: 6060 Security ID: Y989DF109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Report of Auditors and For For Management Audited Financial Statements 4 Approve PricewaterhouseCoopers as For For Management Auditors 5 Elect Weibiao Zhan as Director For For Management 6 Approve 2019 Performance Evaluation of For For Management the Directors 7 Approve Five-Year Development Plan of For For Management the Company (2020-2024) 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Amendments to Articles of For For Management Association 10 Approve Proposed Issue of Offshore For For Management Senior Bonds -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Amend Management System of Employee For Against Management Share Purchase Plan -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of For For Management Fund-raising Investment Project 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Shareholder Return Plan For For Management 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Mutual Guarantee For For Management 11 Approve Appointment of Financial For For Management Auditor 12 Approve Use of Idle Raised Funds for For For Management Cash Management 13 Approve Use of Idle Own Funds for Cash For Against Management Management 14.1 Elect Chen Datong as Independent For For Management Director 14.2 Elect Jin Fuhai as Independent Director For For Management 14.3 Elect Xia Chaoyang as Independent For For Management Director 14.4 Elect Du Jie as Independent Director For For Management 15.1 Elect Wang Weixiu as Non-Independent For For Management Director 15.2 Elect Liu Sheng as Non-Independent For For Management Director 15.3 Elect Wang Xiaodong as Non-Independent For For Management Director 15.4 Elect Zhao Guibin as Non-Independent For For Management Director 15.5 Elect Liu Chengwei as Non-Independent For For Management Director 16.1 Elect Qi Zhijie as Supervisor For For Management 16.2 Elect Wang Jin as Supervisor For For Management -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Method of Stock For For Management Option Incentive Plan 2 Approve Authorization of Board to For For Management Handle All Matters Related to the Stock Option Incentive Plan 3 Approve Revised Draft and Summary of For For Management Stock Option Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised) -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Jin as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Registration and Issue of Debt For For Management Financing Bonds 10 Approve Authorization of the Board to For For Management Handle Matters on Debt Financing Bonds 11 Approve Provision of Loan Guarantee For For Management for Hebei Yuerya Gold Mining Co., Ltd. 12 Approve Provision of Loan Guarantee For For Management for China Gold Group Jiapigou Mining Co., Ltd. 13 Approve Provision of Loan Guarantee For For Management for Zhongjin Songxian Songyuan Gold Smelting Co., Ltd. 14 Approve Provision of Loan Guarantee For For Management for Songxian Jinniu Co., Ltd. 15 Approve Adjustment to Issuance of For For Management Shares and Cash Payment to Purchase Assets and Raise Supporting Funds -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Yi as Director For For Management 4 Elect David Alexander Newbigging as For For Management Director 5 Elect Hsu David as Director For For Management 6 Elect Ying Wei as Director For For Management 7 Elect Li Yanwei as Director For For Management 8 Elect Li Guohui as Director For For Management 9 Elect Tang Xianfeng as Director For For Management 10 Authorize Board to Fix Remuneration of For For Management Directors 11 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 12 Authorize Repurchase of Issued Share For For Management Capital 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHUZHOU CRRC TIMES ELECTRIC CO., LTD. Ticker: 3898 Security ID: Y9892N104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditor's Report 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Elect Li Donglin as Director and For For Management Approve His Emolument 8 Elect Yang Shouyi as Director and For For Management Approve His Emolument 9 Elect Liu Ke'an as Director and For For Management Approve His Emolument 10 Elect Yan Wu as Director and Approve For For Management His Emolument 11 Elect Zhang Xinning as Director and For For Management Approve His Emolument 12 Elect Chan Kam Wing, Clement as For For Management Director and Approve His Emolument 13 Elect Pao Ping Wing as Director and For For Management Approve His Emolument 14 Elect Liu Chunru as Director and For For Management Approve Her Emolument 15 Elect Chen Xiaoming as Director and For For Management Approve His Emolument 16 Elect Gao Feng as Director and Approve For For Management His Emolument 17 Elect Li Lue as Supervisor and Approve For For Management His Emolument 18 Elect Geng Jianxin as Supervisor and For For Management Approve His Emolument 19 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares 20 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Remuneration and Assessment For For Management Proposal of Directors and Supervisors 4.1 Elect Chen Jinghe as Director For For Management 4.2 Elect Lan Fusheng as Director For For Management 4.3 Elect Zou Laichang as Director For For Management 4.4 Elect Lin Hongfu as Director For For Management 4.5 Elect Lin Hongying as Director For For Management 4.6 Elect Xie Xionghui as Director For For Management 4.7 Elect Li Jian as Director For For Management 5.1 Elect Zhu Guang as Director For For Management 5.2 Elect Mao Jingwen as Director For For Management 5.3 Elect Li Changqing as Director For For Management 5.4 Elect He Fulong as Director For For Management 5.5 Elect Suen, Stephen Man Tak as Director For For Management 6.1 Elect Lin Shuiqing as Supervisor For For Management 6.2 Elect Fan Wensheng as Supervisor For For Management 6.3 Elect Xu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Remuneration and Assessment For For Management Proposal of Directors and Supervisors 4.1 Elect Chen Jinghe as Director For For Management 4.2 Elect Lan Fusheng as Director For For Management 4.3 Elect Zou Laichang as Director For For Management 4.4 Elect Lin Hongfu as Director For For Management 4.5 Elect Lin Hongying as Director For For Management 4.6 Elect Xie Xionghui as Director For For Management 4.7 Elect Li Jian as Director For For Management 5.1 Elect Zhu Guang as Director For For Management 5.2 Elect Mao Jingwen as Director For For Management 5.3 Elect Li Changqing as Director For For Management 5.4 Elect He Fulong as Director For For Management 5.5 Elect Suen, Stephen Man Tak as Director For For Management 6.1 Elect Lin Shuiqing as Supervisor For For Management 6.2 Elect Fan Wensheng as Supervisor For For Management 6.3 Elect Xu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Arrangement of Guarantees to For For Management Company's Subsidiaries, Joint Venture and Associate 3 Approve Provision of Counter-Guarantee For For Management for Finance to Makeng Mining 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Independent For For Management Directors 6 Approve 2019 Report of the Supervisory For For Management Committee 7 Approve 2019 Financial Report For For Management 8 Approve 2019 Annual Report and Summary For For Management Report 9 Approve 2019 Profit Distribution Plan For For Management 10 Approve 2019 Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 11 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Arrangement of Guarantees to For For Management Company's Subsidiaries, Joint Venture and Associate 3 Approve Provision of Counter-Guarantee For For Management for Finance to Makeng Mining 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Independent For For Management Directors 6 Approve 2019 Report of the Supervisory For For Management Committee 7 Approve 2019 Financial Report For For Management 8 Approve 2019 Annual Report and Summary For For Management Report 9 Approve 2019 Profit Distribution Plan For For Management 10 Approve 2019 Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 11 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY CO. LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Ownership Plan For For Management 2 Approve Adoption of the Management For For Management Rules of the Stock Ownership Plan 3 Authorize Board to Deal With All For For Management Matters in Relation to the Stock Ownership Plan 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope 5 Approve Merger by Absorption and For For Management Related Transactions 6 Approve Provision of a Guarantee by For For Shareholder the Company in Favour of Zoomlion Finance and Leasing (Beijing) Co., Ltd. and Related Transactions 7 Approve Proposed Registration by the For For Shareholder Company for the Issue of Asset-Back Securities and Related Transactions -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Report of Settlement For For Management Accounts 4 Approve 2019 Full Text and Summary of For For Management the Annual Report of A Shares 5 Approve 2019 Annual Report of H Shares For For Management 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve Provisions for Asset Impairment For For Management 8 Approve Application to Financial For For Management Institutions for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available 9 Approve Authorization to the Company For For Management to Provide Buy-Back Guarantees in Respect of Third-Party Finance Leasing Business and to Provide Guarantees for the Factoring Financing 10 Approve Authorization to the Company For For Management to Continue to Develop and Provide Buy-Back Guarantees in Respect of Its Mortgage-Funded Business 11 Approve Authorization to Zoomlion For For Management Industrial Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements 12 Approve Authorization to Zoomlion For For Management Heavy Machinery Co., Ltd. to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Heavy Machinery to Execute the Relevant Cooperation Agreements 13 Approve Provision of Guarantees in For Against Management Favour of 35 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties 14 Approve Carrying Out of Low Risk For Against Management Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements 15 Approve Investment in Financial For For Management Derivatives and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements 16 Approve Authorization to Hunan For For Management Zhicheng Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees 17.1 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Sales of Spare Parts and Components for Environmental Sanitation Equipment 17.2 Approve Related Party Transactions For Against Management with Infore Environment in Relation to the Provision of Financial Services 17.3 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Procurement of Products Including Spare Parts and Components for Environmental Sanitation Equipment and Modified Vehicles for Environmental Sanitation 18.1 Approve Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor 18.2 Approve KPMG as International Auditor For For Management 18.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles 19 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 20 Amend Articles of Association For For Management 21 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 22 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares 23 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 24 Amend Articles of Association to For For Shareholder Change the Business Nature Referred to in the Business Licence -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Report of Settlement For For Management Accounts 4 Approve 2019 Full Text and Summary of For For Management the Annual Report of A Shares 5 Approve 2019 Annual Report of H Shares For For Management 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve Provisions for Asset Impairment For For Management 8 Approve Application to Financial For For Management Institutions for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available 9 Approve Authorization to the Company For For Management to Provide Buy-Back Guarantees in Respect of Third-Party Finance Leasing Business and to Provide Guarantees for the Factoring Financing 10 Approve Authorization to the Company For For Management to Continue to Develop and Provide Buy-Back Guarantees in Respect of Its Mortgage-Funded Business 11 Approve Authorization to Zoomlion For For Management Industrial Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements 12 Approve Authorization to Zoomlion For For Management Heavy Machinery Co., Ltd. to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Heavy Machinery to Execute the Relevant Cooperation Agreements 13 Approve Provision of Guarantees in For Against Management Favour of 35 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties 14 Approve Carrying Out of Low Risk For Against Management Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements 15 Approve Investment in Financial For For Management Derivatives and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements 16 Approve Authorization to Hunan For For Management Zhicheng Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees 17.1 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Sales of Spare Parts and Components for Environmental Sanitation Equipment 17.2 Approve Related Party Transactions For Against Management with Infore Environment in Relation to the Provision of Financial Services 17.3 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Procurement of Products Including Spare Parts and Components for Environmental Sanitation Equipment and Modified Vehicles for Environmental Sanitation 18.1 Approve Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor 18.2 Approve KPMG as International Auditor For For Management 18.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles 19 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 20 Amend Articles of Association For For Management 21 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 22 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares 23 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 24 Amend Articles of Association to For For Shareholder Change the Business Nature Referred to in the Business Licence -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Amendments to Articles of For For Management Association, the Rules of Procedure for General Meetings of Shareholders and the Rules of Procedure for Board of Directors Meetings 2.00 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3.00 Approve Execution of a Supplemental For For Shareholder Agreement with Shenzhen Vanke Development Co., Ltd. on the Shenzhen Bay Super Headquarters Base -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Amendments to Articles of For For Management Association, the Rules of Procedure for General Meetings of Shareholders and the Rules of Procedure for Board of Directors Meetings 2.00 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3.00 Approve Execution of a Supplemental For For Shareholder Agreement with Shenzhen Vanke Development Co., Ltd. on the Shenzhen Bay Super Headquarters Base -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve 2019 Annual Report For For Management 2.00 Approve 2019 Report of the Board of For For Management Directors 3.00 Approve 2019 Report of the Supervisory For For Management Committee 4.00 Approve 2019 Report of the President For For Management 5.00 Approve 2019 Final Financial Accounts For For Management 6.00 Approve 2019 Profit Distribution For For Management 7.00 Approve Application for Derivative For For Management Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for Overseas Wholly-owned Subsidiaries 9.00 Approve ZTE Channel Cooperation For For Management Framework Agreement 2020 - General Distributor 10.00 Approve Proposed Registration and For For Management Issue of Medium Term Notes 11.01 Approve Application of Composite For For Management Credit Facility to Bank of China Limited 11.02 Approve Application of Composite For For Management Credit Facility to China Development Bank, Shenzhen Branch 12.01 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Authorize Board to Fix Their Remuneration 12.02 Approve Ernst & Young as Hong Kong For For Management Auditor and Authorize Board to Fix Their Remuneration 12.03 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 13.00 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14.00 Authorize Repurchase of Issued A Share For For Management Capital 15.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 16.00 Elect Zhuang Jiansheng as Director For For Shareholder -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve 2019 Annual Report For For Management 2.00 Approve 2019 Report of the Board of For For Management Directors 3.00 Approve 2019 Report of the Supervisory For For Management Committee 4.00 Approve 2019 Report of the President For For Management 5.00 Approve 2019 Final Financial Accounts For For Management 6.00 Approve 2019 Profit Distribution For For Management 7.00 Approve Application for Derivative For For Management Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for Overseas Wholly-owned Subsidiaries 9.00 Approve ZTE Channel Cooperation For For Management Framework Agreement 2020 - General Distributor 10.00 Approve Proposed Registration and For For Management Issue of Medium Term Notes 11.01 Approve Application of Composite For For Management Credit Facility to Bank of China Limited 11.02 Approve Application of Composite For For Management Credit Facility to China Development Bank, Shenzhen Branch 12.01 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Authorize Board to Fix Their Remuneration 12.02 Approve Ernst & Young as Hong Kong For For Management Auditor and Authorize Board to Fix Their Remuneration 12.03 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 13.00 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14.00 Authorize Repurchase of Issued A Share For For Management Capital 15.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 16.00 Elect Zhuang Jiansheng as Director For For Shareholder ==================== Voya Euro STOXX 50(R) Index Portfolio ===================== AIRBUS SE Ticker: AIR Security ID: N0280G100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Allocation of Income and None None Management Dividends of EUR of 1.80 per Share 4.3 Approve Discharge of Non-Executive For Against Management Members of the Board of Directors 4.4 Approve Discharge of Executive Members For Against Management of the Board of Directors 4.5 Ratify Ernst & Young as Auditors For For Management 4.6 Adopt Remuneration Policy For For Management 4.7 Approve Remuneration Report Containing For For Management Remuneration Policy 4.8 Elect Mark Dunkerley as Non-Executive For For Management Director 4.9 Elect Stephan Gemkow as Non-Executive For For Management Director 4.10 Reelect Ralph D. Crosby, Jr. as For For Management Non-Executive Director 4.11 Reelect Lord Drayson (Paul) as For For Management Non-Executive Director 4.12 Grant Board Authority to Issue Shares For For Management Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans 4.13 Grant Board Authority to Issue Shares For For Management Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding 4.14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4.15 Approve Cancellation of Repurchased For For Management Shares 5 Close Meeting None None Management -------------------------------------------------------------------------------- ASML HOLDING NV Ticker: ASML Security ID: N07059202 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3.a Approve Remuneration Report For For Management 3.b Adopt Financial Statements and For For Management Statutory Reports 3.c Receive Clarification on Company's None None Management Reserves and Dividend Policy 3.d Approve Dividends of EUR 2.40 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Number of Shares for For For Management Management Board 6 Approve Certain Adjustments to the For For Management Remuneration Policy for Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8.a Announce Vacancies on the Supervisory None None Management Board 8.b Opportunity to Make Recommendations None None Management 8.c Announce Intention to Reappoint A.P. None None Management Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board 8.d Reelect A.P. (Annet) Aris to For For Management Supervisory Board 8.e Elect D.M. (Mark) Durcan to For For Management Supervisory Board 8.f Elect D.W.A. (Warren) East to For For Management Supervisory Board 8.g Receive Information on the Composition None None Management of the Supervisory Board 9 Ratify KPMG as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management Up to 5 Percent of Issued Capital for General Purposes 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.a 10.c Grant Board Authority to Issue or For For Management Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 10.d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.c 11.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11.b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA SA Ticker: BBVA Security ID: E11805103 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income and For For Management Dividends 1.4 Approve Discharge of Board For For Management 2.1 Reelect Lourdes Maiz Carro as Director For For Management 2.2 Reelect Susana Rodriguez Vidarte as For For Management Director 2.3 Elect Raul Catarino Galamba de For For Management Oliveira as Director 2.4 Elect Ana Leonor Revenga Shanklin as For For Management Director 2.5 Elect Carlos Vicente Salazar Lomelin For For Management as Director 3 Fix Maximum Variable Compensation Ratio For For Management 4 Renew Appointment of KPMG Auditores as For For Management Auditor 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.A Approve Consolidated and Standalone For For Management Financial Statements 1.B Approve Non-Financial Information For For Management Statement 1.C Approve Discharge of Board For For Management 2 Approve Allocation of Income and For For Management Dividends 3.A Fix Number of Directors at 15 For For Management 3.B Elect Luis Isasi Fernandez de For For Management Bobadilla as Director 3.C Elect Sergio Agapito Lires Rial as For For Management Director 3.D Ratify Appointment of and Elect Pamela For For Management Ann Walkden as Director 3.E Reelect Ana Patricia Botin-Sanz de For For Management Sautuola y O'Shea as Director 3.F Reelect Rodrigo Echenique Gordillo as For For Management Director 3.G Reelect Esther Gimenez-Salinas i For For Management Colomer as Director 3.H Reelect Sol Daurella Comadran as For For Management Director 4 Ratify Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Share Repurchase Program For For Management 6 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 7.A Approve Scrip Dividends For For Management 7.B Approve Scrip Dividends For For Management 8 Authorize Issuance of Non-Convertible For For Management Debt Securities up to EUR 50 Billion 9 Approve Remuneration Policy For For Management 10 Approve Remuneration of Directors For For Management 11 Fix Maximum Variable Compensation Ratio For For Management 12.A Approve Deferred Multiyear Objectives For For Management Variable Remuneration Plan 12.B Approve Deferred and Conditional For For Management Variable Remuneration Plan 12.C Approve Digital Transformation Award For For Management 12.D Approve Buy-out Policy For For Management 12.E Approve Employee Stock Purchase Plan For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Elect Ertharin Cousin to the For For Management Supervisory Board 4.2 Elect Otmar Wiestler to the For For Management Supervisory Board 4.3 Elect Horst Baier to the Supervisory For For Management Board 5 Approve Remuneration Policy for the For For Management Management Board 6 Approve Remuneration Policy for the For For Management Supervisory Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office 8 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Norbert Reithofer to the For For Management Supervisory Board 6.2 Elect Anke Schaeferkordt to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Amend Articles Re: Corporate Interest For For Management and Social Dividend 7 Amend Article 8 Re: Compliance System For For Management and Compliance Unit 8 Amend Article 10 to Reflect Changes in For For Management Capital 9 Amend Article 9 of General Meeting For For Management Regulations Re: Shareholders' Power to Approve the Non-Financial Information Statement 10 Amend Articles of General Meeting For For Management Regulations Re: Right to Information and Remote Participation 11 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 12 Approve Allocation of Income and For For Management Dividends 13 Approve Scrip Dividends For For Management 14 Approve Scrip Dividends For For Management 15 Advisory Vote on Remuneration Report For For Management 16 Approve Restricted Stock Plan For For Management 17 Elect Nicola Mary Brewer as Director For For Management 18 Elect Regina Helena Jorge Nunes as For For Management Director 19 Reelect Inigo Victor de Oriol Ibarra For For Management as Director 20 Reelect Samantha Barber as Director For For Management 21 Fix Number of Directors at 14 For For Management 22 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 23 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 24 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Report 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at 11 For For Management 6.a Reelect Pablo Isla Alvarez de Tejera For For Management as Director 6.b Reelect Amancio Ortega Gaona as For For Management Director 6.c Elect Carlos Crespo Gonzalez as For For Management Director 6.d Reelect Emilio Saracho Rodriguez de For For Management Torres as Director 6.e Reelect Jose Luis Duran Schulz as For For Management Director 7.a Amend Article 13 Re: General Meetings For For Management 7.b Amend Articles Re: Board Committees For For Management 7.c Amend Articles Re: Annual Accounts and For For Management Allocation of Income 8 Renew Appointment of Deloitte as For For Management Auditor 9 Approve Restricted Stock Plan For For Management 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Approve Remuneration Report For For Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.69 Per Share None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration Policy for For For Management Management Board 6 Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Elect Juan Colombas to Supervisory For For Management Board 8.b Elect Herman Hulst to Supervisory Board For For Management 8.c Elect Harold Naus to Supervisory Board For For Management 9.a Grant Board Authority to Issue Shares For For Management 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- INTESA SANPAOLO SPA Ticker: ISP Security ID: T55067101 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a Elect Andrea Sironi as Director For For Management 2b Elect Roberto Franchini as Director None For Shareholder 3a Approve Remuneration Policy For For Management 3b Approve Second Section of the For For Management Remuneration Report 3c Approve Fixed-Variable Compensation For For Management Ratio 3d Approve 2019 and 2020 Annual Incentive For For Management Plans 4a Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Annual Incentive Plan 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Approve Issuance of Shares to Be For For Management Subscribed through a Contribution in Kind of Shares of Unione di Banche Italiane SpA A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 President's Speech None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.85 Per Share For For Management 2.d Approve Remuneration Report For For Management 2.e Approve Discharge of Management Board For For Management 2.f Approve Discharge of Supervisory Board For For Management 3.a Approve Remuneration Policy for For For Management Management Board 3.b Approve Long Term Incentive Plan for For For Management Management Board Members 3.c Approve Remuneration Policy for For For Management Supervisory Board 4.a Reelect N. Dhawan to Supervisory Board For For Management 4.b Elect F. Sijbesma to Supervisory Board For For Management 4.c Elect P. Loscher to Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Repurchased For For Management Shares 8 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Ticker: MUV2 Security ID: D55535104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Carsten Spohr to the Supervisory For For Management Board 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights 8.1 Amend Articles Re: Editorial Changes For For Management 8.2 Amend Articles Re: Editorial Changes For For Management 8.3 Amend Articles Re: Editorial Changes For For Management 8.4 Amend Articles Re: Editorial Changes For For Management 8.5 Amend Articles Re: Editorial Changes For For Management 8.6 Amend Articles Re: Editorial Changes For For Management 8.7 Amend Articles Re: Editorial Changes For For Management 8.8 Amend Articles Re: Editorial Changes For For Management 8.9 Amend Articles Re: Editorial Changes For For Management 8.10 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- ROYAL AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5 Approve Dividends of EUR 0.76 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Approve Remuneration Policy for For For Management Management Board Members 10 Approve Remuneration Policy for For For Management Supervisory Board Members 11 Elect Frank van Zanten to Supervisory For For Management Board 12 Elect Helen Weir to Supervisory Board For For Management 13 Reelect Mary Anne Citrino to For For Management Supervisory Board 14 Reelect Dominique Leroy to Supervisory For For Management Board 15 Reelect Bill McEwan to Supervisory For For Management Board 16 Reelect Kevin Holt to Management Board For For Management 17 Elect Natalie Knight to Management For For Management Board 18 Ratify PricewaterhouseCoopers as For For Management Auditors 19 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 21 Authorize Board to Acquire Common For For Management Shares 22 Approve Cancellation of Repurchased For For Management Shares 23 Close Meeting None None Management -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SE Ticker: SU Security ID: F86921107 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.55 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Emmanuel Babeau, Vice-CEO 6 Approve Compensation Report For For Management 7 Approve Compensation of Jean-Pascal For For Management Tricoire, Chairman and CEO 8 Approve Compensation of Emmanuel For For Management Babeau, Vice-CEO 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Emmanuel Babeau, Vice-CEO 11 Approve Remuneration Policy of Board For For Management Members 12 Reelect Leo Apotheker as Director For For Management 13 Reelect Cecile Cabanis as Director For For Management 14 Reelect Fred Kindle as Director For For Management 15 Reelect Willy Kissling as Director For For Management 16 Elect Jill Lee as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Amend Article 11 of Bylaws to Comply For For Management with New Regulation Re: Employee Representatives 19 Amend Articles 13 and 16 of Bylaws to For For Management Comply with New Regulation 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.90 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board For For Management Member Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary Siemens Mobility GmbH -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: N8981F289 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- VIVENDI SA Ticker: VIV Security ID: F97982106 Meeting Date: APR 20, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 4 Reelect Yannick Bollore as Supervisory For For Management Board Member 5 Elect Laurent Dassault as Supervisory For For Management Board Member 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Auditors' Special Report on For Against Management Related-Party Transactions 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Compensation of Yannick For Against Management Bollore, Chairman of the Supervisory Board 10 Approve Compensation of Arnaud de For Against Management Puyfontaine, Chairman of the Management Board 11 Approve Compensation of Gilles Alix, For Against Management Management Board Member 12 Approve Compensation of Cedric de For Against Management Bailliencourt, Management Board Member 13 Approve Compensation of Frederic For Against Management Crepin, Management Board Member 14 Approve Compensation of Simon Gillham, For Against Management Management Board Member 15 Approve Compensation of Herve For Against Management Philippe, Management Board Member 16 Approve Compensation of Stephane For Against Management Roussel, Management Board Member 17 Approve Remuneration Policy of For Against Management Chairman and Members of Supervisory Board 18 Approve Remuneration Policy of For Against Management Chairman of Management Board 19 Approve Remuneration Policy of For Against Management Management Board Members 20 Approve Additional Pension Scheme For Against Management Agreement with Arnaud de Puyfontaine, Chairman of the Management Board 21 Approve Additional Pension Scheme For Against Management Agreement with Gilles Alix, Management Board Member 22 Approve Additional Pension Scheme For Against Management Agreement with Cedric de Bailliencourt, Management Board Member 23 Approve Additional Pension Scheme For Against Management Agreement with Frederic Crepin, Management Board Member 24 Approve Additional Pension Scheme For Against Management Agreement with Simon Gillham, Management Board Member 25 Approve Additional Pension Scheme For Against Management Agreement with Herve Philippe, Management Board Member 26 Approve Additional Pension Scheme For Against Management Agreement with Stephane Roussel, Management Board Member 27 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 28 Authorize Specific Buyback Program and For Against Management Cancellation of Repurchased Share 29 Amend Article 8 of Bylaws Re: Employee For For Management Representative 30 Authorize Filing of Required For For Management Documents/Other Formalities ======================= Voya FTSE 100 Index(R) Portfolio ======================= ASHTEAD GROUP PLC Ticker: AHT Security ID: G05320109 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Paul Walker as Director For For Management 6 Re-elect Brendan Horgan as Director For For Management 7 Re-elect Michael Pratt as Director For For Management 8 Elect Angus Cockburn as Director For For Management 9 Re-elect Lucinda Riches as Director For For Management 10 Re-elect Tanya Fratto as Director For For Management 11 Elect Lindsley Ruth as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASSOCIATED BRITISH FOODS PLC Ticker: ABF Security ID: G05600138 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Emma Adamo as Director For For Management 6 Re-elect Graham Allan as Director For For Management 7 Re-elect John Bason as Director For For Management 8 Re-elect Ruth Cairnie as Director For For Management 9 Re-elect Wolfhart Hauser as Director For For Management 10 Re-elect Michael McLintock as Director For For Management 11 Re-elect Richard Reid as Director For For Management 12 Re-elect George Weston as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AUTO TRADER GROUP PLC Ticker: AUTO Security ID: G06708104 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Ed Williams as Director For For Management 5 Re-elect Trevor Mather as Director For For Management 6 Re-elect Nathan Coe as Director For For Management 7 Re-elect David Keens as Director For For Management 8 Re-elect Jill Easterbrook as Director For For Management 9 Re-elect Jeni Mundy as Director For For Management 10 Elect Catherine Faiers as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AVEVA GROUP PLC Ticker: AVV Security ID: G06812120 Meeting Date: JUL 08, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Craig Hayman as Director For For Management 5 Re-elect Emmanuel Babeau as Director For For Management 6 Re-elect Peter Herweck as Director For For Management 7 Re-elect Philip Aiken as Director For For Management 8 Re-elect James Kidd as Director For For Management 9 Re-elect Jennifer Allerton as Director For For Management 10 Re-elect Christopher Humphrey as For For Management Director 11 Re-elect Rohinton Mobed as Director For For Management 12 Elect Paula Dowdy as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BARRATT DEVELOPMENTS PLC Ticker: BDEV Security ID: G08288105 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect David Thomas as Director For For Management 7 Re-elect Steven Boyes as Director For For Management 8 Re-elect Jessica White as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Nina Bibby as Director For For Management 11 Re-elect Jock Lennox as Director For For Management 12 Re-elect Sharon White as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BERKELEY GROUP HOLDINGS PLC Ticker: BKG Security ID: G1191G120 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Re-elect Tony Pidgley as Director For For Management 5 Re-elect Rob Perrins as Director For For Management 6 Re-elect Richard Stearn as Director For For Management 7 Re-elect Karl Whiteman as Director For For Management 8 Re-elect Sean Ellis as Director For For Management 9 Re-elect Sir John Armitt as Director For For Management 10 Re-elect Dame Alison Nimmo as Director For For Management 11 Re-elect Veronica Wadley as Director For For Management 12 Re-elect Glyn Barker as Director For For Management 13 Re-elect Adrian Li as Director For For Management 14 Re-elect Andy Myers as Director For For Management 15 Re-elect Diana Brightmore-Armour as For For Management Director 16 Re-elect Justin Tibaldi as Director For For Management 17 Re-elect Paul Vallone as Director For For Management 18 Re-elect Peter Vernon as Director For For Management 19 Re-elect Rachel Downey as Director For For Management 20 Reappoint KPMG LLP as Auditors For For Management 21 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise EU Political Donations and For For Management Expenditure 27 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 28 Amend 2011 Long Term Incentive Plan For Against Management -------------------------------------------------------------------------------- BHP GROUP PLC Ticker: BHP Security ID: G10877127 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young LLP as Auditors For For Management 3 Authorise the Risk and Audit Committee For For Management to Fix Remuneration of Auditors 4 Authorise Issue of Equity For For Management 5 Authorise Issue of Equity without For For Management Pre-emptive Rights 6 Authorise Market Purchase of Ordinary For For Management Shares 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve Grant of Awards under the For For Management Group's Incentive Plans to Andrew Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Re-elect Terry Bowen as Director For For Management 14 Re-elect Malcolm Broomhead as Director For For Management 15 Re-elect Anita Frew as Director For For Management 16 Re-elect Andrew Mackenzie as Director For For Management 17 Re-elect Lindsay Maxsted as Director For For Management 18 Re-elect John Mogford as Director For For Management 19 Re-elect Shriti Vadera as Director For For Management 20 Re-elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jan du Plessis as Director For For Management 5 Re-elect Simon Lowth as Director For For Management 6 Re-elect Iain Conn as Director For For Management 7 Re-elect Tim Hottges as Director For For Management 8 Re-elect Isabel Hudson as Director For For Management 9 Re-elect Mike Inglis as Director For For Management 10 Re-elect Nick Rose as Director For For Management 11 Re-elect Jasmine Whitbread as Director For For Management 12 Elect Philip Jansen as Director For For Management 13 Elect Matthew Key as Director For For Management 14 Elect Allison Kirkby as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- BUNZL PLC Ticker: BNZL Security ID: G16968110 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Elect Peter Ventress as Director For For Management 4 Re-elect Frank van Zanten as Director For For Management 5 Elect Richard Howes as Director For For Management 6 Re-elect Vanda Murray as Director For For Management 7 Re-elect Lloyd Pitchford as Director For For Management 8 Re-elect Stephan Nanninga as Director For For Management 9 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Report For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BURBERRY GROUP PLC Ticker: BRBY Security ID: G1700D105 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Dr Gerry Murphy as Director For For Management 5 Re-elect Fabiola Arredondo as Director For For Management 6 Re-elect Jeremy Darroch as Director For For Management 7 Re-elect Ron Frasch as Director For For Management 8 Re-elect Matthew Key as Director For For Management 9 Re-elect Dame Carolyn McCall as For For Management Director 10 Re-elect Orna NiChionna as Director For For Management 11 Re-elect Marco Gobbetti as Director For For Management 12 Re-elect Julie Brown as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CARNIVAL PLC Ticker: CCL Security ID: G19081101 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as Director of For For Management Carnival Corporation and as a Director of Carnival plc 2 Re-elect Sir Jonathon Band as Director For For Management of Carnival Corporation and as a Director of Carnival plc 3 Re-elect Jason Cahilly as Director of For For Management Carnival Corporation and as a Director of Carnival plc 4 Re-elect Helen Deeble as Director of For For Management Carnival Corporation and as a Director of Carnival plc 5 Re-elect Arnold Donald as Director of For For Management Carnival Corporation and as a Director of Carnival plc 6 Re-elect Richard Glasier as Director For For Management of Carnival Corporation and as a Director of Carnival plc 7 Re-elect Katie Lahey as Director of For For Management Carnival Corporation and as a Director of Carnival plc 8 Re-elect Sir John Parker as Director For For Management of Carnival Corporation and as a Director of Carnival plc 9 Re-elect Stuart Subotnick as Director For For Management of Carnival Corporation and as a Director of Carnival plc 10 Re-elect Laura Weil as Director of For For Management Carnival Corporation and as a Director of Carnival plc 11 Re-elect Randall Weisenburger as For For Management Director of Carnival Corporation and as a Director of Carnival plc 12 Advisory Vote to Approve Executive For For Management Compensation 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation 16 Authorise the Audit Committee of For For Management Carnival plc to Fix Remuneration of Auditors 17 Accept Financial Statements and For For Management Statutory Reports 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Karen Witts as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Carol Arrowsmith as Director For For Management 8 Re-elect John Bason as Director For For Management 9 Re-elect Stefan Bomhard as Director For For Management 10 Re-elect John Bryant as Director For For Management 11 Re-elect Anne-Francoise Nesmes as For For Management Director 12 Re-elect Nelson Silva as Director For For Management 13 Re-elect Ireena Vittal as Director For For Management 14 Re-elect Paul Walsh as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Payment of Fees to For For Management Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC Ticker: CRDA Security ID: G25536155 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Roberto Cirillo as Director For For Management 6 Re-elect Jacqui Ferguson as Director For For Management 7 Re-elect Steve Foots as Director For For Management 8 Re-elect Anita Frew as Director For For Management 9 Re-elect Helena Ganczakowski as For For Management Director 10 Re-elect Keith Layden as Director For For Management 11 Re-elect Jez Maiden as Director For For Management 12 Elect John Ramsay as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Amend Performance Share Plan 2014 For For Management -------------------------------------------------------------------------------- DCC PLC Ticker: DCC Security ID: G2689P101 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4(a) Elect Mark Breuer as Director For For Management 4(b) Elect Caroline Dowling as Director For For Management 4(c) Re-elect David Jukes as Director For For Management 4(d) Re-elect Pamela Kirby as Director For For Management 4(e) Re-elect Jane Lodge as Director For For Management 4(f) Re-elect Cormac McCarthy as Director For For Management 4(g) Re-elect John Moloney as Director For For Management 4(h) Re-elect Donal Murphy as Director For For Management 4(i) Re-elect Fergal O'Dwyer as Director For For Management 4(j) Re-elect Mark Ryan as Director For For Management 4(k) Re-elect Leslie Van de Walle as For For Management Director 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Increase in the Aggregate Sum For For Management of Fees Payable to Non-executive Directors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise Reissuance Price Range of For For Management Treasury Shares -------------------------------------------------------------------------------- DIAGEO PLC Ticker: DGE Security ID: G42089113 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Debra Crew as Director For For Management 5 Re-elect Lord Davies as Director For For Management 6 Re-elect Javier Ferran as Director For For Management 7 Re-elect Susan Kilsby as Director For For Management 8 Re-elect Ho KwonPing as Director For For Management 9 Re-elect Nicola Mendelsohn as Director For For Management 10 Re-elect Ivan Menezes as Director For For Management 11 Re-elect Kathryn Mikells as Director For For Management 12 Re-elect Alan Stewart as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Approve Irish Sharesave Scheme For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DS SMITH PLC Ticker: SMDS Security ID: G2848Q123 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: SEP 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Gareth Davis as Director For For Management 5 Re-elect Miles Roberts as Director For For Management 6 Re-elect Adrian Marsh as Director For For Management 7 Re-elect Chris Britton as Director For For Management 8 Re-elect Kathleen O'Donovan as Director For For Management 9 Elect David Robbie as Director For For Management 10 Re-elect Louise Smalley as Director For For Management 11 Elect Rupert Soames as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect John Barton as Director For For Management 5 Re-elect Johan Lundgren as Director For For Management 6 Re-elect Andrew Findlay as Director For For Management 7 Re-elect Charles Gurassa as Director For For Management 8 Re-elect Dr Andreas Bierwirth as For For Management Director 9 Re-elect Moya Greene as Director For For Management 10 Re-elect Dr Anastassia Lauterbach as For For Management Director 11 Re-elect Nick Leeder as Director For For Management 12 Re-elect Andy Martin as Director For For Management 13 Re-elect Julie Southern as Director For For Management 14 Elect Catherine Bradley as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EXPERIAN PLC Ticker: EXPN Security ID: G32655105 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Dr Ruba Borno as Director For For Management 4 Re-elect Brian Cassin as Director For For Management 5 Re-elect Caroline Donahue as Director For For Management 6 Re-elect Luiz Fleury as Director For For Management 7 Re-elect Deirdre Mahlan as Director For For Management 8 Re-elect Lloyd Pitchford as Director For For Management 9 Re-elect Mike Rogers as Director For For Management 10 Re-elect George Rose as Director For For Management 11 Re-elect Kerry Williams as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- FERGUSON PLC Ticker: FERG Security ID: G3421J106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Tessa Bamford as Director For For Management 6 Re-elect Gareth Davis as Director For For Management 7 Elect Geoff Drabble as Director For For Management 8 Elect Catherine Halligan as Director For For Management 9 Re-elect Kevin Murphy as Director For For Management 10 Re-elect Alan Murray as Director For For Management 11 Re-elect Michael Powell as Director For For Management 12 Elect Tom Schmitt as Director For For Management 13 Re-elect Dr Nadia Shouraboura as For For Management Director 14 Re-elect Jacqueline Simmonds as For For Management Director 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Amend Long Term Incentive Plan 2019 For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve All-share Combination of For For Management Flutter Entertainment plc and The Stars Group Inc 2 Authorise Issue of Equity in For For Management Connection with the Combination 3 Increase the Maximum Number of For For Management Directors to Fifteen 4 Approve Capitalisation of Merger For For Management Reserve 5 Approve Capital Reduction For For Management 6 Amend Articles of Association Re: For For Management Quorum Requirements -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- HALMA PLC Ticker: HLMA Security ID: G42504103 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Paul Walker as Director For For Management 5 Re-elect Andrew Williams as Director For For Management 6 Re-elect Adam Meyers as Director For For Management 7 Re-elect Daniela Barone Soares as For For Management Director 8 Re-elect Roy Twite as Director For For Management 9 Re-elect Tony Rice as Director For For Management 10 Re-elect Carole Cran as Director For For Management 11 Re-elect Jo Harlow as Director For For Management 12 Re-elect Jennifer Ward as Director For For Management 13 Re-elect Marc Ronchetti as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HARGREAVES LANSDOWN PLC Ticker: HL Security ID: G43940108 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Elect Dan Olley as Director For For Management 7 Re-elect Deanna Oppenheimer as Director For For Management 8 Re-elect Christopher Hill as Director For For Management 9 Re-elect Philip Johnson as Director For For Management 10 Re-elect Shirley Garrood as Director For For Management 11 Re-elect Stephen Robertson as Director For For Management 12 Re-elect Fiona Clutterbuck as Director For For Management 13 Re-elect Roger Perkin as Director For For Management 14 Authorise Market Purchase or Ordinary For For Management Shares 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Savings Related Share Option For For Management Scheme -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Elect Noel Quinn as Director For For Management 3b Re-elect Laura Cha as Director For For Management 3c Re-elect Henri de Castries as Director For For Management 3d Re-elect Irene Lee as Director For For Management 3e Re-elect Jose Antonio Meade Kuribrena For For Management as Director 3f Re-elect Heidi Miller as Director For For Management 3g Re-elect David Nish as Director For For Management 3h Re-elect Ewen Stevenson as Director For For Management 3i Re-elect Jackson Tai as Director For For Management 3j Re-elect Mark Tucker as Director For For Management 3k Re-elect Pauline van der Meer Mohr as For For Management Director 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 6 Authorise EU Political Donations and For For Management Expenditure 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Amend Share Plan 2011 For For Management 15 Amend Savings-Related Share Option For For Management Plan (UK) 16 Amend UK Share Incentive Plan and For For Management International Employee Share Purchase Plan 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Remove the "State Deduction" Feature Against Against Shareholder of the Post 1974 Midland Bank Defined Benefit Pension Scheme -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Susan Clark as Director For For Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Elect Jonathan Stanton as Director For For Management 11 Re-elect Oliver Tant as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Appoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ITV PLC Ticker: ITV Security ID: G4984A110 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Salman Amin as Director For For Management 5 Re-elect Peter Bazalgette as Director For For Management 6 Re-elect Edward Bonham Carter as For For Management Director 7 Re-elect Margaret Ewing as Director For For Management 8 Re-elect Roger Faxon as Director For For Management 9 Re-elect Mary Harris as Director For For Management 10 Re-elect Chris Kennedy as Director For For Management 11 Re-elect Anna Manz as Director For For Management 12 Re-elect Carolyn McCall as Director For For Management 13 Re-elect Duncan Painter as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- J SAINSBURY PLC Ticker: SBRY Security ID: G77732173 Meeting Date: JUL 04, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Martin Scicluna as Director For For Management 5 Re-elect Matt Brittin as Director For For Management 6 Re-elect Brian Cassin as Director For For Management 7 Re-elect Mike Coupe as Director For For Management 8 Re-elect Jo Harlow as Director For For Management 9 Re-elect David Keens as Director For For Management 10 Re-elect Kevin O'Byrne as Director For For Management 11 Re-elect Dame Susan Rice as Director For For Management 12 Re-elect John Rogers as Director For For Management 13 Re-elect Jean Tomlin as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Market Purchase Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JD SPORTS FASHION PLC Ticker: JD Security ID: G5144Y112 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Peter Cowgill as Director For For Management 5 Re-elect Neil Greenhalgh as Director For For Management 6 Re-elect Andrew Leslie as Director For For Management 7 Re-elect Martin Davies as Director For For Management 8 Re-elect Heather Jackson as Director For For Management 9 Re-elect Kath Smith as Director For For Management 10 Re-elect Andrew Rubin as Director For For Management 11 Approve Grant of Special Bonus to For For Management Peter Cowgill 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JOHNSON MATTHEY PLC Ticker: JMAT Security ID: G51604166 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Xiaozhi Liu as Director For For Management 5 Re-elect Alan Ferguson as Director For For Management 6 Re-elect Jane Griffiths as Director For For Management 7 Re-elect Robert MacLeod as Director For For Management 8 Re-elect Anna Manz as Director For For Management 9 Re-elect Chris Mottershead as Director For For Management 10 Re-elect John O'Higgins as Director For For Management 11 Re-elect Patrick Thomas as Director For For Management 12 Re-elect John Walker as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JUST EAT PLC Ticker: JE Security ID: G5215U106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-registration of the Company For For Management as a Private Limited Company by the Name of Just Eat Limited 2 Adopt New Articles of Association For For Management 3 Authorise Board to Authorise Matters For For Management Giving Rise to Conflicts Pursuant to Section 175 of the Companies Act 2006 4 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements and For For Management Statutory Reports 3 Amend Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Jitse Groen to Management Board For For Management 6.b Reelect Brent Wissink to Management For For Management Board 6.c Reelect Jorg Gerbig to Management Board For For Management 7.a Reelect Adriaan Nuhn to Supervisory For For Management Board 7.b Reelect Corinne Vigreux to Supervisory For For Management Board 7.c Reelect Ron Teerlink to Supervisory For For Management Board 7.d Reelect Gwyn Burr to Supervisory Board For For Management 7.e Reelect Jambu Palaniappan to For For Management Supervisory Board 8 Grant Board Authority to Issue Shares For Against Management Up to 25 Percent of Issued Capital 9.a Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 9.b Authorize Board to Exclude Preemptive For Against Management Rights from Share IssuancesAuthorize Board to Exclude Preemptive Rights from Share Issuances for Mergers, Acquisitions and/or Strategic Alliances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- KINGFISHER PLC Ticker: KGF Security ID: G5256E441 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Claudia Arney as Director For For Management 6 Elect Sophie Gasperment as Director For For Management 7 Re-elect Andrew Cosslett as Director For For Management 8 Re-elect Jeff Carr as Director For For Management 9 Re-elect Pascal Cagni as Director For For Management 10 Re-elect Clare Chapman as Director For For Management 11 Re-elect Rakhi Goss-Custard as Director For For Management 12 Re-elect Veronique Laury as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LAND SECURITIES GROUP PLC Ticker: LAND Security ID: G5375M142 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Madeleine Cosgrave as Director For For Management 5 Elect Christophe Evain as Director For For Management 6 Re-elect Robert Noel as Director For For Management 7 Re-elect Martin Greenslade as Director For For Management 8 Re-elect Colette O'Shea as Director For For Management 9 Re-elect Christopher Bartram as For For Management Director 10 Re-elect Edward Bonham Carter as For For Management Director 11 Re-elect Nicholas Cadbury as Director For For Management 12 Re-elect Cressida Hogg as Director For For Management 13 Re-elect Stacey Rauch as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Refinitiv For For Management 2 Authorise Issue of Equity in For For Management Connection with the Acquisition -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For Abstain Management 5 Re-elect Jacques Aigrain as Director For For Management 6 Re-elect Marshall Bailey as Director For For Management 7 Re-elect Kathleen DeRose as Director For For Management 8 Re-elect Cressida Hogg as Director For For Management 9 Re-elect Raffaele Jerusalmi as Director For For Management 10 Re-elect Stephen O'Connor as Director For For Management 11 Re-elect Val Rahmani as Director For For Management 12 Re-elect Don Robert as Director For For Management 13 Re-elect David Schwimmer as Director For For Management 14 Re-elect Andrea Sironi as Director For For Management 15 Re-elect David Warren as Director For For Management 16 Elect Dominic Blakemore as Director For For Management 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise Issue of Equity For For Management 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve Deferred Bonus Plan For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MARKS & SPENCER GROUP PLC Ticker: MKS Security ID: G5824M107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Archie Norman as Director For For Management 5 Re-elect Steve Rowe as Director For For Management 6 Re-elect Humphrey Singer as Director For For Management 7 Re-elect Katie Bickerstaffe as Director For For Management 8 Re-elect Alison Brittain as Director For For Management 9 Re-elect Andrew Fisher as Director For For Management 10 Re-elect Andy Halford as Director For For Management 11 Re-elect Pip McCrostie as Director For For Management 12 Elect Justin King as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve ROI Sharesave Plan For For Management -------------------------------------------------------------------------------- MEGGITT PLC Ticker: MGGT Security ID: G59640105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Abstain Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Re-elect Sir Nigel Rudd as Director For For Management 6 Re-elect Tony Wood as Director For For Management 7 Re-elect Guy Berruyer as Director For For Management 8 Re-elect Louisa Burdett as Director For For Management 9 Re-elect Colin Day as Director For For Management 10 Re-elect Nancy Gioia as Director For For Management 11 Re-elect Alison Goligher as Director For For Management 12 Re-elect Guy Hachey as Director For For Management 13 Re-elect Caroline Silver as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: G6S9A7120 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Elect Andy Agg as Director For For Management 6 Re-elect Dean Seavers as Director For For Management 7 Re-elect Nicola Shaw as Director For For Management 8 Re-elect Jonathan Dawson as Director For For Management 9 Re-elect Therese Esperdy as Director For For Management 10 Re-elect Paul Golby as Director For For Management 11 Re-elect Amanda Mesler as Director For For Management 12 Elect Earl Shipp as Director For For Management 13 Elect Jonathan Silver as Director For For Management 14 Re-elect Mark Williamson as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Policy For For Management 18 Approve Remuneration Report For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Approve Scrip Dividend Scheme For For Management 22 Authorise Directors to Capitalise the For For Management Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NMC HEALTH PLC Ticker: NMC Security ID: G65836101 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Market Purchase of Ordinary For For Management Shares 2 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- PEARSON PLC Ticker: PSON Security ID: G69651100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sherry Coutu as Director For For Management 4 Elect Sally Johnson as Director For For Management 5 Elect Graeme Pitkethly as Director For For Management 6 Re-elect Elizabeth Corley as Director For For Management 7 Re-elect Vivienne Cox as Director For For Management 8 Re-elect John Fallon as Director For For Management 9 Re-elect Linda Lorimer as Director For For Management 10 Re-elect Michael Lynton as Director For For Management 11 Re-elect Tim Score as Director For For Management 12 Re-elect Sidney Taurel as Director For For Management 13 Re-elect Lincoln Wallen as Director For For Management 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Report For For Management 16 Approve Long Term Incentive Plan For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PHOENIX GROUP HOLDINGS PLC Ticker: PHNX Security ID: G7S8MZ109 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of ReAssure Group For For Management plc 2 Authorise Issue of Equity in For For Management Connection with the Acquisition -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of the M&G Group from the Prudential Group 2 Elect Amy Yip as Director For For Management -------------------------------------------------------------------------------- RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Reappoint Ernst & Young LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Elect Charlotte Hogg as Director For For Management 8 Re-elect Erik Engstrom as Director For For Management 9 Re-elect Sir Anthony Habgood as For For Management Director 10 Re-elect Wolfhart Hauser as Director For For Management 11 Re-elect Marike van Lier Lels as For For Management Director 12 Re-elect Nick Luff as Director For For Management 13 Re-elect Robert MacLeod as Director For For Management 14 Re-elect Linda Sanford as Director For For Management 15 Re-elect Andrew Sukawaty as Director For For Management 16 Re-elect Suzanne Wood as Director For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Re-elect Megan Clark as Director For For Management 9 Re-elect David Constable as Director For For Management 10 Re-elect Simon Henry as Director For For Management 11 Re-elect Jean-Sebastien Jacques as For For Management Director 12 Re-elect Sam Laidlaw as Director For For Management 13 Re-elect Michael L'Estrange as Director For For Management 14 Re-elect Simon McKeon as Director For For Management 15 Re-elect Jakob Stausholm as Director For For Management 16 Re-elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SEGRO PLC Ticker: SGRO Security ID: G80277141 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Gerald Corbett as Director For For Management 5 Re-elect Mary Barnard as Director For For Management 6 Re-elect Sue Clayton as Director For For Management 7 Re-elect Soumen Das as Director For For Management 8 Re-elect Carol Fairweather as Director For For Management 9 Re-elect Christopher Fisher as Director For For Management 10 Re-elect Andy Gulliford as Director For For Management 11 Re-elect Martin Moore as Director For For Management 12 Re-elect David Sleath as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- SEVERN TRENT PLC Ticker: SVT Security ID: G8056D159 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Amend Long Term Incentive Plan 2014 For For Management 4 Approve Sharesave Scheme For For Management 5 Approve Final Dividend For For Management 6 Re-elect Kevin Beeston as Director For For Management 7 Re-elect James Bowling as Director For For Management 8 Re-elect John Coghlan as Director For For Management 9 Re-elect Andrew Duff as Director For For Management 10 Re-elect Olivia Garfield as Director For For Management 11 Re-elect Dominique Reiniche as Director For For Management 12 Re-elect Philip Remnant as Director For For Management 13 Re-elect Angela Strank as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Graham Baker as Director For For Management 6 Re-elect Vinita Bali as Director For For Management 7 Re-elect Baroness Virginia Bottomley For For Management as Director 8 Re-elect Roland Diggelmann as Director For For Management 9 Re-elect Erik Engstrom as Director For For Management 10 Re-elect Robin Freestone as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Angie Risley as Director For For Management 13 Re-elect Roberto Quarta as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Global Share Plan 2020 For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SMITHS GROUP PLC Ticker: SMIN Security ID: G82401111 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Bruno Angelici as Director For For Management 5 Re-elect Olivier Bohuon as Director For For Management 6 Re-elect Sir George Buckley as Director For For Management 7 Re-elect Dame Ann Dowling as Director For For Management 8 Re-elect Tanya Fratto as Director For For Management 9 Re-elect William Seeger as Director For For Management 10 Re-elect Mark Seligman as Director For For Management 11 Re-elect John Shipsey as Director For For Management 12 Re-elect Andrew Reynolds Smith as For For Management Director 13 Re-elect Noel Tata as Director For For Management 14 Appoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- SSE PLC Ticker: SSE Security ID: G8842P102 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Gregor Alexander as Director For For Management 6 Re-elect Sue Bruce as Director For For Management 7 Re-elect Tony Cocker as Director For For Management 8 Re-elect Crawford Gillies as Director For For Management 9 Re-elect Richard Gillingwater as For For Management Director 10 Re-elect Peter Lynas as Director For For Management 11 Re-elect Helen Mahy as Director For For Management 12 Re-elect Alistair Phillips-Davies as For For Management Director 13 Re-elect Martin Pibworth as Director For For Management 14 Elect Melanie Smith as Director For For Management 15 Appoint Ernst & Young LLP as Auditors For For Management 16 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TAYLOR WIMPEY PLC Ticker: TW Security ID: G86954107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Special Dividend For Abstain Management 4 Elect Irene Dorner as Director For For Management 5 Re-elect Pete Redfern as Director For For Management 6 Re-elect Chris Carney as Director For For Management 7 Re-elect Jennie Daly as Director For For Management 8 Re-elect Kate Barker as Director For For Management 9 Re-elect Gwyn Burr as Director For For Management 10 Re-elect Angela Knight as Director For For Management 11 Elect Robert Noel as Director For For Management 12 Re-elect Humphrey Singer as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Approve Remuneration Report For For Management 20 Approve Remuneration Policy For For Management 21 Authorise EU Political Donations and For For Management Expenditure 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE BRITISH LAND CO. PLC Ticker: BLND Security ID: G15540118 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Simon Carter as Director For For Management 6 Re-elect Lynn Gladden as Director For For Management 7 Re-elect Chris Grigg as Director For For Management 8 Re-elect Alastair Hughes as Director For For Management 9 Re-elect William Jackson as Director For For Management 10 Re-elect Nicholas Macpherson as For For Management Director 11 Re-elect Preben Prebensen as Director For For Management 12 Re-elect Tim Score as Director For For Management 13 Re-elect Laura Wade-Gery as Director For For Management 14 Re-elect Rebecca Worthington as For For Management Director 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Scrip Dividends For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE SAGE GROUP PLC Ticker: SGE Security ID: G7771K142 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Dr John Bates as Director For For Management 5 Elect Jonathan Bewes as Director For For Management 6 Elect Annette Court as Director For For Management 7 Re-elect Sir Donald Brydon as Director For For Management 8 Re-elect Drummond Hall as Director For For Management 9 Re-elect Steve Hare as Director For For Management 10 Re-elect Jonathan Howell as Director For For Management 11 Re-elect Cath Keers as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TUI AG Ticker: TUI Security ID: D8484K166 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.54 per Share 3.1 Approve Discharge of Management Board For For Management Member Friedrich Joussen for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Birgit Conix for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member David Burling for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Sebastian Ebel for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Elke Eller for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Frank Rosenberger for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Dieter Zetsche for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Frank Jakobi for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Peter Long for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Andreas Barczewski for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Peter Bremme for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Edgar Ernst for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Wolfgang Flintermann for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Angelika Gifford for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Valerie Gooding for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Dierk Hirschel for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Janis Kong for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Vladimir Lukin for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Klaus Mangold for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Coline McConville for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Alexey Mordashov for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Michael Poenipp for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Carmen Gueell for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Carola Schwirn for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Anette Strempel for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Ortwin Strubelt for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Joan Riu for Fiscal 2018/19 4.22 Approve Discharge of Supervisory Board For For Management Member Stefan Weinhofer for Fiscal 2018/19 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2019/20 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles of Association For For Management 8.1 Elect Vladimir Lukin to the For For Management Supervisory Board 8.2 Elect Coline McConville to the For For Management Supervisory Board 8.3 Elect Maria Corces to the Supervisory For For Management Board 8.4 Elect Ingrid-Helen Arnold to the For For Management Supervisory Board 9 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC Ticker: UU Security ID: G92755100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Dr John McAdam as Director For For Management 6 Re-elect Steve Mogford as Director For For Management 7 Re-elect Russ Houlden as Director For For Management 8 Re-elect Steve Fraser as Director For For Management 9 Re-elect Mark Clare as Director For For Management 10 Re-elect Sara Weller as Director For For Management 11 Re-elect Brian May as Director For For Management 12 Re-elect Stephen Carter as Director For For Management 13 Re-elect Alison Goligher as Director For For Management 14 Re-elect Paulette Rowe as Director For For Management 15 Elect Sir David Higgins as Director For For Management 16 Reappoint KPMG LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice 23 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sanjiv Ahuja as Director For For Management 3 Elect David Thodey as Director For For Management 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Nick Read as Director For For Management 6 Re-elect Margherita Della Valle as For For Management Director 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Michel Demare as Director For For Management 9 Re-elect Dame Clara Furse as Director For For Management 10 Re-elect Valerie Gooding as Director For For Management 11 Re-elect Renee James as Director For For Management 12 Re-elect Maria Amparo Moraleda For For Management Martinez as Director 13 Re-elect David Nish as Director For For Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Appoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WHITBREAD PLC Ticker: WTB Security ID: G9606P197 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Abstain Management 2 Approve Restricted Share Plan For Abstain Management -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the Sale For For Management by the Company of 60 Percent of their Kantar Business ============== Voya Global High Dividend Low Volatility Portfolio ============== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Integrating Risks Related to Against Abstain Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2a Announce Vacancies on the Supervisory None None Management Board 2b Opportunity to Make Recommendations None None Management 2ci Announce Intention to Appoint Laetitia None None Management Griffith as Supervisory Board Member 2cii Opportunity for the Employee Council None None Management to Explain its Position 2ciii Verbal Explanation and Motivation by None None Management Laetitia Griffith 2civ Elect Laetitia Griffith to Supervisory For For Management Board 3 Close Meeting None None Management -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Receive Announcements from the None None Management Chairman of the Employee Council 2.d Discussion on Company's Corporate None None Management Governance Structure 2.e Approve Remuneration Report For For Management 2.f Opportunity to Ask Question to the None None Management External Auditor (Non-Voting) 2.g Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Dividend Policy None None Management 3.b Approve Dividends of EUR 1.28 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Receive Auditors' Report (Non-Voting) None None Management 6.a Approve Remuneration Policy for For For Management Management Board 6.b Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Approve Collective Supervisory Board For For Management Profile 8.b Announce Vacancies on the Supervisory None None Management Board 8.c Opportunity to Make Recommendations None None Management 8.d.1 Announce Intention to Reappoint Arjen None None Management Dorland, Jurgen Stegmann and Tjalling Tiemstra to the Supervisory Board 8.d.2 Reelect Arjen Dorland to Supervisory For Against Management Board 8.d.3 Reelect Jurgen Stegmann to Supervisory For For Management Board 8.d.4 Reelect Tjalling Tiemstra to For For Management Supervisory Board 9.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9.c Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Discuss Introduction of Robert Swaak None None Management as Member of Executive Board 12 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AGL ENERGY LIMITED Ticker: AGL Security ID: Q01630195 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Jacqueline Hey as Director For For Management 3b Elect Diane Smith-Gander as Director For For Management 3c Elect Patricia McKenzie as Director For For Management 4 Approve Grant of Performance Rights For Against Management under the AGL Long Term Incentive Plan to Brett Redman 5a Approve the Amendments to the Against Against Shareholder Company's Constitution 5b Approve Transition Planning Disclosure Against Against Shareholder 6 Approve Public Health Risks of Coal Against Against Shareholder Operations -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Chadwick C. Deaton For For Management 1d Elect Director Seifollah (Seifi) For For Management Ghasemi 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Affiliation Agreement with For For Management Allianz Africa Holding GmbH -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director Lawrence E. Dewey For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Alvaro Garcia-Tunon For For Management 1f Elect Director David S. Graziosi For For Management 1g Elect Director Carolann I. Haznedar For For Management 1h Elect Director Richard P. Lavin For For Management 1i Elect Director Thomas W. Rabaut For For Management 1j Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALSTOM SA Ticker: ALO Security ID: F0259M475 Meeting Date: JUL 10, 2019 Meeting Type: Annual/Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.50 per Share 4 Reelect Henri Poupart-Lafarge as For For Management Director 5 Reelect Sylvie Kande de Beaupuy as For For Management Director 6 Reelect Sylvie Rucar as Director For For Management 7 Approve Non-Compete Agreement with For For Management Henri Poupart-Lafarge 8 Approve Pension Scheme Agreement with For For Management Henri Poupart-Lafarge 9 Approve Compensation of Chairman and For For Management CEO 10 Approve Remuneration Policy of For For Management Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 14 Authorize up to 5 Million Shares for For For Management Use in Restricted Stock Plans 15 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Elect Xiaoqun Clever as Director For For Management 5.2 Reelect Jose Antonio Tazon Garcia as For For Management Director 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For For Management 5.5 Reelect Clara Furse as Director For For Management 5.6 Reelect Nicolas Huss as Director For For Management 5.7 Reelect Pierre-Henri Gourgeon as For For Management Director 5.8 Reelect Francesco Loredan as Director For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Directors For For Management 8 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMDOCS LIMITED Ticker: DOX Security ID: G02602103 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For For Management 1.2 Elect Director Adrian Gardner For For Management 1.3 Elect Director James S. Kahan For For Management 1.4 Elect Director Rafael de la Vega For For Management 1.5 Elect Director Giora Yaron For For Management 1.6 Elect Director Eli Gelman For For Management 1.7 Elect Director Richard T.C. LeFave For For Management 1.8 Elect Director John A. MacDonald For For Management 1.9 Elect Director Shuky Sheffer For For Management 1.10 Elect Director Yvette Kanouff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve an Increase in the Quarterly For For Management Cash Dividend Rate 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Ticker: NLY Security ID: 035710409 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francine J. Bovich For For Management 1b Elect Director Katie Beirne Fallon For For Management 1c Elect Director David L. Finkelstein For For Management 1d Elect Director Thomas Hamilton For For Management 1e Elect Director Kathy Hopinkah Hannan For For Management 1f Elect Director John H. Schaefer For For Management 1g Elect Director Glenn A. Votek For For Management 1h Elect Director Vicki Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Provide Right to Act by Written Consent None Against Shareholder -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn W. Bunting For For Management 1.2 Elect Director Jon A. Fosheim For For Management 1.3 Elect Director Kristian M. Gathright For For Management 1.4 Elect Director Glade M. Knight For For Management 1.5 Elect Director Justin G. Knight For For Management 1.6 Elect Director Blythe J. McGarvie For For Management 1.7 Elect Director Daryl A. Nickel For For Management 1.8 Elect Director L. Hugh Redd For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- AURIZON HOLDINGS LIMITED Ticker: AZJ Security ID: Q0695Q104 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Russell Caplan as Director For For Management 2b Elect Michael Fraser as Director For For Management 2c Elect Kate Vidgen as Director For For Management 3 Approve Grant of Performance Rights to For For Management Andrew Harding 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- AUTO TRADER GROUP PLC Ticker: AUTO Security ID: G06708104 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Ed Williams as Director For For Management 5 Re-elect Trevor Mather as Director For For Management 6 Re-elect Nathan Coe as Director For For Management 7 Re-elect David Keens as Director For For Management 8 Re-elect Jill Easterbrook as Director For For Management 9 Re-elect Jeni Mundy as Director For For Management 10 Elect Catherine Faiers as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend (Withdrawn) For Abstain Management 4 Elect Amanda Blanc as Director For For Management 5 Elect George Culmer as Director For For Management 6 Elect Patrick Flynn as Director For For Management 7 Elect Jason Windsor as Director For For Management 8 Re-elect Patricia Cross as Director For For Management 9 Re-elect Belen Romana Garcia as For For Management Director 10 Re-elect Michael Mire as Director For For Management 11 Re-elect Sir Adrian Montague as For For Management Director 12 Re-elect Maurice Tulloch as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 21 Authorise Issue of Sterling New For For Management Preference Shares 22 Authorise Issue of Sterling New For For Management Preference Shares without Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 25 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AVNET, INC. Ticker: AVT Security ID: 053807103 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director William J. Amelio For For Management 1c Elect Director Carlo Bozotti For For Management 1d Elect Director Michael A. Bradley For For Management 1e Elect Director Brenda L. Freeman For For Management 1f Elect Director Jo Ann Jenkins For For Management 1g Elect Director Oleg Khaykin For For Management 1h Elect Director James A. Lawrence For For Management 1i Elect Director Avid Modjtabai For For Management 1j Elect Director Adalio T. Sanchez For For Management 1k Elect Director William H. Schumann, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: JUL 18, 2019 Meeting Type: Annual/Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Kost For For Management Forer Gabbay and Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration 3 Appoint Somekh Chaikin and Brightman For For Management Almagor Zohar & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration 4 Elect Irit Shlomi as Director For For Management 5 Elect Haim Yaakov Krupsky as Director For Did Not Vote Management 6 Approve Purchase of 12,364 Ordinary For For Management Shares by David Brodet, Chairman, in Connection with Share Offering by the State of Israel to the Bank's Employees A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Ytzhak Edelman as External For For Management Director 1.2 Elect Mordechai Rosen as External For Did Not Vote Management Director 2.1 Reelect Ester Dominissini as Director For For Management 2.2 Elect Ira Sobel as Director For Abstain Management 3 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 4 Approve Employment Terms of Haj-Yehia For For Management Samer, Chairman 5 Approve Employment Terms of as Hanan For For Management Shmuel Friedman, CEO 6 Issue Updated Indemnification For For Management Agreements to Directors/Officers A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BARRATT DEVELOPMENTS PLC Ticker: BDEV Security ID: G08288105 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect David Thomas as Director For For Management 7 Re-elect Steven Boyes as Director For For Management 8 Re-elect Jessica White as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Nina Bibby as Director For For Management 11 Re-elect Jock Lennox as Director For For Management 12 Re-elect Sharon White as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Mirko Bibic For For Management 1.3 Elect Director Sophie Brochu - None None Management Withdrawn Resolution 1.4 Elect Director Robert E. Brown For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Thomas E. Richards For For Management 1.12 Elect Director Calin Rovinescu For For Management 1.13 Elect Director Karen Sheriff For For Management 1.14 Elect Director Robert C. Simmonds For For Management 1.15 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- BEIERSDORF AG Ticker: BEI Security ID: D08792109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Approve Creation of EUR 42 Million For For Management Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For Against Management Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 12.1 Elect Wolfgang Herz to the Supervisory For For Management Board 12.2 Elect Beatrice Dreyfus as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- BHP GROUP LIMITED Ticker: BHP Security ID: Q1498M100 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young as Auditor of For For Management the Company 3 Authorize the Risk and Audit Committee For For Management to Fix Remuneration of the Auditors 4 Approve General Authority to Issue For For Management Shares in BHP Group Plc 5 Approve General Authority to Issue For For Management Shares in BHP Group Plc for Cash 6 Approve the Repurchase of Shares in For For Management BHP Group Plc 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve the Grant of Awards to Andrew For For Management Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Elect Terry Bowen as Director For For Management 14 Elect Malcolm Broomhead as Director For For Management 15 Elect Anita Frew as Director For For Management 16 Elect Andrew Mackenzie as Director For For Management 17 Elect Lindsay Maxsted as Director For For Management 18 Elect John Mogford as Director For For Management 19 Elect Shriti Vadera as Director For For Management 20 Elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Jiang as Director For For Management 3b Elect Gao Yingxin as Director None None Management 3c Elect Sun Yu as Director For For Management 3d Elect Koh Beng Seng as Director For For Management 3e Elect Tung Savio Wai-Hok as Director For For Management 3f Elect Cheng Eva as Director For For Management 4 Approve Ernst & Young as Auditor and For For Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions and the New Caps -------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION Ticker: BAH Security ID: 099502106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melody C. Barnes For For Management 1b Elect Director Ellen Jewett For For Management 1c Elect Director Arthur E. Johnson For For Management 1d Elect Director Charles O. Rossotti For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Classes of Common Stock For For Management -------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. Ticker: EAT Security ID: 109641100 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Chidsey None None Management *Withdrawn Resolution* 1.2 Elect Director Cynthia (Cindy) L. Davis For For Management 1.3 Elect Director Joseph M. DePinto For For Management 1.4 Elect Director Harriet Edelman For For Management 1.5 Elect Director William T. Giles For For Management 1.6 Elect Director James C. Katzman For For Management 1.7 Elect Director George R. Mrkonic For For Management 1.8 Elect Director Prashant N. Ranade For For Management 1.9 Elect Director Wyman T. Roberts For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker: BR Security ID: 11133T103 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Richard J. Daly For For Management 1d Elect Director Robert N. Duelks For For Management 1e Elect Director Timothy C. Gokey For For Management 1f Elect Director Brett A. Keller For For Management 1g Elect Director Maura A. Markus For For Management 1h Elect Director Thomas J. Perna For For Management 1i Elect Director Alan J. Weber For For Management 1j Elect Director Amit K. Zavery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jan du Plessis as Director For For Management 5 Re-elect Simon Lowth as Director For For Management 6 Re-elect Iain Conn as Director For For Management 7 Re-elect Tim Hottges as Director For For Management 8 Re-elect Isabel Hudson as Director For For Management 9 Re-elect Mike Inglis as Director For For Management 10 Re-elect Nick Rose as Director For For Management 11 Re-elect Jasmine Whitbread as Director For For Management 12 Elect Philip Jansen as Director For For Management 13 Elect Matthew Key as Director For For Management 14 Elect Allison Kirkby as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Heather J. Brunner For For Management 1.3 Elect Director Mark D. Gibson For For Management 1.4 Elect Director Scott S. Ingraham For For Management 1.5 Elect Director Renu Khator For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director William F. Paulsen For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent S. Belzberg For For Management 1.2 Elect Director Charles J. G. Brindamour For For Management 1.3 Elect Director Nanci E. Caldwell For For Management 1.4 Elect Director Michelle L. Collins For For Management 1.5 Elect Director Patrick D. Daniel For For Management 1.6 Elect Director Luc Desjardins For For Management 1.7 Elect Director Victor G. Dodig For For Management 1.8 Elect Director Kevin J. Kelly For For Management 1.9 Elect Director Christine E. Larsen For For Management 1.10 Elect Director Nicholas D. Le Pan For For Management 1.11 Elect Director John P. Manley For For Management 1.12 Elect Director Jane L. Peverett For For Management 1.13 Elect Director Katharine B. Stevenson For For Management 1.14 Elect Director Martine Turcotte For For Management 1.15 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve Disclosure of Against Against Shareholder Compensation Ratio 5 SP 2: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years 6 SP 3: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection -------------------------------------------------------------------------------- CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Mitarai, Fujio For For Management 2.2 Elect Director Maeda, Masaya For For Management 2.3 Elect Director Tanaka, Toshizo For For Management 2.4 Elect Director Homma, Toshio For For Management 2.5 Elect Director Saida, Kunitaro For For Management 2.6 Elect Director Kato, Haruhiko For For Management 3 Appoint Statutory Auditor Ebinuma, For For Management Ryuichi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARLSBERG A/S Ticker: CARL.B Security ID: K36628137 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For For Management Dividends of DKK 21 Per Share 4a Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 4b Approve Remuneration of Directors For For Management 4c Approve DKK 88 Million Reduction in For For Management Share Capital via Share Cancellation 4d Amend Articles Re: Voting on the For For Management Company's Remuneration Report 4e Amend Articles Re: Change of Name and For For Management CVR Number of the Provider of Share Registration Services 5a Reelect Flemming Besenbacher as For For Management Director 5b Reelect Lars Fruergaard Jorgensen as For For Management Director 5c Reelect Carl Bache as Director For For Management 5d Reelect Magdi Batato as Director For For Management 5e Reelect Domitille Doat-Le Bigot as For For Management Director 5f Reelect Lilian Fossum Biner as Director For For Management 5g Reelect Richard Burrows as Director For For Management 5h Reelect Soren-Peter Fuchs Olesen as For For Management Director 5i Reelect Majken Schultz as Director For For Management 5j Reelect Lars Stemmerik as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Willie A. Deese For For Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Christine A. Leahy For For Management 1e Elect Director David W. Nelms For For Management 1f Elect Director Joseph R. Swedish For For Management 1g Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Tsuge, Koei For For Management 2.2 Elect Director Kaneko, Shin For For Management 2.3 Elect Director Suyama, Yoshiki For For Management 2.4 Elect Director Kosuge, Shunichi For For Management 2.5 Elect Director Uno, Mamoru For For Management 2.6 Elect Director Tanaka, Mamoru For For Management 2.7 Elect Director Mizuno, Takanori For For Management 2.8 Elect Director Mori, Atsuhito For For Management 2.9 Elect Director Niwa, Shunsuke For For Management 2.10 Elect Director Suzuki, Hiroshi For For Management 2.11 Elect Director Oyama, Takayuki For For Management 2.12 Elect Director Kobayashi, Hajime For For Management 2.13 Elect Director Torkel Patterson For For Management 2.14 Elect Director Saeki, Takashi For For Management 2.15 Elect Director Kasama, Haruo For For Management 2.16 Elect Director Oshima, Taku For For Management 3 Appoint Statutory Auditor Yamada, For For Management Tatsuhiko -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against Against Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CI FINANCIAL CORP. Ticker: CIX Security ID: 125491100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Butt For For Management 1.2 Elect Director Brigette Chang-Addorisio For For Management 1.3 Elect Director William T. Holland For For Management 1.4 Elect Director Kurt MacAlpine For For Management 1.5 Elect Director David P. Miller For For Management 1.6 Elect Director Tom P. Muir For For Management 1.7 Elect Director Sheila A. Murray For For Management 1.8 Elect Director Paul J. Perrow For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- CINEMARK HOLDINGS, INC. Ticker: CNK Security ID: 17243V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Loewe For For Management 1.2 Elect Director Steven P. Rosenberg For For Management 1.3 Elect Director Enrique F. Senior For For Management 1.4 Elect Director Nina G. Vaca For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Robert D. Daleo For For Management 1d Elect Director Murray J. Demo For For Management 1e Elect Director Ajei S. Gopal For For Management 1f Elect Director David J. Henshall For For Management 1g Elect Director Thomas E. Hogan For For Management 1h Elect Director Moira A. Kilcoyne For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Fok Kin Ning, Canning as Director For For Management 3b Elect Kam Hing Lam as Director For For Management 3c Elect Edith Shih as Director For For Management 3d Elect Chow Kun Chee, Roland as Director For For Management 3e Elect Leung Siu Hon as Director For For Management 3f Elect Cheng Hoi Chuen, Vincent as For For Management Director 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CLP HOLDINGS LTD. Ticker: 2 Security ID: Y1660Q104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Michael Kadoorie as Director For For Management 2b Elect William Elkin Mocatta as Director For For Management 2c Elect Roderick Ian Eddington as For For Management Director 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Patricia K. Poppe For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- COCA-COLA AMATIL LTD. Ticker: CCL Security ID: Q2594P146 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Krishnakumar Thirumalai as For For Management Director 3b Elect Paul Dominic O'Sullivan as For For Management Director 3c Elect Penelope Ann Winn as Director For For Management 4 Approve Grant of Performance Shares For For Management Rights to Alison Mary Watkins -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Bilbrey For For Management 1b Elect Director John T. Cahill For For Management 1c Elect Director Lisa M. Edwards For For Management 1d Elect Director Helene D. Gayle For For Management 1e Elect Director C. Martin Harris For For Management 1f Elect Director Martina Hund-Mejean For For Management 1g Elect Director Lorrie M. Norrington For For Management 1h Elect Director Michael B. Polk For For Management 1i Elect Director Stephen I. Sadove For For Management 1j Elect Director Noel R. Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- COLUMBIA SPORTSWEAR COMPANY Ticker: COLM Security ID: 198516106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Stephen E. Babson For For Management 1.3 Elect Director Andy D. Bryant For For Management 1.4 Elect Director Walter T. Klenz For For Management 1.5 Elect Director Kevin Mansell For For Management 1.6 Elect Director Ronald E. Nelson For For Management 1.7 Elect Director Sabrina L. Simmons For For Management 1.8 Elect Director Malia H. Wasson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMFORTDELGRO CORPORATION LIMITED Ticker: C52 Security ID: Y1690R106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Yang Ban Seng as Director For For Management 5 Elect Lee Khai Fatt, Kyle as Director For For Management 6 Elect Wang Kai Yuen as Director For For Management 7 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Shares Under the For For Management ComfortDelGro Executive Share Award Scheme 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Karen Witts as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Carol Arrowsmith as Director For For Management 8 Re-elect John Bason as Director For For Management 9 Re-elect Stefan Bomhard as Director For For Management 10 Re-elect John Bryant as Director For For Management 11 Re-elect Anne-Francoise Nesmes as For For Management Director 12 Re-elect Nelson Silva as Director For For Management 13 Re-elect Ireena Vittal as Director For For Management 14 Re-elect Paul Walsh as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Payment of Fees to For For Management Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- CONSTELLATION SOFTWARE INC. Ticker: CSU Security ID: 21037X100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Bender For For Management 1.2 Elect Director Lawrence Cunningham For For Management 1.3 Elect Director Susan Gayner For For Management 1.4 Elect Director Robert Kittel For For Management 1.5 Elect Director Mark Leonard For For Management 1.6 Elect Director Paul McFeeters For For Management 1.7 Elect Director Mark Miller For For Management 1.8 Elect Director Lori O'Neill For For Management 1.9 Elect Director Stephen R. Scotchmer For For Management 1.10 Elect Director Robin Van Poelje For For Management 1.11 Elect Director Dexter Salna For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CORECIVIC, INC. Ticker: CXW Security ID: 21871N101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Mark A. Emkes For For Management 1d Elect Director Damon T. Hininger For For Management 1e Elect Director Stacia A. Hylton For For Management 1f Elect Director Harley G. Lappin For For Management 1g Elect Director Anne L. Mariucci For For Management 1h Elect Director Thurgood Marshall, Jr. For For Management 1i Elect Director Devin I. Murphy For For Management 1j Elect Director Charles L. Overby For Against Management 1k Elect Director John R. Prann, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Ticker: OFC Security ID: 22002T108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Brady For For Management 1b Elect Director Stephen E. Budorick For For Management 1c Elect Director Robert L. Denton, Sr. For For Management 1d Elect Director Philip L. Hawkins For For Management 1e Elect Director David M. Jacobstein For For Management 1f Elect Director Steven D. Kesler For For Management 1g Elect Director C. Taylor Pickett For For Management 1h Elect Director Lisa G. Trimberger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROWN RESORTS LIMITED Ticker: CWN Security ID: Q3015N108 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect John Poynton as Director For For Management 2b Elect Helen Coonan as Director For Against Management 2c Elect Andrew Demetriou as Director For For Management 2d Elect Harold Mitchell as Director For Against Management 3 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director James M. Foote For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Paul C. Hilal For For Management 1f Elect Director John D. McPherson For For Management 1g Elect Director David M. Moffett For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Suzanne M. Vautrinot For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 4 Reelect Gregg L. Engles as Director For For Management 5 Reelect Gaelle Olivier as Director For For Management 6 Reelect Isabelle Seillier as Director For For Management 7 Reelect Jean-Michel Severino as For For Management Director 8 Reelect Lionel Zinsou-Derlin as For For Management Director 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Emmanuel For For Management Faber, Chairman and CEO 11 Approve Remuneration Policy of For For Management Corporate Officers 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 15 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 16 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 17 Amend Article 19 of Bylaws Re: Related For For Management Parties Agreements 18 Amend Article 21 of Bylaws Re: For For Management Alternate Auditors 19 Amend Articles 20 and 27 of Bylaws Re: For For Management Directors Remuneration and Powers of General Meeting 20 Amend Article 1 of Bylaws Re: Adopt For For Management the French (Societe a Mission) Status 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. (Chuck) For For Management Sonsteby 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V114 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Danuta Gray as Director For For Management 6 Re-elect Mark Gregory as Director For For Management 7 Re-elect Jane Hanson as Director For For Management 8 Elect Tim Harris as Director For For Management 9 Re-elect Penny James as Director For For Management 10 Re-elect Sebastian James as Director For For Management 11 Re-elect Fiona McBain as Director For For Management 12 Re-elect Gregor Stewart as Director For For Management 13 Re-elect Richard Ward as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Approve Long Term Incentive Plan For For Management 18 Approve Deferred Annual Incentive Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Issue of Equity in Relation For For Management to an Issue of RT1 Instruments 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to an Issue of RT1 Instruments 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. Ticker: 9020 Security ID: J1257M109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 82.5 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Tomita, Tetsuro For For Management 3.2 Elect Director Fukasawa, Yuji For For Management 3.3 Elect Director Nishino, Fumihisa For For Management 3.4 Elect Director Maekawa, Tadao For For Management 3.5 Elect Director Ota, Tomomichi For For Management 3.6 Elect Director Akaishi, Ryoji For For Management 3.7 Elect Director Kise, Yoichi For For Management 3.8 Elect Director Sakai, Kiwamu For For Management 3.9 Elect Director Ito, Motoshige For For Management 3.10 Elect Director Amano, Reiko For For Management 3.11 Elect Director Sakuyama, Masaki For For Management 3.12 Elect Director Kawamoto, Hiroko For For Management 4 Appoint Statutory Auditor Kanetsuki, For For Management Seishi -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EDENRED SA Ticker: EDEN Security ID: F3192L109 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Stock Dividend Program For For Management 5 Reelect Jean-Paul Bailly as Director For For Management 6 Reelect Dominique D Hinnin as Director For For Management 7 Elect Alexandre de Juniac as Director For For Management 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Remuneration Policy of Board For For Management Members 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 700,000 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Bertrand For For Management Dumazy, Chairman and CEO 13 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 160,515,205 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24,320,485 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 24,320,485 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capitalization of Reserves For For Management of Up to EUR 160,515,205 for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 24 Amend Article 15 of Bylaws Re: Board For For Management Deliberation 25 Amend Articles 1, 3, 4, 5, 7, 8, 9, For For Management 10, 12, 13, 14, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 27 of Bylaws to Comply with Legal Changes 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Jean-Francois Roverato as For For Management Director 6 Reelect Jean Guenard as Director For For Management 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Compensation Report For For Management 10 Approve Compensation of Benoit de For Against Management Ruffray, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 1 Million Shares for For Against Management Use in Stock Option Plans 22 Amend Article 17 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 23 of Bylaws Re: Written For For Management Consultation 24 Amend Articles 20, 24, 26 and 30 of For For Management Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms 25 Textual References Regarding Change of For Against Management Codification 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For Against Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director David A. Ricks For For Management 1d Elect Director Marschall S. Runge For For Management 1e Elect Director Karen Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting For For Management Provisions 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Report on Forced Swim Test Against Against Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives 10 Report on Integrating Drug Pricing Against Abstain Shareholder Risks into Senior Executive Compensation Arrangements 11 Adopt Policy on Bonus Banking Against Against Shareholder 12 Clawback Disclosure of Recoupment Against Against Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- EMPIRE COMPANY LIMITED Ticker: EMP.A Security ID: 291843407 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Approve Discharge of Board For For Management 6.1 Amend Article 27 Re: Meeting For For Management Attendance by Telematic Means 6.2 Amend Article 35 Re: Board Composition For For Management 6.3 Amend Article 39 Re: Board Meetings by For For Management Telematic Means 6.4 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.5 Amend Articles Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 6.6 Add Article 53.bis Re: Dividend in Kind For For Management 7 Amend Articles of General Meeting For For Management Regulations Re: Attendance by Telematic Means 8.1 Reelect Sociedad Estatal de For For Management Participaciones Industriales (SEPI) as Director 8.2 Elect Jose Blanco Lopez as Director For For Management 8.3 Elect Jose Montilla Aguilera as For For Management Director 8.4 Elect Cristobal Jose Gallego Castillo For For Management as Director 9 Authorize Share Repurchase Program For For Management 10 Amend Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENCOMPASS HEALTH CORPORATION Ticker: EHC Security ID: 29261A100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg D. Carmichael For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Donald L. Correll For For Management 1d Elect Director Yvonne M. Curl For For Management 1e Elect Director Charles M. Elson For For Management 1f Elect Director Joan E. Herman For For Management 1g Elect Director Leo I. Higdon, Jr. For For Management 1h Elect Director Leslye G. Katz For For Management 1i Elect Director Patricia A. Maryland For For Management 1j Elect Director John E. Maupin, Jr. For For Management 1k Elect Director Nancy M. Schlichting For For Management 1l Elect Director L. Edward Shaw, Jr. For For Management 1m Elect Director Mark J. Tarr For For Management 1n Elect Director Terrance Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENEL SPA Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Fix Number of Directors For For Management 5 Fix Board Terms for Directors For For Management 6.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 6.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Elect Michele Alberto Fabiano None For Shareholder Crisostomo as Board Chair 8 Approve Remuneration of Directors For For Management 9 Approve Long Term Incentive Plan For For Management 10.1 Approve Remuneration Policy For For Management 10.2 Approve Second Section of the For For Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky A. Bailey For For Management 1.2 Elect Director Sarah M. Barpoulis For For Management 1.3 Elect Director Kenneth M. Burke For For Management 1.4 Elect Director Patricia K. Collawn For For Management 1.5 Elect Director Margaret K. Dorman For For Management 1.6 Elect Director Thomas F. Karam For For Management 1.7 Elect Director D. Mark Leland For For Management 1.8 Elect Director Norman J. Szydlowski For For Management 1.9 Elect Director Robert F. Vagt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For Withhold Management 1.4 Elect Director Neil T. Brown For Withhold Management 1.5 Elect Director Lisa Palmer For Withhold Management 1.6 Elect Director Steven E. Kent For For Management 1.7 Elect Director Simon M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EVERGY, INC. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirkland B. Andrews For For Management 1b Elect Director Terry Bassham For For Management 1c Elect Director Mollie Hale Carter For For Management 1d Elect Director Richard L. Hawley For For Management 1e Elect Director Thomas D. Hyde For For Management 1f Elect Director B. Anthony Isaac For For Management 1g Elect Director Paul M. Keglevic For For Management 1h Elect Director Sandra A.J. Lawrence For For Management 1i Elect Director Ann D. Murtlow For For Management 1j Elect Director Sandra J. Price For For Management 1k Elect Director Mark A. Ruelle For For Management 1l Elect Director S. Carl Soderstrom, Jr. For For Management 1m Elect Director John Arthur Stall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVRAZ PLC Ticker: EVR Security ID: G33090104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Alexander Abramov as Director For For Management 5 Re-elect Alexander Frolov as Director For For Management 6 Re-elect Eugene Shvidler as Director For For Management 7 Re-elect Eugene Tenenbaum as Director For For Management 8 Re-elect Laurie Argo as Director For For Management 9 Re-elect Karl Gruber as Director For For Management 10 Re-elect Deborah Gudgeon as Director For For Management 11 Re-elect Alexander Izosimov as Director For For Management 12 Re-elect Sir Michael Peat as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Craig A. Jacobson For For Management 1g Elect Director Victor A. Kaufman For Withhold Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For Withhold Management 1j Elect Director Mark D. Okerstrom For For Management 1k Elect Director Alexander von For For Management Furstenberg 1l Elect Director Julie Whalen For For Management 2a Approve Securities Transfer For For Management Restrictions 2b Approve Change-of-Control Clause For For Management 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Jon T. Gieselman For For Management 1g Elect Director Craig A. Jacobson For For Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For For Management 1j Elect Director Greg Mondre For For Management 1k Elect Director David Sambur For For Management 1l Elect Director Alexander von For For Management Furstenberg 1m Elect Director Julie Whalen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young as Auditors For For Management 5 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For For Management 1.4 Elect Director Ellen Keszler For For Management 1.5 Elect Director Jodie W. McLean For For Management 1.6 Elect Director Thomas F. O'Toole For For Management 1.7 Elect Director Richard F. Wallman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Elizabeth I. Holland For For Management 1.4 Elect Director Mark S. Ordan For For Management 1.5 Elect Director Gail P. Steinel For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FERROVIAL SA Ticker: FER Security ID: E49512119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4 Appoint Ernst & Young as Auditor For For Management 5.1 Reelect Philip Bowman as Director For For Management 5.2 Reelect Hanne Birgitte Breinbjerb For For Management Sorensen as Director 5.3 Ratify Appointment of and Elect For For Management Ignacio Madridejos Fernandez as Director 5.4 Ratify Appointment of and Elect Juan For For Management Hoyos Martinez de Irujo as Director 5.5 Ratify Appointment of and Elect For For Management Gonzalo Urquijo Fernandez de Araoz as Director 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Amend Remuneration Policy For For Management 10 Approve Restricted Stock Plan For For Management 11 Authorize Board to Continue the Total For Against Management or Partial Sale of Assets of the Services Division of the Ferrovial Group 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For Against Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For For Management 1.2 Elect Director Douglas K. Ammerman For For Management 1.3 Elect Director Thomas M. Hagerty For For Management 1.4 Elect Director Peter O. Shea, Jr. For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Cannon For For Management 1b Elect Director John D. Carter For For Management 1c Elect Director William W. Crouch For For Management 1d Elect Director Catherine A. Halligan For For Management 1e Elect Director Earl R. Lewis For For Management 1f Elect Director Angus L. Macdonald For For Management 1g Elect Director Michael T. Smith For For Management 1h Elect Director Cathy A. Stauffer For For Management 1i Elect Director Robert S. Tyrer For For Management 1j Elect Director John W. Wood, Jr. For For Management 1k Elect Director Steven E. Wynne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation Oregon For For Management to Delaware -------------------------------------------------------------------------------- FLOWERS FOODS, INC. Ticker: FLO Security ID: 343498101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George E. Deese For For Management 1b Elect Director Rhonda Gass For For Management 1c Elect Director Benjamin H. Griswold, IV For For Management 1d Elect Director Margaret G. Lewis For For Management 1e Elect Director A. Ryals McMullian For For Management 1f Elect Director James T. Spear For For Management 1g Elect Director Melvin T. Stith For For Management 1h Elect Director C. Martin Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Supermajority Vote Requirement For For Management -------------------------------------------------------------------------------- FUJIFILM HOLDINGS CORP. Ticker: 4901 Security ID: J14208102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Komori, Shigetaka For For Management 2.2 Elect Director Sukeno, Kenji For For Management 2.3 Elect Director Tamai, Koichi For For Management 2.4 Elect Director Iwasaki, Takashi For For Management 2.5 Elect Director Ishikawa, Takatoshi For For Management 2.6 Elect Director Okada, Junji For For Management 2.7 Elect Director Goto, Teiichi For For Management 2.8 Elect Director Kawada, Tatsuo For For Management 2.9 Elect Director Kitamura, Kunitaro For For Management 2.10 Elect Director Eda, Makiko For For Management 2.11 Elect Director Shimada, Takashi For For Management 3.1 Appoint Statutory Auditor Hanada, Nobuo For For Management 3.2 Appoint Statutory Auditor Inagawa, For For Management Tatsuya -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Carlino For For Management 1.2 Elect Director Carol ("Lili") Lynton For For Management 1.3 Elect Director Joseph W. Marshall, III For For Management 1.4 Elect Director James B. Perry For For Management 1.5 Elect Director Barry F. Schwartz For For Management 1.6 Elect Director Earl C. Shanks For For Management 1.7 Elect Director E. Scott Urdang For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Elizabeth C. Lempres For For Management 1g Elect Director Diane L. Neal For For Management 1h Elect Director Steve Odland For For Management 1i Elect Director Maria A. Sastre For For Management 1j Elect Director Eric D. Sprunk For For Management 1k Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Amend Proxy Access Right Against Against Shareholder 8 Report on Human Rights Policy Against For Shareholder Implementation 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Bid for Integrated For For Management Resort Project in Japan 2 Approve Proposed Grant of Special For Against Management Incentive Awards to Non-Executive Directors 3 Approve Proposed Increase in Limit of For Against Management PSS Share Awards to Chairman -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Tan Hee Teck as Director For For Management 4 Elect Koh Seow Chuan as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Mandate for Interested Person For For Management Transactions 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth W. Camp For For Management 1.2 Elect Director Richard Cox, Jr. For For Management 1.3 Elect Director Paul D. Donahue For For Management 1.4 Elect Director Gary P. Fayard For For Management 1.5 Elect Director P. Russell Hardin For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Jean-Jacques Lafont For For Management 1.10 Elect Director Robert C. "Robin" For For Management Loudermilk, Jr. 1.11 Elect Director Wendy B. Needham For For Management 1.12 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on EEO Against Abstain Shareholder -------------------------------------------------------------------------------- GETLINK SE Ticker: GET Security ID: F477AL114 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Ratify Appointment of Giancarlo Guenzi For For Management as Director 6 Reelect Peter Levene as Director For For Management 7 Reelect Colette Lewiner as Director For For Management 8 Reelect Perrette Rey as Director For For Management 9 Reelect Jean-Pierre Trotignon as For For Management Director 10 Elect Jean-Marc Janaillac as Director For For Management 11 Elect Sharon Flood as Director For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Jacques For For Management Gounon, Chairman and CEO 14 Approve Compensation of Francois For For Management Gauthey, Vice-CEO 15 Approve Remuneration Policy of For For Management Corporate Officer 16 Approve Remuneration Policy of For For Management Chairman and CEO 17 Approve Remuneration Policy of For For Management Chairman of the Board 18 Approve Remuneration Policy of CEO For For Management 19 Approve Remuneration Policy of For For Management Directors 20 Authorize up to 0.084 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees 21 Authorize up to 0.048 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Amend Article 24 of Bylaws Re: For For Management Directors Remuneration 25 Amend Article 14 of Bylaws Re: For For Management Shareholders Identification 26 Amend Article 16 of Bylaws Re: Shares For For Management Hold by Directors 27 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 28 Amend Article 17 of Bylaws Re: Board For For Management Members Reelection 29 Amend Article 20 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 30 Amend Article 37 of Bylaws Re: C Shares For For Management 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GREAT-WEST LIFECO INC. Ticker: GWO Security ID: 39138C106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Amend For For Management 1.2 Elect Director Deborah J. Barrett For For Management 1.3 Elect Director Robin Bienfait For For Management 1.4 Elect Director Heather E. Conway For For Management 1.5 Elect Director Marcel R. Coutu For Withhold Management 1.6 Elect Director Andre Desmarais For Withhold Management 1.7 Elect Director Paul Desmarais, Jr. For Withhold Management 1.8 Elect Director Gary A. Doer For For Management 1.9 Elect Director David G. Fuller For For Management 1.10 Elect Director Claude Genereux For Withhold Management 1.11 Elect Director J. David A. Jackson For Withhold Management 1.12 Elect Director Elizabeth C. Lempres For For Management 1.13 Elect Director Paula B. Madoff For For Management 1.14 Elect Director Paul A. Mahon For For Management 1.15 Elect Director Susan J. McArthur For For Management 1.16 Elect Director R. Jeffrey Orr For Withhold Management 1.17 Elect Director T. Timothy Ryan For Withhold Management 1.18 Elect Director Jerome J. Selitto For For Management 1.19 Elect Director James M. Singh For For Management 1.20 Elect Director Gregory D. Tretiak For Withhold Management 1.21 Elect Director Siim A. Vanaselja For For Management 1.22 Elect Director Brian E. Walsh For Withhold Management 2 Ratify Deloitte LLP as Auditors For For Management -------------------------------------------------------------------------------- H. LUNDBECK A/S Ticker: LUN Security ID: K4406L129 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 4.10 Per Share 4a Reelect Lars Rasmussen as Director For For Management 4b Reelect Lene Skole-Sorensen as Director For For Management 4c Reelect Lars Holmqvist as Director For For Management 4d Reelect Jeremy Levin as Director For For Management 4e Reelect Jeffrey Berkowitz as Director For For Management 4f Reelect Henrik Andersen as Director For For Management 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 million for Chairman, DKK 800,000 for Vice Chairman and DKK 400,000 for Other Directors; Approve Fees for Committee Work 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Authorize Share Repurchase Program For For Management 7b Approve Guidelines for Incentive-Based For Abstain Management Compensation for Executive Management and Board 7c Approve Creation of DKK 100 Million For For Management Pool of Capital without Preemptive Rights 7d Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 7e Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Lip-Bu Tan For For Management 1m Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- HIKARI TSUSHIN, INC. Ticker: 9435 Security ID: J1949F108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shigeta, Yasumitsu For For Management 1.2 Elect Director Wada, Hideaki For For Management 1.3 Elect Director Tamamura, Takeshi For For Management 1.4 Elect Director Gido, Ko For For Management 1.5 Elect Director Takahashi, Masato For For Management -------------------------------------------------------------------------------- HKT TRUST & HKT LIMITED Ticker: 6823 Security ID: Y3R29Z107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Distribution by HKT For For Management Trust and Final Dividend by the Company 3a Elect Li Tzar Kai, Richard as Director For For Management 3b Elect Chung Cho Yee, Mico as Director For Against Management 3c Elect Srinivas Bangalore Gangaiah as For Against Management Director 3d Elect Aman Mehta as Director For Against Management 3e Authorize Board and Trustee-Manager to For For Management Fix Remuneration of Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor of the HKT Trust, the Company and the Trustee-Manager and Authorize Board and Trustee-Manager to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- HOYA CORP. Ticker: 7741 Security ID: J22848105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchinaga, Yukako For For Management 1.2 Elect Director Urano, Mitsudo For For Management 1.3 Elect Director Takasu, Takeo For For Management 1.4 Elect Director Kaihori, Shuzo For For Management 1.5 Elect Director Yoshihara, Hiroaki For For Management 1.6 Elect Director Suzuki, Hiroshi For For Management -------------------------------------------------------------------------------- IA FINANCIAL CORPORATION INC. Ticker: IAG Security ID: 45075E104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Agathe Cote For For Management 1.2 Elect Director Benoit Daignault For For Management 1.3 Elect Director Nicolas Darveau-Garneau For For Management 1.4 Elect Director Emma K. Griffin For For Management 1.5 Elect Director Claude Lamoureux For For Management 1.6 Elect Director Ginette Maille For For Management 1.7 Elect Director Jacques Martin For For Management 1.8 Elect Director Monique Mercier For For Management 1.9 Elect Director Danielle G. Morin For For Management 1.10 Elect Director Marc Poulin For For Management 1.11 Elect Director Denis Ricard For For Management 1.12 Elect Director Louis Tetu For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Analyze Climate Risk and Report Against For Shareholder the Results of its Analysis 5 SP 2: Adopt Measured Environmental Against For Shareholder Impact Reduction Objectives with Clearly Identified Targets in its Sustainable Development Policy 6 SP 3: Use the Services of Advisory Against Against Shareholder Experts in Sustainable Development to Adequately Guide the Sustainable Development Committee -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Approve Remuneration Report For For Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.69 Per Share None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration Policy for For For Management Management Board 6 Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Elect Juan Colombas to Supervisory For For Management Board 8.b Elect Herman Hulst to Supervisory Board For For Management 8.c Elect Harold Naus to Supervisory Board For For Management 9.a Grant Board Authority to Issue Shares For For Management 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director Dennis D. Powell For For Management 1h Elect Director Brad D. Smith For For Management 1i Elect Director Thomas Szkutak For For Management 1j Elect Director Raul Vazquez For For Management 1k Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt a Mandatory Arbitration Bylaw Against Against Shareholder -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For For Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 1.10 Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JAPAN AIRLINES CO., LTD. Ticker: 9201 Security ID: J25979121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ueki, Yoshiharu For For Management 1.2 Elect Director Fujita, Tadashi For For Management 1.3 Elect Director Akasaka, Yuji For For Management 1.4 Elect Director Shimizu, Shinichiro For For Management 1.5 Elect Director Kikuyama, Hideki For For Management 1.6 Elect Director Toyoshima, Ryuzo For For Management 1.7 Elect Director Kitada, Yuichi For For Management 1.8 Elect Director Kobayashi, Eizo For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Hatchoji, Sonoko For For Management 2.1 Appoint Statutory Auditor Suzuka, For For Management Yasushi 2.2 Appoint Statutory Auditor Kamo, Osamu For For Management 2.3 Appoint Statutory Auditor Okada, Joji For For Management -------------------------------------------------------------------------------- JAPAN PRIME REALTY INVESTMENT CORP. Ticker: 8955 Security ID: J2741H102 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Amend Permitted For For Management Investment Types - Amend Asset Management Compensation 2 Elect Executive Director Jozaki, For For Management Yoshihiro 3 Elect Alternate Executive Director For For Management Nomura, Yoshinaga 4.1 Elect Supervisory Director Denawa, For For Management Masato 4.2 Elect Supervisory Director Kusanagi, For For Management Nobuhisa 5 Elect Alternate Supervisory Director For For Management Kawaguchi, Akihiro -------------------------------------------------------------------------------- JARDINE MATHESON HOLDINGS LTD. Ticker: J36 Security ID: G50736100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect David Hsu as Director For Against Management 4 Re-elect Adam Keswick as Director For Against Management 5 Re-elect Anthony Nightingale as For Against Management Director 6 Re-elect John Witt as Director For Against Management 7 Ratify Auditors and Authorise Their For For Management Remuneration 8 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against Against Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against Against Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Christine Gorjanc For For Management 1f Elect Director Janet Haugen For For Management 1g Elect Director Scott Kriens For For Management 1h Elect Director Rahul Merchant For For Management 1i Elect Director Rami Rahim For For Management 1j Elect Director William Stensrud For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- KAMIGUMI CO., LTD. Ticker: 9364 Security ID: J29438165 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Kubo, Masami For For Management 2.2 Elect Director Fukai, Yoshihiro For For Management 2.3 Elect Director Tahara, Norihito For For Management 2.4 Elect Director Horiuchi, Toshihiro For For Management 2.5 Elect Director Murakami, Katsumi For For Management 2.6 Elect Director Hiramatsu, Koichi For For Management 2.7 Elect Director Nagata, Yukihiro For For Management 2.8 Elect Director Shiino, Kazuhisa For For Management 2.9 Elect Director Ishibashi, Nobuko For For Management 2.10 Elect Director Suzuki, Mitsuo For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Yasuo 3.2 Appoint Statutory Auditor Nakao, Takumi For For Management 4 Appoint Alternate Statutory Auditor For For Management Saeki, Kuniharu 5 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Janet H. Kennedy For For Management 1.7 Elect Director Mitchell J. Krebs For For Management 1.8 Elect Director Henry J. Maier For For Management 1.9 Elect Director Thomas A. McDonnell For For Management 1.10 Elect Director Patrick J. Ottensmeyer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KIRKLAND LAKE GOLD LTD. Ticker: KL Security ID: 49741E100 Meeting Date: JAN 28, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Detour Gold For For Management Corporation -------------------------------------------------------------------------------- KIRKLAND LAKE GOLD LTD. Ticker: KL Security ID: 49741E100 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2a Elect Director Jonathan Gill For For Management 2b Elect Director Peter Grosskopf For For Management 2c Elect Director Ingrid Hibbard For For Management 2d Elect Director Arnold Klassen For For Management 2e Elect Director Elizabeth Lewis-Gray For For Management 2f Elect Director Anthony Makuch For For Management 2g Elect Director Barry Olson For For Management 2h Elect Director Jeff Parr For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach 5 Amend Long Term Incentive Plan For For Management 6 Amend Deferred Share Unit Plan For For Management -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Steven A. Burd For For Management 1d Elect Director Yael Cosset For For Management 1e Elect Director H. Charles Floyd For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Jonas Prising For For Management 1h Elect Director John E. Schlifske For For Management 1i Elect Director Adrianne Shapira For For Management 1j Elect Director Frank V. Sica For For Management 1k Elect Director Stephanie A. Streeter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Vendor Policy Regarding Against Against Shareholder Oversight on Animal Welfare Throughout the Supply Chain -------------------------------------------------------------------------------- KONAMI HOLDINGS CORP. Ticker: 9766 Security ID: J3600L101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kozuki, Kagemasa For For Management 2.2 Elect Director Higashio, Kimihiko For For Management 2.3 Elect Director Hayakawa, Hideki For For Management 2.4 Elect Director Okita, Katsunori For For Management 2.5 Elect Director Matsura, Yoshihiro For For Management 2.6 Elect Director Gemma, Akira For For Management 2.7 Elect Director Yamaguchi, Kaori For For Management 2.8 Elect Director Kubo, Kimito For For Management -------------------------------------------------------------------------------- KYOCERA CORP. Ticker: 6971 Security ID: J37479110 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Appoint Statutory Auditor Harada, For For Management Itsuki 2.2 Appoint Statutory Auditor Sakata, For For Management Hitoshi 2.3 Appoint Statutory Auditor Akiyama, For For Management Masaaki 2.4 Appoint Statutory Auditor Koyama, For For Management Shigeru -------------------------------------------------------------------------------- KYUSHU RAILWAY CO. Ticker: 9142 Security ID: J41079104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 46.5 2.1 Elect Director Karaike, Koji For For Management 2.2 Elect Director Aoyagi, Toshihiko For For Management 2.3 Elect Director Tanaka, Ryuji For For Management 2.4 Elect Director Furumiya, Yoji For For Management 2.5 Elect Director Mori, Toshihiro For For Management 2.6 Elect Director Fukunaga, Hiroyuki For For Management 2.7 Elect Director Nuki, Masayoshi For For Management 2.8 Elect Director Kuwano, Izumi For For Management 2.9 Elect Director Ichikawa, Toshihide For For Management 2.10 Elect Director Asatsuma, Shinji For For Management 2.11 Elect Director Muramatsu, Kuniko For For Management 3.1 Elect Director and Audit Committee For For Management Member Kuga, Eiichi 3.2 Elect Director and Audit Committee For For Management Member Hirokawa, Masaya 3.3 Elect Director and Audit Committee For Against Management Member Ide, Kazuhide 3.4 Elect Director and Audit Committee For For Management Member Eto, Yasunori 4 Amend Articles to Disclose Revenues, Against Against Shareholder EBITDA, Net Operating Income and Appraised Cap Rate for Each Commercial and Residential Real Estate Assets 5 Elect Shareholder Director Nominee Against Against Shareholder Takei, Fumiyo 6 Elect Shareholder Director Nominee Against Against Shareholder Motoyoshi, Daizo 7 Elect Shareholder Director Nominee Against Against Shareholder Nagao, Yoshiko -------------------------------------------------------------------------------- LAFARGEHOLCIM LTD. Ticker: LHN Security ID: H4768E105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3.1 Approve Allocation of Income For For Management 3.2 Approve Dividends of CHF 2.00 per For For Management Share from Capital Contribution Reserves 4.1a Reelect Beat Hess as Director and For For Management Board Chairmann 4.1b Reelect Oscar Fanjul as Director For For Management 4.1c Reelect Colin Hall as Director For For Management 4.1d Reelect Naina Kidwai as Director For For Management 4.1e Reelect Patrick Kron as Director For For Management 4.1f Reelect Adrian Loader as Director For For Management 4.1g Reelect Juerg Oleas as Director For For Management 4.1h Reelect Claudia Ramirez as Director For For Management 4.1i Reelect Hanne Sorensen as Director For For Management 4.1j Reelect Dieter Spaelti as Director For For Management 4.2.1 Elect Philippe Block as Director For For Management 4.2.2 Elect Kim Fausing as Director For For Management 4.3.1 Reappoint Oscar Fanjul as Member of For For Management the Nomination, Compensation and Governance Committee 4.3.2 Reappoint Adrian Loader as Member of For For Management the Nomination, Compensation and Governance Committee 4.3.3 Reappoint Hanne Sorensen as Member of For For Management the Nomination, Compensation and Governance Committee 4.4.1 Appoint Colin Hall as Member of the For For Management Nomination, Compensation and Governance Committee 4.4.2 Appoint Claudia Ramirez as Member of For For Management the Nomination, Compensation and Governance Committee 4.5.1 Ratify Deloitte AG as Auditors For For Management 4.5.2 Designate Sabine Burkhalter For For Management Kaimakliotis as Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.4 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 42.5 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Fletcher For For Management 1.2 Elect Director John E. Koerner, III For Withhold Management 1.3 Elect Director Marshall A. Loeb For For Management 1.4 Elect Director Stephen P. Mumblow For Withhold Management 1.5 Elect Director Thomas V. Reifenheiser For Withhold Management 1.6 Elect Director Anna Reilly For Withhold Management 1.7 Elect Director Kevin P. Reilly, Jr. For Withhold Management 1.8 Elect Director Wendell Reilly For Withhold Management 1.9 Elect Director Elizabeth Thompson For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LAWSON, INC. Ticker: 2651 Security ID: J3871L103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Takemasu, Sadanobu For For Management 3.2 Elect Director Imada, Katsuyuki For For Management 3.3 Elect Director Nakaniwa, Satoshi For For Management 3.4 Elect Director Kyoya, Yutaka For For Management 3.5 Elect Director Hayashi, Keiko For For Management 3.6 Elect Director Nishio, Kazunori For For Management 3.7 Elect Director Iwamura, Miki For For Management 3.8 Elect Director Suzuki, Satoko For For Management 4.1 Appoint Statutory Auditor Imagawa, For For Management Shuichi 4.2 Appoint Statutory Auditor Yoshida, For For Management Keiko 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M.J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Lawrence C. Nussdorf For For Management 1k Elect Director Robert S. Shapard For For Management 1l Elect Director Susan M. Stalnecker For For Management 1m Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Cumulative Voting For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- LIFE STORAGE, INC. Ticker: LSI Security ID: 53223X107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director Joseph V. Saffire For For Management 1c Elect Director Charles E. Lannon For For Management 1d Elect Director Stephen R. Rusmisel For For Management 1e Elect Director Arthur L. Havener, Jr. For For Management 1f Elect Director Dana Hamilton For For Management 1g Elect Director Edward J. Pettinella For For Management 1h Elect Director David L. Rogers For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For For Management Restricted Stock Plan 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIXIL GROUP CORP. Ticker: 5938 Security ID: J3893W103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Matsumoto, Sachio For For Management 2.3 Elect Director Hwa Jin Song Montesano For For Management 2.4 Elect Director Uchibori, Tamio For For Management 2.5 Elect Director Onimaru, Kaoru For For Management 2.6 Elect Director Suzuki, Teruo For For Management 2.7 Elect Director Nishiura, Yuji For For Management 2.8 Elect Director Hamaguchi, Daisuke For For Management 2.9 Elect Director Matsuzaki, Masatoshi For For Management -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Vicki A. Hollub For For Management 1.10 Elect Director Jeh C. Johnson For For Management 1.11 Elect Director Debra L. Reed-Klages For For Management 1.12 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- LOGMEIN, INC. Ticker: LOGM Security ID: 54142L109 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Abstain Management -------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED Ticker: MQG Security ID: Q57085286 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Michael J Hawker as Director For For Management 2b Elect Michael J Coleman as Director For For Management 2c Elect Philip M Coffey as Director For For Management 2d Elect Jillian R Broadbent as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Participation of Shemara For For Management Wikramanayake in the Macquarie Group Employee Retained Equity Plan 5 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Issuance of Macquarie Group For For Management Capital Notes 4 -------------------------------------------------------------------------------- MARKS & SPENCER GROUP PLC Ticker: MKS Security ID: G5824M107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Archie Norman as Director For For Management 5 Re-elect Steve Rowe as Director For For Management 6 Re-elect Humphrey Singer as Director For For Management 7 Re-elect Katie Bickerstaffe as Director For For Management 8 Re-elect Alison Brittain as Director For For Management 9 Re-elect Andrew Fisher as Director For For Management 10 Re-elect Andy Halford as Director For For Management 11 Re-elect Pip McCrostie as Director For For Management 12 Elect Justin King as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve ROI Sharesave Plan For For Management -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gayathri Rajan For For Management 1b Elect Director Michael J. Warren For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Robert Eckert For For Management 1c Elect Director Catherine Engelbert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Christopher Kempczinski For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Paul Walsh For For Management 1l Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- MEDIPAL HOLDINGS CORP. Ticker: 7459 Security ID: J4189T101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Watanabe, Shuichi For For Management 1.2 Elect Director Chofuku, Yasuhiro For For Management 1.3 Elect Director Yoda, Toshihide For For Management 1.4 Elect Director Sakon, Yuji For For Management 1.5 Elect Director Hasegawa, Takuro For For Management 1.6 Elect Director Watanabe, Shinjiro For For Management 1.7 Elect Director Kasutani, Seiichi For For Management 1.8 Elect Director Kagami, Mitsuko For For Management 1.9 Elect Director Asano, Toshio For For Management 1.10 Elect Director Shoji, Kuniko For For Management 1.11 Elect Director Mimura, Koichi For For Management -------------------------------------------------------------------------------- MEIJI HOLDINGS CO., LTD. Ticker: 2269 Security ID: J41729104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawamura, Kazuo For For Management 1.2 Elect Director Kobayashi, Daikichiro For For Management 1.3 Elect Director Matsuda, Katsunari For For Management 1.4 Elect Director Shiozaki, Koichiro For For Management 1.5 Elect Director Furuta, Jun For For Management 1.6 Elect Director Iwashita, Tomochika For For Management 1.7 Elect Director Murayama, Toru For For Management 1.8 Elect Director Matsumura, Mariko For For Management 2 Appoint Alternate Statutory Auditor For For Management Imamura, Makoto -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director C. Edward Chaplin For For Management 1.3 Elect Director Curt S. Culver For For Management 1.4 Elect Director Jay C. Hartzell For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: J43830116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 68 2.1 Elect Director Kobayashi, Ken For For Management 2.2 Elect Director Kakiuchi, Takehiko For For Management 2.3 Elect Director Masu, Kazuyuki For For Management 2.4 Elect Director Yoshida, Shinya For For Management 2.5 Elect Director Murakoshi, Akira For For Management 2.6 Elect Director Sakakida, Masakazu For For Management 2.7 Elect Director Nishiyama, Akihiko For For Management 2.8 Elect Director Saiki, Akitaka For For Management 2.9 Elect Director Tatsuoka, Tsuneyoshi For For Management 2.10 Elect Director Miyanaga, Shunichi For For Management 2.11 Elect Director Akiyama, Sakie For For Management 3.1 Appoint Statutory Auditor Takayama, For For Management Yasuko 3.2 Appoint Statutory Auditor Sato, Rieko For For Management 3.3 Appoint Statutory Auditor Nakao, For For Management Takeshi -------------------------------------------------------------------------------- MITSUBISHI HEAVY INDUSTRIES, LTD. Ticker: 7011 Security ID: J44002178 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Miyanaga, Shunichi For For Management 2.2 Elect Director Izumisawa, Seiji For For Management 2.3 Elect Director Mishima, Masahiko For For Management 2.4 Elect Director Kozawa, Hisato For For Management 2.5 Elect Director Shinohara, Naoyuki For For Management 2.6 Elect Director Kobayashi, Ken For For Management 2.7 Elect Director Morikawa, Noriko For For Management 3 Elect Director and Audit Committee For For Management Member Okura, Koji -------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Egon P. Durban For Against Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For Against Management 1g Elect Director Anne R. Pramaggiore For For Management 1h Elect Director Joseph M. Tucci For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS, INC. Ticker: 8725 Security ID: J4687C105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Karasawa, Yasuyoshi For For Management 2.2 Elect Director Kanasugi, Yasuzo For For Management 2.3 Elect Director Hara, Noriyuki For For Management 2.4 Elect Director Higuchi, Tetsuji For For Management 2.5 Elect Director Tamura, Satoru For For Management 2.6 Elect Director Fukuda, Masahito For For Management 2.7 Elect Director Suzuki, Hisahito For For Management 2.8 Elect Director Bando, Mariko For For Management 2.9 Elect Director Arima, Akira For For Management 2.10 Elect Director Ikeo, Kazuhito For For Management 2.11 Elect Director Tobimatsu, Junichi For For Management 2.12 Elect Director Rochelle Kopp For For Management 3 Appoint Statutory Auditor Chiyoda, For For Management Kunio -------------------------------------------------------------------------------- NATIONAL BANK OF CANADA Ticker: NA Security ID: 633067103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond Bachand For For Management 1.2 Elect Director Maryse Bertrand For For Management 1.3 Elect Director Pierre Blouin For For Management 1.4 Elect Director Pierre Boivin For For Management 1.5 Elect Director Manon Brouillette For For Management 1.6 Elect Director Yvon Charest For For Management 1.7 Elect Director Patricia Curadeau-Grou For For Management 1.8 Elect Director Jean Houde For For Management 1.9 Elect Director Karen Kinsley For For Management 1.10 Elect Director Rebecca McKillican For For Management 1.11 Elect Director Robert Pare For For Management 1.12 Elect Director Lino A. Saputo, Jr. For For Management 1.13 Elect Director Andree Savoie For For Management 1.14 Elect Director Pierre Thabet For For Management 1.15 Elect Director Louis Vachon For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3 Ratify Deloitte LLP as Auditors For For Management 4 SP 1: Disclosure of the Equity Ratio Against Against Shareholder Used by the Compensation Committee -------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Ticker: NATI Security ID: 636518102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. McGrath For For Management 1.2 Elect Director Alexander M. Davern For For Management 2 Approve Restricted Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.70 per Share 4.1.a Reelect Paul Bulcke as Director and For For Management Board Chairman 4.1.b Reelect Ulf Schneider as Director For For Management 4.1.c Reelect Henri de Castries as Director For For Management 4.1.d Reelect Renato Fassbind as Director For For Management 4.1.e Reelect Ann Veneman as Director For For Management 4.1.f Reelect Eva Cheng as Director For For Management 4.1.g Reelect Patrick Aebischer as Director For For Management 4.1.h Reelect Ursula Burns as Director For For Management 4.1.i Reelect Kasper Rorsted as Director For For Management 4.1.j Reelect Pablo Isla as Director For For Management 4.1.k Reelect Kimberly Ross as Director For For Management 4.1.l Reelect Dick Boer as Director For For Management 4.1.m Reelect Dinesh Paliwal as Director For For Management 4.2 Elect Hanne Jimenez de Mora as Director For For Management 4.3.1 Appoint Patrick Aebischer as Member of For For Management the Compensation Committee 4.3.2 Appoint Ursula Burns as Member of the For For Management Compensation Committee 4.3.3 Appoint Pablo Isla as Member of the For For Management Compensation Committee 4.3.4 Appoint Dick Boer as Member of the For For Management Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Hartmann Dreyer as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 55 Million 6 Approve CHF 9.5 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 7 Transact Other Business (Voting) Against Against Management -------------------------------------------------------------------------------- NEWCREST MINING LTD. Ticker: NCM Security ID: Q6651B114 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Hay as Director For For Management 2b Elect Vickki McFadden as Director For For Management 3a Approve Grant of Performance Rights to For For Management Sandeep Biswas 3b Approve Grant of Performance Rights to For For Management Gerard Bond 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- NIELSEN HOLDINGS PLC Ticker: NLSN Security ID: G6518L108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Attwood, Jr. For For Management 1b Elect Director Thomas H. Castro For For Management 1c Elect Director Guerrino De Luca For For Management 1d Elect Director Karen M. Hoguet For For Management 1e Elect Director David Kenny For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Janice Marinelli Mazza For For Management 1h Elect Director Robert C. Pozen For For Management 1i Elect Director David Rawlinson For For Management 1j Elect Director Nancy Tellem For For Management 1k Elect Director Javier G. Teruel For For Management 1l Elect Director Lauren Zalaznick For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Reappoint Ernst & Young LLP as UK For For Management Statutory Auditors 4 Authorize the Audit Committee to Fix For For Management Remuneration of UK Statutory Auditor 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Remuneration Report For For Management 7 Authorise Issue of Equity For Against Management 8 Authorise Issue of Equity without For Against Management Pre-emptive Rights 9 Approve Share Repurchase Contracts and For For Management Repurchase Counterparties -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Shinohara, Hiromichi For For Management 2.2 Elect Director Sawada, Jun For For Management 2.3 Elect Director Shimada, Akira For For Management 2.4 Elect Director Shibutani, Naoki For For Management 2.5 Elect Director Shirai, Katsuhiko For For Management 2.6 Elect Director Sakakibara, Sadayuki For For Management 2.7 Elect Director Sakamura, Ken For For Management 2.8 Elect Director Takegawa, Keiko For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kanae -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2a Amend Articles Re: Voting Standard for For For Management Amendment of Articles 2b Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation 2c Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 1.9 Elect Director Mahvash Yazdi For For Management 1.10 Elect Director Jeffrey W. Yingling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Receive Remuneration Report 2019 None None Management 3.2a Approve Remuneration of Directors for For For Management 2019 in the Aggregate Amount of DKK 19. 4 Million 3.2b Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work 3.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 3.4 Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Reelect Laurence Debroux as Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For For Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Donation to the World Diabetes For For Management Foundation 8 Disclosure of the Ratio between Against Against Shareholder Executive and Employee Remuneration in the Annual Reports 9 Other Business None None Management -------------------------------------------------------------------------------- NTT DOCOMO, INC. Ticker: 9437 Security ID: J59399121 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Yoshizawa, Kazuhiro For For Management 3.2 Elect Director Ii, Motoyuki For For Management 3.3 Elect Director Maruyama, Seiji For For Management 3.4 Elect Director Fujiwara, Michio For For Management 3.5 Elect Director Hiroi, Takashi For For Management 3.6 Elect Director Tateishi, Mayumi For For Management 3.7 Elect Director Shintaku, Masaaki For For Management 3.8 Elect Director Endo, Noriko For For Management 3.9 Elect Director Kikuchi, Shin For For Management 3.10 Elect Director Kuroda, Katsumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Suto, Shoji 4.2 Elect Director and Audit Committee For Against Management Member Sagae, Hironobu 4.3 Elect Director and Audit Committee For Against Management Member Nakata, Katsumi 4.4 Elect Director and Audit Committee For For Management Member Kajikawa, Mikio 4.5 Elect Director and Audit Committee For For Management Member Tsujiyama, Eiko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director James H. Brandi For For Management 1c Elect Director Peter D. Clarke For For Management 1d Elect Director Luke R. Corbett For For Management 1e Elect Director David L. Hauser For For Management 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Kovaleski For For Management 1.2 Elect Director Craig R. Smiddy For For Management 1.3 Elect Director Arnold L. Steiner For Withhold Management 1.4 Elect Director Fredricka Taubitz For For Management 1.5 Elect Director Aldo C. Zucaro For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Gary D. Parker For For Management 1.10 Elect Director Eduardo A. Rodriguez For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OPEN TEXT CORPORATION Ticker: OTEX Security ID: 683715106 Meeting Date: SEP 04, 2019 Meeting Type: Annual/Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Thomas Jenkins For For Management 1.2 Elect Director Mark J. Barrenechea For For Management 1.3 Elect Director Randy Fowlie For For Management 1.4 Elect Director David Fraser For For Management 1.5 Elect Director Gail E. Hamilton For For Management 1.6 Elect Director Stephen J. Sadler For For Management 1.7 Elect Director Harmit Singh For For Management 1.8 Elect Director Michael Slaunwhite For For Management 1.9 Elect Director Katharine B. Stevenson For For Management 1.10 Elect Director Carl Jurgen Tinggren For For Management 1.11 Elect Director Deborah Weinstein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- ORACLE CORP JAPAN Ticker: 4716 Security ID: J6165M109 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Obermeier For For Management 1.2 Elect Director Minato, Koji For For Management 1.3 Elect Director Krishna Sivaraman For For Management 1.4 Elect Director Edward Paterson For Against Management 1.5 Elect Director Kimberly Woolley For Against Management 1.6 Elect Director Fujimori, Yoshiaki For For Management 1.7 Elect Director John L. Hall For For Management 1.8 Elect Director Natsuno, Takeshi For For Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For Withhold Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For For Management 1.13 Elect Director Leon E. Panetta For For Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ORANGE SA Ticker: ORA Security ID: F6866T100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Frederic Sanchez as Director For For Management 6 Reelect Christel Heydemann as Director For For Management 7 Reelect Bernard Ramanantsoa as Director For For Management 8 Elect Laurence Dalboussiere as Director For For Management 9 Approve Compensation Report for For For Management Corporate Officers 10 Approve Compensation of Stephane For For Management Richard, Chairman and CEO 11 Approve Compensation of Ramon For For Management Fernandez, Vice-CEO 12 Approve Compensation of Gervais For For Management Pellissier, Vice-CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Remuneration Policy of For For Management Vice-CEOs 15 Approve Remuneration Policy of For For Management Non-Executive Directors 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 18 Amend Article 13 of Bylaws Re: For For Management Employee Representative 19 Authorize up to 0.07 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Amend Article 13 of Bylaws Re: For For Management Employee Shareholders 23 Approve Stock Dividend Program For For Management 24 Authorize Filing of Required For For Management Documents/Other Formalities A Amend Item 16: Authorize Repurchase of Against Against Shareholder Shares B Amend Article 13 of Bylaws Re: Against Against Shareholder Plurality of Directorships C Amend Item 19: Authorize Shares for Against Against Shareholder Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached D Amend Employee Stock Purchase Plans in Against Against Shareholder Favor of Employees -------------------------------------------------------------------------------- ORION OYJ Ticker: ORNBV Security ID: X6002Y112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share; Authorize Board to Donate up to EUR 250,000 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pia Kalsta, Ari Lehtoranta, For For Management Timo Maasilta, Hilpi Rautelin, Eija Ronkainen and Mikael Silvennoinen (Chairman) as Directors; Elect Kari Jussi Aho as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Approve Forfeiture of Shares in Orion For For Management Corporation on Joint Account 17 Close Meeting None None Management -------------------------------------------------------------------------------- ORIX CORP. Ticker: 8591 Security ID: J61933123 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Inoue, Makoto For Against Management 1.2 Elect Director Irie, Shuji For For Management 1.3 Elect Director Taniguchi, Shoji For For Management 1.4 Elect Director Matsuzaki, Satoru For For Management 1.5 Elect Director Stan Koyanagi For For Management 1.6 Elect Director Suzuki, Yoshiteru For For Management 1.7 Elect Director Yasuda, Ryuji For For Management 1.8 Elect Director Takenaka, Heizo For For Management 1.9 Elect Director Michael Cusumano For For Management 1.10 Elect Director Akiyama, Sakie For For Management 1.11 Elect Director Watanabe, Hiroshi For For Management 1.12 Elect Director Sekine, Aiko For For Management -------------------------------------------------------------------------------- ORKLA ASA Ticker: ORK Security ID: R67787102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.60 Per Share 3a Receive Information on Remuneration None None Management Policy And Other Terms of Employment For Executive Management 3b Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 3c Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management (Binding) 4 Discuss Company's Corporate Governance None None Management Statement 5a Authorize Repurchase of Shares for Use For For Management in Employee Incentive Programs 5b Authorize Share Repurchase Program and For For Management Cancellation of Repurchased Shares 6 Adopt New Articles of Association For For Management 7 Amend Instructions for Nominating For For Management Committee 8a Reelect Stein Hagen as Director For For Management 8b Reelect Ingrid Blank as Director For For Management 8c Reelect Nils Selte as Director For For Management 8d Reelect Liselott Kilaas as Director For For Management 8e Reelect Peter Agnefjall as Director For For Management 8f Elect Anna Mossberg as New Director For For Management 8g Elect Anders Kristiansen as New For For Management Director 8h Reelect Caroline Kjos as Deputy For For Management Director 9a Elect Anders Christian Stray Ryssdal For For Management as Member of Nominating Committee 9b Elect Kjetil Houg as Member of For For Management Nominating Committee 9c Elect Rebekka Glasser Herlofsen as For For Management Member of Nominating Committee 10 Elect Anders Christian Stray Ryssdal For For Management as Nominating Committee Chairman 11 Approve Remuneration of Directors For For Management 12 Approve Remuneration of Nominating For For Management Committee 13 Approve Remuneration of Auditors For For Management -------------------------------------------------------------------------------- OUTFRONT MEDIA INC. Ticker: OUT Security ID: 69007J106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy J. Male For For Management 1.2 Elect Director Joseph H. Wender For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Remuneration Report For For Management 5 Re-elect Roger Devlin as Director For For Management 6 Re-elect David Jenkinson as Director For For Management 7 Re-elect Michael Killoran as Director For For Management 8 Re-elect Nigel Mills as Director For For Management 9 Re-elect Rachel Kentleton as Director For For Management 10 Re-elect Simon Litherland as Director For For Management 11 Re-elect Marion Sears as Director For For Management 12 Elect Joanna Place as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PERSPECTA INC. Ticker: PRSP Security ID: 715347100 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanju K. Bansal For For Management 1b Elect Director Sondra L. Barbour For For Management 1c Elect Director John M. Curtis For For Management 1d Elect Director Lisa S. Disbrow For For Management 1e Elect Director Glenn A. Eisenberg For For Management 1f Elect Director Pamela O. Kimmet For For Management 1g Elect Director J. Michael Lawrie For For Management 1h Elect Director Ramzi M. Musallam For For Management 1i Elect Director Philip O. Nolan For For Management 1j Elect Director Michael E. Ventling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glynis A. Bryan For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Jeffrey B. Guldner For For Management 1.5 Elect Director Dale E. Klein For For Management 1.6 Elect Director Humberto S. Lopez For For Management 1.7 Elect Director Kathryn L. Munro For For Management 1.8 Elect Director Bruce J. Nordstrom For For Management 1.9 Elect Director Paula J. Sims For For Management 1.10 Elect Director James E. Trevathan, Jr. For For Management 1.11 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ignacio Alvarez For For Management 1b Elect Director Maria Luisa Ferre For For Management 1c Elect Director C. Kim Goodwin For For Management 2 Declassify the Board of Directors For For Management 3 Change Range for Size of the Board For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Adjourn Meeting For For Management -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LIMITED Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew John Hunter as Director For For Management 3b Elect Ip Yuk-keung, Albert as Director For For Management 3c Elect Li Tzar Kuoi, Victor as Director For Against Management 3d Elect Tsai Chao Chung, Charles as For For Management Director 3e Elect Lui Wai Yu, Albert as Director For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Gary E. Pruitt For For Management 1.8 Elect Director John Reyes For For Management 1.9 Elect Director Joseph D. Russell, Jr. For For Management 1.10 Elect Director Tariq M. Shaukat For For Management 1.11 Elect Director Ronald P. Spogli For For Management 1.12 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Ticker: DGX Security ID: 74834L100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky B. Gregg For For Management 1.2 Elect Director Wright L. Lassiter, III For For Management 1.3 Elect Director Timothy L. Main For For Management 1.4 Elect Director Denise M. Morrison For For Management 1.5 Elect Director Gary M. Pfeiffer For For Management 1.6 Elect Director Timothy M. Ring For For Management 1.7 Elect Director Stephen H. Rusckowski For For Management 1.8 Elect Director Daniel C. Stanzione For For Management 1.9 Elect Director Helen I. Torley For For Management 1.10 Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Ratify Appointment of and Elect For For Management Beatriz Corredor Sierra as Director 6.2 Ratify Appointment of and Elect For For Management Roberto Garcia Merino as Director 6.3 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9.1 Authorize Share Repurchase Program For For Management 9.2 Approve Stock-for-Salary Plan For For Management 9.3 Revoke All Previous Authorizations For For Management 10.1 Approve Remuneration Report For For Management 10.2 Approve Remuneration of Directors For For Management 11 Renew Appointment of KPMG Auditores as For For Management Auditor 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Ticker: RS Security ID: 759509102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah J. Anderson For For Management 1b Elect Director Lisa L. Baldwin For For Management 1c Elect Director Karen W. Colonias For For Management 1d Elect Director John G. Figueroa For For Management 1e Elect Director David H. Hannah For For Management 1f Elect Director James D. Hoffman For For Management 1g Elect Director Mark V. Kaminski For For Management 1h Elect Director Robert A. McEvoy For For Management 1i Elect Director Andrew G. Sharkey, III For For Management 1j Elect Director Douglas W. Stotlar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director Thomas W. Handley For For Management 1d Elect Director Jennifer M. Kirk For For Management 1e Elect Director Michael Larson For For Management 1f Elect Director Kim S. Pegula For For Management 1g Elect Director Donald W. Slager For For Management 1h Elect Director James P. Snee For For Management 1i Elect Director Sandra M. Volpe For For Management 1j Elect Director Katharine B. Weymouth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bonnie S. Biumi For For Management 1b Elect Director Frank A. Catalano, Jr. For For Management 1c Elect Director Robert G. Gifford For For Management 1d Elect Director Gerald M. Gorski For For Management 1e Elect Director Steven P. Grimes For For Management 1f Elect Director Richard P. Imperiale For For Management 1g Elect Director Peter L. Lynch For For Management 1h Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RIO TINTO LIMITED Ticker: RIO Security ID: Q81437107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Elect Megan Clark as Director For For Management 9 Elect David Constable as Director For For Management 10 Elect Simon Henry as Director For For Management 11 Elect Jean-Sebastien Jacques as For For Management Director 12 Elect Sam Laidlaw as Director For For Management 13 Elect Michael L'Estrange as Director For For Management 14 Elect Simon McKeon as Director For For Management 15 Elect Jakob Stausholm as Director For For Management 16 Elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Approve the Renewal of Off-Market and For For Management On-Market Share Buyback Authorities 23 Approve the Amendments to the Against Against Shareholder Company's Constitution 24 Approve Emissions Targets Against For Shareholder -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For For Management 1.6 Elect Director Robert E. Knowling, Jr. For For Management 1.7 Elect Director Wilbur J. Prezzano For For Management 1.8 Elect Director Laura G. Thatcher For For Management 1.9 Elect Director Richard F. Wallman For For Management 1.10 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Non-Employee Director For For Management Compensation Plan -------------------------------------------------------------------------------- ROYAL BANK OF SCOTLAND GROUP PLC Ticker: RBS Security ID: G7S86Z172 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For Abstain Management 4 Approve Final Dividend For Abstain Management 5 Approve Special Dividend For Abstain Management 6 Re-elect Howard Davies as Director For For Management 7 Elect Alison Rose-Slade as Director For For Management 8 Re-elect Katie Murray as Director For For Management 9 Re-elect Frank Dangeard as Director For For Management 10 Re-elect Patrick Flynn as Director For For Management 11 Re-elect Morten Friis as Director For For Management 12 Re-elect Robert Gillespie as Director For For Management 13 Elect Yasmin Jetha as Director For For Management 14 Re-elect Baroness Noakes as Director For For Management 15 Re-elect Mike Rogers as Director For For Management 16 Re-elect Mark Seligman as Director For For Management 17 Re-elect Lena Wilson as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity in For For Management Connection with Equity Convertible Notes 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with Equity Convertible Notes 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Authorise EU Political Donations and For For Management Expenditure 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise Off-Market Purchase of For For Management Ordinary Shares 29 Adopt New Articles of Association For For Management 30 Approve Employee Share Ownership Plan For For Management -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as For For Management Director 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- ROYAL GOLD, INC. Ticker: RGLD Security ID: 780287108 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Hayes For For Management 1b Elect Director Ronald J. Vance For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ROYAL KPN NV Ticker: KPN Security ID: N4297B146 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements For For Management 4 Approve Remuneration Report For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Dividends of EUR 12.5 Per Share For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Ratify Ernst & Young as Auditors For For Management 10 Opportunity to Make Recommendations None None Management 11 Elect C. Guillouard to Supervisory For For Management Board 12 Announce Vacancies on the Supervisory None None Management Board 13 Approve Remuneration Policy for For For Management Management Board 14 Approve Remuneration Policy for For For Management Supervisory Board 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Approve Reduction in Share Capital For For Management through Cancellation of Shares 17 Grant Board Authority to Issue Shares For For Management up to 10 Percent of Issued Capital 18 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 19 Other Business (Non-Voting) None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- SABRE CORPORATION Ticker: SABR Security ID: 78573M104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George R. Bravante, Jr. For For Management 1.2 Elect Director Renee James For For Management 1.3 Elect Director Gary Kusin For For Management 1.4 Elect Director Gail Mandel For For Management 1.5 Elect Director Sean Menke For For Management 1.6 Elect Director Joseph Osnoss For For Management 1.7 Elect Director Zane Rowe For For Management 1.8 Elect Director John Siciliano For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SAMPO OYJ Ticker: SAMPO Security ID: X75653109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 180,000 for Chairman and EUR 93,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Eight For For Management 13 Reelect Christian Clausen, Fiona For For Management Clutterbuck, Jannica Fagerholm, Johanna Lamminen, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Georg Ehrnrooth as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- SANKYO CO., LTD. Ticker: 6417 Security ID: J67844100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Busujima, Hideyuki For For Management 3.2 Elect Director Tsutsui, Kimihisa For For Management 3.3 Elect Director Tomiyama, Ichiro For For Management 3.4 Elect Director Ishihara, Akihiko For For Management 3.5 Elect Director Kitani, Taro For For Management 3.6 Elect Director Yamasaki, Hiroyuki For For Management -------------------------------------------------------------------------------- SANTANDER CONSUMER USA HOLDINGS INC. Ticker: SC Security ID: 80283M101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mahesh Aditya For Withhold Management 1.2 Elect Director Homaira Akbari For For Management 1.3 Elect Director Juan Carlos Alvarez de For For Management Soto 1.4 Elect Director Stephen A. Ferriss For For Management 1.5 Elect Director Victor Hill For For Management 1.6 Elect Director Edith E. Holiday For For Management 1.7 Elect Director Javier Maldonado For Withhold Management 1.8 Elect Director Robert J. McCarthy For For Management 1.9 Elect Director William F. Muir For For Management 1.10 Elect Director William Rainer For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Report on Risk of Racial Against Against Shareholder Discrimination in Vehicle Lending -------------------------------------------------------------------------------- SATS LTD. Ticker: S58 Security ID: Y7992U101 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Euleen Goh Yiu Kiang as Director For For Management 4 Elect Yap Chee Meng as Director For For Management 5 Elect Michael Kok Pak Kuan as Director For For Management 6 Elect Jenny Lee Hong Wei as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Alterations to the SATS For For Management Restricted Share Plan 11 Approve Mandate for Interested Person For For Management Transactions 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SECOM CO., LTD. Ticker: 9735 Security ID: J69972107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Iida, Makoto For For Management 2.2 Elect Director Nakayama, Yasuo For For Management 2.3 Elect Director Ozeki, Ichiro For For Management 2.4 Elect Director Yoshida, Yasuyuki For For Management 2.5 Elect Director Fuse, Tatsuro For For Management 2.6 Elect Director Izumida, Tatsuya For For Management 2.7 Elect Director Kurihara, Tatsushi For For Management 2.8 Elect Director Hirose, Takaharu For For Management 2.9 Elect Director Kawano, Hirobumi For For Management 2.10 Elect Director Watanabe, Hajime For For Management 2.11 Elect Director Hara, Miri For For Management -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term - Remove All Provisions on Advisory Positions 3.1 Elect Director Abe, Toshinori For For Management 3.2 Elect Director Inagaki, Shiro For For Management 3.3 Elect Director Nakai, Yoshihiro For For Management 3.4 Elect Director Uchida, Takashi For For Management 3.5 Elect Director Wakui, Shiro For For Management 3.6 Elect Director Yoshimaru, Yukiko For For Management 3.7 Elect Director Kitazawa, Toshifumi For For Management 3.8 Elect Director Tanaka, Satoshi For For Management 3.9 Elect Director Nishida, Kumpei For For Management 3.10 Elect Director Horiuchi, Yosuke For For Management 3.11 Elect Director Miura, Toshiharu For For Management 3.12 Elect Director Ishii, Toru For For Management 4 Appoint Statutory Auditor Wada, For For Management Yoritomo 5 Approve Annual Bonus For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors 7 Approve Performance Share Plan and For For Management Restricted Stock Plan 8.1 Elect Shareholder Director Nominee Against Against Shareholder Christopher Douglas Brady 8.2 Elect Shareholder Director Nominee Against Against Shareholder Pamela Fennel Jacobs 8.3 Elect Shareholder Director Nominee Against Against Shareholder Okada, Yasushi 8.4 Elect Shareholder Director Nominee Against Against Shareholder Saeki, Terumichi 8.5 Elect Shareholder Director Nominee Against Against Shareholder Iwasaki, Jiro 8.6 Elect Shareholder Director Nominee Against Against Shareholder Saito, Makoto 8.7 Elect Shareholder Director Nominee Against Against Shareholder Kato, Hitomi 8.8 Elect Shareholder Director Nominee Against Against Shareholder Suguro, Fumiyasu 8.9 Elect Shareholder Director Nominee Against Against Shareholder Fujiwara, Motohiko 8.10 Elect Shareholder Director Nominee Against Against Shareholder Yamada, Koji 8.11 Elect Shareholder Director Nominee Against Against Shareholder Wada, Isami -------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Ticker: SCI Security ID: 817565104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan R. Buckwalter For For Management 1b Elect Director Jakki L. Haussler For For Management 1c Elect Director Victor L. Lund For For Management 1d Elect Director Clifton H. Morris, Jr. For For Management 1e Elect Director Ellen Ochoa For For Management 1f Elect Director Thomas L. Ryan For For Management 1g Elect Director W. Blair Waltrip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- SILGAN HOLDINGS, INC. Ticker: SLGN Security ID: 827048109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leigh J. Abramson For For Management 1.2 Elect Director D. Greg Horrigan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Chew Gek Khim as Director For For Management 3b Elect Jane Diplock as Director For For Management 3c Elect Lim Sok Hui as Director For For Management 4 Approve Directors' Fees to be Paid to For For Management the Chairman 5 Approve Directors' Fees to be Paid to For For Management All Directors (Other than the Chief Executive Officer) 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SIX FLAGS ENTERTAINMENT CORPORATION Ticker: SIX Security ID: 83001A102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Ben Baldanza For For Management 1.2 Elect Director Selim Bassoul For For Management 1.3 Elect Director Kurt M. Cellar For For Management 1.4 Elect Director Nancy A. Krejsa For For Management 1.5 Elect Director Richard W. Roedel For For Management 1.6 Elect Director Arik Ruchim For For Management 1.7 Elect Director Michael Spanos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Graham Baker as Director For For Management 6 Re-elect Vinita Bali as Director For For Management 7 Re-elect Baroness Virginia Bottomley For For Management as Director 8 Re-elect Roland Diggelmann as Director For For Management 9 Re-elect Erik Engstrom as Director For For Management 10 Re-elect Robin Freestone as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Angie Risley as Director For For Management 13 Re-elect Roberto Quarta as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Global Share Plan 2020 For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 13 For For Management and 20; Introduce Article 24 1 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long Term Share For For Management Incentive Plan 6 Elect Nicola Bedin as Director None For Shareholder 7 Elect Nicola Bedin as Board Chair None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SODEXO SA Ticker: SW Security ID: F84941123 Meeting Date: JAN 21, 2020 Meeting Type: Annual/Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share and an Extra of EUR 0.29 per Share to Long Term Registered Shares 4 Elect Veronique Laury as Director For For Management 5 Elect Luc Messier as Director For For Management 6 Reelect Sophie Stabile as Director For For Management 7 Reelect Cecile Tandeau de Marsac as For For Management Director 8 Approve Compensation of Sophie Bellon, For For Management Chairman of the Board 9 Approve Compensation of Denis Machuel, For For Management CEO 10 Approve Remuneration Policy for For For Management Chairman of the Board 11 Approve Remuneration Policy for CEO For For Management 12 Approve Additional Pension Scheme For Abstain Management Agreement with Denis Machuel 13 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 14 Delete Article 6 of Bylaws Re: For For Management Contribution 15 Amend Article 9.4 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 16 Amend Article 11.4 of Bylaws Re: For For Management Appointment of Directors Representing Employees 17 Amend Article 12 of Bylaws Re: Written For For Management Consultation 18 Amend Article 15 of Bylaws Re: Remove For For Management Appointment of Alternate Auditor 19 Amend Article 18 of Bylaws Re: For For Management Dividends 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million 21 Authorize Capitalization of Reserves For For Management of Up to EUR 85 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOFTBANK CORP. Ticker: 9434 Security ID: J75963132 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Son, Masayoshi For For Management 1.2 Elect Director Miyauchi, Ken For For Management 1.3 Elect Director Shimba, Jun For For Management 1.4 Elect Director Imai, Yasuyuki For For Management 1.5 Elect Director Miyakawa, Junichi For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 1.7 Elect Director Kawabe, Kentaro For For Management 1.8 Elect Director Horiba, Atsushi For For Management 1.9 Elect Director Kamigama, Takehiro For For Management 1.10 Elect Director Oki, Kazuaki For For Management 1.11 Elect Director Uemura, Kyoko For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SONIC HEALTHCARE LIMITED Ticker: SHL Security ID: Q8563C107 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jane Wilson as Director For For Management 2 Elect Philip Dubois as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Long-Term Incentives For For Management to Colin Goldschmidt 5 Approve Grant of Long-Term Incentives For For Management to Chris Wilks -------------------------------------------------------------------------------- SONOCO PRODUCTS COMPANY Ticker: SON Security ID: 835495102 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry A. Cockrell For For Management 1.2 Elect Director R. Howard Coker For For Management 1.3 Elect Director Pamela L. Davies For For Management 1.4 Elect Director Theresa J. Drew For For Management 1.5 Elect Director Philippe Guillemot For For Management 1.6 Elect Director John R. Haley For For Management 1.7 Elect Director Robert R. Hill, Jr. For For Management 1.8 Elect Director Richard G. Kyle For For Management 1.9 Elect Director Blythe J. McGarvie For For Management 1.10 Elect Director James M. Micali For For Management 1.11 Elect Director Sundaram Nagarajan For For Management 1.12 Elect Director Marc. D. Oken For For Management 1.13 Elect Director Thomas E. Whiddon For For Management 1.14 Elect Director Lloyd M. Yates For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation and For For Management Article III, Section 7, of the By-Laws Relating to the Vote Required for the Removal of Directors 5 Amend Articles of Incorporation For For Management Relating to Quorum or Voting Requirement for Shareholders 6 Reduce Supermajority Vote Requirement For For Management 7 Provide Right to Call Special Meeting For For Shareholder -------------------------------------------------------------------------------- SPARK NEW ZEALAND LTD. Ticker: SPK Security ID: Q8619N107 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Justine Smyth as Director For For Management 3 Elect Warwick Bray as Director For For Management 4 Elect Jolie Hodson as Director For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 1m Elect Director Myron E. Ullman, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- SUMITOMO CORP. Ticker: 8053 Security ID: J77282119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Nakamura, Kuniharu For For Management 2.2 Elect Director Hyodo, Masayuki For For Management 2.3 Elect Director Nambu, Toshikazu For For Management 2.4 Elect Director Yamano, Hideki For For Management 2.5 Elect Director Seishima, Takayuki For For Management 2.6 Elect Director Shiomi, Masaru For For Management 2.7 Elect Director Ehara, Nobuyoshi For For Management 2.8 Elect Director Ishida, Koji For For Management 2.9 Elect Director Iwata, Kimie For For Management 2.10 Elect Director Yamazaki, Hisashi For For Management 2.11 Elect Director Ide, Akiko For For Management 3.1 Appoint Statutory Auditor Nagai, Toshio For For Management 3.2 Appoint Statutory Auditor Kato, For For Management Yoshitaka 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Kunibe, Takeshi For Against Management 2.2 Elect Director Ota, Jun For Against Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For Against Management 2.7 Elect Director Mikami, Toru For Against Management 2.8 Elect Director Shimizu, Yoshihiko For For Management 2.9 Elect Director Matsumoto, Masayuki For For Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- SUNDRUG CO., LTD. Ticker: 9989 Security ID: J78089109 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Saitsu, Tatsuro For For Management 2.2 Elect Director Sadakata, Hiroshi For For Management 2.3 Elect Director Tada, Naoki For For Management 2.4 Elect Director Tada, Takashi For For Management 2.5 Elect Director Sugiura, Nobuhiko For For Management 2.6 Elect Director Matsumoto, Masato For For Management 2.7 Elect Director Tsuji, Tomoko For For Management 3.1 Appoint Statutory Auditor Ozawa, For For Management Tetsuro 3.2 Appoint Statutory Auditor Shinohara, For For Management Kazuma -------------------------------------------------------------------------------- SUZUKEN CO., LTD. Ticker: 9987 Security ID: J78454105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bessho, Yoshiki For For Management 1.2 Elect Director Miyata, Hiromi For For Management 1.3 Elect Director Asano, Shigeru For For Management 1.4 Elect Director Tamura, Hisashi For For Management 1.5 Elect Director Tanaka, Hirofumi For For Management 1.6 Elect Director Someya, Akihiko For For Management 1.7 Elect Director Takahashi, Chie For For Management 1.8 Elect Director Ueda, Keisuke For For Management 1.9 Elect Director Iwatani, Toshiaki For For Management 1.10 Elect Director Usui, Yasunori For For Management -------------------------------------------------------------------------------- SWEDISH MATCH AB Ticker: SWMA Security ID: W92277115 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Chairman's Report; Receive CEO's Report; Receive Auditors Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 12.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.17 million to Chair, SEK 1 Million to Vice Chair and SEK 865,000 to Other Directors; Approve Remuneration for Committee Work 12 Reelect Charles Blixt, Andrew Cripps For For Management (Vice Chairman), Jacqueline Hoogerbrugge, Conny Karlsson (Chairman), Pauline Lindwall, Wenche Rolfsen and Joakim Westh as Directors; Elect Alexander Lacik as New Director 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve up to SEK 19.7 Million For For Management Reduction in Share Capital via Share Cancellation for Allocation to Unrestricted Equity; Approve Capitalization of Reserves of Minimum Equivalent Nominal Value as the Share Capital Reduction 18 Authorize Share Repurchase Program For For Management 19 Authorize Reissuance of Repurchased For For Management Shares 20 Approve Issuance of Shares up to 10 For For Management Per cent of Share Capital without Preemptive Rights 21.a Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.b Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Zareh Sarrafian For For Management 1.3 Elect Director Kim Sheehy For Withhold Management 1.4 Elect Director Donald D. Snyder For Withhold Management 1.5 Elect Director Tom Thomas For For Management 1.6 Elect Director Bryan Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SYDNEY AIRPORT Ticker: SYD Security ID: Q8808P103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Ann Sherry as Director For For Management 3 Elect Stephen Ward as Director For For Management 4 Approve Grant of Rights to Geoff For For Management Culbert 1 Elect Anne Rozenauers as Director For For Management 2 Elect Patrick Gourley as Director For For Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director William W. Graylin For For Management 1f Elect Director Roy A. Guthrie For For Management 1g Elect Director Richard C. Hartnack For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director Laurel J. Richie For For Management 1j Elect Director Olympia J. Snowe For For Management 1k Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TELEFONAKTIEBOLAGET LM ERICSSON Ticker: ERIC.B Security ID: W26049119 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Acknowledge Proper Convening of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.1 Accept Financial Statements and For For Management Statutory Reports 8.2 Approve Discharge of Board and For For Management President 8.3 Approve Allocation of Income and For For Management Dividends of SEK 1.50 Per Share 9 Determine Number of Directors (10) and For For Management Deputy Directors (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 4.2 Million for Chairman and SEK 1.05 Million for Other Directors, Approve Remuneration for Committee Work 11.1 Reelect Jon Baksaas as Director For For Management 11.2 Reelect Jan Carlson as Director For For Management 11.3 Reelect Nora Denzel as Director For For Management 11.4 Reelect Borje Ekholm as Director For For Management 11.5 Reelect Eric A. Elzvik as Director For For Management 11.6 Reelect Kurt Jofs as Director For For Management 11.7 Reelect Ronnie Leten as Director For For Management 11.8 Reelect Kristin S. Rinne as Director For For Management 11.9 Reelect Helena Stjernholm as Director For For Management 11.10 Reelect Jacob Wallenberg as Director For For Management 12 Reelect Ronnie Leten as Board Chairman For For Management 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17.1 Approve Long-Term Variable For Against Management Compensation Program 2020 (LTV 2020) 17.2 Approve Equity Plan Financing of LTV For Against Management 2020 17.3 Approve Alternative Equity Plan For Against Management Financing of LTV 2020 18 Approve Equity Plan Financing of LTV For For Management 2018 and 2019 19 Approve Equity Plan Financing of LTV For For Management 2016 and 2017 20.1 Eliminate Differentiated Voting Rights None Against Shareholder 20.2 Amend Articles Re: Editorial Changes None Against Shareholder 21.1 Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.2 Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 22 Appoint Special Examination of the None Against Shareholder Company's and the Auditors' Actions 23 Instruct the Board to Propose Equal None For Shareholder Voting Rights for All Shares on Annual Meeting 2021 24 Close Meeting None None Management -------------------------------------------------------------------------------- TELEFONICA DEUTSCHLAND HOLDING AG Ticker: O2D Security ID: D8T9CK101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.17 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the 2021 Interim Financial Statements Until the 2021 AGM 6 Elect Peter Loescher to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board 8.1 Amend Articles of Association For For Management 8.2 Amend Articles Re: AGM Location For For Management 8.3 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- TELEFONICA SA Ticker: TEF Security ID: 879382109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Discharge of Board For For Management 2 Approve Allocation of Income For For Management 3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 4.1 Reelect Isidro Faine Casas as Director For For Management 4.2 Reelect Juan Ignacio Cirac Sasturain For For Management as Director 4.3 Reelect Jose Javier Echenique For For Management Landiribar as Director 4.4 Reelect Peter Erskine as Director For For Management 4.5 Reelect Sabina Fluxa Thienemann as For For Management Director 4.6 Reelect Peter Loscher as Director For For Management 4.7 Ratify Appointment of and Elect For For Management Veronica Maria Pascual Boe as Director 4.8 Ratify Appointment of and Elect For For Management Claudia Sender Ramirez as Director 5.1 Approve Scrip Dividends For For Management 5.2 Approve Scrip Dividends For For Management 6 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 7 Authorize Issuance of Non-Convertible For Against Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Thomas E. Flynn For For Management 1.7 Elect Director Mary Jo Haddad For For Management 1.8 Elect Director Kathy Kinloch For For Management 1.9 Elect Director Christine Magee For For Management 1.10 Elect Director John Manley For For Management 1.11 Elect Director David Mowat For For Management 1.12 Elect Director Marc Parent For For Management 1.13 Elect Director Denise Pickett For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Charles H. Dallara For For Management 1.5 Elect Director Tiff Macklem For For Management 1.6 Elect Director Michael D. Penner For For Management 1.7 Elect Director Brian J. Porter For For Management 1.8 Elect Director Una M. Power For For Management 1.9 Elect Director Aaron W. Regent For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director Susan L. Segal For For Management 1.12 Elect Director L. Scott Thomson For For Management 1.13 Elect Director Benita M. Warmbold For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Disclose the Compensation Ratio Against Against Shareholder (Equity Ratio) Used by the Compensation Committee 5 SP 2: Upgrade Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 3: Set a Diversity Target of More Against Against Shareholder than 40% of the Board Members for the Next Five Years 7 SP 4: Revise Human Rights Policies Against Against Shareholder -------------------------------------------------------------------------------- THE GEO GROUP, INC. Ticker: GEO Security ID: 36162J106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne N. Foreman For For Management 1.2 Elect Director Richard H. Glanton For For Management 1.3 Elect Director Jose Gordo For For Management 1.4 Elect Director Scott Kernan For For Management 1.5 Elect Director Guido Van Hauwermeiren For For Management 1.6 Elect Director Christopher C. Wheeler For For Management 1.7 Elect Director Julie Myers Wood For For Management 1.8 Elect Director George C. Zoley For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Larry D. De Shon For For Management 1c Elect Director Carlos Dominguez For For Management 1d Elect Director Trevor Fetter For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Teresa W. Roseborough For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Christopher J. Swift For For Management 1j Elect Director Matt Winter For For Management 1k Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For Withhold Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Victor L. Crawford For For Management 1.5 Elect Director Charles A. Davis For Withhold Management 1.6 Elect Director Mary Kay Haben For Withhold Management 1.7 Elect Director James C. Katzman For Withhold Management 1.8 Elect Director M. Diane Koken For For Management 1.9 Elect Director Robert M. Malcolm For For Management 1.10 Elect Director Anthony J. Palmer For Withhold Management 1.11 Elect Director Juan R. Perez For For Management 1.12 Elect Director Wendy L. Schoppert For For Management 1.13 Elect Director David L. Shedlarz For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY Ticker: SJM Security ID: 832696405 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kathryn W. Dindo For For Management 1b Elect Director Paul J. Dolan For For Management 1c Elect Director Jay L. Henderson For For Management 1d Elect Director Gary A. Oatey For For Management 1e Elect Director Kirk L. Perry For For Management 1f Elect Director Sandra Pianalto For For Management 1g Elect Director Nancy Lopez Russell For For Management 1h Elect Director Alex Shumate For For Management 1i Elect Director Mark T. Smucker For For Management 1j Elect Director Richard K. Smucker For For Management 1k Elect Director Timothy P. Smucker For For Management 1l Elect Director Dawn C. Willoughby For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janaki Akella For For Management 1b Elect Director Juanita Powell Baranco For For Management 1c Elect Director Jon A. Boscia For For Management 1d Elect Director Henry A. 'Hal' Clark, For For Management III 1e Elect Director Anthony F. 'Tony' For For Management Earley, Jr. 1f Elect Director Thomas A. Fanning For For Management 1g Elect Director David J. Grain For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin I. Cole For For Management 1b Elect Director Hikmet Ersek For For Management 1c Elect Director Richard A. Goodman For For Management 1d Elect Director Betsy D. Holden For For Management 1e Elect Director Jeffrey A. Joerres For For Management 1f Elect Director Michael A. Miles, Jr. For For Management 1g Elect Director Timothy P. Murphy For For Management 1h Elect Director Jan Siegmund For For Management 1i Elect Director Angela A. Sun For For Management 1j Elect Director Solomon D. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For Against Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Vicki L. Fuller For For Management 1.8 Elect Director Peter A. Ragauss For For Management 1.9 Elect Director Scott D. Sheffield For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director William H. Spence For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Declassify the Board of Directors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TREND MICRO, INC. Ticker: 4704 Security ID: J9298Q104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 160 -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For Against Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For Against Management 1e Elect Director Mikel A. Durham For Against Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For Against Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Human Rights Risk Assessment Against Against Shareholder Process 7 Adopt Share Retention Policy For Against Against Shareholder Senior Executives -------------------------------------------------------------------------------- UCB SA Ticker: UCB Security ID: B93562120 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.24 per Share 5 Approve Remuneration Report For For Management 6 Approve Remuneration Policy For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9.1A Reelect Pierre Gurdjian as Director For For Management 9.1B Indicate Pierre Gurdjian as For For Management Independent Director 9.2A Reelect Ulf Wiinberg as Director For For Management 9.2B Indicate Ulf Wiinberg as Independent For For Management Director 9.3 Reelect Charles-Antoine Janssen as For For Management Director 10 Approve Long-Term Incentive Plan For For Management 11.1 Approve Change-of-Control Clause Re: For For Management Renewal of EMTN Program 11.2 Approve Change-of-Control Clause Re: For For Management Term Facility Agreement 11.3 Approve Change-of-Control Clause Re: For For Management Revolving Facility Agreement 1 Amend Articles Re: New Belgian Code of For For Management Companies and Associations 2 Receive Special Board Report Re: None None Management Renewal of Authorized Capital 3 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: N8981F289 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- UNITED URBAN INVESTMENT CORP. Ticker: 8960 Security ID: J9427E105 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Make Technical For For Management Changes 2 Elect Executive Director Yoshida, Ikuo For For Management 3 Elect Alternate Executive Director For For Management Gaun, Norimasa 4.1 Elect Supervisory Director Okamura, For For Management Kenichiro 4.2 Elect Supervisory Director Sekine, For For Management Kumiko 5 Elect Alternate Supervisory Director For For Management Shimizu, Fumi -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sanjiv Ahuja as Director For For Management 3 Elect David Thodey as Director For For Management 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Nick Read as Director For For Management 6 Re-elect Margherita Della Valle as For For Management Director 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Michel Demare as Director For For Management 9 Re-elect Dame Clara Furse as Director For For Management 10 Re-elect Valerie Gooding as Director For For Management 11 Re-elect Renee James as Director For For Management 12 Re-elect Maria Amparo Moraleda For For Management Martinez as Director 13 Re-elect David Nish as Director For For Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Appoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director John A. Lederer For For Management 1g Elect Director Dominic P. Murphy For For Management 1h Elect Director Stefano Pessina For For Management 1i Elect Director Nancy M. Schlichting For For Management 1j Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Adopt a Policy on Bonus Banking None None Shareholder *Withdrawn Resolution* 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. Ticker: WCN Security ID: 94106B101 Meeting Date: MAY 15, 2020 Meeting Type: Annual/Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald J. Mittelstaedt For For Management 1.2 Elect Director Edward E. "Ned" Guillet For For Management 1.3 Elect Director Michael W. Harlan For For Management 1.4 Elect Director Larry S. Hughes For For Management 1.5 Elect Director Worthing F. Jackman For For Management 1.6 Elect Director Elise L. Jordan For For Management 1.7 Elect Director Susan "Sue" Lee For For Management 1.8 Elect Director William J. Razzouk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Grant Thornton LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank M. Clark, Jr. For For Management 1b Elect Director James C. Fish, Jr. For For Management 1c Elect Director Andres R. Gluski For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Kathleen M. Mazzarella For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against Against Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. Ticker: 9021 Security ID: J95094108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 87.5 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Manabe, Seiji For For Management 3.2 Elect Director Kijima, Tatsuo For For Management 3.3 Elect Director Saito, Norihiko For For Management 3.4 Elect Director Miyahara, Hideo For For Management 3.5 Elect Director Takagi, Hikaru For For Management 3.6 Elect Director Tsutsui, Yoshinobu For For Management 3.7 Elect Director Nozaki, Haruko For For Management 3.8 Elect Director Hasegawa, Kazuaki For For Management 3.9 Elect Director Ogata, Fumito For For Management 3.10 Elect Director Hirano, Yoshihisa For For Management 3.11 Elect Director Sugioka, Atsushi For For Management 3.12 Elect Director Kurasaka, Shoji For For Management 3.13 Elect Director Nakamura, Keijiro For For Management 3.14 Elect Director Kawai, Tadashi For For Management 3.15 Elect Director Nakanishi, Yutaka For For Management 4.1 Appoint Statutory Auditor Tanaka, Fumio For For Management 4.2 Appoint Statutory Auditor Ogura, Maki For Against Management 4.3 Appoint Statutory Auditor Hazama, Emiko For For Management 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- XEROX HOLDINGS CORPORATION Ticker: XRX Security ID: 98421M106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Cozza For For Management 1.2 Elect Director Jonathan Christodoro For For Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Nicholas Graziano For For Management 1.5 Elect Director Cheryl Gordon Krongard For For Management 1.6 Elect Director Scott Letier For For Management 1.7 Elect Director Giovanni ('John') For For Management Visentin 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- YUM! BRANDS, INC. Ticker: YUM Security ID: 988498101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paget L. Alves For For Management 1b Elect Director Keith Barr For For Management 1c Elect Director Michael J. Cavanagh For For Management 1d Elect Director Christopher M. Connor For For Management 1e Elect Director Brian C. Cornell For For Management 1f Elect Director Tanya L. Domier For For Management 1g Elect Director David W. Gibbs For For Management 1h Elect Director Mirian M. Graddick-Weir For For Management 1i Elect Director Thomas C. Nelson For For Management 1j Elect Director P. Justin Skala For For Management 1k Elect Director Elane B. Stock For For Management 1l Elect Director Annie Young-Scrivner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Supply Chain Impact on Against Against Shareholder Deforestation -------------------------------------------------------------------------------- ZIONS BANCORPORATION, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry C. Atkin For For Management 1b Elect Director Gary L. Crittenden For For Management 1c Elect Director Suren K. Gupta For For Management 1d Elect Director J. David Heaney For For Management 1e Elect Director Vivian S. Lee For For Management 1f Elect Director Scott J. McLean For For Management 1g Elect Director Edward F. Murphy For For Management 1h Elect Director Stephen D. Quinn For For Management 1i Elect Director Harris H. Simmons For For Management 1j Elect Director Aaron B. Skonnard For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 20 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1a Reelect Michel Lies as Director and For For Management Chairman 4.1b Reelect Joan Amble as Director For For Management 4.1c Reelect Catherine Bessant as Director For For Management 4.1d Reelect Dame Carnwath as Director For For Management 4.1e Reelect Christoph Franz as Director For For Management 4.1f Reelect Michael Halbherr as Director For For Management 4.1g Reelect Jeffrey Hayman as Director For For Management 4.1h Reelect Monica Maechler as Director For For Management 4.1i Reelect Kishore Mahbubani as Director For For Management 4.1j Reelect Jasmin Staiblin as Director For For Management 4.1k Reelect Barry Stowe as Director For For Management 4.2.1 Reappoint Michel Lies as Member of the For For Management Compensation Committee 4.2.2 Reappoint Catherine Bessant as Member For For Management of the Compensation Committee 4.2.3 Reappoint Christoph Franz as Member of For For Management the Compensation Committee 4.2.4 Reappoint Kishore Mahbubani as Member For For Management of the Compensation Committee 4.2.5 Reappoint Jasmin Staiblin as Member of For For Management the Compensation Committee 4.3 Designate Keller KLG as Independent For For Management Proxy 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.7 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 78.2 Million 6 Approve Creation of CHF 4.5 Million For For Management Pool of Authorized Capital with Partial Exclusion of Preemptive Rights and CHF 3 Million Pool of Conditional Capital without Preemptive Rights 7 Amend Articles of Association For For Management 8 Transact Other Business (Voting) For Against Management ======================== Voya Hang Seng Index Portfolio ======================== BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors of Sinopec Corp. 2 Approve 2019 Report of the Board of For For Management Supervisors of Sinopec Corp. 3 Approve 2019 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Recommended Cash For For Management Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Elect Noel Quinn as Director For For Management 3b Re-elect Laura Cha as Director For For Management 3c Re-elect Henri de Castries as Director For For Management 3d Re-elect Irene Lee as Director For For Management 3e Re-elect Jose Antonio Meade Kuribrena For For Management as Director 3f Re-elect Heidi Miller as Director For For Management 3g Re-elect David Nish as Director For For Management 3h Re-elect Ewen Stevenson as Director For For Management 3i Re-elect Jackson Tai as Director For For Management 3j Re-elect Mark Tucker as Director For For Management 3k Re-elect Pauline van der Meer Mohr as For For Management Director 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 6 Authorise EU Political Donations and For For Management Expenditure 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Amend Share Plan 2011 For For Management 15 Amend Savings-Related Share Option For For Management Plan (UK) 16 Amend UK Share Incentive Plan and For For Management International Employee Share Purchase Plan 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Remove the "State Deduction" Feature Against Against Shareholder of the Post 1974 Midland Bank Defined Benefit Pension Scheme -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Payment Plan of Remuneration For For Management to Directors for 2018 3 Approve Payment Plan of Remuneration For For Management to Supervisors for 2018 4 Approve Application for Provisional For For Management Authorization Limit on External Donations 5 Elect Cao Liqun as Director For For Shareholder 6 Elect Feng Weidong as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Note the Financial Statements and None None Management Statutory Reports 2 Note the Appointment of Auditor and None None Management Fixing of Their Remuneration 3.1 Elect Ed Chan Yiu Cheong as Director For For Management 3.2 Elect Blair Chilton Pickerell as For For Management Director 3.3 Elect May Siew Boi Tan as Director For For Management 4 Authorize Repurchase of Issued Units For For Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi-Kong Adrian as Director For For Management 3b Elect Yeung Ping-Leung, Howard as For For Management Director 3c Elect Ho Hau-Hay, Hamilton as Director For For Management 3d Elect Lee Luen-Wai, John as Director For For Management 3e Elect Cheng Chi-Heng as Director For For Management 3f Elect Au Tak-Cheong as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Houliang as Director For For Shareholder 1.2 Elect Lv Bo as Director For For Shareholder 1.3 Elect Li Fanrong as Director For For Shareholder -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- SINO LAND COMPANY LIMITED Ticker: 83 Security ID: Y80267126 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Daryl Ng Win Kong as Director For Against Management 3.2 Elect Ringo Chan Wing Kwong as Director For Against Management 3.3 Elect Gordon Lee Ching Keung as For Against Management Director 3.4 Elect Velencia Lee as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LIMITED Ticker: 16 Security ID: Y82594121 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kwok Kai-Chun, Geoffrey as For For Management Director 3.1b Elect Wu Xiang-Dong as Director For For Management 3.1c Elect Kwok Ping-Luen, Raymond as For For Management Director 3.1d Elect Wong Chik-Wing, Mike as Director For For Management 3.1e Elect Li Ka-Cheung, Eric as Director For For Management 3.1f Elect Leung Ko May-Yee, Margaret as For For Management Director 3.1g Elect Kwok Kai-Wang, Christopher as For For Management Director 3.1h Elect Tung Chi-Ho, Eric as Director For For Management 3.2 Approve Directors' Fees For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WANT WANT CHINA HOLDINGS LIMITED Ticker: 151 Security ID: G9431R103 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a1 Elect Tsai Shao-Chung as Director For Against Management 3a2 Elect Huang Yung-Sung as Director For For Management 3a3 Elect Chu Chi-Wen as Director For For Management 3a4 Elect Tsai Ming-Hui as Director For For Management 3a5 Elect Lai Hong Yee as Director For For Management 3a6 Elect Cheng Wen-Hsien as Director For For Management 3a7 Elect Pei Kerwei as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares ====================== Voya Index Plus LargeCap Portfolio ====================== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Integrating Risks Related to Against Abstain Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy L. Banse For For Management 1b Elect Director Frank A. Calderoni For For Management 1c Elect Director James E. Daley For For Management 1d Elect Director Laura B. Desmond For For Management 1e Elect Director Charles M. Geschke For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David A. Ricks For For Management 1j Elect Director Daniel L. Rosensweig For For Management 1k Elect Director John E. Warnock For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heidi Kunz For For Management 1.2 Elect Director Susan H. Rataj For For Management 1.3 Elect Director George A. Scangos For For Management 1.4 Elect Director Dow R. Wilson For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Chadwick C. Deaton For For Management 1d Elect Director Seifollah (Seifi) For For Management Ghasemi 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tom Killalea For For Management 1.2 Elect Director Tom Leighton For For Management 1.3 Elect Director Jonathan Miller For For Management 1.4 Elect Director Monte Ford For For Management 1.5 Elect Director Madhu Ranganathan For For Management 1.6 Elect Director Fred Salerno For For Management 1.7 Elect Director Ben Verwaayen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. Ticker: ALGN Security ID: 016255101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Dallas For For Management 1.2 Elect Director Joseph M. Hogan For For Management 1.3 Elect Director Joseph Lacob For For Management 1.4 Elect Director C. Raymond Larkin, Jr. For For Management 1.5 Elect Director George J. Morrow For For Management 1.6 Elect Director Anne M. Myong For For Management 1.7 Elect Director Thomas M. Prescott For For Management 1.8 Elect Director Andrea L. Saia For For Management 1.9 Elect Director Greg J. Santora For For Management 1.10 Elect Director Susan E. Siegel For For Management 1.11 Elect Director Warren S. Thaler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director Lawrence E. Dewey For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Alvaro Garcia-Tunon For For Management 1f Elect Director David S. Graziosi For For Management 1g Elect Director Carolann I. Haznedar For For Management 1h Elect Director Richard P. Lavin For For Management 1i Elect Director Thomas W. Rabaut For For Management 1j Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin W. Hobbs For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Katryn (Trynka) For For Management Shineman Blake 1.4 Elect Director Maureen A. For For Management Breakiron-Evans 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Mayree C. Clark For For Management 1.7 Elect Director Kim S. Fennebresque For For Management 1.8 Elect Director Marjorie Magner For For Management 1.9 Elect Director Brian H. Sharples For For Management 1.10 Elect Director John J. Stack For For Management 1.11 Elect Director Michael F. Steib For For Management 1.12 Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For Withhold Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For For Management 1.10 Elect Director K. Ram Shiram For For Management 1.11 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against For Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against Against Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against For Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- ALTICE USA, INC. Ticker: ATUS Security ID: 02156K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Drahi For Against Management 1b Elect Director Gerrit Jan Bakker For Against Management 1c Elect Director Manon Brouillette For For Management 1d Elect Director David Drahi For Against Management 1e Elect Director Dexter Goei For Against Management 1f Elect Director Mark Mullen For For Management 1g Elect Director Dennis Okhuijsen For Against Management 1h Elect Director Charles Stewart For Against Management 1i Elect Director Raymond Svider For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against Against Shareholder 6 Report on Customers' Use of its Against Against Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against Against Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against Against Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan F. Miller For Withhold Management 1.2 Elect Director Leonard Tow For Withhold Management 1.3 Elect Director David E. Van Zandt For Withhold Management 1.4 Elect Director Carl E. Vogel For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Bartlett For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Gustavo Lara Cantu For For Management 1e Elect Director Grace D. Lieblein For For Management 1f Elect Director Craig Macnab For For Management 1g Elect Director JoAnn A. Reed For For Management 1h Elect Director Pamela D.A. Reeve For For Management 1i Elect Director David E. Sharbutt For For Management 1j Elect Director Bruce L. Tanner For For Management 1k Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 1.10 Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Amato For For Management 1b Elect Director Anthony J. Conti For For Management 1c Elect Director Gretchen W. McClain For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against Against Shareholder Access to Information Policies -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director Wayne R. Shurts For For Management 1.8 Elect Director Roy W. Templin For For Management 1.9 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- ATHENE HOLDING LTD. Ticker: ATH Security ID: G0684D107 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws For For Management 2 Approve Conversion of Class B Common For For Management Shares 3 Approve Conversion of Class M Common For For Management Shares 4 Approve Issuance of Shares Pursuant to For For Management Transactions with Related Parties 5 Adjourn Meeting For For Management A Shareholder Represents that Neither None For Management they nor Any of its Tax Attributed Affiliates Owns Any Class B Shares or Any Equity Interests of Apollo Global Management or AP Alternative Assets. If You do not Mark Yes your Vote may Not Count. For = Yes; Against = No B Shareholder Represents that it is None For Management Neither an Employee of Apollo Group nor a Management Shareholder, If You do not Mark Yes your Vote may Not Count For = Yes and Against = No -------------------------------------------------------------------------------- ATLASSIAN CORPORATION PLC Ticker: TEAM Security ID: G06242104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Appoint Ernst & Young LLP as Auditors For For Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Director Shona L. Brown For For Management 7 Elect Director Michael Cannon-Brookes For For Management 8 Elect Director Scott Farquhar For For Management 9 Elect Director Heather Mirjahangir For For Management Fernandez 10 Elect Director Sasan Goodarzi For For Management 11 Elect Director Jay Parikh For For Management 12 Elect Director Enrique Salem For For Management 13 Elect Director Steven Sordello For For Management 14 Elect Director Richard P. Wong For For Management -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For For Management 1c Elect Director Peter K. Barker For For Management 1d Elect Director Mark J. Barrenechea For For Management 1e Elect Director Mitchell R. Butier For For Management 1f Elect Director Ken C. Hicks For For Management 1g Elect Director Andres A. Lopez For For Management 1h Elect Director Patrick T. Siewert For For Management 1i Elect Director Julia A. Stewart For For Management 1j Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose "Joe" E. Almeida For For Management 1b Elect Director Thomas F. Chen For For Management 1c Elect Director John D. Forsyth For For Management 1d Elect Director James R. Gavin, III For For Management 1e Elect Director Peter S. Hellman For For Management 1f Elect Director Michael F. Mahoney For For Management 1g Elect Director Patricia B. Morrrison For For Management 1h Elect Director Stephen N. Oesterle For For Management 1i Elect Director Cathy R. Smith For For Management 1j Elect Director Thomas T. Stallkamp For For Management 1k Elect Director Albert P.L. Stroucken For For Management 1l Elect Director Amy A. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director William A. Hawkins For For Management 1d Elect Director Nancy L. Leaming For For Management 1e Elect Director Jesus B. Mantas For For Management 1f Elect Director Richard C. Mulligan For For Management 1g Elect Director Robert W. Pangia For For Management 1h Elect Director Stelios Papadopoulos For For Management 1i Elect Director Brian S. Posner For For Management 1j Elect Director Eric K. Rowinsky For For Management 1k Elect Director Stephen A. Sherwin For For Management 1l Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maile Clark For For Management 1.2 Elect Director Thomas A. Kingsbury For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian M. Graddick-Weir For For Management 1.5 Elect Director Wei Hopeman For For Management 1.6 Elect Director Robert J. Mylod, Jr. For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Nicholas J. Read For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Bob van Dijk For For Management 1.11 Elect Director Lynn M. Vojvodich For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION Ticker: BAH Security ID: 099502106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melody C. Barnes For For Management 1b Elect Director Ellen Jewett For For Management 1c Elect Director Arthur E. Johnson For For Management 1d Elect Director Charles O. Rossotti For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Classes of Common Stock For For Management -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel I. Klein For For Management 1b Elect Director Kelly A. Ayotte For For Management 1c Elect Director Bruce W. Duncan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Carol B. Einiger For For Management 1f Elect Director Diane J. Hoskins For For Management 1g Elect Director Douglas T. Linde For For Management 1h Elect Director Matthew J. Lustig For For Management 1i Elect Director Owen D. Thomas For For Management 1j Elect Director David A. Twardock For For Management 1k Elect Director William H. Walton, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRUKER CORPORATION Ticker: BRKR Security ID: 116794108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia M. Friend For For Management 1.2 Elect Director Marc A. Kastner For For Management 1.3 Elect Director Hermann Requardt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Daniels For For Management 1B Elect Director William L. Jews For For Management 1C Elect Director Gregory G. Johnson For For Management 1D Elect Director J. Phillip London For For Management 1E Elect Director John S. Mengucci For For Management 1F Elect Director James L. Pavitt For For Management 1G Elect Director Warren R. Phillips For For Management 1H Elect Director Debora A. Plunkett For For Management 1I Elect Director Charles P. Revoile For For Management 1J Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director Ita Brennan For For Management 1.4 Elect Director Lewis Chew For For Management 1.5 Elect Director James D. Plummer For For Management 1.6 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.7 Elect Director John B. Shoven For For Management 1.8 Elect Director Young K. Sohn For For Management 1.9 Elect Director Lip-Bu Tan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Heather J. Brunner For For Management 1.3 Elect Director Mark D. Gibson For For Management 1.4 Elect Director Scott S. Ingraham For For Management 1.5 Elect Director Renu Khator For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director William F. Paulsen For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Aparna Chennapragada For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Pierre E. Leroy For For Management 1g Elect Director Francois Locoh-Donou For For Management 1h Elect Director Peter E. Raskind For For Management 1i Elect Director Eileen Serra For For Management 1j Elect Director Mayo A. Shattuck, III For For Management 1k Elect Director Bradford H. Warner For For Management 1l Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.2 Elect Director Carrie S. Cox For For Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway For For Management Hall 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 1.10 Elect Director J. Michael Losh For For Management 1.11 Elect Director Dean A. Scarborough For For Management 1.12 Elect Director John H. Weiland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBRE Security ID: 12504L109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brandon B. Boze For For Management 1b Elect Director Beth F. Cobert For For Management 1c Elect Director Curtis F. Feeny For For Management 1d Elect Director Reginald H. Gilyard For For Management 1e Elect Director Shira D. Goodman For For Management 1f Elect Director Christopher T. Jenny For For Management 1g Elect Director Gerardo I. Lopez For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Laura D. Tyson For For Management 1j Elect Director Ray Wirta For For Management 1k Elect Director Sanjiv Yajnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Christine A. Leahy For For Management 1e Elect Director David W. Nelms For For Management 1f Elect Director Joseph R. Swedish For For Management 1g Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CELANESE CORPORATION Ticker: CE Security ID: 150870103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Edward G. Galante For For Management 1d Elect Director Kathryn M. Hill For For Management 1e Elect Director David F. Hoffmeister For For Management 1f Elect Director Jay V. Ihlenfeld For For Management 1g Elect Director Mark C. Rohr For For Management 1h Elect Director Kim K. W. Rucker For For Management 1i Elect Director Lori J. Ryerkerk For For Management 1j Elect Director John K. Wulff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Neidorff For For Management 1b Elect Director H. James Dallas For For Management 1c Elect Director Robert K. Ditmore For For Management 1d Elect Director Richard A. Gephardt For For Management 1e Elect Director Lori J. Robinson For For Management 1f Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder Disclosure 6 Eliminate Supermajority Vote Against For Shareholder Requirement -------------------------------------------------------------------------------- CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Ticker: CRL Security ID: 159864107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Foster For For Management 1.2 Elect Director Nancy C. Andrews For For Management 1.3 Elect Director Robert J. Bertolini For For Management 1.4 Elect Director Stephen D. Chubb For For Management 1.5 Elect Director Deborah T. Kochevar For For Management 1.6 Elect Director Martin W. MacKay For For Management 1.7 Elect Director George E. Massaro For For Management 1.8 Elect Director George M. Milne, Jr. For For Management 1.9 Elect Director C. Richard Reese For For Management 1.10 Elect Director Richard F. Wallman For For Management 1.11 Elect Director Virginia M. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against Against Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director William H. McRaven For For Management 1i Elect Director Sharmila Mulligan For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For For Management 1l Elect Director David T. Seaton For For Management 1m Elect Director R. A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Ticker: OFC Security ID: 22002T108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Brady For For Management 1b Elect Director Stephen E. Budorick For For Management 1c Elect Director Robert L. Denton, Sr. For For Management 1d Elect Director Philip L. Hawkins For For Management 1e Elect Director David M. Jacobstein For For Management 1f Elect Director Steven D. Kesler For For Management 1g Elect Director C. Taylor Pickett For For Management 1h Elect Director Lisa G. Trimberger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COSTAR GROUP, INC. Ticker: CSGP Security ID: 22160N109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael R. Klein For For Management 1b Elect Director Andrew C. Florance For For Management 1c Elect Director Laura Cox Kaplan For For Management 1d Elect Director Michael J. Glosserman For For Management 1e Elect Director John W. Hill For For Management 1f Elect Director Robert W. Musslewhite For For Management 1g Elect Director Christopher J. Nassetta For For Management 1h Elect Director Louise S. Sams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director James M. Foote For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Paul C. Hilal For For Management 1f Elect Director John D. McPherson For For Management 1g Elect Director David M. Moffett For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Suzanne M. Vautrinot For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Elect Director Karen H. Quintos For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 14 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Dean M. Flatt For For Management 1.3 Elect Director S. Marce Fuller For For Management 1.4 Elect Director Bruce D. Hoechner For For Management 1.5 Elect Director Glenda J. Minor For For Management 1.6 Elect Director John B. Nathman For For Management 1.7 Elect Director Robert J. Rivet For For Management 1.8 Elect Director Albert E. Smith For For Management 1.9 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. (Chuck) For For Management Sonsteby 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DOMTAR CORPORATION Ticker: UFS Security ID: 257559203 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Giannella Alvarez For For Management 1.2 Elect Director Robert E. Apple For For Management 1.3 Elect Director David J. Illingworth For For Management 1.4 Elect Director Brian M. Levitt For For Management 1.5 Elect Director David G. Maffucci For For Management 1.6 Elect Director Pamela B. Strobel For For Management 1.7 Elect Director Denis Turcotte For For Management 1.8 Elect Director John D. Williams For For Management 1.9 Elect Director Mary A. Winston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- DROPBOX, INC. Ticker: DBX Security ID: 26210C104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew W. Houston For For Management 1.2 Elect Director Donald W. Blair For For Management 1.3 Elect Director Lisa Campbell For For Management 1.4 Elect Director Paul E. Jacobs For Withhold Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Karen Peacock For For Management 1.7 Elect Director Condoleezza Rice For For Management 1.8 Elect Director R. Bryan Schreier For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246401 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Carbone For For Management 1b Elect Director Robert J. Chersi For For Management 1c Elect Director Jaime W. Ellertson For For Management 1d Elect Director James P. Healy For For Management 1e Elect Director Kevin T. Kabat For For Management 1f Elect Director James Lam For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Michael A. Pizzi For For Management 1j Elect Director Rebecca Saeger For For Management 1k Elect Director Donna L. Weaver For For Management 1l Elect Director Joshua A. Weinreich For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Michael C. Camunez For For Management 1c Elect Director Vanessa C.L. Chang For For Management 1d Elect Director James T. Morris For For Management 1e Elect Director Timothy T. O'Toole For For Management 1f Elect Director Pedro J. Pizarro For For Management 1g Elect Director Carey A. Smith For For Management 1h Elect Director Linda G. Stuntz For For Management 1i Elect Director William P. Sullivan For For Management 1j Elect Director Peter J. Taylor For For Management 1k Elect Director Keith Trent For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION Ticker: EW Security ID: 28176E108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Mussallem For For Management 1b Elect Director Kieran T. Gallahue For For Management 1c Elect Director Leslie S. Heisz For For Management 1d Elect Director William J. Link For For Management 1e Elect Director Steven R. Loranger For For Management 1f Elect Director Martha H. Marsh For For Management 1g Elect Director Ramona Sequeira For For Management 1h Elect Director Nicholas J. Valeriani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Approve Stock Split For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For Against Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director David A. Ricks For For Management 1d Elect Director Marschall S. Runge For For Management 1e Elect Director Karen Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting For For Management Provisions 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Report on Forced Swim Test Against Against Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives 10 Report on Integrating Drug Pricing Against Abstain Shareholder Risks into Senior Executive Compensation Arrangements 11 Adopt Policy on Bonus Banking Against Against Shareholder 12 Clawback Disclosure of Recoupment Against Against Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Julie J. Robertson For For Management 1g Elect Director Donald F. Textor For For Management 1h Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Roman For For Management 1.2 Elect Director Jill B. Smart For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUITABLE HOLDINGS, INC. Ticker: EQH Security ID: 29452E101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Kaye For For Management 1.2 Elect Director Joan Lamm-Tennant For For Management 1.3 Elect Director Kristi A. Matus For Withhold Management 1.4 Elect Director Ramon de Oliveira For For Management 1.5 Elect Director Mark Pearson For For Management 1.6 Elect Director Bertram L. Scott For For Management 1.7 Elect Director George Stansfield For For Management 1.8 Elect Director Charles G.T. Stonehill For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Berkenfield For For Management 1.2 Elect Director Philip Calian For For Management 1.3 Elect Director David Contis For For Management 1.4 Elect Director Constance Freedman For For Management 1.5 Elect Director Thomas Heneghan For For Management 1.6 Elect Director Tao Huang For For Management 1.7 Elect Director Marguerite Nader For For Management 1.8 Elect Director Scott Peppet For For Management 1.9 Elect Director Sheli Rosenberg For For Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For Withhold Management 1.4 Elect Director Neil T. Brown For Withhold Management 1.5 Elect Director Lisa Palmer For Withhold Management 1.6 Elect Director Steven E. Kent For For Management 1.7 Elect Director Simon M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Guericke For For Management 1.2 Elect Director Maria R. Hawthorne For For Management 1.3 Elect Director Amal M. Johnson For For Management 1.4 Elect Director Mary Kasaris For For Management 1.5 Elect Director Irving F. Lyons, III For For Management 1.6 Elect Director George M. Marcus For For Management 1.7 Elect Director Thomas E. Robinson For For Management 1.8 Elect Director Michael J. Schall For For Management 1.9 Elect Director Byron A. Scordelis For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Ticker: EEFT Security ID: 298736109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrzej Olechowski For For Management 1.2 Elect Director Eriberto R. Scocimara For For Management 1.3 Elect Director Mark R. Callegari For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Craig A. Jacobson For For Management 1g Elect Director Victor A. Kaufman For Withhold Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For Withhold Management 1j Elect Director Mark D. Okerstrom For For Management 1k Elect Director Alexander von For For Management Furstenberg 1l Elect Director Julie Whalen For For Management 2a Approve Securities Transfer For For Management Restrictions 2b Approve Change-of-Control Clause For For Management 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Jon T. Gieselman For For Management 1g Elect Director Craig A. Jacobson For For Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For For Management 1j Elect Director Greg Mondre For For Management 1k Elect Director David Sambur For For Management 1l Elect Director Alexander von For For Management Furstenberg 1m Elect Director Julie Whalen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young as Auditors For For Management 5 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For For Management 1.4 Elect Director Ellen Keszler For For Management 1.5 Elect Director Jodie W. McLean For For Management 1.6 Elect Director Thomas F. O'Toole For For Management 1.7 Elect Director Richard F. Wallman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Costs & Benefits of Against Against Shareholder Climate-Related Expenditures 7 Report on Risks of Petrochemical Against Against Shareholder Operations in Flood Prone Areas 8 Report on Political Contributions Against Against Shareholder 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- F5 NETWORKS, INC. Ticker: FFIV Security ID: 315616102 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A. Gary Ames For For Management 1b Elect Director Sandra E. Bergeron For For Management 1c Elect Director Deborah L. Bevier For For Management 1d Elect Director Michel Combes For For Management 1e Elect Director Michael L. Dreyer For For Management 1f Elect Director Alan J. Higginson For For Management 1g Elect Director Peter S. Klein For For Management 1h Elect Director Francois Locoh-Donou For For Management 1i Elect Director Nikhil Mehta For For Management 1j Elect Director Marie E. Myers For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For Withhold Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FAIR ISAAC CORPORATION Ticker: FICO Security ID: 303250104 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Braden R. Kelly For For Management 1b Elect Director Fabiola R. Arredondo For For Management 1c Elect Director A. George Battle For For Management 1d Elect Director James D. Kirsner For For Management 1e Elect Director William J. Lansing For For Management 1f Elect Director Eva Manolis For For Management 1g Elect Director Marc F. McMorris For For Management 1h Elect Director Joanna Rees For For Management 1i Elect Director David A. Rey For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Xie For For Management 1.2 Elect Director Michael Xie For For Management 1.3 Elect Director Kelly Ducourty For For Management 1.4 Elect Director Jean Hu For For Management 1.5 Elect Director Ming Hsieh For For Management 1.6 Elect Director William H. Neukom For For Management 1.7 Elect Director Christopher B. Paisley For For Management 1.8 Elect Director Judith Sim For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Carlino For For Management 1.2 Elect Director Carol ("Lili") Lynton For For Management 1.3 Elect Director Joseph W. Marshall, III For For Management 1.4 Elect Director James B. Perry For For Management 1.5 Elect Director Barry F. Schwartz For For Management 1.6 Elect Director Earl C. Shanks For For Management 1.7 Elect Director E. Scott Urdang For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Robert H.B. Baldwin, Jr. For Against Management 1c Elect Director John G. Bruno For For Management 1d Elect Director Kriss Cloninger, III For For Management 1e Elect Director William I. Jacobs For For Management 1f Elect Director Joia M. Johnson For For Management 1g Elect Director Ruth Ann Marshall For For Management 1h Elect Director Connie D. McDaniel For For Management 1i Elect Director William B. Plummer For For Management 1j Elect Director Jeffrey S. Sloan For For Management 1k Elect Director John T. Turner For For Management 1l Elect Director M. Troy Woods For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GODADDY INC. Ticker: GDDY Security ID: 380237107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Garrett For For Management 1.2 Elect Director Ryan Roslansky For Withhold Management 1.3 Elect Director Lee E. Wittlinger For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Dempsey For For Management 1.2 Elect Director Gary L. Ellis For For Management 1.3 Elect Director Stacy Enxing Seng For For Management 1.4 Elect Director Mary Garrett For For Management 1.5 Elect Director James R. Giertz For For Management 1.6 Elect Director John P. Groetelaars For For Management 1.7 Elect Director William H. Kucheman For For Management 1.8 Elect Director Ronald A. Malone For For Management 1.9 Elect Director Gregory J. Moore For For Management 1.10 Elect Director Felicia F. Norwood For For Management 1.11 Elect Director Nancy M. Schlichting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Nassetta For For Management 1b Elect Director Jonathan D. Gray For For Management 1c Elect Director Charlene T. Begley For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Raymond E. Mabus, Jr. For For Management 1f Elect Director Judith A. McHale For For Management 1g Elect Director John G. Schreiber For For Management 1h Elect Director Elizabeth A. Smith For For Management 1i Elect Director Douglas M. Steenland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Anna C. Catalano For For Management 1d Elect Director Leldon E. Echols For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HOLOGIC, INC. Ticker: HOLX Security ID: 436440101 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. MacMillan For For Management 1.2 Elect Director Sally W. Crawford For For Management 1.3 Elect Director Charles J. Dockendorff For For Management 1.4 Elect Director Scott T. Garrett For For Management 1.5 Elect Director Ludwig N. Hantson For For Management 1.6 Elect Director Namal Nawana For For Management 1.7 Elect Director Christiana Stamoulis For For Management 1.8 Elect Director Amy M. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew K. Silvernail For For Management 1.2 Elect Director Katrina L. Helmkamp For For Management 1.3 Elect Director Mark A. Beck For For Management 1.4 Elect Director Carl R. Christenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rebecca M. Henderson For For Management 1b Elect Director Lawrence D. Kingsley For For Management 1c Elect Director Sophie V. Vandebroek For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline D. Dorsa For For Management 1B Elect Director Robert S. Epstein For For Management 1C Elect Director Scott Gottlieb For For Management 1D Elect Director Philip W. Schiller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- INCYTE CORPORATION Ticker: INCY Security ID: 45337C102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian C. Baker For For Management 1.2 Elect Director Jean-Jacques Bienaime For For Management 1.3 Elect Director Paul J. Clancy For For Management 1.4 Elect Director Wendy L. Dixon For For Management 1.5 Elect Director Jacqualyn A. Fouse For For Management 1.6 Elect Director Paul A. Friedman For For Management 1.7 Elect Director Edmund P. Harrigan For For Management 1.8 Elect Director Katherine A. High For For Management 1.9 Elect Director Herve Hoppenot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- INGERSOLL RAND, INC. Ticker: IR Security ID: 45687V106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director William P. Donnelly For For Management 1c Elect Director Marc E. Jones For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INGERSOLL-RAND PLC Ticker: IR Security ID: G47791101 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Trane For For Management Technologies plc -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director Dennis D. Powell For For Management 1h Elect Director Brad D. Smith For For Management 1i Elect Director Thomas Szkutak For For Management 1j Elect Director Raul Vazquez For For Management 1k Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt a Mandatory Arbitration Bylaw Against Against Shareholder -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For For Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 1.10 Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against Against Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against Against Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Janet H. Kennedy For For Management 1.7 Elect Director Mitchell J. Krebs For For Management 1.8 Elect Director Henry J. Maier For For Management 1.9 Elect Director Thomas A. McDonnell For For Management 1.10 Elect Director Patrick J. Ottensmeyer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement and Fair Price Requirements for Business Combinations 5 Amend Certificate of Incorporation to For For Management Eliminate the Anti-Greenmail Provision 6 Amend Certificate of Incorporation to For For Management Eliminate Cumulative Voting Provision 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Youssef A. El-Mansy For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Bethany J. Mayer For For Management 1.8 Elect Director Abhijit Y. Talwalkar For For Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.10 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LAMB WESTON HOLDINGS, INC. Ticker: LW Security ID: 513272104 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Charles A. Blixt For For Management 1c Elect Director Andre J. Hawaux For For Management 1d Elect Director W.G. Jurgensen For For Management 1e Elect Director Thomas P. Maurer For For Management 1f Elect Director Hala G. Moddelmog For For Management 1g Elect Director Maria Renna Sharpe For For Management 1h Elect Director Thomas P. Werner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Pesticide Use in the Against Abstain Shareholder Company's Supply Chain -------------------------------------------------------------------------------- LIBERTY GLOBAL PLC Ticker: LBTYA Security ID: G5480U104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Miranda Curtis For For Management 2 Elect Director John W. Dick For For Management 3 Elect Director JC Sparkman For Against Management 4 Elect Director J. David Wargo For For Management 5 Approve Remuneration Report For Against Management 6 Approve Remuneration Policy For Against Management 7 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 8 Advisory Vote on Say on Pay Frequency Three One Year Management Years 9 Ratify KPMG LLP (U.S.) as Auditors For For Management 10 Ratify KPMG LLP (U.K.) as Auditors For For Management 11 Authorize the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION Ticker: LNC Security ID: 534187109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deirdre P. Connelly For For Management 1.2 Elect Director William H. Cunningham For For Management 1.3 Elect Director Dennis R. Glass For For Management 1.4 Elect Director George W. Henderson, III For For Management 1.5 Elect Director Eric G. Johnson For For Management 1.6 Elect Director Gary C. Kelly For For Management 1.7 Elect Director M. Leanne Lachman For For Management 1.8 Elect Director Michael F. Mee For For Management 1.9 Elect Director Patrick S. Pittard For For Management 1.10 Elect Director Lynn M. Utter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Special Meeting Right Provisions Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maverick Carter For For Management 1.2 Elect Director Ariel Emanuel For For Management 1.3 Elect Director Ping Fu For For Management 1.4 Elect Director Jeffrey T. Hinson For For Management 1.5 Elect Director Chad Hollingsworth For For Management 1.6 Elect Director James Iovine For For Management 1.7 Elect Director James S. Kahan For For Management 1.8 Elect Director Gregory B. Maffei For Against Management 1.9 Elect Director Randall T. Mays For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Mark S. Shapiro For For Management 1.12 Elect Director Dana Walden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Vicki A. Hollub For For Management 1.10 Elect Director Jeh C. Johnson For For Management 1.11 Elect Director Debra L. Reed-Klages For For Management 1.12 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Allison H. Mnookin For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director James S. Putnam For For Management 1h Elect Director Richard P. Schifter For For Management 1i Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet (Jeet) Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Stephen Cooper For For Management 1f Elect Director Nance Dicciani For For Management 1g Elect Director Claire Farley For For Management 1h Elect Director Isabella (Bella) Goren For For Management 1i Elect Director Michael Hanley For For Management 1j Elect Director Albert Manifold For For Management 1k Elect Director Bhavesh (Bob) Patel For For Management 2 Approve Discharge of the Members of For For Management the Board of Directors 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Dividends of USD 4.20 Per Share For For Management 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Cancellation of Shares For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MASIMO CORPORATION Ticker: MASI Security ID: 574795100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Shimer For For Management 1.2 Elect Director H Michael Cohen For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Robert Eckert For For Management 1c Elect Director Catherine Engelbert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Christopher Kempczinski For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Paul Walsh For For Management 1l Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Ticker: MTD Security ID: 592688105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Spoerry For For Management 1.2 Elect Director Wah-Hui Chu For For Management 1.3 Elect Director Domitille Doat-Le Bigot For For Management 1.4 Elect Director Olivier A. Filliol For For Management 1.5 Elect Director Elisha W. Finney For For Management 1.6 Elect Director Richard Francis For For Management 1.7 Elect Director Michael A. Kelly For For Management 1.8 Elect Director Thomas P. Salice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director C. Edward Chaplin For For Management 1.3 Elect Director Curt S. Culver For For Management 1.4 Elect Director Jay C. Hartzell For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 16, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bailey For For Management 1.2 Elect Director Richard M. Beyer For For Management 1.3 Elect Director Steven J. Gomo For For Management 1.4 Elect Director Mary Pat McCarthy For For Management 1.5 Elect Director Sanjay Mehrotra For For Management 1.6 Elect Director Robert E. Switz For For Management 1.7 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Russell R. French For For Management 1c Elect Director Alan B. Graf, Jr. For For Management 1d Elect Director Toni Jennings For For Management 1e Elect Director James K. Lowder For For Management 1f Elect Director Thomas H. Lowder For For Management 1g Elect Director Monica McGurk For For Management 1h Elect Director Claude B. Nielsen For For Management 1i Elect Director Philip W. Norwood For For Management 1j Elect Director W. Reid Sanders For For Management 1k Elect Director Gary Shorb For For Management 1l Elect Director David P. Stockert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Director Ronna E. Romney For For Management 1.b Elect Director Dale B. Wolf For For Management 1.c Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W.K. Booth For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Crew For For Management 1.4 Elect Director Lois D. Juliber For For Management 1.5 Elect Director Peter W. May For For Management 1.6 Elect Director Jorge S. Mesquita For For Management 1.7 Elect Director Fredric G. Reynolds For For Management 1.8 Elect Director Christiana S. Shi For For Management 1.9 Elect Director Patrick T. Siewert For For Management 1.10 Elect Director Michael A. Todman For For Management 1.11 Elect Director Jean-Francois M. L. van For For Management Boxmeer 1.12 Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director Kathleen E. Ciaramello For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Jeanne P. Jackson For For Management 1.7 Elect Director Steven G. Pizula For For Management 1.8 Elect Director Benjamin M. Polk For For Management 1.9 Elect Director Sydney Selati For For Management 1.10 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Stephen J. Luczo For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Dennis M. Nally For For Management 1j Elect Director Takeshi Ogasawara For For Management 1k Elect Director Hutham S. Olayan For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reed Hastings For For Management 1b Elect Director Jay C. Hoag For Withhold Management 1c Elect Director Mathias Dopfner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder 6 Adopt Simple Majority Vote Against For Shareholder 7 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director David L. Porges For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2a Amend Articles Re: Voting Standard for For For Management Amendment of Articles 2b Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation 2c Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director Antonio Carrillo For For Management 1c Elect Director Matthew Carter, Jr. For For Management 1d Elect Director Lawrence S. Coben For For Management 1e Elect Director Heather Cox For For Management 1f Elect Director Mauricio Gutierrez For For Management 1g Elect Director Paul W. Hobby For For Management 1h Elect Director Alexandra Pruner For For Management 1i Elect Director Anne C. Schaumburg For For Management 1j Elect Director Thomas H. Weidemeyer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd J. Austin, III For For Management 1.2 Elect Director Patrick J. Dempsey For For Management 1.3 Elect Director Christopher J. Kearney For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Joseph D. Rupp For For Management 1.6 Elect Director Leon J. Topalian For For Management 1.7 Elect Director John H. Walker For For Management 1.8 Elect Director Nadja Y. West For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NVENT ELECTRIC PLC Ticker: NVT Security ID: G6700G107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian M. Baldwin None None Management *Withdrawn* 1b Elect Director Jerry W. Burris For For Management 1c Elect Director Susan M. Cameron For For Management 1d Elect Director Michael L. Ducker For For Management 1e Elect Director Randall J. Hogan For For Management 1f Elect Director Ronald L. Merriman For For Management 1g Elect Director Nicola T. Palmer For For Management 1h Elect Director Herbert K. Parker For For Management 1i Elect Director Beth A. Wozniak For For Management 1j Elect Director Jacqueline Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Greg Henslee For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director John R. Murphy For For Management 1g Elect Director Dana M. Perlman For For Management 1h Elect Director Maria A. Sastre For For Management 1i Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Amend Articles of Incorporation For For Management 6 Report on Material Human Capital Risks Against Against Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For Withhold Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For For Management 1.13 Elect Director Leon E. Panetta For For Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OUTFRONT MEDIA INC. Ticker: OUT Security ID: 69007J106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy J. Male For For Management 1.2 Elect Director Joseph H. Wender For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Ticker: PH Security ID: 701094104 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee C. Banks For For Management 1.2 Elect Director Robert G. Bohn For For Management 1.3 Elect Director Linda S. Harty For For Management 1.4 Elect Director Kevin A. Lobo For For Management 1.5 Elect Director Candy M. Obourn For For Management 1.6 Elect Director Joseph Scaminace For For Management 1.7 Elect Director Ake Svensson For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director James R. Verrier For For Management 1.10 Elect Director James L. Wainscott For For Management 1.11 Elect Director Thomas L. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director John J. Donahoe For For Management 1d Elect Director David W. Dorman For For Management 1e Elect Director Belinda J. Johnson For For Management 1f Elect Director Gail J. McGovern For For Management 1g Elect Director Deborah M. Messemer For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Human and Indigenous People's Against Against Shareholder Rights Policy -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane Scaccetti For For Management 1.2 Elect Director Jay A. Snowden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PNM RESOURCES, INC. Ticker: PNM Security ID: 69349H107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vicky A. Bailey For For Management 1b Elect Director Norman P. Becker For For Management 1c Elect Director Patricia K. Collawn For For Management 1d Elect Director E. Renae Conley For For Management 1e Elect Director Alan J. Fohrer For For Management 1f Elect Director Sidney M. Gutierrez For For Management 1g Elect Director James A. Hughes For For Management 1h Elect Director Maureen T. Mullarkey For For Management 1i Elect Director Donald K. Schwanz For For Management 1j Elect Director Bruce W. Wilkinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Report on Coal Combustion Against Against Shareholder Residual Matters at San Juan Generating Station -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ignacio Alvarez For For Management 1b Elect Director Maria Luisa Ferre For For Management 1c Elect Director C. Kim Goodwin For For Management 2 Declassify the Board of Directors For For Management 3 Change Range for Size of the Board For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Ticker: PRAH Security ID: 69354M108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colin Shannon For For Management 1.2 Elect Director James C. Momtazee For For Management 1.3 Elect Director Alexander G. Dickinson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director Charles F. Lowrey For For Management 1.8 Elect Director George Paz For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Douglas A. Scovanner For For Management 1.12 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PURE STORAGE, INC. Ticker: PSTG Security ID: 74624M102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Brown For For Management 1.2 Elect Director John "Coz" Colgrove For For Management 1.3 Elect Director Mark Garrett For For Management 1.4 Elect Director Roxanne Taylor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RALPH LAUREN CORPORATION Ticker: RL Security ID: 751212101 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank A. Bennack, Jr. For Withhold Management 1.2 Elect Director Joel L. Fleishman For Withhold Management 1.3 Elect Director Michael A. George For For Management 1.4 Elect Director Hubert Joly For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- REGAL BELOIT CORPORATION Ticker: RBC Security ID: 758750103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Stephen M. Burt For For Management 1c Elect Director Anesa T. Chaibi For For Management 1d Elect Director Christopher L. Doerr For For Management 1e Elect Director Dean A. Foate For For Management 1f Elect Director Michael F. Hilton For For Management 1g Elect Director Louis V. Pinkham For For Management 1h Elect Director Rakesh Sachdev For For Management 1i Elect Director Curtis W. Stoelting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Ticker: RS Security ID: 759509102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah J. Anderson For For Management 1b Elect Director Lisa L. Baldwin For For Management 1c Elect Director Karen W. Colonias For For Management 1d Elect Director John G. Figueroa For For Management 1e Elect Director David H. Hannah For For Management 1f Elect Director James D. Hoffman For For Management 1g Elect Director Mark V. Kaminski For For Management 1h Elect Director Robert A. McEvoy For For Management 1i Elect Director Andrew G. Sharkey, III For For Management 1j Elect Director Douglas W. Stotlar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bonnie S. Biumi For For Management 1b Elect Director Frank A. Catalano, Jr. For For Management 1c Elect Director Robert G. Gifford For For Management 1d Elect Director Gerald M. Gorski For For Management 1e Elect Director Steven P. Grimes For For Management 1f Elect Director Richard P. Imperiale For For Management 1g Elect Director Peter L. Lynch For For Management 1h Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For For Management 1.6 Elect Director Robert E. Knowling, Jr. For For Management 1.7 Elect Director Wilbur J. Prezzano For For Management 1.8 Elect Director Laura G. Thatcher For For Management 1.9 Elect Director Richard F. Wallman For For Management 1.10 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Non-Employee Director For For Management Compensation Plan -------------------------------------------------------------------------------- ROSS STORES, INC. Ticker: ROST Security ID: 778296103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Balmuth For For Management 1b Elect Director K. Gunnar Bjorklund For For Management 1c Elect Director Michael J. Bush For For Management 1d Elect Director Norman A. Ferber For For Management 1e Elect Director Sharon D. Garrett For For Management 1f Elect Director Stephen D. Milligan For For Management 1g Elect Director Patricia H. Mueller For For Management 1h Elect Director George P. Orban For For Management 1i Elect Director Gregory L. Quesnel For For Management 1j Elect Director Larree M. Renda For For Management 1k Elect Director Barbara Rentler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Charles E. Haldeman, Jr. For For Management 1.5 Elect Director Stephanie C. Hill For For Management 1.6 Elect Director Rebecca J. Jacoby For For Management 1.7 Elect Director Monique F. Leroux For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Directors May Be Removed With For For Management or Without Cause 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Craig Conway For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For For Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION Ticker: SGMS Security ID: 80874P109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald O. Perelman For Withhold Management 1.2 Elect Director Barry L. Cottle For For Management 1.3 Elect Director Peter A. Cohen For For Management 1.4 Elect Director Richard M. Haddrill For For Management 1.5 Elect Director Jack A. Markell For For Management 1.6 Elect Director Michael J. Regan For For Management 1.7 Elect Director Barry F. Schwartz For For Management 1.8 Elect Director Frances F. Townsend For For Management 1.9 Elect Director Maria T. Vullo For For Management 1.10 Elect Director Kneeland C. Youngblood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker: SBGI Security ID: 829226109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Smith For Withhold Management 1.2 Elect Director Frederick G. Smith For Withhold Management 1.3 Elect Director J. Duncan Smith For Withhold Management 1.4 Elect Director Robert E. Smith For Withhold Management 1.5 Elect Director Howard E. Friedman For Withhold Management 1.6 Elect Director Lawrence E. McCanna For Withhold Management 1.7 Elect Director Daniel C. Keith For Withhold Management 1.8 Elect Director Martin R. Leader For Withhold Management 1.9 Elect Director Benson E. Legg For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 1m Elect Director Myron E. Ullman, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Zareh Sarrafian For For Management 1.3 Elect Director Kim Sheehy For Withhold Management 1.4 Elect Director Donald D. Snyder For Withhold Management 1.5 Elect Director Tom Thomas For For Management 1.6 Elect Director Bryan Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director William W. Graylin For For Management 1f Elect Director Roy A. Guthrie For For Management 1g Elect Director Richard C. Hartnack For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director Laurel J. Richie For For Management 1j Elect Director Olympia J. Snowe For For Management 1k Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOPSYS, INC. Ticker: SNPS Security ID: 871607107 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aart J. de Geus For For Management 1.2 Elect Director Chi-Foon Chan For For Management 1.3 Elect Director Janice D. Chaffin For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director Mercedes Johnson For For Management 1.6 Elect Director Chrysostomos L. "Max" For For Management Nikias 1.7 Elect Director John Schwarz For For Management 1.8 Elect Director Roy Vallee For For Management 1.9 Elect Director Steven C. Walske For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION Ticker: TMHC Security ID: 87724P106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffry L. Flake For For Management 1.2 Elect Director Gary H. Hunt For For Management 1.3 Elect Director Peter Lane For For Management 1.4 Elect Director William H. Lyon For For Management 1.5 Elect Director Anne L. Mariucci For For Management 1.6 Elect Director Andrea (Andi) Owen For For Management 1.7 Elect Director Sheryl D. Palmer For For Management 1.8 Elect Director Denise F. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet G. Davidson For For Management 1.2 Elect Director Andres R. Gluski For For Management 1.3 Elect Director Tarun Khanna For For Management 1.4 Elect Director Holly K. Koeppel For For Management 1.5 Elect Director Julia M. Laulis For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder and Charter Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For Against Management 1d Elect Director Edmund P. Giambastiani, For Against Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Nikki R. Haley - None None Management Withdrawn Resolution 1g Elect Director Akhil Johri For For Management 1h Elect Director Lawrence W. Kellner For For Management 1i Elect Director Caroline B. Kennedy For For Management 1j Elect Director Steven M. Mollenkopf For For Management 1k Elect Director John M. Richardson For For Management 1l Elect Director Susan C. Schwab For Against Management 1m Elect Director Ronald A. Williams For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Director Nominee Qualifications Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Provide Right to Act by Written Consent Against Against Shareholder 8 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 9 Increase Disclosure of Compensation Against Against Shareholder Adjustments -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on the Health Impacts and Risks Against Against Shareholder of Sugar in the Company's Products -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Larry D. De Shon For For Management 1c Elect Director Carlos Dominguez For For Management 1d Elect Director Trevor Fetter For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Teresa W. Roseborough For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Christopher J. Swift For For Management 1j Elect Director Matt Winter For For Management 1k Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For Withhold Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Victor L. Crawford For For Management 1.5 Elect Director Charles A. Davis For Withhold Management 1.6 Elect Director Mary Kay Haben For Withhold Management 1.7 Elect Director James C. Katzman For Withhold Management 1.8 Elect Director M. Diane Koken For For Management 1.9 Elect Director Robert M. Malcolm For For Management 1.10 Elect Director Anthony J. Palmer For Withhold Management 1.11 Elect Director Juan R. Perez For For Management 1.12 Elect Director Wendy L. Schoppert For For Management 1.13 Elect Director David L. Shedlarz For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 7 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Jonathan F. Miller For For Management 1.5 Elect Director Patrick Q. Moore For For Management 1.6 Elect Director Michael I. Roth For For Management 1.7 Elect Director Linda S. Sanford For For Management 1.8 Elect Director David M. Thomas For For Management 1.9 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael B.G. Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Declassify the Board of Directors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Ticker: TSCO Security ID: 892356106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia T. Jamison For For Management 1.2 Elect Director Ricardo Cardenas For For Management 1.3 Elect Director Denise L. Jackson For For Management 1.4 Elect Director Thomas A. Kingsbury For For Management 1.5 Elect Director Ramkumar Krishnan For For Management 1.6 Elect Director George MacKenzie For For Management 1.7 Elect Director Edna K. Morris For For Management 1.8 Elect Director Mark J. Weikel For For Management 1.9 Elect Director Harry A. Lawton, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- TRANE TECHNOLOGIES PLC Ticker: TT Security ID: G8994E103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John Bruton For For Management 1d Elect Director Jared L. Cohon For For Management 1e Elect Director Gary D. Forsee For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director Myles P. Lee For For Management 1i Elect Director Karen B. Peetz For For Management 1j Elect Director John P. Surma For For Management 1k Elect Director Richard J. Swift For For Management 1l Elect Director Tony L. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Issue of Equity For For Management 5 Renew Directors' Authority to Issue For For Management Shares for Cash 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For Against Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For Against Management 1e Elect Director Mikel A. Durham For Against Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For Against Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Human Rights Risk Assessment Against Against Shareholder Process 7 Adopt Share Retention Policy For Against Against Shareholder Senior Executives -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle L. Collins For For Management 1.2 Elect Director Patricia A. Little For For Management 1.3 Elect Director Michael C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Bhavesh V. Patel For For Management 1j Elect Director Jose H. Villarreal For For Management 1k Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- UNUM GROUP Ticker: UNM Security ID: 91529Y106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Theodore H. Bunting, Jr. For For Management 1b Elect Director Susan L. Cross For For Management 1c Elect Director Susan D. DeVore For For Management 1d Elect Director Joseph J. Echevarria For For Management 1e Elect Director Cynthia L. Egan For For Management 1f Elect Director Kevin T. Kabat For For Management 1g Elect Director Timothy F. Keaney For For Management 1h Elect Director Gloria C. Larson For For Management 1i Elect Director Richard P. McKenney For For Management 1j Elect Director Ronald P. O'Hanley For For Management 1k Elect Director Francis J. Shammo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VEEVA SYSTEMS INC. Ticker: VEEV Security ID: 922475108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Carges For For Management 1.2 Elect Director Paul E. Chamberlain For For Management 1.3 Elect Director Paul Sekhri For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VERISIGN, INC. Ticker: VRSN Security ID: 92343E102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. James Bidzos For For Management 1.2 Elect Director Yehuda Ari Buchalter For For Management 1.3 Elect Director Kathleen A. Cote For For Management 1.4 Elect Director Thomas F. Frist, III For For Management 1.5 Elect Director Jamie S. Gorelick For For Management 1.6 Elect Director Roger H. Moore For For Management 1.7 Elect Director Louis A. Simpson For For Management 1.8 Elect Director Timothy Tomlinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Assess Feasibility of Data Privacy as Against Against Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Ticker: VRTX Security ID: 92532F100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sangeeta N. Bhatia For For Management 1.2 Elect Director Lloyd Carney For For Management 1.3 Elect Director Alan Garber For For Management 1.4 Elect Director Terrence Kearney For For Management 1.5 Elect Director Reshma Kewalramani For For Management 1.6 Elect Director Yuchun Lee For For Management 1.7 Elect Director Jeffrey M. Leiden For For Management 1.8 Elect Director Margaret G. McGlynn For For Management 1.9 Elect Director Diana McKenzie For For Management 1.10 Elect Director Bruce I. Sachs For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against For Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against Against Shareholder Workplace Sexual Harassment -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank M. Clark, Jr. For For Management 1b Elect Director James C. Fish, Jr. For For Management 1c Elect Director Andres R. Gluski For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Kathleen M. Mazzarella For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against Against Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- YUM! BRANDS, INC. Ticker: YUM Security ID: 988498101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paget L. Alves For For Management 1b Elect Director Keith Barr For For Management 1c Elect Director Michael J. Cavanagh For For Management 1d Elect Director Christopher M. Connor For For Management 1e Elect Director Brian C. Cornell For For Management 1f Elect Director Tanya L. Domier For For Management 1g Elect Director David W. Gibbs For For Management 1h Elect Director Mirian M. Graddick-Weir For For Management 1i Elect Director Thomas C. Nelson For For Management 1j Elect Director P. Justin Skala For For Management 1k Elect Director Elane B. Stock For For Management 1l Elect Director Annie Young-Scrivner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Supply Chain Impact on Against Against Shareholder Deforestation -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Gail K. Boudreaux For For Management 1d Elect Director Michael J. Farrell For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Robert A. Hagemann For For Management 1g Elect Director Bryan C. Hanson For For Management 1h Elect Director Arthur J. Higgins For For Management 1i Elect Director Maria Teresa Hilado For For Management 1j Elect Director Syed Jafry For For Management 1k Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZIONS BANCORPORATION, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry C. Atkin For For Management 1b Elect Director Gary L. Crittenden For For Management 1c Elect Director Suren K. Gupta For For Management 1d Elect Director J. David Heaney For For Management 1e Elect Director Vivian S. Lee For For Management 1f Elect Director Scott J. McLean For For Management 1g Elect Director Edward F. Murphy For For Management 1h Elect Director Stephen D. Quinn For For Management 1i Elect Director Harris H. Simmons For For Management 1j Elect Director Aaron B. Skonnard For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Norden For For Management 1b Elect Director Louise M. Parent For For Management 1c Elect Director Kristin C. Peck For For Management 1d Elect Director Robert W. Scully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditor For For Management ======================= Voya Index Plus MidCap Portfolio ======================= AARON'S, INC. Ticker: AAN Security ID: 002535300 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kelly H. Barrett For For Management 1b Elect Director Kathy T. Betty For For Management 1c Elect Director Douglas C. Curling For For Management 1d Elect Director Cynthia N. Day For For Management 1e Elect Director Curtis L. Doman For For Management 1f Elect Director Walter G. Ehmer For For Management 1g Elect Director Hubert L. Harris, Jr. For For Management 1h Elect Director John W. Robinson, III For For Management 1i Elect Director Ray M. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Formation of Holding Company For For Management -------------------------------------------------------------------------------- ACI WORLDWIDE, INC. Ticker: ACIW Security ID: 004498101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Odilon Almeida For For Management 1.2 Elect Director Janet O. Estep For For Management 1.3 Elect Director James C. Hale For For Management 1.4 Elect Director Pamela H. Patsley For For Management 1.5 Elect Director Charles E. Peters, Jr. For For Management 1.6 Elect Director David A. Poe For For Management 1.7 Elect Director Adalio T. Sanchez For For Management 1.8 Elect Director Thomas W. Warsop, III For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ADTALEM GLOBAL EDUCATION INC. Ticker: ATGE Security ID: 00737L103 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Altschuler For For Management 1.2 Elect Director William W. Burke For For Management 1.3 Elect Director Donna J. Hrinak For For Management 1.4 Elect Director Georgette Kiser For For Management 1.5 Elect Director Lyle Logan For For Management 1.6 Elect Director Michael W. Malafronte For For Management 1.7 Elect Director Lisa W. Wardell For For Management 1.8 Elect Director James D. White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- AECOM Ticker: ACM Security ID: 00766T100 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Card For For Management 1.2 Elect Director Peter A. Feld For For Management 1.3 Elect Director William H. Frist For For Management 1.4 Elect Director Jacqueline C. Hinman For For Management 1.5 Elect Director Steven A. Kandarian For For Management 1.6 Elect Director Robert J. Routs For For Management 1.7 Elect Director Clarence T. Schmitz For For Management 1.8 Elect Director Douglas W. Stotlar For For Management 1.9 Elect Director Daniel R. Tishman For For Management 1.10 Elect Director Janet C. Wolfenbarger For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- AGCO CORPORATION Ticker: AGCO Security ID: 001084102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director Sondra L. Barbour For For Management 1.4 Elect Director P. George Benson For For Management 1.5 Elect Director Suzanne P. Clark For For Management 1.6 Elect Director Wolfgang Deml For For Management 1.7 Elect Director George E. Minnich For For Management 1.8 Elect Director Martin H. Richenhagen For For Management 1.9 Elect Director Gerald L. Shaheen For For Management 1.10 Elect Director Mallika Srinivasan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- ALEXANDER & BALDWIN, INC. Ticker: ALEX Security ID: 014491104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Benjamin For For Management 1.2 Elect Director Robert S. Harrison None None Management *Withdrawn* 1.3 Elect Director Stanley M. Kuriyama For For Management 1.4 Elect Director Diana M. Laing For For Management 1.5 Elect Director Thomas A. Lewis, Jr. For For Management 1.6 Elect Director Douglas M. Pasquale For For Management 1.7 Elect Director Michele K. Saito For For Management 1.8 Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- ALLEGHANY CORPORATION Ticker: Y Security ID: 017175100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian H. Chippendale For For Management 1.2 Elect Director Weston M. Hicks For For Management 1.3 Elect Director Jefferson W. Kirby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director Lawrence E. Dewey For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Alvaro Garcia-Tunon For For Management 1f Elect Director David S. Graziosi For For Management 1g Elect Director Carolann I. Haznedar For For Management 1h Elect Director Richard P. Lavin For For Management 1i Elect Director Thomas W. Rabaut For For Management 1j Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin W. Hobbs For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Katryn (Trynka) For For Management Shineman Blake 1.4 Elect Director Maureen A. For For Management Breakiron-Evans 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Mayree C. Clark For For Management 1.7 Elect Director Kim S. Fennebresque For For Management 1.8 Elect Director Marjorie Magner For For Management 1.9 Elect Director Brian H. Sharples For For Management 1.10 Elect Director John J. Stack For For Management 1.11 Elect Director Michael F. Steib For For Management 1.12 Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALTICE USA, INC. Ticker: ATUS Security ID: 02156K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Drahi For Against Management 1b Elect Director Gerrit Jan Bakker For Against Management 1c Elect Director Manon Brouillette For For Management 1d Elect Director David Drahi For Against Management 1e Elect Director Dexter Goei For Against Management 1f Elect Director Mark Mullen For For Management 1g Elect Director Dennis Okhuijsen For Against Management 1h Elect Director Charles Stewart For Against Management 1i Elect Director Raymond Svider For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan F. Miller For Withhold Management 1.2 Elect Director Leonard Tow For Withhold Management 1.3 Elect Director David E. Van Zandt For Withhold Management 1.4 Elect Director Carl E. Vogel For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- AMEDISYS, INC. Ticker: AMED Security ID: 023436108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Vickie L. Capps For For Management 1B Elect Director Molly J. Coye For For Management 1C Elect Director Julie D. Klapstein For For Management 1D Elect Director Teresa L. Kline For For Management 1E Elect Director Paul B. Kusserow For For Management 1F Elect Director Richard A. Lechleiter For For Management 1G Elect Director Bruce D. Perkins For For Management 1H Elect Director Jeffrey A. Rideout For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director G. Steven Dawson For For Management 1c Elect Director Cydney C. Donnell For For Management 1d Elect Director Mary C. Egan For For Management 1e Elect Director Edward Lowenthal For For Management 1f Elect Director Oliver Luck For For Management 1g Elect Director C. Patrick Oles, Jr. For For Management 1h Elect Director John T. Rippel For For Management 1i Elect Director Carla Pineyro Sublett For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sujatha Chandrasekaran For For Management 1.2 Elect Director Jay L. Schottenstein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. Ticker: AFG Security ID: 025932104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl H. Lindner, III For For Management 1.2 Elect Director S. Craig Lindner For For Management 1.3 Elect Director Kenneth C. Ambrecht For For Management 1.4 Elect Director John B. Berding For For Management 1.5 Elect Director Joseph E. (Jeff) For For Management Consolino 1.6 Elect Director Virginia C. "Gina" For For Management Drosos 1.7 Elect Director James E. Evans For For Management 1.8 Elect Director Terry S. Jacobs For For Management 1.9 Elect Director Gregory G. Joseph For For Management 1.10 Elect Director Mary Beth Martin For For Management 1.11 Elect Director William W. Verity For For Management 1.12 Elect Director John I. Von Lehman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 1.10 Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Amato For For Management 1b Elect Director Anthony J. Conti For For Management 1c Elect Director Gretchen W. McClain For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary P. Luquette For For Management 1.2 Elect Director Daniel W. Rabun For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue Shares in Connection For For Management with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director John J. Roberts For For Management 1.8 Elect Director Wayne R. Shurts For For Management 1.9 Elect Director Roy W. Templin For For Management 1.10 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director Wayne R. Shurts For For Management 1.8 Elect Director Roy W. Templin For For Management 1.9 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M.F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARROWHEAD PHARMACEUTICALS, INC. Ticker: ARWR Security ID: 04280A100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Anzalone For For Management 1.2 Elect Director Marianne De Backer For For Management 1.3 Elect Director Mauro Ferrari For For Management 1.4 Elect Director Douglass Given For For Management 1.5 Elect Director Michael S. Perry For For Management 1.6 Elect Director William Waddill For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Ratify Rose, Snyder & Jacobs LLP as For For Management Auditors -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Frantz For For Management 1.2 Elect Director Jonathan S. Holman For For Management 1.3 Elect Director Arshad Matin For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ATHENE HOLDING LTD. Ticker: ATH Security ID: G0684D107 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws For For Management 2 Approve Conversion of Class B Common For For Management Shares 3 Approve Conversion of Class M Common For For Management Shares 4 Approve Issuance of Shares Pursuant to For For Management Transactions with Related Parties 5 Adjourn Meeting For For Management A Shareholder Represents that Neither None For Management they nor Any of its Tax Attributed Affiliates Owns Any Class B Shares or Any Equity Interests of Apollo Global Management or AP Alternative Assets. If You do not Mark Yes your Vote may Not Count. For = Yes; Against = No B Shareholder Represents that it is None For Management Neither an Employee of Apollo Group nor a Management Shareholder, If You do not Mark Yes your Vote may Not Count For = Yes and Against = No -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For For Management 1c Elect Director Peter K. Barker For For Management 1d Elect Director Mark J. Barrenechea For For Management 1e Elect Director Mitchell R. Butier For For Management 1f Elect Director Ken C. Hicks For For Management 1g Elect Director Andres A. Lopez For For Management 1h Elect Director Patrick T. Siewert For For Management 1i Elect Director Julia A. Stewart For For Management 1j Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AVIS BUDGET GROUP, INC. Ticker: CAR Security ID: 053774105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernardo Hees For For Management 1.2 Elect Director Brian J. Choi For For Management 1.3 Elect Director Lynn Krominga For For Management 1.4 Elect Director Glenn Lurie For For Management 1.5 Elect Director Jagdeep Pahwa For For Management 1.6 Elect Director Karthik Sarma For For Management 1.7 Elect Director Carl Sparks For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVNET, INC. Ticker: AVT Security ID: 053807103 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director William J. Amelio For For Management 1c Elect Director Carlo Bozotti For For Management 1d Elect Director Michael A. Bradley For For Management 1e Elect Director Brenda L. Freeman For For Management 1f Elect Director Jo Ann Jenkins For For Management 1g Elect Director Oleg Khaykin For For Management 1h Elect Director James A. Lawrence For For Management 1i Elect Director Avid Modjtabai For For Management 1j Elect Director Adalio T. Sanchez For For Management 1k Elect Director William H. Schumann, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OZK Ticker: OZK Security ID: 06417N103 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas Brown For For Management 1b Elect Director Paula Cholmondeley For For Management 1c Elect Director Beverly Cole For For Management 1d Elect Director Robert East For For Management 1e Elect Director Kathleen Franklin For For Management 1f Elect Director Catherine B. Freedberg For For Management 1g Elect Director Jeffrey Gearhart For For Management 1h Elect Director George G. Gleason For For Management 1i Elect Director Peter Kenny For For Management 1j Elect Director William Koefoed, Jr. For For Management 1k Elect Director Walter J. (Jack) For For Management Mullen, Jr. 1l Elect Director Christopher Orndorff For For Management 1m Elect Director John Reynolds For For Management 1n Elect Director Steven Sadoff For For Management 1o Elect Director Ross Whipple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick R. Gaston For For Management 1b Elect Director Mary A. Winston For For Management 1c Elect Director Stephanie Bell-Rose For For Management 1d Elect Director Harriet Edelman For For Management 1e Elect Director John E. Fleming For For Management 1f Elect Director Sue E. Gove For For Management 1g Elect Director Jeffrey A. Kirwan For For Management 1h Elect Director Johnathan B. (JB) For For Management Osborne 1i Elect Director Harsha Ramalingam For For Management 1j Elect Director Virginia P. Ruesterholz For For Management 1k Elect Director Joshua E. Schechter For For Management 1l Elect Director Andrea Weiss For For Management 1m Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Lance C. Balk For For Management 1c Elect Director Steven W. Berglund For For Management 1d Elect Director Diane D. Brink For For Management 1e Elect Director Judy L. Brown For For Management 1f Elect Director Bryan C. Cressey For For Management 1g Elect Director Jonathan C. Klein For For Management 1h Elect Director George E. Minnich For For Management 1i Elect Director John S. Stroup For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIO-RAD LABORATORIES, INC. Ticker: BIO Security ID: 090572207 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold A. Pinkston For Against Management 1.2 Elect Director Melinda Litherland For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIO-TECHNE CORPORATION Ticker: TECH Security ID: 09073M104 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2a Elect Director Robert V. Baumgartner For For Management 2b Elect Director John L. Higgins For For Management 2c Elect Director Joseph D. Keegan For For Management 2d Elect Director Charles R. Kummeth For For Management 2e Elect Director Roeland Nusse For For Management 2f Elect Director Alpna Seth For For Management 2g Elect Director Randolph C. Steer For For Management 2h Elect Director Rupert Vessey For For Management 2i Elect Director Harold J. Wiens For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maile Clark For For Management 1.2 Elect Director Thomas A. Kingsbury For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker: BKH Security ID: 092113109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tony A. Jensen For For Management 1.2 Elect Director Kathleen S. McAllister For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Teresa A. Taylor For For Management 1.5 Elect Director John B. Vering For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BORGWARNER INC. Ticker: BWA Security ID: 099724106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis C. Cuneo For For Management 1b Elect Director Michael S. Hanley For For Management 1c Elect Director Frederic B. Lissalde For For Management 1d Elect Director Paul A. Mascarenas For For Management 1e Elect Director John R. McKernan, Jr. For For Management 1f Elect Director Deborah D. McWhinney For For Management 1g Elect Director Alexis P. Michas For For Management 1h Elect Director Vicki L. Sato For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel I. Klein For For Management 1b Elect Director Kelly A. Ayotte For For Management 1c Elect Director Bruce W. Duncan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Carol B. Einiger For For Management 1f Elect Director Diane J. Hoskins For For Management 1g Elect Director Douglas T. Linde For For Management 1h Elect Director Matthew J. Lustig For For Management 1i Elect Director Owen D. Thomas For For Management 1j Elect Director David A. Twardock For For Management 1k Elect Director William H. Walton, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BOYD GAMING CORPORATION Ticker: BYD Security ID: 103304101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Bailey For For Management 1.2 Elect Director Robert L. Boughner For For Management 1.3 Elect Director William R. Boyd For For Management 1.4 Elect Director William S. Boyd For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Keith E. Smith For For Management 1.7 Elect Director Christine J. Spadafor For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Peter M. Thomas For For Management 1.10 Elect Director Paul W. Whetsell For For Management 1.11 Elect Director Veronica J. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BRIGHTHOUSE FINANCIAL, INC. Ticker: BHF Security ID: 10922N103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Irene Chang Britt For Withhold Management 1b Elect Director C. Edward (Chuck) For For Management Chaplin 1c Elect Director Eileen A. Mallesch For For Management 1d Elect Director Margaret M. (Meg) For For Management McCarthy 1e Elect Director Diane E. Offereins For For Management 1f Elect Director Patrick J. (Pat) For For Management Shouvlin 1g Elect Director Eric T. Steigerwalt For For Management 1h Elect Director Paul M. Wetzel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. Ticker: EAT Security ID: 109641100 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Chidsey None None Management *Withdrawn Resolution* 1.2 Elect Director Cynthia (Cindy) L. Davis For For Management 1.3 Elect Director Joseph M. DePinto For For Management 1.4 Elect Director Harriet Edelman For For Management 1.5 Elect Director William T. Giles For For Management 1.6 Elect Director James C. Katzman For For Management 1.7 Elect Director George R. Mrkonic For For Management 1.8 Elect Director Prashant N. Ranade For For Management 1.9 Elect Director Wyman T. Roberts For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Julie Bowerman For For Management 1.5 Elect Director Sheryl M. Crosland For For Management 1.6 Elect Director Thomas W. Dickson For For Management 1.7 Elect Director Daniel B. Hurwitz For For Management 1.8 Elect Director William D. Rahm For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BROWN & BROWN, INC. Ticker: BRO Security ID: 115236101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Hyatt Brown For For Management 1.2 Elect Director Samuel P. Bell, III For For Management 1.3 Elect Director Hugh M. Brown For For Management 1.4 Elect Director J. Powell Brown For For Management 1.5 Elect Director Lawrence L. For For Management Gellerstedt, III 1.6 Elect Director James C. Hays For For Management 1.7 Elect Director Theodore J. Hoepner For For Management 1.8 Elect Director James S. Hunt For For Management 1.9 Elect Director Toni Jennings For For Management 1.10 Elect Director Timothy R.M. Main For For Management 1.11 Elect Director H. Palmer Proctor, Jr. For For Management 1.12 Elect Director Wendell S. Reilly For For Management 1.13 Elect Director Chilton D. Varner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRUKER CORPORATION Ticker: BRKR Security ID: 116794108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia M. Friend For For Management 1.2 Elect Director Marc A. Kastner For For Management 1.3 Elect Director Hermann Requardt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRUNSWICK CORPORATION Ticker: BC Security ID: 117043109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nancy E. Cooper For For Management 1b Elect Director David C. Everitt For For Management 1c Elect Director Lauren P. Flaherty For For Management 1d Elect Director Joseph W. McClanathan For For Management 1e Elect Director Jane L. Warner For For Management 1f Elect Director Roger J. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Daniels For For Management 1B Elect Director William L. Jews For For Management 1C Elect Director Gregory G. Johnson For For Management 1D Elect Director J. Phillip London For For Management 1E Elect Director John S. Mengucci For For Management 1F Elect Director James L. Pavitt For For Management 1G Elect Director Warren R. Phillips For For Management 1H Elect Director Debora A. Plunkett For For Management 1I Elect Director Charles P. Revoile For For Management 1J Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director Ita Brennan For For Management 1.4 Elect Director Lewis Chew For For Management 1.5 Elect Director James D. Plummer For For Management 1.6 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.7 Elect Director John B. Shoven For For Management 1.8 Elect Director Young K. Sohn For For Management 1.9 Elect Director Lip-Bu Tan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CAESARS ENTERTAINMENT CORPORATION Ticker: CZR Security ID: 127686103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Heather J. Brunner For For Management 1.3 Elect Director Mark D. Gibson For For Management 1.4 Elect Director Scott S. Ingraham For For Management 1.5 Elect Director Renu Khator For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director William F. Paulsen For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.2 Elect Director Carrie S. Cox For For Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway For For Management Hall 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 1.10 Elect Director J. Michael Losh For For Management 1.11 Elect Director Dean A. Scarborough For For Management 1.12 Elect Director John H. Weiland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION Ticker: CRS Security ID: 144285103 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Viola L. Acoff For For Management 1.2 Elect Director I. Martin Inglis For For Management 1.3 Elect Director Stephen M. Ward, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CATALENT, INC. Ticker: CTLT Security ID: 148806102 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Madhavan "Madhu" For For Management Balachandran 1b Elect Director J. Martin Carroll For Against Management 1c Elect Director John J. Greisch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CATHAY GENERAL BANCORP Ticker: CATY Security ID: 149150104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelson Chung For For Management 1b Elect Director Felix S. Fernandez For For Management 1c Elect Director Maan-Huei Hung For For Management 1d Elect Director Richard Sun For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBRE Security ID: 12504L109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brandon B. Boze For For Management 1b Elect Director Beth F. Cobert For For Management 1c Elect Director Curtis F. Feeny For For Management 1d Elect Director Reginald H. Gilyard For For Management 1e Elect Director Shira D. Goodman For For Management 1f Elect Director Christopher T. Jenny For For Management 1g Elect Director Gerardo I. Lopez For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Laura D. Tyson For For Management 1j Elect Director Ray Wirta For For Management 1k Elect Director Sanjiv Yajnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Willie A. Deese For For Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Christine A. Leahy For For Management 1e Elect Director David W. Nelms For For Management 1f Elect Director Joseph R. Swedish For For Management 1g Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CELANESE CORPORATION Ticker: CE Security ID: 150870103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Edward G. Galante For For Management 1d Elect Director Kathryn M. Hill For For Management 1e Elect Director David F. Hoffmeister For For Management 1f Elect Director Jay V. Ihlenfeld For For Management 1g Elect Director Mark C. Rohr For For Management 1h Elect Director Kim K. W. Rucker For For Management 1i Elect Director Lori J. Ryerkerk For For Management 1j Elect Director John K. Wulff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Neidorff For For Management 1b Elect Director H. James Dallas For For Management 1c Elect Director Robert K. Ditmore For For Management 1d Elect Director Richard A. Gephardt For For Management 1e Elect Director Lori J. Robinson For For Management 1f Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder Disclosure 6 Eliminate Supermajority Vote Against For Shareholder Requirement -------------------------------------------------------------------------------- CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Ticker: CRL Security ID: 159864107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Foster For For Management 1.2 Elect Director Nancy C. Andrews For For Management 1.3 Elect Director Robert J. Bertolini For For Management 1.4 Elect Director Stephen D. Chubb For For Management 1.5 Elect Director Deborah T. Kochevar For For Management 1.6 Elect Director Martin W. MacKay For For Management 1.7 Elect Director George E. Massaro For For Management 1.8 Elect Director George M. Milne, Jr. For For Management 1.9 Elect Director C. Richard Reese For For Management 1.10 Elect Director Richard F. Wallman For For Management 1.11 Elect Director Virginia M. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CIENA CORPORATION Ticker: CIEN Security ID: 171779309 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judith M. O'Brien For For Management 1b Elect Director Joanne B. Olsen For For Management 1c Elect Director Gary B. Smith For For Management 1d Elect Director Devinder Kumar For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CINEMARK HOLDINGS, INC. Ticker: CNK Security ID: 17243V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Loewe For For Management 1.2 Elect Director Steven P. Rosenberg For For Management 1.3 Elect Director Enrique F. Senior For For Management 1.4 Elect Director Nina G. Vaca For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIRRUS LOGIC, INC. Ticker: CRUS Security ID: 172755100 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Carter For For Management 1.2 Elect Director Alexander M. Davern For For Management 1.3 Elect Director Timothy R. Dehne For For Management 1.4 Elect Director Deirdre Hanford For For Management 1.5 Elect Director Jason P. Rhode For For Management 1.6 Elect Director Alan R. Schuele For For Management 1.7 Elect Director David J. Tupman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Christine M. Cumming For For Management 1.3 Elect Director William P. Hankowsky For For Management 1.4 Elect Director Howard W. Hanna, III For For Management 1.5 Elect Director Leo I. ("Lee") Higdon For For Management 1.6 Elect Director Edward J. ("Ned") For For Management Kelly, III 1.7 Elect Director Charles J. ("Bud") Koch For For Management 1.8 Elect Director Robert G. Leary For For Management 1.9 Elect Director Terrance J. Lillis For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Call Special Meeting For For Management 5 Amend Certificate of Incorporation to For For Management Remove Non-Operative Provisions -------------------------------------------------------------------------------- COGNEX CORPORATION Ticker: CGNX Security ID: 192422103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick A. Alias For For Management 1.2 Elect Director Theodor Krantz For For Management 1.3 Elect Director Dianne M. Parrotte For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLUMBIA PROPERTY TRUST, INC. Ticker: CXP Security ID: 198287203 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carmen M. Bowser For For Management 1b Elect Director John L. Dixon For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Murray J. McCabe For For Management 1e Elect Director E. Nelson Mills For For Management 1f Elect Director Constance B. Moore For For Management 1g Elect Director Michael S. Robb For For Management 1h Elect Director Thomas G. Wattles For For Management 1i Elect Director Francis X. Wentworth, For For Management Jr. 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY Ticker: CMC Security ID: 201723103 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicki L. Avril For For Management 1.2 Elect Director Sarah E. Raiss For For Management 1.3 Elect Director J. David Smith For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORECIVIC, INC. Ticker: CXW Security ID: 21871N101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Mark A. Emkes For For Management 1d Elect Director Damon T. Hininger For For Management 1e Elect Director Stacia A. Hylton For For Management 1f Elect Director Harley G. Lappin For For Management 1g Elect Director Anne L. Mariucci For For Management 1h Elect Director Thurgood Marshall, Jr. For For Management 1i Elect Director Devin I. Murphy For For Management 1j Elect Director Charles L. Overby For Against Management 1k Elect Director John R. Prann, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Ticker: OFC Security ID: 22002T108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Brady For For Management 1b Elect Director Stephen E. Budorick For For Management 1c Elect Director Robert L. Denton, Sr. For For Management 1d Elect Director Philip L. Hawkins For For Management 1e Elect Director David M. Jacobstein For For Management 1f Elect Director Steven D. Kesler For For Management 1g Elect Director C. Taylor Pickett For For Management 1h Elect Director Lisa G. Trimberger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COSTAR GROUP, INC. Ticker: CSGP Security ID: 22160N109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael R. Klein For For Management 1b Elect Director Andrew C. Florance For For Management 1c Elect Director Laura Cox Kaplan For For Management 1d Elect Director Michael J. Glosserman For For Management 1e Elect Director John W. Hill For For Management 1f Elect Director Robert W. Musslewhite For For Management 1g Elect Director Christopher J. Nassetta For For Management 1h Elect Director Louise S. Sams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED Ticker: CUZ Security ID: 222795502 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles T. Cannada For For Management 1b Elect Director Robert M. Chapman For For Management 1c Elect Director M. Colin Connolly For For Management 1d Elect Director Scott W. Fordham For For Management 1e Elect Director Lillian C. Giornelli For For Management 1f Elect Director R. Kent Griffin, Jr. For For Management 1g Elect Director Donna W. Hyland For For Management 1h Elect Director R. Dary Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. Ticker: CBRL Security ID: 22410J106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas H. Barr For For Management 1.2 Elect Director Carl T. Berquist For For Management 1.3 Elect Director Sandra B. Cochran For For Management 1.4 Elect Director Meg G. Crofton For For Management 1.5 Elect Director Richard J. Dobkin For For Management 1.6 Elect Director Norman E. Johnson For For Management 1.7 Elect Director William W. McCarten For For Management 1.8 Elect Director Coleman H. Peterson For For Management 1.9 Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Michael Dinkins For For Management 1.4 Elect Director Ronald C. Lindsay For For Management 1.5 Elect Director Ellen McClain For For Management 1.6 Elect Director Charles G. McClure, Jr. For For Management 1.7 Elect Director Max H. Mitchell For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director James L. L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Dean M. Flatt For For Management 1.3 Elect Director S. Marce Fuller For For Management 1.4 Elect Director Bruce D. Hoechner For For Management 1.5 Elect Director Glenda J. Minor For For Management 1.6 Elect Director John B. Nathman For For Management 1.7 Elect Director Robert J. Rivet For For Management 1.8 Elect Director Albert E. Smith For For Management 1.9 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CYRUSONE INC. Ticker: CONE Security ID: 23283R100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Ferdman For For Management 1.2 Elect Director John W. Gamble, Jr. For For Management 1.3 Elect Director Michael A. Klayko For For Management 1.4 Elect Director T. Tod Nielsen For For Management 1.5 Elect Director Alex Shumate For For Management 1.6 Elect Director William E. Sullivan For For Management 1.7 Elect Director Lynn A. Wentworth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DANA INCORPORATED Ticker: DAN Security ID: 235825205 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Bridget E. Karlin For For Management 1.5 Elect Director Raymond E. Mabus, Jr. For For Management 1.6 Elect Director Michael J. Mack, Jr. For For Management 1.7 Elect Director R. Bruce McDonald For For Management 1.8 Elect Director Diarmuid B. O'Connell For For Management 1.9 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. (Chuck) For For Management Sonsteby 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION Ticker: DECK Security ID: 243537107 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Gibbons For For Management 1.2 Elect Director Nelson C. Chan For For Management 1.3 Elect Director Cynthia (Cindy) L. Davis For For Management 1.4 Elect Director Michael F. Devine, III For For Management 1.5 Elect Director Dave Powers For For Management 1.6 Elect Director James E. Quinn For For Management 1.7 Elect Director Lauri M. Shanahan For For Management 1.8 Elect Director Brian A. Spaly For For Management 1.9 Elect Director Bonita C. Stewart For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELUXE CORPORATION Ticker: DLX Security ID: 248019101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald C. Baldwin For For Management 1.2 Elect Director William C. Cobb For For Management 1.3 Elect Director Cheryl E. Mayberry For For Management McKissack 1.4 Elect Director Barry C. McCarthy For For Management 1.5 Elect Director Don J. McGrath For For Management 1.6 Elect Director Thomas J. Reddin For For Management 1.7 Elect Director Martyn R. Redgrave For For Management 1.8 Elect Director John L. Stauch For For Management 1.9 Elect Director Victoria A. Treyger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Stack For Withhold Management 1.2 Elect Director Lauren R. Hobart For For Management 1.3 Elect Director Lawrence J. Schorr For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Ticker: DPZ Security ID: 25754A201 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Brandon For For Management 1.2 Elect Director Richard E. Allison, Jr. For For Management 1.3 Elect Director C. Andrew Ballard For For Management 1.4 Elect Director Andrew B. Balson For For Management 1.5 Elect Director Corie S. Barry For For Management 1.6 Elect Director Diana F. Cantor For For Management 1.7 Elect Director Richard L. Federico For For Management 1.8 Elect Director James A. Goldman For For Management 1.9 Elect Director Patricia E. Lopez For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOMTAR CORPORATION Ticker: UFS Security ID: 257559203 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Giannella Alvarez For For Management 1.2 Elect Director Robert E. Apple For For Management 1.3 Elect Director David J. Illingworth For For Management 1.4 Elect Director Brian M. Levitt For For Management 1.5 Elect Director David G. Maffucci For For Management 1.6 Elect Director Pamela B. Strobel For For Management 1.7 Elect Director Denis Turcotte For For Management 1.8 Elect Director John D. Williams For For Management 1.9 Elect Director Mary A. Winston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. Ticker: DEI Security ID: 25960P109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan A. Emmett For For Management 1.2 Elect Director Jordan L. Kaplan For For Management 1.3 Elect Director Kenneth M. Panzer For For Management 1.4 Elect Director Christopher H. Anderson For For Management 1.5 Elect Director Leslie E. Bider For For Management 1.6 Elect Director David T. Feinberg For For Management 1.7 Elect Director Virginia A. McFerran For Withhold Management 1.8 Elect Director Thomas E. O'Hern For For Management 1.9 Elect Director William E. Simon, Jr. For For Management 1.10 Elect Director Johnese M. Spisso For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DROPBOX, INC. Ticker: DBX Security ID: 26210C104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew W. Houston For For Management 1.2 Elect Director Donald W. Blair For For Management 1.3 Elect Director Lisa Campbell For For Management 1.4 Elect Director Paul E. Jacobs For Withhold Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Karen Peacock For For Management 1.7 Elect Director Condoleezza Rice For For Management 1.8 Elect Director R. Bryan Schreier For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246401 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Carbone For For Management 1b Elect Director Robert J. Chersi For For Management 1c Elect Director Jaime W. Ellertson For For Management 1d Elect Director James P. Healy For For Management 1e Elect Director Kevin T. Kabat For For Management 1f Elect Director James Lam For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Michael A. Pizzi For For Management 1j Elect Director Rebecca Saeger For For Management 1k Elect Director Donna L. Weaver For For Management 1l Elect Director Joshua A. Weinreich For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Archana Deskus For For Management 1.4 Elect Director Rudolph I. Estrada For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Jack C. Liu For For Management 1.7 Elect Director Dominic Ng For For Management 1.8 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Donald F. Colleran For For Management 1e Elect Director Hayden C. Eaves, III For For Management 1f Elect Director David H. Hoster, II For For Management 1g Elect Director Marshall A. Loeb For For Management 1h Elect Director Mary E. McCormick For For Management 1i Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ELDORADO RESORTS, INC. Ticker: ERI Security ID: 28470R102 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change State of Incorporation from For For Management Nevada to Delaware 3 Approve the ERI A&R Nevada Charter For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ELDORADO RESORTS, INC. Ticker: ERI Security ID: 28470R102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Carano For For Management 1.2 Elect Director Bonnie Biumi For For Management 1.3 Elect Director Frank J. Fahrenkopf For For Management 1.4 Elect Director James B. Hawkins For For Management 1.5 Elect Director Gregory J. Kozicz For For Management 1.6 Elect Director Michael E. Pegram For For Management 1.7 Elect Director Thomas R. Reeg For For Management 1.8 Elect Director David P. Tomick For For Management 1.9 Elect Director Roger P. Wagner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Richard F. Hamm, Jr. For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Restricted Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ENCOMPASS HEALTH CORPORATION Ticker: EHC Security ID: 29261A100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg D. Carmichael For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Donald L. Correll For For Management 1d Elect Director Yvonne M. Curl For For Management 1e Elect Director Charles M. Elson For For Management 1f Elect Director Joan E. Herman For For Management 1g Elect Director Leo I. Higdon, Jr. For For Management 1h Elect Director Leslye G. Katz For For Management 1i Elect Director Patricia A. Maryland For For Management 1j Elect Director John E. Maupin, Jr. For For Management 1k Elect Director Nancy M. Schlichting For For Management 1l Elect Director L. Edward Shaw, Jr. For For Management 1m Elect Director Mark J. Tarr For For Management 1n Elect Director Terrance Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard I. Hoffen For For Management 1.2 Elect Director David M. Shaffer For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: JUL 10, 2019 Meeting Type: Proxy Contest Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Universal Proxy None Card) 1A Elect Director Philip G. Behrman For For Management 1B Elect Director Janet L. Carrig For For Management 1C Elect Director Christina A. Cassotis For For Management 1D Elect Director William M. Lambert For For Management 1E Elect Director Gerald F. MacCleary For For Management 1F Elect Director James T. McManus, II For For Management 1G Elect Director Valerie A. Mitchell For For Management 1H Elect Director Robert J. McNally For For Management 1I Elect Director Anita M. Powers For For Management 1J Elect Director Daniel J. Rice, IV For For Management 1K Elect Director Stephen A. Thorington For For Management 1L Elect Director Christine J. Toretti For For Management 1M Rice Group Nominee Lydia I. Beebe Against Withhold Shareholder 1N Rice Group Nominee Lee M. Canaan Against Withhold Shareholder 1O Rice Group Nominee Kathryn J. Jackson Against Withhold Shareholder 1P Rice Group Nominee John F. McCartney Against Withhold Shareholder 1Q Rice Group Nominee Toby Z. Rice Against Withhold Shareholder 1R Rice Group Nominee Hallie A. Against Withhold Shareholder Vanderhider 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Universal Proxy None Card) 1A Elect Director Lydia I. Beebe For Did Not Vote Shareholder 1B Elect Director Lee M. Canaan For Did Not Vote Shareholder 1C Elect Director Kathryn J. Jackson For Did Not Vote Shareholder 1D Elect Director John F. McCartney For Did Not Vote Shareholder 1E Elect Director Daniel J. Rice, IV For Did Not Vote Shareholder 1F Elect Director Toby Z. Rice For Did Not Vote Shareholder 1G Elect Director Hallie A. Vanderhider For Did Not Vote Shareholder 1H Management Nominee Philip G. Behrman For Did Not Vote Shareholder 1I Management Nominee Janet L. Carrig For Did Not Vote Shareholder 1J Management Nominee James T. McManus, II For Did Not Vote Shareholder 1K Management Nominee Anita M. Powers For Did Not Vote Shareholder 1L Management Nominee Stephen A. For Did Not Vote Shareholder Thorington 1M Management Nominee Christina A. Against Did Not Vote Shareholder Cassotis 1N Management Nominee William M. Lambert Against Did Not Vote Shareholder 1O Management Nominee Gerald F. MacCleary Against Did Not Vote Shareholder 1P Management Nominee Valerie A. Mitchell Against Did Not Vote Shareholder 1Q Management Nominee Robert J. McNally Against Did Not Vote Shareholder 1R Management Nominee Christine J. Toretti Against Did Not Vote Shareholder 2 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Did Not Vote Management 4 Ratify Ernst & Young LLP as Auditors None Did Not Vote Management -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Philip G. Behrman For For Management 1.3 Elect Director Lee M. Canaan For For Management 1.4 Elect Director Janet L. Carrig For For Management 1.5 Elect Director Kathryn J. Jackson For For Management 1.6 Elect Director John F. McCartney For For Management 1.7 Elect Director James T. McManus, II For For Management 1.8 Elect Director Anita M. Powers For For Management 1.9 Elect Director Daniel J. Rice, IV For For Management 1.10 Elect Director Toby Z. Rice For For Management 1.11 Elect Director Stephen A. Thorington For For Management 1.12 Elect Director Hallie A. Vanderhider For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement for Amending Governing Documents and Removing Directors 4 Provide Right to Call Special Meeting For For Management 5 Approve Omnibus Stock Plan For For Management 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITABLE HOLDINGS, INC. Ticker: EQH Security ID: 29452E101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Kaye For For Management 1.2 Elect Director Joan Lamm-Tennant For For Management 1.3 Elect Director Kristi A. Matus For Withhold Management 1.4 Elect Director Ramon de Oliveira For For Management 1.5 Elect Director Mark Pearson For For Management 1.6 Elect Director Bertram L. Scott For For Management 1.7 Elect Director George Stansfield For For Management 1.8 Elect Director Charles G.T. Stonehill For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Berkenfield For For Management 1.2 Elect Director Philip Calian For For Management 1.3 Elect Director David Contis For For Management 1.4 Elect Director Constance Freedman For For Management 1.5 Elect Director Thomas Heneghan For For Management 1.6 Elect Director Tao Huang For For Management 1.7 Elect Director Marguerite Nader For For Management 1.8 Elect Director Scott Peppet For For Management 1.9 Elect Director Sheli Rosenberg For For Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For Withhold Management 1.4 Elect Director Neil T. Brown For Withhold Management 1.5 Elect Director Lisa Palmer For Withhold Management 1.6 Elect Director Steven E. Kent For For Management 1.7 Elect Director Simon M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ESSENTIAL UTILITIES, INC. Ticker: WTRG Security ID: 29670G102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth B. Amato For For Management 1.2 Elect Director Nicholas DeBenedictis For For Management 1.3 Elect Director Christopher H. Franklin For For Management 1.4 Elect Director Wendy A. Franks For For Management 1.5 Elect Director Daniel J. Hilferty For For Management 1.6 Elect Director Francis O. Idehen For For Management 1.7 Elect Director Ellen T. Ruff For For Management 1.8 Elect Director Lee C. Stewart For For Management 1.9 Elect Director Christopher C. Womack For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Josh Silverman For For Management 1c Elect Director Fred Wilson For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Ticker: EEFT Security ID: 298736109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrzej Olechowski For For Management 1.2 Elect Director Eriberto R. Scocimara For For Management 1.3 Elect Director Mark R. Callegari For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXELIXIS, INC. Ticker: EXEL Security ID: 30161Q104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles Cohen For For Management 1b Elect Director Carl B. Feldbaum For For Management 1c Elect Director Maria C. Freire For For Management 1d Elect Director Alan M. Garber For For Management 1e Elect Director Vincent T. Marchesi For For Management 1f Elect Director Michael M. Morrissey For For Management 1g Elect Director Stelios Papadopoulos For For Management 1h Elect Director George Poste For For Management 1i Elect Director Julie Anne Smith For For Management 1j Elect Director Lance Willsey For For Management 1k Elect Director Jack L. Wyszomierski For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Craig A. Jacobson For For Management 1g Elect Director Victor A. Kaufman For Withhold Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For Withhold Management 1j Elect Director Mark D. Okerstrom For For Management 1k Elect Director Alexander von For For Management Furstenberg 1l Elect Director Julie Whalen For For Management 2a Approve Securities Transfer For For Management Restrictions 2b Approve Change-of-Control Clause For For Management 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Jon T. Gieselman For For Management 1g Elect Director Craig A. Jacobson For For Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For For Management 1j Elect Director Greg Mondre For For Management 1k Elect Director David Sambur For For Management 1l Elect Director Alexander von For For Management Furstenberg 1m Elect Director Julie Whalen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young as Auditors For For Management 5 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For For Management 1.4 Elect Director Ellen Keszler For For Management 1.5 Elect Director Jodie W. McLean For For Management 1.6 Elect Director Thomas F. O'Toole For For Management 1.7 Elect Director Richard F. Wallman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. Ticker: FDS Security ID: 303075105 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director F. Philip Snow For For Management 1.2 Elect Director Sheila B. Jordan For For Management 1.3 Elect Director James J. McGonigle For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FAIR ISAAC CORPORATION Ticker: FICO Security ID: 303250104 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Braden R. Kelly For For Management 1b Elect Director Fabiola R. Arredondo For For Management 1c Elect Director A. George Battle For For Management 1d Elect Director James D. Kirsner For For Management 1e Elect Director William J. Lansing For For Management 1f Elect Director Eva Manolis For For Management 1g Elect Director Marc F. McMorris For For Management 1h Elect Director Joanna Rees For For Management 1i Elect Director David A. Rey For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Doti For For Management 1.2 Elect Director Michael D. McKee For For Management 1.3 Elect Director Thomas V. McKernan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Ticker: FR Security ID: 32054K103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter E. Baccile For For Management 1.2 Elect Director Teresa Bryce Bazemore For For Management 1.3 Elect Director Matthew S. Dominski For For Management 1.4 Elect Director Bruce W. Duncan For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Denise A. Olsen For For Management 1.7 Elect Director John Rau For For Management 1.8 Elect Director L. Peter Sharpe For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Other Business For Against Management -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Maxine Clark For For Management 1B Elect Director Alan D. Feldman For For Management 1C Elect Director Richard A. Johnson For For Management 1D Elect Director Guillermo G. Marmol For For Management 1E Elect Director Matthew M. McKenna For For Management 1F Elect Director Darlene Nicosia For For Management 1G Elect Director Steven Oakland For For Management 1H Elect Director Ulice Payne, Jr. For For Management 1I Elect Director Kimberly Underhill For For Management 1J Elect Director Tristan Walker For For Management 1K Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Xie For For Management 1.2 Elect Director Michael Xie For For Management 1.3 Elect Director Kelly Ducourty For For Management 1.4 Elect Director Jean Hu For For Management 1.5 Elect Director Ming Hsieh For For Management 1.6 Elect Director William H. Neukom For For Management 1.7 Elect Director Christopher B. Paisley For For Management 1.8 Elect Director Judith Sim For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcia J. Avedon For For Management 1.2 Elect Director Bennett J. Morgan For For Management 1.3 Elect Director Dominick P. Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENESEE & WYOMING INC. Ticker: GWR Security ID: 371559105 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director John Mulder For For Management 1.6 Elect Director Richard Schaum For For Management 1.7 Elect Director Kathleen Starkoff For For Management 1.8 Elect Director Brian Walker For For Management 1.9 Elect Director James Wallace For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBUS MEDICAL, INC. Ticker: GMED Security ID: 379577208 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Demski For Against Management 1b Elect Director Robert A. Douglas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GODADDY INC. Ticker: GDDY Security ID: 380237107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Garrett For For Management 1.2 Elect Director Ryan Roslansky For Withhold Management 1.3 Elect Director Lee E. Wittlinger For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GRACO INC. Ticker: GGG Security ID: 384109104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick J. McHale For For Management 1b Elect Director Lee R. Mitau For For Management 1c Elect Director Martha A. Morfitt For For Management 1d Elect Director Kevin J. Wheeler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Ticker: LOPE Security ID: 38526M106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian E. Mueller For For Management 1.2 Elect Director Sara R. Dial For For Management 1.3 Elect Director Jack A. Henry For For Management 1.4 Elect Director Lisa Graham Keegan For For Management 1.5 Elect Director Chevy Humphrey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- HAEMONETICS CORPORATION Ticker: HAE Security ID: 405024100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Kroll For For Management 1.2 Elect Director Claire Pomeroy For For Management 1.3 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HANCOCK WHITNEY CORPORATION Ticker: HWC Security ID: 410120109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank E. Bertucci For For Management 1.2 Elect Director Constantine S. Liollio For For Management 1.3 Elect Director Thomas H. Olinde For For Management 1.4 Elect Director Joan C. Teofilo For For Management 1.5 Elect Director C. Richard Wilkins For For Management 2a Eliminate the Business Combination For For Management Supermajority Vote Provision 2b Eliminate the Prohibition on For For Management Non-Cumulative Preferred Dividends 2c Remove the Series A Preferred Stock For For Management Provision 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HEALTHEQUITY, INC. Ticker: HQY Security ID: 42226A107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Selander For For Management 1.2 Elect Director Jon Kessler For For Management 1.3 Elect Director Stephen D. Neeleman For For Management 1.4 Elect Director Frank A. Corvino For For Management 1.5 Elect Director Adrian T. Dillon For For Management 1.6 Elect Director Evelyn Dilsaver For For Management 1.7 Elect Director Debra McCowan For For Management 1.8 Elect Director Ian Sacks For For Management 1.9 Elect Director Gayle Wellborn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HELEN OF TROY LIMITED Ticker: HELE Security ID: G4388N106 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary B. Abromovitz For For Management 1b Elect Director Krista L. Berry For For Management 1c Elect Director Vincent D. Carson For For Management 1d Elect Director Thurman K. Case For For Management 1e Elect Director Timothy F. Meeker For For Management 1f Elect Director Julien R. Mininberg For For Management 1g Elect Director Beryl B. Raff For For Management 1h Elect Director William F. Susetka For For Management 1i Elect Director Darren G. Woody For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Grant Thornton LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- HERMAN MILLER, INC. Ticker: MLHR Security ID: 600544100 Meeting Date: OCT 14, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa A. Kro For For Management 1.2 Elect Director Michael C. Smith For For Management 1.3 Elect Director Michael A. Volkema For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Ticker: HIW Security ID: 431284108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Anderson For For Management 1.2 Elect Director Gene H. Anderson For For Management 1.3 Elect Director Thomas P. Anderson For For Management 1.4 Elect Director Carlos E. Evans For For Management 1.5 Elect Director David J. Hartzell For For Management 1.6 Elect Director Sherry A. Kellett For For Management 1.7 Elect Director Theodore J. Klinck For For Management 1.8 Elect Director Anne H. Lloyd For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Non-Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Dempsey For For Management 1.2 Elect Director Gary L. Ellis For For Management 1.3 Elect Director Stacy Enxing Seng For For Management 1.4 Elect Director Mary Garrett For For Management 1.5 Elect Director James R. Giertz For For Management 1.6 Elect Director John P. Groetelaars For For Management 1.7 Elect Director William H. Kucheman For For Management 1.8 Elect Director Ronald A. Malone For For Management 1.9 Elect Director Gregory J. Moore For For Management 1.10 Elect Director Felicia F. Norwood For For Management 1.11 Elect Director Nancy M. Schlichting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HNI CORPORATION Ticker: HNI Security ID: 404251100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Miguel M. Calado For For Management 1b Elect Director Cheryl A. Francis For For Management 1c Elect Director John R. Hartnett For For Management 1d Elect Director Dhanusha Sivajee For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Anna C. Catalano For For Management 1d Elect Director Leldon E. Echols For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Cardoso For For Management 1.2 Elect Director Anthony J. Guzzi For For Management 1.3 Elect Director Neal J. Keating For For Management 1.4 Elect Director Bonnie C. Lind For For Management 1.5 Elect Director John F. Malloy For For Management 1.6 Elect Director David G. Nord For For Management 1.7 Elect Director John G. Russell For For Management 1.8 Elect Director Steven R. Shawley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HUNTSMAN CORPORATION Ticker: HUN Security ID: 447011107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Nolan D. Archibald For For Management 1c Elect Director Mary C. Beckerle For For Management 1d Elect Director M. Anthony Burns For For Management 1e Elect Director Daniele Ferrari For For Management 1f Elect Director Robert J. Margetts For For Management 1g Elect Director Wayne A. Reaud For For Management 1h Elect Director Jan E. Tighe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Thomas Carlile For For Management 1.3 Elect Director Richard J. Dahl For For Management 1.4 Elect Director Annette G. Elg For For Management 1.5 Elect Director Lisa A. Grow For For Management 1.6 Elect Director Ronald W. Jibson For For Management 1.7 Elect Director Judith A. Johansen For For Management 1.8 Elect Director Dennis L. Johnson For For Management 1.9 Elect Director Christine King For For Management 1.10 Elect Director Richard J. Navarro For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew K. Silvernail For For Management 1.2 Elect Director Katrina L. Helmkamp For For Management 1.3 Elect Director Mark A. Beck For For Management 1.4 Elect Director Carl R. Christenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- INGERSOLL RAND, INC. Ticker: IR Security ID: 45687V106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director William P. Donnelly For For Management 1c Elect Director Marc E. Jones For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INGERSOLL-RAND PLC Ticker: IR Security ID: G47791101 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Trane For For Management Technologies plc -------------------------------------------------------------------------------- INGEVITY CORPORATION Ticker: NGVT Security ID: 45688C107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director Luis Fernandez-Moreno For For Management 1c Elect Director J. Michael Fitzpatrick For For Management 1d Elect Director Diane H. Gulyas For For Management 1e Elect Director Richard B. Kelson For For Management 1f Elect Director Frederick J. Lynch For For Management 1g Elect Director Karen G. Narwold For For Management 1h Elect Director Daniel F. Sansone For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INGREDION INCORPORATED Ticker: INGR Security ID: 457187102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Luis Aranguren-Trellez For For Management 1b Elect Director David B. Fischer For For Management 1c Elect Director Paul Hanrahan For For Management 1d Elect Director Rhonda L. Jordan For For Management 1e Elect Director Gregory B. Kenny For For Management 1f Elect Director Barbara A. Klein For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Stephan B. Tanda For For Management 1i Elect Director Jorge A. Uribe For For Management 1j Elect Director Dwayne A. Wilson For For Management 1k Elect Director James P. Zallie For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INSPERITY, INC. Ticker: NSP Security ID: 45778Q107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy T. Clifford For For Management 1.2 Elect Director Ellen H. Masterson For For Management 1.3 Elect Director Latha Ramchand For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL BANCSHARES CORPORATION Ticker: IBOC Security ID: 459044103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Javier de Anda For For Management 1.2 Elect Director Irving Greenblum For For Management 1.3 Elect Director Douglas B. Howland For For Management 1.4 Elect Director Rudolph M. Miles For For Management 1.5 Elect Director Dennis E. Nixon For For Management 1.6 Elect Director Larry A. Norton For For Management 1.7 Elect Director Roberto R. Resendez For For Management 1.8 Elect Director Antonio R. Sanchez, Jr. For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi For For Management 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- J2 GLOBAL, INC. Ticker: JCOM Security ID: 48123V102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard S. Ressler For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Robert J. Cresci For For Management 1d Elect Director Sarah Fay For For Management 1e Elect Director W. Brian Kretzmer For For Management 1f Elect Director Jonathan F. Miller For For Management 1g Elect Director Stephen Ross For For Management 1h Elect Director Vivek Shah For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For For Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 1.10 Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JACK IN THE BOX INC. Ticker: JACK Security ID: 466367109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean M. Birch For For Management 1b Elect Director Leonard A. Comma For For Management 1c Elect Director John P. Gainor For For Management 1d Elect Director David L. Goebel For For Management 1e Elect Director Sharon P. John For For Management 1f Elect Director Madeleine A. Kleiner For For Management 1g Elect Director Michael W. Murphy For For Management 1h Elect Director James M. Myers For For Management 1i Elect Director David M. Tehle For For Management 1j Elect Director Vivien M. Yeung For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Ticker: JBLU Security ID: 477143101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil Ben Baldanza For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Virginia Gambale For For Management 1d Elect Director Robin Hayes For For Management 1e Elect Director Ellen Jewett For For Management 1f Elect Director Robert Leduc For For Management 1g Elect Director Teri McClure For For Management 1h Elect Director Sarah Robb O'Hagan For For Management 1i Elect Director Vivek Sharma For For Management 1j Elect Director Thomas Winkelmann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Provide Right to Call Special Meeting For For Management 7 Provide Right to Act by Written Consent For For Management 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Ticker: JLL Security ID: 48020Q107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hugo Bague For For Management 1b Elect Director Matthew Carter, Jr. For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Ming Lu For For Management 1e Elect Director Bridget A. Macaskill For For Management 1f Elect Director Deborah H. McAneny For For Management 1g Elect Director Siddharth (Bobby) N. For For Management Mehta 1h Elect Director Martin H. Nesbitt For For Management 1i Elect Director Jeetendra (Jeetu) I. For For Management Patel 1j Elect Director Sheila A. Penrose For For Management 1k Elect Director Ann Marie Petach For For Management 1l Elect Director Christian Ulbrich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Janet H. Kennedy For For Management 1.7 Elect Director Mitchell J. Krebs For For Management 1.8 Elect Director Henry J. Maier For For Management 1.9 Elect Director Thomas A. McDonnell For For Management 1.10 Elect Director Patrick J. Ottensmeyer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KB HOME Ticker: KBH Security ID: 48666K109 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorene C. Dominguez For For Management 1.2 Elect Director Timothy W. Finchem For For Management 1.3 Elect Director Stuart A. Gabriel For For Management 1.4 Elect Director Thomas W. Gilligan For For Management 1.5 Elect Director Kenneth M. Jastrow, II For For Management 1.6 Elect Director Robert L. Johnson For For Management 1.7 Elect Director Melissa Lora For For Management 1.8 Elect Director Jeffrey T. Mezger For For Management 1.9 Elect Director James C. Weaver For For Management 1.10 Elect Director Michael M. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark E. Baldwin For For Management 1b Elect Director James R. Blackwell For For Management 1c Elect Director Stuart J. B. Bradie For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director Lester L. Lyles For For Management 1f Elect Director Wendy M. Masiello For For Management 1g Elect Director Jack B. Moore For For Management 1h Elect Director Ann D. Pickard For For Management 1i Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Lacy M. Johnson For For Management 1e Elect Director Robert J. Joyce For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Christopher B. Sarofim For For Management 1i Elect Director David P. Storch For For Management 1j Elect Director Susan D. Whiting For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Fletcher For For Management 1.2 Elect Director John E. Koerner, III For Withhold Management 1.3 Elect Director Marshall A. Loeb For For Management 1.4 Elect Director Stephen P. Mumblow For Withhold Management 1.5 Elect Director Thomas V. Reifenheiser For Withhold Management 1.6 Elect Director Anna Reilly For Withhold Management 1.7 Elect Director Kevin P. Reilly, Jr. For Withhold Management 1.8 Elect Director Wendell Reilly For Withhold Management 1.9 Elect Director Elizabeth Thompson For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LAMB WESTON HOLDINGS, INC. Ticker: LW Security ID: 513272104 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Charles A. Blixt For For Management 1c Elect Director Andre J. Hawaux For For Management 1d Elect Director W.G. Jurgensen For For Management 1e Elect Director Thomas P. Maurer For For Management 1f Elect Director Hala G. Moddelmog For For Management 1g Elect Director Maria Renna Sharpe For For Management 1h Elect Director Thomas P. Werner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Pesticide Use in the Against Abstain Shareholder Company's Supply Chain -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bannister For For Management 1b Elect Director George P. Scanlon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Impact Against Against Shareholder Assessment -------------------------------------------------------------------------------- LENNOX INTERNATIONAL INC. Ticker: LII Security ID: 526107107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet K. Cooper For For Management 1.2 Elect Director John W. Norris, III For For Management 1.3 Elect Director Karen H. Quintos For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST Ticker: LPT Security ID: 531172104 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIFE STORAGE, INC. Ticker: LSI Security ID: 53223X107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director Joseph V. Saffire For For Management 1c Elect Director Charles E. Lannon For For Management 1d Elect Director Stephen R. Rusmisel For For Management 1e Elect Director Arthur L. Havener, Jr. For For Management 1f Elect Director Dana Hamilton For For Management 1g Elect Director Edward J. Pettinella For For Management 1h Elect Director David L. Rogers For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For For Management Restricted Stock Plan 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maverick Carter For For Management 1.2 Elect Director Ariel Emanuel For For Management 1.3 Elect Director Ping Fu For For Management 1.4 Elect Director Jeffrey T. Hinson For For Management 1.5 Elect Director Chad Hollingsworth For For Management 1.6 Elect Director James Iovine For For Management 1.7 Elect Director James S. Kahan For For Management 1.8 Elect Director Gregory B. Maffei For Against Management 1.9 Elect Director Randall T. Mays For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Mark S. Shapiro For For Management 1.12 Elect Director Dana Walden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LOUISIANA-PACIFIC CORPORATION Ticker: LPX Security ID: 546347105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt M. Landgraf For For Management 1b Elect Director Stephen E. Macadam For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Allison H. Mnookin For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director James S. Putnam For For Management 1h Elect Director Richard P. Schifter For For Management 1i Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMENTUM HOLDINGS INC. Ticker: LITE Security ID: 55024U109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Penelope A. Herscher For For Management 1b Elect Director Harold L. Covert For For Management 1c Elect Director Julia S. Johnson For For Management 1d Elect Director Brian J. Lillie For For Management 1e Elect Director Alan S. Lowe For For Management 1f Elect Director Ian S. Small For For Management 1g Elect Director Samuel F. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MANPOWERGROUP, INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gina R. Boswell For For Management 1B Elect Director Cari M. Dominguez For For Management 1C Elect Director William Downe For For Management 1D Elect Director John F. Ferraro For For Management 1E Elect Director Patricia Hemingway Hall For For Management 1F Elect Director Julie M. Howard For For Management 1G Elect Director Ulice Payne, Jr. For For Management 1H Elect Director Jonas Prising For For Management 1I Elect Director Paul Read For For Management 1J Elect Director Elizabeth P. Sartain For For Management 1K Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MASIMO CORPORATION Ticker: MASI Security ID: 574795100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Shimer For For Management 1.2 Elect Director H Michael Cohen For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernst N. Csiszar For For Management 1.2 Elect Director Julia L. Johnson For For Management 1.3 Elect Director Jorge Mas For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gayathri Rajan For For Management 1b Elect Director Michael J. Warren For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. Ticker: MDU Security ID: 552690109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Everist For For Management 1b Elect Director Karen B. Fagg For For Management 1c Elect Director David L. Goodin For For Management 1d Elect Director Mark A. Hellerstein For For Management 1e Elect Director Dennis W. Johnson For For Management 1f Elect Director Patricia L. Moss For For Management 1g Elect Director Edward A. Ryan For For Management 1h Elect Director David M. Sparby For For Management 1i Elect Director Chenxi Wang For For Management 1j Elect Director John K. Wilson For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Caterina A. Mozingo For For Management 1.5 Elect Director Elizabeth N. Pitman For For Management 1.6 Elect Director C. Reynolds Thompson, For For Management III 1.7 Elect Director D. Paul Sparks, Jr. For For Management 1.8 Elect Director Michael G. Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director C. Edward Chaplin For For Management 1.3 Elect Director Curt S. Culver For For Management 1.4 Elect Director Jay C. Hartzell For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. Ticker: MTX Security ID: 603158106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph C. Breunig For For Management 1b Elect Director Alison A. Deans For For Management 1c Elect Director Duane R. Dunham For For Management 1d Elect Director Franklin L. Feder For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MKS INSTRUMENTS, INC. Ticker: MKSI Security ID: 55306N104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Donahue For For Management 1.2 Elect Director Janice K. Henry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Director Ronna E. Romney For For Management 1.b Elect Director Dale B. Wolf For For Management 1.c Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For For Management 1.2 Elect Director James C. Moyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For For Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Jonathan Byrnes For For Management 1.4 Elect Director Louise Goeser For For Management 1.5 Elect Director Michael Kaufmann For For Management 1.6 Elect Director Denis Kelly For For Management 1.7 Elect Director Steven Paladino For For Management 1.8 Elect Director Philip Peller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. Ticker: NNN Security ID: 637417106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela K. Beall For For Management 1.2 Elect Director Steven D. Cosler For For Management 1.3 Elect Director Don DeFosset For For Management 1.4 Elect Director David M. Fick For For Management 1.5 Elect Director Edward J. Fritsch For For Management 1.6 Elect Director Kevin B. Habicht For For Management 1.7 Elect Director Betsy D. Holden For For Management 1.8 Elect Director Julian E. Whitehurst For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NCR CORPORATION Ticker: NCR Security ID: 62886E108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Begor For For Management 1.2 Elect Director Gregory R. Blank For For Management 1.3 Elect Director Catherine (Katie) L. For For Management Burke 1.4 Elect Director Chinh E. Chu For For Management 1.5 Elect Director Deborah A. Farrington For For Management 1.6 Elect Director Michael D. Hayford For For Management 1.7 Elect Director Georgette D. Kiser For For Management 1.8 Elect Director Kirk T. Larsen For For Management 1.9 Elect Director Frank R. Martire For For Management 1.10 Elect Director Matthew A. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NORDSON CORPORATION Ticker: NDSN Security ID: 655663102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sundaram Nagarajan For For Management 1.2 Elect Director Ginger M. Jones For For Management 1.3 Elect Director Joseph P. Keithley For For Management 1.4 Elect Director Michael J. Merriman, Jr. For For Management 1.5 Elect Director Mary G. Puma For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 1.9 Elect Director Mahvash Yazdi For For Management 1.10 Elect Director Jeffrey W. Yingling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director Antonio Carrillo For For Management 1c Elect Director Matthew Carter, Jr. For For Management 1d Elect Director Lawrence S. Coben For For Management 1e Elect Director Heather Cox For For Management 1f Elect Director Mauricio Gutierrez For For Management 1g Elect Director Paul W. Hobby For For Management 1h Elect Director Alexandra Pruner For For Management 1i Elect Director Anne C. Schaumburg For For Management 1j Elect Director Thomas H. Weidemeyer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NU SKIN ENTERPRISES, INC. Ticker: NUS Security ID: 67018T105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel W. Campbell For For Management 1b Elect Director Andrew D. Lipman For For Management 1c Elect Director Steven J. Lund For For Management 1d Elect Director Laura Nathanson For For Management 1e Elect Director Thomas R. Pisano For For Management 1f Elect Director Zheqing (Simon) Shen For For Management 1g Elect Director Ritch N. Wood For For Management 1h Elect Director Edwina D. Woodbury For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NUVASIVE, INC. Ticker: NUVA Security ID: 670704105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Christopher Barry For For Management 1b Elect Director Gregory T. Lucier For For Management 1c Elect Director Leslie V. Norwalk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NVENT ELECTRIC PLC Ticker: NVT Security ID: G6700G107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian M. Baldwin None None Management *Withdrawn* 1b Elect Director Jerry W. Burris For For Management 1c Elect Director Susan M. Cameron For For Management 1d Elect Director Michael L. Ducker For For Management 1e Elect Director Randall J. Hogan For For Management 1f Elect Director Ronald L. Merriman For For Management 1g Elect Director Nicola T. Palmer For For Management 1h Elect Director Herbert K. Parker For For Management 1i Elect Director Beth A. Wozniak For For Management 1j Elect Director Jacqueline Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- NVR, INC. Ticker: NVR Security ID: 62944T105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. E. Andrews For For Management 1.2 Elect Director Sallie B. Bailey For For Management 1.3 Elect Director Thomas D. Eckert For For Management 1.4 Elect Director Alfred E. Festa For For Management 1.5 Elect Director Manuel H. Johnson For For Management 1.6 Elect Director Alexandra A. Jung For For Management 1.7 Elect Director Mel Martinez For For Management 1.8 Elect Director William A. Moran For For Management 1.9 Elect Director David A. Preiser For For Management 1.10 Elect Director W. Grady Rosier For For Management 1.11 Elect Director Susan Williamson Ross For For Management 1.12 Elect Director Dwight C. Schar For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director James H. Brandi For For Management 1c Elect Director Peter D. Clarke For For Management 1d Elect Director Luke R. Corbett For For Management 1e Elect Director David L. Hauser For For Management 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry A. Aaholm For For Management 1.2 Elect Director Earl E. Congdon For For Management 1.3 Elect Director David S. Congdon For For Management 1.4 Elect Director John R. Congdon, Jr. For For Management 1.5 Elect Director Bradley R. Gabosch For For Management 1.6 Elect Director Greg C. Gantt For For Management 1.7 Elect Director Patrick D. Hanley For For Management 1.8 Elect Director John D. Kasarda For For Management 1.9 Elect Director Wendy T. Stallings For For Management 1.10 Elect Director Leo H. Suggs For For Management 1.11 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Kovaleski For For Management 1.2 Elect Director Craig R. Smiddy For For Management 1.3 Elect Director Arnold L. Steiner For Withhold Management 1.4 Elect Director Fredricka Taubitz For For Management 1.5 Elect Director Aldo C. Zucaro For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLIN CORPORATION Ticker: OLN Security ID: 680665205 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heidi S. Alderman For For Management 1b Elect Director Beverley A. Babcock For For Management 1c Elect Director Gray G. Benoist For For Management 1d Elect Director Scott D. Ferguson For For Management 1e Elect Director John E. Fischer For For Management 1f Elect Director W. Barnes Hauptfuhrer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Ticker: OLLI Security ID: 681116109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Alissa Ahlman For For Management 1B Elect Director Robert Fisch For For Management 1C Elect Director John Swygert For For Management 1D Elect Director Richard Zannino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Ticker: OHI Security ID: 681936100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kapila K. Anand For For Management 1.2 Elect Director Craig R. Callen For For Management 1.3 Elect Director Barbara B. Hill For For Management 1.4 Elect Director Edward Lowenthal For For Management 1.5 Elect Director C. Taylor Pickett For For Management 1.6 Elect Director Stephen D. Plavin For For Management 1.7 Elect Director Burke W. Whitman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OUTFRONT MEDIA INC. Ticker: OUT Security ID: 69007J106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy J. Male For For Management 1.2 Elect Director Joseph H. Wender For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA Ticker: PKG Security ID: 695156109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl K. Beebe For For Management 1.2 Elect Director Duane C. Farrington For For Management 1.3 Elect Director Donna A. Harman For For Management 1.4 Elect Director Mark W. Kowlzan For For Management 1.5 Elect Director Robert C. Lyons For For Management 1.6 Elect Director Thomas P. Maurer For For Management 1.7 Elect Director Samuel M. Mencoff For For Management 1.8 Elect Director Roger B. Porter For For Management 1.9 Elect Director Thomas S. Souleles For For Management 1.10 Elect Director Paul T. Stecko For For Management 1.11 Elect Director James D. Woodrum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. Ticker: PDCO Security ID: 703395103 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Buck For For Management 1b Elect Director Alex N. Blanco For For Management 1c Elect Director Jody H. Feragen For For Management 1d Elect Director Robert C. Frenzel For For Management 1e Elect Director Francis J. Malecha For For Management 1f Elect Director Ellen A. Rudnick For For Management 1g Elect Director Neil A. Schrimsher For For Management 1h Elect Director Mark S. Walchirk For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PBF ENERGY INC. Ticker: PBF Security ID: 69318G106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Nimbley For For Management 1B Elect Director Spencer Abraham For For Management 1C Elect Director Wayne Budd For For Management 1D Elect Director Karen Davis For For Management 1E Elect Director S. Eugene Edwards For For Management 1F Elect Director William E. Hantke For For Management 1G Elect Director Edward Kosnik For For Management 1H Elect Director Robert Lavinia For For Management 1I Elect Director Kimberly S. Lubel For For Management 1J Elect Director George E. Ogden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane Scaccetti For For Management 1.2 Elect Director Jay A. Snowden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERSPECTA INC. Ticker: PRSP Security ID: 715347100 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanju K. Bansal For For Management 1b Elect Director Sondra L. Barbour For For Management 1c Elect Director John M. Curtis For For Management 1d Elect Director Lisa S. Disbrow For For Management 1e Elect Director Glenn A. Eisenberg For For Management 1f Elect Director Pamela O. Kimmet For For Management 1g Elect Director J. Michael Lawrie For For Management 1h Elect Director Ramzi M. Musallam For For Management 1i Elect Director Philip O. Nolan For For Management 1j Elect Director Michael E. Ventling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PILGRIM'S PRIDE CORPORATION Ticker: PPC Security ID: 72147K108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilberto Tomazoni For Withhold Management 1.2 Elect Director Denilson Molina For Withhold Management 1.3 Elect Director Wallim Cruz De For For Management Vasconcellos Junior 1.4 Elect Director Vincent Trius For For Management 1.5 Elect Director Andre Nogueira de Souza For Withhold Management 1.6 Elect Director Farha Aslam For For Management 2.1 Elect Director Michael L. Cooper For For Management 2.2 Elect Director Charles Macaluso For For Management 2.3 Elect Director Arquimedes A. Celis For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Report on Reduction of Water Pollution Against For Shareholder 6 Report on Human Rights Due Diligence Against Abstain Shareholder Process 7 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glynis A. Bryan For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Jeffrey B. Guldner For For Management 1.5 Elect Director Dale E. Klein For For Management 1.6 Elect Director Humberto S. Lopez For For Management 1.7 Elect Director Kathryn L. Munro For For Management 1.8 Elect Director Bruce J. Nordstrom For For Management 1.9 Elect Director Paula J. Sims For For Management 1.10 Elect Director James E. Trevathan, Jr. For For Management 1.11 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- PNM RESOURCES, INC. Ticker: PNM Security ID: 69349H107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vicky A. Bailey For For Management 1b Elect Director Norman P. Becker For For Management 1c Elect Director Patricia K. Collawn For For Management 1d Elect Director E. Renae Conley For For Management 1e Elect Director Alan J. Fohrer For For Management 1f Elect Director Sidney M. Gutierrez For For Management 1g Elect Director James A. Hughes For For Management 1h Elect Director Maureen T. Mullarkey For For Management 1i Elect Director Donald K. Schwanz For For Management 1j Elect Director Bruce W. Wilkinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Report on Coal Combustion Against Against Shareholder Residual Matters at San Juan Generating Station -------------------------------------------------------------------------------- POLYONE CORPORATION Ticker: POL Security ID: 73179P106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Abernathy For For Management 1.2 Elect Director Richard H. Fearon For For Management 1.3 Elect Director Gregory J. Goff For For Management 1.4 Elect Director William R. Jellison For For Management 1.5 Elect Director Sandra Beach Lin For For Management 1.6 Elect Director Kim Ann Mink For For Management 1.7 Elect Director Robert M. Patterson For For Management 1.8 Elect Director Kerry J. Preete For For Management 1.9 Elect Director Patricia Verduin For For Management 1.10 Elect Director William A. Wulfsohn For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- POOL CORPORATION Ticker: POOL Security ID: 73278L105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter D. Arvan For For Management 1b Elect Director Andrew W. Code For For Management 1c Elect Director Timothy M. Graven For For Management 1d Elect Director Debra S. Oler For For Management 1e Elect Director Manuel J. Perez de la For For Management Mesa 1f Elect Director Harlan F. Seymour For For Management 1g Elect Director Robert C. Sledd For For Management 1h Elect Director John E. Stokely For For Management 1i Elect Director David G. Whalen For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ignacio Alvarez For For Management 1b Elect Director Maria Luisa Ferre For For Management 1c Elect Director C. Kim Goodwin For For Management 2 Declassify the Board of Directors For For Management 3 Change Range for Size of the Board For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Adjourn Meeting For For Management -------------------------------------------------------------------------------- POST HOLDINGS, INC. Ticker: POST Security ID: 737446104 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Grote For For Management 1.2 Elect Director David W. Kemper For For Management 1.3 Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Ticker: PRAH Security ID: 69354M108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colin Shannon For For Management 1.2 Elect Director James C. Momtazee For For Management 1.3 Elect Director Alexander G. Dickinson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PRESTIGE CONSUMER HEALTHCARE INC. Ticker: PBH Security ID: 74112D101 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUN 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald M. Lombardi For For Management 1.2 Elect Director John E. Byom For For Management 1.3 Elect Director Gary E. Costley For For Management 1.4 Elect Director Sheila A. Hopkins For For Management 1.5 Elect Director James M. Jenness For For Management 1.6 Elect Director Natale S. Ricciardi For For Management 1.7 Elect Director Christopher J. Coughlin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRIMERICA, INC. Ticker: PRI Security ID: 74164M108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Addison, Jr. For For Management 1b Elect Director Joel M. Babbit For For Management 1c Elect Director P. George Benson For For Management 1d Elect Director C. Saxby Chambliss For For Management 1e Elect Director Gary L. Crittenden For For Management 1f Elect Director Cynthia N. Day For For Management 1g Elect Director Sanjeev Dheer For For Management 1h Elect Director Beatriz R. Perez For For Management 1i Elect Director D. Richard Williams For For Management 1j Elect Director Glenn J. Williams For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- PROLOGIS, INC. Ticker: PLD Security ID: 74340W103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid R. Moghadam For For Management 1b Elect Director Cristina G. Bita For For Management 1c Elect Director George L. Fotiades For For Management 1d Elect Director Lydia H. Kennard For For Management 1e Elect Director Irving F. Lyons, III For For Management 1f Elect Director Avid Modjtabai For For Management 1g Elect Director David P. O'Connor For For Management 1h Elect Director Olivier Piani For For Management 1i Elect Director Jeffrey L. Skelton For For Management 1j Elect Director Carl B. Webb For For Management 1k Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Ticker: PSB Security ID: 69360J107 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Maria R. Hawthorne For For Management 1.3 Elect Director Jennifer Holden Dunbar For For Management 1.4 Elect Director James H. Kropp For For Management 1.5 Elect Director Kristy M. Pipes For For Management 1.6 Elect Director Gary E. Pruitt For For Management 1.7 Elect Director Robert S. Rollo For For Management 1.8 Elect Director Joseph D. Russell, Jr. For For Management 1.9 Elect Director Peter Schultz For For Management 1.10 Elect Director Stephen W. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian P. Anderson For For Management 1b Elect Director Bryce Blair For For Management 1c Elect Director Richard W. Dreiling For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Cheryl W. Grise For For Management 1f Elect Director Andre J. Hawaux For For Management 1g Elect Director Ryan R. Marshall For For Management 1h Elect Director John R. Peshkin For For Management 1i Elect Director Scott F. Powers For For Management 1j Elect Director Lila Snyder For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PURE STORAGE, INC. Ticker: PSTG Security ID: 74624M102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Brown For For Management 1.2 Elect Director John "Coz" Colgrove For For Management 1.3 Elect Director Mark Garrett For For Management 1.4 Elect Director Roxanne Taylor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RALPH LAUREN CORPORATION Ticker: RL Security ID: 751212101 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank A. Bennack, Jr. For Withhold Management 1.2 Elect Director Joel L. Fleishman For Withhold Management 1.3 Elect Director Michael A. George For For Management 1.4 Elect Director Hubert Joly For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- REGAL BELOIT CORPORATION Ticker: RBC Security ID: 758750103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Stephen M. Burt For For Management 1c Elect Director Anesa T. Chaibi For For Management 1d Elect Director Christopher L. Doerr For For Management 1e Elect Director Dean A. Foate For For Management 1f Elect Director Michael F. Hilton For For Management 1g Elect Director Louis V. Pinkham For For Management 1h Elect Director Rakesh Sachdev For For Management 1i Elect Director Curtis W. Stoelting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED Ticker: RGA Security ID: 759351604 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pina Albo For For Management 1b Elect Director Christine R. Detrick For For Management 1c Elect Director J. Cliff Eason For For Management 1d Elect Director John J. Gauthier For For Management 1e Elect Director Anna Manning For For Management 1f Elect Director Hazel M. McNeilage For For Management 1g Elect Director Steven C. Van Wyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Incorporation to For For Management Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Ticker: RS Security ID: 759509102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah J. Anderson For For Management 1b Elect Director Lisa L. Baldwin For For Management 1c Elect Director Karen W. Colonias For For Management 1d Elect Director John G. Figueroa For For Management 1e Elect Director David H. Hannah For For Management 1f Elect Director James D. Hoffman For For Management 1g Elect Director Mark V. Kaminski For For Management 1h Elect Director Robert A. McEvoy For For Management 1i Elect Director Andrew G. Sharkey, III For For Management 1j Elect Director Douglas W. Stotlar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David C. Bushnell For For Management 1b Elect Director James L. Gibbons For For Management 1c Elect Director Jean D. Hamilton For For Management 1d Elect Director Anthony M. Santomero For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- REPLIGEN CORPORATION Ticker: RGEN Security ID: 759916109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Nicolas M. Barthelemy For For Management 1B Elect Director Karen A. Dawes For For Management 1C Elect Director Tony J. Hunt For For Management 1D Elect Director Rohin Mhatre For For Management 1E Elect Director Glenn P. Muir For For Management 1F Elect Director Thomas F. Ryan, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bonnie S. Biumi For For Management 1b Elect Director Frank A. Catalano, Jr. For For Management 1c Elect Director Robert G. Gifford For For Management 1d Elect Director Gerald M. Gorski For For Management 1e Elect Director Steven P. Grimes For For Management 1f Elect Director Richard P. Imperiale For For Management 1g Elect Director Peter L. Lynch For For Management 1h Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RPM INTERNATIONAL INC. Ticker: RPM Security ID: 749685103 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirkland B. Andrews For For Management 1.2 Elect Director David A. Daberko For For Management 1.3 Elect Director Thomas S. Gross For For Management 1.4 Elect Director Frank C. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RYDER SYSTEM, INC. Ticker: R Security ID: 783549108 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert J. Eck For For Management 1b Elect Director Robert A. Hagemann For For Management 1c Elect Director Michael F. Hilton For For Management 1d Elect Director Tamara L. Lundgren For For Management 1e Elect Director Luis P. Nieto, Jr. For For Management 1f Elect Director David G. Nord For For Management 1g Elect Director Robert E. Sanchez For For Management 1h Elect Director Abbie J. Smith For For Management 1i Elect Director E. Follin Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Hansel E. Tookes, II For For Management 2 Ratify Pricewaterhousecoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- SABRE CORPORATION Ticker: SABR Security ID: 78573M104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George R. Bravante, Jr. For For Management 1.2 Elect Director Renee James For For Management 1.3 Elect Director Gary Kusin For For Management 1.4 Elect Director Gail Mandel For For Management 1.5 Elect Director Sean Menke For For Management 1.6 Elect Director Joseph Osnoss For For Management 1.7 Elect Director Zane Rowe For For Management 1.8 Elect Director John Siciliano For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SALLY BEAUTY HOLDINGS, INC. Ticker: SBH Security ID: 79546E104 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy R. Baer For For Management 1.2 Elect Director Christian A. Brickman For For Management 1.3 Elect Director Marshall E. Eisenberg For For Management 1.4 Elect Director Diana S. Ferguson For For Management 1.5 Elect Director Dorlisa K. Flur For For Management 1.6 Elect Director Linda Heasley For For Management 1.7 Elect Director Robert R. McMaster For For Management 1.8 Elect Director John A. Miller For For Management 1.9 Elect Director P. Kelly Mooney For For Management 1.10 Elect Director Susan R. Mulder For For Management 1.11 Elect Director Denise Paulonis For For Management 1.12 Elect Director Edward W. Rabin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION Ticker: SGMS Security ID: 80874P109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald O. Perelman For Withhold Management 1.2 Elect Director Barry L. Cottle For For Management 1.3 Elect Director Peter A. Cohen For For Management 1.4 Elect Director Richard M. Haddrill For For Management 1.5 Elect Director Jack A. Markell For For Management 1.6 Elect Director Michael J. Regan For For Management 1.7 Elect Director Barry F. Schwartz For For Management 1.8 Elect Director Frances F. Townsend For For Management 1.9 Elect Director Maria T. Vullo For For Management 1.10 Elect Director Kneeland C. Youngblood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY Ticker: SEIC Security ID: 784117103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah W. Blumenstein For For Management 1b Elect Director Kathryn M. McCarthy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SELECTIVE INSURANCE GROUP, INC. Ticker: SIGI Security ID: 816300107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John C. Burville For For Management 1b Elect Director Terrence W. Cavanaugh For For Management 1c Elect Director Robert Kelly Doherty For For Management 1d Elect Director John J. Marchioni For For Management 1e Elect Director Thomas A. McCarthy For For Management 1f Elect Director H. Elizabeth Mitchell For For Management 1g Elect Director Michael J. Morrissey For For Management 1h Elect Director Gregory E. Murphy For For Management 1i Elect Director Cynthia S. Nicholson For For Management 1j Elect Director William M. Rue For For Management 1k Elect Director John S. Scheid For For Management 1l Elect Director J. Brian Thebault For For Management 1m Elect Director Philip H. Urban For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SEMTECH CORPORATION Ticker: SMTC Security ID: 816850101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James P. Burra For For Management 1.2 Elect Director Rodolpho C. Cardenuto For For Management 1.3 Elect Director Bruce C. Edwards For For Management 1.4 Elect Director Saar Gillai For For Management 1.5 Elect Director Rockell N. Hankin For For Management 1.6 Elect Director Ye Jane Li For For Management 1.7 Elect Director James T. Lindstrom For For Management 1.8 Elect Director Mohan R. Maheswaran For For Management 1.9 Elect Director Sylvia Summers For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION Ticker: SXT Security ID: 81725T100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Carleone For For Management 1.2 Elect Director Edward H. Cichurski For For Management 1.3 Elect Director Mario Ferruzzi For For Management 1.4 Elect Director Carol R. Jackson For For Management 1.5 Elect Director Donald W. Landry For For Management 1.6 Elect Director Paul Manning For For Management 1.7 Elect Director Deborah For For Management McKeithan-Gebhardt 1.8 Elect Director Scott C. Morrison For For Management 1.9 Elect Director Elaine R. Wedral For For Management 1.10 Elect Director Essie Whitelaw For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Ticker: SCI Security ID: 817565104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan R. Buckwalter For For Management 1b Elect Director Jakki L. Haussler For For Management 1c Elect Director Victor L. Lund For For Management 1d Elect Director Clifton H. Morris, Jr. For For Management 1e Elect Director Ellen Ochoa For For Management 1f Elect Director Thomas L. Ryan For For Management 1g Elect Director W. Blair Waltrip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERVICE PROPERTIES TRUST Ticker: SVC Security ID: 81761L102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Harrington For Against Management 1.2 Elect Director John G. Murray For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. DePaolo For For Management 1.2 Elect Director Barney Frank For For Management 1.3 Elect Director Scott A. Shay For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SILGAN HOLDINGS, INC. Ticker: SLGN Security ID: 827048109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leigh J. Abramson For For Management 1.2 Elect Director D. Greg Horrigan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SILICON LABORATORIES INC. Ticker: SLAB Security ID: 826919102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Navdeep S. Sooch For For Management 1b Elect Director William P. Wood For For Management 1c Elect Director Nina Richardson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker: SBGI Security ID: 829226109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Smith For Withhold Management 1.2 Elect Director Frederick G. Smith For Withhold Management 1.3 Elect Director J. Duncan Smith For Withhold Management 1.4 Elect Director Robert E. Smith For Withhold Management 1.5 Elect Director Howard E. Friedman For Withhold Management 1.6 Elect Director Lawrence E. McCanna For Withhold Management 1.7 Elect Director Daniel C. Keith For Withhold Management 1.8 Elect Director Martin R. Leader For Withhold Management 1.9 Elect Director Benson E. Legg For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- SIX FLAGS ENTERTAINMENT CORPORATION Ticker: SIX Security ID: 83001A102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Ben Baldanza For For Management 1.2 Elect Director Selim Bassoul For For Management 1.3 Elect Director Kurt M. Cellar For For Management 1.4 Elect Director Nancy A. Krejsa For For Management 1.5 Elect Director Richard W. Roedel For For Management 1.6 Elect Director Arik Ruchim For For Management 1.7 Elect Director Michael Spanos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine Blair For For Management 1.2 Elect Director Geyer Kosinski For For Management 1.3 Elect Director Richard Rappaport For Withhold Management 1.4 Elect Director Richard Siskind For Withhold Management 2 Adopt a Comprehensive Human Rights Against For Shareholder Policy 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SL GREEN REALTY CORP. Ticker: SLG Security ID: 78440X101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Alschuler For For Management 1b Elect Director Betsy Atkins For For Management 1c Elect Director Edwin T. Burton, III For For Management 1d Elect Director Lauren B. Dillard For For Management 1e Elect Director Stephen L. Green For For Management 1f Elect Director Craig M. Hatkoff For For Management 1g Elect Director Marc Holliday For For Management 1h Elect Director John S. Levy For For Management 1i Elect Director Andrew W. Mathias For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SOLAREDGE TECHNOLOGIES, INC. Ticker: SEDG Security ID: 83417M104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tal Payne For For Management 1b Elect Director Marcel Gani For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SONOCO PRODUCTS COMPANY Ticker: SON Security ID: 835495102 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry A. Cockrell For For Management 1.2 Elect Director R. Howard Coker For For Management 1.3 Elect Director Pamela L. Davies For For Management 1.4 Elect Director Theresa J. Drew For For Management 1.5 Elect Director Philippe Guillemot For For Management 1.6 Elect Director John R. Haley For For Management 1.7 Elect Director Robert R. Hill, Jr. For For Management 1.8 Elect Director Richard G. Kyle For For Management 1.9 Elect Director Blythe J. McGarvie For For Management 1.10 Elect Director James M. Micali For For Management 1.11 Elect Director Sundaram Nagarajan For For Management 1.12 Elect Director Marc. D. Oken For For Management 1.13 Elect Director Thomas E. Whiddon For For Management 1.14 Elect Director Lloyd M. Yates For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation and For For Management Article III, Section 7, of the By-Laws Relating to the Vote Required for the Removal of Directors 5 Amend Articles of Incorporation For For Management Relating to Quorum or Voting Requirement for Shareholders 6 Reduce Supermajority Vote Requirement For For Management 7 Provide Right to Call Special Meeting For For Shareholder -------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Ticker: SWX Security ID: 844895102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Boughner For For Management 1.2 Elect Director Jose A. Cardenas For For Management 1.3 Elect Director Stephen C. Comer For For Management 1.4 Elect Director John P. Hester For For Management 1.5 Elect Director Jane Lewis-Raymond For For Management 1.6 Elect Director Anne L. Mariucci For For Management 1.7 Elect Director Michael J. Melarkey For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Thomas A. Thomas For For Management 1.10 Elect Director Leslie T. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W300 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jackson Hsieh For For Management 1.2 Elect Director Kevin M. Charlton For For Management 1.3 Elect Director Todd A. Dunn For For Management 1.4 Elect Director Elizabeth F. Frank For For Management 1.5 Elect Director Richard I. Gilchrist For For Management 1.6 Elect Director Diana M. Laing For For Management 1.7 Elect Director Sheli Z. Rosenberg For For Management 1.8 Elect Director Thomas D. Senkbeil For For Management 1.9 Elect Director Nicholas P. Shepherd For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Ticker: STLD Security ID: 858119100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Millett For For Management 1.2 Elect Director Sheree L. Bargabos For For Management 1.3 Elect Director Keith E. Busse For For Management 1.4 Elect Director Frank D. Byrne For For Management 1.5 Elect Director Kenneth W. Cornew For For Management 1.6 Elect Director Traci M. Dolan For For Management 1.7 Elect Director James C. Marcuccilli For For Management 1.8 Elect Director Bradley S. Seaman For For Management 1.9 Elect Director Gabriel L. Shaheen For For Management 1.10 Elect Director Steven A. Sonnenberg For For Management 1.11 Elect Director Richard P. Teets, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STERIS PLC Ticker: STE Security ID: G8473T100 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard C. Breeden For For Management 1b Elect Director Cynthia L. Feldmann For For Management 1c Elect Director Jacqueline B. Kosecoff For For Management 1d Elect Director David B. Lewis For For Management 1e Elect Director Walter M. Rosebrough, For For Management Jr. 1f Elect Director Nirav R. Shah For For Management 1g Elect Director Mohsen M. Sohi For For Management 1h Elect Director Richard M. Steeves For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Appoint Ernst & Young Chartered For For Management Accountants as Irish Statutory Auditor 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STERLING BANCORP Ticker: STL Security ID: 85917A100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Cahill For For Management 1.2 Elect Director Navy E. Djonovic For For Management 1.3 Elect Director Fernando Ferrer For For Management 1.4 Elect Director Robert Giambrone For For Management 1.5 Elect Director Mona Aboelnaga Kanaan For For Management 1.6 Elect Director Jack Kopnisky For For Management 1.7 Elect Director James J. Landy For For Management 1.8 Elect Director Maureen Mitchell For For Management 1.9 Elect Director Patricia M. Nazemetz For For Management 1.10 Elect Director Richard O'Toole For For Management 1.11 Elect Director Ralph F. Palleschi For For Management 1.12 Elect Director Burt Steinberg For For Management 1.13 Elect Director William E. Whiston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director James M. Oates For For Management 1.9 Elect Director David A. Peacock For For Management 1.10 Elect Director Thomas W. Weisel For For Management 1.11 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Zareh Sarrafian For For Management 1.3 Elect Director Kim Sheehy For Withhold Management 1.4 Elect Director Donald D. Snyder For Withhold Management 1.5 Elect Director Tom Thomas For For Management 1.6 Elect Director Bryan Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director William W. Graylin For For Management 1f Elect Director Roy A. Guthrie For For Management 1g Elect Director Richard C. Hartnack For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director Laurel J. Richie For For Management 1j Elect Director Olympia J. Snowe For For Management 1k Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernadette M. For For Management Connaughton 1b Elect Director Kenneth F. Meyers For For Management 1c Elect Director Matthew E. Monaghan For For Management 1d Elect Director Joshua M. Nelson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For For Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Amend Articles of Incorporation to For For Management Eliminate 10-1 Voting Provisions 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION Ticker: TMHC Security ID: 87724P106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffry L. Flake For For Management 1.2 Elect Director Gary H. Hunt For For Management 1.3 Elect Director Peter Lane For For Management 1.4 Elect Director William H. Lyon For For Management 1.5 Elect Director Anne L. Mariucci For For Management 1.6 Elect Director Andrea (Andi) Owen For For Management 1.7 Elect Director Sheryl D. Palmer For For Management 1.8 Elect Director Denise F. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED Ticker: TDY Security ID: 879360105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Kenneth C. Dahlberg For For Management 1.3 Elect Director Robert A. Malone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TELEPHONE AND DATA SYSTEMS, INC. Ticker: TDS Security ID: 879433829 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarence A. Davis For For Management 1.2 Elect Director George W. Off For Withhold Management 1.3 Elect Director Wade Oosterman For For Management 1.4 Elect Director Gary L. Sugarman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Ticker: TPX Security ID: 88023U101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evelyn S. Dilsaver For For Management 1b Elect Director Cathy R. Gates For For Management 1c Elect Director John A. Heil For For Management 1d Elect Director Jon L. Luther For For Management 1e Elect Director Richard W. Neu For For Management 1f Elect Director Arik W. Ruchim For For Management 1g Elect Director Scott L. Thompson For For Management 1h Elect Director Robert B. Trussell, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TENET HEALTHCARE CORPORATION Ticker: THC Security ID: 88033G407 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald A. Rittenmeyer For For Management 1b Elect Director J. Robert Kerrey For For Management 1c Elect Director Lloyd J. Austin, III For For Management 1d Elect Director James L. Bierman For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Meghan M. FitzGerald For For Management 1g Elect Director Christopher S. Lynch For For Management 1h Elect Director Richard J. Mark For For Management 1i Elect Director Tammy Romo For For Management 1j Elect Director Nadja Y. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet G. Davidson For For Management 1.2 Elect Director Andres R. Gluski For For Management 1.3 Elect Director Tarun Khanna For For Management 1.4 Elect Director Holly K. Koeppel For For Management 1.5 Elect Director Julia M. Laulis For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder and Charter Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE BRINK'S COMPANY Ticker: BCO Security ID: 109696104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathie J. Andrade For For Management 1.2 Elect Director Paul G. Boynton For For Management 1.3 Elect Director Ian D. Clough For For Management 1.4 Elect Director Susan E. Docherty For For Management 1.5 Elect Director Reginald D. Hedgebeth For For Management 1.6 Elect Director Dan R. Henry - Withdrawn None None Management 1.7 Elect Director Michael J. Herling For For Management 1.8 Elect Director Douglas A. Pertz For For Management 1.9 Elect Director George I. Stoeckert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE CHEESECAKE FACTORY INCORPORATED Ticker: CAKE Security ID: 163072101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Overton For For Management 1b Elect Director Edie A. Ames For For Management 1c Elect Director Alexander L. Cappello For For Management 1d Elect Director Jerome L. Kransdorf For For Management 1e Elect Director Janice L. Meyer For For Management 1f Elect Director Laurence B. Mindel For For Management 1g Elect Director David B. Pittaway For For Management 1h Elect Director Herbert Simon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Establish Board Advisory Position Against Against Shareholder -------------------------------------------------------------------------------- THE GEO GROUP, INC. Ticker: GEO Security ID: 36162J106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne N. Foreman For For Management 1.2 Elect Director Richard H. Glanton For For Management 1.3 Elect Director Jose Gordo For For Management 1.4 Elect Director Scott Kernan For For Management 1.5 Elect Director Guido Van Hauwermeiren For For Management 1.6 Elect Director Christopher C. Wheeler For For Management 1.7 Elect Director Julie Myers Wood For For Management 1.8 Elect Director George C. Zoley For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Larry D. De Shon For For Management 1c Elect Director Carlos Dominguez For For Management 1d Elect Director Trevor Fetter For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Teresa W. Roseborough For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Christopher J. Swift For For Management 1j Elect Director Matt Winter For For Management 1k Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For Withhold Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Victor L. Crawford For For Management 1.5 Elect Director Charles A. Davis For Withhold Management 1.6 Elect Director Mary Kay Haben For Withhold Management 1.7 Elect Director James C. Katzman For Withhold Management 1.8 Elect Director M. Diane Koken For For Management 1.9 Elect Director Robert M. Malcolm For For Management 1.10 Elect Director Anthony J. Palmer For Withhold Management 1.11 Elect Director Juan R. Perez For For Management 1.12 Elect Director Wendy L. Schoppert For For Management 1.13 Elect Director David L. Shedlarz For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Hagedorn For For Management 1.2 Elect Director Brian D. Finn For For Management 1.3 Elect Director Nancy G. Mistretta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE TIMKEN COMPANY Ticker: TKR Security ID: 887389104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director John A. Luke, Jr. For For Management 1.5 Elect Director Christopher L. Mapes For For Management 1.6 Elect Director James F. Palmer For For Management 1.7 Elect Director Ajita G. Rajendra For For Management 1.8 Elect Director Frank C. Sullivan For For Management 1.9 Elect Director John M. Timken, Jr. For For Management 1.10 Elect Director Ward J. Timken, Jr. For For Management 1.11 Elect Director Jacqueline F. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE TORO COMPANY Ticker: TTC Security ID: 891092108 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Ettinger For For Management 1.2 Elect Director Katherine J. Harless For For Management 1.3 Elect Director D. Christian Koch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WENDY'S COMPANY Ticker: WEN Security ID: 95058W100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelson Peltz For For Management 1b Elect Director Peter W. May For For Management 1c Elect Director Kristin A. Dolan For For Management 1d Elect Director Kenneth W. Gilbert For For Management 1e Elect Director Dennis M. Kass For For Management 1f Elect Director Joseph A. Levato For For Management 1g Elect Director Michelle 'Mich' J. For For Management Mathews-Spradlin 1h Elect Director Matthew H. Peltz For For Management 1i Elect Director Todd A. Penegor For For Management 1j Elect Director Peter H. Rothschild For For Management 1k Elect Director Arthur B. Winkleblack For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOLL BROTHERS, INC. Ticker: TOL Security ID: 889478103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert I. Toll For For Management 1.2 Elect Director Douglas C. Yearley, Jr. For For Management 1.3 Elect Director Edward G. Boehne For For Management 1.4 Elect Director Richard J. Braemer For For Management 1.5 Elect Director Stephen F. East For For Management 1.6 Elect Director Christine N. Garvey For For Management 1.7 Elect Director Karen H. Grimes For For Management 1.8 Elect Director Carl B. Marbach For For Management 1.9 Elect Director John A. McLean For For Management 1.10 Elect Director Stephen A. Novick For For Management 1.11 Elect Director Wendell E. Pritchett For For Management 1.12 Elect Director Paul E. Shapiro For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRANE TECHNOLOGIES PLC Ticker: TT Security ID: G8994E103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John Bruton For For Management 1d Elect Director Jared L. Cohon For For Management 1e Elect Director Gary D. Forsee For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director Myles P. Lee For For Management 1i Elect Director Karen B. Peetz For For Management 1j Elect Director John P. Surma For For Management 1k Elect Director Richard J. Swift For For Management 1l Elect Director Tony L. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Issue of Equity For For Management 5 Renew Directors' Authority to Issue For For Management Shares for Cash 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TRIMBLE INC. Ticker: TRMB Security ID: 896239100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven W. Berglund For For Management 1.2 Elect Director Borje Ekholm For For Management 1.3 Elect Director Kaigham (Ken) Gabriel For For Management 1.4 Elect Director Merit E. Janow For For Management 1.5 Elect Director Meaghan Lloyd For For Management 1.6 Elect Director Sandra MacQuillan For For Management 1.7 Elect Director Ronald S. Nersesian For For Management 1.8 Elect Director Robert G. Painter For For Management 1.9 Elect Director Mark S. Peek For For Management 1.10 Elect Director Johan Wibergh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRIPADVISOR, INC. Ticker: TRIP Security ID: 896945201 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory B. Maffei For Withhold Management 1.2 Elect Director Stephen Kaufer For Withhold Management 1.3 Elect Director Jay C. Hoag For For Management 1.4 Elect Director Betsy L. Morgan For For Management 1.5 Elect Director M. Greg O'Hara For Withhold Management 1.6 Elect Director Jeremy Philips For For Management 1.7 Elect Director Albert E. Rosenthaler For Withhold Management 1.8 Elect Director Trynka Shineman Blake For For Management 1.9 Elect Director Robert S. Wiesenthal For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TYLER TECHNOLOGIES, INC. Ticker: TYL Security ID: 902252105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Brattain For For Management 1b Elect Director Glenn A. Carter For For Management 1c Elect Director Brenda A. Cline For For Management 1d Elect Director J. Luther King, Jr. For For Management 1e Elect Director Mary L. Landrieu For For Management 1f Elect Director John S. Marr, Jr. For For Management 1g Elect Director H. Lynn Moore, Jr. For For Management 1h Elect Director Daniel M. Pope For For Management 1i Elect Director Dustin R. Womble For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For Against Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For Against Management 1e Elect Director Mikel A. Durham For Against Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For Against Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Human Rights Risk Assessment Against Against Shareholder Process 7 Adopt Share Retention Policy For Against Against Shareholder Senior Executives -------------------------------------------------------------------------------- UGI CORPORATION Ticker: UGI Security ID: 902681105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shawn Bort For For Management 1.2 Elect Director Theodore A. Dosch For For Management 1.3 Elect Director Alan N. Harris For For Management 1.4 Elect Director Frank S. Hermance For For Management 1.5 Elect Director William J. Marrazzo For For Management 1.6 Elect Director Kelly A. Romano For For Management 1.7 Elect Director Marvin O. Schlanger For For Management 1.8 Elect Director James B. Stallings, Jr. For For Management 1.9 Elect Director K. Richard Turner For For Management 1.10 Elect Director John L. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UMB FINANCIAL CORPORATION Ticker: UMBF Security ID: 902788108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robin C. Beery For For Management 1.2 Elect Director Janine A. Davidson For For Management 1.3 Elect Director Kevin C. Gallagher For For Management 1.4 Elect Director Greg M. Graves For For Management 1.5 Elect Director Alexander C. Kemper For For Management 1.6 Elect Director J. Mariner Kemper For For Management 1.7 Elect Director Gordon E. Landsford, III For For Management 1.8 Elect Director Timothy R. Murphy For For Management 1.9 Elect Director Tamara M. Peterman For For Management 1.10 Elect Director Kris A. Robbins For For Management 1.11 Elect Director L. Joshua Sosland For For Management 1.12 Elect Director Paul Uhlmann, III For For Management 1.13 Elect Director Leroy J. Williams, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond Dwek For For Management 1b Elect Director Christopher Patusky For For Management 1c Elect Director Tommy Thompson For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION Ticker: OLED Security ID: 91347P105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Steven V. Abramson For For Management 1B Elect Director Cynthia J. Comparin For For Management 1C Elect Director Richard C. Elias For For Management 1D Elect Director Elizabeth H. Gemmill For For Management 1E Elect Director C. Keith Hartley For For Management 1F Elect Director Celia M. Joseph For For Management 1G Elect Director Lawrence Lacerte For For Management 1H Elect Director Sidney D. Rosenblatt For For Management 1I Elect Director Sherwin I. Seligsohn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNUM GROUP Ticker: UNM Security ID: 91529Y106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Theodore H. Bunting, Jr. For For Management 1b Elect Director Susan L. Cross For For Management 1c Elect Director Susan D. DeVore For For Management 1d Elect Director Joseph J. Echevarria For For Management 1e Elect Director Cynthia L. Egan For For Management 1f Elect Director Kevin T. Kabat For For Management 1g Elect Director Timothy F. Keaney For For Management 1h Elect Director Gloria C. Larson For For Management 1i Elect Director Richard P. McKenney For For Management 1j Elect Director Ronald P. O'Hanley For For Management 1k Elect Director Francis J. Shammo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- VEEVA SYSTEMS INC. Ticker: VEEV Security ID: 922475108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Carges For For Management 1.2 Elect Director Paul E. Chamberlain For For Management 1.3 Elect Director Paul Sekhri For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VERISIGN, INC. Ticker: VRSN Security ID: 92343E102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. James Bidzos For For Management 1.2 Elect Director Yehuda Ari Buchalter For For Management 1.3 Elect Director Kathleen A. Cote For For Management 1.4 Elect Director Thomas F. Frist, III For For Management 1.5 Elect Director Jamie S. Gorelick For For Management 1.6 Elect Director Roger H. Moore For For Management 1.7 Elect Director Louis A. Simpson For For Management 1.8 Elect Director Timothy Tomlinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Ticker: WBS Security ID: 947890109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William L. Atwell For For Management 1b Elect Director John R. Ciulla For For Management 1c Elect Director Elizabeth E. Flynn For For Management 1d Elect Director E. Carol Hayles For For Management 1e Elect Director Linda H. Ianieri For For Management 1f Elect Director Laurence C. Morse For For Management 1g Elect Director Karen R. Osar For For Management 1h Elect Director Mark Pettie For For Management 1i Elect Director Lauren C. States For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Ticker: WERN Security ID: 950755108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald H. Timmerman For For Management 1.2 Elect Director Diane K. Duren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. Ticker: WST Security ID: 955306105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Buthman For For Management 1b Elect Director William F. Feehery For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Eric M. Green For For Management 1e Elect Director Thomas W. Hofmann For For Management 1f Elect Director Paula A. Johnson For For Management 1g Elect Director Deborah L. V. Keller For For Management 1h Elect Director Myla P. Lai-Goldman For For Management 1i Elect Director Douglas A. Michels For For Management 1j Elect Director Paolo Pucci For For Management 1k Elect Director Patrick J. Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WEX INC. Ticker: WEX Security ID: 96208T104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan Sobbott For For Management 1.2 Elect Director Stephen Smith For For Management 1.3 Elect Director James Groch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Alber For For Management 1.2 Elect Director Scott Dahnke For For Management 1.3 Elect Director Anne Mulcahy For For Management 1.4 Elect Director William Ready For For Management 1.5 Elect Director Sabrina Simmons For For Management 1.6 Elect Director Frits van Paasschen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 1.10 Elect Director Gary D. Sweeney For For Management 1.11 Elect Director Karin Gustafson Teglia For For Management 1.12 Elect Director Alex E. Washington, III For For Management 1.13 Elect Director Edward J. Wehmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WOODWARD, INC. Ticker: WWD Security ID: 980745103 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Donovan For For Management 1.2 Elect Director Mary L. Petrovich For For Management 1.3 Elect Director James R. Rulseh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken (Kanwaljit) Bakshi For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For For Management 1.6 Elect Director John L. Manley For For Management 1.7 Elect Director Stephen K. Roddenberry For For Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WORTHINGTON INDUSTRIES, INC. Ticker: WOR Security ID: 981811102 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerrii B. Anderson For For Management 1.2 Elect Director David P. Blom For For Management 1.3 Elect Director John P. McConnell For Withhold Management 1.4 Elect Director Mary Schiavo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WPX ENERGY, INC. Ticker: WPX Security ID: 98212B103 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WPX ENERGY, INC. Ticker: WPX Security ID: 98212B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Carrig For For Management 1.2 Elect Director Clay M. Gaspar For For Management 1.3 Elect Director Robert K. Herdman For For Management 1.4 Elect Director Kelt Kindick For For Management 1.5 Elect Director Karl F. Kurz For For Management 1.6 Elect Director Kimberly S. Lubel For For Management 1.7 Elect Director Richard E. Muncrief For For Management 1.8 Elect Director Martin Phillips For For Management 1.9 Elect Director Douglas E. Swanson, Jr. For For Management 1.10 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley S. Jacobs For For Management 1.2 Elect Director Gena L. Ashe For For Management 1.3 Elect Director Marlene M. Colucci For For Management 1.4 Elect Director AnnaMaria DeSalva For For Management 1.5 Elect Director Michael G. Jesselson For For Management 1.6 Elect Director Adrian P. Kingshott For For Management 1.7 Elect Director Jason D. Papastavrou For For Management 1.8 Elect Director Oren G. Shaffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Integrating ESG Metrics Into Against For Shareholder Executive Compensation Program 6 Require Independent Board Chair Against For Shareholder 7 Report on Sexual Harassment Against For Shareholder 8 Limit Accelerated Vesting of Equity Against Against Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anders Gustafsson For For Management 1.2 Elect Director Janice M. Roberts For For Management 1.3 Elect Director Linda M. Connly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ZIONS BANCORPORATION, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry C. Atkin For For Management 1b Elect Director Gary L. Crittenden For For Management 1c Elect Director Suren K. Gupta For For Management 1d Elect Director J. David Heaney For For Management 1e Elect Director Vivian S. Lee For For Management 1f Elect Director Scott J. McLean For For Management 1g Elect Director Edward F. Murphy For For Management 1h Elect Director Stephen D. Quinn For For Management 1i Elect Director Harris H. Simmons For For Management 1j Elect Director Aaron B. Skonnard For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ====================== Voya Index Plus SmallCap Portfolio ====================== SCHOLASTIC CORPORATION Ticker: SCHL Security ID: 807066105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Barge For Withhold Management 1.2 Elect Director John L. Davies For For Management -------------------------------------------------------------------------------- 1-800-FLOWERS.COM, INC. Ticker: FLWS Security ID: 68243Q106 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geralyn R. Breig For For Management 1.2 Elect Director Celia R. Brown For Withhold Management 1.3 Elect Director James A. Cannavino For For Management 1.4 Elect Director Eugene F. DeMark For For Management 1.5 Elect Director Leonard J. Elmore For Withhold Management 1.6 Elect Director Adam Hanft For For Management 1.7 Elect Director Sean Hegarty For For Management 1.8 Elect Director Christopher G. McCann For Withhold Management 1.9 Elect Director James F. McCann For Withhold Management 1.10 Elect Director Katherine Oliver For Withhold Management 1.11 Elect Director Larry Zarin For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- AAR CORP. Ticker: AIR Security ID: 000361105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James E. Goodwin For For Management 1B Elect Director John M. Holmes For For Management 1C Elect Director Marc J. Walfish For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. Ticker: ANF Security ID: 002896207 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Terry L. Burman For For Management 1c Elect Director Felix Carbullido For For Management 1d Elect Director Susie Coulter For For Management 1e Elect Director Sarah M. Gallagher For For Management 1f Elect Director James A. Goldman For For Management 1g Elect Director Michael E. Greenlees For For Management 1h Elect Director Archie M. Griffin For For Management 1i Elect Director Fran Horowitz For For Management 1j Elect Director Helen E. McCluskey For For Management 1k Elect Director Charles R. Perrin For For Management 1l Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Associate Director Omnibus For For Management Stock Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ABM INDUSTRIES INCORPORATED Ticker: ABM Security ID: 000957100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: JAN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald F. Colleran For For Management 1b Elect Director Thomas M. Gartland For For Management 1c Elect Director Winifred (Wendy) M. Webb For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ACADIA PHARMACEUTICALS INC. Ticker: ACAD Security ID: 004225108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Daly For For Management 1.2 Elect Director Edmund P. Harrigan For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Approve Non-Employee Director For For Management Compensation Policy 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ADAMAS PHARMACEUTICALS, INC. Ticker: ADMS Security ID: 00548A106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Bigham For For Management 1.2 Elect Director John MacPhee For For Management 1.3 Elect Director David L. Mahoney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ADVANCED DRAINAGE SYSTEMS, INC. Ticker: WMS Security ID: 00790R104 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ross M. Jones For For Management 1b Elect Director C. Robert Kidder For Against Management 1c Elect Director Manuel J. Perez de la For For Management Mesa 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANCED EMISSIONS SOLUTIONS, INC. Ticker: ADES Security ID: 00770C101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Eicher For For Management 1.2 Elect Director Brian Leen For For Management 1.3 Elect Director Gilbert Li For For Management 1.4 Elect Director R. Carter Pate For For Management 1.5 Elect Director J. Taylor Simonton For For Management 1.6 Elect Director L. Spencer Wells For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management 4 Approve Tax Asset Protection Plan For For Management -------------------------------------------------------------------------------- ADVANCED ENERGY INDUSTRIES, INC. Ticker: AEIS Security ID: 007973100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Grant H. Beard For For Management 1.2 Elect Director Frederick A. Ball For For Management 1.3 Elect Director Tina M. Donikowski For For Management 1.4 Elect Director Ronald C. Foster For For Management 1.5 Elect Director Edward C. Grady For For Management 1.6 Elect Director Thomas M. Rohrs For For Management 1.7 Elect Director John A. Roush For For Management 1.8 Elect Director Yuval Wasserman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANSIX INC. Ticker: ASIX Security ID: 00773T101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erin N. Kane For For Management 1b Elect Director Michael L. Marberry For For Management 1c Elect Director Darrell K. Hughes For For Management 1d Elect Director Todd D. Karran For For Management 1e Elect Director Paul E. Huck For For Management 1f Elect Director Daniel F. Sansone For For Management 1g Elect Director Sharon S. Spurlin For For Management 1h Elect Director Patrick S. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AEROJET ROCKETDYNE HOLDINGS, INC. Ticker: AJRD Security ID: 007800105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin P. Chilton For For Management 1.2 Elect Director Thomas A. Corcoran For For Management 1.3 Elect Director Eileen P. Drake For For Management 1.4 Elect Director James R. Henderson For For Management 1.5 Elect Director Warren G. Lichtenstein For For Management 1.6 Elect Director Lance W. Lord For For Management 1.7 Elect Director Martin Turchin For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AG MORTGAGE INVESTMENT TRUST, INC. Ticker: MITT Security ID: 001228105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T.J. Durkin For For Management 1.2 Elect Director Debra Hess For For Management 1.3 Elect Director Joseph LaManna For For Management 1.4 Elect Director Peter Linneman For For Management 1.5 Elect Director David N. Roberts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AGREE REALTY CORPORATION Ticker: ADC Security ID: 008492100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Merrie S. Frankel For For Management 1.2 Elect Director Farris G. Kalil For For Management 1.3 Elect Director Simon Leopold For For Management 1.4 Elect Director William S. Rubenfaer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALARM.COM HOLDINGS, INC. Ticker: ALRM Security ID: 011642105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy McAdam For Against Management 1.2 Elect Director Simone Wu For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors Against For Shareholder 5 Eliminate Supermajority Vote For For Management Requirements -------------------------------------------------------------------------------- ALBANY INTERNATIONAL CORP. Ticker: AIN Security ID: 012348108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine L. Standish For For Management 1.2 Elect Director Erland E. Kailbourne For For Management 1.3 Elect Director John F. Cassidy, Jr. For For Management 1.4 Elect Director John B. Scannell For For Management 1.5 Elect Director Katharine L. Plourde For For Management 1.6 Elect Director A. William Higgins For For Management 1.7 Elect Director Kenneth W. Krueger For For Management 1.8 Elect Director Lee C. Wortham For For Management 1.9 Elect Director Mark J. Murphy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Outside Director Stock For For Management Awards/Options in Lieu of Cash -------------------------------------------------------------------------------- ALEXANDER'S, INC. Ticker: ALX Security ID: 014752109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas R. DiBenedetto For For Management 1.2 Elect Director Mandakini Puri For For Management 1.3 Elect Director Russell B. Wight, Jr. For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMAG PHARMACEUTICALS, INC. Ticker: AMAG Security ID: 00163U106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Myers For For Management 1b Elect Director John A. Fallon For For Management 1c Elect Director Paul Fonteyne For For Management 1d Elect Director David Johnson For For Management 1e Elect Director Kathrine O'Brien For For Management 1f Elect Director Anne M. Phillips For For Management 1g Elect Director Gino Santini For For Management 1h Elect Director Davey S. Scoon For For Management 1i Elect Director James R. Sulat For For Management 2 Approve Stock Option Exchange Program For For Management 3 Approve Certain Executive Employees For Against Management Stock Option Exchange Program 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMALGAMATED BANK Ticker: AMAL Security ID: 022663108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynne P. Fox For For Management 1b Elect Director Donald E. Bouffard, Jr. For For Management 1c Elect Director Maryann Bruce For For Management 1d Elect Director Patricia Diaz Dennis For For Management 1e Elect Director Robert C. Dinerstein For For Management 1f Elect Director Mark A. Finser For For Management 1g Elect Director Julie Kelly For For Management 1h Elect Director John McDonagh For For Management 1i Elect Director Keith Mestrich For For Management 1j Elect Director Robert G. Romasco For For Management 1k Elect Director Edgar Romney, Sr. For For Management 1l Elect Director Stephen R. Sleigh For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMEDISYS, INC. Ticker: AMED Security ID: 023436108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Vickie L. Capps For For Management 1B Elect Director Molly J. Coye For For Management 1C Elect Director Julie D. Klapstein For For Management 1D Elect Director Teresa L. Kline For For Management 1E Elect Director Paul B. Kusserow For For Management 1F Elect Director Richard A. Lechleiter For For Management 1G Elect Director Bruce D. Perkins For For Management 1H Elect Director Jeffrey A. Rideout For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN ASSETS TRUST, INC. Ticker: AAT Security ID: 024013104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest S. Rady For For Management 1.2 Elect Director Duane A. Nelles For Withhold Management 1.3 Elect Director Thomas S. Olinger For For Management 1.4 Elect Director Joy L. Schaefer For For Management 1.5 Elect Director Robert S. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Ticker: AXL Security ID: 024061103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. McCaslin For For Management 1.2 Elect Director William P. Miller, II For For Management 1.3 Elect Director Sandra E. Pierce For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Ticker: AEL Security ID: 025676206 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anant Bhalla For For Management 1.2 Elect Director Joyce A. Chapman For For Management 1.3 Elect Director James M. Gerlach For For Management 1.4 Elect Director Robert L. Howe For For Management 1.5 Elect Director Michelle M. Keeley For For Management 1.6 Elect Director William R. Kunkel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY Ticker: AWR Security ID: 029899101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Fielder For For Management 1.2 Elect Director C. James Levin For For Management 1.3 Elect Director Janice F. Wilkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney D. Bullard For For Management 1.2 Elect Director James B. Miller, Jr. For For Management 1.3 Elect Director William I. Bowen, Jr. For For Management 1.4 Elect Director Wm. Millard Choate For For Management 1.5 Elect Director Robert P. Lynch For For Management 1.6 Elect Director Elizabeth A. McCague For For Management 1.7 Elect Director Gloria A. O'Neal For For Management 1.8 Elect Director H. Palmer Proctor, Jr. For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Brown For For Management 1.2 Elect Director G. Janelle Frost For For Management 1.3 Elect Director Sean M. Traynor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMICUS THERAPEUTICS, INC. Ticker: FOLD Security ID: 03152W109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn D. Bleil For For Management 1.2 Elect Director Bradley L. Campbell For For Management 1.3 Elect Director Robert Essner For For Management 1.4 Elect Director Ted W. Love For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMN HEALTHCARE SERVICES, INC. Ticker: AMN Security ID: 001744101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Foletta For For Management 1b Elect Director Teri G. Fontenot For For Management 1c Elect Director R. Jeffrey Harris For For Management 1d Elect Director Michael M.E. Johns For For Management 1e Elect Director Daphne E. Jones For For Management 1f Elect Director Martha H. Marsh For For Management 1g Elect Director Susan R. Salka For For Management 1h Elect Director Douglas D. Wheat For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Approve Reduction of Threshold to Call Against Against Shareholder Special Meetings to 10% of Outstanding Shares -------------------------------------------------------------------------------- ANIKA THERAPEUTICS, INC. Ticker: ANIK Security ID: 035255108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Susan N. Vogt For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. Ticker: AIT Security ID: 03820C105 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Dean Hall For For Management 1.2 Elect Director Dan P. Komnenovich For For Management 1.3 Elect Director Joe A. Raver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ARCBEST CORPORATION Ticker: ARCB Security ID: 03937C105 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eduardo F. Conrado For For Management 1.2 Elect Director Fredrik J. Eliasson For For Management 1.3 Elect Director Stephen E. Gorman For For Management 1.4 Elect Director Michael P. Hogan For For Management 1.5 Elect Director Kathleen D. McElligott For For Management 1.6 Elect Director Judy R. McReynolds For For Management 1.7 Elect Director Craig E. Philip For For Management 1.8 Elect Director Steven L. Spinner For For Management 1.9 Elect Director Janice E. Stipp For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ARCH COAL INC. Ticker: ARCH Security ID: 039380407 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Bartels, Jr. For For Management 1.2 Elect Director James N. Chapman For For Management 1.3 Elect Director John W. Eaves For For Management 1.4 Elect Director Sherman K. Edmiston, III For For Management 1.5 Elect Director Robert B. Hamill For For Management 1.6 Elect Director Holly Keller Koeppel For For Management 1.7 Elect Director Patrick A. Kriegshauser For For Management 1.8 Elect Director Paul A. Lang For For Management 1.9 Elect Director Richard A. Navarre For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ARMADA HOFFLER PROPERTIES, INC. Ticker: AHH Security ID: 04208T108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George F. Allen For Withhold Management 1.2 Elect Director James A. Carroll For For Management 1.3 Elect Director James C. Cherry For For Management 1.4 Elect Director Louis S. Haddad For For Management 1.5 Elect Director Eva S. Hardy For For Management 1.6 Elect Director Daniel A. Hoffler For For Management 1.7 Elect Director A. Russell Kirk For For Management 1.8 Elect Director Dorothy S. McAuliffe For For Management 1.9 Elect Director John W. Snow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARROWHEAD PHARMACEUTICALS, INC. Ticker: ARWR Security ID: 04280A100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Anzalone For For Management 1.2 Elect Director Marianne De Backer For For Management 1.3 Elect Director Mauro Ferrari For For Management 1.4 Elect Director Douglass Given For For Management 1.5 Elect Director Michael S. Perry For For Management 1.6 Elect Director William Waddill For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Ratify Rose, Snyder & Jacobs LLP as For For Management Auditors -------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT INC. Ticker: APAM Security ID: 04316A108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Barger For For Management 1.2 Elect Director Eric R. Colson For For Management 1.3 Elect Director Tench Coxe For For Management 1.4 Elect Director Stephanie G. DiMarco For For Management 1.5 Elect Director Jeffrey A. Joerres For Withhold Management 1.6 Elect Director Andrew A. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ASBURY AUTOMOTIVE GROUP, INC. Ticker: ABG Security ID: 043436104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Reddin For For Management 1.2 Elect Director Joel Alsfine For For Management 1.3 Elect Director Thomas C. DeLoach, Jr. For For Management 1.4 Elect Director David W. Hult For For Management 1.5 Elect Director Juanita T. James For For Management 1.6 Elect Director Philip F. Maritz For For Management 1.7 Elect Director Maureen F. Morrison For For Management 1.8 Elect Director Bridget Ryan-Berman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Frantz For For Management 1.2 Elect Director Jonathan S. Holman For For Management 1.3 Elect Director Arshad Matin For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. Ticker: AHT Security ID: 044103109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty J. Bennett For For Management 1.2 Elect Director Benjamin J. Ansell For For Management 1.3 Elect Director Amish Gupta For For Management 1.4 Elect Director Kamal Jafarnia For For Management 1.5 Elect Director Frederick J. Kleisner For For Management 1.6 Elect Director Sheri L. Pantermuehl For For Management 1.7 Elect Director Alan L. Tallis For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ATKORE INTERNATIONAL GROUP INC. Ticker: ATKR Security ID: 047649108 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Betty R. Johnson For For Management 1B Elect Director William E. Waltz, Jr. For For Management 1C Elect Director A. Mark Zeffiro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ATLAS AIR WORLDWIDE HOLDINGS, INC. Ticker: AAWW Security ID: 049164205 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J. Bernlohr For For Management 1.2 Elect Director Charles F. Bolden, Jr. For For Management 1.3 Elect Director John W. Dietrich For For Management 1.4 Elect Director William J. Flynn For For Management 1.5 Elect Director Bobby J. Griffin For For Management 1.6 Elect Director Carol B. Hallett For For Management 1.7 Elect Director Jane H. Lute For For Management 1.8 Elect Director Duncan J. McNabb For For Management 1.9 Elect Director Sheila A. Stamps For For Management 1.10 Elect Director John K. Wulff For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker: AVA Security ID: 05379B107 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristianne Blake For For Management 1b Elect Director Donald C. Burke For For Management 1c Elect Director Rebecca A. Klein For For Management 1d Elect Director Scott H. Maw For For Management 1e Elect Director Scott L. Morris For For Management 1f Elect Director Jeffry L. Philipps For For Management 1g Elect Director Marc F. Racicot For For Management 1h Elect Director Heidi B. Stanley For For Management 1i Elect Director R. John Taylor For For Management 1j Elect Director Dennis P. Vermillion For For Management 1k Elect Director Janet D. Widmann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVON PRODUCTS, INC. Ticker: AVP Security ID: 054303102 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: OCT 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AXCELIS TECHNOLOGIES, INC. Ticker: ACLS Security ID: 054540208 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tzu-Yin "TY" Chiu For For Management 1.2 Elect Director Richard J. Faubert For For Management 1.3 Elect Director R. John Fletcher For For Management 1.4 Elect Director Arthur L. George, Jr. For For Management 1.5 Elect Director Joseph P. Keithley For For Management 1.6 Elect Director John T. Kurtzweil For For Management 1.7 Elect Director Mary G. Puma For For Management 1.8 Elect Director Thomas St. Dennis For For Management 1.9 Elect Director Jorge Titinger For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXOS FINANCIAL, INC. Ticker: AX Security ID: 05465C100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Argalas For For Management 1.2 Elect Director James J. Court For For Management 1.3 Elect Director Edward J. Ratinoff For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- AZZ INC. Ticker: AZZ Security ID: 002474104 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: MAY 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel E. Berce For For Management 1.2 Elect Director Paul Eisman For For Management 1.3 Elect Director Daniel R. Feehan For For Management 1.4 Elect Director Thomas E. Ferguson For For Management 1.5 Elect Director Kevern R. Joyce For For Management 1.6 Elect Director Venita McCellon-Allen For For Management 1.7 Elect Director Ed McGough For For Management 1.8 Elect Director Stephen E. Pirnat For For Management 1.9 Elect Director Steven R. Purvis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- BALCHEM CORPORATION Ticker: BCPC Security ID: 057665200 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Fischer For For Management 1.2 Elect Director Perry W. Premdas For For Management 1.3 Elect Director John Y. Televantos For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- BARNES & NOBLE EDUCATION, INC. Ticker: BNED Security ID: 06777U101 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emily C. Chiu For For Management 1.2 Elect Director Daniel A. DeMatteo For For Management 1.3 Elect Director David G. Golden For For Management 1.4 Elect Director Michael P. Huseby For For Management 1.5 Elect Director John R. Ryan For For Management 1.6 Elect Director Jerry Sue Thornton For For Management 1.7 Elect Director David A. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BARNES GROUP INC. Ticker: B Security ID: 067806109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas O. Barnes For For Management 1b Elect Director Elijah K. Barnes For For Management 1c Elect Director Patrick J. Dempsey For For Management 1d Elect Director Richard J. Hipple For For Management 1e Elect Director Thomas J. Hook For For Management 1f Elect Director Daphne E. Jones For For Management 1g Elect Director Mylle H. Mangum For For Management 1h Elect Director Hans-Peter Manner For For Management 1i Elect Director Hassell H. McClellan For For Management 1j Elect Director William J. Morgan For For Management 1k Elect Director Anthony V. Nicolosi For For Management 1l Elect Director JoAnna L. Sohovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- BEL FUSE INC. Ticker: BELFB Security ID: 077347300 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. Dooley For For Management 1.2 Elect Director Rita V. Smith For For Management 2 Ratify Deloitte and Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Conversion of Class A Common Against For Shareholder Stock -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Lance C. Balk For For Management 1c Elect Director Steven W. Berglund For For Management 1d Elect Director Diane D. Brink For For Management 1e Elect Director Judy L. Brown For For Management 1f Elect Director Bryan C. Cressey For For Management 1g Elect Director Jonathan C. Klein For For Management 1h Elect Director George E. Minnich For For Management 1i Elect Director John S. Stroup For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BENCHMARK ELECTRONICS, INC. Ticker: BHE Security ID: 08160H101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce A. Carlson For For Management 1.2 Elect Director Douglas G. Duncan For For Management 1.3 Elect Director Robert K. Gifford For For Management 1.4 Elect Director Kenneth T. Lamneck For For Management 1.5 Elect Director Jeffrey S. McCreary For For Management 1.6 Elect Director Merilee Raines For For Management 1.7 Elect Director David W. Scheible For For Management 1.8 Elect Director Jeffrey W. Benck For For Management 1.9 Elect Director Anne De Greef-Safft For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BIOTELEMETRY, INC. Ticker: BEAT Security ID: 090672106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph H. Capper For For Management 1.2 Elect Director Joseph A. Frick For For Management 1.3 Elect Director Colin Hill For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker: BKH Security ID: 092113109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tony A. Jensen For For Management 1.2 Elect Director Kathleen S. McAllister For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Teresa A. Taylor For For Management 1.5 Elect Director John B. Vering For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLOOMIN' BRANDS, INC. Ticker: BLMN Security ID: 094235108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Craigie For For Management 1.2 Elect Director David J. Deno For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Declassify the Board of Directors Against For Shareholder 6 Report on Greenhouse Gas Emissions Against Abstain Shareholder Disclosure -------------------------------------------------------------------------------- BOISE CASCADE COMPANY Ticker: BCC Security ID: 09739D100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas Carlile For For Management 1B Elect Director Kristopher J. Matula For For Management 1C Elect Director Duane C. McDougall For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Amend Certificate of Incorporation to For For Management Remove Inapplicable Governance Provisions 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BOOT BARN HOLDINGS, INC. Ticker: BOOT Security ID: 099406100 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg Bettinelli For For Management 1.2 Elect Director James G. Conroy For For Management 1.3 Elect Director Lisa G. Laube For For Management 1.4 Elect Director Anne MacDonald For For Management 1.5 Elect Director Brenda I. Morris For For Management 1.6 Elect Director Peter Starrett For For Management 1.7 Elect Director Brad Weston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BOTTOMLINE TECHNOLOGIES (DE), INC. Ticker: EPAY Security ID: 101388106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer M. Gray For For Management 1.2 Elect Director Paul H. Hough For For Management 1.3 Elect Director Benjamin E. Robinson, For For Management III 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC. Ticker: BSIG Security ID: 10948W103 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Elizabeth Beams For For Management 1.2 Elect Director Robert J. Chersi For For Management 1.3 Elect Director Andrew Kim For For Management 1.4 Elect Director Reginald L. Love For For Management 1.5 Elect Director John A. Paulson For For Management 1.6 Elect Director Barbara Trebbi For For Management 1.7 Elect Director Guang Yang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC. Ticker: BSIG Security ID: 10948W103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Chersi For For Management 1.2 Elect Director Andrew Kim For For Management 1.3 Elect Director John A. Paulson For For Management 1.4 Elect Director Suren Rana For For Management 1.5 Elect Director Barbara Trebbi For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. Ticker: EAT Security ID: 109641100 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Chidsey None None Management *Withdrawn Resolution* 1.2 Elect Director Cynthia (Cindy) L. Davis For For Management 1.3 Elect Director Joseph M. DePinto For For Management 1.4 Elect Director Harriet Edelman For For Management 1.5 Elect Director William T. Giles For For Management 1.6 Elect Director James C. Katzman For For Management 1.7 Elect Director George R. Mrkonic For For Management 1.8 Elect Director Prashant N. Ranade For For Management 1.9 Elect Director Wyman T. Roberts For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. Ticker: BRKS Security ID: 114340102 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Clinton Allen For For Management 1.2 Elect Director Robyn C. Davis For For Management 1.3 Elect Director Joseph R. Martin For For Management 1.4 Elect Director Krishna G. Palepu For For Management 1.5 Elect Director Michael Rosenblatt For For Management 1.6 Elect Director Stephen S. Schwartz For For Management 1.7 Elect Director Alfred Woollacott, III For For Management 1.8 Elect Director Mark S. Wrighton For For Management 1.9 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- C&J ENERGY SERVICES, INC. Ticker: CJ Security ID: 12674R100 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Daniels For For Management 1B Elect Director William L. Jews For For Management 1C Elect Director Gregory G. Johnson For For Management 1D Elect Director J. Phillip London For For Management 1E Elect Director John S. Mengucci For For Management 1F Elect Director James L. Pavitt For For Management 1G Elect Director Warren R. Phillips For For Management 1H Elect Director Debora A. Plunkett For For Management 1I Elect Director Charles P. Revoile For For Management 1J Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CADENCE BANCORPORATION Ticker: CADE Security ID: 12739A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William B. Harrison, Jr. For For Management 1.2 Elect Director Joseph W. Evans For For Management 2 Declassify the Board of Directors For For Management 3 Eliminate Supermajority Vote For For Management Requirement 4 Amend Certificate of Incorporation Re: For For Management Obsolete Provisions 5 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CALAMP CORP. Ticker: CAMP Security ID: 128126109 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.J. "Bert" Moyer For For Management 1b Elect Director Scott Arnold For For Management 1c Elect Director Michael Burdiek For For Management 1d Elect Director Jason Cohenour For For Management 1e Elect Director Jeffery Gardner For For Management 1f Elect Director Amal Johnson For For Management 1g Elect Director Roxanne Oulman For For Management 1h Elect Director Jorge Titinger For For Management 1i Elect Director Larry Wolfe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CALERES, INC. Ticker: CAL Security ID: 129500104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mahendra R. Gupta For For Management 1.2 Elect Director Carla C. Hendra For For Management 1.3 Elect Director Wenda Harris Millard For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Ticker: CWT Security ID: 130788102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Aliff For For Management 1b Elect Director Terry P. Bayer For For Management 1c Elect Director Shelly M. Esque For For Management 1d Elect Director Martin A. Kropelnicki For For Management 1e Elect Director Thomas M. Krummel For For Management 1f Elect Director Richard P. Magnuson For For Management 1g Elect Director Scott L. Morris For For Management 1h Elect Director Peter C. Nelson For For Management 1i Elect Director Carol M. Pottenger For For Management 1j Elect Director Lester A. Snow For For Management 1k Elect Director Patricia K. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver G. (Chip) For For Management Brewer, III 1.2 Elect Director Samuel H. Armacost For For Management 1.3 Elect Director Scott H. Baxter For For Management 1.4 Elect Director John C. Cushman, III For For Management 1.5 Elect Director Laura J. Flanagan For For Management 1.6 Elect Director Russell L. Fleischer For For Management 1.7 Elect Director John F. Lundgren For For Management 1.8 Elect Director Adebayo O. Ogunlesi For For Management 1.9 Elect Director Linda B. Segre For For Management 1.10 Elect Director Anthony S. Thornley For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Cumulative Voting For For Management -------------------------------------------------------------------------------- CALLON PETROLEUM COMPANY Ticker: CPE Security ID: 13123X102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Bob For For Management 1.2 Elect Director Anthony J. Nocchiero For For Management 1.3 Elect Director James M. Trimble For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Approve Reverse Stock Split For For Management 6 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas L. Braunstein For For Management 1b Elect Director Michelle Moore For For Management 1c Elect Director G. Patrick Phillips For For Management 2 Elect Director Rahul Gupta For For Management 3 Ratify KPMG LLP (U.S.) as Auditors For For Management 4 Reappoint KPMG LLP (U.K.) as Statutory For For Management Auditors 5 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Authorize Share Repurchase Program For For Management 8 Approve Directors' Remuneration Policy For For Management 9 Advisory Vote to Ratify Directors' For For Management Compensation Report 10 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- CARETRUST REIT, INC. Ticker: CTRE Security ID: 14174T107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Allen C. Barbier For For Management 1b Elect Director Jon D. Kline For For Management 1c Elect Director Diana M. Laing For For Management 1d Elect Director Spencer G. Plumb For For Management 1e Elect Director Gregory K. Stapley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARRIZO OIL & GAS, INC. Ticker: CRZO Security ID: 144577103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CASTLIGHT HEALTH, INC. Ticker: CSLT Security ID: 14862Q100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Eberhard For For Management 1.2 Elect Director David Ebersman For For Management 1.3 Elect Director Maeve O'Meara For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- CAVCO INDUSTRIES, INC. Ticker: CVCO Security ID: 149568107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Greenblatt For For Management 1.2 Elect Director Richard A. Kerley For For Management 1.3 Elect Director Julia W. Sze For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. Ticker: CBL Security ID: 124830100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles B. Lebovitz For For Management 1.2 Elect Director Stephen D. Lebovitz For For Management 1.3 Elect Director Michael L. Ashner For For Management 1.4 Elect Director A. Larry Chapman For For Management 1.5 Elect Director Matthew S. Dominski For For Management 1.6 Elect Director John D. Griffith For For Management 1.7 Elect Director Richard J. Lieb For For Management 1.8 Elect Director Kathleen M. Nelson For For Management 1.9 Elect Director Carolyn B. Tiffany For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- CEDAR REALTY TRUST, INC. Ticker: CDR Security ID: 150602209 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abraham Eisenstat For For Management 1b Elect Director Gregg A. Gonsalves For For Management 1c Elect Director Pamela N. Hootkin For For Management 1d Elect Director Sabrina L. Kanner For For Management 1e Elect Director Steven G. Rogers For For Management 1f Elect Director Bruce J. Schanzer For For Management 1g Elect Director Roger M. Widmann For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTRAL GARDEN & PET COMPANY Ticker: CENT Security ID: 153527106 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John B. Balousek For For Management 1.2 Elect Director William E. Brown For Withhold Management 1.3 Elect Director Timothy P. Cofer For Withhold Management 1.4 Elect Director Thomas J. Colligan For For Management 1.5 Elect Director Michael J. Edwards For For Management 1.6 Elect Director Michael J. Griffith For For Management 1.7 Elect Director Christopher T. Metz For For Management 1.8 Elect Director Brooks M. Pennington, For Withhold Management III 1.9 Elect Director John R. Ranelli For Withhold Management 1.10 Elect Director Mary Beth Springer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CENTRAL PACIFIC FINANCIAL CORP. Ticker: CPF Security ID: 154760409 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine H. H. Camp For For Management 1.2 Elect Director Earl E. Fry For For Management 1.3 Elect Director Wayne K. Kamitaki For For Management 1.4 Elect Director Paul J. Kosasa For For Management 1.5 Elect Director Duane K. Kurisu For For Management 1.6 Elect Director Christopher T. Lutes For For Management 1.7 Elect Director Colbert M. Matsumoto For For Management 1.8 Elect Director A. Catherine Ngo For For Management 1.9 Elect Director Saedene K. Ota For For Management 1.10 Elect Director Crystal K. Rose For For Management 1.11 Elect Director Paul K. Yonamine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CHART INDUSTRIES, INC. Ticker: GTLS Security ID: 16115Q308 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carey Chen For For Management 1.2 Elect Director Jillian C. Evanko For For Management 1.3 Elect Director Steven W. Krablin For For Management 1.4 Elect Director Singleton B. McAllister For For Management 1.5 Elect Director Michael L. Molinini For For Management 1.6 Elect Director David M. Sagehorn For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHATHAM LODGING TRUST Ticker: CLDT Security ID: 16208T102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin B. Brewer, Jr. For For Management 1.2 Elect Director Thomas J. Crocker For Withhold Management 1.3 Elect Director Jack P. DeBoer For For Management 1.4 Elect Director Jeffrey H. Fisher For For Management 1.5 Elect Director Mary Beth Higgins For For Management 1.6 Elect Director Robert Perlmutter For For Management 1.7 Elect Director Rolf E. Ruhfus For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHEGG, INC. Ticker: CHGG Security ID: 163092109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Renee Budig For For Management 1.2 Elect Director Dan Rosensweig For For Management 1.3 Elect Director Ted Schlein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHESAPEAKE LODGING TRUST Ticker: CHSP Security ID: 165240102 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CLARUS CORPORATION Ticker: CLAR Security ID: 18270P109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren B. Kanders For Withhold Management 1.2 Elect Director Donald L. House For Withhold Management 1.3 Elect Director Nicholas Sokolow For Withhold Management 1.4 Elect Director Michael A. Henning For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COCA-COLA CONSOLIDATED, INC. Ticker: COKE Security ID: 191098102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Frank Harrison, III For Withhold Management 1.2 Elect Director Sharon A. Decker For For Management 1.3 Elect Director Morgan H. Everett For For Management 1.4 Elect Director James R. Helvey, III For For Management 1.5 Elect Director William H. Jones For For Management 1.6 Elect Director Umesh M. Kasbekar For For Management 1.7 Elect Director David M. Katz For Withhold Management 1.8 Elect Director Jennifer K. Mann For For Management 1.9 Elect Director James H. Morgan For Withhold Management 1.10 Elect Director John W. Murrey, III For For Management 1.11 Elect Director Sue Anne H. Wells For For Management 1.12 Elect Director Dennis A. Wicker For Withhold Management 1.13 Elect Director Richard T. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Recapitalization Plan for All Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- COGENT COMMUNICATIONS HOLDINGS, INC. Ticker: CCOI Security ID: 19239V302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dave Schaeffer For Withhold Management 1.2 Elect Director D. Blake Bath For For Management 1.3 Elect Director Steven D. Brooks For For Management 1.4 Elect Director Lewis H. Ferguson, III For For Management 1.5 Elect Director Carolyn Katz For For Management 1.6 Elect Director Sheryl Kennedy For For Management 1.7 Elect Director Marc Montagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHEN & STEERS, INC. Ticker: CNS Security ID: 19247A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin Cohen For For Management 1b Elect Director Robert H. Steers For For Management 1c Elect Director Joseph M. Harvey For For Management 1d Elect Director Reena Aggarwal For For Management 1e Elect Director Frank T. Connor For For Management 1f Elect Director Peter L. Rhein For For Management 1g Elect Director Richard P. Simon For For Management 1h Elect Director Dasha Smith For For Management 1i Elect Director Edmond D. Villani For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHERUS BIOSCIENCES, INC. Ticker: CHRS Security ID: 19249H103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis M. Lanfear For For Management 1.2 Elect Director Mats Wahlstrom For For Management 1.3 Elect Director James I. Healy For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHU, INC. Ticker: COHU Security ID: 192576106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William E. Bendush For For Management 1b Elect Director Nina L. Richardson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. Ticker: COLB Security ID: 197236102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig D. Eerkes For For Management 1b Elect Director Ford Elsaesser For For Management 1c Elect Director Mark A. Finkelstein For For Management 1d Elect Director Eric S. Forrest For For Management 1e Elect Director Thomas M. Hulbert For For Management 1f Elect Director Michelle M. Lantow For For Management 1g Elect Director Randal L. Lund For For Management 1h Elect Director S. Mae Fujita Numata For For Management 1i Elect Director Elizabeth W. Seaton For For Management 1j Elect Director Clint E. Stein For For Management 1k Elect Director Janine T. Terrano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COLUMBUS MCKINNON CORPORATION Ticker: CMCO Security ID: 199333105 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Fleming For For Management 1.2 Elect Director Ernest R. Verebelyi For For Management 1.3 Elect Director Mark D. Morelli For For Management 1.4 Elect Director Nicholas T. Pinchuk For For Management 1.5 Elect Director Liam G. McCarthy For For Management 1.6 Elect Director R. Scott Trumbull For For Management 1.7 Elect Director Heath A. Mitts For For Management 1.8 Elect Director Kathryn V. Roedel For For Management 1.9 Elect Director Aziz S. Aghili For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy G. Anderson For For Management 1.2 Elect Director Herman E. Bulls For For Management 1.3 Elect Director Alan P. Krusi For For Management 1.4 Elect Director Brian E. Lane For For Management 1.5 Elect Director Pablo G. Mercado For For Management 1.6 Elect Director Franklin Myers For For Management 1.7 Elect Director William J. Sandbrook For For Management 1.8 Elect Director James H. Schultz For For Management 1.9 Elect Director Constance E. Skidmore For For Management 1.10 Elect Director Vance W. Tang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMUNITY BANK SYSTEM, INC. Ticker: CBU Security ID: 203607106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian R. Ace For For Management 1b Elect Director Mark J. Bolus For For Management 1c Elect Director Jeffrey L. Davis For For Management 1d Elect Director Neil E. Fesette For For Management 1e Elect Director Michael R. Kallet For For Management 1f Elect Director Kerrie D. MacPherson For For Management 1g Elect Director John Parente For For Management 1h Elect Director Raymond C. Pecor, III For For Management 1i Elect Director Sally A. Steele For For Management 1j Elect Director Eric E. Stickels For For Management 1k Elect Director Mark E. Tryniski For For Management 1l Elect Director John F. Whipple, Jr. For For Management 1m Elect Director Brian R. Ace For For Management 1n Elect Director Michael R. Kallet For For Management 1o Elect Director John Parente For For Management 1p Elect Director John F. Whipple, Jr. For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CONMED CORPORATION Ticker: CNMD Security ID: 207410101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Bronson For For Management 1.2 Elect Director Brian P. Concannon For For Management 1.3 Elect Director LaVerne Council For For Management 1.4 Elect Director Charles M. Farkas For For Management 1.5 Elect Director Martha Goldberg Aronson For For Management 1.6 Elect Director Curt R. Hartman For For Management 1.7 Elect Director Jerome J. Lande For For Management 1.8 Elect Director Barbara J. For For Management Schwarzentraub 1.9 Elect Director Mark E. Tryniski For For Management 1.10 Elect Director John L. Workman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation from New For For Management York to Delaware 5 Provide Right to Act by Written Consent For For Management 6 Approve Exculpation Provision For For Management Regarding Limitations on Liability of Directors 7 Amend Non-Employee Director Omnibus For For Management Stock Plan 8 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CONN'S, INC. Ticker: CONN Security ID: 208242107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Haworth For For Management 1.2 Elect Director Sue E. Gove For For Management 1.3 Elect Director Bob L. Martin For For Management 1.4 Elect Director Douglas H. Martin For For Management 1.5 Elect Director Norman L. Miller For For Management 1.6 Elect Director William E. Saunders, Jr. For For Management 1.7 Elect Director William (David) Schofman For For Management 1.8 Elect Director Oded Shein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CONSOL ENERGY INC. Ticker: CEIX Security ID: 20854L108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Powell For For Management 1.2 Elect Director John T. Mills For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirements -------------------------------------------------------------------------------- CONTROL4 CORPORATION Ticker: CTRL Security ID: 21240D107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CORCEPT THERAPEUTICS INCORPORATED Ticker: CORT Security ID: 218352102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James N. Wilson For For Management 1.2 Elect Director Gregg Alton For For Management 1.3 Elect Director G. Leonard Baker, Jr. For For Management 1.4 Elect Director Joseph K. Belanoff For For Management 1.5 Elect Director David L. Mahoney For For Management 1.6 Elect Director Kimberly Park For For Management 1.7 Elect Director Daniel N. Swisher, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORE-MARK HOLDING COMPANY, INC. Ticker: CORE Security ID: 218681104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stuart W. Booth For For Management 1b Elect Director Gary F. Colter For For Management 1c Elect Director Rocky Dewbre For For Management 1d Elect Director Laura Flanagan For For Management 1e Elect Director Robert G. Gross For For Management 1f Elect Director Scott E. McPherson For For Management 1g Elect Director Diane Randolph For For Management 1h Elect Director Harvey L. Tepner For For Management 1i Elect Director Randolph I. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- CORECIVIC, INC. Ticker: CXW Security ID: 21871N101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Mark A. Emkes For For Management 1d Elect Director Damon T. Hininger For For Management 1e Elect Director Stacia A. Hylton For For Management 1f Elect Director Harley G. Lappin For For Management 1g Elect Director Anne L. Mariucci For For Management 1h Elect Director Thurgood Marshall, Jr. For For Management 1i Elect Director Devin I. Murphy For For Management 1j Elect Director Charles L. Overby For Against Management 1k Elect Director John R. Prann, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Ticker: OFC Security ID: 22002T108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Brady For For Management 1b Elect Director Stephen E. Budorick For For Management 1c Elect Director Robert L. Denton, Sr. For For Management 1d Elect Director Philip L. Hawkins For For Management 1e Elect Director David M. Jacobstein For For Management 1f Elect Director Steven D. Kesler For For Management 1g Elect Director C. Taylor Pickett For For Management 1h Elect Director Lisa G. Trimberger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORVEL CORPORATION Ticker: CRVL Security ID: 221006109 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director V. Gordon Clemons For Withhold Management 1.2 Elect Director Steven J. Hamerslag For For Management 1.3 Elect Director Alan R. Hoops For For Management 1.4 Elect Director R. Judd Jessup For For Management 1.5 Elect Director Jean H. Macino For For Management 1.6 Elect Director Jeffrey J. Michael For For Management 2 Ratify Haskell & White LLP as Auditors For For Management 3 Report on Equal Employment Opportunity Against Against Shareholder Policy -------------------------------------------------------------------------------- CROCS, INC. Ticker: CROX Security ID: 227046109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Smach For For Management 1.2 Elect Director Beth J. Kaplan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CROSS COUNTRY HEALTHCARE, INC. Ticker: CCRN Security ID: 227483104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin C. Clark For For Management 1b Elect Director W. Larry Cash For For Management 1c Elect Director Thomas C. Dircks For For Management 1d Elect Director Gale Fitzgerald For For Management 1e Elect Director Darrell S. Freeman, Sr. For For Management 1f Elect Director Janice E. Nevin For For Management 1g Elect Director Mark Perlberg For For Management 1h Elect Director Joseph A. Trunfio For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CSW INDUSTRIALS, INC. Ticker: CSWI Security ID: 126402106 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Armes For For Management 1.2 Elect Director Michael R. Gambrell For For Management 1.3 Elect Director Terry L. Johnston For For Management 1.4 Elect Director Robert M. Swartz For For Management 1.5 Elect Director J. Kent Sweezey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CUSHMAN & WAKEFIELD PLC Ticker: CWK Security ID: G2717B108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett White For For Management 1.2 Elect Director Richard McGinn For For Management 1.3 Elect Director Jodie McLean For For Management 1.4 Elect Director Billie Williamson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Ratify KPMG LLP as UK Statutory Auditor For For Management 4 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Director Compensation Report For For Management -------------------------------------------------------------------------------- CUSTOMERS BANCORP, INC. Ticker: CUBI Security ID: 23204G100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Lawrence Way For For Management 1.2 Elect Director Steven J. Zuckerman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUTERA, INC. Ticker: CUTR Security ID: 232109108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory A. Barrett For For Management 1.2 Elect Director David H. Mowry For For Management 1.3 Elect Director Timothy J. O'Shea For For Management 1.4 Elect Director J. Daniel Plants For For Management 1.5 Elect Director Joseph E. Whitters For For Management 1.6 Elect Director Katherine S. Zanotti For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CVB FINANCIAL CORP. Ticker: CVBF Security ID: 126600105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George A. Borba, Jr. For For Management 1.2 Elect Director David A. Brager For For Management 1.3 Elect Director Stephen A. Del Guercio For For Management 1.4 Elect Director Rodrigo Guerra, Jr. For For Management 1.5 Elect Director Anna Kan For For Management 1.6 Elect Director Marshall V. Laitsch For For Management 1.7 Elect Director Kristina M. Leslie For For Management 1.8 Elect Director Raymond V. O'Brien, III For For Management 1.9 Elect Director Hal W. Oswalt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DANA INCORPORATED Ticker: DAN Security ID: 235825205 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Bridget E. Karlin For For Management 1.5 Elect Director Raymond E. Mabus, Jr. For For Management 1.6 Elect Director Michael J. Mack, Jr. For For Management 1.7 Elect Director R. Bruce McDonald For For Management 1.8 Elect Director Diarmuid B. O'Connell For For Management 1.9 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- DARLING INGREDIENTS INC. Ticker: DAR Security ID: 237266101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randall C. Stuewe For For Management 1b Elect Director Charles Adair For For Management 1c Elect Director Beth Albright For For Management 1d Elect Director Linda Goodspeed For For Management 1e Elect Director Dirk Kloosterboer For For Management 1f Elect Director Mary R. Korby For For Management 1g Elect Director Charles Macaluso For For Management 1h Elect Director Gary W. Mize For For Management 1i Elect Director Michael E. Rescoe For For Management 1j Elect Director Nicole M. Ringenberg For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DAVE & BUSTER'S ENTERTAINMENT, INC. Ticker: PLAY Security ID: 238337109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamish A. Dodds For For Management 1.2 Elect Director Michael J. Griffith For For Management 1.3 Elect Director Jonathan S. Halkyard For For Management 1.4 Elect Director John C. Hockin For For Management 1.5 Elect Director Brian A. Jenkins For For Management 1.6 Elect Director Stephen M. King For For Management 1.7 Elect Director Patricia H. Mueller For For Management 1.8 Elect Director Kevin M. Sheehan For For Management 1.9 Elect Director Jennifer Storms For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION Ticker: DECK Security ID: 243537107 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Gibbons For For Management 1.2 Elect Director Nelson C. Chan For For Management 1.3 Elect Director Cynthia (Cindy) L. Davis For For Management 1.4 Elect Director Michael F. Devine, III For For Management 1.5 Elect Director Dave Powers For For Management 1.6 Elect Director James E. Quinn For For Management 1.7 Elect Director Lauri M. Shanahan For For Management 1.8 Elect Director Brian A. Spaly For For Management 1.9 Elect Director Bonita C. Stewart For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DENBURY RESOURCES INC. Ticker: DNR Security ID: 247916208 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Dielwart For For Management 1b Elect Director Michael B. Decker For For Management 1c Elect Director Christian S. Kendall For For Management 1d Elect Director Gregory L. McMichael For For Management 1e Elect Director Kevin O. Meyers For For Management 1f Elect Director Lynn A. Peterson For For Management 1g Elect Director Randy Stein For For Management 1h Elect Director Mary M. VanDeWeghe For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Reverse Stock Split For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY Ticker: DRH Security ID: 252784301 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William W. McCarten For For Management 1b Elect Director Mark W. Brugger For For Management 1c Elect Director Timothy R. Chi For For Management 1d Elect Director Maureen L. McAvey For For Management 1e Elect Director Gilbert T. Ray For For Management 1f Elect Director William J. Shaw For For Management 1g Elect Director Bruce D. Wardinski For For Management 1h Elect Director Kathleen A. Wayton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- DIEBOLD NIXDORF, INCORPORATED Ticker: DBD Security ID: 253651103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arthur F. Anton For For Management 1b Elect Director Bruce H. Besanko For For Management 1c Elect Director Reynolds C. Bish For For Management 1d Elect Director Ellen M. Costello For For Management 1e Elect Director Phillip R. Cox For For Management 1f Elect Director Alexander Dibelius For For Management 1g Elect Director Matthew Goldfarb For For Management 1h Elect Director Gary G. Greenfield For For Management 1i Elect Director Gerrard B. Schmid For For Management 1j Elect Director Kent M. Stahl For For Management 1k Elect Director Lauren C. States For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DIODES INCORPORATED Ticker: DIOD Security ID: 254543101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C.H. Chen For For Management 1.2 Elect Director Warren Chen For For Management 1.3 Elect Director Michael R. Giordano For For Management 1.4 Elect Director Keh-Shew Lu For For Management 1.5 Elect Director Peter M. Menard For For Management 1.6 Elect Director Christina Wen-Chi Sung For For Management 1.7 Elect Director Michael K.C. Tsai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditor For For Management -------------------------------------------------------------------------------- DMC GLOBAL, INC. Ticker: BOOM Security ID: 23291C103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Aldous For For Management 1.2 Elect Director Andrea E. Bertone For For Management 1.3 Elect Director Yvon Pierre Cariou For For Management 1.4 Elect Director Robert A. Cohen For For Management 1.5 Elect Director Richard P. Graff For For Management 1.6 Elect Director Kevin T. Longe For For Management 1.7 Elect Director Clifton Peter Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- DRIL-QUIP, INC. Ticker: DRQ Security ID: 262037104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Blake T. DeBerry For For Management 1.2 Elect Director John V. Lovoi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EAGLE BANCORP, INC. Ticker: EGBN Security ID: 268948106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew D. Brockwell For For Management 1.2 Elect Director Theresa G. LaPlaca For For Management 1.3 Elect Director A. Leslie Ludwig For For Management 1.4 Elect Director Norman R. Pozez For For Management 1.5 Elect Director Kathy A. Raffa For For Management 1.6 Elect Director Susan G. Riel For For Management 1.7 Elect Director James A. Soltesz For For Management 1.8 Elect Director Benjamin M. Soto For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EAGLE PHARMACEUTICALS, INC. Ticker: EGRX Security ID: 269796108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven B. Ratoff For For Management 1.2 Elect Director Robert Glenning For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Donald F. Colleran For For Management 1e Elect Director Hayden C. Eaves, III For For Management 1f Elect Director David H. Hoster, II For For Management 1g Elect Director Marshall A. Loeb For For Management 1h Elect Director Mary E. McCormick For For Management 1i Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EHEALTH, INC. Ticker: EHTH Security ID: 28238P109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea C. Brimmer For For Management 1.2 Elect Director Beth A. Brooke For For Management 1.3 Elect Director Randall S. Livingston For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Richard F. Hamm, Jr. For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Restricted Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EMERGENT BIOSOLUTIONS INC. Ticker: EBS Security ID: 29089Q105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zsolt Harsanyi For For Management 1b Elect Director George A. Joulwan For For Management 1c Elect Director Louis W. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. Ticker: EIG Security ID: 292218104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Blakey For For Management 1.2 Elect Director Joao (John) M. de For For Management Figueiredo 1.3 Elect Director Douglas D. Dirks For For Management 1.4 Elect Director James R. Kroner For For Management 1.5 Elect Director Michael J. McColgan For For Management 1.6 Elect Director Michael J. McSally For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENANTA PHARMACEUTICALS, INC. Ticker: ENTA Security ID: 29251M106 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce L.A. Carter For For Management 1.2 Elect Director Jay R. Luly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Angela A. Knight For For Management 1.6 Elect Director Laura Newman Olle For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Richard P. Stovsky For For Management 1.9 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ENCORE WIRE CORPORATION Ticker: WIRE Security ID: 292562105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory J. Fisher For For Management 1.2 Elect Director Daniel L. Jones For For Management 1.3 Elect Director Gina A. Norris For For Management 1.4 Elect Director William R. Thomas For For Management 1.5 Elect Director Scott D. Weaver For For Management 1.6 Elect Director John H. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENDO INTERNATIONAL PLC Ticker: ENDP Security ID: G30401106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul V. Campanelli For For Management 1b Elect Director Blaise Coleman For For Management 1c Elect Director Mark G. Barberio For For Management 1d Elect Director Shane M. Cooke For For Management 1e Elect Director Nancy J. Hutson For For Management 1f Elect Director Michael Hyatt For For Management 1g Elect Director Roger H. Kimmel For For Management 1h Elect Director William P. Montague For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ENOVA INTERNATIONAL, INC. Ticker: ENVA Security ID: 29357K103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen Carnahan For For Management 1b Elect Director Daniel R. Feehan For For Management 1c Elect Director David Fisher For For Management 1d Elect Director William M. Goodyear For For Management 1e Elect Director James A. Gray For For Management 1f Elect Director Gregg A. Kaplan For For Management 1g Elect Director Mark P. McGowan For For Management 1h Elect Director Mark A. Tebbe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Pricewaterhousecoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. Ticker: NPO Security ID: 29355X107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marvin A. Riley For For Management 1.2 Elect Director Thomas M. Botts For For Management 1.3 Elect Director Felix M. Brueck For For Management 1.4 Elect Director B. Bernard Burns, Jr. For For Management 1.5 Elect Director Diane C. Creel For For Management 1.6 Elect Director Adele M. Gulfo For For Management 1.7 Elect Director David L. Hauser For For Management 1.8 Elect Director John Humphrey For For Management 1.9 Elect Director Kees van der Graaf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EPLUS, INC. Ticker: PLUS Security ID: 294268107 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce M. Bowen For For Management 1.2 Elect Director John E. Callies For For Management 1.3 Elect Director C. Thomas Faulders, III For For Management 1.4 Elect Director Eric D. Hovde For For Management 1.5 Elect Director Ira A. Hunt, III For For Management 1.6 Elect Director Mark P. Marron For For Management 1.7 Elect Director Maureen F. Morrison For For Management 1.8 Elect Director Ben Xiang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For Withhold Management 1.4 Elect Director Neil T. Brown For Withhold Management 1.5 Elect Director Lisa Palmer For Withhold Management 1.6 Elect Director Steven E. Kent For For Management 1.7 Elect Director Simon M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Casale For For Management 1.2 Elect Director Douglas J. Pauls For For Management 1.3 Elect Director William Spiegel For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSENTIAL PROPERTIES REALTY TRUST, INC. Ticker: EPRT Security ID: 29670E107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Bossidy For For Management 1.2 Elect Director Joyce DeLucca For For Management 1.3 Elect Director Anthony K. Dobkin For For Management 1.4 Elect Director Scott A. Estes For For Management 1.5 Elect Director Peter M. Mavoides For For Management 1.6 Elect Director Lawrence J. Minich For For Management 1.7 Elect Director Heather L. Neary For For Management 1.8 Elect Director Stephen D. Sautel For Withhold Management 1.9 Elect Director Janaki Sivanesan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EVERI HOLDINGS INC. Ticker: EVRI Security ID: 30034T103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linster W. Fox For For Management 1.2 Elect Director Maureen T. Mullarkey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Olga Botero For For Management 1d Elect Director Jorge A. Junquera For For Management 1e Elect Director Ivan Pagan For For Management 1f Elect Director Aldo J. Polak For For Management 1g Elect Director Alan H. Schumacher For For Management 1h Elect Director Brian J. Smith For For Management 1i Elect Director Thomas W. Swidarski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rohit Kapoor For For Management 1b Elect Director David B. Kelso For For Management 1c Elect Director Anne Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde Ostler For For Management 1f Elect Director Jaynie Studenmund For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPONENT, INC. Ticker: EXPO Security ID: 30214U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine Ford Corrigan For For Management 1.2 Elect Director Paul R. Johnston For For Management 1.3 Elect Director Carol Lindstrom For For Management 1.4 Elect Director Karen A. Richardson For For Management 1.5 Elect Director John B. Shoven For For Management 1.6 Elect Director Debra L. Zumwalt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For For Management 1.4 Elect Director Ellen Keszler For For Management 1.5 Elect Director Jodie W. McLean For For Management 1.6 Elect Director Thomas F. O'Toole For For Management 1.7 Elect Director Richard F. Wallman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXTERRAN CORPORATION Ticker: EXTN Security ID: 30227H106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Goodyear For For Management 1b Elect Director James C. Gouin For For Management 1c Elect Director John P. Ryan For For Management 1d Elect Director Christopher T. Seaver For For Management 1e Elect Director Hatem Soliman For For Management 1f Elect Director Mark R. Sotir For For Management 1g Elect Director Andrew J. Way For For Management 1h Elect Director Ieda Gomes Yell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXTREME NETWORKS, INC. Ticker: EXTR Security ID: 30226D106 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles P. Carinalli For For Management 1.2 Elect Director Kathleen M. Holmgren For For Management 1.3 Elect Director Rajendra Khanna For For Management 1.4 Elect Director Edward H. Kennedy For For Management 1.5 Elect Director Edward B. Meyercord For For Management 1.6 Elect Director John C. Shoemaker For For Management 1.7 Elect Director Ingrid J. Burton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend NOL Rights Plan (NOL Pill) For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FABRINET Ticker: FN Security ID: G3323L100 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Homa Bahrami For For Management 1.2 Elect Director Gregory P. Dougherty For For Management 1.3 Elect Director Rollance E. Olson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers ABAS Ltd. For For Management as Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FEDERAL SIGNAL CORPORATION Ticker: FSS Security ID: 313855108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene J. Lowe, III For For Management 1.2 Elect Director Dennis J. Martin For For Management 1.3 Elect Director Patrick E. Miller None None Management *Withdrawn Resolution* 1.4 Elect Director Richard R. Mudge For For Management 1.5 Elect Director William F. Owens For For Management 1.6 Elect Director Brenda L. Reichelderfer For For Management 1.7 Elect Director Jennifer L. Sherman For For Management 1.8 Elect Director John L. Workman For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FERRO CORPORATION Ticker: FOE Security ID: 315405100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Lorber For For Management 1.2 Elect Director Marran H. Ogilvie For For Management 1.3 Elect Director Andrew M. Ross For For Management 1.4 Elect Director Allen A. Spizzo For For Management 1.5 Elect Director Peter T. Thomas For For Management 1.6 Elect Director Ronald P. Vargo For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS, INC. Ticker: FISI Security ID: 317585404 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald K. Boswell For For Management 1.2 Elect Director Andrew W. Dorn, Jr. For For Management 1.3 Elect Director Robert M. Glaser For For Management 1.4 Elect Director Susan R. Holliday For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BANCORP Ticker: FBP Security ID: 318672706 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juan Acosta Reboyras For For Management 1b Elect Director Aurelio Aleman For For Management 1c Elect Director Luz A. Crespo For For Management 1d Elect Director Tracey Dedrick For For Management 1e Elect Director Daniel E. Frye For For Management 1f Elect Director Robert T. Gormley For For Management 1g Elect Director John A. Heffern For For Management 1h Elect Director Roberto R. Herencia For For Management 1i Elect Director Jose Menendez-Cortada For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST COMMONWEALTH FINANCIAL CORPORATION Ticker: FCF Security ID: 319829107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Caponi For For Management 1.2 Elect Director Ray T. Charley For For Management 1.3 Elect Director Gary R. Claus For For Management 1.4 Elect Director David S. Dahlmann For For Management 1.5 Elect Director Johnston A. Glass For For Management 1.6 Elect Director Jon L. Gorney For For Management 1.7 Elect Director Jane Grebenc For For Management 1.8 Elect Director David W. Greenfield For For Management 1.9 Elect Director Bart E. Johnson For For Management 1.10 Elect Director Luke A. Latimer For For Management 1.11 Elect Director Aradhna M. Oliphant For For Management 1.12 Elect Director T. Michael Price For For Management 1.13 Elect Director Robert J. Ventura For For Management 1.14 Elect Director Stephen A. Wolfe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST DEFIANCE FINANCIAL CORP. Ticker: FDEF Security ID: 32006W106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee Burdman For For Management 1.2 Elect Director Jean A. Hubbard For For Management 1.3 Elect Director Charles D. Niehaus For For Management 1.4 Elect Director Mark A. Robison For For Management 1.5 Elect Director Richard J. Schiraldi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Ticker: FFBC Security ID: 320209109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Wickliffe Ach For For Management 1.2 Elect Director William G. Barron For For Management 1.3 Elect Director Vincent A. Berta For For Management 1.4 Elect Director Cynthia O. Booth For For Management 1.5 Elect Director Archie M. Brown For For Management 1.6 Elect Director Claude E. Davis For For Management 1.7 Elect Director Corinne R. Finnerty For For Management 1.8 Elect Director Susan L. Knust For For Management 1.9 Elect Director William J. Kramer For For Management 1.10 Elect Director John T. Neighbours For For Management 1.11 Elect Director Thomas M. O'Brien For For Management 1.12 Elect Director Maribeth S. Rahe For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Ticker: FR Security ID: 32054K103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter E. Baccile For For Management 1.2 Elect Director Teresa Bryce Bazemore For For Management 1.3 Elect Director Matthew S. Dominski For For Management 1.4 Elect Director Bruce W. Duncan For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Denise A. Olsen For For Management 1.7 Elect Director John Rau For For Management 1.8 Elect Director L. Peter Sharpe For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Other Business For Against Management -------------------------------------------------------------------------------- FLAGSTAR BANCORP, INC. Ticker: FBC Security ID: 337930705 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alessandro P. DiNello For For Management 1.2 Elect Director Jay J. Hansen For For Management 1.3 Elect Director John D. Lewis For For Management 1.4 Elect Director David J. Matlin For For Management 1.5 Elect Director Bruce E. Nyberg For For Management 1.6 Elect Director James A. Ovenden For For Management 1.7 Elect Director Peter Schoels For For Management 1.8 Elect Director David L. Treadwell For For Management 1.9 Elect Director Jennifer R. Whip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORMFACTOR, INC. Ticker: FORM Security ID: 346375108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond A. Link For For Management 1b Elect Director Michael D. Slessor For For Management 1c Elect Director Thomas St. Dennis For For Management 1d Elect Director Rebeca Obregon-Jimenez For For Management 1e Elect Director Sheri Rhodes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- FOX FACTORY HOLDING CORP. Ticker: FOXF Security ID: 35138V102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dudley W. Mendenhall For For Management 1.2 Elect Director Elizabeth A. Fetter For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. Ticker: FSP Security ID: 35471R106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George J. Carter For For Management 1b Elect Director Georgia Murray For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael J. Berthelot For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FTI CONSULTING, INC. Ticker: FCN Security ID: 302941109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda J. Bacon For For Management 1b Elect Director Mark S. Bartlett For For Management 1c Elect Director Claudio Costamagna For For Management 1d Elect Director Vernon Ellis For For Management 1e Elect Director Nicholas C. Fanandakis For For Management 1f Elect Director Steven H. Gunby For For Management 1g Elect Director Gerard E. Holthaus For For Management 1h Elect Director Laureen E. Seeger For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUTUREFUEL CORP. Ticker: FF Security ID: 36116M106 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald C. Bedell For For Management 1.2 Elect Director Edwin A. Levy For For Management 1.3 Elect Director Terrance C.Z. (Terry) For For Management Egger 2 Ratify RSM US LLP as Auditors For For Management 3 Other Business For Against Management -------------------------------------------------------------------------------- G-III APPAREL GROUP, LTD. Ticker: GIII Security ID: 36237H101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morris Goldfarb For For Management 1.2 Elect Director Sammy Aaron For For Management 1.3 Elect Director Thomas J. Brosig For For Management 1.4 Elect Director Alan Feller For For Management 1.5 Elect Director Jeffrey Goldfarb For For Management 1.6 Elect Director Victor Herrero For For Management 1.7 Elect Director Jeanette Nostra For For Management 1.8 Elect Director Laura Pomerantz For For Management 1.9 Elect Director Willem van Bokhorst For For Management 1.10 Elect Director Cheryl L. Vitali For For Management 1.11 Elect Director Richard White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Carlino For For Management 1.2 Elect Director Carol ("Lili") Lynton For For Management 1.3 Elect Director Joseph W. Marshall, III For For Management 1.4 Elect Director James B. Perry For For Management 1.5 Elect Director Barry F. Schwartz For For Management 1.6 Elect Director Earl C. Shanks For For Management 1.7 Elect Director E. Scott Urdang For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GANNETT CO., INC. Ticker: GCI Security ID: 36473H104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GARRETT MOTION INC. Ticker: GTX Security ID: 366505105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Courtney M. Enghauser For For Management 1b Elect Director Carsten J. Reinhardt For For Management 1c Elect Director Jerome Stoll For For Management 2 Ratify Deloitte SA as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENESCO INC. Ticker: GCO Security ID: 371532102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joanna Barsh For For Management 1.2 Elect Director Matthew C. Diamond For For Management 1.3 Elect Director Marty G. Dickens For For Management 1.4 Elect Director Thurgood Marshall, Jr. For For Management 1.5 Elect Director Kathleen Mason For For Management 1.6 Elect Director Kevin P. McDermott For For Management 1.7 Elect Director Mimi E. Vaughn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GENOMIC HEALTH, INC. Ticker: GHDX Security ID: 37244C101 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GIBRALTAR INDUSTRIES, INC. Ticker: ROCK Security ID: 374689107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director William T. Bosway For For Management 1c Elect Director Sharon M. Brady For For Management 1d Elect Director Craig A. Hindman For For Management 1e Elect Director Vinod M. Khilnani For For Management 1f Elect Director Linda K. Myers For For Management 1g Elect Director William P. Montague For For Management 1h Elect Director James B. Nish For For Management 1i Elect Director Atlee Valentine Pope For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GLACIER BANCORP, INC. Ticker: GBCI Security ID: 37637Q105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Boyles For For Management 1.2 Elect Director Randall M. Chesler For For Management 1.3 Elect Director Sherry L. Cladouhos For For Management 1.4 Elect Director James M. English For For Management 1.5 Elect Director Annie M. Goodwin For For Management 1.6 Elect Director Craig A. Langel For For Management 1.7 Elect Director Douglas J. McBride For For Management 1.8 Elect Director John W. Murdoch For For Management 1.9 Elect Director George R. Sutton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- GLAUKOS CORPORATION Ticker: GKOS Security ID: 377322102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Link For Withhold Management 1.2 Elect Director Aimee S. Weisner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBAL BRASS AND COPPER HOLDINGS, INC. Ticker: BRSS Security ID: 37953G103 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GRAY TELEVISION, INC. Ticker: GTN Security ID: 389375106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilton H. Howell, Jr. For For Management 1.2 Elect Director Howell W. Newton For For Management 1.3 Elect Director Richard L. Boger For For Management 1.4 Elect Director T. L. (Gene) Elder For For Management 1.5 Elect Director Luis A. Garcia For For Management 1.6 Elect Director Richard B. Hare For For Management 1.7 Elect Director Robin R. Howell For For Management 1.8 Elect Director Donald P. (Pat) For For Management LaPlatney 1.9 Elect Director Paul H. McTear For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION Ticker: GLDD Security ID: 390607109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine J. Dorward-King For For Management 1b Elect Director Ryan J. Levenson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Ticker: GSBC Security ID: 390905107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin R. Ausburn For For Management 1.2 Elect Director Larry D. Frazier For For Management 1.3 Elect Director Douglas M. Pitt For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- GREAT WESTERN BANCORP, INC. Ticker: GWB Security ID: 391416104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frances Grieb For For Management 1.2 Elect Director James Israel For For Management 1.3 Elect Director Stephen Lacy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GRIFFON CORPORATION Ticker: GFF Security ID: 398433102 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Brosig For For Management 1.2 Elect Director Robert G. Harrison For For Management 1.3 Elect Director Lacy M. Johnson For For Management 1.4 Elect Director James W. Sight For For Management 1.5 Elect Director Samanta Hegedus Stewart For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- GROUP 1 AUTOMOTIVE, INC. Ticker: GPI Security ID: 398905109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carin M. Barth For For Management 1.2 Elect Director Earl J. Hesterberg For For Management 1.3 Elect Director Lincoln Pereira For For Management 1.4 Elect Director Stephen D. Quinn For For Management 1.5 Elect Director Steven P. Stanbrook For For Management 1.6 Elect Director Charles L. Szews For For Management 1.7 Elect Director Anne Taylor For For Management 1.8 Elect Director Max P. Watson, Jr. For For Management 1.9 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HAEMONETICS CORPORATION Ticker: HAE Security ID: 405024100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Kroll For For Management 1.2 Elect Director Claire Pomeroy For For Management 1.3 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HANGER, INC. Ticker: HNGR Security ID: 41043F208 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinit K. Asar For For Management 1.2 Elect Director Asif Ahmad For For Management 1.3 Elect Director Christopher B. Begley For For Management 1.4 Elect Director John T. Fox For For Management 1.5 Elect Director Thomas C. Freyman For For Management 1.6 Elect Director Stephen E. Hare For For Management 1.7 Elect Director Cynthia L. Lucchese For For Management 1.8 Elect Director Richard R. Pettingill For For Management 1.9 Elect Director Kathryn M. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION Ticker: HAFC Security ID: 410495204 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Ahn For For Management 1b Elect Director Kiho Choi For For Management 1c Elect Director Christie K. Chu For For Management 1d Elect Director Harry H. Chung For For Management 1e Elect Director Scott R. Diehl For For Management 1f Elect Director Bonita I. Lee For For Management 1g Elect Director David L. Rosenblum For For Management 1h Elect Director Thomas J. Williams For For Management 1i Elect Director Michael M. Yang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HARSCO CORPORATION Ticker: HSC Security ID: 415864107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James F. Earl For For Management 1.2 Elect Director Kathy G. Eddy For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director F. Nicholas Grasberger, For For Management III 1.5 Elect Director Carolann I. Haznedar For For Management 1.6 Elect Director Mario Longhi For For Management 1.7 Elect Director Edgar (Ed) M. Purvis, For For Management Jr. 1.8 Elect Director Phillip C. Widman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HAWAIIAN HOLDINGS, INC. Ticker: HA Security ID: 419879101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Carty For For Management 1.2 Elect Director Earl E. Fry For For Management 1.3 Elect Director Lawrence S. Hershfield For For Management 1.4 Elect Director Peter R. Ingram For For Management 1.5 Elect Director Randall L. Jenson For For Management 1.6 Elect Director Crystal K. Rose For For Management 1.7 Elect Director Richard N. Zwern For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation A Please Check if Owner of Record is a U. None For Management S. Citizen B Please Check if Owner of Record is Not None Against Management a U.S. Citizen -------------------------------------------------------------------------------- HAWKINS, INC. Ticker: HWKN Security ID: 420261109 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. McKeon For For Management 1.2 Elect Director Patrick H. Hawkins For For Management 1.3 Elect Director James A. Faulconbridge For For Management 1.4 Elect Director Duane M. Jergenson For For Management 1.5 Elect Director Mary J. Schumacher For For Management 1.6 Elect Director Daniel J. Stauber For For Management 1.7 Elect Director James T. Thompson For For Management 1.8 Elect Director Jeffrey L. Wright For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HCI GROUP, INC. Ticker: HCI Security ID: 40416E103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayne Burks For For Management 1.2 Elect Director Sanjay Madhu For For Management 1.3 Elect Director Anthony Saravanos For For Management 2 Ratify Dixon Hughes Goodman, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. Ticker: HSII Security ID: 422819102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth L. Axelrod For For Management 1.2 Elect Director Laszlo Bock For For Management 1.3 Elect Director Clare M. Chapman For For Management 1.4 Elect Director Lyle Logan For For Management 1.5 Elect Director T. Willem Mesdag For For Management 1.6 Elect Director Krishnan Rajagopalan For For Management 1.7 Elect Director Stacey Rauch For For Management 1.8 Elect Director Adam Warby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HELIX ENERGY SOLUTIONS GROUP, INC. Ticker: HLX Security ID: 42330P107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy H. Nelson For For Management 1.2 Elect Director William L. Transier For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERMAN MILLER, INC. Ticker: MLHR Security ID: 600544100 Meeting Date: OCT 14, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa A. Kro For For Management 1.2 Elect Director Michael C. Smith For For Management 1.3 Elect Director Michael A. Volkema For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERSHA HOSPITALITY TRUST Ticker: HT Security ID: 427825500 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay H. Shah For For Management 1.2 Elect Director Thomas J. Hutchison, III For For Management 1.3 Elect Director Donald J. Landry For For Management 1.4 Elect Director Michael A. Leven For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HFF, INC. Ticker: HF Security ID: 40418F108 Meeting Date: JUL 01, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3.1 Elect Director Deborah H. McAneny For For Management 3.2 Elect Director Steven E. Wheeler For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HILLENBRAND, INC. Ticker: HI Security ID: 431571108 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel C. Hillenbrand For For Management 1.2 Elect Director Thomas H. Johnson For For Management 1.3 Elect Director Neil S. Novich For For Management 1.4 Elect Director Joe A. Raver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Incorporation and For For Management Code of By-laws 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HMS HOLDINGS CORP. Ticker: HMSY Security ID: 40425J101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Baicker For For Management 1b Elect Director Robert Becker For For Management 1c Elect Director Craig R. Callen For For Management 1d Elect Director William C. Lucia For For Management 1e Elect Director William F. Miller, III For For Management 1f Elect Director Jeffrey A. Rideout For For Management 1g Elect Director Ellen A. Rudnick For For Management 1h Elect Director Bart M. Schwartz For For Management 1i Elect Director Richard H. Stowe For For Management 1j Elect Director Cora M. Tellez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Mitchell, Jr. For For Management 1b Elect Director Nancy D. Pellegrino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For For Management 1.2 Elect Director Jinho Doo For For Management 1.3 Elect Director Daisy Y. Ha For For Management 1.4 Elect Director James U. Hwang For For Management 1.5 Elect Director Jin Chul Jhung For For Management 1.6 Elect Director Joon K. Kim For For Management 1.7 Elect Director Kevin S. Kim For For Management 1.8 Elect Director Steven S. Koh For For Management 1.9 Elect Director Chung Hyun Lee For For Management 1.10 Elect Director William J. Lewis For For Management 1.11 Elect Director David P. Malone For For Management 1.12 Elect Director John R. Taylor For For Management 1.13 Elect Director Scott Yoon-Suk Whang For For Management 1.14 Elect Director Dale S. Zuehls For For Management 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HORACE MANN EDUCATORS CORPORATION Ticker: HMN Security ID: 440327104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Casady For For Management 1b Elect Director Daniel A. Domenech For For Management 1c Elect Director Perry G. Hines For For Management 1d Elect Director Mark E. Konen For For Management 1e Elect Director Beverley J. McClure For For Management 1f Elect Director H. Wade Reece For For Management 1g Elect Director Robert Stricker For For Management 1h Elect Director Steven O. Swyers For For Management 1i Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HOULIHAN LOKEY, INC. Ticker: HLI Security ID: 441593100 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Beiser For Withhold Management 1.2 Elect Director Paul A. Zuber For For Management 1.3 Elect Director Jacqueline B. Kosecoff For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HUB GROUP, INC. Ticker: HUBG Security ID: 443320106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Yeager For Withhold Management 1.2 Elect Director Mary H. Boosalis For Withhold Management 1.3 Elect Director James C. Kenny For Withhold Management 1.4 Elect Director Peter B. McNitt For Withhold Management 1.5 Elect Director Charles R. Reaves For Withhold Management 1.6 Elect Director Martin P. Slark For Withhold Management 1.7 Elect Director Jonathan P. Ward For Withhold Management 1.8 Elect Director Jenell R. Ross For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IBERIABANK CORPORATION Ticker: IBKC Security ID: 450828108 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ICHOR HOLDINGS, LTD. Ticker: ICHR Security ID: G4740B105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laura Black For For Management 1b Elect Director Iain MacKenzie For For Management 1c Elect Director Thomas Rohrs For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- IMAX CORPORATION Ticker: IMAX Security ID: 45245E109 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil S. Braun For For Management 1.2 Elect Director Eric A. Demirian For For Management 1.3 Elect Director Kevin Douglas For For Management 1.4 Elect Director Richard L. Gelfond For For Management 1.5 Elect Director David W. Leebron For For Management 1.6 Elect Director Michael MacMillan For For Management 1.7 Elect Director Dana Settle For For Management 1.8 Elect Director Darren Throop For For Management 1.9 Elect Director Bradley J. Wechsler For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Ticker: INDB Security ID: 453836108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. O'Brien For For Management 1.2 Elect Director Christopher Oddleifson For For Management 1.3 Elect Director David A. Powers For For Management 1.4 Elect Director Scott K. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- INDEPENDENT BANK CORPORATION Ticker: IBCP Security ID: 453838609 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terance L. Beia For For Management 1.2 Elect Director Stephen L. Gulis, Jr. For For Management 1.3 Elect Director William B. Kessel For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INNOSPEC INC. Ticker: IOSP Security ID: 45768S105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joachim Roeser - None None Management Withdrawn Resolution 1.2 Elect Director Claudia Poccia For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- INNOVATIVE INDUSTRIAL PROPERTIES, INC. Ticker: IIPR Security ID: 45781V101 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Gold For For Management 1.2 Elect Director Gary Kreitzer For For Management 1.3 Elect Director Mary Curran For For Management 1.4 Elect Director Scott Shoemaker For For Management 1.5 Elect Director Paul Smithers For For Management 1.6 Elect Director David Stecher For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Charter to Allow Shareholders to For For Management Amend Bylaws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Ticker: NSIT Security ID: 45765U103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Allen For For Management 1.2 Elect Director Bruce W. Armstrong For For Management 1.3 Elect Director Linda Breard For For Management 1.4 Elect Director Timothy A. Crown For For Management 1.5 Elect Director Catherine Courage For For Management 1.6 Elect Director Anthony A. Ibarguen For For Management 1.7 Elect Director Kenneth T. Lamneck For For Management 1.8 Elect Director Kathleen S. Pushor For For Management 1.9 Elect Director Girish Rishi For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INTEGER HOLDINGS CORPORATION Ticker: ITGR Security ID: 45826H109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela G. Bailey For For Management 1.2 Elect Director Joseph W. Dziedzic For For Management 1.3 Elect Director James F. Hinrichs For For Management 1.4 Elect Director Jean Hobby For For Management 1.5 Elect Director M. Craig Maxwell For For Management 1.6 Elect Director Filippo Passerini For For Management 1.7 Elect Director Bill R. Sanford For For Management 1.8 Elect Director Donald J. Spence For For Management 1.9 Elect Director William B. Summers, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTER PARFUMS, INC. Ticker: IPAR Security ID: 458334109 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean Madar For For Management 1.2 Elect Director Philippe Benacin For For Management 1.3 Elect Director Russell Greenberg For For Management 1.4 Elect Director Philippe Santi For For Management 1.5 Elect Director Francois Heilbronn For For Management 1.6 Elect Director Robert Bensoussan For For Management 1.7 Elect Director Patrick Choel For For Management 1.8 Elect Director Michel Dyens For For Management 1.9 Elect Director Veronique Gabai-Pinsky For For Management 1.10 Elect Director Gilbert Harrison For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- INVACARE CORPORATION Ticker: IVC Security ID: 461203101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan H. Alexander For For Management 1.2 Elect Director Julie A. Beck For For Management 1.3 Elect Director Petra Danielsohn-Weil For For Management 1.4 Elect Director Diana S. Ferguson For For Management 1.5 Elect Director Marc M. Gibeley For For Management 1.6 Elect Director C. Martin Harris For For Management 1.7 Elect Director Matthew E. Monaghan For For Management 1.8 Elect Director Clifford D. Nastas For For Management 1.9 Elect Director Baiju R. Shah For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IRIDIUM COMMUNICATIONS INC. Ticker: IRDM Security ID: 46269C102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Niehaus For For Management 1.2 Elect Director Thomas C. Canfield For For Management 1.3 Elect Director Matthew J. Desch For For Management 1.4 Elect Director Thomas J. Fitzpatrick For For Management 1.5 Elect Director Jane L. Harman For For Management 1.6 Elect Director Alvin B. Krongard For For Management 1.7 Elect Director Suzanne E. McBride For For Management 1.8 Elect Director Eric T. Olson For For Management 1.9 Elect Director Steven B. Pfeiffer For For Management 1.10 Elect Director Parker W. Rush For For Management 1.11 Elect Director Henrik O. Schliemann For For Management 1.12 Elect Director Barry J. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ISTAR INC. Ticker: STAR Security ID: 45031U101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford De Souza For For Management 1.2 Elect Director Robin Josephs For For Management 1.3 Elect Director Richard Lieb For For Management 1.4 Elect Director Barry W. Ridings For For Management 1.5 Elect Director Anita Sands For For Management 1.6 Elect Director Jay Sugarman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ITRON, INC. Ticker: ITRI Security ID: 465741106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerome J. Lande For For Management 1b Elect Director Frank M. Jaehnert For For Management 1c Elect Director Gary E. Pruitt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- J & J SNACK FOODS CORP. Ticker: JJSF Security ID: 466032109 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gerald B. Shreiber For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHN B. SANFILIPPO & SON, INC. Ticker: JBSS Security ID: 800422107 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jim Edgar For Withhold Management 1.2 Elect Director Ellen C. Taaffe For Withhold Management 1.3 Elect Director Daniel M. Wright For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHN BEAN TECHNOLOGIES CORPORATION Ticker: JBT Security ID: 477839104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara L. Brasier For For Management 1b Elect Director Thomas W. Giacomini For For Management 1c Elect Director Polly B. Kawalek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- KAISER ALUMINUM CORPORATION Ticker: KALU Security ID: 483007704 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack A. Hockema For For Management 1.2 Elect Director Lauralee E. Martin For For Management 1.3 Elect Director Brett E. Wilcox For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KEMET CORPORATION Ticker: KEM Security ID: 488360207 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jacob T. Kotzubei For For Management 1.2 Elect Director Robert G. Paul For For Management 1.3 Elect Director Yasuko Matsumoto For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KNOLL, INC. Ticker: KNL Security ID: 498904200 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Director Andrew B. Cogan For For Management 1.2 Director Stephen F. Fisher For For Management 1.3 Director Sarah E. Nash For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KNOWLES CORPORATION Ticker: KN Security ID: 49926D109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith L. Barnes For For Management 1b Elect Director Hermann Eul For For Management 1c Elect Director Donald Macleod For For Management 1d Elect Director Jeffrey S. Niew For For Management 1e Elect Director Cheryl Shavers For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KOPPERS HOLDINGS INC. Ticker: KOP Security ID: 50060P106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leroy M. Ball For For Management 1.2 Elect Director Xudong Feng For For Management 1.3 Elect Director Traci L. Jensen For For Management 1.4 Elect Director David L. Motley For For Management 1.5 Elect Director Albert J. Neupaver For For Management 1.6 Elect Director Louis L. Testoni For For Management 1.7 Elect Director Stephen R. Tritch For For Management 1.8 Elect Director Sonja M. Wilkerson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KORN FERRY Ticker: KFY Security ID: 500643200 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Doyle N. Beneby For For Management 1B Elect Director Gary D. Burnison For For Management 1C Elect Director Christina A. Gold For For Management 1D Elect Director Len J. Lauer For For Management 1E Elect Director Jerry P. Leamon For For Management 1F Elect Director Angel R. Martinez For For Management 1G Elect Director Debra J. Perry For For Management 1H Elect Director Lori J. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KRATON CORPORATION Ticker: KRA Security ID: 50077C106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominique Fournier For For Management 1.2 Elect Director John J. Gallagher, III For For Management 1.3 Elect Director Billie I. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KULICKE & SOFFA INDUSTRIES, INC. Ticker: KLIC Security ID: 501242101 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mui Sung Yeo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LA-Z-BOY INCORPORATED Ticker: LZB Security ID: 505336107 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt L. Darrow For For Management 1.2 Elect Director Sarah M. Gallagher For For Management 1.3 Elect Director Edwin J. Holman For For Management 1.4 Elect Director Janet E. Kerr For For Management 1.5 Elect Director Michael T. Lawton For For Management 1.6 Elect Director H. George Levy For For Management 1.7 Elect Director W. Alan McCollough For For Management 1.8 Elect Director Rebecca L. O'Grady For For Management 1.9 Elect Director Lauren B. Peters For For Management 1.10 Elect Director Nido R. Qubein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANNETT COMPANY, INC. Ticker: LCI Security ID: 516012101 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick G. LePore For For Management 1.2 Elect Director John C. Chapman For For Management 1.3 Elect Director Timothy C. Crew For For Management 1.4 Elect Director David Drabik For For Management 1.5 Elect Director Jeffrey Farber For For Management 1.6 Elect Director Melissa Rewolinski For For Management 1.7 Elect Director Paul Taveira For For Management 2 Ratify Grant Thornton, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANTHEUS HOLDINGS, INC. Ticker: LNTH Security ID: 516544103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie McHugh For For Management 1.2 Elect Director Frederick Robertson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LANTHEUS HOLDINGS, INC. Ticker: LNTH Security ID: 516544103 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LAREDO PETROLEUM, INC. Ticker: LPI Security ID: 516806106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Albrecht For For Management 1.2 Elect Director Craig M. Jarchow For For Management 1.3 Elect Director Peter R. Kagan For For Management 1.4 Elect Director Jason Pigott For For Management 1.5 Elect Director Edmund P. Segner, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- LHC GROUP, INC. Ticker: LHCG Security ID: 50187A107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Goldberg For For Management 1.2 Elect Director Clifford S. Holtz For For Management 1.3 Elect Director W.J. 'Billy' Tauzin For For Management 1.4 Elect Director Brent Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY EXPEDIA HOLDINGS, INC. Ticker: LEXEA Security ID: 53046P109 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIBERTY OILFIELD SERVICES INC. Ticker: LBRT Security ID: 53115L104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gale A. Norton For For Management 1.2 Elect Director Jesal Shah For For Management 1.3 Elect Director Cary D. Steinbeck For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sidney B. DeBoer For For Management 1b Elect Director Bryan B. DeBoer For For Management 1c Elect Director Susan O. Cain For For Management 1d Elect Director Shauna F. McIntyre For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Kenneth E. Roberts For For Management 1g Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LTC PROPERTIES, INC. Ticker: LTC Security ID: 502175102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Boyd W. Hendrickson For For Management 1.2 Elect Director James J. Pieczynski For For Management 1.3 Elect Director Devra G. Shapiro For For Management 1.4 Elect Director Wendy L. Simpson For For Management 1.5 Elect Director Timothy J. Triche For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMINEX CORPORATION Ticker: LMNX Security ID: 55027E102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen L. Eck For For Management 1b Elect Director Ken Samet For For Management 1c Elect Director Jim D. Kever For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. Ticker: MDC Security ID: 552676108 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Mandarich For For Management 1.2 Elect Director Paris G. Reece, III For For Management 1.3 Elect Director David Siegel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- M/I HOMES, INC. Ticker: MHO Security ID: 55305B101 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip G. Creek For For Management 1.2 Elect Director Nancy J. Kramer For For Management 1.3 Elect Director Norman L. Traeger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MAGELLAN HEALTH, INC. Ticker: MGLN Security ID: 559079207 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Shulman For For Management 1.2 Elect Director Swati Abbott For For Management 1.3 Elect Director Kenneth J. Fasola For For Management 1.4 Elect Director Peter A. Feld For For Management 1.5 Elect Director G. Scott MacKenzie For For Management 1.6 Elect Director Leslie V. Norwalk For For Management 1.7 Elect Director Guy P. Sansone For For Management 1.8 Elect Director Mural R. Josephson For For Management 1.9 Elect Director Christopher J. Chen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MALIBU BOATS, INC. Ticker: MBUU Security ID: 56117J100 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael K. Hooks For For Management 1.2 Elect Director Jack D. Springer For For Management 1.3 Elect Director John E. Stokely For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION Ticker: MANT Security ID: 564563104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Pedersen For Withhold Management 1.2 Elect Director Richard L. Armitage For Withhold Management 1.3 Elect Director Mary K. Bush For For Management 1.4 Elect Director Barry G. Campbell For Withhold Management 1.5 Elect Director Richard J. Kerr For Withhold Management 1.6 Elect Director Peter B. LaMontagne For For Management 1.7 Elect Director Kenneth A. Minihan For Withhold Management 1.8 Elect Director Kevin M. Phillips For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MARCUS & MILLICHAP, INC. Ticker: MMI Security ID: 566324109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hessam Nadji For For Management 1.2 Elect Director Norma J. Lawrence For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARINEMAX, INC. Ticker: HZO Security ID: 567908108 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clint Moore For For Management 1b Elect Director Evelyn V. Follit For For Management 1c Elect Director William Brett McGill For For Management 1d Elect Director Michael H. McLamb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARTEN TRANSPORT, LTD. Ticker: MRTN Security ID: 573075108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randolph L. Marten For For Management 1.2 Elect Director Larry B. Hagness For For Management 1.3 Elect Director Thomas J. Winkel For For Management 1.4 Elect Director Jerry M. Bauer For For Management 1.5 Elect Director Robert L. Demorest For For Management 1.6 Elect Director Ronald R. Booth For For Management 1.7 Elect Director Kathleen P. Iverson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- MASTERCRAFT BOAT HOLDINGS, INC. Ticker: MCFT Security ID: 57637H103 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jaclyn Baumgarten For For Management 1.2 Elect Director Roch Lambert For For Management 1.3 Elect Director Peter G. Leemputte For For Management 2 Amend Certificate of Incorporation to For For Management Declassify the Board 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MATERION CORPORATION Ticker: MTRN Security ID: 576690101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinod M. Khilnani For For Management 1.2 Elect Director Emily M. Liggett For For Management 1.3 Elect Director Robert J. Phillippy For For Management 1.4 Elect Director Patrick Prevost For For Management 1.5 Elect Director N. Mohan Reddy For For Management 1.6 Elect Director Craig S. Shular For For Management 1.7 Elect Director Darlene J. S. Solomon For For Management 1.8 Elect Director Robert B. Toth For For Management 1.9 Elect Director Jugal K. Vijayvargiya For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MATRIX SERVICE COMPANY Ticker: MTRX Security ID: 576853105 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha Z. Carnes For For Management 1.2 Elect Director John D. Chandler For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director John R. Hewitt For For Management 1.5 Elect Director Liane K. Hinrichs For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Jim W. Mogg For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MCGRATH RENTCORP Ticker: MGRC Security ID: 580589109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly A. Box For For Management 1.2 Elect Director William J. Dawson For For Management 1.3 Elect Director Elizabeth A. Fetter For For Management 1.4 Elect Director Joseph F. Hanna For For Management 1.5 Elect Director Bradley M. Shuster For For Management 1.6 Elect Director M. Richard Smith For For Management 1.7 Elect Director Dennis P. Stradford For For Management 1.8 Elect Director Ronald H. Zech For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDIFAST, INC. Ticker: MED Security ID: 58470H101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Kevin G. Byrnes For For Management 1.3 Elect Director Daniel R. Chard For For Management 1.4 Elect Director Constance J. Hallquist For For Management 1.5 Elect Director Michael A. Hoer For For Management 1.6 Elect Director Michael C. MacDonald For For Management 1.7 Elect Director Carl E. Sassano For For Management 1.8 Elect Director Scott Schlackman For For Management 1.9 Elect Director Andrea B. Thomas For For Management 1.10 Elect Director Ming Xian For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDPACE HOLDINGS, INC. Ticker: MEDP Security ID: 58506Q109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian T. Carley For Withhold Management 1.2 Elect Director Thomas C. King For For Management 1.3 Elect Director Robert O. Kraft For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MERCURY SYSTEMS, INC. Ticker: MRCY Security ID: 589378108 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James K. Bass For For Management 1.2 Elect Director Michael A. Daniels For For Management 1.3 Elect Director Lisa S. Disbrow For For Management 1.4 Elect Director Barry R. Nearhos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIDIAN BIOSCIENCE, INC. Ticker: VIVO Security ID: 589584101 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Anderson For For Management 1.2 Elect Director Dwight E. Ellingwood For For Management 1.3 Elect Director Jack Kenny For For Management 1.4 Elect Director John C. McIlwraith For For Management 1.5 Elect Director David C. Phillips For For Management 1.6 Elect Director John M. Rice, Jr. For For Management 1.7 Elect Director Catherine A. Sazdanoff For For Management 1.8 Elect Director Felicia Williams For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lonny J. Carpenter For For Management 1.2 Elect Director David K. Floyd For For Management 1.3 Elect Director James T. Hogan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MERITAGE HOMES CORPORATION Ticker: MTH Security ID: 59001A102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Hilton For For Management 1.2 Elect Director Raymond Oppel For For Management 1.3 Elect Director Dana C. Bradford For For Management 1.4 Elect Director Deborah Ann Henretta For For Management 1.5 Elect Director P. Kelly Mooney For For Management 1.6 Elect Director Joseph Keough For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MILACRON HOLDINGS CORP. Ticker: MCRN Security ID: 59870L106 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MOBILE MINI, INC. Ticker: MINI Security ID: 60740F105 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MOMENTA PHARMACEUTICALS, INC. Ticker: MNTA Security ID: 60877T100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce L. Downey For For Management 1b Elect Director Georges Gemayel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MONRO, INC. Ticker: MNRO Security ID: 610236101 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Danziger For Withhold Management 1.2 Elect Director Stephen C. McCluski For Withhold Management 1.3 Elect Director Robert E. Mellor For Withhold Management 1.4 Elect Director Peter J. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MOOG INC. Ticker: MOG.A Security ID: 615394202 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet M. Coletti For For Management 1.2 Elect Director Kraig H. Kayser For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. Ticker: MYE Security ID: 628464109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah R. Coffin For For Management 1.2 Elect Director Ronald M. De Feo For For Management 1.3 Elect Director William A. Foley For For Management 1.4 Elect Director F. Jack Liebau, Jr. For For Management 1.5 Elect Director Bruce M. Lisman For For Management 1.6 Elect Director Lori Lutey For For Management 1.7 Elect Director Michael McGaugh For For Management 1.8 Elect Director Jane Scaccetti For For Management 1.9 Elect Director Robert A. Stefanko For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MYRIAD GENETICS, INC. Ticker: MYGN Security ID: 62855J104 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Capone For For Management 1.2 Elect Director Heiner Dreismann For For Management 1.3 Elect Director Colleen F. Reitan For For Management 2 Amend Restricted Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NANOMETRICS INCORPORATED Ticker: NANO Security ID: 630077105 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Certificate of Incorporation For For Management Regarding Limitation of Personal Liability of Directors 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NATERA, INC. Ticker: NTRA Security ID: 632307104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rowan Chapman For For Management 1.2 Elect Director Herm Rosenman For Withhold Management 1.3 Elect Director Jonathan Sheena For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NATIONAL STORAGE AFFILIATES TRUST Ticker: NSA Security ID: 637870106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arlen D. Nordhagen For For Management 1b Elect Director George L. Chapman For For Management 1c Elect Director Tamara D. Fischer For For Management 1d Elect Director Paul W. Hylbert, Jr. For For Management 1e Elect Director Chad L. Meisinger For For Management 1f Elect Director Steven G. Osgood For For Management 1g Elect Director Dominic M. Palazzo For For Management 1h Elect Director Rebecca L. Steinfort For For Management 1i Elect Director Mark Van Mourick For For Management 1j Elect Director J. Timothy Warren For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jonathan A. Kennedy For For Management 1b Elect Director Barbara R. Paul For For Management 1c Elect Director Alice D. Schroeder For For Management 1d Elect Director Thomas J. Sullivan For For Management 1e Elect Director Ilan Daskal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NEOGEN CORPORATION Ticker: NEOG Security ID: 640491106 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Adent For For Management 1.2 Elect Director William T. Boehm For For Management 1.3 Elect Director James P. Tobin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NEOGENOMICS, INC. Ticker: NEO Security ID: 64049M209 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. VanOort For For Management 1b Elect Director Steven C. Jones For For Management 1c Elect Director Kevin C. Johnson For For Management 1d Elect Director Raymond R. Hipp For For Management 1e Elect Director Bruce K. Crowther For For Management 1f Elect Director Lynn A. Tetrault For For Management 1g Elect Director Alison L. Hannah For For Management 1h Elect Director Stephen M. Kanovsky For For Management 1i Elect Director Rachel A. Stahler For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEOPHOTONICS CORPORATION Ticker: NPTN Security ID: 64051T100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy S. Jenks For For Management 1.2 Elect Director Yanbing Li For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEURONETICS, INC. Ticker: STIM Security ID: 64131A105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John K. Bakewell For For Management 1.2 Elect Director Brian Farley For Withhold Management 1.3 Elect Director Cheryl R. Blanchard For For Management 1.4 Elect Director Sheryl L. Conley For For Management 1.5 Elect Director Wilfred E. Jaeger For For Management 1.6 Elect Director Glenn Muir For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NEW RELIC, INC. Ticker: NEWR Security ID: 64829B100 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline Watteeuw For For Management Carlisle 1.2 Elect Director Dan Scholnick For Withhold Management 1.3 Elect Director James Tolonen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEW YORK MORTGAGE TRUST, INC. Ticker: NYMT Security ID: 649604501 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David R. Bock For For Management 1b Elect Director Michael B. Clement For For Management 1c Elect Director Alan L. Hainey For For Management 1d Elect Director Steven R. Mumma For For Management 1e Elect Director Steven G. Norcutt For For Management 1f Elect Director Lisa A. Pendergast For For Management 1g Elect Director Jason T. Serrano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert W. Drummond For For Management 1B Elect Director Stuart Brightman For For Management 1C Elect Director Gary M. Halverson For For Management 1D Elect Director Patrick Murray For For Management 1E Elect Director Amy H. Nelson For For Management 1F Elect Director Mel G. Riggs For For Management 1G Elect Director Michael Roemer For For Management 1H Elect Director James C. Stewart For For Management 1I Elect Director Scott Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- NIC INC. Ticker: EGOV Security ID: 62914B100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry H. Herington For For Management 1.2 Elect Director Art N. Burtscher For For Management 1.3 Elect Director Venmal (Raji) Arasu For For Management 1.4 Elect Director C. Brad Henry For For Management 1.5 Elect Director Alexander C. Kemper For For Management 1.6 Elect Director William M. Lyons For For Management 1.7 Elect Director Anthony Scott For For Management 1.8 Elect Director Jayaprakash Vijayan For For Management 1.9 Elect Director Pete Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NMI HOLDINGS, INC. Ticker: NMIH Security ID: 629209305 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley M. Shuster For For Management 1.2 Elect Director Claudia J. Merkle For For Management 1.3 Elect Director Michael Embler For For Management 1.4 Elect Director James G. Jones For For Management 1.5 Elect Director Lynn S. McCreary For For Management 1.6 Elect Director Michael Montgomery For For Management 1.7 Elect Director Regina Muehlhauser For For Management 1.8 Elect Director James H. Ozanne For For Management 1.9 Elect Director Steven L. Scheid For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHSTAR REALTY EUROPE CORP. Ticker: NRE Security ID: 66706L101 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management -------------------------------------------------------------------------------- NORTHWEST NATURAL HOLDING COMPANY Ticker: NWN Security ID: 66765N105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director Martha L. "Stormy" For For Management Byorum 1.3 Elect Director John D. Carter For For Management 1.4 Elect Director C. Scott Gibson For For Management 1.5 Elect Director Monica Enand For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 1.9 Elect Director Mahvash Yazdi For For Management 1.10 Elect Director Jeffrey W. Yingling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- NOVOCURE LIMITED Ticker: NVCR Security ID: G6674U108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jeryl Hilleman For For Management 1B Elect Director David T. Hung For For Management 1C Elect Director Kinyip Gabriel Leung For For Management 1D Elect Director Martin J. Madden For For Management 1E Elect Director Sherilyn D. McCoy For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OFFICE DEPOT, INC. Ticker: ODP Security ID: 676220106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Quincy L. Allen For For Management 1b Elect Director Kristin A. Campbell For For Management 1c Elect Director Cynthia T. Jamison For For Management 1d Elect Director Francesca Ruiz de For For Management Luzuriaga 1e Elect Director Shashank Samant For For Management 1f Elect Director Gerry P. Smith For For Management 1g Elect Director David M. Szymanski For For Management 1h Elect Director Joseph S. Vassalluzzo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- OFG BANCORP Ticker: OFG Security ID: 67103X102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian S. Inclan For For Management 1.2 Elect Director Jose Rafael Fernandez For For Management 1.3 Elect Director Juan C. Aguayo For For Management 1.4 Elect Director Jorge Colon-Gerena For For Management 1.5 Elect Director Nestor de Jesus For For Management 1.6 Elect Director Susan Harnett For For Management 1.7 Elect Director Pedro Morazzani For For Management 1.8 Elect Director Edwin Perez For For Management 1.9 Elect Director Christa Steele For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OLD NATIONAL BANCORP Ticker: ONB Security ID: 680033107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew E. Goebel For For Management 1.2 Elect Director Jerome F. Henry, Jr. For For Management 1.3 Elect Director Daniel S. Hermann For For Management 1.4 Elect Director Ryan C. Kitchell For For Management 1.5 Elect Director Phelps L. Lambert For For Management 1.6 Elect Director Austin M. Ramirez For For Management 1.7 Elect Director James C. Ryan, III For For Management 1.8 Elect Director Thomas E. Salmon For For Management 1.9 Elect Director Randall T. Shepard For For Management 1.10 Elect Director Rebecca S. Skillman For For Management 1.11 Elect Director Derrick J. Stewart For For Management 1.12 Elect Director Katherine E. White For For Management 1.13 Elect Director Linda E. White For For Management 2 Increase Authorized Preferred Stock For Against Management 3 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend the By-Laws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- OLYMPIC STEEL, INC. Ticker: ZEUS Security ID: 68162K106 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Wolfort For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Idalene F. Kesner For For Management 1.4 Elect Director Richard P. Stovsky For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- OMNICELL, INC. Ticker: OMCL Security ID: 68213N109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joanne B. Bauer For For Management 1.2 Elect Director Robin G. Seim For For Management 1.3 Elect Director Sara J. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ONTO INNOVATION, INC. Ticker: ONTO Security ID: 683344105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Aukerman For For Management 1.2 Elect Director Leo Berlinghieri For For Management 1.3 Elect Director Edward J. Brown, Jr. For For Management 1.4 Elect Director Vita A. Cassese For For Management 1.5 Elect Director Robert G. Deuster For For Management 1.6 Elect Director David B. Miller For For Management 1.7 Elect Director Michael P. Plisinski For For Management 1.8 Elect Director Bruce C. Rhine For For Management 1.9 Elect Director Christopher A. Seams For For Management 1.10 Elect Director Christine A. Tsingos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OPUS BANK Ticker: OPB Security ID: 684000102 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ORASURE TECHNOLOGIES, INC. Ticker: OSUR Security ID: 68554V108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mara G. Aspinall For For Management 1b Elect Director Ronny B. Lancaster For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ORTHOFIX MEDICAL INC. Ticker: OFIX Security ID: 68752M108 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason M. Hannon For For Management 1.2 Elect Director James F. Hinrichs For For Management 1.3 Elect Director Alexis V. Lukianov For For Management 1.4 Elect Director Lilly Marks For For Management 1.5 Elect Director Ronald A. Matricaria For For Management 1.6 Elect Director Michael E. Paolucci For For Management 1.7 Elect Director Maria Sainz For For Management 1.8 Elect Director Jon C. Serbousek For For Management 1.9 Elect Director John Sicard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OSI SYSTEMS, INC. Ticker: OSIS Security ID: 671044105 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deepak Chopra For For Management 1.2 Elect Director Steven C. Good For For Management 1.3 Elect Director Meyer Luskin For For Management 1.4 Elect Director William F. Ballhaus, Jr. For For Management 1.5 Elect Director James B. Hawkins For For Management 1.6 Elect Director Gerald Chizever For For Management 1.7 Elect Director Kelli Bernard For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OTTER TAIL CORPORATION Ticker: OTTR Security ID: 689648103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Erickson For For Management 1.2 Elect Director Nathan I. Partain For For Management 1.3 Elect Director James B. Stake For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OWENS & MINOR, INC. Ticker: OMI Security ID: 690732102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Beck For For Management 1.2 Elect Director Gwendolyn M. Bingham For For Management 1.3 Elect Director Robert J. Henkel For For Management 1.4 Elect Director Mark F. McGettrick For For Management 1.5 Elect Director Eddie N. Moore, Jr. For For Management 1.6 Elect Director Edward A. Pesicka For For Management 1.7 Elect Director Michael C. Riordan For For Management 1.8 Elect Director Robert C. Sledd For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACIRA BIOSCIENCES, INC. Ticker: PCRX Security ID: 695127100 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Christie For For Management 1.2 Elect Director Yvonne Greenstreet For For Management 1.3 Elect Director Gary Pace For For Management 1.4 Elect Director David Stack For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PATRICK INDUSTRIES, INC. Ticker: PATK Security ID: 703343103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Cerulli For For Management 1.2 Elect Director Todd M. Cleveland For For Management 1.3 Elect Director John A. Forbes For For Management 1.4 Elect Director Michael A. Kitson For For Management 1.5 Elect Director Pamela R. Klyn For For Management 1.6 Elect Director Derrick B. Mayes For For Management 1.7 Elect Director Andy L. Nemeth For For Management 1.8 Elect Director Denis G. Suggs For For Management 1.9 Elect Director M. Scott Welch For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PC CONNECTION, INC. Ticker: CNXN Security ID: 69318J100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia Gallup For Withhold Management 1.2 Elect Director David Hall For Withhold Management 1.3 Elect Director David Beffa-Negrini For For Management 1.4 Elect Director Barbara Duckett For For Management 1.5 Elect Director Jack Ferguson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Barton R. Brookman For For Management 2b Elect Director Anthony J. Crisafio For For Management 2c Elect Director Mark E. Ellis For For Management 2d Elect Director Christina M. Ibrahim For For Management 2e Elect Director Paul J. Korus For For Management 2f Elect Director Randy S. Nickerson For For Management 2g Elect Director David C. Parke For For Management 2h Elect Director Lynn A. Peterson For For Management 3a Elect Director David C. Parke For For Management 3b Elect Director Lynn A. Peterson For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION Ticker: BTU Security ID: 704551100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bob Malone For For Management 1b Elect Director Samantha B. Algaze For For Management 1c Elect Director Andrea E. Bertone For For Management 1d Elect Director Nicholas J. Chirekos For For Management 1e Elect Director Stephen E. Gorman For For Management 1f Elect Director Glenn L. Kellow For For Management 1g Elect Director Joe W. Laymon For For Management 1h Elect Director Teresa S. Madden For For Management 1i Elect Director David J. Miller For For Management 1j Elect Director Kenneth W. Moore For For Management 1k Elect Director Michael W. Sutherlin For For Management 1l Elect Director Darren R. Yeates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION Ticker: PVAC Security ID: 70788V102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Brooks For For Management 1b Elect Director Tiffany Thom Cepak For For Management 1c Elect Director Darin G. Holderness For For Management 1d Elect Director Brian Steck For For Management 1e Elect Director Jeffrey E. Wojahn For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- PERDOCEO EDUCATION CORPORATION Ticker: PRDO Security ID: 71363P106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis H. Chookaszian For For Management 1b Elect Director Kenda B. Gonzales For For Management 1c Elect Director Patrick W. Gross For For Management 1d Elect Director William D. Hansen For For Management 1e Elect Director Gregory L. Jackson For For Management 1f Elect Director Thomas B. Lally For For Management 1g Elect Director Todd S. Nelson For For Management 1h Elect Director Leslie T. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- PERFICIENT, INC. Ticker: PRFT Security ID: 71375U101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey S. Davis For For Management 1b Elect Director Ralph C. Derrickson For For Management 1c Elect Director James R. Kackley For For Management 1d Elect Director David S. Lundeen For For Management 1e Elect Director Brian L. Matthews For Against Management 1f Elect Director Gary M. Wimberly For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PERFORMANCE FOOD GROUP COMPANY Ticker: PFGC Security ID: 71377A103 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Holm For For Management 1b Elect Director Arthur B. Winkleblack - None None Management Withdrawn 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement for Amending Government Documents and Removing Directors 7 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- PETMED EXPRESS, INC. Ticker: PETS Security ID: 716382106 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Menderes Akdag For For Management 1.2 Elect Director Leslie C.G. Campbell For For Management 1.3 Elect Director Frank J. Formica For For Management 1.4 Elect Director Gian M. Fulgoni For For Management 1.5 Elect Director Ronald J. Korn For For Management 1.6 Elect Director Robert C. Schweitzer For For Management 2 Amend Bylaws For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify RSM US LLP as Auditors For For Management 5 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- PFENEX INC. Ticker: PFNX Security ID: 717071104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason Grenfell-Gardner For Withhold Management 1.2 Elect Director Evert B. Schimmelpennink For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PGT INNOVATIONS, INC. Ticker: PGTI Security ID: 69336V101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett N. Milgrim For For Management 1.2 Elect Director Richard D. Feintuch For For Management 1.3 Elect Director Jeffrey T. Jackson For For Management 1.4 Elect Director Frances Powell Hawes For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PHIBRO ANIMAL HEALTH CORPORATION Ticker: PAHC Security ID: 71742Q106 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack C. Bendheim For Withhold Management 1.2 Elect Director E. Thomas Corcoran For Withhold Management 1.3 Elect Director George Gunn For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank C. McDowell For For Management 1.2 Elect Director Kelly H. Barrett For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Glenn G. Cohen For For Management 1.5 Elect Director Barbara B. Lang For For Management 1.6 Elect Director C. Brent Smith For For Management 1.7 Elect Director Jeffrey L. Swope For For Management 1.8 Elect Director Dale H. Taysom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIPER SANDLER COMPANIES Ticker: PIPR Security ID: 724078100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Chad R. Abraham For For Management 1b Elect Director Jonathan J. Doyle For For Management 1c Elect Director William R. Fitzgerald For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Addison L. Piper For For Management 1f Elect Director Debbra L. Schoneman For For Management 1g Elect Director Thomas S. Schreier For For Management 1h Elect Director Sherry M. Smith For For Management 1i Elect Director Philip E. Soran For For Management 1j Elect Director Scott C. Taylor For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PLEXUS CORP. Ticker: PLXS Security ID: 729132100 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralf R. Boer For For Management 1.2 Elect Director Stephen P. Cortinovis For For Management 1.3 Elect Director David J. Drury For For Management 1.4 Elect Director Joann M. Eisenhart For For Management 1.5 Elect Director Dean A. Foate For For Management 1.6 Elect Director Rainer Jueckstock For For Management 1.7 Elect Director Peter Kelly For For Management 1.8 Elect Director Todd P. Kelsey For For Management 1.9 Elect Director Karen M. Rapp For For Management 1.10 Elect Director Paul A. Rooke For For Management 1.11 Elect Director Michael V. Schrock For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PNM RESOURCES, INC. Ticker: PNM Security ID: 69349H107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vicky A. Bailey For For Management 1b Elect Director Norman P. Becker For For Management 1c Elect Director Patricia K. Collawn For For Management 1d Elect Director E. Renae Conley For For Management 1e Elect Director Alan J. Fohrer For For Management 1f Elect Director Sidney M. Gutierrez For For Management 1g Elect Director James A. Hughes For For Management 1h Elect Director Maureen T. Mullarkey For For Management 1i Elect Director Donald K. Schwanz For For Management 1j Elect Director Bruce W. Wilkinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Report on Coal Combustion Against Against Shareholder Residual Matters at San Juan Generating Station -------------------------------------------------------------------------------- POLYONE CORPORATION Ticker: POL Security ID: 73179P106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Abernathy For For Management 1.2 Elect Director Richard H. Fearon For For Management 1.3 Elect Director Gregory J. Goff For For Management 1.4 Elect Director William R. Jellison For For Management 1.5 Elect Director Sandra Beach Lin For For Management 1.6 Elect Director Kim Ann Mink For For Management 1.7 Elect Director Robert M. Patterson For For Management 1.8 Elect Director Kerry J. Preete For For Management 1.9 Elect Director Patricia Verduin For For Management 1.10 Elect Director William A. Wulfsohn For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director Kirby A. Dyess For For Management 1e Elect Director Mark B. Ganz For For Management 1f Elect Director Marie Oh Huber For For Management 1g Elect Director Kathryn J. Jackson For For Management 1h Elect Director Michael H. Millegan For For Management 1i Elect Director Neil J. Nelson For For Management 1j Elect Director M. Lee Pelton For For Management 1k Elect Director Maria M. Pope For For Management 1l Elect Director Charles W. Shivery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- POWELL INDUSTRIES, INC. Ticker: POWL Security ID: 739128106 Meeting Date: FEB 19, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher E. Cragg For For Management 1.2 Elect Director Perry L. Elders For For Management 1.3 Elect Director Katheryn B. Curtis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Ticker: POWI Security ID: 739276103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Arienzo For For Management 1.2 Elect Director Balu Balakrishnan For For Management 1.3 Elect Director Nicholas E. Brathwaite For For Management 1.4 Elect Director Anita Ganti For For Management 1.5 Elect Director William L. George For For Management 1.6 Elect Director Balakrishnan S. Iyer For For Management 1.7 Elect Director Necip Sayiner For For Management 1.8 Elect Director Steven J. Sharp For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION Ticker: PRGS Security ID: 743312100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Dacier For For Management 1.2 Elect Director John R. Egan For For Management 1.3 Elect Director Rainer Gawlick For For Management 1.4 Elect Director Yogesh Gupta For For Management 1.5 Elect Director Charles F. Kane For For Management 1.6 Elect Director Samskriti (Sam) Y. King For For Management 1.7 Elect Director David A. Krall For For Management 1.8 Elect Director Angela T. Tucci For For Management 1.9 Elect Director Vivian Vitale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Ticker: PFS Security ID: 74386T105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Adamo For For Management 1.2 Elect Director Laura L. Brooks For For Management 1.3 Elect Director Terence Gallagher For For Management 1.4 Elect Director Carlos Hernandez For For Management 1.5 Elect Director Ursuline F. Foley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Ticker: PSB Security ID: 69360J107 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Maria R. Hawthorne For For Management 1.3 Elect Director Jennifer Holden Dunbar For For Management 1.4 Elect Director James H. Kropp For For Management 1.5 Elect Director Kristy M. Pipes For For Management 1.6 Elect Director Gary E. Pruitt For For Management 1.7 Elect Director Robert S. Rollo For For Management 1.8 Elect Director Joseph D. Russell, Jr. For For Management 1.9 Elect Director Peter Schultz For For Management 1.10 Elect Director Stephen W. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QEP RESOURCES, INC. Ticker: QEP Security ID: 74733V100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Phillips S. Baker, Jr. For For Management 1b Elect Director Timothy J. Cutt For For Management 1c Elect Director Julie A. Dill For For Management 1d Elect Director Joseph N. Jaggers For For Management 1e Elect Director Michael J. Minarovic For For Management 1f Elect Director Mary Shafer-Malicki For For Management 1g Elect Director Barth E. Whitham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- QUAKER CHEMICAL CORPORATION Ticker: KWR Security ID: 747316107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald R. Caldwell For For Management 1.2 Elect Director Robert H. Rock For For Management 1.3 Elect Director Ramaswami Seshasayee For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- QUALYS, INC. Ticker: QLYS Security ID: 74758T303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Pace For For Management 1.2 Elect Director Wendy M. Pfeiffer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUANEX BUILDING PRODUCTS CORPORATION Ticker: NX Security ID: 747619104 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Buck For For Management 1.2 Elect Director Susan F. Davis For For Management 1.3 Elect Director William C. Griffiths For For Management 1.4 Elect Director Donald R. Maier For For Management 1.5 Elect Director Meredith W. Mendes For For Management 1.6 Elect Director Joseph D. Rupp For For Management 1.7 Elect Director Curtis M. Stevens For For Management 1.8 Elect Director George L. Wilson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- QUINSTREET, INC. Ticker: QNST Security ID: 74874Q100 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart M. Huizinga For For Management 1.2 Elect Director David Pauldine For For Management 1.3 Elect Director James Simons For For Management 1.4 Elect Director Matthew Glickman For For Management 1.5 Elect Director Andrew Sheehan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- R.R. DONNELLEY & SONS COMPANY Ticker: RRD Security ID: 257867200 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Irene M. Esteves For For Management 1b Elect Director Susan M. Gianinno For For Management 1c Elect Director Daniel L. Knotts For For Management 1d Elect Director Timothy R. McLevish For For Management 1e Elect Director Jamie Moldafsky For For Management 1f Elect Director P. Cody Phipps For For Management 1g Elect Director John C. Pope For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director Brad L. Conner For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Lisa Mumford For For Management 1g Elect Director Gaetano Muzio For For Management 1h Elect Director Gregory V. Serio For For Management 1i Elect Director Noel J. Spiegel For For Management 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RADIUS HEALTH, INC. Ticker: RDUS Security ID: 750469207 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard H. Dere For Against Management 1b Elect Director Anthony Rosenberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAMBUS INC. Ticker: RMBS Security ID: 750917106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles Kissner For For Management 1b Elect Director Necip Sayiner For For Management 1c Elect Director Luc Seraphin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- RE/MAX HOLDINGS, INC. Ticker: RMAX Security ID: 75524W108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. DeSplinter For For Management 1.2 Elect Director Roger J. Dow For For Management 1.3 Elect Director Ronald E. Harrison For For Management 1.4 Elect Director Laura G. Kelly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- REDWOOD TRUST, INC. Ticker: RWT Security ID: 758075402 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Baum For For Management 1.2 Elect Director Christopher J. Abate For For Management 1.3 Elect Director Douglas B. Hansen For For Management 1.4 Elect Director Debora D. Horvath For For Management 1.5 Elect Director Greg H. Kubicek For For Management 1.6 Elect Director Fred J. Matera For For Management 1.7 Elect Director Jeffrey T. Pero For For Management 1.8 Elect Director Georganne C. Proctor For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- REGENXBIO INC. Ticker: RGNX Security ID: 75901B107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Hayden, Jr. For For Management 1.2 Elect Director A.N. "Jerry" Karabelas For Withhold Management 1.3 Elect Director Daniel Tasse For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGIONAL MANAGEMENT CORP. Ticker: RM Security ID: 75902K106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Beck For For Management 1.2 Elect Director Jonathan D. Brown For For Management 1.3 Elect Director Roel C. Campos For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Michael R. Dunn For For Management 1.6 Elect Director Steven J. Freiberg For For Management 1.7 Elect Director Sandra K. Johnson For For Management 1.8 Elect Director Alvaro G. de Molina For For Management 1.9 Elect Director Carlos Palomares For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RENT-A-CENTER, INC. Ticker: RCII Security ID: 76009N100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Mitchell E. Fadel For For Management 1.3 Elect Director Christopher B. Hetrick For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. Ticker: ROIC Security ID: 76131N101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Baker For For Management 1.2 Elect Director Michael J. Indiveri For For Management 1.3 Elect Director Edward H. Meyer For Withhold Management 1.4 Elect Director Lee S. Neibart For For Management 1.5 Elect Director Charles J. Persico For For Management 1.6 Elect Director Laura H. Pomerantz For For Management 1.7 Elect Director Stuart A. Tanz For For Management 1.8 Elect Director Eric S. Zorn For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RETAIL VALUE INC. Ticker: RVI Security ID: 76133Q102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary N. Boston For For Management 1.2 Elect Director Henrie W. Koetter For For Management 1.3 Elect Director David R. Lukes For For Management 1.4 Elect Director Scott D. Roulston For For Management 1.5 Elect Director Barry A. Sholem For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- REX AMERICAN RESOURCES CORPORATION Ticker: REX Security ID: 761624105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart A. Rose For For Management 1.2 Elect Director Zafar Rizvi For For Management 1.3 Elect Director Edward M. Kress For For Management 1.4 Elect Director David S. Harris For For Management 1.5 Elect Director Charles A. Elcan For For Management 1.6 Elect Director Mervyn L. Alphonso For For Management 1.7 Elect Director Lee Fisher For For Management 1.8 Elect Director Anne MacMillan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RH Ticker: RH Security ID: 74967X103 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eri Chaya For For Management 1.2 Elect Director Mark Demilio For For Management 1.3 Elect Director Leonard Schlesinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ROGERS CORPORATION Ticker: ROG Security ID: 775133101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith L. Barnes For For Management 1.2 Elect Director Bruce D. Hoechner For For Management 1.3 Elect Director Carol R. Jensen For For Management 1.4 Elect Director Ganesh Moorthy For For Management 1.5 Elect Director Jeffrey J. Owens For For Management 1.6 Elect Director Helene Simonet For For Management 1.7 Elect Director Peter C. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RUDOLPH TECHNOLOGIES, INC. Ticker: RTEC Security ID: 781270103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Increase Authorized Common Stock For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rachna Bhasin For For Management 1b Elect Director Alvin Bowles, Jr. For For Management 1c Elect Director Fazal Merchant For For Management 1d Elect Director Patrick Moore For For Management 1e Elect Director Christine Pantoya For For Management 1f Elect Director Robert Prather, Jr. For For Management 1g Elect Director Colin V. Reed For For Management 1h Elect Director Michael Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- SAIA, INC. Ticker: SAIA Security ID: 78709Y105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna E. Epps For For Management 1.2 Elect Director John P. Gainor, Jr. For For Management 1.3 Elect Director Randolph W. Melville For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SANMINA CORPORATION Ticker: SANM Security ID: 801056102 Meeting Date: MAR 09, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eugene A. Delaney For For Management 1b Elect Director John P. Goldsberry For For Management 1c Elect Director Rita S. Lane For For Management 1d Elect Director Joseph G. Licata, Jr. For For Management 1e Elect Director Hartmut Liebel For For Management 1f Elect Director Krish Prabhu For For Management 1g Elect Director Mario M. Rosati For For Management 1h Elect Director Jure Sola For For Management 1i Elect Director Jackie M. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SAUL CENTERS, INC. Ticker: BFS Security ID: 804395101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Francis Saul, II For For Management 1.2 Elect Director John E. Chapoton For For Management 1.3 Elect Director H. Gregory Platts For For Management 1.4 Elect Director John R. Whitmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCANSOURCE, INC. Ticker: SCSC Security ID: 806037107 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Baur For For Management 1.2 Elect Director Peter C. Browning For For Management 1.3 Elect Director Michael J. Grainger For For Management 1.4 Elect Director Dorothy F. Ramoneda For For Management 1.5 Elect Director John P. Reilly For For Management 1.6 Elect Director Elizabeth O. Temple For For Management 1.7 Elect Director Charles R. Whitchurch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as as For For Management Auditors -------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION Ticker: SGMS Security ID: 80874P109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald O. Perelman For Withhold Management 1.2 Elect Director Barry L. Cottle For For Management 1.3 Elect Director Peter A. Cohen For For Management 1.4 Elect Director Richard M. Haddrill For For Management 1.5 Elect Director Jack A. Markell For For Management 1.6 Elect Director Michael J. Regan For For Management 1.7 Elect Director Barry F. Schwartz For For Management 1.8 Elect Director Frances F. Townsend For For Management 1.9 Elect Director Maria T. Vullo For For Management 1.10 Elect Director Kneeland C. Youngblood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SEACOAST BANKING CORPORATION OF FLORIDA Ticker: SBCF Security ID: 811707801 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie H. Daum For For Management 1.2 Elect Director Dennis S. Hudson, III For For Management 1.3 Elect Director Alvaro J. Monserrat For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SECUREWORKS CORP. Ticker: SCWX Security ID: 81374A105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Cote For Withhold Management 1.2 Elect Director Yagyensh C. (Buno) Pati For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SELECT MEDICAL HOLDINGS CORPORATION Ticker: SEM Security ID: 81619Q105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryan C. Cressey For For Management 1.2 Elect Director Robert A. Ortenzio For For Management 1.3 Elect Director Daniel J. Thomas For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PriceWaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SHAKE SHACK INC. Ticker: SHAK Security ID: 819047101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randy Garutti For For Management 1b Elect Director Joshua Silverman For Withhold Management 1c Elect Director Jonathan D. Sokoloff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SHOE CARNIVAL, INC. Ticker: SCVL Security ID: 824889109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director J. Wayne Weaver For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SHOTSPOTTER, INC. Ticker: SSTI Security ID: 82536T107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph A. Clark For For Management 1.2 Elect Director Marc Morial For Withhold Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- SI-BONE, INC. Ticker: SIBN Security ID: 825704109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey W. Dunn For For Management 1b Elect Director John G. Freund For Withhold Management 1c Elect Director Gregory K. Hinckley For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Ticker: SIG Security ID: G81276100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Todd Stitzer For For Management 1b Elect Director Virginia "Gina" C. For For Management Drosos 1c Elect Director R. Mark Graf For For Management 1d Elect Director Zackery Hicks For For Management 1e Elect Director Sharon L. McCollam For For Management 1f Elect Director Helen McCluskey For For Management 1g Elect Director Nancy A. Reardon For For Management 1h Elect Director Jonathan Seiffer For For Management 1i Elect Director Brian Tilzer For For Management 1j Elect Director Eugenia Ulasewicz For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SIMMONS FIRST NATIONAL CORPORATION Ticker: SFNC Security ID: 828730200 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Fifteen For For Management 2.1 Elect Director Jay D. Burchfield For For Management 2.2 Elect Director Marty D. Casteel For For Management 2.3 Elect Director William E. Clark, II For For Management 2.4 Elect Director Steven A. Cosse For For Management 2.5 Elect Director Mark C. Doramus For For Management 2.6 Elect Director Edward Drilling For For Management 2.7 Elect Director Eugene Hunt For For Management 2.8 Elect Director Jerry Hunter For For Management 2.9 Elect Director Susan Lanigan For For Management 2.10 Elect Director George A. Makris, Jr. For For Management 2.11 Elect Director W. Scott McGeorge For For Management 2.12 Elect Director Tom Purvis For For Management 2.13 Elect Director Robert L. Shoptaw For For Management 2.14 Elect Director Russell W. Teubner For For Management 2.15 Elect Director Mindy West For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BKD, LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SIMPSON MANUFACTURING CO., INC. Ticker: SSD Security ID: 829073105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Andrasick For For Management 1b Elect Director Michael A. Bless For For Management 1c Elect Director Jennifer A. Chatman For For Management 1d Elect Director Karen Colonias For For Management 1e Elect Director Gary M. Cusumano For For Management 1f Elect Director Philip E. Donaldson For For Management 1g Elect Director Celeste Volz Ford For For Management 1h Elect Director Robin G. MacGillivray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SKYWEST, INC. Ticker: SKYW Security ID: 830879102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry C. Atkin For For Management 1.2 Elect Director W. Steve Albrecht For For Management 1.3 Elect Director Russell A. Childs For For Management 1.4 Elect Director Henry J. Eyring For For Management 1.5 Elect Director Meredith S. Madden For For Management 1,6 Elect Director Ronald J. Mittelstaedt For For Management 1.7 Elect Director Andrew C. Roberts For For Management 1.8 Elect Director Keith E. Smith For For Management 1.9 Elect Director Steven F. Udvar-Hazy For For Management 1.10 Elect Director James L. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth Hao For Against Management 1b Elect Director Bryan Ingram For For Management 1c Elect Director Paul Mercadante For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SOLAREDGE TECHNOLOGIES, INC. Ticker: SEDG Security ID: 83417M104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tal Payne For For Management 1b Elect Director Marcel Gani For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah M. Barpoulis For For Management 1b Elect Director Keith S. Campbell For For Management 1c Elect Director Victor A. Fortkiewicz For For Management 1d Elect Director Sheila Hartnett-Devlin For For Management 1e Elect Director G. Edison Holland, Jr. For For Management 1f Elect Director Sunita Holzer For For Management 1g Elect Director Kevin M. O'Dowd For For Management 1h Elect Director Michael J. Renna For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Frank L. Sims For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche as Auditors For For Management -------------------------------------------------------------------------------- SPARTANNASH COMPANY Ticker: SPTN Security ID: 847215100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shan Atkins For For Management 1.2 Elect Director Dennis Eidson For For Management 1.3 Elect Director Frank M. Gambino For For Management 1.4 Elect Director Douglas A. Hacker For For Management 1.5 Elect Director Yvonne R. Jackson For For Management 1.6 Elect Director Matthew Mannelly For For Management 1.7 Elect Director Elizabeth A. Nickels For For Management 1.8 Elect Director Hawthorne L. Proctor For For Management 1.9 Elect Director William R. Voss For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPS COMMERCE, INC. Ticker: SPSC Security ID: 78463M107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Archie C. Black For For Management 1b Elect Director Martin J. Leestma For For Management 1c Elect Director James B. Ramsey For For Management 1d Elect Director Marty M. Reaume For For Management 1e Elect Director Tami L. Reller For For Management 1f Elect Director Philip E. Soran For For Management 1g Elect Director Sven A. Wehrwein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- SPX CORPORATION Ticker: SPXC Security ID: 784635104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ricky D. Puckett For For Management 1.2 Elect Director Meenal A. Sethna For For Management 1.3 Elect Director Tana L. Utley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- SPX FLOW, INC. Ticker: FLOW Security ID: 78469X107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert F. Hull, Jr. For For Management 1b Elect Director David V. Singer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SRC ENERGY INC. Ticker: SRCI Security ID: 78470V108 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- STAMPS.COM INC. Ticker: STMP Security ID: 852857200 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth T. McBride For Withhold Management 1b Elect Director Theodore R. Samuels, II For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. Ticker: SMP Security ID: 853666105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Gethin For For Management 1.2 Elect Director Pamela Forbes Lieberman For For Management 1.3 Elect Director Patrick S. McClymont For For Management 1.4 Elect Director Joseph W. McDonnell For For Management 1.5 Elect Director Alisa C. Norris For For Management 1.6 Elect Director Eric P. Sills For For Management 1.7 Elect Director Lawrence I. Sills For For Management 1.8 Elect Director William H. Turner For For Management 1.9 Elect Director Richard S. Ward For For Management 1.10 Elect Director Roger M. Widmann For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEPAN COMPANY Ticker: SCL Security ID: 858586100 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joaquin Delgado For For Management 1.2 Elect Director F. Quinn Stepan, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Ticker: STRL Security ID: 859241101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger A. Cregg For For Management 1.2 Elect Director Joseph A. Cutillo For For Management 1.3 Elect Director Marian M. Davenport For For Management 1.4 Elect Director Raymond F. Messer For For Management 1.5 Elect Director Dana C. O'Brien For For Management 1.6 Elect Director Charles R. Patton For For Management 1.7 Elect Director Thomas M. White For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Ticker: SHOO Security ID: 556269108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Rosenfeld For For Management 1.2 Elect Director Al Ferrara For For Management 1.3 Elect Director Mitchell S. Klipper For For Management 1.4 Elect Director Rose Peabody Lynch For For Management 1.5 Elect Director Peter Migliorini For For Management 1.6 Elect Director Ravi Sachdev For For Management 1.7 Elect Director Thomas H. Schwartz For For Management 1.8 Elect Director Robert G. Smith For For Management 1.9 Elect Director Amelia Newton Varela For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEWART INFORMATION SERVICES CORPORATION Ticker: STC Security ID: 860372101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas G. Apel For For Management 1.2 Elect Director C. Allen Bradley, Jr. For For Management 1.3 Elect Director Robert L. Clarke For For Management 1.4 Elect Director William S. Corey, Jr. For For Management 1.5 Elect Director Frederick H. Eppinger, For For Management Jr. 1.6 Elect Director Deborah J. Matz For For Management 1.7 Elect Director Matthew W. Morris For For Management 1.8 Elect Director Karen R. Pallotta For For Management 1.9 Elect Director Manuel Sanchez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- STRATEGIC EDUCATION, INC. Ticker: STRA Security ID: 86272C103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Silberman For For Management 1.2 Elect Director J. Kevin Gilligan For For Management 1.3 Elect Director Robert R. Grusky For For Management 1.4 Elect Director Charlotte F. Beason For For Management 1.5 Elect Director Rita D. Brogley For For Management 1.6 Elect Director John T. Casteen, III For For Management 1.7 Elect Director H. James Dallas For For Management 1.8 Elect Director Nathaniel C. Fick For For Management 1.9 Elect Director Karl McDonnell For For Management 1.10 Elect Director G. Thomas Waite, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUMMIT HOTEL PROPERTIES, INC. Ticker: INN Security ID: 866082100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Hansen For For Management 1b Elect Director Bjorn R. L. Hanson For For Management 1c Elect Director Jeffrey W. Jones For For Management 1d Elect Director Kenneth J. Kay For For Management 1e Elect Director Thomas W. Storey For For Management 1f Elect Director Hope S. Taitz For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUPERNUS PHARMACEUTICALS, INC. Ticker: SUPN Security ID: 868459108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Hudson For For Management 1.2 Elect Director Charles W. Newhall, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Zareh Sarrafian For For Management 1.3 Elect Director Kim Sheehy For Withhold Management 1.4 Elect Director Donald D. Snyder For Withhold Management 1.5 Elect Director Tom Thomas For For Management 1.6 Elect Director Bryan Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED Ticker: SYKE Security ID: 871237103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James S. MacLeod For For Management 1B Elect Director William D. Muir, Jr. For For Management 1C Elect Director Lorraine L. Lutton For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For For Management 1.2 Elect Director Bruce Leeds For Withhold Management 1.3 Elect Director Robert Leeds For Withhold Management 1.4 Elect Director Barry Litwin For For Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For Withhold Management 1.8 Elect Director Robert D. Rosenthal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TAILORED BRANDS, INC. Ticker: TLRD Security ID: 87403A107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dinesh S. Lathi For For Management 1.2 Elect Director Theo Killion For For Management 1.3 Elect Director Irene Chang Britt For For Management 1.4 Elect Director Sue Gove For For Management 1.5 Elect Director Andrew Vollero For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION Ticker: TMHC Security ID: 87724P106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffry L. Flake For For Management 1.2 Elect Director Gary H. Hunt For For Management 1.3 Elect Director Peter Lane For For Management 1.4 Elect Director William H. Lyon For For Management 1.5 Elect Director Anne L. Mariucci For For Management 1.6 Elect Director Andrea (Andi) Owen For For Management 1.7 Elect Director Sheryl D. Palmer For For Management 1.8 Elect Director Denise F. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TCF FINANCIAL CORPORATION Ticker: TCF Security ID: 872307103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Bell For For Management 1.2 Elect Director Craig R. Dahl For For Management 1.3 Elect Director Karen L. Grandstrand For For Management 1.4 Elect Director Richard H. King For For Management 1.5 Elect Director Ronald A. Klein For For Management 1.6 Elect Director Barbara J. Mahone For For Management 1.7 Elect Director Barbara L. McQuade For For Management 1.8 Elect Director Vance K. Opperman For For Management 1.9 Elect Director David T. Provost For For Management 1.10 Elect Director Roger J. Sit For For Management 1.11 Elect Director Julie H. Sullivan For For Management 1.12 Elect Director Jeffrey L. Tate For For Management 1.13 Elect Director Gary Torgow For For Management 1.14 Elect Director Arthur A. Weiss For For Management 1.15 Elect Director Franklin C. Wheatlake For For Management 1.16 Elect Director Theresa M. H. Wise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TECHTARGET, INC. Ticker: TTGT Security ID: 87874R100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Cotoia For For Management 1.2 Elect Director Roger M. Marino For For Management 1.3 Elect Director Christina G. Van Houten For For Management 2 Ratify Stowe & Degon, LLC as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- TENNANT COMPANY Ticker: TNC Security ID: 880345103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol S. Eicher For For Management 1b Elect Director Maria C. Green For For Management 1c Elect Director Donal L. Mulligan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BANCORP, INC. Ticker: TBBK Security ID: 05969A105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Cohen For For Management 1.2 Elect Director Damian M. Kozlowski For For Management 1.3 Elect Director Walter T. Beach For For Management 1.4 Elect Director Michael J. Bradley For For Management 1.5 Elect Director John C. Chrystal For For Management 1.6 Elect Director Matthew Cohn For For Management 1.7 Elect Director John M. Eggemeyer For For Management 1.8 Elect Director Hersh Kozlov For For Management 1.9 Elect Director William H. Lamb For For Management 1.10 Elect Director James J. McEntee, III For For Management 1.11 Elect Director Daniela A. Mielke For For Management 1.12 Elect Director Stephanie B. Mudick For For Management 1.13 Elect Director Mei-Mei Tuan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- THE CHEFS' WAREHOUSE, INC. Ticker: CHEF Security ID: 163086101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominick Cerbone For For Management 1b Elect Director Joseph Cugine For For Management 1c Elect Director Steven F. Goldstone For For Management 1d Elect Director Alan Guarino For For Management 1e Elect Director Stephen Hanson For For Management 1f Elect Director Katherine Oliver For For Management 1g Elect Director Christopher Pappas For For Management 1h Elect Director John Pappas For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE E.W. SCRIPPS COMPANY Ticker: SSP Security ID: 811054402 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lauren Rich Fine For For Management 1b Elect Director Wonya Y. Lucas For For Management 1c Elect Director Kim Williams For Withhold Management -------------------------------------------------------------------------------- THE ENSIGN GROUP, INC. Ticker: ENSG Security ID: 29358P101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy E. Christensen For For Management 1.2 Elect Director Barry M. Smith For For Management 1.3 Elect Director Swati B. Abbott For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE FIRST OF LONG ISLAND CORPORATION Ticker: FLIC Security ID: 320734106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Becker For For Management 1.2 Elect Director Paul T. Canarick For For Management 1.3 Elect Director Alexander L. Cover For For Management 1.4 Elect Director Stephen V. Murphy For For Management 1.5 Elect Director Peter Quick For For Management 1.6 Elect Director Denise Strain For For Management 1.7 Elect Director Eric J. Tveter For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- THE GEO GROUP, INC. Ticker: GEO Security ID: 36162J106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne N. Foreman For For Management 1.2 Elect Director Richard H. Glanton For For Management 1.3 Elect Director Jose Gordo For For Management 1.4 Elect Director Scott Kernan For For Management 1.5 Elect Director Guido Van Hauwermeiren For For Management 1.6 Elect Director Christopher C. Wheeler For For Management 1.7 Elect Director Julie Myers Wood For For Management 1.8 Elect Director George C. Zoley For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE JOINT CORP. Ticker: JYNT Security ID: 47973J102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew E. Rubel For For Management 1.2 Elect Director James H. Amos, Jr. For For Management 1.3 Elect Director Ronald V. DaVella For For Management 1.4 Elect Director Suzanne M. Decker For For Management 1.5 Elect Director Peter D. Holt For For Management 1.6 Elect Director Abe Hong For For Management 1.7 Elect Director Glenn J. Krevlin For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- THE MARCUS CORPORATION Ticker: MCS Security ID: 566330106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen H. Marcus For Withhold Management 1.2 Elect Director Diane Marcus Gershowitz For Withhold Management 1.3 Elect Director Allan H. Selig For For Management 1.4 Elect Director Timothy E. Hoeksema For Withhold Management 1.5 Elect Director Bruce J. Olson For For Management 1.6 Elect Director Philip L. Milstein For Withhold Management 1.7 Elect Director Gregory S. Marcus For Withhold Management 1.8 Elect Director Brian J. Stark For For Management 1.9 Elect Director Katherine M. Gehl For Withhold Management 1.10 Elect Director David M. Baum For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- THE PROVIDENCE SERVICE CORPORATION Ticker: PRSC Security ID: 743815102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David A. Coulter For For Management 1b Elect Director Leslie V. Norwalk For For Management 1c Elect Director Daniel E. Greenleaf For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THIRD POINT REINSURANCE LTD. Ticker: TPRE Security ID: G8827U100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gretchen A. Hayes For For Management 2 Election of Designated Company For For Management Directors of Non-U.S. Subsidiaries 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TIVITY HEALTH, INC. Ticker: TVTY Security ID: 88870R102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Sara J. Finley For For Management 1B Elect Director Robert J. Greczyn, Jr. For For Management 1C Elect Director Peter A. Hudson For For Management 1D Elect Director Beth M. Jacob For For Management 1E Elect Director Bradley S. Karro For For Management 1F Elect Director Benjamin A. Kirshner For For Management 1G Elect Director Erin L. Russell For For Management 1H Elect Director Anthony M. Sanfilippo For For Management 1I Elect Director Daniel G. Tully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TOPBUILD CORP. Ticker: BLD Security ID: 89055F103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alec C. Covington For For Management 1b Elect Director Gerald Volas For For Management 1c Elect Director Carl T. Camden For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Tina M. Donikowski For For Management 1f Elect Director Mark A. Petrarca For For Management 1g Elect Director Nancy M. Taylor For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TREDEGAR CORPORATION Ticker: TG Security ID: 894650100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George C. Freeman, III For For Management 1.2 Elect Director John D. Gottwald For For Management 1.3 Elect Director William M. Gottwald For For Management 1.4 Elect Director Kenneth R. Newsome For For Management 1.5 Elect Director Gregory A. Pratt For For Management 1.6 Elect Director Thomas G. Snead, Jr. For For Management 1.7 Elect Director John M. Steitz For For Management 1.8 Elect Director Carl E. Tack, III For For Management 1.9 Elect Director Anne G. Waleski For For Management 2 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- TRIMAS CORPORATION Ticker: TRS Security ID: 896215209 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbet K. Parker For For Management 1.2 Elect Director Holly M. Boehne For For Management 1.3 Elect Director Teresa M. Finley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Tomkins For For Management 1.2 Elect Director Sandra Beach Lin For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director K'lynne Johnson For For Management 1c Elect Director Sandra Beach Lin For For Management 1d Elect Director Philip Martens For For Management 1e Elect Director Donald T. Misheff For For Management 1f Elect Director Christopher D. Pappas For For Management 1g Elect Director Henri Steinmetz For For Management 1h Elect Director Mark Tomkins For For Management 1i Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors and For For Management Auditors 6 Appoint PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Approve Dividends For For Management 9 Authorize Share Repurchase Program For For Management 10 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRIPLE-S MANAGEMENT CORPORATION Ticker: GTS Security ID: 896749108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cari M. Dominguez For For Management 1b Elect Director Roberto Santa Maria For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRUEBLUE, INC. Ticker: TBI Security ID: 89785X101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen B. Brown For For Management 1b Elect Director A. Patrick Beharelle For For Management 1c Elect Director Steven C. Cooper For For Management 1d Elect Director William C. Goings For For Management 1e Elect Director Kim Harris Jones For For Management 1f Elect Director Jeffrey B. Sakaguchi For For Management 1g Elect Director Kristi A. Savacool For For Management 1h Elect Director Bonnie W. Soodik For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. Ticker: TTMI Security ID: 87305R109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenton K. Alder For For Management 1.2 Elect Director Julie S. England For For Management 1.3 Elect Director Philip G. Franklin For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- U.S. SILICA HOLDINGS, INC. Ticker: SLCA Security ID: 90346E103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter C. Bernard For For Management 1B Elect Director Diane K. Duren For For Management 1C Elect Director William J. Kacal For For Management 1D Elect Director Bonnie C. Lind For For Management 1E Elect Director Charles W. Shaver For For Management 1F Elect Director Bryan A. Shinn For For Management 1G Elect Director J. Michael Stice For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ULTRA CLEAN HOLDINGS, INC. Ticker: UCTT Security ID: 90385V107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clarence L. Granger For For Management 1b Elect Director James P. Scholhamer For For Management 1c Elect Director David T. ibnAle For For Management 1d Elect Director Emily M. Liggett For For Management 1e Elect Director Thomas T. Edman For For Management 1f Elect Director Barbara V. Scherer For For Management 1g Elect Director Ernest E. Maddock For For Management 1h Elect Director Jacqueline A. Seto For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIFIRST CORPORATION Ticker: UNF Security ID: 904708104 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas S. Postek For For Management 1.2 Elect Director Steven S. Sintros For For Management 1.3 Elect Director Raymond C. Zemlin For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. Ticker: UCBI Security ID: 90984P303 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Blalock For For Management 1.2 Elect Director L. Cathy Cox For For Management 1.3 Elect Director Kenneth L. Daniels For For Management 1.4 Elect Director Lance F. Drummond For For Management 1.5 Elect Director H. Lynn Harton For For Management 1.6 Elect Director Jennifer K. Mann For For Management 1.7 Elect Director Thomas A. Richlovsky For For Management 1.8 Elect Director David C. Shaver For For Management 1.9 Elect Director Tim R. Wallis For For Management 1.10 Elect Director David H. Wilkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED COMMUNITY FINANCIAL CORP. Ticker: UCFC Security ID: 909839102 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNIVERSAL CORPORATION Ticker: UVV Security ID: 913456109 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas H. Johnson For For Management 1.2 Elect Director Michael T. Lawton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. Ticker: UFPI Security ID: 913543104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Benjamin J. McLean For For Management 1b Elect Director Mary E. Tuuk For For Management 1c Elect Director Michael G. Wooldridge For For Management 2 Change Company Name to UFP Industries, For For Management Inc. 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott P. Callahan For For Management 1b Elect Director Kimberly D. Campos For For Management 1c Elect Director Stephen J. Donaghy For For Management 1d Elect Director Sean P. Downes For For Management 1e Elect Director Marlene M. Gordon For For Management 1f Elect Director Ralph J. Palmieri For For Management 1g Elect Director Richard D. Peterson For For Management 1h Elect Director Michael A. Pietrangelo For For Management 1i Elect Director Ozzie A. Schindler For For Management 1j Elect Director Jon W. Springer For For Management 1k Elect Director Joel M. Wilentz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES INC. Ticker: UBA Security ID: 917286205 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin J. Bannon For Against Management 1b Elect Director Richard Grellier For Against Management 1c Elect Director Charles D. Urstadt For Against Management 1d Elect Director Willis H. Stephens, Jr. For Against Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VANDA PHARMACEUTICALS INC. Ticker: VNDA Security ID: 921659108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard W. Dugan For For Management 1b Elect Director Anne Sempowski Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VECTOR GROUP LTD. Ticker: VGR Security ID: 92240M108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bennett S. LeBow For For Management 1.2 Elect Director Howard M. Lorber For For Management 1.3 Elect Director Ronald J. Bernstein For For Management 1.4 Elect Director Stanley S. Arkin For Withhold Management 1.5 Elect Director Henry C. Beinstein For For Management 1.6 Elect Director Paul V. Carlucci For For Management 1.7 Elect Director Jean E. Sharpe For Withhold Management 1.8 Elect Director Barry Watkins For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- VERSO CORPORATION Ticker: VRS Security ID: 92531L207 Meeting Date: JAN 31, 2020 Meeting Type: Proxy Contest Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1a Elect Director Robert K. Beckler For For Management 1b Elect Director Paula H.J. Cholmondeley For For Management 1c Elect Director Randy J. Nebel For For Management 1d Elect Director Steven D. Scheiwe For For Management 1e Elect Director Jay Shuster For For Management 1f Elect Director Adam St. John For For Management 1g Elect Director Nancy M. Taylor For For Management 2 Approve Sale of Androscoggin Mill For For Management 3 Adjourn Meeting For For Management 4a Reduce Supermajority Vote Requirement For For Management for Removal of Directors 4b Reduce Supermajority Vote Requirement For For Management to Amend Bylaws 4c Reduce Supermajority Vote Requirement For For Management to Amend Certain Provisions of the Certificate of Incorporation 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Deloitte & Touche LLP as For For Management Auditors 7 Adopt Stockholder Rights Plan For Against Management 8 Adopt Majority Vote for Election of None Against Management Directors 9 Repeal Amendments to Verso's Amended Against Against Shareholder and Restated Bylaws Adopted After June 26, 2019 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1.1 Elect Director Sean T. Erwin For Did Not Vote Shareholder 1.2 Elect Director Jeffrey E. Kirt For Did Not Vote Shareholder 1.3 Elect Director Timothy Lowe For Did Not Vote Shareholder 1.4 Management Nominee Robert K. Beckler For Did Not Vote Shareholder 1.5 Management Nominee Paula H.J. For Did Not Vote Shareholder Cholmondeley 1.6 Management Nominee Randy J. Nebel For Did Not Vote Shareholder 1.7 Management Nominee Adam St. John For Did Not Vote Shareholder 2 Approve Sale of Androscoggin Mill None Did Not Vote Management 3 Adjourn Meeting None Did Not Vote Management 4a Reduce Supermajority Vote Requirement For Did Not Vote Management for Removal of Directors 4b Reduce Supermajority Vote Requirement For Did Not Vote Management to Amend Bylaws 4c Reduce Supermajority Vote Requirement For Did Not Vote Management to Amend Certain Provisions of the Certificate of Incorporation 5 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation 6 Ratify Deloitte & Touche LLP as None Did Not Vote Management Auditors 7 Adopt Stockholder Rights Plan None Did Not Vote Management 8 Adopt Majority Vote for Election of For Did Not Vote Management Directors 9 Repeal Amendments to Verso's Amended For Did Not Vote Shareholder and Restated Bylaws Adopted After June 26, 2019 -------------------------------------------------------------------------------- VIAVI SOLUTIONS INC. Ticker: VIAV Security ID: 925550105 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Belluzzo For For Management 1.2 Elect Director Keith Barnes For For Management 1.3 Elect Director Laura Black For For Management 1.4 Elect Director Tor Braham For For Management 1.5 Elect Director Timothy Campos For For Management 1.6 Elect Director Donald Colvin For For Management 1.7 Elect Director Masood A. Jabbar For For Management 1.8 Elect Director Oleg Khaykin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VICTORY CAPITAL HOLDINGS, INC. Ticker: VCTR Security ID: 92645B103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James B. Hawkes For Against Management 1b Elect Director Robert J. Hurst For Against Management 1c Elect Director Alan H. Rappaport For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- VIRTUSA CORPORATION Ticker: VRTU Security ID: 92827P102 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kris Canekeratne For For Management 1.2 Elect Director Barry R. Nearhos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VONAGE HOLDINGS CORP. Ticker: VG Security ID: 92886T201 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid Akhavan For For Management 1b Elect Director Jan Hauser For For Management 1c Elect Director Priscilla Hung For For Management 1d Elect Director Carolyn Katz For For Management 1e Elect Director Alan Masarek For For Management 1f Elect Director Michael J. McConnell For For Management 1g Elect Director John J. Roberts For For Management 1h Elect Director Gary Steele For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WARRIOR MET COAL, INC. Ticker: HCC Security ID: 93627C101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen D. Williams For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director J. Brett Harvey For For Management 1.4 Elect Director Walter J. Scheller, III For For Management 1.5 Elect Director Alan H. Schumacher For For Management 1.6 Elect Director Gareth N. Turner For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Adopt NOL Rights Plan (NOL Pill) For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON PRIME GROUP INC. Ticker: WPG Security ID: 93964W108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Taggart "Tag" Birge For For Management 1b Elect Director Louis G. Conforti For For Management 1c Elect Director John J. Dillon, III For For Management 1d Elect Director Robert J. Laikin For For Management 1e Elect Director John F. Levy For For Management 1f Elect Director Sheryl G. von Blucher For For Management 1g Elect Director Jacquelyn R. Soffer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Ticker: WTS Security ID: 942749102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher L. Conway For Withhold Management 1.2 Elect Director David A. Dunbar For Withhold Management 1.3 Elect Director Louise K. Goeser For Withhold Management 1.4 Elect Director Jes Munk Hansen For Withhold Management 1.5 Elect Director W. Craig Kissel For Withhold Management 1.6 Elect Director Joseph T. Noonan For For Management 1.7 Elect Director Robert J. Pagano, Jr. For For Management 1.8 Elect Director Merilee Raines For Withhold Management 1.9 Elect Director Joseph W. Reitmeier For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WINGSTOP INC. Ticker: WING Security ID: 974155103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn Crump-Caine For For Management 1.2 Elect Director Wesley S. McDonald For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Remove Certain Provisions -------------------------------------------------------------------------------- WORKIVA INC. Ticker: WK Security ID: 98139A105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael M. Crow For Withhold Management 1.2 Elect Director Eugene S. Katz For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WORTHINGTON INDUSTRIES, INC. Ticker: WOR Security ID: 981811102 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerrii B. Anderson For For Management 1.2 Elect Director David P. Blom For For Management 1.3 Elect Director John P. McConnell For Withhold Management 1.4 Elect Director Mary Schiavo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ZUMIEZ INC. Ticker: ZUMZ Security ID: 989817101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas D. Campion For For Management 1B Elect Director Sarah (Sally) G. McCoy For For Management 1C Elect Director Ernest R. Johnson For For Management 1D Elect Director Liliana Gil Valletta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management ====================== Voya International Index Portfolio ====================== 3I GROUP PLC Ticker: III Security ID: G88473148 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Jonathan Asquith as Director For For Management 6 Re-elect Caroline Banszky as Director For For Management 7 Re-elect Simon Borrows as Director For For Management 8 Re-elect Stephen Daintith as Director For For Management 9 Re-elect Peter Grosch as Director For For Management 10 Re-elect David Hutchison as Director For For Management 11 Re-elect Coline McConville as Director For For Management 12 Elect Alexandra Schaapveld as Director For For Management 13 Re-elect Simon Thompson as Director For For Management 14 Re-elect Julia Wilson as Director For For Management 15 Appoint KPMG LLP as Auditors For For Management 16 Authorise Board Acting Through the For For Management Audit and Compliance Committee to Fix Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Approve Discretionary Share Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Adopt New Articles of Association For For Management 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- A.P. MOLLER-MAERSK A/S Ticker: MAERSK.B Security ID: K0514G135 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Management and For For Management Board 4 Approve Allocation of Income and For For Management Dividends of DKK 150 Per Share 5a Reelect Jim Hagemann Snabe as Director For Abstain Management 5b Reelect Ane Maersk Mc-Kinney Uggla as For Abstain Management Director 5c Reelect Robert Maersk Uggla as Director For Abstain Management 5d Reelect Jacob Andersen Sterling as For For Management Director 5e Reelect Thomas Lindegaard Madsen as For For Management Director 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Authorize Board to Declare For For Management Extraordinary Dividend 7b Approve DKK 784.9 Million Reduction in For For Management Share Capital via Share Cancellation 7c Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7d Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings -------------------------------------------------------------------------------- ABB LTD. Ticker: ABBN Security ID: H0010V101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 0.80 per Share 5 Amend Articles Re: Annual Report For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4.7 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 39.5 Million 7.1 Reelect Matti Alahuhta as Director For For Management 7.2 Reelect Gunnar Brock as Director For For Management 7.3 Reelect David Constable as Director For For Management 7.4 Reelect Frederico Curado as Director For For Management 7.5 Reelect Lars Foerberg as Director For For Management 7.6 Reelect Jennifer Xin-Zhe Li as Director For For Management 7.7 Reelect Geraldine Matchett as Director For For Management 7.8 Reelect David Meline as Director For For Management 7.9 Reelect Satish Pai as Director For For Management 7.10 Reelect Jacob Wallenberg as Director For For Management 7.11 Reelect Peter Voser as Director and For For Management Board Chairman 8.1 Appoint David Constable as Member of For For Management the Compensation Committee 8.2 Appoint Frederico Curado as Member of For For Management the Compensation Committee 8.3 Appoint Jennifer Xin-Zhe Li as Member For For Management of the Compensation Committee 9 Designate Hans Zehnder as Independent For For Management Proxy 10 Ratify KPMG AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ABC-MART, INC. Ticker: 2670 Security ID: J00056101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Noguchi, Minoru For For Management 2.2 Elect Director Katsunuma, Kiyoshi For For Management 2.3 Elect Director Kojima, Jo For For Management 2.4 Elect Director Kikuchi, Takashi For For Management 2.5 Elect Director Hattori, Kiichiro For For Management -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2a Announce Vacancies on the Supervisory None None Management Board 2b Opportunity to Make Recommendations None None Management 2ci Announce Intention to Appoint Laetitia None None Management Griffith as Supervisory Board Member 2cii Opportunity for the Employee Council None None Management to Explain its Position 2ciii Verbal Explanation and Motivation by None None Management Laetitia Griffith 2civ Elect Laetitia Griffith to Supervisory For For Management Board 3 Close Meeting None None Management -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Receive Announcements from the None None Management Chairman of the Employee Council 2.d Discussion on Company's Corporate None None Management Governance Structure 2.e Approve Remuneration Report For For Management 2.f Opportunity to Ask Question to the None None Management External Auditor (Non-Voting) 2.g Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Dividend Policy None None Management 3.b Approve Dividends of EUR 1.28 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Receive Auditors' Report (Non-Voting) None None Management 6.a Approve Remuneration Policy for For For Management Management Board 6.b Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Approve Collective Supervisory Board For For Management Profile 8.b Announce Vacancies on the Supervisory None None Management Board 8.c Opportunity to Make Recommendations None None Management 8.d.1 Announce Intention to Reappoint Arjen None None Management Dorland, Jurgen Stegmann and Tjalling Tiemstra to the Supervisory Board 8.d.2 Reelect Arjen Dorland to Supervisory For Against Management Board 8.d.3 Reelect Jurgen Stegmann to Supervisory For For Management Board 8.d.4 Reelect Tjalling Tiemstra to For For Management Supervisory Board 9.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9.c Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Discuss Introduction of Robert Swaak None None Management as Member of Executive Board 12 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ACCOR SA Ticker: AC Security ID: F00189120 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Sebastien Bazin as Director For For Management 5 Reelect Iris Knobloch as Director For For Management 6 Elect Bruno Pavlovsky as Director For For Management 7 Approve Transaction with SASP Paris For Against Management Saint-Germain Football Re: Partnership Agreement 8 Ratify Appointment of Ernst & Young et For For Management Autres as Auditor 9 Approve Compensation of Corporate For For Management Officers 10 Approve Compensation of Sebastien Bazin For Against Management 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Amend Articles 12 and 15 of Bylaws Re: For For Management Employee Representatives; Board Members Deliberation via Written Consultation 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ACOM CO., LTD. Ticker: 8572 Security ID: J00105106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 2 2.1 Elect Director Kinoshita, Shigeyoshi For For Management 2.2 Elect Director Wachi, Kaoru For For Management 2.3 Elect Director Kinoshita, Masataka For For Management 2.4 Elect Director Uchida, Tomomi For For Management 2.5 Elect Director Hori, Naoki For For Management 2.6 Elect Director Kiribuchi, Takashi For For Management -------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income For For Management 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4.1 Reelect Javier Echenique Landiribar as For Against Management Director 4.2 Reelect Mariano Hernandez Herreros as For Against Management Director 4.3 Fix Number of Directors at 16 For For Management 5 Approve Remuneration Policy For For Management 6 Advisory Vote on Remuneration Report For For Management 7.1 Amend Articles of General Meeting For For Management Regulations Re: Preliminary Title 7.2 Amend Articles of General Meeting For For Management Regulations Re: Title I 7.3 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title II 7.4 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title II 7.5 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title III 7.6 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title III 7.7 Amend Articles of General Meeting For For Management Regulations Re: Chapter III of Title III 7.8 Add Articles of General Meeting For For Management Regulations Re: Title VI 7.9 Approve Restated General Meeting For For Management Regulations 8 Approve Scrip Dividends and Approve For For Management Reduction in Share Capital via Amortization of Treasury Shares 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ADECCO GROUP AG Ticker: ADEN Security ID: H00392318 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 2.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.1 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35 Million 5.1.1 Reelect Jean-Christophe Deslarzes as For For Management Director 5.1.2 Reelect Ariane Gorin as Director For For Management 5.1.3 Reelect Alexander Gut as Director For For Management 5.1.4 Reelect Didier Lamouche as Director For For Management 5.1.5 Reelect David Prince as Director For For Management 5.1.6 Reelect Kathleen Taylor as Director For For Management 5.1.7 Reelect Regula Wallimann as Director For For Management 5.1.8 Elect Jean-Christophe Deslarzes as For For Management Board Chairman 5.1.9 Elect Rachel Duan as Director For For Management 5.2.1 Reappoint Kathleen Taylor as Member of For For Management the Compensation Committee 5.2.2 Reappoint Didier Lamouche as Member of For For Management the Compensation Committee 5.2.3 Appoint Rachel Duan as Member of the For For Management Compensation Committee 5.3 Designate Keller KLG as Independent For For Management Proxy 5.4 Ratify Ernst & Young AG as Auditors For For Management 6 Approve Reduction in Share Capital via For For Management Cancellation of 220,000 Treasury Shares 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ADMIRAL GROUP PLC Ticker: ADM Security ID: G0110T106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect David Stevens as Director For For Management 5 Re-elect Geraint Jones as Director For For Management 6 Re-elect Annette Court as Director For For Management 7 Re-elect Jean Park as Director For For Management 8 Re-elect George Manning Rountree as For For Management Director 9 Re-elect Owen Clarke as Director For For Management 10 Re-elect Justine Roberts as Director For For Management 11 Re-elect Andrew Crossley as Director For For Management 12 Re-elect Michael Brierley as Director For For Management 13 Re-elect Karen Green as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Amend Discretionary Free Share Scheme For For Management 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ADVANTEST CORP. Ticker: 6857 Security ID: J00210104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Yoshiaki For For Management 1.2 Elect Director Karatsu, Osamu For For Management 1.3 Elect Director Urabe, Toshimitsu For For Management 1.4 Elect Director Nicholas Benes For For Management 1.5 Elect Director Tsukakoshi, Soichi For For Management 1.6 Elect Director Fujita, Atsushi For For Management 1.7 Elect Director Tsukui, Koichi For For Management 1.8 Elect Director Douglas Lefever For For Management 2 Elect Director and Audit Committee For For Management Member Sumida, Sayaka -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Mariette Bianca Swart to For For Management Management Board 3 Elect Kamran Zaki to Management Board For For Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2 Elect Joep van Beurden to Supervisory For For Management Board 3 Close Meeting None None Management -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Annual Accounts For For Management 2.d Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.e Approve Remuneration Policy for For For Management Management Board 2.f Approve Remuneration Policy for For For Management Supervisory Board 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Reelect Piero Overmars to Supervisory For For Management Board 6 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 7 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Ratify PWC as Auditors For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AEGON NV Ticker: AGN Security ID: N00927298 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation on the Course of Business None None Management in 2019 3.1 Receive Report of Management Board None None Management (Non-Voting) 3.2 Discuss Financial Statements and None None Management Receive Auditors' Reports (Non-Voting) 3.3 Approve Remuneration Report For For Management 3.4 Adopt Financial Statements and For For Management Statutory Reports 3.5 Discuss Dividends of EUR 0.16 per None None Management Common Share and EUR 0.004 per Common Share B 4.1 Approve Discharge of Management Board For For Management 4.2 Approve Discharge of Supervisory Board For For Management 5.1 Approve Remuneration Policy for For For Management Management Board 5.2 Approve Remuneration Policy for For For Management Supervisory Board 6.1 Elect Thomas Wellauer to Supervisory For For Management Board 6.2 Elect Caroline Ramsay to Supervisory For For Management Board 7.1 Elect Lard Friese to Management Board For For Management 8.1 Approve Cancellation of Repurchased For For Management Shares 8.2 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 8.3 Grant Board Authority to Issue Shares For For Management Up To 25 Percent of Issued Capital in Connection with a Rights Issue 8.4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Other Business (Non-Voting) None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AEON CO., LTD. Ticker: 8267 Security ID: J00288100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okada, Motoya For Against Management 1.2 Elect Director Yoshida, Akio For For Management 1.3 Elect Director Yamashita, Akinori For For Management 1.4 Elect Director Tsukamoto, Takashi For For Management 1.5 Elect Director Ono, Kotaro For For Management 1.6 Elect Director Peter Child For For Management 1.7 Elect Director Carrie Yu For For Management -------------------------------------------------------------------------------- AEON FINANCIAL SERVICE CO., LTD. Ticker: 8570 Security ID: J0021H107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Masaki For For Management 1.2 Elect Director Fujita, Kenji For For Management 1.3 Elect Director Wakabayashi, Hideki For For Management 1.4 Elect Director Mangetsu, Masaaki For For Management 1.5 Elect Director Mitsufuji, Tomoyuki For For Management 1.6 Elect Director Suzuki, Kazuyoshi For For Management 1.7 Elect Director Ishizuka, Kazuo For For Management 1.8 Elect Director Watanabe, Hiroyuki For For Management 1.9 Elect Director Nakajima, Yoshimi For For Management 1.10 Elect Director Yamazawa, Kotaro For For Management 1.11 Elect Director Sakuma, Tatsuya For For Management 1.12 Elect Director Nagasaka, Takashi For For Management 2.1 Appoint Statutory Auditor Otani, Go For For Management 2.2 Appoint Statutory Auditor Miyazaki, For For Management Takeshi -------------------------------------------------------------------------------- AEON MALL CO., LTD. Ticker: 8905 Security ID: J10005106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iwamura, Yasutsugu For For Management 1.2 Elect Director Chiba, Seiichi For For Management 1.3 Elect Director Mishima, Akio For For Management 1.4 Elect Director Fujiki, Mitsuhiro For For Management 1.5 Elect Director Tamai, Mitsugu For For Management 1.6 Elect Director Sato, Hisayuki For For Management 1.7 Elect Director Okada, Motoya For For Management 1.8 Elect Director Okamoto, Masahiko For For Management 1.9 Elect Director Yokoyama, Hiroshi For For Management 1.10 Elect Director Nakarai, Akiko For For Management 1.11 Elect Director Hashimoto, Tatsuya For For Management 1.12 Elect Director Kawabata, Masao For For Management 1.13 Elect Director Koshizuka, Kunihiro For For Management 1.14 Elect Director Yamashita, Yasuko For For Management 2 Appoint Statutory Auditor Nishimatsu, For For Management Masato -------------------------------------------------------------------------------- AERCAP HOLDINGS NV Ticker: AER Security ID: N00985106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Management Board For For Management 6.a Reelect Paul T. Dacier as For For Management Non-Executive Director 6.b Reelect Richard M. Gradon as For For Management Non-Executive Director 6.c Reelect Robert G. Warden as For For Management Non-Executive Director 7 Appoint Peter L. Juhas to Represent For For Management the Management in Case All Directors are Absent or Prevented from Acting 8 Ratify PricewaterhouseCoopers as For For Management Auditors 9.a Grant Board Authority to Issue Shares For For Management 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 9.a 9.c Grant Board Authority to Issue For Against Management Additional Shares 9.d Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances Under Item 9.c 10.a Authorize Repurchase of Shares For For Management 10.b Conditional Authorization to For For Management Repurchase Additional Shares 11 Approve Reduction in Share Capital For For Management through Cancellation of Shares 12 Allow Questions None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- AEROPORTS DE PARIS SA Ticker: ADP Security ID: F00882104 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 12, 19 and 21 of Bylaws For For Management to Comply with Legal Changes 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 5 Approve Transaction with the French For For Management State 6 Approve Transaction with Musee Quai For For Management Branly-Jacques Chirac 7 Approve Transaction with Societe du For For Management Grand Paris 8 Approve Transaction with Grand Paris For For Management 9 Approve Transaction with Academies de For For Management Creteil, Versailles et Amiens 10 Approve Transaction with SNCF Reseau For For Management et la Caisse des Depots et Consignations 11 Approve Transaction Re: Pole de For For Management formation Georges Guynemer des metiers de l aerien du Pays de Meaux 12 Approve Transaction with Media For For Management Aeroports de Paris 13 Approve Transaction with Domaine For For Management national de Chambord 14 Approve Transaction with RATP For For Management 15 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 16 Approve Compensation of Corporate For For Management Officers 17 Approve Compensation of Augustin de For For Management Romanet, Chairman and CEO 18 Approve Remuneration Policy of Board For For Management Members 19 Approve Remuneration Policy of For For Management Chairman and CEO 20 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 500,000 21 Add Preamble in Bylaws Re: Corporate For For Management Purpose 22 Amend Articles 9, 13 and 16 of Bylaws For For Management Re: Shares and Board Powers 23 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 97 Million 24 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 29 Million 25 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 29 Million 26 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 23-25 27 Authorize Capitalization of Reserves For Against Management of Up to EUR 97 Million for Bonus Issue or Increase in Par Value 28 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 29 Authorize Capital Increase of Up to For Against Management EUR 29 Million for Future Exchange Offers 30 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 31 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 32 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 23-26 and 28-30 at EUR 97 Million 33 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 23-26 at EUR 29 Million 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AGC, INC. (JAPAN) Ticker: 5201 Security ID: J0025W100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Ishimura, Kazuhiko For For Management 2.2 Elect Director Shimamura, Takuya For For Management 2.3 Elect Director Hirai, Yoshinori For For Management 2.4 Elect Director Miyaji, Shinji For For Management 2.5 Elect Director Hasegawa, Yasuchika For For Management 2.6 Elect Director Yanagi, Hiroyuki For For Management 2.7 Elect Director Honda, Keiko For For Management -------------------------------------------------------------------------------- AGEAS SA/NV Ticker: AGS Security ID: B0148L138 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1.1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1.2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.1.3 Approve Financial Statements and For For Management Allocation of Income 2.2.1 Receive Information on Company's None None Management Dividend Policy 2.2.2 Approve Dividends of EUR 0.27 Per Share For For Management 2.3.1 Approve Discharge of Directors For For Management 2.3.2 Approve Discharge of Auditor For For Management 3.1 Approve Remuneration Report For For Management 3.2 Approve Remuneration Policy For For Management 4.1 Reelect Jane Murphy as Independent For For Management Director 4.2 Reelect Lucrezia Reichlin as For For Management Independent Director 4.3 Reelect Yvonne Lang Ketterer as For For Management Independent Director 4.4 Reelect Richard Jackson as Independent For For Management Director 4.5 Reelect Antonio Cano as Director For For Management 5.1.1 Amend Article 1 Re: Definitions For For Management 5.1.2 Amend Article 2 Re: Name - Form For For Management 5.1.3 Amend Article 3 Re: Registered Office For For Management 5.1.4 Delete Article 6bis Re: Issue Premiums For For Management 5.1.5 Amend Article 7 Re: Form of the Shares For For Management 5.1.6 Amend Article 9 Re: Acquisition of Own For For Management Shares 5.1.7 Amend Article 10 Re: Board of Directors For For Management 5.1.8 Amend Article 11 Re: Board For For Management Deliberation and Decisions 5.1.9 Amend Article 12 Re: Executive For For Management Committee 51.10 Amend Article 13 Re: Representation For For Management 51.11 Amend Article 14 Re: Remuneration For For Management 51.12 Amend Article 15 Re: Ordinary Meeting For For Management of Shareholders 51.13 Amend Article 17 Re: Convocations For For Management 51.14 Amend Article 18 Re: Record Day and For For Management Proxies 51.15 Amend Article 19 Re: Procedure - For For Management Minutes of the Meeting 51.16 Amend Article 20 Re: Votes For For Management 51.17 Amend Article 22 Re: Annual Accounts For For Management 51.18 Amend Article 23 Re: Dividend For For Management 5.2 Approve Cancellation of Repurchased For For Management Shares 5.3.1 Receive Special Board Report Re: None None Management Authorized Capital 5.3.2 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- AGL ENERGY LIMITED Ticker: AGL Security ID: Q01630195 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Jacqueline Hey as Director For For Management 3b Elect Diane Smith-Gander as Director For For Management 3c Elect Patricia McKenzie as Director For For Management 4 Approve Grant of Performance Rights For Against Management under the AGL Long Term Incentive Plan to Brett Redman 5a Approve the Amendments to the Against Against Shareholder Company's Constitution 5b Approve Transition Planning Disclosure Against Against Shareholder 6 Approve Public Health Risks of Coal Against Against Shareholder Operations -------------------------------------------------------------------------------- AIA GROUP LIMITED Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Edmund Sze-Wing Tse as Director For For Management 4 Elect Jack Chak-Kwong So as Director For For Management 5 Elect Mohamed Azman Yahya Director For For Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 8 Approve New Share Option Scheme and For For Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- AIB GROUP PLC Ticker: A5G Security ID: G0R4HJ106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Ratify Deloitte as Auditors For For Management 5a Elect Basil Geoghegan as Director For For Management 5b Re-elect Colin Hunt as Director For For Management 5c Re-elect Sandy Kinney Pritchard as For For Management Director 5d Re-elect Carolan Lennon as Director For For Management 5e Elect Elaine MacLean as Director For For Management 5f Re-elect Brendan McDonagh as Director For For Management 5g Re-elect Helen Normoyle as Director For For Management 5h Elect Ann O'Brien as Director For For Management 5i Re-elect Tomas O'Midheach as Director For For Management 5j Elect Raj Singh as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise Issue of Equity For For Management 9a Authorise Issue of Equity without For For Management Pre-emptive Rights 9b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Determine the Price Range at which For For Management Treasury Shares may be Re-issued Off-Market 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AIR LIQUIDE SA Ticker: AI Security ID: F01764103 Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Brian Gilvary as Director For For Management 6 Elect Anette Bronder as Director For For Management 7 Elect Kim Ann Mink as Director For For Management 8 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 9 Approve Compensation of Benoit Potier For For Management 10 Approve Compensation Report for For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Corporate Officers 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.3 Million 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 300 Million for Bonus Issue or Increase in Par Value 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Amend Article 11 of Bylaws Re: For For Management Employee Representative 18 Amend Article 15 of Bylaws Re: Board For For Management Powers 19 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 20 Amend Article 9 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 21 Amend Articles 15 and 19 of Bylaws Re: For For Management Delegate Power to Board Members 22 Amend Article 4 of Bylaws Re: Company For For Management Duration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AIR WATER INC. Ticker: 4088 Security ID: J00662114 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toyoda, Masahiro For For Management 1.2 Elect Director Toyoda, Kikuo For For Management 1.3 Elect Director Imai, Yasuo For For Management 1.4 Elect Director Shirai, Kiyoshi For For Management 1.5 Elect Director Machida, Masato For For Management 1.6 Elect Director Karato, Yu For For Management 1.7 Elect Director Sakamoto, Yukiko For For Management 1.8 Elect Director Shimizu, Isamu For For Management 1.9 Elect Director Matsui, Takao For For Management 2.1 Appoint Statutory Auditor Yanagisawa, For For Management Hiromi 2.2 Appoint Statutory Auditor Hayashi, For For Management Atsushi 2.3 Appoint Statutory Auditor Ando, Yuji For For Management 2.4 Appoint Statutory Auditor Tsuneyoshi, For Against Management Kunihiko 2.5 Appoint Statutory Auditor Hayashi, For For Management Nobuo -------------------------------------------------------------------------------- AIRBUS SE Ticker: AIR Security ID: N0280G100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Allocation of Income and None None Management Dividends of EUR of 1.80 per Share 4.3 Approve Discharge of Non-Executive For Against Management Members of the Board of Directors 4.4 Approve Discharge of Executive Members For Against Management of the Board of Directors 4.5 Ratify Ernst & Young as Auditors For For Management 4.6 Adopt Remuneration Policy For For Management 4.7 Approve Remuneration Report Containing For For Management Remuneration Policy 4.8 Elect Mark Dunkerley as Non-Executive For For Management Director 4.9 Elect Stephan Gemkow as Non-Executive For For Management Director 4.10 Reelect Ralph D. Crosby, Jr. as For For Management Non-Executive Director 4.11 Reelect Lord Drayson (Paul) as For For Management Non-Executive Director 4.12 Grant Board Authority to Issue Shares For For Management Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans 4.13 Grant Board Authority to Issue Shares For For Management Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding 4.14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4.15 Approve Cancellation of Repurchased For For Management Shares 5 Close Meeting None None Management -------------------------------------------------------------------------------- AISIN SEIKI CO., LTD. Ticker: 7259 Security ID: J00714105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles 2.1 Elect Director Toyoda, Kanshiro For For Management 2.2 Elect Director Ise, Kiyotaka For For Management 2.3 Elect Director Mitsuya, Makoto For For Management 2.4 Elect Director Mizushima, Toshiyuki For For Management 2.5 Elect Director Ozaki, Kazuhisa For For Management 2.6 Elect Director Otake, Tetsuya For For Management 2.7 Elect Director Kobayashi, Toshio For For Management 2.8 Elect Director Haraguchi, Tsunekazu For For Management 2.9 Elect Director Hamada, Michiyo For For Management 3.1 Appoint Statutory Auditor Nagura, For For Management Toshikazu 3.2 Appoint Statutory Auditor Hotta, For For Management Masayoshi -------------------------------------------------------------------------------- AJINOMOTO CO., INC. Ticker: 2802 Security ID: J00882126 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Remove Some For For Management Provisions on Advisory Positions 3.1 Appoint Statutory Auditor Togashi, For For Management Yoichiro 3.2 Appoint Statutory Auditor Tanaka, For For Management Shizuo 3.3 Appoint Statutory Auditor Toki, Atsushi For For Management 3.4 Appoint Statutory Auditor Indo, Mami For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- AKER BP ASA Ticker: AKERBP Security ID: R0139K100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 6 Approve Remuneration of Auditors for For For Management 2019 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Nomination For For Management Committee 9 Elect Directors For For Management 10 Elect Chair of Nominating Committee For For Management 11 Approve Creation of NOK 18 Million For Against Management Pool of Capital without Preemptive Rights 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 13 Authorize Board to Distribute Dvidends For For Management -------------------------------------------------------------------------------- AKZO NOBEL NV Ticker: AKZA Security ID: N01803308 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 3.a Adopt Financial Statements For For Management 3.b Discuss on the Company's Dividend None None Management Policy 3.c Approve Dividends of EUR 1.90 Per Share For For Management 3.d Approve Remuneration Report For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Reelect P. Kirby to Supervisory Board For For Management 6.a Amend Remuneration Policy for For For Management Management Board 6.b Amend Remuneration Policy for For For Management Supervisory Board 7 Amend Articles Re: Implementation of For For Management the Act on the Conversion of Bearer Shares and the Dutch Provisions Implementing the Shareholder Rights Directive II 8.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- ALCON INC. Ticker: ALC Security ID: H01301128 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4.1 Approve Remuneration Report For For Management (Non-Binding) 4.2 Approve Remuneration of Directors in For For Management the Amount of CHF 3.3 Million 4.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35.3 Million 5.1 Reelect Michael Ball as Director For For Management 5.2 Reelect Lynn Bleil as Director For For Management 5.3 Reelect Arthur Cummings as Director For For Management 5.4 Reelect David Endicott as Director For For Management 5.5 Reelect Thomas Glanzmann as Director For For Management 5.6 Reelect Keith Grossmann as Director For For Management 5.7 Reelect Scott Maw as Director For For Management 5.8 Reelect Karen May as Director For For Management 5.9 Reelect Ines Poeschel as Director For For Management 5.10 Reelect Dieter Spaelti as Director For For Management 6.1 Reappoint Thomas Glanzmann as Member For For Management of the Compensation Committee 6.2 Reappoint Keith Grossmann as Member of For For Management the Compensation Committee 6.3 Reappoint Karen May as Member of the For For Management Compensation Committee 6.4 Reappoint Ines Poeschel as Member of For For Management the Compensation Committee 7 Designate Hartmann Dreyer For For Management Attorneys-at-Law as Independent Proxy 8 Ratify PricewaterhouseCoopers SA as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ALFA LAVAL AB Ticker: ALFA Security ID: W04008152 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Board's Report; Receive None None Management Committees' Report 9 Receive Financial Statements and None None Management Statutory Reports 10.a Accept Financial Statements and For For Management Statutory Reports 10.b Approve Allocation of Income and For For Management Omission of Dividends 10.c Approve Discharge of Board and For For Management President 11 Receive Nomination Committee's Report None None Management 12 Determine Number of Directors (8) and For For Management Deputy Directors (0) of Board; Fix Number of Auditors (2) and Deputy Auditors (2) 13 Approve Remuneration of Directors in For For Management the Amount of SEK 1.75 Million to the Chairman and SEK 585,000 to Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors 14 Reelect Finn Rausing, Jorn Rausing, For Against Management Ulf Wiinberg, Henrik Lange, Helene Mellquist and Maria Hanssen, and Elect Dennis Jonsson (Chair) and Ray Mauritsson as Directors; Ratify Staffan Landen and Karoline Tedeval as Auditors; Ratify Deputy Auditors 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Amend Articles Re: Company Name; For For Management Participation at General Meeting; Share Registrar 17 Close Meeting None None Management -------------------------------------------------------------------------------- ALFRESA HOLDINGS CORP. Ticker: 2784 Security ID: J0109X107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kubo, Taizo For For Management 1.2 Elect Director Arakawa, Ryuji For For Management 1.3 Elect Director Izumi, Yasuki For For Management 1.4 Elect Director Kishida, Seiichi For For Management 1.5 Elect Director Katsuki, Hisashi For For Management 1.6 Elect Director Shimada, Koichi For For Management 1.7 Elect Director Fukujin, Yusuke For For Management 1.8 Elect Director Yatsurugi, Yoichiro For For Management 1.9 Elect Director Hara, Takashi For For Management 1.10 Elect Director Kinoshita, Manabu For For Management 1.11 Elect Director Takeuchi, Toshie For For Management 2 Appoint Statutory Auditor Ozaki, For For Management Masakazu -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Affiliation Agreement with For For Management Allianz Africa Holding GmbH -------------------------------------------------------------------------------- ALPS ALPINE CO., LTD. Ticker: 6770 Security ID: J01176114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Kuriyama, Toshihiro For For Management 2.2 Elect Director Komeya, Nobuhiko For For Management 2.3 Elect Director Kimoto, Takashi For For Management 2.4 Elect Director Endo, Koichi For For Management 2.5 Elect Director Sasao, Yasuo For For Management 2.6 Elect Director Saeki, Tetsuhiro For For Management 2.7 Elect Director Fujie, Naofumi For For Management 2.8 Elect Director Oki, Noriko For For Management 3.1 Elect Director and Audit Committee For For Management Member Umehara, Junichi 3.2 Elect Director and Audit Committee For For Management Member Iida, Takashi 3.3 Elect Director and Audit Committee For For Management Member Nakaya, Kazuya 3.4 Elect Director and Audit Committee For For Management Member Toyoshi, Yoko 3.5 Elect Director and Audit Committee For For Management Member Kobayashi, Toshinori 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- ALSTOM SA Ticker: ALO Security ID: F0259M475 Meeting Date: JUL 10, 2019 Meeting Type: Annual/Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.50 per Share 4 Reelect Henri Poupart-Lafarge as For For Management Director 5 Reelect Sylvie Kande de Beaupuy as For For Management Director 6 Reelect Sylvie Rucar as Director For For Management 7 Approve Non-Compete Agreement with For For Management Henri Poupart-Lafarge 8 Approve Pension Scheme Agreement with For For Management Henri Poupart-Lafarge 9 Approve Compensation of Chairman and For For Management CEO 10 Approve Remuneration Policy of For For Management Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 14 Authorize up to 5 Million Shares for For For Management Use in Restricted Stock Plans 15 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ALTICE EUROPE NV Ticker: ATC Security ID: N0R25F103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Adopt Financial Statements and For For Management Statutory Reports 2.d Approve Remuneration Report For Against Management 3.a Approve Discharge of Executive Board For For Management Members 3.b Approve Discharge of Non-Executive For For Management Board Members 4.a Approve Executive Annual Cash Bonus For Against Management Plan for A. Weill 4.b Approve Executive Annual Cash Bonus For Against Management Plan for N. Marty 4.c Approve Interim Payment Under the Cash For Against Management Performance Bonus of N. Marty 4.d Amend Remuneration of N. Marty For Against Management 4.e Amend Remuneration Policy For Against Management 5.a Grant Board Authority to Issue Shares For Against Management and Restrict/Exclude Preemptive Rights 5.b Authorize Repurchase of Shares For Against Management 6 Approve Cancellation of Repurchased For For Management Shares 7 Amend Articles of Association and For Against Management Authorize Each Lawyer and Paralegal Employed by De Brauw to Execute the Deed of Amendment of the Articles of Association 8 Other Business (Non-Voting) None None Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- ALUMINA LIMITED Ticker: AWC Security ID: Q0269M109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Peter Day as Director For For Management 4 Approve Grant of Performance Rights to For For Management Mike Ferraro -------------------------------------------------------------------------------- AMADA CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Isobe, Tsutomu For For Management 2.2 Elect Director Kurihara, Toshinori For For Management 2.3 Elect Director Fukui, Yukihiro For For Management 2.4 Elect Director Miwa, Kazuhiko For For Management 2.5 Elect Director Okamoto, Mitsuo For For Management 2.6 Elect Director Mazuka, Michiyoshi For For Management 2.7 Elect Director Chino, Toshitake For For Management 2.8 Elect Director Miyoshi, Hidekazu For For Management 3 Appoint Alternate Statutory Auditor For For Management Murata, Makoto -------------------------------------------------------------------------------- AMADA HOLDINGS CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Board Meetings 2.1 Elect Director Kurihara, Toshinori For For Management 2.2 Elect Director Fukui, Yukihiro For For Management 3 Appoint Statutory Auditor Shibata, For For Management Kotaro -------------------------------------------------------------------------------- AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Elect Xiaoqun Clever as Director For For Management 5.2 Reelect Jose Antonio Tazon Garcia as For For Management Director 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For For Management 5.5 Reelect Clara Furse as Director For For Management 5.6 Reelect Nicolas Huss as Director For For Management 5.7 Reelect Pierre-Henri Gourgeon as For For Management Director 5.8 Reelect Francesco Loredan as Director For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Directors For For Management 8 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMP LTD. Ticker: AMP Security ID: Q0344G101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Trevor Matthews as Director For For Management 2b Elect Debra Hazelton as Director For For Management 2c Elect Rahoul Chowdry as Director For For Management 2d Elect Michael Sammells as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Cancellation of CEO 2018 For For Management Recovery Incentive Granted to Francesco De Ferrari 5 Ratify Past Issuance of Shares to For For Management Existing and New Institutional Investors 6 Approve Conversion of AMP Capital For For Management Notes 2 into Fully Paid Ordinary Shares -------------------------------------------------------------------------------- AMUNDI SA Ticker: AMUN Security ID: F0300Q103 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation Report For For Management 6 Approve Compensation of Yves Perrier, For For Management CEO 7 Approve Remuneration Policy of For For Management Directors 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Chairman of the Board 10 Advisory Vote on the Aggregate For For Management Remuneration Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers 11 Ratify Appointment of Henri Buecher as For For Management Director 12 Reelect Laurence Danon as Director For For Management 13 Reelect Helene Molinari as Director For For Management 14 Reelect Christian Rouchon as Director For For Management 15 Reelect Andree Samat as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 13 of Bylaws Re: Board For For Management Members Remuneration 18 Amend Article 14 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 19 Correction Regarding Items 18 and 19 For For Management of May 16, 2019 AGM: Item 18 to be Understood as an Increase in Capital by Public Offer; Item 19 to be Understood as Increase in Capital As Private Placement 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ANA HOLDINGS INC. Ticker: 9202 Security ID: J0156Q112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ito, Shinichiro For For Management 1.2 Elect Director Katanozaka, Shinya For For Management 1.3 Elect Director Ito, Yutaka For For Management 1.4 Elect Director Takada, Naoto For For Management 1.5 Elect Director Fukuzawa, Ichiro For For Management 1.6 Elect Director Shibata, Koji For For Management 1.7 Elect Director Hirako, Yuji For For Management 1.8 Elect Director Yamamoto, Ado For For Management 1.9 Elect Director Kobayashi, Izumi For For Management 1.10 Elect Director Katsu, Eijiro For For Management 2.1 Appoint Statutory Auditor Nagamine, For For Management Toyoyuki 2.2 Appoint Statutory Auditor Matsuo, For For Management Shingo -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hixonia Nyasulu as Director For For Management 4 Elect Nonkululeko Nyembezi as Director For For Management 5 Re-elect Ian Ashby as Director For For Management 6 Re-elect Marcelo Bastos as Director For For Management 7 Re-elect Stuart Chambers as Director For For Management 8 Re-elect Mark Cutifani as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Tony O'Neill as Director For For Management 11 Re-elect Stephen Pearce as Director For For Management 12 Re-elect Jim Rutherford as Director For For Management 13 Re-elect Anne Stevens as Director For For Management 14 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Approve Long Term Incentive Plan For For Management 19 Approve Bonus Share Plan For For Management 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: B639CJ108 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1.a Amend Articles 24.4 Re: Participation For For Management and Decisions in a Meeting A1.b Amend Articles Re: Distributions of For For Management Interim Dividends A1.c Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations B2 Receive Directors' Reports (Non-Voting) None None Management B3 Receive Auditors' Reports (Non-Voting) None None Management B4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) B5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share B6 Approve Discharge of Directors For For Management B7 Approve Discharge of Auditors For For Management B8.a Reelect Michele Burns as Independent For For Management Director B8.b Reelect Elio Leoni Sceti as For For Management Independent Director B8.c Reelect Alexandre Van Damme as Director For Against Management B8.d Reelect Gregoire de Spoelberch as For For Management Director B8.e Reelect Paul Cornet de Ways Ruart as For Against Management Director B8.f Reelect Paulo Lemann as Director For For Management B8.g Reelect Maria Asuncion Aramburuzabala For For Management as Director B8.h Elect Roberto Thompson Motta as For For Management Director B8.i Reelect Martin J. Barrington as For Against Management Director B8.j Reelect William F. Gifford, Jr. as For For Management Director B8.k Reelect Alejandro Santo Domingo Davila For For Management as Director B9 Approve Remuneration Report For Against Management C10 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- ANTOFAGASTA PLC Ticker: ANTO Security ID: G0398N128 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Jean-Paul Luksic as Director For For Management 6 Re-elect Ollie Oliveira as Director For For Management 7 Re-elect Ramon Jara as Director For For Management 8 Re-elect Juan Claro as Director For For Management 9 Re-elect Andronico Luksic as Director For For Management 10 Re-elect Vivianne Blanlot as Director For For Management 11 Re-elect Jorge Bande as Director For For Management 12 Re-elect Francisca Castro as Director For For Management 13 Re-elect Michael Anglin as Director For For Management 14 Elect Tony Jensen as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AOZORA BANK LTD. Ticker: 8304 Security ID: J0172K115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baba, Shinsuke For For Management 1.2 Elect Director Tanikawa, Kei For For Management 1.3 Elect Director Akutagawa, Tomomi For For Management 1.4 Elect Director Takeda, Shunsuke For For Management 1.5 Elect Director Mizuta, Hiroyuki For For Management 1.6 Elect Director Murakami, Ippei For For Management 1.7 Elect Director Ito, Tomonori For For Management 1.8 Elect Director Yamakoshi, Koji For For Management 2 Appoint Statutory Auditor Inoue, Toraki For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Uchida, Keiichiro 3.2 Appoint Alternate Statutory Auditor For For Management Mitch R. Fulscher -------------------------------------------------------------------------------- APA GROUP Ticker: APA Security ID: Q0437B100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Steven Crane as Director For For Management 3 Elect Michael Fraser as Director For For Management 4 Elect James Fazzino as Director For For Management 5 Approve Grant of Performance Rights to For For Management Robert Wheals -------------------------------------------------------------------------------- ARCELORMITTAL SA Ticker: MT Security ID: L0302D210 Meeting Date: JUN 13, 2020 Meeting Type: Annual/Special Record Date: MAY 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management I Approve Consolidated Financial For For Management Statements II Approve Financial Statements For For Management III Approve Omission of Dividends For For Management IV Approve Allocation of Income For For Management V Approve Remuneration Policy For For Management VI Approve Remuneration Report For For Management VII Approve Remuneration of the Directors, For For Management Members and Chairs of the Audit Committee, Members and Chairs of the Other Committee, and CEO VIII Approve Discharge of Directors For For Management IX Reelect Lakshmi N. Mittal as Director For For Management X Reelect Bruno Lafont as Director For For Management XI Reelect Michel Wurth as Director For For Management XII Elect Aditya Mittal as Director For For Management XIII Elect Etienne Schneider as Director For For Management XIV Approve Share Repurchase For For Management XV Ratify Deloitte as Auditor For For Management XVI Approve Share Plan Grant Under the For For Management Performance Share Unit Plan 1 Increase Authorized Share Capital, For For Management Authorize Board to Limit or Suspend the Preferential Subscription Right of Existing Shareholders, and Amend Articles 5.2 and 5.5 of the Articles of Association -------------------------------------------------------------------------------- ARISTOCRAT LEISURE LIMITED Ticker: ALL Security ID: Q0521T108 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect KM Conlon as Director For For Management 2 Elect S Summers Couder as Director For For Management 3 Elect PJ Ramsey as Director For For Management 4 Elect PG Etienne as Director For For Management 5 Approve Grant of Performance Rights to For Abstain Management Trevor Croker 6 Approve SuperShare Plan For For Management 7 Approve Remuneration Report For For Management 8 Approve Renewal of Proportional For For Management Takeover Provisions -------------------------------------------------------------------------------- ARKEMA SA Ticker: AKE Security ID: F0392W125 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Thierry Le Henaff as Director For For Management 6 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 0.8 Million 7 Approve Remuneration Policy of For For Management Chairman and CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Thierry Le For For Management Henaff, Chairman and CEO 10 Renew Appointment of KPMG Audit as For For Management Auditor 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 50 Percent of Issued Capital 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Capital 14 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital 15 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 16 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 12-17 at 50 Percent of Issued Capital 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Amend Articles 8, 10 and 12 of Bylaws For For Management to Comply with Legal Changes 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ran Laufer as Director For For Management 2 Elect Simone Runge-Brandner as Director For For Management 3 Reelect Jelena Afxentiou as Director For For Management 4 Reelect Oschrie Massatschi as Director For For Management 5 Reelect Frank Roseen as Director For For Management 6 Reelect Markus Leininger as Director For For Management 7 Reelect Markus Kreuter as Director For For Management -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights and Amend Articles of Association -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Special Board Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 2 Receive Special Auditor Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 3 Approve Financial Statements For For Management 4 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Renew Appointment of KPMG Luxembourg For For Management as Auditor 8 Approve Remuneration Report For Against Management 9 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Izumiya, Naoki For For Management 2.2 Elect Director Koji, Akiyoshi For For Management 2.3 Elect Director Katsuki, Atsushi For For Management 2.4 Elect Director Hemmi, Yutaka For For Management 2.5 Elect Director Taemin Park For For Management 2.6 Elect Director Tanimura, Keizo For For Management 2.7 Elect Director Kosaka, Tatsuro For For Management 2.8 Elect Director Shingai, Yasushi For For Management 2.9 Elect Director Christina L. Ahmadjian For For Management 3 Appoint Statutory Auditor Nishinaka, For For Management Naoko -------------------------------------------------------------------------------- ASAHI INTECC CO., LTD. Ticker: 7747 Security ID: J0279C107 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21.61 2.1 Elect Director Miyata, Masahiko For For Management 2.2 Elect Director Miyata, Kenji For For Management 2.3 Elect Director Kato, Tadakazu For For Management 2.4 Elect Director Yugawa, Ippei For For Management 2.5 Elect Director Terai, Yoshinori For For Management 2.6 Elect Director Matsumoto, Munechika For For Management 2.7 Elect Director Ito, Mizuho For For Management 2.8 Elect Director Nishiuchi, Makoto For For Management 2.9 Elect Director Ito, Kiyomichi For For Management 2.10 Elect Director Shibazaki, Akinori For For Management 2.11 Elect Director Sato, Masami For For Management -------------------------------------------------------------------------------- ASAHI KASEI CORP. Ticker: 3407 Security ID: J0242P110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobori, Hideki For For Management 1.2 Elect Director Takayama, Shigeki For For Management 1.3 Elect Director Shibata, Yutaka For For Management 1.4 Elect Director Yoshida, Hiroshi For For Management 1.5 Elect Director Sakamoto, Shuichi For For Management 1.6 Elect Director Kawabata, Fumitoshi For For Management 1.7 Elect Director Shiraishi, Masumi For For Management 1.8 Elect Director Tatsuoka, Tsuneyoshi For For Management 1.9 Elect Director Okamoto, Tsuyoshi For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For Against Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of a Portfolio of For For Management United States Properties and Two Singapore Properties as Interested Person Transactions -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASHTEAD GROUP PLC Ticker: AHT Security ID: G05320109 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Paul Walker as Director For For Management 6 Re-elect Brendan Horgan as Director For For Management 7 Re-elect Michael Pratt as Director For For Management 8 Elect Angus Cockburn as Director For For Management 9 Re-elect Lucinda Riches as Director For For Management 10 Re-elect Tanya Fratto as Director For For Management 11 Elect Lindsley Ruth as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASM PACIFIC TECHNOLOGY LIMITED Ticker: 522 Security ID: G0535Q133 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares 7 Elect Robin Gerard Ng Cher Tat as For For Management Director 8 Elect Guenter Walter Lauber as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors -------------------------------------------------------------------------------- ASML HOLDING NV Ticker: ASML Security ID: N07059202 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3.a Approve Remuneration Report For For Management 3.b Adopt Financial Statements and For For Management Statutory Reports 3.c Receive Clarification on Company's None None Management Reserves and Dividend Policy 3.d Approve Dividends of EUR 2.40 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Number of Shares for For For Management Management Board 6 Approve Certain Adjustments to the For For Management Remuneration Policy for Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8.a Announce Vacancies on the Supervisory None None Management Board 8.b Opportunity to Make Recommendations None None Management 8.c Announce Intention to Reappoint A.P. None None Management Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board 8.d Reelect A.P. (Annet) Aris to For For Management Supervisory Board 8.e Elect D.M. (Mark) Durcan to For For Management Supervisory Board 8.f Elect D.W.A. (Warren) East to For For Management Supervisory Board 8.g Receive Information on the Composition None None Management of the Supervisory Board 9 Ratify KPMG as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management Up to 5 Percent of Issued Capital for General Purposes 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.a 10.c Grant Board Authority to Issue or For For Management Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 10.d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.c 11.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11.b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- ASSA ABLOY AB Ticker: ASSA.B Security ID: W0817X204 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive Board's Proposal on None None Management Distribution of Profits 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 2.00 Per Share 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For For Management 12.a Reelect Lars Renstrom (Chairman), Carl For Against Management Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors; Elect Joakim Weidemanis as New Director 12.b Ratify Ernst & Young as Auditors For For Management 13 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 14 Authorize Class B Share Repurchase For For Management Program and Reissuance of Repurchased Shares 15 Approve Performance Share Matching For Against Management Plan LTI 2020 16 Amend Articles of Association For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI SPA Ticker: G Security ID: T05040109 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a.1 Slate Submitted by Mediobanca Spa None For Shareholder 2a.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 2b Approve Internal Auditors' Remuneration For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4a Approve Group Long Term Incentive Plan For For Management 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan 4c Authorize Board to Increase Capital to For For Management Service Group Long Term Incentive Plan 5a Approve Performance Share Plan For Against Management 5b Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares to Service Performance Share Plan 5c Authorize Board to Increase Capital to For Against Management Service Performance Share Plan 6a Amend Company Bylaws Re: Article 3.1 For For Management 6b Amend Company Bylaws Re: Article 9.1 For For Management 6c Amend Company Bylaws Re: Article 33.7 For For Management 6d Amend Company Bylaws Re: Article 28.1 For For Management 6e Amend Company Bylaws Re: Article 28.2 For For Management 6f Amend Company Bylaws Re: Articles 28. For For Management 4, 28.10, 28.13 6g Amend Company Bylaws Re: Articles 28.5 For For Management and 28.6 6h Amend Company Bylaws Re: Article 28.10 For For Management -------------------------------------------------------------------------------- ASSOCIATED BRITISH FOODS PLC Ticker: ABF Security ID: G05600138 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Emma Adamo as Director For For Management 6 Re-elect Graham Allan as Director For For Management 7 Re-elect John Bason as Director For For Management 8 Re-elect Ruth Cairnie as Director For For Management 9 Re-elect Wolfhart Hauser as Director For For Management 10 Re-elect Michael McLintock as Director For For Management 11 Re-elect Richard Reid as Director For For Management 12 Re-elect George Weston as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASTELLAS PHARMA, INC. Ticker: 4503 Security ID: J03393105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hatanaka, Yoshihiko For For Management 1.2 Elect Director Yasukawa, Kenji For For Management 1.3 Elect Director Okamura, Naoki For For Management 1.4 Elect Director Sekiyama, Mamoru For For Management 1.5 Elect Director Yamagami, Keiko For For Management 1.6 Elect Director Kawabe, Hiroshi For For Management 1.7 Elect Director Ishizuka, Tatsuro For For Management 2.1 Elect Director and Audit Committee For For Management Member Yoshimitsu, Toru 2.2 Elect Director and Audit Committee For For Management Member Sasaki, Hiro 2.3 Elect Director and Audit Committee For For Management Member Takahashi, Raita -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Genevieve Berger as Director For For Management 5e Re-elect Philip Broadley as Director For For Management 5f Re-elect Graham Chipchase as Director For For Management 5g Elect Michel Demare as Director For For Management 5h Re-elect Deborah DiSanzo as Director For For Management 5i Re-elect Sheri McCoy as Director For For Management 5j Re-elect Tony Mok as Director For For Management 5k Re-elect Nazneen Rahman as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- ASX LIMITED Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Melinda Conrad as Director For For Management 3b Elect Ken Henry as Director For For Management 3c Elect Peter Nash as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Dominic Stevens -------------------------------------------------------------------------------- ATLANTIA SPA Ticker: ATL Security ID: T05404107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Elect Directors (Bundled) For For Management 4 Revoke Authorization on Repurchase of For For Management Shares 5 Approve Free Share Scheme for For For Management Employees 2020 6.1 Approve Remuneration Policy For For Management 6.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ATLAS COPCO AB Ticker: ATCO.A Security ID: W1R924161 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Opening of Meeting; Elect Chairman of For For Management Meeting 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive CEO's Report; Questions None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Discharge of Board and For For Management President 8.c Approve Allocation of Income and For For Management Dividends of SEK 3.50 Per Share 8.d Approve Record Date for Dividend For For Management Payment 9.a Determine Number of Members (9) and For For Management Deputy Members of Board (0) 9.b Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 10.a Reelect Staffan Bohman, Tina For Against Management Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors 10.b Elect Hans Straberg as Board Chairman For Against Management 10.c Ratify Ernst & Young as Auditors For For Management 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares 11.b Approve Remuneration of Auditors For For Management 12.a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12.b Approve Performance Based Stock Option For For Management Plan 2020 for Key Employees 13.a Acquire Class A Shares Related to For For Management Personnel Option Plan for 2020 13.b Acquire Class A Shares Related to For For Management Remuneration of Directors in the Form of Synthetic Shares 13.c Transfer Class A Shares Related to For For Management Personnel Option Plan for 2020 13.d Sell Class A Shares to Cover Costs For For Management Related to Synthetic Shares to the Board 13.e Sell Class A and B Shares to Cover For For Management Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- ATLAS COPCO AB Ticker: ATCO.A Security ID: W1R924195 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Opening of Meeting; Elect Chairman of For For Management Meeting 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive CEO's Report; Questions None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Discharge of Board and For For Management President 8.c Approve Allocation of Income and For For Management Dividends of SEK 3.50 Per Share 8.d Approve Record Date for Dividend For For Management Payment 9.a Determine Number of Members (9) and For For Management Deputy Members of Board (0) 9.b Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 10.a Reelect Staffan Bohman, Tina For Against Management Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors 10.b Elect Hans Straberg as Board Chairman For Against Management 10.c Ratify Ernst & Young as Auditors For For Management 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares 11.b Approve Remuneration of Auditors For For Management 12.a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12.b Approve Performance Based Stock Option For For Management Plan 2020 for Key Employees 13.a Acquire Class A Shares Related to For For Management Personnel Option Plan for 2020 13.b Acquire Class A Shares Related to For For Management Remuneration of Directors in the Form of Synthetic Shares 13.c Transfer Class A Shares Related to For For Management Personnel Option Plan for 2020 13.d Sell Class A Shares to Cover Costs For For Management Related to Synthetic Shares to the Board 13.e Sell Class A and B Shares to Cover For For Management Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- ATOS SE Ticker: ATO Security ID: F06116101 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Elie Girard as For For Management Director 5 Ratify Appointment of Cedrik Neike as For For Management Director 6 Reelect Nicolas Bazire as Director For Against Management 7 Reelect Valerie Bernis as Director For For Management 8 Reelect Colette Neuville as Director For For Management 9 Reelect Cedrik Neike as Director For For Management 10 Elect Jean Fleming as Representative For For Management of Employee Shareholders to the Board 11 Renew Appointment of Grant Thornton as For For Management Auditor 12 Acknowledge End of Mandate of IGEC as For For Management Alternate Auditor and Decision Not to Replace 13 Approve Transaction with Worldline Re: For For Management Separation Agreement 14 Approve Compensation of Thierry For For Management Breton, Chairman and CEO Until Oct. 31, 2019 15 Approve Compensation of Bertrand For For Management Meunier, Chairman of the Board Since Nov. 1, 2019 16 Approve Compensation of Elie Girard, For For Management Vice-CEO Since April 2, 2019 Until Oct. 31, 2019 17 Approve Compensation of Elie Girard, For For Management CEO Since Nov. 1, 2019 18 Approve Compensation Report of For For Management Corporate Officers 19 Approve Remuneration Policy of For For Management Directors 20 Approve Remuneration Policy of For For Management Chairman of the Board 21 Approve Remuneration Policy of CEO For For Management 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 27 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capitalization of Reserves For For Management of Up to EUR 5,111 Million for Bonus Issue or Increase in Par Value 30 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 32 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Amend Article 16 of Bylaws Re: For For Management Employee Representative 34 Amend Articles 20 and 26 of Bylaws Re: For For Management Board Remuneration 35 Amend Article 18 of Bylaws Re: Written For For Management Consultation 36 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 37 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AUCKLAND INTERNATIONAL AIRPORT LTD. Ticker: AIA Security ID: Q06213146 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Christine Spring as Director For For Management 2 Elect Elizabeth Savage as Director For For Management 3 Approve Increase in the Fee Pool of For For Management Directors' Fees 4 Authorize Board to Fix Remuneration of For For Management the Auditors 1 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- AURIZON HOLDINGS LIMITED Ticker: AZJ Security ID: Q0695Q104 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Russell Caplan as Director For For Management 2b Elect Michael Fraser as Director For For Management 2c Elect Kate Vidgen as Director For For Management 3 Approve Grant of Performance Rights to For For Management Andrew Harding 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- AUSNET SERVICES LTD. Ticker: AST Security ID: Q0708Q109 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Li Lequan as Director For For Management 2b Elect Tan Chee Meng as Director For For Management 2c Elect Peter Mason as Director For For Management 3 Approve Remuneration Report For For Management 4a Approve Grant of Equity Awards to Nino For For Management Ficca 4b Approve Grant of Equity Awards to Tony For For Management Narvaez 5 Approve the Issuance of Up to 10 For For Management Percent of the Company's Issued Capital 6 Approve Issuance of Shares Under the For For Management Dividend Reinvestment Plan 7 Approve Issuance of Shares Under the For For Management Employee Incentive Scheme -------------------------------------------------------------------------------- AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED Ticker: ANZ Security ID: Q09504137 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Paul Dominic O'Sullivan as For For Management Director 2b Elect Graeme Richard Liebelt as For For Management Director 2c Elect Sarah Jane Halton as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve the Spill Resolution Against Against Management 5 Approve Grant of Performance Rights to For For Management Shayne Elliott 6 Approve the Amendments to the Against Against Shareholder Company's Constitution 7 Approve Transition Planning Disclosure Against Against Shareholder 8 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- AUTO TRADER GROUP PLC Ticker: AUTO Security ID: G06708104 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Ed Williams as Director For For Management 5 Re-elect Trevor Mather as Director For For Management 6 Re-elect Nathan Coe as Director For For Management 7 Re-elect David Keens as Director For For Management 8 Re-elect Jill Easterbrook as Director For For Management 9 Re-elect Jeni Mundy as Director For For Management 10 Elect Catherine Faiers as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend (Withdrawn) For Abstain Management 4 Elect Amanda Blanc as Director For For Management 5 Elect George Culmer as Director For For Management 6 Elect Patrick Flynn as Director For For Management 7 Elect Jason Windsor as Director For For Management 8 Re-elect Patricia Cross as Director For For Management 9 Re-elect Belen Romana Garcia as For For Management Director 10 Re-elect Michael Mire as Director For For Management 11 Re-elect Sir Adrian Montague as For For Management Director 12 Re-elect Maurice Tulloch as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 21 Authorise Issue of Sterling New For For Management Preference Shares 22 Authorise Issue of Sterling New For For Management Preference Shares without Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 25 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.73 per Share 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board 6 Approve Compensation of Thomas Buberl, For For Management CEO 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of For For Management Directors 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 11 Reelect Angelien Kemna as Director For For Management 12 Reelect Irene Dorner as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Elect Antoine Gosset-Grainville as For For Management Director 15 Elect Marie-France Tschudin as Director For For Management 16 Elect Helen Browne as Director For For Shareholder A Elect Jerome Amouyal as Director Against Against Shareholder B Elect Constance Reschke as Director Against Against Shareholder C Elect Bamba Sall as Director Against Against Shareholder D Elect Bruno Guy-Wasier as Director Against Against Shareholder E Elect Timothy Leary as Director Against Against Shareholder F Elect Ashitkumar Shah as Director Against Against Shareholder 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AZRIELI GROUP LTD. Ticker: AZRG Security ID: M1571Q105 Meeting Date: AUG 11, 2019 Meeting Type: Annual/Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Amended Bonus Plan for CEO For For Management 3 Approve Amended Management Services For For Management Agreement with Company Owned by Danna Azrieli Hakim, Active Chairwoman 4.1 Elect Ehud Rassabi as External Director For For Management 4.2 Elect Joseph Shachak as External For For Management Director 5 Elect Dan Yitshak Gillerman as Director For For Management 6.1 Reelect Danna Azrieli Hakim as Director For For Management 6.2 Reelect Sharon Rachelle Azrieli as For For Management Director 6.3 Reelect Naomi Sara Azrieli as Director For For Management 6.4 Reelect Menachem Einan as Director For For Management 6.5 Reelect Tzipora Carmon as Director For For Management 6.6 Reelect Oran Dror as Director For For Management 7 Reappoint Deloitte Brightman Almagor For Against Management Zohar as Auditors 8 Discuss Financial Statements and the None None Management Report of the Board for 2017 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AZRIELI GROUP LTD. Ticker: AZRG Security ID: M1571Q105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Extension of Indemnification and For For Management Exemption Agreements to Sharon Rachelle Azrieli and Naomi Sara Azrieli, Controllers and Directors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BAE SYSTEMS PLC Ticker: BA Security ID: G06940103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Revathi Advaithi as Director For For Management 5 Re-elect Sir Roger Carr as Director For For Management 6 Re-elect Dame Elizabeth Corley as For For Management Director 7 Re-elect Christopher Grigg as Director For For Management 8 Re-elect Paula Reynolds as Director For For Management 9 Re-elect Nicholas Rose as Director For For Management 10 Re-elect Ian Tyler as Director For For Management 11 Re-elect Charles Woodburn as Director For For Management 12 Elect Thomas Arseneault as Director For For Management 13 Elect Bradley Greve as Director For For Management 14 Elect Jane Griffiths as Director For For Management 15 Elect Stephen Pearce as Director For For Management 16 Elect Nicole Piasecki as Director For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BALOISE HOLDING AG Ticker: BALN Security ID: H04530202 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 6.40 per Share 4.1a Reelect Andreas Burckhardt as Director For For Management and Board Chairman 4.1b Reelect Andreas Beerli as Director For For Management 4.1c Reelect Christoph Gloor as Director For For Management 4.1d Reelect Hugo Lasat as Director For For Management 4.1e Reelect Christoph Maeder as Director For For Management 4.1f Reelect Markus Neuhaus as Director For For Management 4.1g Reelect Thomas von Planta as Director For For Management 4.1h Reelect Thomas Pleines as Director For For Management 4.1i Reelect Hans-Joerg Schmidt-Trenz as For For Management Director 4.1j Reelect Marie-Noelle Venturi - For For Management Zen-Ruffinen as Director 4.2.1 Appoint Christoph Maeder as Member of For For Management the Compensation Committee 4.2.2 Appoint Thomas Pleines as Member of For For Management the Compensation Committee 4.2.3 Appoint Hans-Joerg Schmidt-Trenz as For For Management Member of the Compensation Committee 4.2.4 Appoint Marie-Noelle For For Management Venturi-Zen-Ruffinen as Member of the Compensation Committee 4.3 Designate Christophe Sarasin as For For Management Independent Proxy 4.4 Ratify Ernst & Young AG as Auditors For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.4 Million 5.2.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 4 Million 5.2.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 5.2 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA SA Ticker: BBVA Security ID: E11805103 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income and For For Management Dividends 1.4 Approve Discharge of Board For For Management 2.1 Reelect Lourdes Maiz Carro as Director For For Management 2.2 Reelect Susana Rodriguez Vidarte as For For Management Director 2.3 Elect Raul Catarino Galamba de For For Management Oliveira as Director 2.4 Elect Ana Leonor Revenga Shanklin as For For Management Director 2.5 Elect Carlos Vicente Salazar Lomelin For For Management as Director 3 Fix Maximum Variable Compensation Ratio For For Management 4 Renew Appointment of KPMG Auditores as For For Management Auditor 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO DE SABADELL SA Ticker: SAB Security ID: E15819191 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Elect Mireya Gine Torrens as Director For For Management 5 Fix Maximum Variable Compensation For For Management Ratio of Designated Group Members 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.A Approve Consolidated and Standalone For For Management Financial Statements 1.B Approve Non-Financial Information For For Management Statement 1.C Approve Discharge of Board For For Management 2 Approve Allocation of Income and For For Management Dividends 3.A Fix Number of Directors at 15 For For Management 3.B Elect Luis Isasi Fernandez de For For Management Bobadilla as Director 3.C Elect Sergio Agapito Lires Rial as For For Management Director 3.D Ratify Appointment of and Elect Pamela For For Management Ann Walkden as Director 3.E Reelect Ana Patricia Botin-Sanz de For For Management Sautuola y O'Shea as Director 3.F Reelect Rodrigo Echenique Gordillo as For For Management Director 3.G Reelect Esther Gimenez-Salinas i For For Management Colomer as Director 3.H Reelect Sol Daurella Comadran as For For Management Director 4 Ratify Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Share Repurchase Program For For Management 6 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 7.A Approve Scrip Dividends For For Management 7.B Approve Scrip Dividends For For Management 8 Authorize Issuance of Non-Convertible For For Management Debt Securities up to EUR 50 Billion 9 Approve Remuneration Policy For For Management 10 Approve Remuneration of Directors For For Management 11 Fix Maximum Variable Compensation Ratio For For Management 12.A Approve Deferred Multiyear Objectives For For Management Variable Remuneration Plan 12.B Approve Deferred and Conditional For For Management Variable Remuneration Plan 12.C Approve Digital Transformation Award For For Management 12.D Approve Buy-out Policy For For Management 12.E Approve Employee Stock Purchase Plan For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANDAI NAMCO HOLDINGS INC. Ticker: 7832 Security ID: Y0606D102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 112 2.1 Elect Director Taguchi, Mitsuaki For For Management 2.2 Elect Director Kawaguchi, Masaru For For Management 2.3 Elect Director Otsu, Shuji For For Management 2.4 Elect Director Asako, Yuji For For Management 2.5 Elect Director Miyakawa, Yasuo For For Management 2.6 Elect Director Hagiwara, Hitoshi For For Management 2.7 Elect Director Kawashiro, Kazumi For For Management 2.8 Elect Director Asanuma, Makoto For For Management 2.9 Elect Director Matsuda, Yuzuru For For Management 2.10 Elect Director Kuwabara, Satoko For For Management 2.11 Elect Director Noma, Mikiharu For For Management 2.12 Elect Director Kawana, Koichi For For Management -------------------------------------------------------------------------------- BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Ziv Haft For For Management as Joint Auditors 3 Amend Articles Re: Board-Related For For Management Matters 4.1 Elect David Avner as External Director For Did Not Vote Management 4.2 Elect Arie Orlev as External Director For For Management 5.1 Elect Noam Hanegbi as External Director For Abstain Management 5.2 Elect Israel Zichl as External Director For For Management 5.3 Reelect Ruben Krupik as External For For Management Director 6.1 Elect Tamar Bar Noy Gottlin as Director For Abstain Management 6.2 Reelect Oded Eran as Director For For Management 6.3 Elect David Zvilichovsky as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Temporary Extension of For For Management Compensation Policy for the Directors and Officers of the Company 2 Approve Amended Employment Terms of For For Management Oded Eran, Chairman 3 Approve Amended Employment Terms of For For Management Dov Kotler, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: JUL 18, 2019 Meeting Type: Annual/Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Kost For For Management Forer Gabbay and Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration 3 Appoint Somekh Chaikin and Brightman For For Management Almagor Zohar & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration 4 Elect Irit Shlomi as Director For For Management 5 Elect Haim Yaakov Krupsky as Director For Did Not Vote Management 6 Approve Purchase of 12,364 Ordinary For For Management Shares by David Brodet, Chairman, in Connection with Share Offering by the State of Israel to the Bank's Employees A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Ytzhak Edelman as External For For Management Director 1.2 Elect Mordechai Rosen as External For Did Not Vote Management Director 2.1 Reelect Ester Dominissini as Director For For Management 2.2 Elect Ira Sobel as Director For Abstain Management 3 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 4 Approve Employment Terms of Haj-Yehia For For Management Samer, Chairman 5 Approve Employment Terms of as Hanan For For Management Shmuel Friedman, CEO 6 Issue Updated Indemnification For For Management Agreements to Directors/Officers A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK OF IRELAND GROUP PLC Ticker: BIRG Security ID: G0756R109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Eileen Fitzpatrick as Director For For Management 2b Elect Michele Greene as Director For For Management 2c Elect Myles O'Grady as Director For For Management 2d Re-elect Evelyn Bourke as Director For For Management 2e Re-elect Ian Buchanan as Director For For Management 2f Re-elect Richard Goulding as Director For For Management 2g Re-elect Patrick Haren as Director For For Management 2h Re-elect Patrick Kennedy as Director For For Management 2i Re-elect Francesca McDonagh as Director For For Management 2j Re-elect Fiona Muldoon as Director For For Management 2k Re-elect Patrick Mulvihill as Director For For Management 2l Re-elect Steve Pateman as Director For For Management 3 Ratify KPMG as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Amend Articles of Association For For Management 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Issue of Equity in Relation For For Management to Additional Tier 1 Contingent Equity Conversion Notes 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes -------------------------------------------------------------------------------- BANKIA SA Ticker: BKIA Security ID: E2R23Z164 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone Financial Statements For For Management 1.2 Approve Consolidated Financial For For Management Statements 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Discharge of Board For For Management 1.5 Approve Allocation of Income and For For Management Dividends 2.1 Fix Number of Directors at 13 For For Management 2.2 Elect Nuria Oliver Ramirez as Director For For Management 2.3 Reelect Jose Sevilla Alvarez as For For Management Director 2.4 Reelect Joaquin Ayuso Garcia as For For Management Director 2.5 Reelect Francisco Javier Campo Garcia For For Management as Director 2.6 Reelect Eva Castillo Sanz as Director For For Management 2.7 Reelect Antonio Greno Hidalgo as For For Management Director 3 Appoint KPMG Auditores as Auditor For For Management 4 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 5 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 6 Authorize Share Repurchase Program For For Management 7 Approve Dividends For For Management 8.1 Approve Shares-in-lieu-of-Bonus Plan For For Management as Part of the 2019 Annual Variable Remuneration of Executive Directors 8.2 Approve Shares-in-lieu-of-Bonus Plan For For Management as Part of the 2020 Annual Variable Remuneration of Executive Directors 9.1 Amend Articles Re: General Meetings For For Management and Notice of Meetings 9.2 Amend Articles Re: Available For For Management Information Prior to the Meetings, Right to Information, and Attendance, Proxy and Remove Voting Cards 9.3 Amend Articles Re: Right of For For Management Attendance, Means of Communication, Logistics and Constitution 9.4 Amend Articles Re: Information and For For Management Proposals 9.5 Amend Articles Re: Remote Voting, For For Management Voting of Proposed Resolutions and Documentation 9.6 Amend Articles Re: Provisional For For Management Suspension and Extension of the General Meeting 9.7 Amend Articles Re: Publication and For For Management Documentation of Resolutions 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations and Approval of the Appointments and Responsible Management Committee Regulations and Remuneration Committee Regulations -------------------------------------------------------------------------------- BANKINTER SA Ticker: BKT Security ID: E2116H880 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Elect Fernando Jose Frances Pons as For For Management Director 6.2 Fix Number of Directors at 11 For For Management 7 Approve Spin-Off of the Insurance For For Management Business Linea Directa Aseguradora 8 Approve Restricted Capitalization For For Management Reserve 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10.1 Amend Remuneration Policy For For Management 10.2 Approve Delivery of Shares under FY For For Management 2019 Variable Pay Scheme 10.3 Fix Maximum Variable Compensation Ratio For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BARC Security ID: G08036124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Dawn Fitzpatrick as Director For For Management 5 Elect Mohamed A. El-Erian as Director For For Management 6 Elect Brian Gilvary as Director For For Management 7 Re-elect Mike Ashley as Director For For Management 8 Re-elect Tim Breedon as Director For For Management 9 Re-elect Sir Ian Cheshire as Director For For Management 10 Re-elect Mary Anne Citrino as Director For For Management 11 Re-elect Mary Francis as Director For For Management 12 Re-elect Crawford Gillies as Director For For Management 13 Re-elect Nigel Higgins as Director For For Management 14 Re-elect Tushar Morzaria as Director For For Management 15 Re-elect Diane Schueneman as Director For For Management 16 Re-elect James Staley as Director For For Management 17 Reappoint KPMG LLP as Auditors For For Management 18 Authorise the Board Audit Committee to For For Management Fix Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity in Relation For For Management to the Issuance of Contingent Equity Conversion Notes 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 27 Approve SAYE Share Option Scheme For For Management 28 Amend Share Value Plan For For Management 29 Approve Barclays' Commitment in For For Management Tackling Climate Change 30 Approve ShareAction Requisitioned Against Against Shareholder Resolution -------------------------------------------------------------------------------- BARRATT DEVELOPMENTS PLC Ticker: BDEV Security ID: G08288105 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect David Thomas as Director For For Management 7 Re-elect Steven Boyes as Director For For Management 8 Re-elect Jessica White as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Nina Bibby as Director For For Management 11 Re-elect Jock Lennox as Director For For Management 12 Re-elect Sharon White as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BARRY CALLEBAUT AG Ticker: BARN Security ID: H05072105 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Receive Auditor's Report (Non-Voting) None None Management 3.1 Accept Annual Report For For Management 3.2 Approve Remuneration Report For Against Management 3.3 Accept Financial Statements and For For Management Consolidated Financial Statements 4 Approve Allocation of Income and For For Management Dividends of CHF 26.00 per Share 5 Approve Discharge of Board and Senior For For Management Management 6.1.1 Reelect Patrick De Maeseneire as For For Management Director 6.1.2 Reelect Fernando Aguirre as Director For For Management 6.1.3 Reelect Suja Chandrasekaran as Director For For Management 6.1.4 Reelect Angela Wei Dong as Director For For Management 6.1.5 Reelect Nicolas Jacobs as Director For For Management 6.1.6 Reelect Elio Sceti as Director For For Management 6.1.7 Reelect Timothy Minges as Director For For Management 6.1.8 Reelect Markus Neuhaus as Director For For Management 6.2 Elect Patrick De Maeseneire as Board For For Management Chairman 6.3.1 Appoint Fernando Aguirre as Member of For For Management the Compensation Committee 6.3.2 Appoint Suja Chandrasekaran as Member For For Management of the Compensation Committee 6.3.3 Appoint Elio Sceti as Member of the For For Management Compensation Committee 6.3.4 Appoint Timothy Minges as Member of For For Management the Compensation Committee 6.4 Designate Keller KLG as Independent For For Management Proxy 6.5 Ratify KPMG AG as Auditors For For Management 7.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 2.2 Million and 2,190 Shares 7.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 6.5 Million 7.3 Approve Variable Remuneration of For Against Management Executive Committee in the Amount of CHF 19.7 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: D06216317 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.30 per Share 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Kurt Bock to the Supervisory For For Management Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Amend Articles Re: Supervisory Board For For Management Term of Office 9 Amend Articles Re: Remuneration of For For Management Supervisory Board Members 10 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Elect Ertharin Cousin to the For For Management Supervisory Board 4.2 Elect Otmar Wiestler to the For For Management Supervisory Board 4.3 Elect Horst Baier to the Supervisory For For Management Board 5 Approve Remuneration Policy for the For For Management Management Board 6 Approve Remuneration Policy for the For For Management Supervisory Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office 8 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Norbert Reithofer to the For For Management Supervisory Board 6.2 Elect Anke Schaeferkordt to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BEIERSDORF AG Ticker: BEI Security ID: D08792109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Approve Creation of EUR 42 Million For For Management Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For Against Management Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 12.1 Elect Wolfgang Herz to the Supervisory For For Management Board 12.2 Elect Beatrice Dreyfus as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- BEIGENE, LTD. Ticker: 6160 Security ID: 07725L102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Pursuant to For For Management the Share Purchase Agreement 2 Approve Collaboration Agreement with For For Management Amgen Inc. 3 Approve the Annual Caps in Relation to For For Management the Collaboration Agreement 4 Elect Director Anthony C. Hooper For For Management -------------------------------------------------------------------------------- BEIGENE, LTD. Ticker: 6160 Security ID: 07725L102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John V. Oyler For Abstain Management 2 Elect Director Timothy Chen For For Management 3 Elect Director Jing-Shyh (Sam) Su For For Management 4 Ratify Ernst & Young Hua Ming LLP and For For Management Ernst & Young as Auditors 5 Authorize the Board of Directors to For For Management Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares 6 Approve Connected Person Placing For For Management Authorization I 7 Approve Connected Person Placing For For Management Authorization II 8 Amend Omnibus Stock Plan For Against Management 9 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- BENDIGO AND ADELAIDE BANK LIMITED Ticker: BEN Security ID: Q1458B102 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect David Foster as Director For For Management 3 Elect Jan Harris as Director For For Management 4 Elect Robert Hubbard as Director For For Management 5 Elect David Matthews as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Participation of Marnie Baker For For Management in the Employee Salary Sacrifice, Deferred Share and Performance Share Plan 8a Approve First Capital Reduction Scheme For For Management in Respect of Convertible Preference Shares 2 8b Approve Second Capital Reduction For For Management Scheme in Respect of Convertible Preference Shares 2 -------------------------------------------------------------------------------- BENESSE HOLDINGS, INC. Ticker: 9783 Security ID: J0429N102 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Clarify Director For For Management Authority on Board Meetings 2.1 Elect Director Adachi, Tamotsu For For Management 2.2 Elect Director Kobayashi, Hitoshi For For Management 2.3 Elect Director Takiyama, Shinya For For Management 2.4 Elect Director Yamasaki, Masaki For For Management 2.5 Elect Director Okada, Haruna For For Management 2.6 Elect Director Ihara, Katsumi For For Management 2.7 Elect Director Fukutake, Hideaki For For Management 2.8 Elect Director Yasuda, Ryuji For For Management 2.9 Elect Director Iwai, Mutsuo For For Management 2.10 Elect Director Iwase, Daisuke For For Management -------------------------------------------------------------------------------- BERKELEY GROUP HOLDINGS PLC Ticker: BKG Security ID: G1191G120 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Re-elect Tony Pidgley as Director For For Management 5 Re-elect Rob Perrins as Director For For Management 6 Re-elect Richard Stearn as Director For For Management 7 Re-elect Karl Whiteman as Director For For Management 8 Re-elect Sean Ellis as Director For For Management 9 Re-elect Sir John Armitt as Director For For Management 10 Re-elect Dame Alison Nimmo as Director For For Management 11 Re-elect Veronica Wadley as Director For For Management 12 Re-elect Glyn Barker as Director For For Management 13 Re-elect Adrian Li as Director For For Management 14 Re-elect Andy Myers as Director For For Management 15 Re-elect Diana Brightmore-Armour as For For Management Director 16 Re-elect Justin Tibaldi as Director For For Management 17 Re-elect Paul Vallone as Director For For Management 18 Re-elect Peter Vernon as Director For For Management 19 Re-elect Rachel Downey as Director For For Management 20 Reappoint KPMG LLP as Auditors For For Management 21 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise EU Political Donations and For For Management Expenditure 27 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 28 Amend 2011 Long Term Incentive Plan For Against Management -------------------------------------------------------------------------------- BGP HOLDINGS PLC Ticker: Security ID: ADPC01062 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For Did Not Vote Management Statements and Statutory Reports 2 Approve Ernst and Young as Auditors For Did Not Vote Management -------------------------------------------------------------------------------- BHP GROUP LIMITED Ticker: BHP Security ID: Q1498M100 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young as Auditor of For For Management the Company 3 Authorize the Risk and Audit Committee For For Management to Fix Remuneration of the Auditors 4 Approve General Authority to Issue For For Management Shares in BHP Group Plc 5 Approve General Authority to Issue For For Management Shares in BHP Group Plc for Cash 6 Approve the Repurchase of Shares in For For Management BHP Group Plc 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve the Grant of Awards to Andrew For For Management Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Elect Terry Bowen as Director For For Management 14 Elect Malcolm Broomhead as Director For For Management 15 Elect Anita Frew as Director For For Management 16 Elect Andrew Mackenzie as Director For For Management 17 Elect Lindsay Maxsted as Director For For Management 18 Elect John Mogford as Director For For Management 19 Elect Shriti Vadera as Director For For Management 20 Elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BHP GROUP PLC Ticker: BHP Security ID: G10877127 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young LLP as Auditors For For Management 3 Authorise the Risk and Audit Committee For For Management to Fix Remuneration of Auditors 4 Authorise Issue of Equity For For Management 5 Authorise Issue of Equity without For For Management Pre-emptive Rights 6 Authorise Market Purchase of Ordinary For For Management Shares 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve Grant of Awards under the For For Management Group's Incentive Plans to Andrew Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Re-elect Terry Bowen as Director For For Management 14 Re-elect Malcolm Broomhead as Director For For Management 15 Re-elect Anita Frew as Director For For Management 16 Re-elect Andrew Mackenzie as Director For For Management 17 Re-elect Lindsay Maxsted as Director For For Management 18 Re-elect John Mogford as Director For For Management 19 Re-elect Shriti Vadera as Director For For Management 20 Re-elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BIOMERIEUX SA Ticker: BIM Security ID: F1149Y232 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Directors For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.19 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Marie-Helene Habert-Dassault For For Management as Director 7 Reelect Harold Boel as Director For For Management 8 Approve Remuneration Policy of For For Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Alexandre For For Management Merieux, Chairman and CEO 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Stock Option Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Eliminate Preemptive Rights Pursuant For For Management to Item 18 Above 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BLUESCOPE STEEL LIMITED Ticker: BSL Security ID: Q1415L177 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Ewen Graham Wolseley Crouch as For For Management Director 4 Approve Grant of Share Rights to Mark For For Management Royce Vassella 5 Approve Grant of Alignment Rights to For For Management Mark Royce Vassella 6 Approve On-Market Buy-Back of Shares For For Management -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean Lemierre as Director For For Management 7 Reelect Jacques Aschenbroich as For For Management Director 8 Reelect Monique Cohen as Director For For Management 9 Reelect Daniela Schwarzer as Director For For Management 10 Reelect Fields Wicker-Miurin as For For Management Director 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO and For For Management Vice-CEO 14 Approve Compensation of Corporate For For Management Officers 15 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 16 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 17 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 18 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 20 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-21 at EUR 240 Million 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 7 of Bylaws Re: Employee For For Management Shareholder Representative 28 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Articles 7, 10, 11, 19 of Bylaws For For Management to Comply with Legal Changes 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Jiang as Director For For Management 3b Elect Gao Yingxin as Director None None Management 3c Elect Sun Yu as Director For For Management 3d Elect Koh Beng Seng as Director For For Management 3e Elect Tung Savio Wai-Hok as Director For For Management 3f Elect Cheng Eva as Director For For Management 4 Approve Ernst & Young as Auditor and For For Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions and the New Caps -------------------------------------------------------------------------------- BOLIDEN AB Ticker: BOL Security ID: W17218152 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive Report on Work of Board and None None Management its Committees 9 Receive President's Report None None Management 10 Receive Report on Audit Work None None Management 11 Accept Financial Statements and For For Management Statutory Reports 12 Approve Allocation of Income and For For Management Dividends of SEK 7 Per Share 13 Approve Discharge of Board and For For Management President 14 Determine Number of Directors (7) and For For Management Deputy Directors (0) of Board; Set Number of Auditors at One 15 Approve Remuneration of Directors in For For Management the Amount of SEK 1.75 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work 16.a Elect Helene Bistrom as New Director For For Management 16.b Reelect Tom Erixon as Director For For Management 16.c Reelect Michael G:son Low as Director For For Management 16.d Reelect Perttu Louhiluoto as Director For For Management 16.e Reelect Elisabeth Nilsson as Director For For Management 16.f Reelect Pia Rudengren as Director For For Management 16.g Reelect Anders Ullberg as Director For For Management 16.h Reelect Anders Ullberg as Board For For Management Chairman 17 Approve Remuneration of Auditors For For Management 18 Ratify Deloitte as Auditors For For Management 19 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 20 Reelect Jan Andersson (Chairman), Lars For For Management Erik Forsgardh, Ola Peter Gjessing, Lilian Fossum Biner and Anders Ullberg as Members of Nominating Committee 21 Allow Questions None None Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- BOLLORE SA Ticker: BOL Security ID: F10659260 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.06 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Marie Bollore as Director For Against Management 6 Renew Appointment of Constantin For For Management Associes as Auditor 7 Renew Appointment of Cisane as For For Management Alternate Auditor 8 Authorize Repurchase of 291 Million For Against Management Shares 9 Approve Compensation Report For Against Management 10 Approve Compensation of Vincent For Against Management Bollore, Chairman and CEO Until March 14, 2019 11 Approve Compensation of Cyrille For Against Management Bollore, Vice-CEO Until March 14, 2019 12 Approve Compensation of Cyrille For Against Management Bollore, Chairman and CEO Since April 1, 2019 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For Against Management Chairman and CEO 15 Authorize Filing of Required For For Management Documents/Other Formalities 1 Authorize Capital Increase of Up to For Against Management EUR 15 Million for Future Exchange Offers 2 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 3 Amend Article 12 of Bylaws Re: Board For For Management Composition 4 Amend Article 19 of Bylaws Re: GM For For Management Electronic Voting 5 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 6 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BORAL LIMITED Ticker: BLD Security ID: Q16969109 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Eileen Doyle as Director For For Management 2.2 Elect Karen Moses as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Long-Term Incentive For For Management Rights to Mike Kane -------------------------------------------------------------------------------- BOUYGUES SA Ticker: EN Security ID: F11487125 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividend 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration Policy of For Abstain Management Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Martin Bouygues For Against Management 9 Approve Compensation of Olivier For Against Management Bouygues 10 Approve Compensation of Philippe Marien For Against Management 11 Approve Compensation of Olivier Roussat For Against Management 12 Reelect Alexandre de Rothschild as For For Management Director 13 Elect Benoit Maes as Director For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Amend Articles 4, 8, 13, 12, 14, 15 For For Management and 16 of Bylaws to Comply with Legal Changes 18 Delegate Power to the Board of For Against Management Directors to Amend the Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: G12793108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as For For Management Director 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BRAMBLES LIMITED Ticker: BXB Security ID: Q6634U106 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect James Richard Miller as Director For For Management 4 Elect George El-Zoghbi as Director For For Management 5 Elect Anthony Grant Froggatt as For For Management Director 6 Approve Amendment of Brambles Limited For For Management Performance Share Plan 7 Approve Participation of Graham For For Management Chipchase in the Performance Share Plan or the Amended Performance Share Plan 8 Approve Participation of Nessa For For Management O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan 9 Approve Participation of Graham For For Management Chipchase in the MyShare Plan 10 Approve the Capital Return to For For Management Shareholders 11 Approve Extension of On-Market Share For For Management Buy-Backs -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Stefanie Berlinger to the For For Management Supervisory Board 6.2 Elect Andreas Rittstieg to the For For Management Supervisory Board 6.3 Elect Doreen Nowotne to the For For Management Supervisory Board 6.4 Elect Richard Ridinger to the For For Management Supervisory Board 7 Change of Corporate Form to Societas For For Management Europaea (SE) -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Tsuya, Masaaki For For Management 2.2 Elect Director Ishibashi, Shuichi For For Management 2.3 Elect Director Eto, Akihiro For For Management 2.4 Elect Director Scott Trevor Davis For For Management 2.5 Elect Director Okina, Yuri For For Management 2.6 Elect Director Masuda, Kenichi For For Management 2.7 Elect Director Yamamoto, Kenzo For For Management 2.8 Elect Director Terui, Keiko For For Management 2.9 Elect Director Sasa, Seiichi For For Management 2.10 Elect Director Shiba, Yojiro For For Management 2.11 Elect Director Suzuki, Yoko For For Management 2.12 Elect Director Hara, Hideo For Against Management 2.13 Elect Director Yoshimi, Tsuyoshi For Against Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: G1510J102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Re-elect Jack Bowles as Director For For Management 6 Re-elect Richard Burrows as Director For For Management 7 Re-elect Sue Farr as Director For For Management 8 Re-elect Dr Marion Helmes as Director For For Management 9 Re-elect Luc Jobin as Director For For Management 10 Re-elect Holly Koeppel as Director For For Management 11 Re-elect Savio Kwan as Director For For Management 12 Re-elect Dimitri Panayotopoulos as For For Management Director 13 Elect Jeremy Fowden as Director For For Management 14 Elect Tadeu Marroco as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Approve Restricted Share Plan For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BROTHER INDUSTRIES, LTD. Ticker: 6448 Security ID: 114813108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Koike, Toshikazu For For Management 1.2 Elect Director Sasaki, Ichiro For For Management 1.3 Elect Director Ishiguro, Tadashi For For Management 1.4 Elect Director Kawanabe, Tasuku For For Management 1.5 Elect Director Kamiya, Jun For For Management 1.6 Elect Director Tada, Yuichi For For Management 1.7 Elect Director Fukaya, Koichi For For Management 1.8 Elect Director Takeuchi, Keisuke For For Management 1.9 Elect Director Shirai, Aya For For Management 1.10 Elect Director Uchida, Kazunari For For Management 1.11 Elect Director Hidaka, Naoki For For Management 2 Appoint Statutory Auditor Obayashi, For For Management Keizo 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jan du Plessis as Director For For Management 5 Re-elect Simon Lowth as Director For For Management 6 Re-elect Iain Conn as Director For For Management 7 Re-elect Tim Hottges as Director For For Management 8 Re-elect Isabel Hudson as Director For For Management 9 Re-elect Mike Inglis as Director For For Management 10 Re-elect Nick Rose as Director For For Management 11 Re-elect Jasmine Whitbread as Director For For Management 12 Elect Philip Jansen as Director For For Management 13 Elect Matthew Key as Director For For Management 14 Elect Allison Kirkby as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- BUDWEISER BREWING COMPANY APAC LIMITED Ticker: 1876 Security ID: G1674K101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jan Craps as Director For For Management 3b Elect Carlos Brito as Director For For Management 3c Elect Mun Tak Marjorie Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BUNZL PLC Ticker: BNZL Security ID: G16968110 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Elect Peter Ventress as Director For For Management 4 Re-elect Frank van Zanten as Director For For Management 5 Elect Richard Howes as Director For For Management 6 Re-elect Vanda Murray as Director For For Management 7 Re-elect Lloyd Pitchford as Director For For Management 8 Re-elect Stephan Nanninga as Director For For Management 9 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Report For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BURBERRY GROUP PLC Ticker: BRBY Security ID: G1700D105 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Dr Gerry Murphy as Director For For Management 5 Re-elect Fabiola Arredondo as Director For For Management 6 Re-elect Jeremy Darroch as Director For For Management 7 Re-elect Ron Frasch as Director For For Management 8 Re-elect Matthew Key as Director For For Management 9 Re-elect Dame Carolyn McCall as For For Management Director 10 Re-elect Orna NiChionna as Director For For Management 11 Re-elect Marco Gobbetti as Director For For Management 12 Re-elect Julie Brown as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BUREAU VERITAS SA Ticker: BVI Security ID: F96888114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Ratify Appointment of Jerome Michiels For For Management as Director 6 Reelect Sian Herbert-Jones as Director For For Management 7 Reelect Stephanie Besnier as Director For For Management 8 Reelect Claude Ehlingeras Director For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Aldo Cardoso, For For Management Chairman of the board 14 Approve Compensation of Didier For For Management Michaud-Daniel, CEO 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CAIXABANK SA Ticker: CABK Security ID: E2427M123 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Reelect Maria Veronica Fisas Verges as For For Management Director 6.2 Elect Francisco Javier Garcia Sanz as For Against Management Director 6.3 Fix Number of Directors at 15 For For Management 7 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 8 Authorize Share Repurchase Program For For Management 9 Approve Remuneration Policy For For Management 10 Amend Articles Re: Remote Attendance For For Management to the General Shareholders Meetings 11 Amend Articles of General Meeting For For Management Regulations Re: Remote Attendance 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- CALBEE, INC. Ticker: 2229 Security ID: J05190103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Ito, Shuji For For Management 2.2 Elect Director Ehara, Makoto For For Management 2.3 Elect Director Kikuchi, Koichi For For Management 2.4 Elect Director Mogi, Yuzaburo For For Management 2.5 Elect Director Takahara, Takahisa For For Management 2.6 Elect Director Fukushima, Atsuko For For Management 2.7 Elect Director Miyauchi, Yoshihiko For For Management 2.8 Elect Director Sylvia Dong For For Management 3 Appoint Statutory Auditor Oe, Nagako For For Management 4 Appoint Alternate Statutory Auditor For For Management Mataichi, Yoshio 5 Approve Annual Bonus For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- CALTEX AUSTRALIA LTD. Ticker: CTX Security ID: Q19884107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Melinda Conrad as Director For For Management 2 Approve Remuneration Report For For Management 3 Approve the Change of Company Name to For For Management Ampol Limited -------------------------------------------------------------------------------- CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Mitarai, Fujio For For Management 2.2 Elect Director Maeda, Masaya For For Management 2.3 Elect Director Tanaka, Toshizo For For Management 2.4 Elect Director Homma, Toshio For For Management 2.5 Elect Director Saida, Kunitaro For For Management 2.6 Elect Director Kato, Haruhiko For For Management 3 Appoint Statutory Auditor Ebinuma, For For Management Ryuichi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO 6 Approve Compensation of Thierry For For Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Directors 14 Reelect Sian Herbert-Jones as Director For For Management 15 Elect Belen Moscoso del Prado For For Management Lopez-Doriga as Director 16 Elect Aiman Ezzat as Director For For Management 17 Elect Lucia Sinapi-Thomas as Director For For Management Shareholder Representative 17A Elect Claire Sauvanaud as Director Against Against Management Shareholder Representative 18 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 19 Appoint Mazars as Auditor For For Management 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Articles 7 and 17 of Bylaws to For For Management Comply with Legal Changes 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million 27 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 30 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 32 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 94.9 Percent For For Management Shares in Target Companies -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CAPITALAND LTD. Ticker: C31 Security ID: Y10923103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4a Elect Chaly Mah Chee Kheong as Director For For Management 4b Elect Amirsham Bin A Aziz as Director For For Management 4c Elect Kee Teck Koon as Director For For Management 4d Elect Gabriel Lim Meng Liang as For For Management Director 5 Elect Miguel Ko as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020 9 Authorize Share Repurchase Program For For Management 10 Approve Issuance of Shares Pursuant to For For Management the CapitaLand Scrip Dividend Scheme 11 Amend Constitution For For Management -------------------------------------------------------------------------------- CAPITALAND MALL TRUST Ticker: C38U Security ID: Y1100L160 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CARLSBERG A/S Ticker: CARL.B Security ID: K36628137 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For For Management Dividends of DKK 21 Per Share 4a Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 4b Approve Remuneration of Directors For For Management 4c Approve DKK 88 Million Reduction in For For Management Share Capital via Share Cancellation 4d Amend Articles Re: Voting on the For For Management Company's Remuneration Report 4e Amend Articles Re: Change of Name and For For Management CVR Number of the Provider of Share Registration Services 5a Reelect Flemming Besenbacher as For For Management Director 5b Reelect Lars Fruergaard Jorgensen as For For Management Director 5c Reelect Carl Bache as Director For For Management 5d Reelect Magdi Batato as Director For For Management 5e Reelect Domitille Doat-Le Bigot as For For Management Director 5f Reelect Lilian Fossum Biner as Director For For Management 5g Reelect Richard Burrows as Director For For Management 5h Reelect Soren-Peter Fuchs Olesen as For For Management Director 5i Reelect Majken Schultz as Director For For Management 5j Reelect Lars Stemmerik as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- CARNIVAL PLC Ticker: CCL Security ID: G19081101 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as Director of For For Management Carnival Corporation and as a Director of Carnival plc 2 Re-elect Sir Jonathon Band as Director For For Management of Carnival Corporation and as a Director of Carnival plc 3 Re-elect Jason Cahilly as Director of For For Management Carnival Corporation and as a Director of Carnival plc 4 Re-elect Helen Deeble as Director of For For Management Carnival Corporation and as a Director of Carnival plc 5 Re-elect Arnold Donald as Director of For For Management Carnival Corporation and as a Director of Carnival plc 6 Re-elect Richard Glasier as Director For For Management of Carnival Corporation and as a Director of Carnival plc 7 Re-elect Katie Lahey as Director of For For Management Carnival Corporation and as a Director of Carnival plc 8 Re-elect Sir John Parker as Director For For Management of Carnival Corporation and as a Director of Carnival plc 9 Re-elect Stuart Subotnick as Director For For Management of Carnival Corporation and as a Director of Carnival plc 10 Re-elect Laura Weil as Director of For For Management Carnival Corporation and as a Director of Carnival plc 11 Re-elect Randall Weisenburger as For For Management Director of Carnival Corporation and as a Director of Carnival plc 12 Advisory Vote to Approve Executive For For Management Compensation 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation 16 Authorise the Audit Committee of For For Management Carnival plc to Fix Remuneration of Auditors 17 Accept Financial Statements and For For Management Statutory Reports 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CARREFOUR SA Ticker: CA Security ID: F13923119 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.23 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Alexandre Arnault as Director For For Management 6 Reelect Marie-Laure Sauty de Chalon as For For Management Director 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alexandre For For Management Bompard, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Directors 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Amend Article 11 of Bylaws Re: Quorum For For Management 14 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 15 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 16 Amend Article 19 of Bylaws Re: Auditors For For Management 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON SA Ticker: CO Security ID: F14133106 Meeting Date: JUN 17, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Chairman and For For Management CEO 6 Approve Exceptional Remuneration for For Against Management Chairman and CEO Re: FY 2019 7 Approve Remuneration Policy of For For Management Chairman and CEO 8 Approve Remuneration Policy of For For Management Directors 9 Reelect Euris as Director For For Management 10 Reelect Fonciere Euris as Director For For Management 11 Reelect Christiane Feral-Schuhl as For For Management Director 12 Reelect David de Rothschild as Director For Against Management 13 Reelect Frederic Saint-Geours as For For Management Director 14 Elect Fimalac as Director For For Management 15 Elect Saris as Director For For Management 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 18 Amend Article 11 of Bylaws Re: For For Management Shareholders Identification 19 Amend Article 14 of Bylaws Re: Board For For Management Composition 20 Amend Article 18 of Bylaws Re: Board For For Management Deliberation 21 Amend Articles 22 and 29 of Bylaws Re: For For Management Board Remuneration; AGM 22 Amend Articles 29 and 30 of Bylaws Re: For For Management AGM Quorum; EGM Quorum 23 Amend Article 24 of Bylaws Re: For For Management Alternate Auditor Nomination 24 Amend Article 19 of Bylaws Re: Board For For Management Power 25 Amend Article 29 of Bylaws Re: For For Management Amendment of Change Location of Registered Headquarters 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASIO COMPUTER CO., LTD. Ticker: 6952 Security ID: J05250139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Kashio, Kazuhiro For For Management 2.2 Elect Director Yamagishi, Toshiyuki For For Management 2.3 Elect Director Takano, Shin For For Management 2.4 Elect Director Kashio, Tetsuo For For Management 2.5 Elect Director Ozaki, Motoki For For Management -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Tsuge, Koei For For Management 2.2 Elect Director Kaneko, Shin For For Management 2.3 Elect Director Suyama, Yoshiki For For Management 2.4 Elect Director Kosuge, Shunichi For For Management 2.5 Elect Director Uno, Mamoru For For Management 2.6 Elect Director Tanaka, Mamoru For For Management 2.7 Elect Director Mizuno, Takanori For For Management 2.8 Elect Director Mori, Atsuhito For For Management 2.9 Elect Director Niwa, Shunsuke For For Management 2.10 Elect Director Suzuki, Hiroshi For For Management 2.11 Elect Director Oyama, Takayuki For For Management 2.12 Elect Director Kobayashi, Hajime For For Management 2.13 Elect Director Torkel Patterson For For Management 2.14 Elect Director Saeki, Takashi For For Management 2.15 Elect Director Kasama, Haruo For For Management 2.16 Elect Director Oshima, Taku For For Management 3 Appoint Statutory Auditor Yamada, For For Management Tatsuhiko -------------------------------------------------------------------------------- CENTRICA PLC Ticker: CNA Security ID: G2018Z143 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Heidi Mottram as Director For For Management 4 Re-elect Joan Gillman as Director For For Management 5 Re-elect Stephen Hester as Director For For Management 6 Re-elect Richard Hookway as Director For For Management 7 Re-elect Pam Kaur as Director For For Management 8 Re-elect Kevin O'Byrne as Director For For Management 9 Re-elect Chris O'Shea as Director For For Management 10 Re-elect Sarwjit Sambhi as Director For For Management 11 Re-elect Scott Wheway as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CHALLENGER LIMITED Ticker: CGF Security ID: Q22685103 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Polson as Director For For Management 2b Elect Masahiko Kobayashi as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Share For For Management Rights to Richard Howes -------------------------------------------------------------------------------- CHOCOLADEFABRIKEN LINDT & SPRUENGLI AG Ticker: LISN Security ID: H49983176 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Allocation of Income and For For Management Dividends of CHF 720 per Registered Share and CHF 72 per Participation Certificate and a Special Dividend of CHF 700 per Registered Share and CHF 70 per Participation Certificate 4.2 Approve Transfer of CHF 80.3 Million For For Management from Capital Contribution Reserves to Free Reserves and Dividends of CHF 330 per Registered Share and CHF 33 per Participation Certificate from Free Reserves 5 Approve CHF 43,600 Reduction in Share For For Management Capital and CHF 466,150 Reduction in Participation Capital via Cancellation of Repurchased Shares 6.1.1 Reelect Ernst Tanner as Director and For For Management Board Chairman 6.1.2 Reelect Antonio Bulgheroni as Director For For Management 6.1.3 Reelect Rudolf Spruengli as Director For For Management 6.1.4 Reelect Elisabeth Guertler as Director For For Management 6.1.5 Reelect Thomas Rinderknecht as Director For For Management 6.1.6 Reelect Silvio Denz as Director For For Management 6.2.1 Reappoint Rudolf Spruengli as Member For Against Management of the Compensation Committee 6.2.2 Reappoint Antonio Bulgheroni as Member For For Management of the Compensation Committee 6.2.3 Appoint Silvio Denz as Member of the For For Management Compensation Committee 6.3 Designate Patrick Schleiffer as For For Management Independent Proxy 6.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.2 Million 7.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 18 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CHR. HANSEN HOLDING A/S Ticker: CHR Security ID: K1830B107 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Report None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 7.07 Per Share 4 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work 5 Approve Revised Remuneration For For Management Guidelines for Executive Management and Board 6a Reelect Dominique Reiniche (Chair) as For For Management Director 6b.a Reelect Jesper Brandgaard as Director For For Management 6b.b Reelect Luis Cantarell as Director For For Management 6b.c Reelect Heidi Kleinbach-Sauter as For For Management Director 6b.d Elect Niels Peder Nielsen as New For For Management Director 6b.e Reelect Kristian Villumsen as Director For For Management 6b.f Reelect Mark Wilson as Director For For Management 7 Reelect PricewaterhouseCoopers as For For Management Auditor 8 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- CHUBU ELECTRIC POWER CO., INC. Ticker: 9502 Security ID: J06510101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Katsuno, Satoru For For Management 3.2 Elect Director Hayashi, Kingo For For Management 3.3 Elect Director Kurata, Chiyoji For For Management 3.4 Elect Director Hiraiwa, Yoshiro For For Management 3.5 Elect Director Mizutani, Hitoshi For For Management 3.6 Elect Director Otani, Shinya For For Management 3.7 Elect Director Hashimoto, Takayuki For For Management 3.8 Elect Director Shimao, Tadashi For For Management 3.9 Elect Director Kurihara, Mitsue For For Management 4.1 Appoint Statutory Auditor Kataoka, For For Management Akinori 4.2 Appoint Statutory Auditor Nagatomi, For For Management Fumiko 4.3 Appoint Statutory Auditor Takada, For For Management Hiroshi 5 Amend Articles to Exit from Nuclear Against Against Shareholder Power Generation Business 6 Amend Articles to Prohibit Financial Against Against Shareholder Support to Japan Atomic Power Company 7 Amend Articles to Terminate Contracts Against Against Shareholder to Purchase Electricity Generated with Nuclear Power from Other Companies 8 Amend Articles to Ban Reprocessing of Against Against Shareholder Spent Nuclear Fuels 9 Amend Articles to Ban Procurement of Against Against Shareholder Electricity Generated with Coal-Fired Power -------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO., LTD. Ticker: 4519 Security ID: J06930101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 92 2.1 Elect Director Kosaka, Tatsuro For For Management 2.2 Elect Director Ueno, Moto For For Management 2.3 Elect Director Okuda, Osamu For For Management 2.4 Elect Director Momoi, Mariko For For Management 3.1 Appoint Statutory Auditor Nimura, For For Management Takaaki 3.2 Appoint Statutory Auditor Masuda, For For Management Kenichi 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- CIMIC GROUP LIMITED Ticker: CIM Security ID: Q2424E105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Marcelino Fernandez Verdes as For For Management Director 3.2 Elect Jose Luis del Valle Perez as For For Management Director 3.3 Elect Pedro Lopez Jimenez as Director For For Management -------------------------------------------------------------------------------- CITY DEVELOPMENTS LIMITED Ticker: C09 Security ID: V23130111 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Kwek Leng Beng as Director For For Management 4b Elect Tan Yee Peng as Director For For Management 4c Elect Koh Thiam Hock as Director For For Management 5 Elect Sherman Kwek Eik Tse as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Recommended Cash For For Management Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For Against Management 3.2 Elect Chiu Kwok Hung, Justin as For For Management Director 3.3 Elect Cheong Ying Chew, Henry as For For Management Director 3.4 Elect Hung Siu-lin, Katherine as For For Management Director 3.5 Elect Colin Stevens Russel as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Fok Kin Ning, Canning as Director For For Management 3b Elect Kam Hing Lam as Director For For Management 3c Elect Edith Shih as Director For For Management 3d Elect Chow Kun Chee, Roland as Director For For Management 3e Elect Leung Siu Hon as Director For For Management 3f Elect Cheng Hoi Chuen, Vincent as For For Management Director 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CK INFRASTRUCTURE HOLDINGS LIMITED Ticker: 1038 Security ID: G2178K100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For Against Management 3.2 Elect Chan Loi Shun as Director For Against Management 3.3 Elect Chen Tsien Hua as Director For Against Management 3.4 Elect Sng Sow-mei alias Poon Sow Mei For For Management as Director 3.5 Elect Colin Stevens Russel as Director For For Management 3.6 Elect Paul Joseph Tighe as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Bye-Laws For For Management -------------------------------------------------------------------------------- CLARIANT AG Ticker: CLN Security ID: H14843165 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income For For Management 4 Approve Extraordinary Dividends of CHF For For Management 3.00 per Share 5.1.a Reelect Abdullah Alissa as Director For For Management 5.1.b Reelect Guenter von Au as Director For For Management 5.1.c Reelect Hariolf Kottmann as Director For For Management 5.1.d Reelect Calum MacLean as Director For For Management 5.1.e Reelect Geoffery Merszei as Director For For Management 5.1.f Reelect Eveline Saupper as Director For For Management 5.1.g Reelect Peter Steiner as Director For For Management 5.1.h Reelect Claudia Dyckerhoff as Director For For Management 5.1.i Reelect Susanne Wamsler as Director For For Management 5.1.j Reelect Konstantin Winterstein as For For Management Director 5.1.k Elect Nader Alwehibi as Director For For Management 5.1.l Elect Thilo Mannhardt as Director For For Management 5.2 Reelect Hariolf Kottmann as Board For For Management Chairman 5.3.1 Reappoint Abdullah Alissa as Member of For For Management the Compensation Committee 5.3.2 Reappoint Eveline Saupper as Member of For For Management the Compensation Committee 5.3.3 Reappoint Claudia Dyckerhoff as Member For For Management of the Compensation Committee 5.3.4 Reappoint Susanne Wamsler as Member of For For Management the Compensation Committee 5.4 Designate Balthasar Settelen as For For Management Independent Proxy 5.5 Ratify PricewaterhouseCoopers AG as For For Management Auditors 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5 Million 6.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 16 Million 7.1 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) 7.2 Additional Voting Instructions - None Against Management Shareholder Proposals (Voting) -------------------------------------------------------------------------------- CLP HOLDINGS LTD. Ticker: 2 Security ID: Y1660Q104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Michael Kadoorie as Director For For Management 2b Elect William Elkin Mocatta as Director For For Management 2c Elect Roderick Ian Eddington as For For Management Director 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CNH INDUSTRIAL NV Ticker: CNHI Security ID: N20944109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.18 Per Share For For Management 2.d Approve Discharge of Directors For For Management 3.a Approve Remuneration Report For For Management 3.b Amend Remuneration Policy For For Management 3.c Approve Long Term Incentive Plan For For Management 4.a Reelect Suzanne Heywood as Executive For For Management Director 4.b Reelect Hubertus M. Muhlhauser as None None Management Executive Director 4.c Reelect Leo W. Houle as Non-Executive For For Management Director 4.d Reelect John B. Lanaway as For For Management Non-Executive Director 4.e Reelect Alessandro Nasi as For For Management Non-Executive Director 4.f Reelect Lorenzo Simonelli as For For Management Non-Executive Director 4.g Reelect Jacqueline A. Tammenoms Bakker For For Management as Non-Executive Director 4.h Reelect Jacques Theurillat as For For Management Non-Executive Director 4.i Elect Howard Buffett as Non-Executive For For Management Director 4.j Elect Nelda (Janine) Connors as For For Management Non-Executive Director 4.k Elect Tufan Erginbilgic as For For Management Non-Executive Director 4.l Elect Vagn Sorensen as Non-Executive For For Management Director 5 Ratify Ernst & Young as Auditors For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- CNP ASSURANCES SA Ticker: CNP Security ID: F1876N318 Meeting Date: APR 17, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Transaction with Caixa For For Management Economica Federal, Caixa Seguridade, CSH and CNP Re: Brazil Partnership 5 Approve Transaction with BPCE and CNP For For Management Assurances RE: Extending their Partnership 6 Approve Auditors' Special Report on For For Management Related-Party Transactions 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation of Corporate For For Management Officers 11 Approve Compensation of Jean-Paul For For Management Faugere, Chairman of the Board 12 Approve Compensation of Antoine For For Management Lissowski, CEO 13 Reelect Marcia Campbell as Director For For Management 14 Reelect Stephane Pallez as Director For Against Management 15 Ratify Appointement of Christiane For For Management Marcellier as Director 16 Reelect Christiane Marcellier as For Against Management Director 17 Ratify Appointement of Yves Brassart For Against Management as Director 18 Ratify Appointement of Catherine For Against Management Charrier-Leflaive as Director 19 Ratify Appointment of Francois Geronde For Against Management as Director 20 Ratify Appointment of Sonia de For For Management Demandolx as Director 21 Reelect Sonia de Demandolx as Director For Against Management 22 Ratify Appointment of Tony Blanco as For Against Management Director 23 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 137,324,000 25 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Amend Article 17 of Bylaws Re: Age For For Management Limit of Chairman of the Board Fixed at 70 28 Amend Article 18 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Article 15 of Bylaws Re: Board For For Management Composition 30 Amend Article 21 of Bylaws Re: Board For For Management Members Remuneration 31 Amend Article 23 of Bylaws Re: For For Management Related-Party Transactions 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COCA-COLA AMATIL LTD. Ticker: CCL Security ID: Q2594P146 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Krishnakumar Thirumalai as For For Management Director 3b Elect Paul Dominic O'Sullivan as For For Management Director 3c Elect Penelope Ann Winn as Director For For Management 4 Approve Grant of Performance Shares For For Management Rights to Alison Mary Watkins -------------------------------------------------------------------------------- COCA-COLA BOTTLERS JAPAN HOLDINGS, INC. Ticker: 2579 Security ID: J0815C108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Calin Dragan For For Management 3.2 Elect Director Bjorn Ivar Ulgenes For For Management 3.3 Elect Director Yoshioka, Hiroshi For For Management 3.4 Elect Director Wada, Hiroko For For Management 3.5 Elect Director Yamura, Hirokazu For For Management 4 Elect Director and Audit Committee For Against Management Member Enrique Rapetti 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members and Restricted Stock Plan -------------------------------------------------------------------------------- COCA-COLA EUROPEAN PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jan Bennink as Director For For Management 5 Re-elect Thomas Johnson as Director For For Management 6 Elect Dessi Temperley as Director For For Management 7 Re-elect Jose Ignacio Comenge as For For Management Director 8 Re-elect Francisco Crespo Benitez as For For Management Director 9 Re-elect Irial Finan as Director For For Management 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 13 Re-elect Dagmar Kollmann as Director For For Management 14 Re-elect Alfonso Libano Daurella as For For Management Director 15 Re-elect Lord Mark Price as Director For For Management 16 Re-elect Mario Rotllant Sola as For For Management Director 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Approve Waiver on Tender-Bid For Against Management Requirement 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Off-Market Purchase of For For Management Ordinary Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COCA-COLA HBC AG Ticker: CCH Security ID: H1512E100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividend from Reserves For For Management 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Re-elect Anastassis David as Director For For Management and as Board Chairman 4.1.2 Re-elect Zoran Bogdanovic as Director For For Management 4.1.3 Re-elect Charlotte Boyle as Director For For Management and as Member of the Remuneration Committee 4.1.4 Re-elect Reto Francioni as Director For For Management and as Member of the Remuneration Committee 4.1.5 Re-elect Olusola David-Borha as For For Management Director 4.1.6 Re-elect William Douglas III as For For Management Director 4.1.7 Re-elect Anastasios Leventis as For For Management Director 4.1.8 Re-elect Christodoulos Leventis as For For Management Director 4.1.9 Re-elect Alexandra Papalexopoulou as For For Management Director 4.1.A Re-elect Jose Octavio Reyes as Director For For Management 4.1.B Re-elect Alfredo Rivera as Director For For Management 4.1.C Re-elect Ryan Rudolph as Director For For Management 4.2 Elect Anna Diamantopoulou as Director For For Management and as Member of the Remuneration Committee 5 Designate Ines Poeschel as Independent For For Management Proxy 6.1 Reappoint PricewaterhouseCoopers AG as For For Management Auditors 6.2 Advisory Vote on Reappointment of the For For Management Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes 7 Approve UK Remuneration Report For For Management 8 Approve Remuneration Policy For For Management 9 Approve Swiss Remuneration Report For For Management 10.1 Approve Maximum Aggregate Amount of For For Management Remuneration for Directors 10.2 Approve Maximum Aggregate Amount of For For Management Remuneration for the Operating Committee 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- COCHLEAR LIMITED Ticker: COH Security ID: Q25953102 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: OCT 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements and For For Management Reports of the Directors and Auditors 2.1 Approve Remuneration Report For For Management 3.1 Elect Yasmin Allen as Director For For Management 3.2 Elect Donal O'Dwyer as Director For For Management 3.3 Elect Abbas Hussain as Director For For Management 3.4 Elect Rick Holliday-Smith as Director For For Management 4.1 Approve Grant of Options and For For Management Performance Rights to Dig Howitt -------------------------------------------------------------------------------- COLES GROUP LIMITED Ticker: COL Security ID: Q26203408 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect James Graham as Director For For Management 2.2 Elect Jacqueline Chow as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Steven Cain 5 Appoint Ernst & Young as Auditor of For For Management the Company 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Improve Human Rights Management in Against Against Shareholder Fresh Food Supply Chains -------------------------------------------------------------------------------- COLOPLAST A/S Ticker: COLO.B Security ID: K16018192 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration Report For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work 5.2 Approve Update of the Company's For For Management Overall Guidelines for Incentive Pay to the Executive Management 5.3 Amend Articles Re: Annual General For For Management Meeting Agenda 5.4 Amend Articles Re: Participation on For For Management General Meetings 5.5 Authorize Share Repurchase Program For For Management 6.1 Reelect Lars Soren Rasmussen as For Abstain Management Director 6.2 Reelect Niels Peter Louis-Hansen as For Abstain Management Director 6.3 Reelect Birgitte Nielsen as Director For For Management 6.4 Reelect Carsten Hellmann as Director For For Management 6.5 Reelect Jette Nygaard-Andersen as For Abstain Management Director 6.6 Reelect Jorgen Tang-Jensen as Director For For Management 7 Ratify PricewaterhouseCoopers as For Abstain Management Auditors 8 Other Business None None Management -------------------------------------------------------------------------------- COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Directors' and For For Management Auditors' Reports, and Report of the Works Council 2 Approve Remuneration Report For Against Management 3a Adopt Financial Statements For For Management 3b Accept Consolidated Financial For For Management Statements 4 Approve Dividends of EUR 1.31 Per Share For For Management 5 Approve Allocation of Income For For Management 6 Approve Profit Participation of For For Management Employees Through Allotment of Repurchased Shares of Colruyt 7 Approve Co-optation of Fast Forward For For Management Services BVBA, Permanently Represented by Rika Coppens, as Independent Director 8 Reelect 7 Capital SPRL, Permanently For For Management Represented by Chantal De Vrieze, as Independent Director 9 Ratify Ernst & Young as Auditors For For Management 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditors For For Management 12 Transact Other Business None None Management -------------------------------------------------------------------------------- COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor I.1 Receive Special Board Report Re: None None Management Employee Stock Purchase Plan I.2 Receive Special Auditor Report Re: None None Management Employee Stock Purchase Plan I.3 Approve Employee Stock Purchase Plan For For Management Up To 1,000,000 Shares I.4 Approve Fixing of Price of Shares to For For Management Be Issued I.5 Eliminate Preemptive Rights Re: Item I. For For Management 3 I.6 Approve Increase of Capital following For For Management Issuance of Equity without Preemptive Rights Re: Item I.3 I.7 Approve Subscription Period Re: Item I. For For Management 3 I.8 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry II.a Receive Special Board Report Re: None None Management Authorization To Purchase Own Shares By the Company II.b Authorize Repurchase of Up to For Against Management 27,610,148 Shares III Authorize Implementation of Approved For For Management Resolutions -------------------------------------------------------------------------------- COMFORTDELGRO CORPORATION LIMITED Ticker: C52 Security ID: Y1690R106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Yang Ban Seng as Director For For Management 5 Elect Lee Khai Fatt, Kyle as Director For For Management 6 Elect Wang Kai Yuen as Director For For Management 7 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Shares Under the For For Management ComfortDelGro Executive Share Award Scheme 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- COMMERZBANK AG Ticker: CBK Security ID: D172W1279 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 5.2 Ratify Ernst & Young GmbH as Auditors For For Management for the First Quarter of Fiscal 2021 6.1 Elect Jutta Doenges to the Supervisory For For Management Board 6.2 Elect Frank Czichowski to the For For Management Supervisory Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 11 Amend Articles Re: Special Rules for For For Management Convening a General Shareholders Meeting for the Purpose of a Recovery 12 Amend Articles Re: Participation and For For Management Voting Rights -------------------------------------------------------------------------------- COMMONWEALTH BANK OF AUSTRALIA Ticker: CBA Security ID: Q26915100 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Shirish Apte as Director For For Management 2b Elect Mary Padbury as Director For For Management 2c Elect Genevieve Bell as Director For For Management 2d Elect Paul O'Malley as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Rights to Matt Comyn For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- COMPAGNIE DE SAINT-GOBAIN SA Ticker: SGO Security ID: F80343100 Meeting Date: JUN 04, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Ieda Gomes Yell as Director For For Management 5 Reelect Jean-Dominique Senard as For For Management Director 6 Ratify Appointment of Sibylle Daunis For For Management as Representative of Employee Shareholders to the Board 7 Elect Jean-Francois Cirelli as Director For For Management 8 Approve Compensation of Pierre-Andre For For Management de Chalendar, Chairman and CEO 9 Approve Compensation of Benoit Bazin, For For Management Vice-CEO 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Chairman and CEO 12 Approve Remuneration Policy of Vice-CEO For For Management 13 Approve Remuneration Policy of For For Management Directors 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Ratify Change Location of Registered For For Management Office to Saint-Gobain Tower, 12 Place de l Iris, 92400 Courbevoie and Amend Article 4 of Bylaws Accordingly 16 Amend Article 9 of Bylaws Re: Employee For For Management Representative 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 2.00 per Registered A Share and CHF 0.20 per Registered B Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Johann Rupert as Director and For For Management Board Chairman 4.2 Reelect Josua Malherbe as Director For Against Management 4.3 Reelect Nikesh Arora as Director For For Management 4.4 Reelect Nicolas Bos as Director For For Management 4.5 Reelect Clay Brendish as Director For For Management 4.6 Reelect Jean-Blaise Eckert as Director For Against Management 4.7 Reelect Burkhart Grund as Director For For Management 4.8 Reelect Sophie Guieysse as Director For For Management 4.9 Reelect Keyu Jin as Director For For Management 4.10 Reelect Jerome Lambert as Director For For Management 4.11 Reelect Ruggero Magnoni as Director For Against Management 4.12 Reelect Jeff Moss as Director For For Management 4.13 Reelect Vesna Nevistic as Director For For Management 4.14 Reelect Guillaume Pictet as Director For For Management 4.15 Reelect Alan Quasha as Director For For Management 4.16 Reelect Maria Ramos as Director For For Management 4.17 Reelect Anton Rupert as Director For For Management 4.18 Reelect Jan Rupert as Director For For Management 4.19 Reelect Gary Saage as Director For For Management 4.20 Reelect Cyrille Vigneron as Director For For Management 5.1 Reappoint Clay Brendish as Member of For For Management the Compensation Committee 5.2 Reppoint Keyu Jin as Member of the For For Management Compensation Committee 5.3 Reappoint Guillaume Pictet as Member For For Management of the Compensation Committee 5.4 Reappoint Maria Ramos as Member of the For For Management Compensation Committee 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7 Designate Etude Gampert & Demierre as For For Management Independent Proxy 8.1 Approve Remuneration of Directors in For Against Management the Amount of CHF 9.2 Million 8.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 15.8 Million 8.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 19.1 Million 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 2 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentionning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Remuneration Policy of General For For Management Managers 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Florent For For Management Menegaux, General Manager Since May 17, 2019 10 Approve Compensation of Yves Chapo, For For Management Manager 11 Approve Compensation of Jean-Dominique For For Management Senard, General Manager Until May 17, 2019 12 Approve Compensation of Michel For For Management Rollier, Chairman of Supervisory Board 13 Elect Anne-Sophie de La Bigne as For For Management Supervisory Board Member 14 Elect Jean-Pierre Duprieu as For For Management Supervisory Board Member 15 Elect Patrick de La Chevardiere as For For Management Supervisory Board Member 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 126 Million 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 26 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Karen Witts as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Carol Arrowsmith as Director For For Management 8 Re-elect John Bason as Director For For Management 9 Re-elect Stefan Bomhard as Director For For Management 10 Re-elect John Bryant as Director For For Management 11 Re-elect Anne-Francoise Nesmes as For For Management Director 12 Re-elect Nelson Silva as Director For For Management 13 Re-elect Ireena Vittal as Director For For Management 14 Re-elect Paul Walsh as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Payment of Fees to For For Management Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- COMPUTERSHARE LIMITED Ticker: CPU Security ID: Q2721E105 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Simon Jones as Director For For Management 3 Elect Tiffany Fuller as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Stuart Irving 6 Approve Conditional Spill Resolution Against Against Management -------------------------------------------------------------------------------- CONCORDIA FINANCIAL GROUP, LTD. Ticker: 7186 Security ID: J08613101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oya, Yasuyoshi For For Management 1.2 Elect Director Oishi, Yoshiyuki For For Management 1.3 Elect Director Komine, Tadashi For For Management 1.4 Elect Director Suzuki, Yoshiaki For For Management 1.5 Elect Director Akiyoshi, Mitsuru For For Management 1.6 Elect Director Yamada, Yoshinobu For For Management 1.7 Elect Director Yoda, Mami For For Management 2.1 Appoint Statutory Auditor Maekawa, Yoji For For Management 2.2 Appoint Statutory Auditor Ogata, Mizuho For For Management 2.3 Appoint Statutory Auditor Hashimoto, For For Management Keiichiro 2.4 Appoint Statutory Auditor Fusamura, For For Management Seiichi -------------------------------------------------------------------------------- COVIVIO SA Ticker: COV Security ID: F2R22T119 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.80 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Approve Remuneration Policy of For For Management Chairman of the Board 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of Vice-CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jean Laurent, For For Management Chairman of the Board 12 Approve Compensation of Christophe For Abstain Management Kullmann, CEO 13 Approve Compensation of Olivier For For Management Esteve, Vice-CEO 14 Approve Compensation of Dominique For For Management Ozanne, Vice-CEO 15 Ratify Appointment of Alix d Ocagne as For For Management Director 16 Reelect Christophe Kullmann as Director For For Management 17 Reelect Patricia Savin as Director For For Management 18 Reelect Catherine Soubie as Director For For Management 19 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 20 Amend Articles 7, 16, 17, 20 of Bylaws For For Management to Comply with Legal Changes 21 Authorize Capitalization of Reserves For For Management of Up to EUR 26 Million for Bonus Issue or Increase in Par Value 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 65 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 26 Million 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CREDIT AGRICOLE SA Ticker: ACA Security ID: F22797108 Meeting Date: MAY 13, 2020 Meeting Type: Annual/Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Transaction with Credit For For Management Agricole CIB RE: Acquisition of 32,953 Preferred C Shares 5 Elect Marie-Claire Daveu as Director For For Management 6 Elect Pierre Cambefort as Director For For Management 7 Elect Pascal Lheureux as Director For For Management 8 Elect Philippe de Waal as Director For For Management 9 Reelect Caroline Catoire as Director For For Management 10 Reelect Laurence Dors as Director For For Management 11 Reelect Francoise Gri as Director For For Management 12 Reelect Catherine Pourre as Director For For Management 13 Reelect Daniel Epron as Director For Against Management 14 Reelect Gerard Ouvrier-Buffet as For For Management Director 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For Abstain Management 17 Approve Remuneration Policy of Vice-CEO For Abstain Management 18 Approve Remuneration Policy of For For Management Directors 19 Approve Compensation of Dominique For For Management Lefebvre, Chairman of the Board 20 Approve Compensation of Philippe For For Management Brassac, CEO 21 Approve Compensation of Xavier Musca, For For Management Vice-CEO 22 Approve Compensation Report of For For Management Corporate Officers 23 Approve the Aggregate Remuneration For For Management Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers 24 Fix Maximum Variable Compensation For For Management Ratio for Executives and Risk Takers 25 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 26 Amend Article 11 of Bylaws Re: Board For For Management Composition 27 Amend Articles 14 and 19 of Bylaws to For For Management Comply with Legal Changes 28 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4.3 Billion 29 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 870 Million 30 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 870 Million 31 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 32 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 33 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 34 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 28-32 and 36-37 at EUR 4.3 Billion 35 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 36 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 37 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 38 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 39 Authorize up to 0.75 Percent of Issued For Abstain Management Capital for Use in Restricted Stock Plans with Performance Conditions Attached 40 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CREDIT SAISON CO., LTD. Ticker: 8253 Security ID: J7007M109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Rinno, Hiroshi For For Management 2.2 Elect Director Yamashita, Masahiro For For Management 2.3 Elect Director Takahashi, Naoki For For Management 2.4 Elect Director Mizuno, Katsumi For For Management 2.5 Elect Director Okamoto, Tatsunari For For Management 2.6 Elect Director Miura, Yoshiaki For For Management 2.7 Elect Director Togashi, Naoki For For Management 2.8 Elect Director Otsuki, Nana For For Management 2.9 Elect Director Yokokura, Hitoshi For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 0.14 per Share 4 Approve CHF 4.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1.a Reelect Urs Rohner as Director and For For Management Board Chairman 5.1.b Reelect Iris Bohnet as Director For For Management 5.1.c Reelect Christian Gellerstad as For For Management Director 5.1.d Reelect Andreas Gottschling as Director For For Management 5.1.e Reelect Michael Klein as Director For For Management 5.1.f Reelect Shan Li as Director For For Management 5.1.g Reelect Seraina Macia as Director For For Management 5.1.h Reelect Kai Nargolwala as Director For For Management 5.1.i Reelect Ana Pessoa as Director For For Management 5.1.j Reelect Joaquin Ribeiro as Director For For Management 5.1.k Reelect Severin Schwan as Director For For Management 5.1.l Reelect John Tiner as Director For For Management 5.1.m Elect Richard Meddings as Director For For Management 5.2.1 Reappoint Iris Bohnet as Member of the For For Management Compensation Committee 5.2.2 Reappoint Christian Gellerstad as For For Management Member of the Compensation Committee 5.2.3 Reappoint Michael Klein as Member of For For Management the Compensation Committee 5.2.4 Reappoint Kai Nargolwala as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 12 Million 6.2.1 Approve Short-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 22.4 Million 6.2.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 31 Million 6.2.3 Approve Long-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 28.6 Million 7.1 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7.2 Ratify BDO AG as Special Auditors For For Management 7.3 Designate Keller KLG as Independent For For Management Proxy 8.1 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) 8.2 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC Ticker: CRDA Security ID: G25536155 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Roberto Cirillo as Director For For Management 6 Re-elect Jacqui Ferguson as Director For For Management 7 Re-elect Steve Foots as Director For For Management 8 Re-elect Anita Frew as Director For For Management 9 Re-elect Helena Ganczakowski as For For Management Director 10 Re-elect Keith Layden as Director For For Management 11 Re-elect Jez Maiden as Director For For Management 12 Elect John Ramsay as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Amend Performance Share Plan 2014 For For Management -------------------------------------------------------------------------------- CROWN RESORTS LIMITED Ticker: CWN Security ID: Q3015N108 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect John Poynton as Director For For Management 2b Elect Helen Coonan as Director For Against Management 2c Elect Andrew Demetriou as Director For For Management 2d Elect Harold Mitchell as Director For Against Management 3 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- CSL LIMITED Ticker: CSL Security ID: Q3018U109 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Marie McDonald as Director For For Management 2b Elect Megan Clark AC as Director For For Management 3 Approve Remuneration Report For For Management 4a Approve Grant of Performance Share For For Management Units to Paul Perreault 4b Approve Grant of Performance Share For For Management Units to Andrew Cuthbertson AO -------------------------------------------------------------------------------- CYBERAGENT, INC. Ticker: 4751 Security ID: J1046G108 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Fujita, Susumu For For Management 2.2 Elect Director Hidaka, Yusuke For For Management 2.3 Elect Director Okamoto, Yasuo For For Management 2.4 Elect Director Nakayama, Go For For Management 2.5 Elect Director Koike, Masahide For For Management 2.6 Elect Director Yamauchi, Takahiro For For Management 2.7 Elect Director Ukita, Koki For For Management 2.8 Elect Director Soyama, Tetsuhito For For Management 2.9 Elect Director Naito, Takahito For For Management 2.10 Elect Director Nagase, Norishige For For Management 2.11 Elect Director Yamada, Riku For For Management 2.12 Elect Director Nakamura, Koichi For For Management 3.1 Elect Director and Audit Committee For For Management Member Shiotsuki, Toko 3.2 Elect Director and Audit Committee For For Management Member Horiuchi, Masao 3.3 Elect Director and Audit Committee For Against Management Member Numata, Isao -------------------------------------------------------------------------------- CYBERARK SOFTWARE LTD. Ticker: CYBR Security ID: M2682V108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Ron Gutler as Director For For Management 1.2 Reelect Kim Perdikou as Director For For Management 1.3 Reelect Francois Auque as Director For For Management 2 Approve Employee Stock Purchase Plan For For Management 3 Approve Equity Grant to Ehud (Udi) For For Management Mokady, CEO 4 Reappoint Kost Forer Gabbay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 5 Discuss Financial Statements and the None None Management Report of the Board -------------------------------------------------------------------------------- DAI NIPPON PRINTING CO., LTD. Ticker: 7912 Security ID: J10584142 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32 2.1 Elect Director Kitajima, Yoshitoshi For For Management 2.2 Elect Director Kitajima, Yoshinari For For Management 2.3 Elect Director Wada, Masahiko For For Management 2.4 Elect Director Miya, Kenji For For Management 2.5 Elect Director Inoue, Satoru For For Management 2.6 Elect Director Hashimoto, Hirofumi For For Management 2.7 Elect Director Tsukada, Tadao For For Management 2.8 Elect Director Miyajima, Tsukasa For For Management 2.9 Elect Director Tomizawa, Ryuichi For For Management 2.10 Elect Director Sasajima, Kazuyuki For For Management -------------------------------------------------------------------------------- DAI-ICHI LIFE HOLDINGS, INC. Ticker: 8750 Security ID: J09748112 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 62 2.1 Elect Director Watanabe, Koichiro For For Management 2.2 Elect Director Inagaki, Seiji For For Management 2.3 Elect Director Tsuyuki, Shigeo For For Management 2.4 Elect Director Teramoto, Hideo For For Management 2.5 Elect Director Tsutsumi, Satoru For For Management 2.6 Elect Director Sakurai, Kenji For For Management 2.7 Elect Director Kikuta, Tetsuya For For Management 2.8 Elect Director George Olcott For For Management 2.9 Elect Director Maeda, Koichi For For Management 2.10 Elect Director Inoue, Yuriko For For Management 2.11 Elect Director Shingai, Yasushi For For Management 3.1 Elect Director and Audit Committee For For Management Member Nagahama, Morinobu 3.2 Elect Director and Audit Committee For For Management Member Kondo, Fusakazu 3.3 Elect Director and Audit Committee For For Management Member Sato, Rieko 3.4 Elect Director and Audit Committee For For Management Member Shu, Ungyon 3.5 Elect Director and Audit Committee For Against Management Member Masuda, Koichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsuchiya, Fumiaki -------------------------------------------------------------------------------- DAICEL CORP. Ticker: 4202 Security ID: J08484149 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Abstain Management Final Dividend of JPY 18 2.1 Elect Director Fudaba, Misao For For Management 2.2 Elect Director Ogawa, Yoshimi For For Management 2.3 Elect Director Sugimoto, Kotaro For For Management 2.4 Elect Director Sakaki, Yasuhiro For For Management 2.5 Elect Director Takabe, Akihisa For For Management 2.6 Elect Director Nogimori, Masafumi For For Management 2.7 Elect Director Kitayama, Teisuke For For Management 2.8 Elect Director Hatchoji, Sonoko For For Management 2.9 Elect Director Asano, Toshio For For Management 2.10 Elect Director Furuichi, Takeshi For For Management 3.1 Appoint Statutory Auditor Imanaka, For For Management Hisanori 3.2 Appoint Statutory Auditor Makuta, Hideo For For Management -------------------------------------------------------------------------------- DAIFUKU CO., LTD. Ticker: 6383 Security ID: J08988107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Geshiro, Hiroshi For For Management 2.2 Elect Director Honda, Shuichi For For Management 2.3 Elect Director Sato, Seiji For For Management 2.4 Elect Director Hayashi, Toshiaki For For Management 2.5 Elect Director Ozawa, Yoshiaki For For Management 2.6 Elect Director Sakai, Mineo For For Management 2.7 Elect Director Kato, Kaku For For Management 2.8 Elect Director Kaneko, Keiko For For Management 3 Appoint Statutory Auditor Aihara, For For Management Ryosuke -------------------------------------------------------------------------------- DAIICHI SANKYO CO., LTD. Ticker: 4568 Security ID: J11257102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Manabe, Sunao For For Management 2.2 Elect Director Sai, Toshiaki For For Management 2.3 Elect Director Kimura, Satoru For For Management 2.4 Elect Director Uji, Noritaka For For Management 2.5 Elect Director Fukui, Tsuguya For For Management 2.6 Elect Director Kama, Kazuaki For For Management 2.7 Elect Director Nohara, Sawako For For Management 2.8 Elect Director Otsuki, Masahiko For For Management 2.9 Elect Director Hirashima, Shoji For For Management 3 Approve Annual Bonus For For Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- DAIKIN INDUSTRIES LTD. Ticker: 6367 Security ID: J10038115 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Inoue, Noriyuki For For Management 3.2 Elect Director Togawa, Masanori For For Management 3.3 Elect Director Terada, Chiyono For For Management 3.4 Elect Director Kawada, Tatsuo For For Management 3.5 Elect Director Makino, Akiji For For Management 3.6 Elect Director Torii, Shingo For For Management 3.7 Elect Director Tayano, Ken For For Management 3.8 Elect Director Minaka, Masatsugu For For Management 3.9 Elect Director Tomita, Jiro For For Management 3.10 Elect Director Kanwal Jeet Jawa For For Management 3.11 Elect Director Matsuzaki, Takashi For For Management 4 Appoint Statutory Auditor Nagashima, For For Management Toru 5 Appoint Alternate Statutory Auditor For For Management Ono, Ichiro 6 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- DAIRY FARM INTERNATIONAL HOLDINGS LTD. Ticker: D01 Security ID: G2624N153 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Clem Constantine as Director For Against Management 4 Re-elect Yiu Kai (Y.K.) Pang as For Against Management Director 5 Re-elect Jeremy Parr as Director For Against Management 6 Re-elect John Witt as Director For Against Management 7 Ratify Auditors and Authorise Their For For Management Remuneration 8 Authorise Issue of Shares For For Management -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO., LTD. Ticker: 1878 Security ID: J11151107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 345 -------------------------------------------------------------------------------- DAIWA HOUSE INDUSTRY CO., LTD. Ticker: 1925 Security ID: J11508124 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Yoshii, Keiichi For For Management 2.2 Elect Director Ishibashi, Tamio For For Management 2.3 Elect Director Kosokabe, Takeshi For For Management 2.4 Elect Director Otomo, Hirotsugu For For Management 2.5 Elect Director Urakawa, Tatsuya For For Management 2.6 Elect Director Dekura, Kazuhito For For Management 2.7 Elect Director Ariyoshi, Yoshinori For For Management 2.8 Elect Director Shimonishi, Keisuke For For Management 2.9 Elect Director Ichiki, Nobuya For For Management 2.10 Elect Director Kimura, Kazuyoshi For For Management 2.11 Elect Director Shigemori, Yutaka For For Management 2.12 Elect Director Yabu, Yukiko For For Management 2.13 Elect Director Kuwano, Yukinori For For Management 2.14 Elect Director Seki, Miwa For For Management 3 Appoint Statutory Auditor Watanabe, For For Management Akihisa 4 Approve Annual Bonus For For Management 5 Appoint Ernst & Young ShinNihon LLC as For For Management New External Audit Firm -------------------------------------------------------------------------------- DAIWA HOUSE REIT INVESTMENT CORP. Ticker: 8984 Security ID: J12380101 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Asada, For For Management Toshiharu 3 Elect Alternate Executive Director For For Management Tsuchida, Koichi 4.1 Elect Supervisory Director Iwasaki, For For Management Tetsuya 4.2 Elect Supervisory Director Ishikawa, For For Management Hiroshi 5 Elect Alternate Supervisory Director For For Management Kakishima, Fusae -------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. Ticker: 8601 Security ID: J11718111 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hibino, Takashi For Against Management 1.2 Elect Director Nakata, Seiji For Against Management 1.3 Elect Director Matsui, Toshihiro For For Management 1.4 Elect Director Tashiro, Keiko For For Management 1.5 Elect Director Ogino, Akihiko For For Management 1.6 Elect Director Hanaoka, Sachiko For Against Management 1.7 Elect Director Kawashima, Hiromasa For Against Management 1.8 Elect Director Ogasawara, Michiaki For For Management 1.9 Elect Director Takeuchi, Hirotaka For For Management 1.10 Elect Director Nishikawa, Ikuo For For Management 1.11 Elect Director Kawai, Eriko For For Management 1.12 Elect Director Nishikawa, Katsuyuki For For Management 1.13 Elect Director Iwamoto, Toshio For For Management -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 4 Reelect Gregg L. Engles as Director For For Management 5 Reelect Gaelle Olivier as Director For For Management 6 Reelect Isabelle Seillier as Director For For Management 7 Reelect Jean-Michel Severino as For For Management Director 8 Reelect Lionel Zinsou-Derlin as For For Management Director 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Emmanuel For For Management Faber, Chairman and CEO 11 Approve Remuneration Policy of For For Management Corporate Officers 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 15 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 16 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 17 Amend Article 19 of Bylaws Re: Related For For Management Parties Agreements 18 Amend Article 21 of Bylaws Re: For For Management Alternate Auditors 19 Amend Articles 20 and 27 of Bylaws Re: For For Management Directors Remuneration and Powers of General Meeting 20 Amend Article 1 of Bylaws Re: Adopt For For Management the French (Societe a Mission) Status 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DANSKE BANK A/S Ticker: DANSKE Security ID: K22272114 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4a Reelect Lars-Erik Brenoe as Director For For Management 4b Reelect Karsten Dybvad as Director For For Management 4c Reelect Bente Avnung Landsnes as For For Management Director 4d Reelect Jan Thorsgaard Nielsen as For For Management Director 4e Reelect Christian Sagild as Director For For Management 4f Reelect Carol Sergeant as Director For For Management 4g Reelect Gerrit Zalm as Director For For Management 4h Elect Martin Blessing as New Director For For Management 4i Elect Raija-Leena Hankonen as New For For Management Director 4j Elect Lars Wismann as New Director Abstain Abstain Shareholder 5 Ratify Deloitte as Auditors For For Management 6a Approve Creation of DKK 1.72 Billion For For Management Pool of Capital with Preemptive Rights 6b Approve Creation of DKK 860 Million For For Management Pool of Capital without Preemptive Rights 6c Approve Creation of DKK 1.49 Billion For For Management Pool of Capital without Preemptive Rights 6d Amend Articles Re: Deadline for For For Management Submitting Shareholder Proposals 6e Amend Articles Re: Indemnification of For For Management Directors and Officers 6f Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S 7 Authorize Share Repurchase Program For For Management 8 Approve Board Remuneration for 2020 For For Management and 2021 9 Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 10 Approve Indemnification of Directors For For Management and Officers as of the 2020 Annual General Meeting until the 2021 Annual General Meeting 11 Request Regarding Sustainability and Against Against Shareholder Responsible Investments 12 Amend Articles Re: Allow Electronic Against Against Shareholder General Meetings 13.1 Board of Directors' and Executive Against Against Shareholder Leadership Team's Shareholdings in the Oil, Gas and Coal Industry Must be Divested 13.2 Investing in Oil, Gas and Coal Must Against Against Shareholder Cease 13.3 Investing and Lending Policy in Against Against Shareholder Accordance with EIB ENERGY LENDING POLICY 13.4 Mistrust Towards the Chairman of the Against Against Shareholder Board of Directors and the CEO 14.1 Legal Proceedings Against Auditors Against Against Shareholder 14.2 Legal Proceedings Against Former Against Against Shareholder Management 14.3 Forum for Shareholder Proceedings Against Against Shareholder Against Auditors 15.1 Determination of Administration Against Against Shareholder Margins and Interest Rates 15.2 Information Regarding Assessments and Against Against Shareholder Calculations 15.3 Ceasing Advisory Services to Against Against Shareholder Commercial Customers within Real Estate Mortgages 15.4 Confirm Receipt of Enquiries Against Against Shareholder 15.5 Respondent to Enquiries Against Against Shareholder 15.6 Deadline for Reply to Enquiries Against Against Shareholder 15.7 Minutes of the Annual General Meeting Against Against Shareholder 15.8 Researcher Tax Scheme Against Against Shareholder 15.9 Reduction of Tax Rate under the Against Against Shareholder Researcher Tax Scheme 15.10 No Increase in the Remuneration of the Against Against Shareholder Board of Directors 16 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 17 Other Business None None Management -------------------------------------------------------------------------------- DASSAULT AVIATION SA Ticker: AM Security ID: F24539102 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Compensation of Directors For Against Management 5 Approve Compensation of Eric Trappier, For Against Management Chairman and CEO 6 Approve Compensation of Loik Segalen, For Against Management Vice-CEO 7 Approve Remuneration Policy of For For Management Directors 8 Approve Remuneration Policy of For Against Management Chairman and CEO 9 Approve Remuneration Policy of Vice-CEO For Against Management 10 Reelect Catherine Dassault as Director For Against Management 11 Reelect Mathilde Lemoine as Director For For Management 12 Appoint PricewaterhouseCoopers as For For Management Auditor 13 Renew Appointment of Mazars as Auditor For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Amend Article 13 of Bylaws Re: For For Management Employee Representative 17 Amend Article 25 of Bylaws Re: For For Management Appointment of Alternate Auditor -------------------------------------------------------------------------------- DASSAULT SYSTEMES SA Ticker: DSY Security ID: F2457H472 Meeting Date: MAY 26, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Remuneration Policy of For For Management Corporate Officers 6 Approve Compensation of Charles For For Management Edelstenne, Chairman of the Board 7 Approve Compensation of Bernard For Against Management Charles, Vice-Chairman and CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Reelect Marie-Helene Habert-Dassault For For Management as Director 10 Reelect Laurence Lescourret as Director For For Management 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 800,000 12 Authorize Repurchase of Up to 5 For For Management Million Shares 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Amend Articles 14, 16 and 19 of Bylaws For For Management to Comply with Legal Changes 15 Authorize up to 4 Percent of Issued For Against Management Capital for Use in Stock Option Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 17 Delegate Power to the Board to Carry For Against Management Mergers by Absorption 18 Pursuant to Item 17 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Mergers by Absorption 19 Delegate Power to the Board to Carry For Against Management Spin-Off Agreements 20 Pursuant to Item 19 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Spin-Off Agreements 21 Delegate Power to the Board to Acquire For Against Management Certain Assets of Another Company 22 Pursuant to Item 21 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Acquisitions 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DAVIDE CAMPARI-MILANO SPA Ticker: CPR Security ID: T3490M150 Meeting Date: MAR 27, 2020 Meeting Type: Annual/Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Lisa Vascellari Dal Fiol as None For Shareholder Alternate Internal Statutory Auditor 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 3i Approve Remuneration Policy For Against Management 3ii Approve Second Section of the For Against Management Remuneration Report 4 Approve Stock Option Plan For Against Management 5 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 6 Approve Change in the Location of the For Against Management Company's Registered Headquarters to Amsterdam (Netherlands); Adopt New Bylaws A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Peter Seah Lim Huat as Director For Against Management 6 Elect Ho Tian Yee as Director For For Management 7 Elect Olivier Lim Tse Ghow as Director For For Management 8 Elect Ow Foong Pheng as Director For Against Management 9 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 10 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DCC PLC Ticker: DCC Security ID: G2689P101 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4(a) Elect Mark Breuer as Director For For Management 4(b) Elect Caroline Dowling as Director For For Management 4(c) Re-elect David Jukes as Director For For Management 4(d) Re-elect Pamela Kirby as Director For For Management 4(e) Re-elect Jane Lodge as Director For For Management 4(f) Re-elect Cormac McCarthy as Director For For Management 4(g) Re-elect John Moloney as Director For For Management 4(h) Re-elect Donal Murphy as Director For For Management 4(i) Re-elect Fergal O'Dwyer as Director For For Management 4(j) Re-elect Mark Ryan as Director For For Management 4(k) Re-elect Leslie Van de Walle as For For Management Director 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Increase in the Aggregate Sum For For Management of Fees Payable to Non-executive Directors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise Reissuance Price Range of For For Management Treasury Shares -------------------------------------------------------------------------------- DELIVERY HERO SE Ticker: DHER Security ID: D1T0KZ103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Martin Enderle for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Hilary Gosher for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Patrick Kolek for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Bjoern Ljungberg for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Vera Stachowiak for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Christian Graf von Hardenberg for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Semih Yalcin for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Jeanette Gorgas to the For For Management Supervisory Board as Shareholder Representative 6.2 Elect Martin Enderle to the For For Management Supervisory Board as Shareholder Representative 6.3 Elect Patrick Kolek to the Supervisory For Against Management Board as Shareholder Representative 6.4 Elect Nils Engvall to the Supervisory For For Management Board as Employee Representative 6.5 Elect Gabriella Ardbo to the For For Management Supervisory Board as Employee Representative 6.6 Elect Gerald Taylor to the Supervisory For For Management Board as Employee Representative 6.7 Elect Gabriela Chavez as Alternate For For Management Supervisory Board Member 6.8 Elect Vera Stachowiak as Alternate For For Management Supervisory Board Member 7 Approve Creation of EUR 20 Million For Against Management Pool of Capital without Preemptive Rights 8 Approve Creation of EUR 18.7 Million For Against Management Pool of Capital without Preemptive Rights 9 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Shareholder Register For For Management 11 Amend Articles Re: General Meeting For For Management Chairman 12 Amend Articles Re: Majority For For Management Requirement for Passing Resolutions at General Meetings 13 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 14 Authorize Use of Financial Derivatives For Against Management when Repurchasing Shares 15 Approve Remuneration of the For For Management Supervisory Board Chairman -------------------------------------------------------------------------------- DEMANT A/S Ticker: DEMANT Security ID: K3008M105 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors in For For Management the Amount of DKK 1.05 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 350,000 for Other Directors 4 Approve Allocation of Income and For For Management Omission of Dividends 5a Reelect Niels B. Christiansen as For For Management Director 5b Reelect Niels Jacobsen as Director For For Management 5c Reelect Benedikte Leroy as Director For For Management 5d Reelect Lars Rasmussen as Director For For Management 5e Elect Anja Madsen as New Director For For Management 6 Ratify Deloitte as Auditors For For Management 7a Approve DKK 919.173,40 Reduction in For For Management Share Capital 7b Authorize Share Repurchase Program For For Management 7c Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7d Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- DENSO CORP. Ticker: 6902 Security ID: J12075107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arima, Koji For For Management 1.2 Elect Director Yamanaka, Yasushi For For Management 1.3 Elect Director Wakabayashi, Hiroyuki For For Management 1.4 Elect Director Usui, Sadahiro For For Management 1.5 Elect Director Toyoda, Akio For For Management 1.6 Elect Director George Olcott For For Management 1.7 Elect Director Kushida, Shigeki For For Management 1.8 Elect Director Mitsuya, Yuko For For Management 2 Appoint Alternate Statutory Auditor For For Management Kitagawa, Hiromi 3 Approve Annual Bonus For For Management 4 Approve Cash Compensation Ceiling for For For Management Directors and Restricted Stock Plan -------------------------------------------------------------------------------- DENTSU GROUP, INC. Ticker: 4324 Security ID: J1207N108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2 Amend Articles to Amend Provisions on For For Management Number of Directors 3.1 Elect Director Yamamoto, Toshihiro For For Management 3.2 Elect Director Sakurai, Shun For For Management 3.3 Elect Director Timothy Andree For For Management 3.4 Elect Director Igarashi, Hiroshi For For Management 3.5 Elect Director Soga, Arinobu For For Management 3.6 Elect Director Nick Priday For For Management 3.7 Elect Director Matsui, Gan For For Management 4.1 Elect Director and Audit Committee For For Management Member Okoshi, Izumi 4.2 Elect Director and Audit Committee For For Management Member Hasegawa, Toshiaki 4.3 Elect Director and Audit Committee For For Management Member Koga, Kentaro 4.4 Elect Director and Audit Committee For For Management Member Katsu, Etsuko 4.5 Elect Director and Audit Committee For For Management Member Simon Laffin -------------------------------------------------------------------------------- DEUTSCHE BANK AG Ticker: DBK Security ID: D18190898 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2.1 Approve Discharge of Management Board For For Management Member Christian Sewing for Fiscal 2019 2.2 Approve Discharge of Management Board For For Management Member Karl von Rohr for Fiscal 2019 2.3 Approve Discharge of Management Board For For Management Member Fabrizio Campelli (from Nov. 1, 2019) for Fiscal 2019 2.4 Approve Discharge of Management Board For For Management Member Frank Kuhnke for Fiscal 2019 2.5 Approve Discharge of Management Board For For Management Member Stuart Lewis for Fiscal 2019 2.6 Approve Discharge of Management Board For For Management Member Sylvie Matherat (until July 31, 2019) for Fiscal 2019 2.7 Approve Discharge of Management Board For For Management Member James von Moltke for Fiscal 2019 2.8 Approve Discharge of Management Board For For Management Member Garth Ritchie (until July 31, 2019) for Fiscal 2019 2.9 Approve Discharge of Management Board For For Management Member Werner Steinmueller for Fiscal 2019 2.10 Approve Discharge of Management Board For For Management Member Frank Strauss (until July 31, 2019) for Fiscal 2019 3.1 Approve Discharge of Supervisory Board For For Management Member Paul Achleitner for Fiscal 2019 3.2 Approve Discharge of Supervisory Board For For Management Member Detlef Polaschek for Fiscal 2019 3.3 Approve Discharge of Supervisory Board For For Management Member Ludwig Blomeyer - Bartenstein for Fiscal 2019 3.4 Approve Discharge of Supervisory Board For For Management Member Frank Bsirske for Fiscal 2019 3.5 Approve Discharge of Supervisory Board For For Management Member Mayree Clark for Fiscal 2019 3.6 Approve Discharge of Supervisory Board For For Management Member Jan Duscheck for Fiscal 2019 3.7 Approve Discharge of Supervisory Board For For Management Member Gerhard Eschelbeck for Fiscal 2019 3.8 Approve Discharge of Supervisory Board For For Management Member Katherine Garrett-Cox for Fiscal 2019 3.9 Approve Discharge of Supervisory Board For For Management Member Timo Heider for Fiscal 2019 3.10 Approve Discharge of Supervisory Board For For Management Member Martina Klee for Fiscal 2019 3.11 Approve Discharge of Supervisory Board For For Management Member Henriette Mark Fiscal 2019 3.12 Approve Discharge of Supervisory Board For For Management Member Richard Meddings (until July 31,2019) for Fiscal 2019 3.13 Approve Discharge of Supervisory Board For For Management Member Gabriele Platscher for Fiscal 2019 3.14 Approve Discharge of Supervisory Board For For Management Member Bernd Rose for Fiscal 2019 3.15 Approve Discharge of Supervisory Board For For Management Member Gerd Schuetz for Fiscal 2019 3.16 Approve Discharge of Supervisory Board For For Management Member Stefan Simon (until July 31,2019) for Fiscal 2019 3.17 Approve Discharge of Supervisory Board For For Management Member Stephan Szukalski for Fiscal 2019 3.18 Approve Discharge of Supervisory Board For For Management Member John Alexander Thain for Fiscal 2019 3.19 Approve Discharge of Supervisory Board For For Management Member Michele Trogni for Fiscal 2019 3.20 Approve Discharge of Supervisory Board For For Management Member Dagmar Valcarcel (from August 1, 2019) for Fiscal 2019 3.21 Approve Discharge of Supervisory Board For For Management Member Norbert Winkeljohann for Fiscal 2019 3.22 Approve Discharge of Supervisory Board For For Management Member Juerg Zeltner (from August 20 until Dec. 15, 2019) for Fiscal 2019 4 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 5 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 6 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 7.1 Elect Sigmar Gabriel to the For For Management Supervisory Board 7.2 Elect Dagmar Valcarcel to the For For Management Supervisory Board 7.3 Elect Theodor Weimer to the For For Management Supervisory Board 8 Amend Articles Re: AGM Location For For Management 9 Dismiss Supervisory Board Member Paul Against Against Shareholder Achleitner 10 Dismiss Supervisory Board Member Against Against Shareholder Norbert Winkeljohann 11 Dismiss Supervisory Board Member Against Against Shareholder Gerd-Alexander Schuetz 12 Approve Vote of No Confidence Against Against Against Shareholder Management Board Members Christian Sewing, James von Moltke, Frank Kuhnke, and Karl von Rohr 13 Approve Remuneration of Supervisory Against Against Shareholder Board -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Michael Ruediger to the For For Management Supervisory Board 6 Approve Creation of EUR 19 Million For For Management Pool of Capital without Preemptive Rights 7 Approve Creation of EUR 19 Million For For Management Pool of Capital with Preemptive Rights 8 Approve Remuneration Policy For For Management 9 Approve Remuneration of Supervisory For For Management Board Members 10 Amend Corporate Purpose For For Management 11 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG Ticker: LHA Security ID: D1908N106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Reelect Stephan Sturm to the For For Management Supervisory Board 5.2 Elect Erich Clementi to the For For Management Supervisory Board 5.3 Elect Thomas Enders to the Supervisory For For Management Board 5.4 Elect Harald Krueger to the For For Management Supervisory Board 5.5 Elect Astrid Stange to the Supervisory For For Management Board 6 Approve Remuneration Policy For For Management 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 122.4 Million Pool of Capital to Guarantee Conversion Rights 8 Amend Articles Re: Exclusion of For For Management Preemptive Rights Against Contributions in Kind 9 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG Ticker: LHA Security ID: D1908N106 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve EUR 306 Million Increase in For For Management Share Capital for Private Placement -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DTE Security ID: D2035M136 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Elect Michael Kaschke to the For For Management Supervisory Board 7 Approve Spin-Off and Takeover For For Management Agreement with Telekom Deutschland GmbH 8 Ratify Ernst & Young GmbH as Auditors For For Management for the First Quarter of Fiscal 2021 -------------------------------------------------------------------------------- DEUTSCHE WOHNEN SE Ticker: DWNI Security ID: D2046U176 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Matthias Huenlein to the For For Management Supervisory Board 6.2 Elect Kerstin Guenther to the For For Management Supervisory Board 7.1 Amend Articles Re: Information Sent by For For Management Registered Letter 7.2 Amend Articles Re: Transmission of For For Management Information by Electronic Means 7.3 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DEXUS Ticker: DXS Security ID: Q3190P134 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Performance Rights to For For Management Darren Steinberg 3.1 Elect Mark Ford as Director For For Management 3.2 Elect Nicola Roxon as Director For For Management 4.1 Ratify Past Issuance of Securities to For For Management Institutional and Sophisticated Investors 4.2 Ratify Past Issuance of Exchangeable For For Management Notes to Professional and Sophisticated Investors -------------------------------------------------------------------------------- DIAGEO PLC Ticker: DGE Security ID: G42089113 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Debra Crew as Director For For Management 5 Re-elect Lord Davies as Director For For Management 6 Re-elect Javier Ferran as Director For For Management 7 Re-elect Susan Kilsby as Director For For Management 8 Re-elect Ho KwonPing as Director For For Management 9 Re-elect Nicola Mendelsohn as Director For For Management 10 Re-elect Ivan Menezes as Director For For Management 11 Re-elect Kathryn Mikells as Director For For Management 12 Re-elect Alan Stewart as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Approve Irish Sharesave Scheme For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V114 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Danuta Gray as Director For For Management 6 Re-elect Mark Gregory as Director For For Management 7 Re-elect Jane Hanson as Director For For Management 8 Elect Tim Harris as Director For For Management 9 Re-elect Penny James as Director For For Management 10 Re-elect Sebastian James as Director For For Management 11 Re-elect Fiona McBain as Director For For Management 12 Re-elect Gregor Stewart as Director For For Management 13 Re-elect Richard Ward as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Approve Long Term Incentive Plan For For Management 18 Approve Deferred Annual Incentive Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Issue of Equity in Relation For For Management to an Issue of RT1 Instruments 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to an Issue of RT1 Instruments 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DISCO CORP. Ticker: 6146 Security ID: J12327102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 347 -------------------------------------------------------------------------------- DNB ASA Ticker: DNB Security ID: R1640U124 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting None None Management 2 Approve Notice of Meeting and Agenda For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Accept Financial Statements and For For Management Statutory Reports 5a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 5b Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Binding) 6 Approve Company's Corporate Governance For For Management Statement 7 Approve Remuneration of Auditors For For Management 8 Approve Reduction in Share Capital via For For Management Share Cancellation 9 Amend Articles For For Management 10 Authorize Board to Raise Subordinated For For Management Loan 11 Elect Directors For For Management 12 Elect Members of Nominating Committee For For Management 13 Approve Remuneration of Directors and For For Management Nominating Committee -------------------------------------------------------------------------------- DSV A/S Ticker: DSV Security ID: K3013J154 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to DSV Panalpina For For Management A/S; Add DSV A/S as Secondary Name 2 Elect Beat Walti as New Director For For Management 3 Approve Creation of DKK 48.3 Million For Against Management Pool of Capital without Preemptive Rights 4 Approve DKK 6.5 Million Reduction in For For Management Share Capital via Share Cancellation 5 Amend Articles Re: In Addition to For For Management Danish, Make English Corporate Language 6 Amend Articles Re: General Meetings For For Management Can be Held in Danish or English; Documents in Connection with General Meetings and Company Announcements will be in English Only -------------------------------------------------------------------------------- DSV PANALPINA A/S Ticker: DSV Security ID: K3013J154 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors in For For Management the Amount of DKK 500,000 for Ordinary Directors 4 Approve Allocation of Income and For For Management Dividends of DKK 2.50 Per Share 5.1 Reelect Thomas Plenborg as Director For For Management 5.2 Reelect Jorgen Moller as Director For For Management 5.3 Reelect Birgit Norgaard as Director For For Management 5.4 Reelect Annette Sadolin as Director For For Management 5.5 Reelect Malou Aamund as Director For For Management 5.6 Reelect Beat Walti as Director For For Management 5.7 Elect Niels Smedegaard as New Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 5 Million Reduction in For For Management Share Capital via Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.4 Amend Articles Re: Agenda of Annual For For Management General Meeting 7.5 Amend Articles Re: Editorial Changes For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- DUFRY AG Ticker: DUFN Security ID: H2082J107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yves Gerster as Chairman of For For Management Meeting 2.1 Accept Financial Statements and For For Management Statutory Reports 2.2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Board and Senior For For Management Management 5 Approve Increase in Conditional For For Management Capital Pool to CHF 63.5 Million to Cover Exercise of Convertible Bonds 6.1 Reelect Juan Carretero as Director and For For Management Board Chairman 6.2.1 Reelect Jorge Born as Director For For Management 6.2.2 Reelect Claire Chiang as Director For For Management 6.2.3 Reelect Julian Gonzalez as Director For For Management 6.2.4 Reelect Heekyung Min as Director For For Management 6.2.6 Reelect Luis Camino as Director For For Management 6.2.7 Reelect Steven Tadler as Director For For Management 6.2.8 Reelect Lynda Tyler-Cagni as Director For For Management 6.2.9 Elect Mary Guilfoile as Director For For Management 7.1 Appoint Claire Chiang as Member of the For For Management Compensation Committee 7.2 Appoint Heekyung Min as Member of the For For Management Compensation Committee 7.3 Appoint Jorge Born as Member of the For For Management Compensation Committee 8 Ratify Ernst & Young Ltd as Auditors For For Management 9 Designate Altenburger Ltd as For For Management Independent Proxy 10.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.5 Million 10.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 34 Million 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- E.ON SE Ticker: EOAN Security ID: D24914133 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.46 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Half-Year and Quarterly Reports 2020 5.3 Ratify KPMG AG as Auditors for the For For Management First Quarter of Fiscal 2021 6.1 Elect Ulrich Grillo to the Supervisory For For Management Board 6.2 Elect Rolf Martin Schmitz to the For For Management Supervisory Board 6.3 Elect Deborah Wilkens to the For For Management Supervisory Board 7 Approve Creation of EUR 528 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 8 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. Ticker: 9020 Security ID: J1257M109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 82.5 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Tomita, Tetsuro For For Management 3.2 Elect Director Fukasawa, Yuji For For Management 3.3 Elect Director Nishino, Fumihisa For For Management 3.4 Elect Director Maekawa, Tadao For For Management 3.5 Elect Director Ota, Tomomichi For For Management 3.6 Elect Director Akaishi, Ryoji For For Management 3.7 Elect Director Kise, Yoichi For For Management 3.8 Elect Director Sakai, Kiwamu For For Management 3.9 Elect Director Ito, Motoshige For For Management 3.10 Elect Director Amano, Reiko For For Management 3.11 Elect Director Sakuyama, Masaki For For Management 3.12 Elect Director Kawamoto, Hiroko For For Management 4 Appoint Statutory Auditor Kanetsuki, For For Management Seishi -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect John Barton as Director For For Management 5 Re-elect Johan Lundgren as Director For For Management 6 Re-elect Andrew Findlay as Director For For Management 7 Re-elect Charles Gurassa as Director For For Management 8 Re-elect Dr Andreas Bierwirth as For For Management Director 9 Re-elect Moya Greene as Director For For Management 10 Re-elect Dr Anastassia Lauterbach as For For Management Director 11 Re-elect Nick Leeder as Director For For Management 12 Re-elect Andy Martin as Director For For Management 13 Re-elect Julie Southern as Director For For Management 14 Elect Catherine Bradley as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove John Barton as Director Against Against Shareholder 2 Remove Johan Lundgren as Director Against Against Shareholder 3 Remove Andrew Findlay as Director Against Against Shareholder 4 Remove Dr Andreas Bierwirth as Director Against Against Shareholder -------------------------------------------------------------------------------- EDENRED SA Ticker: EDEN Security ID: F3192L109 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Stock Dividend Program For For Management 5 Reelect Jean-Paul Bailly as Director For For Management 6 Reelect Dominique D Hinnin as Director For For Management 7 Elect Alexandre de Juniac as Director For For Management 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Remuneration Policy of Board For For Management Members 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 700,000 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Bertrand For For Management Dumazy, Chairman and CEO 13 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 160,515,205 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24,320,485 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 24,320,485 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capitalization of Reserves For For Management of Up to EUR 160,515,205 for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 24 Amend Article 15 of Bylaws Re: Board For For Management Deliberation 25 Amend Articles 1, 3, 4, 5, 7, 8, 9, For For Management 10, 12, 13, 14, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 27 of Bylaws to Comply with Legal Changes 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Ticker: EDP Security ID: X67925119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Appraise Management of Company and For For Management Approve Vote of Confidence to Management Board 3.2 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Supervisory Board 3.3 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 4 Authorize Repurchase and Reissuance of For For Management Shares 5 Authorize Repurchase and Reissuance of For For Management Repurchased Debt Instruments 6 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities with Preemptive Rights 7 Approve Statement on Remuneration For For Management Policy Applicable to Executive Board 8 Approve Statement on Remuneration For For Management Policy Applicable to Other Corporate Bodies -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Jean-Francois Roverato as For For Management Director 6 Reelect Jean Guenard as Director For For Management 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Compensation Report For For Management 10 Approve Compensation of Benoit de For Against Management Ruffray, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 1 Million Shares for For Against Management Use in Stock Option Plans 22 Amend Article 17 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 23 of Bylaws Re: Written For For Management Consultation 24 Amend Articles 20, 24, 26 and 30 of For For Management Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms 25 Textual References Regarding Change of For Against Management Codification 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EISAI CO., LTD. Ticker: 4523 Security ID: J12852117 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Naito, Haruo For Against Management 1.2 Elect Director Kato, Yasuhiko For For Management 1.3 Elect Director Kanai, Hirokazu For Against Management 1.4 Elect Director Tsunoda, Daiken For For Management 1.5 Elect Director Bruce Aronson For For Management 1.6 Elect Director Tsuchiya, Yutaka For For Management 1.7 Elect Director Kaihori, Shuzo For For Management 1.8 Elect Director Murata, Ryuichi For For Management 1.9 Elect Director Uchiyama, Hideyo For For Management 1.10 Elect Director Hayashi, Hideki For Against Management 1.11 Elect Director Miwa, Yumiko For For Management -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: NOV 20, 2019 Meeting Type: Annual/Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Michael Federmann as Director For For Management 1.2 Reelect Rina Baum as Director For For Management 1.3 Reelect Yoram Ben-Zeev as Director For For Management 1.4 Reelect David Federmann as Director For For Management 1.5 Reelect Dov Ninveh as Director For For Management 1.6 Reelect Ehood (Udi) Nisan as Director For For Management 1.7 Reelect Yuli Tamir as Director For For Management 2 Elect Bilha (Billy) Shapira as For For Management External Director 3 Reappoint Kost, Forer,Gabbay & For For Management Kasierer as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Moshe Kaplinsky as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 9513 Security ID: J12915104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Murayama, Hitoshi For For Management 2.2 Elect Director Watanabe, Toshifumi For For Management 2.3 Elect Director Urashima, Akihito For For Management 2.4 Elect Director Onoi, Yoshiki For For Management 2.5 Elect Director Minaminosono, Hiromi For For Management 2.6 Elect Director Honda, Makoto For For Management 2.7 Elect Director Sugiyama, Hiroyasu For For Management 2.8 Elect Director Kanno, Hitoshi For For Management 2.9 Elect Director Shimada, Yoshikazu For For Management 2.10 Elect Director Sasatsu, Hiroshi For For Management 2.11 Elect Director Kajitani, Go For For Management 2.12 Elect Director Ito, Tomonori For For Management 2.13 Elect Director John Buchanan For For Management 3 Appoint Statutory Auditor Fukuda, Naori For For Management -------------------------------------------------------------------------------- ELECTRICITE DE FRANCE SA Ticker: EDF Security ID: F2940H113 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 20 of Bylaws to Comply For For Management with Legal Changes Re: Quorum 2 Amend Article 13 and 16 of Bylaws Re: For For Management Remuneration of Directors and Board Powers 3 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 4 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 5 Approve Financial Statements and For For Management Statutory Reports 6 Approve Consolidated Financial For For Management Statements and Statutory Reports 7 Approve Allocation of Income and For For Management Dividends of EUR 0.15 per Share 8 Approve Stock Dividend Program For For Management 9 Approve Transaction with French State For For Management RE: Compensation 10 Approve Amendment of Transaction with For For Management Areva and Areva NP Re: Share Transfer of New NP 11 Approve Transaction with French State For For Management RE: Employee Advantages 12 Approve Auditors' Special Report on For For Management Related-Party Transactions 13 Approve Compensation of Jean-Bernard For For Management Levy, Chairman and CEO 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Remuneration Policy of For For Management Chairman and CEO 16 Approve Remuneration Policy of For For Management Directors 17 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 440,000 18 Reelect Claire Pedini as Director For For Management 19 Ratify Appointment of Francois For For Management Delattre as Director 20 Ratify Appointment of Veronique For For Management Bedague-Hamilius as Director 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 365 Million 23 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million 24 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 290 Million 25 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 27 Authorize Capital Increase of Up to For Against Management EUR 145 Million for Future Exchange Offers 28 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 29 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 30 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 31 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 32 Authorize Filing of Required For For Management Documents/Other Formalities 33 Approve Cancelation of Extra Dividends For For Management per Share for FY 2019 A Approve Allocation of Income and Against Against Shareholder Dividends of EUR 0.15 Per Share -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Spin-Off of Subsidiary For For Management Electrolux Professional and Distribution of Shares to Shareholders 7 Close Meeting None None Management -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board and For For Management President 10 Approve Allocation of Income and For For Management Dividends of SEK 8.50 Per Share 11 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Amount SEK 2.3 Million for Chairman and SEK 660,000 for Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditor 13.a Reelect Staffan Bohman as Director For For Management 13.b Reelect Petra Hedengran as Director For Against Management 13.c Elect Henrik Henriksson as New Director For For Management 13.d Reelect Ulla Litzen as Director For For Management 13.e Elect Karin Overbeck as New Director For For Management 13.f Reelect Fredrik Persson as Director For For Management 13.g Reelect David Porter as Director For For Management 13.h Reelect Jonas Samuelson as Director For For Management 13.i Reelect Kai Warn as Director For For Management 13.j Reelect Staffan Bohman as Board For For Management Chairman 14 Ratify Deloitte as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Approve Performance Based Long-Term For Against Management Incentive Plan (Share Program 2020) 17.a Authorize Share Repurchase Program For For Management 17.b Authorize Reissuance of Repurchased For For Management Shares 17.c Authorize a Transfer of Maximum 25,000 For Against Management Class B Shares in Connection with 2018 Share Program 18 Close Meeting None None Management -------------------------------------------------------------------------------- ELISA OYJ Ticker: ELISA Security ID: X1949T102 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.85 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 123,000 for Chairman, EUR 82,000 for Vice Chairman and the Chairman of the Committees, and EUR 67,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Clarisse Berggardh (Vice For For Management Chair), Kim Ignatius, Seija Turunen, Anssi Vanjoki (Chair) and Antti Vasara as Directors; Elect Mr Topi Manner and Ms Eva-Lotta Sjostedt as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Amend Articles Re: General Meeting For For Management 17 Authorize Share Repurchase Program For For Management 18 Approve Issuance of up to 15 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- EMS-CHEMIE HOLDING AG Ticker: EMSN Security ID: H22206199 Meeting Date: AUG 10, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Acknowledge Proper Convening of Meeting None None Management 3.1 Accept Financial Statements and For For Management Statutory Reports 3.2.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 835,884 3.2.2 Approve Remuneration of Executive For Against Management Committee in the Amount of CHF 3.1 Million 4 Approve Allocation of Income and For For Management Ordinary Dividends of CHF 15.50 per Share and Special Dividends of CHF 4. 25 per Share 5 Approve Discharge of Board and Senior For For Management Management 6.1.1 Reelect Ulf Berg as Director, Board For For Management Chairman, and Member of the Compensation Committee 6.1.2 Reelect Magdelena Martullo as Director For For Management 6.1.3 Reelect Joachim Streu as Director For For Management 6.1.4 Reelect Bernhard Merki as Director and For Against Management Member of the Compensation Committee 6.1.5 Reelect Christoph Maeder as Director For Against Management and Member of the Compensation Committee 6.2 Ratify Ernst & Young AG as Auditors For For Management 6.3 Designate Robert Daeppen as For For Management Independent Proxy 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Approve Discharge of Board For For Management 6.1 Amend Article 27 Re: Meeting For For Management Attendance by Telematic Means 6.2 Amend Article 35 Re: Board Composition For For Management 6.3 Amend Article 39 Re: Board Meetings by For For Management Telematic Means 6.4 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.5 Amend Articles Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 6.6 Add Article 53.bis Re: Dividend in Kind For For Management 7 Amend Articles of General Meeting For For Management Regulations Re: Attendance by Telematic Means 8.1 Reelect Sociedad Estatal de For For Management Participaciones Industriales (SEPI) as Director 8.2 Elect Jose Blanco Lopez as Director For For Management 8.3 Elect Jose Montilla Aguilera as For For Management Director 8.4 Elect Cristobal Jose Gallego Castillo For For Management as Director 9 Authorize Share Repurchase Program For For Management 10 Amend Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENDESA SA Ticker: ELE Security ID: E41222113 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 6 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 7 Authorize Share Repurchase Program For For Management 8 Amend Articles Re: Board Committees For For Management 9 Amend Articles Re: General Meetings For Against Management 10 Amend Article 56 Re: Non-Financial For For Management Information Statement 11 Amend Article 6 of General Meeting For For Management Regulations Re: Non-Financial Information Statement 12 Amend Articles of General Meeting For Against Management Regulations Re: Minimum Number of Shares to Attend and Remote and Electronic Participation 13 Ratify Appointment of and Elect For For Management Antonio Cammisecra as Director 14 Elect Pilar Gonzalez de Frutos as For For Management Director 15 Elect Eugenia Bieto Caubet as Director For For Management 16 Elect Alicia Koplowitz y Romero de For For Management Juseu as Director 17 Fix Number of Directors at 13 For For Management 18 Approve Remuneration Report For For Management 19 Approve Remuneration Policy For For Management 20 Approve Strategic Incentive Plan For For Management 21 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL SPA Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Fix Number of Directors For For Management 5 Fix Board Terms for Directors For For Management 6.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 6.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Elect Michele Alberto Fabiano None For Shareholder Crisostomo as Board Chair 8 Approve Remuneration of Directors For For Management 9 Approve Long Term Incentive Plan For For Management 10.1 Approve Remuneration Policy For For Management 10.2 Approve Second Section of the For For Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ENGIE SA Ticker: ENGI Security ID: F7629A107 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Termination Package of For For Management Isabelle Kocher, CEO Until Feb. 24, 2020 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Reelect Fabrice Bregier as Director For For Management 8 Reelect Lord Peter Ricketts of For For Management Shortlands as Director 9 Renew Appointment of Ernst & Young et For For Management Autres as Auditor 10 Renew Appointment of Deloitte & For For Management Associes as Auditor 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Jean-Pierre For For Management Clamadieu, Chairman of the Board 13 Approve Compensation of Isabelle For For Management Kocher, CEO 14 Approve Remuneration Policy of For For Management Directors 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For For Management Until Feb. 24, 2020 17 Approve Remuneration Policy of CEO For For Against Management Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO 18 Approve Remuneration Policy of New CEO For For Management 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million 25 Authorize Capitalization of Reserves For Against Management for Bonus Issue or Increase in Par Value 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 29 Amend Article 2 of Bylaws Re: Update For For Management Corporate Purpose 30 Add Corporate Purpose and Amend For For Management Article 2 of Bylaws Accordingly 31 Amend Articles 6, 13, 17 and 23 of For For Management Bylaws to Comply with Legal Changes 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ENI SPA Ticker: ENI Security ID: T3643A145 Meeting Date: MAY 13, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate Submitted by Ministry of Economy None For Shareholder and Finance 5.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 6 Elect Lucia Calvosa as Board Chair None For Shareholder 7 Approve Remuneration of Directors None For Shareholder 8.1 Slate Submitted by Ministry of Economy None For Shareholder and Finance 8.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 9 Appoint Chairman of Internal Statutory None For Shareholder Auditors 10 Approve Internal Auditors' Remuneration None For Shareholder 11 Approve Long Term Incentive Plan For For Management 2020-2022 12 Approve Remuneration Policy For For Management 13 Approve Second Section of the For For Management Remuneration Report 14 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Discharge of Board and For For Management President 8.c Approve Allocation of Income and For For Management Dividends of SEK 1.20 Per Share 8.d Approve Record Date for Dividend For For Management Payment 9.a Determine Number of Members (9) and For For Management Deputy Members of Board 9.b Determine Number of Auditors (1) and For For Management Deputy Auditors 10.a Reelect Lennart Evrell, Johan For Against Management Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors 10.b Reelect Ronnie Leten as Board Chairman For For Management 10.c Ratify Deloitte as Auditors For For Management 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For For Management 12.a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12.b Approve Stock Option Plan 2020 for Key For For Management Employees 13.a Approve Equity Plan Financing Through For For Management Repurchase of Class A Shares 13.b Approve Repurchase of Shares to Pay 50 For For Management Per cent of Director's Remuneration in Synthetic Shares 13.c Approve Equity Plan Financing Through For For Management Transfer of Class A Shares to Participants 13.d Approve Sale of Class A Shares to For For Management Finance Director Remuneration in Synthetic Shares 13.e Approve Sale of Class A Shares to For For Management Finance Stock Option Plan 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918116 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Discharge of Board and For For Management President 8.c Approve Allocation of Income and For For Management Dividends of SEK 1.20 Per Share 8.d Approve Record Date for Dividend For For Management Payment 9.a Determine Number of Members (9) and For For Management Deputy Members of Board 9.b Determine Number of Auditors (1) and For For Management Deputy Auditors 10.a Reelect Lennart Evrell, Johan For Against Management Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors 10.b Reelect Ronnie Leten as Board Chairman For For Management 10.c Ratify Deloitte as Auditors For For Management 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For For Management 12.a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12.b Approve Stock Option Plan 2020 for Key For For Management Employees 13.a Approve Equity Plan Financing Through For For Management Repurchase of Class A Shares 13.b Approve Repurchase of Shares to Pay 50 For For Management Per cent of Director's Remuneration in Synthetic Shares 13.c Approve Equity Plan Financing Through For For Management Transfer of Class A Shares to Participants 13.d Approve Sale of Class A Shares to For For Management Finance Director Remuneration in Synthetic Shares 13.e Approve Sale of Class A Shares to For For Management Finance Stock Option Plan 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- EQUINOR ASA Ticker: EQNR Security ID: R2R90P103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 4 Approve Notice of Meeting and Agenda For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of USD 0.27 Per Share 7 Approve Board to Distribute Dividends For For Management 8 Approve NOK 202.4 Million Reduction in For For Management Share Capital via Share Cancellation 9 Instruct Company to Set and Publish Against Against Shareholder Targets Aligned with the Goal of the Paris Climate Agreement to Limit Global Warming 10 Instruct Company to Stop all Against Against Shareholder Exploration Activity and Test Drilling for Fossil Energy resources 11 Instruct Company to Consider the Against Against Shareholder Health Effects of Global Warming due to Fossil Energy in the Company's Further Strategy 12 Instruct Company to Refrain from Oil Against Against Shareholder and Gas Exploration and Production Activities in Certain Areas 13 Instruct Company to Stop All Oil and Against Against Shareholder Gas Activities Outside the Norwegian Continental Shelf 14 Instruct Board to Present New Against Against Shareholder Direction for the Company Including Phasing Out of All Exploration Activities Within Two Years 15 Approve Company's Corporate Governance For For Management Statement 16.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 16.2 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Binding) 17 Approve Remuneration of Auditors For For Management 18 Elect All Members and Deputy Members For For Management of Corporate Assembly Bundled 18.1 Reelect Tone Lunde Bakker (Chair) as For For Management Member of Corporate Assembly 18.2 Reelect Nils Bastiansen (Vice Chair) For For Management as Member of Corporate Assembly 18.3 Reelect Greger Mannsverk as Member of For For Management Corporate Assembly 18.4 Reelect Terje Venold as Member of For For Management Corporate Assembly 18.5 Reelect Kjersti Kleven as Member of For For Management Corporate Assembly 18.6 Reelect Finn Kinserdal as Member of For For Management Corporate Assembly 18.7 Reelect Jarle Roth as Member of For For Management Corporate Assembly 18.8 Reelect Kari Skeidsvoll Moe as Member For For Management of Corporate Assembly 18.9 Elect Kjerstin Fyllingen as Member of For For Management Corporate Assembly 18.10 Elect Kjerstin Rasmussen Braathen as For For Management Member of Corporate Assembly 18.11 Elect Mari Rege as Member of Corporate For For Management Assembly 18.12 Elect Brynjar Kristian Forbergskog as For For Management Member of Corporate Assembly 18.13 Elect Knut Nesse as 1st Deputy Member For For Management of Corporate Assembly 18.14 Elect Trond Straume as 2nd Deputy For For Management Member of Corporate Assembly 18.15 Reelect Nina Kivijervi Jonassen as 3rd For For Management Deputy Member of Corporate Assembly 18.16 Reelect Martin Wien Fjell as 4th For For Management Deputy Member of Corporate Assembly 19 Approve Remuneration of Corporate For For Management Assembly 20 Elect All Members of Nominating For For Management Committee Bundled 20.1 Reelect Tone Lunde Bakker (Chair) as For For Management Member of Nominating Committee 20.2 Elect Bjorn Stale Haavik as Member of For For Management Nominating Committee with Personal Deputy Andreas Hilding Eriksen 20.3 Reelect Jarle Roth as Member of For For Management Nominating Committee 20.4 Reelect Berit L. Henriksen as Member For For Management of Nominating Committee 21 Approve Remuneration of Nominating For For Management Committee 22 Approve Equity Plan Financing For Against Management 23 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- ESSILORLUXOTTICA SA Ticker: EL Security ID: F31665106 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Ratify Appointment of Laurent Vacherot For For Management as Director 5 Ratify Appointment of Paul du Saillant For For Management as Director 6 Approve Auditors' Special Report on For Against Management Related-Party Transactions 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Leonardo Del For For Management Vecchio, Chairman and CEO 9 Approve Compensation of Hubert For For Management Sagnieres, Vice-Chairman and Vice-CEO 10 Approve Remuneration Policy of For For Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ESSITY AB Ticker: ESSITY.B Security ID: W3R06F100 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Dividends of SEK 6.25 Per Share 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 10 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.4 Million for Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12.a Reelect Ewa Bjorling as Director For For Management 12.b Reelect Par Boman as Director For For Management 12.c Reelect Maija-Liisa Friman as Director For For Management 12.d Reelect Annemarie Gardshol as Director For For Management 12.e Reelect Magnus Groth as Director For For Management 12.f Reelect Bert Nordberg as Director For For Management 12.g Reelect Louise Svanberg as Director For For Management 12.h Reelect Lars Rebien Sorensen as For For Management Director 12.i Reelect Barbara M. Thoralfsson as For For Management Director 13 Reelect Par Boman as Board Chairman For For Management 14 Ratify Ernst & Young as Auditors For For Management 15 Authorize Chairman of Board and For For Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Amend Articles of Association Re: For For Management Participation in the General Meeting 18 Close Meeting None None Management -------------------------------------------------------------------------------- EURAZEO SE Ticker: RF Security ID: F3296A108 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Jean-Charles Decaux as For Against Management Supervisory Board Member 6 Reelect Georges Pauget as Supervisory For For Management Board Member 7 Reelect Victoire de Margerie as For For Management Supervisory Board Member 8 Reelect Roland du Luart as Supervisory For For Management Board Member 9 Approve Remuneration Policy of Members For For Management of Supervisory Board 10 Approve Remuneration Policy of Members For For Management of Management Board 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Michel For For Management David-Weill, Chairman of the Supervisory Board 13 Approve Compensation of Virginie For Against Management Morgon, Chairman of the Management Board 14 Approve Compensation of Philippe For For Management Audouin, Member of Management Board 15 Approve Compensation of Nicolas Huet, For For Management Member of Management Board 16 Approve Compensation of Olivier For For Management Millet, Member of Management Board 17 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements 23 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 24 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-25 at EUR 110 Million and from All Issuance Requests without Preemptive Rights Above at EUR 24 Million 27 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 28 Amend Article 25 of Bylaws Re: Extra For Against Management Dividend for Long Term Registered Shares 29 Amend Articles 11, 15, 20 and 21 of For For Management Bylaws to Comply with Legal Changes Re: Supervisory and Management Boards 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EUROFINS SCIENTIFIC SE Ticker: ERF Security ID: F3322K104 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's Reports For For Management 2 Receive and Approve Director's Special For For Management Reports Re: Operations Carried Out Under the Authorized Capital Established 3 Receive and Approve Auditor's Reports For For Management 4 Approve Consolidated Financial For For Management Statements and Statutory Reports 5 Approve Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration Report For Against Management 11 Reelect Anthony Stuart Anderson as For For Management Director 12 Reelect Gilles Martin as Director For For Management 13 Reelect Valerie Hanote as Director For For Management 14 Reelect Yves-Loic Martin as Director For For Management 15 Elect Pascal Rakovsky as Director For For Management 16 Renew Appointment of Deloitte Audit as For For Management Auditor 17 Approve Remuneration of Directors For For Management 18 Acknowledge Information on Repurchase For For Management Program 19 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS SA Ticker: ETL Security ID: F3692M128 Meeting Date: NOV 07, 2019 Meeting Type: Annual/Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 1.27 per Share 5 Elect Cynthia Gordon as Director For For Management 6 Reelect Ana Garcia Fau as Director For For Management 7 Approve Compensation of Dominique D For For Management Hinnin, Chairman of the Board 8 Approve Compensation of Rodolphe For For Management Belmer, CEO 9 Approve Compensation of Michel For For Management Azibert, Vice-CEO 10 Approve Compensation of Yohann Leroy, For For Management Vice-CEO 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Vice-CEOs 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Capitalization of Reserves For For Management of Up to EUR 44 Million for Bonus Issue or Increase in Par Value 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million 20 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of Up to For For Management EUR 22 Million for Future Exchange Offers 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Issuance of Equity upon For For Management Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EVOLUTION GAMING GROUP AB Ticker: EVO Security ID: W3287P115 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Dividends of EUR 0.42 Per Share 7.c Approve Discharge of Board and For For Management President 8 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 9 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 150,000 10 Reelect Jens von Bahr (Chairman), Joel For Against Management Citron, Jonas Engwall, Cecilia Lager, Ian Livingstone and Fredrik Osterberg as Directors 11 Approve Remuneration of Auditors For For Management 12 Ratify PricewaterhouseCoopers as For For Management Auditors 13 Approve Nomination Committee Procedures For For Management 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program For For Management 16 Authorize Reissuance of Repurchased For For Management Shares 17 Approve EUR 1,014 Reduction in Share For For Management Capital via Share Cancellation; Increase Share Capital Through Bonus Issue of EUR 1,014 18 Approve Issuance of up to 10 Percent For For Management of Issued Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- EVRAZ PLC Ticker: EVR Security ID: G33090104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Alexander Abramov as Director For For Management 5 Re-elect Alexander Frolov as Director For For Management 6 Re-elect Eugene Shvidler as Director For For Management 7 Re-elect Eugene Tenenbaum as Director For For Management 8 Re-elect Laurie Argo as Director For For Management 9 Re-elect Karl Gruber as Director For For Management 10 Re-elect Deborah Gudgeon as Director For For Management 11 Re-elect Alexander Izosimov as Director For For Management 12 Re-elect Sir Michael Peat as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EXOR NV Ticker: EXO Security ID: N3140A107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Board of Directors None None Management (Non-Voting) 2.b Approve Remuneration Report For Against Management 2.c Adopt Financial Statements For For Management 2.d Receive Explanation on Company's None None Management Dividend Policy 2.e Approve Dividends For For Management 3.a Ratify Ernst & Young as Auditors For For Management 3.b Amend Remuneration Policy For For Management 4.a Approve Discharge of Executive For For Management Directors 4.b Approve Discharge of Non-Executive For For Management Directors 5 Reelect John Elkann as Executive For For Management Director 6.a Reelect Marc Bolland as Non-Executive For For Management Director 6.b Reelect Alessandro Nasi as For For Management Non-Executive Director 6.c Reelect Andrea Agnelli as For For Management Non-Executive Director 6.d Reelect Ginevra Elkann as For For Management Non-Executive Director 6.e Reelect Antonio Horta-Osorio as For For Management Non-Executive Director 6.f Reelect Melissa Bethell as For For Management Non-Executive Director 6.g Reelect Laurence Debroux as For For Management Non-Executive Director 6.h Reelect Joseph Bae as Non-Executive For For Management Director 7.a Authorize Repurchase of Shares For For Management 7.b Approve Cancellation of Repurchased For For Management Shares 8 Close Meeting None None Management -------------------------------------------------------------------------------- EXPERIAN PLC Ticker: EXPN Security ID: G32655105 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Dr Ruba Borno as Director For For Management 4 Re-elect Brian Cassin as Director For For Management 5 Re-elect Caroline Donahue as Director For For Management 6 Re-elect Luiz Fleury as Director For For Management 7 Re-elect Deirdre Mahlan as Director For For Management 8 Re-elect Lloyd Pitchford as Director For For Management 9 Re-elect Mike Rogers as Director For For Management 10 Re-elect George Rose as Director For For Management 11 Re-elect Kerry Williams as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- FAMILYMART CO., LTD. Ticker: 8028 Security ID: J1340R107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takayanagi, Koji For For Management 1.2 Elect Director Sawada, Takashi For For Management 1.3 Elect Director Kato, Toshio For For Management 1.4 Elect Director Kubo, Isao For For Management 1.5 Elect Director Tsukamoto, Naoyoshi For For Management 1.6 Elect Director Inoue, Atsushi For For Management 1.7 Elect Director Takahashi, Jun For For Management 1.8 Elect Director Nishiwaki, Mikio For For Management 1.9 Elect Director Izawa, Tadashi For For Management 1.10 Elect Director Takaoka, Mika For For Management 1.11 Elect Director Sekine, Chikako For For Management 1.12 Elect Director Aonuma, Takayuki For For Management 2 Appoint Statutory Auditor Nakade, For For Management Kunihiro -------------------------------------------------------------------------------- FANUC CORP. Ticker: 6954 Security ID: J13440102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 174.65 2.1 Elect Director Inaba, Yoshiharu For For Management 2.2 Elect Director Yamaguchi, Kenji For For Management 2.3 Elect Director Uchida, Hiroyuki For For Management 2.4 Elect Director Gonda, Yoshihiro For For Management 2.5 Elect Director Saito, Yutaka For For Management 2.6 Elect Director Inaba, Kiyonori For For Management 2.7 Elect Director Noda, Hiroshi For For Management 2.8 Elect Director Michael J. Cicco For For Management 2.9 Elect Director Tsukuda, Kazuo For For Management 2.10 Elect Director Imai, Yasuo For For Management 2.11 Elect Director Ono, Masato For For Management 2.12 Elect Director Yamazaki, Naoko For For Management 3 Appoint Statutory Auditor Tomita, Mieko For For Management -------------------------------------------------------------------------------- FAST RETAILING CO., LTD. Ticker: 9983 Security ID: J1346E100 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Yanai, Tadashi For For Management 2.2 Elect Director Hambayashi, Toru For For Management 2.3 Elect Director Hattori, Nobumichi For For Management 2.4 Elect Director Shintaku, Masaaki For For Management 2.5 Elect Director Nawa, Takashi For For Management 2.6 Elect Director Ono, Naotake For For Management 2.7 Elect Director Okazaki, Takeshi For For Management 2.8 Elect Director Yanai, Kazumi For For Management 2.9 Elect Director Yanai, Koji For For Management 3 Appoint Statutory Auditor Mizusawa, For For Management Masumi 4 Approve Compensation Ceiling for For Against Management Directors -------------------------------------------------------------------------------- FAURECIA SA Ticker: EO Security ID: F3445A108 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Additional Pension Scheme For For Management Agreement with Patrick Koller, CEO 6 Reelect Michel de Rosen as Director For For Management 7 Reelect Odile Desforges as Director For For Management 8 Reelect Linda Hasenfratz as Director For For Management 9 Reelect Olivia Larmaraud as Director For For Management 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 900,000 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Michel de For For Management Rosen, Chairman of the Board 13 Approve Compensation of Patrick For For Management Koller, CEO 14 Approve Remuneration Policy of For For Management Directors 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize up to 2 Million Shares for For For Management Use in Restricted Stock Plans 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 26 Amend Articles 12, 16 and 23 of Bylaws For For Management Re: Executives, Board Remuneration and Transactions 27 Amend Article 17 of Bylaws Re: For For Management Chairman of the Board Age Limit 28 Amend Article 14 of Bylaws Re: Written For For Management Consultation 29 Amend Article 31 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 30 Delete Article 30 of Bylaws Re: For For Management Shareholders Identification 31 Textual References Regarding Change of For Against Management Codification 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- FERGUSON PLC Ticker: FERG Security ID: G3421J106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Tessa Bamford as Director For For Management 6 Re-elect Gareth Davis as Director For For Management 7 Elect Geoff Drabble as Director For For Management 8 Elect Catherine Halligan as Director For For Management 9 Re-elect Kevin Murphy as Director For For Management 10 Re-elect Alan Murray as Director For For Management 11 Re-elect Michael Powell as Director For For Management 12 Elect Tom Schmitt as Director For For Management 13 Re-elect Dr Nadia Shouraboura as For For Management Director 14 Re-elect Jacqueline Simmonds as For For Management Director 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Amend Long Term Incentive Plan 2019 For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- FERRARI NV Ticker: RACE Security ID: N3167Y103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Board Report None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For For Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Dividends of EUR 1.13 Per Share For For Management 2.f Approve Discharge of Directors For For Management 3.a Reelect John Elkann as Executive For Against Management Director 3.b Reelect Louis C. Camilleri as For For Management Executive Director 3.c Reelect Piero Ferrari as Non-Executive For For Management Director 3.d Reelect Delphine Arnault as For Against Management Non-Executive Director 3.e Reelect Eduardo H. Cue as For For Management Non-Executive Director 3.f Reelect Sergio Duca as Non-Executive For For Management Director 3.g Reelect Maria Patrizia Grieco as For For Management Non-Executive Director 3.h Reelect Adam Keswick as Non-Executive For For Management Director 3.i Elect Francesca Bellettini as For For Management Non-Executive Director 3.j Elect Roberto Cingolani as For For Management Non-Executive Director 3.k Elect John Galantic as Non-Executive For For Management Director 4 Appoint Ernst & Young Accountants LLP For For Management as Auditors 5 Amend Remuneration Policy For Against Management 6.1 Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 6.2 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6.3 Grant Board Authority to Issue Special For Against Management Voting Shares 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Approve Awards to Chairman For For Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- FERROVIAL SA Ticker: FER Security ID: E49512119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4 Appoint Ernst & Young as Auditor For For Management 5.1 Reelect Philip Bowman as Director For For Management 5.2 Reelect Hanne Birgitte Breinbjerb For For Management Sorensen as Director 5.3 Ratify Appointment of and Elect For For Management Ignacio Madridejos Fernandez as Director 5.4 Ratify Appointment of and Elect Juan For For Management Hoyos Martinez de Irujo as Director 5.5 Ratify Appointment of and Elect For For Management Gonzalo Urquijo Fernandez de Araoz as Director 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Amend Remuneration Policy For For Management 10 Approve Restricted Stock Plan For For Management 11 Authorize Board to Continue the Total For Against Management or Partial Sale of Assets of the Services Division of the Ferrovial Group 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For Against Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Report (Non-Voting) None None Management 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For For Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Discharge of Directors For For Management 3.a Reelect John Elkann as Executive For Against Management Director 3.b Reelect Michael Manley as Executive For For Management Director 3.c Reelect Richard K. Palmer as Executive For For Management Director 4.a Reelect Ronald L. Thompson as For For Management Non-Executive Director 4.b Reelect John Abbott as Non-Executive For For Management Director 4.c Reelect Andrea Agnelli as For For Management Non-Executive Director 4.d Reelect Tiberto Brandolini d'Adda as For For Management Non-Executive Director 4.e Reelect Glenn Earle as Non-Executive For For Management Director 4.f Reelect Valerie A. Mars as For For Management Non-Executive Director 4.g Reelect Michelangelo A. Volpi as For For Management Non-Executive Director 4.h Reelect Patience Wheatcroft as For For Management Non-Executive Director 4.i Reelect Ermenegildo Zegna as For For Management Non-Executive Director 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6.1 Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition 6.2 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6.3 Grant Board Authority to Issue Special For Against Management Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Amend Remuneration Policy For For Management 9 Amend Special Voting Shares' Terms and For For Management Conditions 10 Close Meeting None None Management -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Zappia as Director For For Management 1 Amend Company Bylaws Re: Articles 13, For For Management 17, and 23 -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve the Coverage of the Negative For For Management IFRS 9 Reserve 4a Fix Number of Directors For For Management 4b Fix Board Terms for Directors For For Management 4c.1 Slate 1 Submitted by Management For For Management 4c.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors For For Management 6 Slate 1 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve 2020 Incentive System for For For Management Employees 11 Approve 2020 Incentive System for For For Management Personal Financial Advisors 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service the 2020 PFA System 13 Amend Regulations on General Meetings For For Management 1 Authorize Board to Increase Capital to For For Management Service 2020 Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2019 Incentive System 3 Approve Equity Plan Financing to For For Management Service 2018-2020 Long Term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED Ticker: FPH Security ID: Q38992105 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lewis Gradon as Director For For Management 2 Elect Donal O'Dwyer as Director For For Management 3 Elect Neville Mitchell as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors 5 Approve Issuance of Performance Share For For Management Rights to Lewis Gradon 6 Approve Issuance of Options to Lewis For For Management Gradon 7 Revoke Company's Existing Constitution For For Management and Adopt a New Constitution -------------------------------------------------------------------------------- FLETCHER BUILDING LTD. Ticker: FBU Security ID: Q3915B105 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter Crowley as Director For For Management 2 Authorize Board to Fix Remuneration of For For Management the Auditors 3 Adopt New Constitution For For Management -------------------------------------------------------------------------------- FLIGHT CENTRE TRAVEL GROUP LIMITED Ticker: FLT Security ID: Q39175106 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gary Smith as Director For For Management 2 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve All-share Combination of For For Management Flutter Entertainment plc and The Stars Group Inc 2 Authorise Issue of Equity in For For Management Connection with the Combination 3 Increase the Maximum Number of For For Management Directors to Fifteen 4 Approve Capitalisation of Merger For For Management Reserve 5 Approve Capital Reduction For For Management 6 Amend Articles of Association Re: For For Management Quorum Requirements -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management I Elect Nancy Cruickshank as Director For For Management II Elect Andrew Higginson as Director For For Management III Re-elect Jan Bolz as Director For For Management IV Re-elect Zillah Byng-Thorne as Director For For Management V Re-elect Michael Cawley as Director For For Management VI Re-elect Ian Dyson as Director For For Management VII Re-elect Jonathan Hill as Director For For Management VIII Re-elect Peter Jackson as Director For For Management IX Re-elect Gary McGann as Director For For Management X Re-elect Peter Rigby as Director For For Management XI Re-elect Emer Timmons as Director For For Management I Elect Rafael Ashkenazi as Director For For Management II Elect Nancy Cruickshank as Director For For Management III Elect Richard Flint as Director For For Management IV Elect Divyesh Gadhia as Director For For Management V Elect Andrew Higginson as Director For For Management VI Elect Alfred Hurley Jr as Director For For Management VII Elect David Lazzarato as Director For For Management VIII Elect Mary Turner as Director For For Management IX Re-elect Zillah Byng-Thorne as Director For For Management X Re-elect Michael Cawley as Director For For Management XI Re-elect Ian Dyson as Director For For Management XII Re-elect Jonathan Hill as Director For For Management XIII Re-elect Peter Jackson as Director For For Management XIV Re-elect Gary McGann as Director For For Management XV Re-elect Peter Rigby as Director For For Management 5 Approve Increase in the Aggregate Fees For For Management Payable to Directors 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 8 Approve Increase in Authorised Share For For Management Capital 9 Authorise Issue of Equity For For Management 10A Authorise Issue of Equity without For For Management Pre-emptive Rights 10B Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Determine the For For Management Price Range at which Treasury Shares may be Re-issued Off-Market 13 Approve Restricted Share Plan For For Management 14 Approve Bonus Issue of Shares For For Management -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. Ticker: FMG Security ID: Q39360104 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect Sharon Warburton as Director For For Management 3 Elect Ya-Qin Zhang as Director For For Management 4 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 5 Approve Grant of Performance Rights to For Against Management Elizabeth Gaines -------------------------------------------------------------------------------- FORTUM OYJ Ticker: FORTUM Security ID: X2978Z118 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.10 Per Share 9 Approve Discharge of Board and For For Management President 10 Receive Committee Chairmen's Review on None None Management the Remuneration Policy of the Company 11 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 77,200 for Chair, EUR 57,500 for Deputy Chair and EUR 40,400 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 13 Fix Number of Directors at Nine For For Management 14 Reelect Eva Hamilton, Essimari For For Management Kairisto, Matti Lievonen (Chair), Klaus-Dieter Maubach (Vice Chair), Anja McAlister, Veli-Matti Reinikkala and Philipp Rosler as Directors; Elect Teppo Paavola and Annette Stube as New Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify Deloitte as Auditors For For Management 17 Authorize Share Repurchase Program For For Management 18 Authorize Reissuance of Repurchased For For Management Shares 19 Approve Charitable Donations For For Management 20 Include Paris Agreement 1.5-degree Against Against Shareholder Celsius Target in Articles of Association 21 Close Meeting None None Management -------------------------------------------------------------------------------- FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE Ticker: FRA Security ID: D3856U108 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Elect Michael Boddenberg to the For For Management Supervisory Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9.1 Amend Articles Re: Registration For For Management Deadline 9.2 Amend Articles Re: Proof of Entitlement For For Management 9.3 Amend Articles Re: Online Participation For For Management -------------------------------------------------------------------------------- FUCHS PETROLUB SE Ticker: FPE3 Security ID: D27462122 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.96 per Ordinary Share and EUR 0.97 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Elect Kurt Bock to the Supervisory For For Management Board 5.2 Elect Christoph Loos to the For For Management Supervisory Board 5.3 Elect Susanne Fuchs to the Supervisory For For Management Board 5.4 Elect Ingeborg Neumann to the For For Management Supervisory Board 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration of Supervisory For Against Management Board 11 Amend Corporate Purpose For For Management 12 Amend Articles Re: Participation Rights For For Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FUJIFILM HOLDINGS CORP. Ticker: 4901 Security ID: J14208102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Komori, Shigetaka For For Management 2.2 Elect Director Sukeno, Kenji For For Management 2.3 Elect Director Tamai, Koichi For For Management 2.4 Elect Director Iwasaki, Takashi For For Management 2.5 Elect Director Ishikawa, Takatoshi For For Management 2.6 Elect Director Okada, Junji For For Management 2.7 Elect Director Goto, Teiichi For For Management 2.8 Elect Director Kawada, Tatsuo For For Management 2.9 Elect Director Kitamura, Kunitaro For For Management 2.10 Elect Director Eda, Makiko For For Management 2.11 Elect Director Shimada, Takashi For For Management 3.1 Appoint Statutory Auditor Hanada, Nobuo For For Management 3.2 Appoint Statutory Auditor Inagawa, For For Management Tatsuya -------------------------------------------------------------------------------- FUJITSU LTD. Ticker: 6702 Security ID: J15708159 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokita, Takahito For For Management 1.2 Elect Director Furuta, Hidenori For For Management 1.3 Elect Director Isobe, Takeshi For For Management 1.4 Elect Director Yamamoto, Masami For For Management 1.5 Elect Director Yokota, Jun For For Management 1.6 Elect Director Mukai, Chiaki For For Management 1.7 Elect Director Abe, Atsushi For For Management 1.8 Elect Director Kojo, Yoshiko For For Management 1.9 Elect Director Scott Callon For For Management 2.1 Appoint Statutory Auditor Yamamuro, For For Management Megumi 2.2 Appoint Statutory Auditor Makuta, Hideo For For Management 3 Appoint Alternate Statutory Auditor For For Management Namba, Koichi -------------------------------------------------------------------------------- FUKUOKA FINANCIAL GROUP, INC. Ticker: 8354 Security ID: J17129107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42.5 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors 3.1 Elect Director Shibato, Takashige For For Management 3.2 Elect Director Yoshida, Yasuhiko For For Management 3.3 Elect Director Shirakawa, Yuji For For Management 3.4 Elect Director Morikawa, Yasuaki For For Management 3.5 Elect Director Yokota, Koji For For Management 3.6 Elect Director Nomura, Toshimi For For Management 3.7 Elect Director Mori, Takujiro For For Management 3.8 Elect Director Fukasawa, Masahiko For For Management 3.9 Elect Director Kosugi, Toshiya For For Management 4.1 Elect Director and Audit Committee For For Management Member Tanaka, Kazunori 4.2 Elect Director and Audit Committee For For Management Member Yamada, Hideo 4.3 Elect Director and Audit Committee For For Management Member Ishibashi, Nobuko 5.1 Elect Alternate Director and Audit For For Management Committee Member Gondo, Naohiko 5.2 Elect Alternate Director and Audit For For Management Committee Member Miura, Masamichi 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- GALAPAGOS NV Ticker: GLPG Security ID: B44170106 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Financial Statements and For For Management Allocation of Income 3 Receive Auditors' Reports (Non-Voting) None None Management 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Remuneration Policy For Against Management 6 Approve Remuneration Report For Against Management 7 Approve Discharge of Directors and For For Management Auditor 8 Acknowledge Information on Auditors' None None Management Remuneration 9 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 10 Re-elect Mary Kerr as Independent For For Management Director 11 Elect Elisabeth Svanberg as For For Management Independent Director 12 Approve Remuneration of Directors For For Management 13 Approve Offer of 85,000 Subscription For Against Management Rights 1 Receive Special Board Report Re: None None Management Change Purpose of Company 2 Amend Corporate Purpose For For Management 3 Amend Articles Re: New Code of For For Management Companies and Associations 4 Elect Supervisory Board Members For For Management 5 Authorize Implementation of Approved For For Management Resolutions and Coordination of Article 6 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- GALAXY ENTERTAINMENT GROUP LIMITED Ticker: 27 Security ID: Y2679D118 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Paddy Tang Lui Wai Yu as Director For For Management 2.2 Elect William Yip Shue Lam as Director For For Management 2.3 Elect Patrick Wong Lung Tak as Director For For Management 2.4 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4.1 Authorize Repurchase of Issued Share For For Management Capital 4.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GALP ENERGIA SGPS SA Ticker: GALP Security ID: X3078L108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management of Company and For For Management Approve Vote of Confidence to Board of Directors 4 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Fiscal Council 5 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 6 Approve Statement on Remuneration For For Management Policy 7 Authorize Repurchase and Reissuance of For For Management Shares and Bonds -------------------------------------------------------------------------------- GEBERIT AG Ticker: GEBN Security ID: H2942E124 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Transfer of CHF 21.5 Million For For Management from Capital Contribution Reserves to Free Reserves 2.2 Approve Allocation of Income and For For Management Dividends of CHF 11.30 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Albert Baehny as Director and For For Management as Board Chairman 4.1.2 Reelect Felix Ehrat as Director For For Management 4.1.3 Reelect Bernadette Koch as Director For For Management 4.1.4 Reelect Hartmut Reuter as Director For For Management 4.1.5 Reelect Eunice Zehnder-Lai as Director For For Management 4.1.6 Elect Werner Karlen as Director For For Management 4.2.1 Reappoint Hartmut Reuter as Member of For For Management the Compensation Committee 4.2.2 Reappoint Eunice Zehnder-Lai as Member For For Management of the Compensation Committee 4.2.3 Appoint Werner Karlen as Member of the For Against Management Compensation Committee 5 Designate Roger Mueller as Independent For For Management Proxy 6 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7.1 Approve Remuneration Report For For Management 7.2 Approve Remuneration of Directors in For For Management the Amount of CHF 2.4 Million 7.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 11.5 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- GECINA SA Ticker: GFC Security ID: F4268U171 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Transfer of Asset Revaluation For For Management Gap to Corresponding Reserves Account 4 Approve Allocation of Income and For For Management Dividends of EUR 5.30 per Share 5 Approve Stock Dividend Program Re: FY For For Management 2020 6 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 7 Approve Compensation of Corporate For For Management Officers 8 Approve Compensation of Chairman of For For Management the Board 9 Approve Compensation of CEO For For Management 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Ratify Appointment of Jerome Brunel as For For Management Censor 14 Reelect Ines Reinmann Toper as Director For For Management 15 Reelect Claude Gendron as Director For For Management 16 Elect Jerome Brunel as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Approve Spin-Off Agreement with GEC 25 For For Management 19 Amend Article 7 of Bylaws Re: Shares For For Management 20 Amend Article 9 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 21 Amend Article 19 of Bylaws Re: For For Management Remuneration of Directors, Censors, Chairman of the Board, CEO and Vice-CEO 22 Amend Article 23 of Bylaws Re: For For Management Allocation of Income 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 25 Authorize Capital Increase of Up to For For Management EUR 50 Million for Future Exchange Offers 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million 27 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 30 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 32 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GENMAB A/S Ticker: GMAB Security ID: K3967W102 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For For Management Omission of Dividends 4a Reelect Deirdre P. Connelly as Director For For Management 4b Reelect Pernille Erenbjerg as Director For For Management 4c Reelect Rolf Hoffmann as Director For For Management 4d Reelect Paolo Paoletti as Director For For Management 4e Reelect Anders Gersel Pedersen as For For Management Director 4f Elect Jonathan Peacock as New Director For For Management 5 Ratify PricewaterhouseCoopers as For For Management Auditors 6a Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 6b Approve Remuneration of Directors in For Against Management the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 6c Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S 7 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Bid for Integrated For For Management Resort Project in Japan 2 Approve Proposed Grant of Special For Against Management Incentive Awards to Non-Executive Directors 3 Approve Proposed Increase in Limit of For Against Management PSS Share Awards to Chairman -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Tan Hee Teck as Director For For Management 4 Elect Koh Seow Chuan as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Mandate for Interested Person For For Management Transactions 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- GETLINK SE Ticker: GET Security ID: F477AL114 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Ratify Appointment of Giancarlo Guenzi For For Management as Director 6 Reelect Peter Levene as Director For For Management 7 Reelect Colette Lewiner as Director For For Management 8 Reelect Perrette Rey as Director For For Management 9 Reelect Jean-Pierre Trotignon as For For Management Director 10 Elect Jean-Marc Janaillac as Director For For Management 11 Elect Sharon Flood as Director For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Jacques For For Management Gounon, Chairman and CEO 14 Approve Compensation of Francois For For Management Gauthey, Vice-CEO 15 Approve Remuneration Policy of For For Management Corporate Officer 16 Approve Remuneration Policy of For For Management Chairman and CEO 17 Approve Remuneration Policy of For For Management Chairman of the Board 18 Approve Remuneration Policy of CEO For For Management 19 Approve Remuneration Policy of For For Management Directors 20 Authorize up to 0.084 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees 21 Authorize up to 0.048 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Amend Article 24 of Bylaws Re: For For Management Directors Remuneration 25 Amend Article 14 of Bylaws Re: For For Management Shareholders Identification 26 Amend Article 16 of Bylaws Re: Shares For For Management Hold by Directors 27 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 28 Amend Article 17 of Bylaws Re: Board For For Management Members Reelection 29 Amend Article 20 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 30 Amend Article 37 of Bylaws Re: C Shares For For Management 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GIVAUDAN SA Ticker: GIVN Security ID: H3238Q102 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of CHF 62 per Share 4 Approve Discharge of Board and Senior For For Management Management 5.1.1 Reelect Victor Balli as Director For For Management 5.1.2 Reelect Werner Bauer as Director For For Management 5.1.3 Reelect Lilian Biner as Director For For Management 5.1.4 Reelect Michael Carlos as Director For For Management 5.1.5 Reelect Ingrid Deltenre as Director For For Management 5.1.6 Reelect Calvin Grieder as Director For For Management 5.1.7 Reelect Thomas Rufer as Director For For Management 5.2.1 Elect Olivier Filliol as Director For For Management 5.2.2 Elect Sophie Gasperment as Director For For Management 5.3 Reelect Calvin Grieder as Board For For Management Chairman 5.4.1 Reappoint Werner Bauer as Member of For For Management the Compensation Committee 5.4.2 Reappoint Ingrid Deltenre as Member of For For Management the Compensation Committee 5.4.3 Reappoint Victor Balli as Member of For For Management the Compensation Committee 5.5 Designate Manuel Isler as Independent For For Management Proxy 5.6 Ratify Deloitte AG as Auditors For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.4 Million 6.2.1 Approve Short Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 4.3 Million 6.2.2 Approve Fixed and Long Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 15.3 Million 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- GJENSIDIGE FORSIKRING ASA Ticker: GJF Security ID: R2763X101 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting None None Management 3 Registration of Attending Shareholders None None Management and Proxies 4 Approve Notice of Meeting and Agenda For For Management 5 Designate Inspector(s) of Minutes of None None Management Meeting 6 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Omission of Dividends 7a Approve Remuneration Statement For For Management 7b Approve Remuneration Guidelines For For For Management Executive Management (Advisory) 7c Approve Binding Guidelines for For For Management Allocation of Shares and Subscription Rights 8a Authorize the Board to Decide on For For Management Distribution of Dividends 8b Approve Equity Plan Financing Through For For Management Share Repurchase Program 8c Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 8d Approve Creation of NOK 100 Million For For Management Pool of Capital without Preemptive Rights 8e Authorize Board to Raise Subordinated For For Management Loans and Other External Financing 9a Reelect Gisele Marchand (Chair), For For Management Vibeke Krag, Terje Seljeseth, Hilde Merete Nafstad and Eivind Elnan as Directors; Elect Tor Magne Lonnum and Gunnar Robert Sellaeg as New Directors 9b1 Elect Trine Riis Groven (Chair) as New For For Management Member of Nominating Committee 9b2 Elect Iwar Arnstad as New Member of For For Management Nominating Committee 9b3 Reelect Marianne Ribe as Member of For For Management Nominating Committee 9b4 Reelect Pernille Moen as Member of For For Management Nominating Committee 9b5 Elect Henrik Bachke Madsen as New For For Management Member of Nominating Committee 9c Ratify Deloitte as Auditors For For Management 10 Approve Remuneration of Directors and For For Management Auditors; Approve Remuneration for Committee Work -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Anthony Hayward as Director For For Management 3 Re-elect Ivan Glasenberg as Director For For Management 4 Re-elect Peter Coates as Director For For Management 5 Re-elect Leonhard Fischer as Director For For Management 6 Re-elect Martin Gilbert as Director For For Management 7 Re-elect John Mack as Director For For Management 8 Re-elect Gill Marcus as Director For For Management 9 Re-elect Patrice Merrin as Director For For Management 10 Elect Kalidas Madhavpeddi as Director For For Management 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Report For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GMO PAYMENT GATEWAY, INC. Ticker: 3769 Security ID: J18229104 Meeting Date: DEC 15, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2 Amend Articles to Make Technical For For Management Changes 3.1 Elect Director Kumagai, Masatoshi For Against Management 3.2 Elect Director Ainoura, Issei For For Management 3.3 Elect Director Muramatsu, Ryu For For Management 3.4 Elect Director Isozaki, Satoru For For Management 3.5 Elect Director Hisada, Yuichi For For Management 3.6 Elect Director Yasuda, Masashi For For Management 3.7 Elect Director Kaneko, Takehito For For Management 3.8 Elect Director Nishiyama, Hiroyuki For For Management 3.9 Elect Director Yamashita, Hirofumi For For Management 3.10 Elect Director Onagi, Masaya For For Management 3.11 Elect Director Sato, Akio For For Management -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GOODMAN GROUP Ticker: GMG Security ID: Q4229W132 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint KPMG as Auditors of Goodman For For Management Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration 2 Elect Phillip Pryke as Director For For Management 3 Elect Anthony Rozic as Director For For Management 4 Elect Chris Green as Director For For Management 5 Approve Remuneration Report For For Management 6 Approve Issuance of Performance Rights For For Management to Gregory Goodman 7 Approve Issuance of Performance Rights For For Management to Danny Peeters 8 Approve Issuance of Performance Rights For For Management to Anthony Rozic 9 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA Ticker: GBLB Security ID: B4746J115 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.2 Adopt Financial Statements For For Management 3 Approve Discharge of Directors For For Management 4 Approve Discharge of Auditor For For Management 5 Reelect Ian Gallienne as Director For For Management 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Non-Executive For For Management Directors 8 Approve Remuneration Report For For Management 9.1 Approve Change-of-Control Clause Re: For Against Management Option Plan 9.2 Approve Special Board Report Re: For For Management Article 7:227 of the Company Code 9.3 Approve Guarantee to Acquire Shares For For Management under Stock Option Plan 10 Transact Other Business None None Management -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA Ticker: GBLB Security ID: B4746J115 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Authorize Repurchase of Up to For Against Management 32,271,657 Shares 1.1.2 Authorize Reissuance of Repurchased For Against Management Shares 1.1.3 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm and Under Normal Conditions 1.1.4 Amend Articles to Reflect Changes in For Against Management Capital Re: Items 1.1.1, 1.1.2 and 1.1. 3 2.1.1 Adopt Double Voting Rights for For For Management Shareholders 3.1.1 Receive Special Board Report Re: None None Management Authorized Capital 3.1.2 Renew Authorization to Increase Share For Against Management Capital Up to EUR 125 Million within the Framework of Authorized Capital 3.1.3 Amend Articles to Reflect Changes in For Against Management Capital Re: Item 3.1.2 3.1.4 Authorize Issuance of For Against Management Warrants/Convertible Bonds/ Other Financial Instruments without Preemptive Rights 3.1.5 Amend Article 13 to Reflect Changes in For Against Management Capital Re: Item 3.1.4 3.2.1 Amend Articles of Association Re: For For Management Alignment on Companies and Associations Code 3.2.2 Adopt Coordinated Version of the For For Management Articles of Association 4 Approve Coordination of Articles of For For Management Association and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- GVC HOLDINGS PLC Ticker: GVC Security ID: G427A6103 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Relocation of Tax Residency to For For Management the United Kingdom; Adopt New Articles of Association -------------------------------------------------------------------------------- GVC HOLDINGS PLC Ticker: GVC Security ID: G427A6103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Elect Barry Gibson as Director For For Management 7 Elect Jette Nygaard-Andersen as For For Management Director 8 Re-elect Pierre Bouchut as Director For For Management 9 Re-elect Virginia McDowell as Director For For Management 10 Re-elect Rob Wood as Director For For Management 11 Re-elect Kenneth Alexander as Director For For Management 12 Re-elect Jane Anscombe as Director For For Management 13 Re-elect Peter Isola as Director For For Management 14 Re-elect Stephen Morana as Director For For Management 15 Approve Sharesave Plan For For Management 16 Approve International Sharesave Plan For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Shares For For Management -------------------------------------------------------------------------------- H. LUNDBECK A/S Ticker: LUN Security ID: K4406L129 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 4.10 Per Share 4a Reelect Lars Rasmussen as Director For For Management 4b Reelect Lene Skole-Sorensen as Director For For Management 4c Reelect Lars Holmqvist as Director For For Management 4d Reelect Jeremy Levin as Director For For Management 4e Reelect Jeffrey Berkowitz as Director For For Management 4f Reelect Henrik Andersen as Director For For Management 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 million for Chairman, DKK 800,000 for Vice Chairman and DKK 400,000 for Other Directors; Approve Fees for Committee Work 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Authorize Share Repurchase Program For For Management 7b Approve Guidelines for Incentive-Based For Abstain Management Compensation for Executive Management and Board 7c Approve Creation of DKK 100 Million For For Management Pool of Capital without Preemptive Rights 7d Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 7e Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- HAKUHODO DY HOLDINGS, INC. Ticker: 2433 Security ID: J19174101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Toda, Hirokazu For For Management 2.2 Elect Director Mizushima, Masayuki For For Management 2.3 Elect Director Yajima, Hirotake For For Management 2.4 Elect Director Matsuzaki, Mitsumasa For For Management 2.5 Elect Director Imaizumi, Tomoyuki For For Management 2.6 Elect Director Nakatani, Yoshitaka For For Management 2.7 Elect Director Nishioka, Masanori For For Management 2.8 Elect Director Ochiai, Hiroshi For For Management 2.9 Elect Director Fujinuma, Daisuke For For Management 2.10 Elect Director Matsuda, Noboru For For Management 2.11 Elect Director Hattori, Nobumichi For For Management 2.12 Elect Director Yamashita, Toru For For Management 3 Appoint Statutory Auditor Tomoda, For For Management Kazuhiko -------------------------------------------------------------------------------- HALMA PLC Ticker: HLMA Security ID: G42504103 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Paul Walker as Director For For Management 5 Re-elect Andrew Williams as Director For For Management 6 Re-elect Adam Meyers as Director For For Management 7 Re-elect Daniela Barone Soares as For For Management Director 8 Re-elect Roy Twite as Director For For Management 9 Re-elect Tony Rice as Director For For Management 10 Re-elect Carole Cran as Director For For Management 11 Re-elect Jo Harlow as Director For For Management 12 Re-elect Jennifer Ward as Director For For Management 13 Re-elect Marc Ronchetti as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HAMAMATSU PHOTONICS KK Ticker: 6965 Security ID: J18270108 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hiruma, Akira For For Management 2.2 Elect Director Suzuki, Kenji For For Management 2.3 Elect Director Yamamoto, Koei For For Management 2.4 Elect Director Hara, Tsutomu For For Management 2.5 Elect Director Yoshida, Kenji For For Management 2.6 Elect Director Toriyama, Naofumi For For Management 2.7 Elect Director Mori, Kazuhiko For For Management 2.8 Elect Director Maruno, Tadashi For For Management 2.9 Elect Director Suzuki, Takayuki For For Management 2.10 Elect Director Kato, Hisaki For For Management 2.11 Elect Director Saito, Minoru For For Management 2.12 Elect Director Kodate, Kashiko For For Management 2.13 Elect Director Koibuchi, Ken For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Nelson Wai Leung Yuen as Director For For Management 3b Elect Andrew Ka Ching Chan as Director For For Management 3c Elect Hsin Kang Chang as Director For For Management 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG SENG BANK LTD. Ticker: 11 Security ID: Y30327103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Raymond K F Ch'ien as Director For For Management 2b Elect L Y Chiang as Director For For Management 2c Elect Kathleen C H Gan as Director For For Management 2d Elect Kenneth S Y Ng as Director For For Management 2e Elect Michael W K Wu as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HANKYU HANSHIN HOLDINGS, INC. Ticker: 9042 Security ID: J18439109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Sumi, Kazuo For For Management 3.2 Elect Director Sugiyama, Takehiro For For Management 3.3 Elect Director Shin, Masao For For Management 3.4 Elect Director Inoue, Noriyuki For For Management 3.5 Elect Director Endo, Noriko For For Management 3.6 Elect Director Shimatani, Yoshishige For For Management 3.7 Elect Director Araki, Naoya For For Management 3.8 Elect Director Tsuru, Yuki For For Management 4.1 Elect Director and Audit Committee For For Management Member Ishibashi, Masayoshi 4.2 Elect Director and Audit Committee For For Management Member Ishii, Junzo 4.3 Elect Director and Audit Committee For For Management Member Komiyama, Michiari 5 Elect Alternate Director and Audit For For Management Committee Member Tsuru, Yuki 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- HANNOVER RUECK SE Ticker: HNR1 Security ID: D3015J135 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 4.00 per Share and a Special Dividend of EUR 1.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 6 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HARGREAVES LANSDOWN PLC Ticker: HL Security ID: G43940108 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Elect Dan Olley as Director For For Management 7 Re-elect Deanna Oppenheimer as Director For For Management 8 Re-elect Christopher Hill as Director For For Management 9 Re-elect Philip Johnson as Director For For Management 10 Re-elect Shirley Garrood as Director For For Management 11 Re-elect Stephen Robertson as Director For For Management 12 Re-elect Fiona Clutterbuck as Director For For Management 13 Re-elect Roger Perkin as Director For For Management 14 Authorise Market Purchase or Ordinary For For Management Shares 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Savings Related Share Option For For Management Scheme -------------------------------------------------------------------------------- HARVEY NORMAN HOLDINGS LIMITED Ticker: HVN Security ID: Q4525E117 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Kay Lesley Page as Director For Against Management 4 Elect David Matthew Ackery as Director For Against Management 5 Elect Kenneth William Gunderson-Briggs For For Management as Director 6 Elect Maurice John Craven as Director For For Management 7 Elect Stephen Mayne as Director Against Abstain Shareholder 8 Approve the Spill Resolution None Against Management -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal 2019 3.6 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal 2019 3.7 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal 2019 3.8 Approve Discharge of Management Board For For Management Member Albert Scheuer for Fiscal 2019 3.9 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Josef Heumann for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Gabriele Kailing for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal 2019 4.10 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal 2019 4.11 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal 2019 4.12 Approve Discharge of Supervisory Board For For Management Member Juergen Schneider for Fiscal 2019 4.13 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal 2019 4.14 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal 2019 4.15 Approve Discharge of Supervisory Board For For Management Member Stephan Wehning for Fiscal 2019 4.16 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Creation of EUR 178.5 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- HEINEKEN HOLDING NV Ticker: HEIO Security ID: N39338194 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Director's Board Report None None Management (Non-Voting) 2 Approve Remuneration Report For For Management 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Directors For For Management 6.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 6.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7 Approve Remuneration Policy For For Management 8 Ratify Deloitte as Auditors For For Management 9.a Amend Articles 7, 10 and 11 Paragraph For For Management 1 of the Articles of Association 9.b Amend Article 11 Paragraph 10 of the For Against Management Articles of Association 10 Elect Jean-Francois van Boxmeer as For Against Management Non-Executive Director -------------------------------------------------------------------------------- HEINEKEN NV Ticker: HEIA Security ID: N39427211 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Receive Report of Management Board None None Management (Non-Voting) 1.b Approve Remuneration Report For For Management 1.c Adopt Financial Statements For For Management 1.d Receive Explanation on Dividend Policy None None Management 1.e Approve Dividends of EUR 1.68 Per Share For For Management 1.f Approve Discharge of Management Board For For Management 1.g Approve Discharge of Supervisory Board For For Management 2.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 2.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 2.b 3 Approve Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5 Ratify Deloitte as Auditors For For Management 6.a Amend Articles 7, 9, 10, 12, 13 For For Management Paragraph 1 and Article 18 of the Articles of Association 6.b Amend Article 13 Paragraph 10 of the For Against Management Articles of Association 7 Elect Dolf van den Brink to Management For For Management Board 8 Reelect Pamela Mars Wright to For For Management Supervisory Board 9 Close Meeting None None Management -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED Ticker: 12 Security ID: Y31476107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka Kit as Director For For Management 3.2 Elect Lee Ka Shing as Director For For Management 3.3 Elect Suen Kwok Lam as Director For For Management 3.4 Elect Fung Lee Woon King as Director For For Management 3.5 Elect Lee Pui Ling, Angelina as For For Management Director 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HENKEL AG & CO. KGAA Ticker: HEN3 Security ID: D3207M102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.83 per Ordinary Share and EUR 1.85 per Preferred Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Discharge of Shareholders' For For Management Committee for Fiscal 2019 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7.1 Elect Simone Bagel-Trah to the For Against Management Supervisory Board 7.2 Elect Lutz Bunnenberg to the For For Management Supervisory Board 7.3 Elect Benedikt-Richard Freiherr von For Against Management Herman to the Supervisory Board 7.4 Elect Timotheus Hoettges to the For For Management Supervisory Board 7.5 Elect Michael Kaschke to the For Against Management Supervisory Board 7.6 Elect Barbara Kux to the Supervisory For For Management Board 7.7 Elect Simone Menne to the Supervisory For For Management Board 7.8 Elect Philipp Scholz to the For Against Management Supervisory Board 8.1 Elect Paul Achleitner to the For For Management Shareholders' Committee 8.2 Elect Simone Bagel-Trah to the For Against Management Shareholders' Committee 8.3 Elect Alexander Birken to the For For Management Shareholders' Committee 8.4 Elect Johann-Christoph Frey to the For Against Management Shareholders' Committee 8.5 Elect Christoph Henkel to the For Against Management Shareholders' Committee 8.6 Elect Christoph Kneip to the For Against Management Shareholders' Committee 8.7 Elect Ulrich Lehner to the For For Management Shareholders' Committee 8.8 Elect Norbert Reithofer to the For For Management Shareholders' Committee 8.9 Elect Konstantin von Unger to the For Against Management Shareholders' Committee 8.10 Elect Jean-Francois van Boxmeer to the For For Management Shareholders' Committee 9 Approve Remuneration Policy For For Management 10 Approve Creation of EUR 43.8 Million For Against Management Pool of Capital with Preemptive Rights 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement -------------------------------------------------------------------------------- HENNES & MAURITZ AB Ticker: HM.B Security ID: W41422101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Omission of Dividends 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (8) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 10 Approve Remuneration of Directors in For For Management the Amount of SEK 1.7 Million for Chairman, and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 11.a Reelect Stina Bergfors as Director For For Management 11.b Reelect Anders Dahlvig as Director For For Management 11.c Reelect Danica Kragic Jensfelt as For For Management Director 11.d Reelect Lena Patriksson Keller as For For Management Director 11.e Reelect Christian Sievert as Director For For Management 11.f Reelect Erica Wiking Hager as Director For For Management 11.g Reelect Niklas Zennstrom as Director For For Management 11.h Elect Karl-Johan Persson (Chairman) as For Against Management New Director 12 Ratify Ernst & Young as Auditors For For Management 13 Approve Procedures for Nominating For For Management Committee 14.a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 14.b Disclose Sustainability Targets to be None Against Shareholder Achieved in order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives About Sustainability Targets 15 Amend Articles of Association Re: For For Management Company Name; Participation of General Meeting; Agenda of Annual Meeting; Share Registrar 16 Eliminate Differentiated Voting Rights None Against Shareholder 17 Examination of Various Aspects of the None Against Shareholder Company's Collection of Data about the Personnel 18 Close Meeting None None Management -------------------------------------------------------------------------------- HERMES INTERNATIONAL SCA Ticker: RMS Security ID: F48051100 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of General Managers For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 4.55 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions 6 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 7 Approve Compensation of Corporate For Against Management Officers 8 Approve Compensation of Axel Dumas, For Against Management General Manager 9 Approve Compensation of Emile Hermes For Against Management SARL, General Manager 10 Approve Compensation of Eric de For For Management Seynes, Chairman of the Supervisory Board 11 Approve Remuneration Policy of General For Against Management Managers 12 Approve Remuneration Policy of For For Management Supervisory Board Members 13 Reelect Dorothee Altmayer as For For Management Supervisory Board Member 14 Reelect Monique Cohen as Supervisory For For Management Board Member 15 Reelect Renaud Mommeja as Supervisory For Against Management Board Member 16 Reelect Eric de Seynes as Supervisory For Against Management Board Member 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Stock Option Plans 19 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 20 Amend Articles 18 and 22 of Bylaws Re: For For Management Employee Reprensentative and Supervisory Board Members Remuneration 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- HEXAGON AB Ticker: HEXA.B Security ID: W40063104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive the Board's Dividend Proposal None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Omission of Dividends 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 1.85 Million for Chairman, and SEK 615,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Ola Rollen, Gun Nilsson For Against Management (Chair), Ulrika Francke, John Brandon, Henrik Henriksson, Sofia Schorling Hogberg and Marta Schorling Andreen as Directors; Elect Patrick Soderlund as New Director; Ratify Ernst & Young as Auditors 13 Reelect Mikael Ekdahl, Jan Andersson For For Management and Johan Strandberg, and Elect Anders Oscarsson as Members of Nominating Committee 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Amend Articles of Association Re: For For Management Company Name; Participation at General Meeting; Share Registrar 16 Close Meeting None None Management -------------------------------------------------------------------------------- HIKARI TSUSHIN, INC. Ticker: 9435 Security ID: J1949F108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shigeta, Yasumitsu For For Management 1.2 Elect Director Wada, Hideaki For For Management 1.3 Elect Director Tamamura, Takeshi For For Management 1.4 Elect Director Gido, Ko For For Management 1.5 Elect Director Takahashi, Masato For For Management -------------------------------------------------------------------------------- HINO MOTORS, LTD. Ticker: 7205 Security ID: 433406105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ichihashi, Yasuhiko For For Management 1.2 Elect Director Shimo, Yoshio For For Management 1.3 Elect Director Hisada, Ichiro For For Management 1.4 Elect Director Nakane, Taketo For For Management 1.5 Elect Director Sato, Shinichi For For Management 1.6 Elect Director Hagiwara, Toshitaka For For Management 1.7 Elect Director Yoshida, Motokazu For For Management 1.8 Elect Director Muto, Koichi For For Management 1.9 Elect Director Terashi, Shigeki For For Management 2.1 Appoint Statutory Auditor Kimura, Iwao For For Management 2.2 Appoint Statutory Auditor Inoue, Tomoko For For Management 2.3 Appoint Statutory Auditor Nakajima, For For Management Masahiro 3 Appoint Alternate Statutory Auditor For For Management Natori, Katsuya -------------------------------------------------------------------------------- HIROSE ELECTRIC CO., LTD. Ticker: 6806 Security ID: J19782101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 120 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Ishii, Kazunori For For Management 3.2 Elect Director Nakamura, Mitsuo For For Management 3.3 Elect Director Kiriya, Yukio For For Management 3.4 Elect Director Fukumoto, Hiroshi For For Management 3.5 Elect Director Sato, Hiroshi For For Management 3.6 Elect Director Sang-Yeob Lee For For Management 3.7 Elect Director Hotta, Kensuke For For Management 3.8 Elect Director Motonaga, Tetsuji For For Management 3.9 Elect Director Nishimatsu, Masanori For For Management 4 Appoint Statutory Auditor Sugishima, For For Management Terukazu -------------------------------------------------------------------------------- HISAMITSU PHARMACEUTICAL CO., INC. Ticker: 4530 Security ID: J20076121 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41.5 2.1 Elect Director Nakatomi, Hirotaka For For Management 2.2 Elect Director Nakatomi, Kazuhide For For Management 2.3 Elect Director Sugiyama, Kosuke For For Management 2.4 Elect Director Tsuruda, Toshiaki For For Management 2.5 Elect Director Takao, Shinichiro For For Management 2.6 Elect Director Saito, Kyu For For Management 2.7 Elect Director Tsutsumi, Nobuo For For Management 2.8 Elect Director Murayama, Shinichi For For Management 2.9 Elect Director Ichikawa, Isao For For Management 2.10 Elect Director Furukawa, Teijiro For For Management 2.11 Elect Director Anzai, Yuichiro For For Management 2.12 Elect Director Matsuo, Tetsugo For For Management 3.1 Appoint Statutory Auditor Nakatomi, For For Management Nobuyuki 3.2 Appoint Statutory Auditor Hirano, For For Management Munehiko 3.3 Appoint Statutory Auditor Ono, For For Management Keinosuke -------------------------------------------------------------------------------- HITACHI METALS, LTD. Ticker: 5486 Security ID: J20538112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishiie, Kenichi For Against Management 1.2 Elect Director Uenoyama, Makoto For For Management 1.3 Elect Director Oka, Toshiko For For Management 1.4 Elect Director Fukuo, Koichi For For Management 1.5 Elect Director Nishiyama, Mitsuaki For Against Management 1.6 Elect Director Morita, Mamoru For For Management -------------------------------------------------------------------------------- HK ELECTRIC INVESTMENTS & HK ELECTRIC INVESTMENTS LTD. Ticker: 2638 Security ID: Y32359104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ronald Joseph Arculli as Director For Against Management 2b Elect Cheng Cho Ying, Francis as For For Management Director 2c Elect Fong Chi Wai, Alex as Director For For Management 2d Elect Lee Lan Yee, Francis as Director For For Management 2e Elect George Colin Magnus as Director For For Management 2f Elect Donald Jeffrey Roberts as For For Management Director 3 Approve KPMG as Auditor of the Trust, For Against Management the Trustee-Manager and the Company and Authorize Board of the Trustee-Manager and Company to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Amend Articles of Association and Deed For For Management of Trust -------------------------------------------------------------------------------- HKT TRUST & HKT LIMITED Ticker: 6823 Security ID: Y3R29Z107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Distribution by HKT For For Management Trust and Final Dividend by the Company 3a Elect Li Tzar Kai, Richard as Director For For Management 3b Elect Chung Cho Yee, Mico as Director For Against Management 3c Elect Srinivas Bangalore Gangaiah as For Against Management Director 3d Elect Aman Mehta as Director For Against Management 3e Authorize Board and Trustee-Manager to For For Management Fix Remuneration of Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor of the HKT Trust, the Company and the Trustee-Manager and Authorize Board and Trustee-Manager to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HOCHTIEF AG Ticker: HOT Security ID: D33134103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 5.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikoshiba, Toshiaki For For Management 1.2 Elect Director Hachigo, Takahiro For For Management 1.3 Elect Director Kuraishi, Seiji For For Management 1.4 Elect Director Takeuchi, Kohei For For Management 1.5 Elect Director Mibe, Toshihiro For For Management 1.6 Elect Director Koide, Hiroko For For Management 1.7 Elect Director Kokubu, Fumiya For For Management 1.8 Elect Director Ito, Takanobu For For Management -------------------------------------------------------------------------------- HONG KONG AND CHINA GAS COMPANY LIMITED Ticker: 3 Security ID: Y33370100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka-kit as Director For Against Management 3.2 Elect David Li Kwok-po as Director For Against Management 3.3 Elect Alfred Chan Wing-kin as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Bonus Shares For For Management 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.4 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HONG KONG EXCHANGES & CLEARING LTD. Ticker: 388 Security ID: Y3506N139 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheah Cheng Hye as Director For For Management 2b Elect Leung Pak Hon, Hugo as Director For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HONGKONG LAND HOLDINGS LTD. Ticker: H78 Security ID: G4587L109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Robert Wong as Director For Against Management 4 Re-elect Simon Dixon as Director For Against Management 5 Re-elect Yiu Kai Pang as Director For Against Management 6 Ratify Auditors and Authorise Their For For Management Remuneration 7 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- HOSHIZAKI CORP. Ticker: 6465 Security ID: J23254105 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakamoto, Seishi For For Management 1.2 Elect Director Kobayashi, Yasuhiro For For Management 1.3 Elect Director Tomozoe, Masanao For For Management 1.4 Elect Director Yoshimatsu, Masuo For For Management 1.5 Elect Director Maruyama, Satoru For For Management 1.6 Elect Director Kurimoto, Katsuhiro For For Management 1.7 Elect Director Ieta, Yasushi For For Management 1.8 Elect Director Yaguchi, Kyo For For Management 2 Elect Director and Audit Committee For For Management Member Motomatsu, Shigeru 3.1 Elect Alternate Director and Audit For For Management Committee Member Suzuki, Takeshi 3.2 Elect Alternate Director and Audit For For Management Committee Member Suzuki, Tachio -------------------------------------------------------------------------------- HOYA CORP. Ticker: 7741 Security ID: J22848105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchinaga, Yukako For For Management 1.2 Elect Director Urano, Mitsudo For For Management 1.3 Elect Director Takasu, Takeo For For Management 1.4 Elect Director Kaihori, Shuzo For For Management 1.5 Elect Director Yoshihara, Hiroaki For For Management 1.6 Elect Director Suzuki, Hiroshi For For Management -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Elect Noel Quinn as Director For For Management 3b Re-elect Laura Cha as Director For For Management 3c Re-elect Henri de Castries as Director For For Management 3d Re-elect Irene Lee as Director For For Management 3e Re-elect Jose Antonio Meade Kuribrena For For Management as Director 3f Re-elect Heidi Miller as Director For For Management 3g Re-elect David Nish as Director For For Management 3h Re-elect Ewen Stevenson as Director For For Management 3i Re-elect Jackson Tai as Director For For Management 3j Re-elect Mark Tucker as Director For For Management 3k Re-elect Pauline van der Meer Mohr as For For Management Director 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 6 Authorise EU Political Donations and For For Management Expenditure 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Amend Share Plan 2011 For For Management 15 Amend Savings-Related Share Option For For Management Plan (UK) 16 Amend UK Share Incentive Plan and For For Management International Employee Share Purchase Plan 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Remove the "State Deduction" Feature Against Against Shareholder of the Post 1974 Midland Bank Defined Benefit Pension Scheme -------------------------------------------------------------------------------- HULIC CO., LTD. Ticker: 3003 Security ID: J23594112 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Nishiura, Saburo For For Management 2.2 Elect Director Yoshidome, Manabu For For Management 2.3 Elect Director Shiga, Hidehiro For For Management 2.4 Elect Director Kobayashi, Hajime For For Management 2.5 Elect Director Maeda, Takaya For For Management 2.6 Elect Director Nakajima, Tadashi For For Management 2.7 Elect Director Miyajima, Tsukasa For For Management 2.8 Elect Director Yamada, Hideo For For Management 2.9 Elect Director Fukushima, Atsuko For For Management 2.10 Elect Director Takahashi, Kaoru For For Management 3.1 Appoint Statutory Auditor Nezu, Koichi For Against Management 3.2 Appoint Statutory Auditor Kobayashi, For For Management Nobuyuki 3.3 Appoint Statutory Auditor Sekiguchi, For Against Management Kenichi 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- HUSQVARNA AB Ticker: HUSQ.B Security ID: W4235G116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of None None Management Shareholders 4 Approve Agenda of Meeting For For Management 5.a Designate Ricard Wennerklint as For For Management Inspector of Minutes of Meeting 5.b Designate Henrik Didner as Inspector For For Management of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Omission of Dividends 7.c1 Approve Discharge of Board Member Tom For For Management Johnstone 7.c2 Approve Discharge of Board Member Ulla For For Management Litzen 7.c3 Approve Discharge of Board Member For For Management Katarina Martinson 7.c4 Approve Discharge of Board Member For For Management Bertrand Neuschwander 7.c5 Approve Discharge of Board Member For For Management Daniel Nodhall 7.c6 Approve Discharge of Board Member Lars For For Management Pettersson 7.c7 Approve Discharge of Board Member For For Management Christine Robins 7.c8 Approve Discharge of CEO Kai Warn For For Management 8.a Determine Number of Members (8) and For For Management Deputy Members (0) of Board 8.b Determine Number of Auditors (1) and For For Management Deputy Auditors 9 Approve Remuneration of Directors in For For Management the Amount of SEK 2 Million to Chairman and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 10.a Reelect Tom Johnstone as Director For Against Management 10.b Reelect Ulla Litzen as Director For For Management 10.c Reelect Katarina Martinson as Director For Against Management 10.d Reelect Bertrand Neuschwander as For For Management Director 10.e Reelect Daniel Nodhall as Director For Against Management 10.f Reelect Lars Pettersson as Director For Against Management 10.g Reelect Christine Robins as Director For For Management 10.h Elect Henric Andersson as New Director For For Management 10.i Appoint Tom Johnstone as Board Chairman For Against Management 11.a Ratify Ernst & Young as Auditors For For Management 11.b Approve Remuneration of Auditors For For Management 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Performance Share Incentive For Against Management Program LTI 2020 14 Approve Equity Swap Arrangement to For Against Management Cover Obligations Under LTI 2020 15 Approve Issuance of 57.6 Million Class For For Management B Shares without Preemptive Rights 16 Close Meeting None None Management -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Amend Articles Re: Corporate Interest For For Management and Social Dividend 7 Amend Article 8 Re: Compliance System For For Management and Compliance Unit 8 Amend Article 10 to Reflect Changes in For For Management Capital 9 Amend Article 9 of General Meeting For For Management Regulations Re: Shareholders' Power to Approve the Non-Financial Information Statement 10 Amend Articles of General Meeting For For Management Regulations Re: Right to Information and Remote Participation 11 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 12 Approve Allocation of Income and For For Management Dividends 13 Approve Scrip Dividends For For Management 14 Approve Scrip Dividends For For Management 15 Advisory Vote on Remuneration Report For For Management 16 Approve Restricted Stock Plan For For Management 17 Elect Nicola Mary Brewer as Director For For Management 18 Elect Regina Helena Jorge Nunes as For For Management Director 19 Reelect Inigo Victor de Oriol Ibarra For For Management as Director 20 Reelect Samantha Barber as Director For For Management 21 Fix Number of Directors at 14 For For Management 22 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 23 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 24 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ICA GRUPPEN AB Ticker: ICA Security ID: W4241E105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Report on Operations None None Management 8 Receive Report on Board's Work None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For For Management Statutory Reports 11 Approve Allocation of Income and For For Management Dividends of SEK 12.00 Per Share 12 Approve Discharge of Board and For For Management President 13 Receive Report on Nominating None None Management Committee's Work 14 Determine Number of Members (10) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 15 Approve Remuneration of Directors in For For Management the Amount of SEK 1.2 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 16 Reelect Cecilia Daun Wennborg, Lennart For Against Management Evrell, Andrea Gisle Joosen, Fredrik Hagglund, Jeanette Jager, Magnus Moberg, Fredrik Persson, Bo Sandstrom, Claes-Goran Sylven (Chair) and Anette Wiotti as Directors 17 Ratify KPMG as Auditors For For Management 18 Authorize Chairman of Board and For For Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 19 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 20 Amend Articles of Association For For Management 21 Close Meeting None None Management -------------------------------------------------------------------------------- ICADE SA Ticker: ICAD Security ID: F4931M119 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports and Approve Non-Deductible Expenses 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.01 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Frederic Thomas as Director For Against Management 6 Reelect Georges Ralli as Director For For Management 7 Reelect Marie-Christine Lambert as For For Management Director 8 Reelect Florence Peronnau as Director For For Management 9 Ratify Appointment of Marianne For Against Management Louradour as Director 10 Ratify Appointment of Olivier Fabas as For Against Management Director 11 Ratify Appointment of Laurence For Against Management Giraudon as Director 12 Reelect Laurence Giraudon as Director For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report For For Management 17 Approve Compensation of Andre For For Management Martinez, Chairman of the Board Until April 24, 2019 18 Approve Compensation of Frederic For For Management Thomas, Chairman of the Board Since April 24, 2019 19 Approve Compensation of Olivier For For Management Wigniolle, CEO 20 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Add Corporate Purpose and Amend For For Management Article 1 of Bylaws Accordingly 26 Amend Article 10 of Bylaws Re: Written For For Management Consultation and Directors Mandate 27 Amend Articles 10 and 12 of Bylaws Re: For For Management Board Remuneration and Board Powers 28 Textual References Regarding Change of For Against Management Codification 29 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ICL-ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework D&O Liability For For Management Insurance Policy to Directors/Officers A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ICL-ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Yoav Doppelt as Director For For Management 1.2 Reelect Aviad Kaufman as Director For For Management 1.3 Reelect Avisar Paz as Director For For Management 1.4 Reelect Sagi Kabla as Director For For Management 1.5 Reelect Ovadia Eli as Director For For Management 1.6 Reelect Reem Aminoach as Director For For Management 1.7 Reelect Lior Reitblatt as Director For For Management 1.8 Reelect Tzipi Ozer Armon as Director For For Management 2 Reappoint Somekh Chaikin as Auditors For For Management 3 Approve Grants of Equity-Based Awards For For Management to Company's Non-Employee Directors 4 Approve Name Change to ICL Ltd. or Any For For Management Other Name That Will Be Approved and Amend Articles of Association Accordingly to Facilitate a Change in the Company's Formal Name to ICL 5 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. Ticker: 5019 Security ID: J2388K103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kito, Shunichi For For Management 1.2 Elect Director Matsushita, Takashi For For Management 1.3 Elect Director Nibuya, Susumu For For Management 1.4 Elect Director Shindome, Katsuaki For For Management 1.5 Elect Director Hirano, Atsuhiko For For Management 1.6 Elect Director Idemitsu, Masakazu For For Management 1.7 Elect Director Kubohara, Kazunari For For Management 1.8 Elect Director Kikkawa, Takeo For For Management 1.9 Elect Director Mackenzie Clugston For For Management 1.10 Elect Director Otsuka, Norio For For Management 1.11 Elect Director Yasuda, Yuko For For Management 1.12 Elect Director Koshiba, Mitsunobu For For Management 2 Appoint Statutory Auditor Ito, Taigi For For Management 3 Appoint Alternate Statutory Auditor For For Management Kai, Junko -------------------------------------------------------------------------------- IHI CORP. Ticker: 7013 Security ID: J2398N113 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Mitsuoka, Tsugio For For Management 2.2 Elect Director Yamada, Takeshi For For Management 2.3 Elect Director Shikina, Tomoharu For For Management 2.4 Elect Director Nagano, Masafumi For For Management 2.5 Elect Director Murakami, Koichi For For Management 2.6 Elect Director Fujiwara, Taketsugu For For Management 2.7 Elect Director Ishimura, Kazuhiko For For Management 2.8 Elect Director Ide, Hiroshi For For Management 2.9 Elect Director Kawakami, Takeshi For For Management 2.10 Elect Director Shigegaki, Yasuhiro For For Management 2.11 Elect Director Nakanishi, Yoshiyuki For For Management 2.12 Elect Director Matsuda, Chieko For For Management 3.1 Appoint Statutory Auditor Niimura, For For Management Takashi 3.2 Appoint Statutory Auditor Sekine, Aiko For For Management -------------------------------------------------------------------------------- IIDA GROUP HOLDINGS CO., LTD. Ticker: 3291 Security ID: J23426109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2 Appoint Statutory Auditor Fujita, Koji For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Sasaki, Shinichi 3.2 Appoint Alternate Statutory Auditor For Against Management Shimazaki, Makoto -------------------------------------------------------------------------------- ILIAD SA Ticker: ILD Security ID: F4958P102 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Specific Buyback Program and For For Management Cancellation of Repurchased Shares 2 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights of Up to 11,666,666 Shares, with a Binding Priority Right 3 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 4 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Susan Clark as Director For For Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Elect Jonathan Stanton as Director For For Management 11 Re-elect Oliver Tant as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Appoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INCITEC PIVOT LIMITED Ticker: IPL Security ID: Q4887E101 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Xiaoling Liu as Director For For Management 2b Elect Gregory Robinson as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Jeanne Johns -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Report 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at 11 For For Management 6.a Reelect Pablo Isla Alvarez de Tejera For For Management as Director 6.b Reelect Amancio Ortega Gaona as For For Management Director 6.c Elect Carlos Crespo Gonzalez as For For Management Director 6.d Reelect Emilio Saracho Rodriguez de For For Management Torres as Director 6.e Reelect Jose Luis Duran Schulz as For For Management Director 7.a Amend Article 13 Re: General Meetings For For Management 7.b Amend Articles Re: Board Committees For For Management 7.c Amend Articles Re: Annual Accounts and For For Management Allocation of Income 8 Renew Appointment of Deloitte as For For Management Auditor 9 Approve Restricted Stock Plan For For Management 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- INDUSTRIVARDEN AB Ticker: INDU.A Security ID: W45430126 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Receive Financial Statements and None None Management Statutory Reports 7.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7.c Receive Board's Proposal on Allocation None None Management of Income and Dividends 8 Receive President's Report None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Omission of Dividends 9.c Approve Record Date for Dividend For For Management Payment 9.d Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.1 Million for Chairman, SEK 1.3 Million for Vice Chair and SEK 640,000 for Other Directors 12.a Reelect Par Boman as Director For Against Management 12.b Reelect Christian Caspar as Director For For Management 12.c Elect Marika Fredriksson as New For For Management Director 12.d Reelect Bengt Kjell as Director For For Management 12.e Reelect Fredrik Lundberg as Director For Against Management 12.f Reelect Annika Lundius as Director For For Management 12.g Reelect Lars Pettersson as Director For Against Management 12.h Reelect Helena Stjernholm as Director For For Management 12.i Reelect Fredrik Lundberg as Board For Against Management Chairman 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve Performance Share Matching Plan For For Management 18.a Eliminate Differentiated Voting Rights None Against Shareholder 18.b Amend Articles Re: Delete Article 6 None Against Shareholder 18.c Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 18.d Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee 19 Close Meeting None None Management -------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG Ticker: IFX Security ID: D35415104 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.27 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Xiaoqun Clever to the For For Management Supervisory Board 6.2 Elect Friedrich Eichiner to the For For Management Supervisory Board 6.3 Elect Hans-Ulrich Holdenried to the For For Management Supervisory Board 6.4 Elect Manfred Puffer to the For For Management Supervisory Board 6.5 Elect Ulrich Spiesshofer to the For For Management Supervisory Board 6.6 Elect Margret Suckale to the For For Management Supervisory Board 7 Approve Cancellation of Conditional For For Management Capital 2010/I 8 Approve Creation of EUR 750 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- INFORMA PLC Ticker: INF Security ID: G4770L106 Meeting Date: MAY 04, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For For Management -------------------------------------------------------------------------------- INFORMA PLC Ticker: INF Security ID: G4770L106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Derek Mapp as Director For For Management 2 Re-elect Stephen Carter as Director For For Management 3 Re-elect Gareth Wright as Director For For Management 4 Re-elect Gareth Bullock as Director For For Management 5 Re-elect Stephen Davidson as Director For For Management 6 Re-elect David Flaschen as Director For For Management 7 Re-elect Mary McDowell as Director For For Management 8 Re-elect Helen Owers as Director For For Management 9 Re-elect John Rishton as Director For For Management 10 Elect Gill Whitehead as Director For For Management 11 Accept Financial Statements and For For Management Statutory Reports 12 Approve Remuneration Report For For Management 13 Approve Remuneration Policy For Abstain Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Adopt New Articles of Association For For Management 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Approve Remuneration Report For For Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.69 Per Share None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration Policy for For For Management Management Board 6 Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Elect Juan Colombas to Supervisory For For Management Board 8.b Elect Herman Hulst to Supervisory Board For For Management 8.c Elect Harold Naus to Supervisory Board For For Management 9.a Grant Board Authority to Issue Shares For For Management 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- INGENICO GROUP SA Ticker: ING Security ID: F5276G104 Meeting Date: JUN 11, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 4 Reelect Bernard Bourigeaud as Director For For Management 5 Reelect Caroline Parot as Director For For Management 6 Reelect Nazan Somer Ozelgin as Director For For Management 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Bernard For For Management Bourigeaud, Chairman of the Board 9 Approve Compensation of Nicolas Huss, For For Management CEO 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Approve Allocation of Income and For For Management Absence of Dividends 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 6,371,304 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 6,371,304 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 21 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 17-20 at 10 Percent of Issued Capital 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 24 Amend Article 12 of Bylaws Re: For For Management Employee Representatives 25 Amend Article 12 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 26 Amend Articles 11, 14, 15, 19 of For For Management Bylaws to Comply with Legal Changes 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- INPEX CORP. Ticker: 1605 Security ID: J2467E101 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Kitamura, Toshiaki For For Management 2.2 Elect Director Ueda, Takayuki For For Management 2.3 Elect Director Ito, Seiya For For Management 2.4 Elect Director Ikeda, Takahiko For For Management 2.5 Elect Director Yajima, Shigeharu For For Management 2.6 Elect Director Kittaka, Kimihisa For For Management 2.7 Elect Director Sase, Nobuharu For For Management 2.8 Elect Director Yamada, Daisuke For For Management 2.9 Elect Director Yanai, Jun For For Management 2.10 Elect Director Iio, Norinao For For Management 2.11 Elect Director Nishimura, Atsuko For For Management 2.12 Elect Director Kimura, Yasushi For For Management 2.13 Elect Director Ogino, Kiyoshi For For Management 2.14 Elect Director Nishikawa, Tomo For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- INSURANCE AUSTRALIA GROUP LTD. Ticker: IAG Security ID: Q49361100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Approve Grant of Deferred Award Rights For For Management and Executive Performance Rights to Peter Harmer 3 Elect George Savvides as Director For For Management 4 Elect Helen Marion Nugent as Director For For Management 5 Elect Thomas William Pockett as For For Management Director 6 Ratify Past Issuance of Subordinated For For Management Medium Term Notes to Institutional Investors 7a Approve the Amendments to the Against Against Shareholder Company's Constitution 7b Approve Fossil Fuel Investment Against Against Shareholder Exposure Reduction Targets -------------------------------------------------------------------------------- INTERCONTINENTAL HOTELS GROUP PLC Ticker: IHG Security ID: G4804L163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4a Elect Arthur de Haast as Director For For Management 4b Re-elect Keith Barr as Director For For Management 4c Re-elect Anne Busquet as Director For For Management 4d Re-elect Patrick Cescau as Director For For Management 4e Re-elect Ian Dyson as Director For For Management 4f Re-elect Paul Edgecliffe-Johnson as For For Management Director 4g Re-elect Jo Harlow as Director For For Management 4h Re-elect Elie Maalouf as Director For For Management 4i Re-elect Luke Mayhew as Director For For Management 4j Re-elect Jill McDonald as Director For For Management 4k Re-elect Dale Morrison as Director For For Management 5 Reappoint Ernst & Young LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Authorise EU Political Donations and For For Management Expenditure 8 Amend Long Term Incentive Plan For For Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. Ticker: IFF Security ID: 459506101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marcello V. Bottoli For For Management 1b Elect Director Michael L. Ducker For For Management 1c Elect Director David R. Epstein For For Management 1d Elect Director Roger W. Ferguson, Jr. For For Management 1e Elect Director John F. Ferraro For For Management 1f Elect Director Andreas Fibig For For Management 1g Elect Director Christina Gold For For Management 1h Elect Director Katherine M. Hudson For For Management 1i Elect Director Dale F. Morrison For For Management 1j Elect Director Li-Huei Tsai For For Management 1k Elect Director Stephen Williamson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERTEK GROUP PLC Ticker: ITRK Security ID: G4911B108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Sir David Reid as Director For For Management 6 Re-elect Andre Lacroix as Director For For Management 7 Re-elect Ross McCluskey as Director For For Management 8 Re-elect Graham Allan as Director For For Management 9 Re-elect Gurnek Bains as Director For For Management 10 Re-elect Dame Louise Makin as Director For For Management 11 Re-elect Andrew Martin as Director For For Management 12 Re-elect Gill Rider as Director For For Management 13 Re-elect Jean-Michel Valette as For For Management Director 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Long Term Incentive Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTESA SANPAOLO SPA Ticker: ISP Security ID: T55067101 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a Elect Andrea Sironi as Director For For Management 2b Elect Roberto Franchini as Director None For Shareholder 3a Approve Remuneration Policy For For Management 3b Approve Second Section of the For For Management Remuneration Report 3c Approve Fixed-Variable Compensation For For Management Ratio 3d Approve 2019 and 2020 Annual Incentive For For Management Plans 4a Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Annual Incentive Plan 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Approve Issuance of Shares to Be For For Management Subscribed through a Contribution in Kind of Shares of Unione di Banche Italiane SpA A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- INVESTEC PLC Ticker: INVP Security ID: G49188116 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect Hendrik du Toit as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Philip Hourquebie as Director For For Management 6 Re-elect Charles Jacobs as Director For For Management 7 Re-elect Ian Kantor as Director For For Management 8 Re-elect Lord Malloch-Brown as Director For For Management 9 Re-elect Khumo Shuenyane as Director For For Management 10 Re-elect Fani Titi as Director For For Management 11 Elect Kim McFarland as Director For For Management 12 Elect Nishlan Samujh as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise Board to Ratify and Execute For For Management Approved Resolutions 16 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2019 17 Sanction the Interim Dividend on the For For Management Ordinary Shares 18 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 19 Approve Final Dividend on the Ordinary For For Management Shares and the Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors of the Company 21 Reappoint KPMG Inc as Joint Auditors For For Management of the Company 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Unissued Special For For Management Convertible Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Approve Final Dividend For For Management 31 Reappoint Ernst & Young LLP as Auditors For For Management 32 Authorise Board to Fix Remuneration of For For Management Auditors 33 Authorise Issue of Equity For For Management 34 Authorise Market Purchase of Ordinary For For Management Shares 35 Authorise Market Purchase of For For Management Preference Shares 36 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- INVESTOR AB Ticker: INVE.B Security ID: W48102128 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.a Designate Marianne Nilsson, Swedbank For For Management Robur Fonder as Inspector of Minutes of Meeting 2.b Designate Javiera Ragnartz, SEB For For Management Investment Management as Inspector of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8.a Approve Discharge of Gunnar Brock For For Management 8.b Approve Discharge of Johan Forssell For For Management 8.c Approve Discharge of Magdalena Gerger For For Management 8.d Approve Discharge of Tom Johnstone, CBE For For Management 8.e Approve Discharge of Sara Mazur For For Management 8.f Approve Discharge of Grace Reksten For For Management Skaugen 8.g Approve Discharge of Hans Straberg For For Management 8.h Approve Discharge of Lena Treschow For For Management Torell 8.i Approve Discharge of Jacob Wallenberg For For Management 8.j Approve Discharge of Marcus Wallenberg For For Management 8.k Approve Discharge of Dominic Barton For For Management 9 Approve Allocation of Income and For For Management Dividends of SEK 9 Per Share 10.a Determine Number of Members (10) and For For Management Deputy Members (0) of Board 10.b Determine Number of Auditors (1) and For For Management Deputy Auditors 11.a Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 11 Million 11.b Approve Remuneration of Auditors For For Management 12.a Reelect Gunnar Brock as Director For For Management 12.b Reelect Johan Forssell as Director For For Management 12.c Reelect Magdalena Gerger as Director For For Management 12.d Reelect Tom Johnstone as Director For For Management 12.e Reelect Sara Mazur as Director For For Management 12.f Reelect Grace Reksten Skaugen as For For Management Director 12.g Reelect Hans Straberg as Director For For Management 12.h Reelect Lena Treschow Torell as For For Management Director 12.i Reelect Jacob Wallenberg as Director For For Management 12.j Reelect Marcus Wallenberg as Director For For Management 13 Reelect Jacob Wallenberg as Board For For Management Chairman 14 Ratify Deloitte as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16.a Approve Performance Share Matching For For Management Plan for Employees in Investor 16.b Approve Performance Share Matching For For Management Plan for Employees in Patricia Industries 17.a Authorize Share Repurchase Program For For Management 17.b Approve Equity Plan Financing For For Management 18 Amend Articles of Association Re: For For Management Company Name; Participation at General Meeting; Powers of Attorney and Postal Voting 19.a Amend Articles Re: Introduce Equal None Against Shareholder Voting Rights of Class A and Class B Shares 19.b Instruct Board to Work for the Swedish None Against Shareholder Companies Act to Abolish Weighted Voting, by Contacting the Government 19.c Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 -------------------------------------------------------------------------------- IPSEN SA Ticker: IPN Security ID: F5362H107 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 1 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 5 Approve Termination Package of Marc de For Against Management Garidel, Chairman of the Board 6 Approve Severance Agreement with David For For Management Meek, CEO Until Dec. 31, 2019 7 Ratify Appointment of Highrock as For For Management Director 8 Ratify Appointment of Beech Tree as For For Management Director 9 Reelect Beech Tree as Director For For Management 10 Reelect Carol Xueref as Director For For Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For Against Management 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Marc de For For Management Garidel, Chairman of the Board 16 Approve Compensation of David Meek, For Against Management CEO Until Dec. 31, 2019 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize up to 3 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 19 Amend Article 12 of Bylaws Re: For For Management Employee Representatives 20 Amend Article 16 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 22 Amend Articles 12 and 13 of Bylaws Re: For For Management Shares Held by Directors 23 Amend Article 17 of Bylaws Re: Board For For Management Powers 24 Amend Article 21 of Bylaws Re: AGM For For Management 25 Amend Articles 10, 19 and 26 of Bylaws For For Management to Comply with Legal Changes 26 Textual References Regarding Change of For Against Management Codification 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ISETAN MITSUKOSHI HOLDINGS LTD. Ticker: 3099 Security ID: J25038100 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Restore Shareholder Authority to Vote on Share Buybacks - Amend Provisions on Number of Directors - Restore Shareholder Authority to Vote on Income Allocation 3.1 Elect Director Akamatsu, Ken For For Management 3.2 Elect Director Sugie, Toshihiko For Against Management 3.3 Elect Director Takeuchi, Toru For For Management 3.4 Elect Director Igura, Hidehiko For For Management 3.5 Elect Director Nishiyama, Shigeru For Against Management 3.6 Elect Director Shirai, Toshinori For Against Management 3.7 Elect Director Kuboyama, Michiko For For Management 3.8 Elect Director Iijima, Masami For For Management 3.9 Elect Director Doi, Miwako For For Management 3.10 Elect Director Oyamada, Takashi For For Management 3.11 Elect Director Hirata, Takeo For For Management 3.12 Elect Director Furukawa, Hidetoshi For For Management 3.13 Elect Director Hashimoto, Fukutaka For For Management -------------------------------------------------------------------------------- ISRAEL DISCOUNT BANK LTD. Ticker: DSCT Security ID: 465074201 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: AUG 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Approve Dividend Distribution For For Management 3 Reappoint Ziv Haft & Co. and Somekh For For Management Chaikin as Joint Auditors and Authorize Board to Fix Their Remuneration 4.1 Elect Tamar Bar-Noy Gotlin as External For For Management Director 4.2 Reelect Miriam Katz as External For Did Not Vote Management Director 5 Approve Temporary Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL DISCOUNT BANK LTD. Ticker: DSCT Security ID: 465074201 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company 2 Approve Employment Terms of Uri Levin, For For Management CEO 3 Approve Amended Employment Terms of For For Management Shaul Kobrinsky, Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISS A/S Ticker: ISS Security ID: K5591Y107 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Discharge of Management and For For Management Board 5 Authorize Share Repurchase Program For For Management 6 Approve Remuneration of Directors in For For Management the Amount of DKK 1.3 Million for Chair, DKK 654,000 for Vice Chair and DKK 436,000 for Other Directors; Approve Remuneration for Committee Work 7a Reelect Lord Allen of Kensington Kt For For Management CBE as Director 7b Elect Valerie Beaulieu as New Director For For Management 7c Reelect Claire Chiang as Director For For Management 7d Reelect Henrik Poulsen as Director For For Management 7e Elect Soren Thorup Sorensen as New For For Management Director 7f Reelect Ben Stevens as Director For For Management 7g Elect Cynthia Mary Trudell as Director For For Management 8 Ratify Ernst & Young as Auditors For For Management 9 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 10 Other Business None None Management -------------------------------------------------------------------------------- ISUZU MOTORS LTD. Ticker: 7202 Security ID: J24994113 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Minami, Shinsuke For For Management 2.2 Elect Director Sugimoto, Shigeji For For Management 2.3 Elect Director Shibata, Mitsuyoshi For For Management 2.4 Elect Director Nakayama, Kozue For For Management 3 Appoint Statutory Auditor Miyazaki, For For Management Kenji -------------------------------------------------------------------------------- ITOCHU CORP. Ticker: 8001 Security ID: J2501P104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42.5 2.1 Elect Director Okafuji, Masahiro For For Management 2.2 Elect Director Suzuki, Yoshihisa For For Management 2.3 Elect Director Yoshida, Tomofumi For For Management 2.4 Elect Director Fukuda, Yuji For For Management 2.5 Elect Director Kobayashi, Fumihiko For For Management 2.6 Elect Director Hachimura, Tsuyoshi For For Management 2.7 Elect Director Muraki, Atsuko For For Management 2.8 Elect Director Mochizuki, Harufumi For For Management 2.9 Elect Director Kawana, Masatoshi For For Management 2.10 Elect Director Nakamori, Makiko For For Management 3 Appoint Statutory Auditor Kyoda, Makoto For For Management -------------------------------------------------------------------------------- ITOCHU TECHNO-SOLUTIONS CORP. Ticker: 4739 Security ID: J25022104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30.5 2.1 Elect Director Kikuchi, Satoshi For For Management 2.2 Elect Director Tsuge, Ichiro For For Management 2.3 Elect Director Okubo, Tadataka For For Management 2.4 Elect Director Iwasaki, Naoko For For Management 2.5 Elect Director Motomura, Aya For For Management 2.6 Elect Director Kajiwara, Hiroshi For For Management 3.1 Appoint Statutory Auditor Takada, For For Management Hiroshi 3.2 Appoint Statutory Auditor Tada, For For Management Toshiaki -------------------------------------------------------------------------------- ITV PLC Ticker: ITV Security ID: G4984A110 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Salman Amin as Director For For Management 5 Re-elect Peter Bazalgette as Director For For Management 6 Re-elect Edward Bonham Carter as For For Management Director 7 Re-elect Margaret Ewing as Director For For Management 8 Re-elect Roger Faxon as Director For For Management 9 Re-elect Mary Harris as Director For For Management 10 Re-elect Chris Kennedy as Director For For Management 11 Re-elect Anna Manz as Director For For Management 12 Re-elect Carolyn McCall as Director For For Management 13 Re-elect Duncan Painter as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- J SAINSBURY PLC Ticker: SBRY Security ID: G77732173 Meeting Date: JUL 04, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Martin Scicluna as Director For For Management 5 Re-elect Matt Brittin as Director For For Management 6 Re-elect Brian Cassin as Director For For Management 7 Re-elect Mike Coupe as Director For For Management 8 Re-elect Jo Harlow as Director For For Management 9 Re-elect David Keens as Director For For Management 10 Re-elect Kevin O'Byrne as Director For For Management 11 Re-elect Dame Susan Rice as Director For For Management 12 Re-elect John Rogers as Director For For Management 13 Re-elect Jean Tomlin as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Market Purchase Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- J. FRONT RETAILING CO., LTD. Ticker: 3086 Security ID: J28711109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Ryoichi For Against Management 1.2 Elect Director Tsutsumi, Hiroyuki For Against Management 1.3 Elect Director Murata, Soichi For Against Management 1.4 Elect Director Ishii, Yasuo For For Management 1.5 Elect Director Nishikawa, Koichiro For For Management 1.6 Elect Director Uchida, Akira For For Management 1.7 Elect Director Sato, Rieko For For Management 1.8 Elect Director Seki, Tadayuki For For Management 1.9 Elect Director Yago, Natsunosuke For For Management 1.10 Elect Director Yoshimoto, Tatsuya For Against Management 1.11 Elect Director Sawada, Taro For For Management 1.12 Elect Director Makiyama, Kozo For For Management 1.13 Elect Director Wakabayashi, Hayato For For Management -------------------------------------------------------------------------------- JAMES HARDIE INDUSTRIES PLC Ticker: JHX Security ID: G4253H119 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve the Remuneration Report For For Management 3a Elect Anne Lloyd as Director For For Management 3b Elect Rada Rodriguez as Director For For Management 3c Elect Jack Truong as Director For For Management 3d Elect David Harrison as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Approve the Increase in Non-Executive None For Management Directors' Fee Pool 6 Approve the Grant of Fiscal Year 2020 For For Management Return on Capital Employed Restricted Stock Units to Jack Truong 7 Approve the Grant of Fiscal Year 2020 For For Management Relative Total Shareholder Return Restricted Stock Units to Jack Truong 8 Approve Supplemental Grant of Fiscal For For Management Year 2019 Return on Capital Employed Restricted Stock Units and Relative Total Shareholder Return Restricted Stock Units to Jack Truong 9 Approve Renewal of Authority for For For Management Directors to Allot and Issue Shares -------------------------------------------------------------------------------- JAPAN AIRLINES CO., LTD. Ticker: 9201 Security ID: J25979121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ueki, Yoshiharu For For Management 1.2 Elect Director Fujita, Tadashi For For Management 1.3 Elect Director Akasaka, Yuji For For Management 1.4 Elect Director Shimizu, Shinichiro For For Management 1.5 Elect Director Kikuyama, Hideki For For Management 1.6 Elect Director Toyoshima, Ryuzo For For Management 1.7 Elect Director Kitada, Yuichi For For Management 1.8 Elect Director Kobayashi, Eizo For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Hatchoji, Sonoko For For Management 2.1 Appoint Statutory Auditor Suzuka, For For Management Yasushi 2.2 Appoint Statutory Auditor Kamo, Osamu For For Management 2.3 Appoint Statutory Auditor Okada, Joji For For Management -------------------------------------------------------------------------------- JAPAN AIRPORT TERMINAL CO., LTD. Ticker: 9706 Security ID: J2620N105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Takashiro, Isao For For Management 2.2 Elect Director Yokota, Nobuaki For For Management 2.3 Elect Director Suzuki, Hisayasu For For Management 2.4 Elect Director Akahori, Masatoshi For For Management 2.5 Elect Director Onishi, Hiroshi For For Management 2.6 Elect Director Yonemoto, Yasuhide For For Management 2.7 Elect Director Tanaka, Kazuhito For For Management 2.8 Elect Director Ishizeki, Kiyoshi For For Management 2.9 Elect Director Tanji, Yasuo For For Management 2.10 Elect Director Harada, Kazuyuki For For Management 2.11 Elect Director Ueki, Yoshiharu For For Management 2.12 Elect Director Kimura, Keiji For For Management 2.13 Elect Director Shibata, Koji For For Management 2.14 Elect Director Hachisuka, Kazuyo For For Management 2.15 Elect Director Koyama, Yoko For For Management 3.1 Appoint Statutory Auditor Iwai, Koji For For Management 3.2 Appoint Statutory Auditor Toda, For For Management Naotoshi 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- JAPAN EXCHANGE GROUP, INC. Ticker: 8697 Security ID: J2740B106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Executive Officer Titles 2.1 Elect Director Tsuda, Hiroki For For Management 2.2 Elect Director Kiyota, Akira For Against Management 2.3 Elect Director Miyahara, Koichiro For Against Management 2.4 Elect Director Yamaji, Hiromi For For Management 2.5 Elect Director Shizuka, Masaki For For Management 2.6 Elect Director Christina L. Ahmadjian For For Management 2.7 Elect Director Endo, Nobuhiro For For Management 2.8 Elect Director Ogita, Hitoshi For For Management 2.9 Elect Director Kubori, Hideaki For For Management 2.10 Elect Director Koda, Main For For Management 2.11 Elect Director Kobayashi, Eizo For For Management 2.12 Elect Director Minoguchi, Makoto For Against Management 2.13 Elect Director Mori, Kimitaka For For Management 2.14 Elect Director Yoneda, Tsuyoshi For For Management -------------------------------------------------------------------------------- JAPAN POST BANK CO., LTD. Ticker: 7182 Security ID: J2800C101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeda, Norito For For Management 1.2 Elect Director Tanaka, Susumu For For Management 1.3 Elect Director Masuda, Hiroya For For Management 1.4 Elect Director Onodera, Atsuko For For Management 1.5 Elect Director Akashi, Nobuko For For Management 1.6 Elect Director Ikeda, Katsuaki For For Management 1.7 Elect Director Chubachi, Ryoji For For Management 1.8 Elect Director Takeuchi, Keisuke For For Management 1.9 Elect Director Kaiwa, Makoto For For Management 1.10 Elect Director Aihara, Risa For For Management 1.11 Elect Director Kawamura, Hiroshi For For Management 1.12 Elect Director Yamamoto, Kenzo For For Management -------------------------------------------------------------------------------- JAPAN POST HOLDINGS CO. LTD. Ticker: 6178 Security ID: J2800D109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Masuda, Hiroya For For Management 1.2 Elect Director Ikeda, Norito For For Management 1.3 Elect Director Kinugawa, Kazuhide For For Management 1.4 Elect Director Senda, Tetsuya For For Management 1.5 Elect Director Mimura, Akio For For Management 1.6 Elect Director Ishihara, Kunio For For Management 1.7 Elect Director Charles D. Lake II For For Management 1.8 Elect Director Hirono, Michiko For For Management 1.9 Elect Director Okamoto, Tsuyoshi For For Management 1.10 Elect Director Koezuka, Miharu For For Management 1.11 Elect Director Akiyama, Sakie For For Management 1.12 Elect Director Kaiami, Makoto For For Management 1.13 Elect Director Satake, Akira For For Management -------------------------------------------------------------------------------- JAPAN POST INSURANCE CO., LTD. Ticker: 7181 Security ID: J2800E107 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Senda, Tetsuya For For Management 1.2 Elect Director Ichikura, Noboru For For Management 1.3 Elect Director Horigane, Masaaki For For Management 1.4 Elect Director Masuda, Hiroya For For Management 1.5 Elect Director Suzuki, Masako For For Management 1.6 Elect Director Saito, Tamotsu For For Management 1.7 Elect Director Yamada, Meyumi For For Management 1.8 Elect Director Harada, Kazuyuki For For Management 1.9 Elect Director Yamazaki, Hisashi For For Management -------------------------------------------------------------------------------- JAPAN PRIME REALTY INVESTMENT CORP. Ticker: 8955 Security ID: J2741H102 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Amend Permitted For For Management Investment Types - Amend Asset Management Compensation 2 Elect Executive Director Jozaki, For For Management Yoshihiro 3 Elect Alternate Executive Director For For Management Nomura, Yoshinaga 4.1 Elect Supervisory Director Denawa, For For Management Masato 4.2 Elect Supervisory Director Kusanagi, For For Management Nobuhisa 5 Elect Alternate Supervisory Director For For Management Kawaguchi, Akihiro -------------------------------------------------------------------------------- JAPAN RETAIL FUND INVESTMENT CORP. Ticker: 8953 Security ID: J27544105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Namba, Shuichi For For Management 3.1 Elect Supervisory Director Nishida, For For Management Masahiko 3.2 Elect Supervisory Director Usuki, For For Management Masaharu 4.1 Elect Alternate Executive Director For For Management Araki, Keita 4.2 Elect Alternate Executive Director For For Management Machida, Takuya 5 Elect Alternate Supervisory Director For For Management Murayama, Shuhei -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Tango, Yasutake For For Management 3.2 Elect Director Iwai, Mutsuo For For Management 3.3 Elect Director Terabatake, Masamichi For For Management 3.4 Elect Director Minami, Naohiro For For Management 3.5 Elect Director Hirowatari, Kiyohide For For Management 3.6 Elect Director Yamashita, Kazuhito For For Management 3.7 Elect Director Koda, Main For For Management 3.8 Elect Director Watanabe, Koichiro For For Management 3.9 Elect Director Nagashima, Yukiko For For Management 4 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- JARDINE CYCLE & CARRIAGE LIMITED Ticker: C07 Security ID: Y43703100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Mark Greenberg as Director For Against Management 4b Elect Vimala Menon as Director For For Management 4c Elect Anthony Nightingale as Director For Against Management 4d Elect Michael Kok as Director For For Management 5 Elect Benjamin Birks as Director For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7b Authorize Share Repurchase Program For For Management 7c Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- JARDINE MATHESON HOLDINGS LTD. Ticker: J36 Security ID: G50736100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect David Hsu as Director For Against Management 4 Re-elect Adam Keswick as Director For Against Management 5 Re-elect Anthony Nightingale as For Against Management Director 6 Re-elect John Witt as Director For Against Management 7 Ratify Auditors and Authorise Their For For Management Remuneration 8 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- JARDINE STRATEGIC HOLDINGS LTD. Ticker: J37 Security ID: G50764102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect David Hsu as Director For Against Management 4 Re-elect Adam Keswick as Director For Against Management 5 Elect Lincoln Leong as Director For For Management 6 Ratify Auditors and Authorise Their For For Management Remuneration 7 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- JCDECAUX SA Ticker: DEC Security ID: F5333N100 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Acknowledge Auditors' Special Report For For Management on Related-Party Transactions 5 Reelect Benedicte Hautefort as For For Management Supervisory Board Member 6 Reelect Marie-Laure Sauty as For For Management Supervisory Board Member 7 Reelect Leila Turner as Supervisory For For Management Board Member 8 Reelect Jean-Pierre Decaux as For For Management Supervisory Board Member 9 Reelect Pierre Mutz as Supervisory For Against Management Board Member 10 Elect Jean-Sebastien Decaux as For For Management Supervisory Board Member 11 Elect Jean-Francois Ducrest as For For Management Supervisory Board Member 12 Approve Remuneration Policy of For Against Management Chairman of the Management Board and of Management Board Members 13 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and of Supervisory Board Members 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Jean-Francois For Against Management Decaux, Chairman of the Management Board 16 Approve Compensation of Jean-Charles For Against Management Decaux, Jean-Sebastien Decaux, Emmanuel Bastide, David Bourg and Daniel Hofer, Management Board Members 17 Approve Compensation of Gerard For For Management Degonse, Chairman of the Supervisory Board 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 2.3 Million 22 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-21 Above and Item 18 of May 16, 2019 GM 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 26 Amend Articles of Bylaws to Comply For For Management with Legal Changes 27 Amend Articles 17 and 15 of Bylaws Re: For For Management Board Members Deliberation via Written Consultation 28 Amend Articles 16 and 22 of Bylaws Re: For For Management Board Composition 29 Amend Article 22 of Bylaws Re: General For For Management Meetings 30 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 31 Pursuant to Item 30 Above, Amend For For Management Bylaws Accordingly 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA Ticker: JMT Security ID: X40338109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management and Supervision of For For Management Company and Approve Vote of Confidence to Corporate Bodies 4 Approve Statement on Remuneration For For Management Policy 5 Approve Amendment of Clauses 1, 2 and None Against Shareholder 3 of the Retirement Fund Plan C of the Jeronimo Martins & Associadas Retirement Fund -------------------------------------------------------------------------------- JFE HOLDINGS, INC. Ticker: 5411 Security ID: J2817M100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kakigi, Koji For For Management 1.2 Elect Director Kitano, Yoshihisa For For Management 1.3 Elect Director Terahata, Masashi For For Management 1.4 Elect Director Oda, Naosuke For For Management 1.5 Elect Director Oshita, Hajime For For Management 1.6 Elect Director Yamamoto, Masami For For Management 1.7 Elect Director Kemori, Nobumasa For For Management 1.8 Elect Director Ando, Yoshiko For For Management -------------------------------------------------------------------------------- JGC HOLDINGS CORP. Ticker: 1963 Security ID: J26945105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12 2.1 Elect Director Sato, Masayuki For For Management 2.2 Elect Director Ishizuka, Tadashi For For Management 2.3 Elect Director Terajima, Kiyotaka For For Management 2.4 Elect Director Suzuki, Masanori For For Management 2.5 Elect Director Yamazaki, Yutaka For For Management 2.6 Elect Director Nohira, Keiji For For Management 2.7 Elect Director Endo, Shigeru For For Management 2.8 Elect Director Matsushima, Masayuki For For Management 2.9 Elect Director Ueda, Kazuo For For Management 3.1 Appoint Statutory Auditor Makino, For For Management Yukihiro 3.2 Appoint Statutory Auditor Isetani, For For Management Yasumasa 3.3 Appoint Statutory Auditor Mori, Masao For For Management 3.4 Appoint Statutory Auditor Ono, Koichi For For Management 3.5 Appoint Statutory Auditor Takamatsu, For For Management Norio -------------------------------------------------------------------------------- JOHNSON MATTHEY PLC Ticker: JMAT Security ID: G51604166 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Xiaozhi Liu as Director For For Management 5 Re-elect Alan Ferguson as Director For For Management 6 Re-elect Jane Griffiths as Director For For Management 7 Re-elect Robert MacLeod as Director For For Management 8 Re-elect Anna Manz as Director For For Management 9 Re-elect Chris Mottershead as Director For For Management 10 Re-elect John O'Higgins as Director For For Management 11 Re-elect Patrick Thomas as Director For For Management 12 Re-elect John Walker as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JSR CORP. Ticker: 4185 Security ID: J2856K106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Eric Johnson For For Management 2.2 Elect Director Kawahashi, Nobuo For For Management 2.3 Elect Director Koshiba, Mitsunobu For For Management 2.4 Elect Director Kawasaki, Koichi For For Management 2.5 Elect Director Miyazaki, Hideki For For Management 2.6 Elect Director Nakayama, Mika For For Management 2.7 Elect Director Matsuda, Yuzuru For For Management 2.8 Elect Director Sugata, Shiro For For Management 2.9 Elect Director Seki, Tadayuki For For Management 3 Appoint Statutory Auditor Iwabuchi, For For Management Tomoaki 4.1 Appoint Alternate Statutory Auditor For For Management Doi, Makoto 4.2 Appoint Alternate Statutory Auditor For For Management Chiba, Akira -------------------------------------------------------------------------------- JTEKT CORP. Ticker: 6473 Security ID: J2946V104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Kaijima, Hiroyuki For For Management 2.2 Elect Director Yamamoto, Katsumi For For Management 2.3 Elect Director Matsumoto, Takumi For For Management 2.4 Elect Director Sano, Makoto For For Management 2.5 Elect Director Kato, Shinji For For Management 2.6 Elect Director Matsuoka, Hirofumi For For Management 2.7 Elect Director Makino, Kazuhisa For For Management 2.8 Elect Director Miyatani, Takao For For Management 2.9 Elect Director Okamoto, Iwao For For Management 2.10 Elect Director Uchiyamada, Takeshi For For Management 2.11 Elect Director Sato, Kazuhiro For For Management 2.12 Elect Director Takahashi, Tomokazu For For Management 2.13 Elect Director Segawa, Haruhiko For For Management -------------------------------------------------------------------------------- JULIUS BAER GRUPPE AG Ticker: BAER Security ID: H4414N103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 0.75 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 4 Million from 2020 AGM Until 2021 AGM 4.2.1 Approve Variable Cash-Based For For Management Remuneration of Executive Committee in the Amount of CHF 7.5 Million for Fiscal 2019 4.2.2 Approve Variable Share-Based For For Management Remuneration of Executive Committee in the Amount of CHF 6.7 Million for Fiscal 2020 4.2.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 9.2 Million for Fiscal 2021 5.1.1 Reelect Romeo Lacher as Director For For Management 5.1.2 Reelect Gilbert Achermann as Director For For Management 5.1.3 Reelect Heinrich Baumann as Director For For Management 5.1.4 Reelect Richard Campbell-Breeden as For For Management Director 5.1.5 Reelect Ivo Furrer as Director For For Management 5.1.6 Reelect Claire Giraut as Director For For Management 5.1.7 Reelect Charles Stonehill as Director For For Management 5.1.8 Reelect Eunice Zehnder-Lai as Director For For Management 5.1.9 Reelect Olga Zoutendijk as Director For For Management 5.2.1 Elect Kathryn Shih as Director (as per For For Management Sep. 1, 2020) 5.2.2 Elect Christian Meissner as Director For For Management 5.3 Elect Romeo Lacher as Board Chairman For For Management 5.4.1 Reappoint Gilbert Achermann as Member For For Management of the Compensation Committee 5.4.2 Reappoint Richard Campbell-Breeden as For For Management Member of the Compensation Committee 5.4.3 Appoint Kathryn Shih as Member of the For For Management Compensation Committee (as per Sep. 1, 2020) 5.4.4 Reappoint Eunice Zehnder-Lai as Member For For Management of the Compensation Committee 6 Ratify KPMG AG as Auditors For For Management 7 Designate Marc Nater as Independent For For Management Proxy 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements and For For Management Statutory Reports 3 Amend Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Jitse Groen to Management Board For For Management 6.b Reelect Brent Wissink to Management For For Management Board 6.c Reelect Jorg Gerbig to Management Board For For Management 7.a Reelect Adriaan Nuhn to Supervisory For For Management Board 7.b Reelect Corinne Vigreux to Supervisory For For Management Board 7.c Reelect Ron Teerlink to Supervisory For For Management Board 7.d Reelect Gwyn Burr to Supervisory Board For For Management 7.e Reelect Jambu Palaniappan to For For Management Supervisory Board 8 Grant Board Authority to Issue Shares For Against Management Up to 25 Percent of Issued Capital 9.a Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 9.b Authorize Board to Exclude Preemptive For Against Management Rights from Share IssuancesAuthorize Board to Exclude Preemptive Rights from Share Issuances for Mergers, Acquisitions and/or Strategic Alliances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- JXTG HOLDINGS, INC. Ticker: 5020 Security ID: J29699105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Amend Articles to Change Company Name For For Management 3.1 Elect Director Sugimori, Tsutomu For For Management 3.2 Elect Director Ota, Katsuyuki For For Management 3.3 Elect Director Adachi, Hiroji For For Management 3.4 Elect Director Hosoi, Hiroshi For For Management 3.5 Elect Director Murayama, Seiichi For For Management 3.6 Elect Director Yokoi, Yoshikazu For For Management 3.7 Elect Director Iwase, Junichi For For Management 3.8 Elect Director Yatabe, Yasushi For For Management 3.9 Elect Director Ota, Hiroko For For Management 3.10 Elect Director Otsuka, Mutsutake For For Management 3.11 Elect Director Miyata, Yoshiiku For For Management 4.1 Elect Director and Audit Committee For For Management Member Kato, Hitoshi 4.2 Elect Director and Audit Committee For For Management Member Ouchi, Yoshiaki 4.3 Elect Director and Audit Committee For For Management Member Nishioka, Seiichiro 4.4 Elect Director and Audit Committee For Against Management Member Oka, Toshiko 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KAJIMA CORP. Ticker: 1812 Security ID: J29223120 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Reduce Directors' Term 3.1 Elect Director Oshimi, Yoshikazu For For Management 3.2 Elect Director Atsumi, Naoki For For Management 3.3 Elect Director Koizumi, Hiroyoshi For For Management 3.4 Elect Director Kayano, Masayasu For For Management 3.5 Elect Director Ishikawa, Hiroshi For For Management 3.6 Elect Director Uchida, Ken For For Management 3.7 Elect Director Hiraizumi, Nobuyuki For For Management 3.8 Elect Director Kajima, Shoichi For For Management 3.9 Elect Director Furukawa, Koji For For Management 3.10 Elect Director Sakane, Masahiro For For Management 3.11 Elect Director Saito, Kiyomi For For Management 3.12 Elect Director Machida, Yukio For For Management 4.1 Appoint Statutory Auditor Kumano, For For Management Takashi 4.2 Appoint Statutory Auditor Fujikawa, For For Management Yukiko -------------------------------------------------------------------------------- KAKAKU.COM, INC. Ticker: 2371 Security ID: J29258100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hayashi, Kaoru For For Management 2.2 Elect Director Hata, Shonosuke For For Management 2.3 Elect Director Murakami, Atsuhiro For For Management 2.4 Elect Director Yuki, Shingo For For Management 2.5 Elect Director Miyazaki, Kanako For For Management 2.6 Elect Director Kato, Tomoharu For For Management 2.7 Elect Director Miyajima, Kazuyoshi For For Management 2.8 Elect Director Kinoshita, Masayuki For For Management 2.9 Elect Director Tada, Kazukuni For For Management -------------------------------------------------------------------------------- KAMIGUMI CO., LTD. Ticker: 9364 Security ID: J29438165 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Kubo, Masami For For Management 2.2 Elect Director Fukai, Yoshihiro For For Management 2.3 Elect Director Tahara, Norihito For For Management 2.4 Elect Director Horiuchi, Toshihiro For For Management 2.5 Elect Director Murakami, Katsumi For For Management 2.6 Elect Director Hiramatsu, Koichi For For Management 2.7 Elect Director Nagata, Yukihiro For For Management 2.8 Elect Director Shiino, Kazuhisa For For Management 2.9 Elect Director Ishibashi, Nobuko For For Management 2.10 Elect Director Suzuki, Mitsuo For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Yasuo 3.2 Appoint Statutory Auditor Nakao, Takumi For For Management 4 Appoint Alternate Statutory Auditor For For Management Saeki, Kuniharu 5 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- KANSAI PAINT CO., LTD. Ticker: 4613 Security ID: J30255129 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mori, Kunishi For For Management 2.2 Elect Director Furukawa, Hidenori For For Management 2.3 Elect Director Teraoka, Naoto For For Management 2.4 Elect Director Yoshida, Kazuhiro For For Management 2.5 Elect Director Nishibayashi, Hitoshi For For Management 2.6 Elect Director Yoshikawa, Keiji For For Management 2.7 Elect Director Ando, Tomoko For For Management 2.8 Elect Director John P. Durkin For For Management 3.1 Appoint Statutory Auditor Aoyagi, Akira For For Management 3.2 Appoint Statutory Auditor Hasebe, For For Management Hideshi 4 Appoint Alternate Statutory Auditor For For Management Nakai, Hiroe -------------------------------------------------------------------------------- KAO CORP. Ticker: 4452 Security ID: J30642169 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Sawada, Michitaka For For Management 3.2 Elect Director Takeuchi, Toshiaki For For Management 3.3 Elect Director Hasebe, Yoshihiro For For Management 3.4 Elect Director Matsuda, Tomoharu For For Management 3.5 Elect Director Kadonaga, Sonosuke For For Management 3.6 Elect Director Shinobe, Osamu For For Management 3.7 Elect Director Mukai, Chiaki For For Management 3.8 Elect Director Hayashi, Nobuhide For For Management 4 Appoint Statutory Auditor Nakazawa, For For Management Takahiro -------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. Ticker: 7012 Security ID: J31502131 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Kanehana, Yoshinori For For Management 2.2 Elect Director Namiki, Sukeyuki For For Management 2.3 Elect Director Hashimoto, Yasuhiko For For Management 2.4 Elect Director Yamamoto, Katsuya For For Management 2.5 Elect Director Nakatani, Hiroshi For For Management 2.6 Elect Director Tamura, Yoshiaki For For Management 2.7 Elect Director Jenifer Rogers For For Management 2.8 Elect Director Tsujimura, Hideo For For Management 3.1 Elect Director and Audit Committee For For Management Member Fukuma, Katsuyoshi 3.2 Elect Director and Audit Committee For For Management Member Nekoshima, Akio 3.3 Elect Director and Audit Committee For For Management Member Kodera, Satoru 3.4 Elect Director and Audit Committee For For Management Member Ishii, Atsuko 3.5 Elect Director and Audit Committee For For Management Member Saito, Ryoichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsukui, Susumu 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- KBC GROUP SA/NV Ticker: KBC Security ID: B5337G162 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Adopt Financial Statements For For Management 5a Approve Allocation of Income For For Management 5b Approve Dividends of EUR 1.00 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Auditors' Remuneration For For Management 10a Indicate Koenraad Debackere as For For Management Independent Director 10b Elect Erik Clinck as Director For For Management 10c Elect Liesbet Okkerse as Director For For Management 10d Reelect Theodoros Roussis as Director For For Management 10e Reelect Sonja De Becker as Director For Against Management 10f Reelect Johan Thijs as Director For For Management 10g Reelect Vladimira Papirnik as For For Management Independent Director 11 Transact Other Business None None Management -------------------------------------------------------------------------------- KDDI CORP. Ticker: 9433 Security ID: J31843105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Tanaka, Takashi For For Management 2.2 Elect Director Takahashi, Makoto For For Management 2.3 Elect Director Shoji, Takashi For For Management 2.4 Elect Director Muramoto, Shinichi For For Management 2.5 Elect Director Mori, Keiichi For For Management 2.6 Elect Director Morita, Kei For For Management 2.7 Elect Director Amamiya, Toshitake For For Management 2.8 Elect Director Takeyama, Hirokuni For For Management 2.9 Elect Director Yoshimura, Kazuyuki For For Management 2.10 Elect Director Yamaguchi, Goro For For Management 2.11 Elect Director Yamamoto, Keiji For For Management 2.12 Elect Director Oyagi, Shigeo For For Management 2.13 Elect Director Kano, Riyo For For Management 2.14 Elect Director Goto, Shigeki For For Management 3.1 Appoint Statutory Auditor Takagi, For For Management Kenichiro 3.2 Appoint Statutory Auditor Honto, Shin For For Management 3.3 Appoint Statutory Auditor Matsumiya, For For Management Toshihiko 3.4 Appoint Statutory Auditor Karube, Jun For For Management -------------------------------------------------------------------------------- KEIHAN HOLDINGS CO., LTD. Ticker: 9045 Security ID: J31975121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Kato, Yoshifumi For For Management 2.2 Elect Director Ishimaru, Masahiro For For Management 2.3 Elect Director Miura, Tatsuya For For Management 2.4 Elect Director Inachi, Toshihiko For For Management 2.5 Elect Director Nakano, Michio For For Management 2.6 Elect Director Ueno, Masaya For For Management 2.7 Elect Director Murao, Kazutoshi For For Management 2.8 Elect Director Hashizume, Shinya For For Management -------------------------------------------------------------------------------- KEIKYU CORP. Ticker: 9006 Security ID: J3217R111 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Ishiwata, Tsuneo For For Management 2.2 Elect Director Harada, Kazuyuki For For Management 2.3 Elect Director Ogura, Toshiyuki For For Management 2.4 Elect Director Michihira, Takashi For For Management 2.5 Elect Director Honda, Toshiaki For For Management 2.6 Elect Director Urabe, Kazuo For For Management 2.7 Elect Director Watanabe, Shizuyoshi For For Management 2.8 Elect Director Kawamata, Yukihiro For For Management 2.9 Elect Director Sato, Kenji For For Management 2.10 Elect Director Tomonaga, Michiko For For Management 2.11 Elect Director Terajima, Yoshinori For For Management 2.12 Elect Director Kakizaki, Tamaki For For Management 3.1 Appoint Statutory Auditor Suetsuna, For For Management Takashi 3.2 Appoint Statutory Auditor Sudo, Osamu For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEIO CORP. Ticker: 9008 Security ID: J32190126 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27.5 2 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Nagata, Tadashi For For Management 3.2 Elect Director Komura, Yasushi For For Management 3.3 Elect Director Nakaoka, Kazunori For For Management 3.4 Elect Director Kawase, Akinobu For For Management 3.5 Elect Director Minami, Yoshitaka For For Management 3.6 Elect Director Terada, Yuichiro For For Management 3.7 Elect Director Takahashi, Atsushi For For Management 3.8 Elect Director Furuichi, Takeshi For For Management 3.9 Elect Director Komada, Ichiro For For Management 3.10 Elect Director Maruyama, So For For Management 3.11 Elect Director Wakabayashi, Katsuyoshi For For Management 4.1 Elect Director and Audit Committee For For Management Member Ito, Shunji 4.2 Elect Director and Audit Committee For Against Management Member Takekawa, Hiroshi 4.3 Elect Director and Audit Committee For For Management Member Kitamura, Keiko 4.4 Elect Director and Audit Committee For For Management Member Kaneko, Masashi 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEISEI ELECTRIC RAILWAY CO., LTD. Ticker: 9009 Security ID: J32233108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2.1 Elect Director Saigusa, Norio For For Management 2.2 Elect Director Kobayashi, Toshiya For For Management 2.3 Elect Director Muroya, Masahiro For For Management 2.4 Elect Director Amano, Takao For For Management 2.5 Elect Director Kawasumi, Makoto For For Management 2.6 Elect Director Toshima, Susumu For For Management 2.7 Elect Director Tanaka, Tsuguo For For Management 2.8 Elect Director Kaneko, Shokichi For For Management 2.9 Elect Director Furukawa, Yasunobu For For Management 2.10 Elect Director Tochigi, Shotaro For For Management 2.11 Elect Director Ito, Yukihiro For For Management 2.12 Elect Director Kikuchi, Misao For For Management 3.1 Appoint Statutory Auditor Matsuyama, For Against Management Yasuomi 3.2 Appoint Statutory Auditor Hirose, For Against Management Masashi -------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED Ticker: BN4 Security ID: Y4722Z120 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Danny Teoh as Director For For Management 4 Elect Veronica Eng as Director For For Management 5 Elect Till Vestring as Director For For Management 6 Elect Teo Siong Seng as Director For For Management 7 Elect Tham Sai Choy as Director For For Management 8 Elect Penny Goh as Director For For Management 9 Approve Directors' Fees for FY 2019 For For Management 10 Approve Directors' Fees for FY 2020 For For Management 11 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Authorize Share Repurchase Program For For Management 14 Approve Mandate for Interested Person For For Management Transactions 15 Adopt KCL Restricted Share Plan 2020 For For Management and Approve Grant of Awards and Issuance of Shares Under the Plan 16 Adopt KCL Performance Share Plan 2020 For For Management and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- KERING SA Ticker: KER Security ID: F5433L103 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 8 per Share 4 Reelect Jean-Pierre Denis as Director For For Management 5 Reelect Ginevra Elkann as Director For For Management 6 Reelect Sophie L Helias as Director For For Management 7 Elect Jean Liu as Director For For Management 8 Elect Tidjane Thiam as Director For For Management 9 Elect Emma Watson as Director For For Management 10 Approve Compensation of Corporate For For Management Officers 11 Approve Compensation of Francois-Henri For Against Management Pinault, Chairman and CEO 12 Approve Compensation of Jean-Francois For Against Management Palus, Vice-CEO 13 Approve Remuneration Policy of For For Management Executive Corporate Officers 14 Approve Remuneration Policy of For For Management Corporate Officers 15 Renew Appointments of Deloitte and For For Management Associes as Auditor and BEAS as Alternate Auditor 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 18 Amend Article 10 of Bylaws Re: Shares For Against Management Hold by Directors and Employee Representative 19 Amend Article 11 of Bylaws Re: Board For For Management Power 20 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Remove Article 18 of Bylaws Re: Censors For For Management 22 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KERRY GROUP PLC Ticker: KRZ Security ID: G52416107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Gerry Behan as Director For For Management 3b Re-elect Dr Hugh Brady as Director For For Management 3c Re-elect Gerard Culligan as Director For For Management 3d Re-elect Dr Karin Dorrepaal as Director For For Management 3e Re-elect Joan Garahy as Director For For Management 3f Re-elect Marguerite Larkin as Director For For Management 3g Re-elect Tom Moran as Director For For Management 3h Re-elect Con Murphy as Director For For Management 3i Re-elect Christopher Rogers as Director For For Management 3j Re-elect Edmond Scanlon as Director For For Management 3k Re-elect Philip Toomey as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 9 Authorise Market Purchase of A For For Management Ordinary Shares -------------------------------------------------------------------------------- KERRY PROPERTIES LIMITED Ticker: 683 Security ID: G52440107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Siu Kong as Director For For Management 3b Elect Kuok Khoon Hua as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares 6D Adopt New Share Option Scheme and For Against Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- KEYENCE CORP. Ticker: 6861 Security ID: J32491102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Takizaki, Takemitsu For For Management 2.2 Elect Director Nakata, Yu For For Management 2.3 Elect Director Kimura, Keiichi For For Management 2.4 Elect Director Yamaguchi, Akiji For For Management 2.5 Elect Director Miki, Masayuki For For Management 2.6 Elect Director Yamamoto, Akinori For For Management 2.7 Elect Director Kanzawa, Akira For For Management 2.8 Elect Director Tanabe, Yoichi For For Management 2.9 Elect Director Taniguchi, Seiichi For For Management 3.1 Appoint Statutory Auditor Takeda, For For Management Hidehiko 3.2 Appoint Statutory Auditor Indo, Hiroji For For Management 4 Appoint Alternate Statutory Auditor For For Management Yamamoto, Masaharu -------------------------------------------------------------------------------- KIKKOMAN CORP. Ticker: 2801 Security ID: J32620106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Mogi, Yuzaburo For For Management 2.2 Elect Director Horikiri, Noriaki For For Management 2.3 Elect Director Yamazaki, Koichi For For Management 2.4 Elect Director Nakano, Shozaburo For For Management 2.5 Elect Director Shimada, Masanao For For Management 2.6 Elect Director Mogi, Osamu For For Management 2.7 Elect Director Matsuyama, Asahi For For Management 2.8 Elect Director Fukui, Toshihiko For For Management 2.9 Elect Director Ozaki, Mamoru For For Management 2.10 Elect Director Inokuchi, Takeo For For Management 2.11 Elect Director Iino, Masako For For Management 3 Appoint Statutory Auditor Mori, Koichi For For Management 4 Appoint Alternate Statutory Auditor For For Management Endo, Kazuyoshi 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- KINGFISHER PLC Ticker: KGF Security ID: G5256E441 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Claudia Arney as Director For For Management 6 Elect Sophie Gasperment as Director For For Management 7 Re-elect Andrew Cosslett as Director For For Management 8 Re-elect Jeff Carr as Director For For Management 9 Re-elect Pascal Cagni as Director For For Management 10 Re-elect Clare Chapman as Director For For Management 11 Re-elect Rakhi Goss-Custard as Director For For Management 12 Re-elect Veronique Laury as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- KINGSPAN GROUP PLC Ticker: KRX Security ID: G52654103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3a Re-elect Eugene Murtagh as Director For For Management 3b Re-elect Gene Murtagh as Director For For Management 3c Re-elect Geoff Doherty as Director For For Management 3d Re-elect Russell Shiels as Director For For Management 3e Re-elect Peter Wilson as Director For For Management 3f Re-elect Gilbert McCarthy as Director For For Management 3g Re-elect Linda Hickey as Director For For Management 3h Re-elect Michael Cawley as Director For For Management 3i Re-elect John Cronin as Director For For Management 3j Re-elect Bruce McLennan as Director For For Management 3k Re-elect Jost Massenberg as Director For For Management 3l Elect Anne Heraty as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 9 Authorise Market Purchase of Shares For For Management 10 Authorise Reissuance of Treasury Shares For For Management 11 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- KINNEVIK AB Ticker: KINV.B Security ID: W5139V109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Amend Articles Re: Set Minimum (474 For For Management Million) and Maximum (1.9 Billion) Number of Shares 7.b Approve 2:1 Stock Split For For Management 7.c Amend Articles Re: Set Minimum (237 For For Management Million) and Maximum (948 Million) Number of Shares; Share Classes 7.d Approve Reduction in Share Capital via For For Management Share Cancellation 7.e Approve Capitalization of Reserves of For For Management SEK 13.8 Million for a Bonus Issue 8.a Amend Articles Re: Give All Shares None Against Shareholder Equal Voting Rights 8.b Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 8.c Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 8.d Instruct Board to Work on Updating None Against Shareholder Swedish National Legislation Regarding Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 9 Close Meeting None None Management -------------------------------------------------------------------------------- KINNEVIK AB Ticker: KINV.B Security ID: W5139V265 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends 10 Approve Discharge of Board and For For Management President 11 Determine Number of Members (7) and For For Management Deputy Members of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 8.5 Million; Approve Remuneration of Auditors 13.a Reelect Susanna Campbell as Director For For Management 13.b Reelect Dame Amelia Fawcett as Director For For Management 13.c Reelect Wilhelm Klingspor as Director For For Management 13.d Reelect Brian McBride as Director For For Management 13.e Reelect Henrik Poulsen as Director For For Management 13.f Reelect Charlotte Stromberg as Director For For Management 13.g Elect Cecilia Qvist as New Director For For Management 14 Reelect Dame Amelia Fawcett as Board For For Management Chairman 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16.a Approve Performance Based Share Plan For For Management LTIP 2020 16.b Introduce Two New Sub-Ordinated Share For For Management Classes 16.c Approve Equity Plan Financing Through For For Management Issuance of Shares 16.d Approve Equity Plan Financing Through For For Management Repurchase of Shares 16.e Approve Equity Plan Financing Through For For Management Transfer of Shares to Participants 17 Approve Financing of Previously For For Management Resolved Long-Term Incentive Plans 18 Authorize Share Repurchase Program For For Management 19 Amend Articles of Association Re: For For Management Article 1 and 7 20.a Amend Articles Re: All Shares Entitle None Against Shareholder to One (1) Vote 20.b Instruct Board to Work for the Swedish None Against Shareholder Companies Act to Abolish Differentiated Voting Powers, firstly by Approaching the Swedish Government 20.c Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 20.d Instruct Board to Work Towards A None Against Shareholder Corresponding Change to be Effectuated in the Swedish National Rulebook, firstly by Approaching the Swedish Government 20.e Instruct Board to Prepare a Proposal None Against Shareholder for an Ethical Code, to be Resolved upon by the AGM 2021 21 Close Meeting None None Management -------------------------------------------------------------------------------- KINTETSU GROUP HOLDINGS CO., LTD. Ticker: 9041 Security ID: J3S955116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Kobayashi, Tetsuya For For Management 2.2 Elect Director Yasumoto, Yoshihiro For For Management 2.3 Elect Director Shirakawa, Masaaki For For Management 2.4 Elect Director Murai, Hiroyuki For For Management 2.5 Elect Director Wakai, Takashi For For Management 2.6 Elect Director Tsuji, Takashi For For Management 2.7 Elect Director Kurahashi, Takahisa For For Management 2.8 Elect Director Okamoto, Kunie For For Management 2.9 Elect Director Murata, Ryuichi For For Management 2.10 Elect Director Yanagi, Masanori For For Management 2.11 Elect Director Ogura, Toshihide For For Management 2.12 Elect Director Hara, Shiro For For Management 2.13 Elect Director Nishimura, Takashi For For Management 3.1 Appoint Statutory Auditor Tabuchi, For For Management Hirohisa 3.2 Appoint Statutory Auditor Maeda, For For Management Masahiro 3.3 Appoint Statutory Auditor Suzuki, For For Management Kazumi 3.4 Appoint Statutory Auditor Katayama, For For Management Toshiko 3.5 Appoint Statutory Auditor Tada, Hitoshi For For Management -------------------------------------------------------------------------------- KIRIN HOLDINGS CO., LTD. Ticker: 2503 Security ID: 497350108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32.5 2.1 Elect Director Isozaki, Yoshinori For For Management 2.2 Elect Director Nishimura, Keisuke For For Management 2.3 Elect Director Miyoshi, Toshiya For For Management 2.4 Elect Director Yokota, Noriya For For Management 2.5 Elect Director Kobayashi, Noriaki For For Management 2.6 Elect Director Arakawa, Shoshi For For Management 2.7 Elect Director Mori, Masakatsu For For Management 2.8 Elect Director Yanagi, Hiroyuki For For Management 2.9 Elect Director Matsuda, Chieko For For Management 2.10 Elect Director Shiono, Noriko For For Management 2.11 Elect Director Rod Eddington For For Management 2.12 Elect Director George Olcott For For Management 3 Appoint Statutory Auditor Kashima, For For Management Kaoru 4 Approve Trust-Type Equity Compensation For For Management Plan and Phantom Stock Plan 5 Approve Compensation Ceiling for For For Management Directors 6 Initiate Share Repurchase Program Against Against Shareholder 7 Approve Restricted Stock Plan Against Against Shareholder 8 Reduce Cash Compensation Celling for Against Against Shareholder Directors to JPY 600 Million per Year 9.1 Elect Shareholder Director Nominee Against Against Shareholder Nicholas E Benes 9.2 Elect Shareholder Director Nominee Against Against Shareholder Kikuchi, Kanako -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Jean-Marc Jestin, Chairman of the Management Board 6 Approve Termination Package of For For Management Jean-Michel Gault, Vice-CEO 7 Reelect Catherine Simoni as For For Management Supervisory Board Member 8 Reelect Florence Von Erb as For For Management Supervisory Board Member 9 Reelect Stanley Shashoua as For For Management Supervisory Board Member 10 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Chairman of the Supervisory Board and Members, Chairman of the Management Board and Members 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of Vice-CEO For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 20 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Amend Article 17 of Bylaws Re: For For Management Supervisory Board Members Remuneration 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KNORR-BREMSE AG Ticker: KBX Security ID: D4S43E114 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Supervisory For For Management Board 8.1 Elect Thomas Enders to the Supervisory For For Management Board 8.2 Elect Heinz Thiele to the Supervisory For For Management Board 8.3 Elect Theodor Weimer to the For For Management Supervisory Board 9 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- KOBAYASHI PHARMACEUTICAL CO., LTD. Ticker: 4967 Security ID: J3430E103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Kobayashi, Kazumasa For For Management 2.2 Elect Director Kobayashi, Akihiro For For Management 2.3 Elect Director Yamane, Satoshi For For Management 2.4 Elect Director Tsuji, Haruo For For Management 2.5 Elect Director Ito, Kunio For For Management 2.6 Elect Director Sasaki, Kaori For For Management 3 Appoint Statutory Auditor Ariizumi, For For Management Chiaki -------------------------------------------------------------------------------- KOITO MANUFACTURING CO., LTD. Ticker: 7276 Security ID: J34899104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Appoint Statutory Auditor Kikuchi, For For Management Mitsuo 2.2 Appoint Statutory Auditor Kawaguchi, For For Management Yohei 2.3 Appoint Statutory Auditor Suzuki, For Against Management Yukinobu -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Ohashi, Tetsuji For For Management 2.2 Elect Director Ogawa, Hiroyuki For For Management 2.3 Elect Director Moriyama, Masayuki For For Management 2.4 Elect Director Mizuhara, Kiyoshi For For Management 2.5 Elect Director Urano, Kuniko For For Management 2.6 Elect Director Kigawa, Makoto For For Management 2.7 Elect Director Kunibe, Takeshi For For Management 2.8 Elect Director Arthur M. Mitchell For For Management 3 Appoint Statutory Auditor Sasaki, For For Management Terumi -------------------------------------------------------------------------------- KONAMI HOLDINGS CORP. Ticker: 9766 Security ID: J3600L101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kozuki, Kagemasa For For Management 2.2 Elect Director Higashio, Kimihiko For For Management 2.3 Elect Director Hayakawa, Hideki For For Management 2.4 Elect Director Okita, Katsunori For For Management 2.5 Elect Director Matsura, Yoshihiro For For Management 2.6 Elect Director Gemma, Akira For For Management 2.7 Elect Director Yamaguchi, Kaori For For Management 2.8 Elect Director Kubo, Kimito For For Management -------------------------------------------------------------------------------- KONE OYJ Ticker: KNEBV Security ID: X4551T105 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.6975 per Class A Share and EUR 1.70 per Class B Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 60,000 for Chairman, EUR 50,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Matti Alahuhta, Anne Brunila, For Against Management Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors; Elect Susan Duinhoven as New Director 14 Amend Articles Re: Business Area; For For Management Auditors; General Meeting 15.a Approve Remuneration of Auditors For For Management 15.b Fix Number of Auditors at Two for For For Management Financial Year 2020 15.c Fix Number of Auditors at One for For For Management Financial Year 2021 15.d Ratify PricewaterhouseCoopers and For For Management Jouko Malinen as Auditors for Financial Year 2020 15.e Ratify Ernst & Young as Auditors for For For Management Financial Year 2021 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance Shares without For For Management Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- KONICA MINOLTA, INC. Ticker: 4902 Security ID: J36060119 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsuzaki, Masatoshi For Against Management 1.2 Elect Director Yamana, Shoei For For Management 1.3 Elect Director Hatchoji, Takashi For For Management 1.4 Elect Director Fujiwara, Taketsugu For For Management 1.5 Elect Director Hodo, Chikatomo For For Management 1.6 Elect Director Sakie Tachibana For For Management Fukushima 1.7 Elect Director Sakuma, Soichiro For For Management 1.8 Elect Director Ito, Toyotsugu For Against Management 1.9 Elect Director Suzuki, Hiroyuki For Against Management 1.10 Elect Director Taiko, Toshimitsu For For Management 1.11 Elect Director Hatano, Seiji For For Management 1.12 Elect Director Uchida, Masafumi For For Management -------------------------------------------------------------------------------- KONINKLIJKE DSM NV Ticker: DSM Security ID: N5017D122 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report For Abstain Management 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 2.40 Per Share For For Management 6.a Approve Discharge of Management Board For For Management 6.b Approve Discharge of Supervisory Board For For Management 7.a Reelect Rob Routs to Supervisory Board For For Management 7.b Reelect Eileen Kennedy to Supervisory For For Management Board 7.c Reelect Pradeep Pant to Supervisory For For Management Board 7.d Elect Thomas Leysen to Supervisory For For Management Board 8 Ratify KPMG as Auditors For For Management 9.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital in Connection with a Rights Issue 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Approve Reduction in Share Capital For For Management through Cancellation of Shares 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 President's Speech None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.85 Per Share For For Management 2.d Approve Remuneration Report For For Management 2.e Approve Discharge of Management Board For For Management 2.f Approve Discharge of Supervisory Board For For Management 3.a Approve Remuneration Policy for For For Management Management Board 3.b Approve Long Term Incentive Plan for For For Management Management Board Members 3.c Approve Remuneration Policy for For For Management Supervisory Board 4.a Reelect N. Dhawan to Supervisory Board For For Management 4.b Elect F. Sijbesma to Supervisory Board For For Management 4.c Elect P. Loscher to Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Repurchased For For Management Shares 8 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of EUR 0.85 Per Share For For Management -------------------------------------------------------------------------------- KOSE CORP. Ticker: 4922 Security ID: J3622S100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Kobayashi, Kazutoshi For For Management 2.2 Elect Director Kobayashi, Takao For For Management 2.3 Elect Director Kobayashi, Yusuke For For Management 2.4 Elect Director Kikuma, Yukino For For Management 2.5 Elect Director Maeda, Yuko For For Management 3.1 Appoint Statutory Auditor Tanabe, For For Management Shinji 3.2 Appoint Statutory Auditor Kobayashi, For For Management Kumi 4 Approve Bonus Related to Retirement For Against Management Bonus System Abolition 5 Approve Bonus Related to Retirement For Against Management Bonus System Abolition 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KUBOTA CORP. Ticker: 6326 Security ID: J36662138 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimata, Masatoshi For For Management 1.2 Elect Director Kitao, Yuichi For For Management 1.3 Elect Director Yoshikawa, Masato For For Management 1.4 Elect Director Sasaki, Shinji For For Management 1.5 Elect Director Kurosawa, Toshihiko For For Management 1.6 Elect Director Watanabe, Dai For For Management 1.7 Elect Director Matsuda, Yuzuru For For Management 1.8 Elect Director Ina, Koichi For For Management 1.9 Elect Director Shintaku, Yutaro For For Management 2 Appoint Statutory Auditor Yamada, For For Management Yuichi 3 Approve Annual Bonus For For Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KUEHNE + NAGEL INTERNATIONAL AG Ticker: KNIN Security ID: H4673L145 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Renato Fassbind as Director For For Management 4.1.2 Reelect Karl Gernandt as Director For For Management 4.1.3 Reelect David Kamenetzky as Director For For Management 4.1.4 Reelect Klaus-Michael Kuehne as For For Management Director 4.1.5 Reelect Hauke Stars as Director For For Management 4.1.6 Reelect Martin Wittig as Director For For Management 4.1.7 Reelect Joerg Wolle as Director For For Management 4.2 Elect Dominik Buergy as Director For For Management 4.3 Reelect Joerg Wolle as Board Chairman For For Management 4.4.1 Appoint Karl Gernandt as Member of the For For Management Compensation Committee 4.4.2 Appoint Klaus-Michael Kuehne as Member For Against Management of the Compensation Committee 4.4.3 Appoint Hauke Stars as Member of the For For Management Compensation Committee 4.5 Designate Investarit AG as Independent For For Management Proxy 4.6 Ratify Ernst & Young AG as Auditors For For Management 5 Approve Creation of CHF 20 Million For Against Management Pool of Capital without Preemptive Rights 6 Approve Remuneration Report For Against Management 7.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5 Million 7.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 20 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- KURARAY CO., LTD. Ticker: 3405 Security ID: J37006137 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Ito, Masaaki For For Management 2.2 Elect Director Hayase, Hiroaya For For Management 2.3 Elect Director Sano, Yoshimasa For For Management 2.4 Elect Director Abe, Kenichi For For Management 2.5 Elect Director Kawahara, Hitoshi For For Management 2.6 Elect Director Taga, Keiji For For Management 2.7 Elect Director Matthias Gutweiler For For Management 2.8 Elect Director Takai, Nobuhiko For For Management 2.9 Elect Director Hamaguchi, Tomokazu For For Management 2.10 Elect Director Hamano, Jun For For Management 2.11 Elect Director Murata, Keiko For For Management 2.12 Elect Director Tanaka, Satoshi For For Management 3 Appoint Statutory Auditor Nakayama, For For Management Kazuhiro -------------------------------------------------------------------------------- KURITA WATER INDUSTRIES LTD. Ticker: 6370 Security ID: J37221116 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Kadota, Michiya For For Management 2.2 Elect Director Ito, Kiyoshi For For Management 2.3 Elect Director Yamada, Yoshio For For Management 2.4 Elect Director Ejiri, Hirohiko For For Management 2.5 Elect Director Suzuki, Yasuo For For Management 2.6 Elect Director Kobayashi, Toshimi For For Management 2.7 Elect Director Moriwaki, Tsuguto For For Management 2.8 Elect Director Sugiyama, Ryoko For For Management 2.9 Elect Director Tanaka, Keiko For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Kenjiro 3.2 Appoint Statutory Auditor Tada, For For Management Toshiaki 4 Appoint Alternate Statutory Auditor For For Management Nagasawa, Tetsuya -------------------------------------------------------------------------------- KYOCERA CORP. Ticker: 6971 Security ID: J37479110 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Appoint Statutory Auditor Harada, For For Management Itsuki 2.2 Appoint Statutory Auditor Sakata, For For Management Hitoshi 2.3 Appoint Statutory Auditor Akiyama, For For Management Masaaki 2.4 Appoint Statutory Auditor Koyama, For For Management Shigeru -------------------------------------------------------------------------------- KYOWA KIRIN CO., LTD. Ticker: 4151 Security ID: J38296117 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Miyamoto, Masashi For For Management 3.2 Elect Director Osawa, Yutaka For For Management 3.3 Elect Director Mikayama, Toshifumi For For Management 3.4 Elect Director Yokota, Noriya For For Management 3.5 Elect Director Uryu, Kentaro For For Management 3.6 Elect Director Morita, Akira For For Management 3.7 Elect Director Haga, Yuko For For Management 4 Appoint Statutory Auditor Ueno, Masaki For Against Management 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KYUSHU ELECTRIC POWER CO., INC. Ticker: 9508 Security ID: J38468104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 1,052,877 for Class A Preferred Shares and JPY 15 for Ordinary Shares 2.1 Elect Director Uriu, Michiaki For For Management 2.2 Elect Director Ikebe, Kazuhiro For For Management 2.3 Elect Director Yakushinji, Hideomi For For Management 2.4 Elect Director Fujii, Ichiro For For Management 2.5 Elect Director Toyoma, Makoto For For Management 2.6 Elect Director Osa, Nobuya For For Management 2.7 Elect Director Toyoshima, Naoyuki For For Management 2.8 Elect Director Ogura, Yoshio For For Management 2.9 Elect Director Akiyama, Yasuji For For Management 2.10 Elect Director Watanabe, Akiyoshi For For Management 2.11 Elect Director Sakie Fukushima For For Management Tachibana 3.1 Elect Director and Audit Committee For For Management Member Koga, Kazutaka 3.2 Elect Director and Audit Committee For For Management Member Fujita, Kazuko 3.3 Elect Director and Audit Committee For For Management Member Tani, Hiroko 4 Amend Articles to Add Provision on Against Against Shareholder Abolition of Advisory Positions 5 Amend Articles to Establish Against Against Shareholder Investigation Committee on Illegal Funding concerning Nuclear Power Generation and Related Businesses 6 Amend Articles to Establish Tritium Against Against Shareholder Contamination Investigation Committee 7 Amend Articles to Add Provision Against Against Shareholder concerning Employment of Nuclear Site Workers 8 Amend Articles to Add Provision Against Against Shareholder concerning Duration of Operation of Nuclear Power Plants 9 Amend Articles to Suspend Operation of Against Against Shareholder Nuclear Power Plants in Genkai Town and Sendai City -------------------------------------------------------------------------------- KYUSHU RAILWAY CO. Ticker: 9142 Security ID: J41079104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 46.5 2.1 Elect Director Karaike, Koji For For Management 2.2 Elect Director Aoyagi, Toshihiko For For Management 2.3 Elect Director Tanaka, Ryuji For For Management 2.4 Elect Director Furumiya, Yoji For For Management 2.5 Elect Director Mori, Toshihiro For For Management 2.6 Elect Director Fukunaga, Hiroyuki For For Management 2.7 Elect Director Nuki, Masayoshi For For Management 2.8 Elect Director Kuwano, Izumi For For Management 2.9 Elect Director Ichikawa, Toshihide For For Management 2.10 Elect Director Asatsuma, Shinji For For Management 2.11 Elect Director Muramatsu, Kuniko For For Management 3.1 Elect Director and Audit Committee For For Management Member Kuga, Eiichi 3.2 Elect Director and Audit Committee For For Management Member Hirokawa, Masaya 3.3 Elect Director and Audit Committee For Against Management Member Ide, Kazuhide 3.4 Elect Director and Audit Committee For For Management Member Eto, Yasunori 4 Amend Articles to Disclose Revenues, Against Against Shareholder EBITDA, Net Operating Income and Appraised Cap Rate for Each Commercial and Residential Real Estate Assets 5 Elect Shareholder Director Nominee Against Against Shareholder Takei, Fumiyo 6 Elect Shareholder Director Nominee Against Against Shareholder Motoyoshi, Daizo 7 Elect Shareholder Director Nominee Against Against Shareholder Nagao, Yoshiko -------------------------------------------------------------------------------- L'OREAL SA Ticker: OR Security ID: F58149133 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.85 per Share and an Extra of EUR 0.38 per Share to Long Term Registered Shares 4 Elect Nicolas Meyers as Director For For Management 5 Elect Ilham Kadri as Director For For Management 6 Reelect Beatrice Guillaume-Grabisch as For For Management Director 7 Reelect Jean-Victor Meyers as Director For For Management 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Jean-Paul For For Management Agon, Chairman and CEO 10 Approve Remuneration Policy of For For Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize up to 0.6 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 16 Amend Article 8 of Bylaws Re: Employee For For Management Reprensentatives 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LA FRANCAISE DES JEUX SA Ticker: FDJ Security ID: F55896108 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.45 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Predica as Director For For Management 6 Elect David Chianese as Representative None For Management of Employee Shareholders to the Board 7 Elect Sebastien Devillepoix as None Against Management Representative of Employee Shareholders to the Board 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Stephane For For Management Pallez, Chairman and CEO 10 Approve Compensation of Charles For For Management Lantieri, Vice-CEO 11 Approve Remuneration Policy of For Against Management Corporate Officers 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Amend Article 1 of Bylaws Re: For For Management Corporate Purpose 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Capital 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Capital 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital 17 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 19 Authorize Capitalization of Reserves For For Management for Bonus Issue or Increase in Par Value 20 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LAFARGEHOLCIM LTD. Ticker: LHN Security ID: H4768E105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3.1 Approve Allocation of Income For For Management 3.2 Approve Dividends of CHF 2.00 per For For Management Share from Capital Contribution Reserves 4.1a Reelect Beat Hess as Director and For For Management Board Chairmann 4.1b Reelect Oscar Fanjul as Director For For Management 4.1c Reelect Colin Hall as Director For For Management 4.1d Reelect Naina Kidwai as Director For For Management 4.1e Reelect Patrick Kron as Director For For Management 4.1f Reelect Adrian Loader as Director For For Management 4.1g Reelect Juerg Oleas as Director For For Management 4.1h Reelect Claudia Ramirez as Director For For Management 4.1i Reelect Hanne Sorensen as Director For For Management 4.1j Reelect Dieter Spaelti as Director For For Management 4.2.1 Elect Philippe Block as Director For For Management 4.2.2 Elect Kim Fausing as Director For For Management 4.3.1 Reappoint Oscar Fanjul as Member of For For Management the Nomination, Compensation and Governance Committee 4.3.2 Reappoint Adrian Loader as Member of For For Management the Nomination, Compensation and Governance Committee 4.3.3 Reappoint Hanne Sorensen as Member of For For Management the Nomination, Compensation and Governance Committee 4.4.1 Appoint Colin Hall as Member of the For For Management Nomination, Compensation and Governance Committee 4.4.2 Appoint Claudia Ramirez as Member of For For Management the Nomination, Compensation and Governance Committee 4.5.1 Ratify Deloitte AG as Auditors For For Management 4.5.2 Designate Sabine Burkhalter For For Management Kaimakliotis as Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.4 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 42.5 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LAND SECURITIES GROUP PLC Ticker: LAND Security ID: G5375M142 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Madeleine Cosgrave as Director For For Management 5 Elect Christophe Evain as Director For For Management 6 Re-elect Robert Noel as Director For For Management 7 Re-elect Martin Greenslade as Director For For Management 8 Re-elect Colette O'Shea as Director For For Management 9 Re-elect Christopher Bartram as For For Management Director 10 Re-elect Edward Bonham Carter as For For Management Director 11 Re-elect Nicholas Cadbury as Director For For Management 12 Re-elect Cressida Hogg as Director For For Management 13 Re-elect Stacey Rauch as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- LAWSON, INC. Ticker: 2651 Security ID: J3871L103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Takemasu, Sadanobu For For Management 3.2 Elect Director Imada, Katsuyuki For For Management 3.3 Elect Director Nakaniwa, Satoshi For For Management 3.4 Elect Director Kyoya, Yutaka For For Management 3.5 Elect Director Hayashi, Keiko For For Management 3.6 Elect Director Nishio, Kazunori For For Management 3.7 Elect Director Iwamura, Miki For For Management 3.8 Elect Director Suzuki, Satoko For For Management 4.1 Appoint Statutory Auditor Imagawa, For For Management Shuichi 4.2 Appoint Statutory Auditor Yoshida, For For Management Keiko 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- LE LUNDBERGFORETAGEN AB Ticker: LUND.B Security ID: W54114108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Discharge of Board and For For Management President 9.c Approve Allocation of Income and For For Management Omission of Dividends 10 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 840,000 for Chairman and SEK 280,000 for other Directors; Approve Remuneration of Auditors 12 Reelect Carl Bennet, Lilian Biner, For Against Management Mats Guldbrand (Chairman), Louise Lindh, Fredrik Lundberg, Katarina Martinson, Sten Peterson and Lars Pettersson as Directors; Elect Bo Selling as New Director 13 Ratify KPMG as Auditors For For Management 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program For For Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC Ticker: LGEN Security ID: G54404127 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Michelle Scrimgeour as Director For For Management 4 Re-elect Henrietta Baldock as Director For For Management 5 Re-elect Philip Broadley as Director For For Management 6 Re-elect Jeff Davies as Director For For Management 7 Re-elect Sir John Kingman as Director For For Management 8 Re-elect Lesley Knox as Director For For Management 9 Re-elect George Lewis as Director For For Management 10 Re-elect Kerrigan Procter as Director For For Management 11 Re-elect Toby Strauss as Director For For Management 12 Re-elect Julia Wilson as Director For For Management 13 Re-elect Nigel Wilson as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity in For For Management Connection with the Issue of Contingent Convertible Securities 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LEGRAND SA Ticker: LR Security ID: F56196185 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.34 per Share 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Gilles For For Management Schnepp, Chairman of the Board 6 Approve Compensation of Benoit For For Management Coquart, CEO 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of Board For For Management Members 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.2 Million 11 Reelect Isabelle Boccon-Gibod as For For Management Director 12 Reelect Christel Bories as Director For For Management 13 Reelect Angeles Garcia-Poveda as For For Management Director 14 Elect Benoit Coquart as Director For For Management 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Amend Article 9 of Bylaws Re: For For Management Directors Length of Terms 17 Amend Article 9 of Bylaws Re: Employee For For Management Representative 18 Amend Article 9 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 19 Amend Article 9 of Bylaws Re: Board For For Management Powers 20 Amend Articles 10, 11 and 13 to Comply For For Management with Legal Changes 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 100 Million 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 29 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 22-25 and 27-28 at EUR 200 Million 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LENDLEASE GROUP Ticker: LLC Security ID: Q55368114 Meeting Date: NOV 20, 2019 Meeting Type: Annual/Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect David Craig as Director For For Management 2b Elect Nicola Wakefield Evans as For For Management Director 3 Approve Remuneration Report For Abstain Management 4 Approve Issuance of Performance Rights For Abstain Management to Stephen McCann -------------------------------------------------------------------------------- LEONARDO SPA Ticker: LDO Security ID: T6S996112 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports of Sistemi Dinamici SpA 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income of Leonardo SpA 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Luciano Carta as Board Chair None For Shareholder 7 Approve Remuneration of Directors For Against Management 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For Against Management Remuneration Report 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- LINE CORP. Ticker: 3938 Security ID: J38932109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Note the Financial Statements and None None Management Statutory Reports 2 Note the Appointment of Auditor and None None Management Fixing of Their Remuneration 3.1 Elect Ed Chan Yiu Cheong as Director For For Management 3.2 Elect Blair Chilton Pickerell as For For Management Director 3.3 Elect May Siew Boi Tan as Director For For Management 4 Authorize Repurchase of Issued Units For For Management -------------------------------------------------------------------------------- LION CORP. Ticker: 4912 Security ID: J38933107 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hama, Itsuo For For Management 1.2 Elect Director Kikukawa, Masazumi For For Management 1.3 Elect Director Kobayashi, Kenjiro For For Management 1.4 Elect Director Sakakibara, Takeo For For Management 1.5 Elect Director Kume, Yugo For For Management 1.6 Elect Director Noritake, Fumitomo For For Management 1.7 Elect Director Uchida, Kazunari For For Management 1.8 Elect Director Shiraishi, Takashi For For Management 1.9 Elect Director Sugaya, Takako For For Management 2 Appoint Alternate Statutory Auditor For For Management Sunaga, Akemi -------------------------------------------------------------------------------- LIXIL GROUP CORP. Ticker: 5938 Security ID: J3893W103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Matsumoto, Sachio For For Management 2.3 Elect Director Hwa Jin Song Montesano For For Management 2.4 Elect Director Uchibori, Tamio For For Management 2.5 Elect Director Onimaru, Kaoru For For Management 2.6 Elect Director Suzuki, Teruo For For Management 2.7 Elect Director Nishiura, Yuji For For Management 2.8 Elect Director Hamaguchi, Daisuke For For Management 2.9 Elect Director Matsuzaki, Masatoshi For For Management -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLOY Security ID: G5533W248 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect William Chalmers as Director For For Management 3 Elect Sarah Legg as Director For For Management 4 Elect Catherine Woods as Director For For Management 5 Re-elect Lord Blackwell as Director For For Management 6 Re-elect Juan Colombas as Director For For Management 7 Re-elect Alan Dickinson as Director For For Management 8 Re-elect Simon Henry as Director For For Management 9 Re-elect Antonio Horta-Osorio as For For Management Director 10 Re-elect Lord Lupton as Director For For Management 11 Re-elect Amanda Mackenzie as Director For For Management 12 Re-elect Nick Prettejohn as Director For For Management 13 Re-elect Stuart Sinclair as Director For For Management 14 Re-elect Sara Weller as Director For For Management 15 Approve Remuneration Policy For Against Management 16 Approve Remuneration Report For For Management 17 Approve Final Dividend For Abstain Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Approve Long Term Share Plan For Against Management 21 Authorise EU Political Donations and For For Management Expenditure 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 24 Authorise Issue of Equity without For For Management Pre-emptive Rights 25 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 26 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise Market Purchase of For For Management Preference Shares 29 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Refinitiv For For Management 2 Authorise Issue of Equity in For For Management Connection with the Acquisition -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For Abstain Management 5 Re-elect Jacques Aigrain as Director For For Management 6 Re-elect Marshall Bailey as Director For For Management 7 Re-elect Kathleen DeRose as Director For For Management 8 Re-elect Cressida Hogg as Director For For Management 9 Re-elect Raffaele Jerusalmi as Director For For Management 10 Re-elect Stephen O'Connor as Director For For Management 11 Re-elect Val Rahmani as Director For For Management 12 Re-elect Don Robert as Director For For Management 13 Re-elect David Schwimmer as Director For For Management 14 Re-elect Andrea Sironi as Director For For Management 15 Re-elect David Warren as Director For For Management 16 Elect Dominic Blakemore as Director For For Management 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise Issue of Equity For For Management 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve Deferred Bonus Plan For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LONZA GROUP AG Ticker: LONN Security ID: H50524133 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 2.75 per Share 5.1.1 Reelect Werner Bauer as Director For For Management 5.1.2 Reelect Albert Baehny as Director For For Management 5.1.3 Reelect Angelica Kohlmann as Director For For Management 5.1.4 Reelect Christoph Maeder as Director For For Management 5.1.5 Reelect Barbara Richmond as Director For For Management 5.1.6 Reelect Juergen Steinemann as Director For For Management 5.1.7 Reelect Olivier Verscheure as Director For For Management 5.2.1 Elect Dorothee Deuring as Director For For Management 5.2.2 Elect Moncef Slaoui as Director For For Management 5.3 Reelect Albert Baehny as Board Chairman For For Management 5.4.1 Reappoint Angelica Kohlmann as Member For For Management of the Nomination and Compensation Committee 5.4.2 Reappoint Christoph Maeder as Member For For Management of the Nomination and Compensation Committee 5.4.3 Reappoint Juergen Steinemann as Member For For Management of the Nomination and Compensation Committee 6 Ratify KPMG Ltd as Auditors For For Management 7 Designate ThomannFischer as For For Management Independent Proxy 8 Approve Remuneration of Directors in For For Management the Amount of CHF 2.9 Million 9.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5.8 Million for the Period July 1, 2020 - June 30, 2021 9.2 Approve Variable Short-Term For For Management Remuneration of Executive Committee in the Amount of CHF 4 Million for Fiscal 2019 9.3 Approve Variable Long-Term For For Management Remuneration of Executive Committee in the Amount of CHF 12 Million for Fiscal 2020 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LUNDIN PETROLEUM AB Ticker: LUPE Security ID: W64566107 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Approve Share Swap Agreement; Approve For For Management SEK 556,594 Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 556,594 8 Approve Subsidiary Lundin Norway AS' For For Management Sale of 2.6 Percent of Johan Sverdrup unit to Equinor Energy AS 9 Close Meeting None None Management -------------------------------------------------------------------------------- LUNDIN PETROLEUM AB Ticker: LUPE Security ID: W64566107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of USD 1.80 Per Share 10 Approve Discharge of Board and For For Management President 11.a Amend Policy on Remuneration of Group Against Against Shareholder Management to Introduce a Recoupment Policy 11.b Instruct Board to Urge Group Against Against Shareholder Management to Promptly Disclose Certain Information and to Take Certain Actions 12 Receive Nomination Committee's Report None None Management 13 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 14 Approve Remuneration of Directors in For For Management the Amount of USD 130,000 for Chairman and USD 62,000 for Other Directors; Approve Remuneration for Committee Work 15.a Reelect Peggy Bruzelius as Director For For Management 15.b Reelect Ashley Heppenstall as Director For Against Management 15.c Reelect Ian Lundin as Director For Against Management 15.d Reelect Lukas Lundin as Director For Against Management 15.e Reelect Grace Skaugen as Director For For Management 15.f Reelect Torstein Sanness as Director For For Management 15.g Reelect Alex Schneiter as Director For For Management 15.h Reelect Jakob Thomasen as Director For For Management 15.i Reelect Cecilia Vieweg as Director For For Management 15.j Reelect Ian Lundin as Board Chairman For Against Management 16 Approve Remuneration of Auditors For For Management 17 Ratify Ernst & Young as Auditors For For Management 18 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 19 Approve Performance Share Incentive For For Management Plan LTIP 2020 20 Approve Equity Plan Financing of LTIPs For For Management 2017, 2018 and 2019 21 Approve Equity Plan Financing of LTIP For For Management 2020 22 Approve Issuance of up to 28.5 Million For For Management Shares without Preemptive Rights 23 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 24 Authorize Chairman of Board and For For Management Representatives of Minimum Three and Maximum Four of Company's Largest Shareholders to Serve on Nominating Committee 25 Change Company Name to Lundin Energy For For Management AB; Approve Other Article Amendments 26 Receive President's Report None None Management 27 Close Meeting None None Management -------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON SE Ticker: MC Security ID: F58485115 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.80 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Delphine Arnault as Director For For Management 6 Reelect Antonio Belloni as Director For For Management 7 Reelect Diego Della Valle as Director For For Management 8 Reelect Marie-Josee Kravis as Director For For Management 9 Reelect Marie-Laure Sauty de Chalon as For For Management Director 10 Elect Natacha Valla as Director For For Management 11 Appoint Lord Powell of Bayswater as For Against Management Censor 12 Approve Compensation Report of For Against Management Corporate Officers 13 Approve Compensation of Bernard For Against Management Arnault, Chairman and CEO 14 Approve Compensation of Antonio For Against Management Belloni, Vice-CEO 15 Approve Remuneration Policy of For For Management Corporate Officers 16 Approve Remuneration Policy of For Against Management Chairman and CEO 17 Approve Remuneration Policy of Vice-CEO For Against Management 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 21 Amend Article 11 of Bylaws Re: For For Management Employee Representative 22 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 23 Amend Article 14 of Bylaws Re: Board For For Management Powers 24 Amend Article 20, 21, 23 and 25 of For For Management Bylaws to Comply with Legal Changes -------------------------------------------------------------------------------- M&G PLC Ticker: MNG Security ID: G6107R102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Mike Evans as Director For For Management 5 Elect John Foley as Director For For Management 6 Elect Clare Bousfield as Director For For Management 7 Elect Clive Adamson as Director For For Management 8 Elect Robin Lawther as Director For For Management 9 Elect Clare Thompson as Director For For Management 10 Elect Massimo Tosato as Director For For Management 11 Appoint KPMG LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Preference Shares For For Management 16 Authorise Issue of Equity in For For Management Connection with the Issue of Mandatory Convertible Securities 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- M3, INC. Ticker: 2413 Security ID: J4697J108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanimura, Itaru For For Management 1.2 Elect Director Tomaru, Akihiko For For Management 1.3 Elect Director Tsuchiya, Eiji For For Management 1.4 Elect Director Izumiya, Kazuyuki For For Management 1.5 Elect Director Urae, Akinori For For Management 1.6 Elect Director Yoshida, Kenichiro For For Management 1.7 Elect Director Mori, Kenichi For For Management 2.1 Elect Director and Audit Committee For For Management Member Ii, Masako 2.2 Elect Director and Audit Committee For For Management Member Yamazaki, Mayuka 2.3 Elect Director and Audit Committee For For Management Member Toyama, Ryoko -------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED Ticker: MQG Security ID: Q57085286 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Michael J Hawker as Director For For Management 2b Elect Michael J Coleman as Director For For Management 2c Elect Philip M Coffey as Director For For Management 2d Elect Jillian R Broadbent as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Participation of Shemara For For Management Wikramanayake in the Macquarie Group Employee Retained Equity Plan 5 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Issuance of Macquarie Group For For Management Capital Notes 4 -------------------------------------------------------------------------------- MAGELLAN FINANCIAL GROUP LTD. Ticker: MFG Security ID: Q5713S107 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Hamish Douglass as Director For For Management 3b Elect Hamish McLennan as Director For For Management 4a Approve Issuance of Shares to Brett For For Management Cairns Under the Share Purchase Plan 4b Approve Grant of Related Party For For Management Benefits to Brett Cairns -------------------------------------------------------------------------------- MAKITA CORP. Ticker: 6586 Security ID: J39584107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2.1 Appoint Statutory Auditor Wakayama, For For Management Mitsuhiko 2.2 Appoint Statutory Auditor Kodama, Akira For For Management 2.3 Appoint Statutory Auditor Inoue, Shoji For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- MAPFRE SA Ticker: MAP Security ID: E7347B107 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Integrated Report for Fiscal For For Management Year 2019 Including Consolidated Non-Financial Information Report 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Reelect Ignacio Baeza Gomez as Director For For Management 6 Reelect Jose Antonio Colomer Guiu as For For Management Director 7 Reelect Maria Leticia de Freitas Costa For For Management as Director 8 Ratify Appointment of and Elect Rosa For For Management Maria Garcia Garcia as Director 9 Approve Remuneration Policy For Against Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Board to Delegate the Powers For For Management Conferred by the General Meeting in Favor of the Executive Committee 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Authorize Board to Clarify or For For Management Interpret Preceding Resolutions -------------------------------------------------------------------------------- MARKS & SPENCER GROUP PLC Ticker: MKS Security ID: G5824M107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Archie Norman as Director For For Management 5 Re-elect Steve Rowe as Director For For Management 6 Re-elect Humphrey Singer as Director For For Management 7 Re-elect Katie Bickerstaffe as Director For For Management 8 Re-elect Alison Brittain as Director For For Management 9 Re-elect Andrew Fisher as Director For For Management 10 Re-elect Andy Halford as Director For For Management 11 Re-elect Pip McCrostie as Director For For Management 12 Elect Justin King as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve ROI Sharesave Plan For For Management -------------------------------------------------------------------------------- MARUBENI CORP. Ticker: 8002 Security ID: J39788138 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kokubu, Fumiya For For Management 2.2 Elect Director Takahara, Ichiro For For Management 2.3 Elect Director Kakinoki, Masumi For For Management 2.4 Elect Director Ishizuki, Mutsumi For For Management 2.5 Elect Director Oikawa, Kenichiro For For Management 2.6 Elect Director Furuya, Takayuki For For Management 2.7 Elect Director Kitabata, Takao For For Management 2.8 Elect Director Takahashi, Kyohei For For Management 2.9 Elect Director Okina, Yuri For For Management 2.10 Elect Director Hatchoji, Takashi For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Appoint Statutory Auditor Kikuchi, For For Management Yoichi 3.2 Appoint Statutory Auditor Nishiyama, For For Management Shigeru 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- MARUI GROUP CO., LTD. Ticker: 8252 Security ID: J40089104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Aoi, Hiroshi For For Management 2.2 Elect Director Okajima, Etsuko For For Management 2.3 Elect Director Taguchi, Yoshitaka For For Management 2.4 Elect Director Muroi, Masahiro For For Management 2.5 Elect Director Nakamura, Masao For For Management 2.6 Elect Director Kato, Hirotsugu For For Management 2.7 Elect Director Aoki, Masahisa For For Management 2.8 Elect Director Ito, Yuko For For Management 3.1 Appoint Statutory Auditor Kawai, For For Management Hitoshi 3.2 Appoint Statutory Auditor Takagi, For For Management Takehiko 3.3 Appoint Statutory Auditor Suzuki, Yoko For For Management 4 Appoint Alternate Statutory Auditor For For Management Nozaki, Akira -------------------------------------------------------------------------------- MARUICHI STEEL TUBE LTD. Ticker: 5463 Security ID: J40046104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Hiroyuki For For Management 1.2 Elect Director Yoshimura, Yoshinori For For Management 1.3 Elect Director Horikawa, Daiji For For Management 1.4 Elect Director Kadono, Minoru For For Management 1.5 Elect Director Nakano, Kenjiro For For Management 1.6 Elect Director Ushino, Kenichiro For For Management 1.7 Elect Director Fujioka, Yuka For For Management -------------------------------------------------------------------------------- MAZDA MOTOR CORP. Ticker: 7261 Security ID: J41551110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Kogai, Masamichi For For Management 2.2 Elect Director Marumoto, Akira For For Management 2.3 Elect Director Fujiwara, Kiyoshi For For Management 2.4 Elect Director Shobuda, Kiyotaka For For Management 2.5 Elect Director Ono, Mitsuru For For Management 2.6 Elect Director Koga, Akira For For Management 2.7 Elect Director Moro, Masahiro For For Management 2.8 Elect Director Sato, Kiyoshi For For Management 2.9 Elect Director Ogawa, Michiko For For Management -------------------------------------------------------------------------------- MCDONALD'S HOLDINGS CO. (JAPAN) LTD. Ticker: 2702 Security ID: J4261C109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Sarah L. Casanova For For Management 2.2 Elect Director Arosha Yijemuni For For Management 2.3 Elect Director Ueda, Masataka For For Management 3.1 Appoint Statutory Auditor Ishii, For For Management Takaaki 3.2 Appoint Statutory Auditor Tashiro, Yuko For For Management 3.3 Appoint Statutory Auditor Honda, For For Management Yoshiyuki 3.4 Appoint Statutory Auditor Ellen Caya For Against Management -------------------------------------------------------------------------------- MEBUKI FINANCIAL GROUP, INC. Ticker: 7167 Security ID: J4248A101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sasajima, Ritsuo For For Management 1.2 Elect Director Shimizu, Kazuyuki For For Management 1.3 Elect Director Nishino, Hidebumi For For Management 1.4 Elect Director Naito, Yoshihiro For For Management 1.5 Elect Director Akino, Tetsuya For For Management 1.6 Elect Director Ono, Hiromichi For For Management 1.7 Elect Director Shu, Yoshimi For For Management 2.1 Elect Director and Audit Committee For For Management Member Murashima, Eiji 2.2 Elect Director and Audit Committee For For Management Member Ono, Kunihiro 2.3 Elect Director and Audit Committee For For Management Member Kawamata, Satoru 2.4 Elect Director and Audit Committee For For Management Member Nagasawa, Toru 2.5 Elect Director and Audit Committee For For Management Member Shimizu, Takashi 3 Elect Alternate Director and Audit For For Management Committee Member Shinozaki, Kazunori 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MEDIBANK PRIVATE LIMITED Ticker: MPL Security ID: Q5921Q109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect David Grahame Fagan as Director For For Management 3 Elect Linda Bardo Nicholls as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Craig Drummond -------------------------------------------------------------------------------- MEDIOBANCA SPA Ticker: MB Security ID: T10584117 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2a Approve Remuneration Policy For For Management 2b Approve Fixed-Variable Compensation For For Management Ratio 2c Approve Severance Payments Policy For For Management 3 Amend Performance Share Scheme For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- MEDIPAL HOLDINGS CORP. Ticker: 7459 Security ID: J4189T101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Watanabe, Shuichi For For Management 1.2 Elect Director Chofuku, Yasuhiro For For Management 1.3 Elect Director Yoda, Toshihide For For Management 1.4 Elect Director Sakon, Yuji For For Management 1.5 Elect Director Hasegawa, Takuro For For Management 1.6 Elect Director Watanabe, Shinjiro For For Management 1.7 Elect Director Kasutani, Seiichi For For Management 1.8 Elect Director Kagami, Mitsuko For For Management 1.9 Elect Director Asano, Toshio For For Management 1.10 Elect Director Shoji, Kuniko For For Management 1.11 Elect Director Mimura, Koichi For For Management -------------------------------------------------------------------------------- MEGGITT PLC Ticker: MGGT Security ID: G59640105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Abstain Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Re-elect Sir Nigel Rudd as Director For For Management 6 Re-elect Tony Wood as Director For For Management 7 Re-elect Guy Berruyer as Director For For Management 8 Re-elect Louisa Burdett as Director For For Management 9 Re-elect Colin Day as Director For For Management 10 Re-elect Nancy Gioia as Director For For Management 11 Re-elect Alison Goligher as Director For For Management 12 Re-elect Guy Hachey as Director For For Management 13 Re-elect Caroline Silver as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MEIJI HOLDINGS CO., LTD. Ticker: 2269 Security ID: J41729104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawamura, Kazuo For For Management 1.2 Elect Director Kobayashi, Daikichiro For For Management 1.3 Elect Director Matsuda, Katsunari For For Management 1.4 Elect Director Shiozaki, Koichiro For For Management 1.5 Elect Director Furuta, Jun For For Management 1.6 Elect Director Iwashita, Tomochika For For Management 1.7 Elect Director Murayama, Toru For For Management 1.8 Elect Director Matsumura, Mariko For For Management 2 Appoint Alternate Statutory Auditor For For Management Imamura, Makoto -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For Abstain Management 5 Re-elect Christopher Miller as Director For For Management 6 Re-elect David Roper as Director For For Management 7 Re-elect Simon Peckham as Director For For Management 8 Re-elect Geoffrey Martin as Director For For Management 9 Re-elect Justin Dowley as Director For For Management 10 Re-elect Liz Hewitt as Director For For Management 11 Re-elect David Lis as Director For For Management 12 Re-elect Archie Kane as Director For For Management 13 Re-elect Charlotte Twyning as Director For For Management 14 Elect Funmi Adegoke as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MERCARI, INC. Ticker: 4385 Security ID: J42305102 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamada, Shintaro For For Management 1.2 Elect Director Koizumi, Fumiaki For For Management 1.3 Elect Director Hamada, Yuki For For Management 1.4 Elect Director John Lagerling For For Management 1.5 Elect Director Aoyagi, Naoki For For Management 1.6 Elect Director Tamonoki, Hirohisa For For Management 1.7 Elect Director Takayama, Ken For For Management 1.8 Elect Director Namatame, Masashi For For Management 2 Appoint Statutory Auditor Tochinoki, For For Management Mayumi -------------------------------------------------------------------------------- MERCK KGAA Ticker: MRK Security ID: D5357W103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 3 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Share 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 6 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 7 Approve Affiliation Agreement with For For Management BSSN UG -------------------------------------------------------------------------------- MERIDIAN ENERGY LIMITED Ticker: MEL Security ID: Q5997E121 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jan Dawson as Director For For Management 2 Elect Julia Hoare as Director For For Management 3 Elect Michelle Henderson as Director For For Management 4 Elect Nagaja Sanatkumar as Director For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- MERLIN ENTERTAINMENTS PLC Ticker: MERL Security ID: G6019W108 Meeting Date: SEP 03, 2019 Meeting Type: Court Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- MERLIN ENTERTAINMENTS PLC Ticker: MERL Security ID: G6019W108 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Recommended Cash For For Management Acquisition of Merlin Entertainments plc by Motion Acquisition Limited; Amend Articles of Association -------------------------------------------------------------------------------- METRO AG Ticker: B4B Security ID: D5S17Q116 Meeting Date: FEB 14, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Ordinary Share and EUR 0.70 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2019/20 6.1 Elect Marco Arcelli to the Supervisory For For Management Board 6.2 Elect Gwyn Burr to the Supervisory For For Management Board 6.3 Elect Edgar Ernst to the Supervisory For For Management Board 6.4 Elect Liliana Solomon to the For For Management Supervisory Board 7 Amend Articles Re: Participation Right For For Management -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Demerger Plan For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.47 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 120,000 for Chairman, EUR 66,000 for Vice Chairman and EUR 53,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Board of Neles Corporation; Approve Meeting Fees 12 Fix Number of Directors at Seven; Fix For For Management Number of Directors of Neles Corporation at Seven 13 Reelect Mikael Lilius (Chairman), For For Management Christer Gardell (Deputy Chairman), Lars Josefsson, Antti Makinen, Kari Stadigh and Arja Talma as Directors; Elect Emanuela Speranza as New Director; Elect Board of Directors of Neles Corporation 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 10 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MICRO FOCUS INTERNATIONAL PLC Ticker: MCRO Security ID: G6117L194 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Elect Greg Lock as Director For For Management 6 Re-elect Stephen Murdoch as Director For For Management 7 Re-elect Brian McArthur-Muscroft as For For Management Director 8 Re-elect Karen Slatford as Director For For Management 9 Re-elect Richard Atkins as Director For For Management 10 Re-elect Amanda Brown as Director For For Management 11 Re-elect Lawton Fitt as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MINEBEA MITSUMI, INC. Ticker: 6479 Security ID: J42884130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kainuma, Yoshihisa For For Management 1.2 Elect Director Moribe, Shigeru For For Management 1.3 Elect Director Iwaya, Ryozo For For Management 1.4 Elect Director Tsuruta, Tetsuya For For Management 1.5 Elect Director None, Shigeru For For Management 1.6 Elect Director Kagami, Michiya For For Management 1.7 Elect Director Yoshida, Katsuhiko For For Management 1.8 Elect Director Aso, Hiroshi For For Management 1.9 Elect Director Murakami, Koshi For For Management 1.10 Elect Director Matsumura, Atsuko For For Management 1.11 Elect Director Haga, Yuko For For Management 1.12 Elect Director Matsuoka, Takashi For For Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- MIRVAC GROUP Ticker: MGR Security ID: Q62377108 Meeting Date: NOV 19, 2019 Meeting Type: Annual/Special Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect John Mulcahy as Director For For Management 2.2 Elect James M. Millar as Director For For Management 2.3 Elect Jane Hewitt as Director For For Management 2.4 Elect Peter Nash as Director For For Management 3 Approve Remuneration Report For For Management 4.1 Approve Long-Term Performance Plan For For Management 4.2 Approve General Employee Exemption Plan For For Management 5 Approve Participation of Susan For For Management Lloyd-Hurwitz in the Long-Term Performance Plan 6 Ratify Past Issuance of Stapled For For Management Securities to Institutional, Professional and Other Wholesale Investors -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORP. Ticker: 4188 Security ID: J44046100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobayashi, Yoshimitsu For Against Management 1.2 Elect Director Ochi, Hitoshi For For Management 1.3 Elect Director Date, Hidefumi For Against Management 1.4 Elect Director Fujiwara, Ken For Against Management 1.5 Elect Director Glenn H. Fredrickson For For Management 1.6 Elect Director Kobayashi, Shigeru For Against Management 1.7 Elect Director Katayama, Hiroshi For Against Management 1.8 Elect Director Kunii, Hideko For For Management 1.9 Elect Director Hashimoto, Takayuki For For Management 1.10 Elect Director Hodo, Chikatomo For For Management 1.11 Elect Director Kikuchi, Kiyomi For For Management 1.12 Elect Director Yamada, Tatsumi For For Management -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: J43830116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 68 2.1 Elect Director Kobayashi, Ken For For Management 2.2 Elect Director Kakiuchi, Takehiko For For Management 2.3 Elect Director Masu, Kazuyuki For For Management 2.4 Elect Director Yoshida, Shinya For For Management 2.5 Elect Director Murakoshi, Akira For For Management 2.6 Elect Director Sakakida, Masakazu For For Management 2.7 Elect Director Nishiyama, Akihiko For For Management 2.8 Elect Director Saiki, Akitaka For For Management 2.9 Elect Director Tatsuoka, Tsuneyoshi For For Management 2.10 Elect Director Miyanaga, Shunichi For For Management 2.11 Elect Director Akiyama, Sakie For For Management 3.1 Appoint Statutory Auditor Takayama, For For Management Yasuko 3.2 Appoint Statutory Auditor Sato, Rieko For For Management 3.3 Appoint Statutory Auditor Nakao, For For Management Takeshi -------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. Ticker: 6503 Security ID: J43873116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakuyama, Masaki For Against Management 1.2 Elect Director Sugiyama, Takeshi For For Management 1.3 Elect Director Sagawa, Masahiko For Against Management 1.4 Elect Director Harada, Shinji For Against Management 1.5 Elect Director Kawagoishi, Tadashi For Against Management 1.6 Elect Director Sakamoto, Takashi For Against Management 1.7 Elect Director Uruma, Kei For For Management 1.8 Elect Director Yabunaka, Mitoji For For Management 1.9 Elect Director Obayashi, Hiroshi For For Management 1.10 Elect Director Watanabe, Kazunori For For Management 1.11 Elect Director Koide, Hiroko For For Management 1.12 Elect Director Oyamada, Takashi For For Management -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO., LTD. Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Sugiyama, Hirotaka For For Management 2.2 Elect Director Yoshida, Junichi For For Management 2.3 Elect Director Tanisawa, Junichi For For Management 2.4 Elect Director Arimori, Tetsuji For For Management 2.5 Elect Director Katayama, Hiroshi For For Management 2.6 Elect Director Naganuma, Bunroku For For Management 2.7 Elect Director Kato, Jo For Against Management 2.8 Elect Director Okusa, Toru For Against Management 2.9 Elect Director Okamoto, Tsuyoshi For For Management 2.10 Elect Director Ebihara, Shin For For Management 2.11 Elect Director Narukawa, Tetsuo For For Management 2.12 Elect Director Shirakawa, Masaaki For For Management 2.13 Elect Director Nagase, Shin For For Management 2.14 Elect Director Egami, Setsuko For For Management 2.15 Elect Director Taka, Iwao For For Management -------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL CO., INC. Ticker: 4182 Security ID: J43959113 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurai, Toshikiyo For For Management 1.2 Elect Director Fujii, Masashi For For Management 1.3 Elect Director Inari, Masato For For Management 1.4 Elect Director Ariyoshi, Nobuhisa For For Management 1.5 Elect Director Okubo, Tomohiko For For Management 1.6 Elect Director Kato, Kenji For For Management 1.7 Elect Director Kosaka, Yasushi For For Management 1.8 Elect Director Nagaoka, Naruyuki For For Management 1.9 Elect Director Tanigawa, Kazuo For For Management 1.10 Elect Director Sato, Tsugio For For Management 1.11 Elect Director Hirose, Haruko For For Management 1.12 Elect Director Suzuki, Toru For For Management 2.1 Appoint Statutory Auditor Sugita, For For Management Katsuhiko 2.2 Appoint Statutory Auditor Mizukami, For For Management Masamichi -------------------------------------------------------------------------------- MITSUBISHI HEAVY INDUSTRIES, LTD. Ticker: 7011 Security ID: J44002178 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Miyanaga, Shunichi For For Management 2.2 Elect Director Izumisawa, Seiji For For Management 2.3 Elect Director Mishima, Masahiko For For Management 2.4 Elect Director Kozawa, Hisato For For Management 2.5 Elect Director Shinohara, Naoyuki For For Management 2.6 Elect Director Kobayashi, Ken For For Management 2.7 Elect Director Morikawa, Noriko For For Management 3 Elect Director and Audit Committee For For Management Member Okura, Koji -------------------------------------------------------------------------------- MITSUBISHI MATERIALS CORP. Ticker: 5711 Security ID: J44024107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takeuchi, Akira For Against Management 1.2 Elect Director Ono, Naoki For Against Management 1.3 Elect Director Shibata, Makoto For For Management 1.4 Elect Director Yasui, Yoshikazu For Against Management 1.5 Elect Director Tokuno, Mariko For For Management 1.6 Elect Director Watanabe, Hiroshi For For Management 1.7 Elect Director Sugi, Hikaru For For Management 1.8 Elect Director Sato, Hiroshi For For Management 1.9 Elect Director Wakabayashi, Tatsuo For For Management 1.10 Elect Director Igarashi, Koji For For Management -------------------------------------------------------------------------------- MITSUBISHI MOTORS CORP. Ticker: 7211 Security ID: J44131167 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Masuko, Osamu For Against Management 1.2 Elect Director Kato, Takao For Against Management 1.3 Elect Director Shiraji, Kozo For Against Management 1.4 Elect Director Miyanaga, Shunichi For For Management 1.5 Elect Director Kobayashi, Ken For For Management 1.6 Elect Director Egami, Setsuko For For Management 1.7 Elect Director Koda, Main For For Management 1.8 Elect Director Takeoka, Yaeko For For Management 1.9 Elect Director Sasae, Kenichiro For For Management 1.10 Elect Director Sono, Kiyoshi For For Management 1.11 Elect Director Sakamoto, Hideyuki For For Management 1.12 Elect Director Miyagawa, Mitsuko For For Management 1.13 Elect Director Nakamura, Yoshihiko For For Management 1.14 Elect Director Tagawa, Joji For For Management 1.15 Elect Director Ikushima, Takahiko For For Management -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP, INC. Ticker: 8306 Security ID: J44497105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12.5 2.1 Elect Director Fujii, Mariko For For Management 2.2 Elect Director Honda, Keiko For For Management 2.3 Elect Director Kato, Kaoru For For Management 2.4 Elect Director Matsuyama, Haruka For For Management 2.5 Elect Director Toby S. Myerson For For Management 2.6 Elect Director Nomoto, Hirofumi For For Management 2.7 Elect Director Shingai, Yasushi For For Management 2.8 Elect Director Tarisa Watanagase For For Management 2.9 Elect Director Yamate, Akira For For Management 2.10 Elect Director Okamoto, Junichi For Against Management 2.11 Elect Director Ogura, Ritsuo For Against Management 2.12 Elect Director Hirano, Nobuyuki For For Management 2.13 Elect Director Mike, Kanetsugu For For Management 2.14 Elect Director Araki, Saburo For For Management 2.15 Elect Director Nagashima, Iwao For For Management 2.16 Elect Director Kamezawa, Hironori For Against Management -------------------------------------------------------------------------------- MITSUBISHI UFJ LEASE & FINANCE CO., LTD. Ticker: 8593 Security ID: J4706D100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shiraishi, Tadashi For For Management 1.2 Elect Director Yanai, Takahiro For For Management 1.3 Elect Director Urabe, Toshimitsu For For Management 1.4 Elect Director Nonoguchi, Tsuyoshi For For Management 1.5 Elect Director Shimoyama, Yoichi For For Management 1.6 Elect Director Minoura, Teruyuki For For Management 1.7 Elect Director Haigo, Toshio For For Management 1.8 Elect Director Icho, Mitsumasa For For Management 1.9 Elect Director Hayashi, Naomi For For Management 2.1 Appoint Statutory Auditor Suzuki, For For Management Naohito 2.2 Appoint Statutory Auditor Kaneko, For For Management Hiroko -------------------------------------------------------------------------------- MITSUI & CO., LTD. Ticker: 8031 Security ID: J44690139 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Iijima, Masami For For Management 2.2 Elect Director Yasunaga, Tatsuo For For Management 2.3 Elect Director Takebe, Yukio For For Management 2.4 Elect Director Uchida, Takakazu For For Management 2.5 Elect Director Hori, Kenichi For For Management 2.6 Elect Director Fujiwara, Hirotatsu For For Management 2.7 Elect Director Kometani, Yoshio For For Management 2.8 Elect Director Omachi, Shinichiro For For Management 2.9 Elect Director Yoshikawa, Miki For For Management 2.10 Elect Director Kobayashi, Izumi For For Management 2.11 Elect Director Jenifer Rogers For For Management 2.12 Elect Director Samuel Walsh For For Management 2.13 Elect Director Uchiyamada, Takeshi For For Management 2.14 Elect Director Egawa, Masako For For Management -------------------------------------------------------------------------------- MITSUI CHEMICALS, INC. Ticker: 4183 Security ID: J4466L136 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Tannowa, Tsutomu For For Management 2.2 Elect Director Hashimoto, Osamu For For Management 2.3 Elect Director Matsuo, Hideki For For Management 2.4 Elect Director Shimogori, Takayoshi For For Management 2.5 Elect Director Nakajima, Hajime For For Management 2.6 Elect Director Kuroda, Yukiko For For Management 2.7 Elect Director Bada, Hajime For For Management 2.8 Elect Director Yoshimaru, Yukiko For For Management 3 Appoint Statutory Auditor Kubo, For For Management Masaharu -------------------------------------------------------------------------------- MITSUI FUDOSAN CO., LTD. Ticker: 8801 Security ID: J4509L101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Ueda, Takashi For For Management 4.1 Appoint Statutory Auditor Ishigami, For For Management Hiroyuki 4.2 Appoint Statutory Auditor Ozeki, Yukimi For For Management 5 Approve Annual Bonus For For Management 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MITSUI O.S.K. LINES, LTD. Ticker: 9104 Security ID: J45013133 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Ikeda, Junichiro For For Management 2.2 Elect Director Hashimoto, Takeshi For For Management 2.3 Elect Director Ono, Akihiko For For Management 2.4 Elect Director Maruyama, Takashi For For Management 2.5 Elect Director Tanaka, Toshiaki For For Management 2.6 Elect Director Fujii, Hideto For For Management 2.7 Elect Director Katsu, Etsuko For For Management 2.8 Elect Director Onishi, Masaru For For Management 3 Appoint Alternate Statutory Auditor For For Management Toda, Atsuji 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUL 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yosef Fellus External Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B4 If you do not fall under any of the None Against Management categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against. B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2.1 Reelect Moshe Vidman as Director For For Management 2.2 Reelect Ron Gazit as Director For Against Management 2.3 Reelect Jonathan Kaplan as Director For Against Management 2.4 Reelect Avraham Zeldman as Director For Against Management 2.5 Reelect Ilan Kremer as Director For Against Management 2.6 Reelect Eli Alroy as Director For Against Management 3 Reappoint Brightman, Almagor, Zohar & For For Management Co. as Auditors. Report on Fees Paid to the Auditor for 2018 4 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 5 Approve Amended Employment Terms of For For Management Eldad Fresher, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Liability Insurance Policy to For For Management Directors/Officers Including Bank's Primary Internal Auditor A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZUHO FINANCIAL GROUP, INC. Ticker: 8411 Security ID: J4599L102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakai, Tatsufumi For For Management 1.2 Elect Director Ishii, Satoshi For For Management 1.3 Elect Director Wakabayashi, Motonori For For Management 1.4 Elect Director Umemiya, Makoto For For Management 1.5 Elect Director Ehara, Hiroaki For For Management 1.6 Elect Director Sato, Yasuhiro For For Management 1.7 Elect Director Hirama, Hisaaki For Against Management 1.8 Elect Director Seki, Tetsuo For For Management 1.9 Elect Director Kainaka, Tatsuo For For Management 1.10 Elect Director Kobayashi, Yoshimitsu For For Management 1.11 Elect Director Sato, Ryoji For For Management 1.12 Elect Director Yamamoto, Masami For For Management 1.13 Elect Director Kobayashi, Izumi For For Management 2 Approve Reverse Stock Split and For For Management Decrease Authorized Capital in Connection with Reverse Stock Split 3 Amend Articles to Update Authorized For For Management Capital in Connection with Reverse Stock Split - Amend Provisions on Class Shares - Clarify Director Authority on Shareholder Meetings 4 Amend Articles to Restore Shareholder For For Management Authority to Vote on Share Buybacks - Restore Shareholder Authority to Vote on Income Allocation 5 Amend Articles to Disclose Plan Against Against Shareholder Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement 6 Amend Articles to Set Threshold of At Against For Shareholder Least 1000 Letters if Company Is to Set Letter Limit on Reasons for Shareholder Proposals 7 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Shareholder Proponents 8 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Business Partners 9 Amend Articles to Establish Point of Against Against Shareholder Contact for Whistleblowing -------------------------------------------------------------------------------- MONCLER SPA Ticker: MONC Security ID: T6730E110 Meeting Date: JUN 11, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3.1.1 Slate Submitted by Ruffini None For Shareholder Partecipazioni Srl 3.1.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 3.2 Appoint Chairman of Internal Statutory None For Shareholder Auditors 3.3 Approve Internal Auditors' Remuneration None For Shareholder 4 Approve 2020 Performance Shares Plan For For Management 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Authorize Board to Increase Capital to For For Management Service 2020 Performance Shares Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- MONDI PLC Ticker: MNDI Security ID: G6258S107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Elect Enoch Godongwana as Director For For Management 6 Elect Philip Yea as Director For For Management 7 Re-elect Tanya Fratto as Director For For Management 8 Re-elect Stephen Harris as Director For For Management 9 Re-elect Andrew King as Director For For Management 10 Re-elect Dominique Reiniche as Director For For Management 11 Re-elect Stephen Young as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Seto, Kinya For Against Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Yamagata, Yasuo For For Management 2.4 Elect Director Kitamura, Haruo For For Management 2.5 Elect Director Kishida, Masahiro For For Management 2.6 Elect Director Ise, Tomoko For For Management 2.7 Elect Director Sagiya, Mari For For Management 2.8 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- MOWI ASA Ticker: MOWI Security ID: R4S04H101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Receive Briefing on the Business None None Management 4 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 7 Approval of the Guidelines for For For Management Allocation of Options 8 Approve Remuneration of Directors in For For Management the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee 9 Approve Remuneration of Nomination For For Management Committee 10 Approve Remuneration of Auditors For For Management 11a Elect Alf-Helge Aarskog (Vice Chair) For Against Management as New Director 11b Elect Bjarne Tellmann as New Director For For Management 11c Elect Solveig Strand as New Director For For Management 11d Reelect Cecilie Fredriksen as Director For For Management 12 Elect Anne Lise Ellingsen Gryte as New For For Management Member and Chair of Nominating Committee 13 Authorize Board to Distribute Dividends For For Management 14 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 15a Approve Creation of NOK 387.8 Million For For Management Pool of Capital without Preemptive Rights 15b Authorize Issuance of Convertible For For Management Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights 16 Approval of an Application to be For For Management Exempt from the Obligation to Establish a Corporate Assembly -------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS, INC. Ticker: 8725 Security ID: J4687C105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Karasawa, Yasuyoshi For For Management 2.2 Elect Director Kanasugi, Yasuzo For For Management 2.3 Elect Director Hara, Noriyuki For For Management 2.4 Elect Director Higuchi, Tetsuji For For Management 2.5 Elect Director Tamura, Satoru For For Management 2.6 Elect Director Fukuda, Masahito For For Management 2.7 Elect Director Suzuki, Hisahito For For Management 2.8 Elect Director Bando, Mariko For For Management 2.9 Elect Director Arima, Akira For For Management 2.10 Elect Director Ikeo, Kazuhito For For Management 2.11 Elect Director Tobimatsu, Junichi For For Management 2.12 Elect Director Rochelle Kopp For For Management 3 Appoint Statutory Auditor Chiyoda, For For Management Kunio -------------------------------------------------------------------------------- MTR CORPORATION LIMITED Ticker: 66 Security ID: Y6146T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew Clifford Winawer Brandler For For Management as Director 3b Elect Pamela Chan Wong Shui as Director For For Management 3c Elect Dorothy Chan Yuen Tak-fai as For For Management Director 3d Elect Johannes Zhou Yuan as Director For For Management 4 Elect Bunny Chan Chung-bun as Director For For Management 5 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Ticker: MUV2 Security ID: D55535104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Carsten Spohr to the Supervisory For For Management Board 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights 8.1 Amend Articles Re: Editorial Changes For For Management 8.2 Amend Articles Re: Editorial Changes For For Management 8.3 Amend Articles Re: Editorial Changes For For Management 8.4 Amend Articles Re: Editorial Changes For For Management 8.5 Amend Articles Re: Editorial Changes For For Management 8.6 Amend Articles Re: Editorial Changes For For Management 8.7 Amend Articles Re: Editorial Changes For For Management 8.8 Amend Articles Re: Editorial Changes For For Management 8.9 Amend Articles Re: Editorial Changes For For Management 8.10 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. Ticker: 6981 Security ID: J46840104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Murata, Tsuneo For For Management 2.2 Elect Director Nakajima, Norio For For Management 2.3 Elect Director Iwatsubo, Hiroshi For For Management 2.4 Elect Director Takemura, Yoshito For For Management 2.5 Elect Director Ishitani, Masahiro For For Management 2.6 Elect Director Miyamoto, Ryuji For For Management 2.7 Elect Director Minamide, Masanori For For Management 2.8 Elect Director Shigematsu, Takashi For For Management 2.9 Elect Director Yasuda, Yuko For For Management 3.1 Elect Director and Audit Committee For For Management Member Ozawa, Yoshiro 3.2 Elect Director and Audit Committee For For Management Member Kambayashi, Hiyo 3.3 Elect Director and Audit Committee For Against Management Member Yamamoto, Takatoshi 3.4 Elect Director and Audit Committee For For Management Member Munakata, Naoko -------------------------------------------------------------------------------- NABTESCO CORP. Ticker: 6268 Security ID: J4707Q100 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Teramoto, Katsuhiro For For Management 2.2 Elect Director Juman, Shinji For For Management 2.3 Elect Director Hakoda, Daisuke For For Management 2.4 Elect Director Akita, Toshiaki For For Management 2.5 Elect Director Naoki, Shigeru For For Management 2.6 Elect Director Kimura, Kazumasa For For Management 2.7 Elect Director Fujiwara, Yutaka For For Management 2.8 Elect Director Uchida, Norio For For Management 2.9 Elect Director Iizuka, Mari For For Management 2.10 Elect Director Mizukoshi, Naoko For For Management 3.1 Appoint Statutory Auditor Shimizu, Isao For For Management 3.2 Appoint Statutory Auditor Sasaki, Zenzo For For Management 3.3 Appoint Statutory Auditor Nagasaka, For For Management Takemi -------------------------------------------------------------------------------- NAGOYA RAILROAD CO., LTD. Ticker: 9048 Security ID: J47399118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Elect Director Naito, Hiroyasu For For Management 3.1 Appoint Statutory Auditor Iwagaya, For For Management Mitsuharu 3.2 Appoint Statutory Auditor Mita, Toshio For For Management 3.3 Appoint Statutory Auditor Sassa, Kazuo For Against Management 3.4 Appoint Statutory Auditor Matsushita, For For Management Akira -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED Ticker: NAB Security ID: Q65336119 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Approve the Spill Resolution Against Against Management 4a Elect Philip Chronican as Director For For Management 4b Elect Douglas McKay as Director For For Management 4c Elect Kathryn Fagg as Director For For Management 5a Approve Selective Capital Reduction of For For Management Convertible Preference Shares Under the CPS II Terms 5b Approve Selective Capital Reduction of For For Management Convertible Preference Shares Outside the CPS II Terms 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Transition Planning Disclosure Against Against Shareholder 7 Approve Lobbying Inconsistent with the Against Against Shareholder Goals of the Paris Agreement -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: G6S9A7120 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Elect Andy Agg as Director For For Management 6 Re-elect Dean Seavers as Director For For Management 7 Re-elect Nicola Shaw as Director For For Management 8 Re-elect Jonathan Dawson as Director For For Management 9 Re-elect Therese Esperdy as Director For For Management 10 Re-elect Paul Golby as Director For For Management 11 Re-elect Amanda Mesler as Director For For Management 12 Elect Earl Shipp as Director For For Management 13 Elect Jonathan Silver as Director For For Management 14 Re-elect Mark Williamson as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Policy For For Management 18 Approve Remuneration Report For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Approve Scrip Dividend Scheme For For Management 22 Authorise Directors to Capitalise the For For Management Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NATIXIS SA Ticker: KN Security ID: F6483L100 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation Report of For For Management Corporate Officers 6 Approve Compensation of Laurent For For Management Mignon, Chairman of the Board 7 Approve Compensation of Francois Riah, For Against Management CEO 8 Approve Remuneration Policy of Laurent For For Management Mignon, Chairman of the Board 9 Approve Remuneration Policy of For For Management Francois Riah, CEO 10 Approve Remuneration Policy of Board For For Management Members 11 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 12 Ratify Appointment of Dominique Duband For For Management as Director 13 Reelect Alain Condaminas as Director For Against Management 14 Reelect Nicole Etchegoinberry as For Against Management Director 15 Reelect Sylvie Garcelon as Director For Against Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 12 of Bylaws Re: Board For For Management Power 18 Amend Articles 13, 14, 22, 29 of For For Management Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NATURGY ENERGY GROUP SA Ticker: NTGY Security ID: E7S90S109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Consolidated Non-Financial For For Management Information Statement 4 Approve Transfer of Goodwill Reserves For For Management to Voluntary Reserves 5 Approve Discharge of Board For For Management 6.1 Reelect Helena Herrero Starkie as For For Management Director 6.2 Reelect Marcelino Armenter Vidal as For Against Management Director 6.3 Reelect Rajaram Rao as Director For Against Management 6.4 Ratify Appointment of and Elect Rioja For Against Management S.a.r.l. as Director 6.5 Ratify Appointment of and Elect Isabel For Against Management Estape Tous as Director 6.6 Ratify Appointment of and Elect Lucy For Against Management Chadwick as Director 7 Approve Allocation of Income and For For Management Dividends 8 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 9 Approve Remuneration Policy For For Management 10 Advisory Vote on Remuneration Report For For Management 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12.1 Amend Article 6 Section 3 Re: General For For Management Meeting 12.2 Amend Article 6 Section 2 Re: General For For Management Meeting 13.1 Amend Article 8 of General Meeting For For Management Regulations 13.2 Add Article 13 of General Meeting For For Management Regulations 14 Receive Amendments to Board of None None Management Directors Regulations 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- NEC CORP. Ticker: 6701 Security ID: J48818207 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Endo, Nobuhiro For For Management 1.2 Elect Director Niino, Takashi For For Management 1.3 Elect Director Morita, Takayuki For For Management 1.4 Elect Director Ishiguro, Norihiko For For Management 1.5 Elect Director Matsukura, Hajime For For Management 1.6 Elect Director Nishihara, Moto For For Management 1.7 Elect Director Seto, Kaoru For For Management 1.8 Elect Director Iki, Noriko For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Nakamura, Kuniharu For For Management 1.11 Elect Director Ota, Jun For For Management 2 Appoint Statutory Auditor Nitta, Masami For For Management -------------------------------------------------------------------------------- NEMETSCHEK SE Ticker: NEM Security ID: D56134105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.28 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Kurt Dobitsch for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Georg Nemetschek for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Ruediger Herzog for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Bill Krouch for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Amend Articles Re: Online Participation For For Management -------------------------------------------------------------------------------- NESTE CORP. Ticker: NESTE Security ID: X5688A109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.46 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in None For Shareholder the Amount of EUR 67,900 for Chairman, EUR 49,600 for Vice Chairman, and EUR 35,700 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Matti Kahkonen (Chair), Sonat For For Management Burman Olsson, Martina Floel, Jean-Baptiste Renard, Jari Rosendal and Marco Wiren (Vice Chair) as Directors; Elect Nick Elmslie and Johanna Soderstrom as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 23 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.70 per Share 4.1.a Reelect Paul Bulcke as Director and For For Management Board Chairman 4.1.b Reelect Ulf Schneider as Director For For Management 4.1.c Reelect Henri de Castries as Director For For Management 4.1.d Reelect Renato Fassbind as Director For For Management 4.1.e Reelect Ann Veneman as Director For For Management 4.1.f Reelect Eva Cheng as Director For For Management 4.1.g Reelect Patrick Aebischer as Director For For Management 4.1.h Reelect Ursula Burns as Director For For Management 4.1.i Reelect Kasper Rorsted as Director For For Management 4.1.j Reelect Pablo Isla as Director For For Management 4.1.k Reelect Kimberly Ross as Director For For Management 4.1.l Reelect Dick Boer as Director For For Management 4.1.m Reelect Dinesh Paliwal as Director For For Management 4.2 Elect Hanne Jimenez de Mora as Director For For Management 4.3.1 Appoint Patrick Aebischer as Member of For For Management the Compensation Committee 4.3.2 Appoint Ursula Burns as Member of the For For Management Compensation Committee 4.3.3 Appoint Pablo Isla as Member of the For For Management Compensation Committee 4.3.4 Appoint Dick Boer as Member of the For For Management Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Hartmann Dreyer as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 55 Million 6 Approve CHF 9.5 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 7 Transact Other Business (Voting) Against Against Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi-Kong Adrian as Director For For Management 3b Elect Yeung Ping-Leung, Howard as For For Management Director 3c Elect Ho Hau-Hay, Hamilton as Director For For Management 3d Elect Lee Luen-Wai, John as Director For For Management 3e Elect Cheng Chi-Heng as Director For For Management 3f Elect Au Tak-Cheong as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Services Group Master Services For For Management Agreement, Services Group Transactions, Services Group Annual Caps and Related Transactions -------------------------------------------------------------------------------- NEWCREST MINING LTD. Ticker: NCM Security ID: Q6651B114 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Hay as Director For For Management 2b Elect Vickki McFadden as Director For For Management 3a Approve Grant of Performance Rights to For For Management Sandeep Biswas 3b Approve Grant of Performance Rights to For For Management Gerard Bond 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- NEXI SPA Ticker: NEXI Security ID: T6S18J104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Conversion of Bonds "EUR For For Management 500,000,000 1.75 per cent. Equity Linked Bonds due 2027" and Approve Capital Increase without Preemptive Rights to Service the Conversion of Bonds -------------------------------------------------------------------------------- NEXON CO., LTD. Ticker: 3659 Security ID: J4914X104 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Common Shares for For For Management Private Placements 2 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 3 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 4 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 5 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 6 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 7 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 8 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 9 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 10 Approve Issuance of Common Shares for For For Management Private Placements 11 Elect Director Hongwoo Lee For For Management -------------------------------------------------------------------------------- NEXON CO., LTD. Ticker: 3659 Security ID: J4914X104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Owen Mahoney For For Management 1.2 Elect Director Uemura, Shiro For For Management 1.3 Elect Director Patrick Soderlund For For Management 2.1 Elect Director and Audit Committee For For Management Member Hongwoo Lee 2.2 Elect Director and Audit Committee For For Management Member Honda, Satoshi 2.3 Elect Director and Audit Committee For For Management Member Kuniya, Shiro 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- NEXT PLC Ticker: NXT Security ID: G6500M106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jonathan Bewes as Director For For Management 5 Re-elect Tristia Harrison as Director For For Management 6 Re-elect Amanda James as Director For For Management 7 Re-elect Richard Papp as Director For For Management 8 Re-elect Michael Roney as Director For For Management 9 Re-elect Francis Salway as Director For For Management 10 Re-elect Jane Shields as Director For For Management 11 Re-elect Dame Dianne Thompson as For For Management Director 12 Re-elect Lord Wolfson as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Amend Long Term Incentive Plan For For Management 16 Approve Share Matching Plan For For Management 17 Approve Sharesave Plan For For Management 18 Approve Management Share Option Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Off-Market Purchase of For For Management Ordinary Shares 24 Approve Increase in Borrowing Powers For For Management 25 Adopt New Articles of Association For For Management 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NGK INSULATORS, LTD. Ticker: 5333 Security ID: J49076110 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Oshima, Taku For For Management 2.2 Elect Director Kanie, Hiroshi For For Management 2.3 Elect Director Niwa, Chiaki For For Management 2.4 Elect Director Sakabe, Susumu For For Management 2.5 Elect Director Iwasaki, Ryohei For For Management 2.6 Elect Director Ishikawa, Shuhei For For Management 2.7 Elect Director Saji, Nobumitsu For For Management 2.8 Elect Director Matsuda, Atsushi For For Management 2.9 Elect Director Kobayashi, Shigeru For For Management 2.10 Elect Director Nanataki, Tsutomu For For Management 2.11 Elect Director Kamano, Hiroyuki For For Management 2.12 Elect Director Hamada, Emiko For For Management 2.13 Elect Director Furukawa, Kazuo For For Management -------------------------------------------------------------------------------- NGK SPARK PLUG CO., LTD. Ticker: 5334 Security ID: J49119100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Odo, Shinichi For For Management 1.2 Elect Director Kawai, Takeshi For For Management 1.3 Elect Director Matsui, Toru For For Management 1.4 Elect Director Kato, Mikihiko For For Management 1.5 Elect Director Kojima, Takio For For Management 1.6 Elect Director Isobe, Kenji For For Management 1.7 Elect Director Maeda, Hiroyuki For For Management 1.8 Elect Director Otaki, Morihiko For For Management 1.9 Elect Director Yasui, Kanemaru For For Management 1.10 Elect Director Mackenzie Donald For For Management Clugston 1.11 Elect Director Doi, Miwako For For Management 2 Appoint Alternate Statutory Auditor For For Management Ando, Toshihiro -------------------------------------------------------------------------------- NH FOODS LTD. Ticker: 2282 Security ID: J4929Q102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hata, Yoshihide For For Management 1.2 Elect Director Kito, Tetsuhiro For For Management 1.3 Elect Director Ikawa, Nobuhisa For For Management 1.4 Elect Director Miyagai, Sadanori For For Management 1.5 Elect Director Kono, Yasuko For For Management 1.6 Elect Director Iwasaki, Atsushi For For Management 1.7 Elect Director Arase, Hideo For For Management 1.8 Elect Director Maeda, Fumio For For Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NICE LTD. (ISRAEL) Ticker: NICE Security ID: M7494X101 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect David Kostman as Director For For Management 1.2 Reelect Rimon Ben-Shaoul as Director For For Management 1.3 Reelect Yehoshua (Shuki) Ehrlich as For For Management Director 1.4 Reelect Leo Apotheker as Director For For Management 1.5 Reelect Joseph (Joe) Cowan as Director For For Management 2.1 Reelect Dan Falk as External Director For For Management 2.2 Reelect Yocheved Dvir as External For For Management Director 3 Approve Amendments to the Equity-Based For For Management Compensation for Executive 4 Approve Amendments to the Equity-Based For For Management Compensation for Non-Executive Directors 5 Reappoint Kost Forer Gabay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Discuss Financial Statements and the None None Management Report of the Board for 2016 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- NIDEC CORP. Ticker: 6594 Security ID: J52968104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Nagamori, Shigenobu For For Management 2.2 Elect Director Seki, Jun For For Management 2.3 Elect Director Sato, Teiichi For For Management 2.4 Elect Director Shimizu, Osamu For For Management 3.1 Elect Director and Audit Committee For For Management Member Murakami, Kazuya 3.2 Elect Director and Audit Committee For For Management Member Ochiai, Hiroyuki 3.3 Elect Director and Audit Committee For For Management Member Nakane, Takeshi 3.4 Elect Director and Audit Committee For Against Management Member Yamada, Aya 3.5 Elect Director and Audit Committee For For Management Member Sakai, Takako 4 Elect Alternate Director and Audit For Against Management Committee Member Watanabe, Junko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NIKON CORP. Ticker: 7731 Security ID: 654111103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ushida, Kazuo For For Management 2.2 Elect Director Umatate, Toshikazu For For Management 2.3 Elect Director Odajima, Takumi For For Management 2.4 Elect Director Tokunari, Muneaki For For Management 2.5 Elect Director Negishi, Akio For For Management 2.6 Elect Director Murayama, Shigeru For For Management 3.1 Elect Director and Audit Committee For For Management Member Tsurumi, Atsushi 3.2 Elect Director and Audit Committee For Against Management Member Ishihara, Kunio 3.3 Elect Director and Audit Committee For For Management Member Hiruta, Shiro 3.4 Elect Director and Audit Committee For For Management Member Yamagami, Asako -------------------------------------------------------------------------------- NINTENDO CO., LTD. Ticker: 7974 Security ID: J51699106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 820 2.1 Elect Director Furukawa, Shuntaro For For Management 2.2 Elect Director Miyamoto, Shigeru For For Management 2.3 Elect Director Takahashi, Shinya For For Management 2.4 Elect Director Shiota, Ko For For Management 2.5 Elect Director Shibata, Satoru For For Management 3.1 Elect Director and Audit Committee For For Management Member Noguchi, Naoki 3.2 Elect Director and Audit Committee For For Management Member Umeyama, Katsuhiro 3.3 Elect Director and Audit Committee For For Management Member Yamazaki, Masao 3.4 Elect Director and Audit Committee For For Management Member Shinkawa, Asa -------------------------------------------------------------------------------- NIPPON EXPRESS CO., LTD. Ticker: 9062 Security ID: ADPV45415 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Watanabe, Kenji For For Management 2.2 Elect Director Saito, Mitsuru For For Management 2.3 Elect Director Ishii, Takaaki For For Management 2.4 Elect Director Akita, Susumu For For Management 2.5 Elect Director Horikiri, Satoshi For For Management 2.6 Elect Director Masuda, Takashi For For Management 2.7 Elect Director Sugiyama, Masahiro For For Management 2.8 Elect Director Nakayama, Shigeo For For Management 2.9 Elect Director Yasuoka, Sadako For For Management 3.1 Appoint Statutory Auditor Arima, For For Management Shigeki 3.2 Appoint Statutory Auditor Nojiri, For Against Management Toshiaki 3.3 Appoint Statutory Auditor Aoki, Yoshio For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- NIPPON PAINT HOLDINGS CO., LTD. Ticker: 4612 Security ID: J55053128 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors 3.1 Elect Director Tanaka, Masaaki For For Management 3.2 Elect Director Goh Hup Jin For Against Management 3.3 Elect Director Minami, Manabu For Against Management 3.4 Elect Director Hara, Hisashi For For Management 3.5 Elect Director Tsutsui, Takashi For For Management 3.6 Elect Director Morohoshi, Toshio For For Management 3.7 Elect Director Nakamura, Masayoshi For For Management 3.8 Elect Director Mitsuhashi, Masataka For For Management 3.9 Elect Director Koezuka, Miharu For For Management -------------------------------------------------------------------------------- NIPPON SHINYAKU CO., LTD. Ticker: 4516 Security ID: J55784102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2.1 Elect Director Maekawa, Shigenobu For For Management 2.2 Elect Director Matsura, Akira For For Management 2.3 Elect Director Sano, Shozo For For Management 2.4 Elect Director Saito, Hitoshi For For Management 2.5 Elect Director Kobayashi, Kenro For For Management 2.6 Elect Director Takaya, Takashi For For Management 2.7 Elect Director Edamitsu, Takanori For For Management 2.8 Elect Director Nakai, Toru For For Management 2.9 Elect Director Sugiura, Yukio For For Management 2.10 Elect Director Sakata, Hitoshi For For Management 2.11 Elect Director Sakurai, Miyuki For For Management 2.12 Elect Director Wada, Yoshinao For For Management 3.1 Appoint Statutory Auditor Kuwabara, For For Management Kenji 3.2 Appoint Statutory Auditor Kondo, For For Management Tsuyoshi -------------------------------------------------------------------------------- NIPPON STEEL CORP. Ticker: 5401 Security ID: J55678106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 2.1 Elect Director Shindo, Kosei For For Management 2.2 Elect Director Hashimoto, Eiji For For Management 2.3 Elect Director Tanimoto, Shinji For For Management 2.4 Elect Director Nakamura, Shinichi For For Management 2.5 Elect Director Miyamoto, Katsuhiro For For Management 2.6 Elect Director Migita, Akio For For Management 2.7 Elect Director Onoyama, Shuhei For For Management 2.8 Elect Director Imai, Tadashi For For Management 2.9 Elect Director Iki, Noriko For For Management 2.10 Elect Director Tomita, Tetsuro For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Elect Director and Audit Committee For For Management Member Matsuno, Masato 3.2 Elect Director and Audit Committee For For Management Member Furumoto, Shozo 3.3 Elect Director and Audit Committee For For Management Member Miyoshi, Nobuhiro 3.4 Elect Director and Audit Committee For For Management Member Obayashi, Hiroshi 3.5 Elect Director and Audit Committee For For Management Member Makino, Jiro 3.6 Elect Director and Audit Committee For For Management Member Azuma, Seiichiro 3.7 Elect Director and Audit Committee For For Management Member Yoshikawa, Hiroshi 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 5 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 6 Amend Articles to Change Company Name Against Against Shareholder 7 Amend Articles to Limit Board of Against Against Shareholder Directors to 6 with Equal Number from Each of Two Partners to a 2012 Merger -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Shinohara, Hiromichi For For Management 2.2 Elect Director Sawada, Jun For For Management 2.3 Elect Director Shimada, Akira For For Management 2.4 Elect Director Shibutani, Naoki For For Management 2.5 Elect Director Shirai, Katsuhiko For For Management 2.6 Elect Director Sakakibara, Sadayuki For For Management 2.7 Elect Director Sakamura, Ken For For Management 2.8 Elect Director Takegawa, Keiko For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kanae -------------------------------------------------------------------------------- NIPPON YUSEN KK Ticker: 9101 Security ID: J56515232 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management - Clarify Director Authority on Shareholder Meetings - Clarify Director Authority on Board Meetings 3.1 Elect Director Naito, Tadaaki For For Management 3.2 Elect Director Nagasawa, Hitoshi For For Management 3.3 Elect Director Takahashi, Eiichi For For Management 3.4 Elect Director Harada, Hiroki For For Management 3.5 Elect Director Higurashi, Yutaka For For Management 3.6 Elect Director Katayama, Yoshihiro For For Management 3.7 Elect Director Kuniya, Hiroko For For Management 3.8 Elect Director Tanabe, Eiichi For For Management 4.1 Appoint Statutory Auditor Nakaso, For For Management Hiroshi 4.2 Appoint Statutory Auditor Kuwabara, For For Management Satoko 5 Appoint Alternate Statutory Auditor For Against Management Matsui, Michio -------------------------------------------------------------------------------- NISSAN CHEMICAL CORP. Ticker: 4021 Security ID: J56988108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Kinoshita, Kojiro For For Management 2.2 Elect Director Miyazaki, Junichi For For Management 2.3 Elect Director Yagi, Shinsuke For For Management 2.4 Elect Director Miyaji, Katsuaki For For Management 2.5 Elect Director Honda, Takashi For For Management 2.6 Elect Director Suzuki, Hitoshi For For Management 2.7 Elect Director Oe, Tadashi For For Management 2.8 Elect Director Obayashi, Hidehito For For Management 2.9 Elect Director Kataoka, Kazunori For For Management 3 Appoint Statutory Auditor Suzuki, For Against Management Norihiro -------------------------------------------------------------------------------- NISSAN MOTOR CO., LTD. Ticker: 7201 Security ID: J57160129 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchida, Makoto For For Management 1.2 Elect Director Ashwani Gupta For For Management 1.3 Elect Director Sakamoto, Hideyuki For For Management 1.4 Elect Director Pierre Fleuriot For Against Management -------------------------------------------------------------------------------- NISSAN MOTOR CO., LTD. Ticker: 7201 Security ID: J57160129 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimura, Yasushi For For Management 1.2 Elect Director Jean-Dominique Senard For Against Management 1.3 Elect Director Toyoda, Masakazu For For Management 1.4 Elect Director Ihara, Keiko For For Management 1.5 Elect Director Nagai, Moto For For Management 1.6 Elect Director Bernard Delmas For For Management 1.7 Elect Director Andrew House For For Management 1.8 Elect Director Jenifer Rogers For For Management 1.9 Elect Director Pierre Fleuriot For Against Management 1.10 Elect Director Uchida, Makoto For For Management 1.11 Elect Director Ashwani Gupta For For Management 1.12 Elect Director Sakamoto, Hideyuki For For Management -------------------------------------------------------------------------------- NISSHIN SEIFUN GROUP INC. Ticker: 2002 Security ID: J57633109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kemmoku, Nobuki For For Management 1.2 Elect Director Takizawa, Michinori For For Management 1.3 Elect Director Mori, Akira For For Management 1.4 Elect Director Iwasaki, Koichi For For Management 1.5 Elect Director Yamada, Takao For For Management 1.6 Elect Director Koike, Yuji For For Management 1.7 Elect Director Mimura, Akio For For Management 1.8 Elect Director Fushiya, Kazuhiko For For Management 1.9 Elect Director Nagai, Moto For For Management 1.10 Elect Director Odaka, Satoshi For For Management -------------------------------------------------------------------------------- NISSIN FOODS HOLDINGS CO., LTD. Ticker: 2897 Security ID: J58063124 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2 Amend Articles to Amend Provision on For For Management Shareholder Meeting Venue 3.1 Elect Director Ando, Koki For For Management 3.2 Elect Director Ando, Noritaka For For Management 3.3 Elect Director Yokoyama, Yukio For For Management 3.4 Elect Director Kobayashi, Ken For For Management 3.5 Elect Director Okafuji, Masahiro For For Management 3.6 Elect Director Mizuno, Masato For For Management 3.7 Elect Director Nakagawa, Yukiko For For Management 3.8 Elect Director Sakuraba, Eietsu For For Management -------------------------------------------------------------------------------- NITORI HOLDINGS CO., LTD. Ticker: 9843 Security ID: J58214131 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nitori, Akio For For Management 1.2 Elect Director Shirai, Toshiyuki For For Management 1.3 Elect Director Sudo, Fumihiro For For Management 1.4 Elect Director Matsumoto, Fumiaki For For Management 1.5 Elect Director Takeda, Masanori For For Management 1.6 Elect Director Sakakibara, Sadayuki For For Management 1.7 Elect Director Miyauchi, Yoshihiko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kubo, Takao 2.2 Elect Director and Audit Committee For For Management Member Ando, Takaharu 2.3 Elect Director and Audit Committee For For Management Member Suzuki, Kazuhiro 2.4 Elect Director and Audit Committee For For Management Member Tatsuoka, Tsuneyoshi -------------------------------------------------------------------------------- NITTO DENKO CORP. Ticker: 6988 Security ID: J58472119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Approve Annual Bonus For For Management 3.1 Elect Director Takasaki, Hideo For For Management 3.2 Elect Director Todokoro, Nobuhiro For For Management 3.3 Elect Director Miki, Yosuke For For Management 3.4 Elect Director Iseyama, Yasuhiro For For Management 3.5 Elect Director Furuse, Yoichiro For For Management 3.6 Elect Director Hatchoji, Takashi For For Management 3.7 Elect Director Fukuda, Tamio For For Management 3.8 Elect Director Wong Lai Yong For For Management 4.1 Appoint Statutory Auditor Teranishi, For Against Management Masashi 4.2 Appoint Statutory Auditor Shiraki, For For Management Mitsuhide 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- NMC HEALTH PLC Ticker: NMC Security ID: G65836101 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Market Purchase of Ordinary For For Management Shares 2 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- NN GROUP NV Ticker: NN Security ID: N64038107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.A Adopt Financial Statements and For For Management Statutory Reports 3.B Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.A Approve Discharge of Management Board For For Management 4.B Approve Discharge of Supervisory Board For For Management 5 Discussion of Supervisory Board Profile None None Management 6.A Reelect Clara Streit to Supervisory For For Management Board 6.B Reelect Robert Jenkins to Supervisory For For Management Board 7.A Approve Remuneration Report For For Management 7.B Approve Remuneration Policy for For For Management Management Board 7.C Approve Remuneration Policy for For For Management Supervisory Board 7.D Amend Articles of Association For For Management 8.A.1 Grant Board Authority to Issue For For Management Ordinary Shares Up To 10 Percent of Issued Capital 8.A.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 8.A.1 8.B Grant Board Authority to Issue Shares For For Management Up To 20 Percent of Issued Capital in Connection with a Rights Issue 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Approve Reduction in Share Capital For For Management through Cancellation of Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- NOKIA OYJ Ticker: NOKIA Security ID: X61873133 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Nine For For Management 13 Reelect Sari Baldauf, Bruce Brown, For For Management Jeanette Horan, Edward Kozel, Elizabeth Nelson, Soren Skou, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Thomas Dannenfeldt as New Director 14 Ratify Deloitte as Auditors for For For Management Financial Year 2021 15 Approve Remuneration of Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Authorize Issuance of up to 550 For For Management Million Shares without Preemptive Rights 18 Amend Articles Re: Number of Against Against Shareholder Directors; Age Limit of Directors; Strict Gender Balance in Board 19 Close Meeting None None Management -------------------------------------------------------------------------------- NOKIAN RENKAAT OYJ Ticker: TYRES Security ID: X5862L103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.58 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 95,000 for Chairman, EUR 70,000 for Deputy Chairman and Audit Committee Chairman, and EUR 47,500 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Heikki Allonen, Kari Jordan, For For Management Raimo Lind, Veronica Lindholm, Inka Mero, George Rietbergen and Pekka Vauramo as Directors; Elect Jukka Hienonen as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 13.8 Million For For Management Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Board Consists of For For Management Maximum 9 Members; Annual General Meeting 20 Close Meeting None None Management -------------------------------------------------------------------------------- NOMURA HOLDINGS, INC. Ticker: 8604 Security ID: J58646100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagai, Koji For Against Management 1.2 Elect Director Okuda, Kentaro For For Management 1.3 Elect Director Morita, Toshio For For Management 1.4 Elect Director Miyashita, Hisato For Against Management 1.5 Elect Director Kimura, Hiroshi For For Management 1.6 Elect Director Ishimura, Kazuhiko For For Management 1.7 Elect Director Shimazaki, Noriaki For For Management 1.8 Elect Director Sono, Mari For For Management 1.9 Elect Director Michael Lim Choo San For For Management 1.10 Elect Director Laura Simone Unger For For Management -------------------------------------------------------------------------------- NOMURA REAL ESTATE HOLDINGS, INC. Ticker: 3231 Security ID: J5893B104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors 2.1 Elect Director Yoshikawa, Atsushi For For Management 2.2 Elect Director Kutsukake, Eiji For For Management 2.3 Elect Director Miyajima, Seiichi For For Management 2.4 Elect Director Seki, Toshiaki For For Management 2.5 Elect Director Haga, Makoto For For Management 2.6 Elect Director Higashi, Tetsuro For For Management 2.7 Elect Director Nagamatsu, Shoichi For For Management 3 Elect Director and Audit Committee For For Management Member Takahashi, Tetsu 4 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NOMURA RESEARCH INSTITUTE LTD. Ticker: 4307 Security ID: J5900F106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Konomoto, Shingo For For Management 1.2 Elect Director Momose, Hironori For For Management 1.3 Elect Director Ueno, Ayumu For For Management 1.4 Elect Director Fukami, Yasuo For For Management 1.5 Elect Director Shimamoto, Tadashi For For Management 1.6 Elect Director Funakura, Hiroshi For For Management 1.7 Elect Director Matsuzaki, Masatoshi For For Management 1.8 Elect Director Omiya, Hideaki For For Management 1.9 Elect Director Sakata, Shinoi For For Management 2 Appoint Statutory Auditor Sakata, For For Management Takuhito -------------------------------------------------------------------------------- NORDEA BANK ABP Ticker: NDA.SE Security ID: X5S8VL105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For Did Not Vote Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Prepare and Approve List of For Did Not Vote Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8 Approve Allocation of Income; For Did Not Vote Management Authorize Board to Decide on the Distribution of Dividends of up to EUR 0.40 Per Share 9 Approve Discharge of Board and For Did Not Vote Management President 10 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of EUR 300,000 for Chairman, EUR 145,000 for Vice Chairman, and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Ten For Did Not Vote Management 13 Reelect Torbjorn Magnusson For Did Not Vote Management (Chairperson), Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Pernille Erenbjerg, Kari Jordan, Petra van Hoeken and John Maltby as Directors; Elect Jonas Synnergren as New Director 14 Approve Remuneration of Auditors For Did Not Vote Management 15 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 16 Approve Instructions for Shareholders' For Did Not Vote Management Nomination Board 17 Approve Issuance of Convertible For Did Not Vote Management Instruments without Preemptive Rights 18.a Authorize Share Repurchase Program in For Did Not Vote Management the Securities Trading Business 18.b Authorize Reissuance of Repurchased For Did Not Vote Management Shares 19.a Authorize Share Repurchase Program and For Did Not Vote Management Reissuance and/or Cancellation of Repurchased Shares 19.b Approve Issuance of up to 30 Million For Did Not Vote Management Shares without Preemptive Rights 20 Close Meeting None None Management -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For For Management 2 Designate Inspector(s) of Minutes of For For Management Meeting 3 Accept Financial Statements and For For Management Statutory Reports 4 Authorize Board to Distribute For For Management Dividends of NOK 1.25 Per Share 5 Approve Remuneration of Auditors For For Management 6 Discuss Company's Corporate Governance None None Management Statement 7.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 7.2 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 8 Ratify KPMG as Auditors For For Management 9 Elect Terje Venold (Chair), Morten For For Management Stromgren, Berit Ledel Henriksen and Nils Bastiansen as Members of Nominating Committee 10 Elect Members and Deputy Members of For For Management Corporate Assembly 11.1 Approve Remuneration of Corporate For For Management Assembly 11.2 Approve Remuneration of Nomination For For Management Committee -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 7.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 7.2 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 7.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of For For Management the Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Zahn as Independent For For Management Proxy 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Receive Remuneration Report 2019 None None Management 3.2a Approve Remuneration of Directors for For For Management 2019 in the Aggregate Amount of DKK 19. 4 Million 3.2b Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work 3.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 3.4 Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Reelect Laurence Debroux as Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For For Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Donation to the World Diabetes For For Management Foundation 8 Disclosure of the Ratio between Against Against Shareholder Executive and Employee Remuneration in the Annual Reports 9 Other Business None None Management -------------------------------------------------------------------------------- NOVOZYMES A/S Ticker: NZYM.B Security ID: K7317J133 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 5.25 Per Share 4 Approve Remuneration of Directors in For For Management the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work 5 Reelect Jorgen Buhl Rasmussen For Abstain Management (Chairman) as Director 6 Elect Cornelis de Jong (Vice Chairman) For For Management as Director 7a Reelect Kasim Kutay as Director For Abstain Management 7b Reelect Kim Stratton as Director For Abstain Management 7c Reelect Mathias Uhlen as Director For For Management 7d Elect Sharon James as Director For For Management 7e Elect Heine Dalsgaard as Director For For Management 8 Ratify PricewaterhouseCoopers as For For Management Auditors 9a Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 9b Approve Creation of DKK 57 Million For For Management Pool of Capital in B Shares without Preemptive Rights; DKK 58.2 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights 9c Approve DKK 12 Million Reduction in For For Management Share Capital via Share Cancellation 9d Authorize Share Repurchase Program For For Management 9e Amend Articles For For Management 9f Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 10 Other Business None None Management -------------------------------------------------------------------------------- NSK LTD. Ticker: 6471 Security ID: J55505101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyama, Toshihiro For Against Management 1.2 Elect Director Nogami, Saimon For For Management 1.3 Elect Director Ichii, Akitoshi For Against Management 1.4 Elect Director Enomoto, Toshihiko For Against Management 1.5 Elect Director Bada, Hajime For For Management 1.6 Elect Director Mochizuki, Akemi For For Management 1.7 Elect Director Iwamoto, Toshio For For Management 1.8 Elect Director Fujita, Yoshitaka For For Management 1.9 Elect Director Nagahama, Mitsuhiro For For Management 2 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- NTT DATA CORP. Ticker: 9613 Security ID: J59031104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Homma, Yo For For Management 3.2 Elect Director Yamaguchi, Shigeki For For Management 3.3 Elect Director Fujiwara, Toshi For For Management 3.4 Elect Director Nishihata, Kazuhiro For For Management 3.5 Elect Director Matsunaga, Hisashi For For Management 3.6 Elect Director Suzuki, Masanori For For Management 3.7 Elect Director Hirano, Eiji For For Management 3.8 Elect Director Fujii, Mariko For For Management 3.9 Elect Director Patrizio Mapelli For For Management 3.10 Elect Director Arimoto, Takeshi For For Management 3.11 Elect Director Ike, Fumihiko For For Management 4.1 Elect Director and Audit Committee For Against Management Member Yamaguchi, Tetsuro 4.2 Elect Director and Audit Committee For Against Management Member Obata, Tetsuya 4.3 Elect Director and Audit Committee For For Management Member Sakurada, Katsura 4.4 Elect Director and Audit Committee For For Management Member Sato, Rieko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NTT DOCOMO, INC. Ticker: 9437 Security ID: J59399121 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Yoshizawa, Kazuhiro For For Management 3.2 Elect Director Ii, Motoyuki For For Management 3.3 Elect Director Maruyama, Seiji For For Management 3.4 Elect Director Fujiwara, Michio For For Management 3.5 Elect Director Hiroi, Takashi For For Management 3.6 Elect Director Tateishi, Mayumi For For Management 3.7 Elect Director Shintaku, Masaaki For For Management 3.8 Elect Director Endo, Noriko For For Management 3.9 Elect Director Kikuchi, Shin For For Management 3.10 Elect Director Kuroda, Katsumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Suto, Shoji 4.2 Elect Director and Audit Committee For Against Management Member Sagae, Hironobu 4.3 Elect Director and Audit Committee For Against Management Member Nakata, Katsumi 4.4 Elect Director and Audit Committee For For Management Member Kajikawa, Mikio 4.5 Elect Director and Audit Committee For For Management Member Tsujiyama, Eiko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NWS HOLDINGS LIMITED Ticker: 659 Security ID: G66897110 Meeting Date: NOV 18, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi Kong, Adrian as For For Management Director 3b Elect Cheng Chi Ming, Brian as Director For For Management 3c Elect Tsang Yam Pui as Director For For Management 3d Elect Kwong Che Keung, Gordon as For For Management Director 3e Elect Shek Lai Him, Abraham as Director For For Management 3f Elect Oei Fung Wai Chi, Grace as For For Management Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- NWS HOLDINGS LIMITED Ticker: 659 Security ID: G66897110 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New NWD Master Services For For Management Agreement, Proposed Annual Caps and Related Transactions 2 Approve New DOO Master Services For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Elect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Reelect Kenneth A. Goldman as For For Management Non-Executive Director 3d Reelect Josef Kaeser as Non-Executive For For Management Director 3e Reelect Lena Olving as Non-Executive For For Management Director 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as For For Management Non-Executive Director 3h Reelect Jasmin Staiblin as For For Management Non-Executive Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Reelect Karl-Henrik Sundstrom as For For Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Ordinary Shares For For Management 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Approve Remuneration of the Members For For Management and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board 10 Amend Articles to Establish Quorum For For Management Requirement 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- OBAYASHI CORP. Ticker: 1802 Security ID: J59826107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Obayashi, Takeo For For Management 2.2 Elect Director Hasuwa, Kenji For For Management 2.3 Elect Director Ura, Shingo For For Management 2.4 Elect Director Sato, Takehito For For Management 2.5 Elect Director Kotera, Yasuo For For Management 2.6 Elect Director Murata, Toshihiko For For Management 2.7 Elect Director Sato, Toshimi For For Management 2.8 Elect Director Otake, Shinichi For For Management 2.9 Elect Director Koizumi, Shinichi For For Management 2.10 Elect Director Izumiya, Naoki For For Management 2.11 Elect Director Kobayashi, Yoko For For Management 2.12 Elect Director Orii, Masako For For Management 3 Appoint Statutory Auditor Saito, For For Management Masahiro -------------------------------------------------------------------------------- OBIC CO., LTD. Ticker: 4684 Security ID: J5946V107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Noda, Masahiro For For Management 2.2 Elect Director Tachibana, Shoichi For For Management 2.3 Elect Director Kawanishi, Atsushi For For Management 2.4 Elect Director Noda, Mizuki For For Management 2.5 Elect Director Fujimoto, Takao For For Management 2.6 Elect Director Ida, Hideshi For For Management 2.7 Elect Director Ueno, Takemitsu For For Management 2.8 Elect Director Gomi, Yasumasa For For Management 2.9 Elect Director Ejiri, Takashi For For Management -------------------------------------------------------------------------------- OCADO GROUP PLC Ticker: OCDO Security ID: G6718L106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Re-elect Lord Rose as Director For For Management 4 Re-elect Tim Steiner as Director For For Management 5 Re-elect Duncan Tatton-Brown as For For Management Director 6 Re-elect Neill Abrams as Director For For Management 7 Re-elect Mark Richardson as Director For For Management 8 Re-elect Luke Jensen as Director For For Management 9 Re-elect Jorn Rausing as Director For For Management 10 Re-elect Andrew Harrison as Director For Against Management 11 Re-elect Emma Lloyd as Director For For Management 12 Re-elect Julie Southern as Director For For Management 13 Elect John Martin as Director For For Management 14 Elect Claudia Arney as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Amend Executive Share Option Scheme For For Management 19 Approve Employee Share Purchase Plan For For Management 20 Approve Restricted Share Plan For For Management 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity in For For Management Connection with a Rights Issue 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Adopt New Articles of Association For Against Management 27 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ODAKYU ELECTRIC RAILWAY CO., LTD. Ticker: 9007 Security ID: J59568139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Hoshino, Koji For For Management 2.2 Elect Director Ogawa, Mikio For For Management 2.3 Elect Director Shimoka, Yoshihiko For For Management 2.4 Elect Director Arakawa, Isamu For For Management 2.5 Elect Director Igarashi, Shu For For Management 2.6 Elect Director Hayama, Takashi For For Management 2.7 Elect Director Nagano, Shinji For For Management 2.8 Elect Director Kuroda, Satoshi For For Management 2.9 Elect Director Nomakuchi, Tamotsu For For Management 2.10 Elect Director Nakayama, Hiroko For For Management 2.11 Elect Director Tateyama, Akinori For For Management 2.12 Elect Director Ohara, Toru For For Management 2.13 Elect Director Itonaga, Takehide For For Management 3.1 Appoint Statutory Auditor Ito, Masataka For Against Management 3.2 Appoint Statutory Auditor Yamamoto, For For Management Toshiro 3.3 Appoint Statutory Auditor Onimaru, For For Management Kaoru 3.4 Appoint Statutory Auditor Hayashi, For Against Management Takeshi -------------------------------------------------------------------------------- OIL SEARCH LTD. Ticker: OSH Security ID: Y64695110 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Fiona Harris as Director For For Management 3 Elect Kostas Constantinou as Director For For Management 1 Approve Issuance of Performance Rights For For Management to Keiran Wulff 2 Approve Issuance of Restricted Shares For For Management to Keiran Wulff 3 Approve Non-Executive Director Share For For Management Acquisition Plan -------------------------------------------------------------------------------- OJI HOLDINGS CORP. Ticker: 3861 Security ID: J6031N109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yajima, Susumu For For Management 1.2 Elect Director Kaku, Masatoshi For For Management 1.3 Elect Director Koseki, Yoshiki For For Management 1.4 Elect Director Kisaka, Ryuichi For For Management 1.5 Elect Director Kamada, Kazuhiko For For Management 1.6 Elect Director Isono, Hiroyuki For For Management 1.7 Elect Director Ishida, Koichi For For Management 1.8 Elect Director Shindo, Fumio For For Management 1.9 Elect Director Aoki, Shigeki For For Management 1.10 Elect Director Nara, Michihiro For For Management 1.11 Elect Director Takata, Toshihisa For For Management 1.12 Elect Director Ai, Sachiko For For Management 2 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 3 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- OMRON CORP. Ticker: 6645 Security ID: J61374120 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42 2.1 Elect Director Tateishi, Fumio For For Management 2.2 Elect Director Yamada, Yoshihito For For Management 2.3 Elect Director Miyata, Kiichiro For For Management 2.4 Elect Director Nitto, Koji For For Management 2.5 Elect Director Ando, Satoshi For For Management 2.6 Elect Director Kobayashi, Eizo For For Management 2.7 Elect Director Kamigama, Takehiro For For Management 2.8 Elect Director Kobayashi, Izumi For For Management 3 Appoint Statutory Auditor Uchiyama, For For Management Hideyo 4 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru -------------------------------------------------------------------------------- ONO PHARMACEUTICAL CO., LTD. Ticker: 4528 Security ID: J61546115 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Sagara, Gyo For For Management 2.2 Elect Director Awata, Hiroshi For For Management 2.3 Elect Director Ono, Isao For For Management 2.4 Elect Director Tsujinaka, Toshihiro For For Management 2.5 Elect Director Takino, Toichi For For Management 2.6 Elect Director Kurihara, Jun For For Management 2.7 Elect Director Nomura, Masao For For Management 2.8 Elect Director Okuno, Akiko For For Management 3.1 Appoint Statutory Auditor Nishimura, For For Management Katsuyoshi 3.2 Appoint Statutory Auditor Hishiyama, For For Management Yasuo 3.3 Appoint Statutory Auditor Tanabe, Akiko For For Management -------------------------------------------------------------------------------- ORACLE CORP JAPAN Ticker: 4716 Security ID: J6165M109 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Obermeier For For Management 1.2 Elect Director Minato, Koji For For Management 1.3 Elect Director Krishna Sivaraman For For Management 1.4 Elect Director Edward Paterson For Against Management 1.5 Elect Director Kimberly Woolley For Against Management 1.6 Elect Director Fujimori, Yoshiaki For For Management 1.7 Elect Director John L. Hall For For Management 1.8 Elect Director Natsuno, Takeshi For For Management -------------------------------------------------------------------------------- ORANGE SA Ticker: ORA Security ID: F6866T100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Frederic Sanchez as Director For For Management 6 Reelect Christel Heydemann as Director For For Management 7 Reelect Bernard Ramanantsoa as Director For For Management 8 Elect Laurence Dalboussiere as Director For For Management 9 Approve Compensation Report for For For Management Corporate Officers 10 Approve Compensation of Stephane For For Management Richard, Chairman and CEO 11 Approve Compensation of Ramon For For Management Fernandez, Vice-CEO 12 Approve Compensation of Gervais For For Management Pellissier, Vice-CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Remuneration Policy of For For Management Vice-CEOs 15 Approve Remuneration Policy of For For Management Non-Executive Directors 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 18 Amend Article 13 of Bylaws Re: For For Management Employee Representative 19 Authorize up to 0.07 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Amend Article 13 of Bylaws Re: For For Management Employee Shareholders 23 Approve Stock Dividend Program For For Management 24 Authorize Filing of Required For For Management Documents/Other Formalities A Amend Item 16: Authorize Repurchase of Against Against Shareholder Shares B Amend Article 13 of Bylaws Re: Against Against Shareholder Plurality of Directorships C Amend Item 19: Authorize Shares for Against Against Shareholder Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached D Amend Employee Stock Purchase Plans in Against Against Shareholder Favor of Employees -------------------------------------------------------------------------------- ORICA LTD. Ticker: ORI Security ID: Q7160T109 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Maxine Brenner as Director For For Management 2.2 Elect Gene Tilbrook as Director For For Management 2.3 Elect Karen Moses as Director For For Management 2.4 Elect Boon Swan Foo as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Alberto Calderon 5 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- ORIENTAL LAND CO., LTD. Ticker: 4661 Security ID: J6174U100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Suzuki, For For Management Shigeru 2.2 Appoint Statutory Auditor Kainaka, For For Management Tatsuo 2.3 Appoint Statutory Auditor Saigusa, For Against Management Norio 2.4 Appoint Statutory Auditor Yonekawa, For Against Management Kosei -------------------------------------------------------------------------------- ORIGIN ENERGY LIMITED Ticker: ORG Security ID: Q71610101 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Greg Lalicker as Director For For Management 3 Elect Gordon Cairns as Director For For Management 4 Elect Bruce Morgan as Director For For Management 5 Approve Remuneration Report For For Management 6 Aprove Grant of Restricted Shares and For For Management Performance Share Rights to Frank Calabria 7 Approve Renewal of Proportional For For Management Takeover Provisions 8 Appoint Ernst & Young as Auditor of For For Management the Company 9a Approve the Amendments to the Against Against Shareholder Company's Constitution 9b Approve Transition Planning Disclosure Against Against Shareholder 9c Approve Informed Consent Relating to Against Against Shareholder the Company's Proposed Fracking Activities in the Beetaloo SubBasin 9d Approve Public Health Risks of Coal Against Against Shareholder Operations 9e Approve Paris Goals and Targets Against Against Shareholder 9f Approve Disclosure of Lobbying Against Against Shareholder -------------------------------------------------------------------------------- ORION OYJ Ticker: ORNBV Security ID: X6002Y112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share; Authorize Board to Donate up to EUR 250,000 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pia Kalsta, Ari Lehtoranta, For For Management Timo Maasilta, Hilpi Rautelin, Eija Ronkainen and Mikael Silvennoinen (Chairman) as Directors; Elect Kari Jussi Aho as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Approve Forfeiture of Shares in Orion For For Management Corporation on Joint Account 17 Close Meeting None None Management -------------------------------------------------------------------------------- ORIX CORP. Ticker: 8591 Security ID: J61933123 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Inoue, Makoto For Against Management 1.2 Elect Director Irie, Shuji For For Management 1.3 Elect Director Taniguchi, Shoji For For Management 1.4 Elect Director Matsuzaki, Satoru For For Management 1.5 Elect Director Stan Koyanagi For For Management 1.6 Elect Director Suzuki, Yoshiteru For For Management 1.7 Elect Director Yasuda, Ryuji For For Management 1.8 Elect Director Takenaka, Heizo For For Management 1.9 Elect Director Michael Cusumano For For Management 1.10 Elect Director Akiyama, Sakie For For Management 1.11 Elect Director Watanabe, Hiroshi For For Management 1.12 Elect Director Sekine, Aiko For For Management -------------------------------------------------------------------------------- ORKLA ASA Ticker: ORK Security ID: R67787102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.60 Per Share 3a Receive Information on Remuneration None None Management Policy And Other Terms of Employment For Executive Management 3b Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 3c Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management (Binding) 4 Discuss Company's Corporate Governance None None Management Statement 5a Authorize Repurchase of Shares for Use For For Management in Employee Incentive Programs 5b Authorize Share Repurchase Program and For For Management Cancellation of Repurchased Shares 6 Adopt New Articles of Association For For Management 7 Amend Instructions for Nominating For For Management Committee 8a Reelect Stein Hagen as Director For For Management 8b Reelect Ingrid Blank as Director For For Management 8c Reelect Nils Selte as Director For For Management 8d Reelect Liselott Kilaas as Director For For Management 8e Reelect Peter Agnefjall as Director For For Management 8f Elect Anna Mossberg as New Director For For Management 8g Elect Anders Kristiansen as New For For Management Director 8h Reelect Caroline Kjos as Deputy For For Management Director 9a Elect Anders Christian Stray Ryssdal For For Management as Member of Nominating Committee 9b Elect Kjetil Houg as Member of For For Management Nominating Committee 9c Elect Rebekka Glasser Herlofsen as For For Management Member of Nominating Committee 10 Elect Anders Christian Stray Ryssdal For For Management as Nominating Committee Chairman 11 Approve Remuneration of Directors For For Management 12 Approve Remuneration of Nominating For For Management Committee 13 Approve Remuneration of Auditors For For Management -------------------------------------------------------------------------------- ORPEA SA Ticker: ORP Security ID: F69036105 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Laure Baume as Director For For Management 6 Reelect Moritz Krautkramer as Director For For Management 7 Elect Corine de Bilbao as Director For For Management 8 Elect Pascale Richetta as Director For For Management 9 Approve Compensation of Board Members For For Management 10 Approve Compensation of Philippe For For Management Charrier, Chairman of the Board 11 Approve Compensation of Yves Le Masne, For For Management CEO 12 Approve Compensation of Jean-Claude For For Management Brdenk, Vice-CEO 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 650,000 14 Approve Remuneration Policy of Board For For Management Members 15 Approve Remuneration Policy of For For Management Philippe Charrier, Chairman of the Board 16 Approve Remuneration Policy of Yves Le For For Management Masne, CEO 17 Approve Remuneration Policy of For For Management Jean-Claude Brdenk, Vice-CEO 18 Renew Appointment of SAINT HONORE BK&A For For Management as Auditor 19 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 22 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8,076,979 23 Approve Issuance of Equity or For Against Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements 24 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote 25 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 26 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capitalization of Reserves For Against Management of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 28 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 29 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 30 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 31 Amend Article 4 of Bylaws Re: For For Management Headquarter 32 Amend Article 11 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 33 Adopt New Bylaws For Against Management 34 Delegate Powers to the Board to Amend For Against Management Bylaws to Comply with Legal Changes 35 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ORSTED A/S Ticker: ORSTED Security ID: K7653Q105 Meeting Date: MAR 02, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration Report (Advisory For For Management Vote) 4 Approve Discharge of Management and For For Management Board 5 Approve Allocation of Income and For For Management Dividends of DKK 10.5 Per Share 6 Authorize Share Repurchase Program None None Management (The Board is Not Requesting Any Authorization) 7.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.2 Amend Articles Re: Agenda of Annual For For Management General Meeting 7.3 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Proposals Shareholders (None None None Management Submitted) 9.1 Reelect Thomas Thune Andersen (Chair) For For Management as Director 9.2 Reelect Lene Skole (Vice Chair) as For For Management Director 9.3a Reelect Lynda Armstrong as Director For For Management 9.3b Reelect Jorgen Kildah as Director For For Management 9.3c Reelect Peter Korsholm as Director For For Management 9.3d Reelect Dieter Wemmer as Director For For Management 10 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 11 Ratify PricewaterhouseCoopers as For For Management Auditors 12 Other Business None None Management -------------------------------------------------------------------------------- OSAKA GAS CO., LTD. Ticker: 9532 Security ID: J62320130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Ozaki, Hiroshi For For Management 2.2 Elect Director Honjo, Takehiro For For Management 2.3 Elect Director Fujiwara, Masataka For For Management 2.4 Elect Director Miyagawa, Tadashi For For Management 2.5 Elect Director Matsui, Takeshi For For Management 2.6 Elect Director Tasaka, Takayuki For For Management 2.7 Elect Director Miyahara, Hideo For For Management 2.8 Elect Director Murao, Kazutoshi For For Management 2.9 Elect Director Kijima, Tatsuo For For Management 3.1 Appoint Statutory Auditor Yoneyama, For For Management Hisaichi 3.2 Appoint Statutory Auditor Sasaki, For For Management Shigemi -------------------------------------------------------------------------------- OTSUKA CORP. Ticker: 4768 Security ID: J6243L115 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Appoint Statutory Auditor Nakai, For Against Management Kazuhiko 2.2 Appoint Statutory Auditor Hada, Etsuo For For Management 2.3 Appoint Statutory Auditor Minagawa, For For Management Katsumasa -------------------------------------------------------------------------------- OTSUKA HOLDINGS CO., LTD. Ticker: 4578 Security ID: J63117105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsuka, Ichiro For For Management 1.2 Elect Director Higuchi, Tatsuo For For Management 1.3 Elect Director Matsuo, Yoshiro For For Management 1.4 Elect Director Makino, Yuko For For Management 1.5 Elect Director Takagi, Shuichi For For Management 1.6 Elect Director Tobe, Sadanobu For For Management 1.7 Elect Director Kobayashi, Masayuki For For Management 1.8 Elect Director Tojo, Noriko For For Management 1.9 Elect Director Inoue, Makoto For For Management 1.10 Elect Director Matsutani, Yukio For For Management 1.11 Elect Director Sekiguchi, Ko For For Management 1.12 Elect Director Aoki, Yoshihisa For For Management 1.13 Elect Director Mita, Mayo For For Management -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED Ticker: O39 Security ID: Y64248209 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2a Elect Ooi Sang Kuang as Director For For Management 2b Elect Lee Tih Shih as Director For For Management 2c Elect Wee Joo Yeow as Director For For Management 3a Elect Koh Beng Seng as Director For For Management 3b Elect Tan Yen Yen as Director For For Management 4 Approve Final Dividend For For Management 5a Approve Directors' Remuneration For For Management 5b Approve Issuance of 6,000 Shares to For For Management Each Non-Executive Director for the Year Ended Dec. 31, 2019 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and/or Rights For For Management and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 9 Approve Issuance of Shares Pursuant to For For Management the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PAN PACIFIC INTERNATIONAL HOLDINGS CORP. Ticker: 7532 Security ID: J1235L108 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Yoshida, Naoki For For Management 2.2 Elect Director Matsumoto, Kazuhiro For For Management 2.3 Elect Director Nishii, Takeshi For For Management 2.4 Elect Director Sakakibara, Ken For For Management 2.5 Elect Director Sekiguchi, Kenji For For Management 2.6 Elect Director Maruyama, Tetsuji For For Management 2.7 Elect Director Ishii, Yuji For For Management 2.8 Elect Director Abe, Hiroshi For For Management 2.9 Elect Director Yasuda, Takao For For Management 3.1 Elect Director and Audit Committee For For Management Member Nishitani, Jumpei 3.2 Elect Director and Audit Committee For For Management Member Yoshino, Masaki -------------------------------------------------------------------------------- PANASONIC CORP. Ticker: 6752 Security ID: J6354Y104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagae, Shusaku For For Management 1.2 Elect Director Tsuga, Kazuhiro For For Management 1.3 Elect Director Sato, Mototsugu For For Management 1.4 Elect Director Higuchi, Yasuyuki For For Management 1.5 Elect Director Homma, Tetsuro For For Management 1.6 Elect Director Tsutsui, Yoshinobu For For Management 1.7 Elect Director Ota, Hiroko For For Management 1.8 Elect Director Toyama, Kazuhiko For For Management 1.9 Elect Director Noji, Kunio For For Management 1.10 Elect Director Umeda, Hirokazu For For Management 1.11 Elect Director Laurence W.Bates For For Management 1.12 Elect Director Sawada, Michitaka For For Management 1.13 Elect Director Kawamoto, Yuko For For Management 2.1 Appoint Statutory Auditor Fujii, Eiji For For Management 2.2 Appoint Statutory Auditor Yufu, Setsuko For For Management -------------------------------------------------------------------------------- PANDORA AS Ticker: PNDORA Security ID: K7681L102 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter A. Ruzicka as New Director For For Management 2 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- PANDORA AS Ticker: PNDORA Security ID: K7681L102 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and For For Management Dividends of DKK 9 Per Share 5.1 Reelect Peter A. Ruzicka (Chair) as For For Management Director 5.2 Reelect Christian Frigast (Vice Chair) For For Management as Director 5.3 Reelect Andrea Dawn Alvey as Director For For Management 5.4 Reelect Ronica Wang as Director For For Management 5.5 Reelect Birgitta Stymne Goransson as For For Management Director 5.6 Reelect Isabelle Parize as Director For For Management 5.7 Elect Catherine Spindler as New For For Management Director 5.8 Elect Marianne Kirkegaard as New For For Management Director 6 Ratify Ernst & Young as Auditor For For Management 7 Approve Discharge of Management and For For Management Board 8.1 Approve DKK 8 Million Reduction in For For Management Share Capital via Share Cancellation 8.2 Amend Articles Re: Agenda of Annual For For Management General Meeting 8.3 Authorize Share Repurchase Program For For Management 8.4 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 8.5 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 9 Other Business None None Management -------------------------------------------------------------------------------- PARGESA HOLDING SA Ticker: PARG Security ID: H60477207 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 2.63 per Bearer Share and CHF 0.26 per Registered Share 3 Approve Discharge of Board and Senior For Did Not Vote Management Management 4.1.a Reelect Bernard Daniel as Director For Did Not Vote Management 4.1.b Reelect Victor Delloye as Director For Did Not Vote Management 4.1.c Reelect Andre Desmarais as Director For Did Not Vote Management 4.1.d Reelect Paul Desmarais Jr as Director For Did Not Vote Management 4.1.e Reelect Paul Desmarais III as Director For Did Not Vote Management 4.1.f Reelect Cedric Frere as Director For Did Not Vote Management 4.1.g Reelect Gerald Frere as Director For Did Not Vote Management 4.1.h Reelect Segolene Gallienne as Director For Did Not Vote Management 4.1.i Reelect Jean-Luc Herbez as Director For Did Not Vote Management 4.1.j Reelect Barbara Kux as Director For Did Not Vote Management 4.1.k Reelect Xavier Le Clef as Director For Did Not Vote Management 4.1.l Reelect Jocelyn Lefebvre as Director For Did Not Vote Management 4.1.m Reelect Michel Pebereau as Director For Did Not Vote Management 4.1.n Reelect Amaury de Seze as Director For Did Not Vote Management 4.2 Reelect Paul Desmarais Jr as Board For Did Not Vote Management Chairman 4.3.1 Reappoint Bernard Daniel as Member of For Did Not Vote Management the Compensation Committee 4.3.2 Reappoint Jean-Luc Herbez as Member of For Did Not Vote Management the Compensation Committee 4.3.3 Reappoint Barbara Kux as Member of the For Did Not Vote Management Compensation Committee 4.3.4 Reappoint Xavier Le Clef as Member of For Did Not Vote Management the Compensation Committee 4.3.5 Reappoint Amaury de Seze as Member of For Did Not Vote Management the Compensation Committee 4.4 Designate Valerie Marti as Independent For Did Not Vote Management Proxy 4.5 Ratify Deloitte SA as Auditors For Did Not Vote Management 5.1 Approve Remuneration of Directors in For Did Not Vote Management the Amount of CHF 6 Million 5.2 Approve Remuneration of Executive For Did Not Vote Management Committee in the Amount of CHF 1.5 Million 6 Approve Creation of CHF 253 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 7 Transact Other Business (Voting) For Did Not Vote Management -------------------------------------------------------------------------------- PARK24 CO., LTD. Ticker: 4666 Security ID: J63581102 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Nishikawa, Koichi For For Management 2.2 Elect Director Sasaki, Kenichi For For Management 2.3 Elect Director Kawakami, Norifumi For For Management 2.4 Elect Director Kawasaki, Keisuke For For Management 2.5 Elect Director Yamanaka, Shingo For For Management 2.6 Elect Director Oura, Yoshimitsu For For Management 2.7 Elect Director Nagasaka, Takashi For For Management 3.1 Elect Director and Audit Committee For For Management Member Sasakawa, Akifumi 3.2 Elect Director and Audit Committee For For Management Member Takeda, Tsunekazu 3.3 Elect Director and Audit Committee For For Management Member Niunoya, Miho -------------------------------------------------------------------------------- PARTNERS GROUP HOLDING AG Ticker: PGHN Security ID: H6120A101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 25.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 5 Approve Remuneration Report For Against Management 6.1 Approve Short-Term Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Long-Term Remuneration of For For Management Directors in the Amount of CHF 4.5 Million 6.3 Approve Technical Non-Financial For For Management Remuneration of Directors in the Amount of CHF 5.7 Million 6.4 Approve Short-Term Remuneration of For For Management Executive Committee in the Amount of CHF 7.5 Million 6.5 Approve Long-Term Remuneration of For For Management Executive Committee in the Amount of CHF 16.5 Million 6.6 Approve Technical Non-Financial For For Management Remuneration of Executive Committee in the Amount of CHF 10,000 7.1.1 Elect Steffen Meister as Director and For For Management as Board Chairman 7.1.2 Elect Marcel Erni as Director For For Management 7.1.3 Elect Alfred Gantner as Director For For Management 7.1.4 Elect Lisa Hook as Director For For Management 7.1.5 Elect Grace del Rosario-Castano as For For Management Director 7.1.6 Elect Martin Strobel as Director For For Management 7.1.7 Elect Eric Strutz as Director For For Management 7.1.8 Elect Urs Wietlisbach as Director For For Management 7.2.1 Appoint Lisa Hook as Member of the For For Management Nomination and Compensation Committee 7.2.2 Appoint Grace del Rosario-Castano as For For Management Member of the Nomination and Compensation Committee 7.2.3 Appoint Martin Strobel as Member of For For Management the Nomination and Compensation Committee 7.3 Designate Hotz & Goldmann as For For Management Independent Proxy 7.4 Ratify KPMG AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PCCW LIMITED Ticker: 8 Security ID: Y6802P120 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Srinivas Bangalore Gangaiah as For For Management Director 3b Elect Hui Hon Hing, Susanna as Director For For Management 3c Elect Lee Chi Hong, Robert as Director For For Management 3d Elect Li Fushen as Director For Against Management 3e Elect Mai Yanzhouas Director For For Management 3f Elect David Christopher Chance as For For Management Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PEARSON PLC Ticker: PSON Security ID: G69651100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sherry Coutu as Director For For Management 4 Elect Sally Johnson as Director For For Management 5 Elect Graeme Pitkethly as Director For For Management 6 Re-elect Elizabeth Corley as Director For For Management 7 Re-elect Vivienne Cox as Director For For Management 8 Re-elect John Fallon as Director For For Management 9 Re-elect Linda Lorimer as Director For For Management 10 Re-elect Michael Lynton as Director For For Management 11 Re-elect Tim Score as Director For For Management 12 Re-elect Sidney Taurel as Director For For Management 13 Re-elect Lincoln Wallen as Director For For Management 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Report For For Management 16 Approve Long Term Incentive Plan For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PEPTIDREAM INC. Ticker: 4587 Security ID: J6363M109 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Change Fiscal Year End 2.1 Elect Director Kubota, Kiichi For For Management 2.2 Elect Director Patrick C. Reid For For Management 2.3 Elect Director Masuya, Keiichi For For Management 2.4 Elect Director Kaneshiro, Kiyofumi For For Management 3.1 Elect Director and Audit Committee For For Management Member Sasaoka, Michio 3.2 Elect Director and Audit Committee For For Management Member Nagae, Toshio 3.3 Elect Director and Audit Committee For For Management Member Hanafusa, Yukinori -------------------------------------------------------------------------------- PEPTIDREAM INC. Ticker: 4587 Security ID: J6363M109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kubota, Kiichi For For Management 1.2 Elect Director Patrick C. Reid For For Management 1.3 Elect Director Masuya, Keiichi For For Management 1.4 Elect Director Kaneshiro, Kiyofumi For For Management 2 Elect Alternate Director and Audit For For Management Committee Member Utsunomiya, Junko -------------------------------------------------------------------------------- PERNOD RICARD SA Ticker: RI Security ID: F72027109 Meeting Date: NOV 08, 2019 Meeting Type: Annual/Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.12 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Kory Sorenson as Director For For Management 6 Elect Esther Berrozpe Galindo as For For Management Director 7 Elect Philippe Petitcolin as Director For For Management 8 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.25 Million 9 Approve Compensation of Alexandre For For Management Ricard, Chairman and CEO 10 Approve Remuneration Policy for For For Management Alexandre Ricard, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 15 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 17 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 19 Authorize Capitalization of Reserves For For Management of Up to EUR 135 Million for Bonus Issue or Increase in Par Value 20 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 21 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Stock Option Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 24 Amend Article 16 of Bylaws Re: For For Management Employee Representative 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Remuneration Report For For Management 5 Re-elect Roger Devlin as Director For For Management 6 Re-elect David Jenkinson as Director For For Management 7 Re-elect Michael Killoran as Director For For Management 8 Re-elect Nigel Mills as Director For For Management 9 Re-elect Rachel Kentleton as Director For For Management 10 Re-elect Simon Litherland as Director For For Management 11 Re-elect Marion Sears as Director For For Management 12 Elect Joanna Place as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PERSOL HOLDINGS CO., LTD. Ticker: 2181 Security ID: J6367Q106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mizuta, Masamichi For For Management 2.2 Elect Director Wada, Takao For For Management 2.3 Elect Director Takahashi, Hirotoshi For For Management 2.4 Elect Director Tamakoshi, Ryosuke For For Management 2.5 Elect Director Nishiguchi, Naohiro For For Management 2.6 Elect Director Yamauchi, Masaki For For Management 3.1 Elect Director and Audit Committee For Against Management Member Enomoto, Chisa 3.2 Elect Director and Audit Committee For For Management Member Tomoda, Kazuhiko 4 Elect Alternate Director and Audit For For Management Committee Member Tsukamoto, Hideo 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Trust-Type Equity Compensation For For Management Plan 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Zhang Zutong as For Against Management Supervisory Board Member 5 Reelect Catherine Bradley as For For Management Supervisory Board Member 6 Approve Remuneration Policy of Carlos For For Management Tavares, Chairman of the Management Board 7 Approve Remuneration Policy of Olivier For Against Management Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board 8 Approve Remuneration Policy of Louis For For Management Gallois, Chairman of the Supervisory Board 9 Approve Remuneration Policy of Members For For Management of the Supervisory Board 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Carlos For For Management Tavares, Chairman of the Management Board 12 Approve Compensation of Olivier For For Management Bourges, Member of the Management Board Since March 1, 2019 13 Approve Compensation of Michael For For Management Lohscheller, Member of the Management Board Since Sept. 1, 2019 14 Approve Compensation of Maxime Picat, For For Management Member of the Management Board 15 Approve Compensation of For For Management Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019 16 Approve Compensation of Louis Gallois, For For Management Chairman of the Supervisory Board 17 Approve Transaction with For For Management Etablissements Peugeot Freres and FFP Re: Engagement Letter 18 Approve Transaction with Bpifrance For For Management Participations and Lion Participations Re: Engagement Letter 19 Approve Transaction with Dongfeng For For Management Motor Group Re: Buyout Agreement 20 Waiver of the Establishment of a For For Management Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Amend Article 10 of Bylaws Re: For For Management Employee Representative 26 Amend Article 12 of Bylaws Re: Payment For For Management of Dividends 27 Ratify Change Location of Registered For For Management Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Indemnify Directors - Indemnify Statutory Auditors 3.1 Elect Director Nakata, Yoichi For For Management 3.2 Elect Director Yamashita, Shigeru For For Management 3.3 Elect Director Kitazawa, Norimasa For For Management 3.4 Elect Director Akamatsu, Eiji For For Management 3.5 Elect Director Itakura, Tadashi For For Management 3.6 Elect Director Kurachi, Yasunori For For Management 3.7 Elect Director Kevin Vyse-Peacock For For Management 3.8 Elect Director Nitta, Takayuki For For Management 3.9 Elect Director Hatoyama, Rehito For For Management 3.10 Elect Director Okada, Erika For For Management 3.11 Elect Director Hayashi, Chiaki For For Management 3.12 Elect Director Yamaguchi, Eriko For For Management 4 Appoint Statutory Auditor Matsunaga, For For Management Tsutomu -------------------------------------------------------------------------------- PIRELLI & C. SPA Ticker: PIRC Security ID: T76434264 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Fix Number of Directors None For Shareholder 2.2.1 Slate 1 Submitted by Marco Polo None Against Shareholder International Italy Srl and Camfin SpA 2.2.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 2.3 Elect Ning Gaoning as Board Chair None Against Shareholder 2.4 Approve Remuneration of Directors None For Shareholder 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For Against Management Remuneration Report 4 Approve Three-year Monetary Incentive For Against Management Plan 5 Approve Director, Officer, and For For Management Internal Auditors Liability and Indemnity Insurance 1 Amend Company Bylaws For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- POLA ORBIS HOLDINGS INC. Ticker: 4927 Security ID: J6388P103 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 81 2.1 Elect Director Suzuki, Satoshi For For Management 2.2 Elect Director Kume, Naoki For For Management 2.3 Elect Director Fujii, Akira For For Management 2.4 Elect Director Yokote, Yoshikazu For For Management 2.5 Elect Director Kobayashi, Takuma For For Management 2.6 Elect Director Komiya, Kazuyoshi For For Management 2.7 Elect Director Ushio, Naomi For For Management 2.8 Elect Director Yamamoto, Hikaru For For Management -------------------------------------------------------------------------------- POSTE ITALIANE SPA Ticker: PST Security ID: T7S697106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by the Italian None Against Shareholder Ministry of Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Maria Bianca Farina as Board None For Shareholder Chair 7 Approve Remuneration of Directors None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve Equity-based Incentive Plan For For Management 11 Integrate Remuneration of External For For Management Auditors for 2019 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LIMITED Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew John Hunter as Director For For Management 3b Elect Ip Yuk-keung, Albert as Director For For Management 3c Elect Li Tzar Kuoi, Victor as Director For Against Management 3d Elect Tsai Chao Chung, Charles as For For Management Director 3e Elect Lui Wai Yu, Albert as Director For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Information from the Joint None None Management Committee 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.50 per Share 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Special Discharge of Guido J.M. For For Management Demuynck, Tanuja Randery, and Laurent Levaux For Fulfillment of Board Mandate 9 Approve Special Discharge of Dominique For For Management Leroy For Fulfillment of Board Mandate 10 Approve Discharge of Auditors For For Management 11 Approve Special Discharge of Michel For For Management Denayer, Representative of Deloitte SCRL, as Chairman and Member of the Board of Auditors 12 Approve Discharge of Deloitte SCRL, For For Management Represented by Geert Verstraeteen, and CDP Petit & Co SPRL, Represented by Damien Petit, as Independent Auditors 13 Approve Special Discharge of Michel For For Management Denayer and Nico Houthaeve, Representatives of Deloitte SCRL, as Auditors of Consolidated Accounts 14 Approve Co-optation of Guillaume For For Management Boutin as Director 15 Reelect Luc Van den hove as For For Management Independent Director 16 Approve Co-optation of Joachim Sonne For For Management Independent Director 17a Reelect Stefaan De Clerck as Director For For Management 17b Reelect Martine Durez as Director For For Management 17c Reelect Isabelle Santens as Director For For Management 17d Reelect Paul Van de Perre as Director For For Management 17e Elect Director Proposed by the Belgian For Against Management State 18 Transact Other Business None None Management -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws Re: Belgian Code of For For Management Companies and Associations 2 Approve Coordination of Articles of For For Management Association 3 Authorize Implementation of Approved For For Management Resolutions 4 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of the M&G Group from the Prudential Group 2 Elect Amy Yip as Director For For Management -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Jeremy Anderson as Director For For Management 5 Elect Shriti Vadera as Director For For Management 6 Re-elect Mark Fitzpatrick as Director For For Management 7 Re-elect David Law as Director For For Management 8 Re-elect Paul Manduca as Director For For Management 9 Re-elect Kaikhushru Nargolwala as For For Management Director 10 Re-elect Anthony Nightingale as For For Management Director 11 Re-elect Philip Remnant as Director For For Management 12 Re-elect Alice Schroeder as Director For For Management 13 Re-elect James Turner as Director For For Management 14 Re-elect Thomas Watjen as Director For For Management 15 Re-elect Michael Wells as Director For For Management 16 Re-elect Fields Wicker-Miurin as For For Management Director 17 Re-elect Amy Yip as Director For For Management 18 Reappoint KPMG LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity to Include For For Management Repurchased Shares 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Issue of Equity in For For Management Connection with the Issue of Mandatory Convertible Securities 26 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PRYSMIAN SPA Ticker: PRY Security ID: T7630L105 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and None None Management Reissuance of Repurchased Shares 4 Approve Long-term Incentive Plan For For Management 5 Approve Remuneration Policy For For Management 6 Approve Second Section of the For For Management Remuneration Report 1 Authorize Board to Increase Capital to For For Management Service the Long-term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- PUBLICIS GROUPE SA Ticker: PUB Security ID: F7607Z165 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Approve Remuneration Policy of For For Management Chairman of Supervisory Board 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Remuneration Policy of For For Management Chairman of Management Board 9 Approve Remuneration Policy of For For Management Management Board Members 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Maurice Levy, For For Management Chairman of Supervisory Board 12 Approve Compensation of Arthur Sadoun, For For Management Chairman of the Management Board 13 Approve Compensation of Jean-Michel For For Management Etienne, Management Board Member 14 Approve Compensation of Anne-Gabrielle For For Management Heilbronner, Management Board Member 15 Approve Compensation of Steve King, For For Management Management Board Member 16 Reelect Sophie Dulac as Supervisory For For Management Board Member 17 Reelect Thomas H. Glocer as For For Management Supervisory Board Member 18 Reelect Marie-Josee Kravis as For For Management Supervisory Board Member 19 Reelect Andre Kudelski as Supervisory For For Management Board Member 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 23 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million 24 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 26 Authorize Capitalization of Reserves For For Management of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 27 Authorize Capital Increase of Up to For For Management EUR 9 Million for Future Exchange Offers 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 30 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 31 Amend Articles 6, 7 and 17 of Bylaws For For Management to Comply with Legal Changes 32 Amend Article 13 of Bylaws Re: For For Management Employee Representatives 33 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PUMA SE Ticker: PUM Security ID: D62318148 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Annulment of the For For Management Variable Supervisory Board Remuneration Clause 8 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- QBE INSURANCE GROUP LIMITED Ticker: QBE Security ID: Q78063114 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Approve Grant of Conditional Rights For For Management Under the 2020 QBE LTI Plan to Patrick Regan 4a Elect K Lisson as Director For For Management 4b Elect M Wilkins as Director For For Management 5a Approve the Amendments to the Against Against Shareholder Company's Constitution Promoted by Market Forces and Australian Ethical 5b Approve Exposure Reduction Targets Against Against Shareholder 6a Approve the Amendments to the Against Against Shareholder Company's Constitution Promoted by The Colong Foundation for Wilderness Ltd 6b Approve QBE World Heritage Policy Against Against Shareholder -------------------------------------------------------------------------------- QIAGEN NV Ticker: QGEN Security ID: N72482123 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4 Adopt Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Report For Against Management 6 Receive Explanation on Company's None None Management Reserves and Dividend Policy 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9.a Reelect Stephane Bancel to Supervisory For For Management Board 9.b Reelect Hakan Bjorklund to Supervisory For For Management Board 9.c Reelect Metin Colpan to Supervisory For For Management Board 9.d Reelect Ross L. Levine to Supervisory For For Management Board 9.e Reelect Elaine Mardis to Supervisory For For Management Board 9.f Reelect Lawrence A. Rosen to For For Management Supervisory Board 9.g Reelect Elizabeth E. Tallett to For For Management Supervisory Board 10.a Reelect Roland Sackers to Management For For Management Board 10.b Reelect Thierry Bernard to Management For For Management Board 11 Adopt Remuneration Policy for For Against Management Management Board 12.a Adopt Remuneration Policy for For For Management Supervisory Board 12.b Approve Remuneration of Supervisory For For Management Board 13 Ratify KPMG as Auditors For For Management 14.a Grant Board Authority to Issue Shares For For Management 14.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 14.c Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances 15 Authorize Repurchase of Issued Share For For Management Capital 16 Receive Explanation on the Recommended None None Management Offer Made by Thermo Fisher through Quebec B.V 17 Amend Articles of Association (Part I) For For Management 18 Approve Conditional Back-End Resolution For For Management 19.a Approve Conditional Reappointment of For For Management Hakan Bjorklund to Supervisory Board 19.b Approve Conditional Reappointment of For For Management Michael A. Boxer to Supervisory Board 19.c Approve Conditional Reappointment of For For Management Paul G. Parker to Supervisory Board 19.d Approve Conditional Reappointment of For For Management Gianluca Pettiti to Supervisory Board 19.e Approve Conditional Reappointment of For For Management Anthony H. Smith to Supervisory Board 19.f Approve Conditional Reappointment of For For Management Barbara W. Wall to Supervisory Board 19.g Approve Conditional Reappointment of For For Management Stefan Wolf to Supervisory Board 20 Accept Conditional Resignation and For For Management Discharge of Supervisory Board Members 21 Amend Articles of Association (Part For For Management III) 22 Allow Questions None None Management 23 Close Meeting None None Management -------------------------------------------------------------------------------- RAKUTEN, INC. Ticker: 4755 Security ID: J64264104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 2.1 Elect Director Mikitani, Hiroshi For For Management 2.2 Elect Director Hosaka, Masayuki For For Management 2.3 Elect Director Charles B. Baxter For For Management 2.4 Elect Director Kutaragi, Ken For For Management 2.5 Elect Director Sarah J. M. Whitley For For Management 2.6 Elect Director Mitachi, Takashi For For Management 2.7 Elect Director Murai, Jun For For Management 3.1 Appoint Statutory Auditor Yamaguchi, For For Management Katsuyuki 3.2 Appoint Statutory Auditor Nishikawa, For For Management Yoshiaki 4 Approve Two Types of Deep Discount For Against Management Stock Option Plans -------------------------------------------------------------------------------- RAMSAY HEALTH CARE LIMITED Ticker: RHC Security ID: Q7982Y104 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Catriona Alison Deans as Director For For Management 3.2 Elect James Malcolm McMurdo as Director For For Management 4.1 Approve Grant of FY2020 Performance For For Management Rights to Craig Ralph McNally 4.2 Approve Grant of FY2019 Performance For For Management Rights to Craig Ralph McNally -------------------------------------------------------------------------------- RANDSTAD NV Ticker: RAND Security ID: N7291Y137 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Receive Report of Executive Board and None None Management Supervisory Board (Non-Voting) 2b Approve Remuneration Report For For Management 2c Amend Articles of Association Re: For For Management Transitory Provision for the Dividend on the Preference Shares B 2d Adopt Financial Statements For For Management 2e Receive Explanation on Company's None None Management Reserves and Dividend Policy 3a Approve Discharge of Management Board For For Management 3b Approve Discharge of Supervisory Board For For Management 4a Approve Remuneration Policy for For For Management Management Board Members 4b Approve Remuneration Policy for For For Management Supervisory Board Members 5 Elect Rene Steenvoorden to Management For For Management Board 6a Elect Helene Auriol Potier to For For Management Supervisory Board 6b Reelect Wout Dekker to Supervisory For For Management Board 7a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Authorize Cancel Repurchase of Up to For For Management 10 Percent of Issued Share Capital under Item 7b 8 Reelect Sjoerd van Keulen as Board For For Management Member of Stichting Administratiekantoor Preferente Aandelen Randstad 9 Ratify Deloitte as Auditors For For Management 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- REA GROUP LIMITED Ticker: REA Security ID: Q8051B108 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Tracey Fellows as Director For Against Management 3b Elect Richard Freudenstein as Director For Against Management 3c Elect Michael Miller as Director For Against Management 4 Approve Grant of Performance Rights to For For Management Owen Wilson -------------------------------------------------------------------------------- RECKITT BENCKISER GROUP PLC Ticker: RB Security ID: G74079107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Andrew Bonfield as Director For For Management 5 Re-elect Nicandro Durante as Director For For Management 6 Re-elect Mary Harris as Director For For Management 7 Re-elect Mehmood Khan as Director For For Management 8 Re-elect Pam Kirby as Director For For Management 9 Re-elect Chris Sinclair as Director For For Management 10 Re-elect Elane Stock as Director For For Management 11 Elect Jeff Carr as Director For For Management 12 Elect Sara Mathew as Director For For Management 13 Elect Laxman Narasimhan as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RECORDATI SPA Ticker: REC Security ID: T78458139 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a Fix Number of Directors For For Management 2b Elect Directors (Bundled) For Against Management 2c Approve Remuneration of Directors For Against Management 2d Deliberations Pursuant to Article 2390 For Against Management of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies 3a.1 Slate 1 Submitted by FIMEI SpA None Against Shareholder 3a.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 3b Approve Internal Auditors' Remuneration None For Shareholder 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Remuneration Policy For For Management 5b Approve Second Section of the For For Management Remuneration Report 6 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- RECRUIT HOLDINGS CO., LTD. Ticker: 6098 Security ID: J6433A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Minegishi, Masumi For For Management 1.2 Elect Director Idekoba, Hisayuki For For Management 1.3 Elect Director Senaha, Ayano For For Management 1.4 Elect Director Rony Kahan For For Management 1.5 Elect Director Izumiya, Naoki For For Management 1.6 Elect Director Totoki, Hiroki For For Management 2.1 Appoint Statutory Auditor Nagashima, For For Management Yukiko 2.2 Appoint Statutory Auditor Ogawa, For For Management Yoichiro 2.3 Appoint Statutory Auditor Natori, For For Management Katsuya 2.4 Appoint Alternate Statutory Auditor For For Management Tanaka, Miho -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Ratify Appointment of and Elect For For Management Beatriz Corredor Sierra as Director 6.2 Ratify Appointment of and Elect For For Management Roberto Garcia Merino as Director 6.3 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9.1 Authorize Share Repurchase Program For For Management 9.2 Approve Stock-for-Salary Plan For For Management 9.3 Revoke All Previous Authorizations For For Management 10.1 Approve Remuneration Report For For Management 10.2 Approve Remuneration of Directors For For Management 11 Renew Appointment of KPMG Auditores as For For Management Auditor 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Reappoint Ernst & Young LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Elect Charlotte Hogg as Director For For Management 8 Re-elect Erik Engstrom as Director For For Management 9 Re-elect Sir Anthony Habgood as For For Management Director 10 Re-elect Wolfhart Hauser as Director For For Management 11 Re-elect Marike van Lier Lels as For For Management Director 12 Re-elect Nick Luff as Director For For Management 13 Re-elect Robert MacLeod as Director For For Management 14 Re-elect Linda Sanford as Director For For Management 15 Re-elect Andrew Sukawaty as Director For For Management 16 Re-elect Suzanne Wood as Director For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Limit For For Management Under the Company's Articles of Association -------------------------------------------------------------------------------- REMY COINTREAU SA Ticker: RCO Security ID: F7725A100 Meeting Date: JUL 24, 2019 Meeting Type: Annual/Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.65 per Share 4 Approve Exceptional Dividends of EUR 1 For For Management per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions 6 Reelect Marc Heriard Dubreuil as For For Management Director 7 Reelect Olivier Jolivet as Director For For Management 8 Reelect ORPAR as Director For For Management 9 Elect Helene Dubrule as Director For For Management 10 Elect Marie-Amelie Jacquet as Director For For Management 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 620,000 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For Against Management 14 Approve Compensation of Marc Heriard For For Management Dubreuil, Chairman of the Board 15 Approve Compensation of Valerie For Against Management Chapoulaud-Floquet, CEO 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RENAULT SA Ticker: RNO Security ID: F77098105 Meeting Date: JUN 19, 2020 Meeting Type: Annual/Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Receive Auditors' Report on Equity For For Management Securities Remuneration 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Ratify Appointment of Joji Tagawa as For For Management Director 7 Renew Appointment of KPMG as Auditor For For Management 8 Appoint Mazars as Auditor For For Management 9 Approve Compensation of Corporate For For Management Officers 10 Approve Compensation of Jean-Dominique For For Management Senard, Chairman of the Board 11 Approve Compensation of Thierry For For Management Bollore, CEO 12 Approve Compensation of Clotilde For For Management Delbos, Interim-CEO 13 Approve Remuneration Policy of For For Management Chairman of the Board 14 Approve Remuneration Policy of CEO For For Management 15 Approve Remuneration Policy of For For Management Interim-CEO 16 Approve Remuneration Policy of For For Management Directors 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million 22 Authorize Capital Increase of Up to For For Management EUR 120 Million for Future Exchange Offers 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Amend Article 11 of Bylaws Re: For For Management Employee Shareholder Representative 27 Amend Article 20 of Bylaws Re: For For Management Alternate Auditors 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RENESAS ELECTRONICS CORP. Ticker: 6723 Security ID: J4881V107 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsurumaru, Tetsuya For For Management 1.2 Elect Director Shibata, Hidetoshi For For Management 1.3 Elect Director Toyoda, Tetsuro For For Management 1.4 Elect Director Iwasaki, Jiro For For Management 1.5 Elect Director Slena Loh Lacroix For For Management 1.6 Elect Director Arunjai Mittal For For Management 2 Appoint Statutory Auditor Fukuda, For For Management Kazuki 3 Approve Deep Discount Stock Option Plan For Against Management -------------------------------------------------------------------------------- RENTOKIL INITIAL PLC Ticker: RTO Security ID: G7494G105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Cathy Turner as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Re-elect Andy Ransom as Director For For Management 6 Re-elect Angela Seymour-Jackson as For For Management Director 7 Re-elect Richard Solomons as Director For For Management 8 Re-elect Julie Southern as Director For For Management 9 Re-elect Jeremy Townsend as Director For For Management 10 Re-elect Linda Yueh as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- REPSOL SA Ticker: REP Security ID: E8471S130 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Creation of Reserves Not For For Management Arising from Profits and Approve Transfer of Reserves for the Transition to the 2007 Spanish General Accounting Plan Account to Voluntary Reserves 5 Approve Discharge of Board For For Management 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Approve Share Matching Program For For Management 10 Approve Long-Term Incentive Plan For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RESONA HOLDINGS, INC. Ticker: 8308 Security ID: J6448E106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Higashi, Kazuhiro For For Management 1.2 Elect Director Minami, Masahiro For For Management 1.3 Elect Director Noguchi, Mikio For For Management 1.4 Elect Director Kawashima, Takahiro For Against Management 1.5 Elect Director Urano, Mitsudo For For Management 1.6 Elect Director Matsui, Tadamitsu For For Management 1.7 Elect Director Sato, Hidehiko For For Management 1.8 Elect Director Baba, Chiharu For For Management 1.9 Elect Director Iwata, Kimie For For Management 1.10 Elect Director Egami, Setsuko For For Management -------------------------------------------------------------------------------- RICOH CO., LTD. Ticker: 7752 Security ID: J64683105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2.1 Elect Director Yamashita, Yoshinori For For Management 2.2 Elect Director Inaba, Nobuo For For Management 2.3 Elect Director Matsuishi, Hidetaka For For Management 2.4 Elect Director Sakata, Seiji For For Management 2.5 Elect Director Iijima, Masami For For Management 2.6 Elect Director Hatano, Mutsuko For For Management 2.7 Elect Director Mori, Kazuhiro For For Management 2.8 Elect Director Yoko, Keisuke For For Management 3 Approve Annual Bonus For For Management 4.1 Appoint Statutory Auditor Tsuji, For For Management Kazuhiro 4.2 Appoint Statutory Auditor Kobayashi, For For Management Shoji 4.3 Appoint Statutory Auditor Furukawa, For For Management Yasunobu -------------------------------------------------------------------------------- RINNAI CORP. Ticker: 5947 Security ID: J65199101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Hayashi, Kenji For For Management 2.2 Elect Director Naito, Hiroyasu For For Management 2.3 Elect Director Narita, Tsunenori For For Management 2.4 Elect Director Kosugi, Masao For For Management 2.5 Elect Director Kondo, Yuji For For Management 2.6 Elect Director Matsui, Nobuyuki For For Management 2.7 Elect Director Kamio, Takashi For For Management 3.1 Appoint Statutory Auditor Ishikawa, For For Management Haruhiko 3.2 Appoint Statutory Auditor Shinji, For For Management Katsuhiko 3.3 Appoint Statutory Auditor Matsuoka, For Against Management Masaaki 3.4 Appoint Statutory Auditor Watanabe, For For Management Ippei 4 Appoint Alternate Statutory Auditor For For Management Ishikawa, Yoshiro -------------------------------------------------------------------------------- RIO TINTO LIMITED Ticker: RIO Security ID: Q81437107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Elect Megan Clark as Director For For Management 9 Elect David Constable as Director For For Management 10 Elect Simon Henry as Director For For Management 11 Elect Jean-Sebastien Jacques as For For Management Director 12 Elect Sam Laidlaw as Director For For Management 13 Elect Michael L'Estrange as Director For For Management 14 Elect Simon McKeon as Director For For Management 15 Elect Jakob Stausholm as Director For For Management 16 Elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Approve the Renewal of Off-Market and For For Management On-Market Share Buyback Authorities 23 Approve the Amendments to the Against Against Shareholder Company's Constitution 24 Approve Emissions Targets Against For Shareholder -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Re-elect Megan Clark as Director For For Management 9 Re-elect David Constable as Director For For Management 10 Re-elect Simon Henry as Director For For Management 11 Re-elect Jean-Sebastien Jacques as For For Management Director 12 Re-elect Sam Laidlaw as Director For For Management 13 Re-elect Michael L'Estrange as Director For For Management 14 Re-elect Simon McKeon as Director For For Management 15 Re-elect Jakob Stausholm as Director For For Management 16 Re-elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ROHM CO., LTD. Ticker: 6963 Security ID: J65328122 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Matsumoto, Isao For For Management 2.2 Elect Director Azuma, Katsumi For For Management 2.3 Elect Director Yamazaki, Masahiko For For Management 2.4 Elect Director Uehara, Kunio For For Management 2.5 Elect Director Tateishi, Tetsuo For For Management 2.6 Elect Director Nishioka, Koichi For For Management 2.7 Elect Director Ino, Kazuhide For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- ROLLS-ROYCE HOLDINGS PLC Ticker: RR Security ID: G76225104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Sir Ian Davis as Director For For Management 5 Re-elect Warren East as Director For For Management 6 Re-elect Stephen Daintith as Director For For Management 7 Re-elect Lewis Booth as Director For For Management 8 Re-elect Sir Frank Chapman as Director For For Management 9 Elect George Culmer as Director For For Management 10 Re-elect Irene Dorner as Director For For Management 11 Re-elect Beverly Goulet as Director For For Management 12 Re-elect Lee Hsien Yang as Director For For Management 13 Re-elect Nick Luff as Director For For Management 14 Re-elect Sir Kevin Smith as Director For For Management 15 Re-elect Jasmin Staiblin as Director For For Management 16 Elect Dame Angela Strank as Director For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Approve Payment to Shareholders For For Management 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- ROLLS-ROYCE HOLDINGS PLC Ticker: RR Security ID: G76225104 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Limit For For Management -------------------------------------------------------------------------------- ROYAL AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5 Approve Dividends of EUR 0.76 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Approve Remuneration Policy for For For Management Management Board Members 10 Approve Remuneration Policy for For For Management Supervisory Board Members 11 Elect Frank van Zanten to Supervisory For For Management Board 12 Elect Helen Weir to Supervisory Board For For Management 13 Reelect Mary Anne Citrino to For For Management Supervisory Board 14 Reelect Dominique Leroy to Supervisory For For Management Board 15 Reelect Bill McEwan to Supervisory For For Management Board 16 Reelect Kevin Holt to Management Board For For Management 17 Elect Natalie Knight to Management For For Management Board 18 Ratify PricewaterhouseCoopers as For For Management Auditors 19 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 21 Authorize Board to Acquire Common For For Management Shares 22 Approve Cancellation of Repurchased For For Management Shares 23 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL BANK OF SCOTLAND GROUP PLC Ticker: RBS Security ID: G7S86Z172 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For Abstain Management 4 Approve Final Dividend For Abstain Management 5 Approve Special Dividend For Abstain Management 6 Re-elect Howard Davies as Director For For Management 7 Elect Alison Rose-Slade as Director For For Management 8 Re-elect Katie Murray as Director For For Management 9 Re-elect Frank Dangeard as Director For For Management 10 Re-elect Patrick Flynn as Director For For Management 11 Re-elect Morten Friis as Director For For Management 12 Re-elect Robert Gillespie as Director For For Management 13 Elect Yasmin Jetha as Director For For Management 14 Re-elect Baroness Noakes as Director For For Management 15 Re-elect Mike Rogers as Director For For Management 16 Re-elect Mark Seligman as Director For For Management 17 Re-elect Lena Wilson as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity in For For Management Connection with Equity Convertible Notes 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with Equity Convertible Notes 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Authorise EU Political Donations and For For Management Expenditure 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise Off-Market Purchase of For For Management Ordinary Shares 29 Adopt New Articles of Association For For Management 30 Approve Employee Share Ownership Plan For For Management -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as For For Management Director 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A118 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as For For Management Director 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- ROYAL KPN NV Ticker: KPN Security ID: N4297B146 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements For For Management 4 Approve Remuneration Report For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Dividends of EUR 12.5 Per Share For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Ratify Ernst & Young as Auditors For For Management 10 Opportunity to Make Recommendations None None Management 11 Elect C. Guillouard to Supervisory For For Management Board 12 Announce Vacancies on the Supervisory None None Management Board 13 Approve Remuneration Policy for For For Management Management Board 14 Approve Remuneration Policy for For For Management Supervisory Board 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Approve Reduction in Share Capital For For Management through Cancellation of Shares 17 Grant Board Authority to Issue Shares For For Management up to 10 Percent of Issued Capital 18 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 19 Other Business (Non-Voting) None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL VOPAK NV Ticker: VPK Security ID: N5075T159 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report Containing For For Management Remuneration Policy 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 1.15 Per Share For For Management 6 Approve Discharge of Management Board For For Management 7 Approve Discharge of Supervisory Board For For Management 8 Elect B.J. Noteboom to Supervisory For For Management Board 9.a Approve Remuneration Policy for For For Management Supervisory Board 9.b Approve Remuneration Policy for For For Management Management Board 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Cancellation of Repurchased For For Management Shares 12 Ratify Deloitte as Auditors For For Management 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- RSA INSURANCE GROUP PLC Ticker: RSA Security ID: G7705H157 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Re-elect Martin Scicluna as Director For For Management 6 Re-elect Stephen Hester as Director For For Management 7 Re-elect Scott Egan as Director For For Management 8 Elect Charlotte Jones as Director For For Management 9 Re-elect Alastair Barbour as Director For For Management 10 Re-elect Sonia Baxendale as Director For For Management 11 Elect Clare Bousfield as Director For For Management 12 Re-elect Kath Cates as Director For For Management 13 Re-elect Enrico Cucchiani as Director For For Management 14 Re-elect Martin Strobel as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Increase in the Maximum For For Management Aggregate Fees Payable to Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Issue of Equity in For For Management Connection with the Issue of Mandatory Convertible Securities 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Adopt New Articles of Association For For Management 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RWE AG Ticker: RWE Security ID: D6629K109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Affiliation Agreement with GBV For For Management Vierunddreissigste Gesellschaft fuer Beteiligungsverwaltung mbH -------------------------------------------------------------------------------- RYMAN HEALTHCARE LIMITED Ticker: RYM Security ID: Q8203F106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve the Amendments to the For For Management Company's Constitution 3.1 Elect Anthony Leighs as Director For For Management 3.2 Elect George Savvides as Director For For Management 3.3 Elect David Kerr as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- RYOHIN KEIKAKU CO., LTD. Ticker: 7453 Security ID: J6571N105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18.2 2 Amend Articles to Change Fiscal Year For For Management End 3.1 Elect Director Kanai, Masaaki For For Management 3.2 Elect Director Suzuki, Kei For For Management 3.3 Elect Director Yagyu, Masayoshi For For Management 3.4 Elect Director Yoshikawa, Atsushi For For Management 4.1 Appoint Statutory Auditor Hattori, For For Management Masaru 4.2 Appoint Statutory Auditor Arai, Jun For For Management -------------------------------------------------------------------------------- SAFRAN SA Ticker: SAF Security ID: F4035A557 Meeting Date: MAY 28, 2020 Meeting Type: Annual/Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Elect Patricia Bellinger as Director For For Management 5 Ratify Appointment of Saraiva as For For Management Representative of Employee Shareholders to the Board 6 Elect Marc Aubry as Representative of For For Management Employee Shareholders to the Board 7 Elect Anne Aubert as Representative of For For Management Employee Shareholders to the Board A Elect Fernanda Saraiva as Against Against Management Representative of Employee Shareholders to the Board B Elect Carlos Arvizuas as Against Against Management Representative of Employee Shareholders to the Board 8 Approve Compensation of Chairman of For For Management the Board 9 Approve Compensation of CEO For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.1 Million 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For For Management 14 Approve Remuneration Policy of For For Management Directors 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Amend Article 14 of Bylaws Re: Board For For Management Composition 17 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAMPO OYJ Ticker: SAMPO Security ID: X75653109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 180,000 for Chairman and EUR 93,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Eight For For Management 13 Reelect Christian Clausen, Fiona For For Management Clutterbuck, Jannica Fagerholm, Johanna Lamminen, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Georg Ehrnrooth as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Sheldon Gary Adelson as Director For For Management 2b Elect Charles Daniel Forman as Director For For Management 2c Elect Victor Patrick Hoog Antink as For For Management Director 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve the Amendment Agreement to the For For Management Service Contract of Dr. Wong Ying Wai (Wilfred) -------------------------------------------------------------------------------- SANDVIK AKTIEBOLAG Ticker: SAND Security ID: W74857165 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board and For For Management President 10 Approve Allocation of Income and For For Management Omission of Dividends 11 Determine Number of Directors (8) and For For Management Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors 12 Approve Remuneration of Directors in For For Management the Amount of SEK 2.55 Million for Chairman and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor 13.1 Elect Stefan Widing as New Director For For Management 13.2 Elect Kai Warn as New Director For For Management 13.3 Reelect Jennifer Allerton as Director For For Management 13.4 Reelect Claes Boustedt as Director For For Management 13.5 Reelect Marika Fredriksson as Director For For Management 13.6 Reelect Johan Karlstrom as Director For For Management 13.7 Reelect Johan Molin as Director For For Management 13.8 Reelect Helena Stjernholm as Director For Against Management 14 Reelect Johan Molin as Chairman of the For For Management Board 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Chairman of Board and For For Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Approve Performance Share Matching For Against Management Plan LTI 2020 19 Authorize Share Repurchase Program For For Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- SANKYO CO., LTD. Ticker: 6417 Security ID: J67844100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Busujima, Hideyuki For For Management 3.2 Elect Director Tsutsui, Kimihisa For For Management 3.3 Elect Director Tomiyama, Ichiro For For Management 3.4 Elect Director Ishihara, Akihiko For For Management 3.5 Elect Director Kitani, Taro For For Management 3.6 Elect Director Yamasaki, Hiroyuki For For Management -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Paul Hudson as For For Management Director 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For For Management 9 Reelect Thomas Sudhof as Director For For Management 10 Elect Rachel Duan as Director For For Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report of For For Management Corporate Officers 17 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 18 Approve Compensation of Paul Hudson, For For Management CEO Since Sept. 1, 2019 19 Approve Compensation of Olivier For For Management Brandicourt, CEO Until Aug. 31, 2019 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SANTEN PHARMACEUTICAL CO., LTD. Ticker: 4536 Security ID: J68467109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Kurokawa, Akira For For Management 2.2 Elect Director Taniuchi, Shigeo For For Management 2.3 Elect Director Ito, Takeshi For For Management 2.4 Elect Director Oishi, Kanoko For For Management 2.5 Elect Director Shintaku, Yutaro For For Management 2.6 Elect Director Minakawa, Kunihito For For Management 3 Appoint Statutory Auditor Isaka, For For Management Hiroshi -------------------------------------------------------------------------------- SANTOS LIMITED Ticker: STO Security ID: Q82869118 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Guy Cowan as Director For For Management 2b Elect Yasmin Allen as Director For For Management 2c Elect Yu Guan as Director For For Management 2d Elect Janine McArdle as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Share Acquisition For For Management Rights to Kevin Gallagher 5a Approve the Amendments to the Against Against Shareholder Company's Constitution 5b Approve Paris Goals and Targets Against For Shareholder 5c Approve Climate Related Lobbying Against For Shareholder -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SARTORIUS STEDIM BIOTECH SA Ticker: DIM Security ID: F8005V210 Meeting Date: JUN 24, 2020 Meeting Type: Annual/Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.34 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 249,353 6 Approve Compensation of Corporate For Against Management Officers 7 Approve Compensation of Joachim For Against Management Kreuzburg, Chairman and CEO 8 Approve Remuneration Policy of For Against Management Corporate Officers 9 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 10 Authorize Filing of Required For For Management Documents/Other Formalities 11 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million 12 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Reserved for Specific Beneficiaries or Qualified Investors, up to Aggregate Nominal Amount of EUR 4 Million 14 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 16 Authorize Capitalization of Reserves For Against Management of Up to EUR 4 Million for Bonus Issue or Increase in Par Value 17 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers 20 Amend Article 15 of Bylaws Re: For For Management Employee Representative 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SATS LTD. Ticker: S58 Security ID: Y7992U101 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Euleen Goh Yiu Kiang as Director For For Management 4 Elect Yap Chee Meng as Director For For Management 5 Elect Michael Kok Pak Kuan as Director For For Management 6 Elect Jenny Lee Hong Wei as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Alterations to the SATS For For Management Restricted Share Plan 11 Approve Mandate for Interested Person For For Management Transactions 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SBI HOLDINGS, INC. Ticker: 8473 Security ID: J6991H100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitao, Yoshitaka For For Management 1.2 Elect Director Kawashima, Katsuya For For Management 1.3 Elect Director Nakagawa, Takashi For For Management 1.4 Elect Director Takamura, Masato For For Management 1.5 Elect Director Morita, Shumpei For For Management 1.6 Elect Director Yamada, Masayuki For For Management 1.7 Elect Director Kusakabe, Satoe For For Management 1.8 Elect Director Yoshida, Masaki For For Management 1.9 Elect Director Sato, Teruhide For For Management 1.10 Elect Director Takenaka, Heizo For For Management 1.11 Elect Director Suzuki, Yasuhiro For For Management 1.12 Elect Director Ito, Hiroshi For For Management 1.13 Elect Director Takeuchi, Kanae For For Management 2 Appoint Alternate Statutory Auditor For For Management Wakatsuki, Tetsutaro -------------------------------------------------------------------------------- SCENTRE GROUP Ticker: SCG Security ID: Q8351E109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Andrew Harmos as Director For For Management 4 Elect Michael Wilkins as Director For For Management 5 Approve Grant of Performance Rights to For For Management Peter Allen 6 Approve Change to Terms of Grant of For For Management Performance Rights to Peter Allen -------------------------------------------------------------------------------- SCHIBSTED ASA Ticker: SCHA Security ID: R75677147 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Notice of Meeting and Agenda For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration of Auditors For For Management 6a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 6b Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Binding) 7 Receive Report from Nominating None None Management Committee 8a Elect Ole Jacob Sunde (Chair) as For For Management Director 8b Elect Christian Ringnes as Director For For Management 8c Elect Birger Steen as Director For For Management 8d Elect Eugenie van Wiechen as Director For For Management 8e Elect Philippe Vimard as Director For For Management 8f Elect Anna Mossberg as Director For For Management 8.g Elect Satu Huber as Director For For Management 8.h Elect Karl-Christian Agerup as Director For For Management 9 Approve Remuneration of Directors in For For Management the Amount of NOK 1.1 Million for Chairman and NOK 517,000 for Other Directors; Approve Additional Fees; Approve Remuneration for Committee Work 10 Approve Remuneration of Nominating For For Management Committee in the Amount of NOK 139,000 for Chairman and NOK 86,000 for Other Members 11 Grant Power of Attorney to Board For For Management Pursuant to Article 7 of Articles of Association 12 Approve NOK 2.2 Million Reduction in For For Management Share Capital via Share Cancellation 13 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 14 Approve Creation of NOK 6.5 Million For For Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SCHINDLER HOLDING AG Ticker: SCHP Security ID: H7258G233 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 4.00 per Share and Participation Certificate 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Variable Remuneration of For Against Management Directors in the Amount of CHF 3.9 Million 4.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 11.3 Million 4.3 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 7 Million 4.4 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 11.6 Million 5.1 Reelect Silvio Napoli as Director and For Against Management Board Chairman 5.2 Elect Orit Gadiesh as Director For For Management 5.3.1 Reelect Alfred Schindler as Director For Against Management 5.3.2 Reelect Pius Baschera as Director For For Management 5.3.3 Reelect Erich Ammann as Director For Against Management 5.3.4 Reelect Luc Bonnard as Director For Against Management 5.3.5 Reelect Patrice Bula as Director For For Management 5.3.6 Reelect Monika Buetler as Director For For Management 5.3.7 Reelect Rudolf Fischer as Director For For Management 5.3.8 Reelect Tobias Staehelin as Director For Against Management 5.3.9 Reelect Carole Vischer as Director For Against Management 5.4.1 Reappoint Pius Baschera as Member of For For Management the Compensation Committee 5.4.2 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 5.4.3 Reappoint Rudolf Fischer as Member of For Against Management the Compensation Committee 5.5 Designate Adrian von Segesser as For For Management Independent Proxy 5.6 Ratify PricewaterhouseCoopers AG as For For Management Auditors 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SE Ticker: SU Security ID: F86921107 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.55 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Emmanuel Babeau, Vice-CEO 6 Approve Compensation Report For For Management 7 Approve Compensation of Jean-Pascal For For Management Tricoire, Chairman and CEO 8 Approve Compensation of Emmanuel For For Management Babeau, Vice-CEO 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Emmanuel Babeau, Vice-CEO 11 Approve Remuneration Policy of Board For For Management Members 12 Reelect Leo Apotheker as Director For For Management 13 Reelect Cecile Cabanis as Director For For Management 14 Reelect Fred Kindle as Director For For Management 15 Reelect Willy Kissling as Director For For Management 16 Elect Jill Lee as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Amend Article 11 of Bylaws to Comply For For Management with New Regulation Re: Employee Representatives 19 Amend Articles 13 and 16 of Bylaws to For For Management Comply with New Regulation 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCHRODERS PLC Ticker: SDR Security ID: G78602136 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Approve Long Term Incentive Plan For For Management 6 Approve Deferred Award Plan For For Management 7 Elect Matthew Westerman as Director For For Management 8 Elect Claire Fitzalan as Director For For Management 9 Re-elect Michael Dobson as Director For For Management 10 Re-elect Peter Harrison as Director For For Management 11 Re-elect Richard Keers as Director For For Management 12 Re-elect Ian King as Director For For Management 13 Re-elect Sir Damon Buffini as Director For For Management 14 Re-elect Rhian Davies as Director For For Management 15 Re-elect Rakhi Goss-Custard as Director For For Management 16 Re-elect Deborah Waterhouse as Director For For Management 17 Re-elect Leonie Schroder as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 20 Approve EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of For For Management Non-Voting Ordinary Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SCOR SE Ticker: SCR Security ID: F15561677 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Denis Kessler, For For Management Chairman and CEO 6 Approve Remuneration Policy of For For Management Directors 7 Approve Remuneration Policy of Denis For For Management Kessler, Chairman and CEO 8 Reelect Vanessa Marquette as Director For For Management 9 Reelect Holding Malakoff Humanis as For For Management Director 10 Reelect Zhen Wang as Director For For Management 11 Elect Natacha Valla as Director For For Management 12 Appoint KPMG as Auditor For For Management 13 Renew Appointment of Mazars as Auditor For For Management 14 Acknowledge End of Mandate of Olivier For For Management Drion as Alternate Auditor and Decision Not to Replace 15 Acknowledge End of Mandate of Lionel For For Management Gotlib as Alternate Auditor and Decision Not to Replace 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Capitalization of Reserves For For Management of Up to EUR 200 Million for Bonus Issue or Increase in Par Value 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 589,353,524 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 147,338,381 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors 21 Authorize Capital Increase of Up to For For Management EUR 147,338,381 for Future Exchange Offers 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Authorize Issuance of Warrants (Bons For For Management 2020 Contingents) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million 25 Authorize Issuance of Warrants (Bons For For Management 2020 AOF) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize up to 1.5 Million Shares for For For Management Use in Stock Option Plans 28 Authorize up to 3 Million Shares for For For Management Use in Restricted Stock Plans 29 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 18-25, 27 and 29 at EUR 772,138,280 31 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 32 Amend Articles 7, 10, 11, 13, 15, 18 For For Management of Bylaws to Comply with Legal Changes 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCOUT24 AG Ticker: G24 Security ID: D345XT105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Hans-Holger Albrecht to the For For Management Supervisory Board 6.2 Elect Christoph Brand to the For For Management Supervisory Board 6.3 Elect Elke Frank to the Supervisory For For Management Board 6.4 Elect Frank Lutz to the Supervisory For For Management Board 6.5 Elect Peter Schwarzenbauer to the For For Management Supervisory Board 6.6 Elect Andre Schwaemmlein to the For For Management Supervisory Board 6.7 Vote Against Shareholder Election For For Management Proposals Submitted Prior to the AGM 7 Approve EUR 30 Million Reduction in For For Management Share Capital via Redemption Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Creation of EUR 32.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Affiliation Agreement with For For Management Scout24 Beteiligungs SE -------------------------------------------------------------------------------- SEB SA Ticker: SK Security ID: F82059100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.43 per Share 4 Reelect Thierry de La Tour d Artaise For Against Management as Director 5 Reelect Fonds Strategique de For For Management Participations as Director 6 Reelect Venelle Investissement as For Against Management Director 7 Reelect Jerome Lescure as Director For Against Management 8 Approve Termination Package of Thierry For Against Management de La Tour d Artaise, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Corporate Officers 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Chairman and For Against Management CEO 12 Approve Compensation of Vice-CEO For Against Management 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million 16 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million 17 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 5 Million 18 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 16-18 at EUR 10 Million 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 10 Million for Bonus Issue or Increase in Par Value 20 Authorize up to 200,000 Shares for Use For Against Management in Restricted Stock Plans with Performance Conditions Attached 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Amend Article 46 of Bylaws Re: For Against Management Distribution of Free Shares 23 Amend Article 16 of Bylaws Re: Board For For Management Parity 24 Amend Article 16 of Bylaws Re: For For Management Shareholder Employee Representatives 25 Amend Article 24 of Bylaws Re: For For Management Directors Remuneration 26 Amend Articles 33, 39, 41 of Bylaws to For For Management Comply with Legal Changes 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SECOM CO., LTD. Ticker: 9735 Security ID: J69972107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Iida, Makoto For For Management 2.2 Elect Director Nakayama, Yasuo For For Management 2.3 Elect Director Ozeki, Ichiro For For Management 2.4 Elect Director Yoshida, Yasuyuki For For Management 2.5 Elect Director Fuse, Tatsuro For For Management 2.6 Elect Director Izumida, Tatsuya For For Management 2.7 Elect Director Kurihara, Tatsushi For For Management 2.8 Elect Director Hirose, Takaharu For For Management 2.9 Elect Director Kawano, Hirobumi For For Management 2.10 Elect Director Watanabe, Hajime For For Management 2.11 Elect Director Hara, Miri For For Management -------------------------------------------------------------------------------- SECURITAS AB Ticker: SECU.B Security ID: W7912C118 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive Board's Dividend Proposal None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 4.80 Per Share 9.c Approve May 11, 2020, as Record Date For For Management for Dividend Payment 9.d Approve Discharge of Board and For For Management President 10 Determine Number of Directors (8) and For For Management Deputy Directors (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.3 Million for Chairman, SEK 870,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Ingrid Bonde, John Brandon, For Against Management Anders Boos, Fredrik Cappelen, Carl Douglas, Marie Ehrling (Chairman), Sofia Schorling Hogberg and Dick Seger as Directors 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Approve 2020 Incentive Scheme and For For Management Related Hedging Measures 17 Approve Performance Share Program LTI For Against Management 2020/2022 for Key Employees and Related Financing 18 Close Meeting None None Management -------------------------------------------------------------------------------- SEEK LIMITED Ticker: SEK Security ID: Q8382E102 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Abstain Management 3a Elect Denise Bradley as Director For For Management 3b Elect Leigh Jasper as Director For For Management 4 Approve Grant of Equity Right to For Against Management Andrew Bassat 5 Approve Grant of Wealth Sharing Plan For Against Management Options and Wealth Sharing Plan Rights to Andrew Bassat -------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS, INC. Ticker: 6460 Security ID: J7028D104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Satomi, Hajime For For Management 1.2 Elect Director Satomi, Haruki For For Management 1.3 Elect Director Tsurumi, Naoya For For Management 1.4 Elect Director Fukazawa, Koichi For For Management 1.5 Elect Director Yoshizawa, Hideo For For Management 1.6 Elect Director Natsuno, Takeshi For For Management 1.7 Elect Director Katsukawa, Kohei For For Management 1.8 Elect Director Melanie Brock For For Management 2 Appoint Alternate Statutory Auditor For For Management Inaoka, Kazuaki -------------------------------------------------------------------------------- SEGRO PLC Ticker: SGRO Security ID: G80277141 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Gerald Corbett as Director For For Management 5 Re-elect Mary Barnard as Director For For Management 6 Re-elect Sue Clayton as Director For For Management 7 Re-elect Soumen Das as Director For For Management 8 Re-elect Carol Fairweather as Director For For Management 9 Re-elect Christopher Fisher as Director For For Management 10 Re-elect Andy Gulliford as Director For For Management 11 Re-elect Martin Moore as Director For For Management 12 Re-elect David Sleath as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- SEIBU HOLDINGS, INC. Ticker: 9024 Security ID: J7030Q119 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Goto, Takashi For For Management 2.2 Elect Director Takahashi, Kaoru For For Management 2.3 Elect Director Nishii, Tomoyuki For For Management 2.4 Elect Director Nishiyama, Ryuichiro For For Management 2.5 Elect Director Kitamura, Kimio For For Management 2.6 Elect Director Koyama, Masahiko For For Management 2.7 Elect Director Uwano, Akihisa For For Management 2.8 Elect Director Tsujihiro, Masafumi For For Management -------------------------------------------------------------------------------- SEIKO EPSON CORP. Ticker: 6724 Security ID: J7030F105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Usui, Minoru For For Management 2.2 Elect Director Ogawa, Yasunori For For Management 2.3 Elect Director Kubota, Koichi For For Management 2.4 Elect Director Seki, Tatsuaki For For Management 2.5 Elect Director Kawana, Masayuki For For Management 2.6 Elect Director Takahata, Toshiya For For Management 2.7 Elect Director Omiya, Hideaki For For Management 2.8 Elect Director Matsunaga, Mari For For Management 3.1 Elect Director and Audit Committee For For Management Member Shigemoto, Taro 3.2 Elect Director and Audit Committee For For Management Member Shirai, Yoshio 3.3 Elect Director and Audit Committee For For Management Member Murakoshi, Susumu 3.4 Elect Director and Audit Committee For For Management Member Otsuka, Michiko 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SEKISUI CHEMICAL CO., LTD. Ticker: 4204 Security ID: J70703137 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Koge, Teiji For For Management 2.2 Elect Director Kato, Keita For For Management 2.3 Elect Director Hirai, Yoshiyuki For For Management 2.4 Elect Director Kamiyoshi, Toshiyuki For For Management 2.5 Elect Director Kamiwaki, Futoshi For For Management 2.6 Elect Director Taketomo, Hiroyuki For For Management 2.7 Elect Director Shimizu, Ikusuke For For Management 2.8 Elect Director Kase, Yutaka For For Management 2.9 Elect Director Oeda, Hiroshi For For Management 2.10 Elect Director Ishikura, Yoko For For Management 3 Appoint Statutory Auditor Fukunaga, For For Management Toshitaka -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term - Remove All Provisions on Advisory Positions 3.1 Elect Director Abe, Toshinori For For Management 3.2 Elect Director Inagaki, Shiro For For Management 3.3 Elect Director Nakai, Yoshihiro For For Management 3.4 Elect Director Uchida, Takashi For For Management 3.5 Elect Director Wakui, Shiro For For Management 3.6 Elect Director Yoshimaru, Yukiko For For Management 3.7 Elect Director Kitazawa, Toshifumi For For Management 3.8 Elect Director Tanaka, Satoshi For For Management 3.9 Elect Director Nishida, Kumpei For For Management 3.10 Elect Director Horiuchi, Yosuke For For Management 3.11 Elect Director Miura, Toshiharu For For Management 3.12 Elect Director Ishii, Toru For For Management 4 Appoint Statutory Auditor Wada, For For Management Yoritomo 5 Approve Annual Bonus For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors 7 Approve Performance Share Plan and For For Management Restricted Stock Plan 8.1 Elect Shareholder Director Nominee Against Against Shareholder Christopher Douglas Brady 8.2 Elect Shareholder Director Nominee Against Against Shareholder Pamela Fennel Jacobs 8.3 Elect Shareholder Director Nominee Against Against Shareholder Okada, Yasushi 8.4 Elect Shareholder Director Nominee Against Against Shareholder Saeki, Terumichi 8.5 Elect Shareholder Director Nominee Against Against Shareholder Iwasaki, Jiro 8.6 Elect Shareholder Director Nominee Against Against Shareholder Saito, Makoto 8.7 Elect Shareholder Director Nominee Against Against Shareholder Kato, Hitomi 8.8 Elect Shareholder Director Nominee Against Against Shareholder Suguro, Fumiyasu 8.9 Elect Shareholder Director Nominee Against Against Shareholder Fujiwara, Motohiko 8.10 Elect Shareholder Director Nominee Against Against Shareholder Yamada, Koji 8.11 Elect Shareholder Director Nominee Against Against Shareholder Wada, Isami -------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LTD. Ticker: U96 Security ID: Y79711159 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Ang Kong Hua as Director For For Management 4 Elect Yap Chee Keong as Director For For Management 5 Elect Nagi Hamiyeh as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Renewal of Mandate for For For Management Interested Person Transactions 10 Authorize Share Repurchase Program For For Management 11 Adopt Sembcorp Industries Performance For For Management Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan 12 Adopt Sembcorp Industries Restricted For For Management Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- SES SA Ticker: SESG Security ID: L8300G135 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Attendance List, Quorum, and Adoption None None Management of Agenda 2 Accept Nomination of One Secretary and None None Management Two Meeting Scrutineers 3 Receive Board's Report None None Management 4 Receive Explanations on Main None None Management Developments During 2019 and Perspectives 5 Receive Information on 2019 Financial None None Management Results 6 Receive Auditor's Reports None None Management 7 Approve Financial Statements For For Management 8 Approve Allocation of Income For For Management 9 Approve Discharge of Directors For For Management 10 Fix Number of Directors at Twelve For For Management 11.1 Elect Paul Konsbruck as B Director For For Management 11.2 Elect Marc Serres as B Director For For Management 11.3 Elect Frank Esser as A Director For For Management 12.1 Reelect Ramu Potarazu as A Director For For Management 12.2 Reelect Kaj-Erik Relander as A Director For For Management 12.3 Reelect Anne-Catherine Ries as B For For Management Director 12.4 Elect Beatrice de Clermont-Tonnerre as For For Management A Director 12.5 Elect Peter van Bommel as A Director For For Management 13 Approve Remuneration Policy For Against Management 14 Approve Remuneration of Directors For For Management 15 Approve Remuneration Report For Against Management 16 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 17 Approve Share Repurchase For For Management 18 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 51 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Isaka, Ryuichi For For Management 3.2 Elect Director Goto, Katsuhiro For For Management 3.3 Elect Director Ito, Junro For For Management 3.4 Elect Director Yamaguchi, Kimiyoshi For For Management 3.5 Elect Director Maruyama, Yoshimichi For For Management 3.6 Elect Director Nagamatsu, Fumihiko For For Management 3.7 Elect Director Kimura, Shigeki For For Management 3.8 Elect Director Joseph M. DePinto For For Management 3.9 Elect Director Tsukio, Yoshio For For Management 3.10 Elect Director Ito, Kunio For For Management 3.11 Elect Director Yonemura, Toshiro For For Management 3.12 Elect Director Higashi, Tetsuro For For Management 3.13 Elect Director Rudy, Kazuko For For Management -------------------------------------------------------------------------------- SEVEN BANK LTD. Ticker: 8410 Security ID: J7164A104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 2.1 Elect Director Futagoishi, Kensuke For For Management 2.2 Elect Director Funatake, Yasuaki For For Management 2.3 Elect Director Goto, Katsuhiro For For Management 2.4 Elect Director Kigawa, Makoto For For Management 2.5 Elect Director Itami, Toshihiko For For Management 2.6 Elect Director Fukuo, Koichi For For Management 2.7 Elect Director Kuroda, Yukiko For For Management 3 Appoint Statutory Auditor Ishiguro, For For Management Kazuhiko 4 Appoint Alternate Statutory Auditor For For Management Eda, Chieko 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- SEVERN TRENT PLC Ticker: SVT Security ID: G8056D159 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Amend Long Term Incentive Plan 2014 For For Management 4 Approve Sharesave Scheme For For Management 5 Approve Final Dividend For For Management 6 Re-elect Kevin Beeston as Director For For Management 7 Re-elect James Bowling as Director For For Management 8 Re-elect John Coghlan as Director For For Management 9 Re-elect Andrew Duff as Director For For Management 10 Re-elect Olivia Garfield as Director For For Management 11 Re-elect Dominique Reiniche as Director For For Management 12 Re-elect Philip Remnant as Director For For Management 13 Re-elect Angela Strank as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SG HOLDINGS CO., LTD. Ticker: 9143 Security ID: J7134P108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kuriwada, Eiichi For For Management 1.2 Elect Director Araki, Hideo For For Management 1.3 Elect Director Nakajima, Shunichi For For Management 1.4 Elect Director Motomura, Masahide For For Management 1.5 Elect Director Kawanago, Katsuhiro For For Management 1.6 Elect Director Matsumoto, Hidekazu For For Management 1.7 Elect Director Takaoka, Mika For For Management 1.8 Elect Director Sagisaka, Osami For For Management 1.9 Elect Director Akiyama, Masato For For Management 2 Appoint Statutory Auditor Tajima, For For Management Satoshi -------------------------------------------------------------------------------- SGS SA Ticker: SGSN Security ID: H7485A108 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 80.00 per Share 4.1a Reelect Paul Desmarais as Director For For Management 4.1b Reelect August Francois von Finck as For For Management Director 4.1c Reelect Ian Gallienne as Director For For Management 4.1d Reelect Calvin Grieder as Director For For Management 4.1e Reelect Cornelius Grupp as Director For For Management 4.1f Reelect Gerard Lamarche as Director For For Management 4.1g Reelect Shelby du Pasquier as Director For For Management 4.1h Reelect Kory Sorenson as Director For For Management 4.1i Elect Sami Atiya as Director For For Management 4.1j Elect Tobias Hartmann as Director For For Management 4.2 Elect Calvin Grieder as Board Chairman For For Management 4.3.1 Appoint Ian Gallienne as Member of the For For Management Compensation Committee 4.3.2 Appoint Shelby du Pasquier as Member For For Management of the Compensation Committee 4.3.3 Appoint Kory Sorenson as Member of the For For Management Compensation Committee 4.4 Ratify Deloitte SA as Auditors For For Management 4.5 Designate Jeandin & Defacqz as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.3 Million 5.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 14 Million 5.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 7 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SHARP CORP. Ticker: 6753 Security ID: J71434112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tai Jeng-Wu For For Management 1.2 Elect Director Nomura, Katsuaki For For Management 1.3 Elect Director Chung-Cheng Lin For For Management 1.4 Elect Director Wei-Ming Chen For For Management 2 Elect Director and Audit Committee For For Management Member Nakagawa, Yutaka 3 Approve Stock Option Plan For For Management 4 Amend Articles to Remove Provisions on For For Management Class A Shares - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles -------------------------------------------------------------------------------- SHIMADZU CORP. Ticker: 7701 Security ID: J72165129 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Nakamoto, Akira For For Management 2.2 Elect Director Ueda, Teruhisa For For Management 2.3 Elect Director Miura, Yasuo For For Management 2.4 Elect Director Kitaoka, Mitsuo For For Management 2.5 Elect Director Yamamoto, Yasunori For For Management 2.6 Elect Director Sawaguchi, Minoru For For Management 2.7 Elect Director Wada, Hiroko For For Management 2.8 Elect Director Hanai, Nobuo For For Management 3 Appoint Statutory Auditor Nishimoto, For For Management Tsuyoshi 4 Appoint Alternate Statutory Auditor For For Management Shimadera, Motoi -------------------------------------------------------------------------------- SHIMAMURA CO., LTD. Ticker: 8227 Security ID: J72208101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Elect Director Fujiwara, Hidejiro For For Management 3.1 Appoint Statutory Auditor Yoshioka, For For Management Hideyuki 3.2 Appoint Statutory Auditor Shimamura, For For Management Hiroyuki 3.3 Appoint Statutory Auditor Horinokita, For Against Management Shigehisa 3.4 Appoint Statutory Auditor Omi, Tetsuya For Against Management 4 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- SHIMANO, INC. Ticker: 7309 Security ID: J72262108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77.5 2.1 Elect Director Shimano, Yozo For For Management 2.2 Elect Director Shimano, Taizo For For Management 2.3 Elect Director Toyoshima, Takashi For For Management 2.4 Elect Director Tsuzaki, Masahiro For For Management 2.5 Elect Director Tarutani, Kiyoshi For For Management 2.6 Elect Director Matsui, Hiroshi For For Management 2.7 Elect Director Otake, Masahiro For For Management 2.8 Elect Director Kiyotani, Kinji For For Management 2.9 Elect Director Kanai, Takuma For For Management 3 Appoint Statutory Auditor Hirata, For For Management Yoshihiro 4 Appoint Alternate Statutory Auditor For For Management Kondo, Yukihiro -------------------------------------------------------------------------------- SHIMIZU CORP. Ticker: 1803 Security ID: J72445117 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Miyamoto, Yoichi For For Management 2.2 Elect Director Inoue, Kazuyuki For For Management 2.3 Elect Director Imaki, Toshiyuki For For Management 2.4 Elect Director Yamaji, Toru For For Management 2.5 Elect Director Yamanaka, Tsunehiko For For Management 2.6 Elect Director Fujimura, Hiroshi For For Management 2.7 Elect Director Handa, Kimio For For Management 2.8 Elect Director Shimizu, Motoaki For For Management 2.9 Elect Director Iwamoto, Tamotsu For For Management 2.10 Elect Director Murakami, Aya For For Management 2.11 Elect Director Tamura, Mayumi For For Management 3.1 Appoint Statutory Auditor Matsuoka, For For Management Koichi 3.2 Appoint Statutory Auditor Ishikawa, For For Management Kaoru 4 Approve Annual Bonus Ceiling for For For Management Directors -------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL CO., LTD. Ticker: 4063 Security ID: J72810120 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Elect Director Kanagawa, Chihiro For For Management 2.2 Elect Director Akiya, Fumio For For Management 2.3 Elect Director Todoroki, Masahiko For For Management 2.4 Elect Director Akimoto, Toshiya For For Management 2.5 Elect Director Arai, Fumio For For Management 2.6 Elect Director Ikegami, Kenji For For Management 2.7 Elect Director Mori, Shunzo For For Management 2.8 Elect Director Komiyama, Hiroshi For For Management 2.9 Elect Director Shiobara, Toshio For For Management 2.10 Elect Director Takahashi, Yoshimitsu For For Management 2.11 Elect Director Yasuoka, Kai For For Management 2.12 Elect Director Nakamura, Kuniharu For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SHINSEI BANK, LTD. Ticker: 8303 Security ID: J7385L129 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kudo, Hideyuki For For Management 1.2 Elect Director Kozano, Yoshiaki For For Management 1.3 Elect Director Ernest M. Higa For For Management 1.4 Elect Director Kawamoto, Yuko For For Management 1.5 Elect Director Makihara, Jun For For Management 1.6 Elect Director Murayama, Rie For For Management 1.7 Elect Director Tomimura, Ryuichi For For Management 2 Appoint Statutory Auditor Nagata, For For Management Shinya 3.1 Appoint Alternate Statutory Auditor For For Management Hatano, Hiroyuki 3.2 Appoint Alternate Statutory Auditor For For Management Murakami, Kanako 4 Approve Restricted Stock Plan For For Management 5 Appoint Shareholder Director Nominee Against Against Shareholder James B. Rosenwald III -------------------------------------------------------------------------------- SHIONOGI & CO., LTD. Ticker: 4507 Security ID: J74229105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 53 2.1 Elect Director Teshirogi, Isao For For Management 2.2 Elect Director Sawada, Takuko For For Management 2.3 Elect Director Ando, Keiichi For For Management 2.4 Elect Director Ozaki, Hiroshi For For Management 2.5 Elect Director Takatsuki, Fumi For For Management 3.1 Appoint Statutory Auditor Kato, Ikuo For For Management 3.2 Appoint Statutory Auditor Okuhara, For For Management Shuichi -------------------------------------------------------------------------------- SHISEIDO CO., LTD. Ticker: 4911 Security ID: J74358144 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Uotani, Masahiko For For Management 2.2 Elect Director Shimatani, Yoichi For For Management 2.3 Elect Director Suzuki, Yukari For For Management 2.4 Elect Director Tadakawa, Norio For For Management 2.5 Elect Director Fujimori, Yoshiaki For For Management 2.6 Elect Director Ishikura, Yoko For For Management 2.7 Elect Director Iwahara, Shinsaku For For Management 2.8 Elect Director Oishi, Kanoko For For Management 3 Appoint Statutory Auditor Nonomiya, For For Management Ritsuko 4 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- SHOWA DENKO K.K. Ticker: 4004 Security ID: J75046136 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles 3.1 Elect Director Morikawa, Kohei For For Management 3.2 Elect Director Takahashi, Hidehito For For Management 3.3 Elect Director Takeuchi, Motohiro For For Management 3.4 Elect Director Ichikawa, Hideo For For Management 3.5 Elect Director Sakai, Hiroshi For For Management 3.6 Elect Director Oshima, Masaharu For For Management 3.7 Elect Director Nishioka, Kiyoshi For For Management 3.8 Elect Director Isshiki, Kozo For For Management 3.9 Elect Director Morikawa, Noriko For For Management 4.1 Appoint Statutory Auditor Tanaka, Jun For For Management 4.2 Appoint Statutory Auditor Saito, Kiyomi For For Management 4.3 Appoint Statutory Auditor Yajima, For For Management Masako -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.90 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board For For Management Member Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary Siemens Mobility GmbH -------------------------------------------------------------------------------- SIEMENS HEALTHINEERS AG Ticker: SHL Security ID: D6T479107 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernhard Montag for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Jochen Schmitz for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Michael Reitermann (until Sep. 30, 2019) for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Ralf Thomas for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Michael Sen for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Norbert Gaus for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Marion Helmes for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Andreas Hoffmann for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Philipp Roesler for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Nathalie Von Siemens for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Gregory Sorensen for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Karl-Heinz Streibich for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Elect Roland Busch to the Supervisory For For Management Board 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- SIKA AG Ticker: SIKA Security ID: H7631K273 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 2.30 per Share 3 Approve Discharge of Board of Directors For For Management 4.1.1 Reelect Paul Haelg as Director For For Management 4.1.2 Reelect Frits van Dijk as Director For For Management 4.1.3 Reelect Monika Ribar as Director For For Management 4.1.4 Reelect Daniel Sauter as Director For For Management 4.1.5 Reelect Christoph Tobler as Director For For Management 4.1.6 Reelect Justin Howell as Director For For Management 4.1.7 Reelect Thierry Vanlancker as Director For For Management 4.1.8 Reelect Viktor Balli as Director For For Management 4.2 Reelect Paul Haelg as Board Chairman For For Management 4.3.1 Appoint Daniel Sauter as Member of the For For Management Nomination and Compensation Committee 4.3.2 Appoint Justin Howell as Member of the For For Management Nomination and Compensation Committee 4.3.3 Appoint Thierry Vanlancker as Member For For Management of the Nomination and Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Jost Windlin as Independent For For Management Proxy 5.1 Approve Remuneration Report For For Management (Non-Binding) 5.2 Approve Remuneration of Directors in For For Management the Amount of CHF 3.3 Million 5.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 19.5 Million for Fiscal 2021 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED Ticker: C6L Security ID: Y7992P128 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renounceable Rights Issue For For Management 2 Approve Issuance of Additional For For Management Mandatory Convertible Bonds and Additional Conversion Shares -------------------------------------------------------------------------------- SINGAPORE AIRLINES LTD. Ticker: C6L Security ID: Y7992P128 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Peter Seah Lim Huat as Director For For Management 3b Elect Dominic Ho Chiu Fai as Director For For Management 3c Elect Lee Kim Shin as Director For For Management 4a Elect David John Gledhill as Director For For Management 4b Elect Goh Swee Chen as Director For For Management 5 Approve Directors' Emoluments For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the SIA Performance Share Plan 2014 and the SIA Restricted Share Plan 2014 9 Approve Mandate for Interested Person For For Management Transactions 10 Authorize Share Repurchase Program For For Management 11 Approve Issuance of ASA Shares For For Management -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Chew Gek Khim as Director For For Management 3b Elect Jane Diplock as Director For For Management 3c Elect Lim Sok Hui as Director For For Management 4 Approve Directors' Fees to be Paid to For For Management the Chairman 5 Approve Directors' Fees to be Paid to For For Management All Directors (Other than the Chief Executive Officer) 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE PRESS HOLDINGS LTD. Ticker: T39 Security ID: Y7990F106 Meeting Date: NOV 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend and Special For For Management Dividend 3i Elect Ng Yat Chung as Director For For Management 3ii Elect Tan Yen Yen as Director For For Management 4 Elect Lim Ming Yan as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7i Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7ii Approve Grant of Awards and Issuance For For Management of Shares Under the SPH Performance Share Plan 2016 7iii Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE TECHNOLOGIES ENGINEERING LTD. Ticker: S63 Security ID: Y7996W103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Kwa Chong Seng as Director For For Management 4 Elect Quek Gim Pew as Director For For Management 5 Elect Quek See Tiat as Director For For Management 6 Elect Joseph Leong Weng Keong as For For Management Director 7 Approve Directors' Remuneration For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Mandate for Interested Person For For Management Transactions 11 Authorize Share Repurchase Program For For Management 12 Adopt Singapore Technologies For For Management Engineering Performance Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan 13 Adopt Singapore Technologies For For Management Engineering Restricted Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED Ticker: Z74 Security ID: Y79985209 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 4 Elect Simon Claude Israel as Director For For Management 5 Elect Dominic Stephen Barton as For For Management Director 6 Elect Bradley Joseph Horowitz as For For Management Director 7 Elect Gail Patricia Kelly as Director For For Management 8 Approve Directors' Fees For For Management 9 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Grant of Awards and Issuance For For Management of Shares Under the Singtel Performance Share Plan 2012 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINO LAND COMPANY LIMITED Ticker: 83 Security ID: Y80267126 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Daryl Ng Win Kong as Director For Against Management 3.2 Elect Ringo Chan Wing Kwong as Director For Against Management 3.3 Elect Gordon Lee Ching Keung as For Against Management Director 3.4 Elect Velencia Lee as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SJM HOLDINGS LIMITED Ticker: 880 Security ID: Y8076V106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ho Chiu Fung, Daisy as Director For For Management 3.2 Elect Fok Tsun Ting, Timothy as For For Management Director 3.3 Elect Leong On Kei, Angela as Director For For Management 3.4 Elect So Shu Fai as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Grant of Options Under the For Against Management Share Option Scheme 7 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SKANDINAVISKA ENSKILDA BANKEN AB Ticker: SEB.A Security ID: W25381141 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Prepare and Approve List of For For Management Shareholders 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends 10.1 Approve Discharge of Johan H. Andresen For For Management 10.2 Approve Discharge of Signhild Arnegard For For Management Hansen 10.3 Approve Discharge of Anne-Catherine For For Management Berner 10.4 Approve Discharge of Samir Brikho For For Management 10.5 Approve Discharge of Winnie Fok For For Management 10.6 Approve Discharge of Anna-Karin For For Management Glimstrom 10.7 Approve Discharge of Annika Dahlberg For For Management 10.8 Approve Discharge of Charlotta Lindholm For For Management 10.9 Approve Discharge of Tomas Nicolin For For Management 10.10 Approve Discharge of Sven Nyman For For Management 10.11 Approve Discharge of Lars Ottersgard For For Management 10.12 Approve Discharge of Jesper Ovesen For For Management 10.13 Approve Discharge of Helena Saxon For For Management 10.14 Approve Discharge of Johan Torgeby (as For For Management Board Member) 10.15 Approve Discharge of Marcus Wallenberg For For Management 10.16 Approve Discharge of Hakan Westerberg For For Management 10.17 Approve Discharge of Johan Torgeby (as For For Management CEO) 11 Determine Number of Members (9) and For For Management Deputy Members of Board 12 Determine Number of Auditors (1) and For For Management Deputy Auditors 13.1 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 13.2 Approve Remuneration of Auditors For For Management 14.1 Reelect Signhild Arnegard Hansen as For For Management Director 14.2 Reelect Anne-Catherine Berner as New For For Management Director 14.3 Reelect Winnie Fok as Director For For Management 14.4 Reelect Sven Nyman as Director For For Management 14.5 Reelect Lars Ottersgard as Director For For Management 14.6 Reelect Jesper Ovesen as Director For For Management 14.7 Reelect Helena Saxon as Director For For Management 14.8 Reelect Johan Torgeby as Director For For Management 14.9 Reelect Marcus Wallenberg as Director For Against Management 14.10 Reelect Marcus Wallenberg as Chairman For Against Management of the Board 15 Ratify Ernst & Young as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17.1 Approve SEB All Employee Program 2020 For For Management 17.2 Approve Share Programme 2020 for For For Management Senior Managers and Key Employees 17.3 Approve Conditional Share Programme For For Management 2020 for Senior Managers and Key Employees 18.1 Authorize Share Repurchase Program For For Management 18.2 Authorize Repurchase of Class A and/or For For Management Class C Shares and Reissuance of Repurchased Shares Inter Alia in for Capital Purposes and Long-Term Incentive Plans 18.3 Approve Transfer of Class A Shares to For For Management Participants in 2020 Long-Term Equity Programs 19 Approve Issuance of Convertible Bonds For For Management without Preemptive Rights 20 Approve Proposal Concerning the For For Management Appointment of Auditors in Foundations Without Own Management 21 Amend Articles Re: Proxies and Postal For For Management Voting 22 Amend Articles Re: Introduce Equal None Against Shareholder Voting Rights of Class A and Class C Shares; Instruct Board to Prepare a Proposal for further Amendments of the Articles 23 Instruct Board to Work for the Swedish None Against Shareholder Companies Act to Abolish Weighted Voting; and to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 24 Close Meeting None None Management -------------------------------------------------------------------------------- SKANSKA AB Ticker: SKA.B Security ID: W83567110 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspectors of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Chairman's and President's None None Management Report 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For For Management Statutory Reports 10 Approve Allocation of Income and For For Management Dividends of SEK 6.25 Per Share 11 Approve Discharge of Board and For For Management President 12 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For For Management the Amount of SEK 2.2 Million for Chairman and SEK 720,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14.a Reelect Hans Biorck as Director For For Management 14.b Reelect Par Boman as Director For Against Management 14.c Reelect Jan Gurander as Director For For Management 14.d Reelect Fredrik Lundberg as Director For For Management 14.e Reelect Catherine Marcus as Director For For Management 14.f Reelect Jayne McGivern as Director For For Management 14.g Elect Asa Soderstrom Winberg as New For For Management Director 14.h Reelect Hans Biorck as Chairman of the For For Management Board 15 Ratify Ernst & Young as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve Equity Plan Financing For For Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- SKF AB Ticker: SKF.B Security ID: W84237143 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9 Accept Financial Statements and For For Management Statutory Reports 10 Approve Allocation of Income and For For Management Dividends of SEK 6.25 Per Share 11 Approve Discharge of Board and For For Management President 12 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For For Management the Amount of SEK 2.2 Million for Chairman and SEK 760,000 for Other Directors; Approve Remuneration for Committee Work 14.1 Reelect Hans Straberg as Director For For Management 14.2 Reelect Hock Goh as Director For For Management 14.3 Reelect Alrik Danielson as Director For For Management 14.4 Reelect Ronnie Leten as Director For Against Management 14.5 Reelect Barb Samardzich as Director For For Management 14.6 Reelect Colleen Repplier as Director For For Management 14.7 Reelect Geert Follens as Director For For Management 14.8 Elect Hakan Buskhe as New Director For For Management 14.9 Elect Susanna Schneeberger as New For For Management Director 15 Elect Hans Straberg as Board Chairman For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve 2020 Performance Share Program For Against Management 18 Authorize Chairman of Board and For For Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee -------------------------------------------------------------------------------- SMC CORP. (JAPAN) Ticker: 6273 Security ID: J75734103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 200 2.1 Elect Director Maruyama, Katsunori For For Management 2.2 Elect Director Takada, Yoshiki For For Management 2.3 Elect Director Kosugi, Seiji For For Management 2.4 Elect Director Satake, Masahiko For For Management 2.5 Elect Director Isoe, Toshio For For Management 2.6 Elect Director Ota, Masahiro For For Management 2.7 Elect Director Maruyama, Susumu For For Management 2.8 Elect Director Samuel Neff For For Management 2.9 Elect Director Kaizu, Masanobu For For Management 2.10 Elect Director Kagawa, Toshiharu For For Management 3 Approve Director Retirement Bonus For For Management 4 Approve Bonus Related to Retirement For For Management Bonus System Abolition 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Graham Baker as Director For For Management 6 Re-elect Vinita Bali as Director For For Management 7 Re-elect Baroness Virginia Bottomley For For Management as Director 8 Re-elect Roland Diggelmann as Director For For Management 9 Re-elect Erik Engstrom as Director For For Management 10 Re-elect Robin Freestone as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Angie Risley as Director For For Management 13 Re-elect Roberto Quarta as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Global Share Plan 2020 For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SMITHS GROUP PLC Ticker: SMIN Security ID: G82401111 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Bruno Angelici as Director For For Management 5 Re-elect Olivier Bohuon as Director For For Management 6 Re-elect Sir George Buckley as Director For For Management 7 Re-elect Dame Ann Dowling as Director For For Management 8 Re-elect Tanya Fratto as Director For For Management 9 Re-elect William Seeger as Director For For Management 10 Re-elect Mark Seligman as Director For For Management 11 Re-elect John Shipsey as Director For For Management 12 Re-elect Andrew Reynolds Smith as For For Management Director 13 Re-elect Noel Tata as Director For For Management 14 Appoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- SMURFIT KAPPA GROUP PLC Ticker: SKG Security ID: G8248F104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For Abstain Management 4 Elect Lourdes Melgar as Director For For Management 5a Re-elect Irial Finan as Director For For Management 5b Re-elect Anthony Smurfit as Director For For Management 5c Re-elect Ken Bowles as Director For For Management 5d Re-elect Anne Anderson as Director For For Management 5e Re-elect Frits Beurskens as Director For For Management 5f Re-elect Carol Fairweather as Director For For Management 5g Re-elect James Lawrence as Director For For Management 5h Re-elect John Moloney as Director For For Management 5i Re-elect Jorgen Rasmussen as Director For For Management 5j Re-elect Gonzalo Restrepo as Director For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 13 For For Management and 20; Introduce Article 24 1 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long Term Share For For Management Incentive Plan 6 Elect Nicola Bedin as Director None For Shareholder 7 Elect Nicola Bedin as Board Chair None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SOCIETE GENERALE SA Ticker: GLE Security ID: F8591M517 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Remuneration Policy of For For Management Chairman of the Board 6 Approve Remuneration Policy of CEO and For For Management Vice-CEOs 7 Approve Remuneration Policy of For For Management Directors 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Lorenzo Bini For For Management Smaghi, Chairman of the Board 10 Approve Compensation of Frederic For For Management Oudea, CEO 11 Approve Compensation of Philippe For For Management Aymerich, Vice-CEO 12 Approve Compensation of Severin For For Management Cabannes, Vice-CEO 13 Approve Compensation of Philippe Heim, For For Management Vice-CEO 14 Approve Compensation of Diony Lebot, For For Management Vice-CEO 15 Approve the Aggregate Remuneration For For Management Granted in 2019 to Certain Senior Management, Responsible Officers, and Risk-Takers 16 Reelect Juan Maria Nin Genova as For For Management Director 17 Elect Annette Messemer as Director For For Management 18 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 352 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 106.67 Million 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Issuance of Convertible For For Management Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Amount of EUR 106.67 Million 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Regulated Persons 25 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 6 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 28 Amend Article 6 of Bylaws Re: For For Management Employees Participation in Capital 29 Amend Article 7 of Bylaws Re: Board For For Management Composition 30 Amend Article 10 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 31 Amend Articles 1, 2, 3, 5, 6, 8, 11, For For Management 12, 13, 14, 15, 17, 18 and 20 of Bylaws to Compy with Legal Changes 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SODEXO SA Ticker: SW Security ID: F84941123 Meeting Date: JAN 21, 2020 Meeting Type: Annual/Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share and an Extra of EUR 0.29 per Share to Long Term Registered Shares 4 Elect Veronique Laury as Director For For Management 5 Elect Luc Messier as Director For For Management 6 Reelect Sophie Stabile as Director For For Management 7 Reelect Cecile Tandeau de Marsac as For For Management Director 8 Approve Compensation of Sophie Bellon, For For Management Chairman of the Board 9 Approve Compensation of Denis Machuel, For For Management CEO 10 Approve Remuneration Policy for For For Management Chairman of the Board 11 Approve Remuneration Policy for CEO For For Management 12 Approve Additional Pension Scheme For Abstain Management Agreement with Denis Machuel 13 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 14 Delete Article 6 of Bylaws Re: For For Management Contribution 15 Amend Article 9.4 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 16 Amend Article 11.4 of Bylaws Re: For For Management Appointment of Directors Representing Employees 17 Amend Article 12 of Bylaws Re: Written For For Management Consultation 18 Amend Article 15 of Bylaws Re: Remove For For Management Appointment of Alternate Auditor 19 Amend Article 18 of Bylaws Re: For For Management Dividends 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million 21 Authorize Capitalization of Reserves For For Management of Up to EUR 85 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOFTBANK CORP. Ticker: 9434 Security ID: J75963132 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Son, Masayoshi For For Management 1.2 Elect Director Miyauchi, Ken For For Management 1.3 Elect Director Shimba, Jun For For Management 1.4 Elect Director Imai, Yasuyuki For For Management 1.5 Elect Director Miyakawa, Junichi For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 1.7 Elect Director Kawabe, Kentaro For For Management 1.8 Elect Director Horiba, Atsushi For For Management 1.9 Elect Director Kamigama, Takehiro For For Management 1.10 Elect Director Oki, Kazuaki For For Management 1.11 Elect Director Uemura, Kyoko For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SOFTBANK GROUP CORP. Ticker: 9984 Security ID: J75963108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Son, Masayoshi For For Management 2.2 Elect Director Ronald Fisher For For Management 2.3 Elect Director Marcelo Claure For For Management 2.4 Elect Director Sago, Katsunori For For Management 2.5 Elect Director Rajeev Misra For For Management 2.6 Elect Director Goto, Yoshimitsu For For Management 2.7 Elect Director Miyauchi, Ken For For Management 2.8 Elect Director Simon Segars For For Management 2.9 Elect Director Yasir O. Al-Rumayyan For For Management 2.10 Elect Director Iijima, Masami For For Management 2.11 Elect Director Matsuo, Yutaka For For Management 2.12 Elect Director Lip-Bu Tan For For Management 2.13 Elect Director Kawamoto, Yuko For For Management -------------------------------------------------------------------------------- SOHGO SECURITY SERVICES CO., LTD. Ticker: 2331 Security ID: J7607Z104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35.5 2.1 Elect Director Murai, Atsushi For For Management 2.2 Elect Director Aoyama, Yukiyasu For For Management 2.3 Elect Director Kayaki, Ikuji For For Management 2.4 Elect Director Hokari, Hirohisa For For Management 2.5 Elect Director Murai, Tsuyoshi For For Management 2.6 Elect Director Nomura, Shigeki For For Management 2.7 Elect Director Suzuki, Motohisa For For Management 2.8 Elect Director Kishimoto, Koji For For Management 2.9 Elect Director Ono, Seiei For For Management 2.10 Elect Director Kadowaki, Hideharu For For Management 2.11 Elect Director Ando, Toyoaki For For Management 2.12 Elect Director Suetsugu, Hirotomo For For Management 3 Appoint Statutory Auditor Nagasawa, For For Management Michiko -------------------------------------------------------------------------------- SOLVAY SA Ticker: SOLB Security ID: B82095116 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 3.75 per Share 5.1 Approve Discharge of Directors For For Management 5.2 Approve Discharge of Auditors For For Management 6 Approve Remuneration Policy For For Management 7a Receive Information on End of Mandate None None Management of Jean-Marie Solvay as Director 7b Receive Information on Resignation of None None Management Jean-Marie Solvay as Director 7c Elect Aude Thibaut de Maisieres as For For Management Director 7d Indicate Aude Thibaut de Maisieres as For For Management Independent Board Member 8 Transact Other Business None None Management A.1 Receive Special Board Report Re: None None Management Article 7: 199 Paragraph 2 of Companies and Associations Code A.2 Renew Authorization to Increase Share For For Management Capital Up to EUR 158 Million and Amend Article 7 bis Accordingly B Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital and Amend Article 8 Accordingly C.a Amend Article 37 Re: Means of Voting For For Management at Shareholders' Meetings C..b Amend Articles of Association Re: For For Management Alignment on Companies and Associations Code -------------------------------------------------------------------------------- SOMPO HOLDINGS, INC. Ticker: 8630 Security ID: J7621A101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Sakurada, Kengo For For Management 2.2 Elect Director Tsuji, Shinji For For Management 2.3 Elect Director Hanada, Hidenori For Against Management 2.4 Elect Director Nohara, Sawako For For Management 2.5 Elect Director Scott Trevor Davis For For Management 2.6 Elect Director Higashi, Kazuhiro For For Management 2.7 Elect Director Nawa, Takashi For For Management 2.8 Elect Director Shibata, Misuzu For For Management 2.9 Elect Director Yanagida, Naoki For For Management 2.10 Elect Director Uchiyama, Hideyo For For Management 2.11 Elect Director Muraki, Atsuko For For Management 2.12 Elect Director Endo, Isao For For Management -------------------------------------------------------------------------------- SONIC HEALTHCARE LIMITED Ticker: SHL Security ID: Q8563C107 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jane Wilson as Director For For Management 2 Elect Philip Dubois as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Long-Term Incentives For For Management to Colin Goldschmidt 5 Approve Grant of Long-Term Incentives For For Management to Chris Wilks -------------------------------------------------------------------------------- SONOVA HOLDING AG Ticker: SOON Security ID: H8024W106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Allocation of Income and For For Management Issuance of Scrip Dividend 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Robert Spoerry as Director and For For Management Board Chairman 4.1.2 Reelect Beat Hess as Director For For Management 4.1.3 Reelect Lynn Bleil as Director For For Management 4.1.4 Reelect Lukas Braunschweiler as For For Management Director 4.1.5 Reelect Michael Jacobi as Director For For Management 4.1.6 Reelect Stacy Seng as Director For For Management 4.1.7 Reelect Ronald van der Vis as Director For For Management 4.1.8 Reelect Jinlong Wang as Director For For Management 4.2 Elect Adrian Widmer as Director For For Management 4.3.1 Reappoint Robert Spoerry as Member of For For Management the Nomination and Compensation Committee 4.3.2 Reappoint Beat Hess as Member of the For For Management Nomination and Compensation Committee 4.3.3 Reappoint Stacy Seng as Member of the For For Management Nomination and Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Keller KLG as Independent For For Management Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.6 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 15.2 Million 6 Approve Creation of CHF 321,990.65 For For Management Pool of Capital without Preemptive Rights 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For Against Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SONY FINANCIAL HOLDINGS, INC. Ticker: 8729 Security ID: J76337104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Oka, Masashi For For Management 2.2 Elect Director Kiyomiya, Hiroaki For For Management 2.3 Elect Director Tsubota, Hiroyuki For For Management 2.4 Elect Director Totoki, Hiroki For For Management 2.5 Elect Director Kambe, Shiro For For Management 2.6 Elect Director Matsuoka, Naomi For For Management 2.7 Elect Director Kuniya, Shiro For For Management 2.8 Elect Director Ito, Takatoshi For For Management 2.9 Elect Director Ikeuchi, Shogo For For Management 2.10 Elect Director Takahashi, Kaoru For For Management 3 Appoint Alternate Statutory Auditor For For Management Saegusa, Takaharu -------------------------------------------------------------------------------- SOUTH32 LTD. Ticker: S32 Security ID: Q86668102 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Wayne Osborn as Director For For Management 2b Elect Keith Rumble as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant to Graham Kerr For For Management -------------------------------------------------------------------------------- SPARK NEW ZEALAND LTD. Ticker: SPK Security ID: Q8619N107 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Justine Smyth as Director For For Management 3 Elect Warwick Bray as Director For For Management 4 Elect Jolie Hodson as Director For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SPIRAX-SARCO ENGINEERING PLC Ticker: SPX Security ID: G83561129 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Amend Performance Share Plan For For Management 4 Approve Remuneration Report For For Management 5 Approve Final Dividend For For Management 6 Reappoint Deloitte LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Re-elect Jamie Pike as Director For For Management 9 Re-elect Nicholas Anderson as Director For For Management 10 Re-elect Kevin Boyd as Director For For Management 11 Re-elect Neil Daws as Director For For Management 12 Re-elect Dr Trudy Schoolenberg as For For Management Director 13 Re-elect Peter France as Director For For Management 14 Re-elect Caroline Johnstone as Director For For Management 15 Re-elect Jane Kingston as Director For For Management 16 Elect Kevin Thompson as Director For For Management 17 Authorise Issue of Equity For For Management 18 Approve Scrip Dividend Alternative For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SQUARE ENIX HOLDINGS CO., LTD. Ticker: 9684 Security ID: J7659R109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsuda, Yosuke For For Management 1.2 Elect Director Chida, Yukinobu For For Management 1.3 Elect Director Yamamura, Yukihiro For For Management 1.4 Elect Director Nishiura, Yuji For For Management 1.5 Elect Director Ogawa, Masato For For Management 1.6 Elect Director Okamoto, Mitsuko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kobayashi, Ryoichi 2.2 Elect Director and Audit Committee For For Management Member Toyoshima, Tadao 2.3 Elect Director and Audit Committee For For Management Member Shinji, Hajime 3 Elect Alternate Director and Audit For For Management Committee Member Fujii, Satoshi -------------------------------------------------------------------------------- SSE PLC Ticker: SSE Security ID: G8842P102 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Gregor Alexander as Director For For Management 6 Re-elect Sue Bruce as Director For For Management 7 Re-elect Tony Cocker as Director For For Management 8 Re-elect Crawford Gillies as Director For For Management 9 Re-elect Richard Gillingwater as For For Management Director 10 Re-elect Peter Lynas as Director For For Management 11 Re-elect Helen Mahy as Director For For Management 12 Re-elect Alistair Phillips-Davies as For For Management Director 13 Re-elect Martin Pibworth as Director For For Management 14 Elect Melanie Smith as Director For For Management 15 Appoint Ernst & Young LLP as Auditors For For Management 16 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ST. JAMES'S PLACE PLC Ticker: STJ Security ID: G5005D124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Iain Cornish as Director For For Management 4 Re-elect Andrew Croft as Director For For Management 5 Re-elect Ian Gascoigne as Director For For Management 6 Re-elect Craig Gentle as Director For For Management 7 Re-elect Simon Jeffreys as Director For For Management 8 Re-elect Patience Wheatcroft as For For Management Director 9 Re-elect Roger Yates as Director For For Management 10 Elect Emma Griffin as Director For For Management 11 Elect Rosemary Hilary as Director For For Management 12 Elect Helena Morrissey as Director For For Management 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management (PwC) as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity For For Management 18 Approve Share Incentive Plan For For Management 19 Approve Sharesave Option Plan For For Management 20 Approve Company Share Option Plan For For Management 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STANDARD CHARTERED PLC Ticker: STAN Security ID: G84228157 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Report For For Management 4 Elect Phil Rivett as Director For For Management 5 Elect David Tang as Director For For Management 6 Re-elect David Conner as Director For For Management 7 Re-elect Dr Byron Grote as Director For For Management 8 Re-elect Andy Halford as Director For For Management 9 Re-elect Christine Hodgson as Director For For Management 10 Re-elect Gay Huey Evans as Director For For Management 11 Re-elect Naguib Kheraj as Director For For Management 12 Re-elect Dr Ngozi Okonjo-Iweala as For For Management Director 13 Re-elect Carlson Tong as Director For For Management 14 Re-elect Jose Vinals as Director For For Management 15 Re-elect Jasmine Whitbread as Director For For Management 16 Re-elect Bill Winters as Director For For Management 17 Appoint Ernst & Young LLP as Auditors For For Management 18 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Board to Offer Scrip Dividend For For Management 21 Authorise Issue of Equity For For Management 22 Extend the Authority to Allot Shares For For Management by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 23 Authorise Issue of Equity in Relation For For Management to Equity Convertible Additional Tier 1 Securities 24 Authorise Issue of Equity without For For Management Pre-emptive Rights 25 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 26 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise Market Purchase of For For Management Preference Shares 29 Adopt New Articles of Association For For Management 30 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- STANDARD LIFE ABERDEEN PLC Ticker: SLA Security ID: G84246118 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Remuneration Report For For Management 6 Approve Remuneration Policy For For Management 7A Re-elect Sir Douglas Flint as Director For For Management 7B Re-elect Stephanie Bruce as Director For For Management 7C Re-elect John Devine as Director For For Management 7D Re-elect Melanie Gee as Director For For Management 7E Re-elect Martin Pike as Director For For Management 7F Re-elect Cathleen Raffaeli as Director For For Management 7G Re-elect Jutta af Rosenborg as Director For For Management 7H Re-elect Keith Skeoch as Director For For Management 8A Elect Jonathan Asquith as Director For For Management 8B Elect Brian McBride as Director For For Management 8C Elect Cecilia Reyes as Director For For Management 9 Authorise EU Political Donations and For For Management Expenditures 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise Issue of Equity in Relation For For Management to the Issue of Convertible Bonds 14 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Convertible Bonds 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 16 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STANLEY ELECTRIC CO., LTD. Ticker: 6923 Security ID: J76637115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitano, Takanori For For Management 1.2 Elect Director Hiratsuka, Yutaka For For Management 1.3 Elect Director Tanabe, Toru For For Management 1.4 Elect Director Iino, Katsutoshi For For Management 1.5 Elect Director Yoneya, Mitsuhiro For For Management 1.6 Elect Director Kaizumi, Yasuaki For For Management 1.7 Elect Director Ueda, Keisuke For For Management 1.8 Elect Director Mori, Masakatsu For For Management 1.9 Elect Director Kono, Hirokazu For For Management 1.10 Elect Director Takeda, Yozo For For Management -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4.a Approve Remuneration Report For Against Management 4.b Approve Remuneration Policy for For For Management Supervisory Board 4.c Approve Remuneration Policy for For Against Management Management Board 4.d Adopt Financial Statements and For For Management Statutory Reports 4.e Approve Dividends For For Management 4.f Approve Discharge of Management Board For For Management 4.g Approve Discharge of Supervisory Board For For Management 4.h Ratify Ernst & Young as Auditors For For Management 5 Approve Restricted Stock Grants to For Against Management President and CEO 6 Elect Ana de Pro Gonzalo to For For Management Supervisory Board 7 Elect Yann Delabriere to Supervisory For For Management Board 8 Reelect Heleen Kersten to Supervisory For For Management Board 9 Reelect Alessandro Rivera to For For Management Supervisory Board 10 Reelect Frederic Sanchez to For For Management Supervisory Board 11 Reelect Maurizio Tamagnini to For For Management Supervisory Board 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13.a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 13.b Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- STOCKLAND Ticker: SGP Security ID: Q8773B105 Meeting Date: OCT 21, 2019 Meeting Type: Annual/Special Record Date: OCT 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Barry Neil as Director For For Management 3 Elect Stephen Newton as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Mark Steinert -------------------------------------------------------------------------------- STORA ENSO OYJ Ticker: STERV Security ID: X8T9CM113 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.15 Per Share; Authorize Board to Decide on the Distribution of Dividends of EUR 0.35 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 197,000 for Chairman, EUR 112,000 for Vice Chairman, and EUR 76,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Jorma Eloranta (Chair), For For Management Elisabeth Fleuriot, Hock Goh, Mikko Helander, Christiane Kuehne, Antti Makinen, Richard Nilsson, and Hans Straberg (Vice Chair) as Directors; Elect Hakan Buskhe as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 2 Million For For Management Class R Shares without Preemptive Rights 18 Presentation of Minutes of the Meeting None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- STRAUMANN HOLDING AG Ticker: STMN Security ID: H8300N119 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 5.75 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 2.7 Million 5.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 9.2 Million 5.2 Approve Long-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 3.2 Million 5.3 Approve Short-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 6.1 Million 6.1 Reelect Gilbert Achermann as Director For For Management and as Board Chairman 6.2 Reelect Monique Bourquin as Director For For Management 6.3 Reelect Sebastian Burckhardt as For For Management Director 6.4 Reelect Juan-Jose Gonzalez as Director For For Management 6.5 Reelect Beat Luethi as Director For For Management 6.6 Reelect Thomas Straumann as Director For For Management 6.7 Reelect Regula Wallimann as Director For For Management 6.8 Elect Marco Gadola as Director For For Management 7.1 Appoint Monique Bourquin as Member of For For Management the Compensation Committee 7.2 Appoint Beat Luethi as Member of the For For Management Compensation Committee 7.3 Appoint Regula Wallimann as Member of For For Management the Compensation Committee 8 Designate Neovius AG as Independent For For Management Proxy 9 Ratify Ernst & Young AG as Auditors For For Management 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SUBARU CORP. Ticker: 7270 Security ID: J7676H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Elect Director Yoshinaga, Yasuyuki For For Management 2.2 Elect Director Nakamura, Tomomi For For Management 2.3 Elect Director Hosoya, Kazuo For For Management 2.4 Elect Director Okada, Toshiaki For For Management 2.5 Elect Director Kato, Yoichi For For Management 2.6 Elect Director Onuki, Tetsuo For For Management 2.7 Elect Director Abe, Yasuyuki For For Management 2.8 Elect Director Yago, Natsunosuke For For Management 2.9 Elect Director Doi, Miwako For For Management 3 Appoint Statutory Auditor Tsutsumi, For For Management Hiromi 4 Appoint Alternate Statutory Auditor For For Management Ryu, Hirohisa -------------------------------------------------------------------------------- SUEZ SA Ticker: SEV Security ID: F6327G101 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.45 per Share 4 Reelect Miriem Bensalah-Chaqroun as For For Management Director 5 Reelect Delphine Ernotte Cunci as For For Management Director 6 Reelect Isidro Faine Casas as Director For Against Management 7 Reelect Guillaume Thivolle as Director For For Management 8 Elect Philippe Varin as Director For For Management 9 Renew Appointment of Mazars as Auditor For For Management 10 Approve Auditors' Special Report on For For Management Related-Party Transactions 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Gerard For For Management Mestrallet, Chairman of the Board Until May 14, 2019 13 Approve Compensation of Jean-Louis For For Management Chaussade, Chairman of the Board Since May 14, 2019 14 Approve Compensation of Jean-Louis For For Management Chaussade, CEO Until May 14, 2019 15 Approve Compensation of Bertrand For For Management Camus, CEO Since May 14, 2019 16 Approve Remuneration Policy of For For Management Jean-Louis Chaussade, Chairman of the Board Until May 12, 2020 17 Approve Remuneration Policy of For For Management Philippe Varin, Chairman of the Board Since May 12, 2020 18 Approve Remuneration Policy of CEO For For Management 19 Approve Remuneration Policy of For For Management Directors 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million 24 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 250 Million 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Increase of Up to For For Management EUR 250 Million for Future Exchange Offers 28 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 29 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 22-29 at EUR 500 Million 31 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 32 Amend Article 11 of Bylaws Re: Age For For Management Limit of Chairman of the Board 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SUMCO CORP. Ticker: 3436 Security ID: J76896109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hashimoto, Mayuki For For Management 1.2 Elect Director Takii, Michiharu For For Management 1.3 Elect Director Furuya, Hisashi For For Management 1.4 Elect Director Hiramoto, Kazuo For For Management 1.5 Elect Director Kato, Akane For For Management 2.1 Elect Director and Audit Committee For For Management Member Yoshikawa, Hiroshi 2.2 Elect Director and Audit Committee For For Management Member Fujii, Atsuro 2.3 Elect Director and Audit Committee For For Management Member Tanaka, Hitoshi 2.4 Elect Director and Audit Committee For For Management Member Mitomi, Masahiro 2.5 Elect Director and Audit Committee For For Management Member Ota, Shinichiro 2.6 Elect Director and Audit Committee For For Management Member Fuwa, Akio -------------------------------------------------------------------------------- SUMITOMO CHEMICAL CO., LTD. Ticker: 4005 Security ID: J77153120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokura, Masakazu For For Management 1.2 Elect Director Iwata, Keiichi For For Management 1.3 Elect Director Takeshita, Noriaki For For Management 1.4 Elect Director Matsui, Masaki For For Management 1.5 Elect Director Akahori, Kingo For For Management 1.6 Elect Director Ueda, Hiroshi For For Management 1.7 Elect Director Niinuma, Hiroshi For For Management 1.8 Elect Director Shigemori, Takashi For For Management 1.9 Elect Director Mito, Nobuaki For For Management 1.10 Elect Director Ikeda, Koichi For For Management 1.11 Elect Director Tomono, Hiroshi For For Management 1.12 Elect Director Ito, Motoshige For For Management 1.13 Elect Director Muraki, Atsuko For For Management -------------------------------------------------------------------------------- SUMITOMO CORP. Ticker: 8053 Security ID: J77282119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Nakamura, Kuniharu For For Management 2.2 Elect Director Hyodo, Masayuki For For Management 2.3 Elect Director Nambu, Toshikazu For For Management 2.4 Elect Director Yamano, Hideki For For Management 2.5 Elect Director Seishima, Takayuki For For Management 2.6 Elect Director Shiomi, Masaru For For Management 2.7 Elect Director Ehara, Nobuyoshi For For Management 2.8 Elect Director Ishida, Koji For For Management 2.9 Elect Director Iwata, Kimie For For Management 2.10 Elect Director Yamazaki, Hisashi For For Management 2.11 Elect Director Ide, Akiko For For Management 3.1 Appoint Statutory Auditor Nagai, Toshio For For Management 3.2 Appoint Statutory Auditor Kato, For For Management Yoshitaka 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO DAINIPPON PHARMA CO., LTD. Ticker: 4506 Security ID: J10542116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Tada, Masayo For For Management 2.2 Elect Director Nomura, Hiroshi For For Management 2.3 Elect Director Odagiri, Hitoshi For For Management 2.4 Elect Director Kimura, Toru For For Management 2.5 Elect Director Ikeda, Yoshiharu For For Management 2.6 Elect Director Atomi, Yutaka For For Management 2.7 Elect Director Arai, Saeko For For Management 2.8 Elect Director Endo, Nobuhiro For For Management -------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. Ticker: 5802 Security ID: J77411114 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Reduce Directors' For For Management Term - Reflect Changes in Law 3.1 Elect Director Matsumoto, Masayoshi For For Management 3.2 Elect Director Inoue, Osamu For For Management 3.3 Elect Director Nishida, Mitsuo For For Management 3.4 Elect Director Ushijima, Nozomi For For Management 3.5 Elect Director Kasui, Yoshitomo For For Management 3.6 Elect Director Nishimura, Akira For For Management 3.7 Elect Director Hato, Hideo For For Management 3.8 Elect Director Shirayama, Masaki For For Management 3.9 Elect Director Kobayashi, Nobuyuki For For Management 3.10 Elect Director Sato, Hiroshi For For Management 3.11 Elect Director Tsuchiya, Michihiro For For Management 3.12 Elect Director Christina Ahmadjian For For Management 4 Appoint Statutory Auditor Uehara, For For Management Michiko 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO HEAVY INDUSTRIES, LTD. Ticker: 6302 Security ID: J77497170 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Betsukawa, Shunsuke For For Management 2.2 Elect Director Shimomura, Shinji For For Management 2.3 Elect Director Okamura, Tetsuya For For Management 2.4 Elect Director Tanaka, Toshiharu For For Management 2.5 Elect Director Suzuki, Hideo For For Management 2.6 Elect Director Hiraoka, Kazuo For For Management 2.7 Elect Director Kojima, Eiji For For Management 2.8 Elect Director Takahashi, Susumu For For Management 2.9 Elect Director Kojima, Hideo For For Management 2.10 Elect Director Hamaji, Akio For For Management 3.1 Appoint Statutory Auditor Takaishi, For For Management Yuji 3.2 Appoint Statutory Auditor Wakae, Takeo For For Management 4 Appoint Alternate Statutory Auditor For For Management Kato, Tomoyuki -------------------------------------------------------------------------------- SUMITOMO METAL MINING CO., LTD. Ticker: 5713 Security ID: J77712180 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Nakazato, Yoshiaki For For Management 2.2 Elect Director Nozaki, Akira For For Management 2.3 Elect Director Asahi, Hiroshi For For Management 2.4 Elect Director Matsumoto, Nobuhiro For For Management 2.5 Elect Director Higo, Toru For For Management 2.6 Elect Director Nakano, Kazuhisa For For Management 2.7 Elect Director Ishii, Taeko For For Management 2.8 Elect Director Kinoshita, Manabu For For Management 3.1 Appoint Statutory Auditor Ino, Kazushi For For Management 3.2 Appoint Statutory Auditor Nakayama, For For Management Yasuyuki 3.3 Appoint Statutory Auditor Yoshida, For Against Management Wataru 4 Appoint Alternate Statutory Auditor For For Management Mishina, Kazuhiro 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Kunibe, Takeshi For Against Management 2.2 Elect Director Ota, Jun For Against Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For Against Management 2.7 Elect Director Mikami, Toru For Against Management 2.8 Elect Director Shimizu, Yoshihiko For For Management 2.9 Elect Director Matsumoto, Masayuki For For Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. Ticker: 8309 Security ID: J7772M102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Okubo, Tetsuo For Against Management 2.2 Elect Director Araumi, Jiro For For Management 2.3 Elect Director Nishida, Yutaka For For Management 2.4 Elect Director Hashimoto, Masaru For Against Management 2.5 Elect Director Kitamura, Kunitaro For For Management 2.6 Elect Director Tsunekage, Hitoshi For For Management 2.7 Elect Director Shudo, Kuniyuki For Against Management 2.8 Elect Director Tanaka, Koji For Against Management 2.9 Elect Director Suzuki, Takeshi For For Management 2.10 Elect Director Araki, Mikio For For Management 2.11 Elect Director Matsushita, Isao For For Management 2.12 Elect Director Saito, Shinichi For For Management 2.13 Elect Director Yoshida, Takashi For For Management 2.14 Elect Director Kawamoto, Hiroko For For Management 2.15 Elect Director Aso, Mitsuhiro For For Management -------------------------------------------------------------------------------- SUMITOMO REALTY & DEVELOPMENT CO., LTD. Ticker: 8830 Security ID: J77841112 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Terada, For Against Management Chiyono 4 Appoint Alternate Statutory Auditor For For Management Uno, Kozo -------------------------------------------------------------------------------- SUMITOMO RUBBER INDUSTRIES, LTD. Ticker: 5110 Security ID: J77884112 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Ikeda, Ikuji For For Management 2.2 Elect Director Yamamoto, Satoru For For Management 2.3 Elect Director Nishi, Minoru For For Management 2.4 Elect Director Kinameri, Kazuo For For Management 2.5 Elect Director Ii, Yasutaka For For Management 2.6 Elect Director Ishida, Hiroki For For Management 2.7 Elect Director Kuroda, Yutaka For For Management 2.8 Elect Director Harada, Naofumi For For Management 2.9 Elect Director Tanigawa, Mitsuteru For For Management 2.10 Elect Director Kosaka, Keizo For For Management 2.11 Elect Director Murakami, Kenji For For Management 2.12 Elect Director Kobayashi, Nobuyuki For For Management 3.1 Appoint Statutory Auditor Murata, For For Management Morihiro 3.2 Appoint Statutory Auditor Yasuhara, For For Management Hirofumi -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LIMITED Ticker: 16 Security ID: Y82594121 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kwok Kai-Chun, Geoffrey as For For Management Director 3.1b Elect Wu Xiang-Dong as Director For For Management 3.1c Elect Kwok Ping-Luen, Raymond as For For Management Director 3.1d Elect Wong Chik-Wing, Mike as Director For For Management 3.1e Elect Li Ka-Cheung, Eric as Director For For Management 3.1f Elect Leung Ko May-Yee, Margaret as For For Management Director 3.1g Elect Kwok Kai-Wang, Christopher as For For Management Director 3.1h Elect Tung Chi-Ho, Eric as Director For For Management 3.2 Approve Directors' Fees For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUNCORP GROUP LIMITED Ticker: SUN Security ID: Q88040110 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Performance Rights to For For Management Steve Johnston 3a Elect Sally Herman as Director For For Management 3b Elect Ian Hammond as Director For For Management 4 Approve Return of Capital to Ordinary For For Management Shareholders 5 Approve Consolidation of Ordinary For For Management Shares 6 Approve Selective Capital Reduction in For For Management Relation to SUNPE 7 Approve Reinsertion of Proportional For For Management Takeover Provisions in the Constitution 8 Approve Insertion of Additional Notice For For Management Provision in the Constitution 9a Approve the Amendments to the Against Against Shareholder Company's Constitution 9b Approve Fossil Fuel Exposure Reduction Against Against Shareholder Targets -------------------------------------------------------------------------------- SUNDRUG CO., LTD. Ticker: 9989 Security ID: J78089109 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Saitsu, Tatsuro For For Management 2.2 Elect Director Sadakata, Hiroshi For For Management 2.3 Elect Director Tada, Naoki For For Management 2.4 Elect Director Tada, Takashi For For Management 2.5 Elect Director Sugiura, Nobuhiko For For Management 2.6 Elect Director Matsumoto, Masato For For Management 2.7 Elect Director Tsuji, Tomoko For For Management 3.1 Appoint Statutory Auditor Ozawa, For For Management Tetsuro 3.2 Appoint Statutory Auditor Shinohara, For For Management Kazuma -------------------------------------------------------------------------------- SUNTEC REAL ESTATE INVESTMENT TRUST Ticker: T82U Security ID: Y82954101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- SUNTORY BEVERAGE & FOOD LTD. Ticker: 2587 Security ID: J78186103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Kogo, Saburo For For Management 3.2 Elect Director Saito, Kazuhiro For For Management 3.3 Elect Director Yamazaki, Yuji For For Management 3.4 Elect Director Kimura, Josuke For For Management 3.5 Elect Director Torii, Nobuhiro For For Management 3.6 Elect Director Inoue, Yukari For For Management 4 Elect Director and Audit Committee For For Management Member Chiji, Kozo 5 Elect Alternate Director and Audit For For Management Committee Member Amitani, Mitsuhiro -------------------------------------------------------------------------------- SUZUKEN CO., LTD. Ticker: 9987 Security ID: J78454105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bessho, Yoshiki For For Management 1.2 Elect Director Miyata, Hiromi For For Management 1.3 Elect Director Asano, Shigeru For For Management 1.4 Elect Director Tamura, Hisashi For For Management 1.5 Elect Director Tanaka, Hirofumi For For Management 1.6 Elect Director Someya, Akihiko For For Management 1.7 Elect Director Takahashi, Chie For For Management 1.8 Elect Director Ueda, Keisuke For For Management 1.9 Elect Director Iwatani, Toshiaki For For Management 1.10 Elect Director Usui, Yasunori For For Management -------------------------------------------------------------------------------- SUZUKI MOTOR CORP. Ticker: 7269 Security ID: J78529138 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Suzuki, Osamu For For Management 2.2 Elect Director Harayama, Yasuhito For For Management 2.3 Elect Director Suzuki, Toshihiro For For Management 2.4 Elect Director Honda, Osamu For For Management 2.5 Elect Director Nagao, Masahiko For For Management 2.6 Elect Director Suzuki, Toshiaki For For Management 2.7 Elect Director Kawamura, Osamu For For Management 2.8 Elect Director Domichi, Hideaki For For Management 2.9 Elect Director Kato, Yuriko For For Management 3.1 Appoint Statutory Auditor Sugimoto, For For Management Toyokazu 3.2 Appoint Statutory Auditor Kasai, Masato For For Management 3.3 Appoint Statutory Auditor Tanaka, Norio For For Management 3.4 Appoint Statutory Auditor Araki, For For Management Nobuyuki 3.5 Appoint Statutory Auditor Nagano, For For Management Norihisa 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN AB Ticker: SHB.A Security ID: W9112U104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For For Management President 11 Authorize Repurchase of up to 120 For For Management Million Class A and/or B Shares and Reissuance of Repurchased Shares 12 Authorize Share Repurchase Program For For Management 13 Approve Issuance of Convertible For For Management Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights 14 Determine Number of Directors (9) For For Management 15 Determine Number of Auditors (2) For For Management 16 Approve Remuneration of Directors in For For Management the Amount of SEK 3.5 Million for Chairman, SEK 985,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 17a Reelect Jon-Fredrik Baksaas as Director For For Management 17b Reelect Hans Biorck as Director For For Management 17c Reelect Par Boman as Director For For Management 17d Reelect Kerstin Hessius as Director For For Management 17e Reelect Lise Kaae as Director For For Management 17f Reelect Fredrik Lundberg as Director For For Management 17g Elect Ulf Riese as New Director For For Management 17h Elect Arja Taaveniku as New Director For For Management 17i Reelect Carina Akerstrom as Director For For Management 18 Reelect Par Boman as Board Chairman For For Management 19 Ratify Ernst & Young and For For Management PricewaterhouseCoopers as Auditors 20 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 21 Approve Proposal Concerning the For For Management Appointment of Auditors in Foundations Without Own Management 22 Eliminate Differentiated Voting Rights None Against Shareholder 23 Instruct Board to Work for the None Against Shareholder Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act 24 Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 25 Require a Special Examination None Against Shareholder Regarding Introduction of Negative Interest Rates and Review of Code of Ethics 26 Close Meeting None None Management -------------------------------------------------------------------------------- SWEDBANK AB Ticker: SWED.A Security ID: W94232100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Chairman of For For Management Meeting 2 Prepare and Approve List of For For Management Shareholders 3.a Authorize Board to Decide on For For Management Entitlement of Attending the Meeting 3.b Approve that Employees of the Swedish None Against Shareholder Television Company Should Not be Allowed to Attend the AGM 3.c Approve that Shareholders Shall be None Against Shareholder Given the Opportunity to Present Supporting Documents for Decisions on a Big Screen at the AGM 3.d Approve Broadcasting of Meeting Over For For Management Web Link 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Receive Financial Statements and None None Management Statutory Reports 7.b Receive Auditor's Report None None Management 7.c Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends 10.a Approve Discharge of Annika Poutiainen For Against Management as Ordinary Board Member 10.b Approve Discharge of Lars Idermark as For Against Management Ordinary Board Member 10.c Approve Discharge of Ulrika Francke as For Against Management Ordinary Board Member 10.d Approve Discharge of Peter Norman as For Against Management Ordinary Board Member 10.e Approve Discharge of Siv Svensson as For Against Management Ordinary Board Member 10.f Approve Discharge of Bodil Eriksson as For Against Management Ordinary Board Member 10.g Approve Discharge of Mats Granryd as For Against Management Ordinary Board Member 10.h Approve Discharge of Bo Johansson as For Against Management Ordinary Board Member 10.i Approve Discharge of Anna Mossberg as For Against Management Ordinary Board Member 10.j Approve Discharge of Magnus Uggla as For Against Management Ordinary Board Member 10.k Approve Discharge of Kerstin For For Management Hermansson as Ordinary Board Member 10.l Approve Discharge of Josefin For For Management Lindstrand as Ordinary Board Member 10.m Approve Discharge of Bo Magnusson as For For Management Ordinary Board Member 10.n Approve Discharge of Goran Persson as For For Management Ordinary Board Member 10.o Approve Discharge of Birgitte Bonnesen For Against Management as CEO Until 28 March 2019 10.p Approve Discharge of Anders Karlsson For For Management as CEO Until 1 October 2019 10.q Approve Discharge of Jens Henriksson For For Management as CEO as of 1 October 2019 10.r Approve Discharge of Camilla Linder as For For Management Ordinary Employee Representative 10.s Approve Discharge of Roger Ljung as For For Management Ordinary Employee Representative 10.t Approve Discharge of Henrik Joelsson For For Management as Deputy Employee Representative 10.u Approve Discharge of Ake Skoglund as For For Management Deputy Employee Representative 11 Determine Number of Directors (10) For For Management 12 Approve Remuneration of Directors in For For Management the Amount of SEK 2.63 Million for Chairman, SEK 885,000 for Vice Chairman and SEK 605,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13.a Elect Bo Bengtsson as New Director For For Management 13.b Elect Goran Bengtsson as New Director For For Management 13.c Elect Hans Eckerstrom as New Director For For Management 13.d Elect Bengt Erik Lindgren as New For For Management Director 13.e Elect Biljana Pehrsson as New Director For For Management 13.f Reelect Kerstin Hermansson as Director For For Management 13.g Reelect Josefin Lindstrand as Director For For Management 13.h Reelect Bo Magnusson as Director For For Management 13.i Reelect Anna Mossberg as Director For For Management 13.j Reelect Goran Persson as Director For For Management 14 Elect Goran Persson as Board Chairman For For Management 15 Authorize Chairman of Board and For For Management Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Authorize Repurchase Authorization for For For Management Trading in Own Shares 18 Authorize General Share Repurchase For For Management Program 19 Approve Issuance of Convertibles For For Management without Preemptive Rights 20.a Approve Common Deferred Share Bonus For For Management Plan (Eken 2020) 20.b Approve Deferred Share Bonus Plan for For For Management Key Employees (IP 2020) 20.c Approve Equity Plan Financing to For For Management Participants of 2020 and Previous Programs 21 Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 22 Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 23 Appoint Special Examination of the None Against Shareholder Auditors' Actions 24 Close Meeting None None Management -------------------------------------------------------------------------------- SWEDISH MATCH AB Ticker: SWMA Security ID: W92277115 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Chairman's Report; Receive CEO's Report; Receive Auditors Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 12.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.17 million to Chair, SEK 1 Million to Vice Chair and SEK 865,000 to Other Directors; Approve Remuneration for Committee Work 12 Reelect Charles Blixt, Andrew Cripps For For Management (Vice Chairman), Jacqueline Hoogerbrugge, Conny Karlsson (Chairman), Pauline Lindwall, Wenche Rolfsen and Joakim Westh as Directors; Elect Alexander Lacik as New Director 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve up to SEK 19.7 Million For For Management Reduction in Share Capital via Share Cancellation for Allocation to Unrestricted Equity; Approve Capitalization of Reserves of Minimum Equivalent Nominal Value as the Share Capital Reduction 18 Authorize Share Repurchase Program For For Management 19 Authorize Reissuance of Repurchased For For Management Shares 20 Approve Issuance of Shares up to 10 For For Management Per cent of Share Capital without Preemptive Rights 21.a Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.b Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee -------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED Ticker: 19 Security ID: Y83310105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Paul Kenneth Etchells as Director For For Management 1b Elect Timothy George Freshwater as For For Management Director 1c Elect Chien Lee as Director For For Management 1d Elect Zhuo Ping Zhang as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 1972 Security ID: Y83191109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Cheng Lily Ka Lai as Director For For Management 1b Elect Lim Siang Keat Raymond as For For Management Director 1c Elect Low Mei Shuen Michelle as For For Management Director 1d Elect Wu May Yihong as Director For For Management 1e Elect Choi Tak Kwan Thomas as Director For For Management 1f Elect Wang Jinlong as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWISS LIFE HOLDING AG Ticker: SLHN Security ID: H8404J162 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2.1 Approve Allocation of Income and For For Management Dividends of CHF 15.00 per Share 2.2 Approve Reduction of Share Capital via For For Management Reduction in Nominal Value and Repayment of CHF 5.00 per Share 3 Approve Discharge of Board of Directors For For Management 4.1 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 3.2 Million 4.2 Approve Short-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 4.3 Million 4.3 Approve Fixed and Long-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 13.8 Million 5.1 Reelect Rolf Doerig as Director and For For Management Board Chairman 5.2 Reelect Thomas Buess as Director For For Management 5.3 Reelect Adrienne Fumagalli as Director For For Management 5.4 Reelect Ueli Dietiker as Director For For Management 5.5 Reelect Damir Filipovic as Director For For Management 5.6 Reelect Frank Keuper as Director For For Management 5.7 Reelect Stefan Loacker as Director For For Management 5.8 Reelect Henry Peter as Director For For Management 5.9 Reelect Martin Schmid as Director For For Management 5.10 Reelect Frank Schnewlin as Director For For Management 5.11 Reelect Franziska Sauber as Director For For Management 5.12 Reelect Klaus Tschuetscher as Director For For Management 5.13 Reappoint Frank Schnewlin as Member of For For Management the Compensation Committee 5.14 Reappoint Franziska Sauber as Member For For Management of the Compensation Committee 5.15 Reappoint Klaus Tschuetscher as Member For For Management of the Compensation Committee 6 Designate Andreas Zuercher as For For Management Independent Proxy 7 Ratify PricewaterhouseCoopers AG as For For Management Auditors 8 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISS PRIME SITE AG Ticker: SPSN Security ID: H8403W107 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 3.80 per Registered Share 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 1.8 Million 5.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 8.3 Million 6.1.1 Reelect Christopher Chambers as For For Management Director 6.1.2 Reelect Barbara Frei-Spreiter as For For Management Director 6.1.3 Reelect Rudolf Huber as Director For For Management 6.1.4 Reelect Gabrielle Nater-Bass as For For Management Director 6.1.5 Reelect Mario Seris as Director For For Management 6.1.6 Reelect Thomas Studhalter as Director For For Management 6.1.7 Elect Ton Buechner as Director For For Management 6.2 Elect Ton Buechner as Board Chairman For For Management 6.3.1 Reappoint Christopher Chambers as For For Management Member of the Nomination and Compensation Committee 6.3.2 Reappoint Barbara Frei-Spreiter as For For Management Member of the Nomination and Compensation Committee 6.3.3 Reappoint Gabrielle Nater-Bass as For For Management Member of the Nomination and Compensation Committee 6.4 Designate Paul Wiesli as Independent For For Management Proxy 6.5 Ratify KPMG AG as Auditors For For Management 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISS RE AG Ticker: SREN Security ID: H8431B109 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 5.90 per Share 3 Approve Variable Short-Term For For Management Remuneration of Executive Committee in the Amount of CHF 14.1 Million 4 Approve Discharge of Board and Senior For For Management Management 5.1.a Reelect Walter Kielholz as Director For For Management and Board Chairman 5.1.b Reelect Raymond Ch'ien as Director For For Management 5.1.c Reelect Renato Fassbind as Director For For Management 5.1.d Reelect Karen Gavan as Director For For Management 5.1.e Reelect Jay Ralph as Director For For Management 5.1.f Reelect Joerg Reinhardt as Director For For Management 5.1.g Reelect Philip Ryan as Director For For Management 5.1.h Reelect Paul Tucker as Director For For Management 5.1.i Reelect Jacques de Vaucleroy as For For Management Director 5.1.j Reelect Susan Wagner as Director For For Management 5.1.k Reelect Larry Zimpleman as Director For For Management 5.1.l Elect Sergio Ermotti as Director For For Management 5.1.m Elect Joachim Oechslin as Director For For Management 5.1.n Elect Deanna Ong as Director For For Management 5.2.1 Reappoint Raymond Ch'ien as Member of For For Management the Compensation Committee 5.2.2 Reappoint Renato Fassbind as Member of For For Management the Compensation Committee 5.2.3 Reappoint Joerg Reinhardt as Member of For For Management the Compensation Committee 5.2.4 Reappoint Jacques de Vaucleroy as For For Management Member of the Compensation Committee 5.2.5 Appoint Karen Gavan as Member of the For For Management Compensation Committee 5.3 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 5.4.1 Ratify PricewaterhouseCoopers Ltd as For For Management Auditors for Fiscal 2020 5.4.2 Ratify KPMG Ltd as Auditors for Fiscal For For Management 2021 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10.3 Million 6.2 Approve Fixed and Variable Long-Term For For Management Remuneration of Executive Committee in the Amount of CHF 37.7 Million 7 Approve CHF 990,739 Reduction in Share For For Management Capital via Cancellation of Registered Shares 8 Authorize Repurchase of up to CHF 1 For For Management Billion of Issued Share Capital 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISSCOM AG Ticker: SCMN Security ID: H8398N104 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 22 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Roland Abt as Director For For Management 4.2 Reelect Alain Carrupt as Director For For Management 4.3 Reelect Frank Esser as Director For For Management 4.4 Reelect Barbara Frei as Director For For Management 4.5 Reelect Sandra Lathion-Zweifel as For For Management Director 4.6 Reelect Anna Mossberg as Director For For Management 4.7 Reelect Michael Rechsteiner as Director For For Management 4.8 Reelect Hansueli Loosli as Director For For Management 4.9 Reelect Hansueli Loosli as Board For For Management Chairman 5.1 Reappoint Roland Abt as Member of the For For Management Compensation Committee 5.2 Reappoint Frank Esser as Member of the For For Management Compensation Committee 5.3 Reappoint Barbara Frei as Member of For For Management the Compensation Committee 5.4 Reappoint Hansueli Loosli as Member of For For Management the Compensation Committee 5.5 Reappoint Renzo Simoni as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.5 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 8.7 Million 7 Designate Reber Rechtsanwaelte KIG as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SYDNEY AIRPORT Ticker: SYD Security ID: Q8808P103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Ann Sherry as Director For For Management 3 Elect Stephen Ward as Director For For Management 4 Approve Grant of Rights to Geoff For For Management Culbert 1 Elect Anne Rozenauers as Director For For Management 2 Elect Patrick Gourley as Director For For Management -------------------------------------------------------------------------------- SYMRISE AG Ticker: SY1 Security ID: D827A1108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.95 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6.1 Elect Michael Koenig to the For For Management Supervisory Board 6.2 Elect Peter Vanacker to the For For Management Supervisory Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Participation and For For Management Voting Right -------------------------------------------------------------------------------- SYSMEX CORP. Ticker: 6869 Security ID: J7864H102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2.1 Elect Director Ietsugu, Hisashi For For Management 2.2 Elect Director Nakajima, Yukio For For Management 2.3 Elect Director Asano, Kaoru For For Management 2.4 Elect Director Tachibana, Kenji For For Management 2.5 Elect Director Yamamoto, Junzo For For Management 2.6 Elect Director Matsui, Iwane For For Management 2.7 Elect Director Kanda, Hiroshi For For Management 2.8 Elect Director Takahashi, Masayo For For Management 2.9 Elect Director Ota, Kazuo For For Management 3.1 Elect Director and Audit Committee For For Management Member Kamao, Yukitoshi 3.2 Elect Director and Audit Committee For For Management Member Hashimoto, Kazumasa 3.3 Elect Director and Audit Committee For For Management Member Iwasa, Michihide -------------------------------------------------------------------------------- T&D HOLDINGS, INC. Ticker: 8795 Security ID: J86796109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Uehara, Hirohisa For For Management 3.2 Elect Director Morinaka, Kanaya For For Management 3.3 Elect Director Nagata, Mitsuhiro For For Management 3.4 Elect Director Tanaka, Yoshihisa For For Management 3.5 Elect Director Ogo, Naoki For For Management 3.6 Elect Director Watanabe, Kensaku For For Management 3.7 Elect Director Soejima, Naoki For For Management 3.8 Elect Director Kudo, Minoru For For Management 3.9 Elect Director Itasaka, Masafumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Yanai, Junichi 4.2 Elect Director and Audit Committee For For Management Member Teraoka, Yasuo 4.3 Elect Director and Audit Committee For For Management Member Matsuyama, Haruka 4.4 Elect Director and Audit Committee For Against Management Member Higaki, Seiji 4.5 Elect Director and Audit Committee For For Management Member Yamada, Shinnosuke 5 Elect Alternate Director and Audit For For Management Committee Member Shimma, Yuichiro 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED Ticker: TAH Security ID: Q8815D101 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Paula Dwyer as Director For Against Management 2b Elect Justin Milne as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For Against Management David Attenborough 5 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- TAIHEIYO CEMENT CORP. Ticker: 5233 Security ID: J7923L128 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 3.1 Elect Director Fukuda, Shuji For For Management 3.2 Elect Director Fushihara, Masafumi For For Management 3.3 Elect Director Kitabayashi, Yuichi For For Management 3.4 Elect Director Karino, Masahiro For For Management 3.5 Elect Director Ando, Kunihiro For For Management 3.6 Elect Director Koizumi, Yoshiko For For Management 3.7 Elect Director Emori, Shinhachiro For For Management 4 Appoint Alternate Statutory Auditor For For Management Aoki, Toshihito -------------------------------------------------------------------------------- TAISEI CORP. Ticker: 1801 Security ID: J79561148 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Yamauchi, Takashi For For Management 2.2 Elect Director Murata, Yoshiyuki For For Management 2.3 Elect Director Sakurai, Shigeyuki For For Management 2.4 Elect Director Tanaka, Shigeyoshi For For Management 2.5 Elect Director Yaguchi, Norihiko For For Management 2.6 Elect Director Shirakawa, Hiroshi For For Management 2.7 Elect Director Aikawa, Yoshiro For For Management 2.8 Elect Director Kimura, Hiroshi For For Management 2.9 Elect Director Nishimura, Atsuko For For Management 2.10 Elect Director Murakami, Takao For For Management 2.11 Elect Director Otsuka, Norio For For Management 2.12 Elect Director Kokubu, Fumiya For For Management 3.1 Appoint Statutory Auditor Sato, For Against Management Yasuhiro 3.2 Appoint Statutory Auditor Higuchi, For For Management Tateshi 3.3 Appoint Statutory Auditor Tashiro, For For Management Seishi 3.4 Appoint Statutory Auditor Ohara, Keiko For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TAISHO PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 4581 Security ID: J79885109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Appoint Statutory Auditor Matsuo, For For Management Makoto -------------------------------------------------------------------------------- TAIYO NIPPON SANSO CORP. Ticker: 4091 Security ID: J80143100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 3 Amend Articles to Change Company Name For For Management - Amend Business Lines 4.1 Elect Director Ichihara, Yujiro For For Management 4.2 Elect Director Hamada, Toshihiko For For Management 4.3 Elect Director Nagata, Kenji For For Management 4.4 Elect Director Futamata, Kazuyuki For For Management 4.5 Elect Director Thomas Scott Kallman For For Management 4.6 Elect Director Eduardo Gil Elejoste For For Management 4.7 Elect Director Yamada, Akio For For Management 4.8 Elect Director Katsumaru, Mitsuhiro For For Management 4.9 Elect Director Date, Hidefumi For For Management 5.1 Appoint Statutory Auditor Osada, For Against Management Masahiro 5.2 Appoint Statutory Auditor Kobayashi, For Against Management Kazuya -------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO., LTD. Ticker: 4502 Security ID: J8129E108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Christophe Weber For For Management 2.2 Elect Director Iwasaki, Masato For For Management 2.3 Elect Director Andrew Plump For For Management 2.4 Elect Director Constantine Saroukos For For Management 2.5 Elect Director Sakane, Masahiro For For Management 2.6 Elect Director Olivier Bohuon For For Management 2.7 Elect Director Jean-Luc Butel For For Management 2.8 Elect Director Ian Clark For For Management 2.9 Elect Director Fujimori, Yoshiaki For For Management 2.10 Elect Director Steven Gillis For For Management 2.11 Elect Director Kuniya, Shiro For For Management 2.12 Elect Director Shiga, Toshiyuki For For Management 3.1 Elect Director and Audit Committee For For Management Member Yamanaka, Yasuhiko 3.2 Elect Director and Audit Committee For For Management Member Hatsukawa, Koji 3.3 Elect Director and Audit Committee For For Management Member Higashi, Emiko 3.4 Elect Director and Audit Committee For For Management Member Michel Orsinger 4 Approve Annual Bonus For For Management 5 Elect Shareholder Director and Audit Against Against Shareholder Committee Member Nominee Ito, Takeshi -------------------------------------------------------------------------------- TAYLOR WIMPEY PLC Ticker: TW Security ID: G86954107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Special Dividend For Abstain Management 4 Elect Irene Dorner as Director For For Management 5 Re-elect Pete Redfern as Director For For Management 6 Re-elect Chris Carney as Director For For Management 7 Re-elect Jennie Daly as Director For For Management 8 Re-elect Kate Barker as Director For For Management 9 Re-elect Gwyn Burr as Director For For Management 10 Re-elect Angela Knight as Director For For Management 11 Elect Robert Noel as Director For For Management 12 Re-elect Humphrey Singer as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Approve Remuneration Report For For Management 20 Approve Remuneration Policy For For Management 21 Authorise EU Political Donations and For For Management Expenditure 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TDK CORP. Ticker: 6762 Security ID: J82141136 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Ishiguro, Shigenao For For Management 2.2 Elect Director Yamanishi, Tetsuji For For Management 2.3 Elect Director Sumita, Makoto For For Management 2.4 Elect Director Osaka, Seiji For For Management 2.5 Elect Director Ishimura, Kazuhiko For For Management 2.6 Elect Director Yagi, Kazunori For For Management 2.7 Elect Director Nakayama, Kozue For For Management 3 Approve Restricted Stock Plan and For For Management Performance Share Plan 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Horst Julius Pudwill as Director For Against Management 3b Elect Joseph Galli Jr. as Director For For Management 3c Elect Vincent Ting Kau Cheung as For Against Management Director 3d Elect Johannes-Gerhard Hesse as For For Management Director 3e Elect Robert Hinman Getz as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Cash) 5b Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) 6 Authorize Repurchase of Issued Share For For Management Capital 7a Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5a) 7b Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5b) -------------------------------------------------------------------------------- TEIJIN LTD. Ticker: 3401 Security ID: J82270117 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Jun For For Management 1.2 Elect Director Sonobe, Yoshihisa For For Management 1.3 Elect Director Nabeshima, Akihisa For For Management 1.4 Elect Director Koyama, Toshiya For For Management 1.5 Elect Director Ogawa, Eiji For For Management 1.6 Elect Director Otsubo, Fumio For For Management 1.7 Elect Director Uchinaga, Yukako For For Management 1.8 Elect Director Suzuki, Yoichi For For Management 1.9 Elect Director Onishi, Masaru For For Management 2.1 Appoint Statutory Auditor Nakaishi, For For Management Akio 2.2 Appoint Statutory Auditor Arima, Jun For For Management -------------------------------------------------------------------------------- TELE2 AB Ticker: TEL2.B Security ID: W95878166 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Special Dividends of SEK 6 Per For Did Not Vote Management Share 8 Close Meeting None None Management -------------------------------------------------------------------------------- TELE2 AB Ticker: TEL2.B Security ID: W95878166 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Ordinary Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For For Management President 11 Determine Number of Members (7) and For For Management Deputy Members of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 6.5 Million; Approve Remuneration of Auditors 13.a Reelect Andrew Barron as Director For For Management 13.b Reelect Anders Bjorkman as Director For For Management 13.c Reelect Georgi Ganev as Director For For Management 13.d Reelect Cynthia Gordon as Director For For Management 13.e Reelect Eva Lindqvist as Director For For Management 13.f Reelect Lars-Ake Norling as Director For For Management 13.g Reelect Carla Smits-Nusteling as For For Management Director 14 Reelect Carla Smits-Nusteling as Board For For Management Chairman 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17.a Approve Performance Based Share Plan For For Management LTI 2020 17.b Approve Equity Plan Financing Through For For Management Issuance of Shares 17.c Approve Equity Plan Financing Through For For Management Repurchase of Shares 17.d Approve Equity Plan Financing Through For For Management Transfer of Shares to Participants 17.e Approve Equity Plan Financing Through For For Management Reissuance of Shares 18 Authorize Share Repurchase Program For For Management 19 Amend Articles of Association Re: For For Management (Routine) 20.a Investigate if Current Board Members None Against Shareholder and Leadership Team Fulfil Relevant Legislative and Regulatory Requirements, as well as the Demands of the Public Opinions' Ethical Values 20.b In the Event that the Investigation None Against Shareholder Clarifies that there is Need, Relevant Measures Shall be Taken to Ensure that the Requirements are Fulfilled 20.c The Investigation and Any Measures None Against Shareholder Should be Presented as soon as possible, however Not Later than AGM 2021 21.a Amend Articles Re: Eliminate None Against Shareholder Differentiated Voting Rights 21.b Amend Articles Re: Notice of General None Against Shareholder Meetings 21.c Instruct Board to Prepare Proposal to None Against Shareholder Implement the Elimination of Differentiated Voting Rights 21.d Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.e Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 21.f Instruct Board to Work Towards A None Against Shareholder Corresponding Change to be Effectuated in the Swedish Regulatory Framework, primarily by Approaching the Swedish Government 22 Close Meeting None None Management -------------------------------------------------------------------------------- TELECOM ITALIA SPA Ticker: TIT Security ID: T92778108 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Elect Salvatore Rossi as Director For For Management 2.2 Elect Franck Cadoret as Director For For Management 3.1 Approve Remuneration Policy For For Management 3.2 Approve Second Section of the For For Management Remuneration Report 4 Approve Long Term Incentive Plan For For Management 5 Authorize Board to Increase Capital to For For Management Service Long Term Incentive Plan 6 Approve Employee Share Plan; Authorize For For Management Board to Increase Capital to Service Employee Share Plan 7 Amend Company Bylaws Re: Article 9 For For Management -------------------------------------------------------------------------------- TELEFONAKTIEBOLAGET LM ERICSSON Ticker: ERIC.B Security ID: W26049119 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Acknowledge Proper Convening of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.1 Accept Financial Statements and For For Management Statutory Reports 8.2 Approve Discharge of Board and For For Management President 8.3 Approve Allocation of Income and For For Management Dividends of SEK 1.50 Per Share 9 Determine Number of Directors (10) and For For Management Deputy Directors (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 4.2 Million for Chairman and SEK 1.05 Million for Other Directors, Approve Remuneration for Committee Work 11.1 Reelect Jon Baksaas as Director For For Management 11.2 Reelect Jan Carlson as Director For For Management 11.3 Reelect Nora Denzel as Director For For Management 11.4 Reelect Borje Ekholm as Director For For Management 11.5 Reelect Eric A. Elzvik as Director For For Management 11.6 Reelect Kurt Jofs as Director For For Management 11.7 Reelect Ronnie Leten as Director For For Management 11.8 Reelect Kristin S. Rinne as Director For For Management 11.9 Reelect Helena Stjernholm as Director For For Management 11.10 Reelect Jacob Wallenberg as Director For For Management 12 Reelect Ronnie Leten as Board Chairman For For Management 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17.1 Approve Long-Term Variable For Against Management Compensation Program 2020 (LTV 2020) 17.2 Approve Equity Plan Financing of LTV For Against Management 2020 17.3 Approve Alternative Equity Plan For Against Management Financing of LTV 2020 18 Approve Equity Plan Financing of LTV For For Management 2018 and 2019 19 Approve Equity Plan Financing of LTV For For Management 2016 and 2017 20.1 Eliminate Differentiated Voting Rights None Against Shareholder 20.2 Amend Articles Re: Editorial Changes None Against Shareholder 21.1 Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.2 Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 22 Appoint Special Examination of the None Against Shareholder Company's and the Auditors' Actions 23 Instruct the Board to Propose Equal None For Shareholder Voting Rights for All Shares on Annual Meeting 2021 24 Close Meeting None None Management -------------------------------------------------------------------------------- TELEFONICA DEUTSCHLAND HOLDING AG Ticker: O2D Security ID: D8T9CK101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.17 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the 2021 Interim Financial Statements Until the 2021 AGM 6 Elect Peter Loescher to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board 8.1 Amend Articles of Association For For Management 8.2 Amend Articles Re: AGM Location For For Management 8.3 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- TELEFONICA SA Ticker: TEF Security ID: 879382109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Discharge of Board For For Management 2 Approve Allocation of Income For For Management 3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 4.1 Reelect Isidro Faine Casas as Director For For Management 4.2 Reelect Juan Ignacio Cirac Sasturain For For Management as Director 4.3 Reelect Jose Javier Echenique For For Management Landiribar as Director 4.4 Reelect Peter Erskine as Director For For Management 4.5 Reelect Sabina Fluxa Thienemann as For For Management Director 4.6 Reelect Peter Loscher as Director For For Management 4.7 Ratify Appointment of and Elect For For Management Veronica Maria Pascual Boe as Director 4.8 Ratify Appointment of and Elect For For Management Claudia Sender Ramirez as Director 5.1 Approve Scrip Dividends For For Management 5.2 Approve Scrip Dividends For For Management 6 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 7 Authorize Issuance of Non-Convertible For Against Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Intermediate Dividends of EUR For For Management 0.57 Per Share 2 Authorize Implementation of Approved For For Management Resolution Re: Delegation of Powers -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.305 per Share 4 Approve Remuneration Report For Against Management 5a Approve Discharge of Bert De Graeve For For Management (IDw Consult BV) as Director 5b Approve Discharge of Jo Van Biesbroeck For For Management (JoVB BV) as Director 5c Approve Discharge of Christiane Franck For For Management as Director 5d Approve Discharge of John Porter as For For Management Director 5e Approve Discharge of Charles H. For For Management Bracken as Director 5f Approve Discharge of Manuel Kohnstamm For For Management as Director 5g Approve Discharge of Severina Pascu as For For Management Director 5h Approve Discharge of Amy Blair as For For Management Director 5i Approve Discharge of Enrique Rodriguez For For Management as Director 5j Approve Discharge of Diederik Karsten For For Management as Director 6 Approve Discharge of Auditor For For Management 7a Re-elect Charles H. Bracken as Director For For Management 7b Approve Remuneration of Charles H. For For Management Bracken as Director 8 Ratify KPMG as Auditor For For Management 9 Approve Change-of-Control Clause Re: For Against Management Performance Shares, Share Option, and Restricted Share Plans -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Location of Registered Office For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations -------------------------------------------------------------------------------- TELENOR ASA Ticker: TEL Security ID: R21882106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 3 Approve Notice of Meeting and Agenda For For Management 4 Designate Inspector(s) of Minutes of None None Management Meeting 5 Receive Chairman's Report None None Management 6 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.70 Per Share 7 Approve Remuneration of Auditors For For Management 8 Approve Company's Corporate Governance For For Management Statement 9.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 9.2 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 10 Approve NOK 258 Million Reduction in For For Management Share Capital via Share Cancellation and Redemption of Shares Owned by the Norwegian State 11 Amend Articles Re: Editorial Changes; For For Management Share Capital; Signatory Power; Corporate Assembly; Participation at General Meeting; General Meeting; Nominating Committee 12 Approve Instructions for Nominating For For Management Committee 13.1 Elect Lars Tronsgaard as Member of For For Management Nominating Committee 13.2 Elect Heidi Algarheim as Member of For For Management Nominating Committee 14 Approve Remuneration of Corporate For For Management Assembly and Nominating Committee 15 Close Meeting None None Management -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: OCT 01, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Corporate For For Management Officers 6 Approve Compensation of Daniel Julien, For For Management Chairman and CEO 7 Approve Compensation of Olivier For For Management Rigaudy, Vice-CEO 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For For Management 11 Reelect Christobel Selecky as Director For For Management 12 Reelect Angela Maria Sierra-Moreno as For For Management Director 13 Reelect Jean Guez as Director For For Management 14 Reelect Bernard Canetti as Director For For Management 15 Reelect Philippe Dominati as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14.5 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 7.2 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 17-19 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Amend Article 14 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 11 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 24 Amend Article 13 of Bylaws Re: For For Management Shareholders Identification 25 Amend Article 14 of Bylaws Re: Shares For For Management Hold by Board Members 26 Amend Article 20 of Bylaws Re: For For Management Corporate Officers Remuneration 27 Amend Article 27 of Bylaws Re: For For Management Corporate Officers Remuneration 28 Amend Article 21 of Bylaws Re: For For Management Agreement Between Company and Corporate Officer 29 Amend Article 23 of Bylaws Re: For For Management Deadline of Notice of Meeting 30 Textual References Regarding Change of For Against Management Codification 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Elect Lars-Johan Jarnheimer as Director For For Management 7 Elect Lars-Johan Jarnheimer as Board For For Management Chair 8.a Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 8.b Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue 9 Close Meeting None None Management -------------------------------------------------------------------------------- TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Report by Chairman of the Board; Receive CEO's report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 2.45 Per Share 9 Approve Discharge of Board and For For Management President 10 Determine Number of Directors (9) and For For Management Deputy Directors (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 1.9 Million to Chair, SEK 890,000 to Vice Chair and SEK 630,000 to Other Directors; Approve Remuneration for Committee Work 12.1 Elect Ingrid Bonde as New Director For For Management 12.2 Reelect Rickard Gustafson as Director For For Management 12.3 Reelect Lars-Johan Jarnheimer as For For Management Director 12.4 Elect Jeanette Jager as New Director For For Management 12.5 Reelect Nina Linander as Director For For Management 12.6 Reelect Jimmy Maymann as Director For For Management 12.7 Reelect Anna Settman as Director For For Management 12.8 Reelect Olaf Swantee as Director For For Management 12.9 Reelect Martin Tiveus as Director For For Management 13.1 Reelect Lars-Johan Jarnheimer as Board For For Management Chairman 13.2 Elect Ingrid Bonde as Vice Chairman For For Management 14 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 15 Approve Remuneration of Auditors For For Management 16 Ratify Deloitte as Auditors For For Management 17 Elect Daniel Kristiansson, Jan For For Management Andersson, Patricia Hedelius and Javiera Ragnartz as Members of Nominating Committee 18 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 19 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 20.1 Approve Performance Share Program For For Management 2020/2023 for Key Employees 20.2 Approve Transfer of Shares in For For Management Connection with Performance Share Program 21 Approve up to SEK 394.7 Million For For Management Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 394.7 Million 22 Company Shall Review its Routines None Against Shareholder around that Letters Shall be Answered within Two Months from the Date of Receipt 23.1 Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 23.2 Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee 24 Close Meeting None None Management -------------------------------------------------------------------------------- TELSTRA CORPORATION LIMITED Ticker: TLS Security ID: Q8975N105 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: OCT 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Eelco Blok as Director For For Management 3b Elect Craig Dunn as Director For For Management 3c Elect Nora Scheinkestel as Director For For Management 4a Approve Grant of Restricted Shares to For For Management Andrew Penn 4b Approve Grant of Performance Rights to For For Management Andrew Penn 5 Approve Remuneration Report For For Management 6 Approve Spill Resolution Against Against Management -------------------------------------------------------------------------------- TEMENOS AG Ticker: TEMN Security ID: H8547Q107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 0.85 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of USD 7.8 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of USD 28.4 Million 5.1.1 Elect Homaira Akbari as Director For For Management 5.1.2 Elect Maurizio Carli as Director For For Management 5.2.1 Reelect Andreas Andreades as Director For For Management and Board Chairman 5.2.2 Reelect Thibault de Tersant as Director For For Management 5.2.3 Reelect Ian Cookson as Director For For Management 5.2.4 Reelect Erik Hansen as Director For For Management 5.2.5 Reelect Peter Spenser as Director For For Management 6.1 Appoint Homaira Akbari as Member of For For Management the Compensation Committee 6.2 Reappoint Ian Cookson as Member of the For For Management Compensation Committee 6.3 Appoint Peter Spenser as Member of the For For Management Compensation Committee 6.4 Appoint Maurizio Carli as Member of For For Management the Compensation Committee 7 Designate Perreard de Boccard SA as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers SA as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Delisting of Shares from For For Management Bolsas y Mercados Argentinos S.A. 2 Approve Share Repurchase For Against Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and For For Management Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Elect Directors (Bundled) For Against Management 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Report For Against Management 9 Appoint Auditor For For Management 10 Approve Share Repurchase For Against Management 11 Allow Electronic Distribution of For For Management Company Documents to Shareholders 1 Approve Renewal of the Share Capital For Against Management Authorization of the Company -------------------------------------------------------------------------------- TERNA RETE ELETTRICA NAZIONALE SPA Ticker: TRN Security ID: T9471R100 Meeting Date: MAY 18, 2020 Meeting Type: Annual/Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors None For Shareholder 4 Fix Board Terms for Directors None For Shareholder 5.1 Slate 1 Submitted by CDP Reti SpA None Against Shareholder 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Valentina Bosetti as Board Chair None For Shareholder 7 Approve Remuneration of Directors None For Shareholder 8.1 Slate 1 Submitted by CDP Reti SpA None For Shareholder 8.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 9 Approve Internal Auditors' Remuneration None For Shareholder 10 Approve Long Term Incentive Plan For For Management 11 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 12.1 Approve Remuneration Policy For For Management 12.2 Approve Second Section of the For For Management Remuneration Report 1 Amend Company Bylaws Re: Article 31 For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- TERUMO CORP. Ticker: 4543 Security ID: J83173104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Mimura, Takayoshi For For Management 2.2 Elect Director Sato, Shinjiro For For Management 2.3 Elect Director Takagi, Toshiaki For For Management 2.4 Elect Director Hatano, Shoji For For Management 2.5 Elect Director Nishikawa, Kyo For For Management 2.6 Elect Director Ueda, Ryuzo For For Management 2.7 Elect Director Kuroda, Yukiko For For Management 2.8 Elect Director Nishi, Hidenori For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Sakaguchi, Koichi -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Disposal of the Asia Business to C.P. Retail Development Company Limited -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect John Allan as Director For For Management 5 Re-elect Mark Armour as Director For For Management 6 Re-elect Melissa Bethell as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Elect Ken Murphy as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Approve Share Incentive Plan For For Management 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LIMITED Ticker: TEVA Security ID: 881624209 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sol J. Barer For For Management 1b Elect Director Jean-Michel Halfon For For Management 1c Elect Director Nechemia (Chemi) J. For For Management Peres 1d Elect Director Janet S. Vergis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Employment Terms of Kare For For Management Schultz 5 Amend Articles of Association For For Management 6 Ratify Kesselman & Kesselman as For For Management Auditors -------------------------------------------------------------------------------- THALES SA Ticker: HO Security ID: F9156M108 Meeting Date: MAY 06, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 4 Elect Philippe Knoche as Director For For Management 5 Approve Compensation of Patrice Caine, For For Management Chairman and CEO 6 Approve Compensation Report of For For Management Corporate Officers 7 Approve Remuneration Policy of For For Management Chairman and CEO 8 Approve Remuneration Policy of Board For For Management Members 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 11 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 159 Million 12 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million 14 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 16 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 11-15 at EUR 180 Million 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 18 Amend Article 11 of Bylaws Re: Board For For Management Members Remuneration 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- THE A2 MILK COMPANY LIMITED Ticker: ATM Security ID: Q2774Q104 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Pip Greenwood as Director For For Management 3 Adopt New Constitution For For Management -------------------------------------------------------------------------------- THE BANK OF EAST ASIA, LIMITED Ticker: 23 Security ID: Y06942109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 3a Elect Arthur Li Kwok-Cheung as Director For For Management 3b Elect Meocre Li Kwok-Wing as Director For For Management 3c Elect Henry Tang Ying-Yen as Director For For Management 3d Elect Delman Lee as Director For For Management 3e Elect William Junior Guilherme Doo as For For Management Director 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- THE BANK OF KYOTO, LTD. Ticker: 8369 Security ID: J03990108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Doi, Nobuhiro For For Management 2.2 Elect Director Hitomi, Hiroshi For For Management 2.3 Elect Director Anami, Masaya For For Management 2.4 Elect Director Iwahashi, Toshiro For For Management 2.5 Elect Director Yasui, Mikiya For For Management 2.6 Elect Director Hata, Hiroyuki For For Management 2.7 Elect Director Koishihara, Norikazu For For Management 2.8 Elect Director Otagiri, Junko For For Management 2.9 Elect Director Oyabu, Chiho For For Management -------------------------------------------------------------------------------- THE BRITISH LAND CO. PLC Ticker: BLND Security ID: G15540118 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Simon Carter as Director For For Management 6 Re-elect Lynn Gladden as Director For For Management 7 Re-elect Chris Grigg as Director For For Management 8 Re-elect Alastair Hughes as Director For For Management 9 Re-elect William Jackson as Director For For Management 10 Re-elect Nicholas Macpherson as For For Management Director 11 Re-elect Preben Prebensen as Director For For Management 12 Re-elect Tim Score as Director For For Management 13 Re-elect Laura Wade-Gery as Director For For Management 14 Re-elect Rebecca Worthington as For For Management Director 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Scrip Dividends For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE CHIBA BANK, LTD. Ticker: 8331 Security ID: J05670104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Inamura, Yukihito For For Management 2.2 Elect Director Shinozaki, Tadayoshi For For Management 2.3 Elect Director Takatsu, Norio For For Management 2.4 Elect Director Kiuchi, Takahide For For Management 3.1 Appoint Statutory Auditor Iijima, Daizo For For Management 3.2 Appoint Statutory Auditor Fukushima, For For Management Kazuyoshi -------------------------------------------------------------------------------- THE CHUGOKU ELECTRIC POWER CO., INC. Ticker: 9504 Security ID: J07098106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Karita, Tomohide For For Management 2.2 Elect Director Shimizu, Mareshige For For Management 2.3 Elect Director Ashitani, Shigeru For For Management 2.4 Elect Director Shigeto, Takafumi For For Management 2.5 Elect Director Takimoto, Natsuhiko For For Management 2.6 Elect Director Yamashita, Masahiro For For Management 2.7 Elect Director Kitano, Tatsuo For For Management 2.8 Elect Director Takaba, Toshio For For Management 2.9 Elect Director Furuse, Makoto For For Management 3.1 Elect Director and Audit Committee For For Management Member Tamura, Norimasa 3.2 Elect Director and Audit Committee For For Management Member Uchiyamada, Kunio 3.3 Elect Director and Audit Committee For For Management Member Nosohara, Etsuko 3.4 Elect Director and Audit Committee For For Management Member Otani, Noriko 4 Amend Articles to Add Provision on Against Against Shareholder Abolition of Advisory Positions 5 Amend Articles to Decommission Shimane Against Against Shareholder Nuclear Power Plant and Cancel Kaminoseki Nuclear Power Plant Construction Plan 6 Amend Articles to Seek Agreement from Against Against Shareholder Residents on Nuclear Power Plant Operation 7 Amend Articles to Establish Evacuation Against Against Shareholder Plan and Conduct Evacuation Drills for Nuclear Power Plant Accidents 8 Amend Articles to Promote Energy Against Against Shareholder Systems Using Renewable Energy -------------------------------------------------------------------------------- THE GPT GROUP Ticker: GPT Security ID: Q4252X155 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gene Tilbrook as Director For For Management 2 Elect Mark Menhinnitt as Director For For Management 3 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- THE KANSAI ELECTRIC POWER CO., INC. Ticker: 9503 Security ID: J30169106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors 3.1 Elect Director Sakakibara, Sadayuki For For Management 3.2 Elect Director Okihara, Takamune For For Management 3.3 Elect Director Kobayashi, Tetsuya For For Management 3.4 Elect Director Sasaki, Shigeo For For Management 3.5 Elect Director Kaga, Atsuko For For Management 3.6 Elect Director Tomono, Hiroshi For For Management 3.7 Elect Director Takamatsu, Kazuko For For Management 3.8 Elect Director Naito, Fumio For For Management 3.9 Elect Director Morimoto, Takashi For Against Management 3.10 Elect Director Misono, Toyokazu For For Management 3.11 Elect Director Inada, Koji For For Management 3.12 Elect Director Sugimoto, Yasushi For Against Management 3.13 Elect Director Yamaji, Susumu For Against Management 4 Amend Articles to Add Provision that Against Against Shareholder Utility will Operate to Realize Energy Safety and Sustainability 5 Amend Articles to Keep Shareholder Against Against Shareholder Meeting Minutes and Disclose Them to Public 6 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Information Disclosure and Dialogue) 7 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Facility Safety Enhancement) 8 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Withdrawal from Coal-Fired Power Generation Business) 9 Amend Articles to Add Provision on Against Against Shareholder Appropriate Bidding Process for Procurement and Subcontracting 10 Abolish Equity Compensation System for Against Against Shareholder Directors 11 Approve Alternative Allocation of Against Against Shareholder Income, with a Final Dividend of JPY 1 Higher Than Management Proposal 12 Remove Incumbent Director Morimoto, Against For Shareholder Takashi 13 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors 14 Amend Articles to Add Provision on Against Against Shareholder Abolition of Advisory Positions 15 Amend Articles to Establish Donation Against Against Shareholder Committee 16 Amend Articles to Prohibit Financial Against Against Shareholder Support to Nuclear Power Generation Business at Other Companies 17 Amend Articles to Ban Reprocessing of Against Against Shareholder Spent Nuclear Fuels 18 Amend Articles to Ban Acceptance of Against Against Shareholder Gift Items and Business Entertainment beyond Commercial Practice 19 Amend Articles to Establish Promotion Against Against Shareholder Committee on Nuclear Power Phase-Out 20 Amend Articles to Promote Maximum Against Against Shareholder Disclosure to Gain Trust from Society 21 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors 22 Amend Articles to Encourage Dispersed Against Against Shareholder Renewable Energy 23 Amend Articles to Request the Against Against Shareholder Government to Develop Necessary Legal System to Stabilize Electricity Rate 24 Amend Articles to Demolish All Nuclear Against Against Shareholder Power Plants 25 Amend Articles to Establish Work Against Against Shareholder Environment where Employees Think About Safety of Nuclear Power Generation 26 Amend Articles to Ban Hiring or Against Against Shareholder Service on the Board or at the Company by Former Government Officials 27 Amend Articles to Reduce Maximum Board Against Against Shareholder Size and Require Majority Outsider Board 28 Amend Articles to Require Individual Against For Shareholder Disclosure of Compensation Received after Directors' Departure from the Board 29 Amend Articles to End Reliance on Against Against Shareholder Nuclear Power -------------------------------------------------------------------------------- THE SAGE GROUP PLC Ticker: SGE Security ID: G7771K142 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Dr John Bates as Director For For Management 5 Elect Jonathan Bewes as Director For For Management 6 Elect Annette Court as Director For For Management 7 Re-elect Sir Donald Brydon as Director For For Management 8 Re-elect Drummond Hall as Director For For Management 9 Re-elect Steve Hare as Director For For Management 10 Re-elect Jonathan Howell as Director For For Management 11 Re-elect Cath Keers as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE SHIZUOKA BANK, LTD. Ticker: 8355 Security ID: J74444100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2.1 Elect Director Nakanishi, Katsunori For For Management 2.2 Elect Director Shibata, Hisashi For For Management 2.3 Elect Director Yagi, Minoru For For Management 2.4 Elect Director Iio, Hidehito For For Management 2.5 Elect Director Kiyokawa, Koichi For For Management 2.6 Elect Director Nagasawa, Yoshihiro For For Management 2.7 Elect Director Fujisawa, Kumi For For Management 2.8 Elect Director Ito, Motoshige For For Management 2.9 Elect Director Tsubochi, Kazuto For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Mitsuru 3.2 Appoint Statutory Auditor Nakamura, For Against Management Isamu 4 Approve Restricted Stock Plan For For Management 5 Amend Performance-Based Cash For For Management Compensation Ceiling for Directors -------------------------------------------------------------------------------- THE SWATCH GROUP AG Ticker: UHR Security ID: H83949141 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Discharge of Board and Senior For Did Not Vote Management Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 1.10 per Registered Share and CHF 5.50 per Bearer Share 4.1.1 Approve Fixed Remuneration of For Did Not Vote Management Non-Executive Directors in the Amount of CHF 780,000 4.1.2 Approve Fixed Remuneration of For Did Not Vote Management Executive Directors in the Amount of CHF 2.5 Million 4.2 Approve Fixed Remuneration of For Did Not Vote Management Executive Committee in the Amount of CHF 5.7 Million 4.3 Approve Variable Remuneration of For Did Not Vote Management Executive Directors in the Amount of CHF 6.6 Million 4.4 Approve Variable Remuneration of For Did Not Vote Management Executive Committee in the Amount of CHF 15.1 Million 5.1 Reelect Nayla Hayek as Director For Did Not Vote Management 5.2 Reelect Ernst Tanner as Director For Did Not Vote Management 5.3 Reelect Daniela Aeschlimann as Director For Did Not Vote Management 5.4 Reelect Georges Hayek as Director For Did Not Vote Management 5.5 Reelect Claude Nicollier as Director For Did Not Vote Management 5.6 Reelect Jean-Pierre Roth as Director For Did Not Vote Management 5.7 Reelect Nayla Hayek as Board Chairman For Did Not Vote Management 6.1 Reappoint Nayla Hayek as Member of the For Did Not Vote Management Compensation Committee 6.2 Reappoint Ernst Tanner as Member of For Did Not Vote Management the Compensation Committee 6.3 Reappoint Daniela Aeschlimann as For Did Not Vote Management Member of the Compensation Committee 6.4 Reappoint Georges Hayek as Member of For Did Not Vote Management the Compensation Committee 6.5 Reappoint Claude Nicollier as Member For Did Not Vote Management of the Compensation Committee 6.6 Reappoint Jean-Pierre Roth as Member For Did Not Vote Management of the Compensation Committee 7 Designate Bernhard Lehmann as For Did Not Vote Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management Auditors 9 Transact Other Business (Voting) For Did Not Vote Management -------------------------------------------------------------------------------- THE SWATCH GROUP AG Ticker: UHR Security ID: H83949133 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 1.10 per Registered Share and CHF 5.50 per Bearer Share 4.1.1 Approve Fixed Remuneration of For For Management Non-Executive Directors in the Amount of CHF 780,000 4.1.2 Approve Fixed Remuneration of For For Management Executive Directors in the Amount of CHF 2.5 Million 4.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5.7 Million 4.3 Approve Variable Remuneration of For Against Management Executive Directors in the Amount of CHF 6.6 Million 4.4 Approve Variable Remuneration of For Against Management Executive Committee in the Amount of CHF 15.1 Million 5.1 Reelect Nayla Hayek as Director For For Management 5.2 Reelect Ernst Tanner as Director For For Management 5.3 Reelect Daniela Aeschlimann as Director For For Management 5.4 Reelect Georges Hayek as Director For For Management 5.5 Reelect Claude Nicollier as Director For For Management 5.6 Reelect Jean-Pierre Roth as Director For For Management 5.7 Reelect Nayla Hayek as Board Chairman For For Management 6.1 Reappoint Nayla Hayek as Member of the For Against Management Compensation Committee 6.2 Reappoint Ernst Tanner as Member of For For Management the Compensation Committee 6.3 Reappoint Daniela Aeschlimann as For For Management Member of the Compensation Committee 6.4 Reappoint Georges Hayek as Member of For Against Management the Compensation Committee 6.5 Reappoint Claude Nicollier as Member For For Management of the Compensation Committee 6.6 Reappoint Jean-Pierre Roth as Member For For Management of the Compensation Committee 7 Designate Bernhard Lehmann as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- THE WEIR GROUP PLC Ticker: WEIR Security ID: G95248137 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Cal Collins as Director For For Management 4 Re-elect Clare Chapman as Director For For Management 5 Re-elect Engelbert Haan as Director For For Management 6 Re-elect Barbara Jeremiah as Director For For Management 7 Re-elect Stephen Young as Director For For Management 8 Re-elect Charles Berry as Director For For Management 9 Re-elect Jon Stanton as Director For For Management 10 Re-elect John Heasley as Director For For Management 11 Re-elect Mary Jo Jacobi as Director For For Management 12 Re-elect Sir Jim McDonald as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE YOKOHAMA RUBBER CO., LTD. Ticker: 5101 Security ID: J97536171 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Yamaishi, Masataka For For Management 2.2 Elect Director Mikami, Osamu For For Management 2.3 Elect Director Noro, Masaki For For Management 2.4 Elect Director Matsuo, Gota For For Management 2.5 Elect Director Nakamura, Toru For For Management 2.6 Elect Director Nitin Mantri For For Management 2.7 Elect Director Okada, Hideichi For For Management 2.8 Elect Director Takenaka, Nobuo For For Management 2.9 Elect Director Kono, Hirokazu For For Management 2.10 Elect Director Yamane, Takashi For For Management 2.11 Elect Director Hori, Masatoshi For For Management -------------------------------------------------------------------------------- THK CO., LTD. Ticker: 6481 Security ID: J83345108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Teramachi, Akihiro For For Management 2.2 Elect Director Teramachi, Toshihiro For For Management 2.3 Elect Director Imano, Hiroshi For For Management 2.4 Elect Director Maki, Nobuyuki For For Management 2.5 Elect Director Teramachi, Takashi For For Management 2.6 Elect Director Shimomaki, Junji For For Management 2.7 Elect Director Sakai, Junichi For For Management 2.8 Elect Director Kainosho, Masaaki For For Management 3.1 Elect Director and Audit Committee For Against Management Member Hioki, Masakatsu 3.2 Elect Director and Audit Committee For For Management Member Omura, Tomitoshi 3.3 Elect Director and Audit Committee For For Management Member Ueda, Yoshiki 4 Elect Alternate Director and Audit For For Management Committee Member Toriumi, Tetsuro -------------------------------------------------------------------------------- THYSSENKRUPP AG Ticker: TKA Security ID: D8398Q119 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2019/20 6.1 Elect Birgit Behrendt to the For For Management Supervisory Board 6.2 Elect Wolfgang Colberg to the For For Management Supervisory Board 6.3 Elect Angelika Gifford to the For For Management Supervisory Board 6.4 Elect Bernhard Guenther to the For For Management Supervisory Board 6.5 Elect Friederike Helfer to the For For Management Supervisory Board 6.6 Elect Ingrid Hengster to the For For Management Supervisory Board 6.7 Elect Martina Merz to the Supervisory For For Management Board 6.8 Elect Siegfried Russwurm to the For For Management Supervisory Board 6.9 Elect Ingo Luge as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- TOBU RAILWAY CO., LTD. Ticker: 9001 Security ID: J84162148 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Nezu, Yoshizumi For For Management 2.2 Elect Director Miwa, Hiroaki For For Management 2.3 Elect Director Sekiguchi, Koichi For For Management 2.4 Elect Director Ojiro, Akihiro For For Management 2.5 Elect Director Onodera, Toshiaki For For Management 2.6 Elect Director Yamamoto, Tsutomu For For Management 2.7 Elect Director Shibata, Mitsuyoshi For For Management 2.8 Elect Director Ando, Takaharu For For Management 2.9 Elect Director Yokota, Yoshimi For For Management 2.10 Elect Director Shigeta, Atsushi For For Management 2.11 Elect Director Yagasaki, Noriko For For Management 2.12 Elect Director Yanagi, Masanori For For Management 3.1 Appoint Statutory Auditor Nakajima, For For Management Naotaka 3.2 Appoint Statutory Auditor Mogi, For For Management Yuzaburo 3.3 Appoint Statutory Auditor Otsuka, For For Management Hiroya 3.4 Appoint Statutory Auditor Fukuda, Shuji For For Management 3.5 Appoint Statutory Auditor Hayashi, For Against Management Nobuhide 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TOHO CO., LTD. (9602) Ticker: 9602 Security ID: J84764117 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37.5 2.1 Elect Director Shimatani, Yoshishige For For Management 2.2 Elect Director Tako, Nobuyuki For For Management 2.3 Elect Director Ichikawa, Minami For For Management 2.4 Elect Director Seta, Kazuhiko For For Management 2.5 Elect Director Matsuoka, Hiroyasu For For Management 2.6 Elect Director Sumi, Kazuo For For Management 2.7 Elect Director Ikeda, Atsuo For For Management 2.8 Elect Director Ota, Keiji For For Management 2.9 Elect Director Ikeda, Takayuki For For Management 2.10 Elect Director Biro, Hiroshi For For Management 2.11 Elect Director Kato, Harunori For For Management 2.12 Elect Director Wada, Kunichiro For For Management 2.13 Elect Director Honda, Taro For For Management 3.1 Elect Director and Audit Committee For For Management Member Okimoto, Tomoyasu 3.2 Elect Director and Audit Committee For For Management Member Kobayashi, Takashi 3.3 Elect Director and Audit Committee For For Management Member Ando, Satoshi 4 Elect Alternate Director and Audit For For Management Committee Member Ota, Taizo 5 Approve Restricted Stock Plan For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- TOHO GAS CO., LTD. Ticker: 9533 Security ID: J84850114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27.5 2.1 Elect Director Yasui, Koichi For For Management 2.2 Elect Director Tominari, Yoshiro For For Management 2.3 Elect Director Niwa, Shinji For For Management 2.4 Elect Director Kodama, Mitsuhiro For For Management 2.5 Elect Director Senda, Shinichi For For Management 2.6 Elect Director Masuda, Nobuyuki For For Management 2.7 Elect Director Miyahara, Koji For For Management 2.8 Elect Director Hattori, Tetsuo For For Management 2.9 Elect Director Hamada, Michiyo For For Management 3 Appoint Statutory Auditor Ikeda, Keiko For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOHOKU ELECTRIC POWER CO., INC. Ticker: 9506 Security ID: J85108108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Kaiwa, Makoto For For Management 3.2 Elect Director Higuchi, Kojiro For For Management 3.3 Elect Director Okanobu, Shinichi For For Management 3.4 Elect Director Masuko, Jiro For For Management 3.5 Elect Director Yamamoto, Shunji For For Management 3.6 Elect Director Abe, Toshinori For For Management 3.7 Elect Director Yashiro, Hirohisa For For Management 3.8 Elect Director Ito, Hirohiko For For Management 3.9 Elect Director Kondo, Shiro For For Management 3.10 Elect Director Kamijo, Tsutomu For For Management 3.11 Elect Director Kawanobe, Osamu For For Management 4.1 Elect Director and Audit Committee For For Management Member Kato, Koki 4.2 Elect Director and Audit Committee For Against Management Member Baba, Chiharu 4.3 Elect Director and Audit Committee For Against Management Member Kobayashi, Kazuo 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Trust-Type Equity Compensation For For Management Plan 7 Amend Articles to Ban Nuclear Power Against Against Shareholder Generation Business 8 Amend Articles to Ban Nuclear Power Against Against Shareholder Plant Construction 9 Amend Articles to Add Provision on the Against Against Shareholder Utility's Responsibility for Nuclear Radioactive Waste 10 Amend Articles to Add Provision on the Against Against Shareholder Utility's Responsibility for Nuclear Accident Countermeasures 11 Amend Articles to Request Miyagi Against Against Shareholder Prefecture to Conduct Referendum Concerning Resumption of No. 2 Reactor at Onagawa Nuclear Plant and Follow the Result 12 Amend Articles to Ban Financial Against Against Shareholder Support for Other Nuclear Power Generation Companies -------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. Ticker: 8766 Security ID: J86298106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Nagano, Tsuyoshi For For Management 2.2 Elect Director Komiya, Satoru For For Management 2.3 Elect Director Yuasa, Takayuki For For Management 2.4 Elect Director Harashima, Akira For For Management 2.5 Elect Director Okada, Kenji For For Management 2.6 Elect Director Hirose, Shinichi For For Management 2.7 Elect Director Mimura, Akio For For Management 2.8 Elect Director Egawa, Masako For For Management 2.9 Elect Director Mitachi, Takashi For For Management 2.10 Elect Director Endo, Nobuhiro For For Management 2.11 Elect Director Katanozaka, Shinya For For Management 2.12 Elect Director Handa, Tadashi For For Management 2.13 Elect Director Endo, Yoshinari For For Management 3 Appoint Statutory Auditor Fujita, For For Management Hirokazu -------------------------------------------------------------------------------- TOKYO CENTURY CORP. Ticker: 8439 Security ID: J0R091109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 69 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Asada, Shunichi For For Management 3.2 Elect Director Nogami, Makoto For For Management 3.3 Elect Director Yukiya, Masataka For For Management 3.4 Elect Director Shimizu, Yoshinori For For Management 3.5 Elect Director Yoshida, Masao For For Management 3.6 Elect Director Higaki, Yukito For For Management 3.7 Elect Director Nakamura, Akio For For Management 3.8 Elect Director Asano, Toshio For For Management 3.9 Elect Director Okada, Akihiko For For Management 3.10 Elect Director Ogushi, Keiichiro For For Management 3.11 Elect Director Baba, Koichi For For Management 3.12 Elect Director Tamano, Osamu For For Management 3.13 Elect Director Mizuno, Seiichi For For Management 3.14 Elect Director Nakagawa, Ko For For Management 3.15 Elect Director Tamba, Toshihito For For Management 4 Appoint Statutory Auditor Okada, For Against Management Futoshi 5 Appoint Alternate Statutory Auditor For For Management Iwanaga, Toshihiko 6 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm -------------------------------------------------------------------------------- TOKYO ELECTRIC POWER CO. HOLDINGS, INC. Ticker: 9501 Security ID: J86914108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Utsuda, Shoei For For Management 1.2 Elect Director Kunii, Hideko For For Management 1.3 Elect Director Takaura, Hideo For For Management 1.4 Elect Director Annen, Junji For For Management 1.5 Elect Director Oyagi, Shigeo For For Management 1.6 Elect Director Onishi, Shoichiro For For Management 1.7 Elect Director Tanaka, Kotaro For For Management 1.8 Elect Director Kobayakawa, Tomoaki For Against Management 1.9 Elect Director Fubasami, Seiichi For For Management 1.10 Elect Director Moriya, Seiji For For Management 1.11 Elect Director Akimoto, Nobuhide For For Management 1.12 Elect Director Makino, Shigenori For For Management 1.13 Elect Director Morishita, Yoshihito For Against Management 2 Amend Articles to Concentrate Against Against Shareholder Managerial Resources on Decommissioning of Fukushima Daiichi Nuclear Power Plant 3 Amend Articles to Establish Against Against Shareholder Investigation Committee on Nuclear Contamination Resulting from Fukushima Nuclear Accident 4 Amend Articles to Withdraw from Coal Against Against Shareholder Fired Power Generation 5 Amend Articles to Promote Small-Scale Against Against Shareholder Electricity Transmission System Factoring in Local Characteristics 6 Amend Articles to Ban Construction of Against Against Shareholder Higashidori Nuclear Power Plant 7 Amend Articles to Expedite Nuclear Against Against Shareholder Damage Compensation Payment Related to Fukushima Nuclear Accident 8 Amend Articles to Establish Against Against Shareholder Investigation Committee on Managerial Matters Deemed Detrimental to Shareholders 9 Amend Articles to Require Individual Against Against Shareholder Compensation Disclosure for Directors and Executive Officers 10 Amend Articles to Add Provision on Against Against Shareholder Abolition of Advisory Positions -------------------------------------------------------------------------------- TOKYO ELECTRON LTD. Ticker: 8035 Security ID: J86957115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuneishi, Tetsuo For For Management 1.2 Elect Director Kawai, Toshiki For For Management 1.3 Elect Director Sasaki, Sadao For For Management 1.4 Elect Director Nunokawa, Yoshikazu For For Management 1.5 Elect Director Nagakubo, Tatsuya For For Management 1.6 Elect Director Sunohara, Kiyoshi For For Management 1.7 Elect Director Ikeda, Seisu For For Management 1.8 Elect Director Mitano, Yoshinobu For For Management 1.9 Elect Director Charles D Lake II For For Management 1.10 Elect Director Sasaki, Michio For For Management 1.11 Elect Director Eda, Makiko For For Management 2.1 Appoint Statutory Auditor Hama, For For Management Masataka 2.2 Appoint Statutory Auditor Miura, Ryota For For Management 3 Approve Annual Bonus For For Management 4 Approve Deep Discount Stock Option Plan For For Management 5 Approve Deep Discount Stock Option Plan For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TOKYO GAS CO., LTD. Ticker: 9531 Security ID: J87000113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Hirose, Michiaki For For Management 2.2 Elect Director Uchida, Takashi For For Management 2.3 Elect Director Takamatsu, Masaru For For Management 2.4 Elect Director Nohata, Kunio For For Management 2.5 Elect Director Sasayama, Shinichi For For Management 2.6 Elect Director Saito, Hitoshi For For Management 2.7 Elect Director Takami, Kazunori For For Management 2.8 Elect Director Edahiro, Junko For For Management 2.9 Elect Director Indo, Mami For For Management 3 Appoint Statutory Auditor Ono, For For Management Hiromichi -------------------------------------------------------------------------------- TOKYU CORP. Ticker: 9005 Security ID: J88720149 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Nomoto, Hirofumi For For Management 3.2 Elect Director Takahashi, Kazuo For For Management 3.3 Elect Director Tomoe, Masao For For Management 3.4 Elect Director Hoshino, Toshiyuki For For Management 3.5 Elect Director Fujiwara, Hirohisa For For Management 3.6 Elect Director Takahashi, Toshiyuki For For Management 3.7 Elect Director Hamana, Setsu For For Management 3.8 Elect Director Kanazashi, Kiyoshi For For Management 3.9 Elect Director Konaga, Keiichi For For Management 3.10 Elect Director Kanise, Reiko For For Management 3.11 Elect Director Okamoto, Kunie For For Management 3.12 Elect Director Miyazaki, Midori For For Management 4.1 Appoint Statutory Auditor Shimamoto, For For Management Takehiko 4.2 Appoint Statutory Auditor Akimoto, For For Management Naohisa 4.3 Appoint Statutory Auditor Ishihara, For For Management Kunio 4.4 Appoint Statutory Auditor Tsuyuki, For Against Management Shigeo 5 Appoint Alternate Statutory Auditor For For Management Matsumoto, Taku -------------------------------------------------------------------------------- TOKYU FUDOSAN HOLDINGS CORP. Ticker: 3289 Security ID: J88764105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Kanazashi, Kiyoshi For For Management 3.2 Elect Director Okuma, Yuji For For Management 3.3 Elect Director Nishikawa, Hironori For For Management 3.4 Elect Director Uemura, Hitoshi For For Management 3.5 Elect Director Saiga, Katsuhide For For Management 3.6 Elect Director Okada, Masashi For For Management 3.7 Elect Director Kimura, Shohei For For Management 3.8 Elect Director Ota, Yoichi For For Management 3.9 Elect Director Nomoto, Hirofumi For For Management 3.10 Elect Director Iki, Koichi For For Management 3.11 Elect Director Kaiami, Makoto For For Management 3.12 Elect Director Arai, Saeko For For Management 3.13 Elect Director Ogasawara, Michiaki For For Management 4 Appoint Alternate Statutory Auditor For For Management Nagao, Ryo -------------------------------------------------------------------------------- TORAY INDUSTRIES, INC. Ticker: 3402 Security ID: J89494116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Nikkaku, Akihiro For For Management 2.2 Elect Director Abe, Koichi For For Management 2.3 Elect Director Deguchi, Yukichi For For Management 2.4 Elect Director Oya, Mitsuo For For Management 2.5 Elect Director Adachi, Kazuyuki For For Management 2.6 Elect Director Hagiwara, Satoru For For Management 2.7 Elect Director Yoshinaga, Minoru For For Management 2.8 Elect Director Okamoto, Masahiko For For Management 2.9 Elect Director Ito, Kunio For For Management 2.10 Elect Director Noyori, Ryoji For For Management 2.11 Elect Director Kaminaga, Susumu For For Management 2.12 Elect Director Futagawa, Kazuo For For Management 3 Appoint Statutory Auditor Fukasawa, For For Management Toru 4 Approve Annual Bonus For For Management 5 Amend Articles to Disclose Listed Against Against Shareholder Subsidiary Management in Corporate Governance Report -------------------------------------------------------------------------------- TOSOH CORP. Ticker: 4042 Security ID: J90096132 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors - Recognize Validity of Board Resolutions in Written or Electronic Format - Amend Provisions on Number of Statutory Auditors 2.1 Elect Director Yamamoto, Toshinori For For Management 2.2 Elect Director Tashiro, Katsushi For For Management 2.3 Elect Director Yamada, Masayuki For For Management 2.4 Elect Director Kuwada, Mamoru For For Management 2.5 Elect Director Adachi, Toru For For Management 2.6 Elect Director Abe, Tsutomu For For Management 2.7 Elect Director Miura, Keiichi For For Management 2.8 Elect Director Hombo, Yoshihiro For For Management 2.9 Elect Director Hidaka, Mariko For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Tanaka, Yasuhiko 3.2 Appoint Alternate Statutory Auditor For For Management Nagao, Kenta 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- TOTO LTD. Ticker: 5332 Security ID: J90268103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitamura, Madoka For For Management 1.2 Elect Director Kiyota, Noriaki For For Management 1.3 Elect Director Shirakawa, Satoshi For For Management 1.4 Elect Director Abe, Soichi For For Management 1.5 Elect Director Hayashi, Ryosuke For For Management 1.6 Elect Director Taguchi, Tomoyuki For For Management 1.7 Elect Director Tamura, Shinya For For Management 1.8 Elect Director Kuga, Toshiya For For Management 1.9 Elect Director Shimizu, Takayuki For For Management 1.10 Elect Director Shimono, Masatsugu For For Management 1.11 Elect Director Tsuda, Junji For For Management 1.12 Elect Director Yamauchi, Shigenori For For Management 2 Appoint Statutory Auditor Inoue, For For Management Shigeki -------------------------------------------------------------------------------- TOYO SEIKAN GROUP HOLDINGS LTD. Ticker: 5901 Security ID: J92289107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7 2.1 Elect Director Otsuka, Ichio For For Management 2.2 Elect Director Sumida, Hirohiko For For Management 2.3 Elect Director Soejima, Masakazu For For Management 2.4 Elect Director Murohashi, Kazuo For For Management 2.5 Elect Director Ogasawara, Koki For For Management 2.6 Elect Director Katayama, Tsutao For For Management 2.7 Elect Director Asatsuma, Kei For For Management 2.8 Elect Director Suzuki, Hiroshi For For Management 2.9 Elect Director Taniguchi, Mami For For Management 2.10 Elect Director Nakamura, Takuji For For Management 2.11 Elect Director Koike, Toshikazu For For Management 3.1 Appoint Statutory Auditor Hako, For For Management Fuminari 3.2 Appoint Statutory Auditor Gobun, For For Management Masashi 3.3 Appoint Statutory Auditor Akamatsu, For For Management Ikuko -------------------------------------------------------------------------------- TOYO SUISAN KAISHA, LTD. Ticker: 2875 Security ID: 892306101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Tsutsumi, Tadasu For For Management 2.2 Elect Director Imamura, Masanari For For Management 2.3 Elect Director Sumimoto, Noritaka For For Management 2.4 Elect Director Oki, Hitoshi For For Management 2.5 Elect Director Makiya, Rieko For For Management 2.6 Elect Director Mochizuki, Masahisa For For Management 2.7 Elect Director Murakami, Osamu For For Management 2.8 Elect Director Murayama, Ichiro For For Management 2.9 Elect Director Yazaki, Hirokazu For For Management 2.10 Elect Director Hayama, Tomohide For For Management 2.11 Elect Director Yachi, Hiroyasu For For Management 2.12 Elect Director Mineki, Machiko For For Management 2.13 Elect Director Yazawa, Kenichi For For Management 2.14 Elect Director Chino, Isamu For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kiyoshi 4 Appoint Alternate Statutory Auditor For For Management Ushijima, Tsutomu 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOYODA GOSEI CO., LTD. Ticker: 7282 Security ID: J91128108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Miyazaki, Naoki For For Management 2.2 Elect Director Koyama, Toru For For Management 2.3 Elect Director Yamada, Tomonobu For For Management 2.4 Elect Director Yasuda, Hiroshi For For Management 2.5 Elect Director Oka, Masaki For For Management 2.6 Elect Director Ishikawa, Takashi For For Management 2.7 Elect Director Tsuchiya, Sojiro For For Management 2.8 Elect Director Yamaka, Kimio For For Management 2.9 Elect Director Matsumoto, Mayumi For For Management 3.1 Appoint Statutory Auditor Oiso, Kenji For For Management 3.2 Appoint Statutory Auditor Kako, Chika For Against Management 4 Approve Annual Bonus For For Management 5 Approve Compensation Ceiling for For For Management Directors 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOYOTA INDUSTRIES CORP. Ticker: 6201 Security ID: J92628106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toyoda, Tetsuro For For Management 1.2 Elect Director Onishi, Akira For For Management 1.3 Elect Director Sasaki, Kazue For For Management 1.4 Elect Director Sasaki, Takuo For For Management 1.5 Elect Director Mizuno, Yojiro For For Management 1.6 Elect Director Ishizaki, Yuji For For Management 1.7 Elect Director Sumi, Shuzo For For Management 1.8 Elect Director Yamanishi, Kenichiro For For Management 1.9 Elect Director Kato, Mitsuhisa For For Management 2.1 Appoint Statutory Auditor Mizuno, For For Management Akihisa 2.2 Appoint Statutory Auditor Watanabe, For For Management Toru 3 Appoint Alternate Statutory Auditor For For Management Furusawa, Hitoshi 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyamada, Takeshi For For Management 1.2 Elect Director Hayakawa, Shigeru For For Management 1.3 Elect Director Toyoda, Akio For For Management 1.4 Elect Director Kobayashi, Koji For For Management 1.5 Elect Director Terashi, Shigeki For For Management 1.6 Elect Director James Kuffner For For Management 1.7 Elect Director Sugawara, Ikuro For For Management 1.8 Elect Director Sir Philip Craven For For Management 1.9 Elect Director Kudo, Teiko For For Management 2 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuji 3 Amend Articles to Amend Business Lines For For Management -------------------------------------------------------------------------------- TOYOTA TSUSHO CORP. Ticker: 8015 Security ID: J92719111 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Karube, Jun For For Management 2.2 Elect Director Kashitani, Ichiro For For Management 2.3 Elect Director Yanase, Hideki For For Management 2.4 Elect Director Kondo, Takahiro For For Management 2.5 Elect Director Fujisawa, Kumi For For Management 2.6 Elect Director Komoto, Kunihito For For Management 2.7 Elect Director Didier Leroy For For Management 2.8 Elect Director Inoue, Yukari For For Management 3.1 Appoint Statutory Auditor Miyazaki, For For Management Kazumasa 3.2 Appoint Statutory Auditor Toyoda, For Against Management Shuhei 3.3 Appoint Statutory Auditor Kuwano, For For Management Yuichiro 4 Approve Annual Bonus For For Management 5 Approve Restricted Stock Plan For For Management 6 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TPG TELECOM LIMITED Ticker: TPM Security ID: Q9159A117 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect Joseph Pang as Director For For Management -------------------------------------------------------------------------------- TPG TELECOM LIMITED Ticker: TPM Security ID: Q9159A117 Meeting Date: JUN 24, 2020 Meeting Type: Court Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Merger of TPG Telecom Limited and Vodafone Hutchison Australia Limited -------------------------------------------------------------------------------- TPG TELECOM LIMITED Ticker: TPM Security ID: Q9159A117 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Change of Company Name to For For Management TPG Corporation Limited -------------------------------------------------------------------------------- TRANSURBAN GROUP LTD. Ticker: TCL Security ID: Q9194A106 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Lindsay Maxsted as Director For Against Management 2b Elect Samantha Mostyn as Director For For Management 2c Elect Peter Scott as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve Grant of Performance Awards to For For Management Scott Charlton -------------------------------------------------------------------------------- TREASURY WINE ESTATES LIMITED Ticker: TWE Security ID: Q9194S107 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Louisa Cheang as Director For For Management 2b Elect Ed Chan as Director For For Management 2c Elect Warwick Every-Burns as Director For For Management 2d Elect Garry Hounsell as Director For For Management 2e Elect Colleen Jay as Director For For Management 2f Elect Lauri Shanahan as Director For For Management 2g Elect Paul Rayner as Director For For Management 3 Approve Proportional Takeover Provision For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Michael Clarke -------------------------------------------------------------------------------- TREND MICRO, INC. Ticker: 4704 Security ID: J9298Q104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 160 -------------------------------------------------------------------------------- TRYG A/S Ticker: TRYG Security ID: K9640A110 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 8.45 Per Share 4 Approve Discharge of Management and For For Management Board 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.17 Million for Chairman, DKK 780,000 for Vice Chairman, and DKK 390,000 for Other Directors; Approve Remuneration for Committee Work 6a1 Approve Creation of DKK 151 Million For For Management Pool of Capital without Preemptive Rights 6a2 Approve Equity Plan Financing For For Management 6b Authorize Share Repurchase Program For For Management 6c Amend Corporate Purpose For For Management 6d Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S 6e Amend Articles Re: Change of Standard For For Management Agenda for Annual General Meeting 6f Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7a Reelect Jukka Pertola as Member of For For Management Board 7b Reelect Torben Nielsen as Member of For For Management Board 7c Reelect Lene Skole as Member of Board For For Management 7d Reelect Mari Tjomoe as Member of Board For For Management 7e Reelect Carl-Viggo Ostlund as Member For For Management of Board 8 Ratify Deloitte as Auditors For For Management 9 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 10 Other Business None None Management -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For For Management 1.2 Elect Director Horikawa, Masashi For For Management 1.3 Elect Director Tsuruha, Jun For For Management 1.4 Elect Director Goto, Teruaki For For Management 1.5 Elect Director Abe, Mitsunobu For For Management 1.6 Elect Director Mitsuhashi, Shinya For For Management 1.7 Elect Director Ogawa, Hisaya For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Yamada, Eiji For For Management 1.10 Elect Director Murakami, Shoichi For For Management 1.11 Elect Director Atsumi, Fumiaki For For Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- TUI AG Ticker: TUI Security ID: D8484K166 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.54 per Share 3.1 Approve Discharge of Management Board For For Management Member Friedrich Joussen for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Birgit Conix for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member David Burling for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Sebastian Ebel for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Elke Eller for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Frank Rosenberger for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Dieter Zetsche for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Frank Jakobi for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Peter Long for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Andreas Barczewski for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Peter Bremme for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Edgar Ernst for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Wolfgang Flintermann for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Angelika Gifford for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Valerie Gooding for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Dierk Hirschel for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Janis Kong for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Vladimir Lukin for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Klaus Mangold for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Coline McConville for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Alexey Mordashov for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Michael Poenipp for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Carmen Gueell for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Carola Schwirn for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Anette Strempel for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Ortwin Strubelt for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Joan Riu for Fiscal 2018/19 4.22 Approve Discharge of Supervisory Board For For Management Member Stefan Weinhofer for Fiscal 2018/19 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2019/20 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles of Association For For Management 8.1 Elect Vladimir Lukin to the For For Management Supervisory Board 8.2 Elect Coline McConville to the For For Management Supervisory Board 8.3 Elect Maria Corces to the Supervisory For For Management Board 8.4 Elect Ingrid-Helen Arnold to the For For Management Supervisory Board 9 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- UBISOFT ENTERTAINMENT SA Ticker: UBI Security ID: F9396N106 Meeting Date: JUL 02, 2019 Meeting Type: Annual/Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Yves For For Management Guillemot, Chairman and CEO 6 Approve Compensation of Claude For For Management Guillemot, Vice-CEO 7 Approve Compensation of Michel For For Management Guillemot, Vice-CEO 8 Approve Compensation of Gerard For For Management Guillemot, Vice-CEO 9 Approve Compensation of Christian For For Management Guillemot, Vice-CEO 10 Approve Remuneration Policy for For For Management Chairman and CEO 11 Approve Remuneration Policy for For For Management Vice-CEOs 12 Reelect Virginie Haas as Director For For Management 13 Reelect Corinne Fernandez-Handelsman For For Management as Director 14 Renew Appointment of KPMG SA as Auditor For For Management 15 Acknowledge End of Mandate of KPMG For For Management Audit IS SAS as Alternate Auditor and Decision to Neither Replace Nor Renew 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves For For Management of Up to EUR 10 Million for Bonus Issue or Increase in Par Value 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850,000 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 850,000 22 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans (International Subsidiaries) 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) 27 Authorize up to 2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 28 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19 to 27 at EUR 4 Million 29 Amend Article 8 of Bylaws Re: Employee For For Management Representative 30 Amend Article 14 of Bylaws Re: Auditors For For Management 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.365 per Share 4 Approve Discharge of Board and Senior For For Management Management for Fiscal 2019, excluding French Cross-Border Matter 5.1 Reelect Axel Weber as Director and For For Management Board Chairman 5.2 Reelect Jeremy Anderson as Director For For Management 5.3 Reelect William Dudley as Director For For Management 5.4 Reelect Reto Francioni as Director For For Management 5.5 Reelect Fred Hu as Director For For Management 5.6 Reelect Julie Richardson as Director For For Management 5.7 Reelect Beatrice di Mauro as Director For For Management 5.8 Reelect Dieter Wemmer as Director For For Management 5.9 Reelect Jeanette Wong as Director For For Management 6.1 Elect Mark Hughes as Director For For Management 6.2 Elect Nathalie Rachou as Director For For Management 7.1 Appoint Julie Richardson as Member of For For Management the Compensation Committee 7.2 Appoint Reto Francioni as Member of For For Management the Compensation Committee 7.3 Appoint Dieter Wemmer as Member of the For For Management Compensation Committee 7.4 Appoint Jeanette Wong as Member of the For For Management Compensation Committee 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 13 Million 8.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 70.3 Million 8.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 33 Million 9 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 10 Ratify Ernst & Young AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UCB SA Ticker: UCB Security ID: B93562120 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.24 per Share 5 Approve Remuneration Report For For Management 6 Approve Remuneration Policy For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9.1A Reelect Pierre Gurdjian as Director For For Management 9.1B Indicate Pierre Gurdjian as For For Management Independent Director 9.2A Reelect Ulf Wiinberg as Director For For Management 9.2B Indicate Ulf Wiinberg as Independent For For Management Director 9.3 Reelect Charles-Antoine Janssen as For For Management Director 10 Approve Long-Term Incentive Plan For For Management 11.1 Approve Change-of-Control Clause Re: For For Management Renewal of EMTN Program 11.2 Approve Change-of-Control Clause Re: For For Management Term Facility Agreement 11.3 Approve Change-of-Control Clause Re: For For Management Revolving Facility Agreement 1 Amend Articles Re: New Belgian Code of For For Management Companies and Associations 2 Receive Special Board Report Re: None None Management Renewal of Authorized Capital 3 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- UMICORE Ticker: UMI Security ID: B95505184 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 0.375 per Share 5 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditors For For Management 8.1 Reelect Ines Kolmsee as Independent For For Management Director 8.2 Reelect Liat Ben-Zur as Independent For For Management Director 8.3 Elect Mario Armero as Director For For Management 9 Approve Remuneration of Directors For For Management 10 Ratify PricewaterhouseCoopers as For For Management Auditor and Approve Auditors' Remuneration 1 Approve Change-of-Control Clause Re: For For Management Note Purchase Agreement 1 Amend Articles Re: Alignment on the For For Management Rules of Code on Companies and Associations 2 Elect Supervisory Board Members For For Management 3 Authorize Implementation of Approved For For Management Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- UNIBAIL-RODAMCO-WESTFIELD Ticker: URW Security ID: F95094581 Meeting Date: MAY 15, 2020 Meeting Type: Annual/Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Christophe For For Management Cuvillier, Chairman of the Management Board 6 Approve Compensation of Jaap Tonckens, For For Management Member of the Management Board 7 Approve Compensation of Colin Dyer, For For Management Chairman of the Supervisory Board 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy for For For Management Chairman of the Management Board 10 Approve Remuneration Policy for For For Management Management Board Members 11 Approve Remuneration Policy for For For Management Supervisory Board Members 12 Reelect Colin Dyer as Supervisory For For Management Board Member 13 Reelect Philippe Collombel as For For Management Supervisory Board Member 14 Reelect Dagmar Kollmann as Supervisory For For Management Board Member 15 Reelect Roderick Munsters as For For Management Supervisory Board Member 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 18-19 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- UNICREDIT SPA Ticker: UCG Security ID: T9T23L642 Meeting Date: APR 09, 2020 Meeting Type: Annual/Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Dividend Distribution For For Management 4 Approve Elimination of Negative For For Management Reserves 5.1 Approve Decrease in Size of Board For For Management 5.2 Elect Beatriz Lara Bartolome as For For Management Director 5.3 Elect Diego De Giorgi as Director For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Approve 2020 Group Incentive System For For Management 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve Long-Term Incentive Plan For For Management 11 Authorize Share Repurchase Program For For Management 1 Authorize Board to Increase Capital to For For Management Service 2019 Group Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2020 Group Incentive System 3 Amend Company Bylaws Re: Clause 6 For For Management 4 Authorize Cancellation of Repurchased For For Management Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: N8981F289 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: G92087165 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nils Andersen as Director For For Management 4 Re-elect Laura Cha as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Dr Judith Hartmann as Director For For Management 7 Re-elect Alan Jope as Director For For Management 8 Re-elect Andrea Jung as Director For For Management 9 Re-elect Susan Kilsby as Director For For Management 10 Re-elect Strive Masiyiwa as Director For For Management 11 Re-elect Youngme Moon as Director For For Management 12 Re-elect Graeme Pitkethly as Director For For Management 13 Re-elect John Rishton as Director For For Management 14 Re-elect Feike Sijbesma as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- UNIPER SE Ticker: UN01 Security ID: D8530Z100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2017 4 Approve Discharge of Management Board For For Management for Fiscal 2018 5 Approve Discharge of Management Board For For Management for Fiscal 2019 6 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 7 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 8.1 Elect Werner Brinker to the For For Management Supervisory Board 8.2 Elect Bernhard Guenther to the For For Management Supervisory Board 8.3 Elect Klaus-Dieter Maubach to the For For Management Supervisory Board 8.4 Elect Sirpa-Helena Sormunen to the For For Management Supervisory Board 8.5 Elect Tiina Tuomela to the Supervisory For For Management Board -------------------------------------------------------------------------------- UNITED INTERNET AG Ticker: UTDI Security ID: D8542B125 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3.1 Approve Discharge of Management Board For For Management Member Ralph Dommermuth for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Frank Krause for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6.1 Elect Claudia Borgas-Herold to the For For Management Supervisory Board 6.2 Elect Manuel del Castillo-Olivares to For For Management the Supervisory Board 6.3 Elect Kurt Dobitsch to the Supervisory For For Management Board 7.1 Approve Increase in Size of Board to For For Management Six Members 7.2 Approve Creation of Further Delegation For Against Management Right for Ralph Dommermuth 8.1 Elect Michael Scheeren to the For For Management Supervisory Board 8.2 Elect Philipp von Bismarck to the For For Management Supervisory Board 8.3 Elect Yasmin Weiss to the Supervisory For For Management Board 9.1 Approve Revocation of May 21, 2015 AGM For For Management Resolution on Remuneration 9.2 Approve Remuneration of Supervisory For For Management Board 10 Amend Articles Re: Annulment of the For For Management Clause Regarding the Form of the Transmission of AGM Convocation Notices to Credit Institutions 11.1 Amend Articles Re: Online Participation For For Management 11.2 Amend Articles Re: Absentee Vote For For Management 11.3 Amend Articles Re: General Meeting For For Management Chairman; Participation of Board Members 11.4 Amend Articles Re: Supervisory Board For For Management Attendance at General Meetings 12 Amend Articles Re: Interim Dividend For For Management 13 Approve Creation of EUR 77.5 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights 14 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 25 Million Pool of Capital to Guarantee Conversion Rights 15 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wee Ee Cheong as Director For For Management 6 Elect Alexander Charles Hungate as For For Management Director 7 Elect Michael Lien Jown Leam as For For Management Director 8 Elect Steven Phan Swee Kim as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UNITED URBAN INVESTMENT CORP. Ticker: 8960 Security ID: J9427E105 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Make Technical For For Management Changes 2 Elect Executive Director Yoshida, Ikuo For For Management 3 Elect Alternate Executive Director For For Management Gaun, Norimasa 4.1 Elect Supervisory Director Okamura, For For Management Kenichiro 4.2 Elect Supervisory Director Sekine, For For Management Kumiko 5 Elect Alternate Supervisory Director For For Management Shimizu, Fumi -------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC Ticker: UU Security ID: G92755100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Dr John McAdam as Director For For Management 6 Re-elect Steve Mogford as Director For For Management 7 Re-elect Russ Houlden as Director For For Management 8 Re-elect Steve Fraser as Director For For Management 9 Re-elect Mark Clare as Director For For Management 10 Re-elect Sara Weller as Director For For Management 11 Re-elect Brian May as Director For For Management 12 Re-elect Stephen Carter as Director For For Management 13 Re-elect Alison Goligher as Director For For Management 14 Re-elect Paulette Rowe as Director For For Management 15 Elect Sir David Higgins as Director For For Management 16 Reappoint KPMG LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice 23 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- UOL GROUP LIMITED Ticker: U14 Security ID: Y9299W103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Low Weng Keong as Director For Against Management 5 Elect Tan Tiong Cheng as Director For Against Management 6 Elect Poon Hon Thang Samuel as Director For For Management 7 Elect Lee Chin Yong Francis as Director For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant of Options and Issuance For Against Management of Shares Under the UOL 2012 Share Option Scheme 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UPM-KYMMENE OYJ Ticker: UPM Security ID: X9518S108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Remuneration of Directors in the For For Management Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Berndt Brunow, Henrik For For Management Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of up to 25 Million For For Management Shares without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Authorize Charitable Donations For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- USS CO., LTD. Ticker: 4732 Security ID: J9446Z105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29.8 2.1 Elect Director Ando, Yukihiro For For Management 2.2 Elect Director Seta, Dai For For Management 2.3 Elect Director Yamanaka, Masafumi For For Management 2.4 Elect Director Akase, Masayuki For For Management 2.5 Elect Director Ikeda, Hiromitsu For For Management 2.6 Elect Director Tamura, Hitoshi For For Management 2.7 Elect Director Kato, Akihiko For For Management 2.8 Elect Director Takagi, Nobuko For For Management -------------------------------------------------------------------------------- VALEO SA Ticker: FR Security ID: F96221340 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Bpifrance For For Management Participations as Director 6 Ratify Appointment of Fonds For For Management Strategique de Participation as Director 7 Reelect Thierry Moulonguet as Director For For Management 8 Reelect Ulrike Steinhorst as Director For For Management 9 Reelect Fonds Strategique de For For Management Participation as Director 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jacques For For Management Aschenbroich, Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Delegate Powers to the Board to Amend For Against Management Bylaws to Comply with Legal Changes 16 Amend Articles 14, 16, 18 and 23 of For For Management Bylaws to Comply with Legal Changes 17 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 18 Pursuant to Item 17 Above, Adopt New For For Management Bylaws 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VENTURE CORPORATION LIMITED Ticker: V03 Security ID: Y9361F111 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Jonathan S. Huberman as Director For For Management 4 Elect Han Thong Kwang as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and Issuance For For Management of Shares Under the Venture Corporation Executives' Share Option Scheme 2015 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VEOLIA ENVIRONNEMENT SA Ticker: VIE Security ID: F9686M107 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Non-Deductible Expenses For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Jacques Aschenbroich as For For Management Director 7 Reelect Isabelle Courville as Director For For Management 8 Reelect Nathalie Rachou as Director For For Management 9 Reelect Guillaume Texier as Director For For Management 10 Approve Compensation of Antoine For For Management Frerot, Chairman and CEO 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Remuneration Policy of For For Management Chairman and CEO 13 Approve Remuneration Policy of For For Management Corporate Officers 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 283 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 283 Million 18 Authorize Capital Increase of up to For For Management Aggregate Nominal Amount of EUR 283 Million for Contributions in Kind 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote 20 Authorize Capitalization of Reserves For For Management of Up to EUR 400 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 23 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Amend Articles 8, 11, 12, 15, 17, 18 For For Management and 20 of Bylaws Re: Shares, Board Composition, Chairman of the Board, Board Power, Remuneration of the Board, Censor and Vice-CEO 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VERBUND AG Ticker: VER Security ID: A91460104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.69 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Approve Remuneration Policy For For Management 7.1 Elect Christine Catasta as Supervisory For Against Management Board Member 7.2 Elect Eckhardt Ruemmler as Supervisory For Against Management Board Member 7.3 Elect Juergen Roth as Supervisory For For Management Board Member 7.4 Elect Christa Schlager as Supervisory For Against Management Board Member 7.5 Elect Stefan Szyszkowitz as For Against Management Supervisory Board Member 7.6 Elect Peter Weinelt as Supervisory For Against Management Board Member 7.7 Elect Susan Hennersdorf as Supervisory For Against Management Board Member 7.8 Elect Barbara Praetorius as For Against Management Supervisory Board Member -------------------------------------------------------------------------------- VESTAS WIND SYSTEMS A/S Ticker: VWS Security ID: K9773J128 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 7.93 Per Share 4.a Elect Anders Runevad as New Director For For Management 4.b Reelect Bert Nordberg as Director For For Management 4.c Reelect Bruce Grant as Director For For Management 4.d Reelect Carsten Bjerg as Director For For Management 4.e Reelect Eva Merete Sofelde Berneke as For For Management Director 4.f Reelect Helle Thorning-Schmidt as For For Management Director 4.g Elect Karl-Henrik Sundstrom as New For For Management Director 4.h Reelect Lars Josefsson as Director For For Management 5.1 Approve Remuneration of Directors for For For Management 2019 5.2 Approve Remuneration of Directors for For For Management 2020 at DKK 1.28 Million for Chairman, DKK 850,000 for Vice Chairman, and DKK 425,000 for Other Directors; Approve Remuneration for Committee Work 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.2 Amend Articles Re: Change of Standard For For Management Agenda for Annual General Meeting 7.3 Approve DKK 1.9 Million Reduction in For For Management Share Capital via Share Cancellation 7.4 Authorize Share Repurchase Program For For Management 8 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 9 Other Business None None Management -------------------------------------------------------------------------------- VICINITY CENTRES Ticker: VCX Security ID: Q9395F102 Meeting Date: NOV 14, 2019 Meeting Type: Annual/Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Trevor Gerber as Director For For Management 3b Elect David Thurin as Director For For Management 4 Approve Grant of Performance Rights to For For Management Grant Kelley -------------------------------------------------------------------------------- VIFOR PHARMA AG Ticker: VIFN Security ID: H9150Q103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.00 per Share 4 Approve Remuneration Report For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 18.5 Million 6 Approve Creation of CHF 65,000 Pool of For For Management Capital without Preemptive Rights 7.1.1 Reelect Jacques Theurillat as Director For For Management and Board Chairman 7.1.2 Reelect Romeo Cerutti as Director For For Management 7.1.3 Reelect Michel Burnier as Director For For Management 7.1.4 Reelect Sue Mahony as Director For For Management 7.1.5 Reelect Kim Stratton as Director For For Management 7.1.6 Reelect Gianni Zampieri as Director For For Management 7.1.7 Elect Gilbert Achermann as Director For For Management 7.2.1 Reappoint Sue Mahony as Member of the For For Management Compensation Committee 7.2.2 Reappoint Michel Burnier as Member of For For Management the Compensation Committee 7.2.3 Reappoint Romeo Cerutti as Member of For For Management the Compensation Committee 7.3 Designate Walder Wyss AG as For For Management Independent Proxy 7.4 Ratify Ernst & Young AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- VINCI SA Ticker: DG Security ID: F5879X108 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.04 per Share 4 Approve Stock Dividend Program For For Management 5 Elect Benoit Bazin as Director For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of Xavier For For Management Huillard, Chairman and CEO 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Xavier For For Management Huillard, Chairman and CEO 11 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 14 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 15 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 16 Amend Article 14 of Bylaws Re: Board For For Management Members Remuneration 17 Amend Article 15 of Bylaws Re: Board For For Management Powers 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For For Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- VIVENDI SA Ticker: VIV Security ID: F97982106 Meeting Date: APR 20, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 4 Reelect Yannick Bollore as Supervisory For For Management Board Member 5 Elect Laurent Dassault as Supervisory For For Management Board Member 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Auditors' Special Report on For Against Management Related-Party Transactions 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Compensation of Yannick For Against Management Bollore, Chairman of the Supervisory Board 10 Approve Compensation of Arnaud de For Against Management Puyfontaine, Chairman of the Management Board 11 Approve Compensation of Gilles Alix, For Against Management Management Board Member 12 Approve Compensation of Cedric de For Against Management Bailliencourt, Management Board Member 13 Approve Compensation of Frederic For Against Management Crepin, Management Board Member 14 Approve Compensation of Simon Gillham, For Against Management Management Board Member 15 Approve Compensation of Herve For Against Management Philippe, Management Board Member 16 Approve Compensation of Stephane For Against Management Roussel, Management Board Member 17 Approve Remuneration Policy of For Against Management Chairman and Members of Supervisory Board 18 Approve Remuneration Policy of For Against Management Chairman of Management Board 19 Approve Remuneration Policy of For Against Management Management Board Members 20 Approve Additional Pension Scheme For Against Management Agreement with Arnaud de Puyfontaine, Chairman of the Management Board 21 Approve Additional Pension Scheme For Against Management Agreement with Gilles Alix, Management Board Member 22 Approve Additional Pension Scheme For Against Management Agreement with Cedric de Bailliencourt, Management Board Member 23 Approve Additional Pension Scheme For Against Management Agreement with Frederic Crepin, Management Board Member 24 Approve Additional Pension Scheme For Against Management Agreement with Simon Gillham, Management Board Member 25 Approve Additional Pension Scheme For Against Management Agreement with Herve Philippe, Management Board Member 26 Approve Additional Pension Scheme For Against Management Agreement with Stephane Roussel, Management Board Member 27 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 28 Authorize Specific Buyback Program and For Against Management Cancellation of Repurchased Share 29 Amend Article 8 of Bylaws Re: Employee For For Management Representative 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sanjiv Ahuja as Director For For Management 3 Elect David Thodey as Director For For Management 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Nick Read as Director For For Management 6 Re-elect Margherita Della Valle as For For Management Director 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Michel Demare as Director For For Management 9 Re-elect Dame Clara Furse as Director For For Management 10 Re-elect Valerie Gooding as Director For For Management 11 Re-elect Renee James as Director For For Management 12 Re-elect Maria Amparo Moraleda For For Management Martinez as Director 13 Re-elect David Nish as Director For For Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Appoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- VOESTALPINE AG Ticker: VOE Security ID: A9101Y103 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUN 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify Deloitte as Auditors for Fiscal For For Management 2019/20 6.1 Elect Joachim Lemppenau as Supervisory For Against Management Board Member 6.2 Elect Franz Gasselsberger as For For Management Supervisory Board Member 6.3 Elect Heinrich Schaller as Supervisory For Against Management Board Member 6.4 Elect Wolfgang Eder as Supervisory For For Management Board Member 6.5 Elect Ingrid Joerg as Supervisory For For Management Board Member 6.6 Elect Florian Khol as Supervisory For For Management Board Member 6.7 Elect Maria Kubitschek as Supervisory For For Management Board Member 6.8 Elect Elisabeth Stadler as Supervisory For For Management Board Member 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 64.9 Million For For Management Pool of Capital with Preemptive Rights 9 Approve Creation of EUR 32.4 Million For Against Management Pool of Capital without Preemptive Rights 10 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 11 Approve Creation of EUR 32.4 Million For Against Management Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive President's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 9.1 Approve Discharge of Matti Alahuhta For For Management 9.2 Approve Discharge of Eckhard Cordes For For Management 9.3 Approve Discharge of Eric Elzvik For For Management 9.4 Approve Discharge of James W. Griffith For For Management 9.5 Approve Discharge of Martin Lundstedt For For Management (as Board Member) 9.6 Approve Discharge of Kathryn V. For For Management Marinello 9.7 Approve Discharge of Martina Merz For For Management 9.8 Approve Discharge of Hanne de Mora For For Management 9.9 Approve Discharge of Helena Stjernholm For For Management 9.10 Approve Discharge of Carl-Henric For For Management Svanberg 9.11 Approve Discharge of Lars Ask For For Management (Employee Representative) 9.12 Approve Discharge of Mats Henning For For Management (Employee Representative) 9.13 Approve Discharge of Mikael Sallstrom For For Management (Employee Representative) 9.14 Approve Discharge of Camilla Johansson For For Management (Deputy Employee Representative) 9.15 Approve Discharge of Mari Larsson For For Management (Deputy Employee Representative) 9.16 Approve Discharge of Martin Lundstedt For For Management (as CEO) 10.1 Determine Number of Members (11) of For For Management Board 10.2 Determine Number of Deputy Members (0) For For Management of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 3.6 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work 12.1 Reelect Matti Alahuhta as Director For For Management 12.2 Reelect Eckhard Cordes as Director For For Management 12.3 Reelect Eric Elzvik as Director For For Management 12.4 Reelect James Griffith as Director For For Management 12.5 Elect Kurt Jofs as new Director For For Management 12.6 Reelect Martin Lundstedt as Director For For Management 12.7 Reelect Kathryn Marinello as Director For For Management 12.8 Reelect Martina Merz as Director For For Management 12.9 Reelect Hanne de Mora as Director For For Management 12.10 Reelect Helena Stjernholm as Director For For Management 12.11 Reelect Carl-Henric Svenberg as For For Management Director 13 Reelect Carl-Henric Svanberg as Board For For Management Chairman 14.1 Elect Bengt Kjell to Serve on For For Management Nomination Committee 14.2 Elect Anders Oscarsson to Serve on For For Management Nomination Committee 14.3 Elect Ramsay Brufer to Serve on For For Management Nomination Committee 14.4 Elect Carine Smith Ihenacho to Serve For For Management on Nomination Committee 14.5 Elect Chairman of the Board to Serve For For Management on Nomination Committee 15 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 16 Amend Articles Re: Editorial Changes For For Management to Company Name; Notification of Participation in the General Meeting; Powers of Attorney and Postal Voting; Share Registrar 17 Approve SEK 114 Million Reduction in For For Management Share Capital via Share Cancellation for Allocation to Non-Restricted Equity; Approve Capitalization of Reserves of SEK 122 Million for a Bonus Issue 18 Limit Contributions to Chalmers None Against Shareholder University of Technology Foundation to a Maximum of SEK 4 Million Per Year -------------------------------------------------------------------------------- VONOVIA SE Ticker: VNA Security ID: D9581T100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.57 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- WARTSILA OYJ ABP Ticker: WRT1V Security ID: X98155116 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.48 hare 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Establish Nominating Committee For For Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 140,000 for Chairman, EUR 105,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Fix Number of Directors at Eight For For Management 14 Reelect Maarit Aarni-Sirvio, Karin For For Management Falk, Johan Forssell, Tom Johnstone, Risto Murto and Markus Rauramo as Directors; Elect Karen Bomba and Mats Rahmstrom as New Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify PricewaterhouseCoopers as For For Management auditor 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Approve Issuance of up to 57 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- WASHINGTON H. SOUL PATTINSON AND COMPANY LIMITED Ticker: SOL Security ID: Q85717108 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Robert Dobson Millner as Director For Against Management 3b Elect Warwick Martin Negus as Director For For Management 4 Approve Grant of Performance Rights to For For Management Todd James Barlow -------------------------------------------------------------------------------- WELCIA HOLDINGS CO., LTD. Ticker: 3141 Security ID: J9505A108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeno, Takamitsu For For Management 1.2 Elect Director Mizuno, Hideharu For For Management 1.3 Elect Director Matsumoto, Tadahisa For For Management 1.4 Elect Director Sato, Norimasa For For Management 1.5 Elect Director Nakamura, Juichi For For Management 1.6 Elect Director Abe, Takashi For For Management 1.7 Elect Director Hata, Kazuhiko For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Narita, Yukari For For Management 1.10 Elect Director Nakai, Tomoko For For Management 2 Appoint Statutory Auditor Kagami, For For Management Hirohisa 3 Approve Cash Compensation Ceiling for For For Management Directors and Trust-Type Equity Compensation Plan -------------------------------------------------------------------------------- WESFARMERS LIMITED Ticker: WES Security ID: Q95870103 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Vanessa Miscamble Wallace as For For Management Director 2b Elect Jennifer Anne Westacott as For For Management Director 2c Elect Michael (Mike) Roche as Director For For Management 2d Elect Sharon Lee Warburton as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Grant of Restricted Shares and For For Management Performance Shares to Robert Scott -------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. Ticker: 9021 Security ID: J95094108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 87.5 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Manabe, Seiji For For Management 3.2 Elect Director Kijima, Tatsuo For For Management 3.3 Elect Director Saito, Norihiko For For Management 3.4 Elect Director Miyahara, Hideo For For Management 3.5 Elect Director Takagi, Hikaru For For Management 3.6 Elect Director Tsutsui, Yoshinobu For For Management 3.7 Elect Director Nozaki, Haruko For For Management 3.8 Elect Director Hasegawa, Kazuaki For For Management 3.9 Elect Director Ogata, Fumito For For Management 3.10 Elect Director Hirano, Yoshihisa For For Management 3.11 Elect Director Sugioka, Atsushi For For Management 3.12 Elect Director Kurasaka, Shoji For For Management 3.13 Elect Director Nakamura, Keijiro For For Management 3.14 Elect Director Kawai, Tadashi For For Management 3.15 Elect Director Nakanishi, Yutaka For For Management 4.1 Appoint Statutory Auditor Tanaka, Fumio For For Management 4.2 Appoint Statutory Auditor Ogura, Maki For Against Management 4.3 Appoint Statutory Auditor Hazama, Emiko For For Management 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- WESTPAC BANKING CORP. Ticker: WBC Security ID: Q97417101 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Nerida Caesar as Director For For Management 2b ***Withdrawn Resolution*** Elect Ewen None None Management Crouch as Director 2c Elect Steven Harker as Director For For Management 2d Elect Peter Marriott as Director For Against Management 2e Elect Margaret Seale as Director For For Management 3 ***Withdrawn Resolution*** Approve None None Management Grant of Performance Share Rights to Brian Hartzer 4 Approve Remuneration Report For Against Management 5 Approve Conditional Spill Resolution Against Against Management 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Disclosure of Strategies and Against Against Shareholder Targets for Reduction in Fossil Fuel Exposure -------------------------------------------------------------------------------- WFD UNIBAIL-RODAMCO N.V. Ticker: Security ID: F95094581 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor i Discuss Annual Report None None Management 1 Approve Implementation of Remuneration For For Management Policy 2 Adopt Financial Statements and For For Management Statutory Reports ii Receive Explanation on Dividend Policy None None Management 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Approve Remuneration Policy for For For Management Management Board Members 7 Approve Remuneration Policy for For For Management Supervisory Board Members 8 Amend Articles Re: Change Name of For For Management Company to Unibail-Rodamco-Westfield N. V. 9 Authorize Repurchase of Shares For For Management 10 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jiao Shuge as Director For For Management 2b Elect Huang Ming as Director For For Management 2c Elect Lau, Jin Tin Don as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WHARF REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 1997 Security ID: G9593A104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Kevin Chung Ying Hui as Director For For Management 2b Elect Alexander Siu Kee Au as Director For For Management 2c Elect Richard Gareth Williams as For For Management Director 2d Elect Eng Kiong Yeoh as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WHEELOCK & CO. LIMITED Ticker: 20 Security ID: Y9553V106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Douglas C. K. Woo as Director For For Management 2b Elect Ricky K.Y. Wong as Director For For Management 2c Elect Horace W. C. Lee as Director For For Management 2d Elect Winston K. W. Leong as Director For For Management 2e Elect Richard Y. S. Tang as Director For For Management 2f Elect Glenn S. Yee as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Scheme of Arrangement, For For Management Reduction and Increase in Share Capital, Issuance and Allotment of Shares to Admiral Power Holdings Limited, Withdrawal of Listing of Shares on The Stock Exchange of Hong Kong Limited and Related Transactions -------------------------------------------------------------------------------- WHEELOCK & CO. LIMITED Ticker: 20 Security ID: Y9553V106 Meeting Date: JUN 16, 2020 Meeting Type: Court Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal for The Privatization For For Management of the Company by Admiral Power Holdings Limited by Way of a Scheme of Arrangement and Related Transactions -------------------------------------------------------------------------------- WHITBREAD PLC Ticker: WTB Security ID: G9606P197 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Abstain Management 2 Approve Restricted Share Plan For Abstain Management -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED Ticker: F34 Security ID: Y9586L109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Kwah Thiam Hock as Director For For Management 5 Approve Kwah Thiam Hock to Continue For For Management Office as Independent Director 6 Elect Tay Kah Chye as Director For For Management 7 Approve Tay Kah Chye to Continue For For Management Office as Independent Director 8 Elect Kuok Khoon Hua as Director For For Management 9 Elect Kuok Khoon Ean as Director For For Management 10 Elect Teo Siong Seng as Director For For Management 11 Elect Soh Gim Teik as Director For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 14 Approve Grant of Options and Issuance For Against Management of Shares Under the Wilmar Executives Share Option Scheme 2019 15 Approve Mandate for Interested Person For For Management Transactions 16 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- WIX.COM LTD. Ticker: WIX Security ID: M98068105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Amended Compensation Policy For For Management for Executives. 1b Approve Amended Compensation Policy For For Management for Directors 2 Approve Option Award Plan for For For Management Company's CEO 3 Approve Compensation Plan for For For Management Company's Non-Executive Directors 4a Reelect Avishai Abrahami as Director For For Management 4b Reelect Giora Kaplan as Director For For Management 4c Reelect Mark Tluszcz as Director For For Management 5 Appoint Kost, Forer, Gabbay & Kasierer For For Management as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC Ticker: MRW Security ID: G62748119 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Final Dividend For For Management 5 Approve 2020 Sharesave Scheme For For Management 6 Re-elect Andrew Higginson as Director For For Management 7 Re-elect David Potts as Director For For Management 8 Re-elect Trevor Strain as Director For For Management 9 Elect Michael Gleeson as Director For For Management 10 Re-elect Rooney Anand as Director For For Management 11 Re-elect Kevin Havelock as Director For For Management 12 Re-elect Belinda Richards as Director For For Management 13 Re-elect Paula Vennells as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WOLTERS KLUWER NV Ticker: WKL Security ID: N9643A197 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Approve Remuneration Report For Abstain Management 3.a Adopt Financial Statements For For Management 3.b Receive Explanation on Dividend Policy None None Management 3.c Approve Dividends of EUR 1.18 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5.a Reelect Jeanette Horan to Supervisory For For Management Board 5.b Elect Jack de Kreij to Supervisory For For Management Board 5.c Elect Sophie Vandebroek to Supervisory For For Management Board 6 Approve Remuneration Policy for For Abstain Management Management Board 7.a Approve Remuneration Policy for For For Management Supervisory Board 7.b Amend Remuneration of Supervisory For For Management Board Members 8.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- WOODSIDE PETROLEUM LTD. Ticker: WPL Security ID: 980228100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Ian Macfarlane as Director For For Management 2b Elect Larry Archibald as Director For For Management 2c Elect Swee Chen Goh as Director For For Management 3 Approve Remuneration Report For Abstain Management 4a Approve the Amendments to the Against Against Shareholder Company's Constitution 4b Approve Paris Goals and Targets Against Against Shareholder 4c Approve Climate Related Lobbying Against Against Shareholder 4d Approve Reputation Advertising Against Against Shareholder Activities -------------------------------------------------------------------------------- WOOLWORTHS GROUP LTD. Ticker: WOW Security ID: Q98418108 Meeting Date: DEC 16, 2019 Meeting Type: Annual/Special Record Date: DEC 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Holly Kramer as Director For For Management 2b Elect Siobhan McKenna as Director For For Management 2c Elect Kathryn Tesija as Director For For Management 2d Elect Jennifer Carr-Smith as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Brad Banducci 5 Approve US Non-Executive Directors For For Management Equity Plan 6 Approve the Amendments to the For For Management Company's Constitution 1 Approve Restructure Scheme For For Management -------------------------------------------------------------------------------- WORLDLINE SA Ticker: WLN Security ID: F9867T103 Meeting Date: JUN 09, 2020 Meeting Type: Annual/Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Transaction with Atos Re: For For Management Separation Agreement 5 Approve Transaction with SIX Group AG For For Management Re: Voting Agreement 6 Approve Transaction with SIX Group AG For For Management Re: Participation 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.2 Million 8 Reelect Gilles Grapinet as Director For For Management 9 Reelect Aldo Cardoso as Director For For Management 10 Reelect Giulia Fitzpatrick as Director For For Management 11 Ratify Appointment of Daniel Schmucki For For Management as Director 12 Ratify Appointment of Johannes For Against Management Dijsselhof as Censor 13 Ratify Appointment of Gilles Arditti For For Management as Censor 14 Ratify Appointment of Pierre Barnabe For For Management as Censor 15 Elect Gilles Arditti as Director For For Management 16 Elect Bernard Bourigeaud as Director For For Management 17 Elect Thierry Sommelet as Director For For Management 18 Elect Michael Stollarz as Director For For Management 19 Elect Caroline Parot as Director For For Management 20 Elect Agnes Audier as Director For For Management 21 Elect Nazan Somer Ozelgin as Director For For Management 22 Renew Appointment of Grant Thornton as For For Management Auditor 23 Acknowledge End of Mandate of IGEC as For For Management Alternate Auditor and Decision Not to Replace 24 Approve Compensation Report of For For Management Corporate Officers 25 Approve Compensation of Gilles For Against Management Grapinet, Chairman and CEO 26 Approve Compensation of Marc-Henri For Against Management Desportes, Vice-CEO 27 Approve Remuneration Policy of For For Management Non-Executive Directors 28 Approve Remuneration Policy of For For Management Chairman and CEO 29 Approve Remuneration Policy of Vice-CEO For For Management 30 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 31 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 32 Authorize Capital Increase of Up to For For Management EUR 72.5 Million for Future Exchange Offers Re: Ingenico Shares 33 Approve Issuance of Equity or For For Management Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.5 million 34 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 35 Authorize up to 0.43 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Re: Ingenico Employees and Corporate Officers 36 Amend Article 19 of Bylaws Re: For For Management Chairman Age Limit 37 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights Up to 50 Percent of Issued Capital 38 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights Up to 10 Percent of Issued Capital 39 Approve Issuance of Equity or For For Management Equity-Linked Securities for Up to 10 Percent of Issued Capital Per Year for Private Placements 40 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 41 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 42 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 43 Authorize up to 1 Percent of Issued For For Management Capital for Use in Stock Option Plans 44 Authorize up to 0.035 Percent of For For Management Issued Capital for Use in Restricted Stock Plans 45 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 46 Amend Article 16 of Bylaws Re: For For Management Employee Representative 47 Amend Article 17 of Bylaws Re: Board For For Management Powers 48 Amend Article 20 of Bylaws Re: Board For For Management Remuneration 49 Amend Article 26 of Bylaws Re: Censors For For Management 50 Amend Article 18 of Bylaws Re: Written For For Management Consultation 51 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- WORLEYPARSONS LIMITED Ticker: WOR Security ID: Q9857K102 Meeting Date: OCT 21, 2019 Meeting Type: Annual Record Date: OCT 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect John Grill as Director For Against Management 2b Elect Roger Higgins as Director For For Management 2c Elect Sharon Warburton as Director For For Management 2d Elect Juan Suarez Coppel as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Deferred Restricted For For Management Share Rights to Andrew Wood 5 Approve Grant of Long Term Equity For For Management Performance Rights to Andrew Wood 6 Approve Leaving Entitlements For For Management 7 Approve Renewal of Proportional For For Management Takeover Provisions 8 Approve the Change of Company Name to For For Management Worley Limited -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the Sale For For Management by the Company of 60 Percent of their Kantar Business -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect John Rogers as Director For For Management 5 Elect Sandrine Dufour as Director For For Management 6 Elect Keith Weed as Director For For Management 7 Elect Jasmine Whitbread as Director For For Management 8 Re-elect Roberto Quarta as Director For For Management 9 Re-elect Dr Jacques Aigrain as Director For For Management 10 Re-elect Tarek Farahat as Director For For Management 11 Re-elect Mark Read as Director For For Management 12 Re-elect Cindy Rose as Director For For Management 13 Re-elect Nicole Seligman as Director For For Management 14 Re-elect Sally Susman as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Matthew O. Maddox as Director For For Management 2b Elect Nicholas Sallnow-Smith as For For Management Director 2c Elect Bruce Rockowitz as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme 9 Approve Increase the Scheme Limit For Against Management Under the Employee Ownership Scheme -------------------------------------------------------------------------------- YAKULT HONSHA CO., LTD. Ticker: 2267 Security ID: J95468120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Negishi, Takashige For For Management 1.2 Elect Director Narita, Hiroshi For For Management 1.3 Elect Director Wakabayashi, Hiroshi For For Management 1.4 Elect Director Ishikawa, Fumiyasu For For Management 1.5 Elect Director Ito, Masanori For For Management 1.6 Elect Director Doi, Akifumi For For Management 1.7 Elect Director Hayashida, Tetsuya For For Management 1.8 Elect Director Hirano, Susumu For For Management 1.9 Elect Director Imada, Masao For For Management 1.10 Elect Director Richard Hall For For Management 1.11 Elect Director Yasuda, Ryuji For For Management 1.12 Elect Director Fukuoka, Masayuki For For Management 1.13 Elect Director Maeda, Norihito For For Management 1.14 Elect Director Pascal Yves De Petrini For For Management 1.15 Elect Director Tobe, Naoko For For Management 2.1 Appoint Statutory Auditor Yamakami, For For Management Hiroshi 2.2 Appoint Statutory Auditor Tanigawa, For Against Management Seijuro 2.3 Appoint Statutory Auditor Tezuka, Seno For Against Management 2.4 Appoint Statutory Auditor Kawana, For For Management Hideyuki 2.5 Appoint Statutory Auditor Machida, Emi For Against Management -------------------------------------------------------------------------------- YAMADA DENKI CO., LTD. Ticker: 9831 Security ID: J95534103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 3 Amend Articles to Change Company Name For For Management - Amend Business Lines - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 4.1 Elect Director Yamada, Noboru For For Management 4.2 Elect Director Mishima, Tsuneo For For Management 4.3 Elect Director Kobayashi, Tatsuo For For Management 4.4 Elect Director Ueno, Yoshinori For For Management 4.5 Elect Director Kogure, Megumi For For Management 4.6 Elect Director Fukui, Akira For For Management 4.7 Elect Director Fukuda, Takayuki For For Management 4.8 Elect Director Murasawa, Atsushi For For Management 4.9 Elect Director Tokuhira, Tsukasa For For Management 4.10 Elect Director Mitsunari, Miki For For Management 5.1 Appoint Statutory Auditor Okamoto, Jun For For Management 5.2 Appoint Statutory Auditor Iimura, For For Management Somuku -------------------------------------------------------------------------------- YAMAHA CORP. Ticker: 7951 Security ID: J95732103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Nakata, Takuya For Against Management 2.2 Elect Director Yamahata, Satoshi For For Management 2.3 Elect Director Nakajima, Yoshimi For For Management 2.4 Elect Director Fukui, Taku For For Management 2.5 Elect Director Hidaka, Yoshihiro For For Management 2.6 Elect Director Fujitsuka, Mikio For For Management 2.7 Elect Director Paul Candland For For Management -------------------------------------------------------------------------------- YAMAHA MOTOR CO., LTD. Ticker: 7272 Security ID: J95776126 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Yanagi, Hiroyuki For For Management 2.2 Elect Director Hidaka, Yoshihiro For For Management 2.3 Elect Director Watanabe, Katsuaki For For Management 2.4 Elect Director Kato, Toshizumi For For Management 2.5 Elect Director Yamaji, Katsuhito For For Management 2.6 Elect Director Shimamoto, Makoto For For Management 2.7 Elect Director Okawa, Tatsumi For For Management 2.8 Elect Director Nakata, Takuya For For Management 2.9 Elect Director Kamigama, Takehiro For For Management 2.10 Elect Director Tashiro, Yuko For For Management 2.11 Elect Director Ohashi, Tetsuji For For Management 3 Appoint Alternate Statutory Auditor For For Management Kawai, Eriko -------------------------------------------------------------------------------- YAMATO HOLDINGS CO., LTD. Ticker: 9064 Security ID: J96612114 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Yamauchi, Masaki For For Management 2.2 Elect Director Nagao, Yutaka For For Management 2.3 Elect Director Kanda, Haruo For For Management 2.4 Elect Director Shibasaki, Kenichi For For Management 2.5 Elect Director Mori, Masakatsu For For Management 2.6 Elect Director Tokuno, Mariko For For Management 2.7 Elect Director Kobayashi, Yoichi For For Management 2.8 Elect Director Sugata, Shiro For For Management 2.9 Elect Director Kuga, Noriyuki For For Management 3.1 Appoint Statutory Auditor Matsuda, For For Management Ryuji 3.2 Appoint Statutory Auditor Shimoyama, For For Management Yoshihide 4 Approve Fixed Cash Compensation For For Management Ceiling and Performance-Based Cash Compensation Ceiling for Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- YAMAZAKI BAKING CO., LTD. Ticker: 2212 Security ID: 984632109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management - Amend Provisions on Director Titles 3.1 Elect Director Iijima, Nobuhiro For For Management 3.2 Elect Director Iijima, Mikio For For Management 3.3 Elect Director Iijima, Sachihiko For For Management 3.4 Elect Director Yokohama, Michio For For Management 3.5 Elect Director Aida, Masahisa For For Management 3.6 Elect Director Inutsuka, Isamu For For Management 3.7 Elect Director Sekine, Osamu For For Management 3.8 Elect Director Fukasawa, Tadashi For For Management 3.9 Elect Director Sonoda, Makoto For For Management 3.10 Elect Director Shoji, Yoshikazu For For Management 3.11 Elect Director Yoshidaya, Ryoichi For For Management 3.12 Elect Director Yamada, Yuki For For Management 3.13 Elect Director Arakawa, Hiroshi For For Management 3.14 Elect Director Shimada, Hideo For For Management 3.15 Elect Director Hatae, Keiko For For Management 4 Appoint Statutory Auditor Sato, Kenji For For Management 5 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD. Ticker: BS6 Security ID: Y9728A102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Xu Wen Jiong as Director For Against Management 5 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YARA INTERNATIONAL ASA Ticker: YAR Security ID: R9900C106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Approve Notice of For For Management Meeting and Agenda 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 15.00 Per Share 4.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 4.2 Approve Remuneration Policy And Other For Abstain Management Terms of Employment For Executive Management (Binding) 5 Approve Company's Corporate Governance For For Management Statement 6 Approve Remuneration of Auditors For For Management 7 Approve Remuneration of Directors in For For Management the Amount of NOK 669,000 for the Chairman, NOK 400,000 for the Vice Chairman, and NOK 352,000 for the Other Directors; Approve Committee Fees 8 Approve Remuneration of Nominating For For Management Committee 9 Elect Trond Berger, Hakon Reistad For For Management Fure, Kimberly Lein-Mathisen, Adele Bugge Norman Pran, John Thuestad and Birgitte Ringstad Vartdal as Directors 10 Reelect Otto Soberg, Thorunn Kathrine For For Management Bakke, Ann Kristin Brautaset and Ottar Ertzeid as Members of Nominating Committee 11 Approve NOK 7.3 Million Reduction in For For Management Share Capital via Share Cancellation and Redemption; Amend Articles of Association Accordingly 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YASKAWA ELECTRIC CORP. Ticker: 6506 Security ID: J9690T102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuda, Junji For For Management 1.2 Elect Director Ogasawara, Hiroshi For For Management 1.3 Elect Director Murakami, Shuji For For Management 1.4 Elect Director Minami, Yoshikatsu For For Management 1.5 Elect Director Takamiya, Koichi For For Management 1.6 Elect Director Ogawa, Masahiro For For Management 2.1 Elect Director and Audit Committee For For Management Member Sasaki, Junko 2.2 Elect Director and Audit Committee For For Management Member Kato, Yuichiro 3 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- YOKOGAWA ELECTRIC CORP. Ticker: 6841 Security ID: J97272124 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Nishijima, Takashi For For Management 2.2 Elect Director Nara, Hitoshi For For Management 2.3 Elect Director Anabuki, Junichi For For Management 2.4 Elect Director Dai, Yu For For Management 2.5 Elect Director Uji, Noritaka For For Management 2.6 Elect Director Seki, Nobuo For For Management 2.7 Elect Director Sugata, Shiro For For Management 2.8 Elect Director Uchida, Akira For For Management 3.1 Appoint Statutory Auditor Watanabe, For For Management Hajime 3.2 Appoint Statutory Auditor Ono, Masaru For For Management -------------------------------------------------------------------------------- YUE YUEN INDUSTRIAL (HOLDINGS) LTD. Ticker: 551 Security ID: G98803144 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lu Chin Chu as Director For For Management 3.2 Elect Tsai Pei Chun, Patty as Director For For Management 3.3 Elect Hu Dien Chien as Director For For Management 3.4 Elect Yen Mun-Gie (Teresa Yen) as For For Management Director 3.5 Elect Chen Chia-Shen as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6.1 Elect Yu Huan-Chang as Director For For Management 6.2 Authorize Board to Fix Remuneration of For For Management Yu Huan-Chang -------------------------------------------------------------------------------- Z HOLDINGS CORP. Ticker: 4689 Security ID: J95402103 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Exchange Agreement with For For Management LINE Demerger Preparatory Company 2 Amend Articles to Amend Provisions on For For Management Number of Directors -------------------------------------------------------------------------------- Z HOLDINGS CORP. Ticker: 4689 Security ID: J9894K105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawabe, Kentaro For For Management 1.2 Elect Director Ozawa, Takao For For Management 1.3 Elect Director Oketani, Taku For For Management 1.4 Elect Director Son, Masayoshi For For Management 1.5 Elect Director Miyauchi, Ken For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 2.1 Elect Director Idezawa, Takeshi For For Management 2.2 Elect Director Shin, Junho For For Management 2.3 Elect Director Masuda, Jun For For Management 3.1 Elect Director and Audit Committee For For Management Member Hasumi, Maiko 3.2 Elect Director and Audit Committee For For Management Member Kunihiro, Tadashi 3.3 Elect Director and Audit Committee For For Management Member Hatoyama, Rehito 4 Elect Alternate Director and Audit For For Management Committee Member Tobita, Hiroshi -------------------------------------------------------------------------------- ZALANDO SE Ticker: ZAL Security ID: D98423102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 5.2 Ratify Ernst & Young GmbH as Auditors For For Management Until the 2021 AGM 6.1 Elect Jennifer Hyman to the For For Management Supervisory Board as Shareholder Representative 6.2a1 Elect Matti Ahtiainen to the For For Management Supervisory Board as Employee Representative 6.2a2 Elect Jade Buddenberg to the For For Management Supervisory Board as Employee Representative 6.2a3 Elect Anika Mangelmann to the For For Management Supervisory Board as Employee Representative 6.2b1 Elect Anthony Brew to the Supervisory For For Management Board as Substitute to Employee Representative 6.2b2 Elect Margot Comon to the Supervisory For For Management Board as Substitute to Employee Representative 6.2b3 Elect Christine Loof to the For For Management Supervisory Board as Substitute to Employee Representative 7 Amend Articles Re: Proof of Entitlement For For Management 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Creation of EUR 100.3 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights 11 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.4 Billion; Approve Creation of EUR 75.2 Million Pool of Capital to Guarantee Conversion Rights 12 Approve Reduction of Conditional For For Management Capital Authorization from EUR 5.1 Million to EUR 3.6 Million 13 Amend Stock Option Plan 2013 and 2014 For For Management -------------------------------------------------------------------------------- ZOZO, INC. Ticker: 3092 Security ID: J9893A108 Meeting Date: JAN 28, 2020 Meeting Type: Special Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kawabe, Kentaro For Against Management -------------------------------------------------------------------------------- ZOZO, INC. Ticker: 3092 Security ID: J9893A108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 18 2.1 Elect Director Ozawa, Takao For For Management 2.2 Elect Director Saito, Taro For For Management 3 Appoint Statutory Auditor Utsunomiya, For For Management Junko 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 20 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1a Reelect Michel Lies as Director and For For Management Chairman 4.1b Reelect Joan Amble as Director For For Management 4.1c Reelect Catherine Bessant as Director For For Management 4.1d Reelect Dame Carnwath as Director For For Management 4.1e Reelect Christoph Franz as Director For For Management 4.1f Reelect Michael Halbherr as Director For For Management 4.1g Reelect Jeffrey Hayman as Director For For Management 4.1h Reelect Monica Maechler as Director For For Management 4.1i Reelect Kishore Mahbubani as Director For For Management 4.1j Reelect Jasmin Staiblin as Director For For Management 4.1k Reelect Barry Stowe as Director For For Management 4.2.1 Reappoint Michel Lies as Member of the For For Management Compensation Committee 4.2.2 Reappoint Catherine Bessant as Member For For Management of the Compensation Committee 4.2.3 Reappoint Christoph Franz as Member of For For Management the Compensation Committee 4.2.4 Reappoint Kishore Mahbubani as Member For For Management of the Compensation Committee 4.2.5 Reappoint Jasmin Staiblin as Member of For For Management the Compensation Committee 4.3 Designate Keller KLG as Independent For For Management Proxy 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.7 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 78.2 Million 6 Approve Creation of CHF 4.5 Million For For Management Pool of Authorized Capital with Partial Exclusion of Preemptive Rights and CHF 3 Million Pool of Conditional Capital without Preemptive Rights 7 Amend Articles of Association For For Management 8 Transact Other Business (Voting) For Against Management ===================== Voya Japan TOPIX Index(R) Portfolio ====================== ABC-MART, INC. Ticker: 2670 Security ID: J00056101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Noguchi, Minoru For For Management 2.2 Elect Director Katsunuma, Kiyoshi For For Management 2.3 Elect Director Kojima, Jo For For Management 2.4 Elect Director Kikuchi, Takashi For For Management 2.5 Elect Director Hattori, Kiichiro For For Management -------------------------------------------------------------------------------- ACOM CO., LTD. Ticker: 8572 Security ID: J00105106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 2 2.1 Elect Director Kinoshita, Shigeyoshi For For Management 2.2 Elect Director Wachi, Kaoru For For Management 2.3 Elect Director Kinoshita, Masataka For For Management 2.4 Elect Director Uchida, Tomomi For For Management 2.5 Elect Director Hori, Naoki For For Management 2.6 Elect Director Kiribuchi, Takashi For For Management -------------------------------------------------------------------------------- ADEKA CORP. Ticker: 4401 Security ID: J0011Q109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Abstain Management Final Dividend of JPY 24 2.1 Elect Director Shirozume, Hidetaka For For Management 2.2 Elect Director Tomiyasu, Haruhiko For For Management 2.3 Elect Director Arata, Ryozo For For Management 2.4 Elect Director Kobayashi, Yoshiaki For For Management 2.5 Elect Director Fujisawa, Shigeki For For Management 2.6 Elect Director Shiga, Yoji For For Management 2.7 Elect Director Yoshinaka, Atsuya For For Management 2.8 Elect Director Yasuda, Susumu For For Management 2.9 Elect Director Kawamoto, Naoshi For For Management 2.10 Elect Director Nagai, Kazuyuki For For Management 2.11 Elect Director Endo, Shigeru For For Management 3 Appoint Statutory Auditor Sato, Yoshiki For Against Management -------------------------------------------------------------------------------- ADVANTEST CORP. Ticker: 6857 Security ID: J00210104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Yoshiaki For For Management 1.2 Elect Director Karatsu, Osamu For For Management 1.3 Elect Director Urabe, Toshimitsu For For Management 1.4 Elect Director Nicholas Benes For For Management 1.5 Elect Director Tsukakoshi, Soichi For For Management 1.6 Elect Director Fujita, Atsushi For For Management 1.7 Elect Director Tsukui, Koichi For For Management 1.8 Elect Director Douglas Lefever For For Management 2 Elect Director and Audit Committee For For Management Member Sumida, Sayaka -------------------------------------------------------------------------------- AEON CO., LTD. Ticker: 8267 Security ID: J00288100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okada, Motoya For Against Management 1.2 Elect Director Yoshida, Akio For For Management 1.3 Elect Director Yamashita, Akinori For For Management 1.4 Elect Director Tsukamoto, Takashi For For Management 1.5 Elect Director Ono, Kotaro For For Management 1.6 Elect Director Peter Child For For Management 1.7 Elect Director Carrie Yu For For Management -------------------------------------------------------------------------------- AEON DELIGHT CO., LTD. Ticker: 9787 Security ID: J0036F104 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamada, Kazumasa For For Management 1.2 Elect Director Yamazato, Nobuo For For Management 1.3 Elect Director Shikata, Motoyuki For For Management 1.4 Elect Director Sato, Hiroyuki For For Management 1.5 Elect Director Fujita, Masaaki For For Management 1.6 Elect Director Hompo, Yoshiaki For For Management -------------------------------------------------------------------------------- AEON FINANCIAL SERVICE CO., LTD. Ticker: 8570 Security ID: J0021H107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Masaki For For Management 1.2 Elect Director Fujita, Kenji For For Management 1.3 Elect Director Wakabayashi, Hideki For For Management 1.4 Elect Director Mangetsu, Masaaki For For Management 1.5 Elect Director Mitsufuji, Tomoyuki For For Management 1.6 Elect Director Suzuki, Kazuyoshi For For Management 1.7 Elect Director Ishizuka, Kazuo For For Management 1.8 Elect Director Watanabe, Hiroyuki For For Management 1.9 Elect Director Nakajima, Yoshimi For For Management 1.10 Elect Director Yamazawa, Kotaro For For Management 1.11 Elect Director Sakuma, Tatsuya For For Management 1.12 Elect Director Nagasaka, Takashi For For Management 2.1 Appoint Statutory Auditor Otani, Go For For Management 2.2 Appoint Statutory Auditor Miyazaki, For For Management Takeshi -------------------------------------------------------------------------------- AEON MALL CO., LTD. Ticker: 8905 Security ID: J10005106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iwamura, Yasutsugu For For Management 1.2 Elect Director Chiba, Seiichi For For Management 1.3 Elect Director Mishima, Akio For For Management 1.4 Elect Director Fujiki, Mitsuhiro For For Management 1.5 Elect Director Tamai, Mitsugu For For Management 1.6 Elect Director Sato, Hisayuki For For Management 1.7 Elect Director Okada, Motoya For For Management 1.8 Elect Director Okamoto, Masahiko For For Management 1.9 Elect Director Yokoyama, Hiroshi For For Management 1.10 Elect Director Nakarai, Akiko For For Management 1.11 Elect Director Hashimoto, Tatsuya For For Management 1.12 Elect Director Kawabata, Masao For For Management 1.13 Elect Director Koshizuka, Kunihiro For For Management 1.14 Elect Director Yamashita, Yasuko For For Management 2 Appoint Statutory Auditor Nishimatsu, For For Management Masato -------------------------------------------------------------------------------- AGC, INC. (JAPAN) Ticker: 5201 Security ID: J0025W100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Ishimura, Kazuhiko For For Management 2.2 Elect Director Shimamura, Takuya For For Management 2.3 Elect Director Hirai, Yoshinori For For Management 2.4 Elect Director Miyaji, Shinji For For Management 2.5 Elect Director Hasegawa, Yasuchika For For Management 2.6 Elect Director Yanagi, Hiroyuki For For Management 2.7 Elect Director Honda, Keiko For For Management -------------------------------------------------------------------------------- AI HOLDINGS CORP. Ticker: 3076 Security ID: J0060P101 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 -------------------------------------------------------------------------------- AICA KOGYO CO., LTD. Ticker: 4206 Security ID: J00252106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Ono, Yuji For For Management 3.2 Elect Director Todo, Satoshi For For Management 3.3 Elect Director Iwase, Yukihiro For For Management 3.4 Elect Director Omura, Nobuyuki For For Management 3.5 Elect Director Mori, Ryoji For For Management 3.6 Elect Director Ebihara, Kenji For For Management 3.7 Elect Director Ogura, Kenji For For Management 3.8 Elect Director Shimizu, Ayako For For Management 4.1 Elect Director and Audit Committee For For Management Member Iwata, Terutoku 4.2 Elect Director and Audit Committee For For Management Member Katagiri, Kiyoshi 4.3 Elect Director and Audit Committee For For Management Member Miyamoto, Shoji 5 Elect Alternate Director and Audit For For Management Committee Member Haruma, Manabu 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- AIN HOLDINGS, INC. Ticker: 9627 Security ID: J00602102 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2 Elect Director Ito, Junro For For Management -------------------------------------------------------------------------------- AIR WATER INC. Ticker: 4088 Security ID: J00662114 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toyoda, Masahiro For For Management 1.2 Elect Director Toyoda, Kikuo For For Management 1.3 Elect Director Imai, Yasuo For For Management 1.4 Elect Director Shirai, Kiyoshi For For Management 1.5 Elect Director Machida, Masato For For Management 1.6 Elect Director Karato, Yu For For Management 1.7 Elect Director Sakamoto, Yukiko For For Management 1.8 Elect Director Shimizu, Isamu For For Management 1.9 Elect Director Matsui, Takao For For Management 2.1 Appoint Statutory Auditor Yanagisawa, For For Management Hiromi 2.2 Appoint Statutory Auditor Hayashi, For For Management Atsushi 2.3 Appoint Statutory Auditor Ando, Yuji For For Management 2.4 Appoint Statutory Auditor Tsuneyoshi, For Against Management Kunihiko 2.5 Appoint Statutory Auditor Hayashi, For For Management Nobuo -------------------------------------------------------------------------------- AISIN SEIKI CO., LTD. Ticker: 7259 Security ID: J00714105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles 2.1 Elect Director Toyoda, Kanshiro For For Management 2.2 Elect Director Ise, Kiyotaka For For Management 2.3 Elect Director Mitsuya, Makoto For For Management 2.4 Elect Director Mizushima, Toshiyuki For For Management 2.5 Elect Director Ozaki, Kazuhisa For For Management 2.6 Elect Director Otake, Tetsuya For For Management 2.7 Elect Director Kobayashi, Toshio For For Management 2.8 Elect Director Haraguchi, Tsunekazu For For Management 2.9 Elect Director Hamada, Michiyo For For Management 3.1 Appoint Statutory Auditor Nagura, For For Management Toshikazu 3.2 Appoint Statutory Auditor Hotta, For For Management Masayoshi -------------------------------------------------------------------------------- AJINOMOTO CO., INC. Ticker: 2802 Security ID: J00882126 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Remove Some For For Management Provisions on Advisory Positions 3.1 Appoint Statutory Auditor Togashi, For For Management Yoichiro 3.2 Appoint Statutory Auditor Tanaka, For For Management Shizuo 3.3 Appoint Statutory Auditor Toki, Atsushi For For Management 3.4 Appoint Statutory Auditor Indo, Mami For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- AKEBONO BRAKE INDUSTRY CO., LTD. Ticker: 7238 Security ID: J01050103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Increase Authorized For For Management Capital - Create Class A Shares 2 Approve Issuance of Class A Shares for For For Management a Private Placement 3 Approve Capital Reduction and For For Management Accounting Transfers 4.1 Elect Director Miyaji, Yasuhiro For For Management 4.2 Elect Director Kurinami, Takamasa For For Management 4.3 Elect Director Tanji, Hiroaki For For Management 4.4 Elect Director Hiromoto, Yuichi For For Management -------------------------------------------------------------------------------- ALFRESA HOLDINGS CORP. Ticker: 2784 Security ID: J0109X107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kubo, Taizo For For Management 1.2 Elect Director Arakawa, Ryuji For For Management 1.3 Elect Director Izumi, Yasuki For For Management 1.4 Elect Director Kishida, Seiichi For For Management 1.5 Elect Director Katsuki, Hisashi For For Management 1.6 Elect Director Shimada, Koichi For For Management 1.7 Elect Director Fukujin, Yusuke For For Management 1.8 Elect Director Yatsurugi, Yoichiro For For Management 1.9 Elect Director Hara, Takashi For For Management 1.10 Elect Director Kinoshita, Manabu For For Management 1.11 Elect Director Takeuchi, Toshie For For Management 2 Appoint Statutory Auditor Ozaki, For For Management Masakazu -------------------------------------------------------------------------------- ALPEN CO., LTD. Ticker: 3028 Security ID: J01219104 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mizuno, Taizo For For Management 1.2 Elect Director Mizuno, Atsushi For For Management 1.3 Elect Director Murase, Kazuo For For Management 1.4 Elect Director Mizumaki, Yasuhiko For For Management 2.1 Elect Director and Audit Committee For For Management Member Hanai, Masumi 2.2 Elect Director and Audit Committee For For Management Member Kawase, Ryozo 2.3 Elect Director and Audit Committee For Against Management Member Yamauchi, Kazuo -------------------------------------------------------------------------------- ALPS ALPINE CO., LTD. Ticker: 6770 Security ID: J01176114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Kuriyama, Toshihiro For For Management 2.2 Elect Director Komeya, Nobuhiko For For Management 2.3 Elect Director Kimoto, Takashi For For Management 2.4 Elect Director Endo, Koichi For For Management 2.5 Elect Director Sasao, Yasuo For For Management 2.6 Elect Director Saeki, Tetsuhiro For For Management 2.7 Elect Director Fujie, Naofumi For For Management 2.8 Elect Director Oki, Noriko For For Management 3.1 Elect Director and Audit Committee For For Management Member Umehara, Junichi 3.2 Elect Director and Audit Committee For For Management Member Iida, Takashi 3.3 Elect Director and Audit Committee For For Management Member Nakaya, Kazuya 3.4 Elect Director and Audit Committee For For Management Member Toyoshi, Yoko 3.5 Elect Director and Audit Committee For For Management Member Kobayashi, Toshinori 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- AMADA CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Isobe, Tsutomu For For Management 2.2 Elect Director Kurihara, Toshinori For For Management 2.3 Elect Director Fukui, Yukihiro For For Management 2.4 Elect Director Miwa, Kazuhiko For For Management 2.5 Elect Director Okamoto, Mitsuo For For Management 2.6 Elect Director Mazuka, Michiyoshi For For Management 2.7 Elect Director Chino, Toshitake For For Management 2.8 Elect Director Miyoshi, Hidekazu For For Management 3 Appoint Alternate Statutory Auditor For For Management Murata, Makoto -------------------------------------------------------------------------------- AMADA HOLDINGS CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Board Meetings 2.1 Elect Director Kurihara, Toshinori For For Management 2.2 Elect Director Fukui, Yukihiro For For Management 3 Appoint Statutory Auditor Shibata, For For Management Kotaro -------------------------------------------------------------------------------- ANA HOLDINGS INC. Ticker: 9202 Security ID: J0156Q112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ito, Shinichiro For For Management 1.2 Elect Director Katanozaka, Shinya For For Management 1.3 Elect Director Ito, Yutaka For For Management 1.4 Elect Director Takada, Naoto For For Management 1.5 Elect Director Fukuzawa, Ichiro For For Management 1.6 Elect Director Shibata, Koji For For Management 1.7 Elect Director Hirako, Yuji For For Management 1.8 Elect Director Yamamoto, Ado For For Management 1.9 Elect Director Kobayashi, Izumi For For Management 1.10 Elect Director Katsu, Eijiro For For Management 2.1 Appoint Statutory Auditor Nagamine, For For Management Toyoyuki 2.2 Appoint Statutory Auditor Matsuo, For For Management Shingo -------------------------------------------------------------------------------- ANRITSU CORP. Ticker: 6754 Security ID: J01554104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hamada, Hirokazu For For Management 2.2 Elect Director Kubota, Akifumi For For Management 2.3 Elect Director Niimi, Masumi For For Management 2.4 Elect Director Shima, Takeshi For For Management 2.5 Elect Director Seki, Takaya For For Management 2.6 Elect Director Aoki, Kazuyoshi For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Ueda, Nozomi 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- AOZORA BANK LTD. Ticker: 8304 Security ID: J0172K115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baba, Shinsuke For For Management 1.2 Elect Director Tanikawa, Kei For For Management 1.3 Elect Director Akutagawa, Tomomi For For Management 1.4 Elect Director Takeda, Shunsuke For For Management 1.5 Elect Director Mizuta, Hiroyuki For For Management 1.6 Elect Director Murakami, Ippei For For Management 1.7 Elect Director Ito, Tomonori For For Management 1.8 Elect Director Yamakoshi, Koji For For Management 2 Appoint Statutory Auditor Inoue, Toraki For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Uchida, Keiichiro 3.2 Appoint Alternate Statutory Auditor For For Management Mitch R. Fulscher -------------------------------------------------------------------------------- ARIAKE JAPAN CO., LTD. Ticker: 2815 Security ID: J01964105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2.1 Elect Director Tagawa, Tomoki For For Management 2.2 Elect Director Iwaki, Katsutoshi For For Management 2.3 Elect Director Shirakawa, Naoki For For Management 2.4 Elect Director Uchida, Yoshikazu For For Management 2.5 Elect Director Matsumoto, Koichi For For Management 2.6 Elect Director Iwaki, Koji For For Management 3 Elect Director and Audit Committee For For Management Member Nishiki, Toru 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Izumiya, Naoki For For Management 2.2 Elect Director Koji, Akiyoshi For For Management 2.3 Elect Director Katsuki, Atsushi For For Management 2.4 Elect Director Hemmi, Yutaka For For Management 2.5 Elect Director Taemin Park For For Management 2.6 Elect Director Tanimura, Keizo For For Management 2.7 Elect Director Kosaka, Tatsuro For For Management 2.8 Elect Director Shingai, Yasushi For For Management 2.9 Elect Director Christina L. Ahmadjian For For Management 3 Appoint Statutory Auditor Nishinaka, For For Management Naoko -------------------------------------------------------------------------------- ASAHI INTECC CO., LTD. Ticker: 7747 Security ID: J0279C107 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21.61 2.1 Elect Director Miyata, Masahiko For For Management 2.2 Elect Director Miyata, Kenji For For Management 2.3 Elect Director Kato, Tadakazu For For Management 2.4 Elect Director Yugawa, Ippei For For Management 2.5 Elect Director Terai, Yoshinori For For Management 2.6 Elect Director Matsumoto, Munechika For For Management 2.7 Elect Director Ito, Mizuho For For Management 2.8 Elect Director Nishiuchi, Makoto For For Management 2.9 Elect Director Ito, Kiyomichi For For Management 2.10 Elect Director Shibazaki, Akinori For For Management 2.11 Elect Director Sato, Masami For For Management -------------------------------------------------------------------------------- ASAHI KASEI CORP. Ticker: 3407 Security ID: J0242P110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobori, Hideki For For Management 1.2 Elect Director Takayama, Shigeki For For Management 1.3 Elect Director Shibata, Yutaka For For Management 1.4 Elect Director Yoshida, Hiroshi For For Management 1.5 Elect Director Sakamoto, Shuichi For For Management 1.6 Elect Director Kawabata, Fumitoshi For For Management 1.7 Elect Director Shiraishi, Masumi For For Management 1.8 Elect Director Tatsuoka, Tsuneyoshi For For Management 1.9 Elect Director Okamoto, Tsuyoshi For For Management -------------------------------------------------------------------------------- ASICS CORP. Ticker: 7936 Security ID: J03234150 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Oyama, Motoi For For Management 3.2 Elect Director Hirota, Yasuhito For For Management 3.3 Elect Director Kashiwaki, Hitoshi For For Management 3.4 Elect Director Sumi, Kazuo For For Management 3.5 Elect Director Yamamoto, Makiko For For Management 4.1 Elect Director and Audit Committee For For Management Member Yoshimi, Noriatsu 4.2 Elect Director and Audit Committee For For Management Member Suto, Miwa 4.3 Elect Director and Audit Committee For For Management Member Yokoi, Yasushi 5 Elect Alternate Director and Audit For For Management Committee Member Mihara, Hideaki 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Restricted Stock Plan For For Management 9 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- ASKUL CORP. Ticker: 2678 Security ID: J03325107 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Iwata, Shoichiro For For Management 2.2 Elect Director Yoshida, Hitoshi For For Management 2.3 Elect Director Yoshioka, Akira For For Management 2.4 Elect Director Koshimizu, Hironori For For Management 2.5 Elect Director Kimura, Miyoko For For Management 2.6 Elect Director Toda, Kazuo For For Management 2.7 Elect Director Imaizumi, Koji For For Management 2.8 Elect Director Ozawa, Takao For For Management 2.9 Elect Director Miyata, Hideaki For For Management 2.10 Elect Director Saito, Atsushi For For Management 3 Appoint Statutory Auditor Watanabe, For Against Management Rinji -------------------------------------------------------------------------------- ASTELLAS PHARMA, INC. Ticker: 4503 Security ID: J03393105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hatanaka, Yoshihiko For For Management 1.2 Elect Director Yasukawa, Kenji For For Management 1.3 Elect Director Okamura, Naoki For For Management 1.4 Elect Director Sekiyama, Mamoru For For Management 1.5 Elect Director Yamagami, Keiko For For Management 1.6 Elect Director Kawabe, Hiroshi For For Management 1.7 Elect Director Ishizuka, Tatsuro For For Management 2.1 Elect Director and Audit Committee For For Management Member Yoshimitsu, Toru 2.2 Elect Director and Audit Committee For For Management Member Sasaki, Hiro 2.3 Elect Director and Audit Committee For For Management Member Takahashi, Raita -------------------------------------------------------------------------------- ATEAM, INC. Ticker: 3662 Security ID: J03467107 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Clarify Provisions on Alternate Statutory Auditors 2.1 Elect Director Hayashi, Takao For For Management 2.2 Elect Director Nakauchi, Yukimasa For For Management 2.3 Elect Director Kumazawa, Hiroyuki For For Management 2.4 Elect Director Mase, Fumio For For Management 2.5 Elect Director Kato, Junya For For Management 2.6 Elect Director Usui, Okitane For For Management 3.1 Appoint Statutory Auditor Uto, For For Management Hayatoshi 3.2 Appoint Statutory Auditor Yamada, Kazuo For For Management 3.3 Appoint Statutory Auditor Tajima, For For Management Yoshihiro 4 Appoint Alternate Statutory Auditor For For Management Mizutani, Hiroyuki -------------------------------------------------------------------------------- AZBIL CORP. Ticker: 6845 Security ID: J0370G106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Sone, Hirozumi For For Management 2.2 Elect Director Yamamoto, Kiyohiro For For Management 2.3 Elect Director Yokota, Takayuki For For Management 2.4 Elect Director Iwasaki, Masato For For Management 2.5 Elect Director Hojo, Yoshimitsu For For Management 2.6 Elect Director Hamada, Kazuyasu For For Management 2.7 Elect Director Tanabe, Katsuhiko For For Management 2.8 Elect Director Ito, Takeshi For For Management 2.9 Elect Director Fujiso, Waka For For Management 2.10 Elect Director Nagahama, Mitsuhiro For For Management 2.11 Elect Director Anne Ka Tse Hung For For Management -------------------------------------------------------------------------------- BANDAI NAMCO HOLDINGS INC. Ticker: 7832 Security ID: Y0606D102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 112 2.1 Elect Director Taguchi, Mitsuaki For For Management 2.2 Elect Director Kawaguchi, Masaru For For Management 2.3 Elect Director Otsu, Shuji For For Management 2.4 Elect Director Asako, Yuji For For Management 2.5 Elect Director Miyakawa, Yasuo For For Management 2.6 Elect Director Hagiwara, Hitoshi For For Management 2.7 Elect Director Kawashiro, Kazumi For For Management 2.8 Elect Director Asanuma, Makoto For For Management 2.9 Elect Director Matsuda, Yuzuru For For Management 2.10 Elect Director Kuwabara, Satoko For For Management 2.11 Elect Director Noma, Mikiharu For For Management 2.12 Elect Director Kawana, Koichi For For Management -------------------------------------------------------------------------------- BENESSE HOLDINGS, INC. Ticker: 9783 Security ID: J0429N102 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Clarify Director For For Management Authority on Board Meetings 2.1 Elect Director Adachi, Tamotsu For For Management 2.2 Elect Director Kobayashi, Hitoshi For For Management 2.3 Elect Director Takiyama, Shinya For For Management 2.4 Elect Director Yamasaki, Masaki For For Management 2.5 Elect Director Okada, Haruna For For Management 2.6 Elect Director Ihara, Katsumi For For Management 2.7 Elect Director Fukutake, Hideaki For For Management 2.8 Elect Director Yasuda, Ryuji For For Management 2.9 Elect Director Iwai, Mutsuo For For Management 2.10 Elect Director Iwase, Daisuke For For Management -------------------------------------------------------------------------------- BIC CAMERA, INC. Ticker: 3048 Security ID: J04516100 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Miyajima, Hiroyuki For For Management 2.2 Elect Director Kawamura, Hitoshi For For Management 2.3 Elect Director Abe, Toru For For Management 2.4 Elect Director Tamura, Eiji For For Management 2.5 Elect Director Akiho, Toru For For Management 2.6 Elect Director Nakagawa, Keiju For For Management 2.7 Elect Director Kimura, Kazuyoshi For For Management 2.8 Elect Director Ueno, Yoshiharu For For Management 2.9 Elect Director Sato, Masaaki For For Management 2.10 Elect Director Yamada, Noboru For For Management 2.11 Elect Director Nakai, Kamezo For For Management 3 Appoint Alternate Statutory Auditor For For Management Toshimitsu, Takeshi -------------------------------------------------------------------------------- BRAINPAD, INC. Ticker: 3655 Security ID: J04873105 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sato, Seinosuke For For Management 1.2 Elect Director Kusano, Takafumi For For Management 1.3 Elect Director Yasuda, Makoto For For Management 1.4 Elect Director Ishikawa, Ko For For Management 1.5 Elect Director Shiozawa, Yoichiro For For Management 1.6 Elect Director Sekiguchi, Tomohiro For For Management 1.7 Elect Director Sano, Tetsuya For For Management 1.8 Elect Director Ushijima, Makiko For For Management 2.1 Appoint Statutory Auditor Suzuki, Haruo For For Management 2.2 Appoint Statutory Auditor Yamaguchi, For For Management Katsuyuki 2.3 Appoint Statutory Auditor Okubo, For For Management Kazutaka 3 Approve Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Tsuya, Masaaki For For Management 2.2 Elect Director Ishibashi, Shuichi For For Management 2.3 Elect Director Eto, Akihiro For For Management 2.4 Elect Director Scott Trevor Davis For For Management 2.5 Elect Director Okina, Yuri For For Management 2.6 Elect Director Masuda, Kenichi For For Management 2.7 Elect Director Yamamoto, Kenzo For For Management 2.8 Elect Director Terui, Keiko For For Management 2.9 Elect Director Sasa, Seiichi For For Management 2.10 Elect Director Shiba, Yojiro For For Management 2.11 Elect Director Suzuki, Yoko For For Management 2.12 Elect Director Hara, Hideo For Against Management 2.13 Elect Director Yoshimi, Tsuyoshi For Against Management -------------------------------------------------------------------------------- BROTHER INDUSTRIES, LTD. Ticker: 6448 Security ID: 114813108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Koike, Toshikazu For For Management 1.2 Elect Director Sasaki, Ichiro For For Management 1.3 Elect Director Ishiguro, Tadashi For For Management 1.4 Elect Director Kawanabe, Tasuku For For Management 1.5 Elect Director Kamiya, Jun For For Management 1.6 Elect Director Tada, Yuichi For For Management 1.7 Elect Director Fukaya, Koichi For For Management 1.8 Elect Director Takeuchi, Keisuke For For Management 1.9 Elect Director Shirai, Aya For For Management 1.10 Elect Director Uchida, Kazunari For For Management 1.11 Elect Director Hidaka, Naoki For For Management 2 Appoint Statutory Auditor Obayashi, For For Management Keizo 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CALBEE, INC. Ticker: 2229 Security ID: J05190103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Ito, Shuji For For Management 2.2 Elect Director Ehara, Makoto For For Management 2.3 Elect Director Kikuchi, Koichi For For Management 2.4 Elect Director Mogi, Yuzaburo For For Management 2.5 Elect Director Takahara, Takahisa For For Management 2.6 Elect Director Fukushima, Atsuko For For Management 2.7 Elect Director Miyauchi, Yoshihiko For For Management 2.8 Elect Director Sylvia Dong For For Management 3 Appoint Statutory Auditor Oe, Nagako For For Management 4 Appoint Alternate Statutory Auditor For For Management Mataichi, Yoshio 5 Approve Annual Bonus For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- CANON MARKETING JAPAN INC. Ticker: 8060 Security ID: J05166111 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Sakata, Masahiro For For Management 2.2 Elect Director Adachi, Masachika For For Management 2.3 Elect Director Hamada, Shiro For For Management 2.4 Elect Director Hirukawa, Hatsumi For For Management 2.5 Elect Director Dobashi, Akio For For Management 2.6 Elect Director Osawa, Yoshio For For Management 3.1 Appoint Statutory Auditor Tanise, For For Management Masatoshi 3.2 Appoint Statutory Auditor Hashimoto, For Against Management Iwao 3.3 Appoint Statutory Auditor Matsumoto, For Against Management Nobutoshi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Mitarai, Fujio For For Management 2.2 Elect Director Maeda, Masaya For For Management 2.3 Elect Director Tanaka, Toshizo For For Management 2.4 Elect Director Homma, Toshio For For Management 2.5 Elect Director Saida, Kunitaro For For Management 2.6 Elect Director Kato, Haruhiko For For Management 3 Appoint Statutory Auditor Ebinuma, For For Management Ryuichi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CAPCOM CO., LTD. Ticker: 9697 Security ID: J05187109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Tsujimoto, Kenzo For For Management 2.2 Elect Director Tsujimoto, Haruhiro For For Management 2.3 Elect Director Egawa, Yoichi For For Management 2.4 Elect Director Nomura, Kenkichi For For Management 2.5 Elect Director Sato, Masao For For Management 2.6 Elect Director Muranaka, Toru For For Management 2.7 Elect Director Mizukoshi, Yutaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirao, Kazushi 3.2 Elect Director and Audit Committee For For Management Member Iwasaki, Yoshihiko 3.3 Elect Director and Audit Committee For For Management Member Matsuo, Makoto 4 Elect Alternate Director and Audit For For Management Committee Member Kanamori, Hitoshi -------------------------------------------------------------------------------- CASIO COMPUTER CO., LTD. Ticker: 6952 Security ID: J05250139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Kashio, Kazuhiro For For Management 2.2 Elect Director Yamagishi, Toshiyuki For For Management 2.3 Elect Director Takano, Shin For For Management 2.4 Elect Director Kashio, Tetsuo For For Management 2.5 Elect Director Ozaki, Motoki For For Management -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Tsuge, Koei For For Management 2.2 Elect Director Kaneko, Shin For For Management 2.3 Elect Director Suyama, Yoshiki For For Management 2.4 Elect Director Kosuge, Shunichi For For Management 2.5 Elect Director Uno, Mamoru For For Management 2.6 Elect Director Tanaka, Mamoru For For Management 2.7 Elect Director Mizuno, Takanori For For Management 2.8 Elect Director Mori, Atsuhito For For Management 2.9 Elect Director Niwa, Shunsuke For For Management 2.10 Elect Director Suzuki, Hiroshi For For Management 2.11 Elect Director Oyama, Takayuki For For Management 2.12 Elect Director Kobayashi, Hajime For For Management 2.13 Elect Director Torkel Patterson For For Management 2.14 Elect Director Saeki, Takashi For For Management 2.15 Elect Director Kasama, Haruo For For Management 2.16 Elect Director Oshima, Taku For For Management 3 Appoint Statutory Auditor Yamada, For For Management Tatsuhiko -------------------------------------------------------------------------------- CHUBU ELECTRIC POWER CO., INC. Ticker: 9502 Security ID: J06510101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Katsuno, Satoru For For Management 3.2 Elect Director Hayashi, Kingo For For Management 3.3 Elect Director Kurata, Chiyoji For For Management 3.4 Elect Director Hiraiwa, Yoshiro For For Management 3.5 Elect Director Mizutani, Hitoshi For For Management 3.6 Elect Director Otani, Shinya For For Management 3.7 Elect Director Hashimoto, Takayuki For For Management 3.8 Elect Director Shimao, Tadashi For For Management 3.9 Elect Director Kurihara, Mitsue For For Management 4.1 Appoint Statutory Auditor Kataoka, For For Management Akinori 4.2 Appoint Statutory Auditor Nagatomi, For For Management Fumiko 4.3 Appoint Statutory Auditor Takada, For For Management Hiroshi 5 Amend Articles to Exit from Nuclear Against Against Shareholder Power Generation Business 6 Amend Articles to Prohibit Financial Against Against Shareholder Support to Japan Atomic Power Company 7 Amend Articles to Terminate Contracts Against Against Shareholder to Purchase Electricity Generated with Nuclear Power from Other Companies 8 Amend Articles to Ban Reprocessing of Against Against Shareholder Spent Nuclear Fuels 9 Amend Articles to Ban Procurement of Against Against Shareholder Electricity Generated with Coal-Fired Power -------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO., LTD. Ticker: 4519 Security ID: J06930101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 92 2.1 Elect Director Kosaka, Tatsuro For For Management 2.2 Elect Director Ueno, Moto For For Management 2.3 Elect Director Okuda, Osamu For For Management 2.4 Elect Director Momoi, Mariko For For Management 3.1 Appoint Statutory Auditor Nimura, For For Management Takaaki 3.2 Appoint Statutory Auditor Masuda, For For Management Kenichi 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- COCA-COLA BOTTLERS JAPAN HOLDINGS, INC. Ticker: 2579 Security ID: J0815C108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Calin Dragan For For Management 3.2 Elect Director Bjorn Ivar Ulgenes For For Management 3.3 Elect Director Yoshioka, Hiroshi For For Management 3.4 Elect Director Wada, Hiroko For For Management 3.5 Elect Director Yamura, Hirokazu For For Management 4 Elect Director and Audit Committee For Against Management Member Enrique Rapetti 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members and Restricted Stock Plan -------------------------------------------------------------------------------- COLOWIDE CO., LTD. Ticker: 7616 Security ID: J08167108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurodo, Kaneo For For Management 1.2 Elect Director Nojiri, Kohei For For Management 1.3 Elect Director Kurodo, Masaki For For Management 1.4 Elect Director Miki, Yusuke For For Management 1.5 Elect Director Seo, Hidekazu For For Management 1.6 Elect Director Sumikawa, Kota For For Management 1.7 Elect Director Mokuno, Junko For For Management 2 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 3 Amend Articles to Create Class 3 For For Management Preferred Shares 4 Amend Articles to Create Class 3 For For Management Preferred Shares -------------------------------------------------------------------------------- COMPUTER INSTITUTE OF JAPAN, LTD. Ticker: 4826 Security ID: J0817J101 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Onishi, Shigeyuki For For Management 2.2 Elect Director Sakamoto, Akihiko For For Management 2.3 Elect Director Takamisawa, Masami For For Management 2.4 Elect Director Kawakami, Atsushi For For Management 2.5 Elect Director Ibaraki, Nobuyasu For For Management 2.6 Elect Director Kubo, Shigenari For For Management 2.7 Elect Director Oya, Makoto For For Management 2.8 Elect Director Ae, Tsutomu For For Management 2.9 Elect Director Mogami, Yoshihiko For For Management 3.1 Appoint Statutory Auditor Shimadate, For Against Management Naoji 3.2 Appoint Statutory Auditor Matsuo, For Against Management Toshihiro 4 Appoint Alternate Statutory Auditor For Against Management Akiyama, Tatsuya -------------------------------------------------------------------------------- COMSYS HOLDINGS CORP. Ticker: 1721 Security ID: J5890P106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Kagaya, Takashi For For Management 2.2 Elect Director Omura, Yoshihisa For For Management 2.3 Elect Director Sakamoto, Shigemi For For Management 2.4 Elect Director Tamamura, Satoshi For For Management 2.5 Elect Director Kumagai, Hitoshi For For Management 2.6 Elect Director Sato, Kenichi For For Management 2.7 Elect Director Ozaki, Hidehiko For For Management 2.8 Elect Director Noike, Hideyuki For For Management 2.9 Elect Director Uchide, Kunihiko For For Management 3 Approve Restricted Stock Plan For For Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- CONCORDIA FINANCIAL GROUP, LTD. Ticker: 7186 Security ID: J08613101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oya, Yasuyoshi For For Management 1.2 Elect Director Oishi, Yoshiyuki For For Management 1.3 Elect Director Komine, Tadashi For For Management 1.4 Elect Director Suzuki, Yoshiaki For For Management 1.5 Elect Director Akiyoshi, Mitsuru For For Management 1.6 Elect Director Yamada, Yoshinobu For For Management 1.7 Elect Director Yoda, Mami For For Management 2.1 Appoint Statutory Auditor Maekawa, Yoji For For Management 2.2 Appoint Statutory Auditor Ogata, Mizuho For For Management 2.3 Appoint Statutory Auditor Hashimoto, For For Management Keiichiro 2.4 Appoint Statutory Auditor Fusamura, For For Management Seiichi -------------------------------------------------------------------------------- COSEL CO., LTD. Ticker: 6905 Security ID: J08306102 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanikawa, Masato For For Management 1.2 Elect Director Saito, Morio For For Management 1.3 Elect Director Konishi, Yukichi For For Management 1.4 Elect Director Yamakage, Takashi For For Management 1.5 Elect Director Kiyosawa, Satoshi For For Management 1.6 Elect Director Yasuda, Isao For For Management 1.7 Elect Director Mano, Tatsuya For For Management 1.8 Elect Director Uchida, Yasuro For For Management 1.9 Elect Director Misuta, Akio For For Management 2.1 Appoint Statutory Auditor Tanino, For For Management Mitsuhiko 2.2 Appoint Statutory Auditor Saeki, For For Management Yasuhiro 2.3 Appoint Statutory Auditor Inushima, For Against Management Shinichiro -------------------------------------------------------------------------------- COSMO ENERGY HOLDINGS CO., LTD. Ticker: 5021 Security ID: J08906109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Kiriyama, Hiroshi For For Management 3.2 Elect Director Suzuki, Yasuhiro For For Management 3.3 Elect Director Uematsu, Takayuki For For Management 3.4 Elect Director Yamada, Shigeru For For Management 3.5 Elect Director Sunano, Yoshimitsu For For Management 3.6 Elect Director Saleh Al Mansoori For For Management 3.7 Elect Director Ali Al Dhaheri For For Management 4 Elect Director and Audit Committee For For Management Member Mizui, Toshiyuki 5 Elect Alternate Director and Audit For For Management Committee Member Wakao, Hideyuki -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2.1 Elect Director Uno, Masateru For For Management 2.2 Elect Director Yokoyama, Hideaki For For Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Kosaka, Michiyoshi 3.2 Elect Director and Audit Committee For For Management Member Kino, Tetsuo 3.3 Elect Director and Audit Committee For For Management Member Ueta, Masao 4 Elect Alternate Director and Audit For Against Management Committee Member Nagahara, Go -------------------------------------------------------------------------------- CREATE SD HOLDINGS CO., LTD. Ticker: 3148 Security ID: J09178104 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yamamoto, Hisao For For Management 3.2 Elect Director Hirose, Taizo For For Management 3.3 Elect Director Yamamoto, Itsuko For For Management 3.4 Elect Director Saito, Osamu For For Management 3.5 Elect Director Nakaura, Shigeto For For Management 3.6 Elect Director Kasakawa, Kuniaki For For Management 4.1 Elect Director and Audit Committee For For Management Member Baniwa, Shuichi 4.2 Elect Director and Audit Committee For For Management Member Hara, Yukio 4.3 Elect Director and Audit Committee For For Management Member Kawamura, Nobuhiko 5 Elect Alternate Director and Audit For For Management Committee Member Ampo, Yoko -------------------------------------------------------------------------------- CREDIT SAISON CO., LTD. Ticker: 8253 Security ID: J7007M109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Rinno, Hiroshi For For Management 2.2 Elect Director Yamashita, Masahiro For For Management 2.3 Elect Director Takahashi, Naoki For For Management 2.4 Elect Director Mizuno, Katsumi For For Management 2.5 Elect Director Okamoto, Tatsunari For For Management 2.6 Elect Director Miura, Yoshiaki For For Management 2.7 Elect Director Togashi, Naoki For For Management 2.8 Elect Director Otsuki, Nana For For Management 2.9 Elect Director Yokokura, Hitoshi For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- CYBERAGENT, INC. Ticker: 4751 Security ID: J1046G108 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Fujita, Susumu For For Management 2.2 Elect Director Hidaka, Yusuke For For Management 2.3 Elect Director Okamoto, Yasuo For For Management 2.4 Elect Director Nakayama, Go For For Management 2.5 Elect Director Koike, Masahide For For Management 2.6 Elect Director Yamauchi, Takahiro For For Management 2.7 Elect Director Ukita, Koki For For Management 2.8 Elect Director Soyama, Tetsuhito For For Management 2.9 Elect Director Naito, Takahito For For Management 2.10 Elect Director Nagase, Norishige For For Management 2.11 Elect Director Yamada, Riku For For Management 2.12 Elect Director Nakamura, Koichi For For Management 3.1 Elect Director and Audit Committee For For Management Member Shiotsuki, Toko 3.2 Elect Director and Audit Committee For For Management Member Horiuchi, Masao 3.3 Elect Director and Audit Committee For Against Management Member Numata, Isao -------------------------------------------------------------------------------- DAI NIPPON PRINTING CO., LTD. Ticker: 7912 Security ID: J10584142 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32 2.1 Elect Director Kitajima, Yoshitoshi For For Management 2.2 Elect Director Kitajima, Yoshinari For For Management 2.3 Elect Director Wada, Masahiko For For Management 2.4 Elect Director Miya, Kenji For For Management 2.5 Elect Director Inoue, Satoru For For Management 2.6 Elect Director Hashimoto, Hirofumi For For Management 2.7 Elect Director Tsukada, Tadao For For Management 2.8 Elect Director Miyajima, Tsukasa For For Management 2.9 Elect Director Tomizawa, Ryuichi For For Management 2.10 Elect Director Sasajima, Kazuyuki For For Management -------------------------------------------------------------------------------- DAI-ICHI LIFE HOLDINGS, INC. Ticker: 8750 Security ID: J09748112 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 62 2.1 Elect Director Watanabe, Koichiro For For Management 2.2 Elect Director Inagaki, Seiji For For Management 2.3 Elect Director Tsuyuki, Shigeo For For Management 2.4 Elect Director Teramoto, Hideo For For Management 2.5 Elect Director Tsutsumi, Satoru For For Management 2.6 Elect Director Sakurai, Kenji For For Management 2.7 Elect Director Kikuta, Tetsuya For For Management 2.8 Elect Director George Olcott For For Management 2.9 Elect Director Maeda, Koichi For For Management 2.10 Elect Director Inoue, Yuriko For For Management 2.11 Elect Director Shingai, Yasushi For For Management 3.1 Elect Director and Audit Committee For For Management Member Nagahama, Morinobu 3.2 Elect Director and Audit Committee For For Management Member Kondo, Fusakazu 3.3 Elect Director and Audit Committee For For Management Member Sato, Rieko 3.4 Elect Director and Audit Committee For For Management Member Shu, Ungyon 3.5 Elect Director and Audit Committee For Against Management Member Masuda, Koichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsuchiya, Fumiaki -------------------------------------------------------------------------------- DAICEL CORP. Ticker: 4202 Security ID: J08484149 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Abstain Management Final Dividend of JPY 18 2.1 Elect Director Fudaba, Misao For For Management 2.2 Elect Director Ogawa, Yoshimi For For Management 2.3 Elect Director Sugimoto, Kotaro For For Management 2.4 Elect Director Sakaki, Yasuhiro For For Management 2.5 Elect Director Takabe, Akihisa For For Management 2.6 Elect Director Nogimori, Masafumi For For Management 2.7 Elect Director Kitayama, Teisuke For For Management 2.8 Elect Director Hatchoji, Sonoko For For Management 2.9 Elect Director Asano, Toshio For For Management 2.10 Elect Director Furuichi, Takeshi For For Management 3.1 Appoint Statutory Auditor Imanaka, For For Management Hisanori 3.2 Appoint Statutory Auditor Makuta, Hideo For For Management -------------------------------------------------------------------------------- DAIDO STEEL CO., LTD. Ticker: 5471 Security ID: J08778110 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Shimao, Tadashi For For Management 2.2 Elect Director Ishiguro, Takeshi For For Management 2.3 Elect Director Nishimura, Tsukasa For For Management 2.4 Elect Director Shimizu, Tetsuya For For Management 2.5 Elect Director Toshimitsu, Kazuhiro For For Management 2.6 Elect Director Yamashita, Toshiaki For For Management 2.7 Elect Director Kajita, Akihito For For Management 2.8 Elect Director Soma, Shuji For For Management 2.9 Elect Director Tanemura, Hitoshi For For Management 2.10 Elect Director Jimbo, Mutsuko For For Management 3 Appoint Alternate Statutory Auditor For For Management Kawabe, Nobuyasu 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- DAIFUKU CO., LTD. Ticker: 6383 Security ID: J08988107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Geshiro, Hiroshi For For Management 2.2 Elect Director Honda, Shuichi For For Management 2.3 Elect Director Sato, Seiji For For Management 2.4 Elect Director Hayashi, Toshiaki For For Management 2.5 Elect Director Ozawa, Yoshiaki For For Management 2.6 Elect Director Sakai, Mineo For For Management 2.7 Elect Director Kato, Kaku For For Management 2.8 Elect Director Kaneko, Keiko For For Management 3 Appoint Statutory Auditor Aihara, For For Management Ryosuke -------------------------------------------------------------------------------- DAIICHI SANKYO CO., LTD. Ticker: 4568 Security ID: J11257102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Manabe, Sunao For For Management 2.2 Elect Director Sai, Toshiaki For For Management 2.3 Elect Director Kimura, Satoru For For Management 2.4 Elect Director Uji, Noritaka For For Management 2.5 Elect Director Fukui, Tsuguya For For Management 2.6 Elect Director Kama, Kazuaki For For Management 2.7 Elect Director Nohara, Sawako For For Management 2.8 Elect Director Otsuki, Masahiko For For Management 2.9 Elect Director Hirashima, Shoji For For Management 3 Approve Annual Bonus For For Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- DAIICHIKOSHO CO., LTD. Ticker: 7458 Security ID: J0962F102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2.1 Appoint Statutory Auditor Arichika, For For Management Masumi 2.2 Appoint Statutory Auditor Shibano, For For Management Hiroyoshi -------------------------------------------------------------------------------- DAIKIN INDUSTRIES LTD. Ticker: 6367 Security ID: J10038115 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Inoue, Noriyuki For For Management 3.2 Elect Director Togawa, Masanori For For Management 3.3 Elect Director Terada, Chiyono For For Management 3.4 Elect Director Kawada, Tatsuo For For Management 3.5 Elect Director Makino, Akiji For For Management 3.6 Elect Director Torii, Shingo For For Management 3.7 Elect Director Tayano, Ken For For Management 3.8 Elect Director Minaka, Masatsugu For For Management 3.9 Elect Director Tomita, Jiro For For Management 3.10 Elect Director Kanwal Jeet Jawa For For Management 3.11 Elect Director Matsuzaki, Takashi For For Management 4 Appoint Statutory Auditor Nagashima, For For Management Toru 5 Appoint Alternate Statutory Auditor For For Management Ono, Ichiro 6 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- DAIKOKUTENBUSSAN CO., LTD. Ticker: 2791 Security ID: J1012U107 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Oga, Shoji For Against Management 2.2 Elect Director Kikuchi, Kazuhiro For For Management 2.3 Elect Director Kawada, Tomohiro For For Management 2.4 Elect Director Oga, Masahiko For For Management 2.5 Elect Director Omura, Masashi For For Management 2.6 Elect Director Noda, Naoki For For Management 2.7 Elect Director Fukuda, Masahiko For For Management 3.1 Appoint Statutory Auditor Terao, Koji For For Management 3.2 Appoint Statutory Auditor Imaoka, For Against Management Shoichi 4 Appoint Alternate Statutory Auditor For For Management Kuwahara, Kazunari 5 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- DAISYO CORP. Ticker: 9979 Security ID: J10931103 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Taira, Kazutoshi For For Management 2.2 Elect Director Aoyagi, Eiichi For For Management 2.3 Elect Director Ishida, Yasuo For For Management 2.4 Elect Director Tanabe, Takanori For For Management 2.5 Elect Director Shimakura, Toshiaki For For Management 2.6 Elect Director Miura, Ichiro For For Management 2.7 Elect Director Hirao, Kaku For For Management 3.1 Appoint Statutory Auditor Sasaki, For For Management Yoshihiro 3.2 Appoint Statutory Auditor Terasaka, For Against Management Fumiaki 3.3 Appoint Statutory Auditor Tamura, Jun For Against Management 3.4 Appoint Statutory Auditor Uchiyama, For For Management Yoshio 4 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- DAITO PHARMACEUTICAL CO., LTD. Ticker: 4577 Security ID: J12223103 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsuga, Yasunobu For For Management 1.2 Elect Director Kikuta, Junichi For For Management 1.3 Elect Director Hizume, Kazushige For For Management 2.1 Elect Director and Audit Committee For For Management Member Tsuda, Michio 2.2 Elect Director and Audit Committee For For Management Member Hori, Hitoshi 2.3 Elect Director and Audit Committee For For Management Member Yamamoto, Ichizo 2.4 Elect Director and Audit Committee For For Management Member Saino, Atsushi -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO., LTD. Ticker: 1878 Security ID: J11151107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 345 -------------------------------------------------------------------------------- DAIWA HOUSE INDUSTRY CO., LTD. Ticker: 1925 Security ID: J11508124 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Yoshii, Keiichi For For Management 2.2 Elect Director Ishibashi, Tamio For For Management 2.3 Elect Director Kosokabe, Takeshi For For Management 2.4 Elect Director Otomo, Hirotsugu For For Management 2.5 Elect Director Urakawa, Tatsuya For For Management 2.6 Elect Director Dekura, Kazuhito For For Management 2.7 Elect Director Ariyoshi, Yoshinori For For Management 2.8 Elect Director Shimonishi, Keisuke For For Management 2.9 Elect Director Ichiki, Nobuya For For Management 2.10 Elect Director Kimura, Kazuyoshi For For Management 2.11 Elect Director Shigemori, Yutaka For For Management 2.12 Elect Director Yabu, Yukiko For For Management 2.13 Elect Director Kuwano, Yukinori For For Management 2.14 Elect Director Seki, Miwa For For Management 3 Appoint Statutory Auditor Watanabe, For For Management Akihisa 4 Approve Annual Bonus For For Management 5 Appoint Ernst & Young ShinNihon LLC as For For Management New External Audit Firm -------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. Ticker: 8601 Security ID: J11718111 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hibino, Takashi For Against Management 1.2 Elect Director Nakata, Seiji For Against Management 1.3 Elect Director Matsui, Toshihiro For For Management 1.4 Elect Director Tashiro, Keiko For For Management 1.5 Elect Director Ogino, Akihiko For For Management 1.6 Elect Director Hanaoka, Sachiko For Against Management 1.7 Elect Director Kawashima, Hiromasa For Against Management 1.8 Elect Director Ogasawara, Michiaki For For Management 1.9 Elect Director Takeuchi, Hirotaka For For Management 1.10 Elect Director Nishikawa, Ikuo For For Management 1.11 Elect Director Kawai, Eriko For For Management 1.12 Elect Director Nishikawa, Katsuyuki For For Management 1.13 Elect Director Iwamoto, Toshio For For Management -------------------------------------------------------------------------------- DENA CO., LTD. Ticker: 2432 Security ID: J1257N107 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Namba, Tomoko For For Management 2.2 Elect Director Moriyasu, Isao For For Management 2.3 Elect Director Okamura, Shingo For For Management 2.4 Elect Director Funatsu, Koji For For Management 2.5 Elect Director Asami, Hiroyasu For For Management -------------------------------------------------------------------------------- DENKA CO., LTD. Ticker: 4061 Security ID: J1257Q100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Yoshitaka, Shinsuke For For Management 2.2 Elect Director Yamamoto, Manabu For For Management 2.3 Elect Director Shimizu, Norihiro For For Management 2.4 Elect Director Suzuki, Masaharu For For Management 2.5 Elect Director Imai, Toshio For For Management 2.6 Elect Director Yamamoto, Akio For For Management 2.7 Elect Director Fujihara, Tatsutsugu For For Management 3 Elect Alternate Director and Audit For Against Management Committee Member Yamamoto, Akio -------------------------------------------------------------------------------- DENSO CORP. Ticker: 6902 Security ID: J12075107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arima, Koji For For Management 1.2 Elect Director Yamanaka, Yasushi For For Management 1.3 Elect Director Wakabayashi, Hiroyuki For For Management 1.4 Elect Director Usui, Sadahiro For For Management 1.5 Elect Director Toyoda, Akio For For Management 1.6 Elect Director George Olcott For For Management 1.7 Elect Director Kushida, Shigeki For For Management 1.8 Elect Director Mitsuya, Yuko For For Management 2 Appoint Alternate Statutory Auditor For For Management Kitagawa, Hiromi 3 Approve Annual Bonus For For Management 4 Approve Cash Compensation Ceiling for For For Management Directors and Restricted Stock Plan -------------------------------------------------------------------------------- DENTSU GROUP, INC. Ticker: 4324 Security ID: J1207N108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2 Amend Articles to Amend Provisions on For For Management Number of Directors 3.1 Elect Director Yamamoto, Toshihiro For For Management 3.2 Elect Director Sakurai, Shun For For Management 3.3 Elect Director Timothy Andree For For Management 3.4 Elect Director Igarashi, Hiroshi For For Management 3.5 Elect Director Soga, Arinobu For For Management 3.6 Elect Director Nick Priday For For Management 3.7 Elect Director Matsui, Gan For For Management 4.1 Elect Director and Audit Committee For For Management Member Okoshi, Izumi 4.2 Elect Director and Audit Committee For For Management Member Hasegawa, Toshiaki 4.3 Elect Director and Audit Committee For For Management Member Koga, Kentaro 4.4 Elect Director and Audit Committee For For Management Member Katsu, Etsuko 4.5 Elect Director and Audit Committee For For Management Member Simon Laffin -------------------------------------------------------------------------------- DIC CORP. Ticker: 4631 Security ID: J1280G103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Nakanishi, Yoshiyuki For For Management 2.2 Elect Director Ino, Kaoru For For Management 2.3 Elect Director Saito, Masayuki For For Management 2.4 Elect Director Kawamura, Yoshihisa For For Management 2.5 Elect Director Tamaki, Toshifumi For For Management 2.6 Elect Director Tsukahara, Kazuo For For Management 2.7 Elect Director Tamura, Yoshiaki For For Management 2.8 Elect Director Shoji, Kuniko For For Management 3 Appoint Statutory Auditor Ikushima, For For Management Akihiro -------------------------------------------------------------------------------- DIGITAL GARAGE, INC. Ticker: 4819 Security ID: J1229F109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 38 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Hayashi, Kaoru For For Management 3.2 Elect Director Soda, Makoto For For Management 3.3 Elect Director Odori, Keizo For For Management 3.4 Elect Director Tanaka, Masashi For For Management 3.5 Elect Director Okuma, Masahito For For Management 3.6 Elect Director Ito, Joichi For For Management 3.7 Elect Director Fujiwara, Kenji For For Management 3.8 Elect Director Omura, Emi For For Management 3.9 Elect Director Shino, Hiroshi For For Management 4.1 Elect Director and Audit Committee For For Management Member Rokuyata, Yasuyuki 4.2 Elect Director and Audit Committee For For Management Member Sakai, Makoto 4.3 Elect Director and Audit Committee For For Management Member Inoue, Junji 4.4 Elect Director and Audit Committee For For Management Member Makino, Koji 4.5 Elect Director and Audit Committee For For Management Member Ono, Minoru -------------------------------------------------------------------------------- DMG MORI CO., LTD. Ticker: 6141 Security ID: J46496121 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Mori, Masahiko For For Management 2.2 Elect Director Christian Thones For For Management 2.3 Elect Director Tamai, Hiroaki For For Management 2.4 Elect Director Kobayashi, Hirotake For For Management 2.5 Elect Director Fujishima, Makoto For For Management 2.6 Elect Director James Nudo For For Management 2.7 Elect Director Aoyama, Tojiro For For Management 2.8 Elect Director Nomura, Tsuyoshi For For Management 2.9 Elect Director Nakajima, Makoto For For Management 2.10 Elect Director Mitachi, Takashi For For Management -------------------------------------------------------------------------------- DOWA HOLDINGS CO., LTD. Ticker: 5714 Security ID: J12432225 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamada, Masao For For Management 1.2 Elect Director Sekiguchi, Akira For For Management 1.3 Elect Director Mitsune, Yutaka For For Management 1.4 Elect Director Matsushita, Katsuji For For Management 1.5 Elect Director Kagaya, Susumu For For Management 1.6 Elect Director Kawaguchi, Jun For For Management 1.7 Elect Director Hosoda, Eiji For For Management 1.8 Elect Director Koizumi, Yoshiko For For Management 2 Appoint Statutory Auditor Kinoshita, For For Management Hiroshi 3 Appoint Alternate Statutory Auditor For For Management Oba, Koichiro -------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. Ticker: 9020 Security ID: J1257M109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 82.5 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Tomita, Tetsuro For For Management 3.2 Elect Director Fukasawa, Yuji For For Management 3.3 Elect Director Nishino, Fumihisa For For Management 3.4 Elect Director Maekawa, Tadao For For Management 3.5 Elect Director Ota, Tomomichi For For Management 3.6 Elect Director Akaishi, Ryoji For For Management 3.7 Elect Director Kise, Yoichi For For Management 3.8 Elect Director Sakai, Kiwamu For For Management 3.9 Elect Director Ito, Motoshige For For Management 3.10 Elect Director Amano, Reiko For For Management 3.11 Elect Director Sakuyama, Masaki For For Management 3.12 Elect Director Kawamoto, Hiroko For For Management 4 Appoint Statutory Auditor Kanetsuki, For For Management Seishi -------------------------------------------------------------------------------- EBARA CORP. Ticker: 6361 Security ID: J12600128 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Maeda, Toichi For Against Management 2.2 Elect Director Asami, Masao For For Management 2.3 Elect Director Uda, Sakon For For Management 2.4 Elect Director Sawabe, Hajime For For Management 2.5 Elect Director Yamazaki, Shozo For For Management 2.6 Elect Director Oeda, Hiroshi For For Management 2.7 Elect Director Hashimoto, Masahiro For For Management 2.8 Elect Director Nishiyama, Junko For For Management 2.9 Elect Director Fujimoto, Mie For For Management 2.10 Elect Director Fujimoto, Tetsuji For Against Management -------------------------------------------------------------------------------- EISAI CO., LTD. Ticker: 4523 Security ID: J12852117 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Naito, Haruo For Against Management 1.2 Elect Director Kato, Yasuhiko For For Management 1.3 Elect Director Kanai, Hirokazu For Against Management 1.4 Elect Director Tsunoda, Daiken For For Management 1.5 Elect Director Bruce Aronson For For Management 1.6 Elect Director Tsuchiya, Yutaka For For Management 1.7 Elect Director Kaihori, Shuzo For For Management 1.8 Elect Director Murata, Ryuichi For For Management 1.9 Elect Director Uchiyama, Hideyo For For Management 1.10 Elect Director Hayashi, Hideki For Against Management 1.11 Elect Director Miwa, Yumiko For For Management -------------------------------------------------------------------------------- ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 9513 Security ID: J12915104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Murayama, Hitoshi For For Management 2.2 Elect Director Watanabe, Toshifumi For For Management 2.3 Elect Director Urashima, Akihito For For Management 2.4 Elect Director Onoi, Yoshiki For For Management 2.5 Elect Director Minaminosono, Hiromi For For Management 2.6 Elect Director Honda, Makoto For For Management 2.7 Elect Director Sugiyama, Hiroyasu For For Management 2.8 Elect Director Kanno, Hitoshi For For Management 2.9 Elect Director Shimada, Yoshikazu For For Management 2.10 Elect Director Sasatsu, Hiroshi For For Management 2.11 Elect Director Kajitani, Go For For Management 2.12 Elect Director Ito, Tomonori For For Management 2.13 Elect Director John Buchanan For For Management 3 Appoint Statutory Auditor Fukuda, Naori For For Management -------------------------------------------------------------------------------- EN-JAPAN, INC. Ticker: 4849 Security ID: J1312X108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 74.8 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term 3.1 Elect Director Ochi, Michikatsu For For Management 3.2 Elect Director Suzuki, Takatsugu For For Management 3.3 Elect Director Kawai, Megumi For For Management 3.4 Elect Director Igaki, Taisuke For For Management 3.5 Elect Director Murakami, Kayo For For Management 4 Appoint Statutory Auditor Otani, Naoki For For Management 5 Appoint Alternate Statutory Auditor For For Management Otsuki, Tomoyuki -------------------------------------------------------------------------------- EZAKI GLICO CO., LTD. Ticker: 2206 Security ID: J13314109 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Ezaki, Katsuhisa For For Management 2.2 Elect Director Ezaki, Etsuro For For Management 2.3 Elect Director Kuriki, Takashi For For Management 2.4 Elect Director Honzawa, Yutaka For For Management 2.5 Elect Director Masuda, Tetsuo For For Management 2.6 Elect Director Kato, Takatoshi For For Management 2.7 Elect Director Oishi, Kanoko For For Management 2.8 Elect Director Hara, Joji For For Management 3 Appoint Statutory Auditor Miyamoto, For For Management Matao 4 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- FAMILYMART CO., LTD. Ticker: 8028 Security ID: J1340R107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takayanagi, Koji For For Management 1.2 Elect Director Sawada, Takashi For For Management 1.3 Elect Director Kato, Toshio For For Management 1.4 Elect Director Kubo, Isao For For Management 1.5 Elect Director Tsukamoto, Naoyoshi For For Management 1.6 Elect Director Inoue, Atsushi For For Management 1.7 Elect Director Takahashi, Jun For For Management 1.8 Elect Director Nishiwaki, Mikio For For Management 1.9 Elect Director Izawa, Tadashi For For Management 1.10 Elect Director Takaoka, Mika For For Management 1.11 Elect Director Sekine, Chikako For For Management 1.12 Elect Director Aonuma, Takayuki For For Management 2 Appoint Statutory Auditor Nakade, For For Management Kunihiro -------------------------------------------------------------------------------- FANCL CORP. Ticker: 4921 Security ID: J1341M107 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Shimada, Kazuyuki For For Management 2.2 Elect Director Yamaguchi, Tomochika For For Management 2.3 Elect Director Yanagisawa, Akihiro For For Management 2.4 Elect Director Sumida, Yasushi For For Management 2.5 Elect Director Fujita, Shinro For For Management 2.6 Elect Director Nakakubo, Mitsuaki For For Management 2.7 Elect Director Hashimoto, Keiichiro For For Management 2.8 Elect Director Matsumoto, Akira For For Management 2.9 Elect Director Tsuboi, Junko For For Management 3.1 Appoint Statutory Auditor Takahashi, For For Management Seiichiro 3.2 Appoint Statutory Auditor Maruo, Naoya For For Management -------------------------------------------------------------------------------- FANUC CORP. Ticker: 6954 Security ID: J13440102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 174.65 2.1 Elect Director Inaba, Yoshiharu For For Management 2.2 Elect Director Yamaguchi, Kenji For For Management 2.3 Elect Director Uchida, Hiroyuki For For Management 2.4 Elect Director Gonda, Yoshihiro For For Management 2.5 Elect Director Saito, Yutaka For For Management 2.6 Elect Director Inaba, Kiyonori For For Management 2.7 Elect Director Noda, Hiroshi For For Management 2.8 Elect Director Michael J. Cicco For For Management 2.9 Elect Director Tsukuda, Kazuo For For Management 2.10 Elect Director Imai, Yasuo For For Management 2.11 Elect Director Ono, Masato For For Management 2.12 Elect Director Yamazaki, Naoko For For Management 3 Appoint Statutory Auditor Tomita, Mieko For For Management -------------------------------------------------------------------------------- FAST RETAILING CO., LTD. Ticker: 9983 Security ID: J1346E100 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Yanai, Tadashi For For Management 2.2 Elect Director Hambayashi, Toru For For Management 2.3 Elect Director Hattori, Nobumichi For For Management 2.4 Elect Director Shintaku, Masaaki For For Management 2.5 Elect Director Nawa, Takashi For For Management 2.6 Elect Director Ono, Naotake For For Management 2.7 Elect Director Okazaki, Takeshi For For Management 2.8 Elect Director Yanai, Kazumi For For Management 2.9 Elect Director Yanai, Koji For For Management 3 Appoint Statutory Auditor Mizusawa, For For Management Masumi 4 Approve Compensation Ceiling for For Against Management Directors -------------------------------------------------------------------------------- FP CORP. Ticker: 7947 Security ID: J13671102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sato, Morimasa For For Management 1.2 Elect Director Takahashi, Masanobu For For Management 1.3 Elect Director Nagai, Nobuyuki For For Management 1.4 Elect Director Ikegami, Isao For For Management 1.5 Elect Director Yasuda, Kazuyuki For For Management 1.6 Elect Director Oka, Koji For For Management 1.7 Elect Director Nishimura, Kimiko For For Management 1.8 Elect Director Sato, Osamu For For Management 1.9 Elect Director Nagao, Hidetoshi For For Management 1.10 Elect Director Kobayashi, Kenji For For Management 1.11 Elect Director Tawara, Takehiko For For Management 1.12 Elect Director Fukiyama, Iwao For For Management 1.13 Elect Director Ogawa, Hiroshi For For Management 2.1 Elect Director and Audit Committee For Against Management Member Sueyoshi, Takejiro 2.2 Elect Director and Audit Committee For For Management Member Midorikawa, Masahiro 2.3 Elect Director and Audit Committee For Against Management Member Matsumoto, Shuichi 2.4 Elect Director and Audit Committee For For Management Member Otaki, Morihiko 3 Approve Director Retirement Bonus For Against Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- FUJI CORP. (MACHINERY) Ticker: 6134 Security ID: J1R541101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Soga, Nobuyuki For For Management 2.2 Elect Director Suhara, Shinsuke For For Management 2.3 Elect Director Ezaki, Hajime For For Management 2.4 Elect Director Sugiura, Masaaki For For Management 2.5 Elect Director Tatsumi, Mitsuji For For Management 2.6 Elect Director Kano, Junichi For For Management 2.7 Elect Director Kawai, Nobuko For For Management 2.8 Elect Director Tamada, Hideaki For For Management 2.9 Elect Director Mizuno, Shoji For For Management 3 Appoint Alternate Statutory Auditor For For Management Abe, Masaaki -------------------------------------------------------------------------------- FUJI KYUKO CO., LTD. Ticker: 9010 Security ID: J14196109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Horiuchi, Koichiro For For Management 2.2 Elect Director Hirose, Masanori For For Management 2.3 Elect Director Uno, Ikuo For For Management 2.4 Elect Director Akiyama, Tomofumi For For Management 2.5 Elect Director Ozaki, Mamoru For For Management 2.6 Elect Director Sato, Yoshiki For For Management 2.7 Elect Director Nagaoka, Tsutomu For For Management 2.8 Elect Director Ohara, Keiko For For Management 2.9 Elect Director Suzuki, Kaoru For For Management 2.10 Elect Director Aikawa, Minao For For Management 2.11 Elect Director Noda, Hiroki For For Management 2.12 Elect Director Yamada, Yoshiyuki For For Management 2.13 Elect Director Uehara, Atsushi For For Management 3 Appoint Statutory Auditor Suhara, For Against Management Eiichiro -------------------------------------------------------------------------------- FUJI MEDIA HOLDINGS, INC. Ticker: 4676 Security ID: J15477102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Miyauchi, Masaki For For Management 3.2 Elect Director Kanemitsu, Osamu For For Management 3.3 Elect Director Wagai, Takashi For For Management 3.4 Elect Director Habara, Tsuyoshi For For Management 3.5 Elect Director Shimizu, Kenji For For Management 3.6 Elect Director Hieda, Hisashi For For Management 3.7 Elect Director Endo, Ryunosuke For For Management 3.8 Elect Director Kiyohara, Takehiko For For Management 3.9 Elect Director Shimatani, Yoshishige For For Management 3.10 Elect Director Miki, Akihiro For For Management 4.1 Elect Director and Audit Committee For For Management Member Onoe, Kiyoshi 4.2 Elect Director and Audit Committee For For Management Member Seta, Hiroshi 4.3 Elect Director and Audit Committee For Against Management Member Mogi, Yuzaburo 4.4 Elect Director and Audit Committee For Against Management Member Minami, Nobuya 4.5 Elect Director and Audit Committee For For Management Member Okushima, Takayasu 5 Elect Alternate Director and Audit For Against Management Committee Member Iizuka, Hirohiko 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- FUJI SOFT, INC. Ticker: 9749 Security ID: J1528D102 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nozawa, Hiroshi For For Management 1.2 Elect Director Sakashita, Satoyasu For For Management 1.3 Elect Director Shibuya, Masaki For For Management 1.4 Elect Director Arai, Seto For For Management 1.5 Elect Director Shiraishi, Yoshiharu For For Management 1.6 Elect Director Harai, Motohiro For For Management 1.7 Elect Director Yuta, Shinichi For For Management 1.8 Elect Director Koyama, Minoru For For Management 1.9 Elect Director Oishi, Tateki For For Management 2 Appoint Statutory Auditor Yamaguchi, For For Management Masataka -------------------------------------------------------------------------------- FUJIFILM HOLDINGS CORP. Ticker: 4901 Security ID: J14208102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Komori, Shigetaka For For Management 2.2 Elect Director Sukeno, Kenji For For Management 2.3 Elect Director Tamai, Koichi For For Management 2.4 Elect Director Iwasaki, Takashi For For Management 2.5 Elect Director Ishikawa, Takatoshi For For Management 2.6 Elect Director Okada, Junji For For Management 2.7 Elect Director Goto, Teiichi For For Management 2.8 Elect Director Kawada, Tatsuo For For Management 2.9 Elect Director Kitamura, Kunitaro For For Management 2.10 Elect Director Eda, Makiko For For Management 2.11 Elect Director Shimada, Takashi For For Management 3.1 Appoint Statutory Auditor Hanada, Nobuo For For Management 3.2 Appoint Statutory Auditor Inagawa, For For Management Tatsuya -------------------------------------------------------------------------------- FUJITSU LTD. Ticker: 6702 Security ID: J15708159 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokita, Takahito For For Management 1.2 Elect Director Furuta, Hidenori For For Management 1.3 Elect Director Isobe, Takeshi For For Management 1.4 Elect Director Yamamoto, Masami For For Management 1.5 Elect Director Yokota, Jun For For Management 1.6 Elect Director Mukai, Chiaki For For Management 1.7 Elect Director Abe, Atsushi For For Management 1.8 Elect Director Kojo, Yoshiko For For Management 1.9 Elect Director Scott Callon For For Management 2.1 Appoint Statutory Auditor Yamamuro, For For Management Megumi 2.2 Appoint Statutory Auditor Makuta, Hideo For For Management 3 Appoint Alternate Statutory Auditor For For Management Namba, Koichi -------------------------------------------------------------------------------- FUKUOKA FINANCIAL GROUP, INC. Ticker: 8354 Security ID: J17129107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42.5 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors 3.1 Elect Director Shibato, Takashige For For Management 3.2 Elect Director Yoshida, Yasuhiko For For Management 3.3 Elect Director Shirakawa, Yuji For For Management 3.4 Elect Director Morikawa, Yasuaki For For Management 3.5 Elect Director Yokota, Koji For For Management 3.6 Elect Director Nomura, Toshimi For For Management 3.7 Elect Director Mori, Takujiro For For Management 3.8 Elect Director Fukasawa, Masahiko For For Management 3.9 Elect Director Kosugi, Toshiya For For Management 4.1 Elect Director and Audit Committee For For Management Member Tanaka, Kazunori 4.2 Elect Director and Audit Committee For For Management Member Yamada, Hideo 4.3 Elect Director and Audit Committee For For Management Member Ishibashi, Nobuko 5.1 Elect Alternate Director and Audit For For Management Committee Member Gondo, Naohiko 5.2 Elect Alternate Director and Audit For For Management Committee Member Miura, Masamichi 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- FURUKAWA ELECTRIC CO., LTD. Ticker: 5801 Security ID: J16464117 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Shibata, Mitsuyoshi For For Management 2.2 Elect Director Kobayashi, Keiichi For For Management 2.3 Elect Director Fujita, Sumitaka For For Management 2.4 Elect Director Tsukamoto, Osamu For For Management 2.5 Elect Director Nakamoto, Akira For For Management 2.6 Elect Director Miyokawa, Yoshiro For For Management 2.7 Elect Director Yabu, Yukiko For For Management 2.8 Elect Director Ogiwara, Hiroyuki For For Management 2.9 Elect Director Kuroda, Osamu For For Management 2.10 Elect Director Miyamoto, Satoshi For For Management 2.11 Elect Director Maki, Ken For For Management 2.12 Elect Director Fukunaga, Akihiro For For Management 3 Appoint Statutory Auditor Sumida, For Against Management Sayaka 4 Appoint Alternate Statutory Auditor For For Management Koroyasu, Kenji -------------------------------------------------------------------------------- GENKY DRUGSTORES CO., LTD. Ticker: 9267 Security ID: J1709N101 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: JUN 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12.5 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Fujinaga, Kenichi For For Management 3.2 Elect Director Yoshioka, Nobuhiro For For Management 3.3 Elect Director Uchida, Kazuyuki For For Management 3.4 Elect Director Yamagata, Hiroyuki For For Management 4.1 Elect Director and Audit Committee For For Management Member Matsuoka, Shigeru 4.2 Elect Director and Audit Committee For For Management Member Imai, Junya 4.3 Elect Director and Audit Committee For For Management Member Yamada, Kenichi 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- GIKEN LTD. Ticker: 6289 Security ID: J1719M101 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Ono, Masaaki For For Management 2.2 Elect Director Fujisaki, Yoshihisa For For Management 3.1 Appoint Statutory Auditor Wada, Akitomo For Against Management 3.2 Appoint Statutory Auditor Matsuoka, For For Management Sayuri 3.3 Appoint Statutory Auditor Doi, Hideki For For Management -------------------------------------------------------------------------------- GLORY LTD. Ticker: 6457 Security ID: J17304130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Indemnify Directors - Authorize Board to Determine Income Allocation 3.1 Elect Director Onoe, Hirokazu For For Management 3.2 Elect Director Miwa, Motozumi For For Management 3.3 Elect Director Onoe, Hideo For For Management 3.4 Elect Director Mabuchi, Shigetoshi For For Management 3.5 Elect Director Kotani, Kaname For For Management 3.6 Elect Director Harada, Akihiro For For Management 3.7 Elect Director Iki, Joji For For Management 3.8 Elect Director Uchida, Junji For For Management 4.1 Elect Director and Audit Committee For For Management Member Fujita, Toru 4.2 Elect Director and Audit Committee For For Management Member Hamada, Satoshi 4.3 Elect Director and Audit Committee For For Management Member Kato, Keiichi 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- GMO INTERNET, INC. Ticker: 9449 Security ID: J1822R104 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors 2.1 Elect Director Kumagai, Masatoshi For Against Management 2.2 Elect Director Yasuda, Masashi For For Management 2.3 Elect Director Nishiyama, Hiroyuki For For Management 2.4 Elect Director Ainoura, Issei For For Management 2.5 Elect Director Ito, Tadashi For For Management 2.6 Elect Director Yamashita, Hirofumi For For Management 2.7 Elect Director Arisawa, Katsumi For For Management 2.8 Elect Director Horiuchi, Toshiaki For For Management 2.9 Elect Director Arai, Teruhiro For For Management 2.10 Elect Director Hayashi, Yasuo For For Management 2.11 Elect Director Kodama, Kimihiro For For Management 2.12 Elect Director Chujo, Ichiro For For Management 2.13 Elect Director Hashiguchi, Makoto For For Management 2.14 Elect Director Fukui, Atsuko For For Management 2.15 Elect Director Kaneko, Takehito For For Management 2.16 Elect Director Inagaki, Noriko For For Management 3.1 Elect Director and Audit Committee For For Management Member Tachibana, Koichi 3.2 Elect Director and Audit Committee For For Management Member Ogura, Keigo 3.3 Elect Director and Audit Committee For For Management Member Gunjikake, Takashi 3.4 Elect Director and Audit Committee For For Management Member Masuda, Kaname 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- GMO PAYMENT GATEWAY, INC. Ticker: 3769 Security ID: J18229104 Meeting Date: DEC 15, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2 Amend Articles to Make Technical For For Management Changes 3.1 Elect Director Kumagai, Masatoshi For Against Management 3.2 Elect Director Ainoura, Issei For For Management 3.3 Elect Director Muramatsu, Ryu For For Management 3.4 Elect Director Isozaki, Satoru For For Management 3.5 Elect Director Hisada, Yuichi For For Management 3.6 Elect Director Yasuda, Masashi For For Management 3.7 Elect Director Kaneko, Takehito For For Management 3.8 Elect Director Nishiyama, Hiroyuki For For Management 3.9 Elect Director Yamashita, Hirofumi For For Management 3.10 Elect Director Onagi, Masaya For For Management 3.11 Elect Director Sato, Akio For For Management -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GREE, INC. Ticker: 3632 Security ID: J18807107 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Tanaka, Yoshikazu For For Management 2.2 Elect Director Fujimoto, Masaki For For Management 2.3 Elect Director Araki, Eiji For For Management 2.4 Elect Director Shino, Sanku For For Management 2.5 Elect Director Maeda, Yuta For For Management 2.6 Elect Director Oya, Toshiki For For Management 2.7 Elect Director Yamagishi, Kotaro For For Management 2.8 Elect Director Natsuno, Takeshi For For Management 2.9 Elect Director Iijima, Kazunobu For For Management 3 Appoint Statutory Auditor Matsushima, For For Management Kunihiro -------------------------------------------------------------------------------- GS YUASA CORP. Ticker: 6674 Security ID: J1770L109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Murao, Osamu For For Management 2.2 Elect Director Nakagawa, Toshiyuki For For Management 2.3 Elect Director Furukawa, Akio For For Management 2.4 Elect Director Fukuoka, Kazuhiro For For Management 2.5 Elect Director Otani, Ikuo For For Management 2.6 Elect Director Matsunaga, Takayoshi For For Management 2.7 Elect Director Nonogaki, Yoshiko For For Management 3 Appoint KPMG AZSA LLC as New External For For Management Audit Firm 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- GUMI, INC. Ticker: 3903 Security ID: J17715103 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kunimitsu, Hironao For For Management 1.2 Elect Director Kawamoto, Hiroyuki For For Management 1.3 Elect Director Motoyoshi, Makoto For For Management 1.4 Elect Director Takahashi, Shintaro For For Management 1.5 Elect Director Chonan, Nobuaki For For Management 2.1 Appoint Alternate Statutory Auditor For For Management Yamada, Kohei 2.2 Appoint Alternate Statutory Auditor For For Management Takaya, Chisako -------------------------------------------------------------------------------- GUNMA BANK, LTD. Ticker: 8334 Security ID: J17766106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7 2.1 Elect Director Saito, Kazuo For For Management 2.2 Elect Director Fukai, Akihiko For For Management 2.3 Elect Director Horie, Nobuyuki For For Management 2.4 Elect Director Yuasa, Yukio For For Management 2.5 Elect Director Inoue, Satoshi For For Management 2.6 Elect Director Irisawa, Hiroyuki For For Management 2.7 Elect Director Muto, Eiji For For Management 2.8 Elect Director Kondo, Jun For For Management 2.9 Elect Director Nishikawa, Kuniko For For Management 3.1 Appoint Statutory Auditor Koitabashi, For For Management Shinya 3.2 Appoint Statutory Auditor Tanaka, For Against Management Makoto 3.3 Appoint Statutory Auditor Kamiya, Yasuo For For Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- GUNOSY, INC. Ticker: 6047 Security ID: J1R986108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Taketani, Yuya For For Management 1.2 Elect Director Nagashima, Tetsuya For For Management 1.3 Elect Director Maniwa, Yuki For For Management 1.4 Elect Director Osone, Keisuke For For Management 1.5 Elect Director Kimura, Shinji For For Management 1.6 Elect Director Kamiyama, Takashi For For Management 1.7 Elect Director Tomizuka, Suguru For For Management 1.8 Elect Director Mashita, Hirokazu For For Management 2 Appoint Statutory Auditor Kashiwagi, For For Management Noboru 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- HAKUHODO DY HOLDINGS, INC. Ticker: 2433 Security ID: J19174101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Toda, Hirokazu For For Management 2.2 Elect Director Mizushima, Masayuki For For Management 2.3 Elect Director Yajima, Hirotake For For Management 2.4 Elect Director Matsuzaki, Mitsumasa For For Management 2.5 Elect Director Imaizumi, Tomoyuki For For Management 2.6 Elect Director Nakatani, Yoshitaka For For Management 2.7 Elect Director Nishioka, Masanori For For Management 2.8 Elect Director Ochiai, Hiroshi For For Management 2.9 Elect Director Fujinuma, Daisuke For For Management 2.10 Elect Director Matsuda, Noboru For For Management 2.11 Elect Director Hattori, Nobumichi For For Management 2.12 Elect Director Yamashita, Toru For For Management 3 Appoint Statutory Auditor Tomoda, For For Management Kazuhiko -------------------------------------------------------------------------------- HAMAMATSU PHOTONICS KK Ticker: 6965 Security ID: J18270108 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hiruma, Akira For For Management 2.2 Elect Director Suzuki, Kenji For For Management 2.3 Elect Director Yamamoto, Koei For For Management 2.4 Elect Director Hara, Tsutomu For For Management 2.5 Elect Director Yoshida, Kenji For For Management 2.6 Elect Director Toriyama, Naofumi For For Management 2.7 Elect Director Mori, Kazuhiko For For Management 2.8 Elect Director Maruno, Tadashi For For Management 2.9 Elect Director Suzuki, Takayuki For For Management 2.10 Elect Director Kato, Hisaki For For Management 2.11 Elect Director Saito, Minoru For For Management 2.12 Elect Director Kodate, Kashiko For For Management 2.13 Elect Director Koibuchi, Ken For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- HANKYU HANSHIN HOLDINGS, INC. Ticker: 9042 Security ID: J18439109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Sumi, Kazuo For For Management 3.2 Elect Director Sugiyama, Takehiro For For Management 3.3 Elect Director Shin, Masao For For Management 3.4 Elect Director Inoue, Noriyuki For For Management 3.5 Elect Director Endo, Noriko For For Management 3.6 Elect Director Shimatani, Yoshishige For For Management 3.7 Elect Director Araki, Naoya For For Management 3.8 Elect Director Tsuru, Yuki For For Management 4.1 Elect Director and Audit Committee For For Management Member Ishibashi, Masayoshi 4.2 Elect Director and Audit Committee For For Management Member Ishii, Junzo 4.3 Elect Director and Audit Committee For For Management Member Komiyama, Michiari 5 Elect Alternate Director and Audit For For Management Committee Member Tsuru, Yuki 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- HASEKO CORP. Ticker: 1808 Security ID: J18984153 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Tsuji, Noriaki For For Management 2.2 Elect Director Ikegami, Kazuo For For Management 2.3 Elect Director Tani, Junichi For For Management 2.4 Elect Director Tani, Nobuhiro For For Management 2.5 Elect Director Murakawa, Toshiyuki For For Management 2.6 Elect Director Naraoka, Shoji For For Management 2.7 Elect Director Koizumi, Masahito For For Management 2.8 Elect Director Kumano, Satoshi For For Management 2.9 Elect Director Takahashi, Osamu For For Management 2.10 Elect Director Ichimura, Kazuhiko For For Management 2.11 Elect Director Kogami, Tadashi For For Management 2.12 Elect Director Nagasaki, Mami For For Management 2.13 Elect Director Ogura, Toshikatsu For For Management 3 Appoint Statutory Auditor Takuma, For For Management Hiroyuki -------------------------------------------------------------------------------- HAZAMA ANDO CORP. Ticker: 1719 Security ID: J1912N104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Fukutomi, Masato For For Management 3.2 Elect Director Ikegami, Toru For For Management 3.3 Elect Director Gomi, Muneo For For Management 3.4 Elect Director Kaneko, Haruyuki For For Management 3.5 Elect Director Miyamori, Shinya For For Management 3.6 Elect Director Tabuchi, Katsuhiko For For Management 3.7 Elect Director Fujita, Masami For For Management 3.8 Elect Director Kitagawa, Mariko For For Management 3.9 Elect Director Kuwayama, Mieko For For Management 4 Appoint Statutory Auditor Takahara, For For Management Masamitsu 5 Appoint Alternate Statutory Auditor For For Management Hiramatsu, Takemi 6 Initiate Share Repurchase Program Against Against Shareholder 7 Amend Articles to Add Provision on Against Against Shareholder Thorough Safety and Health Control -------------------------------------------------------------------------------- HINO MOTORS, LTD. Ticker: 7205 Security ID: 433406105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ichihashi, Yasuhiko For For Management 1.2 Elect Director Shimo, Yoshio For For Management 1.3 Elect Director Hisada, Ichiro For For Management 1.4 Elect Director Nakane, Taketo For For Management 1.5 Elect Director Sato, Shinichi For For Management 1.6 Elect Director Hagiwara, Toshitaka For For Management 1.7 Elect Director Yoshida, Motokazu For For Management 1.8 Elect Director Muto, Koichi For For Management 1.9 Elect Director Terashi, Shigeki For For Management 2.1 Appoint Statutory Auditor Kimura, Iwao For For Management 2.2 Appoint Statutory Auditor Inoue, Tomoko For For Management 2.3 Appoint Statutory Auditor Nakajima, For For Management Masahiro 3 Appoint Alternate Statutory Auditor For For Management Natori, Katsuya -------------------------------------------------------------------------------- HIRAMATSU, INC. Ticker: 2764 Security ID: J19688100 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Osawa, Yuko For For Management 1.2 Elect Director Furukawa, Noriatsu For For Management -------------------------------------------------------------------------------- HIROSE ELECTRIC CO., LTD. Ticker: 6806 Security ID: J19782101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 120 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Ishii, Kazunori For For Management 3.2 Elect Director Nakamura, Mitsuo For For Management 3.3 Elect Director Kiriya, Yukio For For Management 3.4 Elect Director Fukumoto, Hiroshi For For Management 3.5 Elect Director Sato, Hiroshi For For Management 3.6 Elect Director Sang-Yeob Lee For For Management 3.7 Elect Director Hotta, Kensuke For For Management 3.8 Elect Director Motonaga, Tetsuji For For Management 3.9 Elect Director Nishimatsu, Masanori For For Management 4 Appoint Statutory Auditor Sugishima, For For Management Terukazu -------------------------------------------------------------------------------- HISAMITSU PHARMACEUTICAL CO., INC. Ticker: 4530 Security ID: J20076121 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41.5 2.1 Elect Director Nakatomi, Hirotaka For For Management 2.2 Elect Director Nakatomi, Kazuhide For For Management 2.3 Elect Director Sugiyama, Kosuke For For Management 2.4 Elect Director Tsuruda, Toshiaki For For Management 2.5 Elect Director Takao, Shinichiro For For Management 2.6 Elect Director Saito, Kyu For For Management 2.7 Elect Director Tsutsumi, Nobuo For For Management 2.8 Elect Director Murayama, Shinichi For For Management 2.9 Elect Director Ichikawa, Isao For For Management 2.10 Elect Director Furukawa, Teijiro For For Management 2.11 Elect Director Anzai, Yuichiro For For Management 2.12 Elect Director Matsuo, Tetsugo For For Management 3.1 Appoint Statutory Auditor Nakatomi, For For Management Nobuyuki 3.2 Appoint Statutory Auditor Hirano, For For Management Munehiko 3.3 Appoint Statutory Auditor Ono, For For Management Keinosuke -------------------------------------------------------------------------------- HITACHI METALS, LTD. Ticker: 5486 Security ID: J20538112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishiie, Kenichi For Against Management 1.2 Elect Director Uenoyama, Makoto For For Management 1.3 Elect Director Oka, Toshiko For For Management 1.4 Elect Director Fukuo, Koichi For For Management 1.5 Elect Director Nishiyama, Mitsuaki For Against Management 1.6 Elect Director Morita, Mamoru For For Management -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikoshiba, Toshiaki For For Management 1.2 Elect Director Hachigo, Takahiro For For Management 1.3 Elect Director Kuraishi, Seiji For For Management 1.4 Elect Director Takeuchi, Kohei For For Management 1.5 Elect Director Mibe, Toshihiro For For Management 1.6 Elect Director Koide, Hiroko For For Management 1.7 Elect Director Kokubu, Fumiya For For Management 1.8 Elect Director Ito, Takanobu For For Management -------------------------------------------------------------------------------- HONEYS HOLDINGS CO., LTD. Ticker: 2792 Security ID: J21394101 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ejiri, Yoshihisa For For Management 1.2 Elect Director Ejiri, Eisuke For For Management 1.3 Elect Director Ouchi, Noriko For For Management 1.4 Elect Director Sato, Shigenobu For For Management 2.1 Elect Director and Audit Committee For For Management Member Nishina, Takashi 2.2 Elect Director and Audit Committee For For Management Member Kunii, Tatsuo 2.3 Elect Director and Audit Committee For For Management Member Suzuki, Yoshio 2.4 Elect Director and Audit Committee For For Management Member Kaneko, Motohiro -------------------------------------------------------------------------------- HORIBA, LTD. Ticker: 6856 Security ID: J22428106 Meeting Date: MAR 28, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Horiba, Atsushi For For Management 1.2 Elect Director Saito, Juichi For For Management 1.3 Elect Director Adachi, Masayuki For For Management 1.4 Elect Director Okawa, Masao For For Management 1.5 Elect Director Nagano, Takashi For For Management 1.6 Elect Director Sugita, Masahiro For For Management 1.7 Elect Director Higashifushimi, Jiko For For Management 1.8 Elect Director Takeuchi, Sawako For For Management 2.1 Appoint Statutory Auditor Nakamine, For For Management Atsushi 2.2 Appoint Statutory Auditor Yamada, Keiji For Against Management 2.3 Appoint Statutory Auditor Tanabe, For Against Management Tomoko 3.1 Appoint Alternate Statutory Auditor For For Management Yoshida, Kazumasa 3.2 Appoint Alternate Statutory Auditor For For Management Yoneda, Aritoshi -------------------------------------------------------------------------------- HOSHIZAKI CORP. Ticker: 6465 Security ID: J23254105 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakamoto, Seishi For For Management 1.2 Elect Director Kobayashi, Yasuhiro For For Management 1.3 Elect Director Tomozoe, Masanao For For Management 1.4 Elect Director Yoshimatsu, Masuo For For Management 1.5 Elect Director Maruyama, Satoru For For Management 1.6 Elect Director Kurimoto, Katsuhiro For For Management 1.7 Elect Director Ieta, Yasushi For For Management 1.8 Elect Director Yaguchi, Kyo For For Management 2 Elect Director and Audit Committee For For Management Member Motomatsu, Shigeru 3.1 Elect Alternate Director and Audit For For Management Committee Member Suzuki, Takeshi 3.2 Elect Alternate Director and Audit For For Management Committee Member Suzuki, Tachio -------------------------------------------------------------------------------- HOUSE FOODS GROUP INC. Ticker: 2810 Security ID: J22680102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Urakami, Hiroshi For For Management 2.2 Elect Director Matsumoto, Keiji For For Management 2.3 Elect Director Hiroura, Yasukatsu For For Management 2.4 Elect Director Kudo, Masahiko For For Management 2.5 Elect Director Osawa, Yoshiyuki For For Management 2.6 Elect Director Miyaoku, Yoshiyuki For For Management 2.7 Elect Director Yamaguchi, Tatsumi For For Management 2.8 Elect Director Kawasaki, Kotaro For For Management 2.9 Elect Director Saito, Kyuzo For For Management 2.10 Elect Director Fujii, Junsuke For For Management 3.1 Appoint Statutory Auditor Koike, Akira For For Management 3.2 Appoint Statutory Auditor Okajima, For For Management Atsuko -------------------------------------------------------------------------------- HOYA CORP. Ticker: 7741 Security ID: J22848105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchinaga, Yukako For For Management 1.2 Elect Director Urano, Mitsudo For For Management 1.3 Elect Director Takasu, Takeo For For Management 1.4 Elect Director Kaihori, Shuzo For For Management 1.5 Elect Director Yoshihara, Hiroaki For For Management 1.6 Elect Director Suzuki, Hiroshi For For Management -------------------------------------------------------------------------------- HULIC CO., LTD. Ticker: 3003 Security ID: J23594112 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Nishiura, Saburo For For Management 2.2 Elect Director Yoshidome, Manabu For For Management 2.3 Elect Director Shiga, Hidehiro For For Management 2.4 Elect Director Kobayashi, Hajime For For Management 2.5 Elect Director Maeda, Takaya For For Management 2.6 Elect Director Nakajima, Tadashi For For Management 2.7 Elect Director Miyajima, Tsukasa For For Management 2.8 Elect Director Yamada, Hideo For For Management 2.9 Elect Director Fukushima, Atsuko For For Management 2.10 Elect Director Takahashi, Kaoru For For Management 3.1 Appoint Statutory Auditor Nezu, Koichi For Against Management 3.2 Appoint Statutory Auditor Kobayashi, For For Management Nobuyuki 3.3 Appoint Statutory Auditor Sekiguchi, For Against Management Kenichi 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- IBIDEN CO., LTD. Ticker: 4062 Security ID: J23059116 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takenaka, Hiroki For For Management 1.2 Elect Director Aoki, Takeshi For For Management 1.3 Elect Director Kodama, Kozo For For Management 1.4 Elect Director Ikuta, Masahiko For For Management 1.5 Elect Director Yamaguchi, Chiaki For For Management 1.6 Elect Director Mita, Toshio For For Management 1.7 Elect Director Asai, Noriko For For Management -------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. Ticker: 5019 Security ID: J2388K103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kito, Shunichi For For Management 1.2 Elect Director Matsushita, Takashi For For Management 1.3 Elect Director Nibuya, Susumu For For Management 1.4 Elect Director Shindome, Katsuaki For For Management 1.5 Elect Director Hirano, Atsuhiko For For Management 1.6 Elect Director Idemitsu, Masakazu For For Management 1.7 Elect Director Kubohara, Kazunari For For Management 1.8 Elect Director Kikkawa, Takeo For For Management 1.9 Elect Director Mackenzie Clugston For For Management 1.10 Elect Director Otsuka, Norio For For Management 1.11 Elect Director Yasuda, Yuko For For Management 1.12 Elect Director Koshiba, Mitsunobu For For Management 2 Appoint Statutory Auditor Ito, Taigi For For Management 3 Appoint Alternate Statutory Auditor For For Management Kai, Junko -------------------------------------------------------------------------------- IHI CORP. Ticker: 7013 Security ID: J2398N113 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Mitsuoka, Tsugio For For Management 2.2 Elect Director Yamada, Takeshi For For Management 2.3 Elect Director Shikina, Tomoharu For For Management 2.4 Elect Director Nagano, Masafumi For For Management 2.5 Elect Director Murakami, Koichi For For Management 2.6 Elect Director Fujiwara, Taketsugu For For Management 2.7 Elect Director Ishimura, Kazuhiko For For Management 2.8 Elect Director Ide, Hiroshi For For Management 2.9 Elect Director Kawakami, Takeshi For For Management 2.10 Elect Director Shigegaki, Yasuhiro For For Management 2.11 Elect Director Nakanishi, Yoshiyuki For For Management 2.12 Elect Director Matsuda, Chieko For For Management 3.1 Appoint Statutory Auditor Niimura, For For Management Takashi 3.2 Appoint Statutory Auditor Sekine, Aiko For For Management -------------------------------------------------------------------------------- IIDA GROUP HOLDINGS CO., LTD. Ticker: 3291 Security ID: J23426109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2 Appoint Statutory Auditor Fujita, Koji For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Sasaki, Shinichi 3.2 Appoint Alternate Statutory Auditor For Against Management Shimazaki, Makoto -------------------------------------------------------------------------------- INABA DENKISANGYO CO., LTD. Ticker: 9934 Security ID: J23683105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Remove Provisions on Takeover Defense - Amend Provisions on Number of Directors 3.1 Elect Director Moriya, Yoshihiro For For Management 3.2 Elect Director Kita, Seiichi For For Management 3.3 Elect Director Edamura, Kohei For For Management 3.4 Elect Director Iesato, Haruyuki For For Management 3.5 Elect Director Okuda, Yoshinori For For Management 3.6 Elect Director Iwakura, Hiroyuki For For Management 3.7 Elect Director Tashiro, Hiroaki For For Management 4.1 Elect Director and Audit Committee For For Management Member Kitano, Akihiko 4.2 Elect Director and Audit Committee For Against Management Member Shibaike, Tsutomu 4.3 Elect Director and Audit Committee For For Management Member Nakamura, Katsuhiro 4.4 Elect Director and Audit Committee For For Management Member Fujiwara, Tomoe 4.5 Elect Director and Audit Committee For For Management Member Sakamoto, Masaaki 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- INABA SEISAKUSHO CO., LTD. Ticker: 3421 Security ID: J23694102 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2 Amend Articles to Clarify Provisions For For Management on Alternate Statutory Auditors 3.1 Elect Director Inaba, Akira For For Management 3.2 Elect Director Inaba, Shigeru For For Management 3.3 Elect Director Morita, Yasumitsu For For Management 3.4 Elect Director Inaba, Yujiro For For Management 3.5 Elect Director Komiyama, Masahiko For For Management 3.6 Elect Director Sugiyama, Osamu For For Management 3.7 Elect Director Saeki, Norikazu For For Management 3.8 Elect Director Horikawa, Tomoki For For Management 3.9 Elect Director Mitsumura, Katsuya For For Management 3.10 Elect Director Nozaki, Shojiro For For Management 4.1 Appoint Statutory Auditor Tada, Kazushi For For Management 4.2 Appoint Statutory Auditor Inagaki, Koji For Against Management 4.3 Appoint Statutory Auditor Mukogawa, For Against Management Masanori 5 Appoint Alternate Statutory Auditor For Against Management Harima, Tetsuji -------------------------------------------------------------------------------- INFOMART CORP. Ticker: 2492 Security ID: J24436107 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 3.73 2.1 Appoint Statutory Auditor Miyazawa, For For Management Hitoshi 2.2 Appoint Statutory Auditor Kakihana, For Against Management Naoki -------------------------------------------------------------------------------- INPEX CORP. Ticker: 1605 Security ID: J2467E101 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Kitamura, Toshiaki For For Management 2.2 Elect Director Ueda, Takayuki For For Management 2.3 Elect Director Ito, Seiya For For Management 2.4 Elect Director Ikeda, Takahiko For For Management 2.5 Elect Director Yajima, Shigeharu For For Management 2.6 Elect Director Kittaka, Kimihisa For For Management 2.7 Elect Director Sase, Nobuharu For For Management 2.8 Elect Director Yamada, Daisuke For For Management 2.9 Elect Director Yanai, Jun For For Management 2.10 Elect Director Iio, Norinao For For Management 2.11 Elect Director Nishimura, Atsuko For For Management 2.12 Elect Director Kimura, Yasushi For For Management 2.13 Elect Director Ogino, Kiyoshi For For Management 2.14 Elect Director Nishikawa, Tomo For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- INTER ACTION CORP. Ticker: 7725 Security ID: J2403H101 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Kiji, Hideo For For Management 2.2 Elect Director Kiji, Nobuo For For Management 2.3 Elect Director Yamamoto, Kazuhiro For For Management 2.4 Elect Director Kita, Masami For For Management 2.5 Elect Director Kaneki, Hiroyuki For For Management 3.1 Appoint Statutory Auditor Tohara, For For Management Hajime 3.2 Appoint Statutory Auditor Tashiro, For For Management Yoshihide 3.3 Appoint Statutory Auditor Yamazaki, For Against Management Norio 4 Approve Trust-Type Equity Compensation For Against Management Plan 5 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- ISETAN MITSUKOSHI HOLDINGS LTD. Ticker: 3099 Security ID: J25038100 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Restore Shareholder Authority to Vote on Share Buybacks - Amend Provisions on Number of Directors - Restore Shareholder Authority to Vote on Income Allocation 3.1 Elect Director Akamatsu, Ken For For Management 3.2 Elect Director Sugie, Toshihiko For Against Management 3.3 Elect Director Takeuchi, Toru For For Management 3.4 Elect Director Igura, Hidehiko For For Management 3.5 Elect Director Nishiyama, Shigeru For Against Management 3.6 Elect Director Shirai, Toshinori For Against Management 3.7 Elect Director Kuboyama, Michiko For For Management 3.8 Elect Director Iijima, Masami For For Management 3.9 Elect Director Doi, Miwako For For Management 3.10 Elect Director Oyamada, Takashi For For Management 3.11 Elect Director Hirata, Takeo For For Management 3.12 Elect Director Furukawa, Hidetoshi For For Management 3.13 Elect Director Hashimoto, Fukutaka For For Management -------------------------------------------------------------------------------- ISTYLE, INC. Ticker: 3660 Security ID: J25587106 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshimatsu, Tetsuro For For Management 1.2 Elect Director Sugawara, Kei For For Management 1.3 Elect Director Yamada, Meyumi For For Management 1.4 Elect Director Naka, Michimasa For For Management 1.5 Elect Director Ishikawa, Yasuharu For For Management 1.6 Elect Director Matsumoto, Yasukane For For Management 2.1 Appoint Statutory Auditor Hara, Hitoshi For For Management 2.2 Appoint Statutory Auditor Miyako, Kenji For For Management 2.3 Appoint Statutory Auditor Ito, Akiko For For Management -------------------------------------------------------------------------------- ISUZU MOTORS LTD. Ticker: 7202 Security ID: J24994113 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Minami, Shinsuke For For Management 2.2 Elect Director Sugimoto, Shigeji For For Management 2.3 Elect Director Shibata, Mitsuyoshi For For Management 2.4 Elect Director Nakayama, Kozue For For Management 3 Appoint Statutory Auditor Miyazaki, For For Management Kenji -------------------------------------------------------------------------------- ITO EN, LTD. Ticker: 2593 Security ID: J25027103 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Accounting Transfers For For Management 2 Approve Allocation of Income, With a For For Management Final Dividend of JPY 20 3 Elect Director Tanaka, Yutaka For For Management 4.1 Appoint Statutory Auditor Nakagomi, For For Management Shuji 4.2 Appoint Statutory Auditor Miyajima, For Against Management Takashi -------------------------------------------------------------------------------- ITOCHU CORP. Ticker: 8001 Security ID: J2501P104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42.5 2.1 Elect Director Okafuji, Masahiro For For Management 2.2 Elect Director Suzuki, Yoshihisa For For Management 2.3 Elect Director Yoshida, Tomofumi For For Management 2.4 Elect Director Fukuda, Yuji For For Management 2.5 Elect Director Kobayashi, Fumihiko For For Management 2.6 Elect Director Hachimura, Tsuyoshi For For Management 2.7 Elect Director Muraki, Atsuko For For Management 2.8 Elect Director Mochizuki, Harufumi For For Management 2.9 Elect Director Kawana, Masatoshi For For Management 2.10 Elect Director Nakamori, Makiko For For Management 3 Appoint Statutory Auditor Kyoda, Makoto For For Management -------------------------------------------------------------------------------- ITOCHU TECHNO-SOLUTIONS CORP. Ticker: 4739 Security ID: J25022104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30.5 2.1 Elect Director Kikuchi, Satoshi For For Management 2.2 Elect Director Tsuge, Ichiro For For Management 2.3 Elect Director Okubo, Tadataka For For Management 2.4 Elect Director Iwasaki, Naoko For For Management 2.5 Elect Director Motomura, Aya For For Management 2.6 Elect Director Kajiwara, Hiroshi For For Management 3.1 Appoint Statutory Auditor Takada, For For Management Hiroshi 3.2 Appoint Statutory Auditor Tada, For For Management Toshiaki -------------------------------------------------------------------------------- IWATANI CORP. Ticker: 8088 Security ID: J25424128 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Makino, Akiji For For Management 2.2 Elect Director Watanabe, Toshio For For Management 2.3 Elect Director Majima, Hiroshi For For Management 2.4 Elect Director Horiguchi, Makoto For For Management 2.5 Elect Director Iwatani, Naoki For For Management 2.6 Elect Director Ota, Akira For For Management 2.7 Elect Director Watanabe, Satoshi For For Management 2.8 Elect Director Okawa, Itaru For For Management 2.9 Elect Director Saita, Yoshiharu For For Management 2.10 Elect Director Tsuyoshi, Manabu For For Management 2.11 Elect Director Murai, Shinji For For Management 2.12 Elect Director Mori, Shosuke For For Management 3 Approve Takeover Defense Plan (Poison For Against Management Pill) 4 Approve Career Achievement Bonus for For Against Management Director -------------------------------------------------------------------------------- IZUMI CO., LTD. Ticker: 8273 Security ID: J25725110 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Kuromoto, Hiroshi For For Management 4.1 Appoint Statutory Auditor Horikawa, For For Management Tomoko 4.2 Appoint Statutory Auditor Okada, For For Management Hirotaka 5 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- J. FRONT RETAILING CO., LTD. Ticker: 3086 Security ID: J28711109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Ryoichi For Against Management 1.2 Elect Director Tsutsumi, Hiroyuki For Against Management 1.3 Elect Director Murata, Soichi For Against Management 1.4 Elect Director Ishii, Yasuo For For Management 1.5 Elect Director Nishikawa, Koichiro For For Management 1.6 Elect Director Uchida, Akira For For Management 1.7 Elect Director Sato, Rieko For For Management 1.8 Elect Director Seki, Tadayuki For For Management 1.9 Elect Director Yago, Natsunosuke For For Management 1.10 Elect Director Yoshimoto, Tatsuya For Against Management 1.11 Elect Director Sawada, Taro For For Management 1.12 Elect Director Makiyama, Kozo For For Management 1.13 Elect Director Wakabayashi, Hayato For For Management -------------------------------------------------------------------------------- JAFCO CO., LTD. Ticker: 8595 Security ID: J25832106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Fuki, Shinichi For For Management 2.2 Elect Director Shibusawa, Yoshiyuki For For Management 2.3 Elect Director Miyoshi, Keisuke For For Management -------------------------------------------------------------------------------- JAPAN AIRLINES CO., LTD. Ticker: 9201 Security ID: J25979121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ueki, Yoshiharu For For Management 1.2 Elect Director Fujita, Tadashi For For Management 1.3 Elect Director Akasaka, Yuji For For Management 1.4 Elect Director Shimizu, Shinichiro For For Management 1.5 Elect Director Kikuyama, Hideki For For Management 1.6 Elect Director Toyoshima, Ryuzo For For Management 1.7 Elect Director Kitada, Yuichi For For Management 1.8 Elect Director Kobayashi, Eizo For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Hatchoji, Sonoko For For Management 2.1 Appoint Statutory Auditor Suzuka, For For Management Yasushi 2.2 Appoint Statutory Auditor Kamo, Osamu For For Management 2.3 Appoint Statutory Auditor Okada, Joji For For Management -------------------------------------------------------------------------------- JAPAN AIRPORT TERMINAL CO., LTD. Ticker: 9706 Security ID: J2620N105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Takashiro, Isao For For Management 2.2 Elect Director Yokota, Nobuaki For For Management 2.3 Elect Director Suzuki, Hisayasu For For Management 2.4 Elect Director Akahori, Masatoshi For For Management 2.5 Elect Director Onishi, Hiroshi For For Management 2.6 Elect Director Yonemoto, Yasuhide For For Management 2.7 Elect Director Tanaka, Kazuhito For For Management 2.8 Elect Director Ishizeki, Kiyoshi For For Management 2.9 Elect Director Tanji, Yasuo For For Management 2.10 Elect Director Harada, Kazuyuki For For Management 2.11 Elect Director Ueki, Yoshiharu For For Management 2.12 Elect Director Kimura, Keiji For For Management 2.13 Elect Director Shibata, Koji For For Management 2.14 Elect Director Hachisuka, Kazuyo For For Management 2.15 Elect Director Koyama, Yoko For For Management 3.1 Appoint Statutory Auditor Iwai, Koji For For Management 3.2 Appoint Statutory Auditor Toda, For For Management Naotoshi 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- JAPAN DISPLAY, INC. Ticker: 6740 Security ID: J26295105 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Increase Authorized For For Management Capital - Create Class A Preferred Shares 2 Approve Issuance of Common Shares and For For Management Warrants for a Private Placement 3 Approve Issuance of Class A Preferred For For Management Shares for a Private Placement 4.1 Elect Director Kikuoka, Minoru For For Management 4.2 Elect Director Higashi, Nobuyuki For For Management -------------------------------------------------------------------------------- JAPAN EXCHANGE GROUP, INC. Ticker: 8697 Security ID: J2740B106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Executive Officer Titles 2.1 Elect Director Tsuda, Hiroki For For Management 2.2 Elect Director Kiyota, Akira For Against Management 2.3 Elect Director Miyahara, Koichiro For Against Management 2.4 Elect Director Yamaji, Hiromi For For Management 2.5 Elect Director Shizuka, Masaki For For Management 2.6 Elect Director Christina L. Ahmadjian For For Management 2.7 Elect Director Endo, Nobuhiro For For Management 2.8 Elect Director Ogita, Hitoshi For For Management 2.9 Elect Director Kubori, Hideaki For For Management 2.10 Elect Director Koda, Main For For Management 2.11 Elect Director Kobayashi, Eizo For For Management 2.12 Elect Director Minoguchi, Makoto For Against Management 2.13 Elect Director Mori, Kimitaka For For Management 2.14 Elect Director Yoneda, Tsuyoshi For For Management -------------------------------------------------------------------------------- JAPAN POST BANK CO., LTD. Ticker: 7182 Security ID: J2800C101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeda, Norito For For Management 1.2 Elect Director Tanaka, Susumu For For Management 1.3 Elect Director Masuda, Hiroya For For Management 1.4 Elect Director Onodera, Atsuko For For Management 1.5 Elect Director Akashi, Nobuko For For Management 1.6 Elect Director Ikeda, Katsuaki For For Management 1.7 Elect Director Chubachi, Ryoji For For Management 1.8 Elect Director Takeuchi, Keisuke For For Management 1.9 Elect Director Kaiwa, Makoto For For Management 1.10 Elect Director Aihara, Risa For For Management 1.11 Elect Director Kawamura, Hiroshi For For Management 1.12 Elect Director Yamamoto, Kenzo For For Management -------------------------------------------------------------------------------- JAPAN POST HOLDINGS CO. LTD. Ticker: 6178 Security ID: J2800D109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Masuda, Hiroya For For Management 1.2 Elect Director Ikeda, Norito For For Management 1.3 Elect Director Kinugawa, Kazuhide For For Management 1.4 Elect Director Senda, Tetsuya For For Management 1.5 Elect Director Mimura, Akio For For Management 1.6 Elect Director Ishihara, Kunio For For Management 1.7 Elect Director Charles D. Lake II For For Management 1.8 Elect Director Hirono, Michiko For For Management 1.9 Elect Director Okamoto, Tsuyoshi For For Management 1.10 Elect Director Koezuka, Miharu For For Management 1.11 Elect Director Akiyama, Sakie For For Management 1.12 Elect Director Kaiami, Makoto For For Management 1.13 Elect Director Satake, Akira For For Management -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Tango, Yasutake For For Management 3.2 Elect Director Iwai, Mutsuo For For Management 3.3 Elect Director Terabatake, Masamichi For For Management 3.4 Elect Director Minami, Naohiro For For Management 3.5 Elect Director Hirowatari, Kiyohide For For Management 3.6 Elect Director Yamashita, Kazuhito For For Management 3.7 Elect Director Koda, Main For For Management 3.8 Elect Director Watanabe, Koichiro For For Management 3.9 Elect Director Nagashima, Yukiko For For Management 4 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- JFE HOLDINGS, INC. Ticker: 5411 Security ID: J2817M100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kakigi, Koji For For Management 1.2 Elect Director Kitano, Yoshihisa For For Management 1.3 Elect Director Terahata, Masashi For For Management 1.4 Elect Director Oda, Naosuke For For Management 1.5 Elect Director Oshita, Hajime For For Management 1.6 Elect Director Yamamoto, Masami For For Management 1.7 Elect Director Kemori, Nobumasa For For Management 1.8 Elect Director Ando, Yoshiko For For Management -------------------------------------------------------------------------------- JGC HOLDINGS CORP. Ticker: 1963 Security ID: J26945105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12 2.1 Elect Director Sato, Masayuki For For Management 2.2 Elect Director Ishizuka, Tadashi For For Management 2.3 Elect Director Terajima, Kiyotaka For For Management 2.4 Elect Director Suzuki, Masanori For For Management 2.5 Elect Director Yamazaki, Yutaka For For Management 2.6 Elect Director Nohira, Keiji For For Management 2.7 Elect Director Endo, Shigeru For For Management 2.8 Elect Director Matsushima, Masayuki For For Management 2.9 Elect Director Ueda, Kazuo For For Management 3.1 Appoint Statutory Auditor Makino, For For Management Yukihiro 3.2 Appoint Statutory Auditor Isetani, For For Management Yasumasa 3.3 Appoint Statutory Auditor Mori, Masao For For Management 3.4 Appoint Statutory Auditor Ono, Koichi For For Management 3.5 Appoint Statutory Auditor Takamatsu, For For Management Norio -------------------------------------------------------------------------------- JINS HOLDINGS, INC. Ticker: 3046 Security ID: J2888H105 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Appoint Statutory Auditor Maeda, For Against Management Natsuhiko 2.2 Appoint Statutory Auditor Ono, For Against Management Katsunori -------------------------------------------------------------------------------- JOYFUL HONDA CO. LTD. Ticker: 3191 Security ID: J29248101 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUN 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12.5 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Hosoya, Taketoshi For For Management 3.2 Elect Director Hirayama, Ikuo For For Management 3.3 Elect Director Honda, Masaru For For Management 3.4 Elect Director Kugisaki, Hiromitsu For For Management 3.5 Elect Director Enomoto, Chisa For For Management 3.6 Elect Director Moroe, Yukihiro For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- JSR CORP. Ticker: 4185 Security ID: J2856K106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Eric Johnson For For Management 2.2 Elect Director Kawahashi, Nobuo For For Management 2.3 Elect Director Koshiba, Mitsunobu For For Management 2.4 Elect Director Kawasaki, Koichi For For Management 2.5 Elect Director Miyazaki, Hideki For For Management 2.6 Elect Director Nakayama, Mika For For Management 2.7 Elect Director Matsuda, Yuzuru For For Management 2.8 Elect Director Sugata, Shiro For For Management 2.9 Elect Director Seki, Tadayuki For For Management 3 Appoint Statutory Auditor Iwabuchi, For For Management Tomoaki 4.1 Appoint Alternate Statutory Auditor For For Management Doi, Makoto 4.2 Appoint Alternate Statutory Auditor For For Management Chiba, Akira -------------------------------------------------------------------------------- JTEKT CORP. Ticker: 6473 Security ID: J2946V104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Kaijima, Hiroyuki For For Management 2.2 Elect Director Yamamoto, Katsumi For For Management 2.3 Elect Director Matsumoto, Takumi For For Management 2.4 Elect Director Sano, Makoto For For Management 2.5 Elect Director Kato, Shinji For For Management 2.6 Elect Director Matsuoka, Hirofumi For For Management 2.7 Elect Director Makino, Kazuhisa For For Management 2.8 Elect Director Miyatani, Takao For For Management 2.9 Elect Director Okamoto, Iwao For For Management 2.10 Elect Director Uchiyamada, Takeshi For For Management 2.11 Elect Director Sato, Kazuhiro For For Management 2.12 Elect Director Takahashi, Tomokazu For For Management 2.13 Elect Director Segawa, Haruhiko For For Management -------------------------------------------------------------------------------- JXTG HOLDINGS, INC. Ticker: 5020 Security ID: J29699105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Amend Articles to Change Company Name For For Management 3.1 Elect Director Sugimori, Tsutomu For For Management 3.2 Elect Director Ota, Katsuyuki For For Management 3.3 Elect Director Adachi, Hiroji For For Management 3.4 Elect Director Hosoi, Hiroshi For For Management 3.5 Elect Director Murayama, Seiichi For For Management 3.6 Elect Director Yokoi, Yoshikazu For For Management 3.7 Elect Director Iwase, Junichi For For Management 3.8 Elect Director Yatabe, Yasushi For For Management 3.9 Elect Director Ota, Hiroko For For Management 3.10 Elect Director Otsuka, Mutsutake For For Management 3.11 Elect Director Miyata, Yoshiiku For For Management 4.1 Elect Director and Audit Committee For For Management Member Kato, Hitoshi 4.2 Elect Director and Audit Committee For For Management Member Ouchi, Yoshiaki 4.3 Elect Director and Audit Committee For For Management Member Nishioka, Seiichiro 4.4 Elect Director and Audit Committee For Against Management Member Oka, Toshiko 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- K'S HOLDINGS CORP. Ticker: 8282 Security ID: J3672R101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Hiramoto, Tadashi For For Management 2.2 Elect Director Suzuki, Kazuyoshi For For Management 2.3 Elect Director Osaka, Naoto For For Management 2.4 Elect Director Mizuno, Keiichi For For Management 2.5 Elect Director Yoshihara, Yuji For For Management 2.6 Elect Director Mizutani, Taro For For Management 2.7 Elect Director Yuasa, Tomoyuki For For Management 3 Approve Restricted Stock Plan For For Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- KABU.COM SECURITIES CO., LTD. Ticker: 8703 Security ID: J29719101 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split to Squeeze For For Management Out Minority Shareholders 2 Amend Articles to Decrease Authorized For For Management Capital -------------------------------------------------------------------------------- KAGOME CO., LTD. Ticker: 2811 Security ID: J29051109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terada, Naoyuki For For Management 1.2 Elect Director Yamaguchi, Satoshi For For Management 1.3 Elect Director Watanabe, Yoshihide For For Management 1.4 Elect Director Miwa, Katsuyuki For For Management 1.5 Elect Director Kobayashi, Hirohisa For For Management 1.6 Elect Director Hashimoto, Takayuki For For Management 1.7 Elect Director Sato, Hidemi For For Management 1.8 Elect Director Arakane, Kumi For For Management 2.1 Elect Director and Audit Committee For For Management Member Kodama, Hirohito 2.2 Elect Director and Audit Committee For For Management Member Endo, Tatsuya 2.3 Elect Director and Audit Committee For For Management Member Yamagami, Asako 3 Elect Alternate Director and Audit For For Management Committee Member Murata, Morihiro 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Approve Disposal of Treasury Shares For Against Management for a Private Placement -------------------------------------------------------------------------------- KAJIMA CORP. Ticker: 1812 Security ID: J29223120 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Reduce Directors' Term 3.1 Elect Director Oshimi, Yoshikazu For For Management 3.2 Elect Director Atsumi, Naoki For For Management 3.3 Elect Director Koizumi, Hiroyoshi For For Management 3.4 Elect Director Kayano, Masayasu For For Management 3.5 Elect Director Ishikawa, Hiroshi For For Management 3.6 Elect Director Uchida, Ken For For Management 3.7 Elect Director Hiraizumi, Nobuyuki For For Management 3.8 Elect Director Kajima, Shoichi For For Management 3.9 Elect Director Furukawa, Koji For For Management 3.10 Elect Director Sakane, Masahiro For For Management 3.11 Elect Director Saito, Kiyomi For For Management 3.12 Elect Director Machida, Yukio For For Management 4.1 Appoint Statutory Auditor Kumano, For For Management Takashi 4.2 Appoint Statutory Auditor Fujikawa, For For Management Yukiko -------------------------------------------------------------------------------- KAKAKU.COM, INC. Ticker: 2371 Security ID: J29258100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hayashi, Kaoru For For Management 2.2 Elect Director Hata, Shonosuke For For Management 2.3 Elect Director Murakami, Atsuhiro For For Management 2.4 Elect Director Yuki, Shingo For For Management 2.5 Elect Director Miyazaki, Kanako For For Management 2.6 Elect Director Kato, Tomoharu For For Management 2.7 Elect Director Miyajima, Kazuyoshi For For Management 2.8 Elect Director Kinoshita, Masayuki For For Management 2.9 Elect Director Tada, Kazukuni For For Management -------------------------------------------------------------------------------- KAKEN PHARMACEUTICAL CO., LTD. Ticker: 4521 Security ID: J29266103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Onuma, Tetsuo For For Management 2.2 Elect Director Horiuchi, Hiroyuki For For Management 2.3 Elect Director Watanabe, Fumihiro For For Management 2.4 Elect Director Tanabe, Yoshio For For Management 2.5 Elect Director Matsura, Masahiro For For Management 2.6 Elect Director Ota, Minoru For For Management 2.7 Elect Director Enomoto, Eiki For For Management 2.8 Elect Director Kamibeppu, Kiyoko For For Management 2.9 Elect Director Takagi, Shoichiro For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- KAMIGUMI CO., LTD. Ticker: 9364 Security ID: J29438165 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Kubo, Masami For For Management 2.2 Elect Director Fukai, Yoshihiro For For Management 2.3 Elect Director Tahara, Norihito For For Management 2.4 Elect Director Horiuchi, Toshihiro For For Management 2.5 Elect Director Murakami, Katsumi For For Management 2.6 Elect Director Hiramatsu, Koichi For For Management 2.7 Elect Director Nagata, Yukihiro For For Management 2.8 Elect Director Shiino, Kazuhisa For For Management 2.9 Elect Director Ishibashi, Nobuko For For Management 2.10 Elect Director Suzuki, Mitsuo For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Yasuo 3.2 Appoint Statutory Auditor Nakao, Takumi For For Management 4 Appoint Alternate Statutory Auditor For For Management Saeki, Kuniharu 5 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- KANEKA CORP. Ticker: 4118 Security ID: J2975N106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sugawara, Kimikazu For For Management 1.2 Elect Director Tanaka, Minoru For For Management 1.3 Elect Director Fujii, Kazuhiko For For Management 1.4 Elect Director Kametaka, Shinichiro For For Management 1.5 Elect Director Ishihara, Shinobu For For Management 1.6 Elect Director Doro, Katsunobu For For Management 1.7 Elect Director Enoki, Jun For For Management 1.8 Elect Director Kadokura, Mamoru For For Management 1.9 Elect Director Inokuchi, Takeo For For Management 1.10 Elect Director Mori, Mamoru For For Management 1.11 Elect Director Kusakari, Takao For For Management 1.12 Elect Director Yokota, Jun For For Management 2.1 Appoint Statutory Auditor Matsui, For For Management Hideyuki 2.2 Appoint Statutory Auditor Uozumi, For For Management Yasuhiro 3 Appoint Alternate Statutory Auditor For For Management Nakahigashi, Masafumi 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- KANSAI PAINT CO., LTD. Ticker: 4613 Security ID: J30255129 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mori, Kunishi For For Management 2.2 Elect Director Furukawa, Hidenori For For Management 2.3 Elect Director Teraoka, Naoto For For Management 2.4 Elect Director Yoshida, Kazuhiro For For Management 2.5 Elect Director Nishibayashi, Hitoshi For For Management 2.6 Elect Director Yoshikawa, Keiji For For Management 2.7 Elect Director Ando, Tomoko For For Management 2.8 Elect Director John P. Durkin For For Management 3.1 Appoint Statutory Auditor Aoyagi, Akira For For Management 3.2 Appoint Statutory Auditor Hasebe, For For Management Hideshi 4 Appoint Alternate Statutory Auditor For For Management Nakai, Hiroe -------------------------------------------------------------------------------- KAO CORP. Ticker: 4452 Security ID: J30642169 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Sawada, Michitaka For For Management 3.2 Elect Director Takeuchi, Toshiaki For For Management 3.3 Elect Director Hasebe, Yoshihiro For For Management 3.4 Elect Director Matsuda, Tomoharu For For Management 3.5 Elect Director Kadonaga, Sonosuke For For Management 3.6 Elect Director Shinobe, Osamu For For Management 3.7 Elect Director Mukai, Chiaki For For Management 3.8 Elect Director Hayashi, Nobuhide For For Management 4 Appoint Statutory Auditor Nakazawa, For For Management Takahiro -------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. Ticker: 7012 Security ID: J31502131 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Kanehana, Yoshinori For For Management 2.2 Elect Director Namiki, Sukeyuki For For Management 2.3 Elect Director Hashimoto, Yasuhiko For For Management 2.4 Elect Director Yamamoto, Katsuya For For Management 2.5 Elect Director Nakatani, Hiroshi For For Management 2.6 Elect Director Tamura, Yoshiaki For For Management 2.7 Elect Director Jenifer Rogers For For Management 2.8 Elect Director Tsujimura, Hideo For For Management 3.1 Elect Director and Audit Committee For For Management Member Fukuma, Katsuyoshi 3.2 Elect Director and Audit Committee For For Management Member Nekoshima, Akio 3.3 Elect Director and Audit Committee For For Management Member Kodera, Satoru 3.4 Elect Director and Audit Committee For For Management Member Ishii, Atsuko 3.5 Elect Director and Audit Committee For For Management Member Saito, Ryoichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsukui, Susumu 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- KDDI CORP. Ticker: 9433 Security ID: J31843105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Tanaka, Takashi For For Management 2.2 Elect Director Takahashi, Makoto For For Management 2.3 Elect Director Shoji, Takashi For For Management 2.4 Elect Director Muramoto, Shinichi For For Management 2.5 Elect Director Mori, Keiichi For For Management 2.6 Elect Director Morita, Kei For For Management 2.7 Elect Director Amamiya, Toshitake For For Management 2.8 Elect Director Takeyama, Hirokuni For For Management 2.9 Elect Director Yoshimura, Kazuyuki For For Management 2.10 Elect Director Yamaguchi, Goro For For Management 2.11 Elect Director Yamamoto, Keiji For For Management 2.12 Elect Director Oyagi, Shigeo For For Management 2.13 Elect Director Kano, Riyo For For Management 2.14 Elect Director Goto, Shigeki For For Management 3.1 Appoint Statutory Auditor Takagi, For For Management Kenichiro 3.2 Appoint Statutory Auditor Honto, Shin For For Management 3.3 Appoint Statutory Auditor Matsumiya, For For Management Toshihiko 3.4 Appoint Statutory Auditor Karube, Jun For For Management -------------------------------------------------------------------------------- KEIHAN HOLDINGS CO., LTD. Ticker: 9045 Security ID: J31975121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Kato, Yoshifumi For For Management 2.2 Elect Director Ishimaru, Masahiro For For Management 2.3 Elect Director Miura, Tatsuya For For Management 2.4 Elect Director Inachi, Toshihiko For For Management 2.5 Elect Director Nakano, Michio For For Management 2.6 Elect Director Ueno, Masaya For For Management 2.7 Elect Director Murao, Kazutoshi For For Management 2.8 Elect Director Hashizume, Shinya For For Management -------------------------------------------------------------------------------- KEIKYU CORP. Ticker: 9006 Security ID: J3217R111 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Ishiwata, Tsuneo For For Management 2.2 Elect Director Harada, Kazuyuki For For Management 2.3 Elect Director Ogura, Toshiyuki For For Management 2.4 Elect Director Michihira, Takashi For For Management 2.5 Elect Director Honda, Toshiaki For For Management 2.6 Elect Director Urabe, Kazuo For For Management 2.7 Elect Director Watanabe, Shizuyoshi For For Management 2.8 Elect Director Kawamata, Yukihiro For For Management 2.9 Elect Director Sato, Kenji For For Management 2.10 Elect Director Tomonaga, Michiko For For Management 2.11 Elect Director Terajima, Yoshinori For For Management 2.12 Elect Director Kakizaki, Tamaki For For Management 3.1 Appoint Statutory Auditor Suetsuna, For For Management Takashi 3.2 Appoint Statutory Auditor Sudo, Osamu For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEIO CORP. Ticker: 9008 Security ID: J32190126 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27.5 2 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Nagata, Tadashi For For Management 3.2 Elect Director Komura, Yasushi For For Management 3.3 Elect Director Nakaoka, Kazunori For For Management 3.4 Elect Director Kawase, Akinobu For For Management 3.5 Elect Director Minami, Yoshitaka For For Management 3.6 Elect Director Terada, Yuichiro For For Management 3.7 Elect Director Takahashi, Atsushi For For Management 3.8 Elect Director Furuichi, Takeshi For For Management 3.9 Elect Director Komada, Ichiro For For Management 3.10 Elect Director Maruyama, So For For Management 3.11 Elect Director Wakabayashi, Katsuyoshi For For Management 4.1 Elect Director and Audit Committee For For Management Member Ito, Shunji 4.2 Elect Director and Audit Committee For Against Management Member Takekawa, Hiroshi 4.3 Elect Director and Audit Committee For For Management Member Kitamura, Keiko 4.4 Elect Director and Audit Committee For For Management Member Kaneko, Masashi 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEISEI ELECTRIC RAILWAY CO., LTD. Ticker: 9009 Security ID: J32233108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2.1 Elect Director Saigusa, Norio For For Management 2.2 Elect Director Kobayashi, Toshiya For For Management 2.3 Elect Director Muroya, Masahiro For For Management 2.4 Elect Director Amano, Takao For For Management 2.5 Elect Director Kawasumi, Makoto For For Management 2.6 Elect Director Toshima, Susumu For For Management 2.7 Elect Director Tanaka, Tsuguo For For Management 2.8 Elect Director Kaneko, Shokichi For For Management 2.9 Elect Director Furukawa, Yasunobu For For Management 2.10 Elect Director Tochigi, Shotaro For For Management 2.11 Elect Director Ito, Yukihiro For For Management 2.12 Elect Director Kikuchi, Misao For For Management 3.1 Appoint Statutory Auditor Matsuyama, For Against Management Yasuomi 3.2 Appoint Statutory Auditor Hirose, For Against Management Masashi -------------------------------------------------------------------------------- KEWPIE CORP. Ticker: 2809 Security ID: J33097106 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakashima, Amane For For Management 1.2 Elect Director Chonan, Osamu For For Management 1.3 Elect Director Saito, Kengo For For Management 1.4 Elect Director Katsuyama, Tadaaki For For Management 1.5 Elect Director Inoue, Nobuo For For Management 1.6 Elect Director Sato, Seiya For For Management 1.7 Elect Director Hamachiyo, Yoshinori For For Management 1.8 Elect Director Himeno, Minoru For For Management 1.9 Elect Director Shinohara, Masato For For Management 1.10 Elect Director Uchida, Kazunari For For Management 1.11 Elect Director Urushi, Shihoko For For Management 2 Appoint Statutory Auditor Kumahira, For For Management Mika 3 Approve Annual Bonus For For Management 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- KEYENCE CORP. Ticker: 6861 Security ID: J32491102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Takizaki, Takemitsu For For Management 2.2 Elect Director Nakata, Yu For For Management 2.3 Elect Director Kimura, Keiichi For For Management 2.4 Elect Director Yamaguchi, Akiji For For Management 2.5 Elect Director Miki, Masayuki For For Management 2.6 Elect Director Yamamoto, Akinori For For Management 2.7 Elect Director Kanzawa, Akira For For Management 2.8 Elect Director Tanabe, Yoichi For For Management 2.9 Elect Director Taniguchi, Seiichi For For Management 3.1 Appoint Statutory Auditor Takeda, For For Management Hidehiko 3.2 Appoint Statutory Auditor Indo, Hiroji For For Management 4 Appoint Alternate Statutory Auditor For For Management Yamamoto, Masaharu -------------------------------------------------------------------------------- KIKKOMAN CORP. Ticker: 2801 Security ID: J32620106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Mogi, Yuzaburo For For Management 2.2 Elect Director Horikiri, Noriaki For For Management 2.3 Elect Director Yamazaki, Koichi For For Management 2.4 Elect Director Nakano, Shozaburo For For Management 2.5 Elect Director Shimada, Masanao For For Management 2.6 Elect Director Mogi, Osamu For For Management 2.7 Elect Director Matsuyama, Asahi For For Management 2.8 Elect Director Fukui, Toshihiko For For Management 2.9 Elect Director Ozaki, Mamoru For For Management 2.10 Elect Director Inokuchi, Takeo For For Management 2.11 Elect Director Iino, Masako For For Management 3 Appoint Statutory Auditor Mori, Koichi For For Management 4 Appoint Alternate Statutory Auditor For For Management Endo, Kazuyoshi 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- KINDEN CORP. Ticker: 1944 Security ID: J33093105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2 Approve Annual Bonus For For Management 3.1 Elect Director Ikoma, Masao For For Management 3.2 Elect Director Maeda, Yukikazu For For Management 3.3 Elect Director Uesaka, Takao For For Management 3.4 Elect Director Yukawa, Hidehiko For For Management 3.5 Elect Director Amisaki, Masaya For For Management 3.6 Elect Director Hayashi, Hiroyuki For For Management 3.7 Elect Director Tanaka, Hideo For For Management 3.8 Elect Director Nishimura, Hiroshi For For Management 3.9 Elect Director Sato, Moriyoshi For For Management 3.10 Elect Director Yoshida, Harunori For For Management 3.11 Elect Director Toriyama, Hanroku For For Management 3.12 Elect Director Takamatsu, Keiji For For Management 3.13 Elect Director Morikawa, Keizo For For Management 4.1 Appoint Statutory Auditor Mizumoto, For For Management Masataka 4.2 Appoint Statutory Auditor Sakata, For For Management Nobuhiro 4.3 Appoint Statutory Auditor Yoshioka, For For Management Masami 4.4 Appoint Statutory Auditor Kamakura, For For Management Toshimitsu 4.5 Appoint Statutory Auditor Osa, Isamu For For Management -------------------------------------------------------------------------------- KING JIM CO., LTD. Ticker: 7962 Security ID: J32964108 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUN 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7 2 Amend Articles to Reduce Directors' For For Management Term - Clarify Provisions on Alternate Statutory Auditors 3.1 Elect Director Miyamoto, Akira For For Management 3.2 Elect Director Hagita, Naomichi For For Management 3.3 Elect Director Harada, Shinichi For For Management 3.4 Elect Director Kameda, Takanobu For For Management 3.5 Elect Director Takano, Makoto For For Management 3.6 Elect Director Furuno, Yasuhiro For For Management 3.7 Elect Director Iwata, Takeshi For For Management 3.8 Elect Director Inoue, Takuto For For Management 3.9 Elect Director Onzo, Naoto For For Management 3.10 Elect Director Takagi, Akiko For For Management 3.11 Elect Director Kakiuchi, Keiko For For Management 3.12 Elect Director Hirokawa, Katsuya For For Management 4.1 Appoint Statutory Auditor Ota, Mina For For Management 4.2 Appoint Statutory Auditor Niwa, Takeshi For Against Management 5 Appoint Alternate Statutory Auditor For For Management Tsuda, Hiroaki 6 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- KINTETSU GROUP HOLDINGS CO., LTD. Ticker: 9041 Security ID: J3S955116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Kobayashi, Tetsuya For For Management 2.2 Elect Director Yasumoto, Yoshihiro For For Management 2.3 Elect Director Shirakawa, Masaaki For For Management 2.4 Elect Director Murai, Hiroyuki For For Management 2.5 Elect Director Wakai, Takashi For For Management 2.6 Elect Director Tsuji, Takashi For For Management 2.7 Elect Director Kurahashi, Takahisa For For Management 2.8 Elect Director Okamoto, Kunie For For Management 2.9 Elect Director Murata, Ryuichi For For Management 2.10 Elect Director Yanagi, Masanori For For Management 2.11 Elect Director Ogura, Toshihide For For Management 2.12 Elect Director Hara, Shiro For For Management 2.13 Elect Director Nishimura, Takashi For For Management 3.1 Appoint Statutory Auditor Tabuchi, For For Management Hirohisa 3.2 Appoint Statutory Auditor Maeda, For For Management Masahiro 3.3 Appoint Statutory Auditor Suzuki, For For Management Kazumi 3.4 Appoint Statutory Auditor Katayama, For For Management Toshiko 3.5 Appoint Statutory Auditor Tada, Hitoshi For For Management -------------------------------------------------------------------------------- KIRIN HOLDINGS CO., LTD. Ticker: 2503 Security ID: 497350108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32.5 2.1 Elect Director Isozaki, Yoshinori For For Management 2.2 Elect Director Nishimura, Keisuke For For Management 2.3 Elect Director Miyoshi, Toshiya For For Management 2.4 Elect Director Yokota, Noriya For For Management 2.5 Elect Director Kobayashi, Noriaki For For Management 2.6 Elect Director Arakawa, Shoshi For For Management 2.7 Elect Director Mori, Masakatsu For For Management 2.8 Elect Director Yanagi, Hiroyuki For For Management 2.9 Elect Director Matsuda, Chieko For For Management 2.10 Elect Director Shiono, Noriko For For Management 2.11 Elect Director Rod Eddington For For Management 2.12 Elect Director George Olcott For For Management 3 Appoint Statutory Auditor Kashima, For For Management Kaoru 4 Approve Trust-Type Equity Compensation For For Management Plan and Phantom Stock Plan 5 Approve Compensation Ceiling for For For Management Directors 6 Initiate Share Repurchase Program Against Against Shareholder 7 Approve Restricted Stock Plan Against Against Shareholder 8 Reduce Cash Compensation Celling for Against Against Shareholder Directors to JPY 600 Million per Year 9.1 Elect Shareholder Director Nominee Against Against Shareholder Nicholas E Benes 9.2 Elect Shareholder Director Nominee Against Against Shareholder Kikuchi, Kanako -------------------------------------------------------------------------------- KOBAYASHI PHARMACEUTICAL CO., LTD. Ticker: 4967 Security ID: J3430E103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Kobayashi, Kazumasa For For Management 2.2 Elect Director Kobayashi, Akihiro For For Management 2.3 Elect Director Yamane, Satoshi For For Management 2.4 Elect Director Tsuji, Haruo For For Management 2.5 Elect Director Ito, Kunio For For Management 2.6 Elect Director Sasaki, Kaori For For Management 3 Appoint Statutory Auditor Ariizumi, For For Management Chiaki -------------------------------------------------------------------------------- KOBE BUSSAN CO., LTD. Ticker: 3038 Security ID: J3478K102 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Tanaka, Yasuhiro For For Management 2.2 Elect Director Nakajima, Tsutomu For For Management 2.3 Elect Director Watanabe, Akihito For For Management 2.4 Elect Director Ieki, Takeshi For For Management 2.5 Elect Director Nomura, Sachiko For For Management -------------------------------------------------------------------------------- KOBE STEEL, LTD. Ticker: 5406 Security ID: J34555250 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamaguchi, Mitsugu For For Management 1.2 Elect Director Koshiishi, Fusaki For For Management 1.3 Elect Director Shibata, Koichiro For For Management 1.4 Elect Director Kitagawa, Jiro For For Management 1.5 Elect Director Katsukawa, Yoshihiko For For Management 1.6 Elect Director Kitabata, Takao For For Management 1.7 Elect Director Bamba, Hiroyuki For For Management 1.8 Elect Director Ito, Yumiko For For Management 1.9 Elect Director Mizuguchi, Makoto For For Management 1.10 Elect Director Morisaki, Kazuto For For Management 1.11 Elect Director Nagara, Hajime For For Management 2.1 Elect Director and Audit Committee For For Management Member Ishikawa, Hiroshi 2.2 Elect Director and Audit Committee For For Management Member Tsushima, Yasushi 2.3 Elect Director and Audit Committee For For Management Member Miyata, Yoshiiku 2.4 Elect Director and Audit Committee For For Management Member Miura, Kunio 2.5 Elect Director and Audit Committee For Against Management Member Kono, Masaaki 3 Elect Alternate Director and Audit For For Management Committee Member Shioji, Hiromi -------------------------------------------------------------------------------- KOITO MANUFACTURING CO., LTD. Ticker: 7276 Security ID: J34899104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Appoint Statutory Auditor Kikuchi, For For Management Mitsuo 2.2 Appoint Statutory Auditor Kawaguchi, For For Management Yohei 2.3 Appoint Statutory Auditor Suzuki, For Against Management Yukinobu -------------------------------------------------------------------------------- KOJIMA CO., LTD. Ticker: 7513 Security ID: J34964106 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Kimura, Kazuyoshi For For Management 2.2 Elect Director Tsukamoto, Chiaki For For Management 2.3 Elect Director Arakawa, Tadashi For For Management 2.4 Elect Director Shito, Ryuji For For Management 2.5 Elect Director Miyajima, Hiroyuki For For Management 2.6 Elect Director Abe, Toru For For Management 3.1 Elect Director and Audit Committee For For Management Member Mizunuma, Sadao 3.2 Elect Director and Audit Committee For For Management Member Aizawa, Mitsue 3.3 Elect Director and Audit Committee For For Management Member Doi, Mitsuru 4 Elect Alternate Director and Audit For For Management Committee Member Yamamiya, Shinichiro -------------------------------------------------------------------------------- KOKUYO CO., LTD. Ticker: 7984 Security ID: J35544105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20.5 2 Amend Articles to Remove Provisions on For For Management Takeover Defense 3.1 Elect Director Kuroda, Hidekuni For For Management 3.2 Elect Director Morikawa, Takuya For For Management 3.3 Elect Director Miyagaki, Nobuyuki For For Management 3.4 Elect Director Sakagami, Kozo For For Management 3.5 Elect Director Hamada, Hiroshi For For Management 3.6 Elect Director Fujiwara, Taketsugu For For Management 3.7 Elect Director Masuyama, Mika For For Management 4 Appoint Statutory Auditor Toyoshi, Yoko For For Management 5 Appoint Alternate Statutory Auditor For For Management Takahashi, Akito -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Ohashi, Tetsuji For For Management 2.2 Elect Director Ogawa, Hiroyuki For For Management 2.3 Elect Director Moriyama, Masayuki For For Management 2.4 Elect Director Mizuhara, Kiyoshi For For Management 2.5 Elect Director Urano, Kuniko For For Management 2.6 Elect Director Kigawa, Makoto For For Management 2.7 Elect Director Kunibe, Takeshi For For Management 2.8 Elect Director Arthur M. Mitchell For For Management 3 Appoint Statutory Auditor Sasaki, For For Management Terumi -------------------------------------------------------------------------------- KONAMI HOLDINGS CORP. Ticker: 9766 Security ID: J3600L101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kozuki, Kagemasa For For Management 2.2 Elect Director Higashio, Kimihiko For For Management 2.3 Elect Director Hayakawa, Hideki For For Management 2.4 Elect Director Okita, Katsunori For For Management 2.5 Elect Director Matsura, Yoshihiro For For Management 2.6 Elect Director Gemma, Akira For For Management 2.7 Elect Director Yamaguchi, Kaori For For Management 2.8 Elect Director Kubo, Kimito For For Management -------------------------------------------------------------------------------- KONICA MINOLTA, INC. Ticker: 4902 Security ID: J36060119 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsuzaki, Masatoshi For Against Management 1.2 Elect Director Yamana, Shoei For For Management 1.3 Elect Director Hatchoji, Takashi For For Management 1.4 Elect Director Fujiwara, Taketsugu For For Management 1.5 Elect Director Hodo, Chikatomo For For Management 1.6 Elect Director Sakie Tachibana For For Management Fukushima 1.7 Elect Director Sakuma, Soichiro For For Management 1.8 Elect Director Ito, Toyotsugu For Against Management 1.9 Elect Director Suzuki, Hiroyuki For Against Management 1.10 Elect Director Taiko, Toshimitsu For For Management 1.11 Elect Director Hatano, Seiji For For Management 1.12 Elect Director Uchida, Masafumi For For Management -------------------------------------------------------------------------------- KOSHIDAKA HOLDINGS CO., LTD. Ticker: 2157 Security ID: J36577104 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6 2.1 Elect Director Koshidaka, Hiroshi For For Management 2.2 Elect Director Asakura, Kazuhiro For For Management 2.3 Elect Director Koshidaka, Miwako For For Management 2.4 Elect Director Doi, Yoshihito For For Management 2.5 Elect Director Zama, Akira For For Management 3.1 Elect Director and Audit Committee For Against Management Member Nishi, Tomohiko 3.2 Elect Director and Audit Committee For For Management Member Moriuchi, Shigeyuki 3.3 Elect Director and Audit Committee For Against Management Member Takai, Kenichi 4 Approve Spin-Off of Curves Holdings For Against Management -------------------------------------------------------------------------------- KUBOTA CORP. Ticker: 6326 Security ID: J36662138 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimata, Masatoshi For For Management 1.2 Elect Director Kitao, Yuichi For For Management 1.3 Elect Director Yoshikawa, Masato For For Management 1.4 Elect Director Sasaki, Shinji For For Management 1.5 Elect Director Kurosawa, Toshihiko For For Management 1.6 Elect Director Watanabe, Dai For For Management 1.7 Elect Director Matsuda, Yuzuru For For Management 1.8 Elect Director Ina, Koichi For For Management 1.9 Elect Director Shintaku, Yutaro For For Management 2 Appoint Statutory Auditor Yamada, For For Management Yuichi 3 Approve Annual Bonus For For Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KURARAY CO., LTD. Ticker: 3405 Security ID: J37006137 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Ito, Masaaki For For Management 2.2 Elect Director Hayase, Hiroaya For For Management 2.3 Elect Director Sano, Yoshimasa For For Management 2.4 Elect Director Abe, Kenichi For For Management 2.5 Elect Director Kawahara, Hitoshi For For Management 2.6 Elect Director Taga, Keiji For For Management 2.7 Elect Director Matthias Gutweiler For For Management 2.8 Elect Director Takai, Nobuhiko For For Management 2.9 Elect Director Hamaguchi, Tomokazu For For Management 2.10 Elect Director Hamano, Jun For For Management 2.11 Elect Director Murata, Keiko For For Management 2.12 Elect Director Tanaka, Satoshi For For Management 3 Appoint Statutory Auditor Nakayama, For For Management Kazuhiro -------------------------------------------------------------------------------- KURITA WATER INDUSTRIES LTD. Ticker: 6370 Security ID: J37221116 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Kadota, Michiya For For Management 2.2 Elect Director Ito, Kiyoshi For For Management 2.3 Elect Director Yamada, Yoshio For For Management 2.4 Elect Director Ejiri, Hirohiko For For Management 2.5 Elect Director Suzuki, Yasuo For For Management 2.6 Elect Director Kobayashi, Toshimi For For Management 2.7 Elect Director Moriwaki, Tsuguto For For Management 2.8 Elect Director Sugiyama, Ryoko For For Management 2.9 Elect Director Tanaka, Keiko For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Kenjiro 3.2 Appoint Statutory Auditor Tada, For For Management Toshiaki 4 Appoint Alternate Statutory Auditor For For Management Nagasawa, Tetsuya -------------------------------------------------------------------------------- KUSURI NO AOKI HOLDINGS CO., LTD. Ticker: 3549 Security ID: J37526100 Meeting Date: AUG 17, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2 Amend Articles to Amend Business Lines For Against Management - Authorize Board to Determine Income Allocation 3.1 Elect Director Aoki, Keisei For For Management 3.2 Elect Director Aoki, Yasutoshi For For Management 3.3 Elect Director Aoki, Hironori For For Management 3.4 Elect Director Yahata, Ryoichi For For Management 3.5 Elect Director Yoshino, Kunihiko For For Management 3.6 Elect Director Okada, Motoya For For Management 3.7 Elect Director Yanagida, Naoki For For Management 4 Appoint Alternate Statutory Auditor For For Management Morioka, Shinichi -------------------------------------------------------------------------------- KYOCERA CORP. Ticker: 6971 Security ID: J37479110 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Appoint Statutory Auditor Harada, For For Management Itsuki 2.2 Appoint Statutory Auditor Sakata, For For Management Hitoshi 2.3 Appoint Statutory Auditor Akiyama, For For Management Masaaki 2.4 Appoint Statutory Auditor Koyama, For For Management Shigeru -------------------------------------------------------------------------------- KYOWA EXEO CORP. Ticker: 1951 Security ID: J38232104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Mino, Koichi For For Management 3.2 Elect Director Asano, Kenji For For Management 3.3 Elect Director Mochizuki, Tatsushi For For Management 4.1 Appoint Statutory Auditor Aramaki, For For Management Tomoko 4.2 Appoint Statutory Auditor Sakuyama, For For Management Yuki 4.3 Appoint Statutory Auditor Yamada, For For Management Shinnosuke 5 Appoint Alternate Statutory Auditor For For Management Takahashi, Kimiko -------------------------------------------------------------------------------- KYOWA KIRIN CO., LTD. Ticker: 4151 Security ID: J38296117 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Miyamoto, Masashi For For Management 3.2 Elect Director Osawa, Yutaka For For Management 3.3 Elect Director Mikayama, Toshifumi For For Management 3.4 Elect Director Yokota, Noriya For For Management 3.5 Elect Director Uryu, Kentaro For For Management 3.6 Elect Director Morita, Akira For For Management 3.7 Elect Director Haga, Yuko For For Management 4 Appoint Statutory Auditor Ueno, Masaki For Against Management 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KYUDENKO CORP. Ticker: 1959 Security ID: J38425104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishimura, Matsuji For For Management 1.2 Elect Director Sato, Naofumi For For Management 1.3 Elect Director Takei, Hideki For For Management 1.4 Elect Director Ishibashi, Kazuyuki For For Management 1.5 Elect Director Jono, Masaaki For For Management 1.6 Elect Director Yamamoto, Yasuhiro For For Management 1.7 Elect Director Kashima, Yasuhiro For For Management 1.8 Elect Director Fukui, Keizo For For Management 1.9 Elect Director Hokahori, Takahiro For For Management 1.10 Elect Director Suyama, Kazuhiro For For Management 1.11 Elect Director Watanabe, Akiyoshi For For Management 1.12 Elect Director Kuratomi, Sumio For For Management 2.1 Appoint Statutory Auditor Ogata, Isamu For For Management 2.2 Appoint Statutory Auditor Uriu, For Against Management Michiaki -------------------------------------------------------------------------------- KYUSHU ELECTRIC POWER CO., INC. Ticker: 9508 Security ID: J38468104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 1,052,877 for Class A Preferred Shares and JPY 15 for Ordinary Shares 2.1 Elect Director Uriu, Michiaki For For Management 2.2 Elect Director Ikebe, Kazuhiro For For Management 2.3 Elect Director Yakushinji, Hideomi For For Management 2.4 Elect Director Fujii, Ichiro For For Management 2.5 Elect Director Toyoma, Makoto For For Management 2.6 Elect Director Osa, Nobuya For For Management 2.7 Elect Director Toyoshima, Naoyuki For For Management 2.8 Elect Director Ogura, Yoshio For For Management 2.9 Elect Director Akiyama, Yasuji For For Management 2.10 Elect Director Watanabe, Akiyoshi For For Management 2.11 Elect Director Sakie Fukushima For For Management Tachibana 3.1 Elect Director and Audit Committee For For Management Member Koga, Kazutaka 3.2 Elect Director and Audit Committee For For Management Member Fujita, Kazuko 3.3 Elect Director and Audit Committee For For Management Member Tani, Hiroko 4 Amend Articles to Add Provision on Against Against Shareholder Abolition of Advisory Positions 5 Amend Articles to Establish Against Against Shareholder Investigation Committee on Illegal Funding concerning Nuclear Power Generation and Related Businesses 6 Amend Articles to Establish Tritium Against Against Shareholder Contamination Investigation Committee 7 Amend Articles to Add Provision Against Against Shareholder concerning Employment of Nuclear Site Workers 8 Amend Articles to Add Provision Against Against Shareholder concerning Duration of Operation of Nuclear Power Plants 9 Amend Articles to Suspend Operation of Against Against Shareholder Nuclear Power Plants in Genkai Town and Sendai City -------------------------------------------------------------------------------- KYUSHU RAILWAY CO. Ticker: 9142 Security ID: J41079104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 46.5 2.1 Elect Director Karaike, Koji For For Management 2.2 Elect Director Aoyagi, Toshihiko For For Management 2.3 Elect Director Tanaka, Ryuji For For Management 2.4 Elect Director Furumiya, Yoji For For Management 2.5 Elect Director Mori, Toshihiro For For Management 2.6 Elect Director Fukunaga, Hiroyuki For For Management 2.7 Elect Director Nuki, Masayoshi For For Management 2.8 Elect Director Kuwano, Izumi For For Management 2.9 Elect Director Ichikawa, Toshihide For For Management 2.10 Elect Director Asatsuma, Shinji For For Management 2.11 Elect Director Muramatsu, Kuniko For For Management 3.1 Elect Director and Audit Committee For For Management Member Kuga, Eiichi 3.2 Elect Director and Audit Committee For For Management Member Hirokawa, Masaya 3.3 Elect Director and Audit Committee For Against Management Member Ide, Kazuhide 3.4 Elect Director and Audit Committee For For Management Member Eto, Yasunori 4 Amend Articles to Disclose Revenues, Against Against Shareholder EBITDA, Net Operating Income and Appraised Cap Rate for Each Commercial and Residential Real Estate Assets 5 Elect Shareholder Director Nominee Against Against Shareholder Takei, Fumiyo 6 Elect Shareholder Director Nominee Against Against Shareholder Motoyoshi, Daizo 7 Elect Shareholder Director Nominee Against Against Shareholder Nagao, Yoshiko -------------------------------------------------------------------------------- LASERTEC CORP. Ticker: 6920 Security ID: J38702106 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Okabayashi, Osamu For For Management 2.2 Elect Director Kusunose, Haruhiko For For Management 2.3 Elect Director Uchiyama, Shu For For Management 2.4 Elect Director Moriizumi, Koichi For For Management 2.5 Elect Director Seki, Hirokazu For For Management 2.6 Elect Director Kajikawa, Nobuhiro For For Management 2.7 Elect Director Ebihara, Minoru For For Management 2.8 Elect Director Shimoyama, Takayuki For For Management 3 Appoint Alternate Statutory Auditor For For Management Mizuno, Osamu 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- LAWSON, INC. Ticker: 2651 Security ID: J3871L103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Takemasu, Sadanobu For For Management 3.2 Elect Director Imada, Katsuyuki For For Management 3.3 Elect Director Nakaniwa, Satoshi For For Management 3.4 Elect Director Kyoya, Yutaka For For Management 3.5 Elect Director Hayashi, Keiko For For Management 3.6 Elect Director Nishio, Kazunori For For Management 3.7 Elect Director Iwamura, Miki For For Management 3.8 Elect Director Suzuki, Satoko For For Management 4.1 Appoint Statutory Auditor Imagawa, For For Management Shuichi 4.2 Appoint Statutory Auditor Yoshida, For For Management Keiko 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- LINE CORP. Ticker: 3938 Security ID: J38932109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- LION CORP. Ticker: 4912 Security ID: J38933107 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hama, Itsuo For For Management 1.2 Elect Director Kikukawa, Masazumi For For Management 1.3 Elect Director Kobayashi, Kenjiro For For Management 1.4 Elect Director Sakakibara, Takeo For For Management 1.5 Elect Director Kume, Yugo For For Management 1.6 Elect Director Noritake, Fumitomo For For Management 1.7 Elect Director Uchida, Kazunari For For Management 1.8 Elect Director Shiraishi, Takashi For For Management 1.9 Elect Director Sugaya, Takako For For Management 2 Appoint Alternate Statutory Auditor For For Management Sunaga, Akemi -------------------------------------------------------------------------------- LIXIL GROUP CORP. Ticker: 5938 Security ID: J3893W103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Matsumoto, Sachio For For Management 2.3 Elect Director Hwa Jin Song Montesano For For Management 2.4 Elect Director Uchibori, Tamio For For Management 2.5 Elect Director Onimaru, Kaoru For For Management 2.6 Elect Director Suzuki, Teruo For For Management 2.7 Elect Director Nishiura, Yuji For For Management 2.8 Elect Director Hamaguchi, Daisuke For For Management 2.9 Elect Director Matsuzaki, Masatoshi For For Management -------------------------------------------------------------------------------- M3, INC. Ticker: 2413 Security ID: J4697J108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanimura, Itaru For For Management 1.2 Elect Director Tomaru, Akihiko For For Management 1.3 Elect Director Tsuchiya, Eiji For For Management 1.4 Elect Director Izumiya, Kazuyuki For For Management 1.5 Elect Director Urae, Akinori For For Management 1.6 Elect Director Yoshida, Kenichiro For For Management 1.7 Elect Director Mori, Kenichi For For Management 2.1 Elect Director and Audit Committee For For Management Member Ii, Masako 2.2 Elect Director and Audit Committee For For Management Member Yamazaki, Mayuka 2.3 Elect Director and Audit Committee For For Management Member Toyama, Ryoko -------------------------------------------------------------------------------- MABUCHI MOTOR CO., LTD. Ticker: 6592 Security ID: J39186101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 68 2.1 Elect Director Okoshi, Hiro For For Management 2.2 Elect Director Itokawa, Masato For For Management 2.3 Elect Director Katayama, Hirotaro For For Management 2.4 Elect Director Taniguchi, Shinichi For For Management 2.5 Elect Director Iyoda, Tadahito For For Management 2.6 Elect Director Uenishi, Eiji For For Management 2.7 Elect Director Mitarai, Naoki For For Management 2.8 Elect Director Tsutsumi, Kazuhiko For For Management 2.9 Elect Director Jody L. Ono For For Management -------------------------------------------------------------------------------- MACROMILL, INC. Ticker: 3978 Security ID: J3924V108 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Ernst For Against Management 1.2 Elect Director Iriyama, Akie For For Management 1.3 Elect Director Mizushima, Atsushi For For Management 1.4 Elect Director Lawrence Weber For For Management 1.5 Elect Director Nishi, Naofumi For Against Management 1.6 Elect Director Nishiyama, Shigeru For For Management -------------------------------------------------------------------------------- MAEDA CORP. Ticker: 1824 Security ID: J39315106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Maeda, Soji For For Management 2.2 Elect Director Nakanishi, Takao For For Management 2.3 Elect Director Sekimoto, Shogo For For Management 2.4 Elect Director Kondo, Seiichi For For Management 2.5 Elect Director Kibe, Kazunari For For Management 2.6 Elect Director Okawa, Naoya For For Management 2.7 Elect Director Hatakama, Yuji For For Management 2.8 Elect Director Dobashi, Akio For For Management 2.9 Elect Director Makuta, Hideo For For Management 2.10 Elect Director Murayama, Rie For For Management 2.11 Elect Director Takagi, Atsushi For For Management -------------------------------------------------------------------------------- MAEDA ROAD CONSTRUCTION CO., LTD. Ticker: 1883 Security ID: J39401104 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Special Dividend of JPY 650 -------------------------------------------------------------------------------- MAEDA ROAD CONSTRUCTION CO., LTD. Ticker: 1883 Security ID: J39401104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Fukuta, Kojiro For For Management 2.2 Elect Director Imaizumi, Yasuhiko For For Management 2.3 Elect Director Takekawa, Hideya For For Management 2.4 Elect Director Nishikawa, Hirotaka For For Management 2.5 Elect Director Nagumo, Masaji For For Management 2.6 Elect Director Onishi, Kunio For For Management 2.7 Elect Director Watanabe, Akira For For Management 2.8 Elect Director Moriya, Koichi For For Management 2.9 Elect Director Ohori, Ryusuke For For Management 2.10 Elect Director Kawaguchi, Mitsunori For For Management 3.1 Appoint Statutory Auditor Hashimoto, For For Management Keiichiro 3.2 Appoint Statutory Auditor Otawara, For For Management Yoshitaka 3.3 Appoint Statutory Auditor Nakano, For For Management Yukiko 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- MAKITA CORP. Ticker: 6586 Security ID: J39584107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2.1 Appoint Statutory Auditor Wakayama, For For Management Mitsuhiko 2.2 Appoint Statutory Auditor Kodama, Akira For For Management 2.3 Appoint Statutory Auditor Inoue, Shoji For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- MANI, INC. Ticker: 7730 Security ID: J39673108 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsutani, Masaaki For Against Management 1.2 Elect Director Takai, Toshihide For For Management 1.3 Elect Director Takahashi, Kazuo For For Management 1.4 Elect Director Masaki, Tomoko For For Management 1.5 Elect Director Morikawa, Michio For For Management 1.6 Elect Director Matsuda, Michiharu For For Management 1.7 Elect Director Yano, Tatsushi For For Management -------------------------------------------------------------------------------- MARUBENI CORP. Ticker: 8002 Security ID: J39788138 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kokubu, Fumiya For For Management 2.2 Elect Director Takahara, Ichiro For For Management 2.3 Elect Director Kakinoki, Masumi For For Management 2.4 Elect Director Ishizuki, Mutsumi For For Management 2.5 Elect Director Oikawa, Kenichiro For For Management 2.6 Elect Director Furuya, Takayuki For For Management 2.7 Elect Director Kitabata, Takao For For Management 2.8 Elect Director Takahashi, Kyohei For For Management 2.9 Elect Director Okina, Yuri For For Management 2.10 Elect Director Hatchoji, Takashi For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Appoint Statutory Auditor Kikuchi, For For Management Yoichi 3.2 Appoint Statutory Auditor Nishiyama, For For Management Shigeru 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- MARUI GROUP CO., LTD. Ticker: 8252 Security ID: J40089104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Aoi, Hiroshi For For Management 2.2 Elect Director Okajima, Etsuko For For Management 2.3 Elect Director Taguchi, Yoshitaka For For Management 2.4 Elect Director Muroi, Masahiro For For Management 2.5 Elect Director Nakamura, Masao For For Management 2.6 Elect Director Kato, Hirotsugu For For Management 2.7 Elect Director Aoki, Masahisa For For Management 2.8 Elect Director Ito, Yuko For For Management 3.1 Appoint Statutory Auditor Kawai, For For Management Hitoshi 3.2 Appoint Statutory Auditor Takagi, For For Management Takehiko 3.3 Appoint Statutory Auditor Suzuki, Yoko For For Management 4 Appoint Alternate Statutory Auditor For For Management Nozaki, Akira -------------------------------------------------------------------------------- MARUICHI STEEL TUBE LTD. Ticker: 5463 Security ID: J40046104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Hiroyuki For For Management 1.2 Elect Director Yoshimura, Yoshinori For For Management 1.3 Elect Director Horikawa, Daiji For For Management 1.4 Elect Director Kadono, Minoru For For Management 1.5 Elect Director Nakano, Kenjiro For For Management 1.6 Elect Director Ushino, Kenichiro For For Management 1.7 Elect Director Fujioka, Yuka For For Management -------------------------------------------------------------------------------- MATSUMOTOKIYOSHI HOLDINGS CO., LTD. Ticker: 3088 Security ID: J41208109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Matsumoto, Namio For For Management 2.2 Elect Director Matsumoto, Kiyo For For Management 2.3 Elect Director Matsumoto, Takashi For For Management 2.4 Elect Director Ota, Takao For For Management 2.5 Elect Director Obe, Shingo For For Management 2.6 Elect Director Ishibashi, Akio For For Management 2.7 Elect Director Matsushita, Isao For For Management 2.8 Elect Director Omura, Hiro For For Management 2.9 Elect Director Kimura, Keiji For For Management 2.10 Elect Director Okiyama, Tomoko For For Management 3.1 Appoint Statutory Auditor Koike, Noriko For For Management 3.2 Appoint Statutory Auditor Watanabe, For For Management Shoichi 4 Appoint Alternate Statutory Auditor For For Management Seno, Yoshiaki -------------------------------------------------------------------------------- MAZDA MOTOR CORP. Ticker: 7261 Security ID: J41551110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Kogai, Masamichi For For Management 2.2 Elect Director Marumoto, Akira For For Management 2.3 Elect Director Fujiwara, Kiyoshi For For Management 2.4 Elect Director Shobuda, Kiyotaka For For Management 2.5 Elect Director Ono, Mitsuru For For Management 2.6 Elect Director Koga, Akira For For Management 2.7 Elect Director Moro, Masahiro For For Management 2.8 Elect Director Sato, Kiyoshi For For Management 2.9 Elect Director Ogawa, Michiko For For Management -------------------------------------------------------------------------------- MEBUKI FINANCIAL GROUP, INC. Ticker: 7167 Security ID: J4248A101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sasajima, Ritsuo For For Management 1.2 Elect Director Shimizu, Kazuyuki For For Management 1.3 Elect Director Nishino, Hidebumi For For Management 1.4 Elect Director Naito, Yoshihiro For For Management 1.5 Elect Director Akino, Tetsuya For For Management 1.6 Elect Director Ono, Hiromichi For For Management 1.7 Elect Director Shu, Yoshimi For For Management 2.1 Elect Director and Audit Committee For For Management Member Murashima, Eiji 2.2 Elect Director and Audit Committee For For Management Member Ono, Kunihiro 2.3 Elect Director and Audit Committee For For Management Member Kawamata, Satoru 2.4 Elect Director and Audit Committee For For Management Member Nagasawa, Toru 2.5 Elect Director and Audit Committee For For Management Member Shimizu, Takashi 3 Elect Alternate Director and Audit For For Management Committee Member Shinozaki, Kazunori 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MEDIPAL HOLDINGS CORP. Ticker: 7459 Security ID: J4189T101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Watanabe, Shuichi For For Management 1.2 Elect Director Chofuku, Yasuhiro For For Management 1.3 Elect Director Yoda, Toshihide For For Management 1.4 Elect Director Sakon, Yuji For For Management 1.5 Elect Director Hasegawa, Takuro For For Management 1.6 Elect Director Watanabe, Shinjiro For For Management 1.7 Elect Director Kasutani, Seiichi For For Management 1.8 Elect Director Kagami, Mitsuko For For Management 1.9 Elect Director Asano, Toshio For For Management 1.10 Elect Director Shoji, Kuniko For For Management 1.11 Elect Director Mimura, Koichi For For Management -------------------------------------------------------------------------------- MEIJI HOLDINGS CO., LTD. Ticker: 2269 Security ID: J41729104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawamura, Kazuo For For Management 1.2 Elect Director Kobayashi, Daikichiro For For Management 1.3 Elect Director Matsuda, Katsunari For For Management 1.4 Elect Director Shiozaki, Koichiro For For Management 1.5 Elect Director Furuta, Jun For For Management 1.6 Elect Director Iwashita, Tomochika For For Management 1.7 Elect Director Murayama, Toru For For Management 1.8 Elect Director Matsumura, Mariko For For Management 2 Appoint Alternate Statutory Auditor For For Management Imamura, Makoto -------------------------------------------------------------------------------- MEIKO NETWORK JAPAN CO., LTD. Ticker: 4668 Security ID: J4194F104 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Watanabe, Hirotake For For Management 2.2 Elect Director Yamashita, Kazuhito For For Management 2.3 Elect Director Horiuchi, Koshi For For Management 2.4 Elect Director Osaka, Yukie For For Management 2.5 Elect Director Yao, Noriko For For Management 2.6 Elect Director Ikegawa, Chie For For Management 3 Appoint Statutory Auditor Utsugi, For Against Management Toshiichi -------------------------------------------------------------------------------- MILBON CO., LTD. Ticker: 4919 Security ID: J42766105 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29 2.1 Elect Director Sato, Ryuji For For Management 2.2 Elect Director Shigemune, Noboru For For Management 2.3 Elect Director Murai, Masahiro For For Management 2.4 Elect Director Murata, Teruo For For Management 2.5 Elect Director Takeda, Yasufumi For For Management 2.6 Elect Director Oshio, Mitsuru For For Management 2.7 Elect Director Konoike, Kazunobu For For Management 2.8 Elect Director Takahata, Shoichiro For For Management 2.9 Elect Director Hamaguchi, Taizo For For Management 3.1 Appoint Statutory Auditor Endo, Keisuke For For Management 3.2 Appoint Statutory Auditor Okuda, For For Management Yoshihiko 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MIMASU SEMICONDUCTOR INDUSTRY CO., LTD. Ticker: 8155 Security ID: J42798108 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Nakazawa, Masayuki For For Management 2.2 Elect Director Hosoya, Nobuaki For For Management 2.3 Elect Director Yako, Tatsuro For For Management 2.4 Elect Director Katahira, Kozaburo For For Management 2.5 Elect Director Yamazaki, Tetsuo For For Management 2.6 Elect Director Haruyama, Susumu For For Management 2.7 Elect Director Tsukagoshi, Katsumi For For Management 2.8 Elect Director Kurihara, Hiroshi For For Management 3.1 Appoint Statutory Auditor Hagiwara, For For Management Masanobu 3.2 Appoint Statutory Auditor Kusuhara, For For Management Toshikazu -------------------------------------------------------------------------------- MINEBEA MITSUMI, INC. Ticker: 6479 Security ID: J42884130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kainuma, Yoshihisa For For Management 1.2 Elect Director Moribe, Shigeru For For Management 1.3 Elect Director Iwaya, Ryozo For For Management 1.4 Elect Director Tsuruta, Tetsuya For For Management 1.5 Elect Director None, Shigeru For For Management 1.6 Elect Director Kagami, Michiya For For Management 1.7 Elect Director Yoshida, Katsuhiko For For Management 1.8 Elect Director Aso, Hiroshi For For Management 1.9 Elect Director Murakami, Koshi For For Management 1.10 Elect Director Matsumura, Atsuko For For Management 1.11 Elect Director Haga, Yuko For For Management 1.12 Elect Director Matsuoka, Takashi For For Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORP. Ticker: 4188 Security ID: J44046100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobayashi, Yoshimitsu For Against Management 1.2 Elect Director Ochi, Hitoshi For For Management 1.3 Elect Director Date, Hidefumi For Against Management 1.4 Elect Director Fujiwara, Ken For Against Management 1.5 Elect Director Glenn H. Fredrickson For For Management 1.6 Elect Director Kobayashi, Shigeru For Against Management 1.7 Elect Director Katayama, Hiroshi For Against Management 1.8 Elect Director Kunii, Hideko For For Management 1.9 Elect Director Hashimoto, Takayuki For For Management 1.10 Elect Director Hodo, Chikatomo For For Management 1.11 Elect Director Kikuchi, Kiyomi For For Management 1.12 Elect Director Yamada, Tatsumi For For Management -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: J43830116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 68 2.1 Elect Director Kobayashi, Ken For For Management 2.2 Elect Director Kakiuchi, Takehiko For For Management 2.3 Elect Director Masu, Kazuyuki For For Management 2.4 Elect Director Yoshida, Shinya For For Management 2.5 Elect Director Murakoshi, Akira For For Management 2.6 Elect Director Sakakida, Masakazu For For Management 2.7 Elect Director Nishiyama, Akihiko For For Management 2.8 Elect Director Saiki, Akitaka For For Management 2.9 Elect Director Tatsuoka, Tsuneyoshi For For Management 2.10 Elect Director Miyanaga, Shunichi For For Management 2.11 Elect Director Akiyama, Sakie For For Management 3.1 Appoint Statutory Auditor Takayama, For For Management Yasuko 3.2 Appoint Statutory Auditor Sato, Rieko For For Management 3.3 Appoint Statutory Auditor Nakao, For For Management Takeshi -------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. Ticker: 6503 Security ID: J43873116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakuyama, Masaki For Against Management 1.2 Elect Director Sugiyama, Takeshi For For Management 1.3 Elect Director Sagawa, Masahiko For Against Management 1.4 Elect Director Harada, Shinji For Against Management 1.5 Elect Director Kawagoishi, Tadashi For Against Management 1.6 Elect Director Sakamoto, Takashi For Against Management 1.7 Elect Director Uruma, Kei For For Management 1.8 Elect Director Yabunaka, Mitoji For For Management 1.9 Elect Director Obayashi, Hiroshi For For Management 1.10 Elect Director Watanabe, Kazunori For For Management 1.11 Elect Director Koide, Hiroko For For Management 1.12 Elect Director Oyamada, Takashi For For Management -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO., LTD. Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Sugiyama, Hirotaka For For Management 2.2 Elect Director Yoshida, Junichi For For Management 2.3 Elect Director Tanisawa, Junichi For For Management 2.4 Elect Director Arimori, Tetsuji For For Management 2.5 Elect Director Katayama, Hiroshi For For Management 2.6 Elect Director Naganuma, Bunroku For For Management 2.7 Elect Director Kato, Jo For Against Management 2.8 Elect Director Okusa, Toru For Against Management 2.9 Elect Director Okamoto, Tsuyoshi For For Management 2.10 Elect Director Ebihara, Shin For For Management 2.11 Elect Director Narukawa, Tetsuo For For Management 2.12 Elect Director Shirakawa, Masaaki For For Management 2.13 Elect Director Nagase, Shin For For Management 2.14 Elect Director Egami, Setsuko For For Management 2.15 Elect Director Taka, Iwao For For Management -------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL CO., INC. Ticker: 4182 Security ID: J43959113 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurai, Toshikiyo For For Management 1.2 Elect Director Fujii, Masashi For For Management 1.3 Elect Director Inari, Masato For For Management 1.4 Elect Director Ariyoshi, Nobuhisa For For Management 1.5 Elect Director Okubo, Tomohiko For For Management 1.6 Elect Director Kato, Kenji For For Management 1.7 Elect Director Kosaka, Yasushi For For Management 1.8 Elect Director Nagaoka, Naruyuki For For Management 1.9 Elect Director Tanigawa, Kazuo For For Management 1.10 Elect Director Sato, Tsugio For For Management 1.11 Elect Director Hirose, Haruko For For Management 1.12 Elect Director Suzuki, Toru For For Management 2.1 Appoint Statutory Auditor Sugita, For For Management Katsuhiko 2.2 Appoint Statutory Auditor Mizukami, For For Management Masamichi -------------------------------------------------------------------------------- MITSUBISHI HEAVY INDUSTRIES, LTD. Ticker: 7011 Security ID: J44002178 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Miyanaga, Shunichi For For Management 2.2 Elect Director Izumisawa, Seiji For For Management 2.3 Elect Director Mishima, Masahiko For For Management 2.4 Elect Director Kozawa, Hisato For For Management 2.5 Elect Director Shinohara, Naoyuki For For Management 2.6 Elect Director Kobayashi, Ken For For Management 2.7 Elect Director Morikawa, Noriko For For Management 3 Elect Director and Audit Committee For For Management Member Okura, Koji -------------------------------------------------------------------------------- MITSUBISHI LOGISTICS CORP. Ticker: 9301 Security ID: J44561108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Fujikura, Masao For For Management 2.2 Elect Director Ohara, Yoshiji For For Management 2.3 Elect Director Wakabayashi, Hitoshi For For Management 2.4 Elect Director Saito, Yasushi For For Management 2.5 Elect Director Kimura, Shinji For For Management 2.6 Elect Director Naraba, Saburo For For Management 2.7 Elect Director Nishikawa, Hiroshi For For Management 2.8 Elect Director Wakabayashi, Tatsuo For For Management 2.9 Elect Director Kitazawa, Toshifumi For For Management 2.10 Elect Director Nakashima, Tatsushi For For Management 2.11 Elect Director Yamao, Akira For For Management 2.12 Elect Director Miura, Akio For For Management 2.13 Elect Director Naito, Tadaaki For For Management 2.14 Elect Director Maekawa, Masanori For For Management 3.1 Appoint Statutory Auditor Yamada, For For Management Yonosuke 3.2 Appoint Statutory Auditor Sato, Takao For Against Management 3.3 Appoint Statutory Auditor Miura, Junya For For Management 4 Approve Annual Bonus For For Management 5 Approve Restricted Stock Plan For For Management 6 Initiate Share Repurchase Program Against For Shareholder 7 Appoint Shareholder Director Nominee Against Against Shareholder Arai, Satoshi 8 Appoint Shareholder Director Nominee Against Against Shareholder Yamakawa, Taketo 9 Amend Articles to Adopt Board Against For Shareholder Structure with Three Committees 10 Amend Articles to Add Provision on Against Against Shareholder Abolition of Advisory Positions -------------------------------------------------------------------------------- MITSUBISHI MATERIALS CORP. Ticker: 5711 Security ID: J44024107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takeuchi, Akira For Against Management 1.2 Elect Director Ono, Naoki For Against Management 1.3 Elect Director Shibata, Makoto For For Management 1.4 Elect Director Yasui, Yoshikazu For Against Management 1.5 Elect Director Tokuno, Mariko For For Management 1.6 Elect Director Watanabe, Hiroshi For For Management 1.7 Elect Director Sugi, Hikaru For For Management 1.8 Elect Director Sato, Hiroshi For For Management 1.9 Elect Director Wakabayashi, Tatsuo For For Management 1.10 Elect Director Igarashi, Koji For For Management -------------------------------------------------------------------------------- MITSUBISHI MOTORS CORP. Ticker: 7211 Security ID: J44131167 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Masuko, Osamu For Against Management 1.2 Elect Director Kato, Takao For Against Management 1.3 Elect Director Shiraji, Kozo For Against Management 1.4 Elect Director Miyanaga, Shunichi For For Management 1.5 Elect Director Kobayashi, Ken For For Management 1.6 Elect Director Egami, Setsuko For For Management 1.7 Elect Director Koda, Main For For Management 1.8 Elect Director Takeoka, Yaeko For For Management 1.9 Elect Director Sasae, Kenichiro For For Management 1.10 Elect Director Sono, Kiyoshi For For Management 1.11 Elect Director Sakamoto, Hideyuki For For Management 1.12 Elect Director Miyagawa, Mitsuko For For Management 1.13 Elect Director Nakamura, Yoshihiko For For Management 1.14 Elect Director Tagawa, Joji For For Management 1.15 Elect Director Ikushima, Takahiko For For Management -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP, INC. Ticker: 8306 Security ID: J44497105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12.5 2.1 Elect Director Fujii, Mariko For For Management 2.2 Elect Director Honda, Keiko For For Management 2.3 Elect Director Kato, Kaoru For For Management 2.4 Elect Director Matsuyama, Haruka For For Management 2.5 Elect Director Toby S. Myerson For For Management 2.6 Elect Director Nomoto, Hirofumi For For Management 2.7 Elect Director Shingai, Yasushi For For Management 2.8 Elect Director Tarisa Watanagase For For Management 2.9 Elect Director Yamate, Akira For For Management 2.10 Elect Director Okamoto, Junichi For Against Management 2.11 Elect Director Ogura, Ritsuo For Against Management 2.12 Elect Director Hirano, Nobuyuki For For Management 2.13 Elect Director Mike, Kanetsugu For For Management 2.14 Elect Director Araki, Saburo For For Management 2.15 Elect Director Nagashima, Iwao For For Management 2.16 Elect Director Kamezawa, Hironori For Against Management -------------------------------------------------------------------------------- MITSUBISHI UFJ LEASE & FINANCE CO., LTD. Ticker: 8593 Security ID: J4706D100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shiraishi, Tadashi For For Management 1.2 Elect Director Yanai, Takahiro For For Management 1.3 Elect Director Urabe, Toshimitsu For For Management 1.4 Elect Director Nonoguchi, Tsuyoshi For For Management 1.5 Elect Director Shimoyama, Yoichi For For Management 1.6 Elect Director Minoura, Teruyuki For For Management 1.7 Elect Director Haigo, Toshio For For Management 1.8 Elect Director Icho, Mitsumasa For For Management 1.9 Elect Director Hayashi, Naomi For For Management 2.1 Appoint Statutory Auditor Suzuki, For For Management Naohito 2.2 Appoint Statutory Auditor Kaneko, For For Management Hiroko -------------------------------------------------------------------------------- MITSUI & CO., LTD. Ticker: 8031 Security ID: J44690139 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Iijima, Masami For For Management 2.2 Elect Director Yasunaga, Tatsuo For For Management 2.3 Elect Director Takebe, Yukio For For Management 2.4 Elect Director Uchida, Takakazu For For Management 2.5 Elect Director Hori, Kenichi For For Management 2.6 Elect Director Fujiwara, Hirotatsu For For Management 2.7 Elect Director Kometani, Yoshio For For Management 2.8 Elect Director Omachi, Shinichiro For For Management 2.9 Elect Director Yoshikawa, Miki For For Management 2.10 Elect Director Kobayashi, Izumi For For Management 2.11 Elect Director Jenifer Rogers For For Management 2.12 Elect Director Samuel Walsh For For Management 2.13 Elect Director Uchiyamada, Takeshi For For Management 2.14 Elect Director Egawa, Masako For For Management -------------------------------------------------------------------------------- MITSUI CHEMICALS, INC. Ticker: 4183 Security ID: J4466L136 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Tannowa, Tsutomu For For Management 2.2 Elect Director Hashimoto, Osamu For For Management 2.3 Elect Director Matsuo, Hideki For For Management 2.4 Elect Director Shimogori, Takayoshi For For Management 2.5 Elect Director Nakajima, Hajime For For Management 2.6 Elect Director Kuroda, Yukiko For For Management 2.7 Elect Director Bada, Hajime For For Management 2.8 Elect Director Yoshimaru, Yukiko For For Management 3 Appoint Statutory Auditor Kubo, For For Management Masaharu -------------------------------------------------------------------------------- MITSUI FUDOSAN CO., LTD. Ticker: 8801 Security ID: J4509L101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Ueda, Takashi For For Management 4.1 Appoint Statutory Auditor Ishigami, For For Management Hiroyuki 4.2 Appoint Statutory Auditor Ozeki, Yukimi For For Management 5 Approve Annual Bonus For For Management 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MITSUI O.S.K. LINES, LTD. Ticker: 9104 Security ID: J45013133 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Ikeda, Junichiro For For Management 2.2 Elect Director Hashimoto, Takeshi For For Management 2.3 Elect Director Ono, Akihiko For For Management 2.4 Elect Director Maruyama, Takashi For For Management 2.5 Elect Director Tanaka, Toshiaki For For Management 2.6 Elect Director Fujii, Hideto For For Management 2.7 Elect Director Katsu, Etsuko For For Management 2.8 Elect Director Onishi, Masaru For For Management 3 Appoint Alternate Statutory Auditor For For Management Toda, Atsuji 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- MIURA CO., LTD. Ticker: 6005 Security ID: J45593100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Takahashi, Yuji For For Management 2.2 Elect Director Miyauchi, Daisuke For For Management 2.3 Elect Director Nishihara, Masakatsu For For Management 2.4 Elect Director Takechi, Noriyuki For For Management 2.5 Elect Director Kojima, Yoshihiro For For Management 2.6 Elect Director Yoneda, Tsuyoshi For For Management 2.7 Elect Director Ochi, Yasuo For For Management 2.8 Elect Director Higuchi, Tateshi For For Management -------------------------------------------------------------------------------- MIZUHO FINANCIAL GROUP, INC. Ticker: 8411 Security ID: J4599L102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakai, Tatsufumi For For Management 1.2 Elect Director Ishii, Satoshi For For Management 1.3 Elect Director Wakabayashi, Motonori For For Management 1.4 Elect Director Umemiya, Makoto For For Management 1.5 Elect Director Ehara, Hiroaki For For Management 1.6 Elect Director Sato, Yasuhiro For For Management 1.7 Elect Director Hirama, Hisaaki For Against Management 1.8 Elect Director Seki, Tetsuo For For Management 1.9 Elect Director Kainaka, Tatsuo For For Management 1.10 Elect Director Kobayashi, Yoshimitsu For For Management 1.11 Elect Director Sato, Ryoji For For Management 1.12 Elect Director Yamamoto, Masami For For Management 1.13 Elect Director Kobayashi, Izumi For For Management 2 Approve Reverse Stock Split and For For Management Decrease Authorized Capital in Connection with Reverse Stock Split 3 Amend Articles to Update Authorized For For Management Capital in Connection with Reverse Stock Split - Amend Provisions on Class Shares - Clarify Director Authority on Shareholder Meetings 4 Amend Articles to Restore Shareholder For For Management Authority to Vote on Share Buybacks - Restore Shareholder Authority to Vote on Income Allocation 5 Amend Articles to Disclose Plan Against Against Shareholder Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement 6 Amend Articles to Set Threshold of At Against For Shareholder Least 1000 Letters if Company Is to Set Letter Limit on Reasons for Shareholder Proposals 7 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Shareholder Proponents 8 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Business Partners 9 Amend Articles to Establish Point of Against Against Shareholder Contact for Whistleblowing -------------------------------------------------------------------------------- MOCHIDA PHARMACEUTICAL CO., LTD. Ticker: 4534 Security ID: J46152104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Mochida, Naoyuki For For Management 2.2 Elect Director Sakata, Chu For For Management 2.3 Elect Director Sagisaka, Keiichi For For Management 2.4 Elect Director Kono, Yoichi For For Management 2.5 Elect Director Sakaki, Junichi For For Management 2.6 Elect Director Mizuguchi, Kiyoshi For For Management 2.7 Elect Director Kawakami, Yutaka For For Management 2.8 Elect Director Hashimoto, Yoshiharu For For Management 2.9 Elect Director Kugisawa, Tomo For For Management 2.10 Elect Director Sogawa, Hirokuni For For Management 3 Appoint Statutory Auditor Wagai, For For Management Kyosuke -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Seto, Kinya For Against Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Yamagata, Yasuo For For Management 2.4 Elect Director Kitamura, Haruo For For Management 2.5 Elect Director Kishida, Masahiro For For Management 2.6 Elect Director Ise, Tomoko For For Management 2.7 Elect Director Sagiya, Mari For For Management 2.8 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- MORINAGA & CO., LTD. Ticker: 2201 Security ID: J46367108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 72 2 Amend Articles to Remove Provisions on For For Management Takeover Defense - Remove All Provisions on Advisory Positions - Recognize Validity of Board Resolutions in Written or Electronic Format 3.1 Elect Director Ota, Eijiro For For Management 3.2 Elect Director Miyai, Machiko For For Management 3.3 Elect Director Hirakue, Takashi For For Management 3.4 Elect Director Uchiyama, Shinichi For For Management 3.5 Elect Director Sakai, Toshiyuki For For Management 3.6 Elect Director Mori, Shinya For For Management 3.7 Elect Director Fujii, Daisuke For For Management 3.8 Elect Director Takano, Shiho For For Management 3.9 Elect Director Eto, Naomi For For Management 3.10 Elect Director Hoshi, Shuichi For For Management 4 Appoint Statutory Auditor Sakaguchi, For For Management Koichi -------------------------------------------------------------------------------- MORINAGA MILK INDUSTRY CO., LTD. Ticker: 2264 Security ID: J46410114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Miyahara, Michio For For Management 2.2 Elect Director Okawa, Teiichiro For For Management 2.3 Elect Director Onuki, Yoichi For For Management 2.4 Elect Director Minato, Tsuyoshi For For Management 2.5 Elect Director Kusano, Shigemi For For Management 2.6 Elect Director Ohara, Kenichi For For Management 2.7 Elect Director Kawakami, Shoji For For Management 2.8 Elect Director Yoneda, Takatomo For For Management 2.9 Elect Director Tominaga, Yukari For For Management 3.1 Appoint Statutory Auditor Saito, For For Management Mitsumasa 3.2 Appoint Statutory Auditor Ikaga, For For Management Masahiko 4 Appoint Alternate Statutory Auditor For For Management Fujiwara, Hiroshi -------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS, INC. Ticker: 8725 Security ID: J4687C105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Karasawa, Yasuyoshi For For Management 2.2 Elect Director Kanasugi, Yasuzo For For Management 2.3 Elect Director Hara, Noriyuki For For Management 2.4 Elect Director Higuchi, Tetsuji For For Management 2.5 Elect Director Tamura, Satoru For For Management 2.6 Elect Director Fukuda, Masahito For For Management 2.7 Elect Director Suzuki, Hisahito For For Management 2.8 Elect Director Bando, Mariko For For Management 2.9 Elect Director Arima, Akira For For Management 2.10 Elect Director Ikeo, Kazuhito For For Management 2.11 Elect Director Tobimatsu, Junichi For For Management 2.12 Elect Director Rochelle Kopp For For Management 3 Appoint Statutory Auditor Chiyoda, For For Management Kunio -------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. Ticker: 6981 Security ID: J46840104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Murata, Tsuneo For For Management 2.2 Elect Director Nakajima, Norio For For Management 2.3 Elect Director Iwatsubo, Hiroshi For For Management 2.4 Elect Director Takemura, Yoshito For For Management 2.5 Elect Director Ishitani, Masahiro For For Management 2.6 Elect Director Miyamoto, Ryuji For For Management 2.7 Elect Director Minamide, Masanori For For Management 2.8 Elect Director Shigematsu, Takashi For For Management 2.9 Elect Director Yasuda, Yuko For For Management 3.1 Elect Director and Audit Committee For For Management Member Ozawa, Yoshiro 3.2 Elect Director and Audit Committee For For Management Member Kambayashi, Hiyo 3.3 Elect Director and Audit Committee For Against Management Member Yamamoto, Takatoshi 3.4 Elect Director and Audit Committee For For Management Member Munakata, Naoko -------------------------------------------------------------------------------- NABTESCO CORP. Ticker: 6268 Security ID: J4707Q100 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Teramoto, Katsuhiro For For Management 2.2 Elect Director Juman, Shinji For For Management 2.3 Elect Director Hakoda, Daisuke For For Management 2.4 Elect Director Akita, Toshiaki For For Management 2.5 Elect Director Naoki, Shigeru For For Management 2.6 Elect Director Kimura, Kazumasa For For Management 2.7 Elect Director Fujiwara, Yutaka For For Management 2.8 Elect Director Uchida, Norio For For Management 2.9 Elect Director Iizuka, Mari For For Management 2.10 Elect Director Mizukoshi, Naoko For For Management 3.1 Appoint Statutory Auditor Shimizu, Isao For For Management 3.2 Appoint Statutory Auditor Sasaki, Zenzo For For Management 3.3 Appoint Statutory Auditor Nagasaka, For For Management Takemi -------------------------------------------------------------------------------- NAGAILEBEN CO., LTD. Ticker: 7447 Security ID: J47152103 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Sawanobori, Ichiro For For Management 2.2 Elect Director Saito, Nobuhiko For For Management 2.3 Elect Director Asai, Katsuji For For Management 2.4 Elect Director Yamamoto, Yasuyoshi For For Management 2.5 Elect Director Shintani, Kinya For For Management 2.6 Elect Director Tokue, Takeshi For For Management -------------------------------------------------------------------------------- NAGASE & CO., LTD. Ticker: 8012 Security ID: J47270103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Nagase, Hiroshi For For Management 2.2 Elect Director Nagase, Reiji For For Management 2.3 Elect Director Asakura, Kenji For For Management 2.4 Elect Director Wakabayashi, Ichiro For For Management 2.5 Elect Director Ikemoto, Masaya For For Management 2.6 Elect Director Kemori, Nobumasa For For Management 2.7 Elect Director Ijichi, Takahiko For For Management 2.8 Elect Director Nonomiya, Ritsuko For For Management 3 Appoint Statutory Auditor Shirafuji, For Against Management Nobuyuki 4 Appoint Alternate Statutory Auditor For For Management Miyaji, Hidekado 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- NAGOYA RAILROAD CO., LTD. Ticker: 9048 Security ID: J47399118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Elect Director Naito, Hiroyasu For For Management 3.1 Appoint Statutory Auditor Iwagaya, For For Management Mitsuharu 3.2 Appoint Statutory Auditor Mita, Toshio For For Management 3.3 Appoint Statutory Auditor Sassa, Kazuo For Against Management 3.4 Appoint Statutory Auditor Matsushita, For For Management Akira -------------------------------------------------------------------------------- NANKAI ELECTRIC RAILWAY CO., LTD. Ticker: 9044 Security ID: J48431134 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Achikita, Teruhiko For For Management 2.2 Elect Director Takagi, Toshiyuki For For Management 2.3 Elect Director Ashibe, Naoto For For Management 2.4 Elect Director Uraji, Koyo For For Management 2.5 Elect Director Kajitani, Satoshi For For Management 2.6 Elect Director Sono, Kiyoshi For For Management 2.7 Elect Director Tsunekage, Hitoshi For For Management 2.8 Elect Director Koezuka, Miharu For For Management 3.1 Appoint Statutory Auditor Urai, Keiji For For Management 3.2 Appoint Statutory Auditor Arao, Kozo For For Management 3.3 Appoint Statutory Auditor Kunibe, For Against Management Takeshi -------------------------------------------------------------------------------- NEC CORP. Ticker: 6701 Security ID: J48818207 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Endo, Nobuhiro For For Management 1.2 Elect Director Niino, Takashi For For Management 1.3 Elect Director Morita, Takayuki For For Management 1.4 Elect Director Ishiguro, Norihiko For For Management 1.5 Elect Director Matsukura, Hajime For For Management 1.6 Elect Director Nishihara, Moto For For Management 1.7 Elect Director Seto, Kaoru For For Management 1.8 Elect Director Iki, Noriko For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Nakamura, Kuniharu For For Management 1.11 Elect Director Ota, Jun For For Management 2 Appoint Statutory Auditor Nitta, Masami For For Management -------------------------------------------------------------------------------- NET ONE SYSTEMS CO., LTD. Ticker: 7518 Security ID: J48894109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Yoshino, Takayuki For For Management 2.2 Elect Director Arai, Toru For For Management 2.3 Elect Director Hirakawa, Shinji For For Management 2.4 Elect Director Takeshita, Takafumi For For Management 2.5 Elect Director Tanaka, Takuya For For Management 2.6 Elect Director Shinoura, Fumihiko For For Management 2.7 Elect Director Imai, Mitsuo For For Management 2.8 Elect Director Nishikawa, Rieko For For Management 2.9 Elect Director Hayano, Ryugo For For Management 2.10 Elect Director Kusaka, Shigeki For For Management 3.1 Appoint Statutory Auditor Horii, For For Management Keiichi 3.2 Appoint Statutory Auditor Suda, Hideki For For Management 3.3 Appoint Statutory Auditor Iizuka, For For Management Sachiko 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- NEXON CO., LTD. Ticker: 3659 Security ID: J4914X104 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Common Shares for For For Management Private Placements 2 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 3 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 4 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 5 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 6 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 7 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 8 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 9 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 10 Approve Issuance of Common Shares for For For Management Private Placements 11 Elect Director Hongwoo Lee For For Management -------------------------------------------------------------------------------- NEXON CO., LTD. Ticker: 3659 Security ID: J4914X104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Owen Mahoney For For Management 1.2 Elect Director Uemura, Shiro For For Management 1.3 Elect Director Patrick Soderlund For For Management 2.1 Elect Director and Audit Committee For For Management Member Hongwoo Lee 2.2 Elect Director and Audit Committee For For Management Member Honda, Satoshi 2.3 Elect Director and Audit Committee For For Management Member Kuniya, Shiro 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- NGK INSULATORS, LTD. Ticker: 5333 Security ID: J49076110 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Oshima, Taku For For Management 2.2 Elect Director Kanie, Hiroshi For For Management 2.3 Elect Director Niwa, Chiaki For For Management 2.4 Elect Director Sakabe, Susumu For For Management 2.5 Elect Director Iwasaki, Ryohei For For Management 2.6 Elect Director Ishikawa, Shuhei For For Management 2.7 Elect Director Saji, Nobumitsu For For Management 2.8 Elect Director Matsuda, Atsushi For For Management 2.9 Elect Director Kobayashi, Shigeru For For Management 2.10 Elect Director Nanataki, Tsutomu For For Management 2.11 Elect Director Kamano, Hiroyuki For For Management 2.12 Elect Director Hamada, Emiko For For Management 2.13 Elect Director Furukawa, Kazuo For For Management -------------------------------------------------------------------------------- NGK SPARK PLUG CO., LTD. Ticker: 5334 Security ID: J49119100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Odo, Shinichi For For Management 1.2 Elect Director Kawai, Takeshi For For Management 1.3 Elect Director Matsui, Toru For For Management 1.4 Elect Director Kato, Mikihiko For For Management 1.5 Elect Director Kojima, Takio For For Management 1.6 Elect Director Isobe, Kenji For For Management 1.7 Elect Director Maeda, Hiroyuki For For Management 1.8 Elect Director Otaki, Morihiko For For Management 1.9 Elect Director Yasui, Kanemaru For For Management 1.10 Elect Director Mackenzie Donald For For Management Clugston 1.11 Elect Director Doi, Miwako For For Management 2 Appoint Alternate Statutory Auditor For For Management Ando, Toshihiro -------------------------------------------------------------------------------- NH FOODS LTD. Ticker: 2282 Security ID: J4929Q102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hata, Yoshihide For For Management 1.2 Elect Director Kito, Tetsuhiro For For Management 1.3 Elect Director Ikawa, Nobuhisa For For Management 1.4 Elect Director Miyagai, Sadanori For For Management 1.5 Elect Director Kono, Yasuko For For Management 1.6 Elect Director Iwasaki, Atsushi For For Management 1.7 Elect Director Arase, Hideo For For Management 1.8 Elect Director Maeda, Fumio For For Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NHK SPRING CO., LTD. Ticker: 5991 Security ID: J49162126 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2.1 Elect Director Tamamura, Kazumi For For Management 2.2 Elect Director Kayamoto, Takashi For For Management 2.3 Elect Director Sugiyama, Toru For For Management 2.4 Elect Director Kammei, Kiyohiko For For Management 2.5 Elect Director Uemura, Kazuhisa For For Management 2.6 Elect Director Sue, Keiichiro For For Management 2.7 Elect Director Tanaka, Katsuko For For Management 2.8 Elect Director Tamakoshi, Hiromi For For Management 3.1 Appoint Statutory Auditor Shimizu, For For Management Kenji 3.2 Appoint Statutory Auditor Ebihara, For For Management Ichiro 3.3 Appoint Statutory Auditor Ashizawa, For For Management Michiko 4 Appoint Alternate Statutory Auditor For For Management Mukai, Nobuaki -------------------------------------------------------------------------------- NICHIREI CORP. Ticker: 2871 Security ID: J49764145 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Otani, Kunio For For Management 2.2 Elect Director Okushi, Kenya For For Management 2.3 Elect Director Taguchi, Takumi For For Management 2.4 Elect Director Kaneko, Yoshifumi For For Management 2.5 Elect Director Kawasaki, Junji For For Management 2.6 Elect Director Umezawa, Kazuhiko For For Management 2.7 Elect Director Takenaga, Masahiko For For Management 2.8 Elect Director Uzawa, Shizuka For For Management 2.9 Elect Director Wanibuchi, Mieko For For Management 2.10 Elect Director Shoji, Kuniko For For Management 3.1 Appoint Statutory Auditor Asahina, For For Management Kiyoshi 3.2 Appoint Statutory Auditor Kiyota, For Against Management Muneaki -------------------------------------------------------------------------------- NIDEC CORP. Ticker: 6594 Security ID: J52968104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Nagamori, Shigenobu For For Management 2.2 Elect Director Seki, Jun For For Management 2.3 Elect Director Sato, Teiichi For For Management 2.4 Elect Director Shimizu, Osamu For For Management 3.1 Elect Director and Audit Committee For For Management Member Murakami, Kazuya 3.2 Elect Director and Audit Committee For For Management Member Ochiai, Hiroyuki 3.3 Elect Director and Audit Committee For For Management Member Nakane, Takeshi 3.4 Elect Director and Audit Committee For Against Management Member Yamada, Aya 3.5 Elect Director and Audit Committee For For Management Member Sakai, Takako 4 Elect Alternate Director and Audit For Against Management Committee Member Watanabe, Junko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NIFCO, INC. Ticker: 7988 Security ID: 654101104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Yamamoto, Toshiyuki For For Management 2.2 Elect Director Shibao, Masaharu For For Management 2.3 Elect Director Iwasaki, Fukuo For For Management 2.4 Elect Director Yauchi, Toshiki For For Management 2.5 Elect Director Tachikawa, Keiji For For Management 2.6 Elect Director Nonogaki, Yoshiko For For Management 2.7 Elect Director Brian K. Heywood For For Management 3 Appoint Alternate Statutory Auditor For For Management Wakabayashi, Masakazu -------------------------------------------------------------------------------- NIHON KOHDEN CORP. Ticker: 6849 Security ID: J50538115 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Ogino, Hirokazu For For Management 2.2 Elect Director Tamura, Takashi For For Management 2.3 Elect Director Hasegawa, Tadashi For For Management 2.4 Elect Director Yanagihara, Kazuteru For For Management 2.5 Elect Director Hirose, Fumio For For Management 2.6 Elect Director Tanaka, Eiichi For For Management 2.7 Elect Director Yoshitake, Yasuhiro For For Management 2.8 Elect Director Obara, Minoru For For Management 2.9 Elect Director Muraoka, Kanako For For Management 3.1 Elect Director and Audit Committee For For Management Member Ikuta, Kazuhiko 3.2 Elect Director and Audit Committee For For Management Member Kawatsuhara, Shigeru 3.3 Elect Director and Audit Committee For For Management Member Shimizu, Kazuo 4 Elect Alternate Director and Audit For For Management Committee Member Moriwaki, Sumio 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- NIHON M&A CENTER INC. Ticker: 2127 Security ID: J50883107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Wakebayashi, Yasuhiro For For Management 2.2 Elect Director Miyake, Suguru For For Management 2.3 Elect Director Naraki, Takamaro For For Management 2.4 Elect Director Otsuki, Masahiko For For Management 2.5 Elect Director Takeuchi, Naoki For For Management 2.6 Elect Director Watanabe, Tsuneo For For Management 2.7 Elect Director Kumagai, Hideyuki For For Management 2.8 Elect Director Mori, Tokihiko For For Management 2.9 Elect Director Anna Dingley For For Management 2.10 Elect Director Takeuchi, Minako For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirayama, Iwao 3.2 Elect Director and Audit Committee For For Management Member Kinoshita, Naoki 3.3 Elect Director and Audit Committee For For Management Member Yamada, Yoshinori 4 Elect Alternate Director and Audit For For Management Committee Member Shiga, Katsumasa -------------------------------------------------------------------------------- NIHON UNISYS, LTD. Ticker: 8056 Security ID: J51097103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37.5 2.1 Elect Director Hiraoka, Akiyoshi For For Management 2.2 Elect Director Saito, Noboru For For Management 2.3 Elect Director Katsuya, Koji For For Management 2.4 Elect Director Nagai, Kazuo For For Management 2.5 Elect Director Sugimoto, Toshiki For For Management 2.6 Elect Director Kawada, Go For For Management 2.7 Elect Director Sonoda, Ayako For For Management 2.8 Elect Director Sato, Chie For For Management 3 Appoint Statutory Auditor Teranishi, For For Management Yuji 4 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- NIKKON HOLDINGS CO., LTD. Ticker: 9072 Security ID: J54580105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kuroiwa, Masakatsu For For Management 1.2 Elect Director Nagaoka, Toshimi For For Management 1.3 Elect Director Kuroiwa, Keita For For Management 1.4 Elect Director Sano, Yasuyuki For For Management 1.5 Elect Director Matsuda, Yasunori For For Management 1.6 Elect Director Ooka, Seiji For For Management 1.7 Elect Director Suzuki, Takashi For For Management 1.8 Elect Director Kobayashi, Katsunori For For Management 2.1 Elect Director and Audit Committee For For Management Member Kaneko, Kazutaka 2.2 Elect Director and Audit Committee For For Management Member Miyata, Hideki 2.3 Elect Director and Audit Committee For For Management Member Ajioka, Yoshiyuki -------------------------------------------------------------------------------- NIKON CORP. Ticker: 7731 Security ID: 654111103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ushida, Kazuo For For Management 2.2 Elect Director Umatate, Toshikazu For For Management 2.3 Elect Director Odajima, Takumi For For Management 2.4 Elect Director Tokunari, Muneaki For For Management 2.5 Elect Director Negishi, Akio For For Management 2.6 Elect Director Murayama, Shigeru For For Management 3.1 Elect Director and Audit Committee For For Management Member Tsurumi, Atsushi 3.2 Elect Director and Audit Committee For Against Management Member Ishihara, Kunio 3.3 Elect Director and Audit Committee For For Management Member Hiruta, Shiro 3.4 Elect Director and Audit Committee For For Management Member Yamagami, Asako -------------------------------------------------------------------------------- NINTENDO CO., LTD. Ticker: 7974 Security ID: J51699106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 820 2.1 Elect Director Furukawa, Shuntaro For For Management 2.2 Elect Director Miyamoto, Shigeru For For Management 2.3 Elect Director Takahashi, Shinya For For Management 2.4 Elect Director Shiota, Ko For For Management 2.5 Elect Director Shibata, Satoru For For Management 3.1 Elect Director and Audit Committee For For Management Member Noguchi, Naoki 3.2 Elect Director and Audit Committee For For Management Member Umeyama, Katsuhiro 3.3 Elect Director and Audit Committee For For Management Member Yamazaki, Masao 3.4 Elect Director and Audit Committee For For Management Member Shinkawa, Asa -------------------------------------------------------------------------------- NIPPON ELECTRIC GLASS CO., LTD. Ticker: 5214 Security ID: J53247110 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Arioka, Masayuki For For Management 2.2 Elect Director Matsumoto, Motoharu For For Management 2.3 Elect Director Takeuchi, Hirokazu For For Management 2.4 Elect Director Saeki, Akihisa For For Management 2.5 Elect Director Tsuda, Koichi For For Management 2.6 Elect Director Yamazaki, Hiroki For For Management 2.7 Elect Director Mori, Shuichi For For Management 2.8 Elect Director Urade, Reiko For For Management 2.9 Elect Director Ito, Hiroyuki For For Management 3 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru -------------------------------------------------------------------------------- NIPPON EXPRESS CO., LTD. Ticker: 9062 Security ID: ADPV45415 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Watanabe, Kenji For For Management 2.2 Elect Director Saito, Mitsuru For For Management 2.3 Elect Director Ishii, Takaaki For For Management 2.4 Elect Director Akita, Susumu For For Management 2.5 Elect Director Horikiri, Satoshi For For Management 2.6 Elect Director Masuda, Takashi For For Management 2.7 Elect Director Sugiyama, Masahiro For For Management 2.8 Elect Director Nakayama, Shigeo For For Management 2.9 Elect Director Yasuoka, Sadako For For Management 3.1 Appoint Statutory Auditor Arima, For For Management Shigeki 3.2 Appoint Statutory Auditor Nojiri, For Against Management Toshiaki 3.3 Appoint Statutory Auditor Aoki, Yoshio For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- NIPPON KAYAKU CO., LTD. Ticker: 4272 Security ID: J54236112 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Wakumoto, Atsuhiro For For Management 3.2 Elect Director Tachibana, Yukio For For Management 3.3 Elect Director Shibuya, Tomo For For Management 3.4 Elect Director Oizumi, Masaru For For Management 3.5 Elect Director Mikami, Hiroshi For For Management 3.6 Elect Director Ishida, Yoshitsugu For For Management 3.7 Elect Director Koizumi, Kazuto For For Management 3.8 Elect Director Ota, Yo For For Management 3.9 Elect Director Fujishima, Yasuyuki For For Management 3.10 Elect Director Fusamura, Seiichi For For Management 4.1 Appoint Statutory Auditor Higashi, For Against Management Katsuji 4.2 Appoint Statutory Auditor Osaki, For For Management Yasuhiro -------------------------------------------------------------------------------- NIPPON KOEI CO., LTD. Ticker: 1954 Security ID: J34770107 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takano, Noboru For For Management 1.2 Elect Director Mizukoshi, Akira For For Management 1.3 Elect Director Arimoto, Ryuichi For For Management 1.4 Elect Director Akiyoshi, Hiroyuki For For Management 1.5 Elect Director Tsuyusaki, Takayasu For For Management 1.6 Elect Director Kanai, Haruhiko For For Management 1.7 Elect Director Shinya, Hiroaki For For Management 1.8 Elect Director Hirusaki, Yasushi For For Management 1.9 Elect Director Ichikawa, Hiizu For For Management 1.10 Elect Director Kusaka, Kazumasa For For Management 2 Appoint Statutory Auditor Okamura, For Against Management Kunio 3 Appoint Alternate Statutory Auditor For For Management Sudo, Hideaki 4 Appoint PricewaterhouseCoopers Aarata For For Management LLC as New External Audit Firm -------------------------------------------------------------------------------- NIPPON PAINT HOLDINGS CO., LTD. Ticker: 4612 Security ID: J55053128 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors 3.1 Elect Director Tanaka, Masaaki For For Management 3.2 Elect Director Goh Hup Jin For Against Management 3.3 Elect Director Minami, Manabu For Against Management 3.4 Elect Director Hara, Hisashi For For Management 3.5 Elect Director Tsutsui, Takashi For For Management 3.6 Elect Director Morohoshi, Toshio For For Management 3.7 Elect Director Nakamura, Masayoshi For For Management 3.8 Elect Director Mitsuhashi, Masataka For For Management 3.9 Elect Director Koezuka, Miharu For For Management -------------------------------------------------------------------------------- NIPPON PARKING DEVELOPMENT CO., LTD. Ticker: 2353 Security ID: J5S925106 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 4.25 2.1 Elect Director Tatsumi, Kazuhisa For For Management 2.2 Elect Director Kawamura, Kenji For For Management 2.3 Elect Director Iwamoto, Daijiro For For Management 2.4 Elect Director Ishihara, Takeshi For For Management 2.5 Elect Director Atsumi, Kensuke For For Management 2.6 Elect Director Okamoto, Keiji For For Management 2.7 Elect Director Kumagai, Saeko For For Management 2.8 Elect Director Eric Kotaro Greene For For Management 2.9 Elect Director Nagasu, Kenichi For For Management 2.10 Elect Director Fujii, Eisuke For For Management 2.11 Elect Director Ono, Masamichi For For Management 2.12 Elect Director Matsumoto, Yasunori For For Management 3 Appoint Statutory Auditor Nakayama, For Against Management Ryuichiro 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- NIPPON SHINYAKU CO., LTD. Ticker: 4516 Security ID: J55784102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2.1 Elect Director Maekawa, Shigenobu For For Management 2.2 Elect Director Matsura, Akira For For Management 2.3 Elect Director Sano, Shozo For For Management 2.4 Elect Director Saito, Hitoshi For For Management 2.5 Elect Director Kobayashi, Kenro For For Management 2.6 Elect Director Takaya, Takashi For For Management 2.7 Elect Director Edamitsu, Takanori For For Management 2.8 Elect Director Nakai, Toru For For Management 2.9 Elect Director Sugiura, Yukio For For Management 2.10 Elect Director Sakata, Hitoshi For For Management 2.11 Elect Director Sakurai, Miyuki For For Management 2.12 Elect Director Wada, Yoshinao For For Management 3.1 Appoint Statutory Auditor Kuwabara, For For Management Kenji 3.2 Appoint Statutory Auditor Kondo, For For Management Tsuyoshi -------------------------------------------------------------------------------- NIPPON SHOKUBAI CO., LTD. Ticker: 4114 Security ID: J55806103 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Goto, Yujiro For For Management 2.2 Elect Director Yamada, Koichiro For For Management 2.3 Elect Director Iriguchi, Jiro For For Management 2.4 Elect Director Noda, Kazuhiro For For Management 2.5 Elect Director Takagi, Kuniaki For For Management 2.6 Elect Director Hasebe, Shinji For For Management 2.7 Elect Director Setoguchi, Tetsuo For For Management 2.8 Elect Director Sakurai, Miyuki For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Tsukasa 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- NIPPON STEEL CORP. Ticker: 5401 Security ID: J55678106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 2.1 Elect Director Shindo, Kosei For For Management 2.2 Elect Director Hashimoto, Eiji For For Management 2.3 Elect Director Tanimoto, Shinji For For Management 2.4 Elect Director Nakamura, Shinichi For For Management 2.5 Elect Director Miyamoto, Katsuhiro For For Management 2.6 Elect Director Migita, Akio For For Management 2.7 Elect Director Onoyama, Shuhei For For Management 2.8 Elect Director Imai, Tadashi For For Management 2.9 Elect Director Iki, Noriko For For Management 2.10 Elect Director Tomita, Tetsuro For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Elect Director and Audit Committee For For Management Member Matsuno, Masato 3.2 Elect Director and Audit Committee For For Management Member Furumoto, Shozo 3.3 Elect Director and Audit Committee For For Management Member Miyoshi, Nobuhiro 3.4 Elect Director and Audit Committee For For Management Member Obayashi, Hiroshi 3.5 Elect Director and Audit Committee For For Management Member Makino, Jiro 3.6 Elect Director and Audit Committee For For Management Member Azuma, Seiichiro 3.7 Elect Director and Audit Committee For For Management Member Yoshikawa, Hiroshi 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 5 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 6 Amend Articles to Change Company Name Against Against Shareholder 7 Amend Articles to Limit Board of Against Against Shareholder Directors to 6 with Equal Number from Each of Two Partners to a 2012 Merger -------------------------------------------------------------------------------- NIPPON SUISAN KAISHA, LTD. Ticker: 1332 Security ID: J56042104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matono, Akiyo For For Management 1.2 Elect Director Hamada, Shingo For For Management 1.3 Elect Director Sekiguchi, Yoichi For For Management 1.4 Elect Director Yamamoto, Shinya For For Management 1.5 Elect Director Takahashi, Seiji For For Management 1.6 Elect Director Umeda, Koji For For Management 1.7 Elect Director Oki, Kazuo For For Management 1.8 Elect Director Nagai, Mikito For For Management 1.9 Elect Director Yasuda, Yuko For For Management 2 Appoint Statutory Auditor Hirose, Shino For For Management -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Shinohara, Hiromichi For For Management 2.2 Elect Director Sawada, Jun For For Management 2.3 Elect Director Shimada, Akira For For Management 2.4 Elect Director Shibutani, Naoki For For Management 2.5 Elect Director Shirai, Katsuhiko For For Management 2.6 Elect Director Sakakibara, Sadayuki For For Management 2.7 Elect Director Sakamura, Ken For For Management 2.8 Elect Director Takegawa, Keiko For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kanae -------------------------------------------------------------------------------- NIPPON TELEVISION HOLDINGS, INC. Ticker: 9404 Security ID: J56171101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Okubo, Yoshio For Against Management 2.2 Elect Director Sugiyama, Yoshikuni For For Management 2.3 Elect Director Kosugi, Yoshinobu For For Management 2.4 Elect Director Ishizawa, Akira For For Management 2.5 Elect Director Ichimoto, Hajime For For Management 2.6 Elect Director Tamai, Tadayuki For For Management 2.7 Elect Director Watanabe, Tsuneo For Against Management 2.8 Elect Director Yamaguchi, Toshikazu For For Management 2.9 Elect Director Imai, Takashi For For Management 2.10 Elect Director Sato, Ken For For Management 2.11 Elect Director Kakizoe, Tadao For For Management 2.12 Elect Director Manago, Yasushi For For Management 3 Appoint Alternate Statutory Auditor For For Management Nose, Yasuhiro -------------------------------------------------------------------------------- NIPPON YUSEN KK Ticker: 9101 Security ID: J56515232 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management - Clarify Director Authority on Shareholder Meetings - Clarify Director Authority on Board Meetings 3.1 Elect Director Naito, Tadaaki For For Management 3.2 Elect Director Nagasawa, Hitoshi For For Management 3.3 Elect Director Takahashi, Eiichi For For Management 3.4 Elect Director Harada, Hiroki For For Management 3.5 Elect Director Higurashi, Yutaka For For Management 3.6 Elect Director Katayama, Yoshihiro For For Management 3.7 Elect Director Kuniya, Hiroko For For Management 3.8 Elect Director Tanabe, Eiichi For For Management 4.1 Appoint Statutory Auditor Nakaso, For For Management Hiroshi 4.2 Appoint Statutory Auditor Kuwabara, For For Management Satoko 5 Appoint Alternate Statutory Auditor For Against Management Matsui, Michio -------------------------------------------------------------------------------- NIPRO CORP. Ticker: 8086 Security ID: J56655103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sano, Yoshihiko For For Management 1.2 Elect Director Yoshioka, Kiyotaka For For Management 1.3 Elect Director Masuda, Toshiaki For For Management 1.4 Elect Director Kobayashi, Kyoetsu For For Management 1.5 Elect Director Minora, Kimihito For For Management 1.6 Elect Director Yamazaki, Tsuyoshi For For Management 1.7 Elect Director Sano, Kazuhiko For For Management 1.8 Elect Director Nishida, Kenichi For For Management 1.9 Elect Director Oyama, Yasushi For For Management 1.10 Elect Director Yogo, Takehito For For Management 1.11 Elect Director Ueda, Mitsutaka For For Management 1.12 Elect Director Sawada, Yozo For For Management 1.13 Elect Director Nakamura, Hideto For For Management 1.14 Elect Director Kutsukawa, Yasushi For For Management 1.15 Elect Director Ito, Masayuki For For Management 1.16 Elect Director Iwasa, Masanobu For For Management 1.17 Elect Director Akasaki, Itsuo For For Management 1.18 Elect Director Yoshida, Toyoshi For For Management 1.19 Elect Director Fujita, Kenju For For Management 1.20 Elect Director Sudo, Hiroshi For For Management 1.21 Elect Director Yoshida, Hiroshi For For Management 1.22 Elect Director Shirasu, Akio For For Management 1.23 Elect Director Hatakeyama, Koki For For Management 1.24 Elect Director Kai, Toshiya For For Management 1.25 Elect Director Miyazumi, Goichi For For Management 1.26 Elect Director Sadahiro, Kaname For For Management 1.27 Elect Director Tanaka, Yoshiko For For Management 1.28 Elect Director Omizu, Minako For For Management 2 Appoint Alternate Statutory Auditor For For Management Yanagase, Shigeru 3 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NISHI-NIPPON RAILROAD CO., LTD. Ticker: 9031 Security ID: J56816101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Takeshima, Kazuyuki For For Management 2.2 Elect Director Kuratomi, Sumio For For Management 2.3 Elect Director Hiya, Yuji For For Management 2.4 Elect Director Kitamura, Shinji For For Management 2.5 Elect Director Shimizu, Nobuhiko For For Management 2.6 Elect Director Okaku, Sunao For For Management 2.7 Elect Director Hayashida, Koichi For For Management 2.8 Elect Director Yoshimura, Tatsuya For For Management 2.9 Elect Director Matsufuji, Satoru For For Management 2.10 Elect Director Yoshimatsu, Tamio For For Management 2.11 Elect Director Matsuoka, Kyoko For For Management 3.1 Elect Director and Audit Committee For For Management Member Fujita, Hironobu 3.2 Elect Director and Audit Committee For For Management Member Saishoji, Kiyoshi 3.3 Elect Director and Audit Committee For Against Management Member Shibato, Takashige 3.4 Elect Director and Audit Committee For Against Management Member Kitamura, Madoka 3.5 Elect Director and Audit Committee For Against Management Member Fujii, Ichiro 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NISSAN CHEMICAL CORP. Ticker: 4021 Security ID: J56988108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Kinoshita, Kojiro For For Management 2.2 Elect Director Miyazaki, Junichi For For Management 2.3 Elect Director Yagi, Shinsuke For For Management 2.4 Elect Director Miyaji, Katsuaki For For Management 2.5 Elect Director Honda, Takashi For For Management 2.6 Elect Director Suzuki, Hitoshi For For Management 2.7 Elect Director Oe, Tadashi For For Management 2.8 Elect Director Obayashi, Hidehito For For Management 2.9 Elect Director Kataoka, Kazunori For For Management 3 Appoint Statutory Auditor Suzuki, For Against Management Norihiro -------------------------------------------------------------------------------- NISSAN MOTOR CO., LTD. Ticker: 7201 Security ID: J57160129 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchida, Makoto For For Management 1.2 Elect Director Ashwani Gupta For For Management 1.3 Elect Director Sakamoto, Hideyuki For For Management 1.4 Elect Director Pierre Fleuriot For Against Management -------------------------------------------------------------------------------- NISSAN MOTOR CO., LTD. Ticker: 7201 Security ID: J57160129 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimura, Yasushi For For Management 1.2 Elect Director Jean-Dominique Senard For Against Management 1.3 Elect Director Toyoda, Masakazu For For Management 1.4 Elect Director Ihara, Keiko For For Management 1.5 Elect Director Nagai, Moto For For Management 1.6 Elect Director Bernard Delmas For For Management 1.7 Elect Director Andrew House For For Management 1.8 Elect Director Jenifer Rogers For For Management 1.9 Elect Director Pierre Fleuriot For Against Management 1.10 Elect Director Uchida, Makoto For For Management 1.11 Elect Director Ashwani Gupta For For Management 1.12 Elect Director Sakamoto, Hideyuki For For Management -------------------------------------------------------------------------------- NISSHIN SEIFUN GROUP INC. Ticker: 2002 Security ID: J57633109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kemmoku, Nobuki For For Management 1.2 Elect Director Takizawa, Michinori For For Management 1.3 Elect Director Mori, Akira For For Management 1.4 Elect Director Iwasaki, Koichi For For Management 1.5 Elect Director Yamada, Takao For For Management 1.6 Elect Director Koike, Yuji For For Management 1.7 Elect Director Mimura, Akio For For Management 1.8 Elect Director Fushiya, Kazuhiko For For Management 1.9 Elect Director Nagai, Moto For For Management 1.10 Elect Director Odaka, Satoshi For For Management -------------------------------------------------------------------------------- NISSHINBO HOLDINGS INC. Ticker: 3105 Security ID: J57333106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawata, Masaya For For Management 1.2 Elect Director Murakami, Masahiro For For Management 1.3 Elect Director Ara, Kenji For For Management 1.4 Elect Director Ogura, Ryo For For Management 1.5 Elect Director Baba, Kazunori For For Management 1.6 Elect Director Ishii, Yasuji For For Management 1.7 Elect Director Tsukatani, Shuji For For Management 1.8 Elect Director Taga, Keiji For For Management 1.9 Elect Director Fujino, Shinobu For For Management 1.10 Elect Director Yagi, Hiroaki For For Management 1.11 Elect Director Chuma, Hiroyuki For For Management 2 Appoint Alternate Statutory Auditor For For Management Nagaya, Fumihiro -------------------------------------------------------------------------------- NISSIN FOODS HOLDINGS CO., LTD. Ticker: 2897 Security ID: J58063124 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2 Amend Articles to Amend Provision on For For Management Shareholder Meeting Venue 3.1 Elect Director Ando, Koki For For Management 3.2 Elect Director Ando, Noritaka For For Management 3.3 Elect Director Yokoyama, Yukio For For Management 3.4 Elect Director Kobayashi, Ken For For Management 3.5 Elect Director Okafuji, Masahiro For For Management 3.6 Elect Director Mizuno, Masato For For Management 3.7 Elect Director Nakagawa, Yukiko For For Management 3.8 Elect Director Sakuraba, Eietsu For For Management -------------------------------------------------------------------------------- NITORI HOLDINGS CO., LTD. Ticker: 9843 Security ID: J58214131 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nitori, Akio For For Management 1.2 Elect Director Shirai, Toshiyuki For For Management 1.3 Elect Director Sudo, Fumihiro For For Management 1.4 Elect Director Matsumoto, Fumiaki For For Management 1.5 Elect Director Takeda, Masanori For For Management 1.6 Elect Director Sakakibara, Sadayuki For For Management 1.7 Elect Director Miyauchi, Yoshihiko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kubo, Takao 2.2 Elect Director and Audit Committee For For Management Member Ando, Takaharu 2.3 Elect Director and Audit Committee For For Management Member Suzuki, Kazuhiro 2.4 Elect Director and Audit Committee For For Management Member Tatsuoka, Tsuneyoshi -------------------------------------------------------------------------------- NITTO DENKO CORP. Ticker: 6988 Security ID: J58472119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Approve Annual Bonus For For Management 3.1 Elect Director Takasaki, Hideo For For Management 3.2 Elect Director Todokoro, Nobuhiro For For Management 3.3 Elect Director Miki, Yosuke For For Management 3.4 Elect Director Iseyama, Yasuhiro For For Management 3.5 Elect Director Furuse, Yoichiro For For Management 3.6 Elect Director Hatchoji, Takashi For For Management 3.7 Elect Director Fukuda, Tamio For For Management 3.8 Elect Director Wong Lai Yong For For Management 4.1 Appoint Statutory Auditor Teranishi, For Against Management Masashi 4.2 Appoint Statutory Auditor Shiraki, For For Management Mitsuhide 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- NOF CORP. Ticker: 4403 Security ID: J58934100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 3.1 Elect Director Miyaji, Takeo For For Management 3.2 Elect Director Maeda, Kazuhito For For Management 3.3 Elect Director Inoue, Kengo For For Management 3.4 Elect Director Sakahashi, Hideaki For For Management 3.5 Elect Director Miyo, Masanobu For For Management 3.6 Elect Director Arima, Yasuyuki For For Management 3.7 Elect Director Ito, Kunimitsu For For Management 4 Appoint Statutory Auditor Hayashi, For For Management Izumi 5 Appoint Alternate Statutory Auditor For For Management Sagara, Yuriko -------------------------------------------------------------------------------- NOK CORP. Ticker: 7240 Security ID: J54967104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12.5 2.1 Elect Director Tsuru, Masato For For Management 2.2 Elect Director Doi, Kiyoshi For For Management 2.3 Elect Director Iida, Jiro For For Management 2.4 Elect Director Kuroki, Yasuhiko For For Management 2.5 Elect Director Watanabe, Akira For For Management 2.6 Elect Director Nagasawa, Shinji For For Management 2.7 Elect Director Tsuru, Masao For For Management 2.8 Elect Director Hogen, Kensaku For For Management 2.9 Elect Director Fujioka, Makoto For For Management 3.1 Appoint Statutory Auditor Maehara, For For Management Nozomu 3.2 Appoint Statutory Auditor Watanabe, For For Management Hideki 3.3 Appoint Statutory Auditor Kobayashi, For For Management Osamu 3.4 Appoint Statutory Auditor Ogawa, Hideki For For Management 3.5 Appoint Statutory Auditor Kajitani, For For Management Atsushi -------------------------------------------------------------------------------- NOMURA HOLDINGS, INC. Ticker: 8604 Security ID: J58646100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagai, Koji For Against Management 1.2 Elect Director Okuda, Kentaro For For Management 1.3 Elect Director Morita, Toshio For For Management 1.4 Elect Director Miyashita, Hisato For Against Management 1.5 Elect Director Kimura, Hiroshi For For Management 1.6 Elect Director Ishimura, Kazuhiko For For Management 1.7 Elect Director Shimazaki, Noriaki For For Management 1.8 Elect Director Sono, Mari For For Management 1.9 Elect Director Michael Lim Choo San For For Management 1.10 Elect Director Laura Simone Unger For For Management -------------------------------------------------------------------------------- NOMURA REAL ESTATE HOLDINGS, INC. Ticker: 3231 Security ID: J5893B104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors 2.1 Elect Director Yoshikawa, Atsushi For For Management 2.2 Elect Director Kutsukake, Eiji For For Management 2.3 Elect Director Miyajima, Seiichi For For Management 2.4 Elect Director Seki, Toshiaki For For Management 2.5 Elect Director Haga, Makoto For For Management 2.6 Elect Director Higashi, Tetsuro For For Management 2.7 Elect Director Nagamatsu, Shoichi For For Management 3 Elect Director and Audit Committee For For Management Member Takahashi, Tetsu 4 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NOMURA RESEARCH INSTITUTE LTD. Ticker: 4307 Security ID: J5900F106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Konomoto, Shingo For For Management 1.2 Elect Director Momose, Hironori For For Management 1.3 Elect Director Ueno, Ayumu For For Management 1.4 Elect Director Fukami, Yasuo For For Management 1.5 Elect Director Shimamoto, Tadashi For For Management 1.6 Elect Director Funakura, Hiroshi For For Management 1.7 Elect Director Matsuzaki, Masatoshi For For Management 1.8 Elect Director Omiya, Hideaki For For Management 1.9 Elect Director Sakata, Shinoi For For Management 2 Appoint Statutory Auditor Sakata, For For Management Takuhito -------------------------------------------------------------------------------- NSK LTD. Ticker: 6471 Security ID: J55505101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyama, Toshihiro For Against Management 1.2 Elect Director Nogami, Saimon For For Management 1.3 Elect Director Ichii, Akitoshi For Against Management 1.4 Elect Director Enomoto, Toshihiko For Against Management 1.5 Elect Director Bada, Hajime For For Management 1.6 Elect Director Mochizuki, Akemi For For Management 1.7 Elect Director Iwamoto, Toshio For For Management 1.8 Elect Director Fujita, Yoshitaka For For Management 1.9 Elect Director Nagahama, Mitsuhiro For For Management 2 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- NTT DATA CORP. Ticker: 9613 Security ID: J59031104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Homma, Yo For For Management 3.2 Elect Director Yamaguchi, Shigeki For For Management 3.3 Elect Director Fujiwara, Toshi For For Management 3.4 Elect Director Nishihata, Kazuhiro For For Management 3.5 Elect Director Matsunaga, Hisashi For For Management 3.6 Elect Director Suzuki, Masanori For For Management 3.7 Elect Director Hirano, Eiji For For Management 3.8 Elect Director Fujii, Mariko For For Management 3.9 Elect Director Patrizio Mapelli For For Management 3.10 Elect Director Arimoto, Takeshi For For Management 3.11 Elect Director Ike, Fumihiko For For Management 4.1 Elect Director and Audit Committee For Against Management Member Yamaguchi, Tetsuro 4.2 Elect Director and Audit Committee For Against Management Member Obata, Tetsuya 4.3 Elect Director and Audit Committee For For Management Member Sakurada, Katsura 4.4 Elect Director and Audit Committee For For Management Member Sato, Rieko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NTT DOCOMO, INC. Ticker: 9437 Security ID: J59399121 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Yoshizawa, Kazuhiro For For Management 3.2 Elect Director Ii, Motoyuki For For Management 3.3 Elect Director Maruyama, Seiji For For Management 3.4 Elect Director Fujiwara, Michio For For Management 3.5 Elect Director Hiroi, Takashi For For Management 3.6 Elect Director Tateishi, Mayumi For For Management 3.7 Elect Director Shintaku, Masaaki For For Management 3.8 Elect Director Endo, Noriko For For Management 3.9 Elect Director Kikuchi, Shin For For Management 3.10 Elect Director Kuroda, Katsumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Suto, Shoji 4.2 Elect Director and Audit Committee For Against Management Member Sagae, Hironobu 4.3 Elect Director and Audit Committee For Against Management Member Nakata, Katsumi 4.4 Elect Director and Audit Committee For For Management Member Kajikawa, Mikio 4.5 Elect Director and Audit Committee For For Management Member Tsujiyama, Eiko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- OBAYASHI CORP. Ticker: 1802 Security ID: J59826107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Obayashi, Takeo For For Management 2.2 Elect Director Hasuwa, Kenji For For Management 2.3 Elect Director Ura, Shingo For For Management 2.4 Elect Director Sato, Takehito For For Management 2.5 Elect Director Kotera, Yasuo For For Management 2.6 Elect Director Murata, Toshihiko For For Management 2.7 Elect Director Sato, Toshimi For For Management 2.8 Elect Director Otake, Shinichi For For Management 2.9 Elect Director Koizumi, Shinichi For For Management 2.10 Elect Director Izumiya, Naoki For For Management 2.11 Elect Director Kobayashi, Yoko For For Management 2.12 Elect Director Orii, Masako For For Management 3 Appoint Statutory Auditor Saito, For For Management Masahiro -------------------------------------------------------------------------------- OBIC CO., LTD. Ticker: 4684 Security ID: J5946V107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Noda, Masahiro For For Management 2.2 Elect Director Tachibana, Shoichi For For Management 2.3 Elect Director Kawanishi, Atsushi For For Management 2.4 Elect Director Noda, Mizuki For For Management 2.5 Elect Director Fujimoto, Takao For For Management 2.6 Elect Director Ida, Hideshi For For Management 2.7 Elect Director Ueno, Takemitsu For For Management 2.8 Elect Director Gomi, Yasumasa For For Management 2.9 Elect Director Ejiri, Takashi For For Management -------------------------------------------------------------------------------- ODAKYU ELECTRIC RAILWAY CO., LTD. Ticker: 9007 Security ID: J59568139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Hoshino, Koji For For Management 2.2 Elect Director Ogawa, Mikio For For Management 2.3 Elect Director Shimoka, Yoshihiko For For Management 2.4 Elect Director Arakawa, Isamu For For Management 2.5 Elect Director Igarashi, Shu For For Management 2.6 Elect Director Hayama, Takashi For For Management 2.7 Elect Director Nagano, Shinji For For Management 2.8 Elect Director Kuroda, Satoshi For For Management 2.9 Elect Director Nomakuchi, Tamotsu For For Management 2.10 Elect Director Nakayama, Hiroko For For Management 2.11 Elect Director Tateyama, Akinori For For Management 2.12 Elect Director Ohara, Toru For For Management 2.13 Elect Director Itonaga, Takehide For For Management 3.1 Appoint Statutory Auditor Ito, Masataka For Against Management 3.2 Appoint Statutory Auditor Yamamoto, For For Management Toshiro 3.3 Appoint Statutory Auditor Onimaru, For For Management Kaoru 3.4 Appoint Statutory Auditor Hayashi, For Against Management Takeshi -------------------------------------------------------------------------------- OJI HOLDINGS CORP. Ticker: 3861 Security ID: J6031N109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yajima, Susumu For For Management 1.2 Elect Director Kaku, Masatoshi For For Management 1.3 Elect Director Koseki, Yoshiki For For Management 1.4 Elect Director Kisaka, Ryuichi For For Management 1.5 Elect Director Kamada, Kazuhiko For For Management 1.6 Elect Director Isono, Hiroyuki For For Management 1.7 Elect Director Ishida, Koichi For For Management 1.8 Elect Director Shindo, Fumio For For Management 1.9 Elect Director Aoki, Shigeki For For Management 1.10 Elect Director Nara, Michihiro For For Management 1.11 Elect Director Takata, Toshihisa For For Management 1.12 Elect Director Ai, Sachiko For For Management 2 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 3 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- OKI ELECTRIC INDUSTRY CO., LTD. Ticker: 6703 Security ID: J60772100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Kawasaki, Hideichi For For Management 2.2 Elect Director Kamagami, Shinya For For Management 2.3 Elect Director Hoshi, Masayuki For For Management 2.4 Elect Director Tsuboi, Masashi For For Management 2.5 Elect Director Fuse, Masashi For For Management 2.6 Elect Director Asaba, Shigeru For For Management 2.7 Elect Director Saito, Tamotsu For For Management 2.8 Elect Director Kawashima, Izumi For For Management 2.9 Elect Director Kigawa, Makoto For For Management 3.1 Appoint Statutory Auditor Shiwa, Hideo For For Management 3.2 Appoint Statutory Auditor Makino, For For Management Ryuichi -------------------------------------------------------------------------------- OMRON CORP. Ticker: 6645 Security ID: J61374120 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42 2.1 Elect Director Tateishi, Fumio For For Management 2.2 Elect Director Yamada, Yoshihito For For Management 2.3 Elect Director Miyata, Kiichiro For For Management 2.4 Elect Director Nitto, Koji For For Management 2.5 Elect Director Ando, Satoshi For For Management 2.6 Elect Director Kobayashi, Eizo For For Management 2.7 Elect Director Kamigama, Takehiro For For Management 2.8 Elect Director Kobayashi, Izumi For For Management 3 Appoint Statutory Auditor Uchiyama, For For Management Hideyo 4 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru -------------------------------------------------------------------------------- ONO PHARMACEUTICAL CO., LTD. Ticker: 4528 Security ID: J61546115 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Sagara, Gyo For For Management 2.2 Elect Director Awata, Hiroshi For For Management 2.3 Elect Director Ono, Isao For For Management 2.4 Elect Director Tsujinaka, Toshihiro For For Management 2.5 Elect Director Takino, Toichi For For Management 2.6 Elect Director Kurihara, Jun For For Management 2.7 Elect Director Nomura, Masao For For Management 2.8 Elect Director Okuno, Akiko For For Management 3.1 Appoint Statutory Auditor Nishimura, For For Management Katsuyoshi 3.2 Appoint Statutory Auditor Hishiyama, For For Management Yasuo 3.3 Appoint Statutory Auditor Tanabe, Akiko For For Management -------------------------------------------------------------------------------- OPEN HOUSE CO., LTD. Ticker: 3288 Security ID: J3072G101 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 66 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Alternate Statutory Auditor For For Management Ido, Kazumi -------------------------------------------------------------------------------- ORACLE CORP JAPAN Ticker: 4716 Security ID: J6165M109 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Obermeier For For Management 1.2 Elect Director Minato, Koji For For Management 1.3 Elect Director Krishna Sivaraman For For Management 1.4 Elect Director Edward Paterson For Against Management 1.5 Elect Director Kimberly Woolley For Against Management 1.6 Elect Director Fujimori, Yoshiaki For For Management 1.7 Elect Director John L. Hall For For Management 1.8 Elect Director Natsuno, Takeshi For For Management -------------------------------------------------------------------------------- ORIENTAL LAND CO., LTD. Ticker: 4661 Security ID: J6174U100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Suzuki, For For Management Shigeru 2.2 Appoint Statutory Auditor Kainaka, For For Management Tatsuo 2.3 Appoint Statutory Auditor Saigusa, For Against Management Norio 2.4 Appoint Statutory Auditor Yonekawa, For Against Management Kosei -------------------------------------------------------------------------------- ORIX CORP. Ticker: 8591 Security ID: J61933123 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Inoue, Makoto For Against Management 1.2 Elect Director Irie, Shuji For For Management 1.3 Elect Director Taniguchi, Shoji For For Management 1.4 Elect Director Matsuzaki, Satoru For For Management 1.5 Elect Director Stan Koyanagi For For Management 1.6 Elect Director Suzuki, Yoshiteru For For Management 1.7 Elect Director Yasuda, Ryuji For For Management 1.8 Elect Director Takenaka, Heizo For For Management 1.9 Elect Director Michael Cusumano For For Management 1.10 Elect Director Akiyama, Sakie For For Management 1.11 Elect Director Watanabe, Hiroshi For For Management 1.12 Elect Director Sekine, Aiko For For Management -------------------------------------------------------------------------------- OSAKA GAS CO., LTD. Ticker: 9532 Security ID: J62320130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Ozaki, Hiroshi For For Management 2.2 Elect Director Honjo, Takehiro For For Management 2.3 Elect Director Fujiwara, Masataka For For Management 2.4 Elect Director Miyagawa, Tadashi For For Management 2.5 Elect Director Matsui, Takeshi For For Management 2.6 Elect Director Tasaka, Takayuki For For Management 2.7 Elect Director Miyahara, Hideo For For Management 2.8 Elect Director Murao, Kazutoshi For For Management 2.9 Elect Director Kijima, Tatsuo For For Management 3.1 Appoint Statutory Auditor Yoneyama, For For Management Hisaichi 3.2 Appoint Statutory Auditor Sasaki, For For Management Shigemi -------------------------------------------------------------------------------- OSG CORP. (6136) Ticker: 6136 Security ID: J63137103 Meeting Date: FEB 22, 2020 Meeting Type: Annual Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Ishikawa, Norio For For Management 2.2 Elect Director Osawa, Nobuaki For For Management 3.1 Elect Director and Audit Committee For For Management Member Osawa, Gohei 3.2 Elect Director and Audit Committee For For Management Member Nakagawa, Takeo 3.3 Elect Director and Audit Committee For Against Management Member Ono, Kyoshiro 3.4 Elect Director and Audit Committee For For Management Member Sakaki, Yoshiyuki 3.5 Elect Director and Audit Committee For For Management Member Takahashi, Akito 3.6 Elect Director and Audit Committee For For Management Member Hara, Kunihiko 4 Elect Alternate Director and Audit For For Management Committee Member Yamashita, Kayoko 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- OTSUKA CORP. Ticker: 4768 Security ID: J6243L115 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Appoint Statutory Auditor Nakai, For Against Management Kazuhiko 2.2 Appoint Statutory Auditor Hada, Etsuo For For Management 2.3 Appoint Statutory Auditor Minagawa, For For Management Katsumasa -------------------------------------------------------------------------------- OTSUKA HOLDINGS CO., LTD. Ticker: 4578 Security ID: J63117105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsuka, Ichiro For For Management 1.2 Elect Director Higuchi, Tatsuo For For Management 1.3 Elect Director Matsuo, Yoshiro For For Management 1.4 Elect Director Makino, Yuko For For Management 1.5 Elect Director Takagi, Shuichi For For Management 1.6 Elect Director Tobe, Sadanobu For For Management 1.7 Elect Director Kobayashi, Masayuki For For Management 1.8 Elect Director Tojo, Noriko For For Management 1.9 Elect Director Inoue, Makoto For For Management 1.10 Elect Director Matsutani, Yukio For For Management 1.11 Elect Director Sekiguchi, Ko For For Management 1.12 Elect Director Aoki, Yoshihisa For For Management 1.13 Elect Director Mita, Mayo For For Management -------------------------------------------------------------------------------- OUTSOURCING, INC. Ticker: 2427 Security ID: J6313D100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Doi, Haruhiko For For Management 2.2 Elect Director Suzuki, Kazuhiko For For Management 2.3 Elect Director Nakamoto, Atsushi For For Management 2.4 Elect Director Fukushima, Masashi For For Management 2.5 Elect Director Nakano, Hideyo For For Management 2.6 Elect Director Sakiyama, Atsuko For For Management 3.1 Elect Director and Audit Committee For For Management Member Otani, Ichiro 3.2 Elect Director and Audit Committee For For Management Member Otaka, Hiroshi 3.3 Elect Director and Audit Committee For For Management Member Shiwa, Hideo 3.4 Elect Director and Audit Committee For For Management Member Namatame, Masaru 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- PALTAC CORP. Ticker: 8283 Security ID: J6349W106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikita, Kunio For For Management 1.2 Elect Director Kasutani, Seiichi For For Management 1.3 Elect Director Noma, Masahiro For For Management 1.4 Elect Director Moriya, Akiyoshi For For Management 1.5 Elect Director Shimada, Masaharu For For Management 1.6 Elect Director Yogo, Katsutoshi For For Management 1.7 Elect Director Oishi, Kaori For For Management 1.8 Elect Director Asada, Katsumi For For Management 2.1 Appoint Statutory Auditor Kanaoka, For For Management Yukihiro 2.2 Appoint Statutory Auditor Kotera, Yohei For For Management -------------------------------------------------------------------------------- PAN PACIFIC INTERNATIONAL HOLDINGS CORP. Ticker: 7532 Security ID: J1235L108 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Yoshida, Naoki For For Management 2.2 Elect Director Matsumoto, Kazuhiro For For Management 2.3 Elect Director Nishii, Takeshi For For Management 2.4 Elect Director Sakakibara, Ken For For Management 2.5 Elect Director Sekiguchi, Kenji For For Management 2.6 Elect Director Maruyama, Tetsuji For For Management 2.7 Elect Director Ishii, Yuji For For Management 2.8 Elect Director Abe, Hiroshi For For Management 2.9 Elect Director Yasuda, Takao For For Management 3.1 Elect Director and Audit Committee For For Management Member Nishitani, Jumpei 3.2 Elect Director and Audit Committee For For Management Member Yoshino, Masaki -------------------------------------------------------------------------------- PANASONIC CORP. Ticker: 6752 Security ID: J6354Y104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagae, Shusaku For For Management 1.2 Elect Director Tsuga, Kazuhiro For For Management 1.3 Elect Director Sato, Mototsugu For For Management 1.4 Elect Director Higuchi, Yasuyuki For For Management 1.5 Elect Director Homma, Tetsuro For For Management 1.6 Elect Director Tsutsui, Yoshinobu For For Management 1.7 Elect Director Ota, Hiroko For For Management 1.8 Elect Director Toyama, Kazuhiko For For Management 1.9 Elect Director Noji, Kunio For For Management 1.10 Elect Director Umeda, Hirokazu For For Management 1.11 Elect Director Laurence W.Bates For For Management 1.12 Elect Director Sawada, Michitaka For For Management 1.13 Elect Director Kawamoto, Yuko For For Management 2.1 Appoint Statutory Auditor Fujii, Eiji For For Management 2.2 Appoint Statutory Auditor Yufu, Setsuko For For Management -------------------------------------------------------------------------------- PARK24 CO., LTD. Ticker: 4666 Security ID: J63581102 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Nishikawa, Koichi For For Management 2.2 Elect Director Sasaki, Kenichi For For Management 2.3 Elect Director Kawakami, Norifumi For For Management 2.4 Elect Director Kawasaki, Keisuke For For Management 2.5 Elect Director Yamanaka, Shingo For For Management 2.6 Elect Director Oura, Yoshimitsu For For Management 2.7 Elect Director Nagasaka, Takashi For For Management 3.1 Elect Director and Audit Committee For For Management Member Sasakawa, Akifumi 3.2 Elect Director and Audit Committee For For Management Member Takeda, Tsunekazu 3.3 Elect Director and Audit Committee For For Management Member Niunoya, Miho -------------------------------------------------------------------------------- PASONA GROUP INC. Ticker: 2168 Security ID: J34771105 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nambu, Yasuyuki For For Management 1.2 Elect Director Takenaka, Heizo For For Management 1.3 Elect Director Fukasawa, Junko For For Management 1.4 Elect Director Yamamoto, Kinuko For For Management 1.5 Elect Director Wakamoto, Hirotaka For For Management 2.1 Elect Director and Audit Committee For For Management Member Nomura, Kazufumi 2.2 Elect Director and Audit Committee For Against Management Member Morimoto, Seiichiro 2.3 Elect Director and Audit Committee For For Management Member Funabashi, Haruo 2.4 Elect Director and Audit Committee For For Management Member Furukawa, Kazuo -------------------------------------------------------------------------------- PENTA-OCEAN CONSTRUCTION CO., LTD. Ticker: 1893 Security ID: J63653109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Shimizu, Takuzo For For Management 2.2 Elect Director Ueda, Kazuya For For Management 2.3 Elect Director Noguchi, Tetsushi For For Management 2.4 Elect Director Tahara, Ryoji For For Management 2.5 Elect Director Watanabe, Hiroshi For For Management 2.6 Elect Director Katsumura, Junji For For Management 2.7 Elect Director Yamashita, Tomoyuki For For Management 2.8 Elect Director Kawashima, Yasuhiro For For Management 2.9 Elect Director Takahashi, Hidenori For For Management 2.10 Elect Director Furuya, Naoki For For Management 3.1 Appoint Statutory Auditor Kuraishi, For Against Management Hideaki 3.2 Appoint Statutory Auditor Suganami, For Against Management Shin -------------------------------------------------------------------------------- PEPTIDREAM INC. Ticker: 4587 Security ID: J6363M109 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Change Fiscal Year End 2.1 Elect Director Kubota, Kiichi For For Management 2.2 Elect Director Patrick C. Reid For For Management 2.3 Elect Director Masuya, Keiichi For For Management 2.4 Elect Director Kaneshiro, Kiyofumi For For Management 3.1 Elect Director and Audit Committee For For Management Member Sasaoka, Michio 3.2 Elect Director and Audit Committee For For Management Member Nagae, Toshio 3.3 Elect Director and Audit Committee For For Management Member Hanafusa, Yukinori -------------------------------------------------------------------------------- PEPTIDREAM INC. Ticker: 4587 Security ID: J6363M109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kubota, Kiichi For For Management 1.2 Elect Director Patrick C. Reid For For Management 1.3 Elect Director Masuya, Keiichi For For Management 1.4 Elect Director Kaneshiro, Kiyofumi For For Management 2 Elect Alternate Director and Audit For For Management Committee Member Utsunomiya, Junko -------------------------------------------------------------------------------- PERSOL HOLDINGS CO., LTD. Ticker: 2181 Security ID: J6367Q106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mizuta, Masamichi For For Management 2.2 Elect Director Wada, Takao For For Management 2.3 Elect Director Takahashi, Hirotoshi For For Management 2.4 Elect Director Tamakoshi, Ryosuke For For Management 2.5 Elect Director Nishiguchi, Naohiro For For Management 2.6 Elect Director Yamauchi, Masaki For For Management 3.1 Elect Director and Audit Committee For Against Management Member Enomoto, Chisa 3.2 Elect Director and Audit Committee For For Management Member Tomoda, Kazuhiko 4 Elect Alternate Director and Audit For For Management Committee Member Tsukamoto, Hideo 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Trust-Type Equity Compensation For For Management Plan 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Indemnify Directors - Indemnify Statutory Auditors 3.1 Elect Director Nakata, Yoichi For For Management 3.2 Elect Director Yamashita, Shigeru For For Management 3.3 Elect Director Kitazawa, Norimasa For For Management 3.4 Elect Director Akamatsu, Eiji For For Management 3.5 Elect Director Itakura, Tadashi For For Management 3.6 Elect Director Kurachi, Yasunori For For Management 3.7 Elect Director Kevin Vyse-Peacock For For Management 3.8 Elect Director Nitta, Takayuki For For Management 3.9 Elect Director Hatoyama, Rehito For For Management 3.10 Elect Director Okada, Erika For For Management 3.11 Elect Director Hayashi, Chiaki For For Management 3.12 Elect Director Yamaguchi, Eriko For For Management 4 Appoint Statutory Auditor Matsunaga, For For Management Tsutomu -------------------------------------------------------------------------------- PILOT CORP. Ticker: 7846 Security ID: J6378K106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ito, Shu For For Management 1.2 Elect Director Watanabe, Hiromoto For For Management 1.3 Elect Director Horiguchi, Yasuo For For Management 1.4 Elect Director Shirakawa, Masakazu For For Management 1.5 Elect Director Kimura, Tsutomu For For Management 1.6 Elect Director Tanaka, Sanae For For Management 1.7 Elect Director Masuda, Shinzo For For Management 1.8 Elect Director Muramatsu, Masanobu For For Management 2.1 Appoint Statutory Auditor Soramoto, For For Management Naoki 2.2 Appoint Statutory Auditor Saimura, For For Management Yoshihiro 2.3 Appoint Statutory Auditor Itasawa, For For Management Sachio 2.4 Appoint Statutory Auditor Kamiyama, For For Management Toshizo 3 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- POLA ORBIS HOLDINGS INC. Ticker: 4927 Security ID: J6388P103 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 81 2.1 Elect Director Suzuki, Satoshi For For Management 2.2 Elect Director Kume, Naoki For For Management 2.3 Elect Director Fujii, Akira For For Management 2.4 Elect Director Yokote, Yoshikazu For For Management 2.5 Elect Director Kobayashi, Takuma For For Management 2.6 Elect Director Komiya, Kazuyoshi For For Management 2.7 Elect Director Ushio, Naomi For For Management 2.8 Elect Director Yamamoto, Hikaru For For Management -------------------------------------------------------------------------------- QB NET HOLDINGS CO., LTD. Ticker: 6571 Security ID: J64667108 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Kitano, Yasuo For For Management 2.2 Elect Director Iriyama, Yusuke For For Management 2.3 Elect Director Miyazaki, Makoto For For Management 2.4 Elect Director Matsumoto, Osamu For For Management 2.5 Elect Director Omiya, Tatsushi For For Management 2.6 Elect Director Kikuchi, Tadao For For Management 2.7 Elect Director Saito, Toshikazu For For Management -------------------------------------------------------------------------------- RAKUTEN, INC. Ticker: 4755 Security ID: J64264104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 2.1 Elect Director Mikitani, Hiroshi For For Management 2.2 Elect Director Hosaka, Masayuki For For Management 2.3 Elect Director Charles B. Baxter For For Management 2.4 Elect Director Kutaragi, Ken For For Management 2.5 Elect Director Sarah J. M. Whitley For For Management 2.6 Elect Director Mitachi, Takashi For For Management 2.7 Elect Director Murai, Jun For For Management 3.1 Appoint Statutory Auditor Yamaguchi, For For Management Katsuyuki 3.2 Appoint Statutory Auditor Nishikawa, For For Management Yoshiaki 4 Approve Two Types of Deep Discount For Against Management Stock Option Plans -------------------------------------------------------------------------------- RECRUIT HOLDINGS CO., LTD. Ticker: 6098 Security ID: J6433A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Minegishi, Masumi For For Management 1.2 Elect Director Idekoba, Hisayuki For For Management 1.3 Elect Director Senaha, Ayano For For Management 1.4 Elect Director Rony Kahan For For Management 1.5 Elect Director Izumiya, Naoki For For Management 1.6 Elect Director Totoki, Hiroki For For Management 2.1 Appoint Statutory Auditor Nagashima, For For Management Yukiko 2.2 Appoint Statutory Auditor Ogawa, For For Management Yoichiro 2.3 Appoint Statutory Auditor Natori, For For Management Katsuya 2.4 Appoint Alternate Statutory Auditor For For Management Tanaka, Miho -------------------------------------------------------------------------------- RELO GROUP, INC. Ticker: 8876 Security ID: J6436W118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sasada, Masanori For For Management 1.2 Elect Director Nakamura, Kenichi For For Management 1.3 Elect Director Kadota, Yasushi For For Management 1.4 Elect Director Koshinaga, Kenji For For Management 1.5 Elect Director Kawano, Takeshi For For Management 1.6 Elect Director Onogi, Takashi For For Management 1.7 Elect Director Udagawa, Kazuya For For Management 2.1 Appoint Statutory Auditor Koyama, For For Management Katsuhiko 2.2 Appoint Statutory Auditor Kuboya, For For Management Michio 2.3 Appoint Statutory Auditor Sakurai, For For Management Masao 2.4 Appoint Statutory Auditor Dai, Tsuyoshi For For Management -------------------------------------------------------------------------------- RENESAS ELECTRONICS CORP. Ticker: 6723 Security ID: J4881V107 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsurumaru, Tetsuya For For Management 1.2 Elect Director Shibata, Hidetoshi For For Management 1.3 Elect Director Toyoda, Tetsuro For For Management 1.4 Elect Director Iwasaki, Jiro For For Management 1.5 Elect Director Slena Loh Lacroix For For Management 1.6 Elect Director Arunjai Mittal For For Management 2 Appoint Statutory Auditor Fukuda, For For Management Kazuki 3 Approve Deep Discount Stock Option Plan For Against Management -------------------------------------------------------------------------------- RENGO CO., LTD. Ticker: 3941 Security ID: J64382104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsubo, Kiyoshi For For Management 1.2 Elect Director Kawamoto, Yosuke For For Management 1.3 Elect Director Maeda, Moriaki For For Management 1.4 Elect Director Ishida, Shigechika For For Management 1.5 Elect Director Hasegawa, Ichiro For For Management 1.6 Elect Director Baba, Yasuhiro For For Management 1.7 Elect Director Sambe, Hiromi For For Management 1.8 Elect Director Inoue, Sadatoshi For For Management 1.9 Elect Director Sato, Yoshio For For Management 1.10 Elect Director Oku, Masayuki For For Management 1.11 Elect Director Sakai, Shinya For For Management 2.1 Appoint Statutory Auditor Shoju, For For Management Tsutomu 2.2 Appoint Statutory Auditor Tsunekage, For Against Management Hitoshi 3 Approve Compensation Ceiling for For For Management Directors 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- RESONA HOLDINGS, INC. Ticker: 8308 Security ID: J6448E106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Higashi, Kazuhiro For For Management 1.2 Elect Director Minami, Masahiro For For Management 1.3 Elect Director Noguchi, Mikio For For Management 1.4 Elect Director Kawashima, Takahiro For Against Management 1.5 Elect Director Urano, Mitsudo For For Management 1.6 Elect Director Matsui, Tadamitsu For For Management 1.7 Elect Director Sato, Hidehiko For For Management 1.8 Elect Director Baba, Chiharu For For Management 1.9 Elect Director Iwata, Kimie For For Management 1.10 Elect Director Egami, Setsuko For For Management -------------------------------------------------------------------------------- RESORTTRUST, INC. Ticker: 4681 Security ID: J6448M108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Ito, Yoshiro For For Management 2.2 Elect Director Ito, Katsuyasu For For Management 2.3 Elect Director Fushimi, Ariyoshi For For Management 2.4 Elect Director Iuchi, Katsuyuki For For Management 2.5 Elect Director Shintani, Atsuyuki For For Management 2.6 Elect Director Uchiyama, Toshihiko For For Management 2.7 Elect Director Takagi, Naoshi For For Management 2.8 Elect Director Hanada, Shinichiro For For Management 2.9 Elect Director Ogino, Shigetoshi For For Management 2.10 Elect Director Furukawa, Tetsuya For For Management 2.11 Elect Director Nonaka, Tomoyo For For Management 2.12 Elect Director Terazawa, Asako For For Management -------------------------------------------------------------------------------- RICOH CO., LTD. Ticker: 7752 Security ID: J64683105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2.1 Elect Director Yamashita, Yoshinori For For Management 2.2 Elect Director Inaba, Nobuo For For Management 2.3 Elect Director Matsuishi, Hidetaka For For Management 2.4 Elect Director Sakata, Seiji For For Management 2.5 Elect Director Iijima, Masami For For Management 2.6 Elect Director Hatano, Mutsuko For For Management 2.7 Elect Director Mori, Kazuhiro For For Management 2.8 Elect Director Yoko, Keisuke For For Management 3 Approve Annual Bonus For For Management 4.1 Appoint Statutory Auditor Tsuji, For For Management Kazuhiro 4.2 Appoint Statutory Auditor Kobayashi, For For Management Shoji 4.3 Appoint Statutory Auditor Furukawa, For For Management Yasunobu -------------------------------------------------------------------------------- RIGHT ON CO., LTD. Ticker: 7445 Security ID: J64748106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fujiwara, Masahiro For Against Management 1.2 Elect Director Kawasaki, Jumpei For For Management 1.3 Elect Director Fujiwara, Yusuke For For Management 1.4 Elect Director Kohama, Hiromasa For For Management 1.5 Elect Director Tada, Hitoshi For For Management 1.6 Elect Director Nakazawa, Ayumi For For Management 2 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- RINNAI CORP. Ticker: 5947 Security ID: J65199101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Hayashi, Kenji For For Management 2.2 Elect Director Naito, Hiroyasu For For Management 2.3 Elect Director Narita, Tsunenori For For Management 2.4 Elect Director Kosugi, Masao For For Management 2.5 Elect Director Kondo, Yuji For For Management 2.6 Elect Director Matsui, Nobuyuki For For Management 2.7 Elect Director Kamio, Takashi For For Management 3.1 Appoint Statutory Auditor Ishikawa, For For Management Haruhiko 3.2 Appoint Statutory Auditor Shinji, For For Management Katsuhiko 3.3 Appoint Statutory Auditor Matsuoka, For Against Management Masaaki 3.4 Appoint Statutory Auditor Watanabe, For For Management Ippei 4 Appoint Alternate Statutory Auditor For For Management Ishikawa, Yoshiro -------------------------------------------------------------------------------- ROCK FIELD CO., LTD. Ticker: 2910 Security ID: J65275109 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2 Amend Articles to Increase Authorized For For Management Capital 3.1 Elect Director Iwata, Kozo For For Management 3.2 Elect Director Furutsuka, Takashi For For Management 3.3 Elect Director Hosomi, Toshihiro For For Management 3.4 Elect Director Izawa, Osamu For For Management 3.5 Elect Director Endo, Hiroshi For For Management 3.6 Elect Director Nakano, Kanji For For Management 3.7 Elect Director Kadokami, Takeshi For For Management 3.8 Elect Director Matsumura, Harumi For For Management 4.1 Appoint Statutory Auditor Oka, Goro For For Management 4.2 Appoint Statutory Auditor Mito, Kazuya For For Management -------------------------------------------------------------------------------- ROHM CO., LTD. Ticker: 6963 Security ID: J65328122 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Matsumoto, Isao For For Management 2.2 Elect Director Azuma, Katsumi For For Management 2.3 Elect Director Yamazaki, Masahiko For For Management 2.4 Elect Director Uehara, Kunio For For Management 2.5 Elect Director Tateishi, Tetsuo For For Management 2.6 Elect Director Nishioka, Koichi For For Management 2.7 Elect Director Ino, Kazuhide For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- ROHTO PHARMACEUTICAL CO., LTD. Ticker: 4527 Security ID: J65371106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Clarify Provisions For For Management on Alternate Statutory Auditors 2.1 Elect Director Yamada, Kunio For For Management 2.2 Elect Director Sugimoto, Masashi For For Management 2.3 Elect Director Saito, Masaya For For Management 2.4 Elect Director Kunisaki, Shinichi For For Management 2.5 Elect Director Takakura, Chiharu For For Management 2.6 Elect Director Hiyama, Atsushi For For Management 2.7 Elect Director Torii, Shingo For For Management 2.8 Elect Director Iriyama, Akie For For Management 2.9 Elect Director Mera, Haruka For For Management 3.1 Appoint Statutory Auditor Kimura, For For Management Masanori 3.2 Appoint Statutory Auditor Uemura, For For Management Hideto 3.3 Appoint Statutory Auditor Amano, For For Management Katsusuke 3.4 Appoint Statutory Auditor Tani, For For Management Yasuhiro 4 Appoint Alternate Statutory Auditor For For Management Kodama, Masafumi 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- RYOHIN KEIKAKU CO., LTD. Ticker: 7453 Security ID: J6571N105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18.2 2 Amend Articles to Change Fiscal Year For For Management End 3.1 Elect Director Kanai, Masaaki For For Management 3.2 Elect Director Suzuki, Kei For For Management 3.3 Elect Director Yagyu, Masayoshi For For Management 3.4 Elect Director Yoshikawa, Atsushi For For Management 4.1 Appoint Statutory Auditor Hattori, For For Management Masaru 4.2 Appoint Statutory Auditor Arai, Jun For For Management -------------------------------------------------------------------------------- SAIZERIYA CO., LTD. Ticker: 7581 Security ID: J6640M104 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Shogaki, Yasuhiko For For Management 2.2 Elect Director Horino, Issei For For Management 2.3 Elect Director Nagaoka, Noboru For For Management 2.4 Elect Director Shimazaki, Koji For For Management -------------------------------------------------------------------------------- SAKATA SEED CORP. Ticker: 1377 Security ID: J66704107 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Sakata, Hiroshi For For Management 2.2 Elect Director Uchiyama, Risho For For Management 2.3 Elect Director Kagami, Tsutomu For For Management 2.4 Elect Director Honda, Shuitsu For For Management 2.5 Elect Director Ujita, Akifumi For For Management 2.6 Elect Director Kuroiwa, Kazuo For For Management 2.7 Elect Director Furuki, Toshihiko For For Management 2.8 Elect Director Sugahara, Kunihiko For For Management 2.9 Elect Director Ihara, Yoshitaka For For Management 2.10 Elect Director Ozaki, Yukimasa For For Management 3 Appoint Statutory Auditor Bo, Akinori For Against Management 4 Appoint Alternate Statutory Auditor For For Management Nagashima, Tamio -------------------------------------------------------------------------------- SANKYO CO., LTD. Ticker: 6417 Security ID: J67844100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Busujima, Hideyuki For For Management 3.2 Elect Director Tsutsui, Kimihisa For For Management 3.3 Elect Director Tomiyama, Ichiro For For Management 3.4 Elect Director Ishihara, Akihiko For For Management 3.5 Elect Director Kitani, Taro For For Management 3.6 Elect Director Yamasaki, Hiroyuki For For Management -------------------------------------------------------------------------------- SANKYO TATEYAMA, INC. Ticker: 5932 Security ID: J67779124 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2.1 Elect Director Yamashita, Kiyotsugu For For Management 2.2 Elect Director Nakano, Takashi For For Management 2.3 Elect Director Hirano, Shozo For For Management 2.4 Elect Director Okamoto, Makoto For For Management 2.5 Elect Director Shoji, Mitsugu For For Management 2.6 Elect Director Yamada, Hiroshi For For Management 2.7 Elect Director Kurosaki, Satoshi For For Management 2.8 Elect Director Ikeda, Kazuhito For For Management 2.9 Elect Director Takeshima, Naoko For For Management 3.1 Elect Director and Audit Committee For For Management Member Nishioka, Takao 3.2 Elect Director and Audit Committee For Against Management Member Nozaki, Hiromi 3.3 Elect Director and Audit Committee For For Management Member Hongawa, Toru 3.4 Elect Director and Audit Committee For For Management Member Hori, Yuichi 3.5 Elect Director and Audit Committee For For Management Member Tsuri, Nagahito 4 Elect Alternate Director and Audit For Against Management Committee Member Araki, Jiro -------------------------------------------------------------------------------- SANKYU INC. Ticker: 9065 Security ID: J68037100 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Ogawa, Takashi For For Management 2.2 Elect Director Inoue, Masao For For Management 2.3 Elect Director Yuki, Toshio For For Management 2.4 Elect Director Otobe, Hiroshi For For Management 2.5 Elect Director Okahashi, Terukazu For For Management 2.6 Elect Director Arima, Toshiaki For For Management 2.7 Elect Director Ogawa, Makoto For For Management 3 Appoint Alternate Statutory Auditor For For Management Nishi, Yoshihiro -------------------------------------------------------------------------------- SANTEN PHARMACEUTICAL CO., LTD. Ticker: 4536 Security ID: J68467109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Kurokawa, Akira For For Management 2.2 Elect Director Taniuchi, Shigeo For For Management 2.3 Elect Director Ito, Takeshi For For Management 2.4 Elect Director Oishi, Kanoko For For Management 2.5 Elect Director Shintaku, Yutaro For For Management 2.6 Elect Director Minakawa, Kunihito For For Management 3 Appoint Statutory Auditor Isaka, For For Management Hiroshi -------------------------------------------------------------------------------- SANWA HOLDINGS CORP. Ticker: 5929 Security ID: J6858G104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Takayama, Toshitaka For For Management 2.2 Elect Director Takayama, Yasushi For For Management 2.3 Elect Director Fujisawa, Hiroatsu For For Management 2.4 Elect Director Yamazaki, Hiroyuki For For Management 2.5 Elect Director Takayama, Meiji For For Management 2.6 Elect Director Yokota, Masanaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Zaima, Teiko 3.2 Elect Director and Audit Committee For For Management Member Yonezawa, Tsunekatsu 3.3 Elect Director and Audit Committee For For Management Member Gokita, Akira 4 Elect Alternate Director and Audit For For Management Committee Member Yokota, Masanaka -------------------------------------------------------------------------------- SAPPORO HOLDINGS LTD. Ticker: 2501 Security ID: J69413193 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Oga, Masaki For For Management 3.2 Elect Director Iwata, Yoshihiro For For Management 3.3 Elect Director Fukuhara, Mayumi For For Management 3.4 Elect Director Ohira, Yasuyuki For For Management 3.5 Elect Director Uzawa, Shizuka For For Management 3.6 Elect Director Mackenzie Clugston For For Management 3.7 Elect Director Fukuda, Shuji For For Management 4.1 Elect Director and Audit Committee For For Management Member Mizokami, Toshio 4.2 Elect Director and Audit Committee For Against Management Member Sugie, Kazuo 4.3 Elect Director and Audit Committee For For Management Member Yamamoto, Kotaro 5 Elect Alternate Director and Audit For For Management Committee Member Iizuka, Takanori 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan 9 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- SATORI ELECTRIC CO., LTD. Ticker: 7420 Security ID: J69736106 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Satori, Hiroyuki For For Management 1.2 Elect Director Ueda, Kazutoshi For For Management 1.3 Elect Director Obara, Naoki For For Management 1.4 Elect Director Aoki, Yasushi For For Management 1.5 Elect Director Sato, Akihiko For For Management 1.6 Elect Director Fukuda, Shuichi For For Management 1.7 Elect Director Shimomura, Sadahiro For For Management 1.8 Elect Director Tawada, Hidetoshi For For Management 1.9 Elect Director Iwanami, Toshimitsu For For Management 2.1 Appoint Statutory Auditor Mogi, Masaki For For Management 2.2 Appoint Statutory Auditor Sato, For Against Management Shinichi 3.1 Appoint Alternate Statutory Auditor For For Management Suzuki, Takahiro 3.2 Appoint Alternate Statutory Auditor For For Management Yoshimasu, Yuji -------------------------------------------------------------------------------- SAWAI PHARMACEUTICAL CO., LTD. Ticker: 4555 Security ID: J69811107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2 Amend Articles to Clarify Provisions For For Management on Alternate Statutory Auditors 3.1 Elect Director Sawai, Mitsuo For For Management 3.2 Elect Director Sawai, Kenzo For For Management 3.3 Elect Director Sueyoshi, Kazuhiko For For Management 3.4 Elect Director Terashima, Toru For For Management 3.5 Elect Director Ohara, Masatoshi For For Management 3.6 Elect Director Todo, Naomi For For Management 4 Appoint Statutory Auditor Tomohiro, For For Management Takanobu 5.1 Appoint Alternate Statutory Auditor For For Management Somi, Satoshi 5.2 Appoint Alternate Statutory Auditor For For Management Nishimura, Yoshitsugu -------------------------------------------------------------------------------- SBI HOLDINGS, INC. Ticker: 8473 Security ID: J6991H100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitao, Yoshitaka For For Management 1.2 Elect Director Kawashima, Katsuya For For Management 1.3 Elect Director Nakagawa, Takashi For For Management 1.4 Elect Director Takamura, Masato For For Management 1.5 Elect Director Morita, Shumpei For For Management 1.6 Elect Director Yamada, Masayuki For For Management 1.7 Elect Director Kusakabe, Satoe For For Management 1.8 Elect Director Yoshida, Masaki For For Management 1.9 Elect Director Sato, Teruhide For For Management 1.10 Elect Director Takenaka, Heizo For For Management 1.11 Elect Director Suzuki, Yasuhiro For For Management 1.12 Elect Director Ito, Hiroshi For For Management 1.13 Elect Director Takeuchi, Kanae For For Management 2 Appoint Alternate Statutory Auditor For For Management Wakatsuki, Tetsutaro -------------------------------------------------------------------------------- SCREEN HOLDINGS CO., LTD. Ticker: 7735 Security ID: J6988U114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kakiuchi, Eiji For For Management 2.2 Elect Director Hiroe, Toshio For For Management 2.3 Elect Director Nadahara, Soichi For For Management 2.4 Elect Director Kondo, Yoichi For For Management 2.5 Elect Director Ando, Kimito For For Management 2.6 Elect Director Saito, Shigeru For For Management 2.7 Elect Director Yoda, Makoto For For Management 2.8 Elect Director Takasu, Hidemi For For Management 3.1 Appoint Statutory Auditor Ota, Hirofumi For For Management 3.2 Appoint Statutory Auditor Kikkawa, For For Management Tetsuo 3.3 Appoint Statutory Auditor Yokoyama, For For Management Seiji 4 Appoint Alternate Statutory Auditor For For Management Ito, Tomoyuki -------------------------------------------------------------------------------- SCSK CORP. Ticker: 9719 Security ID: J70081104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tabuchi, Masao For For Management 1.2 Elect Director Tanihara, Toru For For Management 1.3 Elect Director Fukunaga, Tetsuya For For Management 1.4 Elect Director Kato, Kei For For Management 1.5 Elect Director Tamura, Tatsuro For For Management 1.6 Elect Director Haga, Bin For For Management 1.7 Elect Director Matsuda, Kiyoto For For Management 2 Elect Director and Audit Committee For For Management Member Shiraishi, Kazuko -------------------------------------------------------------------------------- SECOM CO., LTD. Ticker: 9735 Security ID: J69972107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Iida, Makoto For For Management 2.2 Elect Director Nakayama, Yasuo For For Management 2.3 Elect Director Ozeki, Ichiro For For Management 2.4 Elect Director Yoshida, Yasuyuki For For Management 2.5 Elect Director Fuse, Tatsuro For For Management 2.6 Elect Director Izumida, Tatsuya For For Management 2.7 Elect Director Kurihara, Tatsushi For For Management 2.8 Elect Director Hirose, Takaharu For For Management 2.9 Elect Director Kawano, Hirobumi For For Management 2.10 Elect Director Watanabe, Hajime For For Management 2.11 Elect Director Hara, Miri For For Management -------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS, INC. Ticker: 6460 Security ID: J7028D104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Satomi, Hajime For For Management 1.2 Elect Director Satomi, Haruki For For Management 1.3 Elect Director Tsurumi, Naoya For For Management 1.4 Elect Director Fukazawa, Koichi For For Management 1.5 Elect Director Yoshizawa, Hideo For For Management 1.6 Elect Director Natsuno, Takeshi For For Management 1.7 Elect Director Katsukawa, Kohei For For Management 1.8 Elect Director Melanie Brock For For Management 2 Appoint Alternate Statutory Auditor For For Management Inaoka, Kazuaki -------------------------------------------------------------------------------- SEIBU HOLDINGS, INC. Ticker: 9024 Security ID: J7030Q119 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Goto, Takashi For For Management 2.2 Elect Director Takahashi, Kaoru For For Management 2.3 Elect Director Nishii, Tomoyuki For For Management 2.4 Elect Director Nishiyama, Ryuichiro For For Management 2.5 Elect Director Kitamura, Kimio For For Management 2.6 Elect Director Koyama, Masahiko For For Management 2.7 Elect Director Uwano, Akihisa For For Management 2.8 Elect Director Tsujihiro, Masafumi For For Management -------------------------------------------------------------------------------- SEIKO EPSON CORP. Ticker: 6724 Security ID: J7030F105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Usui, Minoru For For Management 2.2 Elect Director Ogawa, Yasunori For For Management 2.3 Elect Director Kubota, Koichi For For Management 2.4 Elect Director Seki, Tatsuaki For For Management 2.5 Elect Director Kawana, Masayuki For For Management 2.6 Elect Director Takahata, Toshiya For For Management 2.7 Elect Director Omiya, Hideaki For For Management 2.8 Elect Director Matsunaga, Mari For For Management 3.1 Elect Director and Audit Committee For For Management Member Shigemoto, Taro 3.2 Elect Director and Audit Committee For For Management Member Shirai, Yoshio 3.3 Elect Director and Audit Committee For For Management Member Murakoshi, Susumu 3.4 Elect Director and Audit Committee For For Management Member Otsuka, Michiko 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SEINO HOLDINGS CO., LTD. Ticker: 9076 Security ID: J70316138 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Elect Director Taguchi, Yoshitaka For For Management 2.2 Elect Director Taguchi, Takao For For Management 2.3 Elect Director Maruta, Hidemi For For Management 2.4 Elect Director Furuhashi, Harumi For For Management 2.5 Elect Director Nozu, Nobuyuki For For Management 2.6 Elect Director Yamada, Meyumi For For Management 2.7 Elect Director Takai, Shintaro For For Management 2.8 Elect Director Ichimaru, Yoichiro For For Management 2.9 Elect Director Kotera, Yasuhisa For For Management 3.1 Appoint Statutory Auditor Terada, For For Management Shingo 3.2 Appoint Statutory Auditor Ito, Nobuhiko For For Management 3.3 Appoint Statutory Auditor Kasamatsu, For For Management Eiji 3.4 Appoint Statutory Auditor Masuda, For For Management Hiroyuki -------------------------------------------------------------------------------- SEKISUI CHEMICAL CO., LTD. Ticker: 4204 Security ID: J70703137 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Koge, Teiji For For Management 2.2 Elect Director Kato, Keita For For Management 2.3 Elect Director Hirai, Yoshiyuki For For Management 2.4 Elect Director Kamiyoshi, Toshiyuki For For Management 2.5 Elect Director Kamiwaki, Futoshi For For Management 2.6 Elect Director Taketomo, Hiroyuki For For Management 2.7 Elect Director Shimizu, Ikusuke For For Management 2.8 Elect Director Kase, Yutaka For For Management 2.9 Elect Director Oeda, Hiroshi For For Management 2.10 Elect Director Ishikura, Yoko For For Management 3 Appoint Statutory Auditor Fukunaga, For For Management Toshitaka -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term - Remove All Provisions on Advisory Positions 3.1 Elect Director Abe, Toshinori For For Management 3.2 Elect Director Inagaki, Shiro For For Management 3.3 Elect Director Nakai, Yoshihiro For For Management 3.4 Elect Director Uchida, Takashi For For Management 3.5 Elect Director Wakui, Shiro For For Management 3.6 Elect Director Yoshimaru, Yukiko For For Management 3.7 Elect Director Kitazawa, Toshifumi For For Management 3.8 Elect Director Tanaka, Satoshi For For Management 3.9 Elect Director Nishida, Kumpei For For Management 3.10 Elect Director Horiuchi, Yosuke For For Management 3.11 Elect Director Miura, Toshiharu For For Management 3.12 Elect Director Ishii, Toru For For Management 4 Appoint Statutory Auditor Wada, For For Management Yoritomo 5 Approve Annual Bonus For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors 7 Approve Performance Share Plan and For For Management Restricted Stock Plan 8.1 Elect Shareholder Director Nominee Against Against Shareholder Christopher Douglas Brady 8.2 Elect Shareholder Director Nominee Against Against Shareholder Pamela Fennel Jacobs 8.3 Elect Shareholder Director Nominee Against Against Shareholder Okada, Yasushi 8.4 Elect Shareholder Director Nominee Against Against Shareholder Saeki, Terumichi 8.5 Elect Shareholder Director Nominee Against Against Shareholder Iwasaki, Jiro 8.6 Elect Shareholder Director Nominee Against Against Shareholder Saito, Makoto 8.7 Elect Shareholder Director Nominee Against Against Shareholder Kato, Hitomi 8.8 Elect Shareholder Director Nominee Against Against Shareholder Suguro, Fumiyasu 8.9 Elect Shareholder Director Nominee Against Against Shareholder Fujiwara, Motohiko 8.10 Elect Shareholder Director Nominee Against Against Shareholder Yamada, Koji 8.11 Elect Shareholder Director Nominee Against Against Shareholder Wada, Isami -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 51 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Isaka, Ryuichi For For Management 3.2 Elect Director Goto, Katsuhiro For For Management 3.3 Elect Director Ito, Junro For For Management 3.4 Elect Director Yamaguchi, Kimiyoshi For For Management 3.5 Elect Director Maruyama, Yoshimichi For For Management 3.6 Elect Director Nagamatsu, Fumihiko For For Management 3.7 Elect Director Kimura, Shigeki For For Management 3.8 Elect Director Joseph M. DePinto For For Management 3.9 Elect Director Tsukio, Yoshio For For Management 3.10 Elect Director Ito, Kunio For For Management 3.11 Elect Director Yonemura, Toshiro For For Management 3.12 Elect Director Higashi, Tetsuro For For Management 3.13 Elect Director Rudy, Kazuko For For Management -------------------------------------------------------------------------------- SEVEN BANK LTD. Ticker: 8410 Security ID: J7164A104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 2.1 Elect Director Futagoishi, Kensuke For For Management 2.2 Elect Director Funatake, Yasuaki For For Management 2.3 Elect Director Goto, Katsuhiro For For Management 2.4 Elect Director Kigawa, Makoto For For Management 2.5 Elect Director Itami, Toshihiko For For Management 2.6 Elect Director Fukuo, Koichi For For Management 2.7 Elect Director Kuroda, Yukiko For For Management 3 Appoint Statutory Auditor Ishiguro, For For Management Kazuhiko 4 Appoint Alternate Statutory Auditor For For Management Eda, Chieko 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- SG HOLDINGS CO., LTD. Ticker: 9143 Security ID: J7134P108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kuriwada, Eiichi For For Management 1.2 Elect Director Araki, Hideo For For Management 1.3 Elect Director Nakajima, Shunichi For For Management 1.4 Elect Director Motomura, Masahide For For Management 1.5 Elect Director Kawanago, Katsuhiro For For Management 1.6 Elect Director Matsumoto, Hidekazu For For Management 1.7 Elect Director Takaoka, Mika For For Management 1.8 Elect Director Sagisaka, Osami For For Management 1.9 Elect Director Akiyama, Masato For For Management 2 Appoint Statutory Auditor Tajima, For For Management Satoshi -------------------------------------------------------------------------------- SHARP CORP. Ticker: 6753 Security ID: J71434112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tai Jeng-Wu For For Management 1.2 Elect Director Nomura, Katsuaki For For Management 1.3 Elect Director Chung-Cheng Lin For For Management 1.4 Elect Director Wei-Ming Chen For For Management 2 Elect Director and Audit Committee For For Management Member Nakagawa, Yutaka 3 Approve Stock Option Plan For For Management 4 Amend Articles to Remove Provisions on For For Management Class A Shares - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles -------------------------------------------------------------------------------- SHIBUYA CORP. Ticker: 6340 Security ID: J71649107 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Shibuya, Hirotoshi For For Management 2.2 Elect Director Shibuya, Susumu For For Management 2.3 Elect Director Kubo, Naoyoshi For For Management 2.4 Elect Director Kobayashi, Takeo For For Management 2.5 Elect Director Naka, Toshiaki For For Management 2.6 Elect Director Mori, Katsumi For For Management 2.7 Elect Director Yoshimichi, Yoshiaki For For Management 2.8 Elect Director Kitamura, Hiroshi For For Management 2.9 Elect Director Honda, Munetaka For For Management 2.10 Elect Director Kawamura, Takashi For For Management 2.11 Elect Director Shibuya, Mitsutoshi For For Management 2.12 Elect Director Shibuya, Hidetoshi For For Management 2.13 Elect Director Nishino, Yukinobu For For Management 2.14 Elect Director Nishida, Masakiyo For For Management 2.15 Elect Director Nagai, Hidetsugu For For Management 2.16 Elect Director Ota, Masato For For Management 2.17 Elect Director Nakanishi, Shinji For For Management 2.18 Elect Director Takamoto, Munehiro For For Management 2.19 Elect Director Futagi, Akinori For For Management 2.20 Elect Director Watanabe, Hidekatsu For For Management 2.21 Elect Director Sugai, Toshiaki For For Management 2.22 Elect Director Tamai, Masatoshi For For Management 2.23 Elect Director Miyamae, Kazuhiro For For Management 3.1 Appoint Statutory Auditor Suzuki, For For Management Yoshiro 3.2 Appoint Statutory Auditor Endo, Shigeru For For Management 3.3 Appoint Statutory Auditor Ataka, Tateki For Against Management 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- SHIKOKU ELECTRIC POWER CO., INC. Ticker: 9507 Security ID: J72079106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Saeki, Hayato For For Management 2.2 Elect Director Nagai, Keisuke For For Management 2.3 Elect Director Manabe, Nobuhiko For For Management 2.4 Elect Director Yamada, Kenji For For Management 2.5 Elect Director Shirai, Hisashi For For Management 2.6 Elect Director Nishizaki, Akifumi For For Management 2.7 Elect Director Kobayashi, Isao For For Management 2.8 Elect Director Yamasaki, Tassei For For Management 3 Elect Director and Audit Committee For For Management Member Takahata, Fujiko 4.1 Remove Incumbent Director Saeki, Hayato Against Against Shareholder 4.2 Remove Incumbent Director Nagai, Against Against Shareholder Keisuke 4.3 Remove Incumbent Director Manabe, Against Against Shareholder Nobuhiko 4.4 Remove Incumbent Director Yamada, Kenji Against Against Shareholder 4.5 Remove Incumbent Director Shirai, Against Against Shareholder Hisashi 4.6 Remove Incumbent Director Nishizaki, Against Against Shareholder Akifumi 4.7 Remove Incumbent Director Kobayashi, Against Against Shareholder Isao 4.8 Remove Incumbent Director Yamasaki, Against Against Shareholder Tassei 4.9 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Arai, Hiroshi 4.10 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Kawahara, Hiroshi 4.11 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Morita, Koji 4.12 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Ihara, Michiyo 4.13 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Takeuchi, Katsuyuki 4.14 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Kagawa, Ryohei 5 Amend Articles to Completely Exit from Against Against Shareholder Nuclear Power Generation Business 6 Amend Articles to Increase Electricity Against Against Shareholder Generation Using Renewable Energy to at least 70 Percent of Total Power Generation 7 Amend Articles to Ban Retention of Against Against Shareholder Spent Nuclear Fuel in Ikata Nuclear Power Plant Site -------------------------------------------------------------------------------- SHIMACHU CO., LTD. Ticker: 8184 Security ID: J72122104 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Okano, Takaaki For For Management 2.2 Elect Director Kushida, Shigeyuki For For Management 2.3 Elect Director Oshima, Koichiro For For Management 2.4 Elect Director Hosokawa, Tadahiro For For Management 2.5 Elect Director Orimoto, Kazuya For For Management 3.1 Elect Director and Audit Committee For For Management Member Tajima, Koji 3.2 Elect Director and Audit Committee For For Management Member Kubomura, Yasushi 3.3 Elect Director and Audit Committee For For Management Member Imai, Hikari 3.4 Elect Director and Audit Committee For For Management Member Nishikawa, Hidehiko 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SHIMADZU CORP. Ticker: 7701 Security ID: J72165129 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Nakamoto, Akira For For Management 2.2 Elect Director Ueda, Teruhisa For For Management 2.3 Elect Director Miura, Yasuo For For Management 2.4 Elect Director Kitaoka, Mitsuo For For Management 2.5 Elect Director Yamamoto, Yasunori For For Management 2.6 Elect Director Sawaguchi, Minoru For For Management 2.7 Elect Director Wada, Hiroko For For Management 2.8 Elect Director Hanai, Nobuo For For Management 3 Appoint Statutory Auditor Nishimoto, For For Management Tsuyoshi 4 Appoint Alternate Statutory Auditor For For Management Shimadera, Motoi -------------------------------------------------------------------------------- SHIMAMURA CO., LTD. Ticker: 8227 Security ID: J72208101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Elect Director Fujiwara, Hidejiro For For Management 3.1 Appoint Statutory Auditor Yoshioka, For For Management Hideyuki 3.2 Appoint Statutory Auditor Shimamura, For For Management Hiroyuki 3.3 Appoint Statutory Auditor Horinokita, For Against Management Shigehisa 3.4 Appoint Statutory Auditor Omi, Tetsuya For Against Management 4 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- SHIMANO, INC. Ticker: 7309 Security ID: J72262108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77.5 2.1 Elect Director Shimano, Yozo For For Management 2.2 Elect Director Shimano, Taizo For For Management 2.3 Elect Director Toyoshima, Takashi For For Management 2.4 Elect Director Tsuzaki, Masahiro For For Management 2.5 Elect Director Tarutani, Kiyoshi For For Management 2.6 Elect Director Matsui, Hiroshi For For Management 2.7 Elect Director Otake, Masahiro For For Management 2.8 Elect Director Kiyotani, Kinji For For Management 2.9 Elect Director Kanai, Takuma For For Management 3 Appoint Statutory Auditor Hirata, For For Management Yoshihiro 4 Appoint Alternate Statutory Auditor For For Management Kondo, Yukihiro -------------------------------------------------------------------------------- SHIMIZU CORP. Ticker: 1803 Security ID: J72445117 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Miyamoto, Yoichi For For Management 2.2 Elect Director Inoue, Kazuyuki For For Management 2.3 Elect Director Imaki, Toshiyuki For For Management 2.4 Elect Director Yamaji, Toru For For Management 2.5 Elect Director Yamanaka, Tsunehiko For For Management 2.6 Elect Director Fujimura, Hiroshi For For Management 2.7 Elect Director Handa, Kimio For For Management 2.8 Elect Director Shimizu, Motoaki For For Management 2.9 Elect Director Iwamoto, Tamotsu For For Management 2.10 Elect Director Murakami, Aya For For Management 2.11 Elect Director Tamura, Mayumi For For Management 3.1 Appoint Statutory Auditor Matsuoka, For For Management Koichi 3.2 Appoint Statutory Auditor Ishikawa, For For Management Kaoru 4 Approve Annual Bonus Ceiling for For For Management Directors -------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL CO., LTD. Ticker: 4063 Security ID: J72810120 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Elect Director Kanagawa, Chihiro For For Management 2.2 Elect Director Akiya, Fumio For For Management 2.3 Elect Director Todoroki, Masahiko For For Management 2.4 Elect Director Akimoto, Toshiya For For Management 2.5 Elect Director Arai, Fumio For For Management 2.6 Elect Director Ikegami, Kenji For For Management 2.7 Elect Director Mori, Shunzo For For Management 2.8 Elect Director Komiyama, Hiroshi For For Management 2.9 Elect Director Shiobara, Toshio For For Management 2.10 Elect Director Takahashi, Yoshimitsu For For Management 2.11 Elect Director Yasuoka, Kai For For Management 2.12 Elect Director Nakamura, Kuniharu For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SHINSEI BANK, LTD. Ticker: 8303 Security ID: J7385L129 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kudo, Hideyuki For For Management 1.2 Elect Director Kozano, Yoshiaki For For Management 1.3 Elect Director Ernest M. Higa For For Management 1.4 Elect Director Kawamoto, Yuko For For Management 1.5 Elect Director Makihara, Jun For For Management 1.6 Elect Director Murayama, Rie For For Management 1.7 Elect Director Tomimura, Ryuichi For For Management 2 Appoint Statutory Auditor Nagata, For For Management Shinya 3.1 Appoint Alternate Statutory Auditor For For Management Hatano, Hiroyuki 3.2 Appoint Alternate Statutory Auditor For For Management Murakami, Kanako 4 Approve Restricted Stock Plan For For Management 5 Appoint Shareholder Director Nominee Against Against Shareholder James B. Rosenwald III -------------------------------------------------------------------------------- SHINWA CO., LTD. Ticker: 7607 Security ID: J7406E104 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Nemoto, Tetsuo For For Management 2.2 Elect Director Takitani, Yoshiro For For Management 2.3 Elect Director Yoshida, Motohisa For For Management 2.4 Elect Director Ishikawa, Shuji For For Management 2.5 Elect Director Iriyama, Toshihisa For For Management 2.6 Elect Director Hamada, Hiroki For For Management 2.7 Elect Director Kato, Kiyoshi For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SHIONOGI & CO., LTD. Ticker: 4507 Security ID: J74229105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 53 2.1 Elect Director Teshirogi, Isao For For Management 2.2 Elect Director Sawada, Takuko For For Management 2.3 Elect Director Ando, Keiichi For For Management 2.4 Elect Director Ozaki, Hiroshi For For Management 2.5 Elect Director Takatsuki, Fumi For For Management 3.1 Appoint Statutory Auditor Kato, Ikuo For For Management 3.2 Appoint Statutory Auditor Okuhara, For For Management Shuichi -------------------------------------------------------------------------------- SHIP HEALTHCARE HOLDINGS, INC. Ticker: 3360 Security ID: J7T445100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Furukawa, Kunihisa For For Management 2.2 Elect Director Konishi, Kenzo For For Management 2.3 Elect Director Ogawa, Hirotaka For For Management 2.4 Elect Director Ohashi, Futoshi For For Management 2.5 Elect Director Okimoto, Koichi For For Management 2.6 Elect Director Kobayashi, Hiroyuki For For Management 2.7 Elect Director Yokoyama, Hiroshi For For Management 2.8 Elect Director Shimada, Shoji For For Management 2.9 Elect Director Umino, Atsushi For For Management 2.10 Elect Director Sano, Seiichiro For For Management 2.11 Elect Director Imabeppu, Toshio For For Management 2.12 Elect Director Ito, Fumiyo For For Management -------------------------------------------------------------------------------- SHISEIDO CO., LTD. Ticker: 4911 Security ID: J74358144 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Uotani, Masahiko For For Management 2.2 Elect Director Shimatani, Yoichi For For Management 2.3 Elect Director Suzuki, Yukari For For Management 2.4 Elect Director Tadakawa, Norio For For Management 2.5 Elect Director Fujimori, Yoshiaki For For Management 2.6 Elect Director Ishikura, Yoko For For Management 2.7 Elect Director Iwahara, Shinsaku For For Management 2.8 Elect Director Oishi, Kanoko For For Management 3 Appoint Statutory Auditor Nonomiya, For For Management Ritsuko 4 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- SHO-BOND HOLDINGS CO., LTD. Ticker: 1414 Security ID: J7447D107 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Kishimoto, Tatsuya For For Management 2.2 Elect Director Takeo, Koyo For For Management 2.3 Elect Director Tojo, Shunya For For Management 2.4 Elect Director Sekiguchi, Yasuhiro For For Management 2.5 Elect Director Naraoka, Shigeru For For Management 3.1 Elect Director and Audit Committee For For Management Member Suzuki, Shigeaki 3.2 Elect Director and Audit Committee For For Management Member Hongo, Akira 3.3 Elect Director and Audit Committee For For Management Member Miura, Satoru 3.4 Elect Director and Audit Committee For For Management Member Kuwano, Reiko -------------------------------------------------------------------------------- SHOWA DENKO K.K. Ticker: 4004 Security ID: J75046136 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles 3.1 Elect Director Morikawa, Kohei For For Management 3.2 Elect Director Takahashi, Hidehito For For Management 3.3 Elect Director Takeuchi, Motohiro For For Management 3.4 Elect Director Ichikawa, Hideo For For Management 3.5 Elect Director Sakai, Hiroshi For For Management 3.6 Elect Director Oshima, Masaharu For For Management 3.7 Elect Director Nishioka, Kiyoshi For For Management 3.8 Elect Director Isshiki, Kozo For For Management 3.9 Elect Director Morikawa, Noriko For For Management 4.1 Appoint Statutory Auditor Tanaka, Jun For For Management 4.2 Appoint Statutory Auditor Saito, Kiyomi For For Management 4.3 Appoint Statutory Auditor Yajima, For For Management Masako -------------------------------------------------------------------------------- SKYLARK HOLDINGS CO., LTD. Ticker: 3197 Security ID: J75605121 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tani, Makoto For For Management 1.2 Elect Director Kanaya, Minoru For For Management 1.3 Elect Director Sakita, Haruyoshi For For Management 1.4 Elect Director Okawara, Toshiaki For For Management 1.5 Elect Director Nishijo, Atsushi For For Management 1.6 Elect Director Tahara, Fumio For For Management 1.7 Elect Director Sano, Ayako For For Management -------------------------------------------------------------------------------- SMC CORP. (JAPAN) Ticker: 6273 Security ID: J75734103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 200 2.1 Elect Director Maruyama, Katsunori For For Management 2.2 Elect Director Takada, Yoshiki For For Management 2.3 Elect Director Kosugi, Seiji For For Management 2.4 Elect Director Satake, Masahiko For For Management 2.5 Elect Director Isoe, Toshio For For Management 2.6 Elect Director Ota, Masahiro For For Management 2.7 Elect Director Maruyama, Susumu For For Management 2.8 Elect Director Samuel Neff For For Management 2.9 Elect Director Kaizu, Masanobu For For Management 2.10 Elect Director Kagawa, Toshiharu For For Management 3 Approve Director Retirement Bonus For For Management 4 Approve Bonus Related to Retirement For For Management Bonus System Abolition 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- SMS CO., LTD. Ticker: 2175 Security ID: J7568Q101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2.1 Elect Director Goto, Natsuki For For Management 2.2 Elect Director Sugizaki, Masato For For Management 3.1 Elect Director and Audit Committee For For Management Member Matsubayashi, Tomoki 3.2 Elect Director and Audit Committee For For Management Member Ito, Koichiro 3.3 Elect Director and Audit Committee For For Management Member Suzumura, Toyotaro 4 Elect Alternate Director and Audit For For Management Committee Member Mizunuma, Taro -------------------------------------------------------------------------------- SOFTBANK CORP. Ticker: 9434 Security ID: J75963132 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Son, Masayoshi For For Management 1.2 Elect Director Miyauchi, Ken For For Management 1.3 Elect Director Shimba, Jun For For Management 1.4 Elect Director Imai, Yasuyuki For For Management 1.5 Elect Director Miyakawa, Junichi For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 1.7 Elect Director Kawabe, Kentaro For For Management 1.8 Elect Director Horiba, Atsushi For For Management 1.9 Elect Director Kamigama, Takehiro For For Management 1.10 Elect Director Oki, Kazuaki For For Management 1.11 Elect Director Uemura, Kyoko For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SOFTBANK GROUP CORP. Ticker: 9984 Security ID: J75963108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Son, Masayoshi For For Management 2.2 Elect Director Ronald Fisher For For Management 2.3 Elect Director Marcelo Claure For For Management 2.4 Elect Director Sago, Katsunori For For Management 2.5 Elect Director Rajeev Misra For For Management 2.6 Elect Director Goto, Yoshimitsu For For Management 2.7 Elect Director Miyauchi, Ken For For Management 2.8 Elect Director Simon Segars For For Management 2.9 Elect Director Yasir O. Al-Rumayyan For For Management 2.10 Elect Director Iijima, Masami For For Management 2.11 Elect Director Matsuo, Yutaka For For Management 2.12 Elect Director Lip-Bu Tan For For Management 2.13 Elect Director Kawamoto, Yuko For For Management -------------------------------------------------------------------------------- SOHGO SECURITY SERVICES CO., LTD. Ticker: 2331 Security ID: J7607Z104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35.5 2.1 Elect Director Murai, Atsushi For For Management 2.2 Elect Director Aoyama, Yukiyasu For For Management 2.3 Elect Director Kayaki, Ikuji For For Management 2.4 Elect Director Hokari, Hirohisa For For Management 2.5 Elect Director Murai, Tsuyoshi For For Management 2.6 Elect Director Nomura, Shigeki For For Management 2.7 Elect Director Suzuki, Motohisa For For Management 2.8 Elect Director Kishimoto, Koji For For Management 2.9 Elect Director Ono, Seiei For For Management 2.10 Elect Director Kadowaki, Hideharu For For Management 2.11 Elect Director Ando, Toyoaki For For Management 2.12 Elect Director Suetsugu, Hirotomo For For Management 3 Appoint Statutory Auditor Nagasawa, For For Management Michiko -------------------------------------------------------------------------------- SOJITZ CORP. Ticker: 2768 Security ID: J7608R101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings 3.1 Elect Director Fujimoto, Masayoshi For For Management 3.2 Elect Director Tanaka, Seiichi For For Management 3.3 Elect Director Hirai, Ryutaro For For Management 3.4 Elect Director Goto, Masao For For Management 3.5 Elect Director Naito, Kayoko For For Management 3.6 Elect Director Otsuka, Norio For For Management 3.7 Elect Director Saiki, Naoko For For Management 4.1 Appoint Statutory Auditor Hamatsuka, For For Management Junichi 4.2 Appoint Statutory Auditor Kushibiki, For For Management Masaaki 4.3 Appoint Statutory Auditor Nagasawa, For For Management Michiko -------------------------------------------------------------------------------- SOMPO HOLDINGS, INC. Ticker: 8630 Security ID: J7621A101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Sakurada, Kengo For For Management 2.2 Elect Director Tsuji, Shinji For For Management 2.3 Elect Director Hanada, Hidenori For Against Management 2.4 Elect Director Nohara, Sawako For For Management 2.5 Elect Director Scott Trevor Davis For For Management 2.6 Elect Director Higashi, Kazuhiro For For Management 2.7 Elect Director Nawa, Takashi For For Management 2.8 Elect Director Shibata, Misuzu For For Management 2.9 Elect Director Yanagida, Naoki For For Management 2.10 Elect Director Uchiyama, Hideyo For For Management 2.11 Elect Director Muraki, Atsuko For For Management 2.12 Elect Director Endo, Isao For For Management -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For Against Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SONY FINANCIAL HOLDINGS, INC. Ticker: 8729 Security ID: J76337104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Oka, Masashi For For Management 2.2 Elect Director Kiyomiya, Hiroaki For For Management 2.3 Elect Director Tsubota, Hiroyuki For For Management 2.4 Elect Director Totoki, Hiroki For For Management 2.5 Elect Director Kambe, Shiro For For Management 2.6 Elect Director Matsuoka, Naomi For For Management 2.7 Elect Director Kuniya, Shiro For For Management 2.8 Elect Director Ito, Takatoshi For For Management 2.9 Elect Director Ikeuchi, Shogo For For Management 2.10 Elect Director Takahashi, Kaoru For For Management 3 Appoint Alternate Statutory Auditor For For Management Saegusa, Takaharu -------------------------------------------------------------------------------- SOTETSU HOLDINGS, INC. Ticker: 9003 Security ID: J76434109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Hayashi, Hidekazu For For Management 2.2 Elect Director Takizawa, Hideyuki For For Management 2.3 Elect Director Hirano, Masayuki For For Management 2.4 Elect Director Kagami, Mitsuko For For Management 2.5 Elect Director Yoshida, Osamu For For Management 2.6 Elect Director Onji, Yoshimitsu For For Management 2.7 Elect Director Fujikawa, Yukiko For For Management 3 Appoint Statutory Auditor Hashimoto, For For Management Akihiko -------------------------------------------------------------------------------- SQUARE ENIX HOLDINGS CO., LTD. Ticker: 9684 Security ID: J7659R109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsuda, Yosuke For For Management 1.2 Elect Director Chida, Yukinobu For For Management 1.3 Elect Director Yamamura, Yukihiro For For Management 1.4 Elect Director Nishiura, Yuji For For Management 1.5 Elect Director Ogawa, Masato For For Management 1.6 Elect Director Okamoto, Mitsuko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kobayashi, Ryoichi 2.2 Elect Director and Audit Committee For For Management Member Toyoshima, Tadao 2.3 Elect Director and Audit Committee For For Management Member Shinji, Hajime 3 Elect Alternate Director and Audit For For Management Committee Member Fujii, Satoshi -------------------------------------------------------------------------------- STANLEY ELECTRIC CO., LTD. Ticker: 6923 Security ID: J76637115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitano, Takanori For For Management 1.2 Elect Director Hiratsuka, Yutaka For For Management 1.3 Elect Director Tanabe, Toru For For Management 1.4 Elect Director Iino, Katsutoshi For For Management 1.5 Elect Director Yoneya, Mitsuhiro For For Management 1.6 Elect Director Kaizumi, Yasuaki For For Management 1.7 Elect Director Ueda, Keisuke For For Management 1.8 Elect Director Mori, Masakatsu For For Management 1.9 Elect Director Kono, Hirokazu For For Management 1.10 Elect Director Takeda, Yozo For For Management -------------------------------------------------------------------------------- SUBARU CORP. Ticker: 7270 Security ID: J7676H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Elect Director Yoshinaga, Yasuyuki For For Management 2.2 Elect Director Nakamura, Tomomi For For Management 2.3 Elect Director Hosoya, Kazuo For For Management 2.4 Elect Director Okada, Toshiaki For For Management 2.5 Elect Director Kato, Yoichi For For Management 2.6 Elect Director Onuki, Tetsuo For For Management 2.7 Elect Director Abe, Yasuyuki For For Management 2.8 Elect Director Yago, Natsunosuke For For Management 2.9 Elect Director Doi, Miwako For For Management 3 Appoint Statutory Auditor Tsutsumi, For For Management Hiromi 4 Appoint Alternate Statutory Auditor For For Management Ryu, Hirohisa -------------------------------------------------------------------------------- SUGI HOLDINGS CO., LTD. Ticker: 7649 Security ID: J7687M106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sugiura, Hirokazu For For Management 1.2 Elect Director Sakakibara, Eiichi For For Management 1.3 Elect Director Sugiura, Katsunori For For Management 1.4 Elect Director Sugiura, Shinya For For Management 1.5 Elect Director Kamino, Shigeyuki For For Management 1.6 Elect Director Hayama, Yoshiko For For Management 1.7 Elect Director Hori, Michiko For For Management 2.1 Appoint Statutory Auditor Sakamoto, For For Management Toshihiko 2.2 Appoint Statutory Auditor Kamiya, For For Management Makoto -------------------------------------------------------------------------------- SUMCO CORP. Ticker: 3436 Security ID: J76896109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hashimoto, Mayuki For For Management 1.2 Elect Director Takii, Michiharu For For Management 1.3 Elect Director Furuya, Hisashi For For Management 1.4 Elect Director Hiramoto, Kazuo For For Management 1.5 Elect Director Kato, Akane For For Management 2.1 Elect Director and Audit Committee For For Management Member Yoshikawa, Hiroshi 2.2 Elect Director and Audit Committee For For Management Member Fujii, Atsuro 2.3 Elect Director and Audit Committee For For Management Member Tanaka, Hitoshi 2.4 Elect Director and Audit Committee For For Management Member Mitomi, Masahiro 2.5 Elect Director and Audit Committee For For Management Member Ota, Shinichiro 2.6 Elect Director and Audit Committee For For Management Member Fuwa, Akio -------------------------------------------------------------------------------- SUMINOE TEXTILE CO. LTD. Ticker: 3501 Security ID: J76981158 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Yoshikawa, Ichizo For For Management 2.2 Elect Director Tanihara, Yoshiaki For For Management 2.3 Elect Director Iida, Hitoshi For For Management 2.4 Elect Director Sawai, Katsuyuki For For Management 2.5 Elect Director Nagata, Teppei For For Management 2.6 Elect Director Shimizu, Haruo For For Management 2.7 Elect Director Yokota, Takashi For For Management 2.8 Elect Director Nomura, Kohei For For Management 3 Appoint Statutory Auditor Sonoda, For Against Management Atsuhiro 4.1 Appoint Alternate Statutory Auditor For For Management Kawai, Katsuya 4.2 Appoint Alternate Statutory Auditor For For Management Akiyama, Hiroshi 5 Approve Restricted Stock Plan For For Management 6 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- SUMITOMO BAKELITE CO., LTD. Ticker: 4203 Security ID: J77024115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Hayashi, Shigeru For For Management 2.2 Elect Director Fujiwara, Kazuhiko For For Management 2.3 Elect Director Inagaki, Masayuki For For Management 2.4 Elect Director Asakuma, Sumitoshi For For Management 2.5 Elect Director Nakamura, Takashi For For Management 2.6 Elect Director Kuwaki, Goichiro For For Management 2.7 Elect Director Kobayashi, Takashi For For Management 2.8 Elect Director Deguchi, Toshihisa For For Management 2.9 Elect Director Abe, Hiroyuki For For Management 2.10 Elect Director Matsuda, Kazuo For For Management 3 Appoint Alternate Statutory Auditor For For Management Yufu, Setsuko -------------------------------------------------------------------------------- SUMITOMO CHEMICAL CO., LTD. Ticker: 4005 Security ID: J77153120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokura, Masakazu For For Management 1.2 Elect Director Iwata, Keiichi For For Management 1.3 Elect Director Takeshita, Noriaki For For Management 1.4 Elect Director Matsui, Masaki For For Management 1.5 Elect Director Akahori, Kingo For For Management 1.6 Elect Director Ueda, Hiroshi For For Management 1.7 Elect Director Niinuma, Hiroshi For For Management 1.8 Elect Director Shigemori, Takashi For For Management 1.9 Elect Director Mito, Nobuaki For For Management 1.10 Elect Director Ikeda, Koichi For For Management 1.11 Elect Director Tomono, Hiroshi For For Management 1.12 Elect Director Ito, Motoshige For For Management 1.13 Elect Director Muraki, Atsuko For For Management -------------------------------------------------------------------------------- SUMITOMO CORP. Ticker: 8053 Security ID: J77282119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Nakamura, Kuniharu For For Management 2.2 Elect Director Hyodo, Masayuki For For Management 2.3 Elect Director Nambu, Toshikazu For For Management 2.4 Elect Director Yamano, Hideki For For Management 2.5 Elect Director Seishima, Takayuki For For Management 2.6 Elect Director Shiomi, Masaru For For Management 2.7 Elect Director Ehara, Nobuyoshi For For Management 2.8 Elect Director Ishida, Koji For For Management 2.9 Elect Director Iwata, Kimie For For Management 2.10 Elect Director Yamazaki, Hisashi For For Management 2.11 Elect Director Ide, Akiko For For Management 3.1 Appoint Statutory Auditor Nagai, Toshio For For Management 3.2 Appoint Statutory Auditor Kato, For For Management Yoshitaka 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO DAINIPPON PHARMA CO., LTD. Ticker: 4506 Security ID: J10542116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Tada, Masayo For For Management 2.2 Elect Director Nomura, Hiroshi For For Management 2.3 Elect Director Odagiri, Hitoshi For For Management 2.4 Elect Director Kimura, Toru For For Management 2.5 Elect Director Ikeda, Yoshiharu For For Management 2.6 Elect Director Atomi, Yutaka For For Management 2.7 Elect Director Arai, Saeko For For Management 2.8 Elect Director Endo, Nobuhiro For For Management -------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. Ticker: 5802 Security ID: J77411114 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Reduce Directors' For For Management Term - Reflect Changes in Law 3.1 Elect Director Matsumoto, Masayoshi For For Management 3.2 Elect Director Inoue, Osamu For For Management 3.3 Elect Director Nishida, Mitsuo For For Management 3.4 Elect Director Ushijima, Nozomi For For Management 3.5 Elect Director Kasui, Yoshitomo For For Management 3.6 Elect Director Nishimura, Akira For For Management 3.7 Elect Director Hato, Hideo For For Management 3.8 Elect Director Shirayama, Masaki For For Management 3.9 Elect Director Kobayashi, Nobuyuki For For Management 3.10 Elect Director Sato, Hiroshi For For Management 3.11 Elect Director Tsuchiya, Michihiro For For Management 3.12 Elect Director Christina Ahmadjian For For Management 4 Appoint Statutory Auditor Uehara, For For Management Michiko 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO FORESTRY CO., LTD. Ticker: 1911 Security ID: J77454122 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Reduce Directors' For For Management Term - Change Fiscal Year End 3.1 Elect Director Ichikawa, Akira For For Management 3.2 Elect Director Mitsuyoshi, Toshiro For For Management 3.3 Elect Director Sasabe, Shigeru For For Management 3.4 Elect Director Sato, Tatsuru For For Management 3.5 Elect Director Kawata, Tatsumi For For Management 3.6 Elect Director Kawamura, Atsushi For For Management 3.7 Elect Director Hirakawa, Junko For For Management 3.8 Elect Director Yamashita, Izumi For For Management 4.1 Appoint Statutory Auditor Fukuda, For For Management Akihisa 4.2 Appoint Statutory Auditor Minagawa, For Against Management Yoshitsugu 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO HEAVY INDUSTRIES, LTD. Ticker: 6302 Security ID: J77497170 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Betsukawa, Shunsuke For For Management 2.2 Elect Director Shimomura, Shinji For For Management 2.3 Elect Director Okamura, Tetsuya For For Management 2.4 Elect Director Tanaka, Toshiharu For For Management 2.5 Elect Director Suzuki, Hideo For For Management 2.6 Elect Director Hiraoka, Kazuo For For Management 2.7 Elect Director Kojima, Eiji For For Management 2.8 Elect Director Takahashi, Susumu For For Management 2.9 Elect Director Kojima, Hideo For For Management 2.10 Elect Director Hamaji, Akio For For Management 3.1 Appoint Statutory Auditor Takaishi, For For Management Yuji 3.2 Appoint Statutory Auditor Wakae, Takeo For For Management 4 Appoint Alternate Statutory Auditor For For Management Kato, Tomoyuki -------------------------------------------------------------------------------- SUMITOMO METAL MINING CO., LTD. Ticker: 5713 Security ID: J77712180 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Nakazato, Yoshiaki For For Management 2.2 Elect Director Nozaki, Akira For For Management 2.3 Elect Director Asahi, Hiroshi For For Management 2.4 Elect Director Matsumoto, Nobuhiro For For Management 2.5 Elect Director Higo, Toru For For Management 2.6 Elect Director Nakano, Kazuhisa For For Management 2.7 Elect Director Ishii, Taeko For For Management 2.8 Elect Director Kinoshita, Manabu For For Management 3.1 Appoint Statutory Auditor Ino, Kazushi For For Management 3.2 Appoint Statutory Auditor Nakayama, For For Management Yasuyuki 3.3 Appoint Statutory Auditor Yoshida, For Against Management Wataru 4 Appoint Alternate Statutory Auditor For For Management Mishina, Kazuhiro 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Kunibe, Takeshi For Against Management 2.2 Elect Director Ota, Jun For Against Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For Against Management 2.7 Elect Director Mikami, Toru For Against Management 2.8 Elect Director Shimizu, Yoshihiko For For Management 2.9 Elect Director Matsumoto, Masayuki For For Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. Ticker: 8309 Security ID: J7772M102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Okubo, Tetsuo For Against Management 2.2 Elect Director Araumi, Jiro For For Management 2.3 Elect Director Nishida, Yutaka For For Management 2.4 Elect Director Hashimoto, Masaru For Against Management 2.5 Elect Director Kitamura, Kunitaro For For Management 2.6 Elect Director Tsunekage, Hitoshi For For Management 2.7 Elect Director Shudo, Kuniyuki For Against Management 2.8 Elect Director Tanaka, Koji For Against Management 2.9 Elect Director Suzuki, Takeshi For For Management 2.10 Elect Director Araki, Mikio For For Management 2.11 Elect Director Matsushita, Isao For For Management 2.12 Elect Director Saito, Shinichi For For Management 2.13 Elect Director Yoshida, Takashi For For Management 2.14 Elect Director Kawamoto, Hiroko For For Management 2.15 Elect Director Aso, Mitsuhiro For For Management -------------------------------------------------------------------------------- SUMITOMO OSAKA CEMENT CO., LTD. Ticker: 5232 Security ID: J77734101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Sekine, Fukuichi For For Management 2.2 Elect Director Onishi, Toshihiko For For Management 2.3 Elect Director Doi, Ryoji For For Management 2.4 Elect Director Konishi, Mikio For For Management 2.5 Elect Director Morohashi, Hirotsune For For Management 2.6 Elect Director Aoki, Hideki For For Management 2.7 Elect Director Saida, Kunitaro For For Management 2.8 Elect Director Makino, Mitsuko For For Management 3.1 Appoint Statutory Auditor Ito, Kaname For For Management 3.2 Appoint Statutory Auditor Suzuki, Kazuo For Against Management 3.3 Appoint Statutory Auditor Mitsui, Taku For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- SUMITOMO REALTY & DEVELOPMENT CO., LTD. Ticker: 8830 Security ID: J77841112 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Terada, For Against Management Chiyono 4 Appoint Alternate Statutory Auditor For For Management Uno, Kozo -------------------------------------------------------------------------------- SUMITOMO RUBBER INDUSTRIES, LTD. Ticker: 5110 Security ID: J77884112 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Ikeda, Ikuji For For Management 2.2 Elect Director Yamamoto, Satoru For For Management 2.3 Elect Director Nishi, Minoru For For Management 2.4 Elect Director Kinameri, Kazuo For For Management 2.5 Elect Director Ii, Yasutaka For For Management 2.6 Elect Director Ishida, Hiroki For For Management 2.7 Elect Director Kuroda, Yutaka For For Management 2.8 Elect Director Harada, Naofumi For For Management 2.9 Elect Director Tanigawa, Mitsuteru For For Management 2.10 Elect Director Kosaka, Keizo For For Management 2.11 Elect Director Murakami, Kenji For For Management 2.12 Elect Director Kobayashi, Nobuyuki For For Management 3.1 Appoint Statutory Auditor Murata, For For Management Morihiro 3.2 Appoint Statutory Auditor Yasuhara, For For Management Hirofumi -------------------------------------------------------------------------------- SUNDRUG CO., LTD. Ticker: 9989 Security ID: J78089109 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Saitsu, Tatsuro For For Management 2.2 Elect Director Sadakata, Hiroshi For For Management 2.3 Elect Director Tada, Naoki For For Management 2.4 Elect Director Tada, Takashi For For Management 2.5 Elect Director Sugiura, Nobuhiko For For Management 2.6 Elect Director Matsumoto, Masato For For Management 2.7 Elect Director Tsuji, Tomoko For For Management 3.1 Appoint Statutory Auditor Ozawa, For For Management Tetsuro 3.2 Appoint Statutory Auditor Shinohara, For For Management Kazuma -------------------------------------------------------------------------------- SUNTORY BEVERAGE & FOOD LTD. Ticker: 2587 Security ID: J78186103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Kogo, Saburo For For Management 3.2 Elect Director Saito, Kazuhiro For For Management 3.3 Elect Director Yamazaki, Yuji For For Management 3.4 Elect Director Kimura, Josuke For For Management 3.5 Elect Director Torii, Nobuhiro For For Management 3.6 Elect Director Inoue, Yukari For For Management 4 Elect Director and Audit Committee For For Management Member Chiji, Kozo 5 Elect Alternate Director and Audit For For Management Committee Member Amitani, Mitsuhiro -------------------------------------------------------------------------------- SUSHIRO GLOBAL HOLDINGS LTD. Ticker: 3563 Security ID: J78446101 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Mizutome, Koichi For For Management 2.2 Elect Director Kinoshita, Yoshihito For For Management 2.3 Elect Director Nii, Kohei For For Management 2.4 Elect Director Horie, Yo For For Management 2.5 Elect Director Matsumoto, Akira For For Management 2.6 Elect Director Kondo, Akira For For Management 2.7 Elect Director Takaoka, Kozo For For Management 3 Elect Director and Audit Committee For For Management Member Toyosaki, Kenichi 4 Appoint KPMG AZSA LLC as New External For For Management Audit Firm 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- SUZUKEN CO., LTD. Ticker: 9987 Security ID: J78454105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bessho, Yoshiki For For Management 1.2 Elect Director Miyata, Hiromi For For Management 1.3 Elect Director Asano, Shigeru For For Management 1.4 Elect Director Tamura, Hisashi For For Management 1.5 Elect Director Tanaka, Hirofumi For For Management 1.6 Elect Director Someya, Akihiko For For Management 1.7 Elect Director Takahashi, Chie For For Management 1.8 Elect Director Ueda, Keisuke For For Management 1.9 Elect Director Iwatani, Toshiaki For For Management 1.10 Elect Director Usui, Yasunori For For Management -------------------------------------------------------------------------------- SUZUKI MOTOR CORP. Ticker: 7269 Security ID: J78529138 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Suzuki, Osamu For For Management 2.2 Elect Director Harayama, Yasuhito For For Management 2.3 Elect Director Suzuki, Toshihiro For For Management 2.4 Elect Director Honda, Osamu For For Management 2.5 Elect Director Nagao, Masahiko For For Management 2.6 Elect Director Suzuki, Toshiaki For For Management 2.7 Elect Director Kawamura, Osamu For For Management 2.8 Elect Director Domichi, Hideaki For For Management 2.9 Elect Director Kato, Yuriko For For Management 3.1 Appoint Statutory Auditor Sugimoto, For For Management Toyokazu 3.2 Appoint Statutory Auditor Kasai, Masato For For Management 3.3 Appoint Statutory Auditor Tanaka, Norio For For Management 3.4 Appoint Statutory Auditor Araki, For For Management Nobuyuki 3.5 Appoint Statutory Auditor Nagano, For For Management Norihisa 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SYSMEX CORP. Ticker: 6869 Security ID: J7864H102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2.1 Elect Director Ietsugu, Hisashi For For Management 2.2 Elect Director Nakajima, Yukio For For Management 2.3 Elect Director Asano, Kaoru For For Management 2.4 Elect Director Tachibana, Kenji For For Management 2.5 Elect Director Yamamoto, Junzo For For Management 2.6 Elect Director Matsui, Iwane For For Management 2.7 Elect Director Kanda, Hiroshi For For Management 2.8 Elect Director Takahashi, Masayo For For Management 2.9 Elect Director Ota, Kazuo For For Management 3.1 Elect Director and Audit Committee For For Management Member Kamao, Yukitoshi 3.2 Elect Director and Audit Committee For For Management Member Hashimoto, Kazumasa 3.3 Elect Director and Audit Committee For For Management Member Iwasa, Michihide -------------------------------------------------------------------------------- T&D HOLDINGS, INC. Ticker: 8795 Security ID: J86796109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Uehara, Hirohisa For For Management 3.2 Elect Director Morinaka, Kanaya For For Management 3.3 Elect Director Nagata, Mitsuhiro For For Management 3.4 Elect Director Tanaka, Yoshihisa For For Management 3.5 Elect Director Ogo, Naoki For For Management 3.6 Elect Director Watanabe, Kensaku For For Management 3.7 Elect Director Soejima, Naoki For For Management 3.8 Elect Director Kudo, Minoru For For Management 3.9 Elect Director Itasaka, Masafumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Yanai, Junichi 4.2 Elect Director and Audit Committee For For Management Member Teraoka, Yasuo 4.3 Elect Director and Audit Committee For For Management Member Matsuyama, Haruka 4.4 Elect Director and Audit Committee For Against Management Member Higaki, Seiji 4.5 Elect Director and Audit Committee For For Management Member Yamada, Shinnosuke 5 Elect Alternate Director and Audit For For Management Committee Member Shimma, Yuichiro 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TAIHEIYO CEMENT CORP. Ticker: 5233 Security ID: J7923L128 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 3.1 Elect Director Fukuda, Shuji For For Management 3.2 Elect Director Fushihara, Masafumi For For Management 3.3 Elect Director Kitabayashi, Yuichi For For Management 3.4 Elect Director Karino, Masahiro For For Management 3.5 Elect Director Ando, Kunihiro For For Management 3.6 Elect Director Koizumi, Yoshiko For For Management 3.7 Elect Director Emori, Shinhachiro For For Management 4 Appoint Alternate Statutory Auditor For For Management Aoki, Toshihito -------------------------------------------------------------------------------- TAISEI CORP. Ticker: 1801 Security ID: J79561148 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Yamauchi, Takashi For For Management 2.2 Elect Director Murata, Yoshiyuki For For Management 2.3 Elect Director Sakurai, Shigeyuki For For Management 2.4 Elect Director Tanaka, Shigeyoshi For For Management 2.5 Elect Director Yaguchi, Norihiko For For Management 2.6 Elect Director Shirakawa, Hiroshi For For Management 2.7 Elect Director Aikawa, Yoshiro For For Management 2.8 Elect Director Kimura, Hiroshi For For Management 2.9 Elect Director Nishimura, Atsuko For For Management 2.10 Elect Director Murakami, Takao For For Management 2.11 Elect Director Otsuka, Norio For For Management 2.12 Elect Director Kokubu, Fumiya For For Management 3.1 Appoint Statutory Auditor Sato, For Against Management Yasuhiro 3.2 Appoint Statutory Auditor Higuchi, For For Management Tateshi 3.3 Appoint Statutory Auditor Tashiro, For For Management Seishi 3.4 Appoint Statutory Auditor Ohara, Keiko For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TAISHO PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 4581 Security ID: J79885109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Appoint Statutory Auditor Matsuo, For For Management Makoto -------------------------------------------------------------------------------- TAIYO NIPPON SANSO CORP. Ticker: 4091 Security ID: J80143100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 3 Amend Articles to Change Company Name For For Management - Amend Business Lines 4.1 Elect Director Ichihara, Yujiro For For Management 4.2 Elect Director Hamada, Toshihiko For For Management 4.3 Elect Director Nagata, Kenji For For Management 4.4 Elect Director Futamata, Kazuyuki For For Management 4.5 Elect Director Thomas Scott Kallman For For Management 4.6 Elect Director Eduardo Gil Elejoste For For Management 4.7 Elect Director Yamada, Akio For For Management 4.8 Elect Director Katsumaru, Mitsuhiro For For Management 4.9 Elect Director Date, Hidefumi For For Management 5.1 Appoint Statutory Auditor Osada, For Against Management Masahiro 5.2 Appoint Statutory Auditor Kobayashi, For Against Management Kazuya -------------------------------------------------------------------------------- TAIYO YUDEN CO., LTD. Ticker: 6976 Security ID: J80206113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Tosaka, Shoichi For For Management 2.2 Elect Director Masuyama, Shinji For For Management 2.3 Elect Director Sase, Katsuya For For Management 2.4 Elect Director Takahashi, Osamu For For Management 2.5 Elect Director Umezawa, Kazuya For For Management 2.6 Elect Director Hiraiwa, Masashi For For Management 2.7 Elect Director Koike, Seiichi For For Management 2.8 Elect Director Hamada, Emiko For For Management 3.1 Appoint Statutory Auditor Oshima, For For Management Kazuyuki 3.2 Appoint Statutory Auditor Yoshitake, For For Management Hajime -------------------------------------------------------------------------------- TAKARA HOLDINGS INC. Ticker: 2531 Security ID: J80733108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Omiya, Hisashi For For Management 2.2 Elect Director Kimura, Mutsumi For For Management 2.3 Elect Director Nakao, Koichi For For Management 2.4 Elect Director Murata, Kenji For For Management 2.5 Elect Director Takahashi, Hideo For For Management 2.6 Elect Director Mori, Keisuke For For Management 2.7 Elect Director Yoshida, Toshihiko For For Management 2.8 Elect Director Tomotsune, Masako For For Management 2.9 Elect Director Kawakami, Tomoko For For Management 3 Appoint Statutory Auditor Mitsui, For For Management Teruaki -------------------------------------------------------------------------------- TAKARA PRINTING CO., LTD. Ticker: 7921 Security ID: J80765100 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formation of Holding Company For For Management 2 Amend Articles to Change Company Name For For Management - Amend Business Lines 3.1 Elect Director Akutsu, Seiichiro For For Management 3.2 Elect Director Kashima, Eiichi For For Management 3.3 Elect Director Imai, Tetsuo For For Management 3.4 Elect Director Okada, Ryusuke For For Management 3.5 Elect Director Tsuda, Akira For For Management 3.6 Elect Director Iue, Toshimasa For For Management 3.7 Elect Director Sekine, Chikako For For Management 4.1 Appoint Statutory Auditor Tamura, For For Management Yoshinori 4.2 Appoint Statutory Auditor Onishi, For For Management Yutaka 4.3 Appoint Statutory Auditor Matsuo, For For Management Shinkichi 5 Approve Restricted Stock Plan For For Management 6 Approve Takeover Defense Plan (Poison For Against Management Pill) 7 Approve Director and Statutory Auditor For Against Management Retirement Bonus -------------------------------------------------------------------------------- TAKASHIMAYA CO., LTD. Ticker: 8233 Security ID: J81195125 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Suzuki, Koji For For Management 3.2 Elect Director Murata, Yoshio For For Management 3.3 Elect Director Awano, Mitsuaki For For Management 3.4 Elect Director Yamaguchi, Takeo For For Management 3.5 Elect Director Okabe, Tsuneaki For For Management 3.6 Elect Director Kameoka, Tsunekata For For Management 3.7 Elect Director Inoue, Yoshiko For For Management 3.8 Elect Director Takaku, Mitsuru For For Management 3.9 Elect Director Goto, Akira For For Management 3.10 Elect Director Torigoe, Keiko For For Management 3.11 Elect Director Yoko, Keisuke For For Management 3.12 Elect Director Arima, Atsumi For For Management 4 Appoint Statutory Auditor Kataoka, For For Management Fujie 5 Appoint Alternate Statutory Auditor For For Management Sugahara, Kunihiko 6 Approve Annual Bonus For For Management 7 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO., LTD. Ticker: 4502 Security ID: J8129E108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Christophe Weber For For Management 2.2 Elect Director Iwasaki, Masato For For Management 2.3 Elect Director Andrew Plump For For Management 2.4 Elect Director Constantine Saroukos For For Management 2.5 Elect Director Sakane, Masahiro For For Management 2.6 Elect Director Olivier Bohuon For For Management 2.7 Elect Director Jean-Luc Butel For For Management 2.8 Elect Director Ian Clark For For Management 2.9 Elect Director Fujimori, Yoshiaki For For Management 2.10 Elect Director Steven Gillis For For Management 2.11 Elect Director Kuniya, Shiro For For Management 2.12 Elect Director Shiga, Toshiyuki For For Management 3.1 Elect Director and Audit Committee For For Management Member Yamanaka, Yasuhiko 3.2 Elect Director and Audit Committee For For Management Member Hatsukawa, Koji 3.3 Elect Director and Audit Committee For For Management Member Higashi, Emiko 3.4 Elect Director and Audit Committee For For Management Member Michel Orsinger 4 Approve Annual Bonus For For Management 5 Elect Shareholder Director and Audit Against Against Shareholder Committee Member Nominee Ito, Takeshi -------------------------------------------------------------------------------- TAMA HOME CO., LTD. Ticker: 1419 Security ID: J8T54J105 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 38 -------------------------------------------------------------------------------- TDK CORP. Ticker: 6762 Security ID: J82141136 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Ishiguro, Shigenao For For Management 2.2 Elect Director Yamanishi, Tetsuji For For Management 2.3 Elect Director Sumita, Makoto For For Management 2.4 Elect Director Osaka, Seiji For For Management 2.5 Elect Director Ishimura, Kazuhiko For For Management 2.6 Elect Director Yagi, Kazunori For For Management 2.7 Elect Director Nakayama, Kozue For For Management 3 Approve Restricted Stock Plan and For For Management Performance Share Plan 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- TECHNOPRO HOLDINGS, INC. Ticker: 6028 Security ID: J82251109 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 84 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Nishio, Yasuji For For Management 3.2 Elect Director Shimaoka, Gaku For For Management 3.3 Elect Director Asai, Koichiro For For Management 3.4 Elect Director Yagi, Takeshi For For Management 3.5 Elect Director Hagiwara, Toshihiro For For Management 3.6 Elect Director Watabe, Tsunehiro For For Management 3.7 Elect Director Yamada, Kazuhiko For For Management 3.8 Elect Director Sakamoto, Harumi For For Management 4.1 Appoint Statutory Auditor Madarame, For For Management Hitoshi 4.2 Appoint Statutory Auditor Mikami, Akira For For Management -------------------------------------------------------------------------------- TEIJIN LTD. Ticker: 3401 Security ID: J82270117 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Jun For For Management 1.2 Elect Director Sonobe, Yoshihisa For For Management 1.3 Elect Director Nabeshima, Akihisa For For Management 1.4 Elect Director Koyama, Toshiya For For Management 1.5 Elect Director Ogawa, Eiji For For Management 1.6 Elect Director Otsubo, Fumio For For Management 1.7 Elect Director Uchinaga, Yukako For For Management 1.8 Elect Director Suzuki, Yoichi For For Management 1.9 Elect Director Onishi, Masaru For For Management 2.1 Appoint Statutory Auditor Nakaishi, For For Management Akio 2.2 Appoint Statutory Auditor Arima, Jun For For Management -------------------------------------------------------------------------------- TERUMO CORP. Ticker: 4543 Security ID: J83173104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Mimura, Takayoshi For For Management 2.2 Elect Director Sato, Shinjiro For For Management 2.3 Elect Director Takagi, Toshiaki For For Management 2.4 Elect Director Hatano, Shoji For For Management 2.5 Elect Director Nishikawa, Kyo For For Management 2.6 Elect Director Ueda, Ryuzo For For Management 2.7 Elect Director Kuroda, Yukiko For For Management 2.8 Elect Director Nishi, Hidenori For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Sakaguchi, Koichi -------------------------------------------------------------------------------- THE BANK OF KYOTO, LTD. Ticker: 8369 Security ID: J03990108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Doi, Nobuhiro For For Management 2.2 Elect Director Hitomi, Hiroshi For For Management 2.3 Elect Director Anami, Masaya For For Management 2.4 Elect Director Iwahashi, Toshiro For For Management 2.5 Elect Director Yasui, Mikiya For For Management 2.6 Elect Director Hata, Hiroyuki For For Management 2.7 Elect Director Koishihara, Norikazu For For Management 2.8 Elect Director Otagiri, Junko For For Management 2.9 Elect Director Oyabu, Chiho For For Management -------------------------------------------------------------------------------- THE CHIBA BANK, LTD. Ticker: 8331 Security ID: J05670104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Inamura, Yukihito For For Management 2.2 Elect Director Shinozaki, Tadayoshi For For Management 2.3 Elect Director Takatsu, Norio For For Management 2.4 Elect Director Kiuchi, Takahide For For Management 3.1 Appoint Statutory Auditor Iijima, Daizo For For Management 3.2 Appoint Statutory Auditor Fukushima, For For Management Kazuyoshi -------------------------------------------------------------------------------- THE CHUGOKU ELECTRIC POWER CO., INC. Ticker: 9504 Security ID: J07098106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Karita, Tomohide For For Management 2.2 Elect Director Shimizu, Mareshige For For Management 2.3 Elect Director Ashitani, Shigeru For For Management 2.4 Elect Director Shigeto, Takafumi For For Management 2.5 Elect Director Takimoto, Natsuhiko For For Management 2.6 Elect Director Yamashita, Masahiro For For Management 2.7 Elect Director Kitano, Tatsuo For For Management 2.8 Elect Director Takaba, Toshio For For Management 2.9 Elect Director Furuse, Makoto For For Management 3.1 Elect Director and Audit Committee For For Management Member Tamura, Norimasa 3.2 Elect Director and Audit Committee For For Management Member Uchiyamada, Kunio 3.3 Elect Director and Audit Committee For For Management Member Nosohara, Etsuko 3.4 Elect Director and Audit Committee For For Management Member Otani, Noriko 4 Amend Articles to Add Provision on Against Against Shareholder Abolition of Advisory Positions 5 Amend Articles to Decommission Shimane Against Against Shareholder Nuclear Power Plant and Cancel Kaminoseki Nuclear Power Plant Construction Plan 6 Amend Articles to Seek Agreement from Against Against Shareholder Residents on Nuclear Power Plant Operation 7 Amend Articles to Establish Evacuation Against Against Shareholder Plan and Conduct Evacuation Drills for Nuclear Power Plant Accidents 8 Amend Articles to Promote Energy Against Against Shareholder Systems Using Renewable Energy -------------------------------------------------------------------------------- THE HACHIJUNI BANK, LTD. Ticker: 8359 Security ID: J17976101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Sato, Yuichi For For Management 2.2 Elect Director Sato, Shinji For For Management 2.3 Elect Director Tashita, Kayo For For Management 3.1 Appoint Statutory Auditor Minemura, For For Management Chishu 3.2 Appoint Statutory Auditor Yamasawa, For Against Management Kiyohito -------------------------------------------------------------------------------- THE JAPAN STEEL WORKS LTD. Ticker: 5631 Security ID: J27743129 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Miyauchi, Naotaka For For Management 2.2 Elect Director Matsuo, Toshio For For Management 2.3 Elect Director Shibata, Takashi For For Management 2.4 Elect Director Deguchi, Junichiro For For Management 2.5 Elect Director Iwamoto, Takashi For For Management 2.6 Elect Director Kikuchi, Hiroki For For Management 2.7 Elect Director Degawa, Sadao For For Management 2.8 Elect Director Nakanishi, Yoshiyuki For For Management 2.9 Elect Director Mitsui, Hisao For For Management 3 Appoint Statutory Auditor Misawa, For Against Management Hiroshi 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- THE KANSAI ELECTRIC POWER CO., INC. Ticker: 9503 Security ID: J30169106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors 3.1 Elect Director Sakakibara, Sadayuki For For Management 3.2 Elect Director Okihara, Takamune For For Management 3.3 Elect Director Kobayashi, Tetsuya For For Management 3.4 Elect Director Sasaki, Shigeo For For Management 3.5 Elect Director Kaga, Atsuko For For Management 3.6 Elect Director Tomono, Hiroshi For For Management 3.7 Elect Director Takamatsu, Kazuko For For Management 3.8 Elect Director Naito, Fumio For For Management 3.9 Elect Director Morimoto, Takashi For Against Management 3.10 Elect Director Misono, Toyokazu For For Management 3.11 Elect Director Inada, Koji For For Management 3.12 Elect Director Sugimoto, Yasushi For Against Management 3.13 Elect Director Yamaji, Susumu For Against Management 4 Amend Articles to Add Provision that Against Against Shareholder Utility will Operate to Realize Energy Safety and Sustainability 5 Amend Articles to Keep Shareholder Against Against Shareholder Meeting Minutes and Disclose Them to Public 6 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Information Disclosure and Dialogue) 7 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Facility Safety Enhancement) 8 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Withdrawal from Coal-Fired Power Generation Business) 9 Amend Articles to Add Provision on Against Against Shareholder Appropriate Bidding Process for Procurement and Subcontracting 10 Abolish Equity Compensation System for Against Against Shareholder Directors 11 Approve Alternative Allocation of Against Against Shareholder Income, with a Final Dividend of JPY 1 Higher Than Management Proposal 12 Remove Incumbent Director Morimoto, Against For Shareholder Takashi 13 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors 14 Amend Articles to Add Provision on Against Against Shareholder Abolition of Advisory Positions 15 Amend Articles to Establish Donation Against Against Shareholder Committee 16 Amend Articles to Prohibit Financial Against Against Shareholder Support to Nuclear Power Generation Business at Other Companies 17 Amend Articles to Ban Reprocessing of Against Against Shareholder Spent Nuclear Fuels 18 Amend Articles to Ban Acceptance of Against Against Shareholder Gift Items and Business Entertainment beyond Commercial Practice 19 Amend Articles to Establish Promotion Against Against Shareholder Committee on Nuclear Power Phase-Out 20 Amend Articles to Promote Maximum Against Against Shareholder Disclosure to Gain Trust from Society 21 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors 22 Amend Articles to Encourage Dispersed Against Against Shareholder Renewable Energy 23 Amend Articles to Request the Against Against Shareholder Government to Develop Necessary Legal System to Stabilize Electricity Rate 24 Amend Articles to Demolish All Nuclear Against Against Shareholder Power Plants 25 Amend Articles to Establish Work Against Against Shareholder Environment where Employees Think About Safety of Nuclear Power Generation 26 Amend Articles to Ban Hiring or Against Against Shareholder Service on the Board or at the Company by Former Government Officials 27 Amend Articles to Reduce Maximum Board Against Against Shareholder Size and Require Majority Outsider Board 28 Amend Articles to Require Individual Against For Shareholder Disclosure of Compensation Received after Directors' Departure from the Board 29 Amend Articles to End Reliance on Against Against Shareholder Nuclear Power -------------------------------------------------------------------------------- THE MONOGATARI CORP. Ticker: 3097 Security ID: J46586103 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Kaji, Yukio For For Management 2.2 Elect Director Shibamiya, Yoshiyuki For For Management 2.3 Elect Director Takahashi, Yasutada For For Management 2.4 Elect Director Okada, Masamichi For For Management 2.5 Elect Director Tsudera, Tsuyoshi For For Management 2.6 Elect Director Kobayashi, Yoshio For For Management 2.7 Elect Director Kasahara, Moriyasu For For Management 2.8 Elect Director Nishikawa, Yukitaka For For Management 2.9 Elect Director Sumikawa, Masahiro For For Management 3.1 Appoint Statutory Auditor Iwata, Hajime For Against Management 3.2 Appoint Statutory Auditor Nakagawa, For For Management Ayako -------------------------------------------------------------------------------- THE SHIZUOKA BANK, LTD. Ticker: 8355 Security ID: J74444100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2.1 Elect Director Nakanishi, Katsunori For For Management 2.2 Elect Director Shibata, Hisashi For For Management 2.3 Elect Director Yagi, Minoru For For Management 2.4 Elect Director Iio, Hidehito For For Management 2.5 Elect Director Kiyokawa, Koichi For For Management 2.6 Elect Director Nagasawa, Yoshihiro For For Management 2.7 Elect Director Fujisawa, Kumi For For Management 2.8 Elect Director Ito, Motoshige For For Management 2.9 Elect Director Tsubochi, Kazuto For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Mitsuru 3.2 Appoint Statutory Auditor Nakamura, For Against Management Isamu 4 Approve Restricted Stock Plan For For Management 5 Amend Performance-Based Cash For For Management Compensation Ceiling for Directors -------------------------------------------------------------------------------- THE YOKOHAMA RUBBER CO., LTD. Ticker: 5101 Security ID: J97536171 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Yamaishi, Masataka For For Management 2.2 Elect Director Mikami, Osamu For For Management 2.3 Elect Director Noro, Masaki For For Management 2.4 Elect Director Matsuo, Gota For For Management 2.5 Elect Director Nakamura, Toru For For Management 2.6 Elect Director Nitin Mantri For For Management 2.7 Elect Director Okada, Hideichi For For Management 2.8 Elect Director Takenaka, Nobuo For For Management 2.9 Elect Director Kono, Hirokazu For For Management 2.10 Elect Director Yamane, Takashi For For Management 2.11 Elect Director Hori, Masatoshi For For Management -------------------------------------------------------------------------------- THK CO., LTD. Ticker: 6481 Security ID: J83345108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Teramachi, Akihiro For For Management 2.2 Elect Director Teramachi, Toshihiro For For Management 2.3 Elect Director Imano, Hiroshi For For Management 2.4 Elect Director Maki, Nobuyuki For For Management 2.5 Elect Director Teramachi, Takashi For For Management 2.6 Elect Director Shimomaki, Junji For For Management 2.7 Elect Director Sakai, Junichi For For Management 2.8 Elect Director Kainosho, Masaaki For For Management 3.1 Elect Director and Audit Committee For Against Management Member Hioki, Masakatsu 3.2 Elect Director and Audit Committee For For Management Member Omura, Tomitoshi 3.3 Elect Director and Audit Committee For For Management Member Ueda, Yoshiki 4 Elect Alternate Director and Audit For For Management Committee Member Toriumi, Tetsuro -------------------------------------------------------------------------------- TIS, INC. (JAPAN) Ticker: 3626 Security ID: J2563B100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles 3.1 Elect Director Kuwano, Toru For For Management 3.2 Elect Director Adachi, Masahiko For For Management 3.3 Elect Director Okamoto, Yasushi For For Management 3.4 Elect Director Yanai, Josaku For For Management 3.5 Elect Director Kitaoka, Takayuki For For Management 3.6 Elect Director Shinkai, Akira For For Management 3.7 Elect Director Sano, Koichi For For Management 3.8 Elect Director Tsuchiya, Fumio For For Management 3.9 Elect Director Mizukoshi, Naoko For For Management 4.1 Appoint Statutory Auditor Asano, For For Management Tetsuya 4.2 Appoint Statutory Auditor Matsuoka, For For Management Tatsufumi 4.3 Appoint Statutory Auditor Funakoshi, For For Management Sadahei 4.4 Appoint Statutory Auditor Ono, Yukio For For Management 4.5 Appoint Statutory Auditor Yamakawa, For For Management Akiko -------------------------------------------------------------------------------- TOAGOSEI CO., LTD. Ticker: 4045 Security ID: J8381L105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Takamura, Mikishi For For Management 2.2 Elect Director Ishikawa, Nobuhiro For For Management 2.3 Elect Director Suzuki, Yoshitaka For For Management 2.4 Elect Director Kenjo, Moriyuki For For Management 2.5 Elect Director Miho, Susumu For For Management 2.6 Elect Director Sugiura, Shinichi For For Management 2.7 Elect Director Nakanishi, Satoru For For Management 2.8 Elect Director Koike, Yasuhiro For For Management 2.9 Elect Director Kitamura, Yasuo For For Management 3.1 Elect Director and Audit Committee For For Management Member Takano, Nobuhiko 3.2 Elect Director and Audit Committee For For Management Member Ito, Katsuyuki 3.3 Elect Director and Audit Committee For Against Management Member Danno, Koichi 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOBU RAILWAY CO., LTD. Ticker: 9001 Security ID: J84162148 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Nezu, Yoshizumi For For Management 2.2 Elect Director Miwa, Hiroaki For For Management 2.3 Elect Director Sekiguchi, Koichi For For Management 2.4 Elect Director Ojiro, Akihiro For For Management 2.5 Elect Director Onodera, Toshiaki For For Management 2.6 Elect Director Yamamoto, Tsutomu For For Management 2.7 Elect Director Shibata, Mitsuyoshi For For Management 2.8 Elect Director Ando, Takaharu For For Management 2.9 Elect Director Yokota, Yoshimi For For Management 2.10 Elect Director Shigeta, Atsushi For For Management 2.11 Elect Director Yagasaki, Noriko For For Management 2.12 Elect Director Yanagi, Masanori For For Management 3.1 Appoint Statutory Auditor Nakajima, For For Management Naotaka 3.2 Appoint Statutory Auditor Mogi, For For Management Yuzaburo 3.3 Appoint Statutory Auditor Otsuka, For For Management Hiroya 3.4 Appoint Statutory Auditor Fukuda, Shuji For For Management 3.5 Appoint Statutory Auditor Hayashi, For Against Management Nobuhide 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TODA CORP. Ticker: 1860 Security ID: J84377100 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Abstain Management Final Dividend of JPY 26 2.1 Elect Director Imai, Masanori For For Management 2.2 Elect Director Kikutani, Yushi For For Management 2.3 Elect Director Miyazaki, Hiroyuki For For Management 2.4 Elect Director Fujita, Ken For For Management 2.5 Elect Director Toda, Morimichi For For Management 2.6 Elect Director Otomo, Toshihiro For For Management 2.7 Elect Director Uekusa, Hiroshi For For Management 2.8 Elect Director Otani, Seisuke For For Management 2.9 Elect Director Shimomura, Setsuhiro For For Management 2.10 Elect Director Amiya, Shunsuke For For Management 2.11 Elect Director Itami, Toshihiko For For Management 2.12 Elect Director Arakane, Kumi For For Management 3.1 Appoint Statutory Auditor Maruyama, For Against Management Keiichiro 3.2 Appoint Statutory Auditor Sato, Fumio For Against Management 3.3 Appoint Statutory Auditor Nishiyama, For For Management Junko 4 Approve Compensation Ceilings for For Abstain Management Directors and Statutory Auditors 5 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- TOHO CO., LTD. (9602) Ticker: 9602 Security ID: J84764117 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37.5 2.1 Elect Director Shimatani, Yoshishige For For Management 2.2 Elect Director Tako, Nobuyuki For For Management 2.3 Elect Director Ichikawa, Minami For For Management 2.4 Elect Director Seta, Kazuhiko For For Management 2.5 Elect Director Matsuoka, Hiroyasu For For Management 2.6 Elect Director Sumi, Kazuo For For Management 2.7 Elect Director Ikeda, Atsuo For For Management 2.8 Elect Director Ota, Keiji For For Management 2.9 Elect Director Ikeda, Takayuki For For Management 2.10 Elect Director Biro, Hiroshi For For Management 2.11 Elect Director Kato, Harunori For For Management 2.12 Elect Director Wada, Kunichiro For For Management 2.13 Elect Director Honda, Taro For For Management 3.1 Elect Director and Audit Committee For For Management Member Okimoto, Tomoyasu 3.2 Elect Director and Audit Committee For For Management Member Kobayashi, Takashi 3.3 Elect Director and Audit Committee For For Management Member Ando, Satoshi 4 Elect Alternate Director and Audit For For Management Committee Member Ota, Taizo 5 Approve Restricted Stock Plan For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- TOHO GAS CO., LTD. Ticker: 9533 Security ID: J84850114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27.5 2.1 Elect Director Yasui, Koichi For For Management 2.2 Elect Director Tominari, Yoshiro For For Management 2.3 Elect Director Niwa, Shinji For For Management 2.4 Elect Director Kodama, Mitsuhiro For For Management 2.5 Elect Director Senda, Shinichi For For Management 2.6 Elect Director Masuda, Nobuyuki For For Management 2.7 Elect Director Miyahara, Koji For For Management 2.8 Elect Director Hattori, Tetsuo For For Management 2.9 Elect Director Hamada, Michiyo For For Management 3 Appoint Statutory Auditor Ikeda, Keiko For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOHO HOLDINGS CO., LTD. Ticker: 8129 Security ID: J85237105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamada, Norio For For Management 1.2 Elect Director Udo, Atsushi For For Management 1.3 Elect Director Edahiro, Hiromi For For Management 1.4 Elect Director Kono, Hiroyuki For For Management 1.5 Elect Director Fujimoto, Shigeru For For Management 1.6 Elect Director Umada, Akira For For Management 1.7 Elect Director Morikubo, Mitsuo For For Management 1.8 Elect Director Homma, Toshio For For Management 1.9 Elect Director Matsutani, Takeo For For Management 1.10 Elect Director Nakagomi, Tsuguo For For Management 1.11 Elect Director Kawamura, Makoto For For Management 1.12 Elect Director Tada, Masami For For Management 1.13 Elect Director Ohara, Seiji For For Management 1.14 Elect Director Watanabe, Shunsuke For For Management 1.15 Elect Director Murayama, Shosaku For For Management 1.16 Elect Director Nagasawa, Toru For For Management 2.1 Elect Director and Audit Committee For For Management Member Shimizu, Hideyuki 2.2 Elect Director and Audit Committee For Against Management Member Nakamura, Koji 2.3 Elect Director and Audit Committee For Against Management Member Kamoya, Yoshiaki -------------------------------------------------------------------------------- TOHOKU ELECTRIC POWER CO., INC. Ticker: 9506 Security ID: J85108108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Kaiwa, Makoto For For Management 3.2 Elect Director Higuchi, Kojiro For For Management 3.3 Elect Director Okanobu, Shinichi For For Management 3.4 Elect Director Masuko, Jiro For For Management 3.5 Elect Director Yamamoto, Shunji For For Management 3.6 Elect Director Abe, Toshinori For For Management 3.7 Elect Director Yashiro, Hirohisa For For Management 3.8 Elect Director Ito, Hirohiko For For Management 3.9 Elect Director Kondo, Shiro For For Management 3.10 Elect Director Kamijo, Tsutomu For For Management 3.11 Elect Director Kawanobe, Osamu For For Management 4.1 Elect Director and Audit Committee For For Management Member Kato, Koki 4.2 Elect Director and Audit Committee For Against Management Member Baba, Chiharu 4.3 Elect Director and Audit Committee For Against Management Member Kobayashi, Kazuo 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Trust-Type Equity Compensation For For Management Plan 7 Amend Articles to Ban Nuclear Power Against Against Shareholder Generation Business 8 Amend Articles to Ban Nuclear Power Against Against Shareholder Plant Construction 9 Amend Articles to Add Provision on the Against Against Shareholder Utility's Responsibility for Nuclear Radioactive Waste 10 Amend Articles to Add Provision on the Against Against Shareholder Utility's Responsibility for Nuclear Accident Countermeasures 11 Amend Articles to Request Miyagi Against Against Shareholder Prefecture to Conduct Referendum Concerning Resumption of No. 2 Reactor at Onagawa Nuclear Plant and Follow the Result 12 Amend Articles to Ban Financial Against Against Shareholder Support for Other Nuclear Power Generation Companies -------------------------------------------------------------------------------- TOKAI CARBON CO., LTD. Ticker: 5301 Security ID: J85538106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Nagasaka, Hajime For For Management 2.2 Elect Director Serizawa, Yuji For For Management 2.3 Elect Director Tsuji, Masafumi For For Management 2.4 Elect Director Yamaguchi, Katsuyuki For For Management 2.5 Elect Director Yamamoto, Shunji For For Management 2.6 Elect Director Masuda, Hirofumi For For Management 2.7 Elect Director Kambayashi, Nobumitsu For For Management 2.8 Elect Director Tanahashi, Junichi For For Management 3 Appoint Statutory Auditor Kakehashi, For For Management Kazuyuki 4 Appoint Alternate Statutory Auditor For For Management Hiura, Motokazu 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOKEN CORP. Ticker: 1766 Security ID: J8612T109 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 220 2.1 Elect Director Soda, Minoru For Against Management 2.2 Elect Director Soda, Yoshitake For For Management 2.3 Elect Director Hanabusa, Noboru For For Management 2.4 Elect Director Yonemura, Munehiro For For Management 2.5 Elect Director Shida, Michihiro For For Management -------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. Ticker: 8766 Security ID: J86298106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Nagano, Tsuyoshi For For Management 2.2 Elect Director Komiya, Satoru For For Management 2.3 Elect Director Yuasa, Takayuki For For Management 2.4 Elect Director Harashima, Akira For For Management 2.5 Elect Director Okada, Kenji For For Management 2.6 Elect Director Hirose, Shinichi For For Management 2.7 Elect Director Mimura, Akio For For Management 2.8 Elect Director Egawa, Masako For For Management 2.9 Elect Director Mitachi, Takashi For For Management 2.10 Elect Director Endo, Nobuhiro For For Management 2.11 Elect Director Katanozaka, Shinya For For Management 2.12 Elect Director Handa, Tadashi For For Management 2.13 Elect Director Endo, Yoshinari For For Management 3 Appoint Statutory Auditor Fujita, For For Management Hirokazu -------------------------------------------------------------------------------- TOKUYAMA CORP. Ticker: 4043 Security ID: J86506110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Yokota, Hiroshi For For Management 2.2 Elect Director Adachi, Hideki For For Management 2.3 Elect Director Sugimura, Hideo For For Management 2.4 Elect Director Nomura, Hiroshi For For Management 2.5 Elect Director Iwasaki, Fumiaki For For Management -------------------------------------------------------------------------------- TOKYO BROADCASTING SYSTEM HOLDINGS, INC. Ticker: 9401 Security ID: J86656105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2 Approve Accounting Transfers For For Management 3 Amend Articles to Change Company Name For For Management 4.1 Elect Director Takeda, Shinji For Against Management 4.2 Elect Director Sasaki, Takashi For Against Management 4.3 Elect Director Kawai, Toshiaki For For Management 4.4 Elect Director Sugai, Tatsuo For For Management 4.5 Elect Director Watanabe, Shoichi For For Management 4.6 Elect Director Chisaki, Masaya For For Management 4.7 Elect Director Kashiwaki, Hitoshi For For Management 4.8 Elect Director Yagi, Yosuke For For Management 4.9 Elect Director Haruta, Makoto For For Management 5.1 Appoint Statutory Auditor Nishino, For For Management Tomohiko 5.2 Appoint Statutory Auditor Ichikawa, For For Management Tetsuya 5.3 Appoint Statutory Auditor Kitayama, For Against Management Teisuke 5.4 Appoint Statutory Auditor Fujimoto, Mie For For Management 5.5 Appoint Statutory Auditor Takehara, For For Management Somitsu -------------------------------------------------------------------------------- TOKYO CENTURY CORP. Ticker: 8439 Security ID: J0R091109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 69 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Asada, Shunichi For For Management 3.2 Elect Director Nogami, Makoto For For Management 3.3 Elect Director Yukiya, Masataka For For Management 3.4 Elect Director Shimizu, Yoshinori For For Management 3.5 Elect Director Yoshida, Masao For For Management 3.6 Elect Director Higaki, Yukito For For Management 3.7 Elect Director Nakamura, Akio For For Management 3.8 Elect Director Asano, Toshio For For Management 3.9 Elect Director Okada, Akihiko For For Management 3.10 Elect Director Ogushi, Keiichiro For For Management 3.11 Elect Director Baba, Koichi For For Management 3.12 Elect Director Tamano, Osamu For For Management 3.13 Elect Director Mizuno, Seiichi For For Management 3.14 Elect Director Nakagawa, Ko For For Management 3.15 Elect Director Tamba, Toshihito For For Management 4 Appoint Statutory Auditor Okada, For Against Management Futoshi 5 Appoint Alternate Statutory Auditor For For Management Iwanaga, Toshihiko 6 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm -------------------------------------------------------------------------------- TOKYO ELECTRIC POWER CO. HOLDINGS, INC. Ticker: 9501 Security ID: J86914108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Utsuda, Shoei For For Management 1.2 Elect Director Kunii, Hideko For For Management 1.3 Elect Director Takaura, Hideo For For Management 1.4 Elect Director Annen, Junji For For Management 1.5 Elect Director Oyagi, Shigeo For For Management 1.6 Elect Director Onishi, Shoichiro For For Management 1.7 Elect Director Tanaka, Kotaro For For Management 1.8 Elect Director Kobayakawa, Tomoaki For Against Management 1.9 Elect Director Fubasami, Seiichi For For Management 1.10 Elect Director Moriya, Seiji For For Management 1.11 Elect Director Akimoto, Nobuhide For For Management 1.12 Elect Director Makino, Shigenori For For Management 1.13 Elect Director Morishita, Yoshihito For Against Management 2 Amend Articles to Concentrate Against Against Shareholder Managerial Resources on Decommissioning of Fukushima Daiichi Nuclear Power Plant 3 Amend Articles to Establish Against Against Shareholder Investigation Committee on Nuclear Contamination Resulting from Fukushima Nuclear Accident 4 Amend Articles to Withdraw from Coal Against Against Shareholder Fired Power Generation 5 Amend Articles to Promote Small-Scale Against Against Shareholder Electricity Transmission System Factoring in Local Characteristics 6 Amend Articles to Ban Construction of Against Against Shareholder Higashidori Nuclear Power Plant 7 Amend Articles to Expedite Nuclear Against Against Shareholder Damage Compensation Payment Related to Fukushima Nuclear Accident 8 Amend Articles to Establish Against Against Shareholder Investigation Committee on Managerial Matters Deemed Detrimental to Shareholders 9 Amend Articles to Require Individual Against Against Shareholder Compensation Disclosure for Directors and Executive Officers 10 Amend Articles to Add Provision on Against Against Shareholder Abolition of Advisory Positions -------------------------------------------------------------------------------- TOKYO ELECTRON LTD. Ticker: 8035 Security ID: J86957115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuneishi, Tetsuo For For Management 1.2 Elect Director Kawai, Toshiki For For Management 1.3 Elect Director Sasaki, Sadao For For Management 1.4 Elect Director Nunokawa, Yoshikazu For For Management 1.5 Elect Director Nagakubo, Tatsuya For For Management 1.6 Elect Director Sunohara, Kiyoshi For For Management 1.7 Elect Director Ikeda, Seisu For For Management 1.8 Elect Director Mitano, Yoshinobu For For Management 1.9 Elect Director Charles D Lake II For For Management 1.10 Elect Director Sasaki, Michio For For Management 1.11 Elect Director Eda, Makiko For For Management 2.1 Appoint Statutory Auditor Hama, For For Management Masataka 2.2 Appoint Statutory Auditor Miura, Ryota For For Management 3 Approve Annual Bonus For For Management 4 Approve Deep Discount Stock Option Plan For For Management 5 Approve Deep Discount Stock Option Plan For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TOKYO GAS CO., LTD. Ticker: 9531 Security ID: J87000113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Hirose, Michiaki For For Management 2.2 Elect Director Uchida, Takashi For For Management 2.3 Elect Director Takamatsu, Masaru For For Management 2.4 Elect Director Nohata, Kunio For For Management 2.5 Elect Director Sasayama, Shinichi For For Management 2.6 Elect Director Saito, Hitoshi For For Management 2.7 Elect Director Takami, Kazunori For For Management 2.8 Elect Director Edahiro, Junko For For Management 2.9 Elect Director Indo, Mami For For Management 3 Appoint Statutory Auditor Ono, For For Management Hiromichi -------------------------------------------------------------------------------- TOKYO OHKA KOGYO CO., LTD. Ticker: 4186 Security ID: J87430104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Akutsu, Ikuo For For Management 2.2 Elect Director Taneichi, Noriaki For For Management 2.3 Elect Director Sato, Harutoshi For For Management 2.4 Elect Director Mizuki, Kunio For For Management 2.5 Elect Director Kurimoto, Hiroshi For For Management 2.6 Elect Director Sekiguchi, Noriko For For Management 2.7 Elect Director Shibamura, Yoichi For For Management 2.8 Elect Director Murakami, Yuichi For For Management 2.9 Elect Director Ichiyanagi, Kazuo For For Management 3 Appoint Statutory Auditor Tokutake, For For Management Nobuo 4 Approve Fixed Cash Compensation For For Management Ceiling and Performance-Based Cash Compensation Ceiling for Directors, Performance Share Plan and Restricted Stock Plan -------------------------------------------------------------------------------- TOKYO SEIMITSU CO., LTD. Ticker: 7729 Security ID: J87903100 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 38 2.1 Elect Director Yoshida, Hitoshi For For Management 2.2 Elect Director Kimura, Ryuichi For For Management 2.3 Elect Director Kawamura, Koichi For For Management 2.4 Elect Director Endo, Akihiro For For Management 2.5 Elect Director Tomoeda, Masahiro For For Management 2.6 Elect Director Hokida, Takahiro For For Management 2.7 Elect Director Wolfgang Bonatz For For Management 2.8 Elect Director Saito, Shozo For For Management 2.9 Elect Director Inoue, Naomi For For Management 3 Elect Director and Audit Committee For For Management Member Takamasu, Kiyoshi 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- TOKYO TATEMONO CO., LTD. Ticker: 8804 Security ID: J88333133 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Yoshino, For For Management Takashi 2.2 Appoint Statutory Auditor Hieda, Sayaka For For Management 3 Appoint Alternate Statutory Auditor For For Management Uehara, Masahiro -------------------------------------------------------------------------------- TOKYU CORP. Ticker: 9005 Security ID: J88720149 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Nomoto, Hirofumi For For Management 3.2 Elect Director Takahashi, Kazuo For For Management 3.3 Elect Director Tomoe, Masao For For Management 3.4 Elect Director Hoshino, Toshiyuki For For Management 3.5 Elect Director Fujiwara, Hirohisa For For Management 3.6 Elect Director Takahashi, Toshiyuki For For Management 3.7 Elect Director Hamana, Setsu For For Management 3.8 Elect Director Kanazashi, Kiyoshi For For Management 3.9 Elect Director Konaga, Keiichi For For Management 3.10 Elect Director Kanise, Reiko For For Management 3.11 Elect Director Okamoto, Kunie For For Management 3.12 Elect Director Miyazaki, Midori For For Management 4.1 Appoint Statutory Auditor Shimamoto, For For Management Takehiko 4.2 Appoint Statutory Auditor Akimoto, For For Management Naohisa 4.3 Appoint Statutory Auditor Ishihara, For For Management Kunio 4.4 Appoint Statutory Auditor Tsuyuki, For Against Management Shigeo 5 Appoint Alternate Statutory Auditor For For Management Matsumoto, Taku -------------------------------------------------------------------------------- TOKYU FUDOSAN HOLDINGS CORP. Ticker: 3289 Security ID: J88764105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Kanazashi, Kiyoshi For For Management 3.2 Elect Director Okuma, Yuji For For Management 3.3 Elect Director Nishikawa, Hironori For For Management 3.4 Elect Director Uemura, Hitoshi For For Management 3.5 Elect Director Saiga, Katsuhide For For Management 3.6 Elect Director Okada, Masashi For For Management 3.7 Elect Director Kimura, Shohei For For Management 3.8 Elect Director Ota, Yoichi For For Management 3.9 Elect Director Nomoto, Hirofumi For For Management 3.10 Elect Director Iki, Koichi For For Management 3.11 Elect Director Kaiami, Makoto For For Management 3.12 Elect Director Arai, Saeko For For Management 3.13 Elect Director Ogasawara, Michiaki For For Management 4 Appoint Alternate Statutory Auditor For For Management Nagao, Ryo -------------------------------------------------------------------------------- TORAY INDUSTRIES, INC. Ticker: 3402 Security ID: J89494116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Nikkaku, Akihiro For For Management 2.2 Elect Director Abe, Koichi For For Management 2.3 Elect Director Deguchi, Yukichi For For Management 2.4 Elect Director Oya, Mitsuo For For Management 2.5 Elect Director Adachi, Kazuyuki For For Management 2.6 Elect Director Hagiwara, Satoru For For Management 2.7 Elect Director Yoshinaga, Minoru For For Management 2.8 Elect Director Okamoto, Masahiko For For Management 2.9 Elect Director Ito, Kunio For For Management 2.10 Elect Director Noyori, Ryoji For For Management 2.11 Elect Director Kaminaga, Susumu For For Management 2.12 Elect Director Futagawa, Kazuo For For Management 3 Appoint Statutory Auditor Fukasawa, For For Management Toru 4 Approve Annual Bonus For For Management 5 Amend Articles to Disclose Listed Against Against Shareholder Subsidiary Management in Corporate Governance Report -------------------------------------------------------------------------------- TORIKIZOKU CO., LTD. Ticker: 3193 Security ID: J89603104 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 4 2.1 Elect Director Okura, Tadashi For For Management 2.2 Elect Director Nakanishi, Takumi For For Management 2.3 Elect Director Aoki, Shigenori For For Management 2.4 Elect Director Michishita, Satoshi For For Management 2.5 Elect Director Yamashita, Akira For For Management 2.6 Elect Director Kiyomiya, Toshiyuki For For Management 2.7 Elect Director Sasaki, Setsuo For For Management 3 Appoint Alternate Statutory Auditor For Against Management Hiraiwa, Masashi -------------------------------------------------------------------------------- TOSOH CORP. Ticker: 4042 Security ID: J90096132 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors - Recognize Validity of Board Resolutions in Written or Electronic Format - Amend Provisions on Number of Statutory Auditors 2.1 Elect Director Yamamoto, Toshinori For For Management 2.2 Elect Director Tashiro, Katsushi For For Management 2.3 Elect Director Yamada, Masayuki For For Management 2.4 Elect Director Kuwada, Mamoru For For Management 2.5 Elect Director Adachi, Toru For For Management 2.6 Elect Director Abe, Tsutomu For For Management 2.7 Elect Director Miura, Keiichi For For Management 2.8 Elect Director Hombo, Yoshihiro For For Management 2.9 Elect Director Hidaka, Mariko For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Tanaka, Yasuhiko 3.2 Appoint Alternate Statutory Auditor For For Management Nagao, Kenta 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOTO LTD. Ticker: 5332 Security ID: J90268103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitamura, Madoka For For Management 1.2 Elect Director Kiyota, Noriaki For For Management 1.3 Elect Director Shirakawa, Satoshi For For Management 1.4 Elect Director Abe, Soichi For For Management 1.5 Elect Director Hayashi, Ryosuke For For Management 1.6 Elect Director Taguchi, Tomoyuki For For Management 1.7 Elect Director Tamura, Shinya For For Management 1.8 Elect Director Kuga, Toshiya For For Management 1.9 Elect Director Shimizu, Takayuki For For Management 1.10 Elect Director Shimono, Masatsugu For For Management 1.11 Elect Director Tsuda, Junji For For Management 1.12 Elect Director Yamauchi, Shigenori For For Management 2 Appoint Statutory Auditor Inoue, For For Management Shigeki -------------------------------------------------------------------------------- TOYO SEIKAN GROUP HOLDINGS LTD. Ticker: 5901 Security ID: J92289107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7 2.1 Elect Director Otsuka, Ichio For For Management 2.2 Elect Director Sumida, Hirohiko For For Management 2.3 Elect Director Soejima, Masakazu For For Management 2.4 Elect Director Murohashi, Kazuo For For Management 2.5 Elect Director Ogasawara, Koki For For Management 2.6 Elect Director Katayama, Tsutao For For Management 2.7 Elect Director Asatsuma, Kei For For Management 2.8 Elect Director Suzuki, Hiroshi For For Management 2.9 Elect Director Taniguchi, Mami For For Management 2.10 Elect Director Nakamura, Takuji For For Management 2.11 Elect Director Koike, Toshikazu For For Management 3.1 Appoint Statutory Auditor Hako, For For Management Fuminari 3.2 Appoint Statutory Auditor Gobun, For For Management Masashi 3.3 Appoint Statutory Auditor Akamatsu, For For Management Ikuko -------------------------------------------------------------------------------- TOYO SUISAN KAISHA, LTD. Ticker: 2875 Security ID: 892306101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Tsutsumi, Tadasu For For Management 2.2 Elect Director Imamura, Masanari For For Management 2.3 Elect Director Sumimoto, Noritaka For For Management 2.4 Elect Director Oki, Hitoshi For For Management 2.5 Elect Director Makiya, Rieko For For Management 2.6 Elect Director Mochizuki, Masahisa For For Management 2.7 Elect Director Murakami, Osamu For For Management 2.8 Elect Director Murayama, Ichiro For For Management 2.9 Elect Director Yazaki, Hirokazu For For Management 2.10 Elect Director Hayama, Tomohide For For Management 2.11 Elect Director Yachi, Hiroyasu For For Management 2.12 Elect Director Mineki, Machiko For For Management 2.13 Elect Director Yazawa, Kenichi For For Management 2.14 Elect Director Chino, Isamu For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kiyoshi 4 Appoint Alternate Statutory Auditor For For Management Ushijima, Tsutomu 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOYO TIRE CORP. Ticker: 5105 Security ID: J92805175 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Clarify Provisions For For Management on Alternate Statutory Auditors 3.1 Elect Director Yamada, Yasuhiro For For Management 3.2 Elect Director Shimizu, Takashi For For Management 3.3 Elect Director Kanai, Masayuki For For Management 3.4 Elect Director Mitsuhata, Tatsuo For For Management 3.5 Elect Director Imura, Yoji For For Management 3.6 Elect Director Sasamori, Takehiko For For Management 3.7 Elect Director Morita, Ken For For Management 3.8 Elect Director Takeda, Atsushi For For Management 3.9 Elect Director Yoneda, Michio For For Management 4.1 Appoint Statutory Auditor Taketsugu, For For Management Satoshi 4.2 Appoint Statutory Auditor Amano, For For Management Katsusuke 5 Appoint Alternate Statutory Auditor For For Management Matsuba, Tomoyuki 6 Approve Compensation Ceiling for For For Management Directors 7 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOYODA GOSEI CO., LTD. Ticker: 7282 Security ID: J91128108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Miyazaki, Naoki For For Management 2.2 Elect Director Koyama, Toru For For Management 2.3 Elect Director Yamada, Tomonobu For For Management 2.4 Elect Director Yasuda, Hiroshi For For Management 2.5 Elect Director Oka, Masaki For For Management 2.6 Elect Director Ishikawa, Takashi For For Management 2.7 Elect Director Tsuchiya, Sojiro For For Management 2.8 Elect Director Yamaka, Kimio For For Management 2.9 Elect Director Matsumoto, Mayumi For For Management 3.1 Appoint Statutory Auditor Oiso, Kenji For For Management 3.2 Appoint Statutory Auditor Kako, Chika For Against Management 4 Approve Annual Bonus For For Management 5 Approve Compensation Ceiling for For For Management Directors 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOYOTA INDUSTRIES CORP. Ticker: 6201 Security ID: J92628106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toyoda, Tetsuro For For Management 1.2 Elect Director Onishi, Akira For For Management 1.3 Elect Director Sasaki, Kazue For For Management 1.4 Elect Director Sasaki, Takuo For For Management 1.5 Elect Director Mizuno, Yojiro For For Management 1.6 Elect Director Ishizaki, Yuji For For Management 1.7 Elect Director Sumi, Shuzo For For Management 1.8 Elect Director Yamanishi, Kenichiro For For Management 1.9 Elect Director Kato, Mitsuhisa For For Management 2.1 Appoint Statutory Auditor Mizuno, For For Management Akihisa 2.2 Appoint Statutory Auditor Watanabe, For For Management Toru 3 Appoint Alternate Statutory Auditor For For Management Furusawa, Hitoshi 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyamada, Takeshi For For Management 1.2 Elect Director Hayakawa, Shigeru For For Management 1.3 Elect Director Toyoda, Akio For For Management 1.4 Elect Director Kobayashi, Koji For For Management 1.5 Elect Director Terashi, Shigeki For For Management 1.6 Elect Director James Kuffner For For Management 1.7 Elect Director Sugawara, Ikuro For For Management 1.8 Elect Director Sir Philip Craven For For Management 1.9 Elect Director Kudo, Teiko For For Management 2 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuji 3 Amend Articles to Amend Business Lines For For Management -------------------------------------------------------------------------------- TOYOTA TSUSHO CORP. Ticker: 8015 Security ID: J92719111 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Karube, Jun For For Management 2.2 Elect Director Kashitani, Ichiro For For Management 2.3 Elect Director Yanase, Hideki For For Management 2.4 Elect Director Kondo, Takahiro For For Management 2.5 Elect Director Fujisawa, Kumi For For Management 2.6 Elect Director Komoto, Kunihito For For Management 2.7 Elect Director Didier Leroy For For Management 2.8 Elect Director Inoue, Yukari For For Management 3.1 Appoint Statutory Auditor Miyazaki, For For Management Kazumasa 3.2 Appoint Statutory Auditor Toyoda, For Against Management Shuhei 3.3 Appoint Statutory Auditor Kuwano, For For Management Yuichiro 4 Approve Annual Bonus For For Management 5 Approve Restricted Stock Plan For For Management 6 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TREND MICRO, INC. Ticker: 4704 Security ID: J9298Q104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 160 -------------------------------------------------------------------------------- TRUST TECH INC. Ticker: 2154 Security ID: J9299D102 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 2 Amend Articles to Change Company Name For For Management - Amend Business Lines 3.1 Elect Director Nishida, Yutaka For For Management 3.2 Elect Director Murai, Noriyuki For For Management 3.3 Elect Director Kimura, Shigeharu For For Management 3.4 Elect Director Miyano, Takashi For For Management 3.5 Elect Director Zamma, Rieko For For Management 3.6 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- TS TECH CO., LTD. Ticker: 7313 Security ID: J9299N100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Yasuda, Masanari For For Management 3.2 Elect Director Nakajima, Yoshitaka For For Management 3.3 Elect Director Hasegawa, Kenichi For For Management 3.4 Elect Director Hayashi, Akihiko For For Management 3.5 Elect Director Arai, Yutaka For For Management 3.6 Elect Director Igaki, Atsushi For For Management 3.7 Elect Director Toba, Eiji For For Management 3.8 Elect Director Kobori, Takahiro For For Management 3.9 Elect Director Suzaki, Yasushi For For Management 3.10 Elect Director Mutaguchi, Teruyasu For For Management 3.11 Elect Director Ogita, Takeshi For For Management 4.1 Appoint Statutory Auditor Sekine, For For Management Tatsuo 4.2 Appoint Statutory Auditor Hayashi, For For Management Hajime 5 Appoint Alternate Statutory Auditor For For Management Yamada, Hideo -------------------------------------------------------------------------------- TSUMURA & CO. Ticker: 4540 Security ID: J93407120 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32 2.1 Elect Director Kato, Terukazu For For Management 2.2 Elect Director Adachi, Susumu For For Management 2.3 Elect Director Handa, Muneki For For Management 2.4 Elect Director Matsui, Kenichi For For Management 2.5 Elect Director Miyake, Hiroshi For For Management 2.6 Elect Director Okada, Tadashi For For Management -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For For Management 1.2 Elect Director Horikawa, Masashi For For Management 1.3 Elect Director Tsuruha, Jun For For Management 1.4 Elect Director Goto, Teruaki For For Management 1.5 Elect Director Abe, Mitsunobu For For Management 1.6 Elect Director Mitsuhashi, Shinya For For Management 1.7 Elect Director Ogawa, Hisaya For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Yamada, Eiji For For Management 1.10 Elect Director Murakami, Shoichi For For Management 1.11 Elect Director Atsumi, Fumiaki For For Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- UBE INDUSTRIES LTD. Ticker: 4208 Security ID: J93796159 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Yamamoto, Yuzuru For For Management 2.2 Elect Director Izumihara, Masato For For Management 2.3 Elect Director Koyama, Makoto For For Management 2.4 Elect Director Fujii, Masayuki For For Management 2.5 Elect Director Terui, Keiko For For Management 2.6 Elect Director Higashi, Tetsuro For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Terui, Keiko -------------------------------------------------------------------------------- UCHIDA YOKO CO., LTD. Ticker: 8057 Security ID: J93884104 Meeting Date: OCT 12, 2019 Meeting Type: Annual Record Date: JUL 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Okubo, Noboru For For Management 2.2 Elect Director Akiyama, Shingo For For Management 2.3 Elect Director Kikuchi, Masao For For Management 2.4 Elect Director Miyamura, Toyotsugu For For Management 2.5 Elect Director Hayashi, Toshiji For For Management 2.6 Elect Director Koyanagi, Satoshi For For Management 2.7 Elect Director Hirose, Hidenori For For Management 2.8 Elect Director Takemata, Kuniharu For For Management 2.9 Elect Director Imajo, Keiji For For Management 3.1 Appoint Statutory Auditor Tamura, For Against Management Yasuhiro 3.2 Appoint Statutory Auditor Sumitomo, For Against Management Yuji 4 Appoint Alternate Statutory Auditor For Against Management Yamada, Akio 5 Approve Takeover Defense Plan (Poison For Against Management Pill) 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- ULVAC, INC. Ticker: 6728 Security ID: J94048105 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 105 2.1 Elect Director Iwashita, Setsuo For For Management 2.2 Elect Director Motoyoshi, Mitsuru For For Management 2.3 Elect Director Matsudai, Masasuke For For Management 2.4 Elect Director Choong Ryul Paik For For Management 2.5 Elect Director Aoki, Sadao For For Management 2.6 Elect Director Mihayashi, Akira For For Management 2.7 Elect Director Uchida, Norio For For Management 2.8 Elect Director Ishida, Kozo For For Management 2.9 Elect Director Nakajima, Yoshimi For For Management 3.1 Appoint Statutory Auditor Ito, Makoto For For Management 3.2 Appoint Statutory Auditor Asada, Senshu For For Management 4 Appoint Alternate Statutory Auditor For For Management Nonaka, Takao -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- USHIO, INC. Ticker: 6925 Security ID: J94456118 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 26 2.1 Elect Director Naito, Koji For For Management 2.2 Elect Director Kawamura, Naoki For For Management 2.3 Elect Director Kamiyama, Kazuhisa For For Management 2.4 Elect Director Ushio, Jiro For For Management 2.5 Elect Director Ushio, Shiro For For Management 2.6 Elect Director Hara, Yoshinari For For Management 2.7 Elect Director Kanemaru, Yasufumi For For Management 2.8 Elect Director Sakie Tachibana For For Management Fukushima 2.9 Elect Director Sasaki, Toyonari For For Management 3.1 Elect Director and Audit Committee For For Management Member Kobayashi, Nobuyuki 3.2 Elect Director and Audit Committee For For Management Member Sugihara, Rei 3.3 Elect Director and Audit Committee For For Management Member Sunaga, Akemi -------------------------------------------------------------------------------- USS CO., LTD. Ticker: 4732 Security ID: J9446Z105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29.8 2.1 Elect Director Ando, Yukihiro For For Management 2.2 Elect Director Seta, Dai For For Management 2.3 Elect Director Yamanaka, Masafumi For For Management 2.4 Elect Director Akase, Masayuki For For Management 2.5 Elect Director Ikeda, Hiromitsu For For Management 2.6 Elect Director Tamura, Hitoshi For For Management 2.7 Elect Director Kato, Akihiko For For Management 2.8 Elect Director Takagi, Nobuko For For Management -------------------------------------------------------------------------------- WEATHERNEWS, INC. Ticker: 4825 Security ID: J9503W102 Meeting Date: AUG 10, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Kusabiraki, Chihito For For Management 2.2 Elect Director Shiga, Yasushi For For Management 2.3 Elect Director Yoshitake, Masanori For For Management 2.4 Elect Director Tsujino, Koichiro For For Management 2.5 Elect Director Muraki, Shigeru For For Management 3.1 Appoint Statutory Auditor Sugino, For For Management Yasushi 3.2 Appoint Statutory Auditor Tomura, For For Management Takashi 3.3 Appoint Statutory Auditor Hayashi, For For Management Izumi 4 Appoint Alternate Statutory Auditor For For Management Toda, Ayami -------------------------------------------------------------------------------- WELCIA HOLDINGS CO., LTD. Ticker: 3141 Security ID: J9505A108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeno, Takamitsu For For Management 1.2 Elect Director Mizuno, Hideharu For For Management 1.3 Elect Director Matsumoto, Tadahisa For For Management 1.4 Elect Director Sato, Norimasa For For Management 1.5 Elect Director Nakamura, Juichi For For Management 1.6 Elect Director Abe, Takashi For For Management 1.7 Elect Director Hata, Kazuhiko For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Narita, Yukari For For Management 1.10 Elect Director Nakai, Tomoko For For Management 2 Appoint Statutory Auditor Kagami, For For Management Hirohisa 3 Approve Cash Compensation Ceiling for For For Management Directors and Trust-Type Equity Compensation Plan -------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. Ticker: 9021 Security ID: J95094108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 87.5 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Manabe, Seiji For For Management 3.2 Elect Director Kijima, Tatsuo For For Management 3.3 Elect Director Saito, Norihiko For For Management 3.4 Elect Director Miyahara, Hideo For For Management 3.5 Elect Director Takagi, Hikaru For For Management 3.6 Elect Director Tsutsui, Yoshinobu For For Management 3.7 Elect Director Nozaki, Haruko For For Management 3.8 Elect Director Hasegawa, Kazuaki For For Management 3.9 Elect Director Ogata, Fumito For For Management 3.10 Elect Director Hirano, Yoshihisa For For Management 3.11 Elect Director Sugioka, Atsushi For For Management 3.12 Elect Director Kurasaka, Shoji For For Management 3.13 Elect Director Nakamura, Keijiro For For Management 3.14 Elect Director Kawai, Tadashi For For Management 3.15 Elect Director Nakanishi, Yutaka For For Management 4.1 Appoint Statutory Auditor Tanaka, Fumio For For Management 4.2 Appoint Statutory Auditor Ogura, Maki For Against Management 4.3 Appoint Statutory Auditor Hazama, Emiko For For Management 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- YA-MAN LTD. Ticker: 6630 Security ID: J96262100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6.3 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yamazaki, Kimiyo For For Management 3.2 Elect Director Ito, Chihomi For For Management 3.3 Elect Director Yamazaki, Iwao For For Management 3.4 Elect Director Miyazaki, Masaya For For Management 3.5 Elect Director Toda, Shota For For Management 3.6 Elect Director Ishida, Kazuo For For Management 3.7 Elect Director Kurihara, Takeshi For For Management 4 Appoint Alternate Statutory Auditor For For Management Oshiumi, Kazuaki -------------------------------------------------------------------------------- YAKULT HONSHA CO., LTD. Ticker: 2267 Security ID: J95468120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Negishi, Takashige For For Management 1.2 Elect Director Narita, Hiroshi For For Management 1.3 Elect Director Wakabayashi, Hiroshi For For Management 1.4 Elect Director Ishikawa, Fumiyasu For For Management 1.5 Elect Director Ito, Masanori For For Management 1.6 Elect Director Doi, Akifumi For For Management 1.7 Elect Director Hayashida, Tetsuya For For Management 1.8 Elect Director Hirano, Susumu For For Management 1.9 Elect Director Imada, Masao For For Management 1.10 Elect Director Richard Hall For For Management 1.11 Elect Director Yasuda, Ryuji For For Management 1.12 Elect Director Fukuoka, Masayuki For For Management 1.13 Elect Director Maeda, Norihito For For Management 1.14 Elect Director Pascal Yves De Petrini For For Management 1.15 Elect Director Tobe, Naoko For For Management 2.1 Appoint Statutory Auditor Yamakami, For For Management Hiroshi 2.2 Appoint Statutory Auditor Tanigawa, For Against Management Seijuro 2.3 Appoint Statutory Auditor Tezuka, Seno For Against Management 2.4 Appoint Statutory Auditor Kawana, For For Management Hideyuki 2.5 Appoint Statutory Auditor Machida, Emi For Against Management -------------------------------------------------------------------------------- YAMADA DENKI CO., LTD. Ticker: 9831 Security ID: J95534103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 3 Amend Articles to Change Company Name For For Management - Amend Business Lines - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 4.1 Elect Director Yamada, Noboru For For Management 4.2 Elect Director Mishima, Tsuneo For For Management 4.3 Elect Director Kobayashi, Tatsuo For For Management 4.4 Elect Director Ueno, Yoshinori For For Management 4.5 Elect Director Kogure, Megumi For For Management 4.6 Elect Director Fukui, Akira For For Management 4.7 Elect Director Fukuda, Takayuki For For Management 4.8 Elect Director Murasawa, Atsushi For For Management 4.9 Elect Director Tokuhira, Tsukasa For For Management 4.10 Elect Director Mitsunari, Miki For For Management 5.1 Appoint Statutory Auditor Okamoto, Jun For For Management 5.2 Appoint Statutory Auditor Iimura, For For Management Somuku -------------------------------------------------------------------------------- YAMAGUCHI FINANCIAL GROUP, INC. Ticker: 8418 Security ID: J9579M103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshimura, Takeshi For For Management 1.2 Elect Director Mukunashi, Keisuke For For Management 1.3 Elect Director Kuno, Koichiro For For Management 1.4 Elect Director Kusunoki, Masao For For Management 1.5 Elect Director Nagasawa, Yumiko For For Management 1.6 Elect Director Yanagawa, Noriyuki For For Management 1.7 Elect Director Suematsu, Minako For For Management 2 Elect Director and Audit Committee For For Management Member Fukuda, Susumu -------------------------------------------------------------------------------- YAMAHA CORP. Ticker: 7951 Security ID: J95732103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Nakata, Takuya For Against Management 2.2 Elect Director Yamahata, Satoshi For For Management 2.3 Elect Director Nakajima, Yoshimi For For Management 2.4 Elect Director Fukui, Taku For For Management 2.5 Elect Director Hidaka, Yoshihiro For For Management 2.6 Elect Director Fujitsuka, Mikio For For Management 2.7 Elect Director Paul Candland For For Management -------------------------------------------------------------------------------- YAMAHA MOTOR CO., LTD. Ticker: 7272 Security ID: J95776126 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Yanagi, Hiroyuki For For Management 2.2 Elect Director Hidaka, Yoshihiro For For Management 2.3 Elect Director Watanabe, Katsuaki For For Management 2.4 Elect Director Kato, Toshizumi For For Management 2.5 Elect Director Yamaji, Katsuhito For For Management 2.6 Elect Director Shimamoto, Makoto For For Management 2.7 Elect Director Okawa, Tatsumi For For Management 2.8 Elect Director Nakata, Takuya For For Management 2.9 Elect Director Kamigama, Takehiro For For Management 2.10 Elect Director Tashiro, Yuko For For Management 2.11 Elect Director Ohashi, Tetsuji For For Management 3 Appoint Alternate Statutory Auditor For For Management Kawai, Eriko -------------------------------------------------------------------------------- YAMATO HOLDINGS CO., LTD. Ticker: 9064 Security ID: J96612114 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Yamauchi, Masaki For For Management 2.2 Elect Director Nagao, Yutaka For For Management 2.3 Elect Director Kanda, Haruo For For Management 2.4 Elect Director Shibasaki, Kenichi For For Management 2.5 Elect Director Mori, Masakatsu For For Management 2.6 Elect Director Tokuno, Mariko For For Management 2.7 Elect Director Kobayashi, Yoichi For For Management 2.8 Elect Director Sugata, Shiro For For Management 2.9 Elect Director Kuga, Noriyuki For For Management 3.1 Appoint Statutory Auditor Matsuda, For For Management Ryuji 3.2 Appoint Statutory Auditor Shimoyama, For For Management Yoshihide 4 Approve Fixed Cash Compensation For For Management Ceiling and Performance-Based Cash Compensation Ceiling for Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- YAMAZAKI BAKING CO., LTD. Ticker: 2212 Security ID: 984632109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management - Amend Provisions on Director Titles 3.1 Elect Director Iijima, Nobuhiro For For Management 3.2 Elect Director Iijima, Mikio For For Management 3.3 Elect Director Iijima, Sachihiko For For Management 3.4 Elect Director Yokohama, Michio For For Management 3.5 Elect Director Aida, Masahisa For For Management 3.6 Elect Director Inutsuka, Isamu For For Management 3.7 Elect Director Sekine, Osamu For For Management 3.8 Elect Director Fukasawa, Tadashi For For Management 3.9 Elect Director Sonoda, Makoto For For Management 3.10 Elect Director Shoji, Yoshikazu For For Management 3.11 Elect Director Yoshidaya, Ryoichi For For Management 3.12 Elect Director Yamada, Yuki For For Management 3.13 Elect Director Arakawa, Hiroshi For For Management 3.14 Elect Director Shimada, Hideo For For Management 3.15 Elect Director Hatae, Keiko For For Management 4 Appoint Statutory Auditor Sato, Kenji For For Management 5 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- YASKAWA ELECTRIC CORP. Ticker: 6506 Security ID: J9690T102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuda, Junji For For Management 1.2 Elect Director Ogasawara, Hiroshi For For Management 1.3 Elect Director Murakami, Shuji For For Management 1.4 Elect Director Minami, Yoshikatsu For For Management 1.5 Elect Director Takamiya, Koichi For For Management 1.6 Elect Director Ogawa, Masahiro For For Management 2.1 Elect Director and Audit Committee For For Management Member Sasaki, Junko 2.2 Elect Director and Audit Committee For For Management Member Kato, Yuichiro 3 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- YOKOGAWA ELECTRIC CORP. Ticker: 6841 Security ID: J97272124 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Nishijima, Takashi For For Management 2.2 Elect Director Nara, Hitoshi For For Management 2.3 Elect Director Anabuki, Junichi For For Management 2.4 Elect Director Dai, Yu For For Management 2.5 Elect Director Uji, Noritaka For For Management 2.6 Elect Director Seki, Nobuo For For Management 2.7 Elect Director Sugata, Shiro For For Management 2.8 Elect Director Uchida, Akira For For Management 3.1 Appoint Statutory Auditor Watanabe, For For Management Hajime 3.2 Appoint Statutory Auditor Ono, Masaru For For Management -------------------------------------------------------------------------------- YOSHINOYA HOLDINGS CO., LTD. Ticker: 9861 Security ID: J9799L109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Kawamura, Yasutaka For For Management 2.2 Elect Director Matsuo, Toshiyuki For For Management 2.3 Elect Director Naruse, Tetsuya For For Management 2.4 Elect Director Ozawa, Norihiro For For Management 2.5 Elect Director Uchikura, Eizo For For Management 2.6 Elect Director Akashi, Nobuko For For Management 3 Appoint Alternate Statutory Auditor For For Management Nomura, Tomo 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- Z HOLDINGS CORP. Ticker: 4689 Security ID: J95402103 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Exchange Agreement with For For Management LINE Demerger Preparatory Company 2 Amend Articles to Amend Provisions on For For Management Number of Directors -------------------------------------------------------------------------------- Z HOLDINGS CORP. Ticker: 4689 Security ID: J9894K105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawabe, Kentaro For For Management 1.2 Elect Director Ozawa, Takao For For Management 1.3 Elect Director Oketani, Taku For For Management 1.4 Elect Director Son, Masayoshi For For Management 1.5 Elect Director Miyauchi, Ken For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 2.1 Elect Director Idezawa, Takeshi For For Management 2.2 Elect Director Shin, Junho For For Management 2.3 Elect Director Masuda, Jun For For Management 3.1 Elect Director and Audit Committee For For Management Member Hasumi, Maiko 3.2 Elect Director and Audit Committee For For Management Member Kunihiro, Tadashi 3.3 Elect Director and Audit Committee For For Management Member Hatoyama, Rehito 4 Elect Alternate Director and Audit For For Management Committee Member Tobita, Hiroshi -------------------------------------------------------------------------------- ZENKOKU HOSHO CO., LTD. Ticker: 7164 Security ID: J98829104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Ishikawa, Eiji For For Management 2.2 Elect Director Yamaguchi, Takashi For For Management 2.3 Elect Director Aoki, Yuichi For For Management 2.4 Elect Director Asada, Keiichi For For Management 2.5 Elect Director Kamijo, Masahito For For Management 2.6 Elect Director Nagashima, Yoshiro For For Management 2.7 Elect Director Imado, Tomoe For For Management 3.1 Appoint Statutory Auditor Fujino, For For Management Mamoru 3.2 Appoint Statutory Auditor Sato, For For Management Takafumi 3.3 Appoint Statutory Auditor Suzuki, For For Management Hidehiko 3.4 Appoint Statutory Auditor Itagaki, Eri For For Management -------------------------------------------------------------------------------- ZENSHO HOLDINGS CO., LTD. Ticker: 7550 Security ID: J9885X108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ogawa, Kentaro For For Management 2.2 Elect Director Takei, Koichi For For Management 2.3 Elect Director Ogawa, Kazumasa For For Management 2.4 Elect Director Kunii, Yoshiro For For Management 2.5 Elect Director Imamura, Masashi For For Management 2.6 Elect Director Hirano, Makoto For For Management 2.7 Elect Director Ogawa, Yohei For For Management 2.8 Elect Director Nonoshita, Shinya For For Management 2.9 Elect Director Hagiwara, Toshitaka For For Management 2.10 Elect Director Ito, Chiaki For For Management 2.11 Elect Director Ando, Takaharu For For Management 2.12 Elect Director Hayama, Yoshiko For For Management -------------------------------------------------------------------------------- ZEON CORP. Ticker: 4205 Security ID: J9886P104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Tanaka, Kimiaki For For Management 2.2 Elect Director Hirakawa, Hiroyuki For For Management 2.3 Elect Director Nishijima, Toru For For Management 2.4 Elect Director Matsura, Kazuyoshi For For Management 2.5 Elect Director Ito, Haruo For For Management 2.6 Elect Director Kitabata, Takao For For Management 2.7 Elect Director Nagumo, Tadanobu For For Management 3 Appoint Statutory Auditor Kimura, For Against Management Hiroki 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- ZOZO, INC. Ticker: 3092 Security ID: J9893A108 Meeting Date: JAN 28, 2020 Meeting Type: Special Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kawabe, Kentaro For Against Management -------------------------------------------------------------------------------- ZOZO, INC. Ticker: 3092 Security ID: J9893A108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 18 2.1 Elect Director Ozawa, Takao For For Management 2.2 Elect Director Saito, Taro For For Management 3 Appoint Statutory Auditor Utsunomiya, For For Management Junko 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Restricted Stock Plan For For Management ========== Voya RussellTM Large Cap Growth Index Portfolio ========== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Against Against Shareholder Adjustments 6 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Integrating Risks Related to Against Abstain Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy L. Banse For For Management 1b Elect Director Frank A. Calderoni For For Management 1c Elect Director James E. Daley For For Management 1d Elect Director Laura B. Desmond For For Management 1e Elect Director Charles M. Geschke For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David A. Ricks For For Management 1j Elect Director Daniel L. Rosensweig For For Management 1k Elect Director John E. Warnock For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Chadwick C. Deaton For For Management 1d Elect Director Seifollah (Seifi) For For Management Ghasemi 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Felix J. Baker For For Management 1.2 Elect Director David R. Brennan For For Management 1.3 Elect Director Christopher J. Coughlin For For Management 1.4 Elect Director Deborah Dunsire For For Management 1.5 Elect Director Paul A. Friedman For For Management 1.6 Elect Director Ludwig N. Hantson For For Management 1.7 Elect Director John T. Mollen For For Management 1.8 Elect Director Francois Nader For For Management 1.9 Elect Director Judith A. Reinsdorf For For Management 1.10 Elect Director Andreas Rummelt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For Withhold Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For For Management 1.10 Elect Director K. Ram Shiram For For Management 1.11 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against For Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against Against Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against For Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against Against Shareholder 6 Report on Customers' Use of its Against Against Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against Against Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against Against Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Bartlett For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Gustavo Lara Cantu For For Management 1e Elect Director Grace D. Lieblein For For Management 1f Elect Director Craig Macnab For For Management 1g Elect Director JoAnn A. Reed For For Management 1h Elect Director Pamela D.A. Reeve For For Management 1i Elect Director David E. Sharbutt For For Management 1j Elect Director Bruce L. Tanner For For Management 1k Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mark M. Little For For Management 1i Elect Director Kenton J. Sicchitano For For Management 1j Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V102 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2 Approve Reduction of Share Capital and For For Management Creation of Distributable Profits 3 Approve Terms of an Off-Exchange For For Management Buyback and Cancellation of Class B Ordinary Shares 4 Approve Delisting of Shares from the For For Management New York Stock Exchange 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V111 Meeting Date: FEB 04, 2020 Meeting Type: Court Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Fulvio Conti For For Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director J. Michael Losh For For Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Ratify Ernst & Young Chartered For For Management Accountants as Statutory Auditor 5 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against Against Shareholder Access to Information Policies -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Ayanna Howard For For Management 1e Elect Director Blake Irving For For Management 1f Elect Director Mary T. McDowell For For Management 1g Elect Director Stephen Milligan For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Betsy Rafael For For Management 1j Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Bisson For For Management 1b Elect Director Richard T. Clark For For Management 1c Elect Director R. Glenn Hubbard For For Management 1d Elect Director John P. Jones For For Management 1e Elect Director Francine S. Katsoudas For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Scott F. Powers For For Management 1h Elect Director William J. Ready For For Management 1i Elect Director Carlos A. Rodriguez For For Management 1j Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose "Joe" E. Almeida For For Management 1b Elect Director Thomas F. Chen For For Management 1c Elect Director John D. Forsyth For For Management 1d Elect Director James R. Gavin, III For For Management 1e Elect Director Peter S. Hellman For For Management 1f Elect Director Michael F. Mahoney For For Management 1g Elect Director Patricia B. Morrrison For For Management 1h Elect Director Stephen N. Oesterle For For Management 1i Elect Director Cathy R. Smith For For Management 1j Elect Director Thomas T. Stallkamp For For Management 1k Elect Director Albert P.L. Stroucken For For Management 1l Elect Director Amy A. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director R. Andrew Eckert For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Claire M. Fraser For For Management 1.5 Elect Director Jeffrey W. Henderson For For Management 1.6 Elect Director Christopher Jones For For Management 1.7 Elect Director Marshall O. Larsen For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Thomas E. Polen For For Management 1.10 Elect Director Claire Pomeroy For For Management 1.11 Elect Director Rebecca W. Rimel For For Management 1.12 Elect Director Timothy M. Ring For For Management 1.13 Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director William A. Hawkins For For Management 1d Elect Director Nancy L. Leaming For For Management 1e Elect Director Jesus B. Mantas For For Management 1f Elect Director Richard C. Mulligan For For Management 1g Elect Director Robert W. Pangia For For Management 1h Elect Director Stelios Papadopoulos For For Management 1i Elect Director Brian S. Posner For For Management 1j Elect Director Eric K. Rowinsky For For Management 1k Elect Director Stephen A. Sherwin For For Management 1l Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian M. Graddick-Weir For For Management 1.5 Elect Director Wei Hopeman For For Management 1.6 Elect Director Robert J. Mylod, Jr. For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Nicholas J. Read For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Bob van Dijk For For Management 1.11 Elect Director Lynn M. Vojvodich For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Ticker: BSX Security ID: 101137107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelda J. Connors For For Management 1b Elect Director Charles J. Dockendorff For For Management 1c Elect Director Yoshiaki Fujimori For For Management 1d Elect Director Donna A. James For For Management 1e Elect Director Edward J. Ludwig For For Management 1f Elect Director Stephen P. MacMillan For For Management 1g Elect Director Michael F. Mahoney For For Management 1h Elect Director David J. Roux For For Management 1i Elect Director John E. Sununu For For Management 1j Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director William A. Osborn For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Ticker: STZ Security ID: 21036P108 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer M. Daniels For For Management 1.2 Elect Director Jerry Fowden For Withhold Management 1.3 Elect Director Ernesto M. Hernandez For For Management 1.4 Elect Director Susan Somersille Johnson For For Management 1.5 Elect Director James A. Locke, III For Withhold Management 1.6 Elect Director Daniel J. McCarthy For For Management 1.7 Elect Director William A. Newlands For For Management 1.8 Elect Director Richard Sands For For Management 1.9 Elect Director Robert Sands For For Management 1.10 Elect Director Judy A. Schmeling For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For For Management 1.2 Elect Director Richard A. Galanti For For Management 1.3 Elect Director Sally Jewell For For Management 1.4 Elect Director Charles T. Munger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Directors May Be Removed With or Without Cause 5 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison, II For For Management 1f Elect Director Andrea J. Goldsmith For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director James M. Foote For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Paul C. Hilal For For Management 1f Elect Director John D. McPherson For For Management 1g Elect Director David M. Moffett For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Suzanne M. Vautrinot For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Hefner Filler For For Management 1.2 Elect Director Thomas P. Joyce, Jr. For For Management 1.3 Elect Director Teri List-Stoll For For Management 1.4 Elect Director Walter G. Lohr, Jr. For For Management 1.5 Elect Director Jessica L. Mega For For Management 1.6 Elect Director Pardis C. Sabeti For For Management 1.7 Elect Director Mitchell P. Rales For Against Management 1.8 Elect Director Steven M. Rales For Against Management 1.9 Elect Director John T. Schwieters For For Management 1.10 Elect Director Alan G. Spoon For For Management 1.11 Elect Director Raymond C. Stevens For For Management 1.12 Elect Director Elias A. Zerhouni For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Disclose Board Qualifications Matrix Against Against Shareholder -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For Withhold Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For For Management 1.5 Elect Director Simon Patterson For For Management 1.6 Elect Director Lynn M. Vojvodich For For Management 1.7 Elect Director Ellen J. Kullman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A. L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Climate Lobbying Against Against Shareholder 6 Report on Political Contributions Against Against Shareholder 7 Report on Sexual Harassment Policy Against Against Shareholder -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Shari L. Ballard For For Management 1c Elect Director Barbara J. Beck For For Management 1d Elect Director Jeffrey M. Ettinger For For Management 1e Elect Director Arthur J. Higgins For For Management 1f Elect Director Michael Larson For For Management 1g Elect Director David W. MacLennan For For Management 1h Elect Director Tracy B. McKibben For For Management 1i Elect Director Lionel L. Nowell, III For For Management 1j Elect Director Victoria J. Reich For For Management 1k Elect Director Suzanne M. Vautrinot For For Management 1l Elect Director John J. Zillmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION Ticker: EW Security ID: 28176E108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Mussallem For For Management 1b Elect Director Kieran T. Gallahue For For Management 1c Elect Director Leslie S. Heisz For For Management 1d Elect Director William J. Link For For Management 1e Elect Director Steven R. Loranger For For Management 1f Elect Director Martha H. Marsh For For Management 1g Elect Director Ramona Sequeira For For Management 1h Elect Director Nicholas J. Valeriani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Approve Stock Split For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Ticker: EA Security ID: 285512109 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leonard S. Coleman For For Management 1b Elect Director Jay C. Hoag For For Management 1c Elect Director Jeffrey T. Huber For For Management 1d Elect Director Lawrence F. Probst, III For For Management 1e Elect Director Talbott Roche For For Management 1f Elect Director Richard A. Simonson For For Management 1g Elect Director Luis A. Ubinas For For Management 1h Elect Director Heidi J. Ueberroth For For Management 1i Elect Director Andrew Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Provide Right for Shareholders Holding For For Management 25% or More of the Common Stock to Call Special Meetings 6 Provide Right for Shareholders Holding Against Against Shareholder 15% or More of the Common Stock to Call Special Meetings -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For Against Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director David A. Ricks For For Management 1d Elect Director Marschall S. Runge For For Management 1e Elect Director Karen Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting For For Management Provisions 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Report on Forced Swim Test Against Against Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives 10 Report on Integrating Drug Pricing Against Abstain Shareholder Risks into Senior Executive Compensation Arrangements 11 Adopt Policy on Bonus Banking Against Against Shareholder 12 Clawback Disclosure of Recoupment Against Against Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Adaire Fox-Martin For For Management 1.4 Elect Director Gary Hromadko For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Charles Meyers For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Sandra Rivera For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For Withhold Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee Adrean For For Management 1b Elect Director Ellen R. Alemany For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director William A. Osborn For For Management 1i Elect Director Catherine B. Reynolds For For Management 1j Elect Director Laura J. Schumacher For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Shumeet Banerji For For Management 1.3 Elect Director Robert R. Bennett For For Management 1.4 Elect Director Charles "Chip" V. Bergh For For Management 1.5 Elect Director Stacy Brown-Philpot For For Management 1.6 Elect Director Stephanie A. Burns For For Management 1.7 Elect Director Mary Anne Citrino For For Management 1.8 Elect Director Richard L. Clemmer For For Management 1.9 Elect Director Enrique Lores For For Management 1.10 Elect Director Yoky Matsuoka For For Management 1.11 Elect Director Stacey Mobley For For Management 1.12 Elect Director Subra Suresh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Ticker: ITW Security ID: 452308109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel J. Brutto For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director James W. Griffith For For Management 1d Elect Director Jay L. Henderson For For Management 1e Elect Director Richard H. Lenny For For Management 1f Elect Director E. Scott Santi For For Management 1g Elect Director David B. Smith, Jr. For For Management 1h Elect Director Pamela B. Strobel For For Management 1i Elect Director Kevin M. Warren For For Management 1j Elect Director Anre D. Williams For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline D. Dorsa For For Management 1B Elect Director Robert S. Epstein For For Management 1C Elect Director Scott Gottlieb For For Management 1D Elect Director Philip W. Schiller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Duriya M. Farooqui For For Management 1d Elect Director Jean-Marc Forneri For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Frederick W. Hatfield For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Jeffrey C. Sprecher For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director Dennis D. Powell For For Management 1h Elect Director Brad D. Smith For For Management 1i Elect Director Thomas Szkutak For For Management 1j Elect Director Raul Vazquez For For Management 1k Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt a Mandatory Arbitration Bylaw Against Against Shareholder -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For For Management 1b Elect Director Joseph C. Beery For For Management 1c Elect Director Gary S. Guthart For For Management 1d Elect Director Amal M. Johnson For For Management 1e Elect Director Don R. Kania For For Management 1f Elect Director Amy L. Ladd For For Management 1g Elect Director Keith R. Leonard, Jr. For For Management 1h Elect Director Alan J. Levy For For Management 1i Elect Director Jami Dover Nachtsheim For For Management 1j Elect Director Mark J. Rubash For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against Against Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For For Management 1.2 Elect Director Irwin Chafetz For For Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For For Management 1.5 Elect Director Charles D. Forman For For Management 1.6 Elect Director Robert G. Goldstein For For Management 1.7 Elect Director George Jamieson For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Vicki A. Hollub For For Management 1.10 Elect Director Jeh C. Johnson For For Management 1.11 Elect Director Debra L. Reed-Klages For For Management 1.12 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Bertram L. Scott For For Management 1.10 Elect Director Lisa W. Wardell For For Management 1.11 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Ticker: MAR Security ID: 571903202 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J.W. Marriott, Jr. For For Management 1b Elect Director Bruce W. Duncan For For Management 1c Elect Director Deborah Marriott For For Management Harrison 1d Elect Director Frederick A. "Fritz" For For Management Henderson 1e Elect Director Eric Hippeau For For Management 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Debra L. Lee For For Management 1h Elect Director Aylwin B. Lewis For For Management 1i Elect Director Margaret M. McCarthy For For Management 1j Elect Director George Munoz For For Management 1k Elect Director Susan C. Schwab For For Management 1l Elect Director Arne M. Sorenson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote Against For Shareholder Requirement 5 Prepare Employment Diversity Report Against Abstain Shareholder -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Oscar Fanjul For For Management 1c Elect Director Daniel S. Glaser For For Management 1d Elect Director H. Edward Hanway For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Tamara Ingram For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Steven A. Mills For For Management 1i Elect Director Bruce P. Nolop For For Management 1j Elect Director Marc D. Oken For For Management 1k Elect Director Morton O. Schapiro For For Management 1l Elect Director Lloyd M. Yates For For Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Robert Eckert For For Management 1c Elect Director Catherine Engelbert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Christopher Kempczinski For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Paul Walsh For For Management 1l Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director Kathleen E. Ciaramello For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Jeanne P. Jackson For For Management 1.7 Elect Director Steven G. Pizula For For Management 1.8 Elect Director Benjamin M. Polk For For Management 1.9 Elect Director Sydney Selati For For Management 1.10 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil L. Anderson For For Management 1b Elect Director Jorge A. Bermudez For For Management 1c Elect Director Therese Esperdy For For Management 1d Elect Director Vincent A. Forlenza For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director Raymond W. McDaniel, Jr. For For Management 1g Elect Director Henry A. McKinnell, Jr. For For Management 1h Elect Director Leslie F. Seidman For For Management 1i Elect Director Bruce Van Saun For For Management 2a Eliminate Supermajority Vote For For Management Requirements to Amend Charter and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 2c Eliminate Supermajority Vote For For Management Requirement for Filling Open Board Seats 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reed Hastings For For Management 1b Elect Director Jay C. Hoag For Withhold Management 1c Elect Director Mathias Dopfner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder 6 Adopt Simple Majority Vote Against For Shareholder 7 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director Peter B. Henry For For Management 1.3 Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2a Amend Articles Re: Voting Standard for For For Management Amendment of Articles 2b Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation 2c Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Ticker: NOC Security ID: 666807102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy J. Warden For For Management 1.2 Elect Director Marianne C. Brown For For Management 1.3 Elect Director Donald E. Felsinger For For Management 1.4 Elect Director Ann M. Fudge For For Management 1.5 Elect Director Bruce S. Gordon For For Management 1.6 Elect Director William H. Hernandez For For Management 1.7 Elect Director Madeleine A. Kleiner For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Gary Roughead For For Management 1.10 Elect Director Thomas M. Schoewe For For Management 1.11 Elect Director James S. Turley For For Management 1.12 Elect Director Mark A. Welsh, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Human Rights Impact Against Against Shareholder Assessment 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For Withhold Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For For Management 1.13 Elect Director Leon E. Panetta For For Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director John J. Donahoe For For Management 1d Elect Director David W. Dorman For For Management 1e Elect Director Belinda J. Johnson For For Management 1f Elect Director Gail J. McGovern For For Management 1g Elect Director Deborah M. Messemer For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Human and Indigenous People's Against Against Shareholder Rights Policy -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen F. Angel For For Management 1.2 Elect Director Hugh Grant For For Management 1.3 Elect Director Melanie L. Healey For For Management 2.1 Elect Director Kathleen A. Ligocki For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Reduce Supermajority Vote Requirement For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Gary E. Pruitt For For Management 1.8 Elect Director John Reyes For For Management 1.9 Elect Director Joseph D. Russell, Jr. For For Management 1.10 Elect Director Tariq M. Shaukat For For Management 1.11 Elect Director Ronald P. Spogli For For Management 1.12 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RAYTHEON COMPANY Ticker: RTN Security ID: 755111507 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Joseph L. Goldstein For Against Management 1c Elect Director Christine A. Poon For Against Management 1d Elect Director P. Roy Vagelos For For Management 1e Elect Director Huda Y. Zoghbi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For For Management 1.6 Elect Director Robert E. Knowling, Jr. For For Management 1.7 Elect Director Wilbur J. Prezzano For For Management 1.8 Elect Director Laura G. Thatcher For For Management 1.9 Elect Director Richard F. Wallman For For Management 1.10 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Non-Employee Director For For Management Compensation Plan -------------------------------------------------------------------------------- ROSS STORES, INC. Ticker: ROST Security ID: 778296103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Balmuth For For Management 1b Elect Director K. Gunnar Bjorklund For For Management 1c Elect Director Michael J. Bush For For Management 1d Elect Director Norman A. Ferber For For Management 1e Elect Director Sharon D. Garrett For For Management 1f Elect Director Stephen D. Milligan For For Management 1g Elect Director Patricia H. Mueller For For Management 1h Elect Director George P. Orban For For Management 1i Elect Director Gregory L. Quesnel For For Management 1j Elect Director Larree M. Renda For For Management 1k Elect Director Barbara Rentler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Charles E. Haldeman, Jr. For For Management 1.5 Elect Director Stephanie C. Hill For For Management 1.6 Elect Director Rebecca J. Jacoby For For Management 1.7 Elect Director Monique F. Leroux For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Directors May Be Removed With For For Management or Without Cause 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Craig Conway For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For For Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William R. "Bill" For For Management McDermott 1b Elect Director Anita M. Sands For For Management 1c Elect Director Dennis M. Woodside For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 1m Elect Director Myron E. Ullman, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- STRYKER CORPORATION Ticker: SYK Security ID: 863667101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Brainerd For For Management 1b Elect Director Srikant M. Datar For For Management 1c Elect Director Roch Doliveux For For Management 1d Elect Director Allan C. Golston For For Management 1e Elect Director Kevin A. Lobo For For Management 1f Elect Director Sherilyn S. McCoy For For Management 1g Elect Director Andrew K. Silvernail For For Management 1h Elect Director Lisa M. Skeete Tatum For For Management 1i Elect Director Ronda E. Stryker For For Management 1j Elect Director Rajeev Suri For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- SYSCO CORPORATION Ticker: SYY Security ID: 871829107 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas L. Bene For For Management 1b Elect Director Daniel J. Brutto For For Management 1c Elect Director John M. Cassaday For For Management 1d Elect Director Joshua D. Frank For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Bradley M. Halverson For For Management 1g Elect Director John M. Hinshaw For For Management 1h Elect Director Hans-Joachim Koerber For For Management 1i Elect Director Stephanie A. Lundquist For For Management 1j Elect Director Nancy S. Newcomb For For Management 1k Elect Director Nelson Peltz For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcelo Claure For Withhold Management 1.2 Elect Director Srikant M. Datar For For Management 1.3 Elect Director Ronald D. Fisher For Withhold Management 1.4 Elect Director Srini Gopalan For Withhold Management 1.5 Elect Director Lawrence H. Guffey For For Management 1.6 Elect Director Timotheus Hottges For For Management 1.7 Elect Director Christian P. Illek For Withhold Management 1.8 Elect Director Stephen Kappes For For Management 1.9 Elect Director Raphael Kubler For Withhold Management 1.10 Elect Director Thorsten Langheim For Withhold Management 1.11 Elect Director G. Michael (Mike) For For Management Sievert 1.12 Elect Director Teresa A. Taylor For For Management 1.13 Elect Director Kelvin R. Westbrook For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Limit Accelerated Vesting of Equity Against Against Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION Ticker: AMTD Security ID: 87236Y108 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For Against Management 1d Elect Director Edmund P. Giambastiani, For Against Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Nikki R. Haley - None None Management Withdrawn Resolution 1g Elect Director Akhil Johri For For Management 1h Elect Director Lawrence W. Kellner For For Management 1i Elect Director Caroline B. Kennedy For For Management 1j Elect Director Steven M. Mollenkopf For For Management 1k Elect Director John M. Richardson For For Management 1l Elect Director Susan C. Schwab For Against Management 1m Elect Director Ronald A. Williams For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Director Nominee Qualifications Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Provide Right to Act by Written Consent Against Against Shareholder 8 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 9 Increase Disclosure of Compensation Against Against Shareholder Adjustments -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on the Health Impacts and Risks Against Against Shareholder of Sugar in the Company's Products -------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Ticker: EL Security ID: 518439104 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald S. Lauder For Withhold Management 1.2 Elect Director William P. Lauder For Withhold Management 1.3 Elect Director Richard D. Parsons For Withhold Management 1.4 Elect Director Lynn Forester de For Withhold Management Rothschild 1.5 Elect Director Jennifer Tejada For For Management 1.6 Elect Director Richard F. Zannino For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 7 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Ticker: SHW Security ID: 824348106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerrii B. Anderson For For Management 1.2 Elect Director Arthur F. Anton For For Management 1.3 Elect Director Jeff M. Fettig For For Management 1.4 Elect Director Richard J. Kramer For For Management 1.5 Elect Director Susan J. Kropf For For Management 1.6 Elect Director John G. Morikis For For Management 1.7 Elect Director Christine A. Poon For For Management 1.8 Elect Director Michael H. Thaman For For Management 1.9 Elect Director Matthew Thornton, III For For Management 1.10 Elect Director Steven H. Wunning For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Alan M. Bennett For For Management 1c Elect Director Rosemary T. Berkery For For Management 1d Elect Director David T. Ching For For Management 1e Elect Director Ernie Herrman For For Management 1f Elect Director Michael F. Hines For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director Carol Meyrowitz For For Management 1i Elect Director Jackwyn L. Nemerov For For Management 1j Elect Director John F. O'Brien For For Management 1k Elect Director Willow B. Shire For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Reduction of Chemical Against Abstain Shareholder Footprint 5 Report on Animal Welfare Against Against Shareholder 6 Report on Pay Disparity Against Against Shareholder 7 Stock Retention/Holding Period Against Against Shareholder -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Elizabeth E. Robinson For For Management 1g Elect Director Philip T. (Pete) For For Management Ruegger, III 1h Elect Director Todd C. Schermerhorn For For Management 1i Elect Director Alan D. Schnitzer For For Management 1j Elect Director Donald J. Shepard For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Ticker: UBER Security ID: 90353T100 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Sugar For For Management 1b Elect Director Ursula Burns For For Management 1c Elect Director Robert Eckert For For Management 1d Elect Director Amanda Ginsberg For For Management 1e Elect Director Dara Khosrowshahi For For Management 1f Elect Director Wan Ling Martello For For Management 1g Elect Director Yasir Al-Rumayyan For For Management 1h Elect Director John Thain For For Management 1i Elect Director David I. Trujillo For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Bhavesh V. Patel For For Management 1j Elect Director Jose H. Villarreal For For Management 1k Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Ticker: VRTX Security ID: 92532F100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sangeeta N. Bhatia For For Management 1.2 Elect Director Lloyd Carney For For Management 1.3 Elect Director Alan Garber For For Management 1.4 Elect Director Terrence Kearney For For Management 1.5 Elect Director Reshma Kewalramani For For Management 1.6 Elect Director Yuchun Lee For For Management 1.7 Elect Director Jeffrey M. Leiden For For Management 1.8 Elect Director Margaret G. McGlynn For For Management 1.9 Elect Director Diana McKenzie For For Management 1.10 Elect Director Bruce I. Sachs For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank M. Clark, Jr. For For Management 1b Elect Director James C. Fish, Jr. For For Management 1c Elect Director Andres R. Gluski For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Kathleen M. Mazzarella For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WORKDAY, INC. Ticker: WDAY Security ID: 98138H101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Bush For For Management 1.2 Elect Director Christa Davies For Withhold Management 1.3 Elect Director Michael A. Stankey For For Management 1.4 Elect Director George J. Still, Jr. For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YUM! BRANDS, INC. Ticker: YUM Security ID: 988498101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paget L. Alves For For Management 1b Elect Director Keith Barr For For Management 1c Elect Director Michael J. Cavanagh For For Management 1d Elect Director Christopher M. Connor For For Management 1e Elect Director Brian C. Cornell For For Management 1f Elect Director Tanya L. Domier For For Management 1g Elect Director David W. Gibbs For For Management 1h Elect Director Mirian M. Graddick-Weir For For Management 1i Elect Director Thomas C. Nelson For For Management 1j Elect Director P. Justin Skala For For Management 1k Elect Director Elane B. Stock For For Management 1l Elect Director Annie Young-Scrivner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Supply Chain Impact on Against Against Shareholder Deforestation -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Norden For For Management 1b Elect Director Louise M. Parent For For Management 1c Elect Director Kristin C. Peck For For Management 1d Elect Director Robert W. Scully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditor For For Management ============= Voya RussellTM Large Cap Index Portfolio ============== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Against Against Shareholder Adjustments 6 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Integrating Risks Related to Against Abstain Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy L. Banse For For Management 1b Elect Director Frank A. Calderoni For For Management 1c Elect Director James E. Daley For For Management 1d Elect Director Laura B. Desmond For For Management 1e Elect Director Charles M. Geschke For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David A. Ricks For For Management 1j Elect Director Daniel L. Rosensweig For For Management 1k Elect Director John E. Warnock For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Chadwick C. Deaton For For Management 1d Elect Director Seifollah (Seifi) For For Management Ghasemi 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Felix J. Baker For For Management 1.2 Elect Director David R. Brennan For For Management 1.3 Elect Director Christopher J. Coughlin For For Management 1.4 Elect Director Deborah Dunsire For For Management 1.5 Elect Director Paul A. Friedman For For Management 1.6 Elect Director Ludwig N. Hantson For For Management 1.7 Elect Director John T. Mollen For For Management 1.8 Elect Director Francois Nader For For Management 1.9 Elect Director Judith A. Reinsdorf For For Management 1.10 Elect Director Andreas Rummelt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALLERGAN PLC Ticker: AGN Security ID: G0177J108 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 1 Approve Scheme of Arrangement For For Management 2 Approve Cancellation of Cancellation For For Management Shares 3 Authorize Board to Allot and Issue For For Management Shares 4 Amend Articles of Association For For Management 5 Advisory Vote on Golden Parachutes For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For Withhold Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For For Management 1.10 Elect Director K. Ram Shiram For For Management 1.11 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against For Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against Against Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against For Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against Against Shareholder 6 Report on Customers' Use of its Against Against Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against Against Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against Against Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Art A. Garcia For For Management 1.6 Elect Director Linda A. Goodspeed For For Management 1.7 Elect Director Thomas E. Hoaglin For For Management 1.8 Elect Director Sandra Beach Lin For For Management 1.9 Elect Director Margaret M. McCarthy For For Management 1.10 Elect Director Richard C. Notebaert For For Management 1.11 Elect Director Stephen S. Rasmussen For For Management 1.12 Elect Director Oliver G. Richard, III For For Management 1.13 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Bartlett For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Gustavo Lara Cantu For For Management 1e Elect Director Grace D. Lieblein For For Management 1f Elect Director Craig Macnab For For Management 1g Elect Director JoAnn A. Reed For For Management 1h Elect Director Pamela D.A. Reeve For For Management 1i Elect Director David E. Sharbutt For For Management 1j Elect Director Bruce L. Tanner For For Management 1k Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mark M. Little For For Management 1i Elect Director Kenton J. Sicchitano For For Management 1j Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V102 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2 Approve Reduction of Share Capital and For For Management Creation of Distributable Profits 3 Approve Terms of an Off-Exchange For For Management Buyback and Cancellation of Class B Ordinary Shares 4 Approve Delisting of Shares from the For For Management New York Stock Exchange 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V111 Meeting Date: FEB 04, 2020 Meeting Type: Court Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Fulvio Conti For For Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director J. Michael Losh For For Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Ratify Ernst & Young Chartered For For Management Accountants as Statutory Auditor 5 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against Against Shareholder Access to Information Policies -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Ayanna Howard For For Management 1e Elect Director Blake Irving For For Management 1f Elect Director Mary T. McDowell For For Management 1g Elect Director Stephen Milligan For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Betsy Rafael For For Management 1j Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Bisson For For Management 1b Elect Director Richard T. Clark For For Management 1c Elect Director R. Glenn Hubbard For For Management 1d Elect Director John P. Jones For For Management 1e Elect Director Francine S. Katsoudas For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Scott F. Powers For For Management 1h Elect Director William J. Ready For For Management 1i Elect Director Carlos A. Rodriguez For For Management 1j Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose "Joe" E. Almeida For For Management 1b Elect Director Thomas F. Chen For For Management 1c Elect Director John D. Forsyth For For Management 1d Elect Director James R. Gavin, III For For Management 1e Elect Director Peter S. Hellman For For Management 1f Elect Director Michael F. Mahoney For For Management 1g Elect Director Patricia B. Morrrison For For Management 1h Elect Director Stephen N. Oesterle For For Management 1i Elect Director Cathy R. Smith For For Management 1j Elect Director Thomas T. Stallkamp For For Management 1k Elect Director Albert P.L. Stroucken For For Management 1l Elect Director Amy A. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change Company Name to Truist For For Management Financial Corporation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director R. Andrew Eckert For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Claire M. Fraser For For Management 1.5 Elect Director Jeffrey W. Henderson For For Management 1.6 Elect Director Christopher Jones For For Management 1.7 Elect Director Marshall O. Larsen For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Thomas E. Polen For For Management 1.10 Elect Director Claire Pomeroy For For Management 1.11 Elect Director Rebecca W. Rimel For For Management 1.12 Elect Director Timothy M. Ring For For Management 1.13 Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director William A. Hawkins For For Management 1d Elect Director Nancy L. Leaming For For Management 1e Elect Director Jesus B. Mantas For For Management 1f Elect Director Richard C. Mulligan For For Management 1g Elect Director Robert W. Pangia For For Management 1h Elect Director Stelios Papadopoulos For For Management 1i Elect Director Brian S. Posner For For Management 1j Elect Director Eric K. Rowinsky For For Management 1k Elect Director Stephen A. Sherwin For For Management 1l Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bader M. Alsaad For For Management 1b Elect Director Mathis Cabiallavetta For For Management 1c Elect Director Pamela Daley For For Management 1d Elect Director William S. Demchak For For Management 1e Elect Director Jessica P. Einhorn For For Management 1f Elect Director Laurence D. Fink For For Management 1g Elect Director William E. Ford For For Management 1h Elect Director Fabrizio Freda For For Management 1i Elect Director Murry S. Gerber For For Management 1j Elect Director Margaret L. Johnson For For Management 1k Elect Director Robert S. Kapito For For Management 1l Elect Director Cheryl D. Mills For For Management 1m Elect Director Gordon M. Nixon For For Management 1n Elect Director Charles H. Robbins For For Management 1o Elect Director Marco Antonio Slim Domit For For Management 1p Elect Director Susan L. Wagner For For Management 1q Elect Director Mark Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte LLP as Auditors For For Management 4 Report on the Statement on the Purpose Against Against Shareholder of a Corporation -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian M. Graddick-Weir For For Management 1.5 Elect Director Wei Hopeman For For Management 1.6 Elect Director Robert J. Mylod, Jr. For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Nicholas J. Read For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Bob van Dijk For For Management 1.11 Elect Director Lynn M. Vojvodich For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Ticker: BSX Security ID: 101137107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelda J. Connors For For Management 1b Elect Director Charles J. Dockendorff For For Management 1c Elect Director Yoshiaki Fujimori For For Management 1d Elect Director Donna A. James For For Management 1e Elect Director Edward J. Ludwig For For Management 1f Elect Director Stephen P. MacMillan For For Management 1g Elect Director Michael F. Mahoney For For Management 1h Elect Director David J. Roux For For Management 1i Elect Director John E. Sununu For For Management 1j Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Aparna Chennapragada For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Pierre E. Leroy For For Management 1g Elect Director Francois Locoh-Donou For For Management 1h Elect Director Peter E. Raskind For For Management 1i Elect Director Eileen Serra For For Management 1j Elect Director Mayo A. Shattuck, III For For Management 1k Elect Director Bradford H. Warner For For Management 1l Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 8 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Approve Directors' Remuneration Report For For Management other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to UK companies) 14 Approve Directors' Remuneration Policy For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Approve Omnibus Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director William A. Osborn For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against Against Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Michael G. Atieh For For Management 5.3 Elect Director Sheila P. Burke For For Management 5.4 Elect Director James I. Cash For For Management 5.5 Elect Director Mary Cirillo For For Management 5.6 Elect Director Michael P. Connors For For Management 5.7 Elect Director John A. Edwardson For For Management 5.8 Elect Director Robert J. Hugin For For Management 5.9 Elect Director Robert W. Scully For For Management 5.10 Elect Director Eugene B. Shanks, Jr. For For Management 5.11 Elect Director Theodore E. Shasta For For Management 5.12 Elect Director David H. Sidwell For For Management 5.13 Elect Director Olivier Steimer For For Management 5.14 Elect Director Frances F. Townsend For For Management 6 Elect Evan G. Greenberg as Board For For Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect John A. Edwardson as Member of For For Management the Compensation Committee 7.4 Elect Frances F. Townsend as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9 Issue Shares Without Preemptive Rights For For Management 10 Approve CHF 52,613,190.00 Reduction in For For Management Share Capital via Cancellation in Nominal Value of CHF 24.15 each 11.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 11.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 46 Million for Fiscal 2021 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Bilbrey For For Management 1b Elect Director John T. Cahill For For Management 1c Elect Director Lisa M. Edwards For For Management 1d Elect Director Helene D. Gayle For For Management 1e Elect Director C. Martin Harris For For Management 1f Elect Director Martina Hund-Mejean For For Management 1g Elect Director Lorrie M. Norrington For For Management 1h Elect Director Michael B. Polk For For Management 1i Elect Director Stephen I. Sadove For For Management 1j Elect Director Noel R. Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director William H. McRaven For For Management 1i Elect Director Sharmila Mulligan For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For For Management 1l Elect Director David T. Seaton For For Management 1m Elect Director R. A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Ticker: STZ Security ID: 21036P108 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer M. Daniels For For Management 1.2 Elect Director Jerry Fowden For Withhold Management 1.3 Elect Director Ernesto M. Hernandez For For Management 1.4 Elect Director Susan Somersille Johnson For For Management 1.5 Elect Director James A. Locke, III For Withhold Management 1.6 Elect Director Daniel J. McCarthy For For Management 1.7 Elect Director William A. Newlands For For Management 1.8 Elect Director Richard Sands For For Management 1.9 Elect Director Robert Sands For For Management 1.10 Elect Director Judy A. Schmeling For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For For Management 1.2 Elect Director Richard A. Galanti For For Management 1.3 Elect Director Sally Jewell For For Management 1.4 Elect Director Charles T. Munger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Directors May Be Removed With or Without Cause 5 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison, II For For Management 1f Elect Director Andrea J. Goldsmith For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director James M. Foote For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Paul C. Hilal For For Management 1f Elect Director John D. McPherson For For Management 1g Elect Director David M. Moffett For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Suzanne M. Vautrinot For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Hefner Filler For For Management 1.2 Elect Director Thomas P. Joyce, Jr. For For Management 1.3 Elect Director Teri List-Stoll For For Management 1.4 Elect Director Walter G. Lohr, Jr. For For Management 1.5 Elect Director Jessica L. Mega For For Management 1.6 Elect Director Pardis C. Sabeti For For Management 1.7 Elect Director Mitchell P. Rales For Against Management 1.8 Elect Director Steven M. Rales For Against Management 1.9 Elect Director John T. Schwieters For For Management 1.10 Elect Director Alan G. Spoon For For Management 1.11 Elect Director Raymond C. Stevens For For Management 1.12 Elect Director Elias A. Zerhouni For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Disclose Board Qualifications Matrix Against Against Shareholder -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For Withhold Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For For Management 1.5 Elect Director Simon Patterson For For Management 1.6 Elect Director Lynn M. Vojvodich For For Management 1.7 Elect Director Ellen J. Kullman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A. L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Climate Lobbying Against Against Shareholder 6 Report on Political Contributions Against Against Shareholder 7 Report on Sexual Harassment Policy Against Against Shareholder -------------------------------------------------------------------------------- DOMINION ENERGY, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Bennett For For Management 1b Elect Director Helen E. Dragas For For Management 1c Elect Director James O. Ellis, Jr. For For Management 1d Elect Director Thomas F. Farrell, II For For Management 1e Elect Director D. Maybank Hagood For For Management 1f Elect Director John W. Harris For For Management 1g Elect Director Ronald W. Jibson For For Management 1h Elect Director Mark J. Kington For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Pamela J. Royal For For Management 1k Elect Director Robert H. Spilman, Jr. For For Management 1l Elect Director Susan N. Story For For Management 1m Elect Director Michael E. Szymanczyk For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DOW INC. Ticker: DOW Security ID: 260557103 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Jacqueline K. Barton For For Management 1d Elect Director James A. Bell For For Management 1e Elect Director Wesley G. Bush For For Management 1f Elect Director Richard K. Davis For For Management 1g Elect Director Jeff M. Fettig For For Management 1h Elect Director Jim Fitterling For For Management 1i Elect Director Jacqueline C. Hinman For For Management 1j Elect Director Jill S. Wyant For For Management 1k Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Daniel R. DiMicco For For Management 1.6 Elect Director Nicholas C. Fanandakis For For Management 1.7 Elect Director Lynn J. Good For For Management 1.8 Elect Director John T. Herron For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Marya M. Rose For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Eliminate Supermajority Vote None For Shareholder Requirement 6 Report on Political Contributions Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Shari L. Ballard For For Management 1c Elect Director Barbara J. Beck For For Management 1d Elect Director Jeffrey M. Ettinger For For Management 1e Elect Director Arthur J. Higgins For For Management 1f Elect Director Michael Larson For For Management 1g Elect Director David W. MacLennan For For Management 1h Elect Director Tracy B. McKibben For For Management 1i Elect Director Lionel L. Nowell, III For For Management 1j Elect Director Victoria J. Reich For For Management 1k Elect Director Suzanne M. Vautrinot For For Management 1l Elect Director John J. Zillmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION Ticker: EW Security ID: 28176E108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Mussallem For For Management 1b Elect Director Kieran T. Gallahue For For Management 1c Elect Director Leslie S. Heisz For For Management 1d Elect Director William J. Link For For Management 1e Elect Director Steven R. Loranger For For Management 1f Elect Director Martha H. Marsh For For Management 1g Elect Director Ramona Sequeira For For Management 1h Elect Director Nicholas J. Valeriani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Approve Stock Split For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Ticker: EA Security ID: 285512109 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leonard S. Coleman For For Management 1b Elect Director Jay C. Hoag For For Management 1c Elect Director Jeffrey T. Huber For For Management 1d Elect Director Lawrence F. Probst, III For For Management 1e Elect Director Talbott Roche For For Management 1f Elect Director Richard A. Simonson For For Management 1g Elect Director Luis A. Ubinas For For Management 1h Elect Director Heidi J. Ueberroth For For Management 1i Elect Director Andrew Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Provide Right for Shareholders Holding For For Management 25% or More of the Common Stock to Call Special Meetings 6 Provide Right for Shareholders Holding Against Against Shareholder 15% or More of the Common Stock to Call Special Meetings -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For Against Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director David A. Ricks For For Management 1d Elect Director Marschall S. Runge For For Management 1e Elect Director Karen Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting For For Management Provisions 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Report on Forced Swim Test Against Against Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives 10 Report on Integrating Drug Pricing Against Abstain Shareholder Risks into Senior Executive Compensation Arrangements 11 Adopt Policy on Bonus Banking Against Against Shareholder 12 Clawback Disclosure of Recoupment Against Against Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Julie J. Robertson For For Management 1g Elect Director Donald F. Textor For For Management 1h Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Adaire Fox-Martin For For Management 1.4 Elect Director Gary Hromadko For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Charles Meyers For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Sandra Rivera For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Costs & Benefits of Against Against Shareholder Climate-Related Expenditures 7 Report on Risks of Petrochemical Against Against Shareholder Operations in Flood Prone Areas 8 Report on Political Contributions Against Against Shareholder 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For Withhold Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 23, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Edwardson For For Management 1.2 Elect Director Marvin R. Ellison For For Management 1.3 Elect Director Susan Patricia Griffith For For Management 1.4 Elect Director John C. (Chris) Inglis For For Management 1.5 Elect Director Kimberly A. Jabal For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director R. Brad Martin For For Management 1.8 Elect Director Joshua Cooper Ramo For For Management 1.9 Elect Director Susan C. Schwab For For Management 1.10 Elect Director Frederick W. Smith For For Management 1.11 Elect Director David P. Steiner For For Management 1.12 Elect Director Paul S. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee Adrean For For Management 1b Elect Director Ellen R. Alemany For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly A. Casiano For For Management 1b Elect Director Anthony F. Earley, Jr. For For Management 1c Elect Director Edsel B. Ford, II For For Management 1d Elect Director William Clay Ford, Jr. For For Management 1e Elect Director James P. Hackett For For Management 1f Elect Director William W. Helman, IV For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director John C. Lechleiter For For Management 1i Elect Director Beth E. Mooney For For Management 1j Elect Director John L. Thornton For For Management 1k Elect Director John B. Veihmeyer For For Management 1l Elect Director Lynn M. Vojvodich For For Management 1m Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director William A. Osborn For For Management 1i Elect Director Catherine B. Reynolds For For Management 1j Elect Director Laura J. Schumacher For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sebastien Bazin For For Management 2 Elect Director Ashton Carter For For Management 3 Elect Director H. Lawrence Culp, Jr. For For Management 4 Elect Director Francisco D'Souza For For Management 5 Elect Director Edward Garden For For Management 6 Elect Director Thomas W. Horton For For Management 7 Elect Director Risa Lavizzo-Mourey For For Management 8 Elect Director Catherine Lesjak For For Management 9 Elect Director Paula Rosput Reynolds For For Management 10 Elect Director Leslie Seidman For For Management 11 Elect Director James Tisch For Against Management 12 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 13 Ratify KPMG LLP as Auditors For For Management 14 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Elizabeth C. Lempres For For Management 1g Elect Director Diane L. Neal For For Management 1h Elect Director Steve Odland For For Management 1i Elect Director Maria A. Sastre For For Management 1j Elect Director Eric D. Sprunk For For Management 1k Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Amend Proxy Access Right Against Against Shareholder 8 Report on Human Rights Policy Against For Shareholder Implementation 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Shumeet Banerji For For Management 1.3 Elect Director Robert R. Bennett For For Management 1.4 Elect Director Charles "Chip" V. Bergh For For Management 1.5 Elect Director Stacy Brown-Philpot For For Management 1.6 Elect Director Stephanie A. Burns For For Management 1.7 Elect Director Mary Anne Citrino For For Management 1.8 Elect Director Richard L. Clemmer For For Management 1.9 Elect Director Enrique Lores For For Management 1.10 Elect Director Yoky Matsuoka For For Management 1.11 Elect Director Stacey Mobley For For Management 1.12 Elect Director Subra Suresh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Ticker: ITW Security ID: 452308109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel J. Brutto For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director James W. Griffith For For Management 1d Elect Director Jay L. Henderson For For Management 1e Elect Director Richard H. Lenny For For Management 1f Elect Director E. Scott Santi For For Management 1g Elect Director David B. Smith, Jr. For For Management 1h Elect Director Pamela B. Strobel For For Management 1i Elect Director Kevin M. Warren For For Management 1j Elect Director Anre D. Williams For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline D. Dorsa For For Management 1B Elect Director Robert S. Epstein For For Management 1C Elect Director Scott Gottlieb For For Management 1D Elect Director Philip W. Schiller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Duriya M. Farooqui For For Management 1d Elect Director Jean-Marc Forneri For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Frederick W. Hatfield For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Jeffrey C. Sprecher For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director Dennis D. Powell For For Management 1h Elect Director Brad D. Smith For For Management 1i Elect Director Thomas Szkutak For For Management 1j Elect Director Raul Vazquez For For Management 1k Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt a Mandatory Arbitration Bylaw Against Against Shareholder -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For For Management 1b Elect Director Joseph C. Beery For For Management 1c Elect Director Gary S. Guthart For For Management 1d Elect Director Amal M. Johnson For For Management 1e Elect Director Don R. Kania For For Management 1f Elect Director Amy L. Ladd For For Management 1g Elect Director Keith R. Leonard, Jr. For For Management 1h Elect Director Alan J. Levy For For Management 1i Elect Director Jami Dover Nachtsheim For For Management 1j Elect Director Mark J. Rubash For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against Against Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve the Directors' Authority to For For Management Allot Shares 7 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against Against Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- KEURIG DR PEPPER INC. Ticker: KDP Security ID: 49271V100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert J. Gamgort For For Management 1b Elect Director Olivier Goudet For Against Management 1c Elect Director Peter Harf For Against Management 1d Elect Director Genevieve Hovde For For Management 1e Elect Director Anna-Lena Kamenetzky For Against Management 1f Elect Director Paul S. Michaels For For Management 1g Elect Director Pamela H. Patsley For For Management 1h Elect Director Gerhard Pleuhs For For Management 1i Elect Director Fabien Simon For Against Management 1j Elect Director Robert Singer For For Management 1k Elect Director Dirk Van de Put For Against Management 1l Elect Director Larry D. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For For Management 1.2 Elect Director Irwin Chafetz For For Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For For Management 1.5 Elect Director Charles D. Forman For For Management 1.6 Elect Director Robert G. Goldstein For For Management 1.7 Elect Director George Jamieson For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Vicki A. Hollub For For Management 1.10 Elect Director Jeh C. Johnson For For Management 1.11 Elect Director Debra L. Reed-Klages For For Management 1.12 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Bertram L. Scott For For Management 1.10 Elect Director Lisa W. Wardell For For Management 1.11 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet (Jeet) Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Stephen Cooper For For Management 1f Elect Director Nance Dicciani For For Management 1g Elect Director Claire Farley For For Management 1h Elect Director Isabella (Bella) Goren For For Management 1i Elect Director Michael Hanley For For Management 1j Elect Director Albert Manifold For For Management 1k Elect Director Bhavesh (Bob) Patel For For Management 2 Approve Discharge of the Members of For For Management the Board of Directors 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Dividends of USD 4.20 Per Share For For Management 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Cancellation of Shares For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Ticker: MAR Security ID: 571903202 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J.W. Marriott, Jr. For For Management 1b Elect Director Bruce W. Duncan For For Management 1c Elect Director Deborah Marriott For For Management Harrison 1d Elect Director Frederick A. "Fritz" For For Management Henderson 1e Elect Director Eric Hippeau For For Management 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Debra L. Lee For For Management 1h Elect Director Aylwin B. Lewis For For Management 1i Elect Director Margaret M. McCarthy For For Management 1j Elect Director George Munoz For For Management 1k Elect Director Susan C. Schwab For For Management 1l Elect Director Arne M. Sorenson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote Against For Shareholder Requirement 5 Prepare Employment Diversity Report Against Abstain Shareholder -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Oscar Fanjul For For Management 1c Elect Director Daniel S. Glaser For For Management 1d Elect Director H. Edward Hanway For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Tamara Ingram For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Steven A. Mills For For Management 1i Elect Director Bruce P. Nolop For For Management 1j Elect Director Marc D. Oken For For Management 1k Elect Director Morton O. Schapiro For For Management 1l Elect Director Lloyd M. Yates For For Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Robert Eckert For For Management 1c Elect Director Catherine Engelbert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Christopher Kempczinski For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Paul Walsh For For Management 1l Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 16, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bailey For For Management 1.2 Elect Director Richard M. Beyer For For Management 1.3 Elect Director Steven J. Gomo For For Management 1.4 Elect Director Mary Pat McCarthy For For Management 1.5 Elect Director Sanjay Mehrotra For For Management 1.6 Elect Director Robert E. Switz For For Management 1.7 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W.K. Booth For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Crew For For Management 1.4 Elect Director Lois D. Juliber For For Management 1.5 Elect Director Peter W. May For For Management 1.6 Elect Director Jorge S. Mesquita For For Management 1.7 Elect Director Fredric G. Reynolds For For Management 1.8 Elect Director Christiana S. Shi For For Management 1.9 Elect Director Patrick T. Siewert For For Management 1.10 Elect Director Michael A. Todman For For Management 1.11 Elect Director Jean-Francois M. L. van For For Management Boxmeer 1.12 Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director Kathleen E. Ciaramello For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Jeanne P. Jackson For For Management 1.7 Elect Director Steven G. Pizula For For Management 1.8 Elect Director Benjamin M. Polk For For Management 1.9 Elect Director Sydney Selati For For Management 1.10 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil L. Anderson For For Management 1b Elect Director Jorge A. Bermudez For For Management 1c Elect Director Therese Esperdy For For Management 1d Elect Director Vincent A. Forlenza For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director Raymond W. McDaniel, Jr. For For Management 1g Elect Director Henry A. McKinnell, Jr. For For Management 1h Elect Director Leslie F. Seidman For For Management 1i Elect Director Bruce Van Saun For For Management 2a Eliminate Supermajority Vote For For Management Requirements to Amend Charter and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 2c Eliminate Supermajority Vote For For Management Requirement for Filling Open Board Seats 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Stephen J. Luczo For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Dennis M. Nally For For Management 1j Elect Director Takeshi Ogasawara For For Management 1k Elect Director Hutham S. Olayan For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reed Hastings For For Management 1b Elect Director Jay C. Hoag For Withhold Management 1c Elect Director Mathias Dopfner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder 6 Adopt Simple Majority Vote Against For Shareholder 7 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director David L. Porges For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director Peter B. Henry For For Management 1.3 Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2a Amend Articles Re: Voting Standard for For For Management Amendment of Articles 2b Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation 2c Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Ticker: NOC Security ID: 666807102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy J. Warden For For Management 1.2 Elect Director Marianne C. Brown For For Management 1.3 Elect Director Donald E. Felsinger For For Management 1.4 Elect Director Ann M. Fudge For For Management 1.5 Elect Director Bruce S. Gordon For For Management 1.6 Elect Director William H. Hernandez For For Management 1.7 Elect Director Madeleine A. Kleiner For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Gary Roughead For For Management 1.10 Elect Director Thomas M. Schoewe For For Management 1.11 Elect Director James S. Turley For For Management 1.12 Elect Director Mark A. Welsh, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Human Rights Impact Against Against Shareholder Assessment 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request to Fix a For Did Not Vote Shareholder Record Date # Proposal Diss Rec Vote Cast Sponsor Dissident Card None 1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For For Management 1b Elect Director Andrew Gould For For Management 1c Elect Director Nicholas Graziano For For Management 1d Elect Director Carlos M. Gutierrez For For Management 1e Elect Director Vicki Hollub For For Management 1f Elect Director William R. Klesse For For Management 1g Elect Director Andrew N. Langham For For Management 1h Elect Director Jack B. Moore For For Management 1i Elect Director Margarita For For Management Palau-Hernandez 1j Elect Director Avedick B. Poladian For For Management 1k Elect Director Robert M. Shearer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of the Warrant Shares For For Management Upon Exercise of the Warrant 6 Increase Authorized Common Stock For For Management 7 Amend Charter to Enhance Shareholders' For For Management Ability to Act by Written Consent 8 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting and Approve Certain Additional Amendments 9 Approve Shareholder Rights Plan For For Management (Poison Pill) -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For Withhold Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For For Management 1.13 Elect Director Leon E. Panetta For For Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director John J. Donahoe For For Management 1d Elect Director David W. Dorman For For Management 1e Elect Director Belinda J. Johnson For For Management 1f Elect Director Gail J. McGovern For For Management 1g Elect Director Deborah M. Messemer For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Human and Indigenous People's Against Against Shareholder Rights Policy -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen F. Angel For For Management 1.2 Elect Director Hugh Grant For For Management 1.3 Elect Director Melanie L. Healey For For Management 2.1 Elect Director Kathleen A. Ligocki For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Reduce Supermajority Vote Requirement For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- PROLOGIS, INC. Ticker: PLD Security ID: 74340W103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid R. Moghadam For For Management 1b Elect Director Cristina G. Bita For For Management 1c Elect Director George L. Fotiades For For Management 1d Elect Director Lydia H. Kennard For For Management 1e Elect Director Irving F. Lyons, III For For Management 1f Elect Director Avid Modjtabai For For Management 1g Elect Director David P. O'Connor For For Management 1h Elect Director Olivier Piani For For Management 1i Elect Director Jeffrey L. Skelton For For Management 1j Elect Director Carl B. Webb For For Management 1k Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director Charles F. Lowrey For For Management 1.8 Elect Director George Paz For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Douglas A. Scovanner For For Management 1.12 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Gary E. Pruitt For For Management 1.8 Elect Director John Reyes For For Management 1.9 Elect Director Joseph D. Russell, Jr. For For Management 1.10 Elect Director Tariq M. Shaukat For For Management 1.11 Elect Director Ronald P. Spogli For For Management 1.12 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RAYTHEON COMPANY Ticker: RTN Security ID: 755111507 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 913017109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Robert K. (Kelly) For For Management Ortberg 1e Elect Director Margaret L. O'Sullivan For For Management 1f Elect Director Denise L. Ramos For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder 5 Report on Plant Closures Against Against Shareholder -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Joseph L. Goldstein For Against Management 1c Elect Director Christine A. Poon For Against Management 1d Elect Director P. Roy Vagelos For For Management 1e Elect Director Huda Y. Zoghbi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For For Management 1.6 Elect Director Robert E. Knowling, Jr. For For Management 1.7 Elect Director Wilbur J. Prezzano For For Management 1.8 Elect Director Laura G. Thatcher For For Management 1.9 Elect Director Richard F. Wallman For For Management 1.10 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Non-Employee Director For For Management Compensation Plan -------------------------------------------------------------------------------- ROSS STORES, INC. Ticker: ROST Security ID: 778296103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Balmuth For For Management 1b Elect Director K. Gunnar Bjorklund For For Management 1c Elect Director Michael J. Bush For For Management 1d Elect Director Norman A. Ferber For For Management 1e Elect Director Sharon D. Garrett For For Management 1f Elect Director Stephen D. Milligan For For Management 1g Elect Director Patricia H. Mueller For For Management 1h Elect Director George P. Orban For For Management 1i Elect Director Gregory L. Quesnel For For Management 1j Elect Director Larree M. Renda For For Management 1k Elect Director Barbara Rentler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Charles E. Haldeman, Jr. For For Management 1.5 Elect Director Stephanie C. Hill For For Management 1.6 Elect Director Rebecca J. Jacoby For For Management 1.7 Elect Director Monique F. Leroux For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Directors May Be Removed With For For Management or Without Cause 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Craig Conway For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For For Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de La For For Management Chevardiere 1b Elect Director Miguel M. Galuccio For For Management 1c Elect Director Olivier Le Peuch For For Management 1d Elect Director Tatiana A. Mitrova For For Management 1e Elect Director Lubna S. Olayan For For Management 1f Elect Director Mark G. Papa For For Management 1g Elect Director Leo Rafael Reif For For Management 1h Elect Director Henri Seydoux For For Management 1i Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William R. "Bill" For For Management McDermott 1b Elect Director Anita M. Sands For For Management 1c Elect Director Dennis M. Woodside For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 1m Elect Director Myron E. Ullman, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- STRYKER CORPORATION Ticker: SYK Security ID: 863667101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Brainerd For For Management 1b Elect Director Srikant M. Datar For For Management 1c Elect Director Roch Doliveux For For Management 1d Elect Director Allan C. Golston For For Management 1e Elect Director Kevin A. Lobo For For Management 1f Elect Director Sherilyn S. McCoy For For Management 1g Elect Director Andrew K. Silvernail For For Management 1h Elect Director Lisa M. Skeete Tatum For For Management 1i Elect Director Ronda E. Stryker For For Management 1j Elect Director Rajeev Suri For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- SYSCO CORPORATION Ticker: SYY Security ID: 871829107 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas L. Bene For For Management 1b Elect Director Daniel J. Brutto For For Management 1c Elect Director John M. Cassaday For For Management 1d Elect Director Joshua D. Frank For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Bradley M. Halverson For For Management 1g Elect Director John M. Hinshaw For For Management 1h Elect Director Hans-Joachim Koerber For For Management 1i Elect Director Stephanie A. Lundquist For For Management 1j Elect Director Nancy S. Newcomb For For Management 1k Elect Director Nelson Peltz For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcelo Claure For Withhold Management 1.2 Elect Director Srikant M. Datar For For Management 1.3 Elect Director Ronald D. Fisher For Withhold Management 1.4 Elect Director Srini Gopalan For Withhold Management 1.5 Elect Director Lawrence H. Guffey For For Management 1.6 Elect Director Timotheus Hottges For For Management 1.7 Elect Director Christian P. Illek For Withhold Management 1.8 Elect Director Stephen Kappes For For Management 1.9 Elect Director Raphael Kubler For Withhold Management 1.10 Elect Director Thorsten Langheim For Withhold Management 1.11 Elect Director G. Michael (Mike) For For Management Sievert 1.12 Elect Director Teresa A. Taylor For For Management 1.13 Elect Director Kelvin R. Westbrook For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Limit Accelerated Vesting of Equity Against Against Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION Ticker: AMTD Security ID: 87236Y108 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director Jeffrey A. Goldstein For For Management 1e Elect Director Edmund F. "Ted" Kelly For For Management 1f Elect Director Jennifer B. Morgan For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Frederick O. Terrell For For Management 1j Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Gender Pay Gap Against Against Shareholder 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For Against Management 1d Elect Director Edmund P. Giambastiani, For Against Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Nikki R. Haley - None None Management Withdrawn Resolution 1g Elect Director Akhil Johri For For Management 1h Elect Director Lawrence W. Kellner For For Management 1i Elect Director Caroline B. Kennedy For For Management 1j Elect Director Steven M. Mollenkopf For For Management 1k Elect Director John M. Richardson For For Management 1l Elect Director Susan C. Schwab For Against Management 1m Elect Director Ronald A. Williams For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Director Nominee Qualifications Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Provide Right to Act by Written Consent Against Against Shareholder 8 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 9 Increase Disclosure of Compensation Against Against Shareholder Adjustments -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on the Health Impacts and Risks Against Against Shareholder of Sugar in the Company's Products -------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Ticker: EL Security ID: 518439104 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald S. Lauder For Withhold Management 1.2 Elect Director William P. Lauder For Withhold Management 1.3 Elect Director Richard D. Parsons For Withhold Management 1.4 Elect Director Lynn Forester de For Withhold Management Rothschild 1.5 Elect Director Jennifer Tejada For For Management 1.6 Elect Director Richard F. Zannino For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 7 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director Joao M. Castro-Neves For For Management 1d Elect Director Tracy Britt Cool For For Management 1e Elect Director John T. Cahill For For Management 1f Elect Director Feroz Dewan For For Management 1g Elect Director Jeanne P. Jackson For For Management 1h Elect Director Jorge Paulo Lemann For For Management 1i Elect Director John C. Pope For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Protein Diversification Against Against Shareholder 5 Report on Efforts to Reduce Pesticide Against For Shareholder Use in the Company's Supply Chain -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Joao M. Castro-Neves For For Management 1e Elect Director Timothy Kenesey For For Management 1f Elect Director Jorge Paulo Lemann For For Management 1g Elect Director Susan Mulder For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Elio Leoni Sceti For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Supermajority Vote Requirement Against Against Shareholder -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Cafaro For For Management 1.4 Elect Director Marjorie Rodgers For For Management Cheshire 1.5 Elect Director William S. Demchak For For Management 1.6 Elect Director Andrew T. Feldstein For For Management 1.7 Elect Director Richard J. Harshman For For Management 1.8 Elect Director Daniel R. Hesse For For Management 1.9 Elect Director Linda R. Medler For For Management 1.10 Elect Director Martin Pfinsgraff For For Management 1.11 Elect Director Toni Townes-Whitley For For Management 1.12 Elect Director Michael J. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Ticker: SHW Security ID: 824348106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerrii B. Anderson For For Management 1.2 Elect Director Arthur F. Anton For For Management 1.3 Elect Director Jeff M. Fettig For For Management 1.4 Elect Director Richard J. Kramer For For Management 1.5 Elect Director Susan J. Kropf For For Management 1.6 Elect Director John G. Morikis For For Management 1.7 Elect Director Christine A. Poon For For Management 1.8 Elect Director Michael H. Thaman For For Management 1.9 Elect Director Matthew Thornton, III For For Management 1.10 Elect Director Steven H. Wunning For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janaki Akella For For Management 1b Elect Director Juanita Powell Baranco For For Management 1c Elect Director Jon A. Boscia For For Management 1d Elect Director Henry A. 'Hal' Clark, For For Management III 1e Elect Director Anthony F. 'Tony' For For Management Earley, Jr. 1f Elect Director Thomas A. Fanning For For Management 1g Elect Director David J. Grain For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Alan M. Bennett For For Management 1c Elect Director Rosemary T. Berkery For For Management 1d Elect Director David T. Ching For For Management 1e Elect Director Ernie Herrman For For Management 1f Elect Director Michael F. Hines For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director Carol Meyrowitz For For Management 1i Elect Director Jackwyn L. Nemerov For For Management 1j Elect Director John F. O'Brien For For Management 1k Elect Director Willow B. Shire For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Reduction of Chemical Against Abstain Shareholder Footprint 5 Report on Animal Welfare Against Against Shareholder 6 Report on Pay Disparity Against Against Shareholder 7 Stock Retention/Holding Period Against Against Shareholder -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Elizabeth E. Robinson For For Management 1g Elect Director Philip T. (Pete) For For Management Ruegger, III 1h Elect Director Todd C. Schermerhorn For For Management 1i Elect Director Alan D. Schnitzer For For Management 1j Elect Director Donald J. Shepard For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael B.G. Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Agnes Bundy Scanlan For For Management 1.4 Elect Director Anna R. Cablik For For Management 1.5 Elect Director Dallas S. Clement For For Management 1.6 Elect Director Paul D. Donahue For For Management 1.7 Elect Director Paul R. Garcia For For Management 1.8 Elect Director Patrick C. Graney, III For For Management 1.9 Elect Director Linnie M. Haynesworth For For Management 1.10 Elect Director Kelly S. King For For Management 1.11 Elect Director Easter A. Maynard For For Management 1.12 Elect Director Donna S. Morea For For Management 1.13 Elect Director Charles A. Patton For For Management 1.14 Elect Director Nido R. Qubein For For Management 1.15 Elect Director David M. Ratcliffe For For Management 1.16 Elect Director William H. Rogers, Jr. For For Management 1.17 Elect Director Frank P. Scruggs, Jr. For For Management 1.18 Elect Director Christine Sears For For Management 1.19 Elect Director Thomas E. Skains For For Management 1.20 Elect Director Bruce L. Tanner For For Management 1.21 Elect Director Thomas N. Thompson For For Management 1.22 Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Dorothy J. Bridges For For Management 1c Elect Director Elizabeth L. Buse For For Management 1d Elect Director Marc N. Casper For For Management 1e Elect Director Andrew Cecere For For Management 1f Elect Director Kimberly J. Harris For For Management 1g Elect Director Roland A. Hernandez For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director Yusuf I. Mehdi For For Management 1l Elect Director John P. Wiehoff For For Management 1m Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Ticker: UBER Security ID: 90353T100 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Sugar For For Management 1b Elect Director Ursula Burns For For Management 1c Elect Director Robert Eckert For For Management 1d Elect Director Amanda Ginsberg For For Management 1e Elect Director Dara Khosrowshahi For For Management 1f Elect Director Wan Ling Martello For For Management 1g Elect Director Yasir Al-Rumayyan For For Management 1h Elect Director John Thain For For Management 1i Elect Director David I. Trujillo For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Bhavesh V. Patel For For Management 1j Elect Director Jose H. Villarreal For For Management 1k Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Assess Feasibility of Data Privacy as Against Against Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Ticker: VRTX Security ID: 92532F100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sangeeta N. Bhatia For For Management 1.2 Elect Director Lloyd Carney For For Management 1.3 Elect Director Alan Garber For For Management 1.4 Elect Director Terrence Kearney For For Management 1.5 Elect Director Reshma Kewalramani For For Management 1.6 Elect Director Yuchun Lee For For Management 1.7 Elect Director Jeffrey M. Leiden For For Management 1.8 Elect Director Margaret G. McGlynn For For Management 1.9 Elect Director Diana McKenzie For For Management 1.10 Elect Director Bruce I. Sachs For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director John A. Lederer For For Management 1g Elect Director Dominic P. Murphy For For Management 1h Elect Director Stefano Pessina For For Management 1i Elect Director Nancy M. Schlichting For For Management 1j Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Adopt a Policy on Bonus Banking None None Shareholder *Withdrawn Resolution* 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against For Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against Against Shareholder Workplace Sexual Harassment -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank M. Clark, Jr. For For Management 1b Elect Director James C. Fish, Jr. For For Management 1c Elect Director Andres R. Gluski For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Kathleen M. Mazzarella For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against Against Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WORKDAY, INC. Ticker: WDAY Security ID: 98138H101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Bush For For Management 1.2 Elect Director Christa Davies For Withhold Management 1.3 Elect Director Michael A. Stankey For For Management 1.4 Elect Director George J. Still, Jr. For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YUM! BRANDS, INC. Ticker: YUM Security ID: 988498101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paget L. Alves For For Management 1b Elect Director Keith Barr For For Management 1c Elect Director Michael J. Cavanagh For For Management 1d Elect Director Christopher M. Connor For For Management 1e Elect Director Brian C. Cornell For For Management 1f Elect Director Tanya L. Domier For For Management 1g Elect Director David W. Gibbs For For Management 1h Elect Director Mirian M. Graddick-Weir For For Management 1i Elect Director Thomas C. Nelson For For Management 1j Elect Director P. Justin Skala For For Management 1k Elect Director Elane B. Stock For For Management 1l Elect Director Annie Young-Scrivner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Supply Chain Impact on Against Against Shareholder Deforestation -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Norden For For Management 1b Elect Director Louise M. Parent For For Management 1c Elect Director Kristin C. Peck For For Management 1d Elect Director Robert W. Scully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditor For For Management ========== Voya RussellTM Large Cap Value Index Portfolio =========== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Against Against Shareholder Adjustments 6 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Chadwick C. Deaton For For Management 1d Elect Director Seifollah (Seifi) For For Management Ghasemi 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Felix J. Baker For For Management 1.2 Elect Director David R. Brennan For For Management 1.3 Elect Director Christopher J. Coughlin For For Management 1.4 Elect Director Deborah Dunsire For For Management 1.5 Elect Director Paul A. Friedman For For Management 1.6 Elect Director Ludwig N. Hantson For For Management 1.7 Elect Director John T. Mollen For For Management 1.8 Elect Director Francois Nader For For Management 1.9 Elect Director Judith A. Reinsdorf For For Management 1.10 Elect Director Andreas Rummelt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALLERGAN PLC Ticker: AGN Security ID: G0177J108 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 1 Approve Scheme of Arrangement For For Management 2 Approve Cancellation of Cancellation For For Management Shares 3 Authorize Board to Allot and Issue For For Management Shares 4 Amend Articles of Association For For Management 5 Advisory Vote on Golden Parachutes For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Art A. Garcia For For Management 1.6 Elect Director Linda A. Goodspeed For For Management 1.7 Elect Director Thomas E. Hoaglin For For Management 1.8 Elect Director Sandra Beach Lin For For Management 1.9 Elect Director Margaret M. McCarthy For For Management 1.10 Elect Director Richard C. Notebaert For For Management 1.11 Elect Director Stephen S. Rasmussen For For Management 1.12 Elect Director Oliver G. Richard, III For For Management 1.13 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mark M. Little For For Management 1i Elect Director Kenton J. Sicchitano For For Management 1j Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Ayanna Howard For For Management 1e Elect Director Blake Irving For For Management 1f Elect Director Mary T. McDowell For For Management 1g Elect Director Stephen Milligan For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Betsy Rafael For For Management 1j Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose "Joe" E. Almeida For For Management 1b Elect Director Thomas F. Chen For For Management 1c Elect Director John D. Forsyth For For Management 1d Elect Director James R. Gavin, III For For Management 1e Elect Director Peter S. Hellman For For Management 1f Elect Director Michael F. Mahoney For For Management 1g Elect Director Patricia B. Morrrison For For Management 1h Elect Director Stephen N. Oesterle For For Management 1i Elect Director Cathy R. Smith For For Management 1j Elect Director Thomas T. Stallkamp For For Management 1k Elect Director Albert P.L. Stroucken For For Management 1l Elect Director Amy A. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change Company Name to Truist For For Management Financial Corporation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director R. Andrew Eckert For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Claire M. Fraser For For Management 1.5 Elect Director Jeffrey W. Henderson For For Management 1.6 Elect Director Christopher Jones For For Management 1.7 Elect Director Marshall O. Larsen For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Thomas E. Polen For For Management 1.10 Elect Director Claire Pomeroy For For Management 1.11 Elect Director Rebecca W. Rimel For For Management 1.12 Elect Director Timothy M. Ring For For Management 1.13 Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director William A. Hawkins For For Management 1d Elect Director Nancy L. Leaming For For Management 1e Elect Director Jesus B. Mantas For For Management 1f Elect Director Richard C. Mulligan For For Management 1g Elect Director Robert W. Pangia For For Management 1h Elect Director Stelios Papadopoulos For For Management 1i Elect Director Brian S. Posner For For Management 1j Elect Director Eric K. Rowinsky For For Management 1k Elect Director Stephen A. Sherwin For For Management 1l Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bader M. Alsaad For For Management 1b Elect Director Mathis Cabiallavetta For For Management 1c Elect Director Pamela Daley For For Management 1d Elect Director William S. Demchak For For Management 1e Elect Director Jessica P. Einhorn For For Management 1f Elect Director Laurence D. Fink For For Management 1g Elect Director William E. Ford For For Management 1h Elect Director Fabrizio Freda For For Management 1i Elect Director Murry S. Gerber For For Management 1j Elect Director Margaret L. Johnson For For Management 1k Elect Director Robert S. Kapito For For Management 1l Elect Director Cheryl D. Mills For For Management 1m Elect Director Gordon M. Nixon For For Management 1n Elect Director Charles H. Robbins For For Management 1o Elect Director Marco Antonio Slim Domit For For Management 1p Elect Director Susan L. Wagner For For Management 1q Elect Director Mark Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte LLP as Auditors For For Management 4 Report on the Statement on the Purpose Against Against Shareholder of a Corporation -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Aparna Chennapragada For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Pierre E. Leroy For For Management 1g Elect Director Francois Locoh-Donou For For Management 1h Elect Director Peter E. Raskind For For Management 1i Elect Director Eileen Serra For For Management 1j Elect Director Mayo A. Shattuck, III For For Management 1k Elect Director Bradford H. Warner For For Management 1l Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 8 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Approve Directors' Remuneration Report For For Management other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to UK companies) 14 Approve Directors' Remuneration Policy For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Approve Omnibus Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director William A. Osborn For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against Against Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Michael G. Atieh For For Management 5.3 Elect Director Sheila P. Burke For For Management 5.4 Elect Director James I. Cash For For Management 5.5 Elect Director Mary Cirillo For For Management 5.6 Elect Director Michael P. Connors For For Management 5.7 Elect Director John A. Edwardson For For Management 5.8 Elect Director Robert J. Hugin For For Management 5.9 Elect Director Robert W. Scully For For Management 5.10 Elect Director Eugene B. Shanks, Jr. For For Management 5.11 Elect Director Theodore E. Shasta For For Management 5.12 Elect Director David H. Sidwell For For Management 5.13 Elect Director Olivier Steimer For For Management 5.14 Elect Director Frances F. Townsend For For Management 6 Elect Evan G. Greenberg as Board For For Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect John A. Edwardson as Member of For For Management the Compensation Committee 7.4 Elect Frances F. Townsend as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9 Issue Shares Without Preemptive Rights For For Management 10 Approve CHF 52,613,190.00 Reduction in For For Management Share Capital via Cancellation in Nominal Value of CHF 24.15 each 11.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 11.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 46 Million for Fiscal 2021 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Bilbrey For For Management 1b Elect Director John T. Cahill For For Management 1c Elect Director Lisa M. Edwards For For Management 1d Elect Director Helene D. Gayle For For Management 1e Elect Director C. Martin Harris For For Management 1f Elect Director Martina Hund-Mejean For For Management 1g Elect Director Lorrie M. Norrington For For Management 1h Elect Director Michael B. Polk For For Management 1i Elect Director Stephen I. Sadove For For Management 1j Elect Director Noel R. Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director William H. McRaven For For Management 1i Elect Director Sharmila Mulligan For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For For Management 1l Elect Director David T. Seaton For For Management 1m Elect Director R. A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director James M. Foote For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Paul C. Hilal For For Management 1f Elect Director John D. McPherson For For Management 1g Elect Director David M. Moffett For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Suzanne M. Vautrinot For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Hefner Filler For For Management 1.2 Elect Director Thomas P. Joyce, Jr. For For Management 1.3 Elect Director Teri List-Stoll For For Management 1.4 Elect Director Walter G. Lohr, Jr. For For Management 1.5 Elect Director Jessica L. Mega For For Management 1.6 Elect Director Pardis C. Sabeti For For Management 1.7 Elect Director Mitchell P. Rales For Against Management 1.8 Elect Director Steven M. Rales For Against Management 1.9 Elect Director John T. Schwieters For For Management 1.10 Elect Director Alan G. Spoon For For Management 1.11 Elect Director Raymond C. Stevens For For Management 1.12 Elect Director Elias A. Zerhouni For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Disclose Board Qualifications Matrix Against Against Shareholder -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For Withhold Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For For Management 1.5 Elect Director Simon Patterson For For Management 1.6 Elect Director Lynn M. Vojvodich For For Management 1.7 Elect Director Ellen J. Kullman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A. L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Climate Lobbying Against Against Shareholder 6 Report on Political Contributions Against Against Shareholder 7 Report on Sexual Harassment Policy Against Against Shareholder -------------------------------------------------------------------------------- DOMINION ENERGY, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Bennett For For Management 1b Elect Director Helen E. Dragas For For Management 1c Elect Director James O. Ellis, Jr. For For Management 1d Elect Director Thomas F. Farrell, II For For Management 1e Elect Director D. Maybank Hagood For For Management 1f Elect Director John W. Harris For For Management 1g Elect Director Ronald W. Jibson For For Management 1h Elect Director Mark J. Kington For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Pamela J. Royal For For Management 1k Elect Director Robert H. Spilman, Jr. For For Management 1l Elect Director Susan N. Story For For Management 1m Elect Director Michael E. Szymanczyk For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DOW INC. Ticker: DOW Security ID: 260557103 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Jacqueline K. Barton For For Management 1d Elect Director James A. Bell For For Management 1e Elect Director Wesley G. Bush For For Management 1f Elect Director Richard K. Davis For For Management 1g Elect Director Jeff M. Fettig For For Management 1h Elect Director Jim Fitterling For For Management 1i Elect Director Jacqueline C. Hinman For For Management 1j Elect Director Jill S. Wyant For For Management 1k Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Daniel R. DiMicco For For Management 1.6 Elect Director Nicholas C. Fanandakis For For Management 1.7 Elect Director Lynn J. Good For For Management 1.8 Elect Director John T. Herron For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Marya M. Rose For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Eliminate Supermajority Vote None For Shareholder Requirement 6 Report on Political Contributions Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Julie J. Robertson For For Management 1g Elect Director Donald F. Textor For For Management 1h Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Costs & Benefits of Against Against Shareholder Climate-Related Expenditures 7 Report on Risks of Petrochemical Against Against Shareholder Operations in Flood Prone Areas 8 Report on Political Contributions Against Against Shareholder 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 23, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Edwardson For For Management 1.2 Elect Director Marvin R. Ellison For For Management 1.3 Elect Director Susan Patricia Griffith For For Management 1.4 Elect Director John C. (Chris) Inglis For For Management 1.5 Elect Director Kimberly A. Jabal For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director R. Brad Martin For For Management 1.8 Elect Director Joshua Cooper Ramo For For Management 1.9 Elect Director Susan C. Schwab For For Management 1.10 Elect Director Frederick W. Smith For For Management 1.11 Elect Director David P. Steiner For For Management 1.12 Elect Director Paul S. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee Adrean For For Management 1b Elect Director Ellen R. Alemany For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly A. Casiano For For Management 1b Elect Director Anthony F. Earley, Jr. For For Management 1c Elect Director Edsel B. Ford, II For For Management 1d Elect Director William Clay Ford, Jr. For For Management 1e Elect Director James P. Hackett For For Management 1f Elect Director William W. Helman, IV For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director John C. Lechleiter For For Management 1i Elect Director Beth E. Mooney For For Management 1j Elect Director John L. Thornton For For Management 1k Elect Director John B. Veihmeyer For For Management 1l Elect Director Lynn M. Vojvodich For For Management 1m Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director William A. Osborn For For Management 1i Elect Director Catherine B. Reynolds For For Management 1j Elect Director Laura J. Schumacher For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sebastien Bazin For For Management 2 Elect Director Ashton Carter For For Management 3 Elect Director H. Lawrence Culp, Jr. For For Management 4 Elect Director Francisco D'Souza For For Management 5 Elect Director Edward Garden For For Management 6 Elect Director Thomas W. Horton For For Management 7 Elect Director Risa Lavizzo-Mourey For For Management 8 Elect Director Catherine Lesjak For For Management 9 Elect Director Paula Rosput Reynolds For For Management 10 Elect Director Leslie Seidman For For Management 11 Elect Director James Tisch For Against Management 12 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 13 Ratify KPMG LLP as Auditors For For Management 14 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Elizabeth C. Lempres For For Management 1g Elect Director Diane L. Neal For For Management 1h Elect Director Steve Odland For For Management 1i Elect Director Maria A. Sastre For For Management 1j Elect Director Eric D. Sprunk For For Management 1k Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Amend Proxy Access Right Against Against Shareholder 8 Report on Human Rights Policy Against For Shareholder Implementation 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Shumeet Banerji For For Management 1.3 Elect Director Robert R. Bennett For For Management 1.4 Elect Director Charles "Chip" V. Bergh For For Management 1.5 Elect Director Stacy Brown-Philpot For For Management 1.6 Elect Director Stephanie A. Burns For For Management 1.7 Elect Director Mary Anne Citrino For For Management 1.8 Elect Director Richard L. Clemmer For For Management 1.9 Elect Director Enrique Lores For For Management 1.10 Elect Director Yoky Matsuoka For For Management 1.11 Elect Director Stacey Mobley For For Management 1.12 Elect Director Subra Suresh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Duriya M. Farooqui For For Management 1d Elect Director Jean-Marc Forneri For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Frederick W. Hatfield For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Jeffrey C. Sprecher For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against Against Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve the Directors' Authority to For For Management Allot Shares 7 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against Against Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- KEURIG DR PEPPER INC. Ticker: KDP Security ID: 49271V100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert J. Gamgort For For Management 1b Elect Director Olivier Goudet For Against Management 1c Elect Director Peter Harf For Against Management 1d Elect Director Genevieve Hovde For For Management 1e Elect Director Anna-Lena Kamenetzky For Against Management 1f Elect Director Paul S. Michaels For For Management 1g Elect Director Pamela H. Patsley For For Management 1h Elect Director Gerhard Pleuhs For For Management 1i Elect Director Fabien Simon For Against Management 1j Elect Director Robert Singer For For Management 1k Elect Director Dirk Van de Put For Against Management 1l Elect Director Larry D. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For For Management 1.2 Elect Director Irwin Chafetz For For Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For For Management 1.5 Elect Director Charles D. Forman For For Management 1.6 Elect Director Robert G. Goldstein For For Management 1.7 Elect Director George Jamieson For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet (Jeet) Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Stephen Cooper For For Management 1f Elect Director Nance Dicciani For For Management 1g Elect Director Claire Farley For For Management 1h Elect Director Isabella (Bella) Goren For For Management 1i Elect Director Michael Hanley For For Management 1j Elect Director Albert Manifold For For Management 1k Elect Director Bhavesh (Bob) Patel For For Management 2 Approve Discharge of the Members of For For Management the Board of Directors 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Dividends of USD 4.20 Per Share For For Management 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Cancellation of Shares For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Oscar Fanjul For For Management 1c Elect Director Daniel S. Glaser For For Management 1d Elect Director H. Edward Hanway For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Tamara Ingram For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Steven A. Mills For For Management 1i Elect Director Bruce P. Nolop For For Management 1j Elect Director Marc D. Oken For For Management 1k Elect Director Morton O. Schapiro For For Management 1l Elect Director Lloyd M. Yates For For Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Robert Eckert For For Management 1c Elect Director Catherine Engelbert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Christopher Kempczinski For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Paul Walsh For For Management 1l Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 16, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bailey For For Management 1.2 Elect Director Richard M. Beyer For For Management 1.3 Elect Director Steven J. Gomo For For Management 1.4 Elect Director Mary Pat McCarthy For For Management 1.5 Elect Director Sanjay Mehrotra For For Management 1.6 Elect Director Robert E. Switz For For Management 1.7 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W.K. Booth For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Crew For For Management 1.4 Elect Director Lois D. Juliber For For Management 1.5 Elect Director Peter W. May For For Management 1.6 Elect Director Jorge S. Mesquita For For Management 1.7 Elect Director Fredric G. Reynolds For For Management 1.8 Elect Director Christiana S. Shi For For Management 1.9 Elect Director Patrick T. Siewert For For Management 1.10 Elect Director Michael A. Todman For For Management 1.11 Elect Director Jean-Francois M. L. van For For Management Boxmeer 1.12 Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Stephen J. Luczo For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Dennis M. Nally For For Management 1j Elect Director Takeshi Ogasawara For For Management 1k Elect Director Hutham S. Olayan For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director David L. Porges For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2a Amend Articles Re: Voting Standard for For For Management Amendment of Articles 2b Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation 2c Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request to Fix a For Did Not Vote Shareholder Record Date # Proposal Diss Rec Vote Cast Sponsor Dissident Card None 1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For For Management 1b Elect Director Andrew Gould For For Management 1c Elect Director Nicholas Graziano For For Management 1d Elect Director Carlos M. Gutierrez For For Management 1e Elect Director Vicki Hollub For For Management 1f Elect Director William R. Klesse For For Management 1g Elect Director Andrew N. Langham For For Management 1h Elect Director Jack B. Moore For For Management 1i Elect Director Margarita For For Management Palau-Hernandez 1j Elect Director Avedick B. Poladian For For Management 1k Elect Director Robert M. Shearer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of the Warrant Shares For For Management Upon Exercise of the Warrant 6 Increase Authorized Common Stock For For Management 7 Amend Charter to Enhance Shareholders' For For Management Ability to Act by Written Consent 8 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting and Approve Certain Additional Amendments 9 Approve Shareholder Rights Plan For For Management (Poison Pill) -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen F. Angel For For Management 1.2 Elect Director Hugh Grant For For Management 1.3 Elect Director Melanie L. Healey For For Management 2.1 Elect Director Kathleen A. Ligocki For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Reduce Supermajority Vote Requirement For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- PROLOGIS, INC. Ticker: PLD Security ID: 74340W103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid R. Moghadam For For Management 1b Elect Director Cristina G. Bita For For Management 1c Elect Director George L. Fotiades For For Management 1d Elect Director Lydia H. Kennard For For Management 1e Elect Director Irving F. Lyons, III For For Management 1f Elect Director Avid Modjtabai For For Management 1g Elect Director David P. O'Connor For For Management 1h Elect Director Olivier Piani For For Management 1i Elect Director Jeffrey L. Skelton For For Management 1j Elect Director Carl B. Webb For For Management 1k Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director Charles F. Lowrey For For Management 1.8 Elect Director George Paz For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Douglas A. Scovanner For For Management 1.12 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Gary E. Pruitt For For Management 1.8 Elect Director John Reyes For For Management 1.9 Elect Director Joseph D. Russell, Jr. For For Management 1.10 Elect Director Tariq M. Shaukat For For Management 1.11 Elect Director Ronald P. Spogli For For Management 1.12 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYTHEON COMPANY Ticker: RTN Security ID: 755111507 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 913017109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Robert K. (Kelly) For For Management Ortberg 1e Elect Director Margaret L. O'Sullivan For For Management 1f Elect Director Denise L. Ramos For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder 5 Report on Plant Closures Against Against Shareholder -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Joseph L. Goldstein For Against Management 1c Elect Director Christine A. Poon For Against Management 1d Elect Director P. Roy Vagelos For For Management 1e Elect Director Huda Y. Zoghbi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For For Management 1.6 Elect Director Robert E. Knowling, Jr. For For Management 1.7 Elect Director Wilbur J. Prezzano For For Management 1.8 Elect Director Laura G. Thatcher For For Management 1.9 Elect Director Richard F. Wallman For For Management 1.10 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Non-Employee Director For For Management Compensation Plan -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de La For For Management Chevardiere 1b Elect Director Miguel M. Galuccio For For Management 1c Elect Director Olivier Le Peuch For For Management 1d Elect Director Tatiana A. Mitrova For For Management 1e Elect Director Lubna S. Olayan For For Management 1f Elect Director Mark G. Papa For For Management 1g Elect Director Leo Rafael Reif For For Management 1h Elect Director Henri Seydoux For For Management 1i Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcelo Claure For Withhold Management 1.2 Elect Director Srikant M. Datar For For Management 1.3 Elect Director Ronald D. Fisher For Withhold Management 1.4 Elect Director Srini Gopalan For Withhold Management 1.5 Elect Director Lawrence H. Guffey For For Management 1.6 Elect Director Timotheus Hottges For For Management 1.7 Elect Director Christian P. Illek For Withhold Management 1.8 Elect Director Stephen Kappes For For Management 1.9 Elect Director Raphael Kubler For Withhold Management 1.10 Elect Director Thorsten Langheim For Withhold Management 1.11 Elect Director G. Michael (Mike) For For Management Sievert 1.12 Elect Director Teresa A. Taylor For For Management 1.13 Elect Director Kelvin R. Westbrook For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Limit Accelerated Vesting of Equity Against Against Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION Ticker: AMTD Security ID: 87236Y108 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director Jeffrey A. Goldstein For For Management 1e Elect Director Edmund F. "Ted" Kelly For For Management 1f Elect Director Jennifer B. Morgan For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Frederick O. Terrell For For Management 1j Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Gender Pay Gap Against Against Shareholder 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on the Health Impacts and Risks Against Against Shareholder of Sugar in the Company's Products -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 7 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director Joao M. Castro-Neves For For Management 1d Elect Director Tracy Britt Cool For For Management 1e Elect Director John T. Cahill For For Management 1f Elect Director Feroz Dewan For For Management 1g Elect Director Jeanne P. Jackson For For Management 1h Elect Director Jorge Paulo Lemann For For Management 1i Elect Director John C. Pope For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Protein Diversification Against Against Shareholder 5 Report on Efforts to Reduce Pesticide Against For Shareholder Use in the Company's Supply Chain -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Joao M. Castro-Neves For For Management 1e Elect Director Timothy Kenesey For For Management 1f Elect Director Jorge Paulo Lemann For For Management 1g Elect Director Susan Mulder For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Elio Leoni Sceti For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Supermajority Vote Requirement Against Against Shareholder -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Cafaro For For Management 1.4 Elect Director Marjorie Rodgers For For Management Cheshire 1.5 Elect Director William S. Demchak For For Management 1.6 Elect Director Andrew T. Feldstein For For Management 1.7 Elect Director Richard J. Harshman For For Management 1.8 Elect Director Daniel R. Hesse For For Management 1.9 Elect Director Linda R. Medler For For Management 1.10 Elect Director Martin Pfinsgraff For For Management 1.11 Elect Director Toni Townes-Whitley For For Management 1.12 Elect Director Michael J. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janaki Akella For For Management 1b Elect Director Juanita Powell Baranco For For Management 1c Elect Director Jon A. Boscia For For Management 1d Elect Director Henry A. 'Hal' Clark, For For Management III 1e Elect Director Anthony F. 'Tony' For For Management Earley, Jr. 1f Elect Director Thomas A. Fanning For For Management 1g Elect Director David J. Grain For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Elizabeth E. Robinson For For Management 1g Elect Director Philip T. (Pete) For For Management Ruegger, III 1h Elect Director Todd C. Schermerhorn For For Management 1i Elect Director Alan D. Schnitzer For For Management 1j Elect Director Donald J. Shepard For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael B.G. Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Agnes Bundy Scanlan For For Management 1.4 Elect Director Anna R. Cablik For For Management 1.5 Elect Director Dallas S. Clement For For Management 1.6 Elect Director Paul D. Donahue For For Management 1.7 Elect Director Paul R. Garcia For For Management 1.8 Elect Director Patrick C. Graney, III For For Management 1.9 Elect Director Linnie M. Haynesworth For For Management 1.10 Elect Director Kelly S. King For For Management 1.11 Elect Director Easter A. Maynard For For Management 1.12 Elect Director Donna S. Morea For For Management 1.13 Elect Director Charles A. Patton For For Management 1.14 Elect Director Nido R. Qubein For For Management 1.15 Elect Director David M. Ratcliffe For For Management 1.16 Elect Director William H. Rogers, Jr. For For Management 1.17 Elect Director Frank P. Scruggs, Jr. For For Management 1.18 Elect Director Christine Sears For For Management 1.19 Elect Director Thomas E. Skains For For Management 1.20 Elect Director Bruce L. Tanner For For Management 1.21 Elect Director Thomas N. Thompson For For Management 1.22 Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Dorothy J. Bridges For For Management 1c Elect Director Elizabeth L. Buse For For Management 1d Elect Director Marc N. Casper For For Management 1e Elect Director Andrew Cecere For For Management 1f Elect Director Kimberly J. Harris For For Management 1g Elect Director Roland A. Hernandez For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director Yusuf I. Mehdi For For Management 1l Elect Director John P. Wiehoff For For Management 1m Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Ticker: UBER Security ID: 90353T100 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Sugar For For Management 1b Elect Director Ursula Burns For For Management 1c Elect Director Robert Eckert For For Management 1d Elect Director Amanda Ginsberg For For Management 1e Elect Director Dara Khosrowshahi For For Management 1f Elect Director Wan Ling Martello For For Management 1g Elect Director Yasir Al-Rumayyan For For Management 1h Elect Director John Thain For For Management 1i Elect Director David I. Trujillo For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Assess Feasibility of Data Privacy as Against Against Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director John A. Lederer For For Management 1g Elect Director Dominic P. Murphy For For Management 1h Elect Director Stefano Pessina For For Management 1i Elect Director Nancy M. Schlichting For For Management 1j Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Adopt a Policy on Bonus Banking None None Shareholder *Withdrawn Resolution* 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against For Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against Against Shareholder Workplace Sexual Harassment -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank M. Clark, Jr. For For Management 1b Elect Director James C. Fish, Jr. For For Management 1c Elect Director Andres R. Gluski For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Kathleen M. Mazzarella For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against Against Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- YUM! BRANDS, INC. Ticker: YUM Security ID: 988498101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paget L. Alves For For Management 1b Elect Director Keith Barr For For Management 1c Elect Director Michael J. Cavanagh For For Management 1d Elect Director Christopher M. Connor For For Management 1e Elect Director Brian C. Cornell For For Management 1f Elect Director Tanya L. Domier For For Management 1g Elect Director David W. Gibbs For For Management 1h Elect Director Mirian M. Graddick-Weir For For Management 1i Elect Director Thomas C. Nelson For For Management 1j Elect Director P. Justin Skala For For Management 1k Elect Director Elane B. Stock For For Management 1l Elect Director Annie Young-Scrivner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Supply Chain Impact on Against Against Shareholder Deforestation =========== Voya RussellTM Mid Cap Growth Index Portfolio =========== 2U, INC. Ticker: TWOU Security ID: 90214J101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sallie L. Krawcheck For Withhold Management 1.2 Elect Director John M. Larson For For Management 1.3 Elect Director Edward S. Macias For Withhold Management 1.4 Elect Director Alexis Maybank For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- A. O. SMITH CORPORATION Ticker: AOS Security ID: 831865209 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Greubel For Withhold Management 1.2 Elect Director Ilham Kadri For For Management 1.3 Elect Director Idelle K. Wolf For For Management 1.4 Elect Director Gene C. Wulf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ABIOMED, INC. Ticker: ABMD Security ID: 003654100 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Minogue For For Management 1.2 Elect Director Martin P. Sutter For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ACUITY BRANDS, INC. Ticker: AYI Security ID: 00508Y102 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Patrick Battle For For Management 1b Elect Director Peter C. Browning For For Management 1c Elect Director G. Douglas Dillard, Jr. For For Management 1d Elect Director James H. Hance, Jr. For For Management 1e Elect Director Robert F. McCullough For For Management 1f Elect Director Vernon J. Nagel For For Management 1g Elect Director Dominic J. Pileggi For For Management 1h Elect Director Ray M. Robinson For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADAPTIVE BIOTECHNOLOGIES CORPORATION Ticker: ADPT Security ID: 00650F109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Goel For For Management 1.2 Elect Director Robert Hershberg For For Management 1.3 Elect Director Andris Zoltners For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Bergstrom For For Management 1b Elect Director Brad W. Buss For For Management 1c Elect Director John F. Ferraro For For Management 1d Elect Director Thomas R. Greco For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director Eugene I. Lee, Jr. For For Management 1g Elect Director Sharon L. McCollam For For Management 1h Elect Director Douglas A. Pertz For For Management 1i Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John E. Caldwell For For Management 1b Elect Director Nora M. Denzel For For Management 1c Elect Director Mark Durcan For For Management 1d Elect Director Michael P. Gregoire For For Management 1e Elect Director Joseph A. Householder For For Management 1f Elect Director John W. Marren For For Management 1g Elect Director Lisa T. Su For For Management 1h Elect Director Abhi Y. Talwalkar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heidi Kunz For For Management 1.2 Elect Director Susan H. Rataj For For Management 1.3 Elect Director George A. Scangos For For Management 1.4 Elect Director Dow R. Wilson For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AGIOS PHARMACEUTICALS, INC. Ticker: AGIO Security ID: 00847X104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul J. Clancy For For Management 1b Elect Director Ian T. Clark For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AIR LEASE CORPORATION Ticker: AL Security ID: 00912X302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Susan McCaw For For Management 1e Elect Director Robert A. Milton For For Management 1f Elect Director John L. Plueger For For Management 1g Elect Director Ian M. Saines For For Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tom Killalea For For Management 1.2 Elect Director Tom Leighton For For Management 1.3 Elect Director Jonathan Miller For For Management 1.4 Elect Director Monte Ford For For Management 1.5 Elect Director Madhu Ranganathan For For Management 1.6 Elect Director Fred Salerno For For Management 1.7 Elect Director Ben Verwaayen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Ticker: ALK Security ID: 011659109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patricia M. Bedient For For Management 1b Elect Director James A. Beer For For Management 1c Elect Director Marion C. Blakey For For Management 1d Elect Director Raymond L. Conner For For Management 1e Elect Director Dhiren R. Fonseca For For Management 1f Elect Director Kathleen T. Hogan For For Management 1g Elect Director Susan J. Li For For Management 1h Elect Director Benito Minicucci For For Management 1i Elect Director Helvi K. Sandvik For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Bradley D. Tilden For For Management 1l Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder Disclosure 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. Ticker: ALGN Security ID: 016255101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Dallas For For Management 1.2 Elect Director Joseph M. Hogan For For Management 1.3 Elect Director Joseph Lacob For For Management 1.4 Elect Director C. Raymond Larkin, Jr. For For Management 1.5 Elect Director George J. Morrow For For Management 1.6 Elect Director Anne M. Myong For For Management 1.7 Elect Director Thomas M. Prescott For For Management 1.8 Elect Director Andrea L. Saia For For Management 1.9 Elect Director Greg J. Santora For For Management 1.10 Elect Director Susan E. Siegel For For Management 1.11 Elect Director Warren S. Thaler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLEGHANY CORPORATION Ticker: Y Security ID: 017175100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian H. Chippendale For For Management 1.2 Elect Director Weston M. Hicks For For Management 1.3 Elect Director Jefferson W. Kirby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk S. Hachigian For For Management 1b Elect Director Steven C. Mizell For For Management 1c Elect Director Nicole Parent Haughey For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Charles L. Szews For For Management 1g Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 6 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph J. Andretta For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director John C. Gerspach, Jr. For For Management 1.4 Elect Director Rajesh Natarajan For For Management 1.5 Elect Director Timothy J. Theriault For For Management 1.6 Elect Director Laurie A. Tucker For For Management 1.7 Elect Director Sharen J. Turney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director Lawrence E. Dewey For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Alvaro Garcia-Tunon For For Management 1f Elect Director David S. Graziosi For For Management 1g Elect Director Carolann I. Haznedar For For Management 1h Elect Director Richard P. Lavin For For Management 1i Elect Director Thomas W. Rabaut For For Management 1j Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALNYLAM PHARMACEUTICALS, INC. Ticker: ALNY Security ID: 02043Q107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael W. Bonney For For Management 1b Elect Director John M. Maraganore For For Management 1c Elect Director Phillip A. Sharp For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALTERYX, INC. Ticker: AYX Security ID: 02156B103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Cory For For Management 1.2 Elect Director Jeffrey L. Horing For For Management 1.3 Elect Director Dean A. Stoecker For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTICE USA, INC. Ticker: ATUS Security ID: 02156K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Drahi For Against Management 1b Elect Director Gerrit Jan Bakker For Against Management 1c Elect Director Manon Brouillette For For Management 1d Elect Director David Drahi For Against Management 1e Elect Director Dexter Goei For Against Management 1f Elect Director Mark Mullen For For Management 1g Elect Director Dennis Okhuijsen For Against Management 1h Elect Director Charles Stewart For Against Management 1i Elect Director Raymond Svider For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan F. Miller For Withhold Management 1.2 Elect Director Leonard Tow For Withhold Management 1.3 Elect Director David E. Van Zandt For Withhold Management 1.4 Elect Director Carl E. Vogel For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- AMERICAN AIRLINES GROUP INC. Ticker: AAL Security ID: 02376R102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Jeffrey D. Benjamin For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Michael J. Embler For For Management 1e Elect Director Matthew J. Hart For For Management 1f Elect Director Susan D. Kronick For For Management 1g Elect Director Martin H. Nesbitt For For Management 1h Elect Director Denise M. O'Leary For For Management 1i Elect Director W. Douglas Parker For For Management 1j Elect Director Ray M. Robinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- AMERICAN HOMES 4 RENT Ticker: AMH Security ID: 02665T306 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tamara Hughes Gustavson For For Management 1.2 Elect Director David P. Singelyn For For Management 1.3 Elect Director Douglas N. Benham For For Management 1.4 Elect Director John "Jack" Corrigan For For Management 1.5 Elect Director David Goldberg For For Management 1.6 Elect Director Matthew J. Hart For For Management 1.7 Elect Director James H. Kropp For For Management 1.8 Elect Director Winifred "Wendy" M. Webb For For Management 1.9 Elect Director Jay Willoughby For For Management 1.10 Elect Director Kenneth M. Woolley For For Management 1.11 Elect Director Matthew R. Zaist For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICOLD REALTY TRUST Ticker: COLD Security ID: 03064D108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred W. Boehler For For Management 1b Elect Director George J. Alburger, Jr. For For Management 1c Elect Director Kelly H. Barrett For For Management 1d Elect Director Antonio F. Fernandez For For Management 1e Elect Director James R. Heistand For For Management 1f Elect Director Michelle M. MacKay For For Management 1g Elect Director David J. Neithercut For For Management 1h Elect Director Mark R. Patterson For For Management 1i Elect Director Andrew P. Power For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 1.10 Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Amato For For Management 1b Elect Director Anthony J. Conti For For Management 1c Elect Director Gretchen W. McClain For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMPHENOL CORPORATION Ticker: APH Security ID: 032095101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley L. Clark For For Management 1.2 Elect Director John D. Craig For For Management 1.3 Elect Director David P. Falck For For Management 1.4 Elect Director Edward G. Jepsen For For Management 1.5 Elect Director Robert A. Livingston For For Management 1.6 Elect Director Martin H. Loeffler For For Management 1.7 Elect Director R. Adam Norwitt For For Management 1.8 Elect Director Anne Clarke Wolff For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ANAPLAN, INC. Ticker: PLAN Security ID: 03272L108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Bostrom For Withhold Management 1.2 Elect Director Sandesh Patnam For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ANSYS, INC. Ticker: ANSS Security ID: 03662Q105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajei S. Gopal For For Management 1b Elect Director Glenda M. Dorchak For For Management 1c Elect Director Robert M. Calderoni For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APTARGROUP, INC. Ticker: ATR Security ID: 038336103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Fotiades For For Management 1b Elect Director B. Craig Owens For For Management 1c Elect Director Joanne C. Smith For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- APTIV PLC Ticker: APTV Security ID: G6095L109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin P. Clark For For Management 2 Elect Director Nancy E. Cooper For For Management 3 Elect Director Nicholas M. Donofrio For For Management 4 Elect Director Rajiv L. Gupta For For Management 5 Elect Director Joseph L. Hooley For For Management 6 Elect Director Sean O. Mahoney For For Management 7 Elect Director Paul M. Meister For For Management 8 Elect Director Robert K. Ortberg For For Management 9 Elect Director Colin J. Parris For For Management 10 Elect Director Ana G. Pinczuk For For Management 11 Elect Director Lawrence A. Zimmerman For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARCH CAPITAL GROUP LTD. Ticker: ACGL Security ID: G0450A105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Louis J. Paglia For For Management 1b Elect Director Brian S. Posner For For Management 1c Elect Director John D. Vollaro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4a Elect Director Robert Appleby as For For Management Designated Company Director of Non-U.S. Subsidiaries 4b Elect Director Dennis R. Brand as For For Management Designated Company Director of Non-U.S. Subsidiaries 4c Elect Director Graham B.R. Collis as For For Management Designated Company Director of Non-U.S. Subsidiaries 4d Elect Director Matthew Dragonetti as For For Management Designated Company Director of Non-U.S. Subsidiaries 4e Elect Director Seamus Fearon as For For Management Designated Company Director of Non-U.S. Subsidiaries 4f Elect Director Beau H. Franklin as For For Management Designated Company Director of Non-U.S. Subsidiaries 4g Elect Director Jerome Halgan as For For Management Designated Company Director of Non-U.S. Subsidiaries 4h Elect Director James Haney as For For Management Designated Company Director of Non-U.S. Subsidiaries 4i Elect Director W. Preston Hutchings as For For Management Designated Company Director of Non-U.S. Subsidiaries 4j Elect Director Pierre Jal as For For Management Designated Company Director of Non-U.S. Subsidiaries 4k Elect Director Francois Morin as For For Management Designated Company Director of Non-U.S. Subsidiaries 4l Elect Director David J. Mulholland as For For Management Designated Company Director of Non-U.S. Subsidiaries 4m Elect Director Tim Peckett as For For Management Designated Company Director of Non-U.S. Subsidiaries 4n Elect Director Maamoun Rajeh as For For Management Designated Company Director of Non-U.S. Subsidiaries 4o Elect Director Roderick Romeo as For For Management Designated Company Director of Non-U.S. Subsidiaries -------------------------------------------------------------------------------- ARISTA NETWORKS, INC. Ticker: ANET Security ID: 040413106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark B. Templeton For For Management 1.2 Elect Director Nikos Theodosopoulos For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director John J. Roberts For For Management 1.8 Elect Director Wayne R. Shurts For For Management 1.9 Elect Director Roy W. Templin For For Management 1.10 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director Wayne R. Shurts For For Management 1.8 Elect Director Roy W. Templin For For Management 1.9 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director Frank E. English, Jr. For For Management 1e Elect Director J. Patrick Gallagher, For For Management Jr. 1f Elect Director David S. Johnson For For Management 1g Elect Director Kay W. McCurdy For For Management 1h Elect Director Christopher C. Miskel For For Management 1i Elect Director Ralph J. Nicoletti For For Management 1j Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- ASPEN TECHNOLOGY, INC. Ticker: AZPN Security ID: 045327103 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald P. Casey For For Management 1.2 Elect Director Robert M. Whelan, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATHENE HOLDING LTD. Ticker: ATH Security ID: G0684D107 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws For For Management 2 Approve Conversion of Class B Common For For Management Shares 3 Approve Conversion of Class M Common For For Management Shares 4 Approve Issuance of Shares Pursuant to For For Management Transactions with Related Parties 5 Adjourn Meeting For For Management A Shareholder Represents that Neither None For Management they nor Any of its Tax Attributed Affiliates Owns Any Class B Shares or Any Equity Interests of Apollo Global Management or AP Alternative Assets. If You do not Mark Yes your Vote may Not Count. For = Yes; Against = No B Shareholder Represents that it is None For Management Neither an Employee of Apollo Group nor a Management Shareholder, If You do not Mark Yes your Vote may Not Count For = Yes and Against = No -------------------------------------------------------------------------------- ATHENE HOLDING LTD. Ticker: ATH Security ID: G0684D107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Kleinman For For Management 1.2 Elect Director Lawrence J. Ruisi For For Management 1.3 Elect Director Hope Schefler Taitz For For Management 1.4 Elect Director Arthur Wrubel For For Management 1.5 Elect Director Fehmi Zeko For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management the Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATLASSIAN CORPORATION PLC Ticker: TEAM Security ID: G06242104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Appoint Ernst & Young LLP as Auditors For For Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Director Shona L. Brown For For Management 7 Elect Director Michael Cannon-Brookes For For Management 8 Elect Director Scott Farquhar For For Management 9 Elect Director Heather Mirjahangir For For Management Fernandez 10 Elect Director Sasan Goodarzi For For Management 11 Elect Director Jay Parikh For For Management 12 Elect Director Enrique Salem For For Management 13 Elect Director Steven Sordello For For Management 14 Elect Director Richard P. Wong For For Management -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVALARA, INC. Ticker: AVLR Security ID: 05338G106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Ingram For For Management 1.2 Elect Director Brian Sharples For For Management 1.3 Elect Director Chelsea Stoner For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AVANTOR, INC. Ticker: AVTR Security ID: 05352A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juan Andres For For Management 1.2 Elect Director Andre Moura For Withhold Management 1.3 Elect Director Jonathan Peacock For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For For Management 1c Elect Director Peter K. Barker For For Management 1d Elect Director Mark J. Barrenechea For For Management 1e Elect Director Mitchell R. Butier For For Management 1f Elect Director Ken C. Hicks For For Management 1g Elect Director Andres A. Lopez For For Management 1h Elect Director Patrick T. Siewert For For Management 1i Elect Director Julia A. Stewart For For Management 1j Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AXALTA COATING SYSTEMS LTD. Ticker: AXTA Security ID: G0750C108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mark Garrett For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Ramey For For Management 1.2 Elect Director Wilhelm Zeller For For Management 1.3 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BALL CORPORATION Ticker: BLL Security ID: 058498106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Hayes For For Management 1.2 Elect Director Cathy D. Ross For For Management 1.3 Elect Director Betty Sapp For For Management 1.4 Elect Director Stuart A. Taylor, II For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BERRY GLOBAL GROUP, INC. Ticker: BERY Security ID: 08579W103 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Evan Bayh For For Management 1.2 Elect Director Jonathan F. Foster For For Management 1.3 Elect Director Idalene F. Kesner For For Management 1.4 Elect Director Carl J. (Rick) For For Management Rickertsen 1.5 Elect Director Ronald S. Rolfe For For Management 1.6 Elect Director Thomas E. Salmon For For Management 1.7 Elect Director Paula A. Sneed For For Management 1.8 Elect Director Robert A. Steele For For Management 1.9 Elect Director Stephen E. Sterrett For For Management 1.10 Elect Director Scott B. Ullem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director David W. Kenny For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For For Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article IX 6 Eliminate Supermajority Vote For For Management Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws 7 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article X 8 Amend the Anti-Greenmail Provision For For Management Voting Standard in Article X, Section 2 -------------------------------------------------------------------------------- BIO-TECHNE CORPORATION Ticker: TECH Security ID: 09073M104 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2a Elect Director Robert V. Baumgartner For For Management 2b Elect Director John L. Higgins For For Management 2c Elect Director Joseph D. Keegan For For Management 2d Elect Director Charles R. Kummeth For For Management 2e Elect Director Roeland Nusse For For Management 2f Elect Director Alpna Seth For For Management 2g Elect Director Randolph C. Steer For For Management 2h Elect Director Rupert Vessey For For Management 2i Elect Director Harold J. Wiens For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Ticker: BMRN Security ID: 09061G101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Jacques Bienaime For For Management 1.2 Elect Director Elizabeth McKee Anderson For For Management 1.3 Elect Director Willard Dere For For Management 1.4 Elect Director Michael Grey For For Management 1.5 Elect Director Elaine J. Heron For For Management 1.6 Elect Director Robert J. Hombach For For Management 1.7 Elect Director V. Bryan Lawlis For For Management 1.8 Elect Director Richard A. Meier For For Management 1.9 Elect Director David E.I. Pyott For For Management 1.10 Elect Director Dennis J. Slamon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACK KNIGHT, INC. Ticker: BKI Security ID: 09215C105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony M. Jabbour For For Management 1.2 Elect Director Richard N. Massey For Withhold Management 1.3 Elect Director John D. Rood For For Management 1.4 Elect Director Nancy L. Shanik For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION Ticker: BAH Security ID: 099502106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melody C. Barnes For For Management 1b Elect Director Ellen Jewett For For Management 1c Elect Director Arthur E. Johnson For For Management 1d Elect Director Charles O. Rossotti For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Classes of Common Stock For For Management -------------------------------------------------------------------------------- BRIGHT HORIZONS FAMILY SOLUTIONS INC. Ticker: BFAM Security ID: 109194100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen H. Kramer For For Management 1b Elect Director Sara Lawrence-Lightfoot For For Management 1c Elect Director David H. Lissy For For Management 1d Elect Director Cathy E. Minehan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker: BR Security ID: 11133T103 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Richard J. Daly For For Management 1d Elect Director Robert N. Duelks For For Management 1e Elect Director Timothy C. Gokey For For Management 1f Elect Director Brett A. Keller For For Management 1g Elect Director Maura A. Markus For For Management 1h Elect Director Thomas J. Perna For For Management 1i Elect Director Alan J. Weber For For Management 1j Elect Director Amit K. Zavery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BROOKFIELD PROPERTY REIT INC. Ticker: BPYU Security ID: 11282X103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline M. Atkinson For For Management 1B Elect Director Jeffrey M. Blidner For Against Management 1C Elect Director Soon Young Chang For Against Management 1D Elect Director Richard B. Clark For Against Management 1E Elect Director Omar Carneiro da Cunha For Against Management 1F Elect Director Scott R. Cutler For For Management 1G Elect Director Stephen DeNardo For For Management 1H Elect Director Louis J. Maroun For Against Management 1I Elect Director A. Douglas McGregor For For Management 1J Elect Director Lars Rodert For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BROWN & BROWN, INC. Ticker: BRO Security ID: 115236101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Hyatt Brown For For Management 1.2 Elect Director Samuel P. Bell, III For For Management 1.3 Elect Director Hugh M. Brown For For Management 1.4 Elect Director J. Powell Brown For For Management 1.5 Elect Director Lawrence L. For For Management Gellerstedt, III 1.6 Elect Director James C. Hays For For Management 1.7 Elect Director Theodore J. Hoepner For For Management 1.8 Elect Director James S. Hunt For For Management 1.9 Elect Director Toni Jennings For For Management 1.10 Elect Director Timothy R.M. Main For For Management 1.11 Elect Director H. Palmer Proctor, Jr. For For Management 1.12 Elect Director Wendell S. Reilly For For Management 1.13 Elect Director Chilton D. Varner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROWN-FORMAN CORPORATION Ticker: BF.B Security ID: 115637100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Bousquet- For Against Management Chavanne 1b Elect Director Campbell P. Brown For For Management 1c Elect Director Geo. Garvin Brown, IV For Against Management 1d Elect Director Stuart R. Brown For For Management 1e Elect Director Bruce L. Byrnes For Against Management 1f Elect Director John D. Cook For Against Management 1g Elect Director Marshall B. Farrer For For Management 1h Elect Director Laura L. Frazier For For Management 1i Elect Director Kathleen M. Gutmann For For Management 1j Elect Director Augusta Brown Holland For For Management 1k Elect Director Michael J. Roney For For Management 1l Elect Director Tracy L. Skeans For For Management 1m Elect Director Michael A. Todman For For Management 1n Elect Director Lawson E. Whiting For For Management -------------------------------------------------------------------------------- BRUKER CORPORATION Ticker: BRKR Security ID: 116794108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia M. Friend For For Management 1.2 Elect Director Marc A. Kastner For For Management 1.3 Elect Director Hermann Requardt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BURLINGTON STORES, INC. Ticker: BURL Security ID: 122017106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ted English For For Management 1.2 Elect Director Jordan Hitch For For Management 1.3 Elect Director Mary Ann Tocio For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Ticker: BWXT Security ID: 05605H100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rex D. Geveden For For Management 1b Elect Director Leland D. Melvin For For Management 1c Elect Director Robert L. Nardelli For For Management 1d Elect Director Barbara A. Niland For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CABLE ONE, INC. Ticker: CABO Security ID: 12685J105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary E. Meduski For For Management 1b Elect Director Alan G. Spoon For For Management 1c Elect Director Wallace R. Weitz For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director Robert S. Boswell For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Peter B. Delaney For For Management 1.6 Elect Director Dan O. Dinges For For Management 1.7 Elect Director Robert Kelley For For Management 1.8 Elect Director W. Matt Ralls For For Management 1.9 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director Ita Brennan For For Management 1.4 Elect Director Lewis Chew For For Management 1.5 Elect Director James D. Plummer For For Management 1.6 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.7 Elect Director John B. Shoven For For Management 1.8 Elect Director Young K. Sohn For For Management 1.9 Elect Director Lip-Bu Tan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY Ticker: CPB Security ID: 134429109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fabiola R. Arredondo For For Management 1.2 Elect Director Howard M. Averill For For Management 1.3 Elect Director John P. (JP) Bilbrey For For Management 1.4 Elect Director Mark A. Clouse For For Management 1.5 Elect Director Bennett Dorrance For For Management 1.6 Elect Director Maria Teresa (Tessa) For For Management Hilado 1.7 Elect Director Sarah Hofstetter For For Management 1.8 Elect Director Marc B. Lautenbach For For Management 1.9 Elect Director Mary Alice Dorrance For For Management Malone 1.10 Elect Director Keith R. McLoughlin For For Management 1.11 Elect Director Kurt T. Schmidt For For Management 1.12 Elect Director Archbold D. van Beuren For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANTEL MEDICAL CORP. Ticker: CMD Security ID: 138098108 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Diker For For Management 1b Elect Director Alan R. Batkin For For Management 1c Elect Director Ann E. Berman For For Management 1d Elect Director Mark N. Diker For For Management 1e Elect Director Anthony B. Evnin For For Management 1f Elect Director Laura L. Forese For For Management 1g Elect Director George L. Fotiades For For Management 1h Elect Director Ronnie Myers For For Management 1i Elect Director Karen N. Prange For For Management 1j Elect Director Peter J. Pronovost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CAPRI HOLDINGS LIMITED Ticker: CPRI Security ID: G1890L107 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Gibbons For For Management 1b Elect Director Jane Thompson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hali Borenstein For For Management 1b Elect Director Amy Woods Brinkley For For Management 1c Elect Director Giuseppina Buonfantino For For Management 1d Elect Director Michael D. Casey For For Management 1e Elect Director A. Bruce Cleverly For For Management 1f Elect Director Jevin S. Eagle For For Management 1g Elect Director Mark P. Hipp For For Management 1h Elect Director William J. Montgoris For For Management 1i Elect Director Richard A. Noll For For Management 1j Elect Director Gretchen W. Price For For Management 1k Elect Director David Pulver For For Management 1l Elect Director Thomas E. Whiddon For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CARVANA CO. Ticker: CVNA Security ID: 146869102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Maroone For For Management 1.2 Elect Director Neha Parikh For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. Ticker: CASY Security ID: 147528103 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Lynn Horak For For Management 1.2 Elect Director Judy A. Schmeling For For Management 1.3 Elect Director Allison M. Wing For For Management 1.4 Elect Director Darren M. Rebelez For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change Range for Size of the Board For For Management -------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward T. Tilly For For Management 1b Elect Director Eugene S. Sunshine For For Management 1c Elect Director William M. Farrow, III For For Management 1d Elect Director Edward J. Fitzpatrick For For Management 1e Elect Director Janet P. Froetscher For For Management 1f Elect Director Jill R. Goodman For For Management 1g Elect Director Roderick A. Palmore For For Management 1h Elect Director James E. Parisi For For Management 1i Elect Director Joseph P. Ratterman For For Management 1j Elect Director Michael L. Richter For For Management 1k Elect Director Jill E. Sommers For For Management 1l Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBRE Security ID: 12504L109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brandon B. Boze For For Management 1b Elect Director Beth F. Cobert For For Management 1c Elect Director Curtis F. Feeny For For Management 1d Elect Director Reginald H. Gilyard For For Management 1e Elect Director Shira D. Goodman For For Management 1f Elect Director Christopher T. Jenny For For Management 1g Elect Director Gerardo I. Lopez For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Laura D. Tyson For For Management 1j Elect Director Ray Wirta For For Management 1k Elect Director Sanjiv Yajnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Willie A. Deese For For Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Christine A. Leahy For For Management 1e Elect Director David W. Nelms For For Management 1f Elect Director Joseph R. Swedish For For Management 1g Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Neidorff For For Management 1b Elect Director H. James Dallas For For Management 1c Elect Director Robert K. Ditmore For For Management 1d Elect Director Richard A. Gephardt For For Management 1e Elect Director Lori J. Robinson For For Management 1f Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder Disclosure 6 Eliminate Supermajority Vote Against For Shareholder Requirement -------------------------------------------------------------------------------- CERIDIAN HCM HOLDING INC. Ticker: CDAY Security ID: 15677J108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah A. Farrington For For Management 1.2 Elect Director Thomas M. Hagerty For Withhold Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CERNER CORPORATION Ticker: CERN Security ID: 156782104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Gerberding For For Management 1b Elect Director Brent Shafer For For Management 1c Elect Director William D. Zollars For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Amend Advance Notice Provisions For For Management -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Javed Ahmed For For Management 1b Elect Director Robert C. Arzbaecher For For Management 1c Elect Director William Davisson For For Management 1d Elect Director John W. Eaves For For Management 1e Elect Director Stephen A. Furbacher For For Management 1f Elect Director Stephen J. Hagge For For Management 1g Elect Director Anne P. Noonan For For Management 1h Elect Director Michael J. Toelle For For Management 1i Elect Director Theresa E. Wagler For For Management 1j Elect Director Celso L. White For For Management 1k Elect Director W. Anthony Will For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Ticker: CRL Security ID: 159864107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Foster For For Management 1.2 Elect Director Nancy C. Andrews For For Management 1.3 Elect Director Robert J. Bertolini For For Management 1.4 Elect Director Stephen D. Chubb For For Management 1.5 Elect Director Deborah T. Kochevar For For Management 1.6 Elect Director Martin W. MacKay For For Management 1.7 Elect Director George E. Massaro For For Management 1.8 Elect Director George M. Milne, Jr. For For Management 1.9 Elect Director C. Richard Reese For For Management 1.10 Elect Director Richard F. Wallman For For Management 1.11 Elect Director Virginia M. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director G. Andrea Botta For For Management 1B Elect Director Jack A. Fusco For For Management 1C Elect Director Vicky A. Bailey For For Management 1D Elect Director Nuno Brandolini For For Management 1E Elect Director Michele A. Evans For For Management 1F Elect Director David I. Foley For For Management 1G Elect Director David B. Kilpatrick For For Management 1H Elect Director Andrew Langham For For Management 1I Elect Director Courtney R. Mather For For Management 1J Elect Director Donald F. Robillard, Jr. For For Management 1K Elect Director Neal A. Shear For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on Plans to Address Stranded Against For Shareholder Carbon Asset Risks -------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. Ticker: CMG Security ID: 169656105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert S. Baldocchi For For Management 1.2 Elect Director Patricia Fili-Krushel For For Management 1.3 Elect Director Neil W. Flanzraich For For Management 1.4 Elect Director Robin Hickenlooper For For Management 1.5 Elect Director Scott Maw For For Management 1.6 Elect Director Ali Namvar For For Management 1.7 Elect Director Brian Niccol For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 5 Require Independent Board Chair Against Against Shareholder 6 Report on Employment-Related Against For Shareholder Arbitration 7 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. Ticker: CHH Security ID: 169905106 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara T. Alexander For For Management 1.2 Elect Director Brian B. Bainum For For Management 1.3 Elect Director Stewart W. Bainum, Jr. For For Management 1.4 Elect Director William L. Jews For For Management 1.5 Elect Director Monte J.M. Koch For For Management 1.6 Elect Director Liza K. Landsman For For Management 1.7 Elect Director Patrick S. Pacious For For Management 1.8 Elect Director Ervin R. Shames For For Management 1.9 Elect Director Maureen D. Sullivan For For Management 1.10 Elect Director John P. Tague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Ticker: CHD Security ID: 171340102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Craigie For For Management 1b Elect Director Bradley C. Irwin For For Management 1c Elect Director Penry W. Price For For Management 1d Elect Director Janet S. Vergis For For Management 1e Elect Director Arthur B. Winkleblack For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Right to Call Special Meeting For For Management 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certain Provisions 5 Approve Advance Notice Requirement For For Management 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CINTAS CORPORATION Ticker: CTAS Security ID: 172908105 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald S. Adolph For For Management 1b Elect Director John F. Barrett For For Management 1c Elect Director Melanie W. Barstad For For Management 1d Elect Director Karen L. Carnahan For For Management 1e Elect Director Robert E. Coletti For For Management 1f Elect Director Scott D. Farmer For For Management 1g Elect Director James J. Johnson For For Management 1h Elect Director Joseph Scaminace For For Management 1i Elect Director Ronald W. Tysoe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CIT GROUP INC. Ticker: CIT Security ID: 125581801 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Michael L. Brosnan For For Management 1c Elect Director Michael A. Carpenter For For Management 1d Elect Director Dorene C. Dominguez For For Management 1e Elect Director Alan Frank For For Management 1f Elect Director William M. Freeman For For Management 1g Elect Director R. Brad Oates For For Management 1h Elect Director Gerald Rosenfeld For For Management 1i Elect Director John R. Ryan For For Management 1j Elect Director Sheila A. Stamps For For Management 1k Elect Director Khanh T. Tran For For Management 1l Elect Director Laura S. Unger For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Robert D. Daleo For For Management 1d Elect Director Murray J. Demo For For Management 1e Elect Director Ajei S. Gopal For For Management 1f Elect Director David J. Henshall For For Management 1g Elect Director Thomas E. Hogan For For Management 1h Elect Director Moira A. Kilcoyne For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGNEX CORPORATION Ticker: CGNX Security ID: 192422103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick A. Alias For For Management 1.2 Elect Director Theodor Krantz For For Management 1.3 Elect Director Dianne M. Parrotte For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLONY CAPITAL, INC. Ticker: CLNY Security ID: 19626G108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Douglas Crocker, II For For Management 1.3 Elect Director Nancy A. Curtin For For Management 1.4 Elect Director Jeannie H. Diefenderfer For For Management 1.5 Elect Director Jon A. Fosheim For For Management 1.6 Elect Director Craig M. Hatkoff For For Management 1.7 Elect Director Raymond C. Mikulich For For Management 1.8 Elect Director George G. C. Parker For For Management 1.9 Elect Director Dale Anne Reiss For For Management 1.10 Elect Director Charles W. Schoenherr For For Management 1.11 Elect Director John A. Somers For For Management 1.12 Elect Director John L. Steffens For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COLUMBIA SPORTSWEAR COMPANY Ticker: COLM Security ID: 198516106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Stephen E. Babson For For Management 1.3 Elect Director Andy D. Bryant For For Management 1.4 Elect Director Walter T. Klenz For For Management 1.5 Elect Director Kevin Mansell For For Management 1.6 Elect Director Ronald E. Nelson For For Management 1.7 Elect Director Sabrina L. Simmons For For Management 1.8 Elect Director Malia H. Wasson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COPART, INC. Ticker: CPRT Security ID: 217204106 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willis J. Johnson For For Management 1.2 Elect Director A. Jayson Adair For For Management 1.3 Elect Director Matt Blunt For For Management 1.4 Elect Director Steven D. Cohan For For Management 1.5 Elect Director Daniel J. Englander For For Management 1.6 Elect Director James E. Meeks For For Management 1.7 Elect Director Thomas N. Tryforos For For Management 1.8 Elect Director Diane M. Morefield For For Management 1.9 Elect Director Stephen Fisher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CORELOGIC, INC. Ticker: CLGX Security ID: 21871D103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. David Chatham For For Management 1.2 Elect Director Douglas C. Curling For For Management 1.3 Elect Director John C. Dorman For For Management 1.4 Elect Director Paul F. Folino For For Management 1.5 Elect Director Frank D. Martell For For Management 1.6 Elect Director Claudia Fan Munce For For Management 1.7 Elect Director Thomas C. O'Brien For For Management 1.8 Elect Director Vikrant Raina For For Management 1.9 Elect Director J. Michael Shepherd For For Management 1.10 Elect Director Jaynie Miller Studenmund For For Management 1.11 Elect Director David F. Walker For For Management 1.12 Elect Director Mary Lee Widener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CORESITE REALTY CORPORATION Ticker: COR Security ID: 21870Q105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Stuckey For For Management 1.2 Elect Director Paul E. Szurek For For Management 1.3 Elect Director James A. Attwood, Jr. For For Management 1.4 Elect Director Jean A. Bua For For Management 1.5 Elect Director Kelly C. Chambliss For For Management 1.6 Elect Director Michael R. Koehler For For Management 1.7 Elect Director J. David Thompson For For Management 1.8 Elect Director David A. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORNING INCORPORATED Ticker: GLW Security ID: 219350105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald W. Blair For For Management 1b Elect Director Leslie A. Brun For For Management 1c Elect Director Stephanie A. Burns For For Management 1d Elect Director Richard T. Clark For For Management 1e Elect Director Robert F. Cummings, Jr. For For Management 1f Elect Director Deborah A. Henretta For For Management 1g Elect Director Daniel P. Huttenlocher For For Management 1h Elect Director Kurt M. Landgraf For For Management 1i Elect Director Kevin J. Martin For For Management 1j Elect Director Deborah D. Rieman For For Management 1k Elect Director Hansel E. Tookes, II For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Mark S. Wrighton For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COSTAR GROUP, INC. Ticker: CSGP Security ID: 22160N109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael R. Klein For For Management 1b Elect Director Andrew C. Florance For For Management 1c Elect Director Laura Cox Kaplan For For Management 1d Elect Director Michael J. Glosserman For For Management 1e Elect Director John W. Hill For For Management 1f Elect Director Robert W. Musslewhite For For Management 1g Elect Director Christopher J. Nassetta For For Management 1h Elect Director Louise S. Sams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COUPA SOFTWARE INCORPORATED Ticker: COUP Security ID: 22266L106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Scott Thompson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CREE, INC. Ticker: CREE Security ID: 225447101 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Hodge For For Management 1.2 Elect Director Clyde R. Hosein For For Management 1.3 Elect Director Darren R. Jackson For For Management 1.4 Elect Director Duy-Loan T. Le For For Management 1.5 Elect Director Gregg A. Lowe For For Management 1.6 Elect Director John B. Replogle For For Management 1.7 Elect Director Thomas H. Werner For For Management 1.8 Elect Director Anne C. Whitaker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Ticker: CCK Security ID: 228368106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Conway For For Management 1.2 Elect Director Timothy J. Donahue For For Management 1.3 Elect Director Richard H. Fearon For For Management 1.4 Elect Director Andrea J. Funk For For Management 1.5 Elect Director Stephen J. Hagge For For Management 1.6 Elect Director Rose Lee For For Management 1.7 Elect Director James H. Miller For For Management 1.8 Elect Director Josef M. Muller For For Management 1.9 Elect Director B. Craig Owens For For Management 1.10 Elect Director Caesar F. Sweitzer For For Management 1.11 Elect Director Jim L. Turner For For Management 1.12 Elect Director William S. Urkiel For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. (Chuck) For For Management Sonsteby 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For Withhold Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For For Management 1.5 Elect Director Ellen J. Kullman For For Management 1.6 Elect Director Simon Patterson For For Management 1.7 Elect Director Lynn M. Vojvodich For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DEXCOM, INC. Ticker: DXCM Security ID: 252131107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard A. Collins For For Management 1b Elect Director Mark G. Foletta For For Management 1c Elect Director Eric J. Topol For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DOCUSIGN, INC. Ticker: DOCU Security ID: 256163106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia Gaylor For For Management 1.2 Elect Director S. Steven Singh For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Ticker: DLB Security ID: 25659T107 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Yeaman For For Management 1.2 Elect Director Peter Gotcher For Withhold Management 1.3 Elect Director Micheline Chau For For Management 1.4 Elect Director David Dolby For Withhold Management 1.5 Elect Director N. William Jasper, Jr. For For Management 1.6 Elect Director Simon Segars For Withhold Management 1.7 Elect Director Roger Siboni For For Management 1.8 Elect Director Anjali Sud For For Management 1.9 Elect Director Avadis Tevanian, Jr. For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Sandra B. Cochran None None Management *Withdrawn Resolution* 1d Elect Director Patricia D. Fili-Krushel For For Management 1e Elect Director Timothy I. McGuire For For Management 1f Elect Director William C. Rhodes, III For For Management 1g Elect Director Debra A. Sandler For For Management 1h Elect Director Ralph E. Santana For For Management 1i Elect Director Todd J. Vasos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Charter Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement 5 Approve Bylaw Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arnold S. Barron For For Management 1b Elect Director Gregory M. Bridgeford For For Management 1c Elect Director Thomas W. Dickson For For Management 1d Elect Director Lemuel E. Lewis For For Management 1e Elect Director Jeffrey G. Naylor For For Management 1f Elect Director Gary M. Philbin For For Management 1g Elect Director Bob Sasser For For Management 1h Elect Director Thomas A. Saunders, III For For Management 1i Elect Director Stephanie P. Stahl For For Management 1j Elect Director Carrie A. Wheeler For For Management 1k Elect Director Thomas E. Whiddon For For Management 1l Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Greenhouse Gas Emissions Against For Shareholder Goals -------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Ticker: DPZ Security ID: 25754A201 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Brandon For For Management 1.2 Elect Director Richard E. Allison, Jr. For For Management 1.3 Elect Director C. Andrew Ballard For For Management 1.4 Elect Director Andrew B. Balson For For Management 1.5 Elect Director Corie S. Barry For For Management 1.6 Elect Director Diana F. Cantor For For Management 1.7 Elect Director Richard L. Federico For For Management 1.8 Elect Director James A. Goldman For For Management 1.9 Elect Director Patricia E. Lopez For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DONALDSON COMPANY, INC. Ticker: DCI Security ID: 257651109 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Hoffman For For Management 1.2 Elect Director Douglas A. Milroy For For Management 1.3 Elect Director Willard D. Oberton For For Management 1.4 Elect Director John P. Wiehoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- DROPBOX, INC. Ticker: DBX Security ID: 26210C104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew W. Houston For For Management 1.2 Elect Director Donald W. Blair For For Management 1.3 Elect Director Lisa Campbell For For Management 1.4 Elect Director Paul E. Jacobs For Withhold Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Karen Peacock For For Management 1.7 Elect Director Condoleezza Rice For For Management 1.8 Elect Director R. Bryan Schreier For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DUNKIN' BRANDS GROUP, INC. Ticker: DNKN Security ID: 265504100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Boff For For Management 1b Elect Director Irene Chang Britt For For Management 1c Elect Director Michael F. Hines For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246401 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Carbone For For Management 1b Elect Director Robert J. Chersi For For Management 1c Elect Director Jaime W. Ellertson For For Management 1d Elect Director James P. Healy For For Management 1e Elect Director Kevin T. Kabat For For Management 1f Elect Director James Lam For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Michael A. Pizzi For For Management 1j Elect Director Rebecca Saeger For For Management 1k Elect Director Donna L. Weaver For For Management 1l Elect Director Joshua A. Weinreich For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- EAGLE MATERIALS INC. Ticker: EXP Security ID: 26969P108 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director George J. Damiris For For Management 1B Elect Director Martin M. Ellen For For Management 1C Elect Director David B. Powers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ELASTIC N.V. Ticker: ESTC Security ID: N14506104 Meeting Date: OCT 04, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Shares For For Management in Connection with Merger -------------------------------------------------------------------------------- ELASTIC N.V. Ticker: ESTC Security ID: N14506104 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Steven Schuurman For For Management 1B Elect Director Chetan Puttagunta For Against Management 2 Adopt Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Executive Director For For Management 4 Approve Discharge of Non-Executive For For Management Directors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- ELASTIC N.V. Ticker: ESTC Security ID: N14506104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Alison Gleeson For For Management -------------------------------------------------------------------------------- ELEMENT SOLUTIONS INC Ticker: ESI Security ID: 28618M106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin Ellis Franklin For For Management 1b Elect Director Benjamin Gliklich For For Management 1c Elect Director Scot R. Benson For For Management 1d Elect Director Ian G.H. Ashken For For Management 1e Elect Director Christopher T. Fraser For For Management 1f Elect Director Michael F. Goss For For Management 1g Elect Director Nichelle Maynard-Elliott For For Management 1h Elect Director E. Stanley O'Neal For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENCOMPASS HEALTH CORPORATION Ticker: EHC Security ID: 29261A100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg D. Carmichael For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Donald L. Correll For For Management 1d Elect Director Yvonne M. Curl For For Management 1e Elect Director Charles M. Elson For For Management 1f Elect Director Joan E. Herman For For Management 1g Elect Director Leo I. Higdon, Jr. For For Management 1h Elect Director Leslye G. Katz For For Management 1i Elect Director Patricia A. Maryland For For Management 1j Elect Director John E. Maupin, Jr. For For Management 1k Elect Director Nancy M. Schlichting For For Management 1l Elect Director L. Edward Shaw, Jr. For For Management 1m Elect Director Mark J. Tarr For For Management 1n Elect Director Terrance Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENTEGRIS, INC. Ticker: ENTG Security ID: 29362U104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Bradley For For Management 1b Elect Director R. Nicholas Burns For For Management 1c Elect Director James F. Gentilcore For For Management 1d Elect Director James P. Lederer For For Management 1e Elect Director Bertrand Loy For For Management 1f Elect Director Paul L. H. Olson For For Management 1g Elect Director Azita Saleki-Gerhardt For For Management 1h Elect Director Brian F. Sullivan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENVISTA HOLDINGS CORPORATION Ticker: NVST Security ID: 29415F104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kieran T. Gallahue For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Roman For For Management 1.2 Elect Director Jill B. Smart For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUIFAX INC. Ticker: EFX Security ID: 294429105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark W. Begor For For Management 1b Elect Director Mark L. Feidler For For Management 1c Elect Director G. Thomas Hough For For Management 1d Elect Director Robert D. Marcus For For Management 1e Elect Director Siri S. Marshall For For Management 1f Elect Director Scott A. McGregor For For Management 1g Elect Director John A. McKinley For For Management 1h Elect Director Robert W. Selander For For Management 1i Elect Director Elane B. Stock For For Management 1j Elect Director Heather H. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky A. Bailey For For Management 1.2 Elect Director Sarah M. Barpoulis For For Management 1.3 Elect Director Kenneth M. Burke For For Management 1.4 Elect Director Patricia K. Collawn For For Management 1.5 Elect Director Margaret K. Dorman For For Management 1.6 Elect Director Thomas F. Karam For For Management 1.7 Elect Director D. Mark Leland For For Management 1.8 Elect Director Norman J. Szydlowski For For Management 1.9 Elect Director Robert F. Vagt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Berkenfield For For Management 1.2 Elect Director Philip Calian For For Management 1.3 Elect Director David Contis For For Management 1.4 Elect Director Constance Freedman For For Management 1.5 Elect Director Thomas Heneghan For For Management 1.6 Elect Director Tao Huang For For Management 1.7 Elect Director Marguerite Nader For For Management 1.8 Elect Director Scott Peppet For For Management 1.9 Elect Director Sheli Rosenberg For For Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Josh Silverman For For Management 1c Elect Director Fred Wilson For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Ticker: EEFT Security ID: 298736109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrzej Olechowski For For Management 1.2 Elect Director Eriberto R. Scocimara For For Management 1.3 Elect Director Mark R. Callegari For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXACT SCIENCES CORPORATION Ticker: EXAS Security ID: 30063P105 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin T. Conroy For For Management 1.2 Elect Director Katherine S. Zanotti For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXELIXIS, INC. Ticker: EXEL Security ID: 30161Q104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles Cohen For For Management 1b Elect Director Carl B. Feldbaum For For Management 1c Elect Director Maria C. Freire For For Management 1d Elect Director Alan M. Garber For For Management 1e Elect Director Vincent T. Marchesi For For Management 1f Elect Director Michael M. Morrissey For For Management 1g Elect Director Stelios Papadopoulos For For Management 1h Elect Director George Poste For For Management 1i Elect Director Julie Anne Smith For For Management 1j Elect Director Lance Willsey For For Management 1k Elect Director Jack L. Wyszomierski For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Craig A. Jacobson For For Management 1g Elect Director Victor A. Kaufman For Withhold Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For Withhold Management 1j Elect Director Mark D. Okerstrom For For Management 1k Elect Director Alexander von For For Management Furstenberg 1l Elect Director Julie Whalen For For Management 2a Approve Securities Transfer For For Management Restrictions 2b Approve Change-of-Control Clause For For Management 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Jon T. Gieselman For For Management 1g Elect Director Craig A. Jacobson For For Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For For Management 1j Elect Director Greg Mondre For For Management 1k Elect Director David Sambur For For Management 1l Elect Director Alexander von For For Management Furstenberg 1m Elect Director Julie Whalen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young as Auditors For For Management 5 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Ticker: EXPD Security ID: 302130109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Wright For For Management 1.2 Elect Director Glenn M. Alger For For Management 1.3 Elect Director Robert P. Carlile For For Management 1.4 Elect Director James "Jim" M. DuBois For For Management 1.5 Elect Director Mark A. Emmert For For Management 1.6 Elect Director Diane H. Gulyas For For Management 1.7 Elect Director Jeffrey S. Musser For For Management 1.8 Elect Director Liane J. Pelletier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt a Policy on Board Diversity Against For Shareholder -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker: EXR Security ID: 30225T102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Woolley For For Management 1.2 Elect Director Joseph D. Margolis For For Management 1.3 Elect Director Roger B. Porter For For Management 1.4 Elect Director Joseph J. Bonner For For Management 1.5 Elect Director Gary L. Crittenden For For Management 1.6 Elect Director Ashley Dreier For For Management 1.7 Elect Director Spencer F. Kirk For For Management 1.8 Elect Director Dennis J. Letham For For Management 1.9 Elect Director Diane Olmstead For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- F5 NETWORKS, INC. Ticker: FFIV Security ID: 315616102 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A. Gary Ames For For Management 1b Elect Director Sandra E. Bergeron For For Management 1c Elect Director Deborah L. Bevier For For Management 1d Elect Director Michel Combes For For Management 1e Elect Director Michael L. Dreyer For For Management 1f Elect Director Alan J. Higginson For For Management 1g Elect Director Peter S. Klein For For Management 1h Elect Director Francois Locoh-Donou For For Management 1i Elect Director Nikhil Mehta For For Management 1j Elect Director Marie E. Myers For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. Ticker: FDS Security ID: 303075105 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director F. Philip Snow For For Management 1.2 Elect Director Sheila B. Jordan For For Management 1.3 Elect Director James J. McGonigle For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FAIR ISAAC CORPORATION Ticker: FICO Security ID: 303250104 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Braden R. Kelly For For Management 1b Elect Director Fabiola R. Arredondo For For Management 1c Elect Director A. George Battle For For Management 1d Elect Director James D. Kirsner For For Management 1e Elect Director William J. Lansing For For Management 1f Elect Director Eva Manolis For For Management 1g Elect Director Marc F. McMorris For For Management 1h Elect Director Joanna Rees For For Management 1i Elect Director David A. Rey For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 25, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard D. Oberton For For Management 1b Elect Director Michael J. Ancius For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Stephen L. Eastman For For Management 1e Elect Director Daniel L. Florness For For Management 1f Elect Director Rita J. Heise For For Management 1g Elect Director Daniel L. Johnson For For Management 1h Elect Director Nicholas J. Lundquist For For Management 1i Elect Director Scott A. Satterlee For For Management 1j Elect Director Reyne K. Wisecup For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against Abstain Shareholder -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIREEYE, INC. Ticker: FEYE Security ID: 31816Q101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly Alexy For For Management 1b Elect Director Stephen Pusey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Herbert, II For For Management 1b Elect Director Katherine August-deWilde For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Frank J. Fahrenkopf, Jr. For For Management 1e Elect Director Boris Groysberg For For Management 1f Elect Director Sandra R. Hernandez For For Management 1g Elect Director Pamela J. Joyner For For Management 1h Elect Director Reynold Levy For For Management 1i Elect Director Duncan L. Niederauer For For Management 1j Elect Director George G.C. Parker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.2 Elect Director Alison Davis For For Management 1.3 Elect Director Henrique de Castro For For Management 1.4 Elect Director Harry F. DiSimone For For Management 1.5 Elect Director Dennis F. Lynch For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Scott C. Nuttall For For Management 1.8 Elect Director Denis J. O'Leary For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Jeffery W. Yabuki For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES INC. Ticker: FLT Security ID: 339041105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven T. Stull For For Management 1.2 Elect Director Michael Buckman For For Management 1.3 Elect Director Thomas M. Hagerty For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting Against For Shareholder 5 Adopt Policy that Adjust Financial Against Against Shareholder Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Cannon For For Management 1b Elect Director John D. Carter For For Management 1c Elect Director William W. Crouch For For Management 1d Elect Director Catherine A. Halligan For For Management 1e Elect Director Earl R. Lewis For For Management 1f Elect Director Angus L. Macdonald For For Management 1g Elect Director Michael T. Smith For For Management 1h Elect Director Cathy A. Stauffer For For Management 1i Elect Director Robert S. Tyrer For For Management 1j Elect Director John W. Wood, Jr. For For Management 1k Elect Director Steven E. Wynne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation Oregon For For Management to Delaware -------------------------------------------------------------------------------- FLOOR & DECOR HOLDINGS, INC. Ticker: FND Security ID: 339750101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David B. Kaplan For For Management 1b Elect Director Peter M. Starrett For For Management 1c Elect Director George Vincent West For Against Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLOWSERVE CORPORATION Ticker: FLS Security ID: 34354P105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Scott Rowe For For Management 1b Elect Director Sujeet Chand For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Gayla J. Delly For For Management 1e Elect Director Roger L. Fix For For Management 1f Elect Director John R. Friedery For For Management 1g Elect Director John L. Garrison For For Management 1h Elect Director Michael C. McMurray For For Management 1i Elect Director David E. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Allow Shareholder Action by Less than Unanimous Written Consent 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Xie For For Management 1.2 Elect Director Michael Xie For For Management 1.3 Elect Director Kelly Ducourty For For Management 1.4 Elect Director Jean Hu For For Management 1.5 Elect Director Ming Hsieh For For Management 1.6 Elect Director William H. Neukom For For Management 1.7 Elect Director Christopher B. Paisley For For Management 1.8 Elect Director Judith Sim For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- FORTIVE CORPORATION Ticker: FTV Security ID: 34959J108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kate D. Mitchell For For Management 1B Elect Director Mitchell P. Rales For For Management 1C Elect Director Steven M. Rales For For Management 1D Elect Director Jeannine Sargent For For Management 1E Elect Director Alan G. Spoon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- FORTUNE BRANDS HOME & SECURITY, INC. Ticker: FBHS Security ID: 34964C106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas I. Fink For For Management 1b Elect Director A. D. David Mackay For For Management 1c Elect Director David M. Thomas For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOX CORPORATION Ticker: FOXA Security ID: 35137L204 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director K. Rupert Murdoch For For Management 1b Elect Director Lachlan K. Murdoch For For Management 1c Elect Director Chase Carey For For Management 1d Elect Director Anne Dias For For Management 1e Elect Director Roland A. Hernandez For For Management 1f Elect Director Jacques Nasser For Against Management 1g Elect Director Paul D. Ryan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GARTNER, INC. Ticker: IT Security ID: 366651107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter E. Bisson For For Management 1b Elect Director Richard J. Bressler For For Management 1c Elect Director Raul E. Cesan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Anne Sutherland Fuchs For For Management 1f Elect Director William O. Grabe For For Management 1g Elect Director Eugene A. Hall For For Management 1h Elect Director Stephen G. Pagliuca For For Management 1i Elect Director Eileen M. Serra For For Management 1j Elect Director James C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENESEE & WYOMING INC. Ticker: GWR Security ID: 371559105 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Declassify the Board of Directors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Robert H.B. Baldwin, Jr. For Against Management 1c Elect Director John G. Bruno For For Management 1d Elect Director Kriss Cloninger, III For For Management 1e Elect Director William I. Jacobs For For Management 1f Elect Director Joia M. Johnson For For Management 1g Elect Director Ruth Ann Marshall For For Management 1h Elect Director Connie D. McDaniel For For Management 1i Elect Director William B. Plummer For For Management 1j Elect Director Jeffrey S. Sloan For For Management 1k Elect Director John T. Turner For For Management 1l Elect Director M. Troy Woods For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GODADDY INC. Ticker: GDDY Security ID: 380237107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Garrett For For Management 1.2 Elect Director Ryan Roslansky For Withhold Management 1.3 Elect Director Lee E. Wittlinger For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GRACO INC. Ticker: GGG Security ID: 384109104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick J. McHale For For Management 1b Elect Director Lee R. Mitau For For Management 1c Elect Director Martha A. Morfitt For For Management 1d Elect Director Kevin J. Wheeler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Ticker: LOPE Security ID: 38526M106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian E. Mueller For For Management 1.2 Elect Director Sara R. Dial For For Management 1.3 Elect Director Jack A. Henry For For Management 1.4 Elect Director Lisa Graham Keegan For For Management 1.5 Elect Director Chevy Humphrey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- GROCERY OUTLET HOLDING CORP. Ticker: GO Security ID: 39874R101 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth W. Alterman For For Management 1.2 Elect Director John E. Bachman For For Management 1.3 Elect Director Thomas F. Herman For For Management 1.4 Elect Director Erik D. Ragatz For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GRUBHUB INC. Ticker: GRUB Security ID: 400110102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd Frink For For Management 1.2 Elect Director Girish Lakshman For For Management 1.3 Elect Director Keith Richman For Withhold Management 1.4 Elect Director Arthur Francis Starrs, For For Management III 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GUARDANT HEALTH, INC. Ticker: GH Security ID: 40131M109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ian Clark For For Management 1b Elect Director Samir Kaul For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GUIDEWIRE SOFTWARE, INC. Ticker: GWRE Security ID: 40171V100 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Dillon For For Management 1.2 Elect Director Michael Keller For For Management 1.3 Elect Director Michael (Mike) Rosenbaum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela N. Archon For For Management 1b Elect Director Paul J. Brown For For Management 1c Elect Director Robert A. Gerard For For Management 1d Elect Director Richard A. Johnson For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director David Baker Lewis For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Bruce C. Rohde For For Management 1i Elect Director Matthew E. Winter For For Management 1j Elect Director Christianna Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Geralyn R. Breig For For Management 1b Elect Director Gerald W. Evans, Jr. For For Management 1c Elect Director Bobby J. Griffin For For Management 1d Elect Director James C. Johnson For For Management 1e Elect Director Franck J. Moison For For Management 1f Elect Director Robert F. Moran For For Management 1g Elect Director Ronald L. Nelson For For Management 1h Elect Director Ann E. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HASBRO, INC. Ticker: HAS Security ID: 418056107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Bronfin For For Management 1.2 Elect Director Michael R. Burns For For Management 1.3 Elect Director Hope F. Cochran For For Management 1.4 Elect Director Crispin H. Davis For For Management 1.5 Elect Director John A. Frascotti For For Management 1.6 Elect Director Lisa Gersh For For Management 1.7 Elect Director Brian D. Goldner For For Management 1.8 Elect Director Alan G. Hassenfeld For For Management 1.9 Elect Director Tracy A. Leinbach For For Management 1.10 Elect Director Edward M. Philip For For Management 1.11 Elect Director Richard S. Stoddart For For Management 1.12 Elect Director Mary Beth West For For Management 1.13 Elect Director Linda K. Zecher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- HEICO CORPORATION Ticker: HEI Security ID: 422806109 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Culligan For For Management 1.2 Elect Director Adolfo Henriques For For Management 1.3 Elect Director Mark H. Hildebrandt For For Management 1.4 Elect Director Eric A. Mendelson For For Management 1.5 Elect Director Laurans A. Mendelson For For Management 1.6 Elect Director Victor H. Mendelson For For Management 1.7 Elect Director Julie Neitzel For For Management 1.8 Elect Director Alan Schriesheim For For Management 1.9 Elect Director Frank J. Schwitter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HEICO CORPORATION Ticker: HEI Security ID: 422806208 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Culligan For For Management 1.2 Elect Director Adolfo Henriques For For Management 1.3 Elect Director Mark H. Hildebrandt For For Management 1.4 Elect Director Eric A. Mendelson For For Management 1.5 Elect Director Laurans A. Mendelson For For Management 1.6 Elect Director Victor H. Mendelson For For Management 1.7 Elect Director Julie Neitzel For For Management 1.8 Elect Director Alan Schriesheim For For Management 1.9 Elect Director Frank J. Schwitter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HENRY SCHEIN, INC. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry J. Alperin For For Management 1b Elect Director Gerald A. Benjamin For For Management 1c Elect Director Stanley M. Bergman For For Management 1d Elect Director James P. Breslawski For For Management 1e Elect Director Paul Brons For For Management 1f Elect Director Shira Goodman For For Management 1g Elect Director Joseph L. Herring For For Management 1h Elect Director Kurt P. Kuehn For For Management 1i Elect Director Philip A. Laskawy For For Management 1j Elect Director Anne H. Margulies For For Management 1k Elect Director Mark E. Mlotek For For Management 1l Elect Director Steven Paladino For For Management 1m Elect Director Carol Raphael For For Management 1n Elect Director E. Dianne Rekow For For Management 1o Elect Director Bradley T. Sheares For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- HERBALIFE NUTRITION LTD. Ticker: HLF Security ID: G4412G101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Agwunobi For For Management 1.2 Elect Director James L. Nelson For For Management 1.3 Elect Director Richard H. Carmona For For Management 1.4 Elect Director Jonathan Christodoro For For Management 1.5 Elect Director Hunter C. Gary For For Management 1.6 Elect Director Nicholas Graziano For For Management 1.7 Elect Director Alan LeFevre For For Management 1.8 Elect Director Jesse A. Lynn For For Management 1.9 Elect Director Juan Miguel Mendoza For For Management 1.10 Elect Director Michael Montelongo For For Management 1.11 Elect Director Maria Otero For For Management 1.12 Elect Director Margarita For For Management Palau-Hernandez 1.13 Elect Director John Tartol For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Association to For For Management Eliminate the Casting Vote 4 Amend Articles of Association For For Management 5 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nick L. Stanage For For Management 1b Elect Director Joel S. Beckman For For Management 1c Elect Director Jeffrey C. Campbell For For Management 1d Elect Director Cynthia M. Egnotovich For For Management 1e Elect Director Thomas A. Gendron For For Management 1f Elect Director Jeffrey A. Graves For For Management 1g Elect Director Guy C. Hachey For For Management 1h Elect Director Catherine A. Suever For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Dempsey For For Management 1.2 Elect Director Gary L. Ellis For For Management 1.3 Elect Director Stacy Enxing Seng For For Management 1.4 Elect Director Mary Garrett For For Management 1.5 Elect Director James R. Giertz For For Management 1.6 Elect Director John P. Groetelaars For For Management 1.7 Elect Director William H. Kucheman For For Management 1.8 Elect Director Ronald A. Malone For For Management 1.9 Elect Director Gregory J. Moore For For Management 1.10 Elect Director Felicia F. Norwood For For Management 1.11 Elect Director Nancy M. Schlichting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HILTON GRAND VACATIONS INC. Ticker: HGV Security ID: 43283X105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Wang For For Management 1.2 Elect Director Leonard A. Potter For For Management 1.3 Elect Director Brenda J. Bacon For For Management 1.4 Elect Director David W. Johnson For For Management 1.5 Elect Director Mark H. Lazarus For For Management 1.6 Elect Director Pamela H. Patsley For For Management 1.7 Elect Director Paul W. Whetsell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Nassetta For For Management 1b Elect Director Jonathan D. Gray For For Management 1c Elect Director Charlene T. Begley For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Raymond E. Mabus, Jr. For For Management 1f Elect Director Judith A. McHale For For Management 1g Elect Director John G. Schreiber For For Management 1h Elect Director Elizabeth A. Smith For For Management 1i Elect Director Douglas M. Steenland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HOLOGIC, INC. Ticker: HOLX Security ID: 436440101 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. MacMillan For For Management 1.2 Elect Director Sally W. Crawford For For Management 1.3 Elect Director Charles J. Dockendorff For For Management 1.4 Elect Director Scott T. Garrett For For Management 1.5 Elect Director Ludwig N. Hantson For For Management 1.6 Elect Director Namal Nawana For For Management 1.7 Elect Director Christiana Stamoulis For For Management 1.8 Elect Director Amy M. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HORIZON THERAPEUTICS PLC Ticker: HZNP Security ID: G46188101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gino Santini For For Management 1b Elect Director James Shannon For For Management 1c Elect Director Timothy Walbert For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Market Purchases or Overseas For For Management Market Purchases of Ordinary Shares 5 Approve Omnibus Stock Plan For For Management 6 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Cardoso For For Management 1.2 Elect Director Anthony J. Guzzi For For Management 1.3 Elect Director Neal J. Keating For For Management 1.4 Elect Director Bonnie C. Lind For For Management 1.5 Elect Director John F. Malloy For For Management 1.6 Elect Director David G. Nord For For Management 1.7 Elect Director John G. Russell For For Management 1.8 Elect Director Steven R. Shawley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HUBSPOT, INC. Ticker: HUBS Security ID: 443573100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie Herendeen For Against Management 1b Elect Director Michael Simon For For Management 1c Elect Director Jay Simons For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON INGALLS INDUSTRIES, INC. Ticker: HII Security ID: 446413106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip M. Bilden For For Management 1.2 Elect Director Augustus L. Collins For For Management 1.3 Elect Director Kirkland H. Donald For For Management 1.4 Elect Director Victoria D. Harker For For Management 1.5 Elect Director Anastasia D. Kelly For For Management 1.6 Elect Director Tracy B. McKibben For For Management 1.7 Elect Director C. Michael Petters For For Management 1.8 Elect Director Thomas C. Schievelbein For For Management 1.9 Elect Director John K. Welch For For Management 1.10 Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- IAA, INC. Ticker: IAA Security ID: 449253103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Kett For For Management 1b Elect Director Peter H. Kamin For For Management 1c Elect Director Lynn Jolliffe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- IAC/INTERACTIVECORP Ticker: IAC Security ID: 44919P508 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reclassification of Shares of For For Management Common Stock 2 Amend Certificate of Incorporation For For Management 3 Restrict Right to Act by Written For For Management Consent 4 Amend Certificate of Incorporation to For For Management Change Company Name to Match Group, Inc. and to Rename the IAC Class M Common Stock 5 Issue Shares in Connection with the For For Management Transaction Agreement 6 Approve Stock Option Plan For For Management 7 Adjourn Meeting For For Management 8.1 Elect Director Chelsea Clinton For For Management 8.2 Elect Director Barry Diller For For Management 8.3 Elect Director Michael D. Eisner For For Management 8.4 Elect Director Bonnie S. Hammer For For Management 8.5 Elect Director Victor A. Kaufman For For Management 8.6 Elect Director Joseph Levin For For Management 8.7 Elect Director Bryan Lourd For For Management 8.8 Elect Director David Rosenblatt For For Management 8.9 Elect Director Alan G. Spoon For For Management 8.10 Elect Director Alexander von For For Management Furstenberg 8.11 Elect Director Richard F. Zannino For For Management 9 Ratify Ernst & Young LLP as Auditors For For Management 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ICU MEDICAL, INC. Ticker: ICUI Security ID: 44930G107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vivek Jain For For Management 1.2 Elect Director George A. Lopez For For Management 1.3 Elect Director Robert S. Swinney For For Management 1.4 Elect Director David C. Greenberg For For Management 1.5 Elect Director Elisha W. Finney For For Management 1.6 Elect Director David F. Hoffmeister For For Management 1.7 Elect Director Donald M. Abbey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew K. Silvernail For For Management 1.2 Elect Director Katrina L. Helmkamp For For Management 1.3 Elect Director Mark A. Beck For For Management 1.4 Elect Director Carl R. Christenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rebecca M. Henderson For For Management 1b Elect Director Lawrence D. Kingsley For For Management 1c Elect Director Sophie V. Vandebroek For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lance Uggla For For Management 1b Elect Director John Browne For For Management 1c Elect Director Ruann F. Ernst For For Management 1d Elect Director William E. Ford For For Management 1e Elect Director Jean-Paul L. Montupet For For Management 1f Elect Director Deborah K. Orida For For Management 1g Elect Director James A. Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INCYTE CORPORATION Ticker: INCY Security ID: 45337C102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian C. Baker For For Management 1.2 Elect Director Jean-Jacques Bienaime For For Management 1.3 Elect Director Paul J. Clancy For For Management 1.4 Elect Director Wendy L. Dixon For For Management 1.5 Elect Director Jacqualyn A. Fouse For For Management 1.6 Elect Director Paul A. Friedman For For Management 1.7 Elect Director Edmund P. Harrigan For For Management 1.8 Elect Director Katherine A. High For For Management 1.9 Elect Director Herve Hoppenot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- INGERSOLL RAND, INC. Ticker: IR Security ID: 45687V106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director William P. Donnelly For For Management 1c Elect Director Marc E. Jones For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INGERSOLL-RAND PLC Ticker: IR Security ID: G47791101 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Trane For For Management Technologies plc -------------------------------------------------------------------------------- INSULET CORPORATION Ticker: PODD Security ID: 45784P101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sally W. Crawford For For Management 1.2 Elect Director Michael R. Minogue For For Management 1.3 Elect Director Corinne H. Nevinny For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERACTIVE BROKERS GROUP, INC. Ticker: IBKR Security ID: 45841N107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas Peterffy For Against Management 1B Elect Director Earl H. Nemser For Against Management 1C Elect Director Milan Galik For For Management 1D Elect Director Paul J. Brody For For Management 1E Elect Director Lawrence E. Harris For Against Management 1F Elect Director Gary Katz For For Management 1G Elect Director John M. Damgard For For Management 1H Elect Director Philip Uhde For For Management 1I Elect Director William Peterffy For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IONIS PHARMACEUTICALS, INC. Ticker: IONS Security ID: 462222100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph H. Wender For For Management 1.2 Elect Director B. Lynne Parshall For For Management 1.3 Elect Director Spencer R. Berthelsen For For Management 1.4 Elect Director Joan E. Herman For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Ratify Amending the Existing Stock For For Management Option and Restricted Stock Unit Awards of Directors to Adjust Vesting 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- IPG PHOTONICS CORPORATION Ticker: IPGP Security ID: 44980X109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Valentin P. Gapontsev For For Management 1.2 Elect Director Eugene A. Scherbakov For For Management 1.3 Elect Director Igor Samartsev For For Management 1.4 Elect Director Michael C. Child For For Management 1.5 Elect Director Gregory P. Dougherty For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Eric Meurice For For Management 1.8 Elect Director John R. Peeler For For Management 1.9 Elect Director Thomas J. Seifert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Management Team Diversity Against For Shareholder -------------------------------------------------------------------------------- IQVIA HOLDINGS INC. Ticker: IQV Security ID: 46266C105 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol J. Burt For For Management 1.2 Elect Director Colleen A. Goggins For For Management 1.3 Elect Director Ronald A. Rittenmeyer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED Ticker: IRM Security ID: 46284V101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer Allerton For For Management 1b Elect Director Pamela M. Arway For For Management 1c Elect Director Clarke H. Bailey For For Management 1d Elect Director Kent P. Dauten For For Management 1e Elect Director Paul F. Deninger For For Management 1f Elect Director Monte Ford For For Management 1g Elect Director Per-Kristian Halvorsen For For Management 1h Elect Director Robin L. Matlock For For Management 1i Elect Director William L. Meaney For For Management 1j Elect Director Wendy J. Murdock For For Management 1k Elect Director Walter C. Rakowich For For Management 1l Elect Director Doyle R. Simons For For Management 1m Elect Director Alfred J. Verrecchia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Ticker: JBHT Security ID: 445658107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas G. Duncan For For Management 1.2 Elect Director Francesca M. Edwardson For For Management 1.3 Elect Director Wayne Garrison For For Management 1.4 Elect Director Sharilyn S. Gasaway For For Management 1.5 Elect Director Gary C. George For For Management 1.6 Elect Director Bryan Hunt For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director John N. Roberts, III For For Management 1.9 Elect Director James L. Robo For For Management 1.10 Elect Director Kirk Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder 5 Report on Climate Change Initiatives Against For Shareholder -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For For Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 1.10 Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. Ticker: JKHY Security ID: 426281101 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew C. Flanigan For For Management 1.2 Elect Director John F. Prim For For Management 1.3 Elect Director Thomas H. Wilson, Jr. For For Management 1.4 Elect Director Jacque R. Fiegel For For Management 1.5 Elect Director Thomas A. Wimsett For For Management 1.6 Elect Director Laura G. Kelly For For Management 1.7 Elect Director Shruti S. Miyashiro For For Management 1.8 Elect Director Wesley A. Brown For For Management 1.9 Elect Director David B. Foss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul L. Berns For For Management 1b Elect Director Patrick G. Enright For For Management 1c Elect Director Seamus Mulligan For For Management 1d Elect Director Norbert G. Riedel For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Ticker: JBLU Security ID: 477143101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil Ben Baldanza For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Virginia Gambale For For Management 1d Elect Director Robin Hayes For For Management 1e Elect Director Ellen Jewett For For Management 1f Elect Director Robert Leduc For For Management 1g Elect Director Teri McClure For For Management 1h Elect Director Sarah Robb O'Hagan For For Management 1i Elect Director Vivek Sharma For For Management 1j Elect Director Thomas Winkelmann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Provide Right to Call Special Meeting For For Management 7 Provide Right to Act by Written Consent For For Management 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Ticker: JLL Security ID: 48020Q107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hugo Bague For For Management 1b Elect Director Matthew Carter, Jr. For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Ming Lu For For Management 1e Elect Director Bridget A. Macaskill For For Management 1f Elect Director Deborah H. McAneny For For Management 1g Elect Director Siddharth (Bobby) N. For For Management Mehta 1h Elect Director Martin H. Nesbitt For For Management 1i Elect Director Jeetendra (Jeetu) I. For For Management Patel 1j Elect Director Sheila A. Penrose For For Management 1k Elect Director Ann Marie Petach For For Management 1l Elect Director Christian Ulbrich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David DiDomenico For For Management 1b Elect Director Carmel Galvin For For Management 1c Elect Director James P. Hallett For For Management 1d Elect Director Mark E. Hill For For Management 1e Elect Director J. Mark Howell For For Management 1f Elect Director Stefan Jacoby For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director Mary Ellen Smith For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KELLOGG COMPANY Ticker: K Security ID: 487836108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephanie Burns For For Management 1b Elect Director Steve Cahillane For For Management 1c Elect Director Richard Dreiling For For Management 1d Elect Director La June Montgomery For For Management Tabron 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Declassify the Board of Directors For For Management 6 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Lacy M. Johnson For For Management 1e Elect Director Robert J. Joyce For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Christopher B. Sarofim For For Management 1i Elect Director David P. Storch For For Management 1j Elect Director Susan D. Whiting For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KEYSIGHT TECHNOLOGIES, INC. Ticker: KEYS Security ID: 49338L103 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul N. Clark For For Management 1.2 Elect Director Richard P. Hamada For For Management 1.3 Elect Director Paul A. Lacouture For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 1.10 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- L BRANDS, INC. Ticker: LB Security ID: 501797104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Eliminate Supermajority Vote For For Management Requirement 2 Declassify the Board of Directors For For Management 3.1 Elect Director Donna A. James For For Management 3.2 Elect Director Michael G. Morris For For Management 3.3 Elect Director Robert H. Schottenstein For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement and Fair Price Requirements for Business Combinations 5 Amend Certificate of Incorporation to For For Management Eliminate the Anti-Greenmail Provision 6 Amend Certificate of Incorporation to For For Management Eliminate Cumulative Voting Provision 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director Jeffrey A. Davis For For Management 1d Elect Director D. Gary Gilliland For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Youssef A. El-Mansy For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Bethany J. Mayer For For Management 1.8 Elect Director Abhijit Y. Talwalkar For For Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.10 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Fletcher For For Management 1.2 Elect Director John E. Koerner, III For Withhold Management 1.3 Elect Director Marshall A. Loeb For For Management 1.4 Elect Director Stephen P. Mumblow For Withhold Management 1.5 Elect Director Thomas V. Reifenheiser For Withhold Management 1.6 Elect Director Anna Reilly For Withhold Management 1.7 Elect Director Kevin P. Reilly, Jr. For Withhold Management 1.8 Elect Director Wendell Reilly For Withhold Management 1.9 Elect Director Elizabeth Thompson For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LAMB WESTON HOLDINGS, INC. Ticker: LW Security ID: 513272104 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Charles A. Blixt For For Management 1c Elect Director Andre J. Hawaux For For Management 1d Elect Director W.G. Jurgensen For For Management 1e Elect Director Thomas P. Maurer For For Management 1f Elect Director Hala G. Moddelmog For For Management 1g Elect Director Maria Renna Sharpe For For Management 1h Elect Director Thomas P. Werner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Pesticide Use in the Against Abstain Shareholder Company's Supply Chain -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bannister For For Management 1b Elect Director George P. Scanlon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAZARD LTD Ticker: LAZ Security ID: G54050102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Jacobs For For Management 1.2 Elect Director Michelle Jarrard For For Management 1.3 Elect Director Iris Knobloch For For Management 1.4 Elect Director Philip A. Laskawy For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LENDINGTREE, INC. Ticker: TREE Security ID: 52603B107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Courtnee Chun For For Management 1b Elect Director Gabriel Dalporto For For Management 1c Elect Director Thomas M. Davidson, Jr. For For Management 1d Elect Director Robin Henderson For For Management 1e Elect Director Douglas Lebda For For Management 1f Elect Director Steven Ozonian For For Management 1g Elect Director Saras Sarasvathy For For Management 1h Elect Director G. Kennedy Thompson For For Management 1i Elect Director Jennifer Witz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick Beckwitt For For Management 1b Elect Director Irving Bolotin For For Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For For Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For For Management 1k Elect Director Jeffrey Sonnenfeld For For Management 1l Elect Director Scott Stowell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057302 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick Beckwitt For For Management 1b Elect Director Irving Bolotin For For Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For For Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For For Management 1k Elect Director Jeffrey Sonnenfeld For For Management 1l Elect Director Scott Stowell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LENNOX INTERNATIONAL INC. Ticker: LII Security ID: 526107107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet K. Cooper For For Management 1.2 Elect Director John W. Norris, III For For Management 1.3 Elect Director Karen H. Quintos For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LINCOLN ELECTRIC HOLDINGS, INC. Ticker: LECO Security ID: 533900106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Curtis E. Espeland For For Management 1.2 Elect Director Patrick P. Goris For For Management 1.3 Elect Director Stephen G. Hanks For For Management 1.4 Elect Director Michael F. Hilton For For Management 1.5 Elect Director G. Russell Lincoln For For Management 1.6 Elect Director Kathryn Jo Lincoln For For Management 1.7 Elect Director William E. MacDonald, For For Management III 1.8 Elect Director Christopher L. Mapes For For Management 1.9 Elect Director Phillip J. Mason For For Management 1.10 Elect Director Ben P. Patel For For Management 1.11 Elect Director Hellene S. Runtagh For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maverick Carter For For Management 1.2 Elect Director Ariel Emanuel For For Management 1.3 Elect Director Ping Fu For For Management 1.4 Elect Director Jeffrey T. Hinson For For Management 1.5 Elect Director Chad Hollingsworth For For Management 1.6 Elect Director James Iovine For For Management 1.7 Elect Director James S. Kahan For For Management 1.8 Elect Director Gregory B. Maffei For Against Management 1.9 Elect Director Randall T. Mays For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Mark S. Shapiro For For Management 1.12 Elect Director Dana Walden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director John F. O'Brien For For Management 1i Elect Director Guhan Subramanian For For Management 1j Elect Director Xavier Urbain For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Allison H. Mnookin For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director James S. Putnam For For Management 1h Elect Director Richard P. Schifter For For Management 1i Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Ticker: LULU Security ID: 550021109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Casey For For Management 1b Elect Director Glenn Murphy For For Management 1c Elect Director David M. Mussafer For For Management 1d Elect Director Stephanie Ferris For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy to Eliminate the Sale of Against Against Shareholder Items Containing Down Feathers -------------------------------------------------------------------------------- LYFT, INC. Ticker: LYFT Security ID: 55087P104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Logan Green For For Management 1.2 Elect Director Ann Miura-Ko For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MANHATTAN ASSOCIATES, INC. Ticker: MANH Security ID: 562750109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eddie Capel For For Management 1b Elect Director Charles E. Moran For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director K. Bruce Connell For For Management 1.2 Elect Director Thomas S. Gayner For For Management 1.3 Elect Director Stewart M. Kasen For For Management 1.4 Elect Director Diane Leopold For For Management 1.5 Elect Director Lemuel E. Lewis For For Management 1.6 Elect Director Anthony F. Markel For For Management 1.7 Elect Director Steven A. Markel For For Management 1.8 Elect Director Darrell D. Martin For For Management 1.9 Elect Director Harold L. Morrison, Jr. For For Management 1.10 Elect Director Michael O'Reilly For For Management 1.11 Elect Director Richard R. Whitt, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Nonqualified Employee Stock For For Management Purchase Plan and Qualified Employee Stock Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Ticker: MKTX Security ID: 57060D108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. McVey For For Management 1b Elect Director Nancy Altobello For For Management 1c Elect Director Steven L. Begleiter For For Management 1d Elect Director Stephen P. Casper For For Management 1e Elect Director Jane Chwick For For Management 1f Elect Director Christopher R. Concannon For For Management 1g Elect Director William F. Cruger For For Management 1h Elect Director Justin G. Gmelich For For Management 1i Elect Director Richard G. Ketchum For For Management 1j Elect Director Emily H. Portney For For Management 1k Elect Director Richard L. Prager For For Management 1l Elect Director John Steinhardt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MARTIN MARIETTA MATERIALS, INC. Ticker: MLM Security ID: 573284106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Sue W. Cole For For Management 1.3 Elect Director Smith W. Davis For For Management 1.4 Elect Director John J. Koraleski For For Management 1.5 Elect Director C. Howard Nye For For Management 1.6 Elect Director Laree E. Perez For For Management 1.7 Elect Director Thomas H. Pike For For Management 1.8 Elect Director Michael J. Quillen For For Management 1.9 Elect Director Donald W. Slager For For Management 1.10 Elect Director David C. Wajsgras For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MASIMO CORPORATION Ticker: MASI Security ID: 574795100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Shimer For For Management 1.2 Elect Director H Michael Cohen For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- MATCH GROUP, INC. Ticker: MTCH Security ID: 57665R106 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Classify the Board of Directors For Against Management 3 Restrict Right to Act by Written For Against Management Consent 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MATTEL, INC. Ticker: MAT Security ID: 577081102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Todd Bradley For For Management 1b Elect Director Adriana Cisneros For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Ynon Kreiz For For Management 1e Elect Director Soren T. Laursen For For Management 1f Elect Director Ann Lewnes For For Management 1g Elect Director Roger Lynch For For Management 1h Elect Director Dominic Ng For For Management 1i Elect Director Judy D. Olian For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDALLIA, INC. Ticker: MDLA Security ID: 584021109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Borge Hald For Against Management 1b Elect Director Douglas Leone For For Management 1c Elect Director Leslie Stretch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MEDIDATA SOLUTIONS, INC. Ticker: MDSO Security ID: 58471A105 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Ticker: MTD Security ID: 592688105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Spoerry For For Management 1.2 Elect Director Wah-Hui Chu For For Management 1.3 Elect Director Domitille Doat-Le Bigot For For Management 1.4 Elect Director Olivier A. Filliol For For Management 1.5 Elect Director Elisha W. Finney For For Management 1.6 Elect Director Richard Francis For For Management 1.7 Elect Director Michael A. Kelly For For Management 1.8 Elect Director Thomas P. Salice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL Ticker: MGM Security ID: 552953101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William W. Grounds For For Management 1b Elect Director Alexis M. Herman For For Management 1c Elect Director Roland Hernandez For For Management 1d Elect Director Mary Chris Jammet For For Management 1e Elect Director John Kilroy For For Management 1f Elect Director Rose McKinney-James For For Management 1g Elect Director Keith A. Meister For For Management 1h Elect Director Paul Salem For For Management 1i Elect Director Gregory M. Spierkel For For Management 1j Elect Director Jan G. Swartz For For Management 1k Elect Director Daniel J. Taylor For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Esther L. Johnson For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Human Rights Risks in Against Abstain Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- MODERNA, INC. Ticker: MRNA Security ID: 60770K107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Berenson For For Management 1.2 Elect Director Sandra Horning For For Management 1.3 Elect Director Paul Sagan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Director Ronna E. Romney For For Management 1.b Elect Director Dale B. Wolf For For Management 1.c Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For For Management 1.2 Elect Director James C. Moyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MORNINGSTAR, INC. Ticker: MORN Security ID: 617700109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joe Mansueto For Against Management 1b Elect Director Kunal Kapoor For For Management 1c Elect Director Robin Diamonte For For Management 1d Elect Director Cheryl Francis For For Management 1e Elect Director Steve Joynt For For Management 1f Elect Director Steve Kaplan For For Management 1g Elect Director Gail Landis For For Management 1h Elect Director Bill Lyons For For Management 1i Elect Director Jack Noonan For For Management 1j Elect Director Caroline Tsay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Egon P. Durban For Against Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For Against Management 1g Elect Director Anne R. Pramaggiore For For Management 1h Elect Director Joseph M. Tucci For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- MSCI INC. Ticker: MSCI Security ID: 55354G100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Henry A. Fernandez For For Management 1b Elect Director Robert G. Ashe For For Management 1c Elect Director Benjamin F. duPont For For Management 1d Elect Director Wayne Edmunds For For Management 1e Elect Director Catherine R. Kinney For For Management 1f Elect Director Jacques P. Perold For For Management 1g Elect Director Sandy C. Rattray For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Marcus L. Smith For For Management 1j Elect Director Paula Volent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Ticker: NATI Security ID: 636518102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. McGrath For For Management 1.2 Elect Director Alexander M. Davern For For Management 2 Approve Restricted Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NCR CORPORATION Ticker: NCR Security ID: 62886E108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Begor For For Management 1.2 Elect Director Gregory R. Blank For For Management 1.3 Elect Director Catherine (Katie) L. For For Management Burke 1.4 Elect Director Chinh E. Chu For For Management 1.5 Elect Director Deborah A. Farrington For For Management 1.6 Elect Director Michael D. Hayford For For Management 1.7 Elect Director Georgette D. Kiser For For Management 1.8 Elect Director Kirk T. Larsen For For Management 1.9 Elect Director Frank R. Martire For For Management 1.10 Elect Director Matthew A. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- NEKTAR THERAPEUTICS Ticker: NKTR Security ID: 640268108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Karin Eastham For For Management 1b Elect Director Myriam J. Curet For For Management 1c Elect Director Howard W. Robin For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEUROCRINE BIOSCIENCES, INC. Ticker: NBIX Security ID: 64125C109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin C. Gorman For For Management 1.2 Elect Director Gary A. Lyons For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEWMARKET CORPORATION Ticker: NEU Security ID: 651587107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis L. Cothran For For Management 1.2 Elect Director Mark M. Gambill For For Management 1.3 Elect Director Bruce C. Gottwald For For Management 1.4 Elect Director Thomas E. Gottwald For For Management 1.5 Elect Director Patrick D. Hanley For For Management 1.6 Elect Director H. Hiter Harris, III For For Management 1.7 Elect Director James E. Rogers For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Miller For For Management 1.2 Elect Director John R. Muse For For Management 1.3 Elect Director I. Martin Pompadur For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NIELSEN HOLDINGS PLC Ticker: NLSN Security ID: G6518L108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Attwood, Jr. For For Management 1b Elect Director Thomas H. Castro For For Management 1c Elect Director Guerrino De Luca For For Management 1d Elect Director Karen M. Hoguet For For Management 1e Elect Director David Kenny For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Janice Marinelli Mazza For For Management 1h Elect Director Robert C. Pozen For For Management 1i Elect Director David Rawlinson For For Management 1j Elect Director Nancy Tellem For For Management 1k Elect Director Javier G. Teruel For For Management 1l Elect Director Lauren Zalaznick For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Reappoint Ernst & Young LLP as UK For For Management Statutory Auditors 4 Authorize the Audit Committee to Fix For For Management Remuneration of UK Statutory Auditor 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Remuneration Report For For Management 7 Authorise Issue of Equity For Against Management 8 Authorise Issue of Equity without For Against Management Pre-emptive Rights 9 Approve Share Repurchase Contracts and For For Management Repurchase Counterparties -------------------------------------------------------------------------------- NORDSON CORPORATION Ticker: NDSN Security ID: 655663102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sundaram Nagarajan For For Management 1.2 Elect Director Ginger M. Jones For For Management 1.3 Elect Director Joseph P. Keithley For For Management 1.4 Elect Director Michael J. Merriman, Jr. For For Management 1.5 Elect Director Mary G. Puma For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORDSTROM, INC. Ticker: JWN Security ID: 655664100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Stacy Brown-Philpot For For Management 1c Elect Director Tanya L. Domier For For Management 1d Elect Director James L. Donald For For Management 1e Elect Director Kirsten A. Green For For Management 1f Elect Director Glenda G. McNeal For For Management 1g Elect Director Erik B. Nordstrom For For Management 1h Elect Director Peter E. Nordstrom For For Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director Bradley D. Tilden For For Management 1k Elect Director Mark J. Tritton For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NORWEGIAN CRUISE LINE HOLDINGS LTD. Ticker: NCLH Security ID: G66721104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Abrams For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Russell W. Galbut For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- NUTANIX, INC. Ticker: NTNX Security ID: 67059N108 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ravi Mhatre For Withhold Management 1b Elect Director Dheeraj Pandey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NVR, INC. Ticker: NVR Security ID: 62944T105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. E. Andrews For For Management 1.2 Elect Director Sallie B. Bailey For For Management 1.3 Elect Director Thomas D. Eckert For For Management 1.4 Elect Director Alfred E. Festa For For Management 1.5 Elect Director Manuel H. Johnson For For Management 1.6 Elect Director Alexandra A. Jung For For Management 1.7 Elect Director Mel Martinez For For Management 1.8 Elect Director William A. Moran For For Management 1.9 Elect Director David A. Preiser For For Management 1.10 Elect Director W. Grady Rosier For For Management 1.11 Elect Director Susan Williamson Ross For For Management 1.12 Elect Director Dwight C. Schar For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Greg Henslee For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director John R. Murphy For For Management 1g Elect Director Dana M. Perlman For For Management 1h Elect Director Maria A. Sastre For For Management 1i Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Amend Articles of Incorporation For For Management 6 Report on Material Human Capital Risks Against Against Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- OKTA, INC. Ticker: OKTA Security ID: 679295105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye Archambeau For For Management 1.2 Elect Director Robert L. Dixon, Jr. For For Management 1.3 Elect Director Patrick Grady For For Management 1.4 Elect Director Ben Horowitz For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry A. Aaholm For For Management 1.2 Elect Director Earl E. Congdon For For Management 1.3 Elect Director David S. Congdon For For Management 1.4 Elect Director John R. Congdon, Jr. For For Management 1.5 Elect Director Bradley R. Gabosch For For Management 1.6 Elect Director Greg C. Gantt For For Management 1.7 Elect Director Patrick D. Hanley For For Management 1.8 Elect Director John D. Kasarda For For Management 1.9 Elect Director Wendy T. Stallings For For Management 1.10 Elect Director Leo H. Suggs For For Management 1.11 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Ticker: OLLI Security ID: 681116109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Alissa Ahlman For For Management 1B Elect Director Robert Fisch For For Management 1C Elect Director John Swygert For For Management 1D Elect Director Richard Zannino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Gary D. Parker For For Management 1.10 Elect Director Eduardo A. Rodriguez For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OUTFRONT MEDIA INC. Ticker: OUT Security ID: 69007J106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy J. Male For For Management 1.2 Elect Director Joseph H. Wender For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAGERDUTY, INC. Ticker: PD Security ID: 69553P100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Tejada For Withhold Management 1.2 Elect Director Sameer Dholakia For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Ticker: PANW Security ID: 697435105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Asheem Chandna For Withhold Management 1b Elect Director James J. Goetz For For Management 1c Elect Director Mark D. McLaughlin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director A.R. Alameddine For For Management 1B Elect Director Matt Gallagher For For Management 1C Elect Director Karen Hughes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Ticker: PAYC Security ID: 70432V102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet B. Haugen For For Management 1.2 Elect Director J.C. Watts, Jr. For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAYLOCITY HOLDING CORPORATION Ticker: PCTY Security ID: 70438V106 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Beauchamp For For Management 1.2 Elect Director Andres D. Reiner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEGASYSTEMS INC. Ticker: PEGA Security ID: 705573103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Trefler For For Management 1.2 Elect Director Peter Gyenes For For Management 1.3 Elect Director Ronald Hovsepian For For Management 1.4 Elect Director Richard Jones For For Management 1.5 Elect Director Christopher Lafond For For Management 1.6 Elect Director Dianne Ledingham For For Management 1.7 Elect Director Sharon Rowlands For For Management 1.8 Elect Director Larry Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Adopt Simple Majority Vote Against Against Shareholder 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PENUMBRA, INC. Ticker: PEN Security ID: 70975L107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arani Bose For For Management 1.2 Elect Director Bridget O'Rourke For Withhold Management 1.3 Elect Director Surbhi Sarna For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERKINELMER, INC. Ticker: PKI Security ID: 714046109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Barrett For For Management 1b Elect Director Samuel R. Chapin For For Management 1c Elect Director Sylvie Gregoire For For Management 1d Elect Director Alexis P. Michas For For Management 1e Elect Director Prahlad R. Singh For For Management 1f Elect Director Michel Vounatsos For For Management 1g Elect Director Frank Witney For For Management 1h Elect Director Pascale Witz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PILGRIM'S PRIDE CORPORATION Ticker: PPC Security ID: 72147K108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilberto Tomazoni For Withhold Management 1.2 Elect Director Denilson Molina For Withhold Management 1.3 Elect Director Wallim Cruz De For For Management Vasconcellos Junior 1.4 Elect Director Vincent Trius For For Management 1.5 Elect Director Andre Nogueira de Souza For Withhold Management 1.6 Elect Director Farha Aslam For For Management 2.1 Elect Director Michael L. Cooper For For Management 2.2 Elect Director Charles Macaluso For For Management 2.3 Elect Director Arquimedes A. Celis For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Report on Reduction of Water Pollution Against For Shareholder 6 Report on Human Rights Due Diligence Against Abstain Shareholder Process 7 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edison C. Buchanan For For Management 1b Elect Director Andrew F. Cates For For Management 1c Elect Director Phillip A. Gobe For For Management 1d Elect Director Larry R. Grillot For For Management 1e Elect Director Stacy P. Methvin For For Management 1f Elect Director Royce W. Mitchell For For Management 1g Elect Director Frank A. Risch For For Management 1h Elect Director Scott D. Sheffield For For Management 1i Elect Director Mona K. Sutphen For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLANET FITNESS, INC. Ticker: PLNT Security ID: 72703H101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Spinelli, Jr. For Withhold Management 1.2 Elect Director Enshalla Anderson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLURALSIGHT, INC. Ticker: PS Security ID: 72941B106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arne Duncan For For Management 1.2 Elect Director Leah Johnson For Withhold Management 1.3 Elect Director Frederick Onion For For Management 1.4 Elect Director Karenann Terrell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- POLARIS INC. Ticker: PII Security ID: 731068102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George W. Bilicic For For Management 1b Elect Director Gary E. Hendrickson For For Management 1c Elect Director Gwenne A. Henricks For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst &Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POOL CORPORATION Ticker: POOL Security ID: 73278L105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter D. Arvan For For Management 1b Elect Director Andrew W. Code For For Management 1c Elect Director Timothy M. Graven For For Management 1d Elect Director Debra S. Oler For For Management 1e Elect Director Manuel J. Perez de la For For Management Mesa 1f Elect Director Harlan F. Seymour For For Management 1g Elect Director Robert C. Sledd For For Management 1h Elect Director John E. Stokely For For Management 1i Elect Director David G. Whalen For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POST HOLDINGS, INC. Ticker: POST Security ID: 737446104 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Grote For For Management 1.2 Elect Director David W. Kemper For For Management 1.3 Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Ticker: PRAH Security ID: 69354M108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colin Shannon For For Management 1.2 Elect Director James C. Momtazee For For Management 1.3 Elect Director Alexander G. Dickinson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PRIMERICA, INC. Ticker: PRI Security ID: 74164M108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Addison, Jr. For For Management 1b Elect Director Joel M. Babbit For For Management 1c Elect Director P. George Benson For For Management 1d Elect Director C. Saxby Chambliss For For Management 1e Elect Director Gary L. Crittenden For For Management 1f Elect Director Cynthia N. Day For For Management 1g Elect Director Sanjeev Dheer For For Management 1h Elect Director Beatriz R. Perez For For Management 1i Elect Director D. Richard Williams For For Management 1j Elect Director Glenn J. Williams For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- PROOFPOINT, INC. Ticker: PFPT Security ID: 743424103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jonathan Feiber For For Management 1b Elect Director Kevin Harvey For For Management 1c Elect Director Leyla Seka For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Ticker: PB Security ID: 743606105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Hanigan For For Management 1.2 Elect Director William T. Luedke, IV For For Management 1.3 Elect Director Perry Mueller, Jr. For For Management 1.4 Elect Director Harrison Stafford, II For For Management 1.5 Elect Director Bruce W. Hunt For For Management 1.6 Elect Director George A. Fisk For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PTC INC. Ticker: PTC Security ID: 69370C100 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice Chaffin For For Management 1.2 Elect Director Phillip Fernandez For For Management 1.3 Elect Director James Heppelmann For For Management 1.4 Elect Director Klaus Hoehn For For Management 1.5 Elect Director Paul Lacy For For Management 1.6 Elect Director Corinna Lathan For For Management 1.7 Elect Director Blake Moret For For Management 1.8 Elect Director Robert Schechter For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PURE STORAGE, INC. Ticker: PSTG Security ID: 74624M102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Brown For For Management 1.2 Elect Director John "Coz" Colgrove For For Management 1.3 Elect Director Mark Garrett For For Management 1.4 Elect Director Roxanne Taylor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Vincent D. Foster For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Worthing F. Jackman For For Management 1.7 Elect Director David M. McClanahan For For Management 1.8 Elect Director Margaret B. Shannon For For Management 1.9 Elect Director Pat Wood, III For For Management 1.10 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. Ticker: RJF Security ID: 754730109 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles G. von For For Management Arentschildt 1.2 Elect Director Robert M. Dutkowsky For For Management 1.3 Elect Director Jeffrey N. Edwards For For Management 1.4 Elect Director Benjamin C. Esty For For Management 1.5 Elect Director Anne Gates For For Management 1.6 Elect Director Francis S. Godbold For For Management 1.7 Elect Director Thomas A. James For For Management 1.8 Elect Director Gordon L. Johnson For For Management 1.9 Elect Director Roderick C. McGeary For For Management 1.10 Elect Director Paul C. Reilly For For Management 1.11 Elect Director Raj Seshadri For For Management 1.12 Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REALPAGE, INC. Ticker: RP Security ID: 75606N109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred R. Berkeley, III For For Management 1.2 Elect Director Peter Gyenes For For Management 1.3 Elect Director Charles F. Kane For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David C. Bushnell For For Management 1b Elect Director James L. Gibbons For For Management 1c Elect Director Jean D. Hamilton For For Management 1d Elect Director Anthony M. Santomero For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director Thomas W. Handley For For Management 1d Elect Director Jennifer M. Kirk For For Management 1e Elect Director Michael Larson For For Management 1f Elect Director Kim S. Pegula For For Management 1g Elect Director Donald W. Slager For For Management 1h Elect Director James P. Snee For For Management 1i Elect Director Sandra M. Volpe For For Management 1j Elect Director Katharine B. Weymouth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RESMED INC. Ticker: RMD Security ID: 761152107 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol Burt For For Management 1b Elect Director Jan De Witte For For Management 1c Elect Director Rich Sulpizio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RINGCENTRAL, INC. Ticker: RNG Security ID: 76680R206 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vladimir Shmunis For For Management 1b Elect Director Kenneth Goldman For For Management 1c Elect Director Michelle McKenna For For Management 1d Elect Director Godfrey Sullivan For For Management 1e Elect Director Robert Theis For For Management 1f Elect Director Allan Thygesen For For Management 1g Elect Director Neil Williams For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Ticker: ROK Security ID: 773903109 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Steven R. Kalmanson For For Management A2 Elect Director James P. Keane For For Management A3 Elect Director Pam Murphy For For Management A4 Elect Director Donald R. Parfet For For Management B Advisory Vote to Ratify Named For For Management Executive Officers' Compensation C Ratify Deloitte & Touche LLP as For For Management Auditors D Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ROKU, INC. Ticker: ROKU Security ID: 77543R102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan Henricks For For Management 2a Elect Director Neil Hunt For For Management 2b Elect Director Anthony Wood For Withhold Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- ROLLINS, INC. Ticker: ROL Security ID: 775711104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Randall Rollins For Withhold Management 1.2 Elect Director Henry B. Tippie For For Management 1.3 Elect Director James B. Williams For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROYAL GOLD, INC. Ticker: RGLD Security ID: 780287108 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Hayes For For Management 1b Elect Director Ronald J. Vance For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RPM INTERNATIONAL INC. Ticker: RPM Security ID: 749685103 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirkland B. Andrews For For Management 1.2 Elect Director David A. Daberko For For Management 1.3 Elect Director Thomas S. Gross For For Management 1.4 Elect Director Frank C. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SABRE CORPORATION Ticker: SABR Security ID: 78573M104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George R. Bravante, Jr. For For Management 1.2 Elect Director Renee James For For Management 1.3 Elect Director Gary Kusin For For Management 1.4 Elect Director Gail Mandel For For Management 1.5 Elect Director Sean Menke For For Management 1.6 Elect Director Joseph Osnoss For For Management 1.7 Elect Director Zane Rowe For For Management 1.8 Elect Director John Siciliano For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SAGE THERAPEUTICS, INC. Ticker: SAGE Security ID: 78667J108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Cola For Withhold Management 1.2 Elect Director Jeffrey M. Jonas For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SAREPTA THERAPEUTICS, INC. Ticker: SRPT Security ID: 803607100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas S. Ingram For For Management 1.2 Elect Director Hans Wigzell For For Management 1.3 Elect Director Mary Ann Gray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Ticker: SBAC Security ID: 78410G104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. Bernstein For For Management 1.2 Elect Director Duncan H. Cocroft For For Management 1.3 Elect Director Fidelma Russo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SEALED AIR CORPORATION Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francoise Colpron For For Management 1b Elect Director Edward L. Doheny, II For For Management 1c Elect Director Michael P. Doss For For Management 1d Elect Director Henry R. Keizer For For Management 1e Elect Director Jacqueline B. Kosecoff For For Management 1f Elect Director Harry A. Lawton, III For For Management 1g Elect Director Neil Lustig For For Management 1h Elect Director Suzanne B. Rowland For For Management 1i Elect Director Jerry R. Whitaker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEATTLE GENETICS, INC. Ticker: SGEN Security ID: 812578102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Gryska For For Management 1.2 Elect Director John A. Orwin For For Management 1.3 Elect Director Alpna H. Seth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY Ticker: SEIC Security ID: 784117103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah W. Blumenstein For For Management 1b Elect Director Kathryn M. McCarthy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Ticker: ST Security ID: G8060N102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew C. Teich For For Management 1b Elect Director Jeffrey J. Cote For For Management 1c Elect Director John P. Absmeier For For Management 1d Elect Director Lorraine A. Bolsinger For For Management 1e Elect Director James E. Heppelmann For For Management 1f Elect Director Charles W. Peffer For For Management 1g Elect Director Constance E. Skidmore For For Management 1h Elect Director Steven A. Sonnenberg For For Management 1i Elect Director Martha N. Sullivan For For Management 1j Elect Director Thomas Wroe, Jr. For For Management 1k Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Director Compensation Report For For Management 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Grant Board Authority to Repurchase For For Management Shares 10 Authorize Issue of Equity For For Management 11 Authorize Issue of Equity without For For Management Pre-emptive Rights 12 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans 13 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights -------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Ticker: SCI Security ID: 817565104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan R. Buckwalter For For Management 1b Elect Director Jakki L. Haussler For For Management 1c Elect Director Victor L. Lund For For Management 1d Elect Director Clifton H. Morris, Jr. For For Management 1e Elect Director Ellen Ochoa For For Management 1f Elect Director Thomas L. Ryan For For Management 1g Elect Director W. Blair Waltrip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERVICEMASTER GLOBAL HOLDINGS, INC. Ticker: SERV Security ID: 81761R109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Deborah H. Caplan For For Management 1B Elect Director Naren K. Gursahaney For For Management 1C Elect Director Mark E. Tomkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. DePaolo For For Management 1.2 Elect Director Barney Frank For For Management 1.3 Elect Director Scott A. Shay For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker: SBGI Security ID: 829226109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Smith For Withhold Management 1.2 Elect Director Frederick G. Smith For Withhold Management 1.3 Elect Director J. Duncan Smith For Withhold Management 1.4 Elect Director Robert E. Smith For Withhold Management 1.5 Elect Director Howard E. Friedman For Withhold Management 1.6 Elect Director Lawrence E. McCanna For Withhold Management 1.7 Elect Director Daniel C. Keith For Withhold Management 1.8 Elect Director Martin R. Leader For Withhold Management 1.9 Elect Director Benson E. Legg For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- SIRIUS XM HOLDINGS INC. Ticker: SIRI Security ID: 82968B103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan L. Amble For For Management 1.2 Elect Director George W. Bodenheimer For For Management 1.3 Elect Director Mark D. Carleton For Withhold Management 1.4 Elect Director Eddy W. Hartenstein For For Management 1.5 Elect Director James P. Holden For For Management 1.6 Elect Director Gregory B. Maffei For Withhold Management 1.7 Elect Director Evan D. Malone For For Management 1.8 Elect Director James E. Meyer For For Management 1.9 Elect Director James F. Mooney For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Kristina M. Salen For For Management 1.12 Elect Director Carl E. Vogel For For Management 1.13 Elect Director David M. Zaslav For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SIX FLAGS ENTERTAINMENT CORPORATION Ticker: SIX Security ID: 83001A102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Ben Baldanza For For Management 1.2 Elect Director Selim Bassoul For For Management 1.3 Elect Director Kurt M. Cellar For For Management 1.4 Elect Director Nancy A. Krejsa For For Management 1.5 Elect Director Richard W. Roedel For For Management 1.6 Elect Director Arik Ruchim For For Management 1.7 Elect Director Michael Spanos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine Blair For For Management 1.2 Elect Director Geyer Kosinski For For Management 1.3 Elect Director Richard Rappaport For Withhold Management 1.4 Elect Director Richard Siskind For Withhold Management 2 Adopt a Comprehensive Human Rights Against For Shareholder Policy 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Alan S. Batey For For Management 1c Elect Director Kevin L. Beebe For For Management 1d Elect Director Timothy R. Furey For For Management 1e Elect Director Liam K. Griffin For For Management 1f Elect Director Christine King For For Management 1g Elect Director David P. McGlade For For Management 1h Elect Director Robert A. Schriesheim For For Management 1i Elect Director Kimberly S. Stevenson For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Eliminate Supermajority Vote For For Management Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities 6 Eliminate Supermajority Vote For For Management Requirement to Approve Business Combination 7 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provisions Governing Directors 8 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provision Governing Action by Stockholders 9 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- SMARTSHEET INC. Ticker: SMAR Security ID: 83200N103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geoffrey T. Barker For Withhold Management 1.2 Elect Director Michael Gregoire For For Management 1.3 Elect Director Matthew McIlwain For For Management 1.4 Elect Director James N. White For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SOLARWINDS CORPORATION Ticker: SWI Security ID: 83417Q105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine R. Kinney For Withhold Management 1.2 Elect Director James Lines For Withhold Management 1.3 Elect Director Easwaran Sundaram For For Management 1.4 Elect Director Michael Widmann For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SPECTRUM BRANDS HOLDINGS, INC. Ticker: SPB Security ID: 84790A105 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherianne James For For Management 1.2 Elect Director Norman S. Matthews For For Management 1.3 Elect Director Joseph S. Steinberg For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. Ticker: SPR Security ID: 848574109 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen A. Cambone For For Management 1b Elect Director Charles L. Chadwell For For Management 1c Elect Director Irene M. Esteves For For Management 1d Elect Director Paul E. Fulchino For For Management 1e Elect Director Thomas C. Gentile, III For For Management 1f Elect Director Richard A. Gephardt For For Management 1g Elect Director Robert D. Johnson For For Management 1h Elect Director Ronald T. Kadish For For Management 1i Elect Director John L. Plueger For For Management 1j Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- SPLUNK INC. Ticker: SPLK Security ID: 848637104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Connors For For Management 1b Elect Director Patricia Morrison For For Management 1c Elect Director Stephen Newberry For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPOTIFY TECHNOLOGY SA Ticker: SPOT Security ID: L8681T102 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Barry McCarthy as B Director For For Management -------------------------------------------------------------------------------- SPOTIFY TECHNOLOGY SA Ticker: SPOT Security ID: L8681T102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Directors For For Management 4a Elect Daniel Ek as A Director For For Management 4b Elect Martin Lorentzon as A Director For For Management 4c Elect Shishir Samir Mehrotra as A For For Management Director 4d Elect Christopher Marshall as B For For Management Director 4e Elect Barry McCarthy as B Director For For Management 4f Elect Heidi O'Neill as B Director For For Management 4g Elect Ted Sarandos as B Director For For Management 4h Elect Thomas Owen Staggs as B Director For For Management 4i Elect Cristina Mayville Stenbeck as B For For Management Director 4j Elect Padmasree Warrior as B Director For For Management 5 Appoint Ernst & Young as Auditor For For Management 6 Approve Remuneration of Directors For Against Management 7 Authorize Guy Harles and Alexandre For For Management Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws -------------------------------------------------------------------------------- SPROUTS FARMERS MARKET, INC. Ticker: SFM Security ID: 85208M102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel D. Anderson For For Management 1.2 Elect Director Terri Funk Graham For For Management 1.3 Elect Director Doug G. Rauch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SQUARE, INC. Ticker: SQ Security ID: 852234103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roelof Botha For For Management 1.2 Elect Director Amy Brooks For Withhold Management 1.3 Elect Director James McKelvey For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Normand A. Boulanger For For Management 1.2 Elect Director David A. Varsano For For Management 1.3 Elect Director Michael J. Zamkow For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary A. Shiffman For For Management 1b Elect Director Meghan G. Baivier For For Management 1c Elect Director Stephanie W. Bergeron For For Management 1d Elect Director Brian M. Hermelin For For Management 1e Elect Director Ronald A. Klein For For Management 1f Elect Director Clunet R. Lewis For For Management 1g Elect Director Arthur A. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg W. Becker For For Management 1.2 Elect Director Eric A. Benhamou For For Management 1.3 Elect Director John S. Clendening For For Management 1.4 Elect Director Roger F. Dunbar For For Management 1.5 Elect Director Joel P. Friedman For For Management 1.6 Elect Director Jeffrey N. Maggioncalda For For Management 1.7 Elect Director Kay Matthews For For Management 1.8 Elect Director Mary J. Miller For For Management 1.9 Elect Director Kate D. Mitchell For For Management 1.10 Elect Director John F. Robinson For For Management 1.11 Elect Director Garen K. Staglin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Zareh Sarrafian For For Management 1.3 Elect Director Kim Sheehy For Withhold Management 1.4 Elect Director Donald D. Snyder For Withhold Management 1.5 Elect Director Tom Thomas For For Management 1.6 Elect Director Bryan Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director William W. Graylin For For Management 1f Elect Director Roy A. Guthrie For For Management 1g Elect Director Richard C. Hartnack For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director Laurel J. Richie For For Management 1j Elect Director Olympia J. Snowe For For Management 1k Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOPSYS, INC. Ticker: SNPS Security ID: 871607107 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aart J. de Geus For For Management 1.2 Elect Director Chi-Foon Chan For For Management 1.3 Elect Director Janice D. Chaffin For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director Mercedes Johnson For For Management 1.6 Elect Director Chrysostomos L. "Max" For For Management Nikias 1.7 Elect Director John Schwarz For For Management 1.8 Elect Director Roy Vallee For For Management 1.9 Elect Director Steven C. Walske For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Amend Articles of Incorporation to For For Management Eliminate 10-1 Voting Provisions 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Bartlett For For Management 1b Elect Director Mary K. Bush For For Management 1c Elect Director Dina Dublon For For Management 1d Elect Director Freeman A. Hrabowski, For For Management III 1e Elect Director Robert F. MacLellan For For Management 1f Elect Director Olympia J. Snowe For For Management 1g Elect Director Robert J. Stevens For For Management 1h Elect Director William J. Stromberg For For Management 1i Elect Director Richard R. Verma For For Management 1j Elect Director Sandra S. Wijnberg For For Management 1k Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on and Assess Proxy Voting Against Against Shareholder Policies in Relation to Climate Change Position -------------------------------------------------------------------------------- TAKE-TWO INTERACTIVE SOFTWARE, INC. Ticker: TTWO Security ID: 874054109 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Strauss Zelnick For For Management 1.2 Elect Director Michael Dornemann For For Management 1.3 Elect Director J Moses For For Management 1.4 Elect Director Michael Sheresky For For Management 1.5 Elect Director LaVerne Srinivasan For For Management 1.6 Elect Director Susan Tolson For For Management 1.7 Elect Director Paul Viera For For Management 1.8 Elect Director Roland Hernandez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TELEFLEX INCORPORATED Ticker: TFX Security ID: 879369106 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George Babich, Jr. For For Management 1b Elect Director Gretchen R. Haggerty For For Management 1c Elect Director Liam J. Kelly For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Ticker: TPX Security ID: 88023U101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evelyn S. Dilsaver For For Management 1b Elect Director Cathy R. Gates For For Management 1c Elect Director John A. Heil For For Management 1d Elect Director Jon L. Luther For For Management 1e Elect Director Richard W. Neu For For Management 1f Elect Director Arik W. Ruchim For For Management 1g Elect Director Scott L. Thompson For For Management 1h Elect Director Robert B. Trussell, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TERADATA CORPORATION Ticker: TDC Security ID: 88076W103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel R. Fishback For For Management 1b Elect Director David E. Kepler For For Management 1c Elect Director Kimberly K. Nelson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE CLOROX COMPANY Ticker: CLX Security ID: 189054109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy Banse For For Management 1.2 Elect Director Richard H. Carmona For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Spencer C. Fleischer For For Management 1.5 Elect Director Esther Lee For For Management 1.6 Elect Director A.D. David Mackay For For Management 1.7 Elect Director Robert W. Matschullat For For Management 1.8 Elect Director Matthew J. Shattock For For Management 1.9 Elect Director Pamela Thomas-Graham For For Management 1.10 Elect Director Russell J. Weiner For For Management 1.11 Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations -------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Ticker: COO Security ID: 216648402 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Thomas Bender For For Management 1.2 Elect Director Colleen E. Jay For For Management 1.3 Elect Director William A. Kozy For For Management 1.4 Elect Director Jody S. Lindell For For Management 1.5 Elect Director Gary S. Petersmeyer For For Management 1.6 Elect Director Allan E. Rubenstein For For Management 1.7 Elect Director Robert S. Weiss For For Management 1.8 Elect Director Albert G. White, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For Withhold Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Victor L. Crawford For For Management 1.5 Elect Director Charles A. Davis For Withhold Management 1.6 Elect Director Mary Kay Haben For Withhold Management 1.7 Elect Director James C. Katzman For Withhold Management 1.8 Elect Director M. Diane Koken For For Management 1.9 Elect Director Robert M. Malcolm For For Management 1.10 Elect Director Anthony J. Palmer For Withhold Management 1.11 Elect Director Juan R. Perez For For Management 1.12 Elect Director Wendy L. Schoppert For For Management 1.13 Elect Director David L. Shedlarz For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HOWARD HUGHES CORPORATION Ticker: HHC Security ID: 44267D107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William A. Ackman For For Management 1b Elect Director Adam Flatto For For Management 1c Elect Director Jeffrey Furber For For Management 1d Elect Director Beth Kaplan For For Management 1e Elect Director Paul Layne For For Management 1f Elect Director Allen Model For For Management 1g Elect Director R. Scot Sellers For For Management 1h Elect Director Steven Shepsman For For Management 1i Elect Director Mary Ann Tighe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Jonathan F. Miller For For Management 1.5 Elect Director Patrick Q. Moore For For Management 1.6 Elect Director Michael I. Roth For For Management 1.7 Elect Director Linda S. Sanford For For Management 1.8 Elect Director David M. Thomas For For Management 1.9 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE MADISON SQUARE GARDEN COMPANY Ticker: MSG Security ID: 55825T103 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Biondi, Jr. None None Management *Withdrawn Resolution* 1.2 Elect Director Matthew C. Blank For Withhold Management 1.3 Elect Director Joseph J. Lhota For Withhold Management 1.4 Elect Director Richard D. Parsons For Withhold Management 1.5 Elect Director Nelson Peltz For Withhold Management 1.6 Elect Director Frederic V. Salerno For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE MIDDLEBY CORPORATION Ticker: MIDD Security ID: 596278101 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah Palisi Chapin For For Management 1.2 Elect Director Timothy J. FitzGerald For For Management 1.3 Elect Director Cathy L. McCarthy For For Management 1.4 Elect Director John R. Miller, III For For Management 1.5 Elect Director Robert A. Nerbonne For For Management 1.6 Elect Director Gordon O'Brien For For Management 1.7 Elect Director Nassem Ziyad For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE NEW YORK TIMES COMPANY Ticker: NYT Security ID: 650111107 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Denham For Withhold Management 1.2 Elect Director Rachel Glaser For For Management 1.3 Elect Director John W. Rogers, Jr. For For Management 1.4 Elect Director Rebecca Van Dyck For Withhold Management 2 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Hagedorn For For Management 1.2 Elect Director Brian D. Finn For For Management 1.3 Elect Director Nancy G. Mistretta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE TORO COMPANY Ticker: TTC Security ID: 891092108 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Ettinger For For Management 1.2 Elect Director Katherine J. Harless For For Management 1.3 Elect Director D. Christian Koch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TRADE DESK, INC. Ticker: TTD Security ID: 88339J105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeff T. Green For Withhold Management 1b Elect Director Eric B. Paley For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE WENDY'S COMPANY Ticker: WEN Security ID: 95058W100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelson Peltz For For Management 1b Elect Director Peter W. May For For Management 1c Elect Director Kristin A. Dolan For For Management 1d Elect Director Kenneth W. Gilbert For For Management 1e Elect Director Dennis M. Kass For For Management 1f Elect Director Joseph A. Levato For For Management 1g Elect Director Michelle 'Mich' J. For For Management Mathews-Spradlin 1h Elect Director Matthew H. Peltz For For Management 1i Elect Director Todd A. Penegor For For Management 1j Elect Director Peter H. Rothschild For For Management 1k Elect Director Arthur B. Winkleblack For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin I. Cole For For Management 1b Elect Director Hikmet Ersek For For Management 1c Elect Director Richard A. Goodman For For Management 1d Elect Director Betsy D. Holden For For Management 1e Elect Director Jeffrey A. Joerres For For Management 1f Elect Director Michael A. Miles, Jr. For For Management 1g Elect Director Timothy P. Murphy For For Management 1h Elect Director Jan Siegmund For For Management 1i Elect Director Angela A. Sun For For Management 1j Elect Director Solomon D. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Declassify the Board of Directors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Ticker: TSCO Security ID: 892356106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia T. Jamison For For Management 1.2 Elect Director Ricardo Cardenas For For Management 1.3 Elect Director Denise L. Jackson For For Management 1.4 Elect Director Thomas A. Kingsbury For For Management 1.5 Elect Director Ramkumar Krishnan For For Management 1.6 Elect Director George MacKenzie For For Management 1.7 Elect Director Edna K. Morris For For Management 1.8 Elect Director Mark J. Weikel For For Management 1.9 Elect Director Harry A. Lawton, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- TRANE TECHNOLOGIES PLC Ticker: TT Security ID: G8994E103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John Bruton For For Management 1d Elect Director Jared L. Cohon For For Management 1e Elect Director Gary D. Forsee For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director Myles P. Lee For For Management 1i Elect Director Karen B. Peetz For For Management 1j Elect Director John P. Surma For For Management 1k Elect Director Richard J. Swift For For Management 1l Elect Director Tony L. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Issue of Equity For For Management 5 Renew Directors' Authority to Issue For For Management Shares for Cash 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TRANSDIGM GROUP INCORPORATED Ticker: TDG Security ID: 893641100 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- TRANSDIGM GROUP INCORPORATED Ticker: TDG Security ID: 893641100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Barr For For Management 1.2 Elect Director William Dries None None Management *Withdrawn Resolution* 1.3 Elect Director Mervin Dunn For For Management 1.4 Elect Director Michael S. Graff For Withhold Management 1.5 Elect Director Sean P. Hennessy For For Management 1.6 Elect Director W. Nicholas Howley For For Management 1.7 Elect Director Raymond F. Laubenthal For For Management 1.8 Elect Director Gary E. McCullough For For Management 1.9 Elect Director Michele Santana For For Management 1.10 Elect Director Robert J. Small For For Management 1.11 Elect Director John Staer For For Management 1.12 Elect Director Kevin Stein For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Quantitative Company-wide GHG Against For Shareholder Goals -------------------------------------------------------------------------------- TRANSUNION Ticker: TRU Security ID: 89400J107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Amend Articles of Incorporation to For For Management Remove the Corporate Opportunity Waiver 4 Amend Articles of Association For For Management 5a Elect Director Suzanne P. Clark For For Management 5b Elect Director Kermit R. Crawford For For Management 5c Elect Director Thomas L. Monahan, III For For Management 6 Amend Omnibus Stock Plan For For Management 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. Ticker: THS Security ID: 89469A104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Hunter For For Management 1.2 Elect Director Ann M. Sardini For For Management 1.3 Elect Director Jean E. Spence For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRIMBLE INC. Ticker: TRMB Security ID: 896239100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven W. Berglund For For Management 1.2 Elect Director Borje Ekholm For For Management 1.3 Elect Director Kaigham (Ken) Gabriel For For Management 1.4 Elect Director Merit E. Janow For For Management 1.5 Elect Director Meaghan Lloyd For For Management 1.6 Elect Director Sandra MacQuillan For For Management 1.7 Elect Director Ronald S. Nersesian For For Management 1.8 Elect Director Robert G. Painter For For Management 1.9 Elect Director Mark S. Peek For For Management 1.10 Elect Director Johan Wibergh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRIPADVISOR, INC. Ticker: TRIP Security ID: 896945201 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory B. Maffei For Withhold Management 1.2 Elect Director Stephen Kaufer For Withhold Management 1.3 Elect Director Jay C. Hoag For For Management 1.4 Elect Director Betsy L. Morgan For For Management 1.5 Elect Director M. Greg O'Hara For Withhold Management 1.6 Elect Director Jeremy Philips For For Management 1.7 Elect Director Albert E. Rosenthaler For Withhold Management 1.8 Elect Director Trynka Shineman Blake For For Management 1.9 Elect Director Robert S. Wiesenthal For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TWILIO INC. Ticker: TWLO Security ID: 90138F102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Dalzell For For Management 1.2 Elect Director Jeffrey Immelt For For Management 1.3 Elect Director Erika Rottenberg For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWITTER, INC. Ticker: TWTR Security ID: 90184L102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Omid R. Kordestani For For Management 1b Elect Director Ngozi Okonjo-Iweala For For Management 1c Elect Director Bret Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- TYLER TECHNOLOGIES, INC. Ticker: TYL Security ID: 902252105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Brattain For For Management 1b Elect Director Glenn A. Carter For For Management 1c Elect Director Brenda A. Cline For For Management 1d Elect Director J. Luther King, Jr. For For Management 1e Elect Director Mary L. Landrieu For For Management 1f Elect Director John S. Marr, Jr. For For Management 1g Elect Director H. Lynn Moore, Jr. For For Management 1h Elect Director Daniel M. Pope For For Management 1i Elect Director Dustin R. Womble For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- UBIQUITI INC. Ticker: UI Security ID: 90353W103 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald A. Sege For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For For Management 1b Elect Director Jon A. Grove For For Management 1c Elect Director Mary Ann King For For Management 1d Elect Director James D. Klingbeil For For Management 1e Elect Director Clint D. McDonnough For For Management 1f Elect Director Robert A. McNamara For For Management 1g Elect Director Mark R. Patterson For For Management 1h Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle L. Collins For For Management 1.2 Elect Director Patricia A. Little For For Management 1.3 Elect Director Michael C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNDER ARMOUR, INC. Ticker: UAA Security ID: 904311107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin A. Plank For Withhold Management 1.2 Elect Director George W. Bodenheimer For Withhold Management 1.3 Elect Director Douglas E. Coltharp For For Management 1.4 Elect Director Jerri L. DeVard For For Management 1.5 Elect Director Mohamed A. El-Erian For For Management 1.6 Elect Director Patrik Frisk For For Management 1.7 Elect Director Karen W. Katz For Withhold Management 1.8 Elect Director Eric T. Olson For Withhold Management 1.9 Elect Director Harvey L. Sanders For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Charter to Allow Shareholders to For For Management Amend Bylaws 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED AIRLINES HOLDINGS, INC. Ticker: UAL Security ID: 910047109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn Corvi For For Management 1b Elect Director Barney Harford For For Management 1c Elect Director Michele J. Hooper For For Management 1d Elect Director Walter Isaacson For For Management 1e Elect Director James A. C. Kennedy For For Management 1f Elect Director J. Scott Kirby For For Management 1g Elect Director Oscar Munoz For For Management 1h Elect Director Edward M. Philip For For Management 1i Elect Director Edward L. Shapiro For For Management 1j Elect Director David J. Vitale For For Management 1k Elect Director James M. Whitehurst For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Global Warming-Related Against Against Shareholder Lobbying Activities -------------------------------------------------------------------------------- UNITED RENTALS, INC. Ticker: URI Security ID: 911363109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose B. Alvarez For For Management 1.2 Elect Director Marc A. Bruno For For Management 1.3 Elect Director Matthew J. Flannery For For Management 1.4 Elect Director Bobby J. Griffin For For Management 1.5 Elect Director Kim Harris Jones For For Management 1.6 Elect Director Terri L. Kelly For For Management 1.7 Elect Director Michael J. Kneeland For For Management 1.8 Elect Director Gracia C. Martore For For Management 1.9 Elect Director Filippo Passerini For For Management 1.10 Elect Director Donald C. Roof For For Management 1.11 Elect Director Shiv Singh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION Ticker: OLED Security ID: 91347P105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Steven V. Abramson For For Management 1B Elect Director Cynthia J. Comparin For For Management 1C Elect Director Richard C. Elias For For Management 1D Elect Director Elizabeth H. Gemmill For For Management 1E Elect Director C. Keith Hartley For For Management 1F Elect Director Celia M. Joseph For For Management 1G Elect Director Lawrence Lacerte For For Management 1H Elect Director Sidney D. Rosenblatt For For Management 1I Elect Director Sherwin I. Seligsohn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VAIL RESORTS, INC. Ticker: MTN Security ID: 91879Q109 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Decker For For Management 1b Elect Director Robert A. Katz For For Management 1c Elect Director John T. Redmond For For Management 1d Elect Director Michele Romanow For For Management 1e Elect Director Hilary A. Schneider For For Management 1f Elect Director D. Bruce Sewell For For Management 1g Elect Director John F. Sorte For For Management 1h Elect Director Peter A. Vaughn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. Ticker: VAR Security ID: 92220P105 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anat Ashkenazi For For Management 1b Elect Director Jeffrey R. Balser For For Management 1c Elect Director Judy Bruner For For Management 1d Elect Director Jean-Luc Butel For For Management 1e Elect Director Regina E. Dugan For For Management 1f Elect Director R. Andrew Eckert For For Management 1g Elect Director Phillip G. Febbo For For Management 1h Elect Director David J. Illingworth For For Management 1i Elect Director Michelle M. Le Beau For For Management 1j Elect Director Dow R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VEEVA SYSTEMS INC. Ticker: VEEV Security ID: 922475108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Carges For For Management 1.2 Elect Director Paul E. Chamberlain For For Management 1.3 Elect Director Paul Sekhri For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VERISIGN, INC. Ticker: VRSN Security ID: 92343E102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. James Bidzos For For Management 1.2 Elect Director Yehuda Ari Buchalter For For Management 1.3 Elect Director Kathleen A. Cote For For Management 1.4 Elect Director Thomas F. Frist, III For For Management 1.5 Elect Director Jamie S. Gorelick For For Management 1.6 Elect Director Roger H. Moore For For Management 1.7 Elect Director Louis A. Simpson For For Management 1.8 Elect Director Timothy Tomlinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Ticker: VRSK Security ID: 92345Y106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher M. Foskett For For Management 1b Elect Director David B. Wright For For Management 1c Elect Director Annell R. Bay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VF CORPORATION Ticker: VFC Security ID: 918204108 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard T. Carucci For For Management 1.2 Elect Director Juliana L. Chugg For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Mark S. Hoplamazian For For Management 1.5 Elect Director Laura W. Lang For For Management 1.6 Elect Director W. Alan McCollough For For Management 1.7 Elect Director W. Rodney McMullen For For Management 1.8 Elect Director Clarence Otis, Jr. For For Management 1.9 Elect Director Steven E. Rendle For For Management 1.10 Elect Director Carol L. Roberts For For Management 1.11 Elect Director Matthew J. Shattock For For Management 1.12 Elect Director Veronica B. Wu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VIACOMCBS INC. Ticker: VIAC Security ID: 92556H107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Bakish For For Management 1b Elect Director Candace K. Beinecke For Against Management 1c Elect Director Barbara M. Byrne For For Management 1d Elect Director Brian Goldner For For Management 1e Elect Director Linda M. Griego For For Management 1f Elect Director Robert N. Klieger For For Management 1g Elect Director Judith A. McHale For For Management 1h Elect Director Ronald L. Nelson For For Management 1i Elect Director Charles E. Phillips, Jr. For Against Management 1j Elect Director Shari E. Redstone For Against Management 1k Elect Director Susan Schuman For Against Management 1l Elect Director Nicole Seligman For Against Management 1m Elect Director Frederick O. Terrell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIRTU FINANCIAL, INC. Ticker: VIRT Security ID: 928254101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas A. Cifu For For Management 1.2 Elect Director Joseph J. Grano, Jr. For For Management 1.3 Elect Director Robert Greifeld For Withhold Management 1.4 Elect Director John F. (Jack) Sandner For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VOYA FINANCIAL, INC. Ticker: VOYA Security ID: 929089100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynne Biggar For For Management 1b Elect Director Jane P. Chwick For For Management 1c Elect Director Kathleen DeRose For For Management 1d Elect Director Ruth Ann M. Gillis For For Management 1e Elect Director J. Barry Griswell For For Management 1f Elect Director Rodney O. Martin, Jr. For For Management 1g Elect Director Byron H. Pollitt, Jr. For For Management 1h Elect Director Joseph V. Tripodi For For Management 1i Elect Director David Zwiener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY Ticker: VMC Security ID: 929160109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa H. Anderson For For Management 1b Elect Director O. B. Grayson Hall, Jr. For For Management 1c Elect Director James T. Prokopanko For For Management 1d Elect Director George Willis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- W. R. GRACE & CO. Ticker: GRA Security ID: 38388F108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie Fasone Holder For For Management 1.2 Elect Director Christopher J. Steffen For For Management 1.3 Elect Director Shlomo Yanai For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director Brian P. Anderson For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Stuart L. Levenick For For Management 1.5 Elect Director D.G. Macpherson For For Management 1.6 Elect Director Neil S. Novich For For Management 1.7 Elect Director Beatriz R. Perez For For Management 1.8 Elect Director Michael J. Roberts For For Management 1.9 Elect Director E. Scott Santi For For Management 1.10 Elect Director Susan Slavik Williams For For Management 1.11 Elect Director Lucas E. Watson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATERS CORPORATION Ticker: WAT Security ID: 941848103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Baddour For For Management 1.2 Elect Director Michael J. Berendt For For Management 1.3 Elect Director Edward Conard For For Management 1.4 Elect Director Laurie H. Glimcher For For Management 1.5 Elect Director Gary E. Hendrickson For For Management 1.6 Elect Director Christopher A. Kuebler For For Management 1.7 Elect Director Christopher J. O'Connell For For Management 1.8 Elect Director Flemming Ornskov For For Management 1.9 Elect Director JoAnn A. Reed For For Management 1.10 Elect Director Thomas P. Salice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WAYFAIR INC. Ticker: W Security ID: 94419L101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Niraj Shah For Abstain Management 1b Elect Director Steven Conine For Abstain Management 1c Elect Director Julie Bradley For Abstain Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Michael Kumin For Abstain Management 1f Elect Director James Miller *Withdrawn None None Management Resolution* 1g Elect Director Jeffrey Naylor For For Management 1h Elect Director Anke Schaferkordt For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. Ticker: WST Security ID: 955306105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Buthman For For Management 1b Elect Director William F. Feehery For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Eric M. Green For For Management 1e Elect Director Thomas W. Hofmann For For Management 1f Elect Director Paula A. Johnson For For Management 1g Elect Director Deborah L. V. Keller For For Management 1h Elect Director Myla P. Lai-Goldman For For Management 1i Elect Director Douglas A. Michels For For Management 1j Elect Director Paolo Pucci For For Management 1k Elect Director Patrick J. Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Ticker: WAL Security ID: 957638109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce Beach For For Management 1b Elect Director Juan Figuereo For For Management 1c Elect Director Howard Gould For For Management 1d Elect Director Steven Hilton For For Management 1e Elect Director Marianne Boyd Johnson For For Management 1f Elect Director Robert Latta For For Management 1g Elect Director Todd Marshall For For Management 1h Elect Director Adriane McFetridge For For Management 1i Elect Director Michael Patriarca For For Management 1j Elect Director Robert Sarver For For Management 1k Elect Director Bryan Segedi For For Management 1l Elect Director Donald Snyder For For Management 1m Elect Director Sung Won Sohn For For Management 1n Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Ticker: WAB Security ID: 929740108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rafael Santana For For Management 1.2 Elect Director Lee B. Foster, II For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WEX INC. Ticker: WEX Security ID: 96208T104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan Sobbott For For Management 1.2 Elect Director Stephen Smith For For Management 1.3 Elect Director James Groch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Alber For For Management 1.2 Elect Director Scott Dahnke For For Management 1.3 Elect Director Anne Mulcahy For For Management 1.4 Elect Director William Ready For For Management 1.5 Elect Director Sabrina Simmons For For Management 1.6 Elect Director Frits van Paasschen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WOODWARD, INC. Ticker: WWD Security ID: 980745103 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Donovan For For Management 1.2 Elect Director Mary L. Petrovich For For Management 1.3 Elect Director James R. Rulseh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WORLDPAY, INC. Ticker: WP Security ID: 981558109 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WYNDHAM HOTELS & RESORTS, INC. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Myra J. Biblowit For For Management 1.2 Elect Director Bruce B. Churchill For For Management 1.3 Elect Director Pauline D.E. Richards For For Management 2a Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNN RESORTS LTD. Ticker: WYNN Security ID: 983134107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Byrne For For Management 1.2 Elect Director Patricia Mulroy For For Management 1.3 Elect Director Clark T. Randt, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- XILINX, INC. Ticker: XLNX Security ID: 983919101 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Segers For For Management 1.2 Elect Director Raman K. Chitkara For For Management 1.3 Elect Director Saar Gillai For For Management 1.4 Elect Director Ronald S. Jankov For For Management 1.5 Elect Director Mary Louise Krakauer For For Management 1.6 Elect Director Thomas H. Lee For For Management 1.7 Elect Director J. Michael Patterson For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Marshall C. Turner For For Management 1.10 Elect Director Elizabeth W. Vanderslice For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley S. Jacobs For For Management 1.2 Elect Director Gena L. Ashe For For Management 1.3 Elect Director Marlene M. Colucci For For Management 1.4 Elect Director AnnaMaria DeSalva For For Management 1.5 Elect Director Michael G. Jesselson For For Management 1.6 Elect Director Adrian P. Kingshott For For Management 1.7 Elect Director Jason D. Papastavrou For For Management 1.8 Elect Director Oren G. Shaffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Integrating ESG Metrics Into Against For Shareholder Executive Compensation Program 6 Require Independent Board Chair Against For Shareholder 7 Report on Sexual Harassment Against For Shareholder 8 Limit Accelerated Vesting of Equity Against Against Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- XYLEM INC. Ticker: XYL Security ID: 98419M100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Patrick K. Decker For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Jorge M. Gomez For For Management 1e Elect Director Victoria D. Harker For For Management 1f Elect Director Sten E. Jakobsson For For Management 1g Elect Director Steven R. Loranger For For Management 1h Elect Director Surya N. Mohapatra For For Management 1i Elect Director Jerome A. Peribere For For Management 1j Elect Director Markos I. Tambakeras For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZAYO GROUP HOLDINGS, INC. Ticker: ZAYO Security ID: 98919V105 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ZAYO GROUP HOLDINGS, INC. Ticker: ZAYO Security ID: 98919V105 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rick Connor For For Management 1.2 Elect Director Cathy Morris For For Management 1.3 Elect Director Emily White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anders Gustafsson For For Management 1.2 Elect Director Janice M. Roberts For For Management 1.3 Elect Director Linda M. Connly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ZENDESK, INC. Ticker: ZEN Security ID: 98936J101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Curtis For For Management 1b Elect Director Mikkel Svane For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZSCALER, INC. Ticker: ZS Security ID: 98980G102 Meeting Date: JAN 10, 2020 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Brown For For Management 1.2 Elect Director Scott Darling For Withhold Management 1.3 Elect Director David Schneider For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ZYNGA INC. Ticker: ZNGA Security ID: 98986T108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Pincus For For Management 1b Elect Director Frank Gibeau For For Management 1c Elect Director Regina E. Dugan For For Management 1d Elect Director William "Bing" Gordon For For Management 1e Elect Director Louis J. Lavigne, Jr. For For Management 1f Elect Director Carol G. Mills For For Management 1g Elect Director Janice M. Roberts For For Management 1h Elect Director Ellen F. Siminoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting ============== Voya RussellTM Mid Cap Index Portfolio =============== 2U, INC. Ticker: TWOU Security ID: 90214J101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sallie L. Krawcheck For Withhold Management 1.2 Elect Director John M. Larson For For Management 1.3 Elect Director Edward S. Macias For Withhold Management 1.4 Elect Director Alexis Maybank For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- A. O. SMITH CORPORATION Ticker: AOS Security ID: 831865209 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Greubel For Withhold Management 1.2 Elect Director Ilham Kadri For For Management 1.3 Elect Director Idelle K. Wolf For For Management 1.4 Elect Director Gene C. Wulf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ABIOMED, INC. Ticker: ABMD Security ID: 003654100 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Minogue For For Management 1.2 Elect Director Martin P. Sutter For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ACADIA HEALTHCARE COMPANY, INC. Ticker: ACHC Security ID: 00404A109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wade D. Miquelon For For Management 1b Elect Director William M. Petrie For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACUITY BRANDS, INC. Ticker: AYI Security ID: 00508Y102 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Patrick Battle For For Management 1b Elect Director Peter C. Browning For For Management 1c Elect Director G. Douglas Dillard, Jr. For For Management 1d Elect Director James H. Hance, Jr. For For Management 1e Elect Director Robert F. McCullough For For Management 1f Elect Director Vernon J. Nagel For For Management 1g Elect Director Dominic J. Pileggi For For Management 1h Elect Director Ray M. Robinson For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADAPTIVE BIOTECHNOLOGIES CORPORATION Ticker: ADPT Security ID: 00650F109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Goel For For Management 1.2 Elect Director Robert Hershberg For For Management 1.3 Elect Director Andris Zoltners For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ADT INC. Ticker: ADT Security ID: 00090Q103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc E. Becker For Withhold Management 1.2 Elect Director Stephanie Drescher For Withhold Management 1.3 Elect Director Reed B. Rayman For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Bergstrom For For Management 1b Elect Director Brad W. Buss For For Management 1c Elect Director John F. Ferraro For For Management 1d Elect Director Thomas R. Greco For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director Eugene I. Lee, Jr. For For Management 1g Elect Director Sharon L. McCollam For For Management 1h Elect Director Douglas A. Pertz For For Management 1i Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John E. Caldwell For For Management 1b Elect Director Nora M. Denzel For For Management 1c Elect Director Mark Durcan For For Management 1d Elect Director Michael P. Gregoire For For Management 1e Elect Director Joseph A. Householder For For Management 1f Elect Director John W. Marren For For Management 1g Elect Director Lisa T. Su For For Management 1h Elect Director Abhi Y. Talwalkar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AECOM Ticker: ACM Security ID: 00766T100 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Card For For Management 1.2 Elect Director Peter A. Feld For For Management 1.3 Elect Director William H. Frist For For Management 1.4 Elect Director Jacqueline C. Hinman For For Management 1.5 Elect Director Steven A. Kandarian For For Management 1.6 Elect Director Robert J. Routs For For Management 1.7 Elect Director Clarence T. Schmitz For For Management 1.8 Elect Director Douglas W. Stotlar For For Management 1.9 Elect Director Daniel R. Tishman For For Management 1.10 Elect Director Janet C. Wolfenbarger For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. Ticker: AMG Security ID: 008252108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel T. Byrne For For Management 1b Elect Director Dwight D. Churchill For For Management 1c Elect Director Glenn Earle For For Management 1d Elect Director Sean M. Healey For For Management 1e Elect Director Jay C. Horgen For For Management 1f Elect Director Reuben Jeffery, III For For Management 1g Elect Director Tracy P. Palandjian For For Management 1h Elect Director Patrick T. Ryan For For Management 1i Elect Director Karen L. Yerburgh For For Management 1j Elect Director Jide J. Zeitlin For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AGCO CORPORATION Ticker: AGCO Security ID: 001084102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director Sondra L. Barbour For For Management 1.4 Elect Director P. George Benson For For Management 1.5 Elect Director Suzanne P. Clark For For Management 1.6 Elect Director Wolfgang Deml For For Management 1.7 Elect Director George E. Minnich For For Management 1.8 Elect Director Martin H. Richenhagen For For Management 1.9 Elect Director Gerald L. Shaheen For For Management 1.10 Elect Director Mallika Srinivasan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heidi Kunz For For Management 1.2 Elect Director Susan H. Rataj For For Management 1.3 Elect Director George A. Scangos For For Management 1.4 Elect Director Dow R. Wilson For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AGIOS PHARMACEUTICALS, INC. Ticker: AGIO Security ID: 00847X104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul J. Clancy For For Management 1b Elect Director Ian T. Clark For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AGNC INVESTMENT CORP. Ticker: AGNC Security ID: 00123Q104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna J. Blank For For Management 1.2 Elect Director Morris A. Davis For For Management 1.3 Elect Director John D. Fisk For For Management 1.4 Elect Director Prue B. Larocca For For Management 1.5 Elect Director Paul E. Mullings For For Management 1.6 Elect Director Frances R. Spark For For Management 1.7 Elect Director Gary D. Kain For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AIR LEASE CORPORATION Ticker: AL Security ID: 00912X302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Susan McCaw For For Management 1e Elect Director Robert A. Milton For For Management 1f Elect Director John L. Plueger For For Management 1g Elect Director Ian M. Saines For For Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tom Killalea For For Management 1.2 Elect Director Tom Leighton For For Management 1.3 Elect Director Jonathan Miller For For Management 1.4 Elect Director Monte Ford For For Management 1.5 Elect Director Madhu Ranganathan For For Management 1.6 Elect Director Fred Salerno For For Management 1.7 Elect Director Ben Verwaayen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Ticker: ALK Security ID: 011659109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patricia M. Bedient For For Management 1b Elect Director James A. Beer For For Management 1c Elect Director Marion C. Blakey For For Management 1d Elect Director Raymond L. Conner For For Management 1e Elect Director Dhiren R. Fonseca For For Management 1f Elect Director Kathleen T. Hogan For For Management 1g Elect Director Susan J. Li For For Management 1h Elect Director Benito Minicucci For For Management 1i Elect Director Helvi K. Sandvik For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Bradley D. Tilden For For Management 1l Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder Disclosure 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- ALBEMARLE CORPORATION Ticker: ALB Security ID: 012653101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 2a Elect Director Mary Lauren Brlas For For Management 2b Elect Director Luther C. Kissam, IV For For Management 2c Elect Director J. Kent Masters For For Management 2d Elect Director Glenda J. Minor For For Management 2e Elect Director James J. O'Brien For For Management 2f Elect Director Diarmuid B. O'Connell For For Management 2g Elect Director Dean L. Seavers For For Management 2h Elect Director Gerald A. Steiner For For Management 2i Elect Director Holly A. Van Deursen For For Management 2j Elect Director Alejandro D. Wolff For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALCOA CORPORATION Ticker: AA Security ID: 013872106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael G. Morris For For Management 1b Elect Director Mary Anne Citrino For For Management 1c Elect Director Pasquale (Pat) Fiore For For Management 1d Elect Director Timothy P. Flynn For For Management 1e Elect Director Kathryn S. Fuller For For Management 1f Elect Director Roy C. Harvey For For Management 1g Elect Director James A. Hughes For For Management 1h Elect Director James E. Nevels For For Management 1i Elect Director Carol L. Roberts For For Management 1j Elect Director Suzanne Sitherwood For For Management 1k Elect Director Steven W. Williams For For Management 1l Elect Director Ernesto Zedillo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Steven R. Hash For For Management 1.3 Elect Director John L. Atkins, III For Against Management 1.4 Elect Director James P. Cain For For Management 1.5 Elect Director Maria C. Freire For For Management 1.6 Elect Director Jennifer Friel Goldstein For For Management 1.7 Elect Director Richard H. Klein For For Management 1.8 Elect Director James H. Richardson For For Management 1.9 Elect Director Michael A. Woronoff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. Ticker: ALGN Security ID: 016255101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Dallas For For Management 1.2 Elect Director Joseph M. Hogan For For Management 1.3 Elect Director Joseph Lacob For For Management 1.4 Elect Director C. Raymond Larkin, Jr. For For Management 1.5 Elect Director George J. Morrow For For Management 1.6 Elect Director Anne M. Myong For For Management 1.7 Elect Director Thomas M. Prescott For For Management 1.8 Elect Director Andrea L. Saia For For Management 1.9 Elect Director Greg J. Santora For For Management 1.10 Elect Director Susan E. Siegel For For Management 1.11 Elect Director Warren S. Thaler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALKERMES PLC Ticker: ALKS Security ID: G01767105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shane M. Cooke For For Management 1.2 Elect Director Richard B. Gaynor For For Management 1.3 Elect Director Paul J. Mitchell For For Management 1.4 Elect Director Richard F. Pops For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALLEGHANY CORPORATION Ticker: Y Security ID: 017175100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian H. Chippendale For For Management 1.2 Elect Director Weston M. Hicks For For Management 1.3 Elect Director Jefferson W. Kirby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk S. Hachigian For For Management 1b Elect Director Steven C. Mizell For For Management 1c Elect Director Nicole Parent Haughey For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Charles L. Szews For For Management 1g Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 6 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph J. Andretta For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director John C. Gerspach, Jr. For For Management 1.4 Elect Director Rajesh Natarajan For For Management 1.5 Elect Director Timothy J. Theriault For For Management 1.6 Elect Director Laurie A. Tucker For For Management 1.7 Elect Director Sharen J. Turney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick E. Allen For For Management 1.2 Elect Director Michael D. Garcia For For Management 1.3 Elect Director Singleton B. McAllister For For Management 1.4 Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director Lawrence E. Dewey For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Alvaro Garcia-Tunon For For Management 1f Elect Director David S. Graziosi For For Management 1g Elect Director Carolann I. Haznedar For For Management 1h Elect Director Richard P. Lavin For For Management 1i Elect Director Thomas W. Rabaut For For Management 1j Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin W. Hobbs For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Katryn (Trynka) For For Management Shineman Blake 1.4 Elect Director Maureen A. For For Management Breakiron-Evans 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Mayree C. Clark For For Management 1.7 Elect Director Kim S. Fennebresque For For Management 1.8 Elect Director Marjorie Magner For For Management 1.9 Elect Director Brian H. Sharples For For Management 1.10 Elect Director John J. Stack For For Management 1.11 Elect Director Michael F. Steib For For Management 1.12 Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALNYLAM PHARMACEUTICALS, INC. Ticker: ALNY Security ID: 02043Q107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael W. Bonney For For Management 1b Elect Director John M. Maraganore For For Management 1c Elect Director Phillip A. Sharp For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALTERYX, INC. Ticker: AYX Security ID: 02156B103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Cory For For Management 1.2 Elect Director Jeffrey L. Horing For For Management 1.3 Elect Director Dean A. Stoecker For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTICE USA, INC. Ticker: ATUS Security ID: 02156K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Drahi For Against Management 1b Elect Director Gerrit Jan Bakker For Against Management 1c Elect Director Manon Brouillette For For Management 1d Elect Director David Drahi For Against Management 1e Elect Director Dexter Goei For Against Management 1f Elect Director Mark Mullen For For Management 1g Elect Director Dennis Okhuijsen For Against Management 1h Elect Director Charles Stewart For Against Management 1i Elect Director Raymond Svider For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan F. Miller For Withhold Management 1.2 Elect Director Leonard Tow For Withhold Management 1.3 Elect Director David E. Van Zandt For Withhold Management 1.4 Elect Director Carl E. Vogel For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- AMDOCS LIMITED Ticker: DOX Security ID: G02602103 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For For Management 1.2 Elect Director Adrian Gardner For For Management 1.3 Elect Director James S. Kahan For For Management 1.4 Elect Director Rafael de la Vega For For Management 1.5 Elect Director Giora Yaron For For Management 1.6 Elect Director Eli Gelman For For Management 1.7 Elect Director Richard T.C. LeFave For For Management 1.8 Elect Director John A. MacDonald For For Management 1.9 Elect Director Shuky Sheffer For For Management 1.10 Elect Director Yvette Kanouff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve an Increase in the Quarterly For For Management Cash Dividend Rate 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMERCO Ticker: UHAL Security ID: 023586100 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. (Joe) Shoen For Withhold Management 1.2 Elect Director James E. Acridge For For Management 1.3 Elect Director John P. Brogan For Withhold Management 1.4 Elect Director John M. Dodds For For Management 1.5 Elect Director James J. Grogan For Withhold Management 1.6 Elect Director Richard J. Herrera For For Management 1.7 Elect Director Karl A. Schmidt For For Management 1.8 Elect Director Samuel J. Shoen For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Ratify and Affirm Decisions and For Against Shareholder Actions Taken by the Board and Executive Officers for Fiscal 2019 4 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN AIRLINES GROUP INC. Ticker: AAL Security ID: 02376R102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Jeffrey D. Benjamin For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Michael J. Embler For For Management 1e Elect Director Matthew J. Hart For For Management 1f Elect Director Susan D. Kronick For For Management 1g Elect Director Martin H. Nesbitt For For Management 1h Elect Director Denise M. O'Leary For For Management 1i Elect Director W. Douglas Parker For For Management 1j Elect Director Ray M. Robinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director G. Steven Dawson For For Management 1c Elect Director Cydney C. Donnell For For Management 1d Elect Director Mary C. Egan For For Management 1e Elect Director Edward Lowenthal For For Management 1f Elect Director Oliver Luck For For Management 1g Elect Director C. Patrick Oles, Jr. For For Management 1h Elect Director John T. Rippel For For Management 1i Elect Director Carla Pineyro Sublett For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. Ticker: AFG Security ID: 025932104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl H. Lindner, III For For Management 1.2 Elect Director S. Craig Lindner For For Management 1.3 Elect Director Kenneth C. Ambrecht For For Management 1.4 Elect Director John B. Berding For For Management 1.5 Elect Director Joseph E. (Jeff) For For Management Consolino 1.6 Elect Director Virginia C. "Gina" For For Management Drosos 1.7 Elect Director James E. Evans For For Management 1.8 Elect Director Terry S. Jacobs For For Management 1.9 Elect Director Gregory G. Joseph For For Management 1.10 Elect Director Mary Beth Martin For For Management 1.11 Elect Director William W. Verity For For Management 1.12 Elect Director John I. Von Lehman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN HOMES 4 RENT Ticker: AMH Security ID: 02665T306 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tamara Hughes Gustavson For For Management 1.2 Elect Director David P. Singelyn For For Management 1.3 Elect Director Douglas N. Benham For For Management 1.4 Elect Director John "Jack" Corrigan For For Management 1.5 Elect Director David Goldberg For For Management 1.6 Elect Director Matthew J. Hart For For Management 1.7 Elect Director James H. Kropp For For Management 1.8 Elect Director Winifred "Wendy" M. Webb For For Management 1.9 Elect Director Jay Willoughby For For Management 1.10 Elect Director Kenneth M. Woolley For For Management 1.11 Elect Director Matthew R. Zaist For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN NATIONAL INSURANCE COMPANY Ticker: ANAT Security ID: 028591105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Ansell For For Management 1.2 Elect Director Arthur O. Dummer For For Management 1.3 Elect Director Irwin M. Herz, Jr. For For Management 1.4 Elect Director E. Douglas McLeod For For Management 1.5 Elect Director Frances A. For For Management Moody-Dahlberg 1.6 Elect Director Ross R. Moody For Against Management 1.7 Elect Director James P. Payne For For Management 1.8 Elect Director E. J. "Jere" Pederson For For Management 1.9 Elect Director James E. Pozzi For For Management 1.10 Elect Director James D. Yarbrough For For Management 2 Approve Formation of Holding Company For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey N. Edwards For For Management 1b Elect Director Martha Clark Goss For For Management 1c Elect Director Veronica M. Hagen For For Management 1d Elect Director Kimberly J. Harris For For Management 1e Elect Director Julia L. Johnson For For Management 1f Elect Director Patricia L. Kampling For For Management 1g Elect Director Karl F. Kurz For For Management 1h Elect Director Walter J. Lynch For For Management 1i Elect Director George MacKenzie For For Management 1j Elect Director James G. Stavridis For For Management 1k Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICOLD REALTY TRUST Ticker: COLD Security ID: 03064D108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred W. Boehler For For Management 1b Elect Director George J. Alburger, Jr. For For Management 1c Elect Director Kelly H. Barrett For For Management 1d Elect Director Antonio F. Fernandez For For Management 1e Elect Director James R. Heistand For For Management 1f Elect Director Michelle M. MacKay For For Management 1g Elect Director David J. Neithercut For For Management 1h Elect Director Mark R. Patterson For For Management 1i Elect Director Andrew P. Power For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 1.10 Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Amato For For Management 1b Elect Director Anthony J. Conti For For Management 1c Elect Director Gretchen W. McClain For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMPHENOL CORPORATION Ticker: APH Security ID: 032095101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley L. Clark For For Management 1.2 Elect Director John D. Craig For For Management 1.3 Elect Director David P. Falck For For Management 1.4 Elect Director Edward G. Jepsen For For Management 1.5 Elect Director Robert A. Livingston For For Management 1.6 Elect Director Martin H. Loeffler For For Management 1.7 Elect Director R. Adam Norwitt For For Management 1.8 Elect Director Anne Clarke Wolff For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ANAPLAN, INC. Ticker: PLAN Security ID: 03272L108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Bostrom For Withhold Management 1.2 Elect Director Sandesh Patnam For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Ticker: NLY Security ID: 035710409 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francine J. Bovich For For Management 1b Elect Director Katie Beirne Fallon For For Management 1c Elect Director David L. Finkelstein For For Management 1d Elect Director Thomas Hamilton For For Management 1e Elect Director Kathy Hopinkah Hannan For For Management 1f Elect Director John H. Schaefer For For Management 1g Elect Director Glenn A. Votek For For Management 1h Elect Director Vicki Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Provide Right to Act by Written Consent None Against Shareholder -------------------------------------------------------------------------------- ANSYS, INC. Ticker: ANSS Security ID: 03662Q105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajei S. Gopal For For Management 1b Elect Director Glenda M. Dorchak For For Management 1c Elect Director Robert M. Calderoni For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTERO MIDSTREAM CORPORATION Ticker: AM Security ID: 03676B102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Howard Keenan, Jr. For For Management 1.2 Elect Director Peter A. Dea For For Management 1.3 Elect Director Janine J. McArdle For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ANTERO RESOURCES CORPORATION Ticker: AR Security ID: 03674X106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Rady For For Management 1.2 Elect Director Glen C. Warren, Jr. For For Management 1.3 Elect Director Thomas B. Tyree, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- APACHE CORPORATION Ticker: APA Security ID: 037411105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Annell R. Bay For For Management 2 Elect Director John J. Christmann, IV For For Management 3 Elect Director Juliet S. Ellis For For Management 4 Elect Director Chansoo Joung For For Management 5 Elect Director Rene R. Joyce For For Management 6 Elect Director John E. Lowe For For Management 7 Elect Director William C. Montgomery For For Management 8 Elect Director Amy H. Nelson For For Management 9 Elect Director Daniel W. Rabun For For Management 10 Elect Director Peter A. Ragauss For For Management 11 Ratify Ernst & Young LLP as Auditor For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY Ticker: AIV Security ID: 03748R754 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry Considine For For Management 1.2 Elect Director Thomas L. Keltner For For Management 1.3 Elect Director Robert A. Miller For For Management 1.4 Elect Director Devin I. Murphy For For Management 1.5 Elect Director Kathleen M. Nelson For For Management 1.6 Elect Director John D. Rayis For For Management 1.7 Elect Director Ann Sperling For For Management 1.8 Elect Director Michael A. Stein For For Management 1.9 Elect Director Nina A. Tran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary P. Luquette For For Management 1.2 Elect Director Daniel W. Rabun For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue Shares in Connection For For Management with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn W. Bunting For For Management 1.2 Elect Director Jon A. Fosheim For For Management 1.3 Elect Director Kristian M. Gathright For For Management 1.4 Elect Director Glade M. Knight For For Management 1.5 Elect Director Justin G. Knight For For Management 1.6 Elect Director Blythe J. McGarvie For For Management 1.7 Elect Director Daryl A. Nickel For For Management 1.8 Elect Director L. Hugh Redd For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APTARGROUP, INC. Ticker: ATR Security ID: 038336103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Fotiades For For Management 1b Elect Director B. Craig Owens For For Management 1c Elect Director Joanne C. Smith For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- APTIV PLC Ticker: APTV Security ID: G6095L109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin P. Clark For For Management 2 Elect Director Nancy E. Cooper For For Management 3 Elect Director Nicholas M. Donofrio For For Management 4 Elect Director Rajiv L. Gupta For For Management 5 Elect Director Joseph L. Hooley For For Management 6 Elect Director Sean O. Mahoney For For Management 7 Elect Director Paul M. Meister For For Management 8 Elect Director Robert K. Ortberg For For Management 9 Elect Director Colin J. Parris For For Management 10 Elect Director Ana G. Pinczuk For For Management 11 Elect Director Lawrence A. Zimmerman For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARAMARK Ticker: ARMK Security ID: 03852U106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan M. Cameron For For Management 1b Elect Director Greg Creed For For Management 1c Elect Director Calvin Darden For For Management 1d Elect Director Richard W. Dreiling For For Management 1e Elect Director Irene M. Esteves For For Management 1f Elect Director Daniel J. Heinrich For For Management 1g Elect Director Paul C. Hilal For For Management 1h Elect Director Karen M. King For For Management 1i Elect Director Stephen I. Sadove For For Management 1j Elect Director Arthur B. Winkleblack For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Permit Shareholders to Call a Special For For Management Meeting of Shareholders and Delete Certain Obsolete Provisions -------------------------------------------------------------------------------- ARCH CAPITAL GROUP LTD. Ticker: ACGL Security ID: G0450A105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Louis J. Paglia For For Management 1b Elect Director Brian S. Posner For For Management 1c Elect Director John D. Vollaro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4a Elect Director Robert Appleby as For For Management Designated Company Director of Non-U.S. Subsidiaries 4b Elect Director Dennis R. Brand as For For Management Designated Company Director of Non-U.S. Subsidiaries 4c Elect Director Graham B.R. Collis as For For Management Designated Company Director of Non-U.S. Subsidiaries 4d Elect Director Matthew Dragonetti as For For Management Designated Company Director of Non-U.S. Subsidiaries 4e Elect Director Seamus Fearon as For For Management Designated Company Director of Non-U.S. Subsidiaries 4f Elect Director Beau H. Franklin as For For Management Designated Company Director of Non-U.S. Subsidiaries 4g Elect Director Jerome Halgan as For For Management Designated Company Director of Non-U.S. Subsidiaries 4h Elect Director James Haney as For For Management Designated Company Director of Non-U.S. Subsidiaries 4i Elect Director W. Preston Hutchings as For For Management Designated Company Director of Non-U.S. Subsidiaries 4j Elect Director Pierre Jal as For For Management Designated Company Director of Non-U.S. Subsidiaries 4k Elect Director Francois Morin as For For Management Designated Company Director of Non-U.S. Subsidiaries 4l Elect Director David J. Mulholland as For For Management Designated Company Director of Non-U.S. Subsidiaries 4m Elect Director Tim Peckett as For For Management Designated Company Director of Non-U.S. Subsidiaries 4n Elect Director Maamoun Rajeh as For For Management Designated Company Director of Non-U.S. Subsidiaries 4o Elect Director Roderick Romeo as For For Management Designated Company Director of Non-U.S. Subsidiaries -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Terrell K. Crews For For Management 1c Elect Director Pierre Dufour For For Management 1d Elect Director Donald E. Felsinger For For Management 1e Elect Director Suzan F. Harrison For For Management 1f Elect Director Juan R. Luciano For For Management 1g Elect Director Patrick J. Moore For For Management 1h Elect Director Francisco J. Sanchez For For Management 1i Elect Director Debra A. Sandler For For Management 1j Elect Director Lei Z. Schlitz For For Management 1k Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ARDAGH GROUP SA Ticker: ARD Security ID: L0223L101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Auditor's Reports For For Management 3 Approve Dividends For For Management 4 Approve Discharge of Directors For For Management 5.a Elect Shaun Murphy as Class II For For Management Director to Fill Vacancy Until the 2020 AGM 5.b Elect Philip Hammond as Class III For For Management Director to Fill Vacancy Until the 2020 AGM 6.a Reelect Paul Coulson as Class I For Against Management Director 6.b Reelect David Matthews as Class I For For Management Director 6.c Reelect Edward White as Class I For For Management Director 6.d Reelect Shaun Murphy as Class II For For Management Director 6.e Reelect Philip Hammond as Class III For For Management Director 7.a Elect Abigail P. Blunt as Class I For For Management Director 7.b Elect Yves Elsen as Class I Director For For Management 7.c Elect Oliver Graham as Class II For For Management Director 8 Approve Remuneration of Directors For For Management 9 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor -------------------------------------------------------------------------------- ARISTA NETWORKS, INC. Ticker: ANET Security ID: 040413106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark B. Templeton For For Management 1.2 Elect Director Nikos Theodosopoulos For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director John J. Roberts For For Management 1.8 Elect Director Wayne R. Shurts For For Management 1.9 Elect Director Roy W. Templin For For Management 1.10 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director Wayne R. Shurts For For Management 1.8 Elect Director Roy W. Templin For For Management 1.9 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M.F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director Frank E. English, Jr. For For Management 1e Elect Director J. Patrick Gallagher, For For Management Jr. 1f Elect Director David S. Johnson For For Management 1g Elect Director Kay W. McCurdy For For Management 1h Elect Director Christopher C. Miskel For For Management 1i Elect Director Ralph J. Nicoletti For For Management 1j Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- ASHLAND GLOBAL HOLDINGS INC. Ticker: ASH Security ID: 044186104 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brendan M. Cummins For For Management 1.2 Elect Director William G. Dempsey For For Management 1.3 Elect Director Jay V. Ihlenfeld For For Management 1.4 Elect Director Susan L. Main For For Management 1.5 Elect Director Guillermo Novo For For Management 1.6 Elect Director Jerome A. Peribere For For Management 1.7 Elect Director Craig A. Rogerson For For Management 1.8 Elect Director Mark C. Rohr For For Management 1.9 Elect Director Ricky C. Sandler For For Management 1.10 Elect Director Janice J. Teal For For Management 1.11 Elect Director Kathleen Wilson-Thompson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASPEN TECHNOLOGY, INC. Ticker: AZPN Security ID: 045327103 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald P. Casey For For Management 1.2 Elect Director Robert M. Whelan, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASSOCIATED BANC-CORP Ticker: ASB Security ID: 045487105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director Michael T. Crowley, Jr. For For Management 1.3 Elect Director Philip B. Flynn For For Management 1.4 Elect Director R. Jay Gerken For For Management 1.5 Elect Director Judith P. Greffin For For Management 1.6 Elect Director Michael J. Haddad For For Management 1.7 Elect Director William R. Hutchinson For For Management 1.8 Elect Director Robert A. Jeffe For For Management 1.9 Elect Director Eileen A. Kamerick For For Management 1.10 Elect Director Gale E. Klappa For For Management 1.11 Elect Director Richard T. Lommen For For Management 1.12 Elect Director Cory L. Nettles For For Management 1.13 Elect Director Karen T. van Lith For For Management 1.14 Elect Director John (Jay) B. Williams For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASSURANT, INC. Ticker: AIZ Security ID: 04621X108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine D. Rosen For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director Juan N. Cento For For Management 1d Elect Director Alan B. Colberg For For Management 1e Elect Director Harriet Edelman For For Management 1f Elect Director Lawrence V. Jackson For For Management 1g Elect Director Jean-Paul L. Montupet For For Management 1h Elect Director Debra J. Perry For For Management 1i Elect Director Ognjen (Ogi) Redzic For For Management 1j Elect Director Paul J. Reilly For For Management 1k Elect Director Robert W. Stein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Yukiko Omura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd 4ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 4ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd 4ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 4ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd 4af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd 4ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 4ah Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd 4B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd -------------------------------------------------------------------------------- ATHENE HOLDING LTD. Ticker: ATH Security ID: G0684D107 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws For For Management 2 Approve Conversion of Class B Common For For Management Shares 3 Approve Conversion of Class M Common For For Management Shares 4 Approve Issuance of Shares Pursuant to For For Management Transactions with Related Parties 5 Adjourn Meeting For For Management A Shareholder Represents that Neither None For Management they nor Any of its Tax Attributed Affiliates Owns Any Class B Shares or Any Equity Interests of Apollo Global Management or AP Alternative Assets. If You do not Mark Yes your Vote may Not Count. For = Yes; Against = No B Shareholder Represents that it is None For Management Neither an Employee of Apollo Group nor a Management Shareholder, If You do not Mark Yes your Vote may Not Count For = Yes and Against = No -------------------------------------------------------------------------------- ATHENE HOLDING LTD. Ticker: ATH Security ID: G0684D107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Kleinman For For Management 1.2 Elect Director Lawrence J. Ruisi For For Management 1.3 Elect Director Hope Schefler Taitz For For Management 1.4 Elect Director Arthur Wrubel For For Management 1.5 Elect Director Fehmi Zeko For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management the Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATLASSIAN CORPORATION PLC Ticker: TEAM Security ID: G06242104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Appoint Ernst & Young LLP as Auditors For For Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Director Shona L. Brown For For Management 7 Elect Director Michael Cannon-Brookes For For Management 8 Elect Director Scott Farquhar For For Management 9 Elect Director Heather Mirjahangir For For Management Fernandez 10 Elect Director Sasan Goodarzi For For Management 11 Elect Director Jay Parikh For For Management 12 Elect Director Enrique Salem For For Management 13 Elect Director Steven Sordello For For Management 14 Elect Director Richard P. Wong For For Management -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Kevin Akers For For Management 1b Elect Director Robert W. Best For For Management 1c Elect Director Kim R. Cocklin For For Management 1d Elect Director Kelly H. Compton For For Management 1e Elect Director Sean Donohue For For Management 1f Elect Director Rafael G. Garza For For Management 1g Elect Director Richard K. Gordon For For Management 1h Elect Director Robert C. Grable For For Management 1i Elect Director Nancy K. Quinn For For Management 1j Elect Director Richard A. Sampson For For Management 1k Elect Director Stephen R. Springer For For Management 1l Elect Director Diana J. Walters For For Management 1m Elect Director Richard Ware, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUTONATION, INC. Ticker: AN Security ID: 05329W102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Mike Jackson For For Management 1B Elect Director Thomas J. Baltimore, Jr. For For Management 1C Elect Director Rick L. Burdick For For Management 1D Elect Director David B. Edelson For For Management 1E Elect Director Steven L. Gerard For For Management 1F Elect Director Robert R. Grusky For For Management 1G Elect Director Lisa Lutoff-Perlo For For Management 1H Elect Director G. Mike Mikan For For Management 1I Elect Director Cheryl Miller For For Management 1J Elect Director Jacqueline A. Travisano For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call A Special Meeting Against For Shareholder -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVALARA, INC. Ticker: AVLR Security ID: 05338G106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Ingram For For Management 1.2 Elect Director Brian Sharples For For Management 1.3 Elect Director Chelsea Stoner For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Ticker: AVB Security ID: 053484101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Terry S. Brown For For Management 1c Elect Director Alan B. Buckelew For For Management 1d Elect Director Ronald L. Havner, Jr. For For Management 1e Elect Director Stephen P. Hills For For Management 1f Elect Director Richard J. Lieb For For Management 1g Elect Director Timothy J. Naughton For For Management 1h Elect Director H. Jay Sarles For For Management 1i Elect Director Susan Swanezy For For Management 1j Elect Director W. Edward Walter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement for Future Charter Amendments and Other Extraordinary Actions -------------------------------------------------------------------------------- AVANGRID, INC. Ticker: AGR Security ID: 05351W103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ignacio S. Galan For Withhold Management 1.2 Elect Director John Baldacci For For Management 1.3 Elect Director Daniel Alcain Lopez For For Management 1.4 Elect Director Pedro Azagra Blazquez For For Management 1.5 Elect Director Robert Duffy For For Management 1.6 Elect Director Teresa Herbert For For Management 1.7 Elect Director Patricia Jacobs For For Management 1.8 Elect Director John Lahey For For Management 1.9 Elect Director Jose Angel Marra For For Management Rodriguez 1.10 Elect Director Santiago Martinez For For Management Garrido 1.11 Elect Director Jose Sainz Armada For Withhold Management 1.12 Elect Director Alan Solomont For For Management 1.13 Elect Director Elizabeth Timm For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVANTOR, INC. Ticker: AVTR Security ID: 05352A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juan Andres For For Management 1.2 Elect Director Andre Moura For Withhold Management 1.3 Elect Director Jonathan Peacock For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For For Management 1c Elect Director Peter K. Barker For For Management 1d Elect Director Mark J. Barrenechea For For Management 1e Elect Director Mitchell R. Butier For For Management 1f Elect Director Ken C. Hicks For For Management 1g Elect Director Andres A. Lopez For For Management 1h Elect Director Patrick T. Siewert For For Management 1i Elect Director Julia A. Stewart For For Management 1j Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AVNET, INC. Ticker: AVT Security ID: 053807103 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director William J. Amelio For For Management 1c Elect Director Carlo Bozotti For For Management 1d Elect Director Michael A. Bradley For For Management 1e Elect Director Brenda L. Freeman For For Management 1f Elect Director Jo Ann Jenkins For For Management 1g Elect Director Oleg Khaykin For For Management 1h Elect Director James A. Lawrence For For Management 1i Elect Director Avid Modjtabai For For Management 1j Elect Director Adalio T. Sanchez For For Management 1k Elect Director William H. Schumann, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AXALTA COATING SYSTEMS LTD. Ticker: AXTA Security ID: G0750C108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mark Garrett For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Ramey For For Management 1.2 Elect Director Wilhelm Zeller For For Management 1.3 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BAKER HUGHES COMPANY Ticker: BKR Security ID: 05722G100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Geoffrey Beattie For For Management 1.2 Elect Director Gregory D. Brenneman For For Management 1.3 Elect Director Cynthia B. Carroll For For Management 1.4 Elect Director Clarence P. Cazalot, Jr. For For Management 1.5 Elect Director Nelda J. Connors For For Management 1.6 Elect Director Gregory L. Ebel For For Management 1.7 Elect Director Lynn L. Elsenhans For For Management 1.8 Elect Director John G. Rice For Withhold Management 1.9 Elect Director Lorenzo Simonelli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BALL CORPORATION Ticker: BLL Security ID: 058498106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Hayes For For Management 1.2 Elect Director Cathy D. Ross For For Management 1.3 Elect Director Betty Sapp For For Management 1.4 Elect Director Stuart A. Taylor, II For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF HAWAII CORPORATION Ticker: BOH Security ID: 062540109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Haunani Apoliona For For Management 1.2 Elect Director Mark A. Burak For For Management 1.3 Elect Director John C. Erickson For For Management 1.4 Elect Director Joshua D. Feldman For For Management 1.5 Elect Director Peter S. Ho For For Management 1.6 Elect Director Michelle E. Hulst For For Management 1.7 Elect Director Kent T. Lucien For For Management 1.8 Elect Director Alicia E. Moy For For Management 1.9 Elect Director Victor K. Nichols For For Management 1.10 Elect Director Barbara J. Tanabe For For Management 1.11 Elect Director Dana M. Tokioka For For Management 1.12 Elect Director Raymond P. Vara, Jr. For For Management 1.13 Elect Director Robert W. Wo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OZK Ticker: OZK Security ID: 06417N103 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas Brown For For Management 1b Elect Director Paula Cholmondeley For For Management 1c Elect Director Beverly Cole For For Management 1d Elect Director Robert East For For Management 1e Elect Director Kathleen Franklin For For Management 1f Elect Director Catherine B. Freedberg For For Management 1g Elect Director Jeffrey Gearhart For For Management 1h Elect Director George G. Gleason For For Management 1i Elect Director Peter Kenny For For Management 1j Elect Director William Koefoed, Jr. For For Management 1k Elect Director Walter J. (Jack) For For Management Mullen, Jr. 1l Elect Director Christopher Orndorff For For Management 1m Elect Director John Reynolds For For Management 1n Elect Director Steven Sadoff For For Management 1o Elect Director Ross Whipple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajinder P. Singh For For Management 1.2 Elect Director Tere Blanca For For Management 1.3 Elect Director John N. DiGiacomo For For Management 1.4 Elect Director Michael J. Dowling For For Management 1.5 Elect Director Douglas J. Pauls For For Management 1.6 Elect Director A. Gail Prudenti For For Management 1.7 Elect Director William S. Rubenstein For For Management 1.8 Elect Director Sanjiv Sobti For For Management 1.9 Elect Director Lynne Wines For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BERRY GLOBAL GROUP, INC. Ticker: BERY Security ID: 08579W103 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Evan Bayh For For Management 1.2 Elect Director Jonathan F. Foster For For Management 1.3 Elect Director Idalene F. Kesner For For Management 1.4 Elect Director Carl J. (Rick) For For Management Rickertsen 1.5 Elect Director Ronald S. Rolfe For For Management 1.6 Elect Director Thomas E. Salmon For For Management 1.7 Elect Director Paula A. Sneed For For Management 1.8 Elect Director Robert A. Steele For For Management 1.9 Elect Director Stephen E. Sterrett For For Management 1.10 Elect Director Scott B. Ullem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director David W. Kenny For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For For Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article IX 6 Eliminate Supermajority Vote For For Management Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws 7 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article X 8 Amend the Anti-Greenmail Provision For For Management Voting Standard in Article X, Section 2 -------------------------------------------------------------------------------- BEYOND MEAT, INC. Ticker: BYND Security ID: 08862E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seth Goldman For For Management 1.2 Elect Director Christopher Isaac "Biz" For Withhold Management Stone 1.3 Elect Director Kathy N. Waller For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BGC PARTNERS, INC. Ticker: BGCP Security ID: 05541T101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Stephen T. Curwood For Withhold Management 1.3 Elect Director William J. Moran For Withhold Management 1.4 Elect Director Linda A. Bell For Withhold Management 1.5 Elect Director David P. Richards For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BIO-RAD LABORATORIES, INC. Ticker: BIO Security ID: 090572207 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold A. Pinkston For Against Management 1.2 Elect Director Melinda Litherland For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIO-TECHNE CORPORATION Ticker: TECH Security ID: 09073M104 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2a Elect Director Robert V. Baumgartner For For Management 2b Elect Director John L. Higgins For For Management 2c Elect Director Joseph D. Keegan For For Management 2d Elect Director Charles R. Kummeth For For Management 2e Elect Director Roeland Nusse For For Management 2f Elect Director Alpna Seth For For Management 2g Elect Director Randolph C. Steer For For Management 2h Elect Director Rupert Vessey For For Management 2i Elect Director Harold J. Wiens For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Ticker: BMRN Security ID: 09061G101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Jacques Bienaime For For Management 1.2 Elect Director Elizabeth McKee Anderson For For Management 1.3 Elect Director Willard Dere For For Management 1.4 Elect Director Michael Grey For For Management 1.5 Elect Director Elaine J. Heron For For Management 1.6 Elect Director Robert J. Hombach For For Management 1.7 Elect Director V. Bryan Lawlis For For Management 1.8 Elect Director Richard A. Meier For For Management 1.9 Elect Director David E.I. Pyott For For Management 1.10 Elect Director Dennis J. Slamon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACK KNIGHT, INC. Ticker: BKI Security ID: 09215C105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony M. Jabbour For For Management 1.2 Elect Director Richard N. Massey For Withhold Management 1.3 Elect Director John D. Rood For For Management 1.4 Elect Director Nancy L. Shanik For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BLUEBIRD BIO, INC. Ticker: BLUE Security ID: 09609G100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nick Leschly For For Management 1b Elect Director Douglas A. Melton For For Management 1c Elect Director Mark Vachon For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BOK FINANCIAL CORPORATION Ticker: BOKF Security ID: 05561Q201 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director C. Fred Ball, Jr. For For Management 1.3 Elect Director Steven Bangert For Withhold Management 1.4 Elect Director Peter C. Boylan, III For For Management 1.5 Elect Director Steven G. Bradshaw For Withhold Management 1.6 Elect Director Chester E. Cadieux, III For Withhold Management 1.7 Elect Director Gerard P. Clancy For For Management 1.8 Elect Director John W. Coffey For For Management 1.9 Elect Director Joseph W. Craft, III For For Management 1.10 Elect Director Jack E. Finley For For Management 1.11 Elect Director David F. Griffin For For Management 1.12 Elect Director V. Burns Hargis For For Management 1.13 Elect Director Douglas D. Hawthorne For For Management 1.14 Elect Director Kimberley D. Henry For For Management 1.15 Elect Director E. Carey Joullian, IV For For Management 1.16 Elect Director George B. Kaiser For Withhold Management 1.17 Elect Director Stanley A. Lybarger For Withhold Management 1.18 Elect Director Steven J. Malcolm For For Management 1.19 Elect Director Steven E. Nell For Withhold Management 1.20 Elect Director E.C. Richards For For Management 1.21 Elect Director Claudia San Pedro For For Management 1.22 Elect Director Michael C. Turpen For For Management 1.23 Elect Director R.A. Walker For For Management 1.24 Elect Director Rose M. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION Ticker: BAH Security ID: 099502106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melody C. Barnes For For Management 1b Elect Director Ellen Jewett For For Management 1c Elect Director Arthur E. Johnson For For Management 1d Elect Director Charles O. Rossotti For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Classes of Common Stock For For Management -------------------------------------------------------------------------------- BORGWARNER INC. Ticker: BWA Security ID: 099724106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis C. Cuneo For For Management 1b Elect Director Michael S. Hanley For For Management 1c Elect Director Frederic B. Lissalde For For Management 1d Elect Director Paul A. Mascarenas For For Management 1e Elect Director John R. McKernan, Jr. For For Management 1f Elect Director Deborah D. McWhinney For For Management 1g Elect Director Alexis P. Michas For For Management 1h Elect Director Vicki L. Sato For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel I. Klein For For Management 1b Elect Director Kelly A. Ayotte For For Management 1c Elect Director Bruce W. Duncan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Carol B. Einiger For For Management 1f Elect Director Diane J. Hoskins For For Management 1g Elect Director Douglas T. Linde For For Management 1h Elect Director Matthew J. Lustig For For Management 1i Elect Director Owen D. Thomas For For Management 1j Elect Director David A. Twardock For For Management 1k Elect Director William H. Walton, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST Ticker: BDN Security ID: 105368203 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James C. Diggs For For Management 1b Elect Director Wyche Fowler For For Management 1c Elect Director H. Richard Haverstick, For For Management Jr. 1d Elect Director Terri A. Herubin For For Management 1e Elect Director Michael J. Joyce For For Management 1f Elect Director Charles P. Pizzi For For Management 1g Elect Director Gerard H. Sweeney For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHT HORIZONS FAMILY SOLUTIONS INC. Ticker: BFAM Security ID: 109194100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen H. Kramer For For Management 1b Elect Director Sara Lawrence-Lightfoot For For Management 1c Elect Director David H. Lissy For For Management 1d Elect Director Cathy E. Minehan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIGHTHOUSE FINANCIAL, INC. Ticker: BHF Security ID: 10922N103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Irene Chang Britt For Withhold Management 1b Elect Director C. Edward (Chuck) For For Management Chaplin 1c Elect Director Eileen A. Mallesch For For Management 1d Elect Director Margaret M. (Meg) For For Management McCarthy 1e Elect Director Diane E. Offereins For For Management 1f Elect Director Patrick J. (Pat) For For Management Shouvlin 1g Elect Director Eric T. Steigerwalt For For Management 1h Elect Director Paul M. Wetzel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Julie Bowerman For For Management 1.5 Elect Director Sheryl M. Crosland For For Management 1.6 Elect Director Thomas W. Dickson For For Management 1.7 Elect Director Daniel B. Hurwitz For For Management 1.8 Elect Director William D. Rahm For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker: BR Security ID: 11133T103 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Richard J. Daly For For Management 1d Elect Director Robert N. Duelks For For Management 1e Elect Director Timothy C. Gokey For For Management 1f Elect Director Brett A. Keller For For Management 1g Elect Director Maura A. Markus For For Management 1h Elect Director Thomas J. Perna For For Management 1i Elect Director Alan J. Weber For For Management 1j Elect Director Amit K. Zavery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BROOKFIELD PROPERTY REIT INC. Ticker: BPYU Security ID: 11282X103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline M. Atkinson For For Management 1B Elect Director Jeffrey M. Blidner For Against Management 1C Elect Director Soon Young Chang For Against Management 1D Elect Director Richard B. Clark For Against Management 1E Elect Director Omar Carneiro da Cunha For Against Management 1F Elect Director Scott R. Cutler For For Management 1G Elect Director Stephen DeNardo For For Management 1H Elect Director Louis J. Maroun For Against Management 1I Elect Director A. Douglas McGregor For For Management 1J Elect Director Lars Rodert For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BROWN & BROWN, INC. Ticker: BRO Security ID: 115236101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Hyatt Brown For For Management 1.2 Elect Director Samuel P. Bell, III For For Management 1.3 Elect Director Hugh M. Brown For For Management 1.4 Elect Director J. Powell Brown For For Management 1.5 Elect Director Lawrence L. For For Management Gellerstedt, III 1.6 Elect Director James C. Hays For For Management 1.7 Elect Director Theodore J. Hoepner For For Management 1.8 Elect Director James S. Hunt For For Management 1.9 Elect Director Toni Jennings For For Management 1.10 Elect Director Timothy R.M. Main For For Management 1.11 Elect Director H. Palmer Proctor, Jr. For For Management 1.12 Elect Director Wendell S. Reilly For For Management 1.13 Elect Director Chilton D. Varner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROWN-FORMAN CORPORATION Ticker: BF.B Security ID: 115637100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Bousquet- For Against Management Chavanne 1b Elect Director Campbell P. Brown For For Management 1c Elect Director Geo. Garvin Brown, IV For Against Management 1d Elect Director Stuart R. Brown For For Management 1e Elect Director Bruce L. Byrnes For Against Management 1f Elect Director John D. Cook For Against Management 1g Elect Director Marshall B. Farrer For For Management 1h Elect Director Laura L. Frazier For For Management 1i Elect Director Kathleen M. Gutmann For For Management 1j Elect Director Augusta Brown Holland For For Management 1k Elect Director Michael J. Roney For For Management 1l Elect Director Tracy L. Skeans For For Management 1m Elect Director Michael A. Todman For For Management 1n Elect Director Lawson E. Whiting For For Management -------------------------------------------------------------------------------- BRUKER CORPORATION Ticker: BRKR Security ID: 116794108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia M. Friend For For Management 1.2 Elect Director Marc A. Kastner For For Management 1.3 Elect Director Hermann Requardt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRUNSWICK CORPORATION Ticker: BC Security ID: 117043109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nancy E. Cooper For For Management 1b Elect Director David C. Everitt For For Management 1c Elect Director Lauren P. Flaherty For For Management 1d Elect Director Joseph W. McClanathan For For Management 1e Elect Director Jane L. Warner For For Management 1f Elect Director Roger J. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BUNGE LIMITED Ticker: BG Security ID: G16962105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sheila Bair For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Carol M. Browner For For Management 1d Elect Director Andrew Ferrier For For Management 1e Elect Director Paul Fribourg For For Management 1f Elect Director J. Erik Fyrwald For For Management 1g Elect Director Gregory A. Heckman For For Management 1h Elect Director Bernardo Hees For For Management 1i Elect Director Kathleen Hyle For For Management 1j Elect Director Henry W. (Jay) Winship For For Management 1k Elect Director Mark N. Zenuk For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BURLINGTON STORES, INC. Ticker: BURL Security ID: 122017106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ted English For For Management 1.2 Elect Director Jordan Hitch For For Management 1.3 Elect Director Mary Ann Tocio For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Ticker: BWXT Security ID: 05605H100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rex D. Geveden For For Management 1b Elect Director Leland D. Melvin For For Management 1c Elect Director Robert L. Nardelli For For Management 1d Elect Director Barbara A. Niland For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CABLE ONE, INC. Ticker: CABO Security ID: 12685J105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary E. Meduski For For Management 1b Elect Director Alan G. Spoon For For Management 1c Elect Director Wallace R. Weitz For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- CABOT CORPORATION Ticker: CBT Security ID: 127055101 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juan Enriquez For For Management 1.2 Elect Director Sean D. Keohane For For Management 1.3 Elect Director William C. Kirby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director Robert S. Boswell For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Peter B. Delaney For For Management 1.6 Elect Director Dan O. Dinges For For Management 1.7 Elect Director Robert Kelley For For Management 1.8 Elect Director W. Matt Ralls For For Management 1.9 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Daniels For For Management 1B Elect Director William L. Jews For For Management 1C Elect Director Gregory G. Johnson For For Management 1D Elect Director J. Phillip London For For Management 1E Elect Director John S. Mengucci For For Management 1F Elect Director James L. Pavitt For For Management 1G Elect Director Warren R. Phillips For For Management 1H Elect Director Debora A. Plunkett For For Management 1I Elect Director Charles P. Revoile For For Management 1J Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director Ita Brennan For For Management 1.4 Elect Director Lewis Chew For For Management 1.5 Elect Director James D. Plummer For For Management 1.6 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.7 Elect Director John B. Shoven For For Management 1.8 Elect Director Young K. Sohn For For Management 1.9 Elect Director Lip-Bu Tan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CAESARS ENTERTAINMENT CORPORATION Ticker: CZR Security ID: 127686103 Meeting Date: JUL 02, 2019 Meeting Type: Annual Record Date: MAY 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Benninger For For Management 1b Elect Director Juliana Chugg For For Management 1c Elect Director Keith Cozza For For Management 1d Elect Director John Dionne For For Management 1e Elect Director James Hunt For For Management 1f Elect Director Courtney R. Mather For For Management 1g Elect Director Anthony Rodio For For Management 1h Elect Director Richard Schifter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management 5 Provide Right to Call Special Meeting For For Management 6 Amendment to the Company's Charter to For For Management Restrict the Company's Ability to Adopt Any "Rights Plan" or "Poison Pill" -------------------------------------------------------------------------------- CAESARS ENTERTAINMENT CORPORATION Ticker: CZR Security ID: 127686103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Heather J. Brunner For For Management 1.3 Elect Director Mark D. Gibson For For Management 1.4 Elect Director Scott S. Ingraham For For Management 1.5 Elect Director Renu Khator For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director William F. Paulsen For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY Ticker: CPB Security ID: 134429109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fabiola R. Arredondo For For Management 1.2 Elect Director Howard M. Averill For For Management 1.3 Elect Director John P. (JP) Bilbrey For For Management 1.4 Elect Director Mark A. Clouse For For Management 1.5 Elect Director Bennett Dorrance For For Management 1.6 Elect Director Maria Teresa (Tessa) For For Management Hilado 1.7 Elect Director Sarah Hofstetter For For Management 1.8 Elect Director Marc B. Lautenbach For For Management 1.9 Elect Director Mary Alice Dorrance For For Management Malone 1.10 Elect Director Keith R. McLoughlin For For Management 1.11 Elect Director Kurt T. Schmidt For For Management 1.12 Elect Director Archbold D. van Beuren For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANTEL MEDICAL CORP. Ticker: CMD Security ID: 138098108 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Diker For For Management 1b Elect Director Alan R. Batkin For For Management 1c Elect Director Ann E. Berman For For Management 1d Elect Director Mark N. Diker For For Management 1e Elect Director Anthony B. Evnin For For Management 1f Elect Director Laura L. Forese For For Management 1g Elect Director George L. Fotiades For For Management 1h Elect Director Ronnie Myers For For Management 1i Elect Director Karen N. Prange For For Management 1j Elect Director Peter J. Pronovost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CAPRI HOLDINGS LIMITED Ticker: CPRI Security ID: G1890L107 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Gibbons For For Management 1b Elect Director Jane Thompson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.2 Elect Director Carrie S. Cox For For Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway For For Management Hall 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 1.10 Elect Director J. Michael Losh For For Management 1.11 Elect Director Dean A. Scarborough For For Management 1.12 Elect Director John H. Weiland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hali Borenstein For For Management 1b Elect Director Amy Woods Brinkley For For Management 1c Elect Director Giuseppina Buonfantino For For Management 1d Elect Director Michael D. Casey For For Management 1e Elect Director A. Bruce Cleverly For For Management 1f Elect Director Jevin S. Eagle For For Management 1g Elect Director Mark P. Hipp For For Management 1h Elect Director William J. Montgoris For For Management 1i Elect Director Richard A. Noll For For Management 1j Elect Director Gretchen W. Price For For Management 1k Elect Director David Pulver For For Management 1l Elect Director Thomas E. Whiddon For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CARVANA CO. Ticker: CVNA Security ID: 146869102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Maroone For For Management 1.2 Elect Director Neha Parikh For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. Ticker: CASY Security ID: 147528103 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Lynn Horak For For Management 1.2 Elect Director Judy A. Schmeling For For Management 1.3 Elect Director Allison M. Wing For For Management 1.4 Elect Director Darren M. Rebelez For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change Range for Size of the Board For For Management -------------------------------------------------------------------------------- CATALENT, INC. Ticker: CTLT Security ID: 148806102 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Madhavan "Madhu" For For Management Balachandran 1b Elect Director J. Martin Carroll For Against Management 1c Elect Director John J. Greisch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward T. Tilly For For Management 1b Elect Director Eugene S. Sunshine For For Management 1c Elect Director William M. Farrow, III For For Management 1d Elect Director Edward J. Fitzpatrick For For Management 1e Elect Director Janet P. Froetscher For For Management 1f Elect Director Jill R. Goodman For For Management 1g Elect Director Roderick A. Palmore For For Management 1h Elect Director James E. Parisi For For Management 1i Elect Director Joseph P. Ratterman For For Management 1j Elect Director Michael L. Richter For For Management 1k Elect Director Jill E. Sommers For For Management 1l Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBRE Security ID: 12504L109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brandon B. Boze For For Management 1b Elect Director Beth F. Cobert For For Management 1c Elect Director Curtis F. Feeny For For Management 1d Elect Director Reginald H. Gilyard For For Management 1e Elect Director Shira D. Goodman For For Management 1f Elect Director Christopher T. Jenny For For Management 1g Elect Director Gerardo I. Lopez For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Laura D. Tyson For For Management 1j Elect Director Ray Wirta For For Management 1k Elect Director Sanjiv Yajnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Willie A. Deese For For Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Christine A. Leahy For For Management 1e Elect Director David W. Nelms For For Management 1f Elect Director Joseph R. Swedish For For Management 1g Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CELANESE CORPORATION Ticker: CE Security ID: 150870103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Edward G. Galante For For Management 1d Elect Director Kathryn M. Hill For For Management 1e Elect Director David F. Hoffmeister For For Management 1f Elect Director Jay V. Ihlenfeld For For Management 1g Elect Director Mark C. Rohr For For Management 1h Elect Director Kim K. W. Rucker For For Management 1i Elect Director Lori J. Ryerkerk For For Management 1j Elect Director John K. Wulff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Neidorff For For Management 1b Elect Director H. James Dallas For For Management 1c Elect Director Robert K. Ditmore For For Management 1d Elect Director Richard A. Gephardt For For Management 1e Elect Director Lori J. Robinson For For Management 1f Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder Disclosure 6 Eliminate Supermajority Vote Against For Shareholder Requirement -------------------------------------------------------------------------------- CENTENNIAL RESOURCE DEVELOPMENT, INC. Ticker: CDEV Security ID: 15136A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maire A. Baldwin For For Management 1b Elect Director Steven J. Shapiro For For Management 1c Elect Director Robert M. Tichio For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie D. Biddle For For Management 1b Elect Director Milton Carroll For For Management 1c Elect Director Scott J. McLean For For Management 1d Elect Director Martin H. Nesbitt For For Management 1e Elect Director Theodore F. Pound For For Management 1f Elect Director Susan O. Rheney For For Management 1g Elect Director Phillip R. Smith For For Management 1h Elect Director John W. Somerhalder, II For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- CENTURYLINK, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martha H. Bejar For For Management 1b Elect Director Virginia Boulet For For Management 1c Elect Director Peter C. Brown For For Management 1d Elect Director Kevin P. Chilton For For Management 1e Elect Director Steven "Terry" Clontz For For Management 1f Elect Director T. Michael Glenn For For Management 1g Elect Director W. Bruce Hanks For For Management 1h Elect Director Hal S. Jones For For Management 1i Elect Director Michael J. Roberts For For Management 1j Elect Director Laurie A. Siegel For For Management 1k Elect Director Jeffrey K. Storey For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CERENCE INC. Ticker: CRNC Security ID: 156727109 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Beaudoin For Withhold Management 1.2 Elect Director Marianne Budnik For For Management 2 Ratify BDO USA LLP as Auditors For For Management -------------------------------------------------------------------------------- CERIDIAN HCM HOLDING INC. Ticker: CDAY Security ID: 15677J108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah A. Farrington For For Management 1.2 Elect Director Thomas M. Hagerty For Withhold Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CERNER CORPORATION Ticker: CERN Security ID: 156782104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Gerberding For For Management 1b Elect Director Brent Shafer For For Management 1c Elect Director William D. Zollars For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Amend Advance Notice Provisions For For Management -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Javed Ahmed For For Management 1b Elect Director Robert C. Arzbaecher For For Management 1c Elect Director William Davisson For For Management 1d Elect Director John W. Eaves For For Management 1e Elect Director Stephen A. Furbacher For For Management 1f Elect Director Stephen J. Hagge For For Management 1g Elect Director Anne P. Noonan For For Management 1h Elect Director Michael J. Toelle For For Management 1i Elect Director Theresa E. Wagler For For Management 1j Elect Director Celso L. White For For Management 1k Elect Director W. Anthony Will For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Ticker: CRL Security ID: 159864107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Foster For For Management 1.2 Elect Director Nancy C. Andrews For For Management 1.3 Elect Director Robert J. Bertolini For For Management 1.4 Elect Director Stephen D. Chubb For For Management 1.5 Elect Director Deborah T. Kochevar For For Management 1.6 Elect Director Martin W. MacKay For For Management 1.7 Elect Director George E. Massaro For For Management 1.8 Elect Director George M. Milne, Jr. For For Management 1.9 Elect Director C. Richard Reese For For Management 1.10 Elect Director Richard F. Wallman For For Management 1.11 Elect Director Virginia M. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director G. Andrea Botta For For Management 1B Elect Director Jack A. Fusco For For Management 1C Elect Director Vicky A. Bailey For For Management 1D Elect Director Nuno Brandolini For For Management 1E Elect Director Michele A. Evans For For Management 1F Elect Director David I. Foley For For Management 1G Elect Director David B. Kilpatrick For For Management 1H Elect Director Andrew Langham For For Management 1I Elect Director Courtney R. Mather For For Management 1J Elect Director Donald F. Robillard, Jr. For For Management 1K Elect Director Neal A. Shear For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on Plans to Address Stranded Against For Shareholder Carbon Asset Risks -------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Ticker: CHK Security ID: 165167107 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- CHIMERA INVESTMENT CORPORATION Ticker: CIM Security ID: 16934Q208 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul A. Donlin For For Management 1b Elect Director Mark Abrams For For Management 1c Elect Director Gerard Creagh For For Management 1d Elect Director Brian P. Reilly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. Ticker: CMG Security ID: 169656105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert S. Baldocchi For For Management 1.2 Elect Director Patricia Fili-Krushel For For Management 1.3 Elect Director Neil W. Flanzraich For For Management 1.4 Elect Director Robin Hickenlooper For For Management 1.5 Elect Director Scott Maw For For Management 1.6 Elect Director Ali Namvar For For Management 1.7 Elect Director Brian Niccol For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 5 Require Independent Board Chair Against Against Shareholder 6 Report on Employment-Related Against For Shareholder Arbitration 7 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. Ticker: CHH Security ID: 169905106 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara T. Alexander For For Management 1.2 Elect Director Brian B. Bainum For For Management 1.3 Elect Director Stewart W. Bainum, Jr. For For Management 1.4 Elect Director William L. Jews For For Management 1.5 Elect Director Monte J.M. Koch For For Management 1.6 Elect Director Liza K. Landsman For For Management 1.7 Elect Director Patrick S. Pacious For For Management 1.8 Elect Director Ervin R. Shames For For Management 1.9 Elect Director Maureen D. Sullivan For For Management 1.10 Elect Director John P. Tague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Ticker: CHD Security ID: 171340102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Craigie For For Management 1b Elect Director Bradley C. Irwin For For Management 1c Elect Director Penry W. Price For For Management 1d Elect Director Janet S. Vergis For For Management 1e Elect Director Arthur B. Winkleblack For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Right to Call Special Meeting For For Management 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certain Provisions 5 Approve Advance Notice Requirement For For Management 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CIENA CORPORATION Ticker: CIEN Security ID: 171779309 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judith M. O'Brien For For Management 1b Elect Director Joanne B. Olsen For For Management 1c Elect Director Gary B. Smith For For Management 1d Elect Director Devinder Kumar For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIMAREX ENERGY CO. Ticker: XEC Security ID: 171798101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Hogenson For For Management 1.2 Elect Director Paul N. Eckley For For Management 1.3 Elect Director Thomas E. Jorden For For Management 1.4 Elect Director Floyd R. Price For For Management 1.5 Elect Director Frances M. Vallejo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CINCINNATI FINANCIAL CORPORATION Ticker: CINF Security ID: 172062101 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Aaron For For Management 1.2 Elect Director William F. Bahl For For Management 1.3 Elect Director Linda W. Clement-Holmes For For Management 1.4 Elect Director Dirk J. Debbink For For Management 1.5 Elect Director Steven J. Johnston For For Management 1.6 Elect Director Kenneth C. Lichtendahl For For Management 1.7 Elect Director Jill P. Meyer For For Management 1.8 Elect Director David P. Osborn For For Management 1.9 Elect Director Gretchen W. Price For For Management 1.10 Elect Director Thomas R. Schiff For For Management 1.11 Elect Director Douglas S. Skidmore For For Management 1.12 Elect Director John F. Steele, Jr. For For Management 1.13 Elect Director Larry R. Webb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CINEMARK HOLDINGS, INC. Ticker: CNK Security ID: 17243V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Loewe For For Management 1.2 Elect Director Steven P. Rosenberg For For Management 1.3 Elect Director Enrique F. Senior For For Management 1.4 Elect Director Nina G. Vaca For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CINTAS CORPORATION Ticker: CTAS Security ID: 172908105 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald S. Adolph For For Management 1b Elect Director John F. Barrett For For Management 1c Elect Director Melanie W. Barstad For For Management 1d Elect Director Karen L. Carnahan For For Management 1e Elect Director Robert E. Coletti For For Management 1f Elect Director Scott D. Farmer For For Management 1g Elect Director James J. Johnson For For Management 1h Elect Director Joseph Scaminace For For Management 1i Elect Director Ronald W. Tysoe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CIT GROUP INC. Ticker: CIT Security ID: 125581801 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Michael L. Brosnan For For Management 1c Elect Director Michael A. Carpenter For For Management 1d Elect Director Dorene C. Dominguez For For Management 1e Elect Director Alan Frank For For Management 1f Elect Director William M. Freeman For For Management 1g Elect Director R. Brad Oates For For Management 1h Elect Director Gerald Rosenfeld For For Management 1i Elect Director John R. Ryan For For Management 1j Elect Director Sheila A. Stamps For For Management 1k Elect Director Khanh T. Tran For For Management 1l Elect Director Laura S. Unger For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Christine M. Cumming For For Management 1.3 Elect Director William P. Hankowsky For For Management 1.4 Elect Director Howard W. Hanna, III For For Management 1.5 Elect Director Leo I. ("Lee") Higdon For For Management 1.6 Elect Director Edward J. ("Ned") For For Management Kelly, III 1.7 Elect Director Charles J. ("Bud") Koch For For Management 1.8 Elect Director Robert G. Leary For For Management 1.9 Elect Director Terrance J. Lillis For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Call Special Meeting For For Management 5 Amend Certificate of Incorporation to For For Management Remove Non-Operative Provisions -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Robert D. Daleo For For Management 1d Elect Director Murray J. Demo For For Management 1e Elect Director Ajei S. Gopal For For Management 1f Elect Director David J. Henshall For For Management 1g Elect Director Thomas E. Hogan For For Management 1h Elect Director Moira A. Kilcoyne For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEAN HARBORS, INC. Ticker: CLH Security ID: 184496107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Banucci For For Management 1.2 Elect Director Edward G. Galante For For Management 1.3 Elect Director Thomas J. Shields For For Management 1.4 Elect Director John R. Welch For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Patricia K. Poppe For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CNA FINANCIAL CORPORATION Ticker: CNA Security ID: 126117100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Bless For For Management 1.2 Elect Director Jose O. Montemayor For For Management 1.3 Elect Director Don M. Randel For For Management 1.4 Elect Director Andre Rice For For Management 1.5 Elect Director Dino E. Robusto For Withhold Management 1.6 Elect Director Kenneth I. Siegel For Withhold Management 1.7 Elect Director Andrew H. Tisch For Withhold Management 1.8 Elect Director Benjamin J. Tisch For Withhold Management 1.9 Elect Director James S. Tisch For Withhold Management 1.10 Elect Director Jane J. Wang For Withhold Management 1.11 Elect Director Marvin Zonis For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COGNEX CORPORATION Ticker: CGNX Security ID: 192422103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick A. Alias For For Management 1.2 Elect Director Theodor Krantz For For Management 1.3 Elect Director Dianne M. Parrotte For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay T. Flatley For For Management 1b Elect Director Pamela Fletcher For For Management 1c Elect Director Andreas (Andy) W. Mattes For For Management 1d Elect Director Beverly Kay Matthews For For Management 1e Elect Director Michael R. McMullen For For Management 1f Elect Director Garry W. Rogerson For For Management 1g Elect Director Steve Skaggs For For Management 1h Elect Director Sandeep Vij For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLFAX CORPORATION Ticker: CFX Security ID: 194014106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mitchell P. Rales For For Management 1b Elect Director Matthew L. Trerotola For For Management 1c Elect Director Patrick W. Allender For For Management 1d Elect Director Thomas S. Gayner For Against Management 1e Elect Director Rhonda L. Jordan For For Management 1f Elect Director Liam J. Kelly For For Management 1g Elect Director A. Clayton Perfall For For Management 1h Elect Director Didier Teirlinck For For Management 1i Elect Director Rajiv Vinnakota For For Management 1j Elect Director Sharon Wienbar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COLONY CAPITAL, INC. Ticker: CLNY Security ID: 19626G108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Douglas Crocker, II For For Management 1.3 Elect Director Nancy A. Curtin For For Management 1.4 Elect Director Jeannie H. Diefenderfer For For Management 1.5 Elect Director Jon A. Fosheim For For Management 1.6 Elect Director Craig M. Hatkoff For For Management 1.7 Elect Director Raymond C. Mikulich For For Management 1.8 Elect Director George G. C. Parker For For Management 1.9 Elect Director Dale Anne Reiss For For Management 1.10 Elect Director Charles W. Schoenherr For For Management 1.11 Elect Director John A. Somers For For Management 1.12 Elect Director John L. Steffens For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COLUMBIA PROPERTY TRUST, INC. Ticker: CXP Security ID: 198287203 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carmen M. Bowser For For Management 1b Elect Director John L. Dixon For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Murray J. McCabe For For Management 1e Elect Director E. Nelson Mills For For Management 1f Elect Director Constance B. Moore For For Management 1g Elect Director Michael S. Robb For For Management 1h Elect Director Thomas G. Wattles For For Management 1i Elect Director Francis X. Wentworth, For For Management Jr. 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COLUMBIA SPORTSWEAR COMPANY Ticker: COLM Security ID: 198516106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Stephen E. Babson For For Management 1.3 Elect Director Andy D. Bryant For For Management 1.4 Elect Director Walter T. Klenz For For Management 1.5 Elect Director Kevin Mansell For For Management 1.6 Elect Director Ronald E. Nelson For For Management 1.7 Elect Director Sabrina L. Simmons For For Management 1.8 Elect Director Malia H. Wasson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMERCE BANCSHARES, INC. Ticker: CBSH Security ID: 200525103 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Capps For For Management 1.2 Elect Director Karen L. Daniel For For Management 1.3 Elect Director W. Thomas Grant, II For For Management 1.4 Elect Director David W. Kemper For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMSCOPE HOLDING COMPANY, INC. Ticker: COMM Security ID: 20337X109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Director Frank M. Drendel For For Management 2b Elect Director Joanne M. Maguire For For Management 2c Elect Director Thomas J. Manning For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Approve Removal of Common Shares For For Management Issuance Restriction in Connection with the Conversion or Redemption of Preferred Shares, Exercise of Participation Rights, and Voting of Preferred Shares 7 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CONAGRA BRANDS, INC. Ticker: CAG Security ID: 205887102 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anil Arora For For Management 1b Elect Director Thomas "Tony" K. Brown For For Management 1c Elect Director Stephen G. Butler For For Management 1d Elect Director Sean M. Connolly For For Management 1e Elect Director Joie A. Gregor For For Management 1f Elect Director Rajive Johri For For Management 1g Elect Director Richard H. Lenny For For Management 1h Elect Director Melissa Lora For For Management 1i Elect Director Ruth Ann Marshall For For Management 1j Elect Director Craig P. Omtvedt For For Management 1k Elect Director Scott Ostfeld For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONCHO RESOURCES INC. Ticker: CXO Security ID: 20605P101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy A. Leach For For Management 1.2 Elect Director William H. Easter, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Campbell, Jr. For For Management 1.2 Elect Director Ellen V. Futter For For Management 1.3 Elect Director John F. Killian For For Management 1.4 Elect Director John McAvoy For For Management 1.5 Elect Director William J. Mulrow For For Management 1.6 Elect Director Armando J. Olivera For For Management 1.7 Elect Director Michael W. Ranger For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director Deirdre Stanley For For Management 1.10 Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONTINENTAL RESOURCES, INC. Ticker: CLR Security ID: 212015101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William B. Berry For For Management 1.2 Elect Director Shelly Lambertz For Withhold Management 1.3 Elect Director Timothy G. Taylor For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COPART, INC. Ticker: CPRT Security ID: 217204106 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willis J. Johnson For For Management 1.2 Elect Director A. Jayson Adair For For Management 1.3 Elect Director Matt Blunt For For Management 1.4 Elect Director Steven D. Cohan For For Management 1.5 Elect Director Daniel J. Englander For For Management 1.6 Elect Director James E. Meeks For For Management 1.7 Elect Director Thomas N. Tryforos For For Management 1.8 Elect Director Diane M. Morefield For For Management 1.9 Elect Director Stephen Fisher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CORELOGIC, INC. Ticker: CLGX Security ID: 21871D103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. David Chatham For For Management 1.2 Elect Director Douglas C. Curling For For Management 1.3 Elect Director John C. Dorman For For Management 1.4 Elect Director Paul F. Folino For For Management 1.5 Elect Director Frank D. Martell For For Management 1.6 Elect Director Claudia Fan Munce For For Management 1.7 Elect Director Thomas C. O'Brien For For Management 1.8 Elect Director Vikrant Raina For For Management 1.9 Elect Director J. Michael Shepherd For For Management 1.10 Elect Director Jaynie Miller Studenmund For For Management 1.11 Elect Director David F. Walker For For Management 1.12 Elect Director Mary Lee Widener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CORESITE REALTY CORPORATION Ticker: COR Security ID: 21870Q105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Stuckey For For Management 1.2 Elect Director Paul E. Szurek For For Management 1.3 Elect Director James A. Attwood, Jr. For For Management 1.4 Elect Director Jean A. Bua For For Management 1.5 Elect Director Kelly C. Chambliss For For Management 1.6 Elect Director Michael R. Koehler For For Management 1.7 Elect Director J. David Thompson For For Management 1.8 Elect Director David A. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORNING INCORPORATED Ticker: GLW Security ID: 219350105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald W. Blair For For Management 1b Elect Director Leslie A. Brun For For Management 1c Elect Director Stephanie A. Burns For For Management 1d Elect Director Richard T. Clark For For Management 1e Elect Director Robert F. Cummings, Jr. For For Management 1f Elect Director Deborah A. Henretta For For Management 1g Elect Director Daniel P. Huttenlocher For For Management 1h Elect Director Kurt M. Landgraf For For Management 1i Elect Director Kevin J. Martin For For Management 1j Elect Director Deborah D. Rieman For For Management 1k Elect Director Hansel E. Tookes, II For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Mark S. Wrighton For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Ticker: OFC Security ID: 22002T108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Brady For For Management 1b Elect Director Stephen E. Budorick For For Management 1c Elect Director Robert L. Denton, Sr. For For Management 1d Elect Director Philip L. Hawkins For For Management 1e Elect Director David M. Jacobstein For For Management 1f Elect Director Steven D. Kesler For For Management 1g Elect Director C. Taylor Pickett For For Management 1h Elect Director Lisa G. Trimberger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For For Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- COSTAR GROUP, INC. Ticker: CSGP Security ID: 22160N109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael R. Klein For For Management 1b Elect Director Andrew C. Florance For For Management 1c Elect Director Laura Cox Kaplan For For Management 1d Elect Director Michael J. Glosserman For For Management 1e Elect Director John W. Hill For For Management 1f Elect Director Robert W. Musslewhite For For Management 1g Elect Director Christopher J. Nassetta For For Management 1h Elect Director Louise S. Sams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COTY INC. Ticker: COTY Security ID: 222070203 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beatrice Ballini For For Management 1.2 Elect Director Sabine Chalmers For For Management 1.3 Elect Director Joachim Creus For For Management 1.4 Elect Director Pierre Denis For For Management 1.5 Elect Director Olivier Goudet For For Management 1.6 Elect Director Peter Harf For Withhold Management 1.7 Elect Director Pierre Laubies For For Management 1.8 Elect Director Paul S. Michaels For For Management 1.9 Elect Director Erhard Schoewel For For Management 1.10 Elect Director Robert Singer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COUPA SOFTWARE INCORPORATED Ticker: COUP Security ID: 22266L106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Scott Thompson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED Ticker: CUZ Security ID: 222795502 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles T. Cannada For For Management 1b Elect Director Robert M. Chapman For For Management 1c Elect Director M. Colin Connolly For For Management 1d Elect Director Scott W. Fordham For For Management 1e Elect Director Lillian C. Giornelli For For Management 1f Elect Director R. Kent Griffin, Jr. For For Management 1g Elect Director Donna W. Hyland For For Management 1h Elect Director R. Dary Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COVETRUS, INC. Ticker: CVET Security ID: 22304C100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sandra L. Helton For For Management 1.2 Elect Director Sharon Wienbar For For Management 1.3 Elect Director Benjamin Wolin For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Michael Dinkins For For Management 1.4 Elect Director Ronald C. Lindsay For For Management 1.5 Elect Director Ellen McClain For For Management 1.6 Elect Director Charles G. McClure, Jr. For For Management 1.7 Elect Director Max H. Mitchell For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director James L. L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CREE, INC. Ticker: CREE Security ID: 225447101 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Hodge For For Management 1.2 Elect Director Clyde R. Hosein For For Management 1.3 Elect Director Darren R. Jackson For For Management 1.4 Elect Director Duy-Loan T. Le For For Management 1.5 Elect Director Gregg A. Lowe For For Management 1.6 Elect Director John B. Replogle For For Management 1.7 Elect Director Thomas H. Werner For For Management 1.8 Elect Director Anne C. Whitaker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Ticker: CCK Security ID: 228368106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Conway For For Management 1.2 Elect Director Timothy J. Donahue For For Management 1.3 Elect Director Richard H. Fearon For For Management 1.4 Elect Director Andrea J. Funk For For Management 1.5 Elect Director Stephen J. Hagge For For Management 1.6 Elect Director Rose Lee For For Management 1.7 Elect Director James H. Miller For For Management 1.8 Elect Director Josef M. Muller For For Management 1.9 Elect Director B. Craig Owens For For Management 1.10 Elect Director Caesar F. Sweitzer For For Management 1.11 Elect Director Jim L. Turner For For Management 1.12 Elect Director William S. Urkiel For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CUBESMART Ticker: CUBE Security ID: 229663109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Piero Bussani For For Management 1.2 Elect Director Dorothy Dowling For For Management 1.3 Elect Director John W. Fain For For Management 1.4 Elect Director Marianne M. Keler For For Management 1.5 Elect Director Christopher P. Marr For For Management 1.6 Elect Director Deborah R. Salzberg For For Management 1.7 Elect Director John F. Remondi For For Management 1.8 Elect Director Jeffrey F. Rogatz For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. Ticker: CFR Security ID: 229899109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos Alvarez For For Management 1.2 Elect Director Chris M. Avery For For Management 1.3 Elect Director Anthony R. (Tony) Chase For For Management 1.4 Elect Director Cynthia J. Comparin For For Management 1.5 Elect Director Samuel G. Dawson For For Management 1.6 Elect Director Crawford H. Edwards For For Management 1.7 Elect Director Patrick B. Frost For For Management 1.8 Elect Director Phillip D. Green For For Management 1.9 Elect Director David J. Haemisegger For For Management 1.10 Elect Director Karen E. Jennings For For Management 1.11 Elect Director Charles W. Matthews For Against Management 1.12 Elect Director Ida Clement Steen For For Management 1.13 Elect Director Graham Weston For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Elect Director Karen H. Quintos For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 14 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Dean M. Flatt For For Management 1.3 Elect Director S. Marce Fuller For For Management 1.4 Elect Director Bruce D. Hoechner For For Management 1.5 Elect Director Glenda J. Minor For For Management 1.6 Elect Director John B. Nathman For For Management 1.7 Elect Director Robert J. Rivet For For Management 1.8 Elect Director Albert E. Smith For For Management 1.9 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CYPRESS SEMICONDUCTOR CORPORATION Ticker: CY Security ID: 232806109 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CYRUSONE INC. Ticker: CONE Security ID: 23283R100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Ferdman For For Management 1.2 Elect Director John W. Gamble, Jr. For For Management 1.3 Elect Director Michael A. Klayko For For Management 1.4 Elect Director T. Tod Nielsen For For Management 1.5 Elect Director Alex Shumate For For Management 1.6 Elect Director William E. Sullivan For For Management 1.7 Elect Director Lynn A. Wentworth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- D.R. HORTON, INC. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For For Management 1d Elect Director Michael R. Buchanan For For Management 1e Elect Director Michael W. Hewatt For For Management 1f Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. (Chuck) For For Management Sonsteby 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director Pascal Desroches For For Management 1e Elect Director Paul J. Diaz For For Management 1f Elect Director John M. Nehra For For Management 1g Elect Director Javier J. Rodriguez For For Management 1h Elect Director Phyllis R. Yale For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Report on Political Contributions Against Abstain Shareholder -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For Withhold Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For For Management 1.5 Elect Director Ellen J. Kullman For For Management 1.6 Elect Director Simon Patterson For For Management 1.7 Elect Director Lynn M. Vojvodich For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DENTSPLY SIRONA INC. Ticker: XRAY Security ID: 24906P109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael C. Alfano For For Management 1b Elect Director Eric K. Brandt For For Management 1c Elect Director Donald M. Casey, Jr. For For Management 1d Elect Director Willie A. Deese For For Management 1e Elect Director Betsy D. Holden For For Management 1f Elect Director Arthur D. Kowaloff For For Management 1g Elect Director Harry M. Jansen For For Management Kraemer, Jr. 1h Elect Director Gregory T. Lucier For For Management 1i Elect Director Francis J. Lunger For For Management 1j Elect Director Leslie F. Varon For For Management 1k Elect Director Janet S. Vergis For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For For Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Ann G. Fox For For Management 1.4 Elect Director David A. Hager For For Management 1.5 Elect Director Robert H. Henry For For Management 1.6 Elect Director Michael M. Kanovsky For For Management 1.7 Elect Director John Krenicki, Jr. For For Management 1.8 Elect Director Robert A. Mosbacher, Jr. For For Management 1.9 Elect Director Duane C. Radtke For For Management 1.10 Elect Director Keith O. Rattie For For Management 1.11 Elect Director Mary P. Ricciardello For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEXCOM, INC. Ticker: DXCM Security ID: 252131107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard A. Collins For For Management 1b Elect Director Mark G. Foletta For For Management 1c Elect Director Eric J. Topol For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Stack For Withhold Management 1.2 Elect Director Lauren R. Hobart For For Management 1.3 Elect Director Lawrence J. Schorr For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laurence A. Chapman For For Management 1b Elect Director Alexis Black Bjorlin For For Management 1c Elect Director Michael A. Coke For For Management 1d Elect Director VeraLinn "Dash" Jamieson For For Management 1e Elect Director Kevin J. Kennedy For For Management 1f Elect Director William G. LaPerch For Against Management 1g Elect Director Jean F.H.P. Mandeville For For Management 1h Elect Director Afshin Mohebbi For For Management 1i Elect Director Mark R. Patterson For For Management 1j Elect Director Mary Hogan Preusse For For Management 1k Elect Director A. William Stein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DISCOVERY, INC. Ticker: DISCA Security ID: 25470F104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Bennett For For Management 1.2 Elect Director John C. Malone For Withhold Management 1.3 Elect Director David M. Zaslav For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- DISH NETWORK CORPORATION Ticker: DISH Security ID: 25470M109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen Q. Abernathy For For Management 1.2 Elect Director George R. Brokaw For Withhold Management 1.3 Elect Director James DeFranco For For Management 1.4 Elect Director Cantey M. Ergen For Withhold Management 1.5 Elect Director Charles W. Ergen For Withhold Management 1.6 Elect Director Afshin Mohebbi For Withhold Management 1.7 Elect Director Tom A. Ortolf For Withhold Management 1.8 Elect Director Joseph T. Proietti For For Management 1.9 Elect Director Carl E. Vogel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOCUSIGN, INC. Ticker: DOCU Security ID: 256163106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia Gaylor For For Management 1.2 Elect Director S. Steven Singh For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Ticker: DLB Security ID: 25659T107 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Yeaman For For Management 1.2 Elect Director Peter Gotcher For Withhold Management 1.3 Elect Director Micheline Chau For For Management 1.4 Elect Director David Dolby For Withhold Management 1.5 Elect Director N. William Jasper, Jr. For For Management 1.6 Elect Director Simon Segars For Withhold Management 1.7 Elect Director Roger Siboni For For Management 1.8 Elect Director Anjali Sud For For Management 1.9 Elect Director Avadis Tevanian, Jr. For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Sandra B. Cochran None None Management *Withdrawn Resolution* 1d Elect Director Patricia D. Fili-Krushel For For Management 1e Elect Director Timothy I. McGuire For For Management 1f Elect Director William C. Rhodes, III For For Management 1g Elect Director Debra A. Sandler For For Management 1h Elect Director Ralph E. Santana For For Management 1i Elect Director Todd J. Vasos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Charter Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement 5 Approve Bylaw Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arnold S. Barron For For Management 1b Elect Director Gregory M. Bridgeford For For Management 1c Elect Director Thomas W. Dickson For For Management 1d Elect Director Lemuel E. Lewis For For Management 1e Elect Director Jeffrey G. Naylor For For Management 1f Elect Director Gary M. Philbin For For Management 1g Elect Director Bob Sasser For For Management 1h Elect Director Thomas A. Saunders, III For For Management 1i Elect Director Stephanie P. Stahl For For Management 1j Elect Director Carrie A. Wheeler For For Management 1k Elect Director Thomas E. Whiddon For For Management 1l Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Greenhouse Gas Emissions Against For Shareholder Goals -------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Ticker: DPZ Security ID: 25754A201 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Brandon For For Management 1.2 Elect Director Richard E. Allison, Jr. For For Management 1.3 Elect Director C. Andrew Ballard For For Management 1.4 Elect Director Andrew B. Balson For For Management 1.5 Elect Director Corie S. Barry For For Management 1.6 Elect Director Diana F. Cantor For For Management 1.7 Elect Director Richard L. Federico For For Management 1.8 Elect Director James A. Goldman For For Management 1.9 Elect Director Patricia E. Lopez For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOMTAR CORPORATION Ticker: UFS Security ID: 257559203 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Giannella Alvarez For For Management 1.2 Elect Director Robert E. Apple For For Management 1.3 Elect Director David J. Illingworth For For Management 1.4 Elect Director Brian M. Levitt For For Management 1.5 Elect Director David G. Maffucci For For Management 1.6 Elect Director Pamela B. Strobel For For Management 1.7 Elect Director Denis Turcotte For For Management 1.8 Elect Director John D. Williams For For Management 1.9 Elect Director Mary A. Winston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- DONALDSON COMPANY, INC. Ticker: DCI Security ID: 257651109 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Hoffman For For Management 1.2 Elect Director Douglas A. Milroy For For Management 1.3 Elect Director Willard D. Oberton For For Management 1.4 Elect Director John P. Wiehoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. Ticker: DEI Security ID: 25960P109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan A. Emmett For For Management 1.2 Elect Director Jordan L. Kaplan For For Management 1.3 Elect Director Kenneth M. Panzer For For Management 1.4 Elect Director Christopher H. Anderson For For Management 1.5 Elect Director Leslie E. Bider For For Management 1.6 Elect Director David T. Feinberg For For Management 1.7 Elect Director Virginia A. McFerran For Withhold Management 1.8 Elect Director Thomas E. O'Hern For For Management 1.9 Elect Director William E. Simon, Jr. For For Management 1.10 Elect Director Johnese M. Spisso For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- DROPBOX, INC. Ticker: DBX Security ID: 26210C104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew W. Houston For For Management 1.2 Elect Director Donald W. Blair For For Management 1.3 Elect Director Lisa Campbell For For Management 1.4 Elect Director Paul E. Jacobs For Withhold Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Karen Peacock For For Management 1.7 Elect Director Condoleezza Rice For For Management 1.8 Elect Director R. Bryan Schreier For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- DUKE REALTY CORPORATION Ticker: DRE Security ID: 264411505 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Case For For Management 1b Elect Director James B. Connor For For Management 1c Elect Director Ngaire E. Cuneo For For Management 1d Elect Director Charles R. Eitel For For Management 1e Elect Director Tamara D. Fischer For For Management 1f Elect Director Norman K. Jenkins For For Management 1g Elect Director Melanie R. Sabelhaus For For Management 1h Elect Director Peter M. Scott, III For For Management 1i Elect Director David P. Stockert For For Management 1j Elect Director Chris T. Sultemeier For For Management 1k Elect Director Michael E. Szymanczyk For For Management 1l Elect Director Warren M. Thompson For For Management 1m Elect Director Lynn C. Thurber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DUNKIN' BRANDS GROUP, INC. Ticker: DNKN Security ID: 265504100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Boff For For Management 1b Elect Director Irene Chang Britt For For Management 1c Elect Director Michael F. Hines For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For For Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Michael J. Salvino For For Management 1j Elect Director Manoj P. Singh For For Management 1k Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246401 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Carbone For For Management 1b Elect Director Robert J. Chersi For For Management 1c Elect Director Jaime W. Ellertson For For Management 1d Elect Director James P. Healy For For Management 1e Elect Director Kevin T. Kabat For For Management 1f Elect Director James Lam For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Michael A. Pizzi For For Management 1j Elect Director Rebecca Saeger For For Management 1k Elect Director Donna L. Weaver For For Management 1l Elect Director Joshua A. Weinreich For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- EAGLE MATERIALS INC. Ticker: EXP Security ID: 26969P108 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director George J. Damiris For For Management 1B Elect Director Martin M. Ellen For For Management 1C Elect Director David B. Powers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Archana Deskus For For Management 1.4 Elect Director Rudolph I. Estrada For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Jack C. Liu For For Management 1.7 Elect Director Dominic Ng For For Management 1.8 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Ticker: EMN Security ID: 277432100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.2 Elect Director Brett D. Begemann For For Management 1.3 Elect Director Mark J. Costa For For Management 1.4 Elect Director Edward L. Doheny, II For For Management 1.5 Elect Director Julie F. Holder For For Management 1.6 Elect Director Renee J. Hornbaker For For Management 1.7 Elect Director Kim Ann Mink For For Management 1.8 Elect Director James J. O'Brien For For Management 1.9 Elect Director David W. Raisbeck For For Management 1.10 Elect Director Charles K. Stevens, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ECHOSTAR CORPORATION Ticker: SATS Security ID: 278768106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Stanton Dodge For For Management 1.2 Elect Director Michael T. Dugan For For Management 1.3 Elect Director Charles W. Ergen For Withhold Management 1.4 Elect Director Anthony M. Federico For Withhold Management 1.5 Elect Director Pradman P. Kaul For For Management 1.6 Elect Director C. Michael Schroeder For Withhold Management 1.7 Elect Director Jeffrey R. Tarr For Withhold Management 1.8 Elect Director William D. Wade For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Michael C. Camunez For For Management 1c Elect Director Vanessa C.L. Chang For For Management 1d Elect Director James T. Morris For For Management 1e Elect Director Timothy T. O'Toole For For Management 1f Elect Director Pedro J. Pizarro For For Management 1g Elect Director Carey A. Smith For For Management 1h Elect Director Linda G. Stuntz For For Management 1i Elect Director William P. Sullivan For For Management 1j Elect Director Peter J. Taylor For For Management 1k Elect Director Keith Trent For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- ELANCO ANIMAL HEALTH INCORPORATED Ticker: ELAN Security ID: 28414H103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Harrington For For Management 1b Elect Director Deborah T. Kochevar For Against Management 1c Elect Director Kirk P. McDonald For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ELASTIC N.V. Ticker: ESTC Security ID: N14506104 Meeting Date: OCT 04, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Shares For For Management in Connection with Merger -------------------------------------------------------------------------------- ELASTIC N.V. Ticker: ESTC Security ID: N14506104 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Steven Schuurman For For Management 1B Elect Director Chetan Puttagunta For Against Management 2 Adopt Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Executive Director For For Management 4 Approve Discharge of Non-Executive For For Management Directors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- ELASTIC N.V. Ticker: ESTC Security ID: N14506104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Alison Gleeson For For Management -------------------------------------------------------------------------------- ELEMENT SOLUTIONS INC Ticker: ESI Security ID: 28618M106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin Ellis Franklin For For Management 1b Elect Director Benjamin Gliklich For For Management 1c Elect Director Scot R. Benson For For Management 1d Elect Director Ian G.H. Ashken For For Management 1e Elect Director Christopher T. Fraser For For Management 1f Elect Director Michael F. Goss For For Management 1g Elect Director Nichelle Maynard-Elliott For For Management 1h Elect Director E. Stanley O'Neal For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EMPIRE STATE REALTY TRUST, INC. Ticker: ESRT Security ID: 292104106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony E. Malkin For For Management 1.2 Elect Director William H. Berkman For For Management 1.3 Elect Director Leslie D. Biddle For For Management 1.4 Elect Director Thomas J. DeRosa For For Management 1.5 Elect Director Steven J. Gilbert For For Management 1.6 Elect Director S. Michael Giliberto For For Management 1.7 Elect Director Patricia S. Han For For Management 1.8 Elect Director James D. Robinson, IV For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENCOMPASS HEALTH CORPORATION Ticker: EHC Security ID: 29261A100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg D. Carmichael For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Donald L. Correll For For Management 1d Elect Director Yvonne M. Curl For For Management 1e Elect Director Charles M. Elson For For Management 1f Elect Director Joan E. Herman For For Management 1g Elect Director Leo I. Higdon, Jr. For For Management 1h Elect Director Leslye G. Katz For For Management 1i Elect Director Patricia A. Maryland For For Management 1j Elect Director John E. Maupin, Jr. For For Management 1k Elect Director Nancy M. Schlichting For For Management 1l Elect Director L. Edward Shaw, Jr. For For Management 1m Elect Director Mark J. Tarr For For Management 1n Elect Director Terrance Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Ticker: ENR Security ID: 29272W109 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carlos Abrams-Rivera For For Management 1b Elect Director Bill G. Armstrong For For Management 1c Elect Director Cynthia J. Brinkley For For Management 1d Elect Director Rebecca Frankiewicz For For Management 1e Elect Director Alan R. Hoskins For For Management 1f Elect Director Kevin J. Hunt For For Management 1g Elect Director James C. Johnson For For Management 1h Elect Director John E. Klein For For Management 1i Elect Director Patrick J. Moore For For Management 1j Elect Director Nneka L. Rimmer For For Management 1k Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENTEGRIS, INC. Ticker: ENTG Security ID: 29362U104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Bradley For For Management 1b Elect Director R. Nicholas Burns For For Management 1c Elect Director James F. Gentilcore For For Management 1d Elect Director James P. Lederer For For Management 1e Elect Director Bertrand Loy For For Management 1f Elect Director Paul L. H. Olson For For Management 1g Elect Director Azita Saleki-Gerhardt For For Management 1h Elect Director Brian F. Sullivan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director M. Elise Hyland For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENVISTA HOLDINGS CORPORATION Ticker: NVST Security ID: 29415F104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kieran T. Gallahue For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Roman For For Management 1.2 Elect Director Jill B. Smart For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EPR PROPERTIES Ticker: EPR Security ID: 26884U109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barrett Brady For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director James B. Connor For For Management 1.4 Elect Director Robert J. Druten For For Management 1.5 Elect Director Gregory K. Silvers For For Management 1.6 Elect Director Robin P. Sterneck For For Management 1.7 Elect Director Virginia E. Shanks For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Declaration of Trust to Permit For For Management the Company to Redeem Securities Held by an Unsuitable Shareholder 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: JUL 10, 2019 Meeting Type: Proxy Contest Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Universal Proxy None Card) 1A Elect Director Philip G. Behrman For For Management 1B Elect Director Janet L. Carrig For For Management 1C Elect Director Christina A. Cassotis For For Management 1D Elect Director William M. Lambert For For Management 1E Elect Director Gerald F. MacCleary For For Management 1F Elect Director James T. McManus, II For For Management 1G Elect Director Valerie A. Mitchell For For Management 1H Elect Director Robert J. McNally For For Management 1I Elect Director Anita M. Powers For For Management 1J Elect Director Daniel J. Rice, IV For For Management 1K Elect Director Stephen A. Thorington For For Management 1L Elect Director Christine J. Toretti For For Management 1M Rice Group Nominee Lydia I. Beebe Against Withhold Shareholder 1N Rice Group Nominee Lee M. Canaan Against Withhold Shareholder 1O Rice Group Nominee Kathryn J. Jackson Against Withhold Shareholder 1P Rice Group Nominee John F. McCartney Against Withhold Shareholder 1Q Rice Group Nominee Toby Z. Rice Against Withhold Shareholder 1R Rice Group Nominee Hallie A. Against Withhold Shareholder Vanderhider 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Universal Proxy None Card) 1A Elect Director Lydia I. Beebe For Did Not Vote Shareholder 1B Elect Director Lee M. Canaan For Did Not Vote Shareholder 1C Elect Director Kathryn J. Jackson For Did Not Vote Shareholder 1D Elect Director John F. McCartney For Did Not Vote Shareholder 1E Elect Director Daniel J. Rice, IV For Did Not Vote Shareholder 1F Elect Director Toby Z. Rice For Did Not Vote Shareholder 1G Elect Director Hallie A. Vanderhider For Did Not Vote Shareholder 1H Management Nominee Philip G. Behrman For Did Not Vote Shareholder 1I Management Nominee Janet L. Carrig For Did Not Vote Shareholder 1J Management Nominee James T. McManus, II For Did Not Vote Shareholder 1K Management Nominee Anita M. Powers For Did Not Vote Shareholder 1L Management Nominee Stephen A. For Did Not Vote Shareholder Thorington 1M Management Nominee Christina A. Against Did Not Vote Shareholder Cassotis 1N Management Nominee William M. Lambert Against Did Not Vote Shareholder 1O Management Nominee Gerald F. MacCleary Against Did Not Vote Shareholder 1P Management Nominee Valerie A. Mitchell Against Did Not Vote Shareholder 1Q Management Nominee Robert J. McNally Against Did Not Vote Shareholder 1R Management Nominee Christine J. Toretti Against Did Not Vote Shareholder 2 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Did Not Vote Management 4 Ratify Ernst & Young LLP as Auditors None Did Not Vote Management -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Philip G. Behrman For For Management 1.3 Elect Director Lee M. Canaan For For Management 1.4 Elect Director Janet L. Carrig For For Management 1.5 Elect Director Kathryn J. Jackson For For Management 1.6 Elect Director John F. McCartney For For Management 1.7 Elect Director James T. McManus, II For For Management 1.8 Elect Director Anita M. Powers For For Management 1.9 Elect Director Daniel J. Rice, IV For For Management 1.10 Elect Director Toby Z. Rice For For Management 1.11 Elect Director Stephen A. Thorington For For Management 1.12 Elect Director Hallie A. Vanderhider For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement for Amending Governing Documents and Removing Directors 4 Provide Right to Call Special Meeting For For Management 5 Approve Omnibus Stock Plan For For Management 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUIFAX INC. Ticker: EFX Security ID: 294429105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark W. Begor For For Management 1b Elect Director Mark L. Feidler For For Management 1c Elect Director G. Thomas Hough For For Management 1d Elect Director Robert D. Marcus For For Management 1e Elect Director Siri S. Marshall For For Management 1f Elect Director Scott A. McGregor For For Management 1g Elect Director John A. McKinley For For Management 1h Elect Director Robert W. Selander For For Management 1i Elect Director Elane B. Stock For For Management 1j Elect Director Heather H. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- EQUITABLE HOLDINGS, INC. Ticker: EQH Security ID: 29452E101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Kaye For For Management 1.2 Elect Director Joan Lamm-Tennant For For Management 1.3 Elect Director Kristi A. Matus For Withhold Management 1.4 Elect Director Ramon de Oliveira For For Management 1.5 Elect Director Mark Pearson For For Management 1.6 Elect Director Bertram L. Scott For For Management 1.7 Elect Director George Stansfield For For Management 1.8 Elect Director Charles G.T. Stonehill For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky A. Bailey For For Management 1.2 Elect Director Sarah M. Barpoulis For For Management 1.3 Elect Director Kenneth M. Burke For For Management 1.4 Elect Director Patricia K. Collawn For For Management 1.5 Elect Director Margaret K. Dorman For For Management 1.6 Elect Director Thomas F. Karam For For Management 1.7 Elect Director D. Mark Leland For For Management 1.8 Elect Director Norman J. Szydlowski For For Management 1.9 Elect Director Robert F. Vagt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EQUITY COMMONWEALTH Ticker: EQC Security ID: 294628102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sam Zell For For Management 1.2 Elect Director James S. Corl For For Management 1.3 Elect Director Martin L. Edelman For For Management 1.4 Elect Director Edward A. Glickman For For Management 1.5 Elect Director David A. Helfand For For Management 1.6 Elect Director Peter Linneman For For Management 1.7 Elect Director James L. Lozier, Jr. For For Management 1.8 Elect Director Mary Jane Robertson For For Management 1.9 Elect Director Kenneth Shea For For Management 1.10 Elect Director Gerald A. Spector For For Management 1.11 Elect Director James A. Star For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Berkenfield For For Management 1.2 Elect Director Philip Calian For For Management 1.3 Elect Director David Contis For For Management 1.4 Elect Director Constance Freedman For For Management 1.5 Elect Director Thomas Heneghan For For Management 1.6 Elect Director Tao Huang For For Management 1.7 Elect Director Marguerite Nader For For Management 1.8 Elect Director Scott Peppet For For Management 1.9 Elect Director Sheli Rosenberg For For Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker: EQR Security ID: 29476L107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond Bennett For For Management 1.2 Elect Director Linda Walker Bynoe For For Management 1.3 Elect Director Connie K. Duckworth For For Management 1.4 Elect Director Mary Kay Haben For For Management 1.5 Elect Director Tahsinul Zia Huque For For Management 1.6 Elect Director Bradley A. Keywell For For Management 1.7 Elect Director John E. Neal For For Management 1.8 Elect Director David J. Neithercut For For Management 1.9 Elect Director Mark J. Parrell For For Management 1.10 Elect Director Mark S. Shapiro For For Management 1.11 Elect Director Stephen E. Sterrett For For Management 1.12 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For Withhold Management 1.4 Elect Director Neil T. Brown For Withhold Management 1.5 Elect Director Lisa Palmer For Withhold Management 1.6 Elect Director Steven E. Kent For For Management 1.7 Elect Director Simon M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ESSENTIAL UTILITIES, INC. Ticker: WTRG Security ID: 29670G102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth B. Amato For For Management 1.2 Elect Director Nicholas DeBenedictis For For Management 1.3 Elect Director Christopher H. Franklin For For Management 1.4 Elect Director Wendy A. Franks For For Management 1.5 Elect Director Daniel J. Hilferty For For Management 1.6 Elect Director Francis O. Idehen For For Management 1.7 Elect Director Ellen T. Ruff For For Management 1.8 Elect Director Lee C. Stewart For For Management 1.9 Elect Director Christopher C. Womack For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Guericke For For Management 1.2 Elect Director Maria R. Hawthorne For For Management 1.3 Elect Director Amal M. Johnson For For Management 1.4 Elect Director Mary Kasaris For For Management 1.5 Elect Director Irving F. Lyons, III For For Management 1.6 Elect Director George M. Marcus For For Management 1.7 Elect Director Thomas E. Robinson For For Management 1.8 Elect Director Michael J. Schall For For Management 1.9 Elect Director Byron A. Scordelis For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Josh Silverman For For Management 1c Elect Director Fred Wilson For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Ticker: EEFT Security ID: 298736109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrzej Olechowski For For Management 1.2 Elect Director Eriberto R. Scocimara For For Management 1.3 Elect Director Mark R. Callegari For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EVERGY, INC. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirkland B. Andrews For For Management 1b Elect Director Terry Bassham For For Management 1c Elect Director Mollie Hale Carter For For Management 1d Elect Director Richard L. Hawley For For Management 1e Elect Director Thomas D. Hyde For For Management 1f Elect Director B. Anthony Isaac For For Management 1g Elect Director Paul M. Keglevic For For Management 1h Elect Director Sandra A.J. Lawrence For For Management 1i Elect Director Ann D. Murtlow For For Management 1j Elect Director Sandra J. Price For For Management 1k Elect Director Mark A. Ruelle For For Management 1l Elect Director S. Carl Soderstrom, Jr. For For Management 1m Elect Director John Arthur Stall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director James S. DiStasio For For Management 1.3 Elect Director Francis A. Doyle For For Management 1.4 Elect Director Linda Dorcena Forry For For Management 1.5 Elect Director James J. Judge For For Management 1.6 Elect Director John Y. Kim For For Management 1.7 Elect Director Kenneth R. Leibler For For Management 1.8 Elect Director David H. Long For For Management 1.9 Elect Director William C. Van Faasen For For Management 1.10 Elect Director Frederica M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXACT SCIENCES CORPORATION Ticker: EXAS Security ID: 30063P105 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin T. Conroy For For Management 1.2 Elect Director Katherine S. Zanotti For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXELIXIS, INC. Ticker: EXEL Security ID: 30161Q104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles Cohen For For Management 1b Elect Director Carl B. Feldbaum For For Management 1c Elect Director Maria C. Freire For For Management 1d Elect Director Alan M. Garber For For Management 1e Elect Director Vincent T. Marchesi For For Management 1f Elect Director Michael M. Morrissey For For Management 1g Elect Director Stelios Papadopoulos For For Management 1h Elect Director George Poste For For Management 1i Elect Director Julie Anne Smith For For Management 1j Elect Director Lance Willsey For For Management 1k Elect Director Jack L. Wyszomierski For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Craig A. Jacobson For For Management 1g Elect Director Victor A. Kaufman For Withhold Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For Withhold Management 1j Elect Director Mark D. Okerstrom For For Management 1k Elect Director Alexander von For For Management Furstenberg 1l Elect Director Julie Whalen For For Management 2a Approve Securities Transfer For For Management Restrictions 2b Approve Change-of-Control Clause For For Management 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Jon T. Gieselman For For Management 1g Elect Director Craig A. Jacobson For For Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For For Management 1j Elect Director Greg Mondre For For Management 1k Elect Director David Sambur For For Management 1l Elect Director Alexander von For For Management Furstenberg 1m Elect Director Julie Whalen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young as Auditors For For Management 5 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Ticker: EXPD Security ID: 302130109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Wright For For Management 1.2 Elect Director Glenn M. Alger For For Management 1.3 Elect Director Robert P. Carlile For For Management 1.4 Elect Director James "Jim" M. DuBois For For Management 1.5 Elect Director Mark A. Emmert For For Management 1.6 Elect Director Diane H. Gulyas For For Management 1.7 Elect Director Jeffrey S. Musser For For Management 1.8 Elect Director Liane J. Pelletier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt a Policy on Board Diversity Against For Shareholder -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For For Management 1.4 Elect Director Ellen Keszler For For Management 1.5 Elect Director Jodie W. McLean For For Management 1.6 Elect Director Thomas F. O'Toole For For Management 1.7 Elect Director Richard F. Wallman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker: EXR Security ID: 30225T102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Woolley For For Management 1.2 Elect Director Joseph D. Margolis For For Management 1.3 Elect Director Roger B. Porter For For Management 1.4 Elect Director Joseph J. Bonner For For Management 1.5 Elect Director Gary L. Crittenden For For Management 1.6 Elect Director Ashley Dreier For For Management 1.7 Elect Director Spencer F. Kirk For For Management 1.8 Elect Director Dennis J. Letham For For Management 1.9 Elect Director Diane Olmstead For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- F.N.B. CORPORATION Ticker: FNB Security ID: 302520101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela A. Bena For For Management 1.2 Elect Director William B. Campbell For For Management 1.3 Elect Director James D. Chiafullo For For Management 1.4 Elect Director Vincent J. Delie, Jr. For For Management 1.5 Elect Director Mary Jo Dively For For Management 1.6 Elect Director Robert A. Hormell For For Management 1.7 Elect Director David J. Malone For For Management 1.8 Elect Director Frank C. Mencini For For Management 1.9 Elect Director David L. Motley For For Management 1.10 Elect Director Heidi A. Nicholas For For Management 1.11 Elect Director John S. Stanik For For Management 1.12 Elect Director William J. Strimbu For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- F5 NETWORKS, INC. Ticker: FFIV Security ID: 315616102 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A. Gary Ames For For Management 1b Elect Director Sandra E. Bergeron For For Management 1c Elect Director Deborah L. Bevier For For Management 1d Elect Director Michel Combes For For Management 1e Elect Director Michael L. Dreyer For For Management 1f Elect Director Alan J. Higginson For For Management 1g Elect Director Peter S. Klein For For Management 1h Elect Director Francois Locoh-Donou For For Management 1i Elect Director Nikhil Mehta For For Management 1j Elect Director Marie E. Myers For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. Ticker: FDS Security ID: 303075105 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director F. Philip Snow For For Management 1.2 Elect Director Sheila B. Jordan For For Management 1.3 Elect Director James J. McGonigle For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FAIR ISAAC CORPORATION Ticker: FICO Security ID: 303250104 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Braden R. Kelly For For Management 1b Elect Director Fabiola R. Arredondo For For Management 1c Elect Director A. George Battle For For Management 1d Elect Director James D. Kirsner For For Management 1e Elect Director William J. Lansing For For Management 1f Elect Director Eva Manolis For For Management 1g Elect Director Marc F. McMorris For For Management 1h Elect Director Joanna Rees For For Management 1i Elect Director David A. Rey For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 25, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard D. Oberton For For Management 1b Elect Director Michael J. Ancius For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Stephen L. Eastman For For Management 1e Elect Director Daniel L. Florness For For Management 1f Elect Director Rita J. Heise For For Management 1g Elect Director Daniel L. Johnson For For Management 1h Elect Director Nicholas J. Lundquist For For Management 1i Elect Director Scott A. Satterlee For For Management 1j Elect Director Reyne K. Wisecup For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against Abstain Shareholder -------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Elizabeth I. Holland For For Management 1.4 Elect Director Mark S. Ordan For For Management 1.5 Elect Director Gail P. Steinel For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For For Management 1.2 Elect Director Douglas K. Ammerman For For Management 1.3 Elect Director Thomas M. Hagerty For For Management 1.4 Elect Director Peter O. Shea, Jr. For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director C. Bryan Daniels For For Management 1.9 Elect Director Thomas H. Harvey For For Management 1.10 Elect Director Gary R. Heminger For For Management 1.11 Elect Director Jewell D. Hoover For For Management 1.12 Elect Director Eileen A. Mallesch For For Management 1.13 Elect Director Michael B. McCallister For For Management 1.14 Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FIREEYE, INC. Ticker: FEYE Security ID: 31816Q101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly Alexy For For Management 1b Elect Director Stephen Pusey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Doti For For Management 1.2 Elect Director Michael D. McKee For For Management 1.3 Elect Director Thomas V. McKernan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For For Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For For Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For For Management 1.11 Elect Director Robert T. Newcomb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST HAWAIIAN, INC. Ticker: FHB Security ID: 32051X108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Cox For For Management 1b Elect Director W. Allen Doane For For Management 1c Elect Director Faye Watanabe Kurren For For Management 1d Elect Director Robert S. Harrison For For Management 1e Elect Director Allen B. Uyeda For For Management 1f Elect Director Jenai S. Wall For For Management 1g Elect Director C. Scott Wo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Burdick For For Management 1.2 Elect Director John C. Compton For For Management 1.3 Elect Director Wendy P. Davidson For For Management 1.4 Elect Director Mark A. Emkes For For Management 1.5 Elect Director Corydon J. Gilchrist For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Herbert, II For For Management 1b Elect Director Katherine August-deWilde For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Frank J. Fahrenkopf, Jr. For For Management 1e Elect Director Boris Groysberg For For Management 1f Elect Director Sandra R. Hernandez For For Management 1g Elect Director Pamela J. Joyner For For Management 1h Elect Director Reynold Levy For For Management 1i Elect Director Duncan L. Niederauer For For Management 1j Elect Director George G.C. Parker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST SOLAR, INC. Ticker: FSLR Security ID: 336433107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Ahearn For For Management 1.2 Elect Director Sharon L. Allen For For Management 1.3 Elect Director Richard D. Chapman For For Management 1.4 Elect Director George A. ("Chip") For For Management Hambro 1.5 Elect Director Molly E. Joseph For For Management 1.6 Elect Director Craig Kennedy For For Management 1.7 Elect Director William J. Post For For Management 1.8 Elect Director Paul H. Stebbins For For Management 1.9 Elect Director Michael T. Sweeney For For Management 1.10 Elect Director Mark R. Widmar For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRSTENERGY CORP. Ticker: FE Security ID: 337932107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Anderson For For Management 1.2 Elect Director Steven J. Demetriou For For Management 1.3 Elect Director Julia L. Johnson For For Management 1.4 Elect Director Charles E. Jones For For Management 1.5 Elect Director Donald T. Misheff For For Management 1.6 Elect Director Thomas N. Mitchell For For Management 1.7 Elect Director James F. O'Neil, III For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Luis A. Reyes For For Management 1.11 Elect Director Leslie M. Turner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Code of Regulations to Authorize For For Management Board to Make Certain Future Amendments 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.2 Elect Director Alison Davis For For Management 1.3 Elect Director Henrique de Castro For For Management 1.4 Elect Director Harry F. DiSimone For For Management 1.5 Elect Director Dennis F. Lynch For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Scott C. Nuttall For For Management 1.8 Elect Director Denis J. O'Leary For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Jeffery W. Yabuki For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES INC. Ticker: FLT Security ID: 339041105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven T. Stull For For Management 1.2 Elect Director Michael Buckman For For Management 1.3 Elect Director Thomas M. Hagerty For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting Against For Shareholder 5 Adopt Policy that Adjust Financial Against Against Shareholder Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Cannon For For Management 1b Elect Director John D. Carter For For Management 1c Elect Director William W. Crouch For For Management 1d Elect Director Catherine A. Halligan For For Management 1e Elect Director Earl R. Lewis For For Management 1f Elect Director Angus L. Macdonald For For Management 1g Elect Director Michael T. Smith For For Management 1h Elect Director Cathy A. Stauffer For For Management 1i Elect Director Robert S. Tyrer For For Management 1j Elect Director John W. Wood, Jr. For For Management 1k Elect Director Steven E. Wynne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation Oregon For For Management to Delaware -------------------------------------------------------------------------------- FLOOR & DECOR HOLDINGS, INC. Ticker: FND Security ID: 339750101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David B. Kaplan For For Management 1b Elect Director Peter M. Starrett For For Management 1c Elect Director George Vincent West For Against Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLOWERS FOODS, INC. Ticker: FLO Security ID: 343498101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George E. Deese For For Management 1b Elect Director Rhonda Gass For For Management 1c Elect Director Benjamin H. Griswold, IV For For Management 1d Elect Director Margaret G. Lewis For For Management 1e Elect Director A. Ryals McMullian For For Management 1f Elect Director James T. Spear For For Management 1g Elect Director Melvin T. Stith For For Management 1h Elect Director C. Martin Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Supermajority Vote Requirement For For Management -------------------------------------------------------------------------------- FLOWSERVE CORPORATION Ticker: FLS Security ID: 34354P105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Scott Rowe For For Management 1b Elect Director Sujeet Chand For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Gayla J. Delly For For Management 1e Elect Director Roger L. Fix For For Management 1f Elect Director John R. Friedery For For Management 1g Elect Director John L. Garrison For For Management 1h Elect Director Michael C. McMurray For For Management 1i Elect Director David E. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Allow Shareholder Action by Less than Unanimous Written Consent 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Mark Douglas For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Maxine Clark For For Management 1B Elect Director Alan D. Feldman For For Management 1C Elect Director Richard A. Johnson For For Management 1D Elect Director Guillermo G. Marmol For For Management 1E Elect Director Matthew M. McKenna For For Management 1F Elect Director Darlene Nicosia For For Management 1G Elect Director Steven Oakland For For Management 1H Elect Director Ulice Payne, Jr. For For Management 1I Elect Director Kimberly Underhill For For Management 1J Elect Director Tristan Walker For For Management 1K Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Xie For For Management 1.2 Elect Director Michael Xie For For Management 1.3 Elect Director Kelly Ducourty For For Management 1.4 Elect Director Jean Hu For For Management 1.5 Elect Director Ming Hsieh For For Management 1.6 Elect Director William H. Neukom For For Management 1.7 Elect Director Christopher B. Paisley For For Management 1.8 Elect Director Judith Sim For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- FORTIVE CORPORATION Ticker: FTV Security ID: 34959J108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kate D. Mitchell For For Management 1B Elect Director Mitchell P. Rales For For Management 1C Elect Director Steven M. Rales For For Management 1D Elect Director Jeannine Sargent For For Management 1E Elect Director Alan G. Spoon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- FORTUNE BRANDS HOME & SECURITY, INC. Ticker: FBHS Security ID: 34964C106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas I. Fink For For Management 1b Elect Director A. D. David Mackay For For Management 1c Elect Director David M. Thomas For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOX CORPORATION Ticker: FOXA Security ID: 35137L204 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director K. Rupert Murdoch For For Management 1b Elect Director Lachlan K. Murdoch For For Management 1c Elect Director Chase Carey For For Management 1d Elect Director Anne Dias For For Management 1e Elect Director Roland A. Hernandez For For Management 1f Elect Director Jacques Nasser For Against Management 1g Elect Director Paul D. Ryan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. Ticker: BEN Security ID: 354613101 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter K. Barker For For Management 1b Elect Director Mariann Byerwalter For For Management 1c Elect Director Gregory E. Johnson For For Management 1d Elect Director Jennifer M. Johnson For For Management 1e Elect Director Rupert H. Johnson, Jr. For For Management 1f Elect Director Anthony J. Noto For For Management 1g Elect Director Mark C. Pigott For For Management 1h Elect Director Laura Stein For For Management 1i Elect Director Seth H. Waugh For For Management 1j Elect Director Geoffrey Y. Yang For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Gerald J. Ford For For Management 1.3 Elect Director Lydia H. Kennard For For Management 1.4 Elect Director Dustan E. McCoy For For Management 1.5 Elect Director John J. Stephens For For Management 1.6 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRONTDOOR, INC. Ticker: FTDR Security ID: 35905A109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard P. Fox For Against Management 1b Elect Director Brian P. McAndrews For Against Management 1c Elect Director Rexford J. Tibbens For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Carlino For For Management 1.2 Elect Director Carol ("Lili") Lynton For For Management 1.3 Elect Director Joseph W. Marshall, III For For Management 1.4 Elect Director James B. Perry For For Management 1.5 Elect Director Barry F. Schwartz For For Management 1.6 Elect Director Earl C. Shanks For For Management 1.7 Elect Director E. Scott Urdang For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GARDNER DENVER HOLDINGS, INC. Ticker: GDI Security ID: 36555P107 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GARMIN LTD. Ticker: GRMN Security ID: H2906T109 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Dividends For For Management 4 Approve Discharge of Board and Senior For For Management Management 5.1 Elect Director Jonathan C. Burrell For For Management 5.2 Elect Director Joseph J. Hartnett For For Management 5.3 Elect Director Min H. Kao For For Management 5.4 Elect Director Catherine A. Lewis For For Management 5.5 Elect Director Charles W. Peffer For For Management 5.6 Elect Director Clifton A. Pemble For For Management 6 Elect Min H. Kao as Board Chairman For For Management 7.1 Appoint Jonathan C. Burrell as Member For For Management of the Compensation Committee 7.2 Appoint Joseph J. Hartnett as Member For For Management of the Compensation Committee 7.3 Appoint Catherine A. Lewis as Member For For Management of the Compensation Committee 7.4 Appoint Charles W. Peffer as Member of For For Management the Compensation Committee 8 Designate Wuersch & Gering LLP as For For Management Independent Proxy 9 Ratify Ernst & Young LLP as Auditor For For Management 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Approve Fiscal Year 2021 Maximum For For Management Aggregate Compensation for the Executive Management 12 Approve Maximum Aggregate Compensation For For Management for the Board of Directors for the Period Between the 2020 AGM and the 2021 AGM 13 Approve the Renewal of Authorized For For Management Share Capital without Preemptive Rights -------------------------------------------------------------------------------- GARTNER, INC. Ticker: IT Security ID: 366651107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter E. Bisson For For Management 1b Elect Director Richard J. Bressler For For Management 1c Elect Director Raul E. Cesan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Anne Sutherland Fuchs For For Management 1f Elect Director William O. Grabe For For Management 1g Elect Director Eugene A. Hall For For Management 1h Elect Director Stephen G. Pagliuca For For Management 1i Elect Director Eileen M. Serra For For Management 1j Elect Director James C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GATES INDUSTRIAL CORPORATION PLC Ticker: GTES Security ID: G39108108 Meeting Date: OCT 07, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For Against Management 2 Amend the Articles of Association to For Against Management Authorize the Issuance of a New Class or Classes of Shares -------------------------------------------------------------------------------- GATES INDUSTRIAL CORPORATION PLC Ticker: GTES Security ID: G39108108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Ireland, III For For Management 1.2 Elect Director Ivo Jurek For For Management 1.3 Elect Director Julia C. Kahr For Against Management 1.4 Elect Director Terry Klebe For For Management 1.5 Elect Director Stephanie K. Mains For For Management 1.6 Elect Director Wilson S. Neely For For Management 1.7 Elect Director Neil P. Simpkins For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Remuneration Report For For Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management 5 Ratify Deloitte LLP as UK Statutory For For Management Auditor 6 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditors -------------------------------------------------------------------------------- GCI LIBERTY, INC. Ticker: GLIBA Security ID: 36164V305 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald A. Duncan For For Management 1.2 Elect Director Donne F. Fisher For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENESEE & WYOMING INC. Ticker: GWR Security ID: 371559105 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director John Mulder For For Management 1.6 Elect Director Richard Schaum For For Management 1.7 Elect Director Kathleen Starkoff For For Management 1.8 Elect Director Brian Walker For For Management 1.9 Elect Director James Wallace For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth W. Camp For For Management 1.2 Elect Director Richard Cox, Jr. For For Management 1.3 Elect Director Paul D. Donahue For For Management 1.4 Elect Director Gary P. Fayard For For Management 1.5 Elect Director P. Russell Hardin For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Jean-Jacques Lafont For For Management 1.10 Elect Director Robert C. "Robin" For For Management Loudermilk, Jr. 1.11 Elect Director Wendy B. Needham For For Management 1.12 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on EEO Against Abstain Shareholder -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Declassify the Board of Directors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Robert H.B. Baldwin, Jr. For Against Management 1c Elect Director John G. Bruno For For Management 1d Elect Director Kriss Cloninger, III For For Management 1e Elect Director William I. Jacobs For For Management 1f Elect Director Joia M. Johnson For For Management 1g Elect Director Ruth Ann Marshall For For Management 1h Elect Director Connie D. McDaniel For For Management 1i Elect Director William B. Plummer For For Management 1j Elect Director Jeffrey S. Sloan For For Management 1k Elect Director John T. Turner For For Management 1l Elect Director M. Troy Woods For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GLOBE LIFE INC. Ticker: GL Security ID: 37959E102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Adair For For Management 1.2 Elect Director Linda L. Addison For For Management 1.3 Elect Director Marilyn A. Alexander For For Management 1.4 Elect Director Cheryl D. Alston For For Management 1.5 Elect Director Jane M. Buchan For For Management 1.6 Elect Director Gary L. Coleman For For Management 1.7 Elect Director Larry M. Hutchison For For Management 1.8 Elect Director Robert W. Ingram For For Management 1.9 Elect Director Steven P. Johnson For For Management 1.10 Elect Director Darren M. Rebelez For For Management 1.11 Elect Director Mary E. Thigpen For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GODADDY INC. Ticker: GDDY Security ID: 380237107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Garrett For For Management 1.2 Elect Director Ryan Roslansky For Withhold Management 1.3 Elect Director Lee E. Wittlinger For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GRACO INC. Ticker: GGG Security ID: 384109104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick J. McHale For For Management 1b Elect Director Lee R. Mitau For For Management 1c Elect Director Martha A. Morfitt For For Management 1d Elect Director Kevin J. Wheeler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Ticker: EAF Security ID: 384313508 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Acton For For Management 1.2 Elect Director David Gregory For Against Management 1.3 Elect Director David J. Rintoul For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAHAM HOLDINGS COMPANY Ticker: GHC Security ID: 384637104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher C. Davis For Withhold Management 1.2 Elect Director Anne M. Mulcahy For Withhold Management 1.3 Elect Director Larry D. Thompson For Withhold Management -------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Ticker: LOPE Security ID: 38526M106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian E. Mueller For For Management 1.2 Elect Director Sara R. Dial For For Management 1.3 Elect Director Jack A. Henry For For Management 1.4 Elect Director Lisa Graham Keegan For For Management 1.5 Elect Director Chevy Humphrey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Doss For For Management 1.2 Elect Director Dean A. Scarborough For For Management 1.3 Elect Director Larry M. Venturelli For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- GROCERY OUTLET HOLDING CORP. Ticker: GO Security ID: 39874R101 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth W. Alterman For For Management 1.2 Elect Director John E. Bachman For For Management 1.3 Elect Director Thomas F. Herman For For Management 1.4 Elect Director Erik D. Ragatz For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GRUBHUB INC. Ticker: GRUB Security ID: 400110102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd Frink For For Management 1.2 Elect Director Girish Lakshman For For Management 1.3 Elect Director Keith Richman For Withhold Management 1.4 Elect Director Arthur Francis Starrs, For For Management III 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GUARDANT HEALTH, INC. Ticker: GH Security ID: 40131M109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ian Clark For For Management 1b Elect Director Samir Kaul For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GUIDEWIRE SOFTWARE, INC. Ticker: GWRE Security ID: 40171V100 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Dillon For For Management 1.2 Elect Director Michael Keller For For Management 1.3 Elect Director Michael (Mike) Rosenbaum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela N. Archon For For Management 1b Elect Director Paul J. Brown For For Management 1c Elect Director Robert A. Gerard For For Management 1d Elect Director Richard A. Johnson For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director David Baker Lewis For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Bruce C. Rohde For For Management 1i Elect Director Matthew E. Winter For For Management 1j Elect Director Christianna Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Nance K. Dicciani For For Management 1g Elect Director Murry S. Gerber For For Management 1h Elect Director Patricia Hemingway Hall For For Management 1i Elect Director Robert A. Malone For For Management 1j Elect Director Jeffrey A. Miller For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Geralyn R. Breig For For Management 1b Elect Director Gerald W. Evans, Jr. For For Management 1c Elect Director Bobby J. Griffin For For Management 1d Elect Director James C. Johnson For For Management 1e Elect Director Franck J. Moison For For Management 1f Elect Director Robert F. Moran For For Management 1g Elect Director Ronald L. Nelson For For Management 1h Elect Director Ann E. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Ticker: HOG Security ID: 412822108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director R. John Anderson For For Management 1.3 Elect Director Michael J. Cave For For Management 1.4 Elect Director Allan Golston For For Management 1.5 Elect Director Sara L. Levinson For For Management 1.6 Elect Director N. Thomas Linebarger For For Management 1.7 Elect Director Brian R. Niccol For For Management 1.8 Elect Director Maryrose T. Sylvester For For Management 1.9 Elect Director Jochen Zeitz For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Provide Proxy Access Right For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- HASBRO, INC. Ticker: HAS Security ID: 418056107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Bronfin For For Management 1.2 Elect Director Michael R. Burns For For Management 1.3 Elect Director Hope F. Cochran For For Management 1.4 Elect Director Crispin H. Davis For For Management 1.5 Elect Director John A. Frascotti For For Management 1.6 Elect Director Lisa Gersh For For Management 1.7 Elect Director Brian D. Goldner For For Management 1.8 Elect Director Alan G. Hassenfeld For For Management 1.9 Elect Director Tracy A. Leinbach For For Management 1.10 Elect Director Edward M. Philip For For Management 1.11 Elect Director Richard S. Stoddart For For Management 1.12 Elect Director Mary Beth West For For Management 1.13 Elect Director Linda K. Zecher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- HAWAIIAN ELECTRIC INDUSTRIES, INC. Ticker: HE Security ID: 419870100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Keith P. Russell For For Management 1.3 Elect Director Eva T. Zlotnicka For For Management 1.4 Elect Director Micah A. Kane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. Ticker: HDS Security ID: 40416M105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen J. Affeldt For For Management 1.2 Elect Director Joseph J. DeAngelo For For Management 1.3 Elect Director Peter A. Dorsman For For Management 1.4 Elect Director Stephen J. Konenkamp For For Management 1.5 Elect Director Patrick R. McNamee For For Management 1.6 Elect Director Scott D. Ostfeld For For Management 1.7 Elect Director Charles W. Peffer For For Management 1.8 Elect Director James A. Rubright For For Management 1.9 Elect Director Lauren Taylor Wolfe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA, INC. Ticker: HTA Security ID: 42225P501 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Peters For For Management 1b Elect Director W. Bradley Blair, II For For Management 1c Elect Director Vicki U. Booth For For Management 1d Elect Director Maurice J. DeWald For For Management 1e Elect Director Warren D. Fix For For Management 1f Elect Director Peter N. Foss For Against Management 1g Elect Director Daniel S. Henson For For Management 1h Elect Director Larry L. Mathis For For Management 1i Elect Director Gary T. Wescombe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HEALTHPEAK PROPERTIES, INC. Ticker: PEAK Security ID: 42250P103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. Cartwright For For Management 1b Elect Director Christine N. Garvey For For Management 1c Elect Director R. Kent Griffin, Jr. For For Management 1d Elect Director David B. Henry For For Management 1e Elect Director Thomas M. Herzog For For Management 1f Elect Director Lydia H. Kennard For For Management 1g Elect Director Sara G. Lewis For For Management 1h Elect Director Katherine M. Sandstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HEICO CORPORATION Ticker: HEI Security ID: 422806109 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Culligan For For Management 1.2 Elect Director Adolfo Henriques For For Management 1.3 Elect Director Mark H. Hildebrandt For For Management 1.4 Elect Director Eric A. Mendelson For For Management 1.5 Elect Director Laurans A. Mendelson For For Management 1.6 Elect Director Victor H. Mendelson For For Management 1.7 Elect Director Julie Neitzel For For Management 1.8 Elect Director Alan Schriesheim For For Management 1.9 Elect Director Frank J. Schwitter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HEICO CORPORATION Ticker: HEI Security ID: 422806208 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Culligan For For Management 1.2 Elect Director Adolfo Henriques For For Management 1.3 Elect Director Mark H. Hildebrandt For For Management 1.4 Elect Director Eric A. Mendelson For For Management 1.5 Elect Director Laurans A. Mendelson For For Management 1.6 Elect Director Victor H. Mendelson For For Management 1.7 Elect Director Julie Neitzel For For Management 1.8 Elect Director Alan Schriesheim For For Management 1.9 Elect Director Frank J. Schwitter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HENRY SCHEIN, INC. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry J. Alperin For For Management 1b Elect Director Gerald A. Benjamin For For Management 1c Elect Director Stanley M. Bergman For For Management 1d Elect Director James P. Breslawski For For Management 1e Elect Director Paul Brons For For Management 1f Elect Director Shira Goodman For For Management 1g Elect Director Joseph L. Herring For For Management 1h Elect Director Kurt P. Kuehn For For Management 1i Elect Director Philip A. Laskawy For For Management 1j Elect Director Anne H. Margulies For For Management 1k Elect Director Mark E. Mlotek For For Management 1l Elect Director Steven Paladino For For Management 1m Elect Director Carol Raphael For For Management 1n Elect Director E. Dianne Rekow For For Management 1o Elect Director Bradley T. Sheares For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- HERBALIFE NUTRITION LTD. Ticker: HLF Security ID: G4412G101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Agwunobi For For Management 1.2 Elect Director James L. Nelson For For Management 1.3 Elect Director Richard H. Carmona For For Management 1.4 Elect Director Jonathan Christodoro For For Management 1.5 Elect Director Hunter C. Gary For For Management 1.6 Elect Director Nicholas Graziano For For Management 1.7 Elect Director Alan LeFevre For For Management 1.8 Elect Director Jesse A. Lynn For For Management 1.9 Elect Director Juan Miguel Mendoza For For Management 1.10 Elect Director Michael Montelongo For For Management 1.11 Elect Director Maria Otero For For Management 1.12 Elect Director Margarita For For Management Palau-Hernandez 1.13 Elect Director John Tartol For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Association to For For Management Eliminate the Casting Vote 4 Amend Articles of Association For For Management 5 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- HESS CORPORATION Ticker: HES Security ID: 42809H107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence J. Checki For For Management 1b Elect Director Leonard S. Coleman, Jr. For For Management 1c Elect Director Joaquin Duato For For Management 1d Elect Director John B. Hess For For Management 1e Elect Director Edith E. Holiday For For Management 1f Elect Director Marc S. Lipschultz For For Management 1g Elect Director David McManus For For Management 1h Elect Director Kevin O. Meyers For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director William G. Schrader For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Lip-Bu Tan For For Management 1m Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nick L. Stanage For For Management 1b Elect Director Joel S. Beckman For For Management 1c Elect Director Jeffrey C. Campbell For For Management 1d Elect Director Cynthia M. Egnotovich For For Management 1e Elect Director Thomas A. Gendron For For Management 1f Elect Director Jeffrey A. Graves For For Management 1g Elect Director Guy C. Hachey For For Management 1h Elect Director Catherine A. Suever For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Ticker: HIW Security ID: 431284108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Anderson For For Management 1.2 Elect Director Gene H. Anderson For For Management 1.3 Elect Director Thomas P. Anderson For For Management 1.4 Elect Director Carlos E. Evans For For Management 1.5 Elect Director David J. Hartzell For For Management 1.6 Elect Director Sherry A. Kellett For For Management 1.7 Elect Director Theodore J. Klinck For For Management 1.8 Elect Director Anne H. Lloyd For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Non-Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Dempsey For For Management 1.2 Elect Director Gary L. Ellis For For Management 1.3 Elect Director Stacy Enxing Seng For For Management 1.4 Elect Director Mary Garrett For For Management 1.5 Elect Director James R. Giertz For For Management 1.6 Elect Director John P. Groetelaars For For Management 1.7 Elect Director William H. Kucheman For For Management 1.8 Elect Director Ronald A. Malone For For Management 1.9 Elect Director Gregory J. Moore For For Management 1.10 Elect Director Felicia F. Norwood For For Management 1.11 Elect Director Nancy M. Schlichting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HILTON GRAND VACATIONS INC. Ticker: HGV Security ID: 43283X105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Wang For For Management 1.2 Elect Director Leonard A. Potter For For Management 1.3 Elect Director Brenda J. Bacon For For Management 1.4 Elect Director David W. Johnson For For Management 1.5 Elect Director Mark H. Lazarus For For Management 1.6 Elect Director Pamela H. Patsley For For Management 1.7 Elect Director Paul W. Whetsell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Nassetta For For Management 1b Elect Director Jonathan D. Gray For For Management 1c Elect Director Charlene T. Begley For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Raymond E. Mabus, Jr. For For Management 1f Elect Director Judith A. McHale For For Management 1g Elect Director John G. Schreiber For For Management 1h Elect Director Elizabeth A. Smith For For Management 1i Elect Director Douglas M. Steenland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Anna C. Catalano For For Management 1d Elect Director Leldon E. Echols For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HOLOGIC, INC. Ticker: HOLX Security ID: 436440101 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. MacMillan For For Management 1.2 Elect Director Sally W. Crawford For For Management 1.3 Elect Director Charles J. Dockendorff For For Management 1.4 Elect Director Scott T. Garrett For For Management 1.5 Elect Director Ludwig N. Hantson For For Management 1.6 Elect Director Namal Nawana For For Management 1.7 Elect Director Christiana Stamoulis For For Management 1.8 Elect Director Amy M. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HORIZON THERAPEUTICS PLC Ticker: HZNP Security ID: G46188101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gino Santini For For Management 1b Elect Director James Shannon For For Management 1c Elect Director Timothy Walbert For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Market Purchases or Overseas For For Management Market Purchases of Ordinary Shares 5 Approve Omnibus Stock Plan For For Management 6 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HORMEL FOODS CORPORATION Ticker: HRL Security ID: 440452100 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Prama Bhatt For For Management 1b Elect Director Gary C. Bhojwani For For Management 1c Elect Director Terrell K. Crews For For Management 1d Elect Director Stephen M. Lacy For For Management 1e Elect Director Elsa A. Murano For For Management 1f Elect Director Susan K. Nestegard For For Management 1g Elect Director William A. Newlands For For Management 1h Elect Director Dakota A. Pippins For For Management 1i Elect Director Christopher J. For For Management Policinski 1j Elect Director Jose Luis Prado For For Management 1k Elect Director Sally J. Smith For For Management 1l Elect Director James P. Snee For For Management 1m Elect Director Steven A. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Sheila C. Bair For For Management 1.3 Elect Director Richard E. Marriott For For Management 1.4 Elect Director Sandeep L. Mathrani For For Management 1.5 Elect Director John B. Morse, Jr. For For Management 1.6 Elect Director Mary Hogan Preusse For For Management 1.7 Elect Director Walter C. Rakowich For For Management 1.8 Elect Director James F. Risoleo For For Management 1.9 Elect Director Gordon H. Smith For For Management 1.10 Elect Director A. William Stein For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Ticker: HWM Security ID: 443201108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director Joseph S. Cantie For For Management 1d Elect Director Robert F. Leduc For For Management 1e Elect Director David J. Miller For For Management 1f Elect Director Jody G. Miller For For Management 1g Elect Director Tolga I. Oal For For Management 1h Elect Director Nicole W. Piasecki For For Management 1i Elect Director John C. Plant For For Management 1j Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Cardoso For For Management 1.2 Elect Director Anthony J. Guzzi For For Management 1.3 Elect Director Neal J. Keating For For Management 1.4 Elect Director Bonnie C. Lind For For Management 1.5 Elect Director John F. Malloy For For Management 1.6 Elect Director David G. Nord For For Management 1.7 Elect Director John G. Russell For For Management 1.8 Elect Director Steven R. Shawley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HUBSPOT, INC. Ticker: HUBS Security ID: 443573100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie Herendeen For Against Management 1b Elect Director Michael Simon For For Management 1c Elect Director Jay Simons For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. Ticker: HPP Security ID: 444097109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Coleman For For Management 1.2 Elect Director Theodore R. Antenucci For For Management 1.3 Elect Director Richard B. Fried For For Management 1.4 Elect Director Jonathan M. Glaser For For Management 1.5 Elect Director Robert L. Harris, II For For Management 1.6 Elect Director Christy Haubegger For For Management 1.7 Elect Director Mark D. Linehan For For Management 1.8 Elect Director Robert M. Moran, Jr. For Against Management 1.9 Elect Director Barry A. Porter For For Management 1.10 Elect Director Andrea Wong For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. "Tanny" Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. "Chris" Inglis For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON INGALLS INDUSTRIES, INC. Ticker: HII Security ID: 446413106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip M. Bilden For For Management 1.2 Elect Director Augustus L. Collins For For Management 1.3 Elect Director Kirkland H. Donald For For Management 1.4 Elect Director Victoria D. Harker For For Management 1.5 Elect Director Anastasia D. Kelly For For Management 1.6 Elect Director Tracy B. McKibben For For Management 1.7 Elect Director C. Michael Petters For For Management 1.8 Elect Director Thomas C. Schievelbein For For Management 1.9 Elect Director John K. Welch For For Management 1.10 Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HUNTSMAN CORPORATION Ticker: HUN Security ID: 447011107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Nolan D. Archibald For For Management 1c Elect Director Mary C. Beckerle For For Management 1d Elect Director M. Anthony Burns For For Management 1e Elect Director Daniele Ferrari For For Management 1f Elect Director Robert J. Margetts For For Management 1g Elect Director Wayne A. Reaud For For Management 1h Elect Director Jan E. Tighe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HYATT HOTELS CORPORATION Ticker: H Security ID: 448579102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Pritzker For Withhold Management 1.2 Elect Director Pamela M. Nicholson For Withhold Management 1.3 Elect Director Richard C. Tuttle For Withhold Management 1.4 Elect Director James H. Wooten, Jr. For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IAA, INC. Ticker: IAA Security ID: 449253103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Kett For For Management 1b Elect Director Peter H. Kamin For For Management 1c Elect Director Lynn Jolliffe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- IAC/INTERACTIVECORP Ticker: IAC Security ID: 44919P508 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reclassification of Shares of For For Management Common Stock 2 Amend Certificate of Incorporation For For Management 3 Restrict Right to Act by Written For For Management Consent 4 Amend Certificate of Incorporation to For For Management Change Company Name to Match Group, Inc. and to Rename the IAC Class M Common Stock 5 Issue Shares in Connection with the For For Management Transaction Agreement 6 Approve Stock Option Plan For For Management 7 Adjourn Meeting For For Management 8.1 Elect Director Chelsea Clinton For For Management 8.2 Elect Director Barry Diller For For Management 8.3 Elect Director Michael D. Eisner For For Management 8.4 Elect Director Bonnie S. Hammer For For Management 8.5 Elect Director Victor A. Kaufman For For Management 8.6 Elect Director Joseph Levin For For Management 8.7 Elect Director Bryan Lourd For For Management 8.8 Elect Director David Rosenblatt For For Management 8.9 Elect Director Alan G. Spoon For For Management 8.10 Elect Director Alexander von For For Management Furstenberg 8.11 Elect Director Richard F. Zannino For For Management 9 Ratify Ernst & Young LLP as Auditors For For Management 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ICU MEDICAL, INC. Ticker: ICUI Security ID: 44930G107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vivek Jain For For Management 1.2 Elect Director George A. Lopez For For Management 1.3 Elect Director Robert S. Swinney For For Management 1.4 Elect Director David C. Greenberg For For Management 1.5 Elect Director Elisha W. Finney For For Management 1.6 Elect Director David F. Hoffmeister For For Management 1.7 Elect Director Donald M. Abbey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Thomas Carlile For For Management 1.3 Elect Director Richard J. Dahl For For Management 1.4 Elect Director Annette G. Elg For For Management 1.5 Elect Director Lisa A. Grow For For Management 1.6 Elect Director Ronald W. Jibson For For Management 1.7 Elect Director Judith A. Johansen For For Management 1.8 Elect Director Dennis L. Johnson For For Management 1.9 Elect Director Christine King For For Management 1.10 Elect Director Richard J. Navarro For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew K. Silvernail For For Management 1.2 Elect Director Katrina L. Helmkamp For For Management 1.3 Elect Director Mark A. Beck For For Management 1.4 Elect Director Carl R. Christenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rebecca M. Henderson For For Management 1b Elect Director Lawrence D. Kingsley For For Management 1c Elect Director Sophie V. Vandebroek For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lance Uggla For For Management 1b Elect Director John Browne For For Management 1c Elect Director Ruann F. Ernst For For Management 1d Elect Director William E. Ford For For Management 1e Elect Director Jean-Paul L. Montupet For For Management 1f Elect Director Deborah K. Orida For For Management 1g Elect Director James A. Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INCYTE CORPORATION Ticker: INCY Security ID: 45337C102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian C. Baker For For Management 1.2 Elect Director Jean-Jacques Bienaime For For Management 1.3 Elect Director Paul J. Clancy For For Management 1.4 Elect Director Wendy L. Dixon For For Management 1.5 Elect Director Jacqualyn A. Fouse For For Management 1.6 Elect Director Paul A. Friedman For For Management 1.7 Elect Director Edmund P. Harrigan For For Management 1.8 Elect Director Katherine A. High For For Management 1.9 Elect Director Herve Hoppenot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- INGERSOLL RAND, INC. Ticker: IR Security ID: 45687V106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director William P. Donnelly For For Management 1c Elect Director Marc E. Jones For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INGERSOLL-RAND PLC Ticker: IR Security ID: G47791101 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Trane For For Management Technologies plc -------------------------------------------------------------------------------- INGREDION INCORPORATED Ticker: INGR Security ID: 457187102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Luis Aranguren-Trellez For For Management 1b Elect Director David B. Fischer For For Management 1c Elect Director Paul Hanrahan For For Management 1d Elect Director Rhonda L. Jordan For For Management 1e Elect Director Gregory B. Kenny For For Management 1f Elect Director Barbara A. Klein For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Stephan B. Tanda For For Management 1i Elect Director Jorge A. Uribe For For Management 1j Elect Director Dwayne A. Wilson For For Management 1k Elect Director James P. Zallie For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INSULET CORPORATION Ticker: PODD Security ID: 45784P101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sally W. Crawford For For Management 1.2 Elect Director Michael R. Minogue For For Management 1.3 Elect Director Corinne H. Nevinny For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INTEGRA LIFESCIENCES HOLDINGS CORPORATION Ticker: IART Security ID: 457985208 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Arduini For For Management 1b Elect Director Rhonda Germany Ballintyn For For Management 1c Elect Director Keith Bradley For For Management 1d Elect Director Stuart M. Essig For For Management 1e Elect Director Barbara B. Hill For For Management 1f Elect Director Lloyd W. Howell, Jr. For For Management 1g Elect Director Donald E. Morel, Jr. For For Management 1h Elect Director Raymond G. Murphy For For Management 1i Elect Director Christian S. Schade For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERACTIVE BROKERS GROUP, INC. Ticker: IBKR Security ID: 45841N107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas Peterffy For Against Management 1B Elect Director Earl H. Nemser For Against Management 1C Elect Director Milan Galik For For Management 1D Elect Director Paul J. Brody For For Management 1E Elect Director Lawrence E. Harris For Against Management 1F Elect Director Gary Katz For For Management 1G Elect Director John M. Damgard For For Management 1H Elect Director Philip Uhde For For Management 1I Elect Director William Peterffy For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. Ticker: IFF Security ID: 459506101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marcello V. Bottoli For For Management 1b Elect Director Michael L. Ducker For For Management 1c Elect Director David R. Epstein For For Management 1d Elect Director Roger W. Ferguson, Jr. For For Management 1e Elect Director John F. Ferraro For For Management 1f Elect Director Andreas Fibig For For Management 1g Elect Director Christina Gold For For Management 1h Elect Director Katherine M. Hudson For For Management 1i Elect Director Dale F. Morrison For For Management 1j Elect Director Li-Huei Tsai For For Management 1k Elect Director Stephen Williamson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Director Beatrice Bassey For For Management 4 Elect Director Massimiliano Chiara For For Management 5 Elect Director Alberto Dessy For For Management 6 Elect Director Marco Drago For For Management 7 Elect Director James McCann For For Management 8 Elect Director Heather McGregor For For Management 9 Elect Director Lorenzo Pellicioli For For Management 10 Elect Director Samantha Ravich For For Management 11 Elect Director Vincent Sadusky For For Management 12 Elect Director Gianmario Tondato Da For For Management Ruos 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 14 Authorize Board to Fix Remuneration of For For Management Auditors 15 Approve EU Political Donations For For Management 16 Authorize Issue of Equity For For Management 17 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 18 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Burns For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Ahmet C. Dorduncu For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Anders Gustafsson For For Management 1f Elect Director Jacqueline C. Hinman For For Management 1g Elect Director Clinton A. Lewis, Jr. For For Management 1h Elect Director Kathryn D. Sullivan For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- INVESCO LTD. Ticker: IVZ Security ID: G491BT108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah E. Beshar For For Management 1.2 Elect Director Martin L. Flanagan For For Management 1.3 Elect Director William F. Glavin, Jr. For For Management 1.4 Elect Director C. Robert Henrikson For For Management 1.5 Elect Director Denis Kessler For For Management 1.6 Elect Director Nigel Sheinwald For For Management 1.7 Elect Director G. Richard Wagoner, Jr. For For Management 1.8 Elect Director Phoebe A. Wood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INVITATION HOMES, INC. Ticker: INVH Security ID: 46187W107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryce Blair For For Management 1.2 Elect Director Dallas B. Tanner For For Management 1.3 Elect Director Jana Cohen Barbe For For Management 1.4 Elect Director Richard D. Bronson For For Management 1.5 Elect Director Michael D. Fascitelli For For Management 1.6 Elect Director Jeffrey E. Kelter For For Management 1.7 Elect Director Joseph D. Margolis For For Management 1.8 Elect Director John B. Rhea For For Management 1.9 Elect Director J. Heidi Roizen For For Management 1.10 Elect Director Janice L. Sears For For Management 1.11 Elect Director William J. Stein For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IONIS PHARMACEUTICALS, INC. Ticker: IONS Security ID: 462222100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph H. Wender For For Management 1.2 Elect Director B. Lynne Parshall For For Management 1.3 Elect Director Spencer R. Berthelsen For For Management 1.4 Elect Director Joan E. Herman For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Ratify Amending the Existing Stock For For Management Option and Restricted Stock Unit Awards of Directors to Adjust Vesting 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- IPG PHOTONICS CORPORATION Ticker: IPGP Security ID: 44980X109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Valentin P. Gapontsev For For Management 1.2 Elect Director Eugene A. Scherbakov For For Management 1.3 Elect Director Igor Samartsev For For Management 1.4 Elect Director Michael C. Child For For Management 1.5 Elect Director Gregory P. Dougherty For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Eric Meurice For For Management 1.8 Elect Director John R. Peeler For For Management 1.9 Elect Director Thomas J. Seifert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Management Team Diversity Against For Shareholder -------------------------------------------------------------------------------- IQVIA HOLDINGS INC. Ticker: IQV Security ID: 46266C105 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol J. Burt For For Management 1.2 Elect Director Colleen A. Goggins For For Management 1.3 Elect Director Ronald A. Rittenmeyer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED Ticker: IRM Security ID: 46284V101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer Allerton For For Management 1b Elect Director Pamela M. Arway For For Management 1c Elect Director Clarke H. Bailey For For Management 1d Elect Director Kent P. Dauten For For Management 1e Elect Director Paul F. Deninger For For Management 1f Elect Director Monte Ford For For Management 1g Elect Director Per-Kristian Halvorsen For For Management 1h Elect Director Robin L. Matlock For For Management 1i Elect Director William L. Meaney For For Management 1j Elect Director Wendy J. Murdock For For Management 1k Elect Director Walter C. Rakowich For For Management 1l Elect Director Doyle R. Simons For For Management 1m Elect Director Alfred J. Verrecchia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi For For Management 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Ticker: JBHT Security ID: 445658107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas G. Duncan For For Management 1.2 Elect Director Francesca M. Edwardson For For Management 1.3 Elect Director Wayne Garrison For For Management 1.4 Elect Director Sharilyn S. Gasaway For For Management 1.5 Elect Director Gary C. George For For Management 1.6 Elect Director Bryan Hunt For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director John N. Roberts, III For For Management 1.9 Elect Director James L. Robo For For Management 1.10 Elect Director Kirk Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder 5 Report on Climate Change Initiatives Against For Shareholder -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For For Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 1.10 Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. Ticker: JKHY Security ID: 426281101 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew C. Flanigan For For Management 1.2 Elect Director John F. Prim For For Management 1.3 Elect Director Thomas H. Wilson, Jr. For For Management 1.4 Elect Director Jacque R. Fiegel For For Management 1.5 Elect Director Thomas A. Wimsett For For Management 1.6 Elect Director Laura G. Kelly For For Management 1.7 Elect Director Shruti S. Miyashiro For For Management 1.8 Elect Director Wesley A. Brown For For Management 1.9 Elect Director David B. Foss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors -------------------------------------------------------------------------------- JACOBS ENGINEERING GROUP INC. Ticker: J Security ID: 469814107 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. Demetriou For For Management 1b Elect Director Christopher M.T. For For Management Thompson 1c Elect Director Joseph R. Bronson For For Management 1d Elect Director Robert C. Davidson, Jr. For For Management 1e Elect Director Ralph E. Eberhart For For Management 1f Elect Director Georgette D. Kiser For For Management 1g Elect Director Linda Fayne Levinson For For Management 1h Elect Director Barbara L. Loughran For For Management 1i Elect Director Robert A. McNamara For For Management 1j Elect Director Peter J. Robertson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JANUS HENDERSON GROUP PLC Ticker: JHG Security ID: G4474Y214 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Director Kalpana Desai For For Management 3 Elect Director Jeffrey Diermeier For For Management 4 Elect Director Kevin Dolan For For Management 5 Elect Director Eugene Flood, Jr. For For Management 6 Elect Director Richard Gillingwater For For Management 7 Elect Director Lawrence Kochard For For Management 8 Elect Director Glenn Schafer For For Management 9 Elect Director Angela Seymour-Jackson For For Management 10 Elect Director Richard Weil For For Management 11 Elect Director Tatsusaburo Yamamoto For For Management 12 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorise Audit Committee to Fix Their Remuneration 13 Authorise Market Purchase of Ordinary For For Management Shares 14 Authorise Market Purchase of CDIs For For Management -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul L. Berns For For Management 1b Elect Director Patrick G. Enright For For Management 1c Elect Director Seamus Mulligan For For Management 1d Elect Director Norbert G. Riedel For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JBG SMITH PROPERTIES Ticker: JBGS Security ID: 46590V100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott A. Estes For For Management 1b Elect Director Alan S. Forman For For Management 1c Elect Director Michael J. Glosserman For For Management 1d Elect Director Charles E. Haldeman, Jr. For For Management 1e Elect Director W. Matthew Kelly For For Management 1f Elect Director Alisa M. Mall For For Management 1g Elect Director Carol A. Melton For For Management 1h Elect Director William J. Mulrow For For Management 1i Elect Director Steven Roth For Against Management 1j Elect Director Ellen Shuman For For Management 1k Elect Director Robert A. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP INC. Ticker: JEF Security ID: 47233W109 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Robert D. Beyer For For Management 1d Elect Director Francisco L. Borges For For Management 1e Elect Director Brian P. Friedman For For Management 1f Elect Director MaryAnne Gilmartin For For Management 1g Elect Director Richard B. Handler For For Management 1h Elect Director Robert E. Joyal For For Management 1i Elect Director Jacob M. Katz For For Management 1j Elect Director Michael T. O'Kane For For Management 1k Elect Director Stuart H. Reese For For Management 1l Elect Director Joseph S. Steinberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Ticker: JBLU Security ID: 477143101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil Ben Baldanza For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Virginia Gambale For For Management 1d Elect Director Robin Hayes For For Management 1e Elect Director Ellen Jewett For For Management 1f Elect Director Robert Leduc For For Management 1g Elect Director Teri McClure For For Management 1h Elect Director Sarah Robb O'Hagan For For Management 1i Elect Director Vivek Sharma For For Management 1j Elect Director Thomas Winkelmann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Provide Right to Call Special Meeting For For Management 7 Provide Right to Act by Written Consent For For Management 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- JOHN WILEY & SONS, INC. Ticker: JW.A Security ID: 968223206 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beth A. Birnbaum For For Management 1.2 Elect Director David C. Dobson For For Management 1.3 Elect Director William Pence For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Ticker: JLL Security ID: 48020Q107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hugo Bague For For Management 1b Elect Director Matthew Carter, Jr. For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Ming Lu For For Management 1e Elect Director Bridget A. Macaskill For For Management 1f Elect Director Deborah H. McAneny For For Management 1g Elect Director Siddharth (Bobby) N. For For Management Mehta 1h Elect Director Martin H. Nesbitt For For Management 1i Elect Director Jeetendra (Jeetu) I. For For Management Patel 1j Elect Director Sheila A. Penrose For For Management 1k Elect Director Ann Marie Petach For For Management 1l Elect Director Christian Ulbrich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Christine Gorjanc For For Management 1f Elect Director Janet Haugen For For Management 1g Elect Director Scott Kriens For For Management 1h Elect Director Rahul Merchant For For Management 1i Elect Director Rami Rahim For For Management 1j Elect Director William Stensrud For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Janet H. Kennedy For For Management 1.7 Elect Director Mitchell J. Krebs For For Management 1.8 Elect Director Henry J. Maier For For Management 1.9 Elect Director Thomas A. McDonnell For For Management 1.10 Elect Director Patrick J. Ottensmeyer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David DiDomenico For For Management 1b Elect Director Carmel Galvin For For Management 1c Elect Director James P. Hallett For For Management 1d Elect Director Mark E. Hill For For Management 1e Elect Director J. Mark Howell For For Management 1f Elect Director Stefan Jacoby For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director Mary Ellen Smith For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KELLOGG COMPANY Ticker: K Security ID: 487836108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephanie Burns For For Management 1b Elect Director Steve Cahillane For For Management 1c Elect Director Richard Dreiling For For Management 1d Elect Director La June Montgomery For For Management Tabron 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Declassify the Board of Directors For For Management 6 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Lacy M. Johnson For For Management 1e Elect Director Robert J. Joyce For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Christopher B. Sarofim For For Management 1i Elect Director David P. Storch For For Management 1j Elect Director Susan D. Whiting For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Gary M. Crosby For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director Christopher M. Gorman For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Kristen L. Manos For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KEYSIGHT TECHNOLOGIES, INC. Ticker: KEYS Security ID: 49338L103 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul N. Clark For For Management 1.2 Elect Director Richard P. Hamada For For Management 1.3 Elect Director Paul A. Lacouture For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KILROY REALTY CORPORATION Ticker: KRC Security ID: 49427F108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Kilroy For For Management 1b Elect Director Edward Brennan For For Management 1c Elect Director Jolie Hunt For For Management 1d Elect Director Scott Ingraham For For Management 1e Elect Director Gary Stevenson For For Management 1f Elect Director Peter Stoneberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KIMCO REALTY CORPORATION Ticker: KIM Security ID: 49446R109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Milton Cooper For For Management 1b Elect Director Philip E. Coviello For For Management 1c Elect Director Conor C. Flynn For For Management 1d Elect Director Frank Lourenso For For Management 1e Elect Director Colombe M. Nicholas For For Management 1f Elect Director Mary Hogan Preusse For For Management 1g Elect Director Valerie Richardson For For Management 1h Elect Director Richard B. Saltzman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Pricewaterhouse Coopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KIRBY CORPORATION Ticker: KEX Security ID: 497266106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Alario For For Management 1b Elect Director David W. Grzebinski For For Management 1c Elect Director Richard R. Stewart For For Management 2a Elect Director Tanya S. Beder For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 1.10 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC. Ticker: KNX Security ID: 499049104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Jackson For For Management 1.2 Elect Director Kevin Knight For For Management 1.3 Elect Director Roberta Roberts Shank For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Steven A. Burd For For Management 1d Elect Director Yael Cosset For For Management 1e Elect Director H. Charles Floyd For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Jonas Prising For For Management 1h Elect Director John E. Schlifske For For Management 1i Elect Director Adrianne Shapira For For Management 1j Elect Director Frank V. Sica For For Management 1k Elect Director Stephanie A. Streeter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Vendor Policy Regarding Against Against Shareholder Oversight on Animal Welfare Throughout the Supply Chain -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Andrew G. Inglis For For Management 1B Elect Director Richard Dearlove For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- L BRANDS, INC. Ticker: LB Security ID: 501797104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Eliminate Supermajority Vote For For Management Requirement 2 Declassify the Board of Directors For For Management 3.1 Elect Director Donna A. James For For Management 3.2 Elect Director Michael G. Morris For For Management 3.3 Elect Director Robert H. Schottenstein For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement and Fair Price Requirements for Business Combinations 5 Amend Certificate of Incorporation to For For Management Eliminate the Anti-Greenmail Provision 6 Amend Certificate of Incorporation to For For Management Eliminate Cumulative Voting Provision 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director Jeffrey A. Davis For For Management 1d Elect Director D. Gary Gilliland For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Youssef A. El-Mansy For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Bethany J. Mayer For For Management 1.8 Elect Director Abhijit Y. Talwalkar For For Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.10 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Fletcher For For Management 1.2 Elect Director John E. Koerner, III For Withhold Management 1.3 Elect Director Marshall A. Loeb For For Management 1.4 Elect Director Stephen P. Mumblow For Withhold Management 1.5 Elect Director Thomas V. Reifenheiser For Withhold Management 1.6 Elect Director Anna Reilly For Withhold Management 1.7 Elect Director Kevin P. Reilly, Jr. For Withhold Management 1.8 Elect Director Wendell Reilly For Withhold Management 1.9 Elect Director Elizabeth Thompson For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LAMB WESTON HOLDINGS, INC. Ticker: LW Security ID: 513272104 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Charles A. Blixt For For Management 1c Elect Director Andre J. Hawaux For For Management 1d Elect Director W.G. Jurgensen For For Management 1e Elect Director Thomas P. Maurer For For Management 1f Elect Director Hala G. Moddelmog For For Management 1g Elect Director Maria Renna Sharpe For For Management 1h Elect Director Thomas P. Werner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Pesticide Use in the Against Abstain Shareholder Company's Supply Chain -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bannister For For Management 1b Elect Director George P. Scanlon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAZARD LTD Ticker: LAZ Security ID: G54050102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Jacobs For For Management 1.2 Elect Director Michelle Jarrard For For Management 1.3 Elect Director Iris Knobloch For For Management 1.4 Elect Director Philip A. Laskawy For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Impact Against Against Shareholder Assessment -------------------------------------------------------------------------------- LEGG MASON, INC. Ticker: LM Security ID: 524901105 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Angelica For For Management 1.2 Elect Director Carol Anthony "John" For For Management Davidson 1.3 Elect Director Edward P. Garden For For Management 1.4 Elect Director Michelle J. Goldberg For For Management 1.5 Elect Director Stephen C. Hooley For For Management 1.6 Elect Director John V. Murphy For For Management 1.7 Elect Director Nelson Peltz For For Management 1.8 Elect Director Alison A. Quirk For For Management 1.9 Elect Director Joseph A. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote None For Shareholder Requirement -------------------------------------------------------------------------------- LEGG MASON, INC. Ticker: LM Security ID: 524901105 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED Ticker: LEG Security ID: 524660107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Robert E. Brunner For For Management 1c Elect Director Mary Campbell For For Management 1d Elect Director J. Mitchell Dolloff For For Management 1e Elect Director Manuel A. Fernandez For For Management 1f Elect Director Karl G. Glassman For For Management 1g Elect Director Joseph W. McClanathan For For Management 1h Elect Director Judy C. Odom For For Management 1i Elect Director Srikanth Padmanabhan For For Management 1j Elect Director Jai Shah For For Management 1k Elect Director Phoebe A. Wood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M.J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Lawrence C. Nussdorf For For Management 1k Elect Director Robert S. Shapard For For Management 1l Elect Director Susan M. Stalnecker For For Management 1m Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Cumulative Voting For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- LENDINGTREE, INC. Ticker: TREE Security ID: 52603B107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Courtnee Chun For For Management 1b Elect Director Gabriel Dalporto For For Management 1c Elect Director Thomas M. Davidson, Jr. For For Management 1d Elect Director Robin Henderson For For Management 1e Elect Director Douglas Lebda For For Management 1f Elect Director Steven Ozonian For For Management 1g Elect Director Saras Sarasvathy For For Management 1h Elect Director G. Kennedy Thompson For For Management 1i Elect Director Jennifer Witz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick Beckwitt For For Management 1b Elect Director Irving Bolotin For For Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For For Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For For Management 1k Elect Director Jeffrey Sonnenfeld For For Management 1l Elect Director Scott Stowell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057302 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick Beckwitt For For Management 1b Elect Director Irving Bolotin For For Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For For Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For For Management 1k Elect Director Jeffrey Sonnenfeld For For Management 1l Elect Director Scott Stowell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LENNOX INTERNATIONAL INC. Ticker: LII Security ID: 526107107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet K. Cooper For For Management 1.2 Elect Director John W. Norris, III For For Management 1.3 Elect Director Karen H. Quintos For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Malone For For Management 1.2 Elect Director John E. Welsh, III For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229409 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evan D. Malone For For Management 1.2 Elect Director David E. Rapley For Withhold Management 1.3 Elect Director Larry E. Romrell For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229870 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evan D. Malone For For Management 1.2 Elect Director David E. Rapley For Withhold Management 1.3 Elect Director Larry E. Romrell For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST Ticker: LPT Security ID: 531172104 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIFE STORAGE, INC. Ticker: LSI Security ID: 53223X107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director Joseph V. Saffire For For Management 1c Elect Director Charles E. Lannon For For Management 1d Elect Director Stephen R. Rusmisel For For Management 1e Elect Director Arthur L. Havener, Jr. For For Management 1f Elect Director Dana Hamilton For For Management 1g Elect Director Edward J. Pettinella For For Management 1h Elect Director David L. Rogers For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For For Management Restricted Stock Plan 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINCOLN ELECTRIC HOLDINGS, INC. Ticker: LECO Security ID: 533900106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Curtis E. Espeland For For Management 1.2 Elect Director Patrick P. Goris For For Management 1.3 Elect Director Stephen G. Hanks For For Management 1.4 Elect Director Michael F. Hilton For For Management 1.5 Elect Director G. Russell Lincoln For For Management 1.6 Elect Director Kathryn Jo Lincoln For For Management 1.7 Elect Director William E. MacDonald, For For Management III 1.8 Elect Director Christopher L. Mapes For For Management 1.9 Elect Director Phillip J. Mason For For Management 1.10 Elect Director Ben P. Patel For For Management 1.11 Elect Director Hellene S. Runtagh For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION Ticker: LNC Security ID: 534187109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deirdre P. Connelly For For Management 1.2 Elect Director William H. Cunningham For For Management 1.3 Elect Director Dennis R. Glass For For Management 1.4 Elect Director George W. Henderson, III For For Management 1.5 Elect Director Eric G. Johnson For For Management 1.6 Elect Director Gary C. Kelly For For Management 1.7 Elect Director M. Leanne Lachman For For Management 1.8 Elect Director Michael F. Mee For For Management 1.9 Elect Director Patrick S. Pittard For For Management 1.10 Elect Director Lynn M. Utter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Special Meeting Right Provisions Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- LIONS GATE ENTERTAINMENT CORP. Ticker: LGF.A Security ID: 535919401 Meeting Date: SEP 10, 2019 Meeting Type: Annual/Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Burns For For Management 1b Elect Director Gordon Crawford For For Management 1c Elect Director Arthur Evrensel For For Management 1d Elect Director Jon Feltheimer For For Management 1e Elect Director Emily Fine For For Management 1f Elect Director Michael T. Fries For For Management 1g Elect Director Lucian Grainge For For Management 1h Elect Director Susan McCaw For For Management 1i Elect Director Mark H. Rachesky For For Management 1j Elect Director Daniel Sanchez For For Management 1k Elect Director Daryl Simm For For Management 1l Elect Director Hardwick Simmons For For Management 1m Elect Director David M. Zaslav For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- LIONS GATE ENTERTAINMENT CORP. Ticker: LGF.A Security ID: 535919401 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option and Share For For Management Appreciation Rights Exchange Program -------------------------------------------------------------------------------- LITTELFUSE, INC. Ticker: LFUS Security ID: 537008104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristina A. Cerniglia For For Management 1b Elect Director Tzau-Jin Chung For For Management 1c Elect Director Cary T. Fu For For Management 1d Elect Director Maria C. Green For For Management 1e Elect Director Anthony Grillo For For Management 1f Elect Director David W. Heinzmann For For Management 1g Elect Director Gordon Hunter For For Management 1h Elect Director John E. Major For For Management 1i Elect Director William P. Noglows For For Management 1j Elect Director Nathan Zommer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maverick Carter For For Management 1.2 Elect Director Ariel Emanuel For For Management 1.3 Elect Director Ping Fu For For Management 1.4 Elect Director Jeffrey T. Hinson For For Management 1.5 Elect Director Chad Hollingsworth For For Management 1.6 Elect Director James Iovine For For Management 1.7 Elect Director James S. Kahan For For Management 1.8 Elect Director Gregory B. Maffei For Against Management 1.9 Elect Director Randall T. Mays For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Mark S. Shapiro For For Management 1.12 Elect Director Dana Walden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director John F. O'Brien For For Management 1i Elect Director Guhan Subramanian For For Management 1j Elect Director Xavier Urbain For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOEWS CORPORATION Ticker: L Security ID: 540424108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann E. Berman For For Management 1b Elect Director Joseph L. Bower For For Management 1c Elect Director Charles D. Davidson For For Management 1d Elect Director Charles M. Diker For For Management 1e Elect Director Paul J. Fribourg For For Management 1f Elect Director Walter L. Harris For Against Management 1g Elect Director Philip A. Laskawy For For Management 1h Elect Director Susan P. Peters For For Management 1i Elect Director Andrew H. Tisch For For Management 1j Elect Director James S. Tisch For For Management 1k Elect Director Jonathan M. Tisch For For Management 1l Elect Director Anthony Welters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- LOGMEIN, INC. Ticker: LOGM Security ID: 54142L109 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Abstain Management -------------------------------------------------------------------------------- LOGMEIN, INC. Ticker: LOGM Security ID: 54142L109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Henshall For For Management 1b Elect Director Peter J. Sacripanti For For Management 1c Elect Director William R. Wagner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Allison H. Mnookin For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director James S. Putnam For For Management 1h Elect Director Richard P. Schifter For For Management 1i Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Ticker: LULU Security ID: 550021109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Casey For For Management 1b Elect Director Glenn Murphy For For Management 1c Elect Director David M. Mussafer For For Management 1d Elect Director Stephanie Ferris For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy to Eliminate the Sale of Against Against Shareholder Items Containing Down Feathers -------------------------------------------------------------------------------- LYFT, INC. Ticker: LYFT Security ID: 55087P104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Logan Green For For Management 1.2 Elect Director Ann Miura-Ko For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- M&T BANK CORPORATION Ticker: MTB Security ID: 55261F104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Angela Bontempo For For Management 1.2 Elect Director Robert T. Brady For For Management 1.3 Elect Director T. Jefferson For For Management Cunningham, III 1.4 Elect Director Gary N. Geisel For For Management 1.5 Elect Director Richard S. Gold For For Management 1.6 Elect Director Richard A. Grossi For For Management 1.7 Elect Director John D. Hawke, Jr. For For Management 1.8 Elect Director Rene F. Jones For For Management 1.9 Elect Director Richard H. Ledgett, Jr. For For Management 1.10 Elect Director Newton P.S. Merrill For For Management 1.11 Elect Director Kevin J. Pearson For For Management 1.12 Elect Director Melinda R. Rich For For Management 1.13 Elect Director Robert E. Sadler, Jr. For For Management 1.14 Elect Director Denis J. Salamone For Withhold Management 1.15 Elect Director John R. Scannell For For Management 1.16 Elect Director David S. Scharfstein For For Management 1.17 Elect Director Herbert L. Washington For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE CORPORATION Ticker: MIC Security ID: 55608B105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amanda M. Brock For For Management 1b Elect Director Norman H. Brown, Jr. For For Management 1c Elect Director Christopher Frost For For Management 1d Elect Director Maria Jelescu-Dreyfus For For Management 1e Elect Director Ronald Kirk For For Management 1f Elect Director H.E. (Jack) Lentz For For Management 1g Elect Director Ouma Sananikone For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MACY'S, INC. Ticker: M Security ID: 55616P104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Torrence N. Boone For For Management 1d Elect Director John A. Bryant For For Management 1e Elect Director Deirdre P. Connelly For For Management 1f Elect Director Jeff Gennette For For Management 1g Elect Director Leslie D. Hale For For Management 1h Elect Director William H. Lenehan For For Management 1i Elect Director Sara Levinson For For Management 1j Elect Director Joyce M. Roche For For Management 1k Elect Director Paul C. Varga For For Management 1l Elect Director Marna C. Whittington For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANHATTAN ASSOCIATES, INC. Ticker: MANH Security ID: 562750109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eddie Capel For For Management 1b Elect Director Charles E. Moran For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- MANPOWERGROUP, INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gina R. Boswell For For Management 1B Elect Director Cari M. Dominguez For For Management 1C Elect Director William Downe For For Management 1D Elect Director John F. Ferraro For For Management 1E Elect Director Patricia Hemingway Hall For For Management 1F Elect Director Julie M. Howard For For Management 1G Elect Director Ulice Payne, Jr. For For Management 1H Elect Director Jonas Prising For For Management 1I Elect Director Paul Read For For Management 1J Elect Director Elizabeth P. Sartain For For Management 1K Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director K. Bruce Connell For For Management 1.2 Elect Director Thomas S. Gayner For For Management 1.3 Elect Director Stewart M. Kasen For For Management 1.4 Elect Director Diane Leopold For For Management 1.5 Elect Director Lemuel E. Lewis For For Management 1.6 Elect Director Anthony F. Markel For For Management 1.7 Elect Director Steven A. Markel For For Management 1.8 Elect Director Darrell D. Martin For For Management 1.9 Elect Director Harold L. Morrison, Jr. For For Management 1.10 Elect Director Michael O'Reilly For For Management 1.11 Elect Director Richard R. Whitt, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Nonqualified Employee Stock For For Management Purchase Plan and Qualified Employee Stock Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Ticker: MKTX Security ID: 57060D108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. McVey For For Management 1b Elect Director Nancy Altobello For For Management 1c Elect Director Steven L. Begleiter For For Management 1d Elect Director Stephen P. Casper For For Management 1e Elect Director Jane Chwick For For Management 1f Elect Director Christopher R. Concannon For For Management 1g Elect Director William F. Cruger For For Management 1h Elect Director Justin G. Gmelich For For Management 1i Elect Director Richard G. Ketchum For For Management 1j Elect Director Emily H. Portney For For Management 1k Elect Director Richard L. Prager For For Management 1l Elect Director John Steinhardt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MARTIN MARIETTA MATERIALS, INC. Ticker: MLM Security ID: 573284106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Sue W. Cole For For Management 1.3 Elect Director Smith W. Davis For For Management 1.4 Elect Director John J. Koraleski For For Management 1.5 Elect Director C. Howard Nye For For Management 1.6 Elect Director Laree E. Perez For For Management 1.7 Elect Director Thomas H. Pike For For Management 1.8 Elect Director Michael J. Quillen For For Management 1.9 Elect Director Donald W. Slager For For Management 1.10 Elect Director David C. Wajsgras For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MASCO CORPORATION Ticker: MAS Security ID: 574599106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith J. Allman For For Management 1b Elect Director J. Michael Losh For For Management 1c Elect Director Christopher A. O'Herlihy For For Management 1d Elect Director Charles K. Stevens, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MASIMO CORPORATION Ticker: MASI Security ID: 574795100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Shimer For For Management 1.2 Elect Director H Michael Cohen For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- MATCH GROUP, INC. Ticker: MTCH Security ID: 57665R106 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Classify the Board of Directors For Against Management 3 Restrict Right to Act by Written For Against Management Consent 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MATTEL, INC. Ticker: MAT Security ID: 577081102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Todd Bradley For For Management 1b Elect Director Adriana Cisneros For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Ynon Kreiz For For Management 1e Elect Director Soren T. Laursen For For Management 1f Elect Director Ann Lewnes For For Management 1g Elect Director Roger Lynch For For Management 1h Elect Director Dominic Ng For For Management 1i Elect Director Judy D. Olian For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. Ticker: MDU Security ID: 552690109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Everist For For Management 1b Elect Director Karen B. Fagg For For Management 1c Elect Director David L. Goodin For For Management 1d Elect Director Mark A. Hellerstein For For Management 1e Elect Director Dennis W. Johnson For For Management 1f Elect Director Patricia L. Moss For For Management 1g Elect Director Edward A. Ryan For For Management 1h Elect Director David M. Sparby For For Management 1i Elect Director Chenxi Wang For For Management 1j Elect Director John K. Wilson For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MEDALLIA, INC. Ticker: MDLA Security ID: 584021109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Borge Hald For Against Management 1b Elect Director Douglas Leone For For Management 1c Elect Director Leslie Stretch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Caterina A. Mozingo For For Management 1.5 Elect Director Elizabeth N. Pitman For For Management 1.6 Elect Director C. Reynolds Thompson, For For Management III 1.7 Elect Director D. Paul Sparks, Jr. For For Management 1.8 Elect Director Michael G. Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDIDATA SOLUTIONS, INC. Ticker: MDSO Security ID: 58471A105 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MERCURY GENERAL CORPORATION Ticker: MCY Security ID: 589400100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Joseph For For Management 1.2 Elect Director Martha E. Marcon For For Management 1.3 Elect Director Joshua E. Little For For Management 1.4 Elect Director Gabriel Tirador For For Management 1.5 Elect Director James G. Ellis For For Management 1.6 Elect Director George G. Braunegg For For Management 1.7 Elect Director Ramona L. Cappello For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Ticker: MTD Security ID: 592688105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Spoerry For For Management 1.2 Elect Director Wah-Hui Chu For For Management 1.3 Elect Director Domitille Doat-Le Bigot For For Management 1.4 Elect Director Olivier A. Filliol For For Management 1.5 Elect Director Elisha W. Finney For For Management 1.6 Elect Director Richard Francis For For Management 1.7 Elect Director Michael A. Kelly For For Management 1.8 Elect Director Thomas P. Salice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MFA FINANCIAL, INC. Ticker: MFA Security ID: 55272X102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laurie S. Goodman For For Management 1b Elect Director Craig L. Knutson For For Management 1c Elect Director Richard C. Wald For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director C. Edward Chaplin For For Management 1.3 Elect Director Curt S. Culver For For Management 1.4 Elect Director Jay C. Hartzell For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL Ticker: MGM Security ID: 552953101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William W. Grounds For For Management 1b Elect Director Alexis M. Herman For For Management 1c Elect Director Roland Hernandez For For Management 1d Elect Director Mary Chris Jammet For For Management 1e Elect Director John Kilroy For For Management 1f Elect Director Rose McKinney-James For For Management 1g Elect Director Keith A. Meister For For Management 1h Elect Director Paul Salem For For Management 1i Elect Director Gregory M. Spierkel For For Management 1j Elect Director Jan G. Swartz For For Management 1k Elect Director Daniel J. Taylor For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Esther L. Johnson For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Human Rights Risks in Against Abstain Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Russell R. French For For Management 1c Elect Director Alan B. Graf, Jr. For For Management 1d Elect Director Toni Jennings For For Management 1e Elect Director James K. Lowder For For Management 1f Elect Director Thomas H. Lowder For For Management 1g Elect Director Monica McGurk For For Management 1h Elect Director Claude B. Nielsen For For Management 1i Elect Director Philip W. Norwood For For Management 1j Elect Director W. Reid Sanders For For Management 1k Elect Director Gary Shorb For For Management 1l Elect Director David P. Stockert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MKS INSTRUMENTS, INC. Ticker: MKSI Security ID: 55306N104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Donahue For For Management 1.2 Elect Director Janice K. Henry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- MODERNA, INC. Ticker: MRNA Security ID: 60770K107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Berenson For For Management 1.2 Elect Director Sandra Horning For For Management 1.3 Elect Director Paul Sagan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen A. Smith Bogart For For Management 1.2 Elect Director Jeffrey S. Lorberbaum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Director Ronna E. Romney For For Management 1.b Elect Director Dale B. Wolf For For Management 1.c Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MOLSON COORS BEVERAGE COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For For Management 1.2 Elect Director James C. Moyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MORNINGSTAR, INC. Ticker: MORN Security ID: 617700109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joe Mansueto For Against Management 1b Elect Director Kunal Kapoor For For Management 1c Elect Director Robin Diamonte For For Management 1d Elect Director Cheryl Francis For For Management 1e Elect Director Steve Joynt For For Management 1f Elect Director Steve Kaplan For For Management 1g Elect Director Gail Landis For For Management 1h Elect Director Bill Lyons For For Management 1i Elect Director Jack Noonan For For Management 1j Elect Director Caroline Tsay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Egon P. Durban For Against Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For Against Management 1g Elect Director Anne R. Pramaggiore For For Management 1h Elect Director Joseph M. Tucci For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For For Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Jonathan Byrnes For For Management 1.4 Elect Director Louise Goeser For For Management 1.5 Elect Director Michael Kaufmann For For Management 1.6 Elect Director Denis Kelly For For Management 1.7 Elect Director Steven Paladino For For Management 1.8 Elect Director Philip Peller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MSCI INC. Ticker: MSCI Security ID: 55354G100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Henry A. Fernandez For For Management 1b Elect Director Robert G. Ashe For For Management 1c Elect Director Benjamin F. duPont For For Management 1d Elect Director Wayne Edmunds For For Management 1e Elect Director Catherine R. Kinney For For Management 1f Elect Director Jacques P. Perold For For Management 1g Elect Director Sandy C. Rattray For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Marcus L. Smith For For Management 1j Elect Director Paula Volent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MURPHY OIL CORPORATION Ticker: MUR Security ID: 626717102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Jay Collins For For Management 1b Elect Director Steven A. Cosse For For Management 1c Elect Director Claiborne P. Deming For For Management 1d Elect Director Lawrence R. Dickerson For For Management 1e Elect Director Roger W. Jenkins For For Management 1f Elect Director Elisabeth W. Keller For For Management 1g Elect Director James V. Kelley For For Management 1h Elect Director Walentin Mirosh For For Management 1i Elect Director R. Madison Murphy For For Management 1j Elect Director Jeffrey W. Nolan For For Management 1k Elect Director Robert N. Ryan, Jr. For For Management 1l Elect Director Neal E. Schmale For For Management 1m Elect Director Laura A. Sugg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- MYLAN N.V. Ticker: MYL Security ID: N59465109 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Heather Bresch For For Management 1B Elect Director Robert J. Cindrich For For Management 1C Elect Director Robert J. Coury For For Management 1D Elect Director JoEllen Lyons Dillon For For Management 1E Elect Director Neil Dimick For For Management 1F Elect Director Melina Higgins For For Management 1G Elect Director Harry A. Korman For For Management 1H Elect Director Rajiv Malik For For Management 1I Elect Director Richard A. Mark For For Management 1J Elect Director Mark W. Parrish For For Management 1K Elect Director Pauline van der Meer For For Management Mohr 1L Elect Director Randall L. (Pete) For For Management Vanderveen 1M Elect Director Sjoerd S. Vollebregt For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Instruction to Deloitte Accountants B. For For Management V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2020 6 Authorize Share Repurchase Program For For Management 7 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights E1E Approve Combination For For Management E2E Advisory Vote on Golden Parachutes For Against Management E3E Approve Board Composition For For Management E4E Amend Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY Ticker: NFG Security ID: 636180101 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director David P. Bauer For For Management 1.3 Elect Director Barbara M. Baumann For For Management 1.4 Elect Director Jeffrey W. Shaw For For Management 1.5 Elect Director Thomas E. Skains For For Management 1.6 Elect Director Ronald J. Tanski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Ticker: NATI Security ID: 636518102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. McGrath For For Management 1.2 Elect Director Alexander M. Davern For For Management 2 Approve Restricted Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. Ticker: NOV Security ID: 637071101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Clay C. Williams For For Management 1B Elect Director Greg L. Armstrong For For Management 1C Elect Director Marcela E. Donadio For For Management 1D Elect Director Ben A. Guill For For Management 1E Elect Director James T. Hackett For For Management 1F Elect Director David D. Harrison For For Management 1G Elect Director Eric L. Mattson For For Management 1H Elect Director Melody B. Meyer For For Management 1I Elect Director William R. Thomas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. Ticker: NNN Security ID: 637417106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela K. Beall For For Management 1.2 Elect Director Steven D. Cosler For For Management 1.3 Elect Director Don DeFosset For For Management 1.4 Elect Director David M. Fick For For Management 1.5 Elect Director Edward J. Fritsch For For Management 1.6 Elect Director Kevin B. Habicht For For Management 1.7 Elect Director Betsy D. Holden For For Management 1.8 Elect Director Julian E. Whitehurst For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NCR CORPORATION Ticker: NCR Security ID: 62886E108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Begor For For Management 1.2 Elect Director Gregory R. Blank For For Management 1.3 Elect Director Catherine (Katie) L. For For Management Burke 1.4 Elect Director Chinh E. Chu For For Management 1.5 Elect Director Deborah A. Farrington For For Management 1.6 Elect Director Michael D. Hayford For For Management 1.7 Elect Director Georgette D. Kiser For For Management 1.8 Elect Director Kirk T. Larsen For For Management 1.9 Elect Director Frank R. Martire For For Management 1.10 Elect Director Matthew A. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- NEKTAR THERAPEUTICS Ticker: NKTR Security ID: 640268108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Karin Eastham For For Management 1b Elect Director Myriam J. Curet For For Management 1c Elect Director Howard W. Robin For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEUROCRINE BIOSCIENCES, INC. Ticker: NBIX Security ID: 64125C109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin C. Gorman For For Management 1.2 Elect Director Gary A. Lyons For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEW RESIDENTIAL INVESTMENT CORP. Ticker: NRZ Security ID: 64828T201 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela F. Lenehan For For Management 1.2 Elect Director David Saltzman For For Management 1.3 Elect Director Alan L. Tyson For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Ticker: NYCB Security ID: 649445103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominick Ciampa For For Management 1b Elect Director Leslie D. Dunn For For Management 1c Elect Director Lawrence Rosano, Jr. For For Management 1d Elect Director Robert Wann For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Declassify the Board of Directors Against For Shareholder 7 Establish Term Limits for Directors Against Against Shareholder -------------------------------------------------------------------------------- NEWELL BRANDS INC. Ticker: NWL Security ID: 651229106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bridget Ryan Berman For For Management 1b Elect Director Patrick D. Campbell For For Management 1c Elect Director James R. Craigie For For Management 1d Elect Director Debra A. Crew For For Management 1e Elect Director Brett M. Icahn For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Courtney R. Mather For For Management 1h Elect Director Ravichandra K. Saligram For For Management 1i Elect Director Judith A. Sprieser For For Management 1j Elect Director Robert A. Steele For For Management 1k Elect Director Steven J. Strobel For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWMARKET CORPORATION Ticker: NEU Security ID: 651587107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis L. Cothran For For Management 1.2 Elect Director Mark M. Gambill For For Management 1.3 Elect Director Bruce C. Gottwald For For Management 1.4 Elect Director Thomas E. Gottwald For For Management 1.5 Elect Director Patrick D. Hanley For For Management 1.6 Elect Director H. Hiter Harris, III For For Management 1.7 Elect Director James E. Rogers For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWMONT CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Boyce For For Management 1.2 Elect Director Bruce R. Brook For For Management 1.3 Elect Director J. Kofi Bucknor For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Matthew Coon Come For For Management 1.6 Elect Director Noreen Doyle For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Rene Medori For For Management 1.9 Elect Director Jane Nelson For For Management 1.10 Elect Director Thomas Palmer For For Management 1.11 Elect Director Julio M. Quintana For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEWS CORPORATION Ticker: NWSA Security ID: 65249B208 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director K. Rupert Murdoch For Against Management 1b Elect Director Lachlan K. Murdoch For Against Management 1c Elect Director Robert J. Thomson For For Management 1d Elect Director Kelly Ayotte For For Management 1e Elect Director Jose Maria Aznar For For Management 1f Elect Director Natalie Bancroft For For Management 1g Elect Director Peter L. Barnes For For Management 1h Elect Director Joel I. Klein For Against Management 1i Elect Director James R. Murdoch For For Management 1j Elect Director Ana Paula Pessoa For For Management 1k Elect Director Masroor Siddiqui For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Miller For For Management 1.2 Elect Director John R. Muse For For Management 1.3 Elect Director I. Martin Pompadur For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NIELSEN HOLDINGS PLC Ticker: NLSN Security ID: G6518L108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Attwood, Jr. For For Management 1b Elect Director Thomas H. Castro For For Management 1c Elect Director Guerrino De Luca For For Management 1d Elect Director Karen M. Hoguet For For Management 1e Elect Director David Kenny For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Janice Marinelli Mazza For For Management 1h Elect Director Robert C. Pozen For For Management 1i Elect Director David Rawlinson For For Management 1j Elect Director Nancy Tellem For For Management 1k Elect Director Javier G. Teruel For For Management 1l Elect Director Lauren Zalaznick For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Reappoint Ernst & Young LLP as UK For For Management Statutory Auditors 4 Authorize the Audit Committee to Fix For For Management Remuneration of UK Statutory Auditor 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Remuneration Report For For Management 7 Authorise Issue of Equity For Against Management 8 Authorise Issue of Equity without For Against Management Pre-emptive Rights 9 Approve Share Repurchase Contracts and For For Management Repurchase Counterparties -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Theodore H. Bunting, Jr. For For Management 1c Elect Director Eric L. Butler For For Management 1d Elect Director Aristides S. Candris For For Management 1e Elect Director Wayne S. DeVeydt For For Management 1f Elect Director Joseph Hamrock For For Management 1g Elect Director Deborah A. Henretta For For Management 1h Elect Director Deborah A. P. Hersman For For Management 1i Elect Director Michael E. Jesanis For For Management 1j Elect Director Kevin T. Kabat For For Management 1k Elect Director Carolyn Y. Woo For For Management 1l Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NOBLE ENERGY, INC. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For Against Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NORDSON CORPORATION Ticker: NDSN Security ID: 655663102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sundaram Nagarajan For For Management 1.2 Elect Director Ginger M. Jones For For Management 1.3 Elect Director Joseph P. Keithley For For Management 1.4 Elect Director Michael J. Merriman, Jr. For For Management 1.5 Elect Director Mary G. Puma For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORDSTROM, INC. Ticker: JWN Security ID: 655664100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Stacy Brown-Philpot For For Management 1c Elect Director Tanya L. Domier For For Management 1d Elect Director James L. Donald For For Management 1e Elect Director Kirsten A. Green For For Management 1f Elect Director Glenda G. McNeal For For Management 1g Elect Director Erik B. Nordstrom For For Management 1h Elect Director Peter E. Nordstrom For For Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director Bradley D. Tilden For For Management 1k Elect Director Mark J. Tritton For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Walker Bynoe For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director Dean M. Harrison For For Management 1d Elect Director Jay L. Henderson For For Management 1e Elect Director Marcy S. Klevorn For For Management 1f Elect Director Siddharth N. "Bobby" For For Management Mehta 1g Elect Director Michael G. O'Grady For For Management 1h Elect Director Jose Luis Prado For For Management 1i Elect Director Thomas E. Richards For For Management 1j Elect Director Martin P. Slark For For Management 1k Elect Director David H. B. Smith, Jr. For For Management 1l Elect Director Donald Thompson For For Management 1m Elect Director Charles A. Tribbett, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTONLIFELOCK INC. Ticker: NLOK Security ID: 871503108 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sue Barsamian For For Management 1b Elect Director Frank E. Dangeard For For Management 1c Elect Director Nora M. Denzel For For Management 1d Elect Director Peter A. Feld For For Management 1e Elect Director Kenneth Y. Hao For For Management 1f Elect Director David W. Humphrey For For Management 1g Elect Director Vincent Pilette For For Management 1h Elect Director V. Paul Unruh For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Abstain Shareholder -------------------------------------------------------------------------------- NORWEGIAN CRUISE LINE HOLDINGS LTD. Ticker: NCLH Security ID: G66721104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Abrams For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Russell W. Galbut For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director Antonio Carrillo For For Management 1c Elect Director Matthew Carter, Jr. For For Management 1d Elect Director Lawrence S. Coben For For Management 1e Elect Director Heather Cox For For Management 1f Elect Director Mauricio Gutierrez For For Management 1g Elect Director Paul W. Hobby For For Management 1h Elect Director Alexandra Pruner For For Management 1i Elect Director Anne C. Schaumburg For For Management 1j Elect Director Thomas H. Weidemeyer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NU SKIN ENTERPRISES, INC. Ticker: NUS Security ID: 67018T105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel W. Campbell For For Management 1b Elect Director Andrew D. Lipman For For Management 1c Elect Director Steven J. Lund For For Management 1d Elect Director Laura Nathanson For For Management 1e Elect Director Thomas R. Pisano For For Management 1f Elect Director Zheqing (Simon) Shen For For Management 1g Elect Director Ritch N. Wood For For Management 1h Elect Director Edwina D. Woodbury For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Benjamin For For Management 1.2 Elect Director Daniel Brennan For For Management 1.3 Elect Director Lloyd Carney For For Management 1.4 Elect Director Thomas Ebling For For Management 1.5 Elect Director Robert Finocchio, Jr. For For Management 1.6 Elect Director Laura S. Kaiser For For Management 1.7 Elect Director Michal Katz For For Management 1.8 Elect Director Mark Laret For For Management 1.9 Elect Director Sanjay Vaswani For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd J. Austin, III For For Management 1.2 Elect Director Patrick J. Dempsey For For Management 1.3 Elect Director Christopher J. Kearney For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Joseph D. Rupp For For Management 1.6 Elect Director Leon J. Topalian For For Management 1.7 Elect Director John H. Walker For For Management 1.8 Elect Director Nadja Y. West For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NUTANIX, INC. Ticker: NTNX Security ID: 67059N108 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ravi Mhatre For Withhold Management 1b Elect Director Dheeraj Pandey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NVENT ELECTRIC PLC Ticker: NVT Security ID: G6700G107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian M. Baldwin None None Management *Withdrawn* 1b Elect Director Jerry W. Burris For For Management 1c Elect Director Susan M. Cameron For For Management 1d Elect Director Michael L. Ducker For For Management 1e Elect Director Randall J. Hogan For For Management 1f Elect Director Ronald L. Merriman For For Management 1g Elect Director Nicola T. Palmer For For Management 1h Elect Director Herbert K. Parker For For Management 1i Elect Director Beth A. Wozniak For For Management 1j Elect Director Jacqueline Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- NVR, INC. Ticker: NVR Security ID: 62944T105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. E. Andrews For For Management 1.2 Elect Director Sallie B. Bailey For For Management 1.3 Elect Director Thomas D. Eckert For For Management 1.4 Elect Director Alfred E. Festa For For Management 1.5 Elect Director Manuel H. Johnson For For Management 1.6 Elect Director Alexandra A. Jung For For Management 1.7 Elect Director Mel Martinez For For Management 1.8 Elect Director William A. Moran For For Management 1.9 Elect Director David A. Preiser For For Management 1.10 Elect Director W. Grady Rosier For For Management 1.11 Elect Director Susan Williamson Ross For For Management 1.12 Elect Director Dwight C. Schar For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Greg Henslee For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director John R. Murphy For For Management 1g Elect Director Dana M. Perlman For For Management 1h Elect Director Maria A. Sastre For For Management 1i Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Amend Articles of Incorporation For For Management 6 Report on Material Human Capital Risks Against Against Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- O-I GLASS, INC. Ticker: OI Security ID: 67098H104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Chapin For For Management 1b Elect Director Gordon J. Hardie For For Management 1c Elect Director Peter S. Hellman For For Management 1d Elect Director John Humphrey For For Management 1e Elect Director Anastasia D. Kelly For For Management 1f Elect Director Andres A. Lopez For For Management 1g Elect Director Alan J. Murray For For Management 1h Elect Director Hari N. Nair For For Management 1i Elect Director Joseph D. Rupp For For Management 1j Elect Director Catherine I. Slater For For Management 1k Elect Director John H. Walker For For Management 1l Elect Director Carol A. Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director James H. Brandi For For Management 1c Elect Director Peter D. Clarke For For Management 1d Elect Director Luke R. Corbett For For Management 1e Elect Director David L. Hauser For For Management 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OKTA, INC. Ticker: OKTA Security ID: 679295105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye Archambeau For For Management 1.2 Elect Director Robert L. Dixon, Jr. For For Management 1.3 Elect Director Patrick Grady For For Management 1.4 Elect Director Ben Horowitz For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry A. Aaholm For For Management 1.2 Elect Director Earl E. Congdon For For Management 1.3 Elect Director David S. Congdon For For Management 1.4 Elect Director John R. Congdon, Jr. For For Management 1.5 Elect Director Bradley R. Gabosch For For Management 1.6 Elect Director Greg C. Gantt For For Management 1.7 Elect Director Patrick D. Hanley For For Management 1.8 Elect Director John D. Kasarda For For Management 1.9 Elect Director Wendy T. Stallings For For Management 1.10 Elect Director Leo H. Suggs For For Management 1.11 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Kovaleski For For Management 1.2 Elect Director Craig R. Smiddy For For Management 1.3 Elect Director Arnold L. Steiner For Withhold Management 1.4 Elect Director Fredricka Taubitz For For Management 1.5 Elect Director Aldo C. Zucaro For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLIN CORPORATION Ticker: OLN Security ID: 680665205 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heidi S. Alderman For For Management 1b Elect Director Beverley A. Babcock For For Management 1c Elect Director Gray G. Benoist For For Management 1d Elect Director Scott D. Ferguson For For Management 1e Elect Director John E. Fischer For For Management 1f Elect Director W. Barnes Hauptfuhrer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Ticker: OLLI Security ID: 681116109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Alissa Ahlman For For Management 1B Elect Director Robert Fisch For For Management 1C Elect Director John Swygert For For Management 1D Elect Director Richard Zannino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Ticker: OHI Security ID: 681936100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kapila K. Anand For For Management 1.2 Elect Director Craig R. Callen For For Management 1.3 Elect Director Barbara B. Hill For For Management 1.4 Elect Director Edward Lowenthal For For Management 1.5 Elect Director C. Taylor Pickett For For Management 1.6 Elect Director Stephen D. Plavin For For Management 1.7 Elect Director Burke W. Whitman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION Ticker: ON Security ID: 682189105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Atsushi Abe For For Management 1b Elect Director Alan Campbell For For Management 1c Elect Director Gilles Delfassy For For Management 1d Elect Director Emmanuel T. Hernandez For For Management 1e Elect Director Keith D. Jackson For For Management 1f Elect Director Paul A. Mascarenas For For Management 1g Elect Director Christine Y. Yan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ONEMAIN HOLDINGS, INC. Ticker: OMF Security ID: 68268W103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay N. Levine For For Management 1.2 Elect Director Roy A. Guthrie For For Management 1.3 Elect Director Peter B. Sinensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Gary D. Parker For For Management 1.10 Elect Director Eduardo A. Rodriguez For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OUTFRONT MEDIA INC. Ticker: OUT Security ID: 69007J106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy J. Male For For Management 1.2 Elect Director Joseph H. Wender For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PACCAR INC Ticker: PCAR Security ID: 693718108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Pigott For For Management 1.2 Elect Director Dame Alison J. Carnwath For For Management 1.3 Elect Director Franklin L. Feder For For Management 1.4 Elect Director R. Preston Feight For For Management 1.5 Elect Director Beth E. Ford For For Management 1.6 Elect Director Kirk S. Hachigian For For Management 1.7 Elect Director Roderick C. McGeary For For Management 1.8 Elect Director John M. Pigott For For Management 1.9 Elect Director Mark A. Schulz For For Management 1.10 Elect Director Gregory M. E. Spierkel For For Management 1.11 Elect Director Charles R. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Certificate of Incorporation to For For Management Confirm Shareholders Right to Call Special Meetings 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA Ticker: PKG Security ID: 695156109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl K. Beebe For For Management 1.2 Elect Director Duane C. Farrington For For Management 1.3 Elect Director Donna A. Harman For For Management 1.4 Elect Director Mark W. Kowlzan For For Management 1.5 Elect Director Robert C. Lyons For For Management 1.6 Elect Director Thomas P. Maurer For For Management 1.7 Elect Director Samuel M. Mencoff For For Management 1.8 Elect Director Roger B. Porter For For Management 1.9 Elect Director Thomas S. Souleles For For Management 1.10 Elect Director Paul T. Stecko For For Management 1.11 Elect Director James D. Woodrum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tanya M. Acker For For Management 1B Elect Director Paul R. Burke For For Management 1C Elect Director Craig A. Carlson For For Management 1D Elect Director John M. Eggemeyer, III For For Management 1E Elect Director C. William Hosler For For Management 1F Elect Director Susan E. Lester For For Management 1G Elect Director Arnold W. Messer For For Management 1H Elect Director Roger H. Molvar For For Management 1I Elect Director James J. Pieczynski For For Management 1J Elect Director Daniel B. Platt For For Management 1K Elect Director Robert A. Stine For For Management 1L Elect Director Matthew P. Wagner For For Management 1M Elect Director Mark T. Yung For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PAGERDUTY, INC. Ticker: PD Security ID: 69553P100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Tejada For Withhold Management 1.2 Elect Director Sameer Dholakia For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Ticker: PANW Security ID: 697435105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Asheem Chandna For Withhold Management 1b Elect Director James J. Goetz For For Management 1c Elect Director Mark D. McLaughlin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARAMOUNT GROUP, INC. Ticker: PGRE Security ID: 69924R108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert Behler For For Management 1b Elect Director Thomas Armbrust For For Management 1c Elect Director Martin Bussmann For For Management 1d Elect Director Colin Dyer For For Management 1e Elect Director Karin Klein For For Management 1f Elect Director Peter Linneman For For Management 1g Elect Director Katharina Otto-Bernstein For For Management 1h Elect Director Mark Patterson For Against Management 1i Elect Director Greg Wright For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PARK HOTELS & RESORTS INC. Ticker: PK Security ID: 700517105 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Baltimore, Jr. For For Management 1B Elect Director Gordon M. Bethune For For Management 1C Elect Director Patricia M. Bedient For For Management 1D Elect Director Thomas D. Eckert For For Management 1E Elect Director Geoffrey M. Garrett For For Management 1F Elect Director Christie B. Kelly For For Management 1G Elect Director Joseph I. Lieberman For For Management 1H Elect Director Thomas A. Natelli For For Management 1I Elect Director Timothy J. Naughton For For Management 1J Elect Director Stephen I. Sadove For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Ticker: PH Security ID: 701094104 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee C. Banks For For Management 1.2 Elect Director Robert G. Bohn For For Management 1.3 Elect Director Linda S. Harty For For Management 1.4 Elect Director Kevin A. Lobo For For Management 1.5 Elect Director Candy M. Obourn For For Management 1.6 Elect Director Joseph Scaminace For For Management 1.7 Elect Director Ake Svensson For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director James R. Verrier For For Management 1.10 Elect Director James L. Wainscott For For Management 1.11 Elect Director Thomas L. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director A.R. Alameddine For For Management 1B Elect Director Matt Gallagher For For Management 1C Elect Director Karen Hughes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. Ticker: PTEN Security ID: 703481101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management 1.2 Elect Director Michael W. Conlon For For Management 1.3 Elect Director William Andrew For For Management Hendricks, Jr. 1.4 Elect Director Curtis W. Huff For For Management 1.5 Elect Director Terry H. Hunt For For Management 1.6 Elect Director Janeen S. Judah For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Ticker: PAYC Security ID: 70432V102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet B. Haugen For For Management 1.2 Elect Director J.C. Watts, Jr. For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAYLOCITY HOLDING CORPORATION Ticker: PCTY Security ID: 70438V106 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Beauchamp For For Management 1.2 Elect Director Andres D. Reiner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PBF ENERGY INC. Ticker: PBF Security ID: 69318G106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Nimbley For For Management 1B Elect Director Spencer Abraham For For Management 1C Elect Director Wayne Budd For For Management 1D Elect Director Karen Davis For For Management 1E Elect Director S. Eugene Edwards For For Management 1F Elect Director William E. Hantke For For Management 1G Elect Director Edward Kosnik For For Management 1H Elect Director Robert Lavinia For For Management 1I Elect Director Kimberly S. Lubel For For Management 1J Elect Director George E. Ogden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEGASYSTEMS INC. Ticker: PEGA Security ID: 705573103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Trefler For For Management 1.2 Elect Director Peter Gyenes For For Management 1.3 Elect Director Ronald Hovsepian For For Management 1.4 Elect Director Richard Jones For For Management 1.5 Elect Director Christopher Lafond For For Management 1.6 Elect Director Dianne Ledingham For For Management 1.7 Elect Director Sharon Rowlands For For Management 1.8 Elect Director Larry Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Adopt Simple Majority Vote Against Against Shareholder 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PENSKE AUTOMOTIVE GROUP, INC. Ticker: PAG Security ID: 70959W103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Barr For For Management 1.2 Elect Director Lisa A. Davis For For Management 1.3 Elect Director Wolfgang Durheimer For For Management 1.4 Elect Director Michael R. Eisenson For For Management 1.5 Elect Director Robert H. Kurnick, Jr. For For Management 1.6 Elect Director Kimberly J. McWaters For For Management 1.7 Elect Director Greg Penske For For Management 1.8 Elect Director Roger S. Penske For Withhold Management 1.9 Elect Director Sandra E. Pierce For For Management 1.10 Elect Director Greg C. Smith For For Management 1.11 Elect Director Ronald G. Steinhart For For Management 1.12 Elect Director H. Brian Thompson For For Management 1.13 Elect Director Masashi Yamanaka For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENTAIR PLC Ticker: PNR Security ID: G7S00T104 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mona Abutaleb Stephenson For For Management 1b Elect Director Glynis A. Bryan For For Management 1c Elect Director T. Michael Glenn For For Management 1d Elect Director Theodore L. Harris For For Management 1e Elect Director David A. Jones For For Management 1f Elect Director Michael T. Speetzen For For Management 1g Elect Director John L. Stauch For For Management 1h Elect Director Billie I. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Authorise Issue of Equity For For Management 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- PENUMBRA, INC. Ticker: PEN Security ID: 70975L107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arani Bose For For Management 1.2 Elect Director Bridget O'Rourke For Withhold Management 1.3 Elect Director Surbhi Sarna For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Ticker: PBCT Security ID: 712704105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Barnes For For Management 1b Elect Director Collin P. Baron For For Management 1c Elect Director George P. Carter For For Management 1d Elect Director Jane Chwick For For Management 1e Elect Director William F. Cruger, Jr. For For Management 1f Elect Director John K. Dwight For For Management 1g Elect Director Jerry Franklin For For Management 1h Elect Director Janet M. Hansen For For Management 1i Elect Director Nancy McAllister For For Management 1j Elect Director Mark W. Richards For For Management 1k Elect Director Kirk W. Walters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PERKINELMER, INC. Ticker: PKI Security ID: 714046109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Barrett For For Management 1b Elect Director Samuel R. Chapin For For Management 1c Elect Director Sylvie Gregoire For For Management 1d Elect Director Alexis P. Michas For For Management 1e Elect Director Prahlad R. Singh For For Management 1f Elect Director Michel Vounatsos For For Management 1g Elect Director Frank Witney For For Management 1h Elect Director Pascale Witz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERRIGO COMPANY PLC Ticker: PRGO Security ID: G97822103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley A. Alford For For Management 1.2 Elect Director Rolf A. Classon For For Management 1.3 Elect Director Adriana Karaboutis For For Management 1.4 Elect Director Murray S. Kessler For For Management 1.5 Elect Director Jeffrey B. Kindler For For Management 1.6 Elect Director Erica L. Mann For For Management 1.7 Elect Director Donal O'Connor For For Management 1.8 Elect Director Geoffrey M. Parker For For Management 1.9 Elect Director Theodore R. Samuels For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity For For Management 5 Authorize Issuance of Equity without For For Management Preemptive Rights -------------------------------------------------------------------------------- PILGRIM'S PRIDE CORPORATION Ticker: PPC Security ID: 72147K108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilberto Tomazoni For Withhold Management 1.2 Elect Director Denilson Molina For Withhold Management 1.3 Elect Director Wallim Cruz De For For Management Vasconcellos Junior 1.4 Elect Director Vincent Trius For For Management 1.5 Elect Director Andre Nogueira de Souza For Withhold Management 1.6 Elect Director Farha Aslam For For Management 2.1 Elect Director Michael L. Cooper For For Management 2.2 Elect Director Charles Macaluso For For Management 2.3 Elect Director Arquimedes A. Celis For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Report on Reduction of Water Pollution Against For Shareholder 6 Report on Human Rights Due Diligence Against Abstain Shareholder Process 7 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. Ticker: PNFP Security ID: 72346Q104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abney S. Boxley, III For For Management 1.2 Elect Director Gregory L. Burns For For Management 1.3 Elect Director Thomas C. Farnsworth, For For Management III 1.4 Elect Director David B. Ingram For For Management 1.5 Elect Director Gary L. Scott For For Management 1.6 Elect Director G. Kennedy Thompson For For Management 1.7 Elect Director Charles E. Brock For For Management 1.8 Elect Director Richard D. Callicutt, II For For Management 1.9 Elect Director Joseph C. Galante For For Management 1.10 Elect Director Robert A. McCabe, Jr. For For Management 1.11 Elect Director Reese L. Smith, III For For Management 1.12 Elect Director M. Terry Turner For For Management 1.13 Elect Director Renda J. Burkhart For For Management 1.14 Elect Director Marty G. Dickens For For Management 1.15 Elect Director Glenda Baskin Glover For For Management 1.16 Elect Director Ronald L. Samuels For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glynis A. Bryan For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Jeffrey B. Guldner For For Management 1.5 Elect Director Dale E. Klein For For Management 1.6 Elect Director Humberto S. Lopez For For Management 1.7 Elect Director Kathryn L. Munro For For Management 1.8 Elect Director Bruce J. Nordstrom For For Management 1.9 Elect Director Paula J. Sims For For Management 1.10 Elect Director James E. Trevathan, Jr. For For Management 1.11 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edison C. Buchanan For For Management 1b Elect Director Andrew F. Cates For For Management 1c Elect Director Phillip A. Gobe For For Management 1d Elect Director Larry R. Grillot For For Management 1e Elect Director Stacy P. Methvin For For Management 1f Elect Director Royce W. Mitchell For For Management 1g Elect Director Frank A. Risch For For Management 1h Elect Director Scott D. Sheffield For For Management 1i Elect Director Mona K. Sutphen For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLANET FITNESS, INC. Ticker: PLNT Security ID: 72703H101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Spinelli, Jr. For Withhold Management 1.2 Elect Director Enshalla Anderson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLURALSIGHT, INC. Ticker: PS Security ID: 72941B106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arne Duncan For For Management 1.2 Elect Director Leah Johnson For Withhold Management 1.3 Elect Director Frederick Onion For For Management 1.4 Elect Director Karenann Terrell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- POLARIS INC. Ticker: PII Security ID: 731068102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George W. Bilicic For For Management 1b Elect Director Gary E. Hendrickson For For Management 1c Elect Director Gwenne A. Henricks For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst &Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POOL CORPORATION Ticker: POOL Security ID: 73278L105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter D. Arvan For For Management 1b Elect Director Andrew W. Code For For Management 1c Elect Director Timothy M. Graven For For Management 1d Elect Director Debra S. Oler For For Management 1e Elect Director Manuel J. Perez de la For For Management Mesa 1f Elect Director Harlan F. Seymour For For Management 1g Elect Director Robert C. Sledd For For Management 1h Elect Director John E. Stokely For For Management 1i Elect Director David G. Whalen For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ignacio Alvarez For For Management 1b Elect Director Maria Luisa Ferre For For Management 1c Elect Director C. Kim Goodwin For For Management 2 Declassify the Board of Directors For For Management 3 Change Range for Size of the Board For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Adjourn Meeting For For Management -------------------------------------------------------------------------------- POST HOLDINGS, INC. Ticker: POST Security ID: 737446104 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Grote For For Management 1.2 Elect Director David W. Kemper For For Management 1.3 Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Conway For For Management 1b Elect Director Steven G. Elliott For For Management 1c Elect Director Raja Rajamannar For For Management 1d Elect Director Craig A. Rogerson For For Management 1e Elect Director Vincent Sorgi For For Management 1f Elect Director William H. Spence For For Management 1g Elect Director Natica von Althann For For Management 1h Elect Director Keith H. Williamson For For Management 1i Elect Director Phoebe A. Wood For For Management 1j Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Ticker: PRAH Security ID: 69354M108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colin Shannon For For Management 1.2 Elect Director James C. Momtazee For For Management 1.3 Elect Director Alexander G. Dickinson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PREMIER, INC. Ticker: PINC Security ID: 74051N102 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan D. DeVore For Withhold Management 1.2 Elect Director Jody R. Davids For For Management 1.3 Elect Director Peter S. Fine For Withhold Management 1.4 Elect Director David H. Langstaff For For Management 1.5 Elect Director Marvin R. O'Quinn For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRIMERICA, INC. Ticker: PRI Security ID: 74164M108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Addison, Jr. For For Management 1b Elect Director Joel M. Babbit For For Management 1c Elect Director P. George Benson For For Management 1d Elect Director C. Saxby Chambliss For For Management 1e Elect Director Gary L. Crittenden For For Management 1f Elect Director Cynthia N. Day For For Management 1g Elect Director Sanjeev Dheer For For Management 1h Elect Director Beatriz R. Perez For For Management 1i Elect Director D. Richard Williams For For Management 1j Elect Director Glenn J. Williams For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker: PFG Security ID: 74251V102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan S. Auerbach For For Management 1.2 Elect Director Jocelyn Carter-Miller For For Management 1.3 Elect Director Scott M. Mills For For Management 2 Approve Non-Employee Director Omnibus For For Management Stock Plan 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PROOFPOINT, INC. Ticker: PFPT Security ID: 743424103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jonathan Feiber For For Management 1b Elect Director Kevin Harvey For For Management 1c Elect Director Leyla Seka For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Ticker: PB Security ID: 743606105 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Shares For For Management in Connection with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Ticker: PB Security ID: 743606105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Hanigan For For Management 1.2 Elect Director William T. Luedke, IV For For Management 1.3 Elect Director Perry Mueller, Jr. For For Management 1.4 Elect Director Harrison Stafford, II For For Management 1.5 Elect Director Bruce W. Hunt For For Management 1.6 Elect Director George A. Fisk For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PTC INC. Ticker: PTC Security ID: 69370C100 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice Chaffin For For Management 1.2 Elect Director Phillip Fernandez For For Management 1.3 Elect Director James Heppelmann For For Management 1.4 Elect Director Klaus Hoehn For For Management 1.5 Elect Director Paul Lacy For For Management 1.6 Elect Director Corinna Lathan For For Management 1.7 Elect Director Blake Moret For For Management 1.8 Elect Director Robert Schechter For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph Izzo For For Management 1.2 Elect Director Shirley Ann Jackson For For Management 1.3 Elect Director Willie A. Deese For For Management 1.4 Elect Director David Lilley For For Management 1.5 Elect Director Barry H. Ostrowsky For For Management 1.6 Elect Director Scott G. Stephenson For For Management 1.7 Elect Director Laura A. Sugg For For Management 1.8 Elect Director John P. Surma For For Management 1.9 Elect Director Susan Tomasky For For Management 1.10 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian P. Anderson For For Management 1b Elect Director Bryce Blair For For Management 1c Elect Director Richard W. Dreiling For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Cheryl W. Grise For For Management 1f Elect Director Andre J. Hawaux For For Management 1g Elect Director Ryan R. Marshall For For Management 1h Elect Director John R. Peshkin For For Management 1i Elect Director Scott F. Powers For For Management 1j Elect Director Lila Snyder For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PURE STORAGE, INC. Ticker: PSTG Security ID: 74624M102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Brown For For Management 1.2 Elect Director John "Coz" Colgrove For For Management 1.3 Elect Director Mark Garrett For For Management 1.4 Elect Director Roxanne Taylor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary Baglivo For For Management 1b Elect Director Brent Callinicos For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Joseph B. Fuller For For Management 1e Elect Director V. James Marino For For Management 1f Elect Director G. Penny McIntyre For For Management 1g Elect Director Amy McPherson For For Management 1h Elect Director Henry Nasella For For Management 1i Elect Director Edward R. Rosenfeld For For Management 1j Elect Director Craig Rydin For For Management 1k Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- QIAGEN NV Ticker: QGEN Security ID: N72482123 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4 Adopt Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Report For Against Management 6 Receive Explanation on Company's None None Management Reserves and Dividend Policy 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9.a Reelect Stephane Bancel to Supervisory For For Management Board 9.b Reelect Hakan Bjorklund to Supervisory For For Management Board 9.c Reelect Metin Colpan to Supervisory For For Management Board 9.d Reelect Ross L. Levine to Supervisory For For Management Board 9.e Reelect Elaine Mardis to Supervisory For For Management Board 9.f Reelect Lawrence A. Rosen to For For Management Supervisory Board 9.g Reelect Elizabeth E. Tallett to For For Management Supervisory Board 10.a Reelect Roland Sackers to Management For For Management Board 10.b Reelect Thierry Bernard to Management For For Management Board 11 Adopt Remuneration Policy for For Against Management Management Board 12.a Adopt Remuneration Policy for For For Management Supervisory Board 12.b Approve Remuneration of Supervisory For For Management Board 13 Ratify KPMG as Auditors For For Management 14.a Grant Board Authority to Issue Shares For For Management 14.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 14.c Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances 15 Authorize Repurchase of Issued Share For For Management Capital 16 Receive Explanation on the Recommended None None Management Offer Made by Thermo Fisher through Quebec B.V 17 Amend Articles of Association (Part I) For For Management 18 Approve Conditional Back-End Resolution For For Management 19.a Approve Conditional Reappointment of For For Management Hakan Bjorklund to Supervisory Board 19.b Approve Conditional Reappointment of For For Management Michael A. Boxer to Supervisory Board 19.c Approve Conditional Reappointment of For For Management Paul G. Parker to Supervisory Board 19.d Approve Conditional Reappointment of For For Management Gianluca Pettiti to Supervisory Board 19.e Approve Conditional Reappointment of For For Management Anthony H. Smith to Supervisory Board 19.f Approve Conditional Reappointment of For For Management Barbara W. Wall to Supervisory Board 19.g Approve Conditional Reappointment of For For Management Stefan Wolf to Supervisory Board 20 Accept Conditional Resignation and For For Management Discharge of Supervisory Board Members 21 Amend Articles of Association (Part For For Management III) 22 Allow Questions None None Management 23 Close Meeting None None Management -------------------------------------------------------------------------------- QORVO, INC. Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph G. Quinsey For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Jeffery R. Gardner For For Management 1.4 Elect Director John R. Harding For For Management 1.5 Elect Director David H. Y. Ho For For Management 1.6 Elect Director Roderick D. Nelson For For Management 1.7 Elect Director Walden C. Rhines For For Management 1.8 Elect Director Susan L. Spradley For For Management 1.9 Elect Director Walter H. Wilkinson, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Vincent D. Foster For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Worthing F. Jackman For For Management 1.7 Elect Director David M. McClanahan For For Management 1.8 Elect Director Margaret B. Shannon For For Management 1.9 Elect Director Pat Wood, III For For Management 1.10 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Ticker: DGX Security ID: 74834L100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky B. Gregg For For Management 1.2 Elect Director Wright L. Lassiter, III For For Management 1.3 Elect Director Timothy L. Main For For Management 1.4 Elect Director Denise M. Morrison For For Management 1.5 Elect Director Gary M. Pfeiffer For For Management 1.6 Elect Director Timothy M. Ring For For Management 1.7 Elect Director Stephen H. Rusckowski For For Management 1.8 Elect Director Daniel C. Stanzione For For Management 1.9 Elect Director Helen I. Torley For For Management 1.10 Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- QURATE RETAIL, INC. Ticker: QRTEA Security ID: 74915M100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fiona P. Dias For For Management 1.2 Elect Director Evan D. Malone For For Management 1.3 Elect Director David E. Rapley For For Management 1.4 Elect Director Larry E. Romrell For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- RALPH LAUREN CORPORATION Ticker: RL Security ID: 751212101 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank A. Bennack, Jr. For Withhold Management 1.2 Elect Director Joel L. Fleishman For Withhold Management 1.3 Elect Director Michael A. George For For Management 1.4 Elect Director Hubert Joly For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION Ticker: RRC Security ID: 75281A109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda A. Cline For For Management 1b Elect Director James M. Funk For For Management 1c Elect Director Steve D. Gray For For Management 1d Elect Director Greg G. Maxwell For For Management 1e Elect Director Steffen E. Palko For For Management 1f Elect Director Jeffrey L. Ventura For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management 1g Elect Director Margaret K. Dorman For For Management -------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. Ticker: RJF Security ID: 754730109 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles G. von For For Management Arentschildt 1.2 Elect Director Robert M. Dutkowsky For For Management 1.3 Elect Director Jeffrey N. Edwards For For Management 1.4 Elect Director Benjamin C. Esty For For Management 1.5 Elect Director Anne Gates For For Management 1.6 Elect Director Francis S. Godbold For For Management 1.7 Elect Director Thomas A. James For For Management 1.8 Elect Director Gordon L. Johnson For For Management 1.9 Elect Director Roderick C. McGeary For For Management 1.10 Elect Director Paul C. Reilly For For Management 1.11 Elect Director Raj Seshadri For For Management 1.12 Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYONIER INC. Ticker: RYN Security ID: 754907103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Kincaid None None Management *Withdrawn Resolution* 1b Elect Director Keith E. Bass For For Management 1c Elect Director Dod A. Fraser For For Management 1d Elect Director Scott R. Jones For For Management 1e Elect Director Blanche L. Lincoln For For Management 1f Elect Director V. Larkin Martin For For Management 1g Elect Director Ann C. Nelson For For Management 1h Elect Director David L. Nunes For For Management 1i Elect Director Andrew G. Wiltshire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young, LLP as Auditor For For Management -------------------------------------------------------------------------------- REALPAGE, INC. Ticker: RP Security ID: 75606N109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred R. Berkeley, III For For Management 1.2 Elect Director Peter Gyenes For For Management 1.3 Elect Director Charles F. Kane For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- REALTY INCOME CORPORATION Ticker: O Security ID: 756109104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen R. Allen For For Management 1b Elect Director A. Larry Chapman For For Management 1c Elect Director Reginald H. Gilyard For For Management 1d Elect Director Priya Cherian Huskins For For Management 1e Elect Director Christie B. Kelly For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Michael D. McKee For For Management 1h Elect Director Gregory T. McLaughlin For For Management 1i Elect Director Ronald L. Merriman For For Management 1j Elect Director Sumit Roy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGAL BELOIT CORPORATION Ticker: RBC Security ID: 758750103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Stephen M. Burt For For Management 1c Elect Director Anesa T. Chaibi For For Management 1d Elect Director Christopher L. Doerr For For Management 1e Elect Director Dean A. Foate For For Management 1f Elect Director Michael F. Hilton For For Management 1g Elect Director Louis V. Pinkham For For Management 1h Elect Director Rakesh Sachdev For For Management 1i Elect Director Curtis W. Stoelting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION Ticker: REG Security ID: 758849103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin E. Stein, Jr. For For Management 1b Elect Director Joseph F. Azrack For For Management 1c Elect Director Bryce Blair For For Management 1d Elect Director C. Ronald Blankenship For For Management 1e Elect Director Deirdre J. Evens For For Management 1f Elect Director Thomas W. Furphy For For Management 1g Elect Director Karin M. Klein For For Management 1h Elect Director Peter D. Linneman For For Management 1i Elect Director David P. O'Connor For For Management 1j Elect Director Lisa Palmer For For Management 1k Elect Director Thomas G. Wattles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Zhanna Golodryga For For Management 1e Elect Director John D. Johns For For Management 1f Elect Director Ruth Ann Marshall For For Management 1g Elect Director Charles D. McCrary For For Management 1h Elect Director James T. Prokopanko For For Management 1i Elect Director Lee J. Styslinger, III For For Management 1j Elect Director Jose S. Suquet For For Management 1k Elect Director John M. Turner, Jr. For For Management 1l Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED Ticker: RGA Security ID: 759351604 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pina Albo For For Management 1b Elect Director Christine R. Detrick For For Management 1c Elect Director J. Cliff Eason For For Management 1d Elect Director John J. Gauthier For For Management 1e Elect Director Anna Manning For For Management 1f Elect Director Hazel M. McNeilage For For Management 1g Elect Director Steven C. Van Wyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Incorporation to For For Management Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Ticker: RS Security ID: 759509102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah J. Anderson For For Management 1b Elect Director Lisa L. Baldwin For For Management 1c Elect Director Karen W. Colonias For For Management 1d Elect Director John G. Figueroa For For Management 1e Elect Director David H. Hannah For For Management 1f Elect Director James D. Hoffman For For Management 1g Elect Director Mark V. Kaminski For For Management 1h Elect Director Robert A. McEvoy For For Management 1i Elect Director Andrew G. Sharkey, III For For Management 1j Elect Director Douglas W. Stotlar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David C. Bushnell For For Management 1b Elect Director James L. Gibbons For For Management 1c Elect Director Jean D. Hamilton For For Management 1d Elect Director Anthony M. Santomero For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director Thomas W. Handley For For Management 1d Elect Director Jennifer M. Kirk For For Management 1e Elect Director Michael Larson For For Management 1f Elect Director Kim S. Pegula For For Management 1g Elect Director Donald W. Slager For For Management 1h Elect Director James P. Snee For For Management 1i Elect Director Sandra M. Volpe For For Management 1j Elect Director Katharine B. Weymouth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RESIDEO TECHNOLOGIES, INC. Ticker: REZI Security ID: 76118Y104 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cynthia Hostetler For For Management 1b Elect Director Brian Kushner For For Management 1c Elect Director Jack Lazar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- RESMED INC. Ticker: RMD Security ID: 761152107 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol Burt For For Management 1b Elect Director Jan De Witte For For Management 1c Elect Director Rich Sulpizio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bonnie S. Biumi For For Management 1b Elect Director Frank A. Catalano, Jr. For For Management 1c Elect Director Robert G. Gifford For For Management 1d Elect Director Gerald M. Gorski For For Management 1e Elect Director Steven P. Grimes For For Management 1f Elect Director Richard P. Imperiale For For Management 1g Elect Director Peter L. Lynch For For Management 1h Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RINGCENTRAL, INC. Ticker: RNG Security ID: 76680R206 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vladimir Shmunis For For Management 1b Elect Director Kenneth Goldman For For Management 1c Elect Director Michelle McKenna For For Management 1d Elect Director Godfrey Sullivan For For Management 1e Elect Director Robert Theis For For Management 1f Elect Director Allan Thygesen For For Management 1g Elect Director Neil Williams For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Ticker: ROK Security ID: 773903109 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Steven R. Kalmanson For For Management A2 Elect Director James P. Keane For For Management A3 Elect Director Pam Murphy For For Management A4 Elect Director Donald R. Parfet For For Management B Advisory Vote to Ratify Named For For Management Executive Officers' Compensation C Ratify Deloitte & Touche LLP as For For Management Auditors D Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ROKU, INC. Ticker: ROKU Security ID: 77543R102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan Henricks For For Management 2a Elect Director Neil Hunt For For Management 2b Elect Director Anthony Wood For Withhold Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- ROLLINS, INC. Ticker: ROL Security ID: 775711104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Randall Rollins For Withhold Management 1.2 Elect Director Henry B. Tippie For For Management 1.3 Elect Director James B. Williams For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROYAL CARIBBEAN CRUISES LTD. Ticker: RCL Security ID: V7780T103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Brock For For Management 1b Elect Director Richard D. Fain For For Management 1c Elect Director Stephen R. Howe, Jr. For For Management 1d Elect Director William L. Kimsey For For Management 1e Elect Director Maritza G. Montiel For For Management 1f Elect Director Ann S. Moore For For Management 1g Elect Director Eyal M. Ofer For For Management 1h Elect Director William K. Reilly For For Management 1i Elect Director Vagn O. Sorensen For For Management 1j Elect Director Donald Thompson For For Management 1k Elect Director Arne Alexander For For Management Wilhelmsen 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- ROYAL GOLD, INC. Ticker: RGLD Security ID: 780287108 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Hayes For For Management 1b Elect Director Ronald J. Vance For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RPM INTERNATIONAL INC. Ticker: RPM Security ID: 749685103 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirkland B. Andrews For For Management 1.2 Elect Director David A. Daberko For For Management 1.3 Elect Director Thomas S. Gross For For Management 1.4 Elect Director Frank C. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RYDER SYSTEM, INC. Ticker: R Security ID: 783549108 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert J. Eck For For Management 1b Elect Director Robert A. Hagemann For For Management 1c Elect Director Michael F. Hilton For For Management 1d Elect Director Tamara L. Lundgren For For Management 1e Elect Director Luis P. Nieto, Jr. For For Management 1f Elect Director David G. Nord For For Management 1g Elect Director Robert E. Sanchez For For Management 1h Elect Director Abbie J. Smith For For Management 1i Elect Director E. Follin Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Hansel E. Tookes, II For For Management 2 Ratify Pricewaterhousecoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- SABRE CORPORATION Ticker: SABR Security ID: 78573M104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George R. Bravante, Jr. For For Management 1.2 Elect Director Renee James For For Management 1.3 Elect Director Gary Kusin For For Management 1.4 Elect Director Gail Mandel For For Management 1.5 Elect Director Sean Menke For For Management 1.6 Elect Director Joseph Osnoss For For Management 1.7 Elect Director Zane Rowe For For Management 1.8 Elect Director John Siciliano For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SAGE THERAPEUTICS, INC. Ticker: SAGE Security ID: 78667J108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Cola For Withhold Management 1.2 Elect Director Jeffrey M. Jonas For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANTANDER CONSUMER USA HOLDINGS INC. Ticker: SC Security ID: 80283M101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mahesh Aditya For Withhold Management 1.2 Elect Director Homaira Akbari For For Management 1.3 Elect Director Juan Carlos Alvarez de For For Management Soto 1.4 Elect Director Stephen A. Ferriss For For Management 1.5 Elect Director Victor Hill For For Management 1.6 Elect Director Edith E. Holiday For For Management 1.7 Elect Director Javier Maldonado For Withhold Management 1.8 Elect Director Robert J. McCarthy For For Management 1.9 Elect Director William F. Muir For For Management 1.10 Elect Director William Rainer For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Report on Risk of Racial Against Against Shareholder Discrimination in Vehicle Lending -------------------------------------------------------------------------------- SAREPTA THERAPEUTICS, INC. Ticker: SRPT Security ID: 803607100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas S. Ingram For For Management 1.2 Elect Director Hans Wigzell For For Management 1.3 Elect Director Mary Ann Gray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Ticker: SBAC Security ID: 78410G104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. Bernstein For For Management 1.2 Elect Director Duncan H. Cocroft For For Management 1.3 Elect Director Fidelma Russo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SCHNEIDER NATIONAL, INC. Ticker: SNDR Security ID: 80689H102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary P. DePrey For Withhold Management 1.2 Elect Director James R. Giertz For Withhold Management 1.3 Elect Director Adam P. Godfrey For Withhold Management 1.4 Elect Director Robert W. Grubbs For Withhold Management 1.5 Elect Director Robert M. Knight, Jr. For For Management 1.6 Elect Director Mark B. Rourke For For Management 1.7 Elect Director Paul J. Schneider For Withhold Management 1.8 Elect Director Daniel J. Sullivan For Withhold Management 1.9 Elect Director John A. Swainson For For Management 1.10 Elect Director James L. Welch For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEABOARD CORPORATION Ticker: SEB Security ID: 811543107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Bresky For Withhold Management 1.2 Elect Director David A. Adamsen For For Management 1.3 Elect Director Douglas W. Baena For For Management 1.4 Elect Director Paul M. Squires For Withhold Management 1.5 Elect Director Edward I. Shifman, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- SEALED AIR CORPORATION Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francoise Colpron For For Management 1b Elect Director Edward L. Doheny, II For For Management 1c Elect Director Michael P. Doss For For Management 1d Elect Director Henry R. Keizer For For Management 1e Elect Director Jacqueline B. Kosecoff For For Management 1f Elect Director Harry A. Lawton, III For For Management 1g Elect Director Neil Lustig For For Management 1h Elect Director Suzanne B. Rowland For For Management 1i Elect Director Jerry R. Whitaker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEATTLE GENETICS, INC. Ticker: SGEN Security ID: 812578102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Gryska For For Management 1.2 Elect Director John A. Orwin For For Management 1.3 Elect Director Alpna H. Seth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY Ticker: SEIC Security ID: 784117103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah W. Blumenstein For For Management 1b Elect Director Kathryn M. McCarthy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Kathleen L. Brown For For Management 1.3 Elect Director Andres Conesa For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Pablo A. Ferrero For For Management 1.6 Elect Director William D. Jones For For Management 1.7 Elect Director Jeffrey W. Martin For For Management 1.8 Elect Director Bethany J. Mayer For For Management 1.9 Elect Director Michael N. Mears For For Management 1.10 Elect Director Jack T. Taylor For For Management 1.11 Elect Director Cynthia L. Walker For For Management 1.12 Elect Director Cynthia J. Warner For For Management 1.13 Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Ticker: ST Security ID: G8060N102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew C. Teich For For Management 1b Elect Director Jeffrey J. Cote For For Management 1c Elect Director John P. Absmeier For For Management 1d Elect Director Lorraine A. Bolsinger For For Management 1e Elect Director James E. Heppelmann For For Management 1f Elect Director Charles W. Peffer For For Management 1g Elect Director Constance E. Skidmore For For Management 1h Elect Director Steven A. Sonnenberg For For Management 1i Elect Director Martha N. Sullivan For For Management 1j Elect Director Thomas Wroe, Jr. For For Management 1k Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Director Compensation Report For For Management 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Grant Board Authority to Repurchase For For Management Shares 10 Authorize Issue of Equity For For Management 11 Authorize Issue of Equity without For For Management Pre-emptive Rights 12 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans 13 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights -------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Ticker: SCI Security ID: 817565104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan R. Buckwalter For For Management 1b Elect Director Jakki L. Haussler For For Management 1c Elect Director Victor L. Lund For For Management 1d Elect Director Clifton H. Morris, Jr. For For Management 1e Elect Director Ellen Ochoa For For Management 1f Elect Director Thomas L. Ryan For For Management 1g Elect Director W. Blair Waltrip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERVICE PROPERTIES TRUST Ticker: SVC Security ID: 81761L102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Harrington For Against Management 1.2 Elect Director John G. Murray For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SERVICEMASTER GLOBAL HOLDINGS, INC. Ticker: SERV Security ID: 81761R109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Deborah H. Caplan For For Management 1B Elect Director Naren K. Gursahaney For For Management 1C Elect Director Mark E. Tomkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. DePaolo For For Management 1.2 Elect Director Barney Frank For For Management 1.3 Elect Director Scott A. Shay For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SILGAN HOLDINGS, INC. Ticker: SLGN Security ID: 827048109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leigh J. Abramson For For Management 1.2 Elect Director D. Greg Horrigan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker: SBGI Security ID: 829226109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Smith For Withhold Management 1.2 Elect Director Frederick G. Smith For Withhold Management 1.3 Elect Director J. Duncan Smith For Withhold Management 1.4 Elect Director Robert E. Smith For Withhold Management 1.5 Elect Director Howard E. Friedman For Withhold Management 1.6 Elect Director Lawrence E. McCanna For Withhold Management 1.7 Elect Director Daniel C. Keith For Withhold Management 1.8 Elect Director Martin R. Leader For Withhold Management 1.9 Elect Director Benson E. Legg For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- SIRIUS XM HOLDINGS INC. Ticker: SIRI Security ID: 82968B103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan L. Amble For For Management 1.2 Elect Director George W. Bodenheimer For For Management 1.3 Elect Director Mark D. Carleton For Withhold Management 1.4 Elect Director Eddy W. Hartenstein For For Management 1.5 Elect Director James P. Holden For For Management 1.6 Elect Director Gregory B. Maffei For Withhold Management 1.7 Elect Director Evan D. Malone For For Management 1.8 Elect Director James E. Meyer For For Management 1.9 Elect Director James F. Mooney For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Kristina M. Salen For For Management 1.12 Elect Director Carl E. Vogel For For Management 1.13 Elect Director David M. Zaslav For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SITE CENTERS CORP. Ticker: SITC Security ID: 82981J109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda B. Abraham For For Management 1.2 Elect Director Terrance R. Ahern For For Management 1.3 Elect Director Jane E. DeFlorio For For Management 1.4 Elect Director Thomas Finne For For Management 1.5 Elect Director David R. Lukes For For Management 1.6 Elect Director Victor B. MacFarlane For For Management 1.7 Elect Director Alexander Otto For For Management 1.8 Elect Director Dawn M. Sweeney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- SIX FLAGS ENTERTAINMENT CORPORATION Ticker: SIX Security ID: 83001A102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Ben Baldanza For For Management 1.2 Elect Director Selim Bassoul For For Management 1.3 Elect Director Kurt M. Cellar For For Management 1.4 Elect Director Nancy A. Krejsa For For Management 1.5 Elect Director Richard W. Roedel For For Management 1.6 Elect Director Arik Ruchim For For Management 1.7 Elect Director Michael Spanos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine Blair For For Management 1.2 Elect Director Geyer Kosinski For For Management 1.3 Elect Director Richard Rappaport For Withhold Management 1.4 Elect Director Richard Siskind For Withhold Management 2 Adopt a Comprehensive Human Rights Against For Shareholder Policy 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Alan S. Batey For For Management 1c Elect Director Kevin L. Beebe For For Management 1d Elect Director Timothy R. Furey For For Management 1e Elect Director Liam K. Griffin For For Management 1f Elect Director Christine King For For Management 1g Elect Director David P. McGlade For For Management 1h Elect Director Robert A. Schriesheim For For Management 1i Elect Director Kimberly S. Stevenson For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Eliminate Supermajority Vote For For Management Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities 6 Eliminate Supermajority Vote For For Management Requirement to Approve Business Combination 7 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provisions Governing Directors 8 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provision Governing Action by Stockholders 9 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- SL GREEN REALTY CORP. Ticker: SLG Security ID: 78440X101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Alschuler For For Management 1b Elect Director Betsy Atkins For For Management 1c Elect Director Edwin T. Burton, III For For Management 1d Elect Director Lauren B. Dillard For For Management 1e Elect Director Stephen L. Green For For Management 1f Elect Director Craig M. Hatkoff For For Management 1g Elect Director Marc Holliday For For Management 1h Elect Director John S. Levy For For Management 1i Elect Director Andrew W. Mathias For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SMARTSHEET INC. Ticker: SMAR Security ID: 83200N103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geoffrey T. Barker For Withhold Management 1.2 Elect Director Michael Gregoire For For Management 1.3 Elect Director Matthew McIlwain For For Management 1.4 Elect Director James N. White For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SNAP-ON INCORPORATED Ticker: SNA Security ID: 833034101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Karen L. Daniel For For Management 1.3 Elect Director Ruth Ann M. Gillis For For Management 1.4 Elect Director James P. Holden For For Management 1.5 Elect Director Nathan J. Jones For For Management 1.6 Elect Director Henry W. Knueppel For For Management 1.7 Elect Director W. Dudley Lehman For For Management 1.8 Elect Director Nicholas T. Pinchuk For For Management 1.9 Elect Director Gregg M. Sherrill For For Management 1.10 Elect Director Donald J. Stebbins For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOLARWINDS CORPORATION Ticker: SWI Security ID: 83417Q105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine R. Kinney For Withhold Management 1.2 Elect Director James Lines For Withhold Management 1.3 Elect Director Easwaran Sundaram For For Management 1.4 Elect Director Michael Widmann For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SONOCO PRODUCTS COMPANY Ticker: SON Security ID: 835495102 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry A. Cockrell For For Management 1.2 Elect Director R. Howard Coker For For Management 1.3 Elect Director Pamela L. Davies For For Management 1.4 Elect Director Theresa J. Drew For For Management 1.5 Elect Director Philippe Guillemot For For Management 1.6 Elect Director John R. Haley For For Management 1.7 Elect Director Robert R. Hill, Jr. For For Management 1.8 Elect Director Richard G. Kyle For For Management 1.9 Elect Director Blythe J. McGarvie For For Management 1.10 Elect Director James M. Micali For For Management 1.11 Elect Director Sundaram Nagarajan For For Management 1.12 Elect Director Marc. D. Oken For For Management 1.13 Elect Director Thomas E. Whiddon For For Management 1.14 Elect Director Lloyd M. Yates For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation and For For Management Article III, Section 7, of the By-Laws Relating to the Vote Required for the Removal of Directors 5 Amend Articles of Incorporation For For Management Relating to Quorum or Voting Requirement for Shareholders 6 Reduce Supermajority Vote Requirement For For Management 7 Provide Right to Call Special Meeting For For Shareholder -------------------------------------------------------------------------------- SPECTRUM BRANDS HOLDINGS, INC. Ticker: SPB Security ID: 84790A105 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherianne James For For Management 1.2 Elect Director Norman S. Matthews For For Management 1.3 Elect Director Joseph S. Steinberg For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. Ticker: SPR Security ID: 848574109 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen A. Cambone For For Management 1b Elect Director Charles L. Chadwell For For Management 1c Elect Director Irene M. Esteves For For Management 1d Elect Director Paul E. Fulchino For For Management 1e Elect Director Thomas C. Gentile, III For For Management 1f Elect Director Richard A. Gephardt For For Management 1g Elect Director Robert D. Johnson For For Management 1h Elect Director Ronald T. Kadish For For Management 1i Elect Director John L. Plueger For For Management 1j Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W300 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jackson Hsieh For For Management 1.2 Elect Director Kevin M. Charlton For For Management 1.3 Elect Director Todd A. Dunn For For Management 1.4 Elect Director Elizabeth F. Frank For For Management 1.5 Elect Director Richard I. Gilchrist For For Management 1.6 Elect Director Diana M. Laing For For Management 1.7 Elect Director Sheli Z. Rosenberg For For Management 1.8 Elect Director Thomas D. Senkbeil For For Management 1.9 Elect Director Nicholas P. Shepherd For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SPLUNK INC. Ticker: SPLK Security ID: 848637104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Connors For For Management 1b Elect Director Patricia Morrison For For Management 1c Elect Director Stephen Newberry For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPOTIFY TECHNOLOGY SA Ticker: SPOT Security ID: L8681T102 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Barry McCarthy as B Director For For Management -------------------------------------------------------------------------------- SPOTIFY TECHNOLOGY SA Ticker: SPOT Security ID: L8681T102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Directors For For Management 4a Elect Daniel Ek as A Director For For Management 4b Elect Martin Lorentzon as A Director For For Management 4c Elect Shishir Samir Mehrotra as A For For Management Director 4d Elect Christopher Marshall as B For For Management Director 4e Elect Barry McCarthy as B Director For For Management 4f Elect Heidi O'Neill as B Director For For Management 4g Elect Ted Sarandos as B Director For For Management 4h Elect Thomas Owen Staggs as B Director For For Management 4i Elect Cristina Mayville Stenbeck as B For For Management Director 4j Elect Padmasree Warrior as B Director For For Management 5 Appoint Ernst & Young as Auditor For For Management 6 Approve Remuneration of Directors For Against Management 7 Authorize Guy Harles and Alexandre For For Management Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws -------------------------------------------------------------------------------- SPROUTS FARMERS MARKET, INC. Ticker: SFM Security ID: 85208M102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel D. Anderson For For Management 1.2 Elect Director Terri Funk Graham For For Management 1.3 Elect Director Doug G. Rauch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SQUARE, INC. Ticker: SQ Security ID: 852234103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roelof Botha For For Management 1.2 Elect Director Amy Brooks For Withhold Management 1.3 Elect Director James McKelvey For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Normand A. Boulanger For For Management 1.2 Elect Director David A. Varsano For For Management 1.3 Elect Director Michael J. Zamkow For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC. Ticker: SWK Security ID: 854502101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea J. Ayers For For Management 1.2 Elect Director George W. Buckley For For Management 1.3 Elect Director Patrick D. Campbell For For Management 1.4 Elect Director Carlos M. Cardoso For For Management 1.5 Elect Director Robert B. Coutts For For Management 1.6 Elect Director Debra A. Crew For For Management 1.7 Elect Director Michael D. Hankin For For Management 1.8 Elect Director James M. Loree For For Management 1.9 Elect Director Dmitri L. Stockton For For Management 1.10 Elect Director Irving Tan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For For Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For For Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Fred S. Ridley For For Management 1.6 Elect Director Barry S. Sternlicht For For Management 1.7 Elect Director Strauss Zelnick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de Saint-Aignan For For Management 1b Elect Director Marie A. Chandoha For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Amelia C. Fawcett For For Management 1e Elect Director William C. Freda For For Management 1f Elect Director Sara Mathew For For Management 1g Elect Director William L. Meaney For For Management 1h Elect Director Ronald P. O'Hanley For For Management 1i Elect Director Sean O'Sullivan For For Management 1j Elect Director Richard P. Sergel For For Management 1k Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Ticker: STLD Security ID: 858119100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Millett For For Management 1.2 Elect Director Sheree L. Bargabos For For Management 1.3 Elect Director Keith E. Busse For For Management 1.4 Elect Director Frank D. Byrne For For Management 1.5 Elect Director Kenneth W. Cornew For For Management 1.6 Elect Director Traci M. Dolan For For Management 1.7 Elect Director James C. Marcuccilli For For Management 1.8 Elect Director Bradley S. Seaman For For Management 1.9 Elect Director Gabriel L. Shaheen For For Management 1.10 Elect Director Steven A. Sonnenberg For For Management 1.11 Elect Director Richard P. Teets, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STERICYCLE, INC. Ticker: SRCL Security ID: 858912108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert S. Murley For For Management 1b Elect Director Cindy J. Miller For For Management 1c Elect Director Brian P. Anderson For Against Management 1d Elect Director Lynn D. Bleil For For Management 1e Elect Director Thomas F. Chen For For Management 1f Elect Director J. Joel Hackney, Jr. For For Management 1g Elect Director Veronica M. Hagen For For Management 1h Elect Director Stephen C. Hooley For For Management 1i Elect Director James J. Martell For For Management 1j Elect Director Kay G. Priestly For For Management 1k Elect Director James L. Welch For For Management 1l Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Amend Compensation Clawback Policy Against Against Shareholder -------------------------------------------------------------------------------- STERIS PLC Ticker: STE Security ID: G8473T100 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard C. Breeden For For Management 1b Elect Director Cynthia L. Feldmann For For Management 1c Elect Director Jacqueline B. Kosecoff For For Management 1d Elect Director David B. Lewis For For Management 1e Elect Director Walter M. Rosebrough, For For Management Jr. 1f Elect Director Nirav R. Shah For For Management 1g Elect Director Mohsen M. Sohi For For Management 1h Elect Director Richard M. Steeves For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Appoint Ernst & Young Chartered For For Management Accountants as Irish Statutory Auditor 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STERLING BANCORP Ticker: STL Security ID: 85917A100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Cahill For For Management 1.2 Elect Director Navy E. Djonovic For For Management 1.3 Elect Director Fernando Ferrer For For Management 1.4 Elect Director Robert Giambrone For For Management 1.5 Elect Director Mona Aboelnaga Kanaan For For Management 1.6 Elect Director Jack Kopnisky For For Management 1.7 Elect Director James J. Landy For For Management 1.8 Elect Director Maureen Mitchell For For Management 1.9 Elect Director Patricia M. Nazemetz For For Management 1.10 Elect Director Richard O'Toole For For Management 1.11 Elect Director Ralph F. Palleschi For For Management 1.12 Elect Director Burt Steinberg For For Management 1.13 Elect Director William E. Whiston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- STORE CAPITAL CORPORATION Ticker: STOR Security ID: 862121100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Donovan For For Management 1.2 Elect Director Mary Fedewa For For Management 1.3 Elect Director Morton H. Fleischer For For Management 1.4 Elect Director William F. Hipp For For Management 1.5 Elect Director Tawn Kelley For For Management 1.6 Elect Director Catherine D. Rice For For Management 1.7 Elect Director Einar A. Seadler For For Management 1.8 Elect Director Quentin P. Smith, Jr. For For Management 1.9 Elect Director Christopher H. Volk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary A. Shiffman For For Management 1b Elect Director Meghan G. Baivier For For Management 1c Elect Director Stephanie W. Bergeron For For Management 1d Elect Director Brian M. Hermelin For For Management 1e Elect Director Ronald A. Klein For For Management 1f Elect Director Clunet R. Lewis For For Management 1g Elect Director Arthur A. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg W. Becker For For Management 1.2 Elect Director Eric A. Benhamou For For Management 1.3 Elect Director John S. Clendening For For Management 1.4 Elect Director Roger F. Dunbar For For Management 1.5 Elect Director Joel P. Friedman For For Management 1.6 Elect Director Jeffrey N. Maggioncalda For For Management 1.7 Elect Director Kay Matthews For For Management 1.8 Elect Director Mary J. Miller For For Management 1.9 Elect Director Kate D. Mitchell For For Management 1.10 Elect Director John F. Robinson For For Management 1.11 Elect Director Garen K. Staglin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Zareh Sarrafian For For Management 1.3 Elect Director Kim Sheehy For Withhold Management 1.4 Elect Director Donald D. Snyder For Withhold Management 1.5 Elect Director Tom Thomas For For Management 1.6 Elect Director Bryan Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director William W. Graylin For For Management 1f Elect Director Roy A. Guthrie For For Management 1g Elect Director Richard C. Hartnack For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director Laurel J. Richie For For Management 1j Elect Director Olympia J. Snowe For For Management 1k Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For For Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOPSYS, INC. Ticker: SNPS Security ID: 871607107 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aart J. de Geus For For Management 1.2 Elect Director Chi-Foon Chan For For Management 1.3 Elect Director Janice D. Chaffin For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director Mercedes Johnson For For Management 1.6 Elect Director Chrysostomos L. "Max" For For Management Nikias 1.7 Elect Director John Schwarz For For Management 1.8 Elect Director Roy Vallee For For Management 1.9 Elect Director Steven C. Walske For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Amend Articles of Incorporation to For For Management Eliminate 10-1 Voting Provisions 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Bartlett For For Management 1b Elect Director Mary K. Bush For For Management 1c Elect Director Dina Dublon For For Management 1d Elect Director Freeman A. Hrabowski, For For Management III 1e Elect Director Robert F. MacLellan For For Management 1f Elect Director Olympia J. Snowe For For Management 1g Elect Director Robert J. Stevens For For Management 1h Elect Director William J. Stromberg For For Management 1i Elect Director Richard R. Verma For For Management 1j Elect Director Sandra S. Wijnberg For For Management 1k Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on and Assess Proxy Voting Against Against Shareholder Policies in Relation to Climate Change Position -------------------------------------------------------------------------------- TAKE-TWO INTERACTIVE SOFTWARE, INC. Ticker: TTWO Security ID: 874054109 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Strauss Zelnick For For Management 1.2 Elect Director Michael Dornemann For For Management 1.3 Elect Director J Moses For For Management 1.4 Elect Director Michael Sheresky For For Management 1.5 Elect Director LaVerne Srinivasan For For Management 1.6 Elect Director Susan Tolson For For Management 1.7 Elect Director Paul Viera For For Management 1.8 Elect Director Roland Hernandez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TAPESTRY, INC. Ticker: TPR Security ID: 876030107 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darrell Cavens For For Management 1B Elect Director David Denton For For Management 1C Elect Director Anne Gates For For Management 1D Elect Director Andrea Guerra For For Management 1E Elect Director Susan Kropf For For Management 1F Elect Director Annabelle Yu Long For For Management 1G Elect Director Ivan Menezes For For Management 1H Elect Director Jide Zeitlin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Crisp For For Management 1.2 Elect Director Laura C. Fulton For For Management 1.3 Elect Director James W. Whalen For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. Ticker: TCO Security ID: 876664103 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TCF FINANCIAL CORPORATION Ticker: TCF Security ID: 872307103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Bell For For Management 1.2 Elect Director Craig R. Dahl For For Management 1.3 Elect Director Karen L. Grandstrand For For Management 1.4 Elect Director Richard H. King For For Management 1.5 Elect Director Ronald A. Klein For For Management 1.6 Elect Director Barbara J. Mahone For For Management 1.7 Elect Director Barbara L. McQuade For For Management 1.8 Elect Director Vance K. Opperman For For Management 1.9 Elect Director David T. Provost For For Management 1.10 Elect Director Roger J. Sit For For Management 1.11 Elect Director Julie H. Sullivan For For Management 1.12 Elect Director Jeffrey L. Tate For For Management 1.13 Elect Director Gary Torgow For For Management 1.14 Elect Director Arthur A. Weiss For For Management 1.15 Elect Director Franklin C. Wheatlake For For Management 1.16 Elect Director Theresa M. H. Wise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED Ticker: TDY Security ID: 879360105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Kenneth C. Dahlberg For For Management 1.3 Elect Director Robert A. Malone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TELEFLEX INCORPORATED Ticker: TFX Security ID: 879369106 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George Babich, Jr. For For Management 1b Elect Director Gretchen R. Haggerty For For Management 1c Elect Director Liam J. Kelly For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TELEPHONE AND DATA SYSTEMS, INC. Ticker: TDS Security ID: 879433829 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarence A. Davis For For Management 1.2 Elect Director George W. Off For Withhold Management 1.3 Elect Director Wade Oosterman For For Management 1.4 Elect Director Gary L. Sugarman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Ticker: TPX Security ID: 88023U101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evelyn S. Dilsaver For For Management 1b Elect Director Cathy R. Gates For For Management 1c Elect Director John A. Heil For For Management 1d Elect Director Jon L. Luther For For Management 1e Elect Director Richard W. Neu For For Management 1f Elect Director Arik W. Ruchim For For Management 1g Elect Director Scott L. Thompson For For Management 1h Elect Director Robert B. Trussell, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TERADATA CORPORATION Ticker: TDC Security ID: 88076W103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel R. Fishback For For Management 1b Elect Director David E. Kepler For For Management 1c Elect Director Kimberly K. Nelson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TFS FINANCIAL CORPORATION Ticker: TFSL Security ID: 87240R107 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director William C. Mulligan For For Management 1B Elect Director Terrence R. Ozan For For Management 1C Elect Director Marc A. Stefanski For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet G. Davidson For For Management 1.2 Elect Director Andres R. Gluski For For Management 1.3 Elect Director Tarun Khanna For For Management 1.4 Elect Director Holly K. Koeppel For For Management 1.5 Elect Director Julia M. Laulis For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder and Charter Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Establish Board Advisory Position Against Against Shareholder -------------------------------------------------------------------------------- THE CLOROX COMPANY Ticker: CLX Security ID: 189054109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy Banse For For Management 1.2 Elect Director Richard H. Carmona For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Spencer C. Fleischer For For Management 1.5 Elect Director Esther Lee For For Management 1.6 Elect Director A.D. David Mackay For For Management 1.7 Elect Director Robert W. Matschullat For For Management 1.8 Elect Director Matthew J. Shattock For For Management 1.9 Elect Director Pamela Thomas-Graham For For Management 1.10 Elect Director Russell J. Weiner For For Management 1.11 Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations -------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Ticker: COO Security ID: 216648402 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Thomas Bender For For Management 1.2 Elect Director Colleen E. Jay For For Management 1.3 Elect Director William A. Kozy For For Management 1.4 Elect Director Jody S. Lindell For For Management 1.5 Elect Director Gary S. Petersmeyer For For Management 1.6 Elect Director Allan E. Rubenstein For For Management 1.7 Elect Director Robert S. Weiss For For Management 1.8 Elect Director Albert G. White, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE GAP, INC. Ticker: GPS Security ID: 364760108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Bohutinsky For For Management 1b Elect Director John J. Fisher For For Management 1c Elect Director Robert J. Fisher For For Management 1d Elect Director William S. Fisher For For Management 1e Elect Director Tracy Gardner For For Management 1f Elect Director Isabella D. Goren For For Management 1g Elect Director Bob L. Martin For For Management 1h Elect Director Amy Miles For For Management 1i Elect Director Jorge P. Montoya For For Management 1j Elect Director Chris O'Neill For For Management 1k Elect Director Mayo A. Shattuck, III For For Management 1l Elect Director Elizabeth A. Smith For For Management 1m Elect Director Sonia Syngal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER COMPANY Ticker: GT Security ID: 382550101 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Firestone For For Management 1b Elect Director Werner Geissler For For Management 1c Elect Director Peter S. Hellman For For Management 1d Elect Director Laurette T. Koellner For For Management 1e Elect Director Richard J. Kramer For For Management 1f Elect Director W. Alan McCollough For For Management 1g Elect Director John E. McGlade For For Management 1h Elect Director Roderick A. Palmore For For Management 1i Elect Director Hera K. Siu For For Management 1j Elect Director Stephanie A. Streeter For For Management 1k Elect Director Michael R. Wessel For For Management 1l Elect Director Thomas L. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE HAIN CELESTIAL GROUP, INC. Ticker: HAIN Security ID: 405217100 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: OCT 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard A. Beck For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Dean Hollis For For Management 1d Elect Director Shervin J. Korangy For For Management 1e Elect Director Roger Meltzer For For Management 1f Elect Director Mark L. Schiller For For Management 1g Elect Director Michael B. Sims For For Management 1h Elect Director Glenn W. Welling For For Management 1i Elect Director Dawn M. Zier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Larry D. De Shon For For Management 1c Elect Director Carlos Dominguez For For Management 1d Elect Director Trevor Fetter For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Teresa W. Roseborough For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Christopher J. Swift For For Management 1j Elect Director Matt Winter For For Management 1k Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For Withhold Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Victor L. Crawford For For Management 1.5 Elect Director Charles A. Davis For Withhold Management 1.6 Elect Director Mary Kay Haben For Withhold Management 1.7 Elect Director James C. Katzman For Withhold Management 1.8 Elect Director M. Diane Koken For For Management 1.9 Elect Director Robert M. Malcolm For For Management 1.10 Elect Director Anthony J. Palmer For Withhold Management 1.11 Elect Director Juan R. Perez For For Management 1.12 Elect Director Wendy L. Schoppert For For Management 1.13 Elect Director David L. Shedlarz For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HOWARD HUGHES CORPORATION Ticker: HHC Security ID: 44267D107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William A. Ackman For For Management 1b Elect Director Adam Flatto For For Management 1c Elect Director Jeffrey Furber For For Management 1d Elect Director Beth Kaplan For For Management 1e Elect Director Paul Layne For For Management 1f Elect Director Allen Model For For Management 1g Elect Director R. Scot Sellers For For Management 1h Elect Director Steven Shepsman For For Management 1i Elect Director Mary Ann Tighe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Jonathan F. Miller For For Management 1.5 Elect Director Patrick Q. Moore For For Management 1.6 Elect Director Michael I. Roth For For Management 1.7 Elect Director Linda S. Sanford For For Management 1.8 Elect Director David M. Thomas For For Management 1.9 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY Ticker: SJM Security ID: 832696405 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kathryn W. Dindo For For Management 1b Elect Director Paul J. Dolan For For Management 1c Elect Director Jay L. Henderson For For Management 1d Elect Director Gary A. Oatey For For Management 1e Elect Director Kirk L. Perry For For Management 1f Elect Director Sandra Pianalto For For Management 1g Elect Director Nancy Lopez Russell For For Management 1h Elect Director Alex Shumate For For Management 1i Elect Director Mark T. Smucker For For Management 1j Elect Director Richard K. Smucker For For Management 1k Elect Director Timothy P. Smucker For For Management 1l Elect Director Dawn C. Willoughby For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Anne Gates For For Management 1c Elect Director Karen M. Hoguet For For Management 1d Elect Director Susan J. Kropf For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director Bobby S. Shackouls For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor 4 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging 5 Report on Human Rights Due Diligence Against For Shareholder Process in Operations and Supply Chain -------------------------------------------------------------------------------- THE MACERICH COMPANY Ticker: MAC Security ID: 554382101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peggy Alford For For Management 1b Elect Director John H. Alschuler For For Management 1c Elect Director Eric K. Brandt For For Management 1d Elect Director Edward C. Coppola For For Management 1e Elect Director Steven R. Hash For For Management 1f Elect Director Daniel J. Hirsch For For Management 1g Elect Director Diana M. Laing For For Management 1h Elect Director Thomas E. O'Hern For For Management 1i Elect Director Steven L. Soboroff For For Management 1j Elect Director Andrea M. Stephen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE MADISON SQUARE GARDEN COMPANY Ticker: MSG Security ID: 55825T103 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Biondi, Jr. None None Management *Withdrawn Resolution* 1.2 Elect Director Matthew C. Blank For Withhold Management 1.3 Elect Director Joseph J. Lhota For Withhold Management 1.4 Elect Director Richard D. Parsons For Withhold Management 1.5 Elect Director Nelson Peltz For Withhold Management 1.6 Elect Director Frederic V. Salerno For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE MIDDLEBY CORPORATION Ticker: MIDD Security ID: 596278101 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah Palisi Chapin For For Management 1.2 Elect Director Timothy J. FitzGerald For For Management 1.3 Elect Director Cathy L. McCarthy For For Management 1.4 Elect Director John R. Miller, III For For Management 1.5 Elect Director Robert A. Nerbonne For For Management 1.6 Elect Director Gordon O'Brien For For Management 1.7 Elect Director Nassem Ziyad For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director James 'Joc' C. O'Rourke For For Management 1i Elect Director David T. Seaton For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Gretchen H. Watkins For For Management 1m Elect Director Kelvin W. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- THE NEW YORK TIMES COMPANY Ticker: NYT Security ID: 650111107 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Denham For Withhold Management 1.2 Elect Director Rachel Glaser For For Management 1.3 Elect Director John W. Rogers, Jr. For For Management 1.4 Elect Director Rebecca Van Dyck For Withhold Management 2 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Hagedorn For For Management 1.2 Elect Director Brian D. Finn For For Management 1.3 Elect Director Nancy G. Mistretta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE TIMKEN COMPANY Ticker: TKR Security ID: 887389104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director John A. Luke, Jr. For For Management 1.5 Elect Director Christopher L. Mapes For For Management 1.6 Elect Director James F. Palmer For For Management 1.7 Elect Director Ajita G. Rajendra For For Management 1.8 Elect Director Frank C. Sullivan For For Management 1.9 Elect Director John M. Timken, Jr. For For Management 1.10 Elect Director Ward J. Timken, Jr. For For Management 1.11 Elect Director Jacqueline F. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE TORO COMPANY Ticker: TTC Security ID: 891092108 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Ettinger For For Management 1.2 Elect Director Katherine J. Harless For For Management 1.3 Elect Director D. Christian Koch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TRADE DESK, INC. Ticker: TTD Security ID: 88339J105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeff T. Green For Withhold Management 1b Elect Director Eric B. Paley For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE WENDY'S COMPANY Ticker: WEN Security ID: 95058W100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelson Peltz For For Management 1b Elect Director Peter W. May For For Management 1c Elect Director Kristin A. Dolan For For Management 1d Elect Director Kenneth W. Gilbert For For Management 1e Elect Director Dennis M. Kass For For Management 1f Elect Director Joseph A. Levato For For Management 1g Elect Director Michelle 'Mich' J. For For Management Mathews-Spradlin 1h Elect Director Matthew H. Peltz For For Management 1i Elect Director Todd A. Penegor For For Management 1j Elect Director Peter H. Rothschild For For Management 1k Elect Director Arthur B. Winkleblack For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin I. Cole For For Management 1b Elect Director Hikmet Ersek For For Management 1c Elect Director Richard A. Goodman For For Management 1d Elect Director Betsy D. Holden For For Management 1e Elect Director Jeffrey A. Joerres For For Management 1f Elect Director Michael A. Miles, Jr. For For Management 1g Elect Director Timothy P. Murphy For For Management 1h Elect Director Jan Siegmund For For Management 1i Elect Director Angela A. Sun For For Management 1j Elect Director Solomon D. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For Against Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Vicki L. Fuller For For Management 1.8 Elect Director Peter A. Ragauss For For Management 1.9 Elect Director Scott D. Sheffield For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director William H. Spence For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THOR INDUSTRIES, INC. Ticker: THO Security ID: 885160101 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew E. Graves For For Management 1.2 Elect Director Amelia A. Huntington For For Management 1.3 Elect Director Wilson Jones For For Management 1.4 Elect Director Christopher Klein For For Management 1.5 Elect Director J. Allen Kosowsky For For Management 1.6 Elect Director Robert W. Martin For For Management 1.7 Elect Director Peter B. Orthwein For For Management 1.8 Elect Director Jan H. Suwinski For For Management 1.9 Elect Director James L. Ziemer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TIFFANY & CO. Ticker: TIF Security ID: 886547108 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TIFFANY & CO. Ticker: TIF Security ID: 886547108 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alessandro Bogliolo For For Management 1b Elect Director Rose Marie Bravo For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Roger N. Farah For For Management 1e Elect Director Jane Hertzmark Hudis For For Management 1f Elect Director Abby F. Kohnstamm For For Management 1g Elect Director James E. Lillie For For Management 1h Elect Director William A. Shutzer For For Management 1i Elect Director Robert S. Singer For For Management 1j Elect Director Annie Young-Scrivner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOLL BROTHERS, INC. Ticker: TOL Security ID: 889478103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert I. Toll For For Management 1.2 Elect Director Douglas C. Yearley, Jr. For For Management 1.3 Elect Director Edward G. Boehne For For Management 1.4 Elect Director Richard J. Braemer For For Management 1.5 Elect Director Stephen F. East For For Management 1.6 Elect Director Christine N. Garvey For For Management 1.7 Elect Director Karen H. Grimes For For Management 1.8 Elect Director Carl B. Marbach For For Management 1.9 Elect Director John A. McLean For For Management 1.10 Elect Director Stephen A. Novick For For Management 1.11 Elect Director Wendell E. Pritchett For For Management 1.12 Elect Director Paul E. Shapiro For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Declassify the Board of Directors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Ticker: TSCO Security ID: 892356106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia T. Jamison For For Management 1.2 Elect Director Ricardo Cardenas For For Management 1.3 Elect Director Denise L. Jackson For For Management 1.4 Elect Director Thomas A. Kingsbury For For Management 1.5 Elect Director Ramkumar Krishnan For For Management 1.6 Elect Director George MacKenzie For For Management 1.7 Elect Director Edna K. Morris For For Management 1.8 Elect Director Mark J. Weikel For For Management 1.9 Elect Director Harry A. Lawton, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- TRANE TECHNOLOGIES PLC Ticker: TT Security ID: G8994E103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John Bruton For For Management 1d Elect Director Jared L. Cohon For For Management 1e Elect Director Gary D. Forsee For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director Myles P. Lee For For Management 1i Elect Director Karen B. Peetz For For Management 1j Elect Director John P. Surma For For Management 1k Elect Director Richard J. Swift For For Management 1l Elect Director Tony L. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Issue of Equity For For Management 5 Renew Directors' Authority to Issue For For Management Shares for Cash 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TRANSDIGM GROUP INCORPORATED Ticker: TDG Security ID: 893641100 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- TRANSDIGM GROUP INCORPORATED Ticker: TDG Security ID: 893641100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Barr For For Management 1.2 Elect Director William Dries None None Management *Withdrawn Resolution* 1.3 Elect Director Mervin Dunn For For Management 1.4 Elect Director Michael S. Graff For Withhold Management 1.5 Elect Director Sean P. Hennessy For For Management 1.6 Elect Director W. Nicholas Howley For For Management 1.7 Elect Director Raymond F. Laubenthal For For Management 1.8 Elect Director Gary E. McCullough For For Management 1.9 Elect Director Michele Santana For For Management 1.10 Elect Director Robert J. Small For For Management 1.11 Elect Director John Staer For For Management 1.12 Elect Director Kevin Stein For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Quantitative Company-wide GHG Against For Shareholder Goals -------------------------------------------------------------------------------- TRANSOCEAN LTD. Ticker: RIG Security ID: H8817H100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Appropriation of Available Earnings For For Management for Fiscal Year 2019 4 Approve the Renewal of Authorized For For Management Share Capital without Preemptive Rights 5A Elect Director Glyn A. Barker For For Management 5B Elect Director Vanessa C.L. Chang For For Management 5C Elect Director Frederico F. Curado For For Management 5D Elect Director Chadwick C. Deaton For For Management 5E Elect Director Vincent J. Intrieri For For Management 5F Elect Director Samuel J. Merksamer For For Management 5G Elect Director Frederik W. Mohn For For Management 5H Elect Director Edward R. Muller For For Management 5I Elect Director Diane de Saint Victor For For Management 5J Elect Director Tan Ek Kia For For Management 5K Elect Director Jeremy D. Thigpen For For Management 6 Elect Chadwick C. Deaton as Board For For Management Chairman 7A Appoint Glyn A. Barker as Member of For For Management the Compensation Committee 7B Appoint Samuel J. Merksamer as Member For For Management of the Compensation Committee 7C Appoint Tan Ek Kia as Member of the For For Management Compensation Committee 8 Designate Schweiger Advokatur / For For Management Notariat as Independent Proxy 9 Appointment Of Ernst & Young LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11A Approve Maximum Remuneration of Board For For Management of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million 11B Approve Maximum Remuneration of the For For Management Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million 12 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRANSUNION Ticker: TRU Security ID: 89400J107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Amend Articles of Incorporation to For For Management Remove the Corporate Opportunity Waiver 4 Amend Articles of Association For For Management 5a Elect Director Suzanne P. Clark For For Management 5b Elect Director Kermit R. Crawford For For Management 5c Elect Director Thomas L. Monahan, III For For Management 6 Amend Omnibus Stock Plan For For Management 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. Ticker: THS Security ID: 89469A104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Hunter For For Management 1.2 Elect Director Ann M. Sardini For For Management 1.3 Elect Director Jean E. Spence For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRIMBLE INC. Ticker: TRMB Security ID: 896239100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven W. Berglund For For Management 1.2 Elect Director Borje Ekholm For For Management 1.3 Elect Director Kaigham (Ken) Gabriel For For Management 1.4 Elect Director Merit E. Janow For For Management 1.5 Elect Director Meaghan Lloyd For For Management 1.6 Elect Director Sandra MacQuillan For For Management 1.7 Elect Director Ronald S. Nersesian For For Management 1.8 Elect Director Robert G. Painter For For Management 1.9 Elect Director Mark S. Peek For For Management 1.10 Elect Director Johan Wibergh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRINITY INDUSTRIES, INC. Ticker: TRN Security ID: 896522109 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Adams For For Management 1.2 Elect Director Brandon B. Boze For For Management 1.3 Elect Director John J. Diez For For Management 1.4 Elect Director Leldon E. Echols For For Management 1.5 Elect Director Charles W. Matthews For For Management 1.6 Elect Director E. Jean Savage For For Management 1.7 Elect Director Dunia A. Shive For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIPADVISOR, INC. Ticker: TRIP Security ID: 896945201 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory B. Maffei For Withhold Management 1.2 Elect Director Stephen Kaufer For Withhold Management 1.3 Elect Director Jay C. Hoag For For Management 1.4 Elect Director Betsy L. Morgan For For Management 1.5 Elect Director M. Greg O'Hara For Withhold Management 1.6 Elect Director Jeremy Philips For For Management 1.7 Elect Director Albert E. Rosenthaler For Withhold Management 1.8 Elect Director Trynka Shineman Blake For For Management 1.9 Elect Director Robert S. Wiesenthal For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TWILIO INC. Ticker: TWLO Security ID: 90138F102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Dalzell For For Management 1.2 Elect Director Jeffrey Immelt For For Management 1.3 Elect Director Erika Rottenberg For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWITTER, INC. Ticker: TWTR Security ID: 90184L102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Omid R. Kordestani For For Management 1b Elect Director Ngozi Okonjo-Iweala For For Management 1c Elect Director Bret Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B408 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director James J. Bender For For Management 1c Elect Director Karen Hammond For For Management 1d Elect Director Stephen G. Kasnet For For Management 1e Elect Director W. Reid Sanders For For Management 1f Elect Director Thomas E. Siering For For Management 1g Elect Director James A. Stern For For Management 1h Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TYLER TECHNOLOGIES, INC. Ticker: TYL Security ID: 902252105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Brattain For For Management 1b Elect Director Glenn A. Carter For For Management 1c Elect Director Brenda A. Cline For For Management 1d Elect Director J. Luther King, Jr. For For Management 1e Elect Director Mary L. Landrieu For For Management 1f Elect Director John S. Marr, Jr. For For Management 1g Elect Director H. Lynn Moore, Jr. For For Management 1h Elect Director Daniel M. Pope For For Management 1i Elect Director Dustin R. Womble For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For Against Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For Against Management 1e Elect Director Mikel A. Durham For Against Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For Against Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Human Rights Risk Assessment Against Against Shareholder Process 7 Adopt Share Retention Policy For Against Against Shareholder Senior Executives -------------------------------------------------------------------------------- UBIQUITI INC. Ticker: UI Security ID: 90353W103 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald A. Sege For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For For Management 1b Elect Director Jon A. Grove For For Management 1c Elect Director Mary Ann King For For Management 1d Elect Director James D. Klingbeil For For Management 1e Elect Director Clint D. McDonnough For For Management 1f Elect Director Robert A. McNamara For For Management 1g Elect Director Mark R. Patterson For For Management 1h Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- UGI CORPORATION Ticker: UGI Security ID: 902681105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shawn Bort For For Management 1.2 Elect Director Theodore A. Dosch For For Management 1.3 Elect Director Alan N. Harris For For Management 1.4 Elect Director Frank S. Hermance For For Management 1.5 Elect Director William J. Marrazzo For For Management 1.6 Elect Director Kelly A. Romano For For Management 1.7 Elect Director Marvin O. Schlanger For For Management 1.8 Elect Director James B. Stallings, Jr. For For Management 1.9 Elect Director K. Richard Turner For For Management 1.10 Elect Director John L. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle L. Collins For For Management 1.2 Elect Director Patricia A. Little For For Management 1.3 Elect Director Michael C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Maria M. Pope For For Management 1.6 Elect Director Cort L. O'Haver For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNDER ARMOUR, INC. Ticker: UAA Security ID: 904311107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin A. Plank For Withhold Management 1.2 Elect Director George W. Bodenheimer For Withhold Management 1.3 Elect Director Douglas E. Coltharp For For Management 1.4 Elect Director Jerri L. DeVard For For Management 1.5 Elect Director Mohamed A. El-Erian For For Management 1.6 Elect Director Patrik Frisk For For Management 1.7 Elect Director Karen W. Katz For Withhold Management 1.8 Elect Director Eric T. Olson For Withhold Management 1.9 Elect Director Harvey L. Sanders For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Charter to Allow Shareholders to For For Management Amend Bylaws 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED AIRLINES HOLDINGS, INC. Ticker: UAL Security ID: 910047109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn Corvi For For Management 1b Elect Director Barney Harford For For Management 1c Elect Director Michele J. Hooper For For Management 1d Elect Director Walter Isaacson For For Management 1e Elect Director James A. C. Kennedy For For Management 1f Elect Director J. Scott Kirby For For Management 1g Elect Director Oscar Munoz For For Management 1h Elect Director Edward M. Philip For For Management 1i Elect Director Edward L. Shapiro For For Management 1j Elect Director David J. Vitale For For Management 1k Elect Director James M. Whitehurst For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Global Warming-Related Against Against Shareholder Lobbying Activities -------------------------------------------------------------------------------- UNITED RENTALS, INC. Ticker: URI Security ID: 911363109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose B. Alvarez For For Management 1.2 Elect Director Marc A. Bruno For For Management 1.3 Elect Director Matthew J. Flannery For For Management 1.4 Elect Director Bobby J. Griffin For For Management 1.5 Elect Director Kim Harris Jones For For Management 1.6 Elect Director Terri L. Kelly For For Management 1.7 Elect Director Michael J. Kneeland For For Management 1.8 Elect Director Gracia C. Martore For For Management 1.9 Elect Director Filippo Passerini For For Management 1.10 Elect Director Donald C. Roof For For Management 1.11 Elect Director Shiv Singh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- UNITED STATES CELLULAR CORPORATION Ticker: USM Security ID: 911684108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Samuel Crowley For Withhold Management 1.2 Elect Director Gregory P. Josefowicz For Withhold Management 1.3 Elect Director Cecelia D. Stewart For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED STATES STEEL CORPORATION Ticker: X Security ID: 912909108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David B. Burritt For For Management 1b Elect Director Patricia Diaz Dennis For For Management 1c Elect Director Dan O. Dinges For For Management 1d Elect Director John J. Engel For For Management 1e Elect Director John V. Faraci For For Management 1f Elect Director Murry S. Gerber For For Management 1g Elect Director Stephen J. Girsky For For Management 1h Elect Director Jeh C. Johnson For For Management 1i Elect Director Paul A. Mascarenas For For Management 1j Elect Director Michael H. McGarry For For Management 1k Elect Director Eugene B. Sperling For For Management 1l Elect Director David S. Sutherland For For Management 1m Elect Director Patricia A. Tracey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond Dwek For For Management 1b Elect Director Christopher Patusky For For Management 1c Elect Director Tommy Thompson For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVAR SOLUTIONS INC. Ticker: UNVR Security ID: 91336L107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan Braca For For Management 1.2 Elect Director Mark J. Byrne For For Management 1.3 Elect Director Daniel P. Doheny For Withhold Management 1.4 Elect Director David C. Jukes For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Kerry J. Preete For For Management 1.7 Elect Director Robert L. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION Ticker: OLED Security ID: 91347P105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Steven V. Abramson For For Management 1B Elect Director Cynthia J. Comparin For For Management 1C Elect Director Richard C. Elias For For Management 1D Elect Director Elizabeth H. Gemmill For For Management 1E Elect Director C. Keith Hartley For For Management 1F Elect Director Celia M. Joseph For For Management 1G Elect Director Lawrence Lacerte For For Management 1H Elect Director Sidney D. Rosenblatt For For Management 1I Elect Director Sherwin I. Seligsohn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lawrence S. Gibbs For Withhold Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNUM GROUP Ticker: UNM Security ID: 91529Y106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Theodore H. Bunting, Jr. For For Management 1b Elect Director Susan L. Cross For For Management 1c Elect Director Susan D. DeVore For For Management 1d Elect Director Joseph J. Echevarria For For Management 1e Elect Director Cynthia L. Egan For For Management 1f Elect Director Kevin T. Kabat For For Management 1g Elect Director Timothy F. Keaney For For Management 1h Elect Director Gloria C. Larson For For Management 1i Elect Director Richard P. McKenney For For Management 1j Elect Director Ronald P. O'Hanley For For Management 1k Elect Director Francis J. Shammo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- URBAN OUTFITTERS, INC. Ticker: URBN Security ID: 917047102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward N. Antoian For For Management 1.2 Elect Director Sukhinder Singh Cassidy For For Management 1.3 Elect Director Harry S. Cherken, Jr. For Against Management 1.4 Elect Director Scott Galloway For For Management 1.5 Elect Director Margaret A. Hayne For For Management 1.6 Elect Director Richard A. Hayne For For Management 1.7 Elect Director Elizabeth Ann Lambert For For Management 1.8 Elect Director Wesley S. McDonald For For Management 1.9 Elect Director Todd R. Morgenfeld For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- US FOODS HOLDING CORP. Ticker: USFD Security ID: 912008109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Court D. Carruthers For For Management 1b Elect Director David M. Tehle For For Management 1c Elect Director Ann E. Ziegler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- VAIL RESORTS, INC. Ticker: MTN Security ID: 91879Q109 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Decker For For Management 1b Elect Director Robert A. Katz For For Management 1c Elect Director John T. Redmond For For Management 1d Elect Director Michele Romanow For For Management 1e Elect Director Hilary A. Schneider For For Management 1f Elect Director D. Bruce Sewell For For Management 1g Elect Director John F. Sorte For For Management 1h Elect Director Peter A. Vaughn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALMONT INDUSTRIES, INC. Ticker: VMI Security ID: 920253101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mogens C. Bay For For Management 1.2 Elect Director Walter Scott, Jr. For For Management 1.3 Elect Director Clark T. Randt, Jr. For For Management 1.4 Elect Director Richard Lanoha For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. Ticker: VAR Security ID: 92220P105 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anat Ashkenazi For For Management 1b Elect Director Jeffrey R. Balser For For Management 1c Elect Director Judy Bruner For For Management 1d Elect Director Jean-Luc Butel For For Management 1e Elect Director Regina E. Dugan For For Management 1f Elect Director R. Andrew Eckert For For Management 1g Elect Director Phillip G. Febbo For For Management 1h Elect Director David J. Illingworth For For Management 1i Elect Director Michelle M. Le Beau For For Management 1j Elect Director Dow R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VEEVA SYSTEMS INC. Ticker: VEEV Security ID: 922475108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Carges For For Management 1.2 Elect Director Paul E. Chamberlain For For Management 1.3 Elect Director Paul Sekhri For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VENTAS, INC. Ticker: VTR Security ID: 92276F100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 2a Elect Director Melody C. Barnes For For Management 2b Elect Director Debra A. Cafaro For For Management 2c Elect Director Jay M. Gellert For For Management 2d Elect Director Richard I. Gilchrist For For Management 2e Elect Director Matthew J. Lustig For For Management 2f Elect Director Roxanne M. Martino For For Management 2g Elect Director Sean P. Nolan For For Management 2h Elect Director Walter C. Rakowich For For Management 2i Elect Director Robert D. Reed For For Management 2j Elect Director James D. Shelton For For Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VEREIT, INC. Ticker: VER Security ID: 92339V100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glenn J. Rufrano For For Management 1b Elect Director Hugh R. Frater For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Mary Hogan Preusse For For Management 1e Elect Director Richard J. Lieb For For Management 1f Elect Director Mark S. Ordan For For Management 1g Elect Director Eugene A. Pinover For For Management 1h Elect Director Julie G. Richardson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VERISIGN, INC. Ticker: VRSN Security ID: 92343E102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. James Bidzos For For Management 1.2 Elect Director Yehuda Ari Buchalter For For Management 1.3 Elect Director Kathleen A. Cote For For Management 1.4 Elect Director Thomas F. Frist, III For For Management 1.5 Elect Director Jamie S. Gorelick For For Management 1.6 Elect Director Roger H. Moore For For Management 1.7 Elect Director Louis A. Simpson For For Management 1.8 Elect Director Timothy Tomlinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Ticker: VRSK Security ID: 92345Y106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher M. Foskett For For Management 1b Elect Director David B. Wright For For Management 1c Elect Director Annell R. Bay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VF CORPORATION Ticker: VFC Security ID: 918204108 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard T. Carucci For For Management 1.2 Elect Director Juliana L. Chugg For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Mark S. Hoplamazian For For Management 1.5 Elect Director Laura W. Lang For For Management 1.6 Elect Director W. Alan McCollough For For Management 1.7 Elect Director W. Rodney McMullen For For Management 1.8 Elect Director Clarence Otis, Jr. For For Management 1.9 Elect Director Steven E. Rendle For For Management 1.10 Elect Director Carol L. Roberts For For Management 1.11 Elect Director Matthew J. Shattock For For Management 1.12 Elect Director Veronica B. Wu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VIACOMCBS INC. Ticker: VIAC Security ID: 92556H107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Bakish For For Management 1b Elect Director Candace K. Beinecke For Against Management 1c Elect Director Barbara M. Byrne For For Management 1d Elect Director Brian Goldner For For Management 1e Elect Director Linda M. Griego For For Management 1f Elect Director Robert N. Klieger For For Management 1g Elect Director Judith A. McHale For For Management 1h Elect Director Ronald L. Nelson For For Management 1i Elect Director Charles E. Phillips, Jr. For Against Management 1j Elect Director Shari E. Redstone For Against Management 1k Elect Director Susan Schuman For Against Management 1l Elect Director Nicole Seligman For Against Management 1m Elect Director Frederick O. Terrell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIASAT, INC. Ticker: VSAT Security ID: 92552V100 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Baldridge For For Management 1.2 Elect Director Sean Pak For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VICI PROPERTIES INC. Ticker: VICI Security ID: 925652109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Abrahamson For For Management 1b Elect Director Diana F. Cantor For For Management 1c Elect Director Monica H. Douglas For For Management 1d Elect Director Elizabeth I. Holland For For Management 1e Elect Director Craig Macnab For For Management 1f Elect Director Edward B. Pitoniak For For Management 1g Elect Director Michael D. Rumbolz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- VIRTU FINANCIAL, INC. Ticker: VIRT Security ID: 928254101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas A. Cifu For For Management 1.2 Elect Director Joseph J. Grano, Jr. For For Management 1.3 Elect Director Robert Greifeld For Withhold Management 1.4 Elect Director John F. (Jack) Sandner For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Declaration of Trust to Add a For For Management Foreign Ownership Limit -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Roth For For Management 1.2 Elect Director Candace K. Beinecke For For Management 1.3 Elect Director Michael D. Fascitelli For For Management 1.4 Elect Director Beatrice Hamza Bassey For For Management 1.5 Elect Director William W. Helman, IV For For Management 1.6 Elect Director David M. Mandelbaum For For Management 1.7 Elect Director Mandakini Puri For For Management 1.8 Elect Director Daniel R. Tisch For For Management 1.9 Elect Director Richard R. West For For Management 1.10 Elect Director Russell B. Wight, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- VOYA FINANCIAL, INC. Ticker: VOYA Security ID: 929089100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynne Biggar For For Management 1b Elect Director Jane P. Chwick For For Management 1c Elect Director Kathleen DeRose For For Management 1d Elect Director Ruth Ann M. Gillis For For Management 1e Elect Director J. Barry Griswell For For Management 1f Elect Director Rodney O. Martin, Jr. For For Management 1g Elect Director Byron H. Pollitt, Jr. For For Management 1h Elect Director Joseph V. Tripodi For For Management 1i Elect Director David Zwiener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY Ticker: VMC Security ID: 929160109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa H. Anderson For For Management 1b Elect Director O. B. Grayson Hall, Jr. For For Management 1c Elect Director James T. Prokopanko For For Management 1d Elect Director George Willis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- W. P. CAREY INC. Ticker: WPC Security ID: 92936U109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director Peter J. Farrell For For Management 1c Elect Director Robert J. Flanagan For For Management 1d Elect Director Jason E. Fox For For Management 1e Elect Director Axel K.A. Hansing For For Management 1f Elect Director Jean Hoysradt For For Management 1g Elect Director Margaret G. Lewis For For Management 1h Elect Director Christopher J. Niehaus For For Management 1i Elect Director Nick J.M. van Ommen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- W. R. GRACE & CO. Ticker: GRA Security ID: 38388F108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie Fasone Holder For For Management 1.2 Elect Director Christopher J. Steffen For For Management 1.3 Elect Director Shlomo Yanai For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION Ticker: WRB Security ID: 084423102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maria Luisa Ferre For For Management 1b Elect Director Jack H. Nusbaum For For Management 1c Elect Director Mark L. Shapiro For For Management 1d Elect Director Jonathan Talisman For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director Brian P. Anderson For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Stuart L. Levenick For For Management 1.5 Elect Director D.G. Macpherson For For Management 1.6 Elect Director Neil S. Novich For For Management 1.7 Elect Director Beatriz R. Perez For For Management 1.8 Elect Director Michael J. Roberts For For Management 1.9 Elect Director E. Scott Santi For For Management 1.10 Elect Director Susan Slavik Williams For For Management 1.11 Elect Director Lucas E. Watson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATERS CORPORATION Ticker: WAT Security ID: 941848103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Baddour For For Management 1.2 Elect Director Michael J. Berendt For For Management 1.3 Elect Director Edward Conard For For Management 1.4 Elect Director Laurie H. Glimcher For For Management 1.5 Elect Director Gary E. Hendrickson For For Management 1.6 Elect Director Christopher A. Kuebler For For Management 1.7 Elect Director Christopher J. O'Connell For For Management 1.8 Elect Director Flemming Ornskov For For Management 1.9 Elect Director JoAnn A. Reed For For Management 1.10 Elect Director Thomas P. Salice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WATSCO, INC. Ticker: WSO Security ID: 942622200 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Brian E. Keeley For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- WAYFAIR INC. Ticker: W Security ID: 94419L101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Niraj Shah For Abstain Management 1b Elect Director Steven Conine For Abstain Management 1c Elect Director Julie Bradley For Abstain Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Michael Kumin For Abstain Management 1f Elect Director James Miller *Withdrawn None None Management Resolution* 1g Elect Director Jeffrey Naylor For For Management 1h Elect Director Anke Schaferkordt For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Ticker: WBS Security ID: 947890109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William L. Atwell For For Management 1b Elect Director John R. Ciulla For For Management 1c Elect Director Elizabeth E. Flynn For For Management 1d Elect Director E. Carol Hayles For For Management 1e Elect Director Linda H. Ianieri For For Management 1f Elect Director Laurence C. Morse For For Management 1g Elect Director Karen R. Osar For For Management 1h Elect Director Mark Pettie For For Management 1i Elect Director Lauren C. States For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia W. Chadwick For For Management 1.2 Elect Director Curt S. Culver For For Management 1.3 Elect Director Danny L. Cunningham For For Management 1.4 Elect Director William M. Farrow, III For For Management 1.5 Elect Director Thomas J. Fischer For For Management 1.6 Elect Director J. Kevin Fletcher For For Management 1.7 Elect Director Maria C. Green For For Management 1.8 Elect Director Gale E. Klappa For For Management 1.9 Elect Director Henry W. Knueppel For For Management 1.10 Elect Director Thomas K. Lane For For Management 1.11 Elect Director Ulice Payne, Jr. For For Management 1.12 Elect Director Mary Ellen Stanek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS Ticker: WRI Security ID: 948741103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew M. Alexander For For Management 1b Elect Director Stanford J. Alexander For For Management 1c Elect Director Shelaghmichael C. Brown For For Management 1d Elect Director Stephen A. Lasher For For Management 1e Elect Director Thomas L. Ryan For For Management 1f Elect Director Douglas W. Schnitzer For For Management 1g Elect Director C. Park Shaper For For Management 1h Elect Director Marc J. Shapiro For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- WELLTOWER INC. Ticker: WELL Security ID: 95040Q104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth J. Bacon For For Management 1b Elect Director Thomas J. DeRosa For For Management 1c Elect Director Karen B. DeSalvo For For Management 1d Elect Director Jeffrey H. Donahue For For Management 1e Elect Director Sharon M. Oster For For Management 1f Elect Director Sergio D. Rivera For For Management 1g Elect Director Johnese M. Spisso For For Management 1h Elect Director Kathryn M. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. Ticker: WST Security ID: 955306105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Buthman For For Management 1b Elect Director William F. Feehery For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Eric M. Green For For Management 1e Elect Director Thomas W. Hofmann For For Management 1f Elect Director Paula A. Johnson For For Management 1g Elect Director Deborah L. V. Keller For For Management 1h Elect Director Myla P. Lai-Goldman For For Management 1i Elect Director Douglas A. Michels For For Management 1j Elect Director Paolo Pucci For For Management 1k Elect Director Patrick J. Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Ticker: WAL Security ID: 957638109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce Beach For For Management 1b Elect Director Juan Figuereo For For Management 1c Elect Director Howard Gould For For Management 1d Elect Director Steven Hilton For For Management 1e Elect Director Marianne Boyd Johnson For For Management 1f Elect Director Robert Latta For For Management 1g Elect Director Todd Marshall For For Management 1h Elect Director Adriane McFetridge For For Management 1i Elect Director Michael Patriarca For For Management 1j Elect Director Robert Sarver For For Management 1k Elect Director Bryan Segedi For For Management 1l Elect Director Donald Snyder For For Management 1m Elect Director Sung Won Sohn For For Management 1n Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly E. Alexy For For Management 1b Elect Director Martin I. Cole For For Management 1c Elect Director Kathleen A. Cote For For Management 1d Elect Director Tunc Doluca For For Management 1e Elect Director Len J. Lauer For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Stephen D. Milligan For For Management 1h Elect Director Stephanie A. Streeter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Ticker: WAB Security ID: 929740108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rafael Santana For For Management 1.2 Elect Director Lee B. Foster, II For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTLAKE CHEMICAL CORPORATION Ticker: WLK Security ID: 960413102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marius A. Haas For For Management 1.2 Elect Director Dorothy C. Jenkins For Withhold Management 1.3 Elect Director Kimberly S. Lubel For For Management 1.4 Elect Director Jeffrey W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WESTROCK COMPANY Ticker: WRK Security ID: 96145D105 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For For Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Terrell K. Crews For For Management 1e Elect Director Russell M. Currey For For Management 1f Elect Director Suzan F. Harrison For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Timothy H. Powers For For Management 1k Elect Director Steven C. Voorhees For For Management 1l Elect Director Bettina M. Whyte For For Management 1m Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WEX INC. Ticker: WEX Security ID: 96208T104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan Sobbott For For Management 1.2 Elect Director Stephen Smith For For Management 1.3 Elect Director James Groch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WEYERHAEUSER COMPANY Ticker: WY Security ID: 962166104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Emmert For For Management 1b Elect Director Rick R. Holley For For Management 1c Elect Director Sara Grootwassink Lewis For For Management 1d Elect Director Al Monaco For For Management 1e Elect Director Nicole W. Piasecki For For Management 1f Elect Director Marc F. Racicot For For Management 1g Elect Director Lawrence A. Selzer For For Management 1h Elect Director D. Michael Steuert For For Management 1i Elect Director Devin W. Stockfish For For Management 1j Elect Director Kim Williams For For Management 1k Elect Director Charles R. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WHIRLPOOL CORPORATION Ticker: WHR Security ID: 963320106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Marc R. Bitzer For For Management 1c Elect Director Greg Creed For For Management 1d Elect Director Gary T. DiCamillo For For Management 1e Elect Director Diane M. Dietz For For Management 1f Elect Director Gerri T. Elliott For For Management 1g Elect Director Jennifer A. LaClair For For Management 1h Elect Director John D. Liu For For Management 1i Elect Director James M. Loree For For Management 1j Elect Director Harish Manwani For For Management 1k Elect Director Patricia K. Poppe For For Management 1l Elect Director Larry O. Spencer For For Management 1m Elect Director Michael D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Ticker: WTM Security ID: G9618E107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Manning Rountree For For Management 1.2 Elect Director Mary C. Choksi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Alber For For Management 1.2 Elect Director Scott Dahnke For For Management 1.3 Elect Director Anne Mulcahy For For Management 1.4 Elect Director William Ready For For Management 1.5 Elect Director Sabrina Simmons For For Management 1.6 Elect Director Frits van Paasschen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Ticker: WLTW Security ID: G96629103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anna C. Catalano For For Management 1b Elect Director Victor F. Ganzi For For Management 1c Elect Director John J. Haley For For Management 1d Elect Director Wendy E. Lane For For Management 1e Elect Director Brendan R. O'Neill For For Management 1f Elect Director Jaymin B. Patel For For Management 1g Elect Director Linda D. Rabbitt For For Management 1h Elect Director Paul D. Thomas For For Management 1i Elect Director Wilhelm Zeller For For Management 2 Ratify the Appointment of Deloitte & For For Management Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 1.10 Elect Director Gary D. Sweeney For For Management 1.11 Elect Director Karin Gustafson Teglia For For Management 1.12 Elect Director Alex E. Washington, III For For Management 1.13 Elect Director Edward J. Wehmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WOODWARD, INC. Ticker: WWD Security ID: 980745103 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Donovan For For Management 1.2 Elect Director Mary L. Petrovich For For Management 1.3 Elect Director James R. Rulseh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WORLDPAY, INC. Ticker: WP Security ID: 981558109 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WPX ENERGY, INC. Ticker: WPX Security ID: 98212B103 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WPX ENERGY, INC. Ticker: WPX Security ID: 98212B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Carrig For For Management 1.2 Elect Director Clay M. Gaspar For For Management 1.3 Elect Director Robert K. Herdman For For Management 1.4 Elect Director Kelt Kindick For For Management 1.5 Elect Director Karl F. Kurz For For Management 1.6 Elect Director Kimberly S. Lubel For For Management 1.7 Elect Director Richard E. Muncrief For For Management 1.8 Elect Director Martin Phillips For For Management 1.9 Elect Director Douglas E. Swanson, Jr. For For Management 1.10 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNDHAM HOTELS & RESORTS, INC. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Myra J. Biblowit For For Management 1.2 Elect Director Bruce B. Churchill For For Management 1.3 Elect Director Pauline D.E. Richards For For Management 2a Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNN RESORTS LTD. Ticker: WYNN Security ID: 983134107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Byrne For For Management 1.2 Elect Director Patricia Mulroy For For Management 1.3 Elect Director Clark T. Randt, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Netha N. Johnson For For Management 1d Elect Director George Kehl For For Management 1e Elect Director Richard T. O'Brien For For Management 1f Elect Director David K. Owens For For Management 1g Elect Director Christopher J. For For Management Policinski 1h Elect Director James T. Prokopanko For For Management 1i Elect Director A. Patricia Sampson For For Management 1j Elect Director James J. Sheppard For For Management 1k Elect Director David A. Westerlund For For Management 1l Elect Director Kim Williams For For Management 1m Elect Director Timothy V. Wolf For For Management 1n Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Climate-Related Activities -------------------------------------------------------------------------------- XEROX HOLDINGS CORPORATION Ticker: XRX Security ID: 98421M106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Cozza For For Management 1.2 Elect Director Jonathan Christodoro For For Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Nicholas Graziano For For Management 1.5 Elect Director Cheryl Gordon Krongard For For Management 1.6 Elect Director Scott Letier For For Management 1.7 Elect Director Giovanni ('John') For For Management Visentin 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- XILINX, INC. Ticker: XLNX Security ID: 983919101 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Segers For For Management 1.2 Elect Director Raman K. Chitkara For For Management 1.3 Elect Director Saar Gillai For For Management 1.4 Elect Director Ronald S. Jankov For For Management 1.5 Elect Director Mary Louise Krakauer For For Management 1.6 Elect Director Thomas H. Lee For For Management 1.7 Elect Director J. Michael Patterson For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Marshall C. Turner For For Management 1.10 Elect Director Elizabeth W. Vanderslice For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley S. Jacobs For For Management 1.2 Elect Director Gena L. Ashe For For Management 1.3 Elect Director Marlene M. Colucci For For Management 1.4 Elect Director AnnaMaria DeSalva For For Management 1.5 Elect Director Michael G. Jesselson For For Management 1.6 Elect Director Adrian P. Kingshott For For Management 1.7 Elect Director Jason D. Papastavrou For For Management 1.8 Elect Director Oren G. Shaffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Integrating ESG Metrics Into Against For Shareholder Executive Compensation Program 6 Require Independent Board Chair Against For Shareholder 7 Report on Sexual Harassment Against For Shareholder 8 Limit Accelerated Vesting of Equity Against Against Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- XYLEM INC. Ticker: XYL Security ID: 98419M100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Patrick K. Decker For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Jorge M. Gomez For For Management 1e Elect Director Victoria D. Harker For For Management 1f Elect Director Sten E. Jakobsson For For Management 1g Elect Director Steven R. Loranger For For Management 1h Elect Director Surya N. Mohapatra For For Management 1i Elect Director Jerome A. Peribere For For Management 1j Elect Director Markos I. Tambakeras For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZAYO GROUP HOLDINGS, INC. Ticker: ZAYO Security ID: 98919V105 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ZAYO GROUP HOLDINGS, INC. Ticker: ZAYO Security ID: 98919V105 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rick Connor For For Management 1.2 Elect Director Cathy Morris For For Management 1.3 Elect Director Emily White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anders Gustafsson For For Management 1.2 Elect Director Janice M. Roberts For For Management 1.3 Elect Director Linda M. Connly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ZENDESK, INC. Ticker: ZEN Security ID: 98936J101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Curtis For For Management 1b Elect Director Mikkel Svane For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZILLOW GROUP, INC. Ticker: Z Security ID: 98954M101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy C. Bohutinsky For For Management 1.2 Elect Director Jay C. Hoag For For Management 1.3 Elect Director Gregory B. Maffei For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For Against Management 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Gail K. Boudreaux For For Management 1d Elect Director Michael J. Farrell For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Robert A. Hagemann For For Management 1g Elect Director Bryan C. Hanson For For Management 1h Elect Director Arthur J. Higgins For For Management 1i Elect Director Maria Teresa Hilado For For Management 1j Elect Director Syed Jafry For For Management 1k Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZIONS BANCORPORATION, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry C. Atkin For For Management 1b Elect Director Gary L. Crittenden For For Management 1c Elect Director Suren K. Gupta For For Management 1d Elect Director J. David Heaney For For Management 1e Elect Director Vivian S. Lee For For Management 1f Elect Director Scott J. McLean For For Management 1g Elect Director Edward F. Murphy For For Management 1h Elect Director Stephen D. Quinn For For Management 1i Elect Director Harris H. Simmons For For Management 1j Elect Director Aaron B. Skonnard For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZSCALER, INC. Ticker: ZS Security ID: 98980G102 Meeting Date: JAN 10, 2020 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Brown For For Management 1.2 Elect Director Scott Darling For Withhold Management 1.3 Elect Director David Schneider For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ZYNGA INC. Ticker: ZNGA Security ID: 98986T108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Pincus For For Management 1b Elect Director Frank Gibeau For For Management 1c Elect Director Regina E. Dugan For For Management 1d Elect Director William "Bing" Gordon For For Management 1e Elect Director Louis J. Lavigne, Jr. For For Management 1f Elect Director Carol G. Mills For For Management 1g Elect Director Janice M. Roberts For For Management 1h Elect Director Ellen F. Siminoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting ============= Voya RussellTM Small Cap Index Portfolio ============== SCHOLASTIC CORPORATION Ticker: SCHL Security ID: 807066105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Barge For Withhold Management 1.2 Elect Director John L. Davies For For Management -------------------------------------------------------------------------------- 1-800-FLOWERS.COM, INC. Ticker: FLWS Security ID: 68243Q106 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geralyn R. Breig For For Management 1.2 Elect Director Celia R. Brown For Withhold Management 1.3 Elect Director James A. Cannavino For For Management 1.4 Elect Director Eugene F. DeMark For For Management 1.5 Elect Director Leonard J. Elmore For Withhold Management 1.6 Elect Director Adam Hanft For For Management 1.7 Elect Director Sean Hegarty For For Management 1.8 Elect Director Christopher G. McCann For Withhold Management 1.9 Elect Director James F. McCann For Withhold Management 1.10 Elect Director Katherine Oliver For Withhold Management 1.11 Elect Director Larry Zarin For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- 1ST CONSTITUTION BANCORP Ticker: FCCY Security ID: 31986N102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond R. Ciccone For For Management 1.2 Elect Director Edwin J. Pisani For For Management 1.3 Elect Director Roy D. Tartaglia For For Management 1.4 Elect Director Robert F. Mangano For For Management 2 Approve Non-Employee Director Omnibus For For Management Stock Plan 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify BDO USA LLP as Auditors For For Management -------------------------------------------------------------------------------- 1ST SOURCE CORPORATION Ticker: SRCE Security ID: 336901103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vinod M. Khilnani For For Management 1b Elect Director Rex Martin For For Management 1c Elect Director Christopher J. Murphy, For For Management III 1d Elect Director Timothy K. Ozark For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- 22ND CENTURY GROUP, INC. Ticker: XXII Security ID: 90137F103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford B. Fleet For For Management 1.2 Elect Director Roger D. O'Brien For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Freed Maxick CPAs, P.C. as For For Management Auditors -------------------------------------------------------------------------------- 3D SYSTEMS CORPORATION Ticker: DDD Security ID: 88554D205 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Malissia R. Clinton For For Management 1.2 Elect Director William E. Curran For For Management 1.3 Elect Director Thomas W. Erickson For For Management 1.4 Elect Director Charles W. Hull For For Management 1.5 Elect Director William D. Humes For For Management 1.6 Elect Director Vyomesh I. Joshi For For Management 1.7 Elect Director Jim D. Kever For For Management 1.8 Elect Director Charles G. McClure, Jr. For For Management 1.9 Elect Director Kevin S. Moore For For Management 1.10 Elect Director John J. Tracy For For Management 1.11 Elect Director Jeffrey Wadsworth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- 89BIO, INC. Ticker: ETNB Security ID: 282559103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rohan Palekar For For Management 1.2 Elect Director Gregory Grunberg For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- 8X8, INC. Ticker: EGHT Security ID: 282914100 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryan R. Martin For For Management 1.2 Elect Director Vikram Verma For For Management 1.3 Elect Director Eric Salzman For For Management 1.4 Elect Director Jaswinder Pal Singh For For Management 1.5 Elect Director Vladimir Jacimovic For For Management 1.6 Elect Director Monique Bonner For For Management 1.7 Elect Director Todd Ford For For Management 1.8 Elect Director Elizabeth Theophille For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- A10 NETWORKS, INC. Ticker: ATEN Security ID: 002121101 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tor R. Braham For For Management 1b Elect Director Peter Y. Chung For For Management 1c Elect Director Phillip J. Salsbury For For Management 1d Elect Director Eric Singer For For Management 2a Eliminate Supermajority Voting For For Management Provisions to Amend Governance Documents 2b Eliminate Supermajority Voting For For Management Provision to Remove Directors 3 Ratify Armanino LLP as Auditors For For Management -------------------------------------------------------------------------------- A10 NETWORKS, INC. Ticker: ATEN Security ID: 002121101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tor R. Braham For For Management 1b Elect Director Peter Y. Chung For For Management 1c Elect Director J. Michael Dodson For For Management 1d Elect Director Eric Singer For For Management 1e Elect Director Dhrupad Trivedi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Armanino LLP as Auditors For For Management -------------------------------------------------------------------------------- AAON, INC. Ticker: AAON Security ID: 000360206 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caron A. Lawhorn For For Management 1.2 Elect Director Stephen O. LeClair For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AAR CORP. Ticker: AIR Security ID: 000361105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James E. Goodwin For For Management 1B Elect Director John M. Holmes For For Management 1C Elect Director Marc J. Walfish For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AARON'S, INC. Ticker: AAN Security ID: 002535300 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kelly H. Barrett For For Management 1b Elect Director Kathy T. Betty For For Management 1c Elect Director Douglas C. Curling For For Management 1d Elect Director Cynthia N. Day For For Management 1e Elect Director Curtis L. Doman For For Management 1f Elect Director Walter G. Ehmer For For Management 1g Elect Director Hubert L. Harris, Jr. For For Management 1h Elect Director John W. Robinson, III For For Management 1i Elect Director Ray M. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Formation of Holding Company For For Management -------------------------------------------------------------------------------- ABEONA THERAPEUTICS INC. Ticker: ABEO Security ID: 00289Y107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine Silverstein For Against Management 1.2 Elect Director Todd Wider For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Approve Non-Employee Director For For Management Compensation Plan 4 Ratify Whitley Penn LLP as Auditor For For Management 5 Require a Majority Vote for the For For Shareholder Election of Directors -------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. Ticker: ANF Security ID: 002896207 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Terry L. Burman For For Management 1c Elect Director Felix Carbullido For For Management 1d Elect Director Susie Coulter For For Management 1e Elect Director Sarah M. Gallagher For For Management 1f Elect Director James A. Goldman For For Management 1g Elect Director Michael E. Greenlees For For Management 1h Elect Director Archie M. Griffin For For Management 1i Elect Director Fran Horowitz For For Management 1j Elect Director Helen E. McCluskey For For Management 1k Elect Director Charles R. Perrin For For Management 1l Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Associate Director Omnibus For For Management Stock Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ABM INDUSTRIES INCORPORATED Ticker: ABM Security ID: 000957100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: JAN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald F. Colleran For For Management 1b Elect Director Thomas M. Gartland For For Management 1c Elect Director Winifred (Wendy) M. Webb For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ACACIA COMMUNICATIONS, INC. Ticker: ACIA Security ID: 00401C108 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ACACIA RESEARCH CORPORATION Ticker: ACTG Security ID: 003881307 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: MAY 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katharine Wolanyk For For Management 1.2 Elect Director Isaac T. Kohlberg For For Management 2 Declassify the Board of Directors For For Management 3 Eliminate Supermajority Vote For For Management Requirements for Specified Corporate Actions 4 Provide Right to Call Special Meeting For For Management 5 Approve Securities Transfer For For Management Restrictions 6 Ratify Tax Benefits Preservation Plan For For Management 7 Ratify Grant Thornton LLP as Auditors For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACACIA RESEARCH CORPORATION Ticker: ACTG Security ID: 003881307 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Voting of Preferred Shares For For Management on an As-Converted Basis and the Issuance of Common Stock in Connection with the Potential Future Conversion of Series A Convertible Preferred Stock and Exercise of Warrants 2 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ACACIA RESEARCH CORPORATION Ticker: ACTG Security ID: 003881307 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Maureen O'Connell For For Management 1B Elect Director Katharine Wolanyk For For Management 1C Elect Director Isaac T. Kohlberg For For Management 1D Elect Director Jonathan Sagal For For Management 1E Elect Director Clifford Press For For Management 1F Elect Director Alfred V. Tobia, Jr. For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACADIA PHARMACEUTICALS INC. Ticker: ACAD Security ID: 004225108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Daly For For Management 1.2 Elect Director Edmund P. Harrigan For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Approve Non-Employee Director For For Management Compensation Policy 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACADIA REALTY TRUST Ticker: AKR Security ID: 004239109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth F. Bernstein For For Management 1b Elect Director Douglas Crocker, II For For Management 1c Elect Director Lorrence T. Kellar For For Management 1d Elect Director Wendy Luscombe For Against Management 1e Elect Director William T. Spitz For For Management 1f Elect Director Lynn C. Thurber For For Management 1g Elect Director Lee S. Wielansky For For Management 1h Elect Director C. David Zoba For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ACCELERATE DIAGNOSTICS, INC. Ticker: AXDX Security ID: 00430H102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas D. Brown For Withhold Management 1.2 Elect Director Roland Diggelmann For For Management 1.3 Elect Director Louise L. Francesconi For For Management 1.4 Elect Director Mark C. Miller For For Management 1.5 Elect Director John Patience For For Management 1.6 Elect Director Jack Phillips For For Management 1.7 Elect Director Jack Schuler For For Management 1.8 Elect Director Matthew W. Strobeck For For Management 1.9 Elect Director Frank J.M. ten Brink For For Management 1.10 Elect Director Charles Watts For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ACCELERON PHARMA INC. Ticker: XLRN Security ID: 00434H108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. McCourt For For Management 1b Elect Director Francois Nader For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCO BRANDS CORPORATION Ticker: ACCO Security ID: 00081T108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Buzzard For For Management 1b Elect Director Kathleen S. Dvorak For For Management 1c Elect Director Boris Elisman For For Management 1d Elect Director Pradeep Jotwani For For Management 1e Elect Director Robert J. Keller For For Management 1f Elect Director Thomas Kroeger For For Management 1g Elect Director Ron Lombardi For For Management 1h Elect Director Graciela I. Monteagudo For For Management 1i Elect Director Hans Michael Norkus For For Management 1j Elect Director E. Mark Rajkowski For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACCURAY INCORPORATED Ticker: ARAY Security ID: 004397105 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard R. Pettingill For For Management 1.2 Elect Director Joseph E. Whitters For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ACELRX PHARMACEUTICALS, INC. Ticker: ACRX Security ID: 00444T100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard B. Rosen For For Management 1.2 Elect Director Mark Wan For For Management 2 Ratify OUM & Co. LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ACHILLION PHARMACEUTICALS, INC. Ticker: ACHN Security ID: 00448Q201 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Abstain Management -------------------------------------------------------------------------------- ACI WORLDWIDE, INC. Ticker: ACIW Security ID: 004498101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Odilon Almeida For For Management 1.2 Elect Director Janet O. Estep For For Management 1.3 Elect Director James C. Hale For For Management 1.4 Elect Director Pamela H. Patsley For For Management 1.5 Elect Director Charles E. Peters, Jr. For For Management 1.6 Elect Director David A. Poe For For Management 1.7 Elect Director Adalio T. Sanchez For For Management 1.8 Elect Director Thomas W. Warsop, III For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ACLARIS THERAPEUTICS, INC. Ticker: ACRS Security ID: 00461U105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anand Mehra For Withhold Management 1.2 Elect Director Andrew Powell For Withhold Management 1.3 Elect Director Maxine Gowen For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ACNB CORPORATION Ticker: ACNB Security ID: 000868109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ACNB CORPORATION Ticker: ACNB Security ID: 000868109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly S. Chaney For For Management 1.2 Elect Director Frank Elsner, III For For Management 1.3 Elect Director James P. Helt For For Management 1.4 Elect Director Scott L. Kelley For Withhold Management 1.5 Elect Director Daniel W. Potts For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management -------------------------------------------------------------------------------- ACORDA THERAPEUTICS, INC. Ticker: ACOR Security ID: 00484M106 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ron Cohen For For Management 1.2 Elect Director Lorin J. Randall For For Management 1.3 Elect Director Steven M. Rauscher For For Management 2 Approve Conversion of Securities For For Management 3 Increase Authorized Common Stock For For Management 4 Approve Reverse Stock Split For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 7 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ACTUANT CORPORATION Ticker: EPAC Security ID: 00508X203 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfredo Altavilla For For Management 1.2 Elect Director Judy L. Altmaier For For Management 1.3 Elect Director Randal W. Baker For For Management 1.4 Elect Director J. Palmer Clarkson For For Management 1.5 Elect Director Danny L. Cunningham For For Management 1.6 Elect Director E. James Ferland For For Management 1.7 Elect Director Richard D. Holder For For Management 1.8 Elect Director Sidney S. Simmons For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change Company Name to Enerpac Tool For For Management Group Corp. -------------------------------------------------------------------------------- ACUSHNET HOLDINGS CORP. Ticker: GOLF Security ID: 005098108 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Maher For For Management 1.2 Elect Director Yoon Soo (Gene) Yoon For For Management 1.3 Elect Director Jennifer Estabrook For Withhold Management 1.4 Elect Director Gregory Hewett For For Management 1.5 Elect Director Sean Sullivan For For Management 1.6 Elect Director Steven Tishman For For Management 1.7 Elect Director Walter (Wally) Uihlein For Withhold Management 1.8 Elect Director Keun Chang (Kevin) Yoon For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADAMAS PHARMACEUTICALS, INC. Ticker: ADMS Security ID: 00548A106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Bigham For For Management 1.2 Elect Director John MacPhee For For Management 1.3 Elect Director David L. Mahoney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ADESTO TECHNOLOGIES CORPORATION Ticker: IOTS Security ID: 00687D101 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ADIENT PLC Ticker: ADNT Security ID: G0084W101 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Bushman For For Management 1b Elect Director Peter H. Carlin For For Management 1c Elect Director Raymond L. Conner For For Management 1d Elect Director Douglas G. Del Grosso For For Management 1e Elect Director Richard Goodman For For Management 1f Elect Director Jose M. Gutierrez For For Management 1g Elect Director Frederick A. "Fritz" For For Management Henderson 1h Elect Director Barb J. Samardzich For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- ADMA BIOLOGICS, INC. Ticker: ADMA Security ID: 000899104 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Eliminate Class of Non-Voting Common For For Management Stock 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ADMA BIOLOGICS, INC. Ticker: ADMA Security ID: 000899104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bryant. E. Fong For For Management 1b Elect Director Martha J. Demski For For Management 2 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- ADTALEM GLOBAL EDUCATION INC. Ticker: ATGE Security ID: 00737L103 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Altschuler For For Management 1.2 Elect Director William W. Burke For For Management 1.3 Elect Director Donna J. Hrinak For For Management 1.4 Elect Director Georgette Kiser For For Management 1.5 Elect Director Lyle Logan For For Management 1.6 Elect Director Michael W. Malafronte For For Management 1.7 Elect Director Lisa W. Wardell For For Management 1.8 Elect Director James D. White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ADTRAN, INC. Ticker: ADTN Security ID: 00738A106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas R. Stanton For For Management 1b Elect Director H. Fenwick Huss For For Management 1c Elect Director Gregory J. McCray For For Management 1d Elect Director Balan Nair For For Management 1e Elect Director Jacqueline H. "Jackie" For For Management Rice 1f Elect Director Kathryn A. Walker For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ADURO BIOTECH, INC. Ticker: ADRO Security ID: 00739L101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ross Haghighat For For Management 1.2 Elect Director Frank Karbe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ADVANCED DISPOSAL SERVICES, INC. Ticker: ADSW Security ID: 00790X101 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Burke For For Management 1.2 Elect Director Michael Koen For Withhold Management 1.3 Elect Director B. Clyde Preslar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANCED DRAINAGE SYSTEMS, INC. Ticker: WMS Security ID: 00790R104 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ross M. Jones For For Management 1b Elect Director C. Robert Kidder For Against Management 1c Elect Director Manuel J. Perez de la For For Management Mesa 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANCED EMISSIONS SOLUTIONS, INC. Ticker: ADES Security ID: 00770C101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Eicher For For Management 1.2 Elect Director Brian Leen For For Management 1.3 Elect Director Gilbert Li For For Management 1.4 Elect Director R. Carter Pate For For Management 1.5 Elect Director J. Taylor Simonton For For Management 1.6 Elect Director L. Spencer Wells For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management 4 Approve Tax Asset Protection Plan For For Management -------------------------------------------------------------------------------- ADVANCED ENERGY INDUSTRIES, INC. Ticker: AEIS Security ID: 007973100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Grant H. Beard For For Management 1.2 Elect Director Frederick A. Ball For For Management 1.3 Elect Director Tina M. Donikowski For For Management 1.4 Elect Director Ronald C. Foster For For Management 1.5 Elect Director Edward C. Grady For For Management 1.6 Elect Director Thomas M. Rohrs For For Management 1.7 Elect Director John A. Roush For For Management 1.8 Elect Director Yuval Wasserman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANSIX INC. Ticker: ASIX Security ID: 00773T101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erin N. Kane For For Management 1b Elect Director Michael L. Marberry For For Management 1c Elect Director Darrell K. Hughes For For Management 1d Elect Director Todd D. Karran For For Management 1e Elect Director Paul E. Huck For For Management 1f Elect Director Daniel F. Sansone For For Management 1g Elect Director Sharon S. Spurlin For For Management 1h Elect Director Patrick S. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ADVERUM BIOTECHNOLOGIES, INC. Ticker: ADVM Security ID: 00773U108 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick Machado For Withhold Management 1.2 Elect Director Leone Patterson For For Management 1.3 Elect Director James Scopa For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ADVERUM BIOTECHNOLOGIES, INC. Ticker: ADVM Security ID: 00773U108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mehdi Gasmi For For Management 1.2 Elect Director Mark Lupher For Withhold Management 1.3 Elect Director Scott M. Whitcup For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AEGION CORPORATION Ticker: AEGN Security ID: 00770F104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen P. Cortinovis For For Management 1b Elect Director Stephanie A. Cuskley For For Management 1c Elect Director Walter J. Galvin For For Management 1d Elect Director Rhonda Germany Ballintyn For For Management 1e Elect Director Charles R. Gordon For For Management 1f Elect Director M. Richard Smith For For Management 1g Elect Director Phillip D. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AEGLEA BIOTHERAPEUTICS, INC. Ticker: AGLE Security ID: 00773J103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sandesh Mahatme For For Management 1.2 Elect Director Suzanne Bruhn For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AERIE PHARMACEUTICALS, INC. Ticker: AERI Security ID: 00771V108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicente Anido, Jr. For For Management 1.2 Elect Director Benjamin F. McGraw, III For For Management 1.3 Elect Director Julie McHugh For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AEROJET ROCKETDYNE HOLDINGS, INC. Ticker: AJRD Security ID: 007800105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin P. Chilton For For Management 1.2 Elect Director Thomas A. Corcoran For For Management 1.3 Elect Director Eileen P. Drake For For Management 1.4 Elect Director James R. Henderson For For Management 1.5 Elect Director Warren G. Lichtenstein For For Management 1.6 Elect Director Lance W. Lord For For Management 1.7 Elect Director Martin Turchin For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AEROVIRONMENT, INC. Ticker: AVAV Security ID: 008073108 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Thomas Burbage For For Management 1.2 Elect Director Charles R. Holland For For Management 1.3 Elect Director Edward R. Muller For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AG MORTGAGE INVESTMENT TRUST, INC. Ticker: MITT Security ID: 001228105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T.J. Durkin For For Management 1.2 Elect Director Debra Hess For For Management 1.3 Elect Director Joseph LaManna For For Management 1.4 Elect Director Peter Linneman For For Management 1.5 Elect Director David N. Roberts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AGENUS INC. Ticker: AGEN Security ID: 00847G705 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Garo H. Armen For For Management 1.2 Elect Director Ulf Wiinberg For For Management 2 Amend Deferred Compensation Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- AGEX THERAPEUTICS, INC. Ticker: AGE Security ID: 00848H108 Meeting Date: DEC 30, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Bailey For For Management 1.2 Elect Director Annalisa Jenkins For For Management 1.3 Elect Director John F. Mauldin For For Management 1.4 Elect Director Michael H. May For For Management 1.5 Elect Director Michael D. West For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management -------------------------------------------------------------------------------- AGILYSYS, INC. Ticker: AGYS Security ID: 00847J105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald A. Colvin For For Management 1.2 Elect Director Dana Jones For For Management 1.3 Elect Director Jerry Jones For For Management 1.4 Elect Director Michael A. Kaufman For For Management 1.5 Elect Director Melvin L. Keating For For Management 1.6 Elect Director John Mutch For For Management 1.7 Elect Director Ramesh Srinivasan For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Reduce Supermajority Vote Requirement For For Management for Removal of Directors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Grant Thornton LLP as Auditors For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- AGREE REALTY CORPORATION Ticker: ADC Security ID: 008492100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Merrie S. Frankel For For Management 1.2 Elect Director Farris G. Kalil For For Management 1.3 Elect Director Simon Leopold For For Management 1.4 Elect Director William S. Rubenfaer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AIMMUNE THERAPEUTICS, INC. Ticker: AIMT Security ID: 00900T107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett K. Haumann For For Management 1.2 Elect Director Mark D. McDade For Withhold Management 1.3 Elect Director Stacey D. Seltzer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AIR TRANSPORT SERVICES GROUP, INC. Ticker: ATSG Security ID: 00922R105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Baudouin For For Management 1b Elect Director Richard F. Corrado For For Management 1c Elect Director Joseph C. Hete For For Management 1d Elect Director Raymond E. Johns, Jr. For For Management 1e Elect Director Laura J. Peterson For For Management 1f Elect Director Randy D. Rademacher For For Management 1g Elect Director J. Christopher Teets For For Management 1h Elect Director Jeffrey J. Vorholt For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- AIRCASTLE LIMITED Ticker: AYR Security ID: G0129K104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AIRGAIN, INC. Ticker: AIRG Security ID: 00938A104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James K. Sims For Withhold Management 1.2 Elect Director Tzau-Jin (TJ) Chung For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AK STEEL HOLDING CORPORATION Ticker: AKS Security ID: 001547108 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AKEBIA THERAPEUTICS, INC. Ticker: AKBA Security ID: 00972D105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adrian Adams For Withhold Management 1.2 Elect Director Maxine Gowen For For Management 1.3 Elect Director Michael Rogers For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AKERO THERAPEUTICS, INC. Ticker: AKRO Security ID: 00973Y108 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Cheng For For Management 1.2 Elect Director Jane Henderson For Withhold Management 1.3 Elect Director Mark Iwicki For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AKOUSTIS TECHNOLOGIES, INC. Ticker: AKTS Security ID: 00973N102 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven P. DenBaars For For Management 1.2 Elect Director Arthur E. Geiss For For Management 1.3 Elect Director Jeffrey K. McMahon For For Management 1.4 Elect Director Jerry D. Neal For For Management 1.5 Elect Director Suzanne B. Rudy For For Management 1.6 Elect Director Jeffrey B. Shealy For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Increase Authorized Common Stock For Against Management 5 Amend Omnibus Stock Plan For Against Management 6 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- ALAMO GROUP INC. Ticker: ALG Security ID: 011311107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roderick R. Baty For For Management 1.2 Elect Director Robert P. Bauer For For Management 1.3 Elect Director Eric P. Etchart For For Management 1.4 Elect Director Tracy C. Jokinen For For Management 1.5 Elect Director Richard W. Parod For For Management 1.6 Elect Director Ronald A. Robinson For For Management 1.7 Elect Director Lorie L. Tekorius For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALARM.COM HOLDINGS, INC. Ticker: ALRM Security ID: 011642105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy McAdam For Against Management 1.2 Elect Director Simone Wu For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors Against For Shareholder 5 Eliminate Supermajority Vote For For Management Requirements -------------------------------------------------------------------------------- ALBANY INTERNATIONAL CORP. Ticker: AIN Security ID: 012348108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine L. Standish For For Management 1.2 Elect Director Erland E. Kailbourne For For Management 1.3 Elect Director John F. Cassidy, Jr. For For Management 1.4 Elect Director John B. Scannell For For Management 1.5 Elect Director Katharine L. Plourde For For Management 1.6 Elect Director A. William Higgins For For Management 1.7 Elect Director Kenneth W. Krueger For For Management 1.8 Elect Director Lee C. Wortham For For Management 1.9 Elect Director Mark J. Murphy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Outside Director Stock For For Management Awards/Options in Lieu of Cash -------------------------------------------------------------------------------- ALBIREO PHARMA, INC. Ticker: ALBO Security ID: 01345P106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Gutch For For Management 1.2 Elect Director Roger A. Jeffs For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALDEYRA THERAPEUTICS, INC. Ticker: ALDX Security ID: 01438T106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd C. Brady For For Management 1.2 Elect Director Martin J. Joyce For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ALECTOR, INC. Ticker: ALEC Security ID: 014442107 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry McGuire For Withhold Management 1.2 Elect Director Kristine Yaffe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALEXANDER & BALDWIN, INC. Ticker: ALEX Security ID: 014491104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Benjamin For For Management 1.2 Elect Director Robert S. Harrison None None Management *Withdrawn* 1.3 Elect Director Stanley M. Kuriyama For For Management 1.4 Elect Director Diana M. Laing For For Management 1.5 Elect Director Thomas A. Lewis, Jr. For For Management 1.6 Elect Director Douglas M. Pasquale For For Management 1.7 Elect Director Michele K. Saito For For Management 1.8 Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- ALEXANDER'S, INC. Ticker: ALX Security ID: 014752109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas R. DiBenedetto For For Management 1.2 Elect Director Mandakini Puri For For Management 1.3 Elect Director Russell B. Wight, Jr. For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALICO, INC. Ticker: ALCO Security ID: 016230104 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Kiernan For For Management 1.2 Elect Director George R. Brokaw For For Management 1.3 Elect Director R. Greg Eisner For Withhold Management 1.4 Elect Director Benjamin D. Fishman For For Management 1.5 Elect Director W. Andrew Krusen, Jr. For For Management 1.6 Elect Director Henry R. Slack For For Management 1.7 Elect Director Toby K. Purse For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- ALLAKOS INC. Ticker: ALLK Security ID: 01671P100 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John McKearn For Withhold Management 1.2 Elect Director Paul Walker For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED Ticker: ATI Security ID: 01741R102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Diggs For For Management 1.2 Elect Director J. Brett Harvey For For Management 1.3 Elect Director David J. Morehouse For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLEGIANCE BANCSHARES, INC. Ticker: ABTX Security ID: 01748H107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denise Castillo-Rhodes For For Management 1.2 Elect Director Robert Ivany For Withhold Management 1.3 Elect Director George Martinez For For Management 1.4 Elect Director Janet S. Wong For For Management 2 Amend Certificate of Formation to For For Management Remove the Plurality Voting Standard for the Election of Directors 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLETE, INC. Ticker: ALE Security ID: 018522300 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn W. Dindo For For Management 1b Elect Director George G. Goldfarb For For Management 1c Elect Director Alan R. Hodnik For For Management 1d Elect Director James J. Hoolihan For For Management 1e Elect Director Heidi E. Jimmerson For For Management 1f Elect Director Madeleine W. Ludlow For For Management 1g Elect Director Susan K. Nestegard For For Management 1h Elect Director Douglas C. Neve For For Management 1i Elect Director Bethany M. Owen For For Management 1j Elect Director Robert P. Powers For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLIED MOTION TECHNOLOGIES INC. Ticker: AMOT Security ID: 019330109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda P. Duch For For Management 1.2 Elect Director Robert B. Engel For For Management 1.3 Elect Director Richard D. Federico For For Management 1.4 Elect Director Gerald J. (Bud) Laber For For Management 1.5 Elect Director James J. Tanous For For Management 1.6 Elect Director Richard S. Warzala For For Management 1.7 Elect Director Michael R. Winter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLOGENE THERAPEUTICS, INC. Ticker: ALLO Security ID: 019770106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Deborah Messemer For For Management 1b Elect Director Todd Sisitsky For For Management 1c Elect Director Owen Witte For Withhold Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. Ticker: MDRX Security ID: 01988P108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Mara G. Aspinall For For Management 1B Elect Director Paul M. Black For For Management 1C Elect Director P. Gregory Garrison For For Management 1D Elect Director Jonathan J. Judge For For Management 1E Elect Director Michael A. Klayko For For Management 1F Elect Director Dave B. Stevens For For Management 1G Elect Director David D. Stevens For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALPHA AND OMEGA SEMICONDUCTOR LIMITED Ticker: AOSL Security ID: G6331P104 Meeting Date: NOV 08, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mike F. Chang For For Management 1.2 Elect Director Yueh-Se Ho For For Management 1.3 Elect Director Lucas S. Chang For For Management 1.4 Elect Director Claudia Chen For For Management 1.5 Elect Director King Owyang For For Management 1.6 Elect Director Michael L. Pfeiffer For For Management 1.7 Elect Director Michael J. Salameh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve BDO USA, LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ALPHATEC HOLDINGS, INC. Ticker: ATEC Security ID: 02081G201 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evan Bakst For For Management 1.2 Elect Director Mortimer Berkowitz, III For For Management 1.3 Elect Director Quentin Blackford For For Management 1.4 Elect Director Jason Hochberg For For Management 1.5 Elect Director Karen K. McGinnis For For Management 1.6 Elect Director Patrick S. Miles For For Management 1.7 Elect Director David H. Mowry For For Management 1.8 Elect Director Jeffrey P. Rydin For For Management 1.9 Elect Director James L.L. Tullis For For Management 1.10 Elect Director Donald A. Williams For For Management 1.11 Elect Director Ward W. Woods For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTAIR ENGINEERING INC. Ticker: ALTR Security ID: 021369103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Scapa For Against Management 1b Elect Director Steve Earhart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALTISOURCE PORTFOLIO SOLUTIONS S.A. Ticker: ASPS Security ID: L0175J104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott E. Burg For For Management 1b Elect Director Joseph L. Morettini For Against Management 1c Elect Director Roland Muller-Ineichen For For Management 1d Elect Director William B. Shepro For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Independent Registered Auditors and Atwell S.a r.l. as Certified Auditor for Statutory Accounts 3 Approve Financial Statements For For Management 4 Receive and Approve Directors' and For For Management Auditors' Special Reports 5 Approve Financial Statements and For For Management Allocation of Income 6 Approve Discharge of Directors and For For Management Auditors 7 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTRA INDUSTRIAL MOTION CORP. Ticker: AIMC Security ID: 02208R106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl R. Christenson For For Management 1.2 Elect Director Lyle G. Ganske For For Management 1.3 Elect Director Nicole Parent Haughey For For Management 1.4 Elect Director Margot L. Hoffman For For Management 1.5 Elect Director Michael S. Lipscomb For For Management 1.6 Elect Director Thomas W. Swidarski For For Management 1.7 Elect Director James H. Woodward, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTUS MIDSTREAM COMPANY Ticker: ALTM Security ID: 02215L100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Borer For For Management 1.2 Elect Director Clay Bretches For Withhold Management 1.3 Elect Director Staci L. Burns For Withhold Management 1.4 Elect Director C. Doug Johnson For For Management 1.5 Elect Director D. Mark Leland For For Management 1.6 Elect Director Kevin S. McCarthy For Withhold Management 1.7 Elect Director Christopher J. Monk For Withhold Management 1.8 Elect Director Stephen P. Noe For Withhold Management 1.9 Elect Director Robert S. Purgason For Withhold Management 1.10 Elect Director Ben C. Rodgers For Withhold Management 1.11 Elect Director Jon W. Sauer For Withhold Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Approve Conversion of Securities. For For Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- AMAG PHARMACEUTICALS, INC. Ticker: AMAG Security ID: 00163U106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Myers For For Management 1b Elect Director John A. Fallon For For Management 1c Elect Director Paul Fonteyne For For Management 1d Elect Director David Johnson For For Management 1e Elect Director Kathrine O'Brien For For Management 1f Elect Director Anne M. Phillips For For Management 1g Elect Director Gino Santini For For Management 1h Elect Director Davey S. Scoon For For Management 1i Elect Director James R. Sulat For For Management 2 Approve Stock Option Exchange Program For For Management 3 Approve Certain Executive Employees For Against Management Stock Option Exchange Program 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMALGAMATED BANK Ticker: AMAL Security ID: 022663108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynne P. Fox For For Management 1b Elect Director Donald E. Bouffard, Jr. For For Management 1c Elect Director Maryann Bruce For For Management 1d Elect Director Patricia Diaz Dennis For For Management 1e Elect Director Robert C. Dinerstein For For Management 1f Elect Director Mark A. Finser For For Management 1g Elect Director Julie Kelly For For Management 1h Elect Director John McDonagh For For Management 1i Elect Director Keith Mestrich For For Management 1j Elect Director Robert G. Romasco For For Management 1k Elect Director Edgar Romney, Sr. For For Management 1l Elect Director Stephen R. Sleigh For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Amend Articles of Incorporation For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMBAC FINANCIAL GROUP, INC. Ticker: AMBC Security ID: 023139884 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexander D. Greene For For Management 1.2 Elect Director Ian D. Haft For For Management 1.3 Elect Director David L. Herzog For For Management 1.4 Elect Director Joan Lamm-Tennant For For Management 1.5 Elect Director Claude LeBlanc For For Management 1.6 Elect Director C. James Prieur For For Management 1.7 Elect Director Jeffrey S. Stein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMBARELLA, INC. Ticker: AMBA Security ID: G037AX101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Kohn For For Management 1.2 Elect Director D. Jeffrey Richardson For For Management 1.3 Elect Director Elizabeth M. Schwarting For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMEDISYS, INC. Ticker: AMED Security ID: 023436108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Vickie L. Capps For For Management 1B Elect Director Molly J. Coye For For Management 1C Elect Director Julie D. Klapstein For For Management 1D Elect Director Teresa L. Kline For For Management 1E Elect Director Paul B. Kusserow For For Management 1F Elect Director Richard A. Lechleiter For For Management 1G Elect Director Bruce D. Perkins For For Management 1H Elect Director Jeffrey A. Rideout For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERANT BANCORP, INC. Ticker: AMTB Security ID: 023576101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick C. Copeland, For For Management Jr. 1.2 Elect Director Millar Wilson For For Management 1.3 Elect Director Miguel A. Capriles L For For Management 1.4 Elect Director Rosa M. Costantino For For Management 1.5 Elect Director Pamella J. Dana For For Management 1.6 Elect Director Gustavo Marturet M. For For Management 1.7 Elect Director Gerald P. Plush For For Management 1.8 Elect Director John W. Quill For For Management 1.9 Elect Director Jose Antonio Villamil For For Management 1.10 Elect Director Guillermo Villar For Against Management 1.11 Elect Director Gustavo J. Vollmer A. For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERESCO, INC. Ticker: AMRC Security ID: 02361E108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Anderson For For Management 1.2 Elect Director Thomas S. Murley For Withhold Management 1.3 Elect Director Frank V. Wisneski For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMERICA'S CAR-MART, INC. Ticker: CRMT Security ID: 03062T105 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann G. Bordelon For For Management 1.2 Elect Director Ray C. Dillon For For Management 1.3 Elect Director Daniel J. Englander For For Management 1.4 Elect Director William H. Henderson For For Management 1.5 Elect Director Jim von Gremp For For Management 1.6 Elect Director Joshua G. Welch For For Management 1.7 Elect Director Jeffrey A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN ASSETS TRUST, INC. Ticker: AAT Security ID: 024013104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest S. Rady For For Management 1.2 Elect Director Duane A. Nelles For Withhold Management 1.3 Elect Director Thomas S. Olinger For For Management 1.4 Elect Director Joy L. Schaefer For For Management 1.5 Elect Director Robert S. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Ticker: AXL Security ID: 024061103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. McCaslin For For Management 1.2 Elect Director William P. Miller, II For For Management 1.3 Elect Director Sandra E. Pierce For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sujatha Chandrasekaran For For Management 1.2 Elect Director Jay L. Schottenstein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Ticker: AEL Security ID: 025676206 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anant Bhalla For For Management 1.2 Elect Director Joyce A. Chapman For For Management 1.3 Elect Director James M. Gerlach For For Management 1.4 Elect Director Robert L. Howe For For Management 1.5 Elect Director Michelle M. Keeley For For Management 1.6 Elect Director William R. Kunkel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMERICAN FINANCE TRUST, INC. Ticker: AFIN Security ID: 02607T109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa D. Kabnick For Against Management 1b Elect Director Edward M. Weil, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- AMERICAN NATIONAL BANKSHARES INC. Ticker: AMNB Security ID: 027745108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tammy Moss Finley For For Management 1.2 Elect Director Charles H. Majors For For Management 1.3 Elect Director Dan M. Pleasant For For Management 1.4 Elect Director Joel R. Shepherd For For Management 2 Ratify Yount, Hyde & Barbour P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN OUTDOOR BRANDS CORPORATION Ticker: AOBC Security ID: 02874P103 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry M. Monheit For For Management 1.2 Elect Director Robert L. Scott For For Management 1.3 Elect Director Anita D. Britt For For Management 1.4 Elect Director P. James Debney For For Management 1.5 Elect Director John B. Furman For For Management 1.6 Elect Director Gregory J. Gluchowski, For For Management Jr. 1.7 Elect Director Michael F. Golden For For Management 1.8 Elect Director Mitchell A. Saltz For For Management 1.9 Elect Director I. Marie Wadecki For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt a Comprehensive Human Rights Against Abstain Shareholder Policy -------------------------------------------------------------------------------- AMERICAN PUBLIC EDUCATION, INC. Ticker: APEI Security ID: 02913V103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eric C. Andersen For For Management 1b Elect Director Barbara G. Fast For For Management 1c Elect Director Jean C. Halle For For Management 1d Elect Director Barbara 'Bobbi' L. For For Management Kurshan 1e Elect Director Timothy J. Landon For For Management 1f Elect Director William G. Robinson, Jr. For For Management 1g Elect Director Angela Selden For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- AMERICAN RENAL ASSOCIATES HOLDINGS, INC. Ticker: ARA Security ID: 029227105 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Carlucci For Withhold Management 1.2 Elect Director Steven M. Silver For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN RENAL ASSOCIATES HOLDINGS, INC. Ticker: ARA Security ID: 029227105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Boxer For For Management 1.2 Elect Director Thomas W. Erickson For Withhold Management 1.3 Elect Director Robert H. Fish For For Management 2 Ratify Grant Thornton LLP as Auditors None None Management *Withdrawn Resolution* -------------------------------------------------------------------------------- AMERICAN SOFTWARE, INC. Ticker: AMSWA Security ID: 029683109 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Dennis Hogue For Against Management 1b Elect Director James B. Miller, Jr. For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY Ticker: AWR Security ID: 029899101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Fielder For For Management 1.2 Elect Director C. James Levin For For Management 1.3 Elect Director Janice F. Wilkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN VANGUARD CORPORATION Ticker: AVD Security ID: 030371108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Baskin For For Management 1b Elect Director Lawrence S. Clark For For Management 1c Elect Director Debra F. Edwards For For Management 1d Elect Director Morton D. Erlich For For Management 1e Elect Director Emer Gunter For For Management 1f Elect Director Alfred F. Ingulli For For Management 1g Elect Director John L. Killmer For For Management 1h Elect Director Eric G. Wintemute For For Management 1i Elect Director M. Esmail Zirakparvar For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMERICAN WOODMARK CORPORATION Ticker: AMWD Security ID: 030506109 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Cogan For For Management 1.2 Elect Director James G. Davis, Jr. For For Management 1.3 Elect Director S. Cary Dunston For For Management 1.4 Elect Director Martha M. Hayes For For Management 1.5 Elect Director Daniel T. Hendrix For For Management 1.6 Elect Director Teresa M. May For For Management 1.7 Elect Director Carol B. Moerdyk For For Management 1.8 Elect Director David W. Moon For For Management 1.9 Elect Director Vance W. Tang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney D. Bullard For For Management 1.2 Elect Director James B. Miller, Jr. For For Management 1.3 Elect Director William I. Bowen, Jr. For For Management 1.4 Elect Director Wm. Millard Choate For For Management 1.5 Elect Director Robert P. Lynch For For Management 1.6 Elect Director Elizabeth A. McCague For For Management 1.7 Elect Director Gloria A. O'Neal For For Management 1.8 Elect Director H. Palmer Proctor, Jr. For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Brown For For Management 1.2 Elect Director G. Janelle Frost For For Management 1.3 Elect Director Sean M. Traynor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMES NATIONAL CORPORATION Ticker: ATLO Security ID: 031001100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Betty A. Baudler Horras For For Management 1.2 Elect Director Patrick G. Hagan For For Management 1.3 Elect Director Thomas H. Pohlman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- AMICUS THERAPEUTICS, INC. Ticker: FOLD Security ID: 03152W109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn D. Bleil For For Management 1.2 Elect Director Bradley L. Campbell For For Management 1.3 Elect Director Robert Essner For For Management 1.4 Elect Director Ted W. Love For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMKOR TECHNOLOGY, INC. Ticker: AMKR Security ID: 031652100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Kim For For Management 1.2 Elect Director Susan Y. Kim For For Management 1.3 Elect Director Stephen D. Kelley For For Management 1.4 Elect Director Douglas A. Alexander For For Management 1.5 Elect Director Roger A. Carolin For For Management 1.6 Elect Director Winston J. Churchill For For Management 1.7 Elect Director Daniel Liao For For Management 1.8 Elect Director MaryFrances McCourt For For Management 1.9 Elect Director Robert R. Morse For For Management 1.10 Elect Director Gil C. Tily For For Management 1.11 Elect Director David N. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMN HEALTHCARE SERVICES, INC. Ticker: AMN Security ID: 001744101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Foletta For For Management 1b Elect Director Teri G. Fontenot For For Management 1c Elect Director R. Jeffrey Harris For For Management 1d Elect Director Michael M.E. Johns For For Management 1e Elect Director Daphne E. Jones For For Management 1f Elect Director Martha H. Marsh For For Management 1g Elect Director Susan R. Salka For For Management 1h Elect Director Douglas D. Wheat For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Approve Reduction of Threshold to Call Against Against Shareholder Special Meetings to 10% of Outstanding Shares -------------------------------------------------------------------------------- AMNEAL PHARMACEUTICALS, INC. Ticker: AMRX Security ID: 03168L105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Emily Peterson Alva For For Management 1b Elect Director J. Kevin Buchi For Against Management 1c Elect Director Jeff George For For Management 1d Elect Director John Kiely For Against Management 1e Elect Director Paul Meister For Against Management 1f Elect Director Ted Nark For Against Management 1g Elect Director Chintu Patel For Against Management 1h Elect Director Chirag Patel For Against Management 1i Elect Director Gautam Patel For Against Management 1j Elect Director Shlomo Yanai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMPHASTAR PHARMACEUTICALS, INC. Ticker: AMPH Security ID: 03209R103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Maris For For Management 1b Elect Director Richard Koo For For Management 1c Elect Director Floyd F. Petersen For Against Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMYRIS, INC. Ticker: AMRS Security ID: 03236M200 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Doerr For For Management 1.2 Elect Director Christoph Goppelsroeder For For Management 1.3 Elect Director Lisa Qi For For Management 1.4 Elect Director Patrick Yang For Withhold Management 2 Ratify Macias Gini & O'Connell LLP as For For Management Auditors 3 Approve Issuance of Shares of Common For For Management Stock Upon Exercise of Warrants and Conversion of Preferred Stock Issued to Foris Ventures, LLC -------------------------------------------------------------------------------- AMYRIS, INC. Ticker: AMRS Security ID: 03236M200 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geoffrey Duyk For Withhold Management 1.2 Elect Director Steven Mills For For Management 1.3 Elect Director Carole Piwnica For For Management 1.4 Elect Director James McCann For For Management 2 Ratify Macias Gini & O'Connell LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Approve Issuance of Shares for a For For Management Private Placement 6 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ANAPTYSBIO, INC. Ticker: ANAB Security ID: 032724106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hollings Renton For Withhold Management 1.2 Elect Director John P. Schmid For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANAVEX LIFE SCIENCES CORP. Ticker: AVXL Security ID: 032797300 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Missling For For Management 1.2 Elect Director Claus van der Velden For Withhold Management 1.3 Elect Director Athanasios Skarpelos For For Management 1.4 Elect Director Elliot Favus For For Management 1.5 Elect Director Steffen Thomas For For Management 1.6 Elect Director Peter Donhauser For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ANGIODYNAMICS, INC. Ticker: ANGO Security ID: 03475V101 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Gould For For Management 1.2 Elect Director Dennis S. Meteny For For Management 1.3 Elect Director Michael E. Tarnoff For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANI PHARMACEUTICALS, INC. Ticker: ANIP Security ID: 00182C103 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert E. Brown, Jr. For For Management 1b Elect Director Thomas Haughey For For Management 1c Elect Director David B. Nash For Against Management 1d Elect Director Patrick D. Walsh For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ANIKA THERAPEUTICS, INC. Ticker: ANIK Security ID: 035255108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Susan N. Vogt For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANIXTER INTERNATIONAL INC. Ticker: AXE Security ID: 035290105 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ANTARES PHARMA, INC. Ticker: ATRS Security ID: 036642106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard S. Jacob For For Management 1.2 Elect Director Peter S. Greenleaf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ANWORTH MORTGAGE ASSET CORPORATION Ticker: ANH Security ID: 037347101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph E. McAdams For For Management 1b Elect Director Joe E. Davis For For Management 1c Elect Director Robert C. Davis For For Management 1d Elect Director Mark S. Maron For For Management 1e Elect Director Lloyd McAdams For For Management 1f Elect Director Dominique Mielle For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- APELLIS PHARMACEUTICALS, INC. Ticker: APLS Security ID: 03753U106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald Chan For Withhold Management 1.2 Elect Director Cedric Francois For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker: APOG Security ID: 037598109 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christina M. Alvord For For Management 1.2 Elect Director Frank G. Heard For For Management 1.3 Elect Director Elizabeth M. Lilly For For Management 1.4 Elect Director Mark A. Pompa For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Adopt Majority Voting for Uncontested For For Management Election of Directors 6 Reduce Supermajority Vote Requirement For For Management for Removal of Directors 7 Reduce Supermajority Vote Requirement For For Management to Amend Director Removal Provision 8 Amend Articles to Eliminate the For For Management Anti-Greenmail Provision 9 Reduce Supermajority Vote Requirement For For Management to Amend the Anti-Greenmail Provision 10 Ratify the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 11 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker: APOG Security ID: 037598109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd E. Johnson For For Management 1b Elect Director Donald A. Nolan For For Management 1c Elect Director Patricia K. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Ticker: ARI Security ID: 03762U105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Biderman For For Management 1.2 Elect Director Brenna Haysom For For Management 1.3 Elect Director Robert A. Kasdin For For Management 1.4 Elect Director Katherine G. Newman For For Management 1.5 Elect Director Eric L. Press For For Management 1.6 Elect Director Scott S. Prince For For Management 1.7 Elect Director Stuart A. Rothstein For For Management 1.8 Elect Director Michael E. Salvati For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APOLLO MEDICAL HOLDINGS, INC. Ticker: AMEH Security ID: 03763A207 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Agreement with AP-AMH For For Management Medical Corporation 2 Approve Issuance of Shares for a For For Management Private Placement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- APOLLO MEDICAL HOLDINGS, INC. Ticker: AMEH Security ID: 03763A207 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Sim For For Management 1.2 Elect Director Thomas S. Lam For For Management 1.3 Elect Director Mitchell W. Kitayama For For Management 1.4 Elect Director David G. Schmidt For For Management 1.5 Elect Director Mark Fawcett For For Management 1.6 Elect Director Michael F. Eng For For Management 1.7 Elect Director Li Yu For For Management 1.8 Elect Director Ernest A. Bates For For Management 1.9 Elect Director Linda Marsh For For Management 1.10 Elect Director John Chiang For For Management 1.11 Elect Director Matthew Mazdyasni For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APPFOLIO, INC. Ticker: APPF Security ID: 03783C100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Klaus Schauser For Withhold Management 1.2 Elect Director William Rauth For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPIAN CORPORATION Ticker: APPN Security ID: 03782L101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew Calkins For Withhold Management 1b Elect Director Robert C. Kramer For For Management 1c Elect Director A.G.W. "Jack" Biddle, For For Management III 1d Elect Director Prashanth "PV" Boccassam For Withhold Management 1e Elect Director Michael G. Devine For For Management 1f Elect Director Barbara "Bobbie" Kilberg For Withhold Management 1g Elect Director Michael J. Mulligan For Withhold Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. Ticker: AIT Security ID: 03820C105 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Dean Hall For For Management 1.2 Elect Director Dan P. Komnenovich For For Management 1.3 Elect Director Joe A. Raver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- APPLIED OPTOELECTRONICS, INC. Ticker: AAOI Security ID: 03823U102 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Che-Wei Lin For For Management 1.2 Elect Director Elizabeth Loboa For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPLIED THERAPEUTICS, INC. Ticker: APLT Security ID: 03828A101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Les Funtleyder For For Management 1.2 Elect Director Stacy J. Kanter For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APREA THERAPEUTICS, INC. Ticker: APRE Security ID: 03836J102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernd R. Seizinger For Withhold Management 1.2 Elect Director Jonathan Hepple For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AQUANTIA CORP. Ticker: AQ Security ID: 03842Q108 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AQUAVENTURE HOLDINGS LIMITED Ticker: WAAS Security ID: G0443N107 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ARATANA THERAPEUTICS, INC. Ticker: PETX Security ID: 03874P101 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- ARCBEST CORPORATION Ticker: ARCB Security ID: 03937C105 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eduardo F. Conrado For For Management 1.2 Elect Director Fredrik J. Eliasson For For Management 1.3 Elect Director Stephen E. Gorman For For Management 1.4 Elect Director Michael P. Hogan For For Management 1.5 Elect Director Kathleen D. McElligott For For Management 1.6 Elect Director Judy R. McReynolds For For Management 1.7 Elect Director Craig E. Philip For For Management 1.8 Elect Director Steven L. Spinner For For Management 1.9 Elect Director Janice E. Stipp For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ARCH COAL INC. Ticker: ARCH Security ID: 039380407 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Bartels, Jr. For For Management 1.2 Elect Director James N. Chapman For For Management 1.3 Elect Director John W. Eaves For For Management 1.4 Elect Director Sherman K. Edmiston, III For For Management 1.5 Elect Director Robert B. Hamill For For Management 1.6 Elect Director Holly Keller Koeppel For For Management 1.7 Elect Director Patrick A. Kriegshauser For For Management 1.8 Elect Director Paul A. Lang For For Management 1.9 Elect Director Richard A. Navarre For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ARCHROCK, INC. Ticker: AROC Security ID: 03957W106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne-Marie N. Ainsworth For For Management 1.2 Elect Director Wendell R. Brooks For For Management 1.3 Elect Director D. Bradley Childers For For Management 1.4 Elect Director Gordon T. Hall For For Management 1.5 Elect Director Frances Powell Hawes For For Management 1.6 Elect Director Jeffery D. Hildebrand For For Management 1.7 Elect Director J.W.G. "Will" For For Management Honeybourne 1.8 Elect Director James H. Lytal For For Management 1.9 Elect Director Edmund P. Segner, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARCOSA, INC. Ticker: ACA Security ID: 039653100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alvarado For For Management 1b Elect Director Jeffrey A. Craig For For Management 1c Elect Director John W. Lindsay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARCUS BIOSCIENCES, INC. Ticker: RCUS Security ID: 03969F109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juan Carlos Jaen For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARDELYX, INC. Ticker: ARDX Security ID: 039697107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Bazemore For For Management 1.2 Elect Director Gordon Ringold For Withhold Management 1.3 Elect Director Richard Rodgers For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ARDMORE SHIPPING CORPORATION Ticker: ASC Security ID: Y0207T100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mats Berglund For For Management 1.2 Elect Director Kirsi Tikka For For Management -------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Ticker: ARNA Security ID: 040047607 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jayson Dallas For For Management 1.2 Elect Director Oliver Fetzer For For Management 1.3 Elect Director Kieran T. Gallahue For For Management 1.4 Elect Director Jennifer Jarrett For For Management 1.5 Elect Director Amit D. Munshi For For Management 1.6 Elect Director Garry A. Neil For For Management 1.7 Elect Director Tina S. Nova For For Management 1.8 Elect Director Manmeet S. Soni For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARES COMMERCIAL REAL ESTATE CORPORATION Ticker: ACRE Security ID: 04013V108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William S. Benjamin For For Management 1.2 Elect Director Caroline E. Blakely For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARES MANAGEMENT CORPORATION Ticker: ARES Security ID: 03990B101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J Arougheti For Against Management 1b Elect Director Antoinette Bush For For Management 1c Elect Director Paul G. Joubert For For Management 1d Elect Director R. Kipp deVeer For Against Management 1e Elect Director David B. Kaplan For Against Management 1f Elect Director Michael Lynton For For Management 1g Elect Director Judy D. Olian For For Management 1h Elect Director Antony P. Ressler For Against Management 1i Elect Director Bennett Rosenthal For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For Withhold Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Ticker: ARGO Security ID: G0464B107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Bernard C. Bailey For For Management 2b Elect Director Thomas A. Bradley For For Management 2c Elect Director Fred R. Donner For For Management 2d Elect Director Anthony P. Latham For For Management 2e Elect Director Dymphna A. Lehane For For Management 2f Elect Director Samuel G. Liss For For Management 2g Elect Director Carol A. McFate For For Management 2h Elect Director Kathleen A. Nealon For For Management 2i Elect Director Al-Noor Ramji For For Management 2j Elect Director Kevin J. Rehnberg For For Management 2k Elect Director John H. Tonelli For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Establish Range For Board Size For For Management 6 Amend Bye-Laws to Modify the Voting For For Management Push-Up Requirement -------------------------------------------------------------------------------- ARLINGTON ASSET INVESTMENT CORP. Ticker: AI Security ID: 041356205 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel E. Berce For For Management 1b Elect Director David W. Faeder For For Management 1c Elect Director Melinda H. McClure For For Management 1d Elect Director Ralph S. Michael, III For For Management 1e Elect Director Anthony P. Nader, III For For Management 1f Elect Director J. Rock Tonkel, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARLO TECHNOLOGIES, INC. Ticker: ARLO Security ID: 04206A101 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph E. Faison For For Management 1.2 Elect Director Jocelyn E. Carter-Miller For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ARMADA HOFFLER PROPERTIES, INC. Ticker: AHH Security ID: 04208T108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George F. Allen For Withhold Management 1.2 Elect Director James A. Carroll For For Management 1.3 Elect Director James C. Cherry For For Management 1.4 Elect Director Louis S. Haddad For For Management 1.5 Elect Director Eva S. Hardy For For Management 1.6 Elect Director Daniel A. Hoffler For For Management 1.7 Elect Director A. Russell Kirk For For Management 1.8 Elect Director Dorothy S. McAuliffe For For Management 1.9 Elect Director John W. Snow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARMOUR RESIDENTIAL REIT, INC. Ticker: ARR Security ID: 042315507 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott J. Ulm For For Management 1.2 Elect Director Jeffrey J. Zimmer For For Management 1.3 Elect Director Daniel C. Staton For For Management 1.4 Elect Director Marc H. Bell For For Management 1.5 Elect Director Z. Jamie Behar For For Management 1.6 Elect Director Carolyn Downey For For Management 1.7 Elect Director Thomas K. Guba For For Management 1.8 Elect Director Robert C. Hain For For Management 1.9 Elect Director John "Jack" P. For For Management Hollihan, III 1.10 Elect Director Stewart J. Paperin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ARMSTRONG FLOORING, INC. Ticker: AFI Security ID: 04238R106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Johnston For For Management 1b Elect Director Kathleen S. Lane For For Management 1c Elect Director Jeffrey Liaw For For Management 1d Elect Director Michael W. Malone For For Management 1e Elect Director Larry S. McWilliams For For Management 1f Elect Director James C. Melville For For Management 1g Elect Director Michel S. Vermette For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARROW FINANCIAL CORPORATION Ticker: AROW Security ID: 042744102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark L. Behan For For Management 1.2 Elect Director Elizabeth A. Miller For For Management 1.3 Elect Director William L. Owens For For Management 1.4 Elect Director Richard J. Reisman For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Outside Director Stock Awards For For Management in Lieu of Cash 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARROWHEAD PHARMACEUTICALS, INC. Ticker: ARWR Security ID: 04280A100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Anzalone For For Management 1.2 Elect Director Marianne De Backer For For Management 1.3 Elect Director Mauro Ferrari For For Management 1.4 Elect Director Douglass Given For For Management 1.5 Elect Director Michael S. Perry For For Management 1.6 Elect Director William Waddill For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Ratify Rose, Snyder & Jacobs LLP as For For Management Auditors -------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT INC. Ticker: APAM Security ID: 04316A108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Barger For For Management 1.2 Elect Director Eric R. Colson For For Management 1.3 Elect Director Tench Coxe For For Management 1.4 Elect Director Stephanie G. DiMarco For For Management 1.5 Elect Director Jeffrey A. Joerres For Withhold Management 1.6 Elect Director Andrew A. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ARVINAS, INC. Ticker: ARVN Security ID: 04335A105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie V. Norwalk For For Management 1.2 Elect Director Liam Ratcliffe For For Management 1.3 Elect Director Timothy Shannon For Withhold Management 2 Ratify Deloitte and Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASBURY AUTOMOTIVE GROUP, INC. Ticker: ABG Security ID: 043436104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Reddin For For Management 1.2 Elect Director Joel Alsfine For For Management 1.3 Elect Director Thomas C. DeLoach, Jr. For For Management 1.4 Elect Director David W. Hult For For Management 1.5 Elect Director Juanita T. James For For Management 1.6 Elect Director Philip F. Maritz For For Management 1.7 Elect Director Maureen F. Morrison For For Management 1.8 Elect Director Bridget Ryan-Berman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ASCENA RETAIL GROUP, INC. Ticker: ASNA Security ID: 04351G101 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katie J. Bayne For For Management 1.2 Elect Director Paul Keglevic For For Management 1.3 Elect Director Kay Krill For For Management 1.4 Elect Director Stacey Rauch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Reverse Stock Split For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Frantz For For Management 1.2 Elect Director Jonathan S. Holman For For Management 1.3 Elect Director Arshad Matin For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. Ticker: AHT Security ID: 044103109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty J. Bennett For For Management 1.2 Elect Director Benjamin J. Ansell For For Management 1.3 Elect Director Amish Gupta For For Management 1.4 Elect Director Kamal Jafarnia For For Management 1.5 Elect Director Frederick J. Kleisner For For Management 1.6 Elect Director Sheri L. Pantermuehl For For Management 1.7 Elect Director Alan L. Tallis For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ASSEMBLY BIOSCIENCES, INC. Ticker: ASMB Security ID: 045396108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony E. Altig For For Management 1.2 Elect Director Richard D. DiMarchi For For Management 1.3 Elect Director Myron Z. Holubiak For For Management 1.4 Elect Director Helen S. Kim For For Management 1.5 Elect Director Alan J. Lewis For For Management 1.6 Elect Director Susan Mahony For For Management 1.7 Elect Director John G. McHutchison For For Management 1.8 Elect Director William R. Ringo, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Call Special Meeting Against Against Shareholder -------------------------------------------------------------------------------- ASSERTIO THERAPEUTICS, INC. Ticker: ASRT Security ID: 04545L107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2.1 Elect Director James P. Fogarty For For Management 2.2 Elect Director Karen A. Dawes For For Management 2.3 Elect Director James J. Galeota, Jr. For For Management 2.4 Elect Director Arthur J. Higgins For For Management 2.5 Elect Director Heather L. Mason For For Management 2.6 Elect Director William T. McKee For For Management 2.7 Elect Director Peter D. Staple For For Management 2.8 Elect Director James L. Tyree For For Management 2.9 Elect Director David E. Wheadon For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Approve Reverse Stock Split For For Management 6 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 7 Advisory Vote on Golden Parachutes For Against Management 8 Ratify Ernst & Young LLP as Auditors For For Management 9 Adjourn Meeting For For Management 10 Other Business For Against Management -------------------------------------------------------------------------------- ASSETMARK FINANCIAL HOLDINGS, INC. Ticker: AMK Security ID: 04546L106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rohit Bhagat For Withhold Management 1b Elect Director Bryan Lin For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASSOCIATED CAPITAL GROUP, INC. Ticker: AC Security ID: 045528106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mario J. Gabelli For Withhold Management 1.2 Elect Director Marc Gabelli For Withhold Management 1.3 Elect Director Douglas R. Jamieson For For Management 1.4 Elect Director Daniel R. Lee For Withhold Management 1.5 Elect Director Bruce M. Lisman For Withhold Management 1.6 Elect Director Frederic V. Salerno For Withhold Management 1.7 Elect Director Salvatore F. Sodano For For Management 1.8 Elect Director Elisa M. Wilson For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASTEC INDUSTRIES, INC. Ticker: ASTE Security ID: 046224101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Gehl For For Management 1.2 Elect Director William G. Dorey For For Management 1.3 Elect Director Charles F. Potts For For Management 1.4 Elect Director Barry A. Ruffalo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASTRONICS CORPORATION Ticker: ATRO Security ID: 046433108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond W. Boushie For For Management 1.2 Elect Director Robert T. Brady For For Management 1.3 Elect Director Tonit M. Calaway For For Management 1.4 Elect Director Jeffry D. Frisby For For Management 1.5 Elect Director Peter J. Gundermann For For Management 1.6 Elect Director Warren C. Johnson For For Management 1.7 Elect Director Robert S. Keane For For Management 1.8 Elect Director Neil Y. Kim For For Management 1.9 Elect Director Mark Moran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASTRONOVA, INC. Ticker: ALOT Security ID: 04638F108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean A. Bua For For Management 1.2 Elect Director Mitchell I. Quain For For Management 1.3 Elect Director Yvonne E. Schlaeppi For For Management 1.4 Elect Director Harold Schofield For For Management 1.5 Elect Director Richard S. Warzala For For Management 1.6 Elect Director Gregory A. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- AT HOME GROUP INC. Ticker: HOME Security ID: 04650Y100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis L. Bird, III For Withhold Management 1.2 Elect Director Elisabeth B. Charles For For Management 1.3 Elect Director Joanne C. Crevoiserat For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ATARA BIOTHERAPEUTICS, INC. Ticker: ATRA Security ID: 046513107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pascal Touchon For For Management 1.2 Elect Director Carol S. Gallagher For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ATHENEX, INC. Ticker: ATNX Security ID: 04685N103 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Johnson Y.N. Lau For Withhold Management 1.2 Elect Director Jordan Kanfer For For Management 1.3 Elect Director John Tiong Lu Koh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- ATHERSYS, INC. Ticker: ATHX Security ID: 04744L106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gil Van Bokkelen For For Management 1.2 Elect Director John J. Harrington For For Management 1.3 Elect Director Lee E. Babiss For For Management 1.4 Elect Director Ismail Kola For For Management 1.5 Elect Director Lorin J. Randall For For Management 1.6 Elect Director Jack L. Wyszomierski For For Management 1.7 Elect Director Hardy TS Kagimoto For For Management 1.8 Elect Director Kenneth H. Traub For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATKORE INTERNATIONAL GROUP INC. Ticker: ATKR Security ID: 047649108 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Betty R. Johnson For For Management 1B Elect Director William E. Waltz, Jr. For For Management 1C Elect Director A. Mark Zeffiro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ATLANTIC CAPITAL BANCSHARES, INC. Ticker: ACBI Security ID: 048269203 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter M. "Sonny" For Withhold Management Deriso, Jr. 1.2 Elect Director Shantella E. "Shan" For For Management Cooper 1.3 Elect Director Henchy R. Enden For For Management 1.4 Elect Director James H. Graves For For Management 1.5 Elect Director Douglas J. Hertz For For Management 1.6 Elect Director Thomas "Tommy" M. Holder For For Management 1.7 Elect Director Lizanne Thomas For For Management 1.8 Elect Director Douglas L. Williams For For Management 1.9 Elect Director Marietta Edmunds Zakas For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ATLANTIC POWER CORPORATION Ticker: ATP Security ID: 04878Q863 Meeting Date: JUN 17, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Foster Duncan For For Management 1.2 Elect Director Kevin T. Howell For For Management 1.3 Elect Director Danielle S. Mottor For For Management 1.4 Elect Director Gilbert S. Palter For For Management 1.5 Elect Director James J. Moore, Jr. For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Amend Restricted Stock Plan For For Management -------------------------------------------------------------------------------- ATLANTIC UNION BANKSHARES CORPORTATION Ticker: AUB Security ID: 04911A107 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Russell Ellett For For Management 1.2 Elect Director Gregory L. Fisher For For Management 1.3 Elect Director Patrick J. McCann For For Management 1.4 Elect Director Alan W. Myers For For Management 1.5 Elect Director Linda V. Schreiner For For Management 2 Declassify the Board of Directors For For Management 3 Amend Articles of Incorporation to For Against Management Update the Provision Regarding Indemnification of Directors and Officers 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATLAS AIR WORLDWIDE HOLDINGS, INC. Ticker: AAWW Security ID: 049164205 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J. Bernlohr For For Management 1.2 Elect Director Charles F. Bolden, Jr. For For Management 1.3 Elect Director John W. Dietrich For For Management 1.4 Elect Director William J. Flynn For For Management 1.5 Elect Director Bobby J. Griffin For For Management 1.6 Elect Director Carol B. Hallett For For Management 1.7 Elect Director Jane H. Lute For For Management 1.8 Elect Director Duncan J. McNabb For For Management 1.9 Elect Director Sheila A. Stamps For For Management 1.10 Elect Director John K. Wulff For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ATRECA, INC. Ticker: BCEL Security ID: 04965G109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Lacey For Withhold Management 1.2 Elect Director Lindsey Rolfe For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management -------------------------------------------------------------------------------- ATRICURE, INC. Ticker: ATRC Security ID: 04963C209 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael H. Carrel For For Management 1b Elect Director Mark A. Collar For For Management 1c Elect Director Scott W. Drake For For Management 1d Elect Director Daniel P. Florin For For Management 1e Elect Director Regina E. Groves For For Management 1f Elect Director B. Kristine Johnson For For Management 1g Elect Director Mark R. Lanning For For Management 1h Elect Director Karen N. Prange For For Management 1i Elect Director Sven A. Wehrwein For For Management 1j Elect Director Robert S. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATRION CORPORATION Ticker: ATRI Security ID: 049904105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Emile A. Battat For For Management 1b Elect Director Ronald N. Spaulding For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVANOS MEDICAL, INC. Ticker: AVNS Security ID: 05350V106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heidi Kuntz For For Management 1b Elect Director Joseph F. Woody For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- AVAYA HOLDINGS CORP. Ticker: AVYA Security ID: 05351X101 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Watkins For For Management 1.2 Elect Director James M. Chirico, Jr. For For Management 1.3 Elect Director Stephan Scholl For For Management 1.4 Elect Director Susan L. Spradley For For Management 1.5 Elect Director Stanley J. Sutula, III For For Management 1.6 Elect Director Scott D. Vogel For For Management 1.7 Elect Director Jacqueline E. Yeaney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AVEDRO, INC. Ticker: AVDR Security ID: 05355N109 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AVID BIOSERVICES, INC. Ticker: CDMO Security ID: 05368M106 Meeting Date: OCT 09, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Bamforth For For Management 1.2 Elect Director Joseph Carleone For For Management 1.3 Elect Director Richard B. Hancock For For Management 1.4 Elect Director Catherine J. Mackey For For Management 1.5 Elect Director Gregory P. Sargen For For Management 1.6 Elect Director Patrick D. Walsh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- AVID TECHNOLOGY, INC. Ticker: AVID Security ID: 05367P100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christian A. Asmar For For Management 1b Elect Director Elizabeth M. Daley For For Management 1c Elect Director Daniel B. Silvers For For Management 1d Elect Director John P. Wallace For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVIS BUDGET GROUP, INC. Ticker: CAR Security ID: 053774105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernardo Hees For For Management 1.2 Elect Director Brian J. Choi For For Management 1.3 Elect Director Lynn Krominga For For Management 1.4 Elect Director Glenn Lurie For For Management 1.5 Elect Director Jagdeep Pahwa For For Management 1.6 Elect Director Karthik Sarma For For Management 1.7 Elect Director Carl Sparks For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker: AVA Security ID: 05379B107 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristianne Blake For For Management 1b Elect Director Donald C. Burke For For Management 1c Elect Director Rebecca A. Klein For For Management 1d Elect Director Scott H. Maw For For Management 1e Elect Director Scott L. Morris For For Management 1f Elect Director Jeffry L. Philipps For For Management 1g Elect Director Marc F. Racicot For For Management 1h Elect Director Heidi B. Stanley For For Management 1i Elect Director R. John Taylor For For Management 1j Elect Director Dennis P. Vermillion For For Management 1k Elect Director Janet D. Widmann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVROBIO, INC. Ticker: AVRO Security ID: 05455M100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian Clark For For Management 1.2 Elect Director Annalisa Jenkins For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AVX CORP. Ticker: AVX Security ID: 002444107 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. DeCenzo For For Management 1.2 Elect Director Koichi Kano For Withhold Management 1.3 Elect Director Hideo Tanimoto For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- AXCELIS TECHNOLOGIES, INC. Ticker: ACLS Security ID: 054540208 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tzu-Yin "TY" Chiu For For Management 1.2 Elect Director Richard J. Faubert For For Management 1.3 Elect Director R. John Fletcher For For Management 1.4 Elect Director Arthur L. George, Jr. For For Management 1.5 Elect Director Joseph P. Keithley For For Management 1.6 Elect Director John T. Kurtzweil For For Management 1.7 Elect Director Mary G. Puma For For Management 1.8 Elect Director Thomas St. Dennis For For Management 1.9 Elect Director Jorge Titinger For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXOGEN, INC. Ticker: AXGN Security ID: 05463X106 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen Zaderej For For Management 1.2 Elect Director Gregory G. Freitag For For Management 1.3 Elect Director Quentin Blackford For For Management 1.4 Elect Director Mark Gold For For Management 1.5 Elect Director Alan M. Levine For For Management 1.6 Elect Director Guido J. Neels For For Management 1.7 Elect Director Robert J. Rudelius For For Management 1.8 Elect Director Amy Wendell For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- AXOGEN, INC. Ticker: AXGN Security ID: 05463X106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen Zaderej For For Management 1.2 Elect Director Gregory Freitag For For Management 1.3 Elect Director Quentin S. Blackford For For Management 1.4 Elect Director Mark Gold For For Management 1.5 Elect Director Alan M. Levine For For Management 1.6 Elect Director Guido Neels For For Management 1.7 Elect Director Robert Rudelius For For Management 1.8 Elect Director Amy Wendell For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXON ENTERPRISE, INC. Ticker: AAXN Security ID: 05464C101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Kroll For For Management 1.2 Elect Director Matthew R. McBrady For For Management 1.3 Elect Director Patrick W. Smith For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4A Eliminate Supermajority Vote For For Management Requirement of Article 5 of the Charter 4B Eliminate Supermajority Vote For For Management Requirement of Article 6 of the Charter 5 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- AXONICS MODULATION TECHNOLOGIES, INC. Ticker: AXNX Security ID: 05465P101 Meeting Date: AUG 19, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erik Amble For For Management 1.2 Elect Director Juliet Tammenoms Bakker For Against Management 1.3 Elect Director Michael H. Carrel For For Management 1.4 Elect Director Raymond W. Cohen For For Management 1.5 Elect Director Jane E. Kiernan For For Management 1.6 Elect Director Robert E. McNamara For For Management 1.7 Elect Director Nancy Snyderman For For Management 1.8 Elect Director Raphael Wisniewski For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- AXONICS MODULATION TECHNOLOGIES, INC. Ticker: AXNX Security ID: 05465P101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Raymond W. Cohen For For Management 1B Elect Director Erik Amble For For Management 1C Elect Director Juliet Tammenoms Bakker For Against Management 1D Elect Director Robert E. McNamara For For Management 1E Elect Director Michael H. Carrel For For Management 1F Elect Director Nancy Snyderman For For Management 1G Elect Director Jane E. Kiernan For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- AXOS FINANCIAL, INC. Ticker: AX Security ID: 05465C100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Argalas For For Management 1.2 Elect Director James J. Court For For Management 1.3 Elect Director Edward J. Ratinoff For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- AXSOME THERAPEUTICS, INC. Ticker: AXSM Security ID: 05464T104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mark Saad For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AXT, INC. Ticker: AXTI Security ID: 00246W103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morris S. Young For For Management 1.2 Elect Director David C. Chang For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BPM LLP as Auditors For For Management -------------------------------------------------------------------------------- AZZ INC. Ticker: AZZ Security ID: 002474104 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: MAY 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel E. Berce For For Management 1.2 Elect Director Paul Eisman For For Management 1.3 Elect Director Daniel R. Feehan For For Management 1.4 Elect Director Thomas E. Ferguson For For Management 1.5 Elect Director Kevern R. Joyce For For Management 1.6 Elect Director Venita McCellon-Allen For For Management 1.7 Elect Director Ed McGough For For Management 1.8 Elect Director Stephen E. Pirnat For For Management 1.9 Elect Director Steven R. Purvis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- B&G FOODS, INC. Ticker: BGS Security ID: 05508R106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director DeAnn L. Brunts For For Management 1.2 Elect Director Charles F. Marcy For For Management 1.3 Elect Director Robert D. Mills For For Management 1.4 Elect Director Dennis M. Mullen For For Management 1.5 Elect Director Cheryl M. Palmer For For Management 1.6 Elect Director Alfred Poe For For Management 1.7 Elect Director Kenneth G. Romanzi For For Management 1.8 Elect Director Stephen C. Sherrill For For Management 1.9 Elect Director David L. Wenner For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- B. RILEY FINANCIAL, INC. Ticker: RILY Security ID: 05580M108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryant R. Riley For Against Management 1.2 Elect Director Robert D'Agostino For For Management 1.3 Elect Director Randall E. Paulson For For Management 1.4 Elect Director Todd D. Sims For For Management 1.5 Elect Director Thomas J. Kelleher For For Management 1.6 Elect Director Mikel H. Williams For For Management 1.7 Elect Director Michael J. Sheldon For For Management 1.8 Elect Director Robert L. Antin For For Management 1.9 Elect Director Mimi K. Walters For For Management 2 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- BADGER METER, INC. Ticker: BMI Security ID: 056525108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd A. Adams For For Management 1.2 Elect Director Kenneth C. Bockhorst For For Management 1.3 Elect Director Gale E. Klappa For For Management 1.4 Elect Director Gail A. Lione For For Management 1.5 Elect Director James W. McGill For For Management 1.6 Elect Director Tessa M. Myers For For Management 1.7 Elect Director James F. Stern For For Management 1.8 Elect Director Glen E. Tellock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BALCHEM CORPORATION Ticker: BCPC Security ID: 057665200 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Fischer For For Management 1.2 Elect Director Perry W. Premdas For For Management 1.3 Elect Director John Y. Televantos For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. "Conan" Barker For For Management 1.2 Elect Director Mary A. Curran For For Management 1.3 Elect Director B. A. Fallon-Walsh For For Management 1.4 Elect Director Bonnie G. Hill For For Management 1.5 Elect Director Richard J. Lashley For For Management 1.6 Elect Director Jonah F. Schnel For For Management 1.7 Elect Director Robert D. Sznewajs For For Management 1.8 Elect Director Andrew Thau For For Management 1.9 Elect Director Jared M. Wolff For For Management 1.10 Elect Director W. Kirk Wycoff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANCFIRST CORPORATION Ticker: BANF Security ID: 05945F103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis L. Brand For For Management 1.2 Elect Director C.L. Craig, Jr. For For Management 1.3 Elect Director F. Ford Drummond For For Management 1.4 Elect Director Joseph Ford For For Management 1.5 Elect Director Joe R. Goyne For For Management 1.6 Elect Director David R. Harlow For For Management 1.7 Elect Director William O. Johnstone For For Management 1.8 Elect Director Frank Keating For For Management 1.9 Elect Director Bill G. Lance For For Management 1.10 Elect Director Dave R. Lopez For For Management 1.11 Elect Director William Scott Martin For For Management 1.12 Elect Director Tom H. McCasland, III For For Management 1.13 Elect Director Ronald J. Norick For For Management 1.14 Elect Director David E. Rainbolt For For Management 1.15 Elect Director H.E. Rainbolt For For Management 1.16 Elect Director Robin Roberson For For Management 1.17 Elect Director Michael S. Samis For For Management 1.18 Elect Director Darryl W. Schmidt For For Management 1.19 Elect Director Natalie Shirley For For Management 1.20 Elect Director Michael K. Wallace For For Management 1.21 Elect Director Gregory G. Wedel For For Management 1.22 Elect Director G. Rainey Williams, Jr. For For Management 2 Amend Stock Option Plan For For Management 3 Amend Non-Employee Director Stock For For Management Option Plan 4 Ratify BKD, LLP as Auditor For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A. Ticker: BLX Security ID: P16994132 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Ratify KPMG as Auditors For For Management 3a Elect Director Mario Covo For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Certificate of Incorporation Re: For For Management Nomination of Chief Executive Officer -------------------------------------------------------------------------------- BANCORPSOUTH BANK Ticker: BXS Security ID: 05971J102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gus J. Blass, III For For Management 1.2 Elect Director Deborah M. Cannon For For Management 1.3 Elect Director William G. "Skipper" For For Management Holliman 1.4 Elect Director Warren A. Hood, Jr. For For Management 1.5 Elect Director Thomas R. Stanton For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- BANDWIDTH INC. Ticker: BAND Security ID: 05988J103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David A. Morken For Withhold Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BANK FIRST CORPORATION Ticker: BFC Security ID: 06211J100 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald R. Brisch For For Management 1.2 Elect Director Michael P. Dempsey For For Management 1.3 Elect Director Robert W. Holmes For For Management 1.4 Elect Director Stephen E. Johnson For For Management 1.5 Elect Director David R. Sachse For For Management 2 Ratify Dixon Hughes Goodman, LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For Against Management 4 Other Business For Against Management -------------------------------------------------------------------------------- BANK OF COMMERCE HOLDINGS Ticker: BOCH Security ID: 06424J103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Orin N. Bennett For For Management 1.2 Elect Director Gary R. Burks For For Management 1.3 Elect Director Randall S. Eslick For For Management 1.4 Elect Director Joseph Q. Gibson For For Management 1.5 Elect Director Jon W. Halfhide For For Management 1.6 Elect Director David J. Inderkum For For Management 1.7 Elect Director Linda J. Miles For For Management 1.8 Elect Director Karl L. Silberstein For For Management 1.9 Elect Director Terence J. Street For For Management 1.10 Elect Director Lyle L. Tullis For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF MARIN BANCORP Ticker: BMRC Security ID: 063425102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven I. Barlow For For Management 1.2 Elect Director Russell A. Colombo For For Management 1.3 Elect Director James C. Hale For For Management 1.4 Elect Director Robert Heller For For Management 1.5 Elect Director Norma J. Howard For For Management 1.6 Elect Director Kevin R. Kennedy For For Management 1.7 Elect Director William H. McDevitt, Jr. For For Management 1.8 Elect Director Leslie E. Murphy For For Management 1.9 Elect Director Joel Sklar For For Management 1.10 Elect Director Brian M. Sobel For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Outside Director Stock For For Management Awards/Options in Lieu of Cash 4 Ratify Moss Adams LLP as Auditor For For Management -------------------------------------------------------------------------------- BANKFINANCIAL CORPORATION Ticker: BFIN Security ID: 06643P104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director F. Morgan Gasior For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANNER CORPORATION Ticker: BANR Security ID: 06652V208 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Grescovich For For Management 1.2 Elect Director David A. Klaue For For Management 1.3 Elect Director Merline Saintil For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BAR HARBOR BANKSHARES Ticker: BHB Security ID: 066849100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daina H. Belair For For Management 1b Elect Director Matthew L. Caras For For Management 1c Elect Director David M. Colter For For Management 1d Elect Director Steven H. Dimick For For Management 1e Elect Director Martha T. Dudman For For Management 1f Elect Director Lauri E. Fernald For For Management 1g Elect Director Brendan J. O'Halloran For For Management 1h Elect Director Curtis C. Simard For For Management 1i Elect Director Kenneth E. Smith For For Management 1j Elect Director Stephen R. Theroux For For Management 1k Elect Director Scott G. Toothaker For For Management 1l Elect Director David B. Woodside For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BARNES & NOBLE EDUCATION, INC. Ticker: BNED Security ID: 06777U101 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emily C. Chiu For For Management 1.2 Elect Director Daniel A. DeMatteo For For Management 1.3 Elect Director David G. Golden For For Management 1.4 Elect Director Michael P. Huseby For For Management 1.5 Elect Director John R. Ryan For For Management 1.6 Elect Director Jerry Sue Thornton For For Management 1.7 Elect Director David A. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BARNES GROUP INC. Ticker: B Security ID: 067806109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas O. Barnes For For Management 1b Elect Director Elijah K. Barnes For For Management 1c Elect Director Patrick J. Dempsey For For Management 1d Elect Director Richard J. Hipple For For Management 1e Elect Director Thomas J. Hook For For Management 1f Elect Director Daphne E. Jones For For Management 1g Elect Director Mylle H. Mangum For For Management 1h Elect Director Hans-Peter Manner For For Management 1i Elect Director Hassell H. McClellan For For Management 1j Elect Director William J. Morgan For For Management 1k Elect Director Anthony V. Nicolosi For For Management 1l Elect Director JoAnna L. Sohovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- BARRETT BUSINESS SERVICES, INC. Ticker: BBSI Security ID: 068463108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Carley For For Management 1.2 Elect Director Thomas B. Cusick For For Management 1.3 Elect Director Diane L. Dewbrey For For Management 1.4 Elect Director James B. Hicks For For Management 1.5 Elect Director Jon L. Justesen For For Management 1.6 Elect Director Gary E. Kramer For For Management 1.7 Elect Director Anthony Meeker For For Management 1.8 Elect Director Vincent P. Price For For Management 2 Provide Proxy Access Right For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BASSETT FURNITURE INDUSTRIES, INCORPORATED Ticker: BSET Security ID: 070203104 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Belk For For Management 1.2 Elect Director Kristina Cashman For For Management 1.3 Elect Director Virginia W. Hamlet For For Management 1.4 Elect Director J. Walter McDowell For For Management 1.5 Elect Director Robert H. Spilman, Jr. For For Management 1.6 Elect Director William C. Wampler, Jr. For For Management 1.7 Elect Director William C. Warden, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BAUDAX BIO, INC. Ticker: BXRX Security ID: 07160F107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred Altomari For For Management 1.2 Elect Director Gerri Henwood For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BAYCOM CORP Ticker: BCML Security ID: 07272M107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd W. Kendall, Jr. For For Management 1.2 Elect Director George J. Guarini For For Management 1.3 Elect Director James S. Camp For For Management 1.4 Elect Director Harpreet S. Chaudhary For For Management 1.5 Elect Director Rocco Davis For For Management 1.6 Elect Director Malcolm F. Hotchkiss For Withhold Management 1.7 Elect Director Syvia L. Magid For For Management 1.8 Elect Director Robert G. Laverne For For Management 1.9 Elect Director David M. Spatz For For Management 2 Establish Range For Board Size For For Management 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BCB BANCORP, INC. Ticker: BCBP Security ID: 055298103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Ballance For For Management 1.2 Elect Director Joseph J. Brogan For For Management 1.3 Elect Director August Pellegrini, Jr. For For Management 1.4 Elect Director James G. Rizzo For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. Ticker: BECN Security ID: 073685109 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Buck For For Management 1.2 Elect Director Julian G. Francis For For Management 1.3 Elect Director Carl T. Berquist For For Management 1.4 Elect Director Barbara G. Fast For For Management 1.5 Elect Director Richard W. Frost For For Management 1.6 Elect Director Alan Gershenhorn For For Management 1.7 Elect Director Philip W. Knisely For For Management 1.8 Elect Director Robert M. McLaughlin For For Management 1.9 Elect Director Neil S. Novich For For Management 1.10 Elect Director Stuart A. Randle For For Management 1.11 Elect Director Nathan K. Sleeper For For Management 1.12 Elect Director Douglas L. Young For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BEAZER HOMES USA, INC. Ticker: BZH Security ID: 07556Q881 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth S. Acton For For Management 1b Elect Director Laurent Alpert For For Management 1c Elect Director Allan P. Merrill For For Management 1d Elect Director Peter M. Orser For For Management 1e Elect Director Norma A. Provencio For For Management 1f Elect Director Danny R. Shepherd For For Management 1g Elect Director David J. Spitz For For Management 1h Elect Director C. Christian Winkle For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick R. Gaston For For Management 1b Elect Director Mary A. Winston For For Management 1c Elect Director Stephanie Bell-Rose For For Management 1d Elect Director Harriet Edelman For For Management 1e Elect Director John E. Fleming For For Management 1f Elect Director Sue E. Gove For For Management 1g Elect Director Jeffrey A. Kirwan For For Management 1h Elect Director Johnathan B. (JB) For For Management Osborne 1i Elect Director Harsha Ramalingam For For Management 1j Elect Director Virginia P. Ruesterholz For For Management 1k Elect Director Joshua E. Schechter For For Management 1l Elect Director Andrea Weiss For For Management 1m Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEL FUSE INC. Ticker: BELFB Security ID: 077347300 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. Dooley For For Management 1.2 Elect Director Rita V. Smith For For Management 2 Ratify Deloitte and Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Conversion of Class A Common Against For Shareholder Stock -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Lance C. Balk For For Management 1c Elect Director Steven W. Berglund For For Management 1d Elect Director Diane D. Brink For For Management 1e Elect Director Judy L. Brown For For Management 1f Elect Director Bryan C. Cressey For For Management 1g Elect Director Jonathan C. Klein For For Management 1h Elect Director George E. Minnich For For Management 1i Elect Director John S. Stroup For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BELLRING BRANDS, INC. Ticker: BRBR Security ID: 079823100 Meeting Date: MAR 06, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elliot H. Stein, Jr. For Withhold Management 1.2 Elect Director Darcy Horn Davenport For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Deferred Compensation Plan For For Management -------------------------------------------------------------------------------- BENCHMARK ELECTRONICS, INC. Ticker: BHE Security ID: 08160H101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce A. Carlson For For Management 1.2 Elect Director Douglas G. Duncan For For Management 1.3 Elect Director Robert K. Gifford For For Management 1.4 Elect Director Kenneth T. Lamneck For For Management 1.5 Elect Director Jeffrey S. McCreary For For Management 1.6 Elect Director Merilee Raines For For Management 1.7 Elect Director David W. Scheible For For Management 1.8 Elect Director Jeffrey W. Benck For For Management 1.9 Elect Director Anne De Greef-Safft For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BENEFITFOCUS, INC. Ticker: BNFT Security ID: 08180D106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond A. August For For Management 1.2 Elect Director A. Lanham Napier For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BENEFYTT TECHNOLOGIES, INC. Ticker: BFYT Security ID: 08182C106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul E. Avery For For Management 1.2 Elect Director Anthony J. Barkett For For Management 1.3 Elect Director John A. Fichthorn For For Management 1.4 Elect Director Paul G. Gabos For For Management 1.5 Elect Director Robert S. Murley For For Management 1.6 Elect Director Peggy B. Scott For For Management 1.7 Elect Director Gavin D. Southwell For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- BERKSHIRE HILLS BANCORP, INC. Ticker: BHLB Security ID: 084680107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baye Adofo-Wilson For For Management 1.2 Elect Director Rheo A. Brouillard For For Management 1.3 Elect Director David M. Brunelle For For Management 1.4 Elect Director Robert M. Curley For For Management 1.5 Elect Director John B. Davies For For Management 1.6 Elect Director J. Williar Dunlaevy For For Management 1.7 Elect Director William H. Hughes, III For For Management 1.8 Elect Director Cornelius D. Mahoney For For Management 1.9 Elect Director Richard M. Marotta For For Management 1.10 Elect Director Sylvia Maxfield For For Management 1.11 Elect Director Laurie Norton Moffatt For For Management 1.12 Elect Director Jonathan I. Shulman For For Management 1.13 Elect Director D. Jeffrey Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- BERRY CORPORATION (BRY) Ticker: BRY Security ID: 08579X101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Trem Smith For For Management 1.2 Elect Director Cary Baetz For For Management 1.3 Elect Director Brent Buckley For For Management 1.4 Elect Director Anne Mariucci For For Management 1.5 Elect Director Don Paul For For Management 1.6 Elect Director C. Kent Potter For For Management 1.7 Elect Director Eugene Voiland For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BG STAFFING, INC. Ticker: BGSF Security ID: 05544A109 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Baum, Jr. For Withhold Management 1.2 Elect Director Paul A. Seid For For Management 2 Ratify Whitley Penn LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- BIG LOTS, INC. Ticker: BIG Security ID: 089302103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Chambers For For Management 1.2 Elect Director Andrew C. Clarke For For Management 1.3 Elect Director Sebastian J. DiGrande For For Management 1.4 Elect Director Aaron Goldstein For For Management 1.5 Elect Director Marla C. Gottschalk For For Management 1.6 Elect Director Cynthia T. Jamison For For Management 1.7 Elect Director Thomas A. Kingsbury For For Management 1.8 Elect Director Christopher J. McCormick For For Management 1.9 Elect Director Nancy A. Reardon For For Management 1.10 Elect Director Wendy L. Schoppert For For Management 1.11 Elect Director Bruce K. Thorn For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BIOCRYST PHARMACEUTICALS, INC. Ticker: BCRX Security ID: 09058V103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George B. Abercrombie For For Management 1.2 Elect Director Theresa M. Heggie For For Management 1.3 Elect Director Jon P. Stonehouse For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD. Ticker: BHVN Security ID: G11196105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Declan Doogan For Against Management 1b Elect Director Vlad Coric For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOSCRIP, INC. Ticker: BIOS Security ID: 09069N108 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Certificate of Incorporation For For Management 3 Amend the Series A Certificate of For For Management Designations 4 Advisory Vote on Golden Parachutes For Against Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BIOSIG TECHNOLOGIES, INC. Ticker: BSGM Security ID: 09073N201 Meeting Date: NOV 18, 2019 Meeting Type: Annual Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth L. Londoner For For Management 1.2 Elect Director Jeffrey F. O'Donnell, For Withhold Management Sr. 1.3 Elect Director Andrew L. Filler For Withhold Management 1.4 Elect Director David Weild, IV For Withhold Management 1.5 Elect Director Patrick J. Gallagher For Withhold Management 1.6 Elect Director Donald E. Foley For For Management 1.7 Elect Director Jerome B. Zeldis For For Management 1.8 Elect Director Samuel E. Navarro For For Management 1.9 Elect Director Martha Pease For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify Liggett & Webb, P.A. as Auditors For For Management -------------------------------------------------------------------------------- BIOSIG TECHNOLOGIES, INC. Ticker: BSGM Security ID: 09073N201 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth L. Londoner For Withhold Management 1.2 Elect Director Jeffrey F. O'Donnell, For Withhold Management Sr. 1.3 Elect Director Andrew L. Filler For Withhold Management 1.4 Elect Director David Weild, IV For Withhold Management 1.5 Elect Director Patrick J. Gallagher For Withhold Management 1.6 Elect Director Donald E. Foley For For Management 1.7 Elect Director Jerome B. Zeldis For Withhold Management 1.8 Elect Director Samuel E. Navarro For For Management 1.9 Elect Director Martha Pease For For Management 2 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- BIOSPECIFICS TECHNOLOGIES CORP. Ticker: BSTC Security ID: 090931106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Chao For For Management 1.2 Elect Director Mark Wegman For For Management 1.3 Elect Director Toby Wegman For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Adopt Shareholder Rights Plan (Poison For For Management Pill) 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- BIOTELEMETRY, INC. Ticker: BEAT Security ID: 090672106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph H. Capper For For Management 1.2 Elect Director Joseph A. Frick For For Management 1.3 Elect Director Colin Hill For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BIOTIME, INC. Ticker: BTX Security ID: 09066L105 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Deborah Andrews For For Management 1b Elect Director Don M. Bailey For For Management 1c Elect Director Neal C. Bradsher For For Management 1d Elect Director Brian M. Culley For For Management 1e Elect Director Stephen C. Farrell For For Management 1f Elect Director Alfred D. Kingsley For For Management 1g Elect Director Michael H. Mulroy For Withhold Management 1h Elect Director Angus C. Russell For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BIOXCEL THERAPEUTICS, INC. Ticker: BTAI Security ID: 09075P105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sandeep Laumas For Withhold Management 1.2 Elect Director Michal Votruba For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Approve Qualified Employee Stock For Against Management Purchase Plan -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maile Clark For For Management 1.2 Elect Director Thomas A. Kingsbury For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker: BKH Security ID: 092113109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tony A. Jensen For For Management 1.2 Elect Director Kathleen S. McAllister For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Teresa A. Taylor For For Management 1.5 Elect Director John B. Vering For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKBAUD, INC. Ticker: BLKB Security ID: 09227Q100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Timothy Chou For For Management 1b Elect Director Joyce M. Nelson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- BLACKLINE, INC. Ticker: BL Security ID: 09239B109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Huffman For For Management 1.2 Elect Director Therese Tucker For For Management 1.3 Elect Director Thomas Unterman For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKSTONE MORTGAGE TRUST, INC. Ticker: BXMT Security ID: 09257W100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Nash For For Management 1.2 Elect Director Stephen D. Plavin For For Management 1.3 Elect Director Leonard W. Cotton For For Management 1.4 Elect Director Thomas E. Dobrowski For For Management 1.5 Elect Director Martin L. Edelman For For Management 1.6 Elect Director Henry N. Nassau For For Management 1.7 Elect Director Jonathan L. Pollack For For Management 1.8 Elect Director Lynne B. Sagalyn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLOOM ENERGY CORPORATION Ticker: BE Security ID: 093712107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Bush For For Management 1b Elect Director Jeffrey Immelt For For Management 1c Elect Director Eddy Zervigon For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BLOOM ENERGY CORPORATION Ticker: BE Security ID: 093712107 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion In Class B Common For For Management Stock of the 10.0% Convertible Senior Secured Notes due 2021 2 Approve Conversion In Class B Common For For Management Stock of the 10.0% Convertible Senior Secured Notes due 2021 held by New Enterprise Associates 10, Limited Partnership, KPCB Holdings, Inc. and Foris Ventures, LLC 3 Approve Conversion In Class B Common For For Management Stock of the Amended Subordinated Secured Convertible Note held by Constellation NewEnergy, Inc. -------------------------------------------------------------------------------- BLOOMIN' BRANDS, INC. Ticker: BLMN Security ID: 094235108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Craigie For For Management 1.2 Elect Director David J. Deno For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Declassify the Board of Directors Against For Shareholder 6 Report on Greenhouse Gas Emissions Against Abstain Shareholder Disclosure -------------------------------------------------------------------------------- BLUCORA, INC. Ticker: BCOR Security ID: 095229100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Aldrich For For Management 1.2 Elect Director Mark A. Ernst For For Management 1.3 Elect Director E. Carol Hayles For For Management 1.4 Elect Director John MacIlwaine For For Management 1.5 Elect Director Georganne C. Proctor For For Management 1.6 Elect Director Jana R. Schreuder For For Management 1.7 Elect Director Christopher W. Walters For For Management 1.8 Elect Director Mary S. Zappone For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- BLUE BIRD CORPORATION Ticker: BLBD Security ID: 095306106 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas Grimm For For Management 1.2 Elect Director Phil Horlock For For Management 1.3 Elect Director Connor Wentzell For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BLUELINX HOLDINGS INC. Ticker: BXC Security ID: 09624H208 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karel K. Czanderna For For Management 1.2 Elect Director Dominic DiNapoli For For Management 1.3 Elect Director Kim S. Fennebresque For For Management 1.4 Elect Director Mitchell B. Lewis For For Management 1.5 Elect Director Alan H. Schumacher For For Management 1.6 Elect Director J. David Smith For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLUEPRINT MEDICINES CORPORATION Ticker: BPMC Security ID: 09627Y109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexis Borisy For For Management 1.2 Elect Director Charles A. Rowland, Jr. For For Management 1.3 Elect Director Lonnel Coats For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BLUEROCK RESIDENTIAL GROWTH REIT, INC. Ticker: BRG Security ID: 09627J102 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Series B Preferred Dividend For For Management Proration 2 Amend Series B Preferred Redemption For For Management 3.1 Elect Director R. Ramin Kamfar For Withhold Management 3.2 Elect Director I. Bobby Majumder For Withhold Management 3.3 Elect Director Romano Tio For For Management 3.4 Elect Director Elizabeth Harrison For For Management 3.5 Elect Director Kamal Jafarnia For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- BMC STOCK HOLDINGS, INC. Ticker: BMCH Security ID: 05591B109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director David W. Bullock For For Management 1c Elect Director David L. Keltner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BOINGO WIRELESS, INC. Ticker: WIFI Security ID: 09739C102 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Lance Rosenzweig For For Management 1B Elect Director Mike Finley For For Management 1C Elect Director Maury Austin For For Management 1D Elect Director Roy Chestnutt For For Management 1E Elect Director Michele Choka For For Management 1F Elect Director Chuck Davis For For Management 1G Elect Director David Hagan For For Management 1H Elect Director Terrell Jones For For Management 1I Elect Director Kathy Misunas For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOISE CASCADE COMPANY Ticker: BCC Security ID: 09739D100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas Carlile For For Management 1B Elect Director Kristopher J. Matula For For Management 1C Elect Director Duane C. McDougall For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Amend Certificate of Incorporation to For For Management Remove Inapplicable Governance Provisions 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BONANZA CREEK ENERGY, INC. Ticker: BCEI Security ID: 097793400 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carrie L. Hudak For For Management 1.2 Elect Director Eric T. Greager For For Management 1.3 Elect Director Paul Keglevic For For Management 1.4 Elect Director Brian Steck For For Management 1.5 Elect Director Jack E. Vaughn For For Management 1.6 Elect Director Scott D. Vogel For For Management 1.7 Elect Director Jeffrey E. Wojahn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOT BARN HOLDINGS, INC. Ticker: BOOT Security ID: 099406100 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg Bettinelli For For Management 1.2 Elect Director James G. Conroy For For Management 1.3 Elect Director Lisa G. Laube For For Management 1.4 Elect Director Anne MacDonald For For Management 1.5 Elect Director Brenda I. Morris For For Management 1.6 Elect Director Peter Starrett For For Management 1.7 Elect Director Brad Weston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BOSTON OMAHA CORPORATION Ticker: BOMN Security ID: 101044105 Meeting Date: MAY 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradford B. Briner For For Management 1.2 Elect Director Brendan J. Keating For For Management 1.3 Elect Director Frank H. Kenan, II For For Management 1.4 Elect Director Jeffrey C. Royal For For Management 1.5 Elect Director Vishnu Srinivasan For Withhold Management 2 Ratify MaloneBailey, LLP as Auditors For For Management 3 Amend Certificate of Incorporation For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Ticker: BPFH Security ID: 101119105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony DeChellis For For Management 1.2 Elect Director Mark F. Furlong For For Management 1.3 Elect Director Joseph C. Guyaux For For Management 1.4 Elect Director Deborah F. Kuenstner For For Management 1.5 Elect Director Gloria C. Larson For For Management 1.6 Elect Director Kimberly S. Stevenson For For Management 1.7 Elect Director Luis Antonio Ubinas For For Management 1.8 Elect Director Stephen M. Waters For For Management 1.9 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BOTTOMLINE TECHNOLOGIES (DE), INC. Ticker: EPAY Security ID: 101388106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer M. Gray For For Management 1.2 Elect Director Paul H. Hough For For Management 1.3 Elect Director Benjamin E. Robinson, For For Management III 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BOYD GAMING CORPORATION Ticker: BYD Security ID: 103304101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Bailey For For Management 1.2 Elect Director Robert L. Boughner For For Management 1.3 Elect Director William R. Boyd For For Management 1.4 Elect Director William S. Boyd For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Keith E. Smith For For Management 1.7 Elect Director Christine J. Spadafor For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Peter M. Thomas For For Management 1.10 Elect Director Paul W. Whetsell For For Management 1.11 Elect Director Veronica J. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BRAEMAR HOTELS & RESORTS INC. Ticker: BHR Security ID: 10482B101 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty J. Bennett For For Management 1.2 Elect Director Stefani D. Carter For Withhold Management 1.3 Elect Director Candace Evans For For Management 1.4 Elect Director Kenneth H. Fearn For For Management 1.5 Elect Director Curtis B. McWilliams For For Management 1.6 Elect Director Matthew D. Rinaldi For For Management 1.7 Elect Director Abteen Vaziri For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BRAEMAR HOTELS & RESORTS INC. Ticker: BHR Security ID: 10482B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty J. Bennett For For Management 1.2 Elect Director Stefani D. Carter For Withhold Management 1.3 Elect Director Mary Candace Evans For For Management 1.4 Elect Director Kenneth H. Fearn, Jr. For For Management 1.5 Elect Director Curtis B. McWilliams For For Management 1.6 Elect Director Matthew D. Rinaldi For For Management 1.7 Elect Director Abteen Vaziri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIDGE BANCORP, INC. Ticker: BDGE Security ID: 108035106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles I. Massoud For For Management 1.2 Elect Director Raymond A. Nielsen For For Management 1.3 Elect Director Kevin M. O'Connor For For Management 1.4 Elect Director Thomas J. Tobin For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIDGEBIO PHARMA, INC. Ticker: BBIO Security ID: 10806X102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Momtazee For Withhold Management 1.2 Elect Director Richard H. Scheller For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- BRIDGEWATER BANCSHARES, INC. Ticker: BWB Security ID: 108621103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Juran For For Management 1.2 Elect Director Thomas P. Trutna For For Management 1.3 Elect Director Todd B. Urness For Withhold Management 2 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIGGS & STRATTON CORPORATION Ticker: BGG Security ID: 109043109 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey R. Hennion For For Management 1.2 Elect Director Patricia L. Kampling For For Management 1.3 Elect Director Todd J. Teske For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHAM MINERALS, INC. Ticker: MNRL Security ID: 10918L103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Howard Keenan, Jr. For Against Management 1b Elect Director James R. Levy For Against Management 1c Elect Director Richard K. Stoneburner For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIGHTCOVE INC. Ticker: BCOV Security ID: 10921T101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Ray For For Management 1.2 Elect Director Thomas E. Wheeler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC. Ticker: BSIG Security ID: 10948W103 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Elizabeth Beams For For Management 1.2 Elect Director Robert J. Chersi For For Management 1.3 Elect Director Andrew Kim For For Management 1.4 Elect Director Reginald L. Love For For Management 1.5 Elect Director John A. Paulson For For Management 1.6 Elect Director Barbara Trebbi For For Management 1.7 Elect Director Guang Yang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC. Ticker: BSIG Security ID: 10948W103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Chersi For For Management 1.2 Elect Director Andrew Kim For For Management 1.3 Elect Director John A. Paulson For For Management 1.4 Elect Director Suren Rana For For Management 1.5 Elect Director Barbara Trebbi For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP PLC Ticker: BSIG Security ID: G1644T109 Meeting Date: JUL 02, 2019 Meeting Type: Court Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP PLC Ticker: BSIG Security ID: G1644T109 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Related to the Scheme For For Management of Arrangement -------------------------------------------------------------------------------- BRIGHTVIEW HOLDINGS, INC. Ticker: BV Security ID: 10948C107 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Abrahamson For For Management 1.2 Elect Director Jane Okun Bomba For For Management 1.3 Elect Director Shamit Grover For For Management 1.4 Elect Director Andrew V. Masterman For For Management 1.5 Elect Director Paul E. Raether For Withhold Management 1.6 Elect Director Richard W. Roedel For For Management 1.7 Elect Director Mara Swan For For Management 1.8 Elect Director Joshua T. Weisenbeck For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. Ticker: EAT Security ID: 109641100 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Chidsey None None Management *Withdrawn Resolution* 1.2 Elect Director Cynthia (Cindy) L. Davis For For Management 1.3 Elect Director Joseph M. DePinto For For Management 1.4 Elect Director Harriet Edelman For For Management 1.5 Elect Director William T. Giles For For Management 1.6 Elect Director James C. Katzman For For Management 1.7 Elect Director George R. Mrkonic For For Management 1.8 Elect Director Prashant N. Ranade For For Management 1.9 Elect Director Wyman T. Roberts For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. Ticker: BKD Security ID: 112463104 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victoria L. Freed For For Management 1.2 Elect Director Guy P. Sansone For For Management 2 Amend Certificate of Incorporation to For For Management Accelerate Annual Elections of Class II Directors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Adopt Majority Voting for Uncontested For For Management Election of Directors 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. Ticker: BKD Security ID: 112463104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Lucinda M. Baier For For Management 1B Elect Director Frank M. Bumstead For For Management 1C Elect Director Lee S. Wielansky For For Management 1D Elect Director Jordan R. Asher For For Management 1E Elect Director Victoria L. Freed For For Management 1F Elect Director Guy P. Sansone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BROOKLINE BANCORP, INC. Ticker: BRKL Security ID: 11373M107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret Boles For For Management Fitzgerald 1b Elect Director Bogdan Nowak For For Management 1c Elect Director Merrill W. Sherman For For Management 1d Elect Director Peter O. Wilde For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. Ticker: BRKS Security ID: 114340102 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Clinton Allen For For Management 1.2 Elect Director Robyn C. Davis For For Management 1.3 Elect Director Joseph R. Martin For For Management 1.4 Elect Director Krishna G. Palepu For For Management 1.5 Elect Director Michael Rosenblatt For For Management 1.6 Elect Director Stephen S. Schwartz For For Management 1.7 Elect Director Alfred Woollacott, III For For Management 1.8 Elect Director Mark S. Wrighton For For Management 1.9 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRP GROUP, INC. Ticker: BRP Security ID: 05589G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lowry Baldwin For Withhold Management 1.2 Elect Director Phillip Casey For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRT APARTMENTS CORP. Ticker: BRT Security ID: 055645303 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fredric H. Gould For For Management 1.2 Elect Director Gary Hurand For Against Management 1.3 Elect Director Elie Weiss For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Ticker: BMTC Security ID: 117665109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea F. Gilbert For For Management 1.2 Elect Director Lynn B. McKee For For Management 1.3 Elect Director F. Kevin Tylus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul S. Levy For For Management 1.2 Elect Director Cleveland A. Christophe For For Management 1.3 Elect Director Craig A. Steinke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BUSINESS FIRST BANCSHARES, INC. Ticker: BFST Security ID: 12326C105 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BUSINESS FIRST BANCSHARES, INC. Ticker: BFST Security ID: 12326C105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Buquet, III For For Management 1.2 Elect Director Ricky D. Day For For Management 1.3 Elect Director Mark P. Folse For For Management 1.4 Elect Director John A. Graves For For Management 1.5 Elect Director Robert S. Greer, Jr. For For Management 1.6 Elect Director J. Vernon Johnson For For Management 1.7 Elect Director Rolfe H. McCollister, For For Management Jr. 1.8 Elect Director Andrew D. McLindon For For Management 1.9 Elect Director David R. Melville, III For For Management 1.10 Elect Director Patrick E. Mockler For For Management 1.11 Elect Director David A. Montgomery, Jr. For For Management 1.12 Elect Director Arthur J. Price For For Management 1.13 Elect Director Kenneth Wm. Smith For For Management 1.14 Elect Director Steven G. White For Against Management 2 Ratify Dixon Hughes Goodman, LLP as For For Management Auditors -------------------------------------------------------------------------------- BYLINE BANCORP, INC. Ticker: BY Security ID: 124411109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip R. Cabrera For For Management 1.2 Elect Director Antonio del Valle For For Management Perochena 1.3 Elect Director Roberto R. Herencia For For Management 1.4 Elect Director Mary Jo S. Herseth For For Management 1.5 Elect Director Steven P. Kent For For Management 1.6 Elect Director William G. Kistner For For Management 1.7 Elect Director Alberto J. Paracchini For For Management 1.8 Elect Director Steven M. Rull For For Management 1.9 Elect Director Robert R. Yohanan For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- C&F FINANCIAL CORPORATION Ticker: CFFI Security ID: 12466Q104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Anthony Peay For For Management 1.2 Elect Director Julie R. Agnew For For Management 1.3 Elect Director J. P. Causey, Jr. For For Management 1.4 Elect Director Thomas F. Cherry For For Management 1.5 Elect Director George R. Sisson, III For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- C&J ENERGY SERVICES, INC. Ticker: CJ Security ID: 12674R100 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORPORATION Ticker: CCMP Security ID: 12709P103 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul J. Reilly For For Management 1.2 Elect Director Geoffrey Wild For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CACTUS, INC. Ticker: WHD Security ID: 127203107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Bender For For Management 1.2 Elect Director Bruce Rothstein For For Management 1.3 Elect Director Gary Rosenthal For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CADENCE BANCORPORATION Ticker: CADE Security ID: 12739A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William B. Harrison, Jr. For For Management 1.2 Elect Director Joseph W. Evans For For Management 2 Declassify the Board of Directors For For Management 3 Eliminate Supermajority Vote For For Management Requirement 4 Amend Certificate of Incorporation Re: For For Management Obsolete Provisions 5 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CADIZ INC. Ticker: CDZI Security ID: 127537207 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Brackpool For For Management 1.2 Elect Director Stephen E. Courter For For Management 1.3 Elect Director Maria Echaveste For For Management 1.4 Elect Director Geoffrey Grant For For Management 1.5 Elect Director Winston H. Hickox For For Management 1.6 Elect Director Murray H. Hutchison For For Management 1.7 Elect Director Richard Nevins For For Management 1.8 Elect Director Scott S. Slater For For Management 1.9 Elect Director Carolyn Webb de Macias For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CADIZ, INC. Ticker: CDZI Security ID: 127537207 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Brackpool For For Management 1.2 Elect Director John A. Bohn For For Management 1.3 Elect Director Jeffrey J. Brown For For Management 1.4 Elect Director Stephen E. Courter For For Management 1.5 Elect Director Maria Echaveste For For Management 1.6 Elect Director Geoffrey Grant For For Management 1.7 Elect Director Winston H. Hickox For For Management 1.8 Elect Director Murray H. Hutchison For For Management 1.9 Elect Director Richard Nevins For For Management 1.10 Elect Director Scott S. Slater For For Management 1.11 Elect Director Carolyn Webb de Macias For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Bylaws Against Against Shareholder -------------------------------------------------------------------------------- CAESARSTONE LTD. Ticker: CSTE Security ID: M20598104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Reelect Ariel Halperin as Director For For Management 1.b Reelect Dori Brown as Director For For Management 1.c Reelect Roger Abravanel as Director For For Management 1.d Reelect Eric D. Herschmann as Director For For Management 1.e Reelect Ronald Kaplan as Director For For Management 1.f Reelect Ofer Tsimchi as Director For For Management 1.g Elect Shai Bober as Director For For Management 1.h Elect Tom Pardo Izhaki as Director For For Management 2 Amend Articles Re: Notice of Board For For Management Meeting 3 Approve Compensation Policy for the For For Management Directors and Officers of the Company 4 Renew Company's Liability Insurance For For Management coverage for Directors/Officers 5 Reappoint Kost, Forer, Gabbay & For For Management Kasierer as Auditors and Authorize Board to Fix Their Remuneration 6 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- CAL-MAINE FOODS, INC. Ticker: CALM Security ID: 128030202 Meeting Date: OCT 04, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adolphus B. Baker For Withhold Management 1.2 Elect Director Max P. Bowman For For Management 1.3 Elect Director Letitia C. Hughes For Withhold Management 1.4 Elect Director Sherman L. Miller For For Management 1.5 Elect Director James E. Poole For Withhold Management 1.6 Elect Director Steve W. Sanders For Withhold Management 2 Ratify Frost, PLLC as Auditors For For Management -------------------------------------------------------------------------------- CALAMP CORP. Ticker: CAMP Security ID: 128126109 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.J. "Bert" Moyer For For Management 1b Elect Director Scott Arnold For For Management 1c Elect Director Michael Burdiek For For Management 1d Elect Director Jason Cohenour For For Management 1e Elect Director Jeffery Gardner For For Management 1f Elect Director Amal Johnson For For Management 1g Elect Director Roxanne Oulman For For Management 1h Elect Director Jorge Titinger For For Management 1i Elect Director Larry Wolfe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CALAVO GROWERS, INC. Ticker: CVGW Security ID: 128246105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lecil E. Cole For Withhold Management 1.2 Elect Director Steven Hollister For For Management 1.3 Elect Director James D. Helin For For Management 1.4 Elect Director Donald M. Sanders For For Management 1.5 Elect Director Marc L. Brown For For Management 1.6 Elect Director Michael A. DiGregorio For For Management 1.7 Elect Director Scott Van Der Kar For For Management 1.8 Elect Director J. Link Leavens For Withhold Management 1.9 Elect Director Dorcas H. Thille For For Management 1.10 Elect Director John M. Hunt For For Management 1.11 Elect Director Egidio Carbone, Jr. For For Management 1.12 Elect Director Harold Edwards For For Management 1.13 Elect Director Kathleen M. Holmgren For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Majority of Independent Against Against Shareholder Directors on Board -------------------------------------------------------------------------------- CALERES, INC. Ticker: CAL Security ID: 129500104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mahendra R. Gupta For For Management 1.2 Elect Director Carla C. Hendra For For Management 1.3 Elect Director Wenda Harris Millard For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- CALIFORNIA RESOURCES CORPORATION Ticker: CRC Security ID: 13057Q206 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Albrecht For For Management 1.2 Elect Director Justin A. Gannon For For Management 1.3 Elect Director Harry T. McMahon For For Management 1.4 Elect Director Richard W. Moncrief For For Management 1.5 Elect Director Avedick B. Poladian For For Management 1.6 Elect Director Anita M. Powers For For Management 1.7 Elect Director Laurie A. Siegel For For Management 1.8 Elect Director Robert V. Sinnott For For Management 1.9 Elect Director Todd A. Stevens For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Ticker: CWT Security ID: 130788102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Aliff For For Management 1b Elect Director Terry P. Bayer For For Management 1c Elect Director Shelly M. Esque For For Management 1d Elect Director Martin A. Kropelnicki For For Management 1e Elect Director Thomas M. Krummel For For Management 1f Elect Director Richard P. Magnuson For For Management 1g Elect Director Scott L. Morris For For Management 1h Elect Director Peter C. Nelson For For Management 1i Elect Director Carol M. Pottenger For For Management 1j Elect Director Lester A. Snow For For Management 1k Elect Director Patricia K. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CALITHERA BIOSCIENCES, INC. Ticker: CALA Security ID: 13089P101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan M. Molineaux For For Management 1.2 Elect Director Blake Wise For For Management 1.3 Elect Director H. Ward Wolff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CALIX, INC. Ticker: CALX Security ID: 13100M509 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy Crusco For For Management 1.2 Elect Director Kevin DeNuccio For For Management 1.3 Elect Director Michael Everett For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver G. (Chip) For For Management Brewer, III 1.2 Elect Director Samuel H. Armacost For For Management 1.3 Elect Director Scott H. Baxter For For Management 1.4 Elect Director John C. Cushman, III For For Management 1.5 Elect Director Laura J. Flanagan For For Management 1.6 Elect Director Russell L. Fleischer For For Management 1.7 Elect Director John F. Lundgren For For Management 1.8 Elect Director Adebayo O. Ogunlesi For For Management 1.9 Elect Director Linda B. Segre For For Management 1.10 Elect Director Anthony S. Thornley For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Cumulative Voting For For Management -------------------------------------------------------------------------------- CALLON PETROLEUM COMPANY Ticker: CPE Security ID: 13123X102 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Advisory Vote on Golden Parachutes None None Management *Withdrawn resolution* 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CALLON PETROLEUM COMPANY Ticker: CPE Security ID: 13123X102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Bob For For Management 1.2 Elect Director Anthony J. Nocchiero For For Management 1.3 Elect Director James M. Trimble For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Approve Reverse Stock Split For For Management 6 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- CALYXT, INC. Ticker: CLXT Security ID: 13173L107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Choulika For Withhold Management 1b Elect Director Philippe Dumont For For Management 1c Elect Director Jonathan B. Fassberg For For Management 1d Elect Director Anna Ewa For For Management Kozicz-Stankiewicz 1e Elect Director Kimberly K. Nelson For For Management 1f Elect Director Christopher J. Neugent For For Management 1g Elect Director Yves J. Ribeill For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CAMBREX CORPORATION Ticker: CBM Security ID: 132011107 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CAMBRIDGE BANCORP Ticker: CATC Security ID: 132152109 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CAMBRIDGE BANCORP Ticker: CATC Security ID: 132152109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine Fuchs For For Management 1.2 Elect Director Pamela A. Hamlin For For Management 1.3 Elect Director Edward F. Jankowski For For Management 1.4 Elect Director Daniel R. Morrison For For Management 1.5 Elect Director Leon A. Palandjian For For Management 1.6 Elect Director Laila S. Partridge For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- CAMDEN NATIONAL CORPORATION Ticker: CAC Security ID: 133034108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robin A. Sawyer For For Management 1b Elect Director Lawrence J. Sterrs For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management -------------------------------------------------------------------------------- CAMPING WORLD HOLDINGS, INC. Ticker: CWH Security ID: 13462K109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Adams For Withhold Management 1.2 Elect Director Mary J. George For Withhold Management 1.3 Elect Director K. Dillon Schickli For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANNAE HOLDINGS, INC. Ticker: CNNE Security ID: 13765N107 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hugh R. Harris For Withhold Management 1.2 Elect Director C. Malcolm Holland For Withhold Management 1.3 Elect Director Mark D. Linehan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CAPITAL CITY BANK GROUP, INC. Ticker: CCBG Security ID: 139674105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Barron For For Management 1.2 Elect Director Stanley W. Connally, Jr. For For Management 1.3 Elect Director J. Everitt Drew For For Management 1.4 Elect Director W. Eric Grant For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CAPITOL FEDERAL FINANCIAL, INC. Ticker: CFFN Security ID: 14057J101 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michel' Philipp Cole For For Management 1.2 Elect Director Jeffrey M. Johnson For For Management 1.3 Elect Director Michael T. McCoy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CAPSTAR FINANCIAL HOLDINGS, INC. Ticker: CSTR Security ID: 14070T102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis C. Bottorff For For Management 1.2 Elect Director L. Earl Bentz For For Management 1.3 Elect Director Jeffrey L. Cunningham For For Management 1.4 Elect Director Thomas R. Flynn For For Management 1.5 Elect Director Louis A. Green, III For For Management 1.6 Elect Director Myra NanDora Jenne For For Management 1.7 Elect Director Timothy K. Schools For For Management 1.8 Elect Director Dale W. Polley For For Management 1.9 Elect Director Joelle J. Phillips For For Management 1.10 Elect Director Stephen B. Smith For For Management 1.11 Elect Director James S. Turner, Jr. For For Management 1.12 Elect Director Toby S. Wilt For For Management 2 Ratify Elliott Davis, LLC as Auditors For For Management 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CAPSTEAD MORTGAGE CORPORATION Ticker: CMO Security ID: 14067E506 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack Biegler For For Management 1.2 Elect Director Michelle P. Goolsby For For Management 1.3 Elect Director Gary Keiser For For Management 1.4 Elect Director Christopher W. Mahowald For For Management 1.5 Elect Director Michael G. O'Neil For For Management 1.6 Elect Director Phillip A. Reinsch For For Management 1.7 Elect Director Mark S. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CARA THERAPEUTICS, INC. Ticker: CARA Security ID: 140755109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Derek Chalmers For For Management 1.2 Elect Director Martin Vogelbaum For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CARDIOVASCULAR SYSTEMS, INC. Ticker: CSII Security ID: 141619106 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott R. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARDLYTICS, INC. Ticker: CDLX Security ID: 14161W105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynne M. Laube For Withhold Management 1.2 Elect Director John ("Jack") Klinck For For Management 1.3 Elect Director Tony Weisman For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas L. Braunstein For For Management 1b Elect Director Michelle Moore For For Management 1c Elect Director G. Patrick Phillips For For Management 2 Elect Director Rahul Gupta For For Management 3 Ratify KPMG LLP (U.S.) as Auditors For For Management 4 Reappoint KPMG LLP (U.K.) as Statutory For For Management Auditors 5 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Authorize Share Repurchase Program For For Management 8 Approve Directors' Remuneration Policy For For Management 9 Advisory Vote to Ratify Directors' For For Management Compensation Report 10 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- CAREDX, INC. Ticker: CDNA Security ID: 14167L103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael D. Goldberg For Withhold Management 1b Elect Director Peter Maag For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CARETRUST REIT, INC. Ticker: CTRE Security ID: 14174T107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Allen C. Barbier For For Management 1b Elect Director Jon D. Kline For For Management 1c Elect Director Diana M. Laing For For Management 1d Elect Director Spencer G. Plumb For For Management 1e Elect Director Gregory K. Stapley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARGURUS, INC. Ticker: CARG Security ID: 141788109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian Smith For Withhold Management 1.2 Elect Director Langley Steinert For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAROLINA FINANCIAL CORPORATION Ticker: CARO Security ID: 143873107 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION Ticker: CRS Security ID: 144285103 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Viola L. Acoff For For Management 1.2 Elect Director I. Martin Inglis For For Management 1.3 Elect Director Stephen M. Ward, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARRIAGE SERVICES, INC. Ticker: CSV Security ID: 143905107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas B. Meehan For Withhold Management 1.2 Elect Director Donald D. Patteson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CARRIZO OIL & GAS, INC. Ticker: CRZO Security ID: 144577103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CARROLS RESTAURANT GROUP, INC. Ticker: TAST Security ID: 14574X104 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel T. Accordino For For Management 1.2 Elect Director Matthew Perelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Conversion of Securities For For Management 4 Amend Certificate of Incorporation For For Management 5 Provide Directors May Only Be Removed For For Management for Cause 6 Amend Certificate of Incorporation For For Management 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARROLS RESTAURANT GROUP, INC. Ticker: TAST Security ID: 14574X104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hannah S. Craven For For Management 1b Elect Director Lawrence E. Hyatt For For Management 1c Elect Director Alexander Sloane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARS.COM INC. Ticker: CARS Security ID: 14575E105 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Forbes For For Management 1.2 Elect Director Jerri DeVard For For Management 1.3 Elect Director Jill Greenthal For For Management 1.4 Elect Director Thomas Hale For For Management 1.5 Elect Director Michael Kelly For For Management 1.6 Elect Director Donald A. McGovern, Jr. For For Management 1.7 Elect Director Greg Revelle For For Management 1.8 Elect Director Bala Subramanian For For Management 1.9 Elect Director T. Alex Vetter For For Management 1.10 Elect Director Bryan Wiener For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CARS.COM INC. Ticker: CARS Security ID: 14575E105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerri DeVard For For Management 1.2 Elect Director Scott Forbes For For Management 1.3 Elect Director Jill Greenthal For For Management 1.4 Elect Director Thomas Hale For For Management 1.5 Elect Director Michael Kelly For For Management 1.6 Elect Director Donald A. McGovern, Jr. For For Management 1.7 Elect Director Greg Revelle For For Management 1.8 Elect Director Bala Subramanian For For Management 1.9 Elect Director T. Alex Vetter For For Management 1.10 Elect Director Bryan Wiener For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CASA SYSTEMS, INC. Ticker: CASA Security ID: 14713L102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lucy Xie For Withhold Management 1.2 Elect Director Bill Styslinger For Withhold Management 1.3 Elect Director Michael T. Hayashi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- CASELLA WASTE SYSTEMS, INC. Ticker: CWST Security ID: 147448104 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Battles For For Management 1.2 Elect Director Joseph G. Doody For For Management 1.3 Elect Director Emily Nagle Green For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- CASI PHARMACEUTICALS, INC. Ticker: CASI Security ID: 14757U109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin Salisbury, Jr. For For Management 1.2 Elect Director Y. Alexander Wu For For Management 2 Ratify KPMG Huazhen LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CASS INFORMATION SYSTEMS, INC. Ticker: CASS Security ID: 14808P109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric H. Brunngraber For For Management 1.2 Elect Director Benjamin F. Edwards, IV For For Management 1.3 Elect Director Joseph D. Rupp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CASTLE BIOSCIENCES, INC. Ticker: CSTL Security ID: 14843C105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph C. Cook, III For For Management 1.2 Elect Director Miles D. Harrison For For Management 1.3 Elect Director David Kabakoff For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CASTLIGHT HEALTH, INC. Ticker: CSLT Security ID: 14862Q100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Eberhard For For Management 1.2 Elect Director David Ebersman For For Management 1.3 Elect Director Maeve O'Meara For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- CATCHMARK TIMBER TRUST, INC. Ticker: CTT Security ID: 14912Y202 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tim E. Bentsen For For Management 1.2 Elect Director Brian M. Davis For For Management 1.3 Elect Director James M. DeCosmo For For Management 1.4 Elect Director Paul S. Fisher For For Management 1.5 Elect Director Mary E. McBride For For Management 1.6 Elect Director Douglas D. Rubenstein For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CATHAY GENERAL BANCORP Ticker: CATY Security ID: 149150104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelson Chung For For Management 1b Elect Director Felix S. Fernandez For For Management 1c Elect Director Maan-Huei Hung For For Management 1d Elect Director Richard Sun For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CAVCO INDUSTRIES, INC. Ticker: CVCO Security ID: 149568107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Greenblatt For For Management 1.2 Elect Director Richard A. Kerley For For Management 1.3 Elect Director Julia W. Sze For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CBIZ, INC. Ticker: CBZ Security ID: 124805102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph S. DiMartino For For Management 1.2 Elect Director Sherrill W. Hudson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. Ticker: CBL Security ID: 124830100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles B. Lebovitz For For Management 1.2 Elect Director Stephen D. Lebovitz For For Management 1.3 Elect Director Michael L. Ashner For For Management 1.4 Elect Director A. Larry Chapman For For Management 1.5 Elect Director Matthew S. Dominski For For Management 1.6 Elect Director John D. Griffith For For Management 1.7 Elect Director Richard J. Lieb For For Management 1.8 Elect Director Kathleen M. Nelson For For Management 1.9 Elect Director Carolyn B. Tiffany For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- CBTX, INC. Ticker: CBTX Security ID: 12481V104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glen W. Morgan For Withhold Management 1.2 Elect Director Joe E. Penland, Sr. For Withhold Management 1.3 Elect Director Reagan A. Reaud For For Management 1.4 Elect Director Joseph B. Swinbank For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CECO ENVIRONMENTAL CORP. Ticker: CECE Security ID: 125141101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason DeZwirek For For Management 1.2 Elect Director Eric M. Goldberg For For Management 1.3 Elect Director David B. Liner For For Management 1.4 Elect Director Claudio A. Mannarino For For Management 1.5 Elect Director Munish Nanda For For Management 1.6 Elect Director Jonathan Pollack For For Management 1.7 Elect Director Valerie Gentile Sachs For For Management 1.8 Elect Director Dennis Sadlowski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CEDAR REALTY TRUST, INC. Ticker: CDR Security ID: 150602209 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abraham Eisenstat For For Management 1b Elect Director Gregg A. Gonsalves For For Management 1c Elect Director Pamela N. Hootkin For For Management 1d Elect Director Sabrina L. Kanner For For Management 1e Elect Director Steven G. Rogers For For Management 1f Elect Director Bruce J. Schanzer For For Management 1g Elect Director Roger M. Widmann For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CEL-SCI CORPORATION Ticker: CVM Security ID: 150837607 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geert R. Kersten For For Management 1.2 Elect Director Peter R. Young For Withhold Management 1.3 Elect Director Bruno Baillavoine For For Management 1.4 Elect Director Robert Watson For For Management 2 Approve Non-Qualified Stock Option Plan For Against Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CELCUITY INC. Ticker: CELC Security ID: 15102K100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Buller For Withhold Management 1.2 Elect Director David F. Dalvey For Withhold Management 1.3 Elect Director Leo T. Furcht For Withhold Management 1.4 Elect Director Lance G. Laing For Withhold Management 1.5 Elect Director Richard J. Nigon For Withhold Management 1.6 Elect Director Brian F. Sullivan For For Management 2 Ratify Boulay PLLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CELLULAR BIOMEDICINE GROUP, INC. Ticker: CBMG Security ID: 15117P102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chun Kwok Alan Au For Withhold Management 1.2 Elect Director Jacky (Gang) Ji For For Management 1.3 Elect Director Tony (Bizuo) Liu For For Management 2 Ratify BDO China Shu Lun Pan Certified For For Management Public Accountants LLP as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- CENTERSTATE BANK CORPORATION Ticker: CSFL Security ID: 15201P109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Bingham For For Management 1.2 Elect Director Michael J. Brown, Sr. For For Management 1.3 Elect Director C. Dennis Carlton For For Management 1.4 Elect Director Michael F. Ciferri For For Management 1.5 Elect Director John C. Corbett For For Management 1.6 Elect Director Jody Jean Dreyer For For Management 1.7 Elect Director Griffin A. Greene For For Management 1.8 Elect Director John H. Holcomb, III For For Management 1.9 Elect Director Charles W. McPherson For For Management 1.10 Elect Director Richard Murray, IV For For Management 1.11 Elect Director G. Tierso Nunez, II For For Management 1.12 Elect Director Thomas E. Oakley For For Management 1.13 Elect Director G. Ruffner Page, Jr. For For Management 1.14 Elect Director Ernest S. Pinner For For Management 1.15 Elect Director William Knox Pou, Jr., For For Management 1.16 Elect Director Daniel R. Richey For For Management 1.17 Elect Director David G. Salyers For For Management 1.18 Elect Director Joshua A. Snively For For Management 1.19 Elect Director Mark W. Thompson For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTERSTATE BANK CORPORATION Ticker: CSFL Security ID: 15201P109 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CENTRAL EUROPEAN MEDIA ENTERPRISES LTD. Ticker: CETV Security ID: G20045202 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CENTRAL PACIFIC FINANCIAL CORP. Ticker: CPF Security ID: 154760409 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine H. H. Camp For For Management 1.2 Elect Director Earl E. Fry For For Management 1.3 Elect Director Wayne K. Kamitaki For For Management 1.4 Elect Director Paul J. Kosasa For For Management 1.5 Elect Director Duane K. Kurisu For For Management 1.6 Elect Director Christopher T. Lutes For For Management 1.7 Elect Director Colbert M. Matsumoto For For Management 1.8 Elect Director A. Catherine Ngo For For Management 1.9 Elect Director Saedene K. Ota For For Management 1.10 Elect Director Crystal K. Rose For For Management 1.11 Elect Director Paul K. Yonamine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTRAL VALLEY COMMUNITY BANCORP Ticker: CVCY Security ID: 155685100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel N. Cunningham For For Management 1.2 Elect Director Daniel J. Doyle For Withhold Management 1.3 Elect Director F.T. "Tommy" Elliott, IV For For Management 1.4 Elect Director Robert J. Flautt For Withhold Management 1.5 Elect Director James M. Ford For For Management 1.6 Elect Director Gary D. Gall For Withhold Management 1.7 Elect Director Steven D. McDonald For For Management 1.8 Elect Director Louis McMurray For For Management 1.9 Elect Director Karen Musson For For Management 1.10 Elect Director Dorothea D. Silva For For Management 1.11 Elect Director William S. Smittcamp For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY Ticker: CENX Security ID: 156431108 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Berntzen For For Management 1.2 Elect Director Michael A. Bless For For Management 1.3 Elect Director Cynthia Carroll For For Management 1.4 Elect Director Errol Glasser For For Management 1.5 Elect Director Wilhelm van Jaarsveld For For Management 1.6 Elect Director Andrew G. Michelmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTURY CASINOS, INC. Ticker: CNTY Security ID: 156492100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Peter Hoetzinger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTURY COMMUNITIES, INC. Ticker: CCS Security ID: 156504300 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dale Francescon For For Management 1.2 Elect Director Robert J. Francescon For For Management 1.3 Elect Director John P. Box For For Management 1.4 Elect Director Keith R. Guericke For For Management 1.5 Elect Director James M. Lippman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CERECOR INC. Ticker: CERC Security ID: 15671L109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sol Barer For For Management 1.2 Elect Director Steven J. Boyd For Withhold Management 1.3 Elect Director Suzanne Bruhn For For Management 1.4 Elect Director Michael Cola For For Management 1.5 Elect Director Phil Gutry For For Management 1.6 Elect Director Magnus Persson For For Management 1.7 Elect Director Joseph Miller For For Management 2 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CERUS CORPORATION Ticker: CERS Security ID: 157085101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy B. Anderson For For Management 1.2 Elect Director William M. Greenman For For Management 1.3 Elect Director Timothy L. Moore For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CEVA, INC. Ticker: CEVA Security ID: 157210105 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernadette Andrietti For For Management 1.2 Elect Director Eliyahu Ayalon For For Management 1.3 Elect Director Zvi Limon For For Management 1.4 Elect Director Bruce A. Mann For For Management 1.5 Elect Director Maria Marced For For Management 1.6 Elect Director Peter McManamon For For Management 1.7 Elect Director Sven-Christer Nilsson For For Management 1.8 Elect Director Louis Silver For For Management 1.9 Elect Director Gideon Wertheizer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHANNELADVISOR CORPORATION Ticker: ECOM Security ID: 159179100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet R. Cowell For For Management 1.2 Elect Director Marshall A. Heinberg For For Management 1.3 Elect Director M. Scot Wingo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHAPARRAL ENERGY, INC. Ticker: CHAP Security ID: 15942R208 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Duginski For For Management 1.2 Elect Director Marcus C. Rowland For For Management 1.3 Elect Director Douglas E. Brooks For For Management 1.4 Elect Director Michael J. Kuharski For For Management 1.5 Elect Director Samuel E. Langford For For Management 1.6 Elect Director Mark "Mac" A. McFarland For For Management 1.7 Elect Director Kenneth W. Moore For Withhold Management 1.8 Elect Director Gysle R. Shellum For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CHART INDUSTRIES, INC. Ticker: GTLS Security ID: 16115Q308 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carey Chen For For Management 1.2 Elect Director Jillian C. Evanko For For Management 1.3 Elect Director Steven W. Krablin For For Management 1.4 Elect Director Singleton B. McAllister For For Management 1.5 Elect Director Michael L. Molinini For For Management 1.6 Elect Director David M. Sagehorn For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHASE CORPORATION Ticker: CCF Security ID: 16150R104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam P. Chase For For Management 1.2 Elect Director Peter R. Chase For For Management 1.3 Elect Director Mary Claire Chase For For Management 1.4 Elect Director Thomas D. DeByle For For Management 1.5 Elect Director John H. Derby, III For For Management 1.6 Elect Director Lewis P. Gack For For Management 1.7 Elect Director Chad A. McDaniel For For Management 1.8 Elect Director Dana Mohler-Faria For For Management 1.9 Elect Director Thomas Wroe, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CHATHAM LODGING TRUST Ticker: CLDT Security ID: 16208T102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin B. Brewer, Jr. For For Management 1.2 Elect Director Thomas J. Crocker For Withhold Management 1.3 Elect Director Jack P. DeBoer For For Management 1.4 Elect Director Jeffrey H. Fisher For For Management 1.5 Elect Director Mary Beth Higgins For For Management 1.6 Elect Director Robert Perlmutter For For Management 1.7 Elect Director Rolf E. Ruhfus For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHECKPOINT THERAPEUTICS, INC. Ticker: CKPT Security ID: 162828107 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Weiss For Withhold Management 1.2 Elect Director Christian Bechon For For Management 1.3 Elect Director Scott Boilen For For Management 1.4 Elect Director Neil Herskowitz For For Management 1.5 Elect Director James F. Oliviero, III For Withhold Management 1.6 Elect Director Lindsay A. Rosenwald For Withhold Management 1.7 Elect Director Barry Salzman For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHEGG, INC. Ticker: CHGG Security ID: 163092109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Renee Budig For For Management 1.2 Elect Director Dan Rosensweig For For Management 1.3 Elect Director Ted Schlein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHEMOCENTRYX, INC. Ticker: CCXI Security ID: 16383L106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Edwards For For Management 1b Elect Director Rita I. Jain For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEMUNG FINANCIAL CORPORATION Ticker: CHMG Security ID: 164024101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Lounsberry, For For Management III 1.2 Elect Director Anders M. Tomson For For Management 1.3 Elect Director G. Thomas Tranter, Jr. For For Management 1.4 Elect Director Larry H. Becker For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CHERRY HILL MORTGAGE INVESTMENT CORPORATION Ticker: CHMI Security ID: 164651101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey B. Lown, II For For Management 1.2 Elect Director Robert C. Mercer, Jr. For For Management 1.3 Elect Director Joseph P. Murin For Withhold Management 1.4 Elect Director Regina M. Lowrie For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHESAPEAKE LODGING TRUST Ticker: CHSP Security ID: 165240102 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORPORATION Ticker: CPK Security ID: 165303108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lila A. Jaber For For Management 1b Elect Director Thomas J. Bresnan For For Management 1c Elect Director Ronald G. Forsythe, Jr. For For Management 1d Elect Director Dianna F. Morgan For For Management 1e Elect Director John R. Schimkaitis For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- CHIASMA, INC. Ticker: CHMA Security ID: 16706W102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd Foley For Withhold Management 1.2 Elect Director Bard Geesaman For For Management 1.3 Elect Director Raj Kannan For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors -------------------------------------------------------------------------------- CHICO'S FAS, INC. Ticker: CHS Security ID: 168615102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David F. Walker For For Management 1b Elect Director Bonnie R. Brooks For For Management 1c Elect Director Janice L. Fields For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director Molly Langenstein For For Management 1f Elect Director John J. Mahoney For For Management 1g Elect Director Kim Roy For For Management 1h Elect Director William S. Simon For For Management 1i Elect Director Stephen E. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CHIMERIX, INC. Ticker: CMRX Security ID: 16934W106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Meyer For For Management 1.2 Elect Director Michael A. Sherman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHROMADEX CORPORATION Ticker: CDXC Security ID: 171077407 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank L. Jaksch, Jr. For For Management 1.2 Elect Director Stephen A. Block For For Management 1.3 Elect Director Jeff Baxter For For Management 1.4 Elect Director Robert Fried For For Management 1.5 Elect Director Kurt A. Gustafson For For Management 1.6 Elect Director Steven D. Rubin For Withhold Management 1.7 Elect Director Wendy Yu For For Management 1.8 Elect Director Tony Lau For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Marcum LLP as Auditor For For Management -------------------------------------------------------------------------------- CHURCHILL DOWNS INCORPORATED Ticker: CHDN Security ID: 171484108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Fealy For For Management 1.2 Elect Director Douglas C. Grissom For For Management 1.3 Elect Director Daniel P. Harrington For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHUY'S HOLDINGS, INC. Ticker: CHUY Security ID: 171604101 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Saed Mohseni For For Management 1.2 Elect Director Ira Zecher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- CIMPRESS N.V. Ticker: CMPR Security ID: N20146101 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Cross-Border Merger Between For For Management the Company and Cimpress plc 3 Approve Creation of Distributable For For Management Profits Through Reduction of Share Premium of Cimpress plc -------------------------------------------------------------------------------- CIMPRESS N.V. Ticker: CMPR Security ID: N20146101 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert S. Keane as Director For For Management 2 Elect Scott Vassalluzzo as Director For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Financial Statements and For For Management Statutory Reports 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Authorize Repurchase of Up to 5.5 For Against Management Million of Issued and Outstanding Ordinary Shares 8 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CINCINNATI BELL INC. Ticker: CBB Security ID: 171871502 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CIRCOR INTERNATIONAL, INC. Ticker: CIR Security ID: 17273K109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Majority Voting for Uncontested For For Management Election of Directors 2 Declassify the Board of Directors For For Management 3.1 Elect Director John (Andy) O'Donnell For For Management 3.2 Elect Director Scott Buckhout For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIRRUS LOGIC, INC. Ticker: CRUS Security ID: 172755100 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Carter For For Management 1.2 Elect Director Alexander M. Davern For For Management 1.3 Elect Director Timothy R. Dehne For For Management 1.4 Elect Director Deirdre Hanford For For Management 1.5 Elect Director Jason P. Rhode For For Management 1.6 Elect Director Alan R. Schuele For For Management 1.7 Elect Director David J. Tupman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CISION LTD. Ticker: CISN Security ID: G1992S109 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Akeroyd For For Management 1.2 Elect Director Susan Vobejda For For Management 1.3 Elect Director Stuart J. Yarbrough For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management 6 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CISION LTD. Ticker: CISN Security ID: G1992S109 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CITI TRENDS, INC. Ticker: CTRN Security ID: 17306X102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian P. Carney For For Management 1.2 Elect Director Jonathan Duskin For For Management 1.3 Elect Director David N. Makuen For For Management 1.4 Elect Director Peter R. Sachse For For Management 1.5 Elect Director Kenneth D. Seipel For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CITIZENS & NORTHERN CORPORATION Ticker: CZNC Security ID: 172922106 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy E. Schoener For For Management 1.2 Elect Director J. Bradley Scovill For For Management 1.3 Elect Director Aaron K. Singer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- CITIZENS, INC. Ticker: CIA Security ID: 174740100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Election Director Christopher W. Claus For For Management 1.2 Election Director Jerry D. Davis, Jr. For For Management 1.3 Election Director Francis Anthony For Against Management Keating, II 1.4 Election Director Gerald W. Shields For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITY HOLDING COMPANY Ticker: CHCO Security ID: 177835105 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas L. Burnette For For Management 1.2 Elect Director Robert D. Fisher For For Management 1.3 Elect Director Jay C. Goldman For For Management 1.4 Elect Director Charles R. Hageboeck For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITY OFFICE REIT, INC. Ticker: CIO Security ID: 178587101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John McLernon For For Management 1.2 Elect Director James Farrar For For Management 1.3 Elect Director William Flatt For For Management 1.4 Elect Director Sabah Mirza For For Management 1.5 Elect Director Mark Murski For For Management 1.6 Elect Director John Sweet For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CIVISTA BANCSHARES, INC. Ticker: CIVB Security ID: 178867107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Depler For For Management 1.2 Elect Director Julie A. Mattlin For For Management 1.3 Elect Director James O. Miller For For Management 1.4 Elect Director Dennis E. Murray, Jr. For For Management 1.5 Elect Director Allen R. Nickles For For Management 1.6 Elect Director Mary Patricia Oliver For For Management 1.7 Elect Director William F. Ritzmann For For Management 1.8 Elect Director Dennis G. Shaffer For For Management 1.9 Elect Director Harry Singer For For Management 1.10 Elect Director Daniel J. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify S. R. Snodgrass, P.C. as For For Management Auditors -------------------------------------------------------------------------------- CLARUS CORPORATION Ticker: CLAR Security ID: 18270P109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren B. Kanders For Withhold Management 1.2 Elect Director Donald L. House For Withhold Management 1.3 Elect Director Nicholas Sokolow For Withhold Management 1.4 Elect Director Michael A. Henning For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CLEAN ENERGY FUELS CORP. Ticker: CLNE Security ID: 184499101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Philippe Charleux For For Management 1.3 Elect Director John S. Herrington For For Management 1.4 Elect Director Andrew J. Littlefair For For Management 1.5 Elect Director James C. Miller, III For For Management 1.6 Elect Director Philippe Montanteme For For Management 1.7 Elect Director Stephen A. Scully For For Management 1.8 Elect Director Kenneth M. Socha For For Management 1.9 Elect Director Vincent C. Taormina For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CLEAR CHANNEL OUTDOOR HOLDINGS, INC. Ticker: CCO Security ID: 18453H106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Dionne For For Management 1.2 Elect Director Andrew Hobson For For Management 1.3 Elect Director Joe Marchese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CLEARFIELD, INC. Ticker: CLFD Security ID: 18482P103 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl Beranek For For Management 1.2 Elect Director Ronald G. Roth For For Management 1.3 Elect Director Patrick Goepel For For Management 1.4 Elect Director Roger Harding For For Management 1.5 Elect Director Charles N. Hayssen For For Management 1.6 Elect Director Donald R. Hayward For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- CLEARWATER PAPER CORPORATION Ticker: CLW Security ID: 18538R103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joe W. Laymon For For Management 1b Elect Director John P. O'Donnell For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CLEARWAY ENERGY, INC. Ticker: CWEN Security ID: 18539C105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Bram For Withhold Management 1.2 Elect Director Nathaniel Anschuetz For Withhold Management 1.3 Elect Director Brian R. Ford For Withhold Management 1.4 Elect Director Bruce MacLennan For Withhold Management 1.5 Elect Director Ferrell P. McClean For Withhold Management 1.6 Elect Director Daniel B. More For Withhold Management 1.7 Elect Director E. Stanley O'Neal For For Management 1.8 Elect Director Christopher S. Sotos For For Management 1.9 Elect Director Scott Stanley For Withhold Management 2 Amend Certificate of Incorporation to For For Management Reflect Corporate Structure 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CLEARWAY ENERGY, INC. Ticker: CWEN Security ID: 18539C204 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Bram For Withhold Management 1.2 Elect Director Nathaniel Anschuetz For Withhold Management 1.3 Elect Director Brian R. Ford For Withhold Management 1.4 Elect Director Bruce MacLennan For Withhold Management 1.5 Elect Director Ferrell P. McClean For Withhold Management 1.6 Elect Director Daniel B. More For Withhold Management 1.7 Elect Director E. Stanley O'Neal For For Management 1.8 Elect Director Christopher S. Sotos For For Management 1.9 Elect Director Scott Stanley For Withhold Management 2 Amend Certificate of Incorporation to For For Management Reflect Corporate Structure 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CLEVELAND-CLIFFS INC. Ticker: CLF Security ID: 185899101 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CLEVELAND-CLIFFS INC. Ticker: CLF Security ID: 185899101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Baldwin For For Management 1b Elect Director Robert P. Fisher, Jr. For For Management 1c Elect Director William K. Gerber For For Management 1d Elect Director Lourenco Goncalves For For Management 1e Elect Director Susan M. Green For For Management 1f Elect Director M. Ann Harlan For For Management 1g Elect Director Ralph S. Michael, III For For Management 1h Elect Director Janet L. Miller For For Management 1i Elect Director Eric M. Rychel For For Management 1j Elect Director Gabriel Stoliar For For Management 1k Elect Director Douglas C. Taylor For For Management 1l Elect Director Arlene M. Yocum For For Management 2a Elect Director John T. Baldwin For For Management 2b Elect Director Robert P. Fisher, Jr. For For Management 2c Elect Director Lourenco Goncalves For For Management 2d Elect Director Susan M. Green For For Management 2e Elect Director M. Ann Harlan For For Management 2f Elect Director Janet L. Miller For For Management 2g Elect Director Joseph A. Rutkowski, Jr. For For Management 2h Elect Director Eric M. Rychel For For Management 2i Elect Director Michael D. Siegal For For Management 2j Elect Director Gabriel Stoliar For For Management 2k Elect Director Douglas C. Taylor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CLIPPER REALTY INC. Ticker: CLPR Security ID: 18885T306 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Bistricer For For Management 1.2 Elect Director Sam Levinson For For Management 1.3 Elect Director Howard M. Lorber For For Management 1.4 Elect Director Robert J. Ivanhoe For Withhold Management 1.5 Elect Director Roberto A. Verrone For For Management 1.6 Elect Director Harmon S. Spolan For For Management 1.7 Elect Director Richard N. Burger For For Management 2 Ratify BDO USA LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- CLOUDERA, INC. Ticker: CLDR Security ID: 18914U100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Bearden For For Management 1.2 Elect Director Paul Cormier For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLOVIS ONCOLOGY, INC. Ticker: CLVS Security ID: 189464100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Flaherty For For Management 1.2 Elect Director Ginger Graham For For Management 1.3 Elect Director Edward J. McKinley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CNB FINANCIAL CORPORATION Ticker: CCNE Security ID: 126128107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter F. Smith For For Management 1.2 Elect Director Jeffrey S. Powell For For Management 1.3 Elect Director Francis X. Straub, III For For Management 1.4 Elect Director Peter C. Varischetti For For Management 1.5 Elect Director Julie M. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CNO FINANCIAL GROUP, INC. Ticker: CNO Security ID: 12621E103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary C. Bhojwani For For Management 1b Elect Director Ellyn L. Brown For For Management 1c Elect Director Stephen N. David For For Management 1d Elect Director David B. Foss For For Management 1e Elect Director Robert C. Greving For For Management 1f Elect Director Mary R. (Nina) Henderson For For Management 1g Elect Director Charles J. Jacklin For For Management 1h Elect Director Daniel R. Maurer For For Management 1i Elect Director Frederick J. Sievert For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CNX RESOURCES CORPORATION Ticker: CNX Security ID: 12653C108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Palmer Clarkson For For Management 1b Elect Director Nicholas J. DeIuliis For For Management 1c Elect Director Maureen E. Lally-Green For For Management 1d Elect Director Bernard Lanigan, Jr. For For Management 1e Elect Director William N. Thorndike, For For Management Jr. 1f Elect Director Ian McGuire For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COASTAL FINANCIAL CORPORATION Ticker: CCB Security ID: 19046P209 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew P. Skotdal For For Management 1.2 Elect Director Gregory A. Tisdel For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- COCA-COLA CONSOLIDATED, INC. Ticker: COKE Security ID: 191098102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Frank Harrison, III For Withhold Management 1.2 Elect Director Sharon A. Decker For For Management 1.3 Elect Director Morgan H. Everett For For Management 1.4 Elect Director James R. Helvey, III For For Management 1.5 Elect Director William H. Jones For For Management 1.6 Elect Director Umesh M. Kasbekar For For Management 1.7 Elect Director David M. Katz For Withhold Management 1.8 Elect Director Jennifer K. Mann For For Management 1.9 Elect Director James H. Morgan For Withhold Management 1.10 Elect Director John W. Murrey, III For For Management 1.11 Elect Director Sue Anne H. Wells For For Management 1.12 Elect Director Dennis A. Wicker For Withhold Management 1.13 Elect Director Richard T. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Recapitalization Plan for All Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- CODEXIS, INC. Ticker: CDXS Security ID: 192005106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen G. Dilly For For Management 1b Elect Director Alison Moore For For Management 1c Elect Director Patrick Y. Yang For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CODORUS VALLEY BANCORP, INC. Ticker: CVLY Security ID: 192025104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah M. Brown For For Management 1.2 Elect Director John W. Giambalvo For For Management 1.3 Elect Director MacGregor S. Jones For For Management 1.4 Elect Director Larry J. Miller For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- COEUR MINING, INC. Ticker: CDE Security ID: 192108504 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Sebastian Edwards For For Management 1c Elect Director Randolph E. Gress For For Management 1d Elect Director Mitchell J. Krebs For For Management 1e Elect Director Eduardo Luna For For Management 1f Elect Director Jessica L. McDonald For For Management 1g Elect Director Robert E. Mellor For For Management 1h Elect Director John H. Robinson For For Management 1i Elect Director Brian E. Sandoval For For Management 1j Elect Director J. Kenneth Thompson For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGENT COMMUNICATIONS HOLDINGS, INC. Ticker: CCOI Security ID: 19239V302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dave Schaeffer For Withhold Management 1.2 Elect Director D. Blake Bath For For Management 1.3 Elect Director Steven D. Brooks For For Management 1.4 Elect Director Lewis H. Ferguson, III For For Management 1.5 Elect Director Carolyn Katz For For Management 1.6 Elect Director Sheryl Kennedy For For Management 1.7 Elect Director Marc Montagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHEN & STEERS, INC. Ticker: CNS Security ID: 19247A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin Cohen For For Management 1b Elect Director Robert H. Steers For For Management 1c Elect Director Joseph M. Harvey For For Management 1d Elect Director Reena Aggarwal For For Management 1e Elect Director Frank T. Connor For For Management 1f Elect Director Peter L. Rhein For For Management 1g Elect Director Richard P. Simon For For Management 1h Elect Director Dasha Smith For For Management 1i Elect Director Edmond D. Villani For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHERUS BIOSCIENCES, INC. Ticker: CHRS Security ID: 19249H103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis M. Lanfear For For Management 1.2 Elect Director Mats Wahlstrom For For Management 1.3 Elect Director James I. Healy For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHU, INC. Ticker: COHU Security ID: 192576106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William E. Bendush For For Management 1b Elect Director Nina L. Richardson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COLLECTORS UNIVERSE, INC. Ticker: CLCT Security ID: 19421R200 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah A. Farrington For For Management 1.2 Elect Director Joseph R. Martin For For Management 1.3 Elect Director A. J. "Bert" Moyer For For Management 1.4 Elect Director Joseph J. Orlando For For Management 1.5 Elect Director Bruce A. Stevens For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLLEGIUM PHARMACEUTICAL, INC. Ticker: COLL Security ID: 19459J104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Ciaffoni For For Management 1.2 Elect Director Michael Heffernan For For Management 1.3 Elect Director Gino Santini For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COLONY CREDIT REAL ESTATE, INC. Ticker: CLNC Security ID: 19625T101 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine D. Rice For For Management 1.2 Elect Director Vernon B. Schwartz For For Management 1.3 Elect Director John E. Westerfield For For Management 1.4 Elect Director Winston W. Wilson For For Management 1.5 Elect Director Mark M. Hedstrom For For Management 1.6 Elect Director Michael J. Mazzei For For Management 1.7 Elect Director Andrew E. Witt For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. Ticker: COLB Security ID: 197236102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig D. Eerkes For For Management 1b Elect Director Ford Elsaesser For For Management 1c Elect Director Mark A. Finkelstein For For Management 1d Elect Director Eric S. Forrest For For Management 1e Elect Director Thomas M. Hulbert For For Management 1f Elect Director Michelle M. Lantow For For Management 1g Elect Director Randal L. Lund For For Management 1h Elect Director S. Mae Fujita Numata For For Management 1i Elect Director Elizabeth W. Seaton For For Management 1j Elect Director Clint E. Stein For For Management 1k Elect Director Janine T. Terrano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COLUMBIA FINANCIAL, INC. Ticker: CLBK Security ID: 197641103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Czerwinski For For Management 1.2 Elect Director Michael Massood, Jr. For For Management 1.3 Elect Director Elizabeth E. Randall For For Management 1.4 Elect Director James Kuiken For For Management 1.5 Elect Director Paul Van Ostenbridge For Withhold Management 1.6 Elect Director Lucy Sorrentini For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- COLUMBUS MCKINNON CORPORATION Ticker: CMCO Security ID: 199333105 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Fleming For For Management 1.2 Elect Director Ernest R. Verebelyi For For Management 1.3 Elect Director Mark D. Morelli For For Management 1.4 Elect Director Nicholas T. Pinchuk For For Management 1.5 Elect Director Liam G. McCarthy For For Management 1.6 Elect Director R. Scott Trumbull For For Management 1.7 Elect Director Heath A. Mitts For For Management 1.8 Elect Director Kathryn V. Roedel For For Management 1.9 Elect Director Aziz S. Aghili For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy G. Anderson For For Management 1.2 Elect Director Herman E. Bulls For For Management 1.3 Elect Director Alan P. Krusi For For Management 1.4 Elect Director Brian E. Lane For For Management 1.5 Elect Director Pablo G. Mercado For For Management 1.6 Elect Director Franklin Myers For For Management 1.7 Elect Director William J. Sandbrook For For Management 1.8 Elect Director James H. Schultz For For Management 1.9 Elect Director Constance E. Skidmore For For Management 1.10 Elect Director Vance W. Tang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY Ticker: CMC Security ID: 201723103 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicki L. Avril For For Management 1.2 Elect Director Sarah E. Raiss For For Management 1.3 Elect Director J. David Smith For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COMMERCIAL VEHICLE GROUP, INC. Ticker: CVGI Security ID: 202608105 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harold C. Bevis For For Management 1b Elect Director Roger L. Fix For For Management 1c Elect Director Robert C. Griffin For For Management 1d Elect Director Wayne M. Rancourt For For Management 1e Elect Director James R. Ray, Jr. For For Management 1f Elect Director Janice E. Stipp For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- COMMUNITY BANK SYSTEM, INC. Ticker: CBU Security ID: 203607106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian R. Ace For For Management 1b Elect Director Mark J. Bolus For For Management 1c Elect Director Jeffrey L. Davis For For Management 1d Elect Director Neil E. Fesette For For Management 1e Elect Director Michael R. Kallet For For Management 1f Elect Director Kerrie D. MacPherson For For Management 1g Elect Director John Parente For For Management 1h Elect Director Raymond C. Pecor, III For For Management 1i Elect Director Sally A. Steele For For Management 1j Elect Director Eric E. Stickels For For Management 1k Elect Director Mark E. Tryniski For For Management 1l Elect Director John F. Whipple, Jr. For For Management 1m Elect Director Brian R. Ace For For Management 1n Elect Director Michael R. Kallet For For Management 1o Elect Director John Parente For For Management 1p Elect Director John F. Whipple, Jr. For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COMMUNITY BANKERS TRUST CORPORATION Ticker: ESXB Security ID: 203612106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Hardy For For Management 1.2 Elect Director Gail L. Letts For For Management 1.3 Elect Director S. Waite Rawls, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. Ticker: CYH Security ID: 203668108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Clerico For For Management 1b Elect Director Michael Dinkins For For Management 1c Elect Director James S. Ely, III For For Management 1d Elect Director John A. Fry For For Management 1e Elect Director Tim L. Hingtgen For For Management 1f Elect Director Elizabeth T. Hirsch For For Management 1g Elect Director William Norris Jennings For For Management 1h Elect Director K. Ranga Krishnan For For Management 1i Elect Director Julia B. North For For Management 1j Elect Director Wayne T. Smith For For Management 1k Elect Director H. James Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMMUNITY HEALTHCARE TRUST INCORPORATED Ticker: CHCT Security ID: 20369C106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Gardner For For Management 1.2 Elect Director Claire Gulmi For For Management 1.3 Elect Director Robert Hensley For For Management 1.4 Elect Director Lawrence Van Horn For For Management 1.5 Elect Director Timothy Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- COMMUNITY TRUST BANCORP, INC. Ticker: CTBI Security ID: 204149108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Baird For For Management 1.2 Elect Director Nick Carter For For Management 1.3 Elect Director Franklin H. Farris, Jr For For Management 1.4 Elect Director Jean R. Hale For For Management 1.5 Elect Director Eugenia Crittenden For For Management "Crit" Luallen 1.6 Elect Director James E. McGhee, II For For Management 1.7 Elect Director Franky Minnifield For For Management 1.8 Elect Director M. Lynn Parrish For For Management 1.9 Elect Director Anthony W. St. Charles For For Management 2 Ratify BKD, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. Ticker: CVLT Security ID: 204166102 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Adamo For For Management 1.2 Elect Director Martha H. Bejar For For Management 1.3 Elect Director David F. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMPASS MINERALS INTERNATIONAL, INC. Ticker: CMP Security ID: 20451N101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Valdemar L. Fischer For For Management 2b Elect Director Richard S. Grant For For Management 2c Elect Director Amy J. Yoder For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- COMPUTER PROGRAMS AND SYSTEMS, INC. Ticker: CPSI Security ID: 205306103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Regina M. Benjamin For For Management 1.2 Elect Director David A. Dye For For Management 1.3 Elect Director Christopher T. Hjelm For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- COMSTOCK RESOURCES, INC. Ticker: CRK Security ID: 205768302 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Jay Allison For For Management 1.2 Elect Director Roland O. Burns For For Management 1.3 Elect Director Elizabeth B. Davis For For Management 1.4 Elect Director Morris E. Foster For For Management 1.5 Elect Director John D. Jacobi For Withhold Management 1.6 Elect Director Jordan T. Marye For For Management 1.7 Elect Director Jim L. Turner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMTECH TELECOMMUNICATIONS CORP. Ticker: CMTL Security ID: 205826209 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Kornberg For For Management 1b Elect Director Edwin Kantor For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CONCERT PHARMACEUTICALS, INC. Ticker: CNCE Security ID: 206022105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Aldrich For Withhold Management 1.2 Elect Director Thomas G. Auchincloss, For For Management Jr. 1.3 Elect Director Christine van Heek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CONDUENT INCORPORATED Ticker: CNDT Security ID: 206787103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy Higgins Victor For For Management 1.2 Elect Director Scott Letier For For Management 1.3 Elect Director Jesse A. Lynn For For Management 1.4 Elect Director Courtney Mather For For Management 1.5 Elect Director Michael Montelongo For For Management 1.6 Elect Director Margarita For For Management Palau-Hernandez 1.7 Elect Director Clifford Skelton For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONFORMIS, INC. Ticker: CFMS Security ID: 20717E101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip W. Johnston For Withhold Management 1.2 Elect Director Michael D. Milligan For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CONMED CORPORATION Ticker: CNMD Security ID: 207410101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Bronson For For Management 1.2 Elect Director Brian P. Concannon For For Management 1.3 Elect Director LaVerne Council For For Management 1.4 Elect Director Charles M. Farkas For For Management 1.5 Elect Director Martha Goldberg Aronson For For Management 1.6 Elect Director Curt R. Hartman For For Management 1.7 Elect Director Jerome J. Lande For For Management 1.8 Elect Director Barbara J. For For Management Schwarzentraub 1.9 Elect Director Mark E. Tryniski For For Management 1.10 Elect Director John L. Workman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation from New For For Management York to Delaware 5 Provide Right to Act by Written Consent For For Management 6 Approve Exculpation Provision For For Management Regarding Limitations on Liability of Directors 7 Amend Non-Employee Director Omnibus For For Management Stock Plan 8 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CONN'S, INC. Ticker: CONN Security ID: 208242107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Haworth For For Management 1.2 Elect Director Sue E. Gove For For Management 1.3 Elect Director Bob L. Martin For For Management 1.4 Elect Director Douglas H. Martin For For Management 1.5 Elect Director Norman L. Miller For For Management 1.6 Elect Director William E. Saunders, Jr. For For Management 1.7 Elect Director William (David) Schofman For For Management 1.8 Elect Director Oded Shein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CONNECTONE BANCORP, INC. Ticker: CNOB Security ID: 20786W107 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Cash For For Management and Stock Consideration Pursuant to the Merger Agreement 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CONNECTONE BANCORP, INC. Ticker: CNOB Security ID: 20786W107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Sorrentino, III For For Management 1.2 Elect Director Frank W. Baier For For Management 1.3 Elect Director Alexander A. Bol For For Management 1.4 Elect Director Stephen T. Boswell For For Management 1.5 Elect Director Katherin Nukk-Freeman For For Management 1.6 Elect Director Frank Huttle, III For For Management 1.7 Elect Director Michael Kempner For For Management 1.8 Elect Director Nicholas Minoia For For Management 1.9 Elect Director Joseph Parisi, Jr. For For Management 1.10 Elect Director Daniel Rifkin For For Management 1.11 Elect Director William A. Thompson For For Management 1.12 Elect Director Mark Sokolich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Majority Voting Standard For For Management 4 Amend Certificate of Incorporation to For For Management Eliminate Certain Legacy Provisions 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CONSOL ENERGY INC. Ticker: CEIX Security ID: 20854L108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Powell For For Management 1.2 Elect Director John T. Mills For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirements -------------------------------------------------------------------------------- CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. Ticker: CNSL Security ID: 209034107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Currey For For Management 1.2 Elect Director Maribeth S. Rahe For For Management 1.3 Elect Director C. Robert Udell, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSOLIDATED-TOMOKA LAND CO. Ticker: CTO Security ID: 210226106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Albright For For Management 1.2 Elect Director George R. Brokaw For For Management 1.3 Elect Director Laura M. Franklin For For Management 1.4 Elect Director R. Blakeslee Gable For For Management 1.5 Elect Director Christopher W. Haga For For Management 1.6 Elect Director Howard C. Serkin For For Management 1.7 Elect Director Casey R. Wold For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Change Company Name to CTO Realty For For Management Growth, Inc. -------------------------------------------------------------------------------- CONSTELLATION PHARMACEUTICALS, INC. Ticker: CNST Security ID: 210373106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Audia For For Management 1.2 Elect Director Steven L. Hoerter For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CONSTRUCTION PARTNERS, INC. Ticker: ROAD Security ID: 21044C107 Meeting Date: MAR 06, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Jennings For Withhold Management 1b Elect Director Mark R. Matteson For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- CONTINENTAL BUILDING PRODUCTS, INC. Ticker: CBPX Security ID: 211171103 Meeting Date: JAN 29, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CONTROL4 CORPORATION Ticker: CTRL Security ID: 21240D107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY Ticker: CTB Security ID: 216831107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Chapman For For Management 1.2 Elect Director Susan F. Davis For For Management 1.3 Elect Director Kathryn P. Dickson For For Management 1.4 Elect Director John J. Holland For For Management 1.5 Elect Director Bradley E. Hughes For For Management 1.6 Elect Director Tracey I. Joubert For For Management 1.7 Elect Director Gary S. Michel For For Management 1.8 Elect Director Brian C. Walker For For Management 1.9 Elect Director Robert D. Welding For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COOPER-STANDARD HOLDINGS INC. Ticker: CPS Security ID: 21676P103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John G. Boss For For Management 1b Elect Director Jeffrey S. Edwards For For Management 1c Elect Director Richard J. Freeland For For Management 1d Elect Director Adriana E. For For Management Macouzet-Flores 1e Elect Director David J. Mastrocola For For Management 1f Elect Director Justin E. Mirro For For Management 1g Elect Director Robert J. Remenar For For Management 1h Elect Director Sonya F. Sepahban For For Management 1i Elect Director Thomas W. Sidlik For For Management 1j Elect Director Stephen A. Van Oss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CORBUS PHARMACEUTICALS HOLDINGS, INC. Ticker: CRBP Security ID: 21833P103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yuval Cohen For For Management 1.2 Elect Director Alan Holmer For For Management 1.3 Elect Director David P. Hochman For For Management 1.4 Elect Director Avery W. (Chip) Catlin For For Management 1.5 Elect Director Peter Salzmann For For Management 1.6 Elect Director John K. Jenkins For For Management 1.7 Elect Director Rachelle S. Jacques For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CORCEPT THERAPEUTICS INCORPORATED Ticker: CORT Security ID: 218352102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James N. Wilson For For Management 1.2 Elect Director Gregg Alton For For Management 1.3 Elect Director G. Leonard Baker, Jr. For For Management 1.4 Elect Director Joseph K. Belanoff For For Management 1.5 Elect Director David L. Mahoney For For Management 1.6 Elect Director Kimberly Park For For Management 1.7 Elect Director Daniel N. Swisher, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORE-MARK HOLDING COMPANY, INC. Ticker: CORE Security ID: 218681104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stuart W. Booth For For Management 1b Elect Director Gary F. Colter For For Management 1c Elect Director Rocky Dewbre For For Management 1d Elect Director Laura Flanagan For For Management 1e Elect Director Robert G. Gross For For Management 1f Elect Director Scott E. McPherson For For Management 1g Elect Director Diane Randolph For For Management 1h Elect Director Harvey L. Tepner For For Management 1i Elect Director Randolph I. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- CORECIVIC, INC. Ticker: CXW Security ID: 21871N101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Mark A. Emkes For For Management 1d Elect Director Damon T. Hininger For For Management 1e Elect Director Stacia A. Hylton For For Management 1f Elect Director Harley G. Lappin For For Management 1g Elect Director Anne L. Mariucci For For Management 1h Elect Director Thurgood Marshall, Jr. For For Management 1i Elect Director Devin I. Murphy For For Management 1j Elect Director Charles L. Overby For Against Management 1k Elect Director John R. Prann, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORENERGY INFRASTRUCTURE TRUST, INC. Ticker: CORR Security ID: 21870U502 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Todd E. Banks For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COREPOINT LODGING INC. Ticker: CPLG Security ID: 21872L104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Abrahamson For For Management 1.2 Elect Director Glenn Alba For For Management 1.3 Elect Director Jean M. Birch For For Management 1.4 Elect Director Alan J. Bowers For For Management 1.5 Elect Director Keith A. Cline For For Management 1.6 Elect Director Giovanni Cutaia For For Management 1.7 Elect Director Alice E. Gould For For Management 1.8 Elect Director B. Anthony Isaac For Withhold Management 1.9 Elect Director Brian Kim For For Management 1.10 Elect Director David Loeb For For Management 1.11 Elect Director Mitesh B. Shah For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CORINDUS VASCULAR ROBOTICS, INC. Ticker: CVRS Security ID: 218730109 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CORMEDIX INC. Ticker: CRMD Security ID: 21900C308 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Khoso Baluch For For Management 1.2 Elect Director Janet Dillione For For Management 1.3 Elect Director Alan W. Dunton For For Management 1.4 Elect Director Myron Kaplan For For Management 1.5 Elect Director Mehmood Khan For For Management 1.6 Elect Director Steven W. Lefkowitz For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Friedman LLP as Auditors For For Management -------------------------------------------------------------------------------- CORNERSTONE BUILDING BRANDS, INC. Ticker: CNR Security ID: 21925D109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen J. Affeldt For For Management 1.2 Elect Director George L. Ball For For Management 1.3 Elect Director Timothy O'Brien For For Management 1.4 Elect Director Nathan K. Sleeper For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CORNERSTONE ONDEMAND, INC. Ticker: CSOD Security ID: 21925Y103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean Carter For For Management 1.2 Elect Director Richard Haddrill For For Management 1.3 Elect Director Adam L. Miller For For Management 1.4 Elect Director Joseph Osnoss For For Management 1.5 Elect Director Elisa A. Steele For For Management 1.6 Elect Director Steffan C. Tomlinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CORTEXYME, INC. Ticker: CRTX Security ID: 22053A107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret A. McLoughlin For Withhold Management 1.2 Elect Director Una Ryan For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CORVEL CORPORATION Ticker: CRVL Security ID: 221006109 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director V. Gordon Clemons For Withhold Management 1.2 Elect Director Steven J. Hamerslag For For Management 1.3 Elect Director Alan R. Hoops For For Management 1.4 Elect Director R. Judd Jessup For For Management 1.5 Elect Director Jean H. Macino For For Management 1.6 Elect Director Jeffrey J. Michael For For Management 2 Ratify Haskell & White LLP as Auditors For For Management 3 Report on Equal Employment Opportunity Against Against Shareholder Policy -------------------------------------------------------------------------------- COSTAMARE INC. Ticker: CMRE Security ID: Y1771G102 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Konstantinos For Against Management Konstantakopoulos 1b Elect Director Charlotte Stratos For For Management 2 Ratify Ernst & Young (Hellas) For For Management Certified Auditors Accountants S.A. as Auditors -------------------------------------------------------------------------------- COVANTA HOLDING CORPORATION Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Stephen J. Jones For For Management 1.7 Elect Director Owen Michaelson For For Management 1.8 Elect Director Danielle Pletka For For Management 1.9 Elect Director Michael W. Ranger For For Management 1.10 Elect Director Robert S. Silberman For For Management 1.11 Elect Director Jean Smith For For Management 1.12 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COVIA HOLDINGS CORPORATION Ticker: CVIA Security ID: 22305A103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William E. Conway For For Management 1b Elect Director Kurt Decat For Against Management 1c Elect Director Jean-Luc Deleersnyder For Against Management 1d Elect Director Michel Delloye For For Management 1e Elect Director Jean-Pierre Labroue For For Management 1f Elect Director Olivier Lambrechts For Against Management 1g Elect Director Matthew F. LeBaron For For Management 1h Elect Director William P. Kelly For For Management 1i Elect Director Stephen J. Hadden For For Management 1j Elect Director Richard A. Navarre For Against Management 1k Elect Director Jeffrey B. Scofield For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COWEN INC. Ticker: COWN Security ID: 223622606 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett H. Barth For For Management 1.2 Elect Director Katherine E. Dietze For For Management 1.3 Elect Director Gregg A. Gonsalves For For Management 1.4 Elect Director Steven Kotler For For Management 1.5 Elect Director Lawrence E. Leibowitz For For Management 1.6 Elect Director Jack H. Nusbaum For For Management 1.7 Elect Director Margaret L. Poster For For Management 1.8 Elect Director Douglas A. Rediker For For Management 1.9 Elect Director Jeffrey M. Solomon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CRA INTERNATIONAL, INC. Ticker: CRAI Security ID: 12618T105 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Maleh For Withhold Management 1.2 Elect Director Thomas Avery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. Ticker: CBRL Security ID: 22410J106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas H. Barr For For Management 1.2 Elect Director Carl T. Berquist For For Management 1.3 Elect Director Sandra B. Cochran For For Management 1.4 Elect Director Meg G. Crofton For For Management 1.5 Elect Director Richard J. Dobkin For For Management 1.6 Elect Director Norman E. Johnson For For Management 1.7 Elect Director William W. McCarten For For Management 1.8 Elect Director Coleman H. Peterson For For Management 1.9 Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CRAFT BREW ALLIANCE, INC. Ticker: BREW Security ID: 224122101 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Abstain Management -------------------------------------------------------------------------------- CRAFT BREW ALLIANCE, INC. Ticker: BREW Security ID: 224122101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Marc J. Cramer For For Management 1.3 Elect Director Paul D. Davis For For Management 1.4 Elect Director Matthew E. Gilbertson For For Management 1.5 Elect Director Kevin R. Kelly For For Management 1.6 Elect Director David R. Lord For For Management 1.7 Elect Director Nickolas A. Mills For For Management 1.8 Elect Director Jacqueline S. Woodward For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRAY INC. Ticker: CRAY Security ID: 225223304 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CRINETICS PHARMACEUTICALS, INC. Ticker: CRNX Security ID: 22663K107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Weston Nichols For For Management 1.2 Elect Director Stephanie S. Okey For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CROCS, INC. Ticker: CROX Security ID: 227046109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Smach For For Management 1.2 Elect Director Beth J. Kaplan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CROSS COUNTRY HEALTHCARE, INC. Ticker: CCRN Security ID: 227483104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin C. Clark For For Management 1b Elect Director W. Larry Cash For For Management 1c Elect Director Thomas C. Dircks For For Management 1d Elect Director Gale Fitzgerald For For Management 1e Elect Director Darrell S. Freeman, Sr. For For Management 1f Elect Director Janice E. Nevin For For Management 1g Elect Director Mark Perlberg For For Management 1h Elect Director Joseph A. Trunfio For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRYOLIFE, INC. Ticker: CRY Security ID: 228903100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas F. Ackerman For For Management 1.2 Elect Director Daniel J. Bevevino For For Management 1.3 Elect Director Marna P. Borgstrom For For Management 1.4 Elect Director James W. Bullock For For Management 1.5 Elect Director Jeffrey H. Burbank For For Management 1.6 Elect Director J. Patrick Mackin For For Management 1.7 Elect Director Ronald D. McCall For For Management 1.8 Elect Director Harvey Morgan For For Management 1.9 Elect Director Jon W. Salveson For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CRYOPORT, INC. Ticker: CYRX Security ID: 229050307 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Berman For For Management 1.2 Elect Director Daniel M. Hancock For For Management 1.3 Elect Director Robert Hariri For For Management 1.4 Elect Director Ramkumar Mandalam For For Management 1.5 Elect Director Jerrell W. Shelton For For Management 1.6 Elect Director Edward J. Zecchini For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CSG SYSTEMS INTERNATIONAL, INC. Ticker: CSGS Security ID: 126349109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Barnes For For Management 1b Elect Director Marwan H. Fawaz For For Management 1c Elect Director Rajan Naik For For Management 1d Elect Director Haiyan Song For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CSW INDUSTRIALS, INC. Ticker: CSWI Security ID: 126402106 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Armes For For Management 1.2 Elect Director Michael R. Gambrell For For Management 1.3 Elect Director Terry L. Johnston For For Management 1.4 Elect Director Robert M. Swartz For For Management 1.5 Elect Director J. Kent Sweezey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CTS CORPORATION Ticker: CTS Security ID: 126501105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia K. Collawn For For Management 1.2 Elect Director Gordon Hunter For For Management 1.3 Elect Director William S. Johnson For For Management 1.4 Elect Director Ye Jane Li For For Management 1.5 Elect Director Kieran O'Sullivan For For Management 1.6 Elect Director Robert A. Profusek For For Management 1.7 Elect Director Alfonso G. Zulueta For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management 4 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend the By-Laws -------------------------------------------------------------------------------- CUBIC CORPORATION Ticker: CUB Security ID: 229669106 Meeting Date: FEB 17, 2020 Meeting Type: Annual Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Prithviraj Banerjee For For Management 1.2 Elect Director Bruce G. Blakley For For Management 1.3 Elect Director Maureen Breakiron-Evans For For Management 1.4 Elect Director Denise L. Devine For For Management 1.5 Elect Director Bradley H. Feldmann For For Management 1.6 Elect Director Carolyn A. Flowers For For Management 1.7 Elect Director Janice M. Hamby For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Steven J. Norris For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CUE BIOPHARMA, INC. Ticker: CUE Security ID: 22978P106 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel R. Passeri For For Management 1.2 Elect Director Peter A. Kiener For For Management 1.3 Elect Director Anthony DiGiandomenico For For Management 1.4 Elect Director Cameron Gray For For Management 1.5 Elect Director Christopher Marlett For For Management 1.6 Elect Director Steven McKnight For For Management 1.7 Elect Director Barry Simon For Withhold Management 1.8 Elect Director Frederick Driscoll For For Management 1.9 Elect Director Frank Morich For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Classify the Board of Directors For Against Management 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CULP, INC. Ticker: CULP Security ID: 230215105 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Perry E. Davis For For Management 1.2 Elect Director Sharon A. Decker For For Management 1.3 Elect Director Fred A. Jackson For For Management 1.4 Elect Director Kenneth R. Larson For For Management 1.5 Elect Director Kenneth W. McAllister For For Management 1.6 Elect Director Franklin N. Saxon For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUMULUS MEDIA INC. Ticker: CMLS Security ID: 231082801 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary G. Berner For For Management 1.2 Elect Director David M. Baum For For Management 1.3 Elect Director Matthew C. Blank For For Management 1.4 Elect Director Thomas H. Castro For For Management 1.5 Elect Director Joan Hogan Gillman For For Management 1.6 Elect Director Andrew W. Hobson For For Management 1.7 Elect Director Brian G. Kushner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CURO GROUP HOLDINGS CORP. Ticker: CURO Security ID: 23131L107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris Masto For For Management 1.2 Elect Director Doug Rippel For For Management 1.3 Elect Director Dale E. Williams For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CUSHMAN & WAKEFIELD PLC Ticker: CWK Security ID: G2717B108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett White For For Management 1.2 Elect Director Richard McGinn For For Management 1.3 Elect Director Jodie McLean For For Management 1.4 Elect Director Billie Williamson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Ratify KPMG LLP as UK Statutory Auditor For For Management 4 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Director Compensation Report For For Management -------------------------------------------------------------------------------- CUSTOMERS BANCORP, INC. Ticker: CUBI Security ID: 23204G100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Lawrence Way For For Management 1.2 Elect Director Steven J. Zuckerman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUTERA, INC. Ticker: CUTR Security ID: 232109108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory A. Barrett For For Management 1.2 Elect Director David H. Mowry For For Management 1.3 Elect Director Timothy J. O'Shea For For Management 1.4 Elect Director J. Daniel Plants For For Management 1.5 Elect Director Joseph E. Whitters For For Management 1.6 Elect Director Katherine S. Zanotti For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CVB FINANCIAL CORP. Ticker: CVBF Security ID: 126600105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George A. Borba, Jr. For For Management 1.2 Elect Director David A. Brager For For Management 1.3 Elect Director Stephen A. Del Guercio For For Management 1.4 Elect Director Rodrigo Guerra, Jr. For For Management 1.5 Elect Director Anna Kan For For Management 1.6 Elect Director Marshall V. Laitsch For For Management 1.7 Elect Director Kristina M. Leslie For For Management 1.8 Elect Director Raymond V. O'Brien, III For For Management 1.9 Elect Director Hal W. Oswalt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVR ENERGY, INC. Ticker: CVI Security ID: 12662P108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia A. Agnello For For Management 1.2 Elect Director SungHwan Cho For Withhold Management 1.3 Elect Director Jaffrey (Jay) A. For For Management Firestone 1.4 Elect Director Jonathan Frates For Withhold Management 1.5 Elect Director Hunter C. Gary For Withhold Management 1.6 Elect Director David L. Lamp For For Management 1.7 Elect Director Stephen A. Mongillo For For Management 1.8 Elect Director James M. Strock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CYCLERION THERAPEUTICS, INC. Ticker: CYCN Security ID: 23255M105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Churchwell For For Management 1.2 Elect Director George Conrades For For Management 1.3 Elect Director Marsha Fanucci For For Management 1.4 Elect Director Peter M. Hecht For For Management 1.5 Elect Director Ole Isacson For For Management 1.6 Elect Director Stephanie Lovell For For Management 1.7 Elect Director Terrance McGuire For For Management 1.8 Elect Director Michael Mendelsohn For For Management 1.9 Elect Director Amy Schulman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CYMABAY THERAPEUTICS, INC. Ticker: CBAY Security ID: 23257D103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sujal Shah For For Management 1.2 Elect Director Caroline Loewy For For Management 1.3 Elect Director Paul F. Truex For For Management 1.4 Elect Director Kurt von Emster For For Management 1.5 Elect Director Robert J. Wills For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CYTOKINETICS, INCORPORATED Ticker: CYTK Security ID: 23282W605 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director L. Patrick Gage For For Management 1.2 Elect Director Edward M. Kaye For For Management 1.3 Elect Director Wendell Wierenga For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CYTOMX THERAPEUTICS, INC. Ticker: CTMX Security ID: 23284F105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick W. Gluck For Against Management 1b Elect Director Matthew P. Young For For Management 1c Elect Director Elaine V. Jones For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CYTOSORBENTS CORPORATION Ticker: CTSO Security ID: 23283X206 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Phillip P. Chan For For Management 1b Elect Director Al W. Kraus For Against Management 1c Elect Director Edward R. Jones For For Management 1d Elect Director Michael G. Bator For For Management 1e Elect Director Alan D. Sobel For Against Management 2 Ratify WithumSmith+Brown, PC as For For Management Auditors -------------------------------------------------------------------------------- DAILY JOURNAL CORPORATION Ticker: DJCO Security ID: 233912104 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles T. Munger For Withhold Management 1.2 Elect Director J.P. Guerin For For Management 1.3 Elect Director Gerald L. Salzman For Withhold Management 1.4 Elect Director Peter D. Kaufman For For Management 1.5 Elect Director Gary L. Wilcox For For Management 1.6 Elect Director Mary Conlin For For Management 2 Ratify Squar Milner LLP as Auditors For For Management 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DAKTRONICS, INC. Ticker: DAKT Security ID: 234264109 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin P. McDermott For For Management 1.2 Elect Director James B. Morgan For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche, LLP as For For Management Auditors -------------------------------------------------------------------------------- DANA INCORPORATED Ticker: DAN Security ID: 235825205 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Bridget E. Karlin For For Management 1.5 Elect Director Raymond E. Mabus, Jr. For For Management 1.6 Elect Director Michael J. Mack, Jr. For For Management 1.7 Elect Director R. Bruce McDonald For For Management 1.8 Elect Director Diarmuid B. O'Connell For For Management 1.9 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- DARLING INGREDIENTS INC. Ticker: DAR Security ID: 237266101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randall C. Stuewe For For Management 1b Elect Director Charles Adair For For Management 1c Elect Director Beth Albright For For Management 1d Elect Director Linda Goodspeed For For Management 1e Elect Director Dirk Kloosterboer For For Management 1f Elect Director Mary R. Korby For For Management 1g Elect Director Charles Macaluso For For Management 1h Elect Director Gary W. Mize For For Management 1i Elect Director Michael E. Rescoe For For Management 1j Elect Director Nicole M. Ringenberg For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DASEKE, INC. Ticker: DSKE Security ID: 23753F107 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Don R. Daseke For For Management 1.2 Elect Director Daniel J. Hennessy For Withhold Management 1.3 Elect Director Mark Sinclair - None None Management withdrawn resolution 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DASEKE, INC. Ticker: DSKE Security ID: 23753F107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Bonner For Withhold Management 1.2 Elect Director Charles "Chuck" F. For For Management Serianni 1.3 Elect Director Jonathan Shepko For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Declassify the Board of Directors For For Management 6 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- DAVE & BUSTER'S ENTERTAINMENT, INC. Ticker: PLAY Security ID: 238337109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamish A. Dodds For For Management 1.2 Elect Director Michael J. Griffith For For Management 1.3 Elect Director Jonathan S. Halkyard For For Management 1.4 Elect Director John C. Hockin For For Management 1.5 Elect Director Brian A. Jenkins For For Management 1.6 Elect Director Stephen M. King For For Management 1.7 Elect Director Patricia H. Mueller For For Management 1.8 Elect Director Kevin M. Sheehan For For Management 1.9 Elect Director Jennifer Storms For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DECIPHERA PHARMACEUTICALS, INC. Ticker: DCPH Security ID: 24344T101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia L. Allen For For Management 1.2 Elect Director Edward J. Benz, Jr. For Withhold Management 1.3 Elect Director Dennis L. Walsh For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION Ticker: DECK Security ID: 243537107 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Gibbons For For Management 1.2 Elect Director Nelson C. Chan For For Management 1.3 Elect Director Cynthia (Cindy) L. Davis For For Management 1.4 Elect Director Michael F. Devine, III For For Management 1.5 Elect Director Dave Powers For For Management 1.6 Elect Director James E. Quinn For For Management 1.7 Elect Director Lauri M. Shanahan For For Management 1.8 Elect Director Brian A. Spaly For For Management 1.9 Elect Director Bonita C. Stewart For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEL FRISCO'S RESTAURANT GROUP, INC. Ticker: DFRG Security ID: 245077102 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DEL TACO RESTAURANTS, INC. Ticker: TACO Security ID: 245496104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence F. Levy For For Management 1.2 Elect Director Eileen Aptman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Ticker: DK Security ID: 24665A103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ezra Uzi Yemin For For Management 1.2 Elect Director William J. Finnerty For For Management 1.3 Elect Director Richard J. Marcogliese For For Management 1.4 Elect Director Gary M. Sullivan, Jr. For For Management 1.5 Elect Director Vicky Sutil For For Management 1.6 Elect Director David Wiessman For For Management 1.7 Elect Director Shlomo Zohar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DELUXE CORPORATION Ticker: DLX Security ID: 248019101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald C. Baldwin For For Management 1.2 Elect Director William C. Cobb For For Management 1.3 Elect Director Cheryl E. Mayberry For For Management McKissack 1.4 Elect Director Barry C. McCarthy For For Management 1.5 Elect Director Don J. McGrath For For Management 1.6 Elect Director Thomas J. Reddin For For Management 1.7 Elect Director Martyn R. Redgrave For For Management 1.8 Elect Director John L. Stauch For For Management 1.9 Elect Director Victoria A. Treyger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DENALI THERAPEUTICS INC. Ticker: DNLI Security ID: 24823R105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Schenkein For Withhold Management 1.2 Elect Director Jennifer Cook For Withhold Management 1.3 Elect Director Ryan J. Watts For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DENBURY RESOURCES INC. Ticker: DNR Security ID: 247916208 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Dielwart For For Management 1b Elect Director Michael B. Decker For For Management 1c Elect Director Christian S. Kendall For For Management 1d Elect Director Gregory L. McMichael For For Management 1e Elect Director Kevin O. Meyers For For Management 1f Elect Director Lynn A. Peterson For For Management 1g Elect Director Randy Stein For For Management 1h Elect Director Mary M. VanDeWeghe For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Reverse Stock Split For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DENNY'S CORPORATION Ticker: DENN Security ID: 24869P104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernadette S. Aulestia For For Management 1b Elect Director Gregg R. Dedrick For For Management 1c Elect Director Jose M. Gutierrez For For Management 1d Elect Director Brenda J. Lauderback For For Management 1e Elect Director Robert E. Marks For For Management 1f Elect Director John C. Miller For For Management 1g Elect Director Donald C. Robinson For For Management 1h Elect Director Laysha Ward For For Management 1i Elect Director F. Mark Wolfinger For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DHI GROUP, INC. Ticker: DHX Security ID: 23331S100 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Carpenter For For Management 1.2 Elect Director Jennifer Deason For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- DHT HOLDINGS, INC. Ticker: DHT Security ID: Y2065G121 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jeremy Kramer For For Management 2 Ratify Deloitte AS as Auditors For For Management -------------------------------------------------------------------------------- DIAMOND HILL INVESTMENT GROUP, INC. Ticker: DHIL Security ID: 25264R207 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heather E. Brilliant For For Management 1.2 Elect Director Randolph J. Fortener For For Management 1.3 Elect Director James F. Laird For Against Management 1.4 Elect Director Paula R. Meyer For For Management 1.5 Elect Director Bradley C. Shoup For For Management 1.6 Elect Director Nicole R. St. Pierre For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIAMOND OFFSHORE DRILLING, INC. Ticker: DOFSQ Security ID: 25271C102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Tisch For Against Management 1.2 Elect Director Marc Edwards For Against Management 1.3 Elect Director Anatol Feygin For For Management 1.4 Elect Director Paul G. Gaffney, II For For Management 1.5 Elect Director Alan H. Howard For For Management 1.6 Elect Director Peter McTeague For For Management 1.7 Elect Director Kenneth I. Siegel For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- DIAMOND S SHIPPING INC. Ticker: DSSI Security ID: Y20676105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Alexandra Kate For For Management Blankenship 1B Elect Director Gerasimos (Jerry) G. For For Management Kalogiratos 1C Elect Director Harold (Hal) L. Malone, For For Management III 1D Elect Director Nadim Z. Qureshi For For Management 1E Elect Director Craig H. Stevenson, Jr. For For Management 1F Elect Director Bart H. Veldhuizen For For Management 1G Elect Director George Cambanis For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY Ticker: DRH Security ID: 252784301 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William W. McCarten For For Management 1b Elect Director Mark W. Brugger For For Management 1c Elect Director Timothy R. Chi For For Management 1d Elect Director Maureen L. McAvey For For Management 1e Elect Director Gilbert T. Ray For For Management 1f Elect Director William J. Shaw For For Management 1g Elect Director Bruce D. Wardinski For For Management 1h Elect Director Kathleen A. Wayton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- DICERNA PHARMACEUTICALS, INC. Ticker: DRNA Security ID: 253031108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Fambrough, For For Management III 1b Elect Director J. Kevin Buchi For For Management 1c Elect Director Steven Doberstein For For Management 1d Elect Director Martin Freed For For Management 1e Elect Director Patrick Gray For For Management 1f Elect Director Stephen J. Hoffman For For Management 1g Elect Director Adam M. Koppel For For Management 1h Elect Director Marc Kozin For For Management 1i Elect Director Anna Protopapas For For Management 1j Elect Director Cynthia Smith For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DIEBOLD NIXDORF, INCORPORATED Ticker: DBD Security ID: 253651103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arthur F. Anton For For Management 1b Elect Director Bruce H. Besanko For For Management 1c Elect Director Reynolds C. Bish For For Management 1d Elect Director Ellen M. Costello For For Management 1e Elect Director Phillip R. Cox For For Management 1f Elect Director Alexander Dibelius For For Management 1g Elect Director Matthew Goldfarb For For Management 1h Elect Director Gary G. Greenfield For For Management 1i Elect Director Gerrard B. Schmid For For Management 1j Elect Director Kent M. Stahl For For Management 1k Elect Director Lauren C. States For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DIGI INTERNATIONAL INC. Ticker: DGII Security ID: 253798102 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Satbir Khanuja For For Management 1b Elect Director Ronald E. Konezny For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- DIGIMARC CORPORATION Ticker: DMRC Security ID: 25381B101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Davis For For Management 1.2 Elect Director Gary DeStefano For Withhold Management 1.3 Elect Director Richard L. King For Withhold Management 1.4 Elect Director James T. Richardson For For Management 1.5 Elect Director Andrew J. Walter For For Management 1.6 Elect Director Bernard Whitney For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIGITAL TURBINE, INC. Ticker: APPS Security ID: 25400W102 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Deutschman For For Management 1.2 Elect Director Roy H. Chestnutt For For Management 1.3 Elect Director Mohan S. Gyani For For Management 1.4 Elect Director Jeffrey Karish For For Management 1.5 Elect Director Christopher Rogers For For Management 1.6 Elect Director Michelle M. Sterling For For Management 1.7 Elect Director William G. Stone, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify SingerLewak LLP as Auditors For For Management -------------------------------------------------------------------------------- DILLARD'S, INC. Ticker: DDS Security ID: 254067101 Meeting Date: MAY 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank R. Mori For Against Management 1b Elect Director Reynie Rutledge For Against Management 1c Elect Director J.C. Watts, Jr. For Against Management 1d Elect Director Nick White For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIME COMMUNITY BANCSHARES, INC. Ticker: DCOM Security ID: 253922108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven D. Cohn For For Management 1.2 Elect Director Barbara G. Koster For For Management 1.3 Elect Director Kenneth J. Mahon For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DINE BRANDS GLOBAL, INC. Ticker: DIN Security ID: 254423106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard M. Berk For For Management 1.2 Elect Director Daniel J. Brestle For For Management 1.3 Elect Director Susan M. Collyns For For Management 1.4 Elect Director Larry A. Kay For For Management 1.5 Elect Director Caroline W. Nahas For For Management 1.6 Elect Director Douglas M. Pasquale For For Management 1.7 Elect Director Gilbert T. Ray For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Engage an Investment Banking Firm to Against Against Shareholder Effectuate a Spin-Off of the Company's IHOP Business Unit -------------------------------------------------------------------------------- DIODES INCORPORATED Ticker: DIOD Security ID: 254543101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C.H. Chen For For Management 1.2 Elect Director Warren Chen For For Management 1.3 Elect Director Michael R. Giordano For For Management 1.4 Elect Director Keh-Shew Lu For For Management 1.5 Elect Director Peter M. Menard For For Management 1.6 Elect Director Christina Wen-Chi Sung For For Management 1.7 Elect Director Michael K.C. Tsai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditor For For Management -------------------------------------------------------------------------------- DIVERSIFIED HEALTHCARE TRUST Ticker: DHC Security ID: 25525P107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jeffrey P. Somers For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DMC GLOBAL, INC. Ticker: BOOM Security ID: 23291C103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Aldous For For Management 1.2 Elect Director Andrea E. Bertone For For Management 1.3 Elect Director Yvon Pierre Cariou For For Management 1.4 Elect Director Robert A. Cohen For For Management 1.5 Elect Director Richard P. Graff For For Management 1.6 Elect Director Kevin T. Longe For For Management 1.7 Elect Director Clifton Peter Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- DNB FINANCIAL CORPORATION Ticker: DNBF Security ID: 233237106 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- DOMO, INC. Ticker: DOMO Security ID: 257554105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua G. James For Withhold Management 1.2 Elect Director Carine S. Clark For For Management 1.3 Elect Director Daniel Daniel For For Management 1.4 Elect Director Joy Driscoll Durling For For Management 1.5 Elect Director Dana Evan For For Management 1.6 Elect Director Mark Gorenberg For Withhold Management 1.7 Elect Director Jeff Kearl For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DONEGAL GROUP INC. Ticker: DGICA Security ID: 257701201 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin G. Burke For Withhold Management 1.2 Elect Director Jack L. Hess For For Management 1.3 Elect Director David C. King For For Management 1.4 Elect Director Annette B. Szady For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DONNELLEY FINANCIAL SOLUTIONS, INC. Ticker: DFIN Security ID: 25787G100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luis A. Aguilar For For Management 1.2 Elect Director Richard L. Crandall For For Management 1.3 Elect Director Charles D. Drucker For For Management 1.4 Elect Director Juliet S. Ellis For For Management 1.5 Elect Director Gary G. Greenfield For For Management 1.6 Elect Director Jeffrey Jacobowitz For For Management 1.7 Elect Director Daniel N. Leib For For Management 1.8 Elect Director Lois M. Martin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Seek Sale of Company Against Against Shareholder -------------------------------------------------------------------------------- DORIAN LPG LTD. Ticker: LPG Security ID: Y2106R110 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Hadjipateras For For Management 1.2 Elect Director Malcolm McAvity For Withhold Management 2 Ratify Deloitte Certified Public For For Management Accountants S.A. as Auditors -------------------------------------------------------------------------------- DORMAN PRODUCTS, INC. Ticker: DORM Security ID: 258278100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven L. Berman For For Management 1b Elect Director Kevin M. Olsen For For Management 1c Elect Director John J. Gavin For For Management 1d Elect Director Paul R. Lederer For For Management 1e Elect Director Richard T. Riley For For Management 1f Elect Director Kelly A. Romano For For Management 1g Elect Director G. Michael Stakias For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- DOUGLAS DYNAMICS, INC. Ticker: PLOW Security ID: 25960R105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Janik For For Management 1.2 Elect Director James D. Staley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DRIL-QUIP, INC. Ticker: DRQ Security ID: 262037104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Blake T. DeBerry For For Management 1.2 Elect Director John V. Lovoi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DSP GROUP, INC. Ticker: DSPG Security ID: 23332B106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ofer Elyakim For For Management 1.2 Elect Director Thomas A. Lacey For For Management 1.3 Elect Director Cynthia Paul For For Management 1.4 Elect Director Gabi Seligsohn For For Management 1.5 Elect Director Yair Seroussi For For Management 1.6 Elect Director Norman P. Taffe For For Management 1.7 Elect Director Kenneth H. Traub For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditor 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DUCOMMUN INCORPORATED Ticker: DCO Security ID: 264147109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Baldridge For For Management 1.2 Elect Director Stephen G. Oswald For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DXP ENTERPRISES, INC. Ticker: DXPE Security ID: 233377407 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Little For For Management 1.2 Elect Director Joseph R. Mannes For For Management 1.3 Elect Director Timothy P. Halter For For Management 1.4 Elect Director David Patton For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams, LLP as Auditors For For Management -------------------------------------------------------------------------------- DYCOM INDUSTRIES, INC. Ticker: DY Security ID: 267475101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dwight B. Duke For For Management 1b Elect Director Peter T. Pruitt, Jr. For For Management 1c Elect Director Laurie J. Thomsen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DYNAVAX TECHNOLOGIES CORPORATION Ticker: DVAX Security ID: 268158201 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel L. Kisner For For Management 1.2 Elect Director Natale Ricciardi For For Management 1.3 Elect Director Ryan Spencer For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DYNEX CAPITAL, INC. Ticker: DX Security ID: 26817Q886 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Byron L. Boston For For Management 1.2 Elect Director Michael R. Hughes For For Management 1.3 Elect Director Barry A. Igdaloff For For Management 1.4 Elect Director Robert A. Salcetti For For Management 1.5 Elect Director David H. Stevens For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- EAGLE BANCORP, INC. Ticker: EGBN Security ID: 268948106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew D. Brockwell For For Management 1.2 Elect Director Theresa G. LaPlaca For For Management 1.3 Elect Director A. Leslie Ludwig For For Management 1.4 Elect Director Norman R. Pozez For For Management 1.5 Elect Director Kathy A. Raffa For For Management 1.6 Elect Director Susan G. Riel For For Management 1.7 Elect Director James A. Soltesz For For Management 1.8 Elect Director Benjamin M. Soto For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EAGLE BULK SHIPPING INC. Ticker: EGLE Security ID: Y2187A143 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Leand, Jr. For For Management 1.2 Elect Director Randee E. Day For For Management 1.3 Elect Director Justin A. Knowles For For Management 1.4 Elect Director Bart Veldhuizen For For Management 1.5 Elect Director Gary Vogel For For Management 1.6 Elect Director Gary Weston For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- EAGLE PHARMACEUTICALS, INC. Ticker: EGRX Security ID: 269796108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven B. Ratoff For For Management 1.2 Elect Director Robert Glenning For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EASTERLY GOVERNMENT PROPERTIES, INC. Ticker: DEA Security ID: 27616P103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrell W. Crate For For Management 1.2 Elect Director William C. Trimble, III For For Management 1.3 Elect Director Michael P. Ibe For For Management 1.4 Elect Director William H. Binnie For For Management 1.5 Elect Director Cynthia A. Fisher For Against Management 1.6 Elect Director Scott D. Freeman For For Management 1.7 Elect Director Emil W. Henry, Jr. For For Management 1.8 Elect Director Tara S. Innes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Donald F. Colleran For For Management 1e Elect Director Hayden C. Eaves, III For For Management 1f Elect Director David H. Hoster, II For For Management 1g Elect Director Marshall A. Loeb For For Management 1h Elect Director Mary E. McCormick For For Management 1i Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EBIX, INC. Ticker: EBIX Security ID: 278715206 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans U. Benz For Withhold Management 1.2 Elect Director Pavan Bhalla For For Management 1.3 Elect Director Neil D. Eckert For Withhold Management 1.4 Elect Director Rolf Herter For For Management 1.5 Elect Director Hans Ueli Keller For Withhold Management 1.6 Elect Director George W. Hebard, III For For Management 1.7 Elect Director Robin Raina For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ECHO GLOBAL LOGISTICS, INC. Ticker: ECHO Security ID: 27875T101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas R. Waggoner For For Management 1.2 Elect Director Samuel K. Skinner For For Management 1.3 Elect Director Matthew Ferguson For For Management 1.4 Elect Director David Habiger For For Management 1.5 Elect Director William M. Farrow, III For For Management 1.6 Elect Director Virginia L. Henkels For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- EDGEWELL PERSONAL CARE COMPANY Ticker: EPC Security ID: 28035Q102 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Black For For Management 1b Elect Director George R. Corbin For For Management 1c Elect Director Daniel J. Heinrich For For Management 1d Elect Director Carla C. Hendra For For Management 1e Elect Director R. David Hoover For For Management 1f Elect Director John C. Hunter, III For For Management 1g Elect Director James C. Johnson For For Management 1h Elect Director Rod R. Little For For Management 1i Elect Director Joseph D. O'Leary For For Management 1j Elect Director Rakesh Sachdev For For Management 1k Elect Director Gary K. Waring For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EDITAS MEDICINE, INC. Ticker: EDIT Security ID: 28106W103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Mullen For Withhold Management 1.2 Elect Director Akshay K. Vaishnaw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EGAIN CORPORATION Ticker: EGAN Security ID: 28225C806 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ashutosh Roy For For Management 1.2 Elect Director Gunjan Sinha For Withhold Management 1.3 Elect Director Phiroz P. Darukhanavala For For Management 1.4 Elect Director Brett Shockley For For Management 1.5 Elect Director Christine Russell For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify BPM LLP as Auditors For For Management -------------------------------------------------------------------------------- EHEALTH, INC. Ticker: EHTH Security ID: 28238P109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea C. Brimmer For For Management 1.2 Elect Director Beth A. Brooke For For Management 1.3 Elect Director Randall S. Livingston For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- EIDOS THERAPEUTICS, INC. Ticker: EIDX Security ID: 28249H104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neil Kumar For For Management 1b Elect Director Eric Aguiar For Withhold Management 1c Elect Director William Lis For For Management 1d Elect Director Ali Satvat For Withhold Management 1e Elect Director Rajeev Shah For For Management 1f Elect Director Uma Sinha For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EIGER BIOPHARMACEUTICALS, INC. Ticker: EIGR Security ID: 28249U105 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Glenn For For Management 1.2 Elect Director Evan Loh For For Management 1.3 Elect Director Amit K. Sachdev For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EL PASO ELECTRIC COMPANY Ticker: EE Security ID: 283677854 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EL POLLO LOCO HOLDINGS, INC. Ticker: LOCO Security ID: 268603107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel N. Borgese For Withhold Management 1.2 Elect Director Mark Buller For For Management 1.3 Elect Director John M. Roth For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ELDORADO RESORTS, INC. Ticker: ERI Security ID: 28470R102 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change State of Incorporation from For For Management Nevada to Delaware 3 Approve the ERI A&R Nevada Charter For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ELDORADO RESORTS, INC. Ticker: ERI Security ID: 28470R102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Carano For For Management 1.2 Elect Director Bonnie Biumi For For Management 1.3 Elect Director Frank J. Fahrenkopf For For Management 1.4 Elect Director James B. Hawkins For For Management 1.5 Elect Director Gregory J. Kozicz For For Management 1.6 Elect Director Michael E. Pegram For For Management 1.7 Elect Director Thomas R. Reeg For For Management 1.8 Elect Director David P. Tomick For For Management 1.9 Elect Director Roger P. Wagner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ELECTROCORE, INC. Ticker: ECOR Security ID: 28531P103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph P. Errico For Withhold Management 1.2 Elect Director Trevor J. Moody For For Management 1.3 Elect Director Thomas M. Patton For For Management 2 Declassify the Board of Directors For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Reverse Stock Split For For Management 5 Approve Issuance of Shares for a For For Management Private Placement -------------------------------------------------------------------------------- ELEVATE CREDIT, INC. Ticker: ELVT Security ID: 28621V101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen J. Shaper For For Management 1.2 Elect Director Saundra D. Schrock For Withhold Management 1.3 Elect Director Tyler W.K. Head For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ELLINGTON FINANCIAL INC. Ticker: EFC Security ID: 28852N109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas F. Robards For For Management 1.2 Elect Director Lisa Mumford For For Management 1.3 Elect Director Laurence Penn For For Management 1.4 Elect Director Ronald I. Simon For For Management 1.5 Elect Director Edward Resendez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ELOXX PHARMACEUTICALS, INC. Ticker: ELOX Security ID: 29014R103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zafrira Avnur For For Management 1.2 Elect Director Tomer Kariv For For Management 1.3 Elect Director Martijn Kleijwegt For For Management 1.4 Elect Director Silvia Noiman For For Management 1.5 Elect Director Ran Nussbaum For For Management 1.6 Elect Director Steven D. Rubin For For Management 1.7 Elect Director Jasbir Seehra For For Management 1.8 Elect Director Gadi Veinrib For For Management 1.9 Elect Director Gregory C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMC INSURANCE GROUP INC. Ticker: EMCI Security ID: 268664109 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Richard F. Hamm, Jr. For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Restricted Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EMERALD HOLDING, INC. Ticker: EEX Security ID: 29103W104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Alicea For For Management 1.2 Elect Director Sally Shankland None None Management *Withdrawn Resolution* 1.3 Elect Director Emmanuelle Skala For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- EMERGENT BIOSOLUTIONS INC. Ticker: EBS Security ID: 29089Q105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zsolt Harsanyi For For Management 1b Elect Director George A. Joulwan For For Management 1c Elect Director Louis W. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. Ticker: EIG Security ID: 292218104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Blakey For For Management 1.2 Elect Director Joao (John) M. de For For Management Figueiredo 1.3 Elect Director Douglas D. Dirks For For Management 1.4 Elect Director James R. Kroner For For Management 1.5 Elect Director Michael J. McColgan For For Management 1.6 Elect Director Michael J. McSally For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENANTA PHARMACEUTICALS, INC. Ticker: ENTA Security ID: 29251M106 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce L.A. Carter For For Management 1.2 Elect Director Jay R. Luly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Angela A. Knight For For Management 1.6 Elect Director Laura Newman Olle For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Richard P. Stovsky For For Management 1.9 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ENCORE WIRE CORPORATION Ticker: WIRE Security ID: 292562105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory J. Fisher For For Management 1.2 Elect Director Daniel L. Jones For For Management 1.3 Elect Director Gina A. Norris For For Management 1.4 Elect Director William R. Thomas For For Management 1.5 Elect Director Scott D. Weaver For For Management 1.6 Elect Director John H. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENDO INTERNATIONAL PLC Ticker: ENDP Security ID: G30401106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul V. Campanelli For For Management 1b Elect Director Blaise Coleman For For Management 1c Elect Director Mark G. Barberio For For Management 1d Elect Director Shane M. Cooke For For Management 1e Elect Director Nancy J. Hutson For For Management 1f Elect Director Michael Hyatt For For Management 1g Elect Director Roger H. Kimmel For For Management 1h Elect Director William P. Montague For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ENDOLOGIX, INC. Ticker: ELGX Security ID: 29266S304 Meeting Date: AUG 05, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory D. Waller For For Management 1.2 Elect Director Thomas C. Wilder, III For For Management 1.3 Elect Director Thomas F. Zenty, III For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Approve Repricing of Options For Against Management -------------------------------------------------------------------------------- ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. Ticker: EIGI Security ID: 29272B105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexi A. Wellman For For Management 1b Elect Director Peter J. Perrone For For Management 1c Elect Director Chandler J. Reedy For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- ENERGOUS CORPORATION Ticker: WATT Security ID: 29272C103 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Rizzone For For Management 1.2 Elect Director Robert J. Griffin For For Management 1.3 Elect Director Daniel W. Fairfax For For Management 1.4 Elect Director Michael Noonen For For Management 1.5 Elect Director Rahul Patel For For Management 1.6 Elect Director Reynette Au For For Management 2 Ratify Marcum LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Two Years One Year Management 5 Amend Omnibus Stock Plan For Against Management 6 Amend Non-Employee Director Omnibus For For Management Stock Plan 7 Amend Qualified Employee Stock For For Management Purchase Plan 8 Amend Restricted Stock Plan For Against Management 9 Increase Authorized Common Stock For Against Management 10 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- ENERGY FUELS INC. Ticker: EFR Security ID: 292671708 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Birks Bovaird For For Management 1.2 Elect Director Mark S. Chalmers For For Management 1.3 Elect Director Benjamin Eshleman, III For For Management 1.4 Elect Director Barbara A. Filas For For Management 1.5 Elect Director Bruce D. Hansen For For Management 1.6 Elect Director Dennis L. Higgs For For Management 1.7 Elect Director Robert W. Kirkwood For For Management 1.8 Elect Director Alexander G. Morrison For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Against For Management Every Year 5 Advisory Vote on Say on Pay Frequency Against Against Management Every Two Year 6 Advisory Vote on Say on Pay Frequency For Against Management Every Three Years -------------------------------------------------------------------------------- ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard I. Hoffen For For Management 1.2 Elect Director David M. Shaffer For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENNIS, INC. Ticker: EBF Security ID: 293389102 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Blind For For Management 1.2 Elect Director Barbara T. Clemens For For Management 1.3 Elect Director Michael J. Schaefer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- ENOVA INTERNATIONAL, INC. Ticker: ENVA Security ID: 29357K103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen Carnahan For For Management 1b Elect Director Daniel R. Feehan For For Management 1c Elect Director David Fisher For For Management 1d Elect Director William M. Goodyear For For Management 1e Elect Director James A. Gray For For Management 1f Elect Director Gregg A. Kaplan For For Management 1g Elect Director Mark P. McGowan For For Management 1h Elect Director Mark A. Tebbe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Pricewaterhousecoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin Kortlang For For Management 1.2 Elect Director Richard S. Mora For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Report on Sustainability Against Abstain Shareholder 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. Ticker: NPO Security ID: 29355X107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marvin A. Riley For For Management 1.2 Elect Director Thomas M. Botts For For Management 1.3 Elect Director Felix M. Brueck For For Management 1.4 Elect Director B. Bernard Burns, Jr. For For Management 1.5 Elect Director Diane C. Creel For For Management 1.6 Elect Director Adele M. Gulfo For For Management 1.7 Elect Director David L. Hauser For For Management 1.8 Elect Director John Humphrey For For Management 1.9 Elect Director Kees van der Graaf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENSTAR GROUP LIMITED Ticker: ESGR Security ID: G3075P101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ENSTAR GROUP LIMITED Ticker: ESGR Security ID: G3075P101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Frederick (Rick) For For Management Becker 1b Elect Director James D. Carey For For Management 1c Elect Director Willard Myron Hendry, For For Management Jr. 1d Elect Director Hitesh Patel For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve KPMG Audit Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ENTERCOM COMMUNICATIONS CORP. Ticker: ETM Security ID: 293639100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Field For Withhold Management 1.2 Elect Director Joseph M. Field For For Management 1.3 Elect Director David J. Berkman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ENTERPRISE BANCORP, INC. Ticker: EBTC Security ID: 293668109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Clementi For For Management 1.2 Elect Director Carole A. Cowan For For Management 1.3 Elect Director Normand E. Deschene For For Management 1.4 Elect Director John A. Koutsos For For Management 1.5 Elect Director Joseph C. Lerner For For Management 1.6 Elect Director Richard W. Main For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management -------------------------------------------------------------------------------- ENTERPRISE FINANCIAL SERVICES CORP Ticker: EFSC Security ID: 293712105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. DeCola For For Management 1.2 Elect Director James F. Deutsch For For Management 1.3 Elect Director John S. Eulich For For Management 1.4 Elect Director Robert E. Guest, Jr. For For Management 1.5 Elect Director James M. Havel For For Management 1.6 Elect Director Judith S. Heeter For For Management 1.7 Elect Director Michael R. Holmes For For Management 1.8 Elect Director Nevada A. Kent, IV For For Management 1.9 Elect Director James B. Lally For For Management 1.10 Elect Director Anthony R. Scavuzzo For For Management 1.11 Elect Director Eloise E. Schmitz For For Management 1.12 Elect Director Sandra A. Van Trease For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENTRAVISION COMMUNICATIONS CORPORATION Ticker: EVC Security ID: 29382R107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter F. Ulloa For Withhold Management 1.2 Elect Director Paul A. Zevnik For Withhold Management 1.3 Elect Director Gilbert R. Vasquez For Withhold Management 1.4 Elect Director Patricia Diaz Dennis For Withhold Management 1.5 Elect Director Juan Saldivar von For For Management Wuthenau 1.6 Elect Director Martha Elena Diaz For Withhold Management 1.7 Elect Director Fehmi Zeko For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENVESTNET, INC. Ticker: ENV Security ID: 29404K106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luis Aguilar For For Management 1.2 Elect Director Ross Chapin For For Management 1.3 Elect Director William Crager For For Management 1.4 Elect Director James Fox For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ENZO BIOCHEM, INC. Ticker: ENZ Security ID: 294100102 Meeting Date: FEB 25, 2020 Meeting Type: Proxy Contest Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy Card (Gold Proxy Card) None 1 Approve Increase in Size of Board For Did Not Vote Management 2 Elect Class II Directors None None Management 3 Elect Director Rebecca J. Fischer For Did Not Vote Management If the Shareholders Approve Proposal 1 None 4 Elect Director Barry W. Weiner For Did Not Vote Management 5 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 6 Ratify EisnerAmper, LLP as Auditors For Did Not Vote Management 7 Adopt Majority Voting for Uncontested For Did Not Vote Management Election of Directors # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1 Approve Increase in Size of Board Against Against Management 2.1 Elect Director Fabian Blank For For Shareholder 2.2 Elect Director Peter J. Clemens, IV For Withhold Shareholder 3 Advisory Vote to Ratify Named Against For Management Executive Officers' Compensation 4 Ratify EisnerAmper LLP as Auditors For For Management 5 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- EPIZYME, INC. Ticker: EPZM Security ID: 29428V104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew R. Allen For Withhold Management 1.2 Elect Director Kenneth Bate For For Management 1.3 Elect Director Robert B. Bazemore, Jr. For For Management 1.4 Elect Director Victoria Richon For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- EPLUS, INC. Ticker: PLUS Security ID: 294268107 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce M. Bowen For For Management 1.2 Elect Director John E. Callies For For Management 1.3 Elect Director C. Thomas Faulders, III For For Management 1.4 Elect Director Eric D. Hovde For For Management 1.5 Elect Director Ira A. Hunt, III For For Management 1.6 Elect Director Mark P. Marron For For Management 1.7 Elect Director Maureen F. Morrison For For Management 1.8 Elect Director Ben Xiang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EQUITY BANCSHARES, INC. Ticker: EQBK Security ID: 29460X109 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Junetta M. Everett For For Management 1.2 Elect Director Gary C. Allerheiligen For Against Management 1.3 Elect Director Benjamen M. Hutton For For Management 1.4 Elect Director Gregory L. Gaeddert For Against Management 2 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- ERA GROUP INC. Ticker: ERA Security ID: 26885G109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2.1 Elect Director Christopher S. Bradshaw For For Management 2.2 Elect Director Charles Fabrikant For For Management 2.3 Elect Director Ann Fairbanks For For Management 2.4 Elect Director Christopher P. Papouras For For Management 2.5 Elect Director Yueping Sun For For Management 2.6 Elect Director Steven Webster For For Management 3 Increase Authorized Common Stock For For Management 4 Approve Reverse Stock Split For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management 6 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 7 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EROS INTERNATIONAL PLC Ticker: EROS Security ID: G3788M114 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Director Dilip Thakkar For Against Management 3 Elect Director Rishika Lulla Singh For Against Management 4 Ratify Grant Thornton India LLP as For For Management Auditors 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- EROS INTERNATIONAL PLC Ticker: EROS Security ID: G3788M114 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management -------------------------------------------------------------------------------- ESCO TECHNOLOGIES INC. Ticker: ESE Security ID: 296315104 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick M. Dewar For For Management 1.2 Elect Director Vinod M. Khilnani For For Management 1.3 Elect Director Robert J. Phillippy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESPERION THERAPEUTICS, INC. Ticker: ESPR Security ID: 29664W105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Janney For For Management 1b Elect Director Tim M. Mayleben For For Management 1c Elect Director Mark E. McGovern For For Management 1d Elect Director Tracy M. Woody For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ESQUIRE FINANCIAL HOLDINGS, INC. Ticker: ESQ Security ID: 29667J101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Russ M. Herman For For Management 1.2 Elect Director Robert J. Mitzman For Withhold Management 1.3 Elect Director Kevin C. Waterhouse For Withhold Management 1.4 Elect Director Marc D. Grossman For For Management 2 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- ESSA BANCORP, INC. Ticker: ESSA Security ID: 29667D104 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel J. Henning For For Management 1.2 Elect Director Elizabeth B. Weekes For For Management 2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Casale For For Management 1.2 Elect Director Douglas J. Pauls For For Management 1.3 Elect Director William Spiegel For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSENTIAL PROPERTIES REALTY TRUST, INC. Ticker: EPRT Security ID: 29670E107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Bossidy For For Management 1.2 Elect Director Joyce DeLucca For For Management 1.3 Elect Director Anthony K. Dobkin For For Management 1.4 Elect Director Scott A. Estes For For Management 1.5 Elect Director Peter M. Mavoides For For Management 1.6 Elect Director Lawrence J. Minich For For Management 1.7 Elect Director Heather L. Neary For For Management 1.8 Elect Director Stephen D. Sautel For Withhold Management 1.9 Elect Director Janaki Sivanesan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ETHAN ALLEN INTERIORS INC. Ticker: ETH Security ID: 297602104 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Farooq Kathwari For For Management 1b Elect Director James B. Carlson For For Management 1c Elect Director John J. Dooner, Jr. For For Management 1d Elect Director Domenick J. Esposito For For Management 1e Elect Director Mary Garrett For For Management 1f Elect Director James W. Schmotter For For Management 1g Elect Director Tara I. Stacom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EVANS BANCORP, INC. Ticker: EVBN Security ID: 29911Q208 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Battle For For Management 1.2 Elect Director James E. Biddle, Jr. For For Management 1.3 Elect Director Jody L. Lomeo For For Management 1.4 Elect Director Nora B. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- EVELO BIOSCIENCES, INC. Ticker: EVLO Security ID: 299734103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juan Andres For For Management 1.2 Elect Director Lord Ara Darzi For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EVENTBRITE, INC. Ticker: EB Security ID: 29975E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine August-deWilde For Withhold Management 1.2 Elect Director Julia Hartz For For Management 1.3 Elect Director Helen Riley For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EVERBRIDGE, INC. Ticker: EVBG Security ID: 29978A104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jaime Ellertson For For Management 1.2 Elect Director Sharon Rowlands For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERI HOLDINGS INC. Ticker: EVRI Security ID: 30034T103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linster W. Fox For For Management 1.2 Elect Director Maureen T. Mullarkey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- EVERQUOTE, INC. Ticker: EVER Security ID: 30041R108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Blundin For Withhold Management 1.2 Elect Director Sanju Bansal For For Management 1.3 Elect Director Seth Birnbaum For Withhold Management 1.4 Elect Director Paul Deninger For For Management 1.5 Elect Director John Lunny For For Management 1.6 Elect Director George Neble For For Management 1.7 Elect Director John Shields For For Management 1.8 Elect Director Mira Wilczek For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Olga Botero For For Management 1d Elect Director Jorge A. Junquera For For Management 1e Elect Director Ivan Pagan For For Management 1f Elect Director Aldo J. Polak For For Management 1g Elect Director Alan H. Schumacher For For Management 1h Elect Director Brian J. Smith For For Management 1i Elect Director Thomas W. Swidarski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVI INDUSTRIES, INC. Ticker: EVI Security ID: 26929N102 Meeting Date: DEC 16, 2019 Meeting Type: Annual Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry M. Nahmad For Withhold Management 1.2 Elect Director Dennis Mack For Withhold Management 1.3 Elect Director David Blyer For For Management 1.4 Elect Director Alan M. Grunspan For For Management 1.5 Elect Director Timothy P. LaMacchia For For Management 1.6 Elect Director Hal M. Lucas For For Management 1.7 Elect Director Glen Kruger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- EVO PAYMENTS, INC. Ticker: EVOP Security ID: 26927E104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura M. Miller For For Management 1.2 Elect Director Gregory S. Pope For Withhold Management 1.3 Elect Director Matthew W. Raino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVOFEM BIOSCIENCES, INC. Ticker: EVFM Security ID: 30048L104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Lynch For Withhold Management 1.2 Elect Director Saundra Pelletier For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVOFEM BIOSCIENCES, INC. Ticker: EVFM Security ID: 30048L104 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Common Stock Upon For For Management Conversion of Certain Convertible Notes and Exercise of Certain Warrants -------------------------------------------------------------------------------- EVOLENT HEALTH, INC. Ticker: EVH Security ID: 30050B101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bridget Duffy For Against Management 1b Elect Director Diane Holder For For Management 1c Elect Director Michael D'Amato For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVOLUS, INC. Ticker: EOLS Security ID: 30052C107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Simone Blank For For Management 1.2 Elect Director Bosun Hau *Withdrawn* None None Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EVOLUTION PETROLEUM CORPORATION Ticker: EPM Security ID: 30049A107 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. DiPaolo For For Management 1.2 Elect Director William E. Dozier For For Management 1.3 Elect Director Robert S. Herlin For For Management 1.4 Elect Director Kelly W. Loyd For For Management 1.5 Elect Director Marran H. Ogilvie For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- EVOQUA WATER TECHNOLOGIES CORP. Ticker: AQUA Security ID: 30057T105 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ron C. Keating For For Management 1.2 Elect Director Martin J. Lamb For Withhold Management 1.3 Elect Director Peter M. Wilver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EXANTAS CAPITAL CORP. Ticker: XAN Security ID: 30068N105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Cohen For For Management 1b Elect Director Andrew L. Farkas For For Management 1c Elect Director William B. Hart For For Management 1d Elect Director Gary Ickowicz For For Management 1e Elect Director Steven J. Kessler For Against Management 1f Elect Director Murray S. Levin For For Management 1g Elect Director P. Sherrill Neff For For Management 1h Elect Director Henry R. Silverman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rohit Kapoor For For Management 1b Elect Director David B. Kelso For For Management 1c Elect Director Anne Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde Ostler For For Management 1f Elect Director Jaynie Studenmund For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXP WORLD HOLDINGS, INC. Ticker: EXPI Security ID: 30212W100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn Sanford For Withhold Management 1.2 Elect Director Jason Gesing For Withhold Management 1.3 Elect Director Eugene Frederick For For Management 1.4 Elect Director Randall Miles For Withhold Management 1.5 Elect Director Darren Jacklin For Withhold Management 1.6 Elect Director Dan Cahir For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPONENT, INC. Ticker: EXPO Security ID: 30214U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine Ford Corrigan For For Management 1.2 Elect Director Paul R. Johnston For For Management 1.3 Elect Director Carol Lindstrom For For Management 1.4 Elect Director Karen A. Richardson For For Management 1.5 Elect Director John B. Shoven For For Management 1.6 Elect Director Debra L. Zumwalt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPRESS, INC. Ticker: EXPR Security ID: 30219E103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Archbold For For Management 1b Elect Director Timothy Baxter For For Management 1c Elect Director Peter Swinburn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EXTERRAN CORPORATION Ticker: EXTN Security ID: 30227H106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Goodyear For For Management 1b Elect Director James C. Gouin For For Management 1c Elect Director John P. Ryan For For Management 1d Elect Director Christopher T. Seaver For For Management 1e Elect Director Hatem Soliman For For Management 1f Elect Director Mark R. Sotir For For Management 1g Elect Director Andrew J. Way For For Management 1h Elect Director Ieda Gomes Yell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXTRACTION OIL & GAS, INC. Ticker: XOG Security ID: 30227M105 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. Gaensbauer For For Management 1.2 Elect Director Wayne W. Murdy For Withhold Management 1.3 Elect Director Matthew R. Owens For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management 5 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- EXTREME NETWORKS, INC. Ticker: EXTR Security ID: 30226D106 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles P. Carinalli For For Management 1.2 Elect Director Kathleen M. Holmgren For For Management 1.3 Elect Director Rajendra Khanna For For Management 1.4 Elect Director Edward H. Kennedy For For Management 1.5 Elect Director Edward B. Meyercord For For Management 1.6 Elect Director John C. Shoemaker For For Management 1.7 Elect Director Ingrid J. Burton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend NOL Rights Plan (NOL Pill) For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EYEPOINT PHARMACEUTICALS, INC. Ticker: EYPT Security ID: 30233G100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Goran Ando For For Management 1.2 Elect Director Nancy Lurker For For Management 1.3 Elect Director Douglas Godshall For For Management 1.4 Elect Director Jay Duker For For Management 1.5 Elect Director Kristine Peterson For For Management 1.6 Elect Director Ronald W. Eastman For For Management 1.7 Elect Director John B. Landis For For Management 1.8 Elect Director David Guyer For For Management 1.9 Elect Director Wendy F. DiCicco For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FABRINET Ticker: FN Security ID: G3323L100 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Homa Bahrami For For Management 1.2 Elect Director Gregory P. Dougherty For For Management 1.3 Elect Director Rollance E. Olson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers ABAS Ltd. For For Management as Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FALCON MINERALS CORPORATION Ticker: FLMN Security ID: 30607B109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claire R. Harvey For For Management 1.2 Elect Director Daniel C. Herz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FARMER BROS. CO. Ticker: FARM Security ID: 307675108 Meeting Date: DEC 10, 2019 Meeting Type: Proxy Contest Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director Charles F. Marcy For For Management 1.2 Elect Director D. Deverl Maserang, II For For Management 1.3 Elect Director Christopher P. Mottern For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Non-Binding Proposal Urging the Board Abstain For Shareholder of Directors to Provide for the Phased-In Declassification of the Board of Directors # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) None 1.1 Elect Director Thomas William Mortensen For Did Not Vote Shareholder 1.2 Elect Director Jonathan Michael Waite For Did Not Vote Shareholder 1.3 Elect Director D. Deverl Maserang, II For Did Not Vote Shareholder 2 Ratify Deloitte & Touche LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named Abstain Did Not Vote Management Executive Officers' Compensation 4 Declassify the Board of Directors For Did Not Vote Management -------------------------------------------------------------------------------- FARMERS & MERCHANTS BANCORP, INC. Ticker: FMAO Security ID: 30779N105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew J. Briggs For For Management 1.2 Elect Director Eugene N. Burkholder For For Management 1.3 Elect Director Lars B. Eller For For Management 1.4 Elect Director Steven A. Everhart For For Management 1.5 Elect Director Jo Ellen Hornish For For Management 1.6 Elect Director Jack C. Johnson For For Management 1.7 Elect Director Marcia S. Latta For For Management 1.8 Elect Director Steven J. Planson For For Management 1.9 Elect Director Anthony J. Rupp For For Management 1.10 Elect Director Kevin J. Sauder For For Management 1.11 Elect Director Paul S. Siebenmorgen For For Management 1.12 Elect Director K. Brad Stamm For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FARMERS NATIONAL BANC CORP. Ticker: FMNB Security ID: 309627107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory C. Bestic For For Management 1.2 Elect Director Kevin J. Helmick For For Management 1.3 Elect Director Terry A. Moore For For Management 1.4 Elect Director Edward W. Muransky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify CliftonLarsonAllen LLP as For For Management Auditors -------------------------------------------------------------------------------- FARMLAND PARTNERS INC. Ticker: FPI Security ID: 31154R109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris A. Downey For For Management 1.2 Elect Director Joseph W. Glauber For Withhold Management 1.3 Elect Director John A. Good For For Management 1.4 Elect Director Paul A. Pittman For For Management 2 Ratify Plante & Moran, PLLC as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FARO TECHNOLOGIES, INC. Ticker: FARO Security ID: 311642102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Burger For For Management 1.2 Elect Director Stephen R. Cole For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FATE THERAPEUTICS, INC. Ticker: FATE Security ID: 31189P102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Epstein For For Management 1.2 Elect Director John D. Mendlein For Withhold Management 1.3 Elect Director Karin Jooss For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William (Bill) F. For For Management Andrews 1.2 Elect Director James (Jim) W. Ayers For For Management 1.3 Elect Director J. Jonathan (Jon) Ayers For For Management 1.4 Elect Director William (Bill) F. For For Management Carpenter, III 1.5 Elect Director Agenia W. Clark For For Management 1.6 Elect Director James (Jimmy) L. Exum For Withhold Management 1.7 Elect Director Christopher (Chris) T. For For Management Holmes 1.8 Elect Director Orrin H. Ingram For For Management 1.9 Elect Director Raja J. Jubran For For Management 1.10 Elect Director Emily J. Reynolds For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue Shares in Connection For For Management with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FBL FINANCIAL GROUP, INC. Ticker: FFG Security ID: 30239F106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger K. Brooks For For Management 1.2 Elect Director Paul A. Juffer For Withhold Management 1.3 Elect Director Paul E. Larson For For Management 1.4 Elect Director Daniel D. Pitcher For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FEDERAL SIGNAL CORPORATION Ticker: FSS Security ID: 313855108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene J. Lowe, III For For Management 1.2 Elect Director Dennis J. Martin For For Management 1.3 Elect Director Patrick E. Miller None None Management *Withdrawn Resolution* 1.4 Elect Director Richard R. Mudge For For Management 1.5 Elect Director William F. Owens For For Management 1.6 Elect Director Brenda L. Reichelderfer For For Management 1.7 Elect Director Jennifer L. Sherman For For Management 1.8 Elect Director John L. Workman For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FEDNAT HOLDING COMPANY Ticker: FNHC Security ID: 31431B109 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael H. Braun For For Management 1.2 Elect Director Jenifer G. Kimbrough For For Management 1.3 Elect Director David W. Michelson For For Management 1.4 Elect Director David K. Patterson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FEDNAT HOLDING COMPANY Ticker: FNHC Security ID: 31431B109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Patterson For For Management 1.2 Elect Director Thomas A. Rogers For For Management 1.3 Elect Director Roberta N. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FERRO CORPORATION Ticker: FOE Security ID: 315405100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Lorber For For Management 1.2 Elect Director Marran H. Ogilvie For For Management 1.3 Elect Director Andrew M. Ross For For Management 1.4 Elect Director Allen A. Spizzo For For Management 1.5 Elect Director Peter T. Thomas For For Management 1.6 Elect Director Ronald P. Vargo For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FGL HOLDINGS Ticker: FG Security ID: G3402M102 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Amend Certificate of Incorporation For For Management 3 Alter Authorised Share Capital of FGL For For Management Holdings 4 Advisory Vote on Golden Parachutes For Against Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIBROGEN, INC. Ticker: FGEN Security ID: 31572Q808 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Enrique Conterno For For Management 1b Elect Director Thomas F. Kearns, Jr. For For Management 1c Elect Director Kalevi Kurkijarvi For For Management 1d Elect Director Gerald Lema For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FIDELITY D & D BANCORP, INC. Ticker: FDBC Security ID: 31609R100 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Shares For For Management in Connection with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIDELITY D & D BANCORP, INC. Ticker: FDBC Security ID: 31609R100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary E. McDonald For For Management 1.2 Elect Director Kristin D. O'Donnell For For Management 1.3 Elect Director David L. Tressler, Sr. None None Management - Deceased 1.4 Elect Director William J. Joyce, Sr. For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIESTA RESTAURANT GROUP, INC. Ticker: FRGI Security ID: 31660B101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stacey Rauch For For Management 1b Elect Director Nicholas Daraviras For For Management 1c Elect Director Stephen P. Elker For For Management 1d Elect Director Brian P. Friedman For For Management 1e Elect Director Nicholas P. Shepherd For For Management 1f Elect Director Richard C. Stockinger For For Management 1g Elect Director Paul E. Twohig For For Management 1h Elect Director Sherrill Kaplan For For Management 1i Elect Director Andrew V. Rechtschaffen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Other Business For Against Management -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS, INC. Ticker: FISI Security ID: 317585404 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald K. Boswell For For Management 1.2 Elect Director Andrew W. Dorn, Jr. For For Management 1.3 Elect Director Robert M. Glaser For For Management 1.4 Elect Director Susan R. Holliday For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BANCORP Ticker: FBNC Security ID: 318910106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel T. Blue, Jr. For For Management 1.2 Elect Director Mary Clara Capel For For Management 1.3 Elect Director James C. Crawford, III For For Management 1.4 Elect Director Suzanne S. DeFerie For For Management 1.5 Elect Director Abby J. Donnelly For For Management 1.6 Elect Director John B. Gould For For Management 1.7 Elect Director Michael G. Mayer For For Management 1.8 Elect Director Richard H. Moore For For Management 1.9 Elect Director Thomas F. Phillips For For Management 1.10 Elect Director O. Temple Sloan, III For For Management 1.11 Elect Director Frederick L. Taylor, II For For Management 1.12 Elect Director Virginia C. Thomasson For For Management 1.13 Elect Director Dennis A. Wicker For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST BANCORP Ticker: FBP Security ID: 318672706 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juan Acosta Reboyras For For Management 1b Elect Director Aurelio Aleman For For Management 1c Elect Director Luz A. Crespo For For Management 1d Elect Director Tracey Dedrick For For Management 1e Elect Director Daniel E. Frye For For Management 1f Elect Director Robert T. Gormley For For Management 1g Elect Director John A. Heffern For For Management 1h Elect Director Roberto R. Herencia For For Management 1i Elect Director Jose Menendez-Cortada For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BANK Ticker: FRBA Security ID: 31931U102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick M. Ryan For For Management 1.2 Elect Director Leslie E. Goodman For For Management 1.3 Elect Director Patrick L. Ryan For For Management 1.4 Elect Director Elbert G. Basolis, Jr. For For Management 1.5 Elect Director Douglas C. Borden For For Management 1.6 Elect Director Christopher B. Chandor For For Management 1.7 Elect Director Patricia A. Costante For For Management 1.8 Elect Director Scott R. Gamble For For Management 1.9 Elect Director Deborah Paige Hanson For For Management 1.10 Elect Director Gary S. Hofing For For Management 1.11 Elect Director Glenn M. Josephs For For Management 1.12 Elect Director Peter Pantages For Withhold Management 1.13 Elect Director Michael E. Salz For For Management 1.14 Elect Director John E. Strydesky For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BUSEY CORPORATION Ticker: BUSE Security ID: 319383204 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Barr For For Management 1.2 Elect Director Stanley J. Bradshaw For For Management 1.3 Elect Director Michael D. Cassens For For Management 1.4 Elect Director Van A. Dukeman For For Management 1.5 Elect Director Karen M. Jensen For For Management 1.6 Elect Director Frederic L. Kenney For For Management 1.7 Elect Director Stephen V. King For For Management 1.8 Elect Director Gregory B. Lykins For For Management 1.9 Elect Director Thomas G. Sloan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BUSINESS FINANCIAL SERVICES, INC. Ticker: FBIZ Security ID: 319390100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carla C. Chavarria For For Management 1.2 Elect Director Ralph R. Kauten For For Management 1.3 Elect Director Gerald L. (Jerry) For For Management Kilcoyne 1.4 Elect Director Daniel P. Olszewski For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST CAPITAL, INC. Ticker: FCAP Security ID: 31942S104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William W. Harrod For For Management 1.2 Elect Director Dana L. Huber For For Management 1.3 Elect Director Robert C. Guilfoyle For For Management 1.4 Elect Director Lou Ann Moore For For Management 2 Ratify Monroe Shine & Co., Inc. as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST CHOICE BANCORP Ticker: FCBP Security ID: 31948P104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Franko For For Management 1.2 Elect Director James H. Gray For For Management 1.3 Elect Director Peter H. Hui For For Management 1.4 Elect Director Fred D. Jensen For For Management 1.5 Elect Director Luis Maizel For For Management 1.6 Elect Director Lynn McKenzie-Tallerico For For Management 1.7 Elect Director Pravin C. Pranav For For Management 1.8 Elect Director Phillip T. Thong For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Eide Bailly LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST COMMONWEALTH FINANCIAL CORPORATION Ticker: FCF Security ID: 319829107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Caponi For For Management 1.2 Elect Director Ray T. Charley For For Management 1.3 Elect Director Gary R. Claus For For Management 1.4 Elect Director David S. Dahlmann For For Management 1.5 Elect Director Johnston A. Glass For For Management 1.6 Elect Director Jon L. Gorney For For Management 1.7 Elect Director Jane Grebenc For For Management 1.8 Elect Director David W. Greenfield For For Management 1.9 Elect Director Bart E. Johnson For For Management 1.10 Elect Director Luke A. Latimer For For Management 1.11 Elect Director Aradhna M. Oliphant For For Management 1.12 Elect Director T. Michael Price For For Management 1.13 Elect Director Robert J. Ventura For For Management 1.14 Elect Director Stephen A. Wolfe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST COMMUNITY BANKSHARES, INC. Ticker: FCBC Security ID: 31983A103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. William Davis For Withhold Management 1.2 Elect Director Gary R. Mills For For Management 1.3 Elect Director M. Adam Sarver For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST DEFIANCE FINANCIAL CORP. Ticker: FDEF Security ID: 32006W106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Shares For For Management in Connection with Merger 2 Amend Articles of Incorporation For For Management 3 Amend Code of Regulations For For Management 4 Advisory Vote on Golden Parachutes For Against Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST DEFIANCE FINANCIAL CORP. Ticker: FDEF Security ID: 32006W106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee Burdman For For Management 1.2 Elect Director Jean A. Hubbard For For Management 1.3 Elect Director Charles D. Niehaus For For Management 1.4 Elect Director Mark A. Robison For For Management 1.5 Elect Director Richard J. Schiraldi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Ticker: FFBC Security ID: 320209109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Wickliffe Ach For For Management 1.2 Elect Director William G. Barron For For Management 1.3 Elect Director Vincent A. Berta For For Management 1.4 Elect Director Cynthia O. Booth For For Management 1.5 Elect Director Archie M. Brown For For Management 1.6 Elect Director Claude E. Davis For For Management 1.7 Elect Director Corinne R. Finnerty For For Management 1.8 Elect Director Susan L. Knust For For Management 1.9 Elect Director William J. Kramer For For Management 1.10 Elect Director John T. Neighbours For For Management 1.11 Elect Director Thomas M. O'Brien For For Management 1.12 Elect Director Maribeth S. Rahe For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST FINANCIAL BANKSHARES, INC. Ticker: FFIN Security ID: 32020R109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director April Anthony For For Management 1.2 Elect Director Tucker S. Bridwell For For Management 1.3 Elect Director Vianei Lopez Braun For For Management 1.4 Elect Director David Copeland For For Management 1.5 Elect Director Mike Denny For For Management 1.6 Elect Director F. Scott Dueser For For Management 1.7 Elect Director Murray Edwards For For Management 1.8 Elect Director Tim Lancaster For For Management 1.9 Elect Director Kade L. Matthews For For Management 1.10 Elect Director Robert C. Nickles, Jr. For For Management 1.11 Elect Director Johnny E. Trotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST FINANCIAL CORPORATION Ticker: THFF Security ID: 320218100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory L. Gibson For Withhold Management 1.2 Elect Director Paul J. Pierson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST FOUNDATION INC. Ticker: FFWM Security ID: 32026V104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Max Briggs For For Management 1.2 Elect Director John Hakopian For For Management 1.3 Elect Director Scott F. Kavanaugh For For Management 1.4 Elect Director Ulrich E. Keller, Jr. For For Management 1.5 Elect Director David Lake For For Management 1.6 Elect Director Elizabeth A. Pagliarini For For Management 1.7 Elect Director Mitchell M. Rosenberg For For Management 1.8 Elect Director Diane M. Rubin For For Management 1.9 Elect Director Jacob Sonenshine For For Management 2 Ratify Eide Bailly LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Ticker: FR Security ID: 32054K103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter E. Baccile For For Management 1.2 Elect Director Teresa Bryce Bazemore For For Management 1.3 Elect Director Matthew S. Dominski For For Management 1.4 Elect Director Bruce W. Duncan For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Denise A. Olsen For For Management 1.7 Elect Director John Rau For For Management 1.8 Elect Director L. Peter Sharpe For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Other Business For Against Management -------------------------------------------------------------------------------- FIRST INTERNET BANCORP Ticker: INBK Security ID: 320557101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Becker For For Management 1.2 Elect Director Ana Dutra For For Management 1.3 Elect Director John K. Keach, Jr. For For Management 1.4 Elect Director David R. Lovejoy For For Management 1.5 Elect Director Michael L. Smith For For Management 1.6 Elect Director Ralph R. Whitney, Jr. For For Management 1.7 Elect Director Jerry Williams For For Management 1.8 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management 4 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend Bylaws -------------------------------------------------------------------------------- FIRST INTERSTATE BANCSYSTEM, INC. Ticker: FIBK Security ID: 32055Y201 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alice S. Cho For For Management 1.2 Elect Director Dana L. Crandall For For Management 1.3 Elect Director Dennis L. Johnson For For Management 1.4 Elect Director Patricia L. Moss For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Ticker: FRME Security ID: 320817109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Douglas Chaffin For For Management 1.2 Elect Director Michael J. Fisher For For Management 1.3 Elect Director Clark C. Kellogg, Jr. For For Management 1.4 Elect Director Gary J. Lehman For For Management 1.5 Elect Director Michael C. Marhenke For Withhold Management 1.6 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MID BANCSHARES, INC. Ticker: FMBH Security ID: 320866106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven L. Grissom For For Management 1.2 Elect Director Mary J. Westerhold For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST MIDWEST BANCORP, INC. Ticker: FMBI Security ID: 320867104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara A. Boigegrain For For Management 1.2 Elect Director Thomas L. Brown For For Management 1.3 Elect Director Phupinder S. Gill For For Management 1.4 Elect Director Kathryn J. Hayley For For Management 1.5 Elect Director Peter J. Henseler For For Management 1.6 Elect Director Frank B. Modruson For For Management 1.7 Elect Director Ellen A. Rudnick For For Management 1.8 Elect Director Mark G. Sander For For Management 1.9 Elect Director Michael L. Scudder For For Management 1.10 Elect Director Michael J. Small For For Management 1.11 Elect Director Stephen C. Van Arsdell For For Management 1.12 Elect Director J. Stephen Vanderwoude For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FIRST NORTHWEST BANCORP Ticker: FNWB Security ID: 335834107 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew P. Deines For For Management 1.2 Elect Director Stephen E. Oliver For Withhold Management 1.3 Elect Director Jennifer Zaccardo For Withhold Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRSTCASH, INC. Ticker: FCFS Security ID: 33767D105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel E. Berce For For Management 1b Elect Director Mikel D. Faulkner For For Management 1c Elect Director Randel G. Owen For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FITBIT, INC. Ticker: FIT Security ID: 33812L102 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FITBIT, INC. Ticker: FIT Security ID: 33812L102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Park For For Management 1.2 Elect Director Eric N. Friedman For For Management 1.3 Elect Director Laura J. Alber For For Management 1.4 Elect Director Matthew Bromberg For For Management 1.5 Elect Director Glenda Flanagan For For Management 1.6 Elect Director Bradley Fluegel For Withhold Management 1.7 Elect Director Steven Murray For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- FIVE PRIME THERAPEUTICS, INC. Ticker: FPRX Security ID: 33830X104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kapil Dhingra For For Management 1.2 Elect Director Garry Nicholson For For Management 1.3 Elect Director Carol Schafer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIVE9, INC. Ticker: FIVN Security ID: 338307101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly Alexy For For Management 1.2 Elect Director Michael Burkland For For Management 1.3 Elect Director Robert Zollars For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FLAGSTAR BANCORP, INC. Ticker: FBC Security ID: 337930705 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alessandro P. DiNello For For Management 1.2 Elect Director Jay J. Hansen For For Management 1.3 Elect Director John D. Lewis For For Management 1.4 Elect Director David J. Matlin For For Management 1.5 Elect Director Bruce E. Nyberg For For Management 1.6 Elect Director James A. Ovenden For For Management 1.7 Elect Director Peter Schoels For For Management 1.8 Elect Director David L. Treadwell For For Management 1.9 Elect Director Jennifer R. Whip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEXION THERAPEUTICS, INC. Ticker: FLXN Security ID: 33938J106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heath Lukatch For For Management 1.2 Elect Director Patrick J. Mahaffy For Withhold Management 1.3 Elect Director Alan W. Milinazzo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEXSTEEL INDUSTRIES, INC. Ticker: FLXS Security ID: 339382103 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William S. Creekmuir For For Management 1.2 Elect Director Jerald K. Dittmer For For Management 1.3 Elect Director Charles R. Eitel For For Management 1.4 Elect Director Matthew A. Kaness For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- FLOTEK INDUSTRIES, INC. Ticker: FTK Security ID: 343389102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Gibson, Jr. For For Management 1b Elect Director Michelle M. Adams For For Management 1c Elect Director Ted D. Brown For For Management 1d Elect Director Paul W. Hobby For For Management 1e Elect Director David Nierenberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- FLUENT, INC. Ticker: FLNT Security ID: 34380C102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ryan Schulke For For Management 1b Elect Director Matthew Conlin For For Management 1c Elect Director Andrew Frawley For For Management 1d Elect Director Donald Mathis For Against Management 1e Elect Director Barbara Shattuck Kohn For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLUIDIGM CORPORATION Ticker: FLDM Security ID: 34385P108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicolas M. Barthelemy For For Management 1.2 Elect Director Bill W. Colston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Ticker: FFIC Security ID: 343873105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. McCabe For For Management 1b Elect Director Donna M. O'Brien For For Management 1c Elect Director Michael J. Russo For For Management 1d Elect Director Caren C. Yoh For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- FNCB BANCORP, INC. Ticker: FNCB Security ID: 302578109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard A. Champi For Withhold Management 1.2 Elect Director Louis A. DeNaples For Withhold Management 1.3 Elect Director Keith W. Eckel For For Management 1.4 Elect Director Kathleen McCarthy For For Management Lambert 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- FOCUS FINANCIAL PARTNERS INC. Ticker: FOCS Security ID: 34417P100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Feliciani, Jr. For For Management 1.2 Elect Director Noah Gottdiener For For Management 1.3 Elect Director Rajini Sundar Kodialam For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FORESCOUT TECHNOLOGIES, INC. Ticker: FSCT Security ID: 34553D101 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FORESTAR GROUP, INC. Ticker: FOR Security ID: 346232101 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Samuel R. Fuller For For Management 1B Elect Director Lisa H. Jamieson For For Management 1C Elect Director G.F. (Rick) Ringler, III For For Management 1D Elect Director Donald C. Spitzer For For Management 1E Elect Director Donald J. Tomnitz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FORMFACTOR, INC. Ticker: FORM Security ID: 346375108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond A. Link For For Management 1b Elect Director Michael D. Slessor For For Management 1c Elect Director Thomas St. Dennis For For Management 1d Elect Director Rebeca Obregon-Jimenez For For Management 1e Elect Director Sheri Rhodes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- FORRESTER RESEARCH, INC. Ticker: FORR Security ID: 346563109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean M. Birch For For Management 1.2 Elect Director David Boyce For For Management 1.3 Elect Director Neil Bradford For For Management 1.4 Elect Director George F. Colony For For Management 1.5 Elect Director Anthony Friscia For For Management 1.6 Elect Director Robert M. Galford For For Management 1.7 Elect Director Gretchen G. Teichgraeber For For Management 1.8 Elect Director Yvonne Wassenaar For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORTERRA, INC. Ticker: FRTA Security ID: 34960W106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maureen Harrell For Withhold Management 1.2 Elect Director Chad Lewis For Withhold Management 1.3 Elect Director Karl H. Watson, Jr. For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORUM ENERGY TECHNOLOGIES, INC. Ticker: FET Security ID: 34984V100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evelyn M. Angelle For For Management 1.2 Elect Director John A. Carrig For For Management 1.3 Elect Director Andrew L. Waite For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Reverse Stock Split For For Management 5 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- FORWARD AIR CORPORATION Ticker: FWRD Security ID: 349853101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald W. Allen For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director Valerie A. Bonebrake For For Management 1.4 Elect Director C. Robert Campbell For For Management 1.5 Elect Director R. Craig Carlock For For Management 1.6 Elect Director C. John Langley, Jr. For For Management 1.7 Elect Director G. Michael Lynch For For Management 1.8 Elect Director Thomas Schmitt For For Management 1.9 Elect Director Laurie A. Tucker For For Management 1.10 Elect Director W. Gilbert West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOSSIL GROUP, INC. Ticker: FOSL Security ID: 34988V106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Belgya For For Management 1.2 Elect Director William B. Chiasson For For Management 1.3 Elect Director Kim Harriss Jones For For Management 1.4 Elect Director Kosta N. Kartsotis For For Management 1.5 Elect Director Kevin Mansell For For Management 1.6 Elect Director Diane L. Neal For For Management 1.7 Elect Director Gail B. Tifford For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FOUNDATION BUILDING MATERIALS, INC. Ticker: FBM Security ID: 350392106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Espe For For Management 1b Elect Director Fareed A. Khan For For Management 1c Elect Director James F. Underhill For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FOUR CORNERS PROPERTY TRUST, INC. Ticker: FCPT Security ID: 35086T109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William H. Lenehan For For Management 1b Elect Director Douglas B. Hansen For For Management 1c Elect Director John S. Moody For For Management 1d Elect Director Marran H. Ogilvie For For Management 1e Elect Director Paul E. Szurek For For Management 1f Elect Director Charles L. Jemley For For Management 1g Elect Director Eric S. Hirschhorn For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOX FACTORY HOLDING CORP. Ticker: FOXF Security ID: 35138V102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dudley W. Mendenhall For For Management 1.2 Elect Director Elizabeth A. Fetter For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRANK'S INTERNATIONAL N.V. Ticker: FI Security ID: N33462107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael E. McMahon For For Management 1b Elect Director Robert W. Drummond For For Management 1c Elect Director Michael C. Kearney For For Management 1d Elect Director L. Don Miller For For Management 1e Elect Director D. Keith Mosing For For Management 1f Elect Director Kirkland D. Mosing For For Management 1g Elect Director Erich L. Mosing For For Management 1h Elect Director Melanie M. Trent For For Management 1i Elect Director Alexander Vriesendorp For For Management 2 Appoint Melissa Cougle, Steven Russell For For Management and John Symington as Managing Directors 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Supervisory Board For For Management 5 Approve Discharge of Management Board For For Management 6 Ratify KPMG Accountants N.V as Auditors For For Management 7 Ratify KPMG LLP as Auditors For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- FRANKLIN COVEY CO. Ticker: FC Security ID: 353469109 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne H. Chow For For Management 1.2 Elect Director Clayton M. Christensen For For Management 1.3 Elect Director Michael Fung For For Management 1.4 Elect Director Dennis G. Heiner For For Management 1.5 Elect Director Donald J. McNamara For For Management 1.6 Elect Director Joel C. Peterson For For Management 1.7 Elect Director E. Kay Stepp For For Management 1.8 Elect Director Derek C.M. van Bever For For Management 1.9 Elect Director Robert A. Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FRANKLIN ELECTRIC CO., INC. Ticker: FELE Security ID: 353514102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David T. Brown For For Management 1b Elect Director Victor D. Grizzle For For Management 1c Elect Director Thomas R. VerHage For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRANKLIN FINANCIAL NETWORK, INC. Ticker: FSB Security ID: 35352P104 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FRANKLIN FINANCIAL SERVICES CORPORATION Ticker: FRAF Security ID: 353525108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Warren Elliott For For Management 1.2 Elect Director Timothy G. Henry For For Management 1.3 Elect Director Stanley J. Kerlin For For Management 1.4 Elect Director Kimberly M. Rzomp For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Articles of Incorporation For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. Ticker: FSP Security ID: 35471R106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George J. Carter For For Management 1b Elect Director Georgia Murray For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FREQUENCY THERAPEUTICS, INC. Ticker: FREQ Security ID: 35803L108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc A. Cohen For Withhold Management 1.2 Elect Director David L. Lucchino For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael J. Berthelot For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRESHPET, INC. Ticker: FRPT Security ID: 358039105 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. David Basto For For Management 1.2 Elect Director Lawrence S. Coben For Withhold Management 1.3 Elect Director Walter N. George, III For For Management 1.4 Elect Director Craig D. Steeneck For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FRONT YARD RESIDENTIAL CORPORATION Ticker: RESI Security ID: 35904G107 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FRONT YARD RESIDENTIAL CORPORATION Ticker: RESI Security ID: 35904G107 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leland G. Abrams For For Management 1.2 Elect Director Rochelle R. Dobbs For For Management 1.3 Elect Director George G. Ellison For For Management 1.4 Elect Director Michael A. Eruzione For For Management 1.5 Elect Director Leslie B. Fox For For Management 1.6 Elect Director Wade J. Henderson For Withhold Management 1.7 Elect Director George Whitfield For For Management ("Whit") McDowell 1.8 Elect Director Lazar Nikolic For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRP HOLDINGS, INC. Ticker: FRPH Security ID: 30292L107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Baker, II For For Management 1.2 Elect Director Charles E. Commander, For For Management III 1.3 Elect Director H. W. Shad, III For For Management 1.4 Elect Director Martin E. Stein, Jr. For For Management 1.5 Elect Director William H. Walton, III For For Management 1.6 Elect Director Margaret B. Wetherbee For Withhold Management 2 Ratify Hancock Askew & Co., LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FS BANCORP, INC. Ticker: FSBW Security ID: 30263Y104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Mansfield For For Management 1.2 Elect Director Margaret R. Piesik For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- FTI CONSULTING, INC. Ticker: FCN Security ID: 302941109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda J. Bacon For For Management 1b Elect Director Mark S. Bartlett For For Management 1c Elect Director Claudio Costamagna For For Management 1d Elect Director Vernon Ellis For For Management 1e Elect Director Nicholas C. Fanandakis For For Management 1f Elect Director Steven H. Gunby For For Management 1g Elect Director Gerard E. Holthaus For For Management 1h Elect Director Laureen E. Seeger For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FTS INTERNATIONAL, INC. Ticker: FTSI Security ID: 30283W104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Doss For For Management 1.2 Elect Director Michael C. Jennings For For Management 1.3 Elect Director Ong Tiong Sin For Withhold Management 2 Approve Reverse Stock Split For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FULCRUM THERAPEUTICS, INC. Ticker: FULC Security ID: 359616109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Levin For Withhold Management 1.2 Elect Director Alan Ezekowitz For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FULTON FINANCIAL CORPORATION Ticker: FULT Security ID: 360271100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer Craighead Carey For For Management 1b Elect Director Lisa Crutchfield For For Management 1c Elect Director Denise L. Devine For For Management 1d Elect Director Steven S. Etter For For Management 1e Elect Director Patrick J. Freer For For Management 1f Elect Director Carlos E. Graupera For For Management 1g Elect Director George W. Hodges For For Management 1h Elect Director James R. Moxley, III For For Management 1i Elect Director Curtis J. Myers For For Management 1j Elect Director Scott A. Snyder For For Management 1k Elect Director Ronald H. Spair For For Management 1l Elect Director Mark F. Strauss For For Management 1m Elect Director Ernest J. Waters For For Management 1n Elect Director E. Philip Wenger For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FUNKO, INC. Ticker: FNKO Security ID: 361008105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Brotman For Withhold Management 1.2 Elect Director Diane Irvine For Withhold Management 1.3 Elect Director Sarah Kirshbaum Levy For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FUTUREFUEL CORP. Ticker: FF Security ID: 36116M106 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald C. Bedell For For Management 1.2 Elect Director Edwin A. Levy For For Management 1.3 Elect Director Terrance C.Z. (Terry) For For Management Egger 2 Ratify RSM US LLP as Auditors For For Management 3 Other Business For Against Management -------------------------------------------------------------------------------- FVCBANKCORP, INC. Ticker: FVCB Security ID: 36120Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Pijor For For Management 1.2 Elect Director L. Burwell Gunn For For Management 1.3 Elect Director Morton A. Bender For For Management 1.4 Elect Director Patricia A. Ferrick For For Management 1.5 Elect Director Scott Laughlin For For Management 1.6 Elect Director Thomas L. Patterson For For Management 1.7 Elect Director Devin Satz For For Management 1.8 Elect Director Lawrence W. Schwartz For For Management 1.9 Elect Director Sidney G. Simmonds For For Management 1.10 Elect Director Daniel M. Testa For Withhold Management 1.11 Elect Director Philip "Trey" R. Wills, For For Management III 1.12 Elect Director Steven M. Wiltse For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditor -------------------------------------------------------------------------------- G-III APPAREL GROUP, LTD. Ticker: GIII Security ID: 36237H101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morris Goldfarb For For Management 1.2 Elect Director Sammy Aaron For For Management 1.3 Elect Director Thomas J. Brosig For For Management 1.4 Elect Director Alan Feller For For Management 1.5 Elect Director Jeffrey Goldfarb For For Management 1.6 Elect Director Victor Herrero For For Management 1.7 Elect Director Jeanette Nostra For For Management 1.8 Elect Director Laura Pomerantz For For Management 1.9 Elect Director Willem van Bokhorst For For Management 1.10 Elect Director Cheryl L. Vitali For For Management 1.11 Elect Director Richard White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- G1 THERAPEUTICS, INC. Ticker: GTHX Security ID: 3621LQ109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Garry A. Nicholson For Withhold Management 1.2 Elect Director Mark A. Velleca For For Management 1.3 Elect Director Glenn P. Muir For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GAIA, INC. Ticker: GAIA Security ID: 36269P104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jirka Rysavy For Withhold Management 1.2 Elect Director Kristin E. Frank For For Management 1.3 Elect Director James Colquhoun For Withhold Management 1.4 Elect Director David Maisel For For Management 1.5 Elect Director Keyur Patel For For Management 1.6 Elect Director Dae Mellencamp For Withhold Management 1.7 Elect Director Paul Sutherland For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GAIN CAPITAL HOLDINGS, INC. Ticker: GCAP Security ID: 36268W100 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: MAY 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Schenk For Against Management 1.2 Elect Director Christopher W. Calhoun For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GAIN CAPITAL HOLDINGS, INC. Ticker: GCAP Security ID: 36268W100 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GALECTIN THERAPEUTICS INC. Ticker: GALT Security ID: 363225202 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilbert F. Amelio For Withhold Management 1.2 Elect Director James C. Czirr For For Management 1.3 Elect Director Kary Eldred For For Management 1.4 Elect Director Kevin D. Freeman For For Management 1.5 Elect Director Joel Lewis For For Management 1.6 Elect Director Gilbert S. Omenn For For Management 1.7 Elect Director Marc Rubin For For Management 1.8 Elect Director Harold H. Shlevin For For Management 1.9 Elect Director Richard E. Uihlein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Cherry Bekaert LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GAMCO INVESTORS, INC. Ticker: GBL Security ID: 361438104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin L. Artzt For For Management 1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management 1.3 Elect Director Leslie B. Daniels For For Management 1.4 Elect Director Mario J. Gabelli For Withhold Management 1.5 Elect Director Eugene R. McGrath For Withhold Management 1.6 Elect Director Robert S. Prather, Jr. For For Management 1.7 Elect Director Elisa M. Wilson For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Reduce Authorized Class B Common Stock For For Management 4 Amend Employment Agreement with Mario For Against Management J. Gabelli 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GAMESTOP CORP. Ticker: GME Security ID: 36467W109 Meeting Date: JUN 12, 2020 Meeting Type: Proxy Contest Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) None 1.1 Elect Director Jerome L. Davis For For Management 1.2 Elect Director Lizabeth Dunn For For Management 1.3 Elect Director Raul J. Fernandez For For Management 1.4 Elect Director Reginald Fils-Aime For For Management 1.5 Elect Director Thomas N. Kelly, Jr. For For Management 1.6 Elect Director George E. Sherman For For Management 1.7 Elect Director William Simon For For Management 1.8 Elect Director James Symancyk For For Management 1.9 Elect Director Carrie W. Teffner For For Management 1.10 Elect Director Kathy P. Vrabeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Paul J. Evans For Did Not Vote Shareholder 1.2 Elect Director Kurtis J. Wolf For Did Not Vote Shareholder 1.3 Management Nominee Lizabeth Dunn For Did Not Vote Shareholder 1.4 Management Nominee Raul J. Fernandez For Did Not Vote Shareholder 1.5 Management Nominee Reginald Fils-Aime For Did Not Vote Shareholder 1.6 Management Nominee George E. Sherman For Did Not Vote Shareholder 1.7 Management Nominee William Simon For Did Not Vote Shareholder 1.8 Management Nominee James Symancyk For Did Not Vote Shareholder 1.9 Management Nominee Carrie W. Teffner For Did Not Vote Shareholder 1.10 Management Nominee Kathy P. Vrabeck For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as None Did Not Vote Management Auditors -------------------------------------------------------------------------------- GANNETT CO., INC. Ticker: GCI Security ID: 36473H104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GANNETT CO., INC. Ticker: GCI Security ID: 36472T109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mayur Gupta For For Management 1.2 Elect Director Theodore P. Janulis For For Management 1.3 Elect Director John Jeffry Louis, III For For Management 1.4 Elect Director Maria M. Miller For For Management 1.5 Elect Director Michael E. Reed For For Management 1.6 Elect Director Debra A. Sandler For For Management 1.7 Elect Director Kevin M. Sheehan For For Management 1.8 Elect Director Barbara W. Wall For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5A Eliminate Supermajority Vote For For Management Requirement to Amend Certain Provisions of Certificate of Incorporation 5B Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 5C Eliminate Supermajority Vote For For Management Requirement to Remove and Appoint Directors 6 Prepare an Annual "Journalism Report" None Against Shareholder -------------------------------------------------------------------------------- GASLOG LTD. Ticker: GLOG Security ID: G37585109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter G. Livanos For Against Management 1b Elect Director Bruce L. Blythe For For Management 1c Elect Director Donald J. Kintzer For For Management 1d Elect Director Julian R. Metherell For For Management 1e Elect Director Anthony S. Papadimitriou For For Management 1f Elect Director Paul A. Wogan For Against Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GATX CORPORATION Ticker: GATX Security ID: 361448103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diane M. Aigotti For For Management 1.2 Elect Director Anne L. Arvia For For Management 1.3 Elect Director Ernst A. Haberli For For Management 1.4 Elect Director Brian A. Kenney For For Management 1.5 Elect Director James B. Ream For For Management 1.6 Elect Director Adam L. Stanley For For Management 1.7 Elect Director David S. Sutherland For For Management 1.8 Elect Director Stephen R. Wilson For For Management 1.9 Elect Director Paul G. Yovovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- GCP APPLIED TECHNOLOGIES INC. Ticker: GCP Security ID: 36164Y101 Meeting Date: MAY 28, 2020 Meeting Type: Proxy Contest Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) None 1.1 Elect Director Gerald G. Colella For Did Not Vote Management 1.2 Elect Director Randall S. Dearth For Did Not Vote Management 1.3 Elect Director Janice K. Henry For Did Not Vote Management 1.4 Elect Director Clay H. Kiefaber For Did Not Vote Management 1.5 Elect Director James F. Kirsch For Did Not Vote Management 1.6 Elect Director Armand F. Lauzon For Did Not Vote Management 1.7 Elect Director Phillip J. Mason For Did Not Vote Management 1.8 Elect Director John R. McPherson For Did Not Vote Management 1.9 Elect Director Elizabeth Mora For Did Not Vote Management 1.10 Elect Director Danny R. Shepherd For Did Not Vote Management 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Ratify Shareholder Rights Plan (Poison For Did Not Vote Management Pill) # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Kevin W. Brown For Withhold Shareholder 1.2 Elect Director Peter A. Feld For Withhold Shareholder 1.3 Elect Director Janet P. Giesselman For Withhold Shareholder 1.4 Elect Director Clay H. Kiefaber For For Shareholder 1.5 Elect Director Marran H. Ogilvie For For Shareholder 1.6 Elect Director Andrew M. Ross For Withhold Shareholder 1.7 Elect Director Linda J. Welty For Withhold Shareholder 1.8 Elect Director Robert H. Yanker For Withhold Shareholder 2 Ratify PricewaterhouseCoopers LLP as None For Management Auditors 3 Advisory Vote to Ratify Named None For Management Executive Officers' Compensation 4 Ratify Shareholder Rights Plan (Poison None For Management Pill) -------------------------------------------------------------------------------- GENCOR INDUSTRIES, INC. Ticker: GENC Security ID: 368678108 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John G. Coburn For Withhold Management 2 Ratify Moore Stephens Lovelace, P.A. For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcia J. Avedon For For Management 1.2 Elect Director Bennett J. Morgan For For Management 1.3 Elect Director Dominick P. Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENESCO INC. Ticker: GCO Security ID: 371532102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joanna Barsh For For Management 1.2 Elect Director Matthew C. Diamond For For Management 1.3 Elect Director Marty G. Dickens For For Management 1.4 Elect Director Thurgood Marshall, Jr. For For Management 1.5 Elect Director Kathleen Mason For For Management 1.6 Elect Director Kevin P. McDermott For For Management 1.7 Elect Director Mimi E. Vaughn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GENESIS HEALTHCARE, INC. Ticker: GEN Security ID: 37185X106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Bloem For For Management 1.2 Elect Director John F. DePodesta For For Management 1.3 Elect Director Terry Allison Rappuhn For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Declassify the Board of Directors For For Management 5 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENIE ENERGY LTD. Ticker: GNE Security ID: 372284208 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Courter For For Management 1.2 Elect Director Howard S. Jonas For Against Management 1.3 Elect Director W. Wesley Perry For Against Management 1.4 Elect Director Alan B. Rosenthal For For Management 1.5 Elect Director Allan Sass For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- GENMARK DIAGNOSTICS, INC. Ticker: GNMK Security ID: 372309104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daryl J. Faulkner For For Management 1b Elect Director James Fox For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GENOMIC HEALTH, INC. Ticker: GHDX Security ID: 37244C101 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GENTHERM INCORPORATED Ticker: THRM Security ID: 37253A103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sophie Desormiere For For Management 1.2 Elect Director Phillip M. Eyler For For Management 1.3 Elect Director Yvonne Hao For For Management 1.4 Elect Director Ronald Hundzinski For For Management 1.5 Elect Director Charles Kummeth For For Management 1.6 Elect Director Byron Shaw, II For For Management 1.7 Elect Director John Stacey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GENWORTH FINANCIAL, INC. Ticker: GNW Security ID: 37247D106 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director G. Kent Conrad For For Management 1b Elect Director Melina E. Higgins For For Management 1c Elect Director Thomas J. McInerney For For Management 1d Elect Director David M. Moffett For For Management 1e Elect Director Thomas E. Moloney For For Management 1f Elect Director Debra J. Perry For For Management 1g Elect Director Robert P. Restrepo, Jr. For For Management 1h Elect Director James S. Riepe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GEOSPACE TECHNOLOGIES CORPORATION Ticker: GEOS Security ID: 37364X109 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas L. Davis For For Management 1B Elect Director Richard F. Miles For For Management 1C Elect Director Walter R. Wheeler For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GERMAN AMERICAN BANCORP, INC. Ticker: GABC Security ID: 373865104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris A. Ramsey For For Management 1.2 Elect Director M. Darren Root For For Management 1.3 Elect Director Mark A. Schroeder For For Management 1.4 Elect Director Jack W. Sheidler For For Management 2 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend By-Laws 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- GERON CORPORATION Ticker: GERN Security ID: 374163103 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karin Eastham For For Management 1.2 Elect Director V. Bryan Lawlis For For Management 1.3 Elect Director Susan M. Molineaux For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GETTY REALTY CORP. Ticker: GTY Security ID: 374297109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Constant For For Management 1b Elect Director Milton Cooper For For Management 1c Elect Director Philip E. Coviello For For Management 1d Elect Director Leo Liebowitz For For Management 1e Elect Director Mary Lou Malanoski For For Management 1f Elect Director Richard E. Montag For For Management 1g Elect Director Howard B. Safenowitz For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GIBRALTAR INDUSTRIES, INC. Ticker: ROCK Security ID: 374689107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director William T. Bosway For For Management 1c Elect Director Sharon M. Brady For For Management 1d Elect Director Craig A. Hindman For For Management 1e Elect Director Vinod M. Khilnani For For Management 1f Elect Director Linda K. Myers For For Management 1g Elect Director William P. Montague For For Management 1h Elect Director James B. Nish For For Management 1i Elect Director Atlee Valentine Pope For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GLACIER BANCORP, INC. Ticker: GBCI Security ID: 37637Q105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Boyles For For Management 1.2 Elect Director Randall M. Chesler For For Management 1.3 Elect Director Sherry L. Cladouhos For For Management 1.4 Elect Director James M. English For For Management 1.5 Elect Director Annie M. Goodwin For For Management 1.6 Elect Director Craig A. Langel For For Management 1.7 Elect Director Douglas J. McBride For For Management 1.8 Elect Director John W. Murdoch For For Management 1.9 Elect Director George R. Sutton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- GLADSTONE COMMERCIAL CORPORATION Ticker: GOOD Security ID: 376536108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michela A. English For Withhold Management 1.2 Elect Director Anthony W. Parker For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLADSTONE LAND CORPORATION Ticker: LAND Security ID: 376549101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Gladstone For For Management 1.2 Elect Director Paul W. Adelgren For Withhold Management 1.3 Elect Director John H. Outland For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLAUKOS CORPORATION Ticker: GKOS Security ID: 377322102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Link For Withhold Management 1.2 Elect Director Aimee S. Weisner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBAL BLOOD THERAPEUTICS, INC. Ticker: GBT Security ID: 37890U108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willie L. Brown, Jr. For Withhold Management 1.2 Elect Director Philip A. Pizzo For For Management 1.3 Elect Director Wendy Yarno For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBAL BRASS AND COPPER HOLDINGS, INC. Ticker: BRSS Security ID: 37953G103 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLOBAL INDEMNITY Ticker: GBLI Security ID: G3933F105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Saul A. Fox For Against Management 1b Elect Director Joseph W. Brown For For Management 1c Elect Director Michele A. Colucci For Against Management 1d Elect Director Seth J. Gersch For For Management 1e Elect Director Jason B. Hurwitz For For Management 1f Elect Director Bruce R. Lederman For Against Management 1g Elect Director Cynthia Y. Valko For For Management 1h Elect Director James D. Wehr For For Management 2 Matters Concerning Global Indemnity For For Management Reinsurance Company, Ltd. and to Authorize Global Indemnity Limited to Vote, as Proxy on such Matters 3 Approve Ernst & Young Global Limited For For Management ('EY') as Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBAL NET LEASE, INC. Ticker: GNL Security ID: 379378201 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James L. Nelson For Against Management 1b Elect Director Edward M. Weil, Jr. For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLOBAL WATER RESOURCES, INC. Ticker: GWRS Security ID: 379463102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William S. Levine For For Management 1.2 Elect Director Richard M. Alexander For For Management 1.3 Elect Director David C. Tedesco For For Management 1.4 Elect Director Ron L. Fleming For For Management 1.5 Elect Director Debra G. Coy For For Management 1.6 Elect Director Brett Huckelbridge For For Management 1.7 Elect Director David Rousseau For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GLOBUS MEDICAL, INC. Ticker: GMED Security ID: 379577208 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Demski For Against Management 1b Elect Director Robert A. Douglas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLU MOBILE INC. Ticker: GLUU Security ID: 379890106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darla Anderson For For Management 1.2 Elect Director Ben Feder For For Management 1.3 Elect Director Hany M. Nada For For Management 1.4 Elect Director Benjamin T. Smith, IV For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLYCOMIMETICS, INC. Ticker: GLYC Security ID: 38000Q102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia Andrews For For Management 1.2 Elect Director Mark Goldberg For Withhold Management 1.3 Elect Director Timothy Pearson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GMS INC. Ticker: GMS Security ID: 36251C103 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian R. Hoesterey For For Management 1b Elect Director Teri P. McClure For For Management 1c Elect Director Richard K. Mueller For Against Management 1d Elect Director J. Louis Sharpe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GNC HOLDINGS, INC. Ticker: GNC Security ID: 36191G107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hsing Chow For For Management 1.2 Elect Director Alan D. Feldman For For Management 1.3 Elect Director Michael F. Hines For For Management 1.4 Elect Director Amy B. Lane For For Management 1.5 Elect Director Rachel Lau For For Management 1.6 Elect Director Philip E. Mallott For For Management 1.7 Elect Director Kenneth A. Martindale For For Management 1.8 Elect Director Michele S. Meyer For For Management 1.9 Elect Director Robert F. Moran For For Management 1.10 Elect Director Alan Wan For For Management 1.11 Elect Director Yong Kai Wong For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- GOGO INC. Ticker: GOGO Security ID: 38046C109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hugh W. Jones For For Management 1.2 Elect Director Oakleigh Thorne For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Approve Stock Option Exchange Program For Against Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GOLAR LNG LIMITED Ticker: GLNG Security ID: G9456A100 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Director Tor Olav Troim For For Management 2 Reelect Director Daniel Rabun For For Management 3 Reelect Director Thorleif Egeli For For Management 4 Reelect Director Carl Steen For For Management 5 Reelect Director Niels G. Stolt-Nielsen For For Management 6 Reelect Director Lori Wheeler Naess For For Management 7 Elect Director Georgina Sousa For For Management 8 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- GOLD RESOURCE CORPORATION Ticker: GORO Security ID: 38068T105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bill M. Conrad For For Management 1.2 Elect Director Jason D. Reid For For Management 1.3 Elect Director Alex G. Morrison For For Management 1.4 Elect Director Kimberly C. Perry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Plante & Moran PLLC as Auditors For For Management -------------------------------------------------------------------------------- GOLDEN ENTERTAINMENT, INC. Ticker: GDEN Security ID: 381013101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Blake L. Sartini For For Management 1.2 Elect Director Lyle A. Berman For For Management 1.3 Elect Director Ann Dozier For For Management 1.4 Elect Director Mark A. Lipparelli For For Management 1.5 Elect Director Anthony A. Marnell, III For For Management 1.6 Elect Director Robert L. Miodunski For For Management 1.7 Elect Director Terrence L. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GOOSEHEAD INSURANCE, INC. Ticker: GSHD Security ID: 38267D109 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Jones For Withhold Management 1.2 Elect Director Robyn Jones For Withhold Management 1.3 Elect Director Peter Lane For For Management 1.4 Elect Director Mark Miller For For Management 1.5 Elect Director James Reid For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GOPRO, INC. Ticker: GPRO Security ID: 38268T103 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Woodman For Withhold Management 1.2 Elect Director Tyrone Ahmad-Taylor For Withhold Management 1.3 Elect Director Kenneth Goldman For For Management 1.4 Elect Director Peter Gotcher For For Management 1.5 Elect Director James Lanzone For Withhold Management 1.6 Elect Director Alexander Lurie For Withhold Management 1.7 Elect Director Susan Lyne For Withhold Management 1.8 Elect Director Frederic Welts For For Management 1.9 Elect Director Lauren Zalaznick For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GOSSAMER BIO, INC. Ticker: GOSS Security ID: 38341P102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua Bilenker For Withhold Management 1.2 Elect Director Faheem Hasnain For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GP STRATEGIES CORPORATION Ticker: GPX Security ID: 36225V104 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tamar Elkeles For For Management 1B Elect Director Marshall S. Geller For For Management 1C Elect Director Scott N. Greenberg For For Management 1D Elect Director Steven E. Koonin For For Management 1E Elect Director Jacques Manardo For For Management 1F Elect Director Richard C. Pfenniger, For For Management Jr. 1G Elect Director Samuel D. Robinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GRAHAM CORPORATION Ticker: GHM Security ID: 384556106 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Malvaso For For Management 1.2 Elect Director Jonathan W. Painter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GRANITE POINT MORTGAGE TRUST INC. Ticker: GPMT Security ID: 38741L107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tanuja M. Dehne For For Management 1b Elect Director Martin A. Kamarck For For Management 1c Elect Director Stephen G. Kasnet For For Management 1d Elect Director W. Reid Sanders For For Management 1e Elect Director John "Jack" A. Taylor For For Management 1f Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GRAY TELEVISION, INC. Ticker: GTN Security ID: 389375106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilton H. Howell, Jr. For For Management 1.2 Elect Director Howell W. Newton For For Management 1.3 Elect Director Richard L. Boger For For Management 1.4 Elect Director T. L. (Gene) Elder For For Management 1.5 Elect Director Luis A. Garcia For For Management 1.6 Elect Director Richard B. Hare For For Management 1.7 Elect Director Robin R. Howell For For Management 1.8 Elect Director Donald P. (Pat) For For Management LaPlatney 1.9 Elect Director Paul H. McTear For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- GREAT AJAX CORP. Ticker: AJX Security ID: 38983D300 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence "Larry" For For Management Mendelsohn 1.2 Elect Director Russell Schaub For For Management 1.3 Elect Director Steven L. Begleiter For For Management 1.4 Elect Director John C. Condas For For Management 1.5 Elect Director Jonathan Bradford For For Management Handley, Jr. 1.6 Elect Director Paul Friedman For For Management 1.7 Elect Director J. Kirk Ogren, Jr. For Withhold Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION Ticker: GLDD Security ID: 390607109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine J. Dorward-King For For Management 1b Elect Director Ryan J. Levenson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Ticker: GSBC Security ID: 390905107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin R. Ausburn For For Management 1.2 Elect Director Larry D. Frazier For For Management 1.3 Elect Director Douglas M. Pitt For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- GREAT WESTERN BANCORP, INC. Ticker: GWB Security ID: 391416104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frances Grieb For For Management 1.2 Elect Director James Israel For For Management 1.3 Elect Director Stephen Lacy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GREEN BRICK PARTNERS, INC. Ticker: GRBK Security ID: 392709101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth K. Blake For For Management 1.2 Elect Director Harry Brandler For For Management 1.3 Elect Director James R. Brickman For For Management 1.4 Elect Director David Einhorn For For Management 1.5 Elect Director John R. Farris For For Management 1.6 Elect Director Kathleen Olsen For For Management 1.7 Elect Director Richard S. Press For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREEN DOT CORPORATION Ticker: GDOT Security ID: 39304D102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth C. Aldrich For For Management 1.2 Elect Director J. Chris Brewster For For Management 1.3 Elect Director Glinda Bridgforth Hodges For For Management 1.4 Elect Director Rajeev V. Date For For Management 1.5 Elect Director Saturnino 'Nino' Fanlo For For Management 1.6 Elect Director William I Jacobs For For Management 1.7 Elect Director Dan R. Henry For For Management 1.8 Elect Director Jeffrey B. Osher For For Management 1.9 Elect Director Ellen Richey For For Management 1.10 Elect Director George T. Shaheen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GREEN PLAINS INC. Ticker: GPRE Security ID: 393222104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jim Anderson For For Management 1.2 Elect Director Wayne Hoovestol For For Management 1.3 Elect Director Ejnar Knudsen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREENHILL & CO., INC. Ticker: GHL Security ID: 395259104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Scott L. Bok For For Management 1b Elect Director Robert F. Greenhill For For Management 1c Elect Director Steven F. Goldstone For For Management 1d Elect Director Meryl D. Hartzband For For Management 1e Elect Director John D. Liu For For Management 1f Elect Director Karen P. Robards For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- GREIF, INC. Ticker: GEF Security ID: 397624206 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicki L. Avril-Groves For For Management 1.2 Elect Director Bruce A. Edwards For For Management 1.3 Elect Director Mark A. Emkes For For Management 1.4 Elect Director John F. Finn For For Management 1.5 Elect Director Michael J. Gasser For Withhold Management 1.6 Elect Director Daniel J. Gunsett For Withhold Management 1.7 Elect Director Judith D. Hook For For Management 1.8 Elect Director John W. McNamara For For Management 1.9 Elect Director Peter G. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Restricted Stock Plan For For Management 4 Approve Restricted Stock Plan For Against Management 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- GRIFFON CORPORATION Ticker: GFF Security ID: 398433102 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Brosig For For Management 1.2 Elect Director Robert G. Harrison For For Management 1.3 Elect Director Lacy M. Johnson For For Management 1.4 Elect Director James W. Sight For For Management 1.5 Elect Director Samanta Hegedus Stewart For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- GRITSTONE ONCOLOGY, INC. Ticker: GRTS Security ID: 39868T105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Heyman For Withhold Management 1.2 Elect Director Nicholas Simon For For Management 1.3 Elect Director Thomas Woiwode For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GROUP 1 AUTOMOTIVE, INC. Ticker: GPI Security ID: 398905109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carin M. Barth For For Management 1.2 Elect Director Earl J. Hesterberg For For Management 1.3 Elect Director Lincoln Pereira For For Management 1.4 Elect Director Stephen D. Quinn For For Management 1.5 Elect Director Steven P. Stanbrook For For Management 1.6 Elect Director Charles L. Szews For For Management 1.7 Elect Director Anne Taylor For For Management 1.8 Elect Director Max P. Watson, Jr. For For Management 1.9 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GROUPON, INC. Ticker: GRPN Security ID: 399473107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Angelakis For For Management 1.2 Elect Director Peter Barris For For Management 1.3 Elect Director Robert Bass For For Management 1.4 Elect Director Eric Lefkofsky For For Management 1.5 Elect Director Theodore Leonsis For For Management 1.6 Elect Director Valerie Mosley For For Management 1.7 Elect Director Helen Vaid For For Management 1.8 Elect Director Deborah Wahl For For Management 1.9 Elect Director Ann Ziegler For For Management 2 Approve Reverse Stock Split For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GTT COMMUNICATIONS, INC. Ticker: GTT Security ID: 362393100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Calder, Jr. For For Management 1.2 Elect Director H. Brian Thompson For For Management 1.3 Elect Director S. Joseph Bruno For For Management 1.4 Elect Director Rhodric C. Hackman For For Management 1.5 Elect Director Howard E. Janzen For For Management 1.6 Elect Director Nick Adamo For For Management 1.7 Elect Director Theodore B. Smith, III For For Management 1.8 Elect Director Elizabeth Satin For For Management 1.9 Elect Director Julius Erving For For Management 1.10 Elect Director Benjamin Stein For For Management 1.11 Elect Director Zachary Sternberg For For Management 2 Adopt NOL Rights Plan (NOL Pill) For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- GTY TECHNOLOGY HOLDINGS INC. Ticker: GTYH Security ID: 362409104 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Randolph Cowen For For Management 1B Elect Director Stephen Rohleder For Against Management 2 Ratify WithumSmith+Brown, PC as For For Management Auditors -------------------------------------------------------------------------------- GTY TECHNOLOGY HOLDINGS INC. Ticker: GTYH Security ID: 362409104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director William D. Green For Against Management 1B Elect Director Joseph M. Tucci For Against Management 1C Elect Director Harry L. You For Against Management 2 Ratify WithumSmith+Brown, PC as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GUARANTY BANCSHARES, INC. Ticker: GNTY Security ID: 400764106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Baker For Against Management 1.2 Elect Director James Michael Nolan, Jr. For Against Management 1.3 Elect Director Jeffrey Webb Brown For For Management 1.4 Elect Director Tyson T. Abston For For Management 2 Ratify Whitley Penn LLP as Auditors For For Management -------------------------------------------------------------------------------- GUESS, INC. Ticker: GES Security ID: 401617105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos Alberini For For Management 1.2 Elect Director Deborah Weinswig For For Management 1.3 Elect Director Alex Yemenidjian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- H&E EQUIPMENT SERVICES, INC. Ticker: HEES Security ID: 404030108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Engquist For For Management 1.2 Elect Director Bradley W. Barber For For Management 1.3 Elect Director Paul N. Arnold For For Management 1.4 Elect Director Gary W. Bagley For For Management 1.5 Elect Director Bruce C. Bruckmann For For Management 1.6 Elect Director Patrick L. Edsell For For Management 1.7 Elect Director Thomas J. Galligan, III For For Management 1.8 Elect Director Lawrence C. Karlson For For Management 1.9 Elect Director John T. Sawyer For For Management 1.10 Elect Director Mary P. Thompson For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- H.B. FULLER COMPANY Ticker: FUL Security ID: 359694106 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel L. Florness For For Management 1.2 Elect Director Lee R. Mitau For For Management 1.3 Elect Director R. William Van Sant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HAEMONETICS CORPORATION Ticker: HAE Security ID: 405024100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Kroll For For Management 1.2 Elect Director Claire Pomeroy For For Management 1.3 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HALOZYME THERAPEUTICS, INC. Ticker: HALO Security ID: 40637H109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernadette Connaughton For For Management 1.2 Elect Director Kenneth J. Kelley For For Management 1.3 Elect Director Matthew L. Posard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HAMILTON BEACH BRANDS HOLDING COMPANY Ticker: HBB Security ID: 40701T104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Belgya For For Management 1.2 Elect Director J.C. Butler, Jr. For Withhold Management 1.3 Elect Director Paul D. Furlow For Withhold Management 1.4 Elect Director John P. Jumper For Withhold Management 1.5 Elect Director Dennis W. LaBarre For Withhold Management 1.6 Elect Director Michael S. Miller For Withhold Management 1.7 Elect Director Alfred M. Rankin, Jr. For Withhold Management 1.8 Elect Director Thomas T. Rankin For Withhold Management 1.9 Elect Director James A. Ratner For Withhold Management 1.10 Elect Director Gregory H. Trepp For For Management 1.11 Elect Director Clara R. Williams For Withhold Management 2 Amend Restricted Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- HAMILTON LANE INCORPORATED Ticker: HLNE Security ID: 407497106 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hartley R. Rogers For Withhold Management 1.2 Elect Director Mario L. Giannini For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HANCOCK WHITNEY CORPORATION Ticker: HWC Security ID: 410120109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank E. Bertucci For For Management 1.2 Elect Director Constantine S. Liollio For For Management 1.3 Elect Director Thomas H. Olinde For For Management 1.4 Elect Director Joan C. Teofilo For For Management 1.5 Elect Director C. Richard Wilkins For For Management 2a Eliminate the Business Combination For For Management Supermajority Vote Provision 2b Eliminate the Prohibition on For For Management Non-Cumulative Preferred Dividends 2c Remove the Series A Preferred Stock For For Management Provision 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HANGER, INC. Ticker: HNGR Security ID: 41043F208 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinit K. Asar For For Management 1.2 Elect Director Asif Ahmad For For Management 1.3 Elect Director Christopher B. Begley For For Management 1.4 Elect Director John T. Fox For For Management 1.5 Elect Director Thomas C. Freyman For For Management 1.6 Elect Director Stephen E. Hare For For Management 1.7 Elect Director Cynthia L. Lucchese For For Management 1.8 Elect Director Richard R. Pettingill For For Management 1.9 Elect Director Kathryn M. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION Ticker: HAFC Security ID: 410495204 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Ahn For For Management 1b Elect Director Kiho Choi For For Management 1c Elect Director Christie K. Chu For For Management 1d Elect Director Harry H. Chung For For Management 1e Elect Director Scott R. Diehl For For Management 1f Elect Director Bonita I. Lee For For Management 1g Elect Director David L. Rosenblum For For Management 1h Elect Director Thomas J. Williams For For Management 1i Elect Director Michael M. Yang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. Ticker: HASI Security ID: 41068X100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey W. Eckel For For Management 1.2 Elect Director Teresa M. Brenner For Withhold Management 1.3 Elect Director Michael T. Eckhart For For Management 1.4 Elect Director Simone F. Lagomarsino For For Management 1.5 Elect Director Charles M. O'Neil For For Management 1.6 Elect Director Richard J. Osborne For For Management 1.7 Elect Director Steven G. Osgood For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HARBORONE BANCORP, INC. Ticker: HONE Security ID: 41165F101 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion from Mutual Holding For For Management Company to Stock Holding Company 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HARMONIC INC. Ticker: HLIT Security ID: 413160102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Harshman For For Management 1.2 Elect Director Patrick Gallagher For For Management 1.3 Elect Director Deborah L. Clifford For For Management 1.4 Elect Director David Krall For For Management 1.5 Elect Director Mitzi Reaugh For For Management 1.6 Elect Director Susan G. Swenson For For Management 1.7 Elect Director Nikos Theodosopoulos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify Armanino LLP as Auditors For For Management -------------------------------------------------------------------------------- HARPOON THERAPEUTICS, INC. Ticker: HARP Security ID: 41358P106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick Baeuerle For For Management 1.2 Elect Director Mark Chin For For Management 1.3 Elect Director Andrew Robbins For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HARSCO CORPORATION Ticker: HSC Security ID: 415864107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James F. Earl For For Management 1.2 Elect Director Kathy G. Eddy For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director F. Nicholas Grasberger, For For Management III 1.5 Elect Director Carolann I. Haznedar For For Management 1.6 Elect Director Mario Longhi For For Management 1.7 Elect Director Edgar (Ed) M. Purvis, For For Management Jr. 1.8 Elect Director Phillip C. Widman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HAVERTY FURNITURE COMPANIES, INC. Ticker: HVT Security ID: 419596101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director L. Allison Dukes For Withhold Management 1.2 Elect Director G. Thomas Hough For Withhold Management 2 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- HAVERTY FURNITURE COMPANIES, INC. Ticker: HVT Security ID: 419596101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HAWAIIAN HOLDINGS, INC. Ticker: HA Security ID: 419879101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Carty For For Management 1.2 Elect Director Earl E. Fry For For Management 1.3 Elect Director Lawrence S. Hershfield For For Management 1.4 Elect Director Peter R. Ingram For For Management 1.5 Elect Director Randall L. Jenson For For Management 1.6 Elect Director Crystal K. Rose For For Management 1.7 Elect Director Richard N. Zwern For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation A Please Check if Owner of Record is a U. None For Management S. Citizen B Please Check if Owner of Record is Not None Against Management a U.S. Citizen -------------------------------------------------------------------------------- HAWKINS, INC. Ticker: HWKN Security ID: 420261109 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. McKeon For For Management 1.2 Elect Director Patrick H. Hawkins For For Management 1.3 Elect Director James A. Faulconbridge For For Management 1.4 Elect Director Duane M. Jergenson For For Management 1.5 Elect Director Mary J. Schumacher For For Management 1.6 Elect Director Daniel J. Stauber For For Management 1.7 Elect Director James T. Thompson For For Management 1.8 Elect Director Jeffrey L. Wright For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HAWTHORN BANCSHARES, INC. Ticker: HWBK Security ID: 420476103 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip D. Freeman For For Management 1.2 Elect Director Kathleen L. Bruegenhemke For For Management 1.3 Elect Director Jonathan D. Holtaway For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- HAYNES INTERNATIONAL, INC. Ticker: HAYN Security ID: 420877201 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Donald C. Campion For For Management 2 Elect Director Robert H. Getz For For Management 3 Elect Director Dawne S. Hickton For For Management 4 Elect Director Michael L. Shor For For Management 5 Elect Director Larry O. Spencer For For Management 6 Elect Director William P. Wall For For Management 7 Ratify Deloitte & Touche LLP as For For Management Auditors 8 Approve Omnibus Stock Plan For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HCI GROUP, INC. Ticker: HCI Security ID: 40416E103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayne Burks For For Management 1.2 Elect Director Sanjay Madhu For For Management 1.3 Elect Director Anthony Saravanos For For Management 2 Ratify Dixon Hughes Goodman, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTH CATALYST, INC. Ticker: HCAT Security ID: 42225T107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy G. Ferris For For Management 1.2 Elect Director Anita V. Pramoda For For Management 1.3 Elect Director S. Dawn Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED Ticker: HR Security ID: 421946104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd J. Meredith For For Management 1.2 Elect Director John V. Abbott For For Management 1.3 Elect Director Nancy H. Agee For For Management 1.4 Elect Director Edward H. Braman For For Management 1.5 Elect Director James J. Kilroy For For Management 1.6 Elect Director Peter F. Lyle, Sr. For For Management 1.7 Elect Director John Knox Singleton For For Management 1.8 Elect Director Bruce D. Sullivan For For Management 1.9 Elect Director Christann M. Vasquez For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHCARE SERVICES GROUP, INC. Ticker: HCSG Security ID: 421906108 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore Wahl For For Management 1.2 Elect Director John M. Briggs For For Management 1.3 Elect Director Robert L. Frome For For Management 1.4 Elect Director Dino D. Ottaviano For For Management 1.5 Elect Director Michael E. McBryan For For Management 1.6 Elect Director Diane S. Casey For For Management 1.7 Elect Director John J. McFadden For For Management 1.8 Elect Director Jude Visconto For For Management 1.9 Elect Director Daniela Castagnino For For Management 1.10 Elect Director Laura Grant For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HEALTHEQUITY, INC. Ticker: HQY Security ID: 42226A107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Selander For For Management 1.2 Elect Director Jon Kessler For For Management 1.3 Elect Director Stephen D. Neeleman For For Management 1.4 Elect Director Frank A. Corvino For For Management 1.5 Elect Director Adrian T. Dillon For For Management 1.6 Elect Director Evelyn Dilsaver For For Management 1.7 Elect Director Debra McCowan For For Management 1.8 Elect Director Ian Sacks For For Management 1.9 Elect Director Gayle Wellborn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHSTREAM, INC. Ticker: HSTM Security ID: 42222N103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey L. McLaren For Withhold Management 1.2 Elect Director Michael D. Shmerling For For Management 1.3 Elect Director Linda Eskind Rebrovick For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEARTLAND EXPRESS, INC. Ticker: HTLD Security ID: 422347104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Gerdin For For Management 1.2 Elect Director Larry J. Gordon For For Management 1.3 Elect Director Benjamin J. Allen For For Management 1.4 Elect Director Brenda S. Neville For For Management 1.5 Elect Director James G. Pratt For For Management 1.6 Elect Director Tahira K. Hira For For Management 1.7 Elect Director Michael J. Sullivan For For Management 2 Ratify Grant Thornton LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEARTLAND FINANCIAL USA, INC. Ticker: HTLF Security ID: 42234Q102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Engel For For Management 1b Elect Director Thomas L. Flynn For For Management 1c Elect Director Jennifer K. Hopkins For For Management 1d Elect Director Bruce K. Lee For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HECLA MINING COMPANY Ticker: HL Security ID: 422704106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Phillips S. Baker, Jr. For For Management 1b Elect Director George R. Johnson For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. Ticker: HSII Security ID: 422819102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth L. Axelrod For For Management 1.2 Elect Director Laszlo Bock For For Management 1.3 Elect Director Clare M. Chapman For For Management 1.4 Elect Director Lyle Logan For For Management 1.5 Elect Director T. Willem Mesdag For For Management 1.6 Elect Director Krishnan Rajagopalan For For Management 1.7 Elect Director Stacey Rauch For For Management 1.8 Elect Director Adam Warby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HELEN OF TROY LIMITED Ticker: HELE Security ID: G4388N106 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary B. Abromovitz For For Management 1b Elect Director Krista L. Berry For For Management 1c Elect Director Vincent D. Carson For For Management 1d Elect Director Thurman K. Case For For Management 1e Elect Director Timothy F. Meeker For For Management 1f Elect Director Julien R. Mininberg For For Management 1g Elect Director Beryl B. Raff For For Management 1h Elect Director William F. Susetka For For Management 1i Elect Director Darren G. Woody For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Grant Thornton LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- HELIX ENERGY SOLUTIONS GROUP, INC. Ticker: HLX Security ID: 42330P107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy H. Nelson For For Management 1.2 Elect Director William L. Transier For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEMISPHERE MEDIA GROUP, INC. Ticker: HMTV Security ID: 42365Q103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Kern For Withhold Management 1.2 Elect Director Leo Hindery, Jr. For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERC HOLDINGS INC. Ticker: HRI Security ID: 42704L104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert L. Henkel For For Management 1b Elect Director Lawrence H. Silber For For Management 1c Elect Director James H. Browning For For Management 1d Elect Director Patrick D. Campbell For For Management 1e Elect Director Jonathan Frates For For Management 1f Elect Director Nicholas F. Graziano For For Management 1g Elect Director Jean K. Holley For For Management 1h Elect Director Jacob M. Katz For For Management 1i Elect Director Michael A. Kelly For For Management 1j Elect Director Andrew N. Langham For For Management 1k Elect Director Mary Pat Salomone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HERITAGE COMMERCE CORP Ticker: HTBK Security ID: 426927109 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HERITAGE COMMERCE CORP. Ticker: HTBK Security ID: 426927109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julianne M. For For Management Biagini-Komas 1.2 Elect Director Frank G. Bisceglia For For Management 1.3 Elect Director Bruce H. Cabral For For Management 1.4 Elect Director Jack W. Conner For For Management 1.5 Elect Director Jason DiNapoli For For Management 1.6 Elect Director Stephen G. Heitel For For Management 1.7 Elect Director Walter T. Kaczmarek For For Management 1.8 Elect Director Robert T. Moles For For Management 1.9 Elect Director Laura Roden For For Management 1.10 Elect Director Marina Park Sutton For For Management 1.11 Elect Director Ranson W. Webster For For Management 1.12 Elect Director Keith A. Wilton For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HERITAGE FINANCIAL CORPORATION Ticker: HFWA Security ID: 42722X106 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian S. Charneski For For Management 1.2 Elect Director John A. Clees For For Management 1.3 Elect Director Kimberly T. Ellwanger For For Management 1.4 Elect Director Stephen A. Dennis For For Management 1.5 Elect Director Jeffrey J. Deuel For For Management 1.6 Elect Director Deborah J. Gavin For For Management 1.7 Elect Director Jeffrey S. Lyon For For Management 1.8 Elect Director Gragg E. Miller For For Management 1.9 Elect Director Anthony B. Pickering For For Management 1.10 Elect Director Brian L. Vance For For Management 1.11 Elect Director Ann Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HERITAGE INSURANCE HOLDINGS, INC. Ticker: HRTG Security ID: 42727J102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Lucas For For Management 1.2 Elect Director Richard Widdicombe For For Management 1.3 Elect Director Panagiotis "Pete" For For Management Apostolou 1.4 Elect Director Irini Barlas For For Management 1.5 Elect Director Mark Berset For For Management 1.6 Elect Director Steven Martindale For For Management 1.7 Elect Director James Masiello For For Management 1.8 Elect Director Nicholas Pappas For For Management 1.9 Elect Director Joseph Vattamattam For For Management 1.10 Elect Director Vijay Walvekar For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HERITAGE-CRYSTAL CLEAN, INC. Ticker: HCCI Security ID: 42726M106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Bruckmann For Withhold Management 1.2 Elect Director Carmine Falcone For Withhold Management 1.3 Elect Director Robert W. Willmschen, For For Management Jr. 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- HERMAN MILLER, INC. Ticker: MLHR Security ID: 600544100 Meeting Date: OCT 14, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa A. Kro For For Management 1.2 Elect Director Michael C. Smith For For Management 1.3 Elect Director Michael A. Volkema For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERON THERAPEUTICS, INC. Ticker: HRTX Security ID: 427746102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kevin Tang For For Management 1B Elect Director Barry Quart For For Management 1C Elect Director Stephen Davis For For Management 1D Elect Director Craig Johnson For For Management 1E Elect Director Kimberly Manhard For For Management 1F Elect Director John Poyhonen For For Management 1G Elect Director Christian Waage For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERSHA HOSPITALITY TRUST Ticker: HT Security ID: 427825500 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay H. Shah For For Management 1.2 Elect Director Thomas J. Hutchison, III For For Management 1.3 Elect Director Donald J. Landry For For Management 1.4 Elect Director Michael A. Leven For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HERTZ GLOBAL HOLDINGS, INC. Ticker: HTZ Security ID: 42806J106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David A. Barnes For For Management 1b Elect Director SungHwan Cho For For Management 1c Elect Director Vincent J. Intrieri For For Management 1d Elect Director Henry R. Keizer For For Management 1e Elect Director Kathryn V. Marinello For For Management 1f Elect Director Anindita Mukherjee For For Management 1g Elect Director Daniel A. Ninivaggi For For Management 1h Elect Director Kevin M. Sheehan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HESKA CORPORATION Ticker: HSKA Security ID: 42805E306 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark F. Furlong For For Management 1.2 Elect Director Scott W. Humphrey For For Management 1.3 Elect Director Sharon J. Larson For For Management 1.4 Elect Director David E. Sveen For For Management 1.5 Elect Director Bonnie J. Trowbridge For For Management 1.6 Elect Director Kevin S. Wilson For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Amend Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HF FOODS GROUP INC. Ticker: HFFG Security ID: 40417F109 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Certificate of Incorporation For For Management 4 Approve Issuance of Shares for a For For Management Private Placement 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HF FOODS GROUP INC. Ticker: HFFG Security ID: 40417F109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zhou Min Ni For Withhold Management 1.2 Elect Director Xiao Mou Zhang (Peter For Withhold Management Zhang) 1.3 Elect Director Xi Lin (Felix Lin) For For Management 1.4 Elect Director Hong Wang For For Management 1.5 Elect Director Zhehui Ni For For Management 2 Ratify Friedman LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For Against Management Remove Article Seventh -------------------------------------------------------------------------------- HFF, INC. Ticker: HF Security ID: 40418F108 Meeting Date: JUL 01, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3.1 Elect Director Deborah H. McAneny For For Management 3.2 Elect Director Steven E. Wheeler For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HIBBETT SPORTS, INC. Ticker: HIBB Security ID: 428567101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony F. Crudele For For Management 1.2 Elect Director James A. Hilt For For Management 1.3 Elect Director Jamere Jackson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HIGHPOINT RESOURCES CORPORATION Ticker: HPR Security ID: 43114K108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Berg For For Management 1.2 Elect Director Scott A. Gieselman For For Management 1.3 Elect Director Craig S. Glick For For Management 1.4 Elect Director Lori A. Lancaster For For Management 1.5 Elect Director Jim W. Mogg For For Management 1.6 Elect Director Edmund P. Segner, III For For Management 1.7 Elect Director Randy I. Stein For For Management 1.8 Elect Director R. Scot Woodall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- HILLENBRAND, INC. Ticker: HI Security ID: 431571108 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel C. Hillenbrand For For Management 1.2 Elect Director Thomas H. Johnson For For Management 1.3 Elect Director Neil S. Novich For For Management 1.4 Elect Director Joe A. Raver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Incorporation and For For Management Code of By-laws 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HILLTOP HOLDINGS, INC. Ticker: HTH Security ID: 432748101 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charlotte Jones Anderson For For Management 1.2 Elect Director Rhodes R. Bobbitt For For Management 1.3 Elect Director Tracy A. Bolt For For Management 1.4 Elect Director W. Joris Brinkerhoff For For Management 1.5 Elect Director J. Taylor Crandall For For Management 1.6 Elect Director Charles R. Cummings For For Management 1.7 Elect Director Hill A. Feinberg For For Management 1.8 Elect Director Gerald J. Ford For For Management 1.9 Elect Director Jeremy B. Ford For For Management 1.10 Elect Director J. Markham Green For For Management 1.11 Elect Director William T. Hill, Jr. For For Management 1.12 Elect Director Lee Lewis For For Management 1.13 Elect Director Andrew J. Littlefair For For Management 1.14 Elect Director W. Robert Nichols, III For For Management 1.15 Elect Director C. Clifton Robinson For For Management 1.16 Elect Director Kenneth D. Russell For For Management 1.17 Elect Director A. Haag Sherman For For Management 1.18 Elect Director Jonathan S. Sobel For For Management 1.19 Elect Director Robert C. Taylor, Jr. For For Management 1.20 Elect Director Carl B. Webb For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HINGHAM INSTITUTION FOR SAVINGS Ticker: HIFS Security ID: 433323102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian T. Kenner For For Management 1.2 Elect Director Stacey M. Page For For Management 1.3 Elect Director Geoffrey C. Wilkinson, For For Management Sr. 1.4 Elect Director Robert H. Gaughen, Jr. For For Management 1.5 Elect Director Patrick R. Gaughen For For Management 2 Elect Company Clerk Jacqueline M. For For Management Youngworth 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HMS HOLDINGS CORP. Ticker: HMSY Security ID: 40425J101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Baicker For For Management 1b Elect Director Robert Becker For For Management 1c Elect Director Craig R. Callen For For Management 1d Elect Director William C. Lucia For For Management 1e Elect Director William F. Miller, III For For Management 1f Elect Director Jeffrey A. Rideout For For Management 1g Elect Director Ellen A. Rudnick For For Management 1h Elect Director Bart M. Schwartz For For Management 1i Elect Director Richard H. Stowe For For Management 1j Elect Director Cora M. Tellez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- HNI CORPORATION Ticker: HNI Security ID: 404251100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Miguel M. Calado For For Management 1b Elect Director Cheryl A. Francis For For Management 1c Elect Director John R. Hartnett For For Management 1d Elect Director Dhanusha Sivajee For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOME BANCORP, INC. Ticker: HBCP Security ID: 43689E107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul J. Blanchet, III For For Management 1.2 Elect Director Daniel G. Guidry For For Management 1.3 Elect Director Chris P. Rader For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Wipfli LLP as Auditors For For Management -------------------------------------------------------------------------------- HOME BANCSHARES, INC. Ticker: HOMB Security ID: 436893200 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Allison For For Management 1.2 Elect Director Brian S. Davis For For Management 1.3 Elect Director Milburn Adams For For Management 1.4 Elect Director Robert H. Adcock, Jr. For Withhold Management 1.5 Elect Director Richard H. Ashley For For Management 1.6 Elect Director Mike D. Beebe For For Management 1.7 Elect Director Jack E. Engelkes For For Management 1.8 Elect Director Tracy M. French For For Management 1.9 Elect Director Karen E. Garrett For For Management 1.10 Elect Director James G. Hinkle For For Management 1.11 Elect Director Alex R. Lieblong For For Management 1.12 Elect Director Thomas J. Longe For For Management 1.13 Elect Director Jim Rankin, Jr. For For Management 1.14 Elect Director Donna J. Townsell For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Mitchell, Jr. For For Management 1b Elect Director Nancy D. Pellegrino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HOMETRUST BANCSHARES, INC. Ticker: HTBI Security ID: 437872104 Meeting Date: NOV 18, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Steven Goforth For For Management 1.2 Elect Director Laura C. Kendall For For Management 1.3 Elect Director Dana L. Stonestreet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- HOMOLOGY MEDICINES, INC. Ticker: FIXX Security ID: 438083107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Gillis For Withhold Management 1.2 Elect Director Richard J. Gregory For For Management 1.3 Elect Director Kush M. Parmar For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION Ticker: HOFT Security ID: 439038100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul B. Toms, Jr. For For Management 1.2 Elect Director W. Christopher Beeler, For For Management Jr. 1.3 Elect Director Paulette Garafalo For For Management 1.4 Elect Director Tonya H. Jackson For For Management 1.5 Elect Director E. Larry Ryder For For Management 1.6 Elect Director Ellen C. Taaffe For For Management 1.7 Elect Director Henry G. Williamson, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOOKIPA PHARMA INC. Ticker: HOOK Security ID: 43906K100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joern Aldag For For Management 1.2 Elect Director Jan van de Winkel For Withhold Management 1.3 Elect Director David R. Kaufman For For Management 2 Ratify PwC Wirtschaftsprufung GmbH as For For Management Auditors -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For For Management 1.2 Elect Director Jinho Doo For For Management 1.3 Elect Director Daisy Y. Ha For For Management 1.4 Elect Director James U. Hwang For For Management 1.5 Elect Director Jin Chul Jhung For For Management 1.6 Elect Director Joon K. Kim For For Management 1.7 Elect Director Kevin S. Kim For For Management 1.8 Elect Director Steven S. Koh For For Management 1.9 Elect Director Chung Hyun Lee For For Management 1.10 Elect Director William J. Lewis For For Management 1.11 Elect Director David P. Malone For For Management 1.12 Elect Director John R. Taylor For For Management 1.13 Elect Director Scott Yoon-Suk Whang For For Management 1.14 Elect Director Dale S. Zuehls For For Management 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HORACE MANN EDUCATORS CORPORATION Ticker: HMN Security ID: 440327104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Casady For For Management 1b Elect Director Daniel A. Domenech For For Management 1c Elect Director Perry G. Hines For For Management 1d Elect Director Mark E. Konen For For Management 1e Elect Director Beverley J. McClure For For Management 1f Elect Director H. Wade Reece For For Management 1g Elect Director Robert Stricker For For Management 1h Elect Director Steven O. Swyers For For Management 1i Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HORIZON BANCORP, INC. Ticker: HBNC Security ID: 440407104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. Dworkin For For Management 1.2 Elect Director Michele M. Magnuson For For Management 1.3 Elect Director Daniel F. Hopp For For Management 1.4 Elect Director Steven W. Reed For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- HOSTESS BRANDS, INC. Ticker: TWNK Security ID: 44109J106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Eliminate Supermajority Vote For For Management Requirement 3.1 Elect Director Andrew P. Callahan For For Management 3.2 Elect Director Gretchen R. Crist For For Management 3.3 Elect Director Ioannis Skoufalos For For Management 3.4 Elect Director Laurence Bodner For For Management 3.5 Elect Director Rachel P. Cullen For For Management 3.6 Elect Director Jerry D. Kaminski For For Management 3.7 Elect Director C. Dean Metropoulos For For Management 3.8 Elect Director Craig D. Steeneck For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HOUGHTON MIFFLIN HARCOURT COMPANY Ticker: HMHC Security ID: 44157R109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Allen For For Management 1.2 Elect Director L. Gordon Crovitz For For Management 1.3 Elect Director Jean S. Desravines For For Management 1.4 Elect Director Lawrence K. Fish For For Management 1.5 Elect Director Jill A. Greenthal For For Management 1.6 Elect Director John F. Killian For For Management 1.7 Elect Director John J. Lynch, Jr. For For Management 1.8 Elect Director John R. McKernan, Jr. For For Management 1.9 Elect Director Tracey D. Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HOULIHAN LOKEY, INC. Ticker: HLI Security ID: 441593100 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Beiser For Withhold Management 1.2 Elect Director Paul A. Zuber For For Management 1.3 Elect Director Jacqueline B. Kosecoff For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HOWARD BANCORP, INC. Ticker: HBMD Security ID: 442496105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard G. Arnold For For Management 1.2 Elect Director James T. Dresher, Jr. For For Management 1.3 Elect Director Mary Ann Scully For For Management 1.4 Elect Director Jack E. Steil For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- HUB GROUP, INC. Ticker: HUBG Security ID: 443320106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Yeager For Withhold Management 1.2 Elect Director Mary H. Boosalis For Withhold Management 1.3 Elect Director James C. Kenny For Withhold Management 1.4 Elect Director Peter B. McNitt For Withhold Management 1.5 Elect Director Charles R. Reaves For Withhold Management 1.6 Elect Director Martin P. Slark For Withhold Management 1.7 Elect Director Jonathan P. Ward For Withhold Management 1.8 Elect Director Jenell R. Ross For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HURCO COMPANIES, INC. Ticker: HURC Security ID: 447324104 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Aaro For For Management 1.2 Elect Director Robert W. Cruickshank For Withhold Management 1.3 Elect Director Michael Doar For For Management 1.4 Elect Director Cynthia Dubin For For Management 1.5 Elect Director Timothy J. Gardner For For Management 1.6 Elect Director Jay C. Longbottom For For Management 1.7 Elect Director Richard Porter For For Management 1.8 Elect Director Janaki Sivanesan For For Management 1.9 Elect Director Gregory S. Volovic For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Eugene Lockhart For For Management 1.2 Elect Director James H. Roth For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HYSTER-YALE MATERIALS HANDLING, INC. Ticker: HY Security ID: 449172105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred M. Rankin, Jr. For Against Management 1.2 Elect Director James B. Bemowski For For Management 1.3 Elect Director J.C. Butler, Jr. For Against Management 1.4 Elect Director Carolyn Corvi For Against Management 1.5 Elect Director Edward T. Eliopoulos For For Management 1.6 Elect Director John P. Jumper For Against Management 1.7 Elect Director Dennis W. LaBarre For Against Management 1.8 Elect Director H. Vincent Poor For Against Management 1.9 Elect Director Claiborne R. Rankin For Against Management 1.10 Elect Director Britton T. Taplin For Against Management 1.11 Elect Director David B. H. Williams For Against Management 1.12 Elect Director Eugene Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Restricted Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- I3 VERTICALS, INC. Ticker: IIIV Security ID: 46571Y107 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory Daily For Withhold Management 1.2 Elect Director Clay Whitson For Withhold Management 1.3 Elect Director Elizabeth Seigenthaler For For Management Courtney 1.4 Elect Director John Harrison For For Management 1.5 Elect Director Burton Harvey For For Management 1.6 Elect Director Timothy McKenna For For Management 1.7 Elect Director David Morgan For For Management 1.8 Elect Director David Wilds For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IBERIABANK CORPORATION Ticker: IBKC Security ID: 450828108 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sudhakar Kesavan For For Management 1.2 Elect Director Michael J. Van Handel For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ICHOR HOLDINGS, LTD. Ticker: ICHR Security ID: G4740B105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laura Black For For Management 1b Elect Director Iain MacKenzie For For Management 1c Elect Director Thomas Rohrs For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- IDEANOMICS, INC. Ticker: IDEX Security ID: 45166V106 Meeting Date: DEC 30, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruno Wu For For Management 1.2 Elect Director Alfred Poor For For Management 1.3 Elect Director Shane McMahon For For Management 1.4 Elect Director James Cassano For Withhold Management 1.5 Elect Director Jerry Fan For For Management 1.6 Elect Director Harry Edelson For For Management 1.7 Elect Director Steven Fadem For For Management 1.8 Elect Director John Wallace For For Management 1.9 Elect Director Chao Yang For For Management 2 Ratify BF Borgers CPA PC as Auditors For For Management -------------------------------------------------------------------------------- IDT CORPORATION Ticker: IDT Security ID: 448947507 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Chenkin For Against Management 1.2 Elect Director Eric F. Cosentino For Against Management 1.3 Elect Director Howard S. Jonas For Against Management 1.4 Elect Director Bill Pereira For For Management 1.5 Elect Director Judah Schorr For Against Management 2 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- IES HOLDINGS, INC. Ticker: IESC Security ID: 44951W106 Meeting Date: FEB 19, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd M. Cleveland For For Management 1.2 Elect Director Joseph L. Dowling, III For For Management 1.3 Elect Director David B. Gendell For For Management 1.4 Elect Director Jeffrey L. Gendell For For Management 1.5 Elect Director Joe D. Koshkin For For Management 1.6 Elect Director Donald L. Luke For Withhold Management 1.7 Elect Director Gary S. Matthews For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IGM BIOSCIENCES, INC. Ticker: IGMS Security ID: 449585108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie Hambleton For For Management 1.2 Elect Director William Strohl For For Management 1.3 Elect Director Jakob Haldor Topsoe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- II-VI INCORPORATED Ticker: IIVI Security ID: 902104108 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis J. Kramer For For Management 1b Elect Director Shaker Sadasivam For For Management 1c Elect Director Enrico Digirolamo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IMAX CORPORATION Ticker: IMAX Security ID: 45245E109 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil S. Braun For For Management 1.2 Elect Director Eric A. Demirian For For Management 1.3 Elect Director Kevin Douglas For For Management 1.4 Elect Director Richard L. Gelfond For For Management 1.5 Elect Director David W. Leebron For For Management 1.6 Elect Director Michael MacMillan For For Management 1.7 Elect Director Dana Settle For For Management 1.8 Elect Director Darren Throop For For Management 1.9 Elect Director Bradley J. Wechsler For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- IMMERSION CORPORATION Ticker: IMMR Security ID: 452521107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sumit Agarwal For For Management 1.2 Elect Director Stephen Domenik For For Management 1.3 Elect Director Franz Fink For For Management 1.4 Elect Director Matthew Frey For For Management 1.5 Elect Director Ramzi Haidamus For For Management 1.6 Elect Director Sharon Holt For For Management 1.7 Elect Director William Martin For For Management 1.8 Elect Director Eric Singer For For Management 2 Ratify Armanino LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- IMMUNIC, INC. Ticker: IMUX Security ID: 4525EP101 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joerg Neermann For For Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors 3 Eliminate Supermajority Vote For For Management Requirements in the Certificate of Incorporation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- IMMUNOGEN, INC. Ticker: IMGN Security ID: 45253H101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Stephen C. McCluski For For Management 2.2 Elect Director Richard J. Wallace For For Management 2.3 Elect Director Mark Goldberg For For Management 2.4 Elect Director Dean J. Mitchell For For Management 2.5 Elect Director Kristine Peterson For For Management 2.6 Elect Director Mark J. Enyedy For For Management 2.7 Elect Director Stuart A. Arbuckle For For Management 3 Increase Authorized Common Stock For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IMMUNOMEDICS, INC. Ticker: IMMU Security ID: 452907108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Election Director Behzad Aghazadeh For For Management 1.2 Election Director Robert Azelby For For Management 1.3 Election Director Charles M. Baum For For Management 1.4 Election Director Scott Canute For For Management 1.5 Election Director Barbara G. Duncan For For Management 1.6 Election Director Peter Barton Hutt For Against Management 1.7 Election Director Khalid Islam For Against Management 1.8 Election Director Harout Semerjian None None Management *Withdrawn Resolution* 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- IMPINJ, INC. Ticker: PI Security ID: 453204109 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter van Oppen For Withhold Management 1.2 Elect Director Theresa Wise For Withhold Management 1.3 Elect Director Cathal Phelan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- IMPINJ, INC. Ticker: PI Security ID: 453204109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris Diorio For Against Management 1.2 Elect Director Gregory Sessler For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- INDEPENDENCE CONTRACT DRILLING, INC. Ticker: ICD Security ID: 453415309 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INDEPENDENCE CONTRACT DRILLING, INC. Ticker: ICD Security ID: 453415606 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Anthony Gallegos, Jr. For For Management 1.2 Elect Director Matthew D. Fitzgerald For Withhold Management 1.3 Elect Director Daniel F. McNease For For Management 1.4 Elect Director James G. Minmier For For Management 1.5 Elect Director Adam J. Piekarski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST, INC. Ticker: IRT Security ID: 45378A106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott F. Schaeffer For For Management 1.2 Elect Director William C. Dunkelberg For For Management 1.3 Elect Director Richard D. Gebert For For Management 1.4 Elect Director Melinda H. McClure For For Management 1.5 Elect Director Mack D. Pridgen, III For For Management 1.6 Elect Director DeForest B. Soaries, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Ticker: INDB Security ID: 453836108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. O'Brien For For Management 1.2 Elect Director Christopher Oddleifson For For Management 1.3 Elect Director David A. Powers For For Management 1.4 Elect Director Scott K. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- INDEPENDENT BANK CORPORATION Ticker: IBCP Security ID: 453838609 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terance L. Beia For For Management 1.2 Elect Director Stephen L. Gulis, Jr. For For Management 1.3 Elect Director William B. Kessel For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INDUSTRIAL LOGISTICS PROPERTIES TRUST Ticker: ILPT Security ID: 456237106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce M. Gans For Withhold Management 1.2 Elect Director Adam D. Portnoy For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INFINERA CORPORATION Ticker: INFN Security ID: 45667G103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas J. Fallon For For Management 1b Elect Director Kambiz Y. Hooshmand For For Management 1c Elect Director Amy H. Rice For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INGEVITY CORPORATION Ticker: NGVT Security ID: 45688C107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director Luis Fernandez-Moreno For For Management 1c Elect Director J. Michael Fitzpatrick For For Management 1d Elect Director Diane H. Gulyas For For Management 1e Elect Director Richard B. Kelson For For Management 1f Elect Director Frederick J. Lynch For For Management 1g Elect Director Karen G. Narwold For For Management 1h Elect Director Daniel F. Sansone For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INGLES MARKETS, INC. Ticker: IMKTA Security ID: 457030104 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest E. Ferguson For Withhold Management 1.2 Elect Director John R. Lowden For Withhold Management -------------------------------------------------------------------------------- INNERWORKINGS, INC. Ticker: INWK Security ID: 45773Y105 Meeting Date: NOV 01, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jack M. Greenberg For For Management 1B Elect Director Richard S. Stoddart For For Management 1C Elect Director Charles K. Bobrinskoy For For Management 1D Elect Director Lindsay Y. Corby For For Management 1E Elect Director David Fisher For For Management 1F Elect Director Adam J. Gutstein For For Management 1G Elect Director Julie M. Howard For For Management 1H Elect Director Kirt P. Karros For For Management 1I Elect Director Marc Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INNERWORKINGS, INC. Ticker: INWK Security ID: 45773Y105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jack M. Greenberg For For Management 1B Elect Director Richard S. Stoddart For For Management 1C Elect Director Charles K. Bobrinskoy For For Management 1D Elect Director Lindsay Y. Corby For For Management 1E Elect Director David Fisher For For Management 1F Elect Director Adam J. Gutstein For For Management 1G Elect Director Julie M. Howard For For Management 1H Elect Director Kirt P. Karros For For Management 1I Elect Director Marc Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INNOPHOS HOLDINGS, INC. Ticker: IPHS Security ID: 45774N108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INNOSPEC INC. Ticker: IOSP Security ID: 45768S105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joachim Roeser - None None Management Withdrawn Resolution 1.2 Elect Director Claudia Poccia For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- INNOVATIVE INDUSTRIAL PROPERTIES, INC. Ticker: IIPR Security ID: 45781V101 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Gold For For Management 1.2 Elect Director Gary Kreitzer For For Management 1.3 Elect Director Mary Curran For For Management 1.4 Elect Director Scott Shoemaker For For Management 1.5 Elect Director Paul Smithers For For Management 1.6 Elect Director David Stecher For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Charter to Allow Shareholders to For For Management Amend Bylaws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- INNOVIVA, INC. Ticker: INVA Security ID: 45781M101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George W. Bickerstaff, For For Management III 1b Elect Director Mark A. DiPaolo For For Management 1c Elect Director Jules Haimovitz For For Management 1d Elect Director Odysseas D. Kostas For For Management 1e Elect Director Sarah J. Schlesinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INOGEN, INC. Ticker: INGN Security ID: 45780L104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heath Lukatch For Withhold Management 1.2 Elect Director Raymond Huggenberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INOVALON HOLDINGS, INC. Ticker: INOV Security ID: 45781D101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Dunleavy For Withhold Management 1.2 Elect Director Denise K. Fletcher For Withhold Management 1.3 Elect Director William D. Green For Withhold Management 1.4 Elect Director Andre S. Hoffmann For Withhold Management 1.5 Elect Director Isaac S. Kohane For For Management 1.6 Elect Director Mark A. Pulido For For Management 1.7 Elect Director Lee D. Roberts For For Management 1.8 Elect Director William J. Teuber, Jr. For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INOVIO PHARMACEUTICALS, INC. Ticker: INO Security ID: 45773H201 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Joseph Kim For For Management 1.2 Elect Director Simon X. Benito For For Management 1.3 Elect Director Ann C. Miller For For Management 1.4 Elect Director Jay P. Shepard For For Management 1.5 Elect Director David B. Weiner For For Management 1.6 Elect Director Wendy L. Yarno For For Management 1.7 Elect Director Lota S. Zoth For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- INPHI CORPORATION Ticker: IPHI Security ID: 45772F107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas E. Brathwaite For For Management 1.2 Elect Director David E. Liddle For For Management 1.3 Elect Director Bruce M. McWilliams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Ticker: NSIT Security ID: 45765U103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Allen For For Management 1.2 Elect Director Bruce W. Armstrong For For Management 1.3 Elect Director Linda Breard For For Management 1.4 Elect Director Timothy A. Crown For For Management 1.5 Elect Director Catherine Courage For For Management 1.6 Elect Director Anthony A. Ibarguen For For Management 1.7 Elect Director Kenneth T. Lamneck For For Management 1.8 Elect Director Kathleen S. Pushor For For Management 1.9 Elect Director Girish Rishi For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INSMED INCORPORATED Ticker: INSM Security ID: 457669307 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarissa Desjardins For For Management 1.2 Elect Director David W.J. McGirr For For Management 1.3 Elect Director Elizabeth McKee Anderson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INSPERITY, INC. Ticker: NSP Security ID: 45778Q107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy T. Clifford For For Management 1.2 Elect Director Ellen H. Masterson For For Management 1.3 Elect Director Latha Ramchand For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INSPIRE MEDICAL SYSTEMS, INC. Ticker: INSP Security ID: 457730109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Ellis For For Management 1.2 Elect Director Mudit K. Jain For For Management 1.3 Elect Director Dana G. Mead, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INSTALLED BUILDING PRODUCTS, INC. Ticker: IBP Security ID: 45780R101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael T. Miller For For Management 1.2 Elect Director Vikas Verma For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INSTEEL INDUSTRIES, INC. Ticker: IIIN Security ID: 45774W108 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abney S. Boxley, III For For Management 1.2 Elect Director Anne H. Lloyd For For Management 1.3 Elect Director W. Allen Rogers, II For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INTEGER HOLDINGS CORPORATION Ticker: ITGR Security ID: 45826H109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela G. Bailey For For Management 1.2 Elect Director Joseph W. Dziedzic For For Management 1.3 Elect Director James F. Hinrichs For For Management 1.4 Elect Director Jean Hobby For For Management 1.5 Elect Director M. Craig Maxwell For For Management 1.6 Elect Director Filippo Passerini For For Management 1.7 Elect Director Bill R. Sanford For For Management 1.8 Elect Director Donald J. Spence For For Management 1.9 Elect Director William B. Summers, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTELLIA THERAPEUTICS, INC. Ticker: NTLA Security ID: 45826J105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Francois Formela For For Management 1.2 Elect Director Jesse Goodman For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTELSAT SA Ticker: I Security ID: L5140P101 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Ellen Pawlikowski as Director For For Management 1b Elect Jacqueline Reses as Director For For Management -------------------------------------------------------------------------------- INTELSAT SA Ticker: INTEQ Security ID: L5140P101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and None None Management Auditor's Reports 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6.a Reelect Justin Bateman as Director For For Management 6.b Reelect Raymond Svider as Director For Against Management 7 Approve Remuneration of Directors For For Management 8 Renew Appointment of Auditor For For Management 9 Approve Share Repurchase For For Management 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INTER PARFUMS, INC. Ticker: IPAR Security ID: 458334109 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean Madar For For Management 1.2 Elect Director Philippe Benacin For For Management 1.3 Elect Director Russell Greenberg For For Management 1.4 Elect Director Philippe Santi For For Management 1.5 Elect Director Francois Heilbronn For For Management 1.6 Elect Director Robert Bensoussan For For Management 1.7 Elect Director Patrick Choel For For Management 1.8 Elect Director Michel Dyens For For Management 1.9 Elect Director Veronique Gabai-Pinsky For For Management 1.10 Elect Director Gilbert Harrison For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- INTERCEPT PHARMACEUTICALS, INC. Ticker: ICPT Security ID: 45845P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paolo Fundaro For For Management 1b Elect Director Mark Pruzanski For For Management 1c Elect Director Srinivas Akkaraju For For Management 1d Elect Director Luca Benatti For For Management 1e Elect Director Daniel Bradbury For For Management 1f Elect Director Keith Gottesdiener For For Management 1g Elect Director Nancy Miller-Rich For For Management 1h Elect Director Gino Santini For For Management 1i Elect Director Glenn Sblendorio For For Management 1j Elect Director Daniel Welch For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joan H. Gillman For For Management 1b Elect Director S. Douglas Hutcheson For For Management 1c Elect Director John A. Kritzmacher For For Management 1d Elect Director John D. Markley, Jr. For For Management 1e Elect Director William J. Merritt For For Management 1f Elect Director Jean F. Rankin For For Management 1g Elect Director Philip P. Trahanas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- INTERFACE, INC. Ticker: TILE Security ID: 458665304 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Burke For For Management 1.2 Elect Director Dwight Gibson For For Management 1.3 Elect Director Daniel T. Hendrix For For Management 1.4 Elect Director Christopher G. Kennedy For For Management 1.5 Elect Director Joseph Keough For For Management 1.6 Elect Director Catherine M. Kilbane For For Management 1.7 Elect Director K. David Kohler For For Management 1.8 Elect Director Sheryl D. Palmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL BANCSHARES CORPORATION Ticker: IBOC Security ID: 459044103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Javier de Anda For For Management 1.2 Elect Director Irving Greenblum For For Management 1.3 Elect Director Douglas B. Howland For For Management 1.4 Elect Director Rudolph M. Miles For For Management 1.5 Elect Director Dennis E. Nixon For For Management 1.6 Elect Director Larry A. Norton For For Management 1.7 Elect Director Roberto R. Resendez For For Management 1.8 Elect Director Antonio R. Sanchez, Jr. For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL MONEY EXPRESS, INC. Ticker: IMXI Security ID: 46005L101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt Holstein For Withhold Management 1.2 Elect Director Robert Jahn For Withhold Management 1.3 Elect Director John Rincon For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- INTERNATIONAL SEAWAYS, INC. Ticker: INSW Security ID: Y41053102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Doug Wheat For For Management 1.2 Elect Director Timothy J. Bernlohr For For Management 1.3 Elect Director Ian T. Blackley For For Management 1.4 Elect Director Randee E. Day For For Management 1.5 Elect Director David I. Greenberg For For Management 1.6 Elect Director Joseph I. Kronsberg For For Management 1.7 Elect Director Ty E. Wallach For For Management 1.8 Elect Director Gregory A. Wright For For Management 1.9 Elect Director Lois K. Zabrocky For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INTERNATIONAL SPEEDWAY CORPORATION Ticker: ISCA Security ID: 460335201 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INTERSECT ENT, INC. Ticker: XENT Security ID: 46071F103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kieran T. Gallahue For For Management 1.2 Elect Director Thomas A. West For For Management 1.3 Elect Director Teresa L. Kline For For Management 1.4 Elect Director Cynthia L. Lucchese For For Management 1.5 Elect Director Dana G. Mead, Jr. For For Management 1.6 Elect Director Frederic H. Moll For For Management 1.7 Elect Director W. Anthony Vernon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTL FCSTONE INC. Ticker: INTL Security ID: 46116V105 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to StoneX Group For For Management Inc. -------------------------------------------------------------------------------- INTL FCSTONE, INC. Ticker: INTL Security ID: 46116V105 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott J. Branch For For Management 1.2 Elect Director Diane L. Cooper For For Management 1.3 Elect Director John M. Fowler For For Management 1.4 Elect Director Steven Kass For For Management 1.5 Elect Director Bruce W. Krehbiel For For Management 1.6 Elect Director Sean M. O'Connor For For Management 1.7 Elect Director Eric Parthemore For For Management 1.8 Elect Director John Radziwill For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTRA-CELLULAR THERAPIES, INC. Ticker: ITCI Security ID: 46116X101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Richard Lerner For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTREPID POTASH, INC. Ticker: IPI Security ID: 46121Y102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert P. Jornayvaz, III For For Management 1b Elect Director Hugh E. Harvey, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTRICON CORPORATION Ticker: IIN Security ID: 46121H109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert N. Masucci For For Management 1.2 Elect Director Philip I. Smith For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INVACARE CORPORATION Ticker: IVC Security ID: 461203101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan H. Alexander For For Management 1.2 Elect Director Julie A. Beck For For Management 1.3 Elect Director Petra Danielsohn-Weil For For Management 1.4 Elect Director Diana S. Ferguson For For Management 1.5 Elect Director Marc M. Gibeley For For Management 1.6 Elect Director C. Martin Harris For For Management 1.7 Elect Director Matthew E. Monaghan For For Management 1.8 Elect Director Clifford D. Nastas For For Management 1.9 Elect Director Baiju R. Shah For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INVESCO MORTGAGE CAPITAL INC. Ticker: IVR Security ID: 46131B100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. Day For For Management 1.2 Elect Director Carolyn B. Handlon For For Management 1.3 Elect Director Edward J. Hardin For For Management 1.4 Elect Director James R. Lientz, Jr. For For Management 1.5 Elect Director Dennis P. Lockhart For For Management 1.6 Elect Director Gregory G. McGreevey For For Management 1.7 Elect Director Loren M. Starr For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INVESTAR HOLDING CORPORATION Ticker: ISTR Security ID: 46134L105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Baker For For Management 1.2 Elect Director Thomas C. Besselman, Sr. For For Management 1.3 Elect Director James H. Boyce, III For For Management 1.4 Elect Director Robert M. Boyce, Sr. For For Management 1.5 Elect Director John J. D'Angelo For For Management 1.6 Elect Director William H. Hidalgo, Sr. For For Management 1.7 Elect Director Gordon H. Joffrion, III For For Management 1.8 Elect Director Robert Chris Jordan For For Management 1.9 Elect Director David J. Lukinovich For For Management 1.10 Elect Director Suzanne O. Middleton For For Management 1.11 Elect Director Andrew C. Nelson For For Management 1.12 Elect Director Frank L. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis M. Bone For For Management 1.2 Elect Director Doreen R. Byrnes For For Management 1.3 Elect Director William V. Cosgrove For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Ticker: IRET Security ID: 461730509 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Caira For For Management 1b Elect Director Michael T. Dance For For Management 1c Elect Director Mark O. Decker, Jr. For For Management 1d Elect Director Emily Nagle Green For For Management 1e Elect Director Linda J. Hall For For Management 1f Elect Director Terrance P. Maxwell For For Management 1g Elect Director John A. Schissel For For Management 1h Elect Director Mary J. Twinem For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INVESTORS TITLE COMPANY Ticker: ITIC Security ID: 461804106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tammy F. Coley For For Management 1.2 Elect Director W. Morris Fine For For Management 1.3 Elect Director Richard M. Hutson, II For Withhold Management 1.4 Elect Director Elton C. Parker, Jr. For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- INVITAE CORPORATION Ticker: NVTA Security ID: 46185L103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Geoffrey S. Crouse For Withhold Management 1.2 Elect Director Christine M. Gorjanc For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IOVANCE BIOTHERAPEUTICS, INC. Ticker: IOVA Security ID: 462260100 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iain Dukes For For Management 1.2 Elect Director Maria Fardis For For Management 1.3 Elect Director Athena Countouriotis For For Management 1.4 Elect Director Ryan Maynard For For Management 1.5 Elect Director Merrill A. McPeak For For Management 1.6 Elect Director Wayne P. Rothbaum For For Management 1.7 Elect Director Michael Weiser For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency For For Management Every Year 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- IRADIMED CORPORATION Ticker: IRMD Security ID: 46266A109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger Susi For Withhold Management 1.2 Elect Director Leslie McDonnell - None None Management Withdrawn 1.3 Elect Director James Hawkins For For Management 1.4 Elect Director Monty Allen For For Management 1.5 Elect Director Anthony Vuoto For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- IRHYTHM TECHNOLOGIES, INC. Ticker: IRTC Security ID: 450056106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin M. King For For Management 1.2 Elect Director Raymond W. Scott For Withhold Management 2 Declassify the Board of Directors For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IRIDIUM COMMUNICATIONS INC. Ticker: IRDM Security ID: 46269C102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Niehaus For For Management 1.2 Elect Director Thomas C. Canfield For For Management 1.3 Elect Director Matthew J. Desch For For Management 1.4 Elect Director Thomas J. Fitzpatrick For For Management 1.5 Elect Director Jane L. Harman For For Management 1.6 Elect Director Alvin B. Krongard For For Management 1.7 Elect Director Suzanne E. McBride For For Management 1.8 Elect Director Eric T. Olson For For Management 1.9 Elect Director Steven B. Pfeiffer For For Management 1.10 Elect Director Parker W. Rush For For Management 1.11 Elect Director Henrik O. Schliemann For For Management 1.12 Elect Director Barry J. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IROBOT CORPORATION Ticker: IRBT Security ID: 462726100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Miller For For Management 1b Elect Director Elisha Finney For For Management 1c Elect Director Michelle V. Stacy For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Eliminate Supermajority Vote For For Management Requirement 4 Declassify the Board of Directors For For Management 5 Provide Right to Call Special Meeting For For Management 6 Amend Omnibus Stock Plan For For Management 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IRONWOOD PHARMACEUTICALS, INC. Ticker: IRWD Security ID: 46333X108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark G. Currie For For Management 1.2 Elect Director Jon R. Duane For For Management 1.3 Elect Director Mark Mallon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ISTAR INC. Ticker: STAR Security ID: 45031U101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford De Souza For For Management 1.2 Elect Director Robin Josephs For For Management 1.3 Elect Director Richard Lieb For For Management 1.4 Elect Director Barry W. Ridings For For Management 1.5 Elect Director Anita Sands For For Management 1.6 Elect Director Jay Sugarman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ITERIS, INC. Ticker: ITI Security ID: 46564T107 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Joseph (Joe) Bergera For For Management 1.2 Elect Director Kevin C. Daly For For Management 1.3 Elect Director Scott E. Deeter For For Management 1.4 Elect Director Gerard M. Mooney For For Management 1.5 Elect Director Laura L. Siegal For For Management 1.6 Elect Director Thomas L. Thomas For For Management 1.7 Elect Director Mikel H. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Portfolio Approach on None Against Shareholder Management's Long-Term Incentive Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ITRON, INC. Ticker: ITRI Security ID: 465741106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerome J. Lande For For Management 1b Elect Director Frank M. Jaehnert For For Management 1c Elect Director Gary E. Pruitt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- J & J SNACK FOODS CORP. Ticker: JJSF Security ID: 466032109 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gerald B. Shreiber For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- J. ALEXANDER'S HOLDINGS, INC. Ticker: JAX Security ID: 46609J106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl J. Grassi For For Management 1.2 Elect Director Frank R. Martire For Withhold Management 1.3 Elect Director Raymond R. Quirk For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- J2 GLOBAL, INC. Ticker: JCOM Security ID: 48123V102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard S. Ressler For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Robert J. Cresci For For Management 1d Elect Director Sarah Fay For For Management 1e Elect Director W. Brian Kretzmer For For Management 1f Elect Director Jonathan F. Miller For For Management 1g Elect Director Stephen Ross For For Management 1h Elect Director Vivek Shah For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JACK IN THE BOX INC. Ticker: JACK Security ID: 466367109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean M. Birch For For Management 1b Elect Director Leonard A. Comma For For Management 1c Elect Director John P. Gainor For For Management 1d Elect Director David L. Goebel For For Management 1e Elect Director Sharon P. John For For Management 1f Elect Director Madeleine A. Kleiner For For Management 1g Elect Director Michael W. Murphy For For Management 1h Elect Director James M. Myers For For Management 1i Elect Director David M. Tehle For For Management 1j Elect Director Vivien M. Yeung For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JAGGED PEAK ENERGY INC. Ticker: JAG Security ID: 47009K107 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- JAMES RIVER GROUP HOLDINGS, LTD. Ticker: JRVR Security ID: G5005R107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Adam Abram For For Management 1b Elect Director Robert P. Myron For For Management 1c Elect Director Michael T. Oakes For Withhold Management 2 Approve Ernst &Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JELD-WEN HOLDING, INC. Ticker: JELD Security ID: 47580P103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Suzanne L. Stefany For For Management 2.2 Elect Director Bruce M. Taten For For Management 2.3 Elect Director Roderick C. Wendt For For Management 3 Eliminate Supermajority Vote For For Management Requirements 4 Provide Right to Call Special Meeting For For Management 5 Provide Right to Act by Written Consent For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- JERNIGAN CAPITAL, INC. Ticker: JCAP Security ID: 476405105 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- JERNIGAN CAPITAL, INC. Ticker: JCAP Security ID: 476405105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Good For For Management 1.2 Elect Director Mark O. Decker For For Management 1.3 Elect Director Rebecca Owen For For Management 1.4 Elect Director Howard A. Silver For For Management 1.5 Elect Director Harry J. Thie For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- JOHN B. SANFILIPPO & SON, INC. Ticker: JBSS Security ID: 800422107 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jim Edgar For Withhold Management 1.2 Elect Director Ellen C. Taaffe For Withhold Management 1.3 Elect Director Daniel M. Wright For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHN BEAN TECHNOLOGIES CORPORATION Ticker: JBT Security ID: 477839104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara L. Brasier For For Management 1b Elect Director Thomas W. Giacomini For For Management 1c Elect Director Polly B. Kawalek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- JOHNSON OUTDOORS INC. Ticker: JOUT Security ID: 479167108 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry E. London For For Management 1.2 Elect Director John M. Fahey, Jr. For Withhold Management 1.3 Elect Director William ("Bill") D. For For Management Perez 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- JOUNCE THERAPEUTICS, INC. Ticker: JNCE Security ID: 481116101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Perry Karsen For Withhold Management 1.2 Elect Director Richard Murray For For Management 1.3 Elect Director Cary Pfeffer For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- K12 INC. Ticker: LRN Security ID: 48273U102 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Craig R. Barrett For For Management 1.3 Elect Director Guillermo Bron For For Management 1.4 Elect Director Robert L. Cohen For For Management 1.5 Elect Director Nathaniel A. Davis For For Management 1.6 Elect Director John M. Engler For For Management 1.7 Elect Director Steven B. Fink For For Management 1.8 Elect Director Robert E. Knowling, Jr. For For Management 1.9 Elect Director Liza McFadden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- KADANT INC. Ticker: KAI Security ID: 48282T104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Albertine For For Management 1.2 Elect Director Thomas C. Leonard For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve the Issuance of Restricted For For Management Stock Units to Non-Employee Directors 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KADMON HOLDINGS, INC. Ticker: KDMN Security ID: 48283N106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harlan W. Waksal For For Management 1.2 Elect Director Tasos G. Konidaris For For Management 1.3 Elect Director Eugene Bauer For For Management 1.4 Elect Director Cynthia Schwalm For For Management 1.5 Elect Director David E. Cohen For For Management 1.6 Elect Director Arthur Kirsch For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- KAISER ALUMINUM CORPORATION Ticker: KALU Security ID: 483007704 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack A. Hockema For For Management 1.2 Elect Director Lauralee E. Martin For For Management 1.3 Elect Director Brett E. Wilcox For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KALA PHARMACEUTICALS, INC. Ticker: KALA Security ID: 483119103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Paull For Withhold Management 1.2 Elect Director Howard B. Rosen For For Management 1.3 Elect Director Rajeev Shah For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- KALEIDO BIOSCIENCES, INC. Ticker: KLDO Security ID: 483347100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Bonney For For Management 1.2 Elect Director Bonnie L. Bassler For Withhold Management 1.3 Elect Director Geoffrey von Maltzahn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KALVISTA PHARMACEUTICALS, INC. Ticker: KALV Security ID: 483497103 Meeting Date: OCT 02, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Andrew Crockett For Withhold Management 1.2 Elect Director Brian J. G. Pereira For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KAMAN CORPORATION Ticker: KAMN Security ID: 483548103 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George E. Minnich For For Management 1.2 Elect Director Thomas W. Rabaut For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KARUNA THERAPEUTICS, INC. Ticker: KRTX Security ID: 48576A100 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heather Preston For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KARYOPHARM THERAPEUTICS INC. Ticker: KPTI Security ID: 48576U106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry E. Greene For For Management 1.2 Elect Director Mansoor Raza Mirza For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KB HOME Ticker: KBH Security ID: 48666K109 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorene C. Dominguez For For Management 1.2 Elect Director Timothy W. Finchem For For Management 1.3 Elect Director Stuart A. Gabriel For For Management 1.4 Elect Director Thomas W. Gilligan For For Management 1.5 Elect Director Kenneth M. Jastrow, II For For Management 1.6 Elect Director Robert L. Johnson For For Management 1.7 Elect Director Melissa Lora For For Management 1.8 Elect Director Jeffrey T. Mezger For For Management 1.9 Elect Director James C. Weaver For For Management 1.10 Elect Director Michael M. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark E. Baldwin For For Management 1b Elect Director James R. Blackwell For For Management 1c Elect Director Stuart J. B. Bradie For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director Lester L. Lyles For For Management 1f Elect Director Wendy M. Masiello For For Management 1g Elect Director Jack B. Moore For For Management 1h Elect Director Ann D. Pickard For For Management 1i Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEANE GROUP, INC. Ticker: FRAC Security ID: 48669A108 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- KEARNY FINANCIAL CORP. Ticker: KRNY Security ID: 48716P108 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Mazur, Jr. For For Management 1.2 Elect Director Matthew T. McClane For For Management 1.3 Elect Director John F. McGovern For For Management 1.4 Elect Director Raymond E. Chandonnet For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEMET CORPORATION Ticker: KEM Security ID: 488360207 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jacob T. Kotzubei For For Management 1.2 Elect Director Robert G. Paul For For Management 1.3 Elect Director Yasuko Matsumoto For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEMET CORPORATION Ticker: KEM Security ID: 488360207 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- KENNAMETAL, INC. Ticker: KMT Security ID: 489170100 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.2 Elect Director Cindy L. Davis For For Management 1.3 Elect Director William J. Harvey For For Management 1.4 Elect Director William M. Lambert For For Management 1.5 Elect Director Lorraine M. Martin For For Management 1.6 Elect Director Timothy R. McLevish For For Management 1.7 Elect Director Sagar A. Patel For For Management 1.8 Elect Director Christopher Rossi For For Management 1.9 Elect Director Lawrence W. Stranghoener For For Management 1.10 Elect Director Steven H. Wunning For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KENNEDY-WILSON HOLDINGS, INC. Ticker: KW Security ID: 489398107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd Boehly For For Management 1.2 Elect Director David A. Minella For For Management 1.3 Elect Director Mary Ricks For For Management 1.4 Elect Director Sanaz Zaimi For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEZAR LIFE SCIENCES, INC. Ticker: KZR Security ID: 49372L100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Franklin Berger For Withhold Management 1b Elect Director Graham Cooper For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KFORCE INC. Ticker: KFRC Security ID: 493732101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann E. Dunwoody For For Management 1.2 Elect Director N. John Simmons For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KIMBALL ELECTRONICS, INC. Ticker: KE Security ID: 49428J109 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Holly A. Van Deursen For For Management 1.2 Elect Director Michele M. Holcomb For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Eliminate Supermajority Vote For For Management Requirement 7 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- KIMBALL INTERNATIONAL, INC. Ticker: KBAL Security ID: 494274103 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick E. Connolly For For Management 1.2 Elect Director Kimberly K. Ryan For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KINDRED BIOSCIENCES, INC. Ticker: KIN Security ID: 494577109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ernest Mario For For Management 1b Elect Director Herbert D. Montgomery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KMJ Corbin & Company LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KINGSTONE COMPANIES, INC. Ticker: KINS Security ID: 496719105 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry B. Goldstein For For Management 1.2 Elect Director Dale A. Thatcher - None None Management Withdrawn 1.3 Elect Director Jay M. Haft For For Management 1.4 Elect Director Floyd R. Tupper For For Management 1.5 Elect Director William L. Yankus For For Management 1.6 Elect Director Carla A. D'Andre For For Management 1.7 Elect Director Timothy P. McFadden For For Management 2 Ratify Marcum LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KINIKSA PHARMACEUTICALS, LTD. Ticker: KNSA Security ID: G5269C101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen R. Biggar For Withhold Management 1b Elect Director Barry D. Quart For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- KINSALE CAPITAL GROUP, INC. Ticker: KNSL Security ID: 49714P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Kehoe For For Management 1.2 Elect Director Steven J. Bensinger For For Management 1.3 Elect Director Anne C. Kronenberg For For Management 1.4 Elect Director Robert Lippincott, III For For Management 1.5 Elect Director James J. Ritchie For For Management 1.6 Elect Director Frederick L. Russell, For For Management Jr. 1.7 Elect Director Gregory M. Share For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KITE REALTY GROUP TRUST Ticker: KRG Security ID: 49803T300 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Kite For For Management 1b Elect Director William E. Bindley For For Management 1c Elect Director Victor J. Coleman For For Management 1d Elect Director Lee A. Daniels For For Management 1e Elect Director Christie B. Kelly For For Management 1f Elect Director David R. O'Reilly For For Management 1g Elect Director Barton R. Peterson For For Management 1h Elect Director Charles H. Wurtzebach For For Management 1i Elect Director Caroline L. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Articles of Incorporation to For For Management Allow Shareholder Bylaw Amendments -------------------------------------------------------------------------------- KKR REAL ESTATE FINANCE TRUST, INC. Ticker: KREF Security ID: 48251K100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance R. Ahern For For Management 1.2 Elect Director Irene M. Esteves For For Management 1.3 Elect Director Todd A. Fisher For Withhold Management 1.4 Elect Director Jonathan A. Langer For For Management 1.5 Elect Director Christen E.J. Lee For For Management 1.6 Elect Director Paula Madoff For For Management 1.7 Elect Director Deborah H. McAneny For For Management 1.8 Elect Director Ralph F. Rosenberg For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KLX ENERGY SERVICES HOLDINGS, INC. Ticker: KLXE Security ID: 48253L106 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard G. Hamermesh For Withhold Management 1.2 Elect Director Theodore L. Weise For For Management 1.3 Elect Director John T. Whates For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KNOLL, INC. Ticker: KNL Security ID: 498904200 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Director Andrew B. Cogan For For Management 1.2 Director Stephen F. Fisher For For Management 1.3 Director Sarah E. Nash For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KNOWLES CORPORATION Ticker: KN Security ID: 49926D109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith L. Barnes For For Management 1b Elect Director Hermann Eul For For Management 1c Elect Director Donald Macleod For For Management 1d Elect Director Jeffrey S. Niew For For Management 1e Elect Director Cheryl Shavers For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KODIAK SCIENCES INC. Ticker: KOD Security ID: 50015M109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Taiyin Yang For For Management 1.2 Elect Director Bassil I. Dahiyat For Withhold Management 1.3 Elect Director Charles A. Bancroft For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KONTOOR BRANDS, INC. Ticker: KTB Security ID: 50050N103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juliana L. Chugg For For Management 1.2 Elect Director Shelley Stewart, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KOPPERS HOLDINGS INC. Ticker: KOP Security ID: 50060P106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leroy M. Ball For For Management 1.2 Elect Director Xudong Feng For For Management 1.3 Elect Director Traci L. Jensen For For Management 1.4 Elect Director David L. Motley For For Management 1.5 Elect Director Albert J. Neupaver For For Management 1.6 Elect Director Louis L. Testoni For For Management 1.7 Elect Director Stephen R. Tritch For For Management 1.8 Elect Director Sonja M. Wilkerson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KORN FERRY Ticker: KFY Security ID: 500643200 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Doyle N. Beneby For For Management 1B Elect Director Gary D. Burnison For For Management 1C Elect Director Christina A. Gold For For Management 1D Elect Director Len J. Lauer For For Management 1E Elect Director Jerry P. Leamon For For Management 1F Elect Director Angel R. Martinez For For Management 1G Elect Director Debra J. Perry For For Management 1H Elect Director Lori J. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KRATON CORPORATION Ticker: KRA Security ID: 50077C106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominique Fournier For For Management 1.2 Elect Director John J. Gallagher, III For For Management 1.3 Elect Director Billie I. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KRATOS DEFENSE & SECURITY SOLUTIONS, INC. Ticker: KTOS Security ID: 50077B207 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Anderson For For Management 1.2 Elect Director Eric DeMarco For For Management 1.3 Elect Director William Hoglund For For Management 1.4 Elect Director Scot Jarvis For For Management 1.5 Elect Director Jane Judd For For Management 1.6 Elect Director Samuel Liberatore For For Management 1.7 Elect Director Amy Zegart For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KRONOS WORLDWIDE, INC. Ticker: KRO Security ID: 50105F105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Loretta J. Feehan For Withhold Management 1.2 Elect Director Robert D. Graham For Withhold Management 1.3 Elect Director John E. Harper For For Management 1.4 Elect Director Meredith W. Mendes For For Management 1.5 Elect Director Cecil H. Moore, Jr. For For Management 1.6 Elect Director Thomas P. Stafford For For Management 1.7 Elect Director R. Gerald Turner For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- KRYSTAL BIOTECH, INC. Ticker: KRYS Security ID: 501147102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Krish S. Krishnan For Withhold Management 1.2 Elect Director Kirti Ganorkar For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors -------------------------------------------------------------------------------- KURA ONCOLOGY, INC. Ticker: KURA Security ID: 50127T109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven H. Stein For Withhold Management 1.2 Elect Director Mary T. Szela For For Management 1.3 Elect Director Diane Parks For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KVH INDUSTRIES, INC. Ticker: KVHI Security ID: 482738101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Dodez For For Management 1.2 Elect Director Danelle M. Barrett For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- L.B. FOSTER COMPANY Ticker: FSTR Security ID: 350060109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert P. Bauer For For Management 1.2 Elect Director Lee B. Foster, II For For Management 1.3 Elect Director Dirk Junge For For Management 1.4 Elect Director Diane B. Owen For For Management 1.5 Elect Director Robert S. Purgason For For Management 1.6 Elect Director William H. Rackoff For For Management 1.7 Elect Director Suzanne B. Rowland For For Management 1.8 Elect Director Bradley S. Vizi For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LA JOLLA PHARMACEUTICAL COMPANY Ticker: LJPC Security ID: 503459604 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Tidmarsh For For Management 1.2 Elect Director Kevin Tang For For Management 1.3 Elect Director Laura Johnson Douglass For For Management 1.4 Elect Director Craig Johnson For For Management 1.5 Elect Director David Ramsay For For Management 1.6 Elect Director Robert Rosen For For Management 2 Ratify Squar Milner LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- LA JOLLA PHARMACEUTICAL COMPANY Ticker: LJPC Security ID: 503459604 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin Tang For For Management 1b Elect Director Craig Johnson For For Management 1c Elect Director Laura Johnson For For Management 1d Elect Director David Ramsay For For Management 1e Elect Director Robert Rosen For For Management 2 Ratify Squar Milner LLP as Auditors For For Management -------------------------------------------------------------------------------- LA-Z-BOY INCORPORATED Ticker: LZB Security ID: 505336107 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt L. Darrow For For Management 1.2 Elect Director Sarah M. Gallagher For For Management 1.3 Elect Director Edwin J. Holman For For Management 1.4 Elect Director Janet E. Kerr For For Management 1.5 Elect Director Michael T. Lawton For For Management 1.6 Elect Director H. George Levy For For Management 1.7 Elect Director W. Alan McCollough For For Management 1.8 Elect Director Rebecca L. O'Grady For For Management 1.9 Elect Director Lauren B. Peters For For Management 1.10 Elect Director Nido R. Qubein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LADDER CAPITAL CORP Ticker: LADR Security ID: 505743104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Harris For For Management 1.2 Elect Director Mark Alexander For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LADENBURG THALMANN FINANCIAL SERVICES INC. Ticker: LTS Security ID: 50575Q102 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LAKELAND BANCORP, INC. Ticker: LBAI Security ID: 511637100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Fredericks For For Management 1.2 Elect Director Brian A. Gragnolati For For Management 1.3 Elect Director James E. Hanson, II For For Management 1.4 Elect Director Janeth C. Hendershot For For Management 1.5 Elect Director Robert B. Nicholson, III For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LAKELAND FINANCIAL CORPORATION Ticker: LKFN Security ID: 511656100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Blake W. Augsburger For For Management 1b Elect Director Robert E. Bartels, Jr. For For Management 1c Elect Director Darrianne P. Christian For For Management 1d Elect Director Daniel F. Evans, Jr. For For Management 1e Elect Director David M. Findlay For For Management 1f Elect Director Thomas A. Hiatt For For Management 1g Elect Director Michael L. Kubacki For For Management 1h Elect Director Emily E. Pichon For For Management 1i Elect Director Steven D. Ross For For Management 1j Elect Director Brian J. Smith For For Management 1k Elect Director Bradley J. Toothaker For For Management 1l Elect Director Ronald D. Truex For For Management 1m Elect Director M. Scott Welch For For Management 2 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend Bylaws 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- LANCASTER COLONY CORPORATION Ticker: LANC Security ID: 513847103 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara L. Brasier For For Management 1.2 Elect Director David A. Ciesinski For For Management 1.3 Elect Director Kenneth L. Cooke For For Management 1.4 Elect Director Alan F. Harris For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LANDEC CORPORATION Ticker: LNDC Security ID: 514766104 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert D. Bolles For For Management 1.2 Elect Director Deborah Carosella For For Management 1.3 Elect Director Tonia Pankopf For For Management 1.4 Elect Director Craig A. Barbarosh For For Management 1.5 Elect Director Charles Macaluso For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANDS' END, INC. Ticker: LE Security ID: 51509F105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Galvin For For Management 1.2 Elect Director Jerome S. Griffith For For Management 1.3 Elect Director Elizabeth Leykum For For Management 1.4 Elect Director Josephine Linden For For Management 1.5 Elect Director John T. McClain For For Management 1.6 Elect Director Maureen Mullen For For Management 1.7 Elect Director Jignesh Patel For For Management 1.8 Elect Director Jonah Staw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LANNETT COMPANY, INC. Ticker: LCI Security ID: 516012101 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick G. LePore For For Management 1.2 Elect Director John C. Chapman For For Management 1.3 Elect Director Timothy C. Crew For For Management 1.4 Elect Director David Drabik For For Management 1.5 Elect Director Jeffrey Farber For For Management 1.6 Elect Director Melissa Rewolinski For For Management 1.7 Elect Director Paul Taveira For For Management 2 Ratify Grant Thornton, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANTHEUS HOLDINGS, INC. Ticker: LNTH Security ID: 516544103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie McHugh For For Management 1.2 Elect Director Frederick Robertson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LANTHEUS HOLDINGS, INC. Ticker: LNTH Security ID: 516544103 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LAREDO PETROLEUM, INC. Ticker: LPI Security ID: 516806106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Albrecht For For Management 1.2 Elect Director Craig M. Jarchow For For Management 1.3 Elect Director Peter R. Kagan For For Management 1.4 Elect Director Jason Pigott For For Management 1.5 Elect Director Edmund P. Segner, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR CORPORATION Ticker: LSCC Security ID: 518415104 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Anderson For For Management 1.2 Elect Director Robin A. Abrams For For Management 1.3 Elect Director John Bourgoin For For Management 1.4 Elect Director Mark E. Jensen For For Management 1.5 Elect Director Anjali Joshi For For Management 1.6 Elect Director James P. Lederer For For Management 1.7 Elect Director John E. Major For For Management 1.8 Elect Director Krishna Rangasayee For For Management 1.9 Elect Director D. Jeffrey Richardson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LAUREATE EDUCATION, INC. Ticker: LAUR Security ID: 518613203 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian F. Carroll For For Management 1.2 Elect Director Andrew B. Cohen For Withhold Management 1.3 Elect Director William L. Cornog For Withhold Management 1.4 Elect Director Pedro del Corro For For Management 1.5 Elect Director Michael J. Durham For Withhold Management 1.6 Elect Director Kenneth W. Freeman For For Management 1.7 Elect Director George Munoz For For Management 1.8 Elect Director Judith Rodin For Withhold Management 1.9 Elect Director Eilif Serck-Hanssen For For Management 1.10 Elect Director Ian K. Snow For Withhold Management 1.11 Elect Director Steven M. Taslitz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- LAWSON PRODUCTS, INC. Ticker: LAWS Security ID: 520776105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Bryan King For Withhold Management 1.2 Elect Director Charles D. Hale For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For Against Management Requirements to Amend Bylaws 6 Eliminate Supermajority Vote For Against Management Requirement to Remove Directors 7 Eliminate Supermajority Vote For Against Management Requirement to Amend Certificate of Incorporation 8 Change Range for Size of the Board For Against Management 9 Eliminate Cumulative Voting For Against Management 10 Amend Articles of Incorporation to For Against Management Modify Stockholder Proposal Procedures 11 Provide Right to Call Special Meeting For Against Management 12 Amend Certificate of Incorporation to For Against Management Eliminate Supermajority Vote Requirements for Specified Provisions and Opt Out of Section 203 of the Delaware General Corporation Law 13 Amend Certificate of Incorporation For Against Management Regarding Combination Proposals 14 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- LCI INDUSTRIES Ticker: LCII Security ID: 50189K103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Gero For For Management 1b Elect Director Frank J. Crespo For For Management 1c Elect Director Brendan J. Deely For For Management 1d Elect Director Ronald J. Fenech For For Management 1e Elect Director Tracy D. Graham For For Management 1f Elect Director Virginia L. Henkels For For Management 1g Elect Director Jason D. Lippert For For Management 1h Elect Director Kieran M. O'Sullivan For For Management 1i Elect Director David A. Reed For For Management 1j Elect Director John A. Sirpilla For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LCNB CORP. Ticker: LCNB Security ID: 50181P100 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Kaufman For For Management 1.2 Elect Director Mary E. Bradford For For Management 1.3 Elect Director William ("Rhett") G. For For Management Huddle 1.4 Elect Director Craig M. Johnson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- LEAF GROUP LTD. Ticker: LEAF Security ID: 52177G102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles (Lanny) Baker For For Management 1.2 Elect Director Jennifer Schulz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEGACYTEXAS FINANCIAL GROUP, INC. Ticker: LTXB Security ID: 52471Y106 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LENDINGCLUB CORPORATION Ticker: LC Security ID: 52603A208 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Sanborn For For Management 1.2 Elect Director Simon Williams For For Management 1.3 Elect Director Michael Zeisser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- LEVEL ONE BANCORP, INC. Ticker: LEVL Security ID: 52730D208 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara E. Allushuski For For Management 1.2 Elect Director Victor L. Ansara For For Management 1.3 Elect Director James L. Bellinson For For Management 1.4 Elect Director Michael A. Brillati For For Management 1.5 Elect Director Shukri W. David For For Management 1.6 Elect Director Thomas A. Fabbri For For Management 1.7 Elect Director Patrick J. Fehring For For Management 1.8 Elect Director Jacob W. Haas For For Management 1.9 Elect Director Mark J. Herman For For Management 1.10 Elect Director Steven H. Rivera For For Management 1.11 Elect Director Stefan Wanczyk For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- LEXICON PHARMACEUTICALS, INC. Ticker: LXRX Security ID: 528872302 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel L. Barker For For Management 1.2 Elect Director Christopher J. Sobecki For For Management 1.3 Elect Director Judith L. Swain For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LEXINGTON REALTY TRUST Ticker: LXP Security ID: 529043101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Wilson Eglin For For Management 1.2 Elect Director Richard S. Frary For For Management 1.3 Elect Director Lawrence L. Gray For For Management 1.4 Elect Director Jamie Handwerker For For Management 1.5 Elect Director Claire A. Koeneman For For Management 1.6 Elect Director Howard Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LGI HOMES, INC. Ticker: LGIH Security ID: 50187T106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ryan Edone For For Management 1.2 Elect Director Duncan Gage For For Management 1.3 Elect Director Eric Lipar For For Management 1.4 Elect Director Laura Miller For For Management 1.5 Elect Director Bryan Sansbury For For Management 1.6 Elect Director Steven Smith For For Management 1.7 Elect Director Robert Vahradian For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LHC GROUP, INC. Ticker: LHCG Security ID: 50187A107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Goldberg For For Management 1.2 Elect Director Clifford S. Holtz For For Management 1.3 Elect Director W.J. 'Billy' Tauzin For For Management 1.4 Elect Director Brent Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY EXPEDIA HOLDINGS, INC. Ticker: LEXEA Security ID: 53046P109 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIBERTY OILFIELD SERVICES INC. Ticker: LBRT Security ID: 53115L104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gale A. Norton For For Management 1.2 Elect Director Jesal Shah For For Management 1.3 Elect Director Cary D. Steinbeck For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY TRIPADVISOR HOLDINGS, INC. Ticker: LTRPA Security ID: 531465102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris Mueller For Withhold Management 1.2 Elect Director Albert E. Rosenthaler For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- LIFETIME BRANDS, INC. Ticker: LCUT Security ID: 53222Q103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Siegel For For Management 1.2 Elect Director Robert B. Kay For For Management 1.3 Elect Director Rachael A. Jarosh For For Management 1.4 Elect Director John Koegel For For Management 1.5 Elect Director Cherrie Nanninga For For Management 1.6 Elect Director Craig Phillips For For Management 1.7 Elect Director Veronique Gabai-Pinsky For For Management 1.8 Elect Director Bruce G. Pollack For For Management 1.9 Elect Director Michael J. Regan For For Management 1.10 Elect Director Michael Schnabel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LIFEVANTAGE CORPORATION Ticker: LFVN Security ID: 53222K205 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Darren J. Jensen For For Management 1b Elect Director Michael A. Beindorff For For Management 1c Elect Director Erin Brockovich For For Management 1d Elect Director Raymond B. Greer For For Management 1e Elect Director Vinayak R. Hegde For For Management 1f Elect Director Darwin K. Lewis For For Management 1g Elect Director Garry P. Mauro For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify WSRP, LLC as Auditors For For Management -------------------------------------------------------------------------------- LIGAND PHARMACEUTICALS INCORPORATED Ticker: LGND Security ID: 53220K504 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason M. Aryeh For For Management 1.2 Elect Director Sarah Boyce For For Management 1.3 Elect Director Todd C. Davis For For Management 1.4 Elect Director Nancy R. Gray For For Management 1.5 Elect Director John L. Higgins For For Management 1.6 Elect Director John W. Kozarich For For Management 1.7 Elect Director John L. LaMattina For For Management 1.8 Elect Director Sunil Patel For For Management 1.9 Elect Director Stephen L. Sabba For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIMELIGHT NETWORKS, INC. Ticker: LLNW Security ID: 53261M104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter D. Amaral For For Management 1.2 Elect Director Scott Genereux For For Management 1.3 Elect Director Patricia Hadden For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIMONEIRA COMPANY Ticker: LMNR Security ID: 532746104 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth Blanchard For For Management Chess 1.2 Elect Director Donald R. Rudkin For For Management 1.3 Elect Director Robert M. Sawyer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINDBLAD EXPEDITIONS HOLDINGS, INC. Ticker: LIND Security ID: 535219109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director L. Dyson Dryden For For Management 1.2 Elect Director John M. Fahey For For Management 1.3 Elect Director Catherine B. Reynolds For For Management 1.4 Elect Director Sarah Farrell For For Management 1.5 Elect Director Thomas S. (Tad) Smith, For For Management Jr. 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- LINDSAY CORPORATION Ticker: LNN Security ID: 535555106 Meeting Date: JAN 07, 2020 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael N. Christodolou For For Management 1.2 Elect Director David B. Rayburn For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIQUIDIA TECHNOLOGIES, INC. Ticker: LQDA Security ID: 53635D202 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine Rielly-Gauvin For For Management 1.2 Elect Director Seth Rudnick For Withhold Management 1.3 Elect Director Raman Singh For Withhold Management 2 Increase Authorized Common Stock For For Management 3 Approve Stock Option Exchange Program For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LIQUIDITY SERVICES, INC. Ticker: LQDT Security ID: 53635B107 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip A. Clough For For Management 1.2 Elect Director George H. Ellis For For Management 1.3 Elect Director Jaime Mateus-Tique For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sidney B. DeBoer For For Management 1b Elect Director Bryan B. DeBoer For For Management 1c Elect Director Susan O. Cain For For Management 1d Elect Director Shauna F. McIntyre For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Kenneth E. Roberts For For Management 1g Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIVANOVA PLC Ticker: LIVN Security ID: G5509L101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francesco Bianchi For For Management 1.2 Elect Director Stacy Enxing Seng For For Management 1.3 Elect Director William A. Kozy For For Management 1.4 Elect Director Damien McDonald For For Management 1.5 Elect Director Daniel J. Moore For For Management 1.6 Elect Director Hugh M. Morrison For For Management 1.7 Elect Director Alfred J. Novak For For Management 1.8 Elect Director Sharon O'Kane For For Management 1.9 Elect Director Arthur L. Rosenthal For For Management 1.10 Elect Director Andrea L. Saia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Authorise Issue of Equity For For Management 5 Authorise Issue of Equity without For For Management Pre-emptive Rights 6 Amend Articles of Association For For Management 7 Approve Remuneration Report For For Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Reappoint PricewaterhouseCoopers LLP For For Management as UK Statutory Auditor 10 Authorize Board to Fix Remuneration of For For Management Auditor -------------------------------------------------------------------------------- LIVE OAK BANCSHARES, INC. Ticker: LOB Security ID: 53803X105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Cameron For For Management 1.2 Elect Director Diane B. Glossman For For Management 1.3 Elect Director Glen F. Hoffsis For For Management 1.4 Elect Director Howard K. Landis, III For For Management 1.5 Elect Director James S. Mahan, III For For Management 1.6 Elect Director Miltom E. Petty For For Management 1.7 Elect Director David G. Salyers For For Management 1.8 Elect Director Neil L. Underwood For For Management 1.9 Elect Director William L. Williams, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- LIVENT CORPORATION Ticker: LTHM Security ID: 53814L108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul W. Graves For For Management 1b Elect Director Andrea E. Utecht For For Management 1c Elect Director Christina Lampe-Onnerud For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirements -------------------------------------------------------------------------------- LIVEPERSON, INC. Ticker: LPSN Security ID: 538146101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Block For For Management 1b Elect Director Fredrick Mossler For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LIVERAMP HOLDINGS, INC. Ticker: RAMP Security ID: 53815P108 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard P. Fox For For Management 1b Elect Director Clark M. Kokich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIVEXLIVE MEDIA, INC. Ticker: LIVX Security ID: 53839L208 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Ellin For Withhold Management 1.2 Elect Director Jay Krigsman For Withhold Management 1.3 Elect Director Craig Foster For Withhold Management 1.4 Elect Director Tim Spengler For For Management 1.5 Elect Director Jerome N. Gold For For Management 1.6 Elect Director Ramin Arani For For Management 1.7 Elect Director Patrick Wachsberger For For Management 1.8 Elect Director Kenneth Solomon For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- LIVONGO HEALTH, INC. Ticker: LVGO Security ID: 539183103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Bischoff For For Management 1.2 Elect Director Sandra Fenwick For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LOGICBIO THERAPEUTICS, INC. Ticker: LOGC Security ID: 54142F102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leon Chen For For Management 1.2 Elect Director Daniel O'Connell For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LOUISIANA-PACIFIC CORPORATION Ticker: LPX Security ID: 546347105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt M. Landgraf For For Management 1b Elect Director Stephen E. Macadam For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LSB INDUSTRIES, INC. Ticker: LXU Security ID: 502160104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven L. Packebush For For Management 1.2 Elect Director Diana M. Peninger For For Management 1.3 Elect Director Lynn F. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LSC COMMUNICATIONS, INC. Ticker: LKSD Security ID: 50218P107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Quinlan, III For For Management 1.2 Elect Director M. Shan Atkins For For Management 1.3 Elect Director Margaret A. Breya For For Management 1.4 Elect Director Judith H. Hamilton For For Management 1.5 Elect Director Francis J. Jules For For Management 1.6 Elect Director Thomas F. O'Toole For For Management 1.7 Elect Director Douglas W. Stotlar For For Management 1.8 Elect Director Shivan S. Subramaniam For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LTC PROPERTIES, INC. Ticker: LTC Security ID: 502175102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Boyd W. Hendrickson For For Management 1.2 Elect Director James J. Pieczynski For For Management 1.3 Elect Director Devra G. Shapiro For For Management 1.4 Elect Director Wendy L. Simpson For For Management 1.5 Elect Director Timothy J. Triche For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMBER LIQUIDATORS HOLDINGS, INC. Ticker: LL Security ID: 55003T107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Levin For For Management 1.2 Elect Director Martin F. Roper For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMENTUM HOLDINGS INC. Ticker: LITE Security ID: 55024U109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Penelope A. Herscher For For Management 1b Elect Director Harold L. Covert For For Management 1c Elect Director Julia S. Johnson For For Management 1d Elect Director Brian J. Lillie For For Management 1e Elect Director Alan S. Lowe For For Management 1f Elect Director Ian S. Small For For Management 1g Elect Director Samuel F. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LUMINEX CORPORATION Ticker: LMNX Security ID: 55027E102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen L. Eck For For Management 1b Elect Director Ken Samet For For Management 1c Elect Director Jim D. Kever For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- LUTHER BURBANK CORPORATION Ticker: LBC Security ID: 550550107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor S. Trione For For Management 1.2 Elect Director Simone Lagomarsino For For Management 1.3 Elect Director John C. Erickson For For Management 1.4 Elect Director Jack Krouskup For For Management 1.5 Elect Director Anita Gentle Newcomb For For Management 1.6 Elect Director Bradley M. Shuster For For Management 1.7 Elect Director Thomas C. Wajnert For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- LUXFER HOLDINGS PLC Ticker: LXFR Security ID: G5698W116 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Alok Maskara For For Management 2 Elect Director David Landless For For Management 3 Elect Director Clive Snowdon For For Management 4 Elect Director Richard Hipple For For Management 5 Elect Director Allisha Elliott For For Management 6 Elect Director Lisa Trimberger For For Management 7 Approve Remuneration Report For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Advisory Vote on Say on Pay Frequency One Year One Year Management 10 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 11 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorize Company to Repurchase For For Management Ordinary Shares 13 Authorize Company to Repurchase For For Management Deferred Shares -------------------------------------------------------------------------------- LYDALL, INC. Ticker: LDL Security ID: 550819106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bills For For Management 1b Elect Director Kathleen Burdett For For Management 1c Elect Director James J. Cannon For For Management 1d Elect Director Matthew T. Farrell For For Management 1e Elect Director Marc T. Giles For For Management 1f Elect Director Sara A. Greenstein For For Management 1g Elect Director Suzanne Hammett For For Management 1h Elect Director S. Carl Soderstron, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. Ticker: MDC Security ID: 552676108 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Mandarich For For Management 1.2 Elect Director Paris G. Reece, III For For Management 1.3 Elect Director David Siegel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- M/I HOMES, INC. Ticker: MHO Security ID: 55305B101 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip G. Creek For For Management 1.2 Elect Director Nancy J. Kramer For For Management 1.3 Elect Director Norman L. Traeger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MACATAWA BANK CORPORATION Ticker: MCBC Security ID: 554225102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Birgit M. Klohs For For Management 1b Elect Director Thomas P. Rosenbach For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MACKINAC FINANCIAL CORPORATION Ticker: MFNC Security ID: 554571109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis B. Bittner For For Management 1.2 Elect Director Joseph D. Garea For For Management 1.3 Elect Director Kelly W. George For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. Ticker: MTSI Security ID: 55405Y100 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Bland For Withhold Management 1.2 Elect Director Stephen Daly For For Management 1.3 Elect Director Susan Ocampo For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MACROGENICS, INC. Ticker: MGNX Security ID: 556099109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Koenig For For Management 1.2 Elect Director Jay Siegel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Stock Option Exchange Program For Against Management -------------------------------------------------------------------------------- MADRIGAL PHARMACEUTICALS, INC. Ticker: MDGL Security ID: 558868105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul A. Friedman For For Management 1.2 Elect Director Kenneth M. Bate For For Management 1.3 Elect Director James M. Daly For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- MAGELLAN HEALTH, INC. Ticker: MGLN Security ID: 559079207 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Shulman For For Management 1.2 Elect Director Swati Abbott For For Management 1.3 Elect Director Kenneth J. Fasola For For Management 1.4 Elect Director Peter A. Feld For For Management 1.5 Elect Director G. Scott MacKenzie For For Management 1.6 Elect Director Leslie V. Norwalk For For Management 1.7 Elect Director Guy P. Sansone For For Management 1.8 Elect Director Mural R. Josephson For For Management 1.9 Elect Director Christopher J. Chen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MAGENTA THERAPEUTICS, INC. Ticker: MGTA Security ID: 55910K108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Albers For For Management 1.2 Elect Director Michael W. Bonney For For Management 1.3 Elect Director Anne McGeorge For For Management 1.4 Elect Director David T. Scadden For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAGNOLIA OIL & GAS CORPORATION Ticker: MGY Security ID: 559663109 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen "Steve" I. For For Management Chazen 1b Elect Director Arcilia C. Acosta For For Management 1c Elect Director Angela M. Busch For For Management 1d Elect Director Edward P. Djerejian For For Management 1e Elect Director James R. Larson For For Management 1f Elect Director Dan F. Smith For For Management 1g Elect Director John B. Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAINSTREET BANCSHARES, INC. Ticker: MNSB Security ID: 56064Y100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff W. Dick For For Management 1.2 Elect Director Paul Thomas Haddock For For Management 1.3 Elect Director Terry M. Saeger For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- MALIBU BOATS, INC. Ticker: MBUU Security ID: 56117J100 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael K. Hooks For For Management 1.2 Elect Director Jack D. Springer For For Management 1.3 Elect Director John E. Stokely For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MALLINCKRODT PLC Ticker: MNK Security ID: G5785G107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Martin Carroll For For Management 1b Elect Director Paul R. Carter For For Management 1c Elect Director David Y. Norton For For Management 1d Elect Director Carlos V. Paya For For Management 1e Elect Director JoAnn A. Reed For For Management 1f Elect Director Angus C. Russell For For Management 1g Elect Director Mark C. Trudeau For For Management 1h Elect Director Anne C. Whitaker For For Management 1i Elect Director Kneeland C. Youngblood For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Authorize Issue of Equity For For Management 6 Authorize Market Purchases or Overseas For For Management Market Purchases of Ordinary Shares 7 Change Company Name to Sonorant For For Management Therapeutics plc 8 Authorize Issue of Equity without For For Management Pre-emptive Rights 9 Determine Price Range for Reissuance For For Management of Treasury Shares 10 Elect Director David R. Carlucci For For Management -------------------------------------------------------------------------------- MALVERN BANCORP, INC. Ticker: MLVF Security ID: 561409103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Kent For For Management 1.2 Elect Director James Barrett For For Management 1.3 Elect Director Julia D. Corelli For For Management 1.4 Elect Director Norman Feinstein For For Management 1.5 Elect Director Andrew Fish For For Management 1.6 Elect Director Cynthia Felzer Leitzell For For Management 1.7 Elect Director Stephen Scartozzi For For Management 1.8 Elect Director Anthony C. Weagley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- MANNKIND CORPORATION Ticker: MNKD Security ID: 56400P706 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kent Kresa For For Management 1.2 Elect Director Michael E. Castagna For For Management 1.3 Elect Director Ronald J. Consiglio For For Management 1.4 Elect Director Michael A. Friedman For For Management 1.5 Elect Director Jennifer Grancio For For Management 1.6 Elect Director Anthony Hooper For For Management 1.7 Elect Director Christine Mundkur For For Management 1.8 Elect Director James S. Shannon For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION Ticker: MANT Security ID: 564563104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Pedersen For Withhold Management 1.2 Elect Director Richard L. Armitage For Withhold Management 1.3 Elect Director Mary K. Bush For For Management 1.4 Elect Director Barry G. Campbell For Withhold Management 1.5 Elect Director Richard J. Kerr For Withhold Management 1.6 Elect Director Peter B. LaMontagne For For Management 1.7 Elect Director Kenneth A. Minihan For Withhold Management 1.8 Elect Director Kevin M. Phillips For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MARCHEX, INC. Ticker: MCHX Security ID: 56624R108 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Cline For Withhold Management 1.2 Elect Director Donald Cogsville For Withhold Management 1.3 Elect Director Russell C. Horowitz For For Management 1.4 Elect Director M. Wayne Wisehart For Withhold Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- MARCUS & MILLICHAP, INC. Ticker: MMI Security ID: 566324109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hessam Nadji For For Management 1.2 Elect Director Norma J. Lawrence For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARINE PRODUCTS CORPORATION Ticker: MPX Security ID: 568427108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Randall Rollins For Withhold Management 1.2 Elect Director Henry B. Tippie For For Management 1.3 Elect Director James B. Williams For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARINEMAX, INC. Ticker: HZO Security ID: 567908108 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clint Moore For For Management 1b Elect Director Evelyn V. Follit For For Management 1c Elect Director William Brett McGill For For Management 1d Elect Director Michael H. McLamb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARINUS PHARMACEUTICALS, INC. Ticker: MRNS Security ID: 56854Q101 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Approve Reverse Stock Split For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MARINUS PHARMACEUTICALS, INC. Ticker: MRNS Security ID: 56854Q101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Enrique J. Carrazana For For Management 1.2 Elect Director Timothy M. Mayleben For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Increase Authorized Common Stock For For Management 4 Reduce Authorized Common Stock For For Management 5 Ratify KPMG LLP as Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MARKER THERAPEUTICS, INC. Ticker: MRKR Security ID: 57055L107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Eansor For For Management 1.2 Elect Director Steven Elms For For Management 1.3 Elect Director Peter Hoang For For Management 1.4 Elect Director David Laskow-Pooley For For Management 1.5 Elect Director Frederick Wasserman For For Management 1.6 Elect Director John Wilson For Withhold Management 1.7 Elect Director Juan Vera For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Marcum LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MARLIN BUSINESS SERVICES CORP. Ticker: MRLN Security ID: 571157106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Calamari For For Management 1.2 Elect Director Lawrence J. DeAngelo For For Management 1.3 Elect Director Scott A. Heimes For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Matthew J. Sullivan For For Management 1.6 Elect Director J. Christopher Teets For For Management 1.7 Elect Director James W. Wert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MARRIOTT VACATIONS WORLDWIDE CORPORATION Ticker: VAC Security ID: 57164Y107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C.E. Andrews For For Management 1.2 Elect Director William W. McCarten For For Management 1.3 Elect Director William J. Shaw For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MARTEN TRANSPORT, LTD. Ticker: MRTN Security ID: 573075108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randolph L. Marten For For Management 1.2 Elect Director Larry B. Hagness For For Management 1.3 Elect Director Thomas J. Winkel For For Management 1.4 Elect Director Jerry M. Bauer For For Management 1.5 Elect Director Robert L. Demorest For For Management 1.6 Elect Director Ronald R. Booth For For Management 1.7 Elect Director Kathleen P. Iverson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- MASONITE INTERNATIONAL CORPORATION Ticker: DOOR Security ID: 575385109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard C. Heckes For For Management 1.2 Elect Director Jody L. Bilney For For Management 1.3 Elect Director Robert J. Byrne For For Management 1.4 Elect Director Peter R. Dachowski For For Management 1.5 Elect Director Jonathan F. Foster For For Management 1.6 Elect Director Thomas W. Greene For For Management 1.7 Elect Director Daphne E. Jones For For Management 1.8 Elect Director George A. Lorch None None Management *Deceased* 1.9 Elect Director William S. Oesterle For For Management 1.10 Elect Director Francis M. Scricco For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernst N. Csiszar For For Management 1.2 Elect Director Julia L. Johnson For For Management 1.3 Elect Director Jorge Mas For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MASTERCRAFT BOAT HOLDINGS, INC. Ticker: MCFT Security ID: 57637H103 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jaclyn Baumgarten For For Management 1.2 Elect Director Roch Lambert For For Management 1.3 Elect Director Peter G. Leemputte For For Management 2 Amend Certificate of Incorporation to For For Management Declassify the Board 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MATADOR RESOURCES COMPANY Ticker: MTDR Security ID: 576485205 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Wm. Foran For For Management 1b Elect Director Reynald A. Baribault For For Management 1c Elect Director Monika U. Ehrman For For Management 1d Elect Director Timothy E. Parker For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MATERION CORPORATION Ticker: MTRN Security ID: 576690101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinod M. Khilnani For For Management 1.2 Elect Director Emily M. Liggett For For Management 1.3 Elect Director Robert J. Phillippy For For Management 1.4 Elect Director Patrick Prevost For For Management 1.5 Elect Director N. Mohan Reddy For For Management 1.6 Elect Director Craig S. Shular For For Management 1.7 Elect Director Darlene J. S. Solomon For For Management 1.8 Elect Director Robert B. Toth For For Management 1.9 Elect Director Jugal K. Vijayvargiya For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MATRIX SERVICE COMPANY Ticker: MTRX Security ID: 576853105 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha Z. Carnes For For Management 1.2 Elect Director John D. Chandler For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director John R. Hewitt For For Management 1.5 Elect Director Liane K. Hinrichs For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Jim W. Mogg For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MATSON, INC. Ticker: MATX Security ID: 57686G105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Meredith J. Ching For For Management 1.2 Elect Director Matthew J. Cox For For Management 1.3 Elect Director Thomas B. Fargo For For Management 1.4 Elect Director Mark H. Fukunaga For For Management 1.5 Elect Director Stanley M. Kuriyama For For Management 1.6 Elect Director Constance H. Lau For For Management 1.7 Elect Director Jenai S. Wall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORPORATION Ticker: MATW Security ID: 577128101 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory S. Babe For For Management 1.2 Elect Director Don W. Quigley, Jr. For For Management 1.3 Elect Director David A. Schawk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAXAR TECHNOLOGIES INC. Ticker: MAXR Security ID: 57778K105 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Tax Benefits Preservation Plan For For Management -------------------------------------------------------------------------------- MAXAR TECHNOLOGIES INC. Ticker: MAXR Security ID: 57778K105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howell M. Estes, III For For Management 1.2 Elect Director Nick S. Cyprus For For Management 1.3 Elect Director Roxanne J. Decyk For For Management 1.4 Elect Director Joanne O. Isham For For Management 1.5 Elect Director Daniel L. Jablonsky For For Management 1.6 Elect Director C. Robert Kehler For For Management 1.7 Elect Director L. Roger Mason, Jr. For For Management 1.8 Elect Director Eric J. Zahler For For Management 1.9 Elect Director Eddy Zervigon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gayathri Rajan For For Management 1b Elect Director Michael J. Warren For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- MAXLINEAR, INC. Ticker: MXL Security ID: 57776J100 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carolyn D. Beaver For For Management 1.2 Elect Director Albert J. Moyer For For Management 1.3 Elect Director Theodore L. Tewksbury For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- MBIA INC. Ticker: MBI Security ID: 55262C100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diane L. Dewbrey For For Management 1b Elect Director William C. Fallon For For Management 1c Elect Director Steven J. Gilbert For For Management 1d Elect Director Charles R. Rinehart For For Management 1e Elect Director Theodore E. Shasta For For Management 1f Elect Director Richard C. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MCGRATH RENTCORP Ticker: MGRC Security ID: 580589109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly A. Box For For Management 1.2 Elect Director William J. Dawson For For Management 1.3 Elect Director Elizabeth A. Fetter For For Management 1.4 Elect Director Joseph F. Hanna For For Management 1.5 Elect Director Bradley M. Shuster For For Management 1.6 Elect Director M. Richard Smith For For Management 1.7 Elect Director Dennis P. Stradford For For Management 1.8 Elect Director Ronald H. Zech For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MDC PARTNERS INC. Ticker: MDCA Security ID: 552697104 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Penn For For Management 1.2 Elect Director Charlene Barshefsky For For Management 1.3 Elect Director Asha Daniere For For Management 1.4 Elect Director Bradley J. Gross For For Management 1.5 Elect Director Wade Oosterman For For Management 1.6 Elect Director Desiree Rogers For For Management 1.7 Elect Director Irwin D. Simon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend 2016 Stock Incentive Plan For For Management 4 Approve BDO USA LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MEDALLION FINANCIAL CORP. Ticker: MFIN Security ID: 583928106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alvin Murstein For For Management 1.2 Elect Director John Everets For For Management 1.3 Elect Director Cynthia A. Hallenbeck For For Management 2 Ratify Mazars USA LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MEDICINOVA, INC. Ticker: MNOV Security ID: 58468P206 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Himawan For For Management 1.2 Elect Director Hideki Nagao For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MEDIFAST, INC. Ticker: MED Security ID: 58470H101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Kevin G. Byrnes For For Management 1.3 Elect Director Daniel R. Chard For For Management 1.4 Elect Director Constance J. Hallquist For For Management 1.5 Elect Director Michael A. Hoer For For Management 1.6 Elect Director Michael C. MacDonald For For Management 1.7 Elect Director Carl E. Sassano For For Management 1.8 Elect Director Scott Schlackman For For Management 1.9 Elect Director Andrea B. Thomas For For Management 1.10 Elect Director Ming Xian For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDPACE HOLDINGS, INC. Ticker: MEDP Security ID: 58506Q109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian T. Carley For Withhold Management 1.2 Elect Director Thomas C. King For For Management 1.3 Elect Director Robert O. Kraft For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MEI PHARMA, INC. Ticker: MEIP Security ID: 55279B202 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Reynolds For For Management 1.2 Elect Director Christine A. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MEIRAGTX HOLDINGS PLC Ticker: MGTX Security ID: G59665102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ellen Hukkelhoven For For Management 1.2 Elect Director Joel S. Marcus For Withhold Management 1.3 Elect Director Nicole Seligman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MERCANTILE BANK CORPORATION Ticker: MBWM Security ID: 587376104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cassard For For Management 1.2 Elect Director Edward J. Clark For For Management 1.3 Elect Director Michelle L. Eldridge For For Management 1.4 Elect Director Jeff A. Gardner For For Management 1.5 Elect Director Robert B. Kaminski, Jr. For For Management 1.6 Elect Director Michael H. Price For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify BDO USA, LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERCHANTS BANCORP Ticker: MBIN Security ID: 58844R108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Petrie For For Management 1.2 Elect Director Randall D. Rogers For For Management 1.3 Elect Director Michael J. Dunlap For For Management 1.4 Elect Director Scott A. Evans For For Management 1.5 Elect Director Sue Anne Gilroy For For Management 1.6 Elect Director Andrew A. Juster For For Management 1.7 Elect Director Patrick D. O'Brien For For Management 1.8 Elect Director Anne E. Sellers For For Management 1.9 Elect Director David N. Shane For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- MERCURY SYSTEMS, INC. Ticker: MRCY Security ID: 589378108 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James K. Bass For For Management 1.2 Elect Director Michael A. Daniels For For Management 1.3 Elect Director Lisa S. Disbrow For For Management 1.4 Elect Director Barry R. Nearhos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MEREDITH CORPORATION Ticker: MDP Security ID: 589433101 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Lacy For For Management 1.2 Elect Director Christopher Roberts, III For For Management 1.3 Elect Director D. Mell Meredith Frazier For Withhold Management 1.4 Elect Director Beth J. Kaplan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIDIAN BANCORP, INC. Ticker: EBSB Security ID: 58958U103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia C. Carney For For Management 1.2 Elect Director Edward J. Merritt For For Management 1.3 Elect Director Joyce A. Murphy For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERIDIAN BIOSCIENCE, INC. Ticker: VIVO Security ID: 589584101 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Anderson For For Management 1.2 Elect Director Dwight E. Ellingwood For For Management 1.3 Elect Director Jack Kenny For For Management 1.4 Elect Director John C. McIlwraith For For Management 1.5 Elect Director David C. Phillips For For Management 1.6 Elect Director John M. Rice, Jr. For For Management 1.7 Elect Director Catherine A. Sazdanoff For For Management 1.8 Elect Director Felicia Williams For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lonny J. Carpenter For For Management 1.2 Elect Director David K. Floyd For For Management 1.3 Elect Director James T. Hogan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MERITAGE HOMES CORPORATION Ticker: MTH Security ID: 59001A102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Hilton For For Management 1.2 Elect Director Raymond Oppel For For Management 1.3 Elect Director Dana C. Bradford For For Management 1.4 Elect Director Deborah Ann Henretta For For Management 1.5 Elect Director P. Kelly Mooney For For Management 1.6 Elect Director Joseph Keough For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERITOR, INC. Ticker: MTOR Security ID: 59001K100 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Beringhause For For Management 1.2 Elect Director Rhonda L. Brooks For For Management 1.3 Elect Director Jeffrey A. Craig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management 5 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend By-Laws 6 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MERSANA THERAPEUTICS, INC. Ticker: MRSN Security ID: 59045L106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Mott For For Management 1.2 Elect Director Anna Protopapas For For Management 1.3 Elect Director Lawrence M. Alleva For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MESA AIR GROUP, INC. Ticker: MESA Security ID: 590479135 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan G. Ornstein For For Management 1.2 Elect Director Ellen N. Artist For For Management 1.3 Elect Director Mitchell I. Gordon For For Management 1.4 Elect Director Dana J. Lockhart For For Management 1.5 Elect Director Spyridon Skiados For Withhold Management 1.6 Elect Director Harvey W. Schiller For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MESA LABORATORIES, INC. Ticker: MLAB Security ID: 59064R109 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Sullivan For For Management 1.2 Elect Director Gary M. Owens For For Management 1.3 Elect Director John B. Schmieder For For Management 1.4 Elect Director Robert V. Dwyer For For Management 1.5 Elect Director Evan C. Guillemin For For Management 1.6 Elect Director David M. Kelly For For Management 1.7 Elect Director David B. Perez For For Management 1.8 Elect Director Jennifer S. Alltoft For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Plante & Moran, PLLC as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- META FINANCIAL GROUP, INC. Ticker: CASH Security ID: 59100U108 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas J. Hajek For For Management 1.2 Elect Director Michael R. Kramer For For Management 1.3 Elect Director Kendall E. Stork For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. Ticker: MEI Security ID: 591520200 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter J. Aspatore For For Management 1b Elect Director Brian J. Cadwallader For For Management 1c Elect Director Bruce K. Crowther For For Management 1d Elect Director Darren M. Dawson For For Management 1e Elect Director Donald W. Duda For For Management 1f Elect Director Isabelle C. Goossen For For Management 1g Elect Director Mark D. Schwabero For For Management 1h Elect Director Lawrence B. Skatoff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- METROCITY BANKSHARES, INC. Ticker: MCBS Security ID: 59165J105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nack Y. Paek For For Management 1.2 Elect Director William M. Hungeling For For Management 1.3 Elect Director Francis Lai For Against Management 2 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- METROPOLITAN BANK HOLDING CORP. Ticker: MCB Security ID: 591774104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert C. Patent For Withhold Management 1.2 Elect Director Maria Fiorini Ramirez For Withhold Management 1.3 Elect Director William Reinhardt For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MGE ENERGY, INC. Ticker: MGEE Security ID: 55277P104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James G. Berbee For For Management 1.2 Elect Director Londa J. Dewey For For Management 1.3 Elect Director Thomas R. Stolper For For Management 2 Approve Restricted Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Approve Nomination of Environmental Against Against Shareholder Expert on the Board of Directors -------------------------------------------------------------------------------- MGP INGREDIENTS, INC. Ticker: MGPI Security ID: 55303J106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James L. Bareuther For For Management 1b Elect Director Terrence P. Dunn For For Management 1c Elect Director Anthony P. Foglio For For Management 1d Elect Director Kerry A. Walsh Skelly For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSTRATEGY INCORPORATED Ticker: MSTR Security ID: 594972408 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Saylor For Withhold Management 1.2 Elect Director Stephen X. Graham For For Management 1.3 Elect Director Jarrod M. Patten For For Management 1.4 Elect Director Leslie J. Rechan For For Management 1.5 Elect Director Carl J. Rickertsen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MIDDLESEX WATER COMPANY Ticker: MSEX Security ID: 596680108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James F. Cosgrove, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditor -------------------------------------------------------------------------------- MIDLAND STATES BANCORP, INC. Ticker: MSBI Security ID: 597742105 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer L. DiMotta For For Management 1.2 Elect Director Richard T. Ramos For For Management 1.3 Elect Director Jeffrey C. Smith For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MIDSTATES PETROLEUM COMPANY, INC. Ticker: MPO Security ID: 59804T407 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2.1 Elect Director David J. Sambrooks For For Management 2.2 Elect Director Alan J. Carr For For Management 2.3 Elect Director Patrice D. Douglas For For Management 2.4 Elect Director Neal P. Goldman For For Management 2.5 Elect Director Randal T. Klein For For Management 2.6 Elect Director Evan S. Lederman For For Management 2.7 Elect Director David H. Proman For For Management 2.8 Elect Director Todd R. Snyder For For Management 3 Bundled Say on Pay/Golden Parachute For Against Management Advisory Vote 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Ticker: MOFG Security ID: 598511103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry D. Albert For Withhold Management 1.2 Elect Director Charles N. Funk For For Management 1.3 Elect Director Douglas H. Greeff For For Management 1.4 Elect Director Jennifer L. Hauschildt For For Management 1.5 Elect Director Douglas K. True For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MILACRON HOLDINGS CORP. Ticker: MCRN Security ID: 59870L106 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MILLENDO THERAPEUTICS, INC. Ticker: MLND Security ID: 60040X103 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Hindman For For Management 1.2 Elect Director Carole L. Nuechterlein For For Management 1.3 Elect Director Geoffrey M. Nichol For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MILLER INDUSTRIES, INC. Ticker: MLR Security ID: 600551204 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore H. Ashford, III For For Management 1.2 Elect Director A. Russell Chandler, III For For Management 1.3 Elect Director William G. Miller For For Management 1.4 Elect Director William G. Miller, II For For Management 1.5 Elect Director Richard H. Roberts For For Management 1.6 Elect Director Leigh Walton For For Management 1.7 Elect Director Deborah L. Whitmire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. Ticker: MTX Security ID: 603158106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph C. Breunig For For Management 1b Elect Director Alison A. Deans For For Management 1c Elect Director Duane R. Dunham For For Management 1d Elect Director Franklin L. Feder For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MINERVA NEUROSCIENCES, INC. Ticker: NERV Security ID: 603380106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Kupfer For Withhold Management 1.2 Elect Director Jan van Heek For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MIRATI THERAPEUTICS, INC. Ticker: MRTX Security ID: 60468T105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles M. Baum For For Management 1.2 Elect Director Bruce L.A. Carter For For Management 1.3 Elect Director Julie M. Cherrington For For Management 1.4 Elect Director Aaron I. Davis For For Management 1.5 Elect Director Henry J. Fuchs For For Management 1.6 Elect Director Michael Grey For For Management 1.7 Elect Director Faheem Hasnain For For Management 1.8 Elect Director Craig Johnson For For Management 1.9 Elect Director Maya Martinez-Davis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MIRUM PHARMACEUTICALS, INC. Ticker: MIRM Security ID: 604749101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tiba Aynechi For Withhold Management 1.2 Elect Director Edward T. Mathers For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MISONIX, INC. Ticker: MSON Security ID: 604871103 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3A Classify the Board of Directors For Against Management 3B Eliminate Right to Act by Written For Against Management Consent 3C Increase Supermajority Vote For Against Management Requirement to Amend Bylaws 3D Eliminate Right to Call Special Meeting For Against Management 3E Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MISONIX, INC. Ticker: MSON Security ID: 604871103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Koby For For Management 1.2 Elect Director Paul LaViolette For For Management 1.3 Elect Director Thomas M. Patton For For Management 1.4 Elect Director Stavros G. Vizirgianakis For For Management 1.5 Elect Director Gwendolyn A. Watanabe For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MISTRAS GROUP, INC. Ticker: MG Security ID: 60649T107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Bertolotti For For Management 1.2 Elect Director Nicholas DeBenedictis For For Management 1.3 Elect Director James J. Forese For For Management 1.4 Elect Director Richard H. Glanton For For Management 1.5 Elect Director Michelle J. Lohmeier For For Management 1.6 Elect Director Manuel N. Stamatakis For For Management 1.7 Elect Director Sotirios J. Vahaviolos For For Management 1.8 Elect Director W. Curtis Weldon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MITEK SYSTEMS, INC. Ticker: MITK Security ID: 606710200 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William K. "Bill" Aulet For For Management 1.2 Elect Director Scipio "Max" Carnecchia For For Management 1.3 Elect Director James C. Hale For For Management 1.4 Elect Director Bruce E. Hansen For For Management 1.5 Elect Director Alex W. "Pete" Hart For For Management 1.6 Elect Director Jane J. Thompson For For Management 1.7 Elect Director Donna C. Wells For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MMA CAPITAL HOLDINGS, INC. Ticker: MMAC Security ID: 55315D105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cecil E. Flamer For For Management 1b Elect Director James C. Hunt For For Management 1c Elect Director Lisa Kay For For Management 2 Ratify Extension of the Tax Benefits For For Management Rights Agreement 3 Ratify KPMG, LLP as Auditors For For Management -------------------------------------------------------------------------------- MOBILE MINI, INC. Ticker: MINI Security ID: 60740F105 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erik Olsson For For Management 1b Elect Director Michael L. Watts For For Management 1c Elect Director Kelly Williams For For Management 1d Elect Director Sara R. Dial For For Management 1e Elect Director Jeffrey S. Goble For For Management 1f Elect Director James J. Martell For For Management 1g Elect Director Stephen A. McConnell For For Management 1h Elect Director Frederick G. McNamee, For For Management III 1i Elect Director Kimberly J. McWaters For For Management 1j Elect Director Michael W. Upchurch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOBILE MINI, INC. Ticker: MINI Security ID: 60740F105 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MOBILEIRON, INC. Ticker: MOBL Security ID: 60739U204 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Simon Biddiscombe For For Management 1b Elect Director Kenneth Klein For For Management 1c Elect Director James Tolonen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MODEL N, INC. Ticker: MODN Security ID: 607525102 Meeting Date: FEB 14, 2020 Meeting Type: Annual Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tim Adams For For Management 1.2 Elect Director Scott Reese For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MODINE MANUFACTURING COMPANY Ticker: MOD Security ID: 607828100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bills For For Management 1b Elect Director Thomas A. Burke For For Management 1c Elect Director Charles P. Cooley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MOELIS & COMPANY Ticker: MC Security ID: 60786M105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Moelis For Withhold Management 1.2 Elect Director Navid Mahmoodzadegan For Withhold Management 1.3 Elect Director Jeffrey Raich For Withhold Management 1.4 Elect Director Eric Cantor For Withhold Management 1.5 Elect Director Elizabeth Crain For Withhold Management 1.6 Elect Director John A. Allison, IV For For Management 1.7 Elect Director Yolonda Richardson For For Management 1.8 Elect Director Kenneth L. Shropshire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Other Business For Against Management -------------------------------------------------------------------------------- MOLECULAR TEMPLATES, INC. Ticker: MTEM Security ID: 608550109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric E. Poma For For Management 1.2 Elect Director Harold E. "Barry" Selick For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOMENTA PHARMACEUTICALS, INC. Ticker: MNTA Security ID: 60877T100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce L. Downey For For Management 1b Elect Director Georges Gemayel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MONARCH CASINO & RESORT, INC. Ticker: MCRI Security ID: 609027107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Farahi For Against Management 1.2 Elect Director Craig F. Sullivan For For Management 1.3 Elect Director Paul Andrews For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONMOUTH REAL ESTATE INVESTMENT CORPORATION Ticker: MNR Security ID: 609720107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kiernan Conway For For Management 1.2 Elect Director Brian H. Haimm For For Management 1.3 Elect Director Neal Herstik For For Management 1.4 Elect Director Matthew I. Hirsch For Withhold Management 1.5 Elect Director Stephen B. Wolgin For For Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONOTYPE IMAGING HOLDINGS INC. Ticker: TYPE Security ID: 61022P100 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MONRO, INC. Ticker: MNRO Security ID: 610236101 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Danziger For Withhold Management 1.2 Elect Director Stephen C. McCluski For Withhold Management 1.3 Elect Director Robert E. Mellor For Withhold Management 1.4 Elect Director Peter J. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MONTAGE RESOURCES CORPORATION Ticker: MR Security ID: 61179L100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall M. Albert For For Management 1.2 Elect Director Mark E. Burroughs, Jr. For For Management 1.3 Elect Director Don Dimitrievich For For Management 1.4 Elect Director Richard D. Paterson For For Management 1.5 Elect Director D. Martin Phillips For For Management 1.6 Elect Director John K. Reinhart For For Management 1.7 Elect Director Douglas E. Swanson, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- MOOG INC. Ticker: MOG.A Security ID: 615394202 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet M. Coletti For For Management 1.2 Elect Director Kraig H. Kayser For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MORPHIC HOLDING, INC. Ticker: MORF Security ID: 61775R105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norbert Bischofberger For For Management 1.2 Elect Director Joseph P. Slattery For For Management 1.3 Elect Director Timothy A. Springer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MOTORCAR PARTS OF AMERICA, INC. Ticker: MPAA Security ID: 620071100 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Selwyn Joffe For For Management 1.2 Elect Director Scott J. Adelson For For Management 1.3 Elect Director David Bryan For For Management 1.4 Elect Director Rudolph J. Borneo For For Management 1.5 Elect Director Joseph Ferguson For For Management 1.6 Elect Director Philip Gay For For Management 1.7 Elect Director Duane Miller For For Management 1.8 Elect Director Jeffrey Mirvis For For Management 1.9 Elect Director Barbara L. Whittaker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOVADO GROUP, INC. Ticker: MOV Security ID: 624580106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Bridgman For Withhold Management 1.2 Elect Director Alexander Grinberg For For Management 1.3 Elect Director Efraim Grinberg For Withhold Management 1.4 Elect Director Alan H. Howard For For Management 1.5 Elect Director Richard Isserman For Withhold Management 1.6 Elect Director Ann Kirschner For For Management 1.7 Elect Director Stephen Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MR. COOPER GROUP INC. Ticker: COOP Security ID: 62482R107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay Bray For For Management 1b Elect Director Busy Burr For For Management 1c Elect Director Robert H. Gidel For For Management 1d Elect Director Roy A. Guthrie For For Management 1e Elect Director Christopher J. For For Management Harrington 1f Elect Director Michael D. Malone For For Management 1g Elect Director Shveta Mujumdar For For Management 1h Elect Director Tagar C. Olson For For Management 1i Elect Director Steven D. Scheiwe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MRC GLOBAL INC. Ticker: MRC Security ID: 55345K103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rhys J. Best For For Management 1.2 Elect Director Deborah G. Adams For For Management 1.3 Elect Director Leonard M. Anthony For For Management 1.4 Elect Director Barbara J. Duganier For For Management 1.5 Elect Director Andrew R. Lane For For Management 1.6 Elect Director Cornelis A. Linse For For Management 1.7 Elect Director John A. Perkins For For Management 1.8 Elect Director Robert L. Wood For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- MSA SAFETY INCORPORATED Ticker: MSA Security ID: 553498106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William M. Lambert For For Management 1.2 Elect Director Diane M. Pearse For For Management 1.3 Elect Director Nishan J. Vartanian For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MSG NETWORKS INC. Ticker: MSGN Security ID: 553573106 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. Lhota For Withhold Management 1.2 Elect Director Joel M. Litvin For Withhold Management 1.3 Elect Director John L. Sykes For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- MTS SYSTEMS CORPORATION Ticker: MTSC Security ID: 553777103 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Anderson For For Management 1.2 Elect Director Jeffrey A. Graves For For Management 1.3 Elect Director Nancy Altobello For For Management 1.4 Elect Director David D. Johnson For For Management 1.5 Elect Director Randy J. Martinez For For Management 1.6 Elect Director Michael V. Schrock For For Management 1.7 Elect Director Chun Hung (Kenneth) Yu For For Management 1.8 Elect Director Linda Zukauckas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MUELLER INDUSTRIES, INC. Ticker: MLI Security ID: 624756102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory L. Christopher For For Management 1.2 Elect Director Elizabeth Donovan For For Management 1.3 Elect Director Gennaro J. Fulvio For For Management 1.4 Elect Director Gary S. Gladstein For For Management 1.5 Elect Director Scott J. Goldman For For Management 1.6 Elect Director John B. Hansen For For Management 1.7 Elect Director Terry Hermanson For For Management 1.8 Elect Director Charles P. Herzog, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- MUELLER WATER PRODUCTS, INC. Ticker: MWA Security ID: 624758108 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shirley C. Franklin For For Management 1.2 Elect Director J. Scott Hall For For Management 1.3 Elect Director Thomas J. Hansen For For Management 1.4 Elect Director Jerry W. Kolb For For Management 1.5 Elect Director Mark J. O'Brien For For Management 1.6 Elect Director Christine Ortiz For For Management 1.7 Elect Director Bernard G. Rethore For For Management 1.8 Elect Director Lydia W. Thomas For For Management 1.9 Elect Director Michael T. Tokarz For For Management 1.10 Elect Director Stephen C. Van Arsdell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MURPHY USA INC. Ticker: MUSA Security ID: 626755102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claiborne P. Deming For For Management 1.2 Elect Director Jack T. Taylor For For Management 1.3 Elect Director Jeanne L. Phillips For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- MUSTANG BIO, INC. Ticker: MBIO Security ID: 62818Q104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Weiss For Withhold Management 1.2 Elect Director Lindsay A. Rosenwald For Withhold Management 1.3 Elect Director Neil Herskowitz For For Management 1.4 Elect Director Manuel Litchman For Withhold Management 1.5 Elect Director Michael J. Zelefsky For For Management 1.6 Elect Director Adam J. Chill For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- MUTUALFIRST FINANCIAL, INC. Ticker: MFSF Security ID: 62845B104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MVB FINANCIAL CORP. Ticker: MVBF Security ID: 553810102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Cava, Jr. For For Management 1.2 Elect Director Larry F. Mazza For For Management 1.3 Elect Director Cheryl D. Spielman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. Ticker: MYE Security ID: 628464109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah R. Coffin For For Management 1.2 Elect Director Ronald M. De Feo For For Management 1.3 Elect Director William A. Foley For For Management 1.4 Elect Director F. Jack Liebau, Jr. For For Management 1.5 Elect Director Bruce M. Lisman For For Management 1.6 Elect Director Lori Lutey For For Management 1.7 Elect Director Michael McGaugh For For Management 1.8 Elect Director Jane Scaccetti For For Management 1.9 Elect Director Robert A. Stefanko For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MYOKARDIA, INC. Ticker: MYOK Security ID: 62857M105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Meeker For For Management 1.2 Elect Director Mark L. Perry For Withhold Management 1.3 Elect Director Wendy L. Yarno For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MYR GROUP INC. Ticker: MYRG Security ID: 55405W104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Hartwick For For Management 1.2 Elect Director Jennifer E. Lowry For For Management 1.3 Elect Director Richard S. Swartz For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MYRIAD GENETICS, INC. Ticker: MYGN Security ID: 62855J104 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Capone For For Management 1.2 Elect Director Heiner Dreismann For For Management 1.3 Elect Director Colleen F. Reitan For For Management 2 Amend Restricted Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. Ticker: NBR Security ID: G6359F103 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Bye-Laws For For Management -------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. Ticker: NBR Security ID: G6359F103 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanya S. Beder For For Management 1.2 Elect Director Anthony R. Chase For For Management 1.3 Elect Director James R. Crane For For Management 1.4 Elect Director John P. Kotts For For Management 1.5 Elect Director Michael C. Linn For For Management 1.6 Elect Director Anthony G. Petrello For Withhold Management 1.7 Elect Director John Yearwood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NACCO INDUSTRIES, INC. Ticker: NC Security ID: 629579103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.C. Butler, Jr. For Withhold Management 1.2 Elect Director John S. Dalrymple, III For Withhold Management 1.3 Elect Director John P. Jumper For Withhold Management 1.4 Elect Director Dennis W. LaBarre For Withhold Management 1.5 Elect Director Timothy K. Light For For Management 1.6 Elect Director Michael S. Miller For Withhold Management 1.7 Elect Director Richard de J. Osborne For Withhold Management 1.8 Elect Director Alfred M. Rankin, Jr. For Withhold Management 1.9 Elect Director Matthew M. Rankin For Withhold Management 1.10 Elect Director Roger F. Rankin For Withhold Management 1.11 Elect Director Lori J. Robinson For For Management 1.12 Elect Director Britton T. Taplin For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NANOMETRICS INCORPORATED Ticker: NANO Security ID: 630077105 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Certificate of Incorporation For For Management Regarding Limitation of Personal Liability of Directors 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NANOSTRING TECHNOLOGIES, INC. Ticker: NSTG Security ID: 63009R109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Bradley Gray For For Management 1b Elect Director Robert M. Hershberg For For Management 1c Elect Director Kirk D. Malloy For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- NAPCO SECURITY TECHNOLOGIES, INC. Ticker: NSSC Security ID: 630402105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Soloway For Withhold Management 1.2 Elect Director Kevin S. Buchel For Withhold Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors 3 Approve Non-Employee Director Stock For Against Management Option Plan 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- NATERA, INC. Ticker: NTRA Security ID: 632307104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rowan Chapman For For Management 1.2 Elect Director Herm Rosenman For Withhold Management 1.3 Elect Director Jonathan Sheena For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NATHAN'S FAMOUS, INC. Ticker: NATH Security ID: 632347100 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Eide For For Management 1.2 Elect Director Eric Gatoff For For Management 1.3 Elect Director Brian S. Genson For For Management 1.4 Elect Director Barry Leistner For For Management 1.5 Elect Director Howard M. Lorber For For Management 1.6 Elect Director Wayne Norbitz For For Management 1.7 Elect Director A. F. Petrocelli For For Management 1.8 Elect Director Charles Raich For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Marcum LLP as Auditors For For Management 4 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- NATIONAL BANK HOLDINGS CORPORATION Ticker: NBHC Security ID: 633707104 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Clermont For For Management 1.2 Elect Director Robert E. Dean For For Management 1.3 Elect Director Fred J. Joseph For For Management 1.4 Elect Director G. Timothy Laney For For Management 1.5 Elect Director Micho F. Spring For For Management 1.6 Elect Director Burney S. Warren, III For For Management 1.7 Elect Director Art Zeile For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL BANKSHARES, INC. Ticker: NKSH Security ID: 634865109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Green, III For For Management 1.2 Elect Director Mildred R. Johnson For For Management 1.3 Elect Director William A. Peery For For Management 1.4 Elect Director James C. Thompson For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL BEVERAGE CORP. Ticker: FIZZ Security ID: 635017106 Meeting Date: OCT 04, 2019 Meeting Type: Annual Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cecil D. Conlee For For Management 1b Elect Director Stanley M. Sheridan For For Management -------------------------------------------------------------------------------- NATIONAL CINEMEDIA, INC. Ticker: NCMI Security ID: 635309107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark B. Segall For For Management 1.2 Elect Director David E. Glazek For For Management 1.3 Elect Director Lawrence A. Goodman For For Management 1.4 Elect Director David R. Haas None None Management *Withdrawn Resolution* 1.5 Elect Director Kurt C. Hall For For Management 1.6 Elect Director Thomas F. Lesinski For For Management 1.7 Elect Director Lee Roy Mitchell For For Management 1.8 Elect Director Donna Reisman For For Management 1.9 Elect Director Renana Teperberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify 2019 Equity Grants to Thomas F. For For Management Lesinski 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherif Foda For For Management 1.2 Elect Director Yousef Al Nowais For For Management 1.3 Elect Director Thomas Wood For For Management 2 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Antonio J. Campo Mejia For For Management 1.2 Elect Director Nadhmi Al-Nasr For For Management 1.3 Elect Director Amr Al Menhali For For Management 1.4 Elect Director Andrew Waite For For Management 1.5 Elect Director Hala Zeibak For For Management 2 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL GENERAL HOLDINGS CORP. Ticker: NGHC Security ID: 636220303 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald T. DeCarlo For For Management 1.2 Elect Director Patrick Fallon For For Management 1.3 Elect Director Barry Karfunkel For For Management 1.4 Elect Director Robert Karfunkel For For Management 1.5 Elect Director John Marshaleck For For Management 1.6 Elect Director John "Jay" D. Nichols, For For Management Jr. 1.7 Elect Director Barbara Paris For For Management 1.8 Elect Director Barry D. Zyskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Ticker: NHI Security ID: 63633D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Andrew Adams For For Management 1b Elect Director Robert A. McCabe, Jr. For For Management 1c Elect Director Charlotte A. Swafford For For Management 1d Elect Director Robert G. Adams For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL HEALTHCARE CORPORATION Ticker: NHC Security ID: 635906100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Andrew Adams For For Management 1b Elect Director Ernest G. Burgess, III For Against Management 1c Elect Director Emil E. Hassan For Against Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Report on Plans to Increase Board Against For Shareholder Diversity -------------------------------------------------------------------------------- NATIONAL PRESTO INDUSTRIES, INC. Ticker: NPK Security ID: 637215104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy F. Lieble For For Management 1.2 Elect Director Joseph G. Stienessen For For Management 2 Approve Outside Director Stock For For Management Awards/Options in Lieu of Cash 3 Ratify BDO USA, LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL RESEARCH CORPORATION Ticker: NRC Security ID: 637372202 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director JoAnn M. Martin For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL STORAGE AFFILIATES TRUST Ticker: NSA Security ID: 637870106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arlen D. Nordhagen For For Management 1b Elect Director George L. Chapman For For Management 1c Elect Director Tamara D. Fischer For For Management 1d Elect Director Paul W. Hylbert, Jr. For For Management 1e Elect Director Chad L. Meisinger For For Management 1f Elect Director Steven G. Osgood For For Management 1g Elect Director Dominic M. Palazzo For For Management 1h Elect Director Rebecca L. Steinfort For For Management 1i Elect Director Mark Van Mourick For For Management 1j Elect Director J. Timothy Warren For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL VISION HOLDINGS, INC. Ticker: EYE Security ID: 63845R107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Tehle For For Management 1.2 Elect Director Thomas V. Taylor, Jr. For For Management 1.3 Elect Director Virginia A. Hepner For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL WESTERN LIFE GROUP, INC. Ticker: NWLI Security ID: 638517102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Boone For Withhold Management 1.2 Elect Director Stephen E. Glasgow For Withhold Management 1.3 Elect Director E. J. Pederson For Withhold Management 2 Ratify BKD, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATURAL GROCERS BY VITAMIN COTTAGE, INC. Ticker: NGVC Security ID: 63888U108 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zephyr Isely For Withhold Management 1.2 Elect Director Michael T. Campbell For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Other Business For Against Management -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jonathan A. Kennedy For For Management 1b Elect Director Barbara R. Paul For For Management 1c Elect Director Alice D. Schroeder For For Management 1d Elect Director Thomas J. Sullivan For For Management 1e Elect Director Ilan Daskal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. Ticker: NCI Security ID: 63935N107 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORPORATION Ticker: NAV Security ID: 63934E108 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy A. Clarke For For Management 1.2 Elect Director Jose Maria Alapont For Withhold Management 1.3 Elect Director Stephen R. D'Arcy For For Management 1.4 Elect Director Vincent J. Intrieri For Withhold Management 1.5 Elect Director Raymond T. Miller For For Management 1.6 Elect Director Mark H. Rachesky For Withhold Management 1.7 Elect Director Andreas H. Renschler For Withhold Management 1.8 Elect Director Christian Schulz For For Management 1.9 Elect Director Kevin M. Sheehan For For Management 1.10 Elect Director Dennis A. Suskind For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NBT BANCORP INC. Ticker: NBTB Security ID: 628778102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Watt, Jr. For For Management 1b Elect Director Martin A. Dietrich For For Management 1c Elect Director Patricia T. Civil For For Management 1d Elect Director Timothy E. Delaney For For Management 1e Elect Director James H. Douglas For For Management 1f Elect Director Andrew S. Kowalczyk, III For For Management 1g Elect Director John C. Mitchell For For Management 1h Elect Director V. Daniel Robinson, II For For Management 1i Elect Director Matthew J. Salanger For For Management 1j Elect Director Joseph A. Santangelo For For Management 1k Elect Director Lowell A. Seifter For For Management 1l Elect Director Robert A. Wadsworth For For Management 1m Elect Director Jack H. Webb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NEENAH, INC. Ticker: NP Security ID: 640079109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Cook For For Management 1b Elect Director Philip C. Moore For For Management 1c Elect Director Julie A. Schertell For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NELNET, INC. Ticker: NNI Security ID: 64031N108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen A. Farrell For For Management 1b Elect Director David S. Graff For Against Management 1c Elect Director Thomas E. Henning For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEOGEN CORPORATION Ticker: NEOG Security ID: 640491106 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Adent For For Management 1.2 Elect Director William T. Boehm For For Management 1.3 Elect Director James P. Tobin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NEOGENOMICS, INC. Ticker: NEO Security ID: 64049M209 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. VanOort For For Management 1b Elect Director Steven C. Jones For For Management 1c Elect Director Kevin C. Johnson For For Management 1d Elect Director Raymond R. Hipp For For Management 1e Elect Director Bruce K. Crowther For For Management 1f Elect Director Lynn A. Tetrault For For Management 1g Elect Director Alison L. Hannah For For Management 1h Elect Director Stephen M. Kanovsky For For Management 1i Elect Director Rachel A. Stahler For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEON THERAPEUTICS, INC. Ticker: NTGN Security ID: 64050Y100 Meeting Date: MAY 04, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NEOPHOTONICS CORPORATION Ticker: NPTN Security ID: 64051T100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy S. Jenks For For Management 1.2 Elect Director Yanbing Li For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETGEAR, INC. Ticker: NTGR Security ID: 64111Q104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Patrick C.S. Lo For For Management 1B Elect Director Laura J. Durr For For Management 1C Elect Director Jef T. Graham For For Management 1D Elect Director Bradley L. Maiorino For For Management 1E Elect Director Janice M. Roberts For For Management 1F Elect Director Gregory J. Rossmann For For Management 1G Elect Director Barbara V. Scherer For For Management 1H Elect Director Thomas H. Waechter For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. Ticker: NTCT Security ID: 64115T104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anil K. Singhal For For Management 1.2 Elect Director John R. Egan For For Management 1.3 Elect Director Robert E. Donahue For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEURONETICS, INC. Ticker: STIM Security ID: 64131A105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John K. Bakewell For For Management 1.2 Elect Director Brian Farley For Withhold Management 1.3 Elect Director Cheryl R. Blanchard For For Management 1.4 Elect Director Sheryl L. Conley For For Management 1.5 Elect Director Wilfred E. Jaeger For For Management 1.6 Elect Director Glenn Muir For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NEVRO CORP. Ticker: NVRO Security ID: 64157F103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Fischer For For Management 1.2 Elect Director Shawn T. McCormick For For Management 1.3 Elect Director Kevin O'Boyle For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEW AGE BEVERAGES CORPORATION Ticker: NBEV Security ID: 64157V108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory Fea For For Management 1.2 Elect Director Brent D. Willis For For Management 1.3 Elect Director Timothy J. Haas For For Management 1.4 Elect Director Ed Brennan For For Management 1.5 Elect Director Reginald Kapteyn For For Management 1.6 Elect Director Amy Kuzdowicz For For Management 1.7 Elect Director Alicia Syrett For For Management 2 Change State of Incorporation from For For Management Washington to Delaware 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION Ticker: NJR Security ID: 646025106 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.2 Elect Director Gregory E. Aliff For For Management 1.3 Elect Director Stephen D. Westhoven For For Management 1.4 Elect Director Jane M. Kenny For For Management 1.5 Elect Director Sharon C. Taylor For For Management 1.6 Elect Director David A. Trice For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEW MEDIA INVESTMENT GROUP INC. Ticker: NEWM Security ID: 64704V106 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NEW RELIC, INC. Ticker: NEWR Security ID: 64829B100 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline Watteeuw For For Management Carlisle 1.2 Elect Director Dan Scholnick For Withhold Management 1.3 Elect Director James Tolonen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEW SENIOR INVESTMENT GROUP INC. Ticker: SNR Security ID: 648691103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart A. McFarland For For Management 1.2 Elect Director Robert F. Savage For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Declassify the Board of Directors For For Management 6 Adopt Majority Voting for Uncontested For For Management Election of Directors 7A Eliminate Supermajority Vote For For Management Requirement to Amend Certain Provisions of Certificate of Incorporation 7B Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 7C Amend Certificate of Incorporation and For For Management Bylaws to Eliminate Supermajority Vote Requirement to Remove Directors with Cause -------------------------------------------------------------------------------- NEW YORK MORTGAGE TRUST, INC. Ticker: NYMT Security ID: 649604501 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David R. Bock For For Management 1b Elect Director Michael B. Clement For For Management 1c Elect Director Alan L. Hainey For For Management 1d Elect Director Steven R. Mumma For For Management 1e Elect Director Steven G. Norcutt For For Management 1f Elect Director Lisa A. Pendergast For For Management 1g Elect Director Jason T. Serrano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NEWMARK GROUP, INC. Ticker: NMRK Security ID: 65158N102 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Michael Snow For For Management 1.3 Elect Director Virginia S. Bauer For For Management 1.4 Elect Director Peter F. Cervinka For For Management -------------------------------------------------------------------------------- NEWPARK RESOURCES, INC. Ticker: NR Security ID: 651718504 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony J. Best For For Management 1.2 Elect Director G. Stephen Finley For For Management 1.3 Elect Director Paul L. Howes For For Management 1.4 Elect Director Roderick A. Larson For For Management 1.5 Elect Director John C. Minge For For Management 1.6 Elect Director Rose M. Robeson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEXPOINT RESIDENTIAL TRUST, INC. Ticker: NXRT Security ID: 65341D102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Dondero For For Management 1b Elect Director Brian Mitts For For Management 1c Elect Director Edward Constantino For For Management 1d Elect Director Scott Kavanaugh For Withhold Management 1e Elect Director Arthur Laffer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTCURE, INC. Ticker: NXTC Security ID: 65343E108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judith J. Li For For Management 1b Elect Director Garry A. Nicholson For For Management 1c Elect Director Stella Xu For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTGEN HEALTHCARE, INC. Ticker: NXGN Security ID: 65343C102 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. 'Rusty' Frantz For For Management 1.2 Elect Director Craig A. Barbarosh For For Management 1.3 Elect Director George H. Bristol For For Management 1.4 Elect Director Julie D. Klapstein For For Management 1.5 Elect Director James C. Malone For For Management 1.6 Elect Director Jeffrey H. Margolis For For Management 1.7 Elect Director Morris Panner For For Management 1.8 Elect Director Sheldon Razin For For Management 1.9 Elect Director Lance E. Rosenzweig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert W. Drummond For For Management 1B Elect Director Stuart Brightman For For Management 1C Elect Director Gary M. Halverson For For Management 1D Elect Director Patrick Murray For For Management 1E Elect Director Amy H. Nelson For For Management 1F Elect Director Mel G. Riggs For For Management 1G Elect Director Michael Roemer For For Management 1H Elect Director James C. Stewart For For Management 1I Elect Director Scott Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- NGM BIOPHARMACEUTICALS, INC. Ticker: NGM Security ID: 62921N105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shelly D. Guyer For For Management 1b Elect Director Mark Leschly For For Management 1c Elect Director William J. Rieflin For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NI HOLDINGS, INC. Ticker: NODK Security ID: 65342T106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Alexander For For Management 1.2 Elect Director Jeffrey R. Missling For For Management 2 Ratify Mazars USA LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NIC INC. Ticker: EGOV Security ID: 62914B100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry H. Herington For For Management 1.2 Elect Director Art N. Burtscher For For Management 1.3 Elect Director Venmal (Raji) Arasu For For Management 1.4 Elect Director C. Brad Henry For For Management 1.5 Elect Director Alexander C. Kemper For For Management 1.6 Elect Director William M. Lyons For For Management 1.7 Elect Director Anthony Scott For For Management 1.8 Elect Director Jayaprakash Vijayan For For Management 1.9 Elect Director Pete Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NICOLET BANKSHARES, INC. Ticker: NCBS Security ID: 65406E102 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Atwell For For Management 1.2 Elect Director Rachel Campos-Duffy For For Management 1.3 Elect Director Michael E. Daniels For For Management 1.4 Elect Director John N. Dykema For For Management 1.5 Elect Director Terrence R. Fulwiler For For Management 1.6 Elect Director Christopher J. Ghidorzi For For Management 1.7 Elect Director Andrew F. Hetzel, Jr. For For Management 1.8 Elect Director Donald J. Long, Jr. For For Management 1.9 Elect Director Dustin J. McClone For For Management 1.10 Elect Director Susan L. Merkatoris For For Management 1.11 Elect Director Oliver Pierce Smith For For Management 1.12 Elect Director Robert J. Weyers For For Management 2 Ratify Wipfli LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NINE ENERGY SERVICE, INC. Ticker: NINE Security ID: 65441V101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott E. Schwinger For Withhold Management 1.2 Elect Director Gary L. Thomas For Withhold Management 1.3 Elect Director Andrew L. Waite For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- NLIGHT, INC. Ticker: LASR Security ID: 65487K100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bandel Carano For For Management 1.2 Elect Director Raymond Link For For Management 1.3 Elect Director Geoffrey Moore For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NMI HOLDINGS, INC. Ticker: NMIH Security ID: 629209305 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley M. Shuster For For Management 1.2 Elect Director Claudia J. Merkle For For Management 1.3 Elect Director Michael Embler For For Management 1.4 Elect Director James G. Jones For For Management 1.5 Elect Director Lynn S. McCreary For For Management 1.6 Elect Director Michael Montgomery For For Management 1.7 Elect Director Regina Muehlhauser For For Management 1.8 Elect Director James H. Ozanne For For Management 1.9 Elect Director Steven L. Scheid For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NN, INC. Ticker: NNBR Security ID: 629337106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raynard D. Benvenuti For For Management 1.2 Elect Director Christina E. Carroll For For Management 1.3 Elect Director David K. Floyd For For Management 1.4 Elect Director Jeri J. Harman For For Management 1.5 Elect Director Steven T. Warshaw For Withhold Management 1.6 Elect Director Thomas H. Wilson, Jr. For For Management 2 Approve Issuance of Shares for a For For Management Private Placement 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOBLE CORP. PLC Ticker: NE Security ID: G65431101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin S. Corbett For For Management 2 Elect Director Julie H. Edwards For For Management 3 Elect Director Robert W. Eifler For For Management 4 Elect Director Gordon T. Hall For For Management 5 Elect Director Roger W. Jenkins For For Management 6 Elect Director Scott D. Josey For For Management 7 Elect Director Jon A. Marshall For For Management 8 Elect Director Julie J. Robertson For For Management 9 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 10 Ratify PricewaterhouseCoopers LLP as For For Management UK Statutory Auditor 11 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditors 12 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 13 Advisory Vote to Ratify Directors' For Against Management Compensation Report 14 Amend Omnibus Stock Plan For For Management 15 Authorize Issue of Equity For For Management 16 Approve Reverse Share Split For For Management 17 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 18 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment -------------------------------------------------------------------------------- NOODLES & COMPANY Ticker: NDLS Security ID: 65540B105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Egan For For Management 1.2 Elect Director Robert Hartnett For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NORDIC AMERICAN TANKERS LIMITED Ticker: NAT Security ID: G65773106 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbjorn Hansson For Against Management 1b Elect Director Andreas Ove Ugland For For Management 1c Elect Director Jim Kelly For For Management 1d Elect Director Dave Workman For For Management 1e Elect Director Richard H. K. Vietor For For Management 1f Elect Director Alexander Hansson For Against Management 2 Ratify KPMG AS as Auditors For For Management 3 Approve Reduction of Share Premium For For Management Account -------------------------------------------------------------------------------- NORTHERN OIL AND GAS, INC. Ticker: NOG Security ID: 665531109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bahram Akradi For For Management 1.2 Elect Director Lisa Bromiley For For Management 1.3 Elect Director Roy 'Ernie' Easley For For Management 1.4 Elect Director Michael Frantz For For Management 1.5 Elect Director Robert Grabb For For Management 1.6 Elect Director Jack King For For Management 1.7 Elect Director Stuart Lasher For For Management 1.8 Elect Director Michael Popejoy For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORTHFIELD BANCORP, INC. Ticker: NFBK Security ID: 66611T108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Alexander For For Management 1.2 Elect Director Annette Catino For For Management 1.3 Elect Director John P. Connors, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NORTHRIM BANCORP, INC. Ticker: NRIM Security ID: 666762109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry S. Cash For For Management 1.2 Elect Director Anthony Drabek For For Management 1.3 Elect Director Karl L. Hanneman For For Management 1.4 Elect Director David W. Karp For For Management 1.5 Elect Director David J. McCambridge For For Management 1.6 Elect Director Krystal M. Nelson For For Management 1.7 Elect Director Joseph M. Schierhorn For For Management 1.8 Elect Director Aaron Schutt For For Management 1.9 Elect Director John C. Swalling For For Management 1.10 Elect Director Linda C. Thomas For For Management 1.11 Elect Director David G. Wight For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHSTAR REALTY EUROPE CORP. Ticker: NRE Security ID: 66706L101 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Mahbod Nia For For Management 1.3 Elect Director Mario Chisholm For For Management 1.4 Elect Director Judith A. Hannaway For For Management 1.5 Elect Director Dianne Hurley For For Management 1.6 Elect Director Oscar Junquera For For Management 1.7 Elect Director Wesley D. Minami For For Management 2 Ratify PricewaterhouseCoopers, Societe For For Management cooperative as Auditors -------------------------------------------------------------------------------- NORTHSTAR REALTY EUROPE CORP. Ticker: NRE Security ID: 66706L101 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management -------------------------------------------------------------------------------- NORTHWEST BANCSHARES, INC. Ticker: NWBI Security ID: 667340103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sonia M. Probst For For Management 1.2 Elect Director William F. McKnight For For Management 1.3 Elect Director Ronald J. Seiffert For For Management 1.4 Elect Director David M. Tullio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORTHWEST NATURAL HOLDING COMPANY Ticker: NWN Security ID: 66765N105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director Martha L. "Stormy" For For Management Byorum 1.3 Elect Director John D. Carter For For Management 1.4 Elect Director C. Scott Gibson For For Management 1.5 Elect Director Monica Enand For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORTHWEST PIPE COMPANY Ticker: NWPX Security ID: 667746101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott Montross For For Management 1b Elect Director John Paschal For For Management 1c Elect Director William Yearsley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 1.9 Elect Director Mahvash Yazdi For For Management 1.10 Elect Director Jeffrey W. Yingling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- NORWOOD FINANCIAL CORP. Ticker: NWFL Security ID: 669549107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Adams For For Management 1.2 Elect Director Kevin M. Lamont For For Management 1.3 Elect Director Kenneth A. Phillips For For Management 2 Approve Merger Agreement For For Management 3 Ratify S.R. Snodgrass, P.C. as Auditor For For Management 4 Adjourn Meeting For For Management 5 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- NOVAGOLD RESOURCES INC. Ticker: NG Security ID: 66987E206 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elaine Dorward-King For For Management 1.2 Elect Director Sharon Dowdall For For Management 1.3 Elect Director Diane Garrett For For Management 1.4 Elect Director Thomas Kaplan For For Management 1.5 Elect Director Gregory Lang For For Management 1.6 Elect Director Igor Levental For For Management 1.7 Elect Director Kalidas Madhavpeddi For For Management 1.8 Elect Director Clynton Nauman For For Management 1.9 Elect Director Ethan Schutt For For Management 1.10 Elect Director Anthony Walsh For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan For For Management 4 Amend Performance Share Unit Plan For For Management 5 Amend Non-Employee Director Deferred For For Management Share Unit Plan 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NOVANTA INC. Ticker: NOVT Security ID: 67000B104 Meeting Date: MAY 26, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen W. Bershad For For Management 1.2 Elect Director Lonny J. Carpenter For For Management 1.3 Elect Director Deborah DiSanzo For For Management 1.4 Elect Director Matthijs Glastra For For Management 1.5 Elect Director Brian D. King For For Management 1.6 Elect Director Ira J. Lamel For For Management 1.7 Elect Director Maxine L. Mauricio For For Management 1.8 Elect Director Dominic A. Romeo For For Management 1.9 Elect Director Thomas N. Secor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend By-Law Number 1 to Allow the For For Management Company to Hold Shareholder Meetings by Means of Remote Participation -------------------------------------------------------------------------------- NOVAVAX, INC. Ticker: NVAX Security ID: 670002401 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley C. Erck For For Management 1.2 Elect Director Rajiv I. Modi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- NOVOCURE LIMITED Ticker: NVCR Security ID: G6674U108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jeryl Hilleman For For Management 1B Elect Director David T. Hung For For Management 1C Elect Director Kinyip Gabriel Leung For For Management 1D Elect Director Martin J. Madden For For Management 1E Elect Director Sherilyn D. McCoy For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NOW INC. Ticker: DNOW Security ID: 67011P100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard Alario For For Management 1B Elect Director Paul Coppinger For For Management 1C Elect Director Rodney Eads For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- NUVASIVE, INC. Ticker: NUVA Security ID: 670704105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Christopher Barry For For Management 1b Elect Director Gregory T. Lucier For For Management 1c Elect Director Leslie V. Norwalk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NVE CORPORATION Ticker: NVEC Security ID: 629445206 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrence W. Glarner For For Management 1.2 Elect Director Daniel A. Baker For For Management 1.3 Elect Director Patricia M. Hollister For For Management 1.4 Elect Director Richard W. Kramp For For Management 1.5 Elect Director Gary R. Maharaj For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Boulay PLLP as Auditors For For Management -------------------------------------------------------------------------------- OAK VALLEY BANCORP Ticker: OVLY Security ID: 671807105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Courtney For For Management 1.2 Elect Director Allison C. Lafferty For For Management 1.3 Elect Director Terrance P. Withrow For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- OASIS PETROLEUM INC. Ticker: OAS Security ID: 674215108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Hagale For For Management 1.2 Elect Director Paula D. Polito For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- OCEANEERING INTERNATIONAL, INC. Ticker: OII Security ID: 675232102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William B. Berry For For Management 1b Elect Director T. Jay Collins For Withhold Management 1c Elect Director Jon Erik Reinhardsen For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OCEANFIRST FINANCIAL CORP. Ticker: OCFC Security ID: 675234108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angelo J. Catania For For Management 1.2 Elect Director Anthony R. Coscia For For Management 1.3 Elect Director Michael D. Devlin For For Management 1.4 Elect Director Jack M. Farris For For Management 1.5 Elect Director Kimberly M. Guadagno For For Management 1.6 Elect Director Nicos Katsoulis For For Management 1.7 Elect Director John K. Lloyd For For Management 1.8 Elect Director Christopher D. Maher For For Management 1.9 Elect Director William D. Moss For For Management 1.10 Elect Director Joseph M. Murphy, Jr. For For Management 1.11 Elect Director Steven M. Scopellite For For Management 1.12 Elect Director Grace C. Torres For For Management 1.13 Elect Director Grace M. Vallacchi For Withhold Management 1.14 Elect Director John E. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OCULAR THERAPEUTIX, INC. Ticker: OCUL Security ID: 67576A100 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Heier For Withhold Management 1.2 Elect Director Bruce A. Peacock For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION Ticker: OCN Security ID: 675746309 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis R. Caldwell For For Management 1.2 Elect Director Alan J. Bowers For For Management 1.3 Elect Director Jenne K. Britell For For Management 1.4 Elect Director Jacques J. Busquet For For Management 1.5 Elect Director Glen A. Messina For For Management 1.6 Elect Director DeForest B. Soaries, Jr. For For Management 1.7 Elect Director Kevin Stein For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ODONATE THERAPEUTICS, INC. Ticker: ODT Security ID: 676079106 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Tang For Against Management 1.2 Elect Director Jeff Vacirca For For Management 1.3 Elect Director Aaron Davis For For Management 1.4 Elect Director Laura Johnson Douglass For For Management 1.5 Elect Director Craig Johnson For For Management 1.6 Elect Director Robert Rosen For Against Management 1.7 Elect Director George Tidmarsh For Against Management 2 Ratify Squar Milner LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Stock Option Plan For Against Management -------------------------------------------------------------------------------- ODONATE THERAPEUTICS, INC. Ticker: ODT Security ID: 676079106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Tang For For Management 1.2 Elect Director Aaron Davis For For Management 1.3 Elect Director Craig Johnson For For Management 1.4 Elect Director Laura Johnson For For Management 1.5 Elect Director Robert Rosen For For Management 2 Ratify Squar Milner LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OFFICE DEPOT, INC. Ticker: ODP Security ID: 676220106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Quincy L. Allen For For Management 1b Elect Director Kristin A. Campbell For For Management 1c Elect Director Cynthia T. Jamison For For Management 1d Elect Director Francesca Ruiz de For For Management Luzuriaga 1e Elect Director Shashank Samant For For Management 1f Elect Director Gerry P. Smith For For Management 1g Elect Director David M. Szymanski For For Management 1h Elect Director Joseph S. Vassalluzzo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- OFFICE PROPERTIES INCOME TRUST Ticker: OPI Security ID: 67623C109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Blackman For For Management 1.2 Elect Director Donna D. Fraiche For For Management 1.3 Elect Director Jeffrey P. Somers For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Restricted Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OFG BANCORP Ticker: OFG Security ID: 67103X102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian S. Inclan For For Management 1.2 Elect Director Jose Rafael Fernandez For For Management 1.3 Elect Director Juan C. Aguayo For For Management 1.4 Elect Director Jorge Colon-Gerena For For Management 1.5 Elect Director Nestor de Jesus For For Management 1.6 Elect Director Susan Harnett For For Management 1.7 Elect Director Pedro Morazzani For For Management 1.8 Elect Director Edwin Perez For For Management 1.9 Elect Director Christa Steele For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OHIO VALLEY BANC CORP. Ticker: OVBC Security ID: 677719106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly A. Canady For For Management 1b Elect Director Brent A. Saunders For Withhold Management 1c Elect Director David W. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. Ticker: OIS Security ID: 678026105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence R. Dickerson For For Management 1.2 Elect Director Christopher T. Seaver For For Management 1.3 Elect Director Cindy B. Taylor For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OLD LINE BANCSHARES, INC. Ticker: OLBK Security ID: 67984M100 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- OLD NATIONAL BANCORP Ticker: ONB Security ID: 680033107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew E. Goebel For For Management 1.2 Elect Director Jerome F. Henry, Jr. For For Management 1.3 Elect Director Daniel S. Hermann For For Management 1.4 Elect Director Ryan C. Kitchell For For Management 1.5 Elect Director Phelps L. Lambert For For Management 1.6 Elect Director Austin M. Ramirez For For Management 1.7 Elect Director James C. Ryan, III For For Management 1.8 Elect Director Thomas E. Salmon For For Management 1.9 Elect Director Randall T. Shepard For For Management 1.10 Elect Director Rebecca S. Skillman For For Management 1.11 Elect Director Derrick J. Stewart For For Management 1.12 Elect Director Katherine E. White For For Management 1.13 Elect Director Linda E. White For For Management 2 Increase Authorized Preferred Stock For Against Management 3 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend the By-Laws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- OLYMPIC STEEL, INC. Ticker: ZEUS Security ID: 68162K106 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Wolfort For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Idalene F. Kesner For For Management 1.4 Elect Director Richard P. Stovsky For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- OMEGA FLEX, INC. Ticker: OFLX Security ID: 682095104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin R. Hoben For For Management 1.2 Elect Director Mark F. Albino For For Management 1.3 Elect Director James M. Dubin For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- OMEROS CORPORATION Ticker: OMER Security ID: 682143102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Cable For Against Management 1.2 Elect Director Peter A. Demopulos For For Management 1.3 Elect Director Kurt Zumwalt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OMNICELL, INC. Ticker: OMCL Security ID: 68213N109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joanne B. Bauer For For Management 1.2 Elect Director Robin G. Seim For For Management 1.3 Elect Director Sara J. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OMNOVA SOLUTIONS INC. Ticker: OMN Security ID: 682129101 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ON DECK CAPITAL, INC. Ticker: ONDK Security ID: 682163100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Noah Breslow For For Management 1.2 Elect Director Jane J. Thompson For For Management 1.3 Elect Director Ronald F. Verni For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ONE GAS, INC. Ticker: OGS Security ID: 68235P108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Evans For For Management 1.2 Elect Director John W. Gibson For For Management 1.3 Elect Director Tracy E. Hart For For Management 1.4 Elect Director Michael G. Hutchinson For For Management 1.5 Elect Director Pattye L. Moore For For Management 1.6 Elect Director Pierce H. Norton, II For For Management 1.7 Elect Director Eduardo A. Rodriguez For For Management 1.8 Elect Director Douglas H. Yaeger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ONE LIBERTY PROPERTIES, INC. Ticker: OLP Security ID: 682406103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles L. Biederman For For Management 1.2 Elect Director Patrick J. Callan, Jr. For For Management 1.3 Elect Director Karen A. Till For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4A Increase Authorized Common Stock For For Management 4B Amend Charter Regarding For For Management Indemnification of Directors and Officers 4C Amend Charter For For Management 5A Amend Bylaws to Eliminate Investment For For Management Policies Restrictions 5B Amend Bylaws to Eliminate Provisions For For Management Regarding Management Arrangements -------------------------------------------------------------------------------- ONESPAN INC. Ticker: OSPN Security ID: 68287N100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc D. Boroditsky For For Management 1b Elect Director Scott M. Clements For For Management 1c Elect Director Michael P. Cullinane For For Management 1d Elect Director John N. Fox, Jr. For For Management 1e Elect Director Naureen Hassan For For Management 1f Elect Director Jean K. Holley For For Management 1g Elect Director T. Kendall 'Ken' Hunt For For Management 1h Elect Director Marianne Johnson For For Management 1i Elect Director Matthew Moog For For Management 1j Elect Director Marc Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ONESPAWORLD HOLDINGS LIMITED Ticker: OSW Security ID: P73684113 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Heyer For Withhold Management 1.2 Elect Director Andrew R. Heyer For For Management 1.3 Elect Director Leonard Fluxman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Issuance of Shares for a For For Management Private Placement 4 Authorize a New Class of Non-Voting For For Management Common Share -------------------------------------------------------------------------------- ONTO INNOVATION, INC. Ticker: ONTO Security ID: 683344105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Aukerman For For Management 1.2 Elect Director Leo Berlinghieri For For Management 1.3 Elect Director Edward J. Brown, Jr. For For Management 1.4 Elect Director Vita A. Cassese For For Management 1.5 Elect Director Robert G. Deuster For For Management 1.6 Elect Director David B. Miller For For Management 1.7 Elect Director Michael P. Plisinski For For Management 1.8 Elect Director Bruce C. Rhine For For Management 1.9 Elect Director Christopher A. Seams For For Management 1.10 Elect Director Christine A. Tsingos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OOMA, INC. Ticker: OOMA Security ID: 683416101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan Butenhoff For For Management 1.2 Elect Director Russ Mann For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OPKO HEALTH, INC. Ticker: OPK Security ID: 68375N103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip Frost For For Management 1.2 Elect Director Jane H. Hsiao For For Management 1.3 Elect Director Steven D. Rubin For For Management 1.4 Elect Director Robert S. Fishel For For Management 1.5 Elect Director Richard M. Krasno For For Management 1.6 Elect Director Richard A. Lerner For For Management 1.7 Elect Director John A. Paganelli For Withhold Management 1.8 Elect Director Richard C. Pfenniger, For For Management Jr. 1.9 Elect Director Alice Lin-Tsing Yu For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OPORTUN FINANCIAL CORPORATION Ticker: OPRT Security ID: 68376D104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jo Ann Barefoot For For Management 1b Elect Director David Strohm For Withhold Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- OPTIMIZERX CORP. Ticker: OPRX Security ID: 68401U204 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Febbo For For Management 1.2 Elect Director Gus D. Halas For For Management 1.3 Elect Director Lynn Vos For For Management 1.4 Elect Director James Lang For Withhold Management 1.5 Elect Director Patrick Spangler For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- OPTINOSE, INC. Ticker: OPTN Security ID: 68404V100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua A. Tamaroff For For Management 1.2 Elect Director William F. Doyle For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OPTION CARE HEALTH, INC. Ticker: OPCH Security ID: 68404L201 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Arlotta For For Management 1.2 Elect Director Elizabeth Q. Betten For Withhold Management 1.3 Elect Director David W. Golding For For Management 1.4 Elect Director Harry M. Jansen For For Management Kraemer, Jr. 1.5 Elect Director Alan Nielsen For For Management 1.6 Elect Director R. Carter Pate For For Management 1.7 Elect Director John C. Rademacher For For Management 1.8 Elect Director Nitin Sahney For For Management 1.9 Elect Director Timothy Sullivan For Withhold Management 1.10 Elect Director Mark Vainisi For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OPUS BANK Ticker: OPB Security ID: 684000102 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ORASURE TECHNOLOGIES, INC. Ticker: OSUR Security ID: 68554V108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mara G. Aspinall For For Management 1b Elect Director Ronny B. Lancaster For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ORBCOMM INC. Ticker: ORBC Security ID: 68555P100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc J. Eisenberg For For Management 1.2 Elect Director Timothy Kelleher For For Management 1.3 Elect Director John Major For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORCHID ISLAND CAPITAL, INC. Ticker: ORC Security ID: 68571X103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Cauley For For Management 1.2 Elect Director George H. Haas, IV For For Management 1.3 Elect Director W Coleman Bitting For For Management 1.4 Elect Director Frank P. Filipps For For Management 1.5 Elect Director Paula Morabito For For Management 1.6 Elect Director Ava L. Parker For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Other Business For Against Management -------------------------------------------------------------------------------- ORIGIN BANCORP, INC. Ticker: OBNK Security ID: 68621T102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James D'Agostino, Jr. For For Management 1.2 Elect Director Michael Jones For For Management 1.3 Elect Director Farrell Malone For For Management 1.4 Elect Director F. Ronnie Myrick For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BKD, LLP as Auditors For For Management 5 Declassify the Board of Directors For For Management 6 Provide Directors May Be Removed With For For Management or Without Cause 7 Adopt Majority Voting Standard For For Management 8 Reduce Supermajority Vote Requirement For For Management to Amend Bylaws 9 Amend Charter For For Management -------------------------------------------------------------------------------- ORION ENGINEERED CARBONS SA Ticker: OEC Security ID: L72967109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kerry A. Galvin as Director For For Management 1.2 Elect Paul Huck as Director For For Management 1.3 Elect Mary Lindsey as Director For For Management 1.4 Elect Didier Miraton as Director For For Management 1.5 Elect Yi Hyon Paik as Director For For Management 1.6 Elect Corning F. Painter as Director For For Management 1.7 Elect Dan F. Smith as Director For For Management 1.8 Elect Hans-Dietrich Winkhaus as For For Management Director 1.9 Elect Michel Wurth as Director For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Remuneration of Board of For For Management Directors 5 Approve Annual Accounts For For Management 6 Approve Consolidated Financial For For Management Statements and Statutory Reports 7 Approve Allocation of Income and For For Management Interim Dividends 8 Approve Discharge of Directors For For Management 9 Approve Discharge of Auditors For For Management 10 Appointment of Ernst & Young, For For Management Luxembourg as Auditor 11 Appointment of Ernst & Young GmbH For For Management Wirtschaftsprufungsgesellschaft as Auditor -------------------------------------------------------------------------------- ORITANI FINANCIAL CORP. Ticker: ORIT Security ID: 68633D103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ORMAT TECHNOLOGIES, INC. Ticker: ORA Security ID: 686688102 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ORMAT TECHNOLOGIES, INC. Ticker: ORA Security ID: 686688102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Isaac Angel For For Management 1B Elect Director Ravit Barniv For For Management 1C Elect Director Albertus "Bert" Bruggink For For Management 1D Elect Director Dan Falk For Against Management 1E Elect Director David Granot For For Management 1F Elect Director Stan H. Koyanagi For For Management 1G Elect Director Dafna Sharir For For Management 1H Elect Director Stanley B. Stern For For Management 1I Elect Director Hidetake Takahashi For For Management 1J Elect Director Byron G. Wong For For Management 2 Ratify Kesselman & Kesselman as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORRSTOWN FINANCIAL SERVICES, INC. Ticker: ORRF Security ID: 687380105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cindy J. Joiner For For Management 1.2 Elect Director Eric A. Segal For For Management 1.3 Elect Director Joel R. Zullinger For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- ORTHOFIX MEDICAL INC. Ticker: OFIX Security ID: 68752M108 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason M. Hannon For For Management 1.2 Elect Director James F. Hinrichs For For Management 1.3 Elect Director Alexis V. Lukianov For For Management 1.4 Elect Director Lilly Marks For For Management 1.5 Elect Director Ronald A. Matricaria For For Management 1.6 Elect Director Michael E. Paolucci For For Management 1.7 Elect Director Maria Sainz For For Management 1.8 Elect Director Jon C. Serbousek For For Management 1.9 Elect Director John Sicard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ORTHOPEDIATRICS CORP. Ticker: KIDS Security ID: 68752L100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Pelizzon For Withhold Management 1.2 Elect Director Harald Ruf For For Management 1.3 Elect Director Terry D. Schlotterback For Withhold Management 1.4 Elect Director Kevin L. Unger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OSI SYSTEMS, INC. Ticker: OSIS Security ID: 671044105 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deepak Chopra For For Management 1.2 Elect Director Steven C. Good For For Management 1.3 Elect Director Meyer Luskin For For Management 1.4 Elect Director William F. Ballhaus, Jr. For For Management 1.5 Elect Director James B. Hawkins For For Management 1.6 Elect Director Gerald Chizever For For Management 1.7 Elect Director Kelli Bernard For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OTTER TAIL CORPORATION Ticker: OTTR Security ID: 689648103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Erickson For For Management 1.2 Elect Director Nathan I. Partain For For Management 1.3 Elect Director James B. Stake For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OVERSEAS SHIPHOLDING GROUP, INC. Ticker: OSG Security ID: 69036R863 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rebecca DeLaet For For Management 1.2 Elect Director Joseph I. Kronsberg For For Management 1.3 Elect Director Anja L. Manuel For For Management 1.4 Elect Director Samuel H. Norton For For Management 1.5 Elect Director John P. Reddy For For Management 1.6 Elect Director Julie E. Silcock For For Management 1.7 Elect Director Gary Eugene Taylor For For Management 1.8 Elect Director Ty E. Wallach For For Management 1.9 Elect Director Douglas D. Wheat For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Ticker: OSTK Security ID: 690370101 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Series A-1 Certificate of For For Management Designation 2 Reduce Authorized Series B Preferred For For Management Stock 3 Approve the Alternative Series A-1 For For Management Preferred Proposal 4 Amend Voting Rights of Holders of the For Against Management Series A-1 Preferred Stock 5 Amend Voting Rights of Holders of the For Against Management Series B Preferred Stock -------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Ticker: OSTK Security ID: 690370101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Allison H. Abraham For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- OWENS & MINOR, INC. Ticker: OMI Security ID: 690732102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Beck For For Management 1.2 Elect Director Gwendolyn M. Bingham For For Management 1.3 Elect Director Robert J. Henkel For For Management 1.4 Elect Director Mark F. McGettrick For For Management 1.5 Elect Director Eddie N. Moore, Jr. For For Management 1.6 Elect Director Edward A. Pesicka For For Management 1.7 Elect Director Michael C. Riordan For For Management 1.8 Elect Director Robert C. Sledd For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Ticker: OXM Security ID: 691497309 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis M. Love For For Management 1.2 Elect Director Clyde C. Tuggle For For Management 1.3 Elect Director E. Jenner Wood, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OYSTER POINT PHARMA, INC. Ticker: OYST Security ID: 69242L106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Link For For Management 1.2 Elect Director Mark Murray For Withhold Management 1.3 Elect Director Clare Ozawa For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- P. H. GLATFELTER COMPANY Ticker: GLT Security ID: 377316104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Brown For For Management 1.2 Elect Director Kathleen A. Dahlberg For For Management 1.3 Elect Director Nicholas DeBenedictis For For Management 1.4 Elect Director Kevin M. Fogarty For For Management 1.5 Elect Director Marie T. Gallagher For For Management 1.6 Elect Director J. Robert Hall For For Management 1.7 Elect Director Ronald J. Naples For For Management 1.8 Elect Director Dante C. Parrini For For Management 1.9 Elect Director Lee C. Stewart For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- P.A.M. TRANSPORTATION SERVICES, INC. Ticker: PTSI Security ID: 693149106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Bishop For For Management 1.2 Elect Director Frederick P. Calderone For Withhold Management 1.3 Elect Director Daniel H. Cushman For Withhold Management 1.4 Elect Director W. Scott Davis For For Management 1.5 Elect Director Edwin J. Lukas For Withhold Management 1.6 Elect Director Franklin H. McLarty For For Management 1.7 Elect Director H. Pete Montano For For Management 1.8 Elect Director Matthew J. Moroun For Withhold Management 1.9 Elect Director Matthew T. Moroun For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Supermajority Vote Requirement For For Management for Removal of Directors 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Ticker: PACB Security ID: 69404D108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christian O. Henry For For Management 1.2 Elect Director John F. Milligan For For Management 1.3 Elect Director Lucy Shapiro For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PACIFIC DRILLING SA Ticker: PACD Security ID: L7257P205 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Directors For For Management 5 Approve Resignations of Daniel Han and For For Management Edward H. Burdick as Directors 6 Approve Confirmation to Appoint Bouk For For Management van Geloven as Class B Director 7 Approve Remuneration of Class A For For Management Directors 8.1 Reelect W. Matt Ralls as Director For Against Management 8.2 Reelect Bouk van Geloven as Director For For Management 8.3 Reelect Donald Platner as Director For For Management 8.4 Reelect Kiran Ramineni as Director For For Management 8.5 Reelect John V. Simon as Director For For Management 8.6 Reelect David N. Weinstein as Director For For Management 8.7 Reelect Bernie G. Wolford Jr. as For For Management Director 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Advisory Vote on Say on Pay Frequency One Year One Year Management 11 Renew Appointment of KPMG LLP and KPMG For For Management Luxembourg as Auditor -------------------------------------------------------------------------------- PACIFIC MERCANTILE BANCORP Ticker: PMBC Security ID: 694552100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James F. Deutsch For For Management 1.2 Elect Director Brad R. Dinsmore For For Management 1.3 Elect Director Manish Dutta For For Management 1.4 Elect Director Shannon F. Eusey For For Management 1.5 Elect Director Michael P. Hoopis For For Management 1.6 Elect Director Denis P. Kalscheur For For Management 1.7 Elect Director Michele S. Miyakawa For For Management 1.8 Elect Director David J. Munio For For Management 1.9 Elect Director Stephen P. Yost For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Ticker: PPBI Security ID: 69478X105 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Ticker: PPBI Security ID: 69478X105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Carona For For Management 1b Elect Director Ayad A. Fargo For For Management 1c Elect Director Steven R. Gardner For For Management 1d Elect Director Joseph L. Garrett For For Management 1e Elect Director Jeff C. Jones For For Management 1f Elect Director M. Christian Mitchell For For Management 1g Elect Director Michael J. Morris For For Management 1h Elect Director Barbara S. Polsky For For Management 1i Elect Director Zareh H. Sarrafian For For Management 1j Elect Director Jaynie M. Studenmund For For Management 1k Elect Director Cora M. Tellez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- PACIRA BIOSCIENCES, INC. Ticker: PCRX Security ID: 695127100 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Christie For For Management 1.2 Elect Director Yvonne Greenstreet For For Management 1.3 Elect Director Gary Pace For For Management 1.4 Elect Director David Stack For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PALOMAR HOLDINGS, INC. Ticker: PLMR Security ID: 69753M105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Dowdell For Withhold Management 1.2 Elect Director Daryl Bradley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PANHANDLE OIL AND GAS INC. Ticker: PHX Security ID: 698477106 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark T. Behrman For For Management 1.2 Elect Director Chad L. Stephens For For Management 2 Amend Restricted Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Amend Certificate of Incorporation to For For Management Authorize the Board to Classify Unissued Shares, Reclassify Previously Classified but Unissued Shares of Class or Series, and Issue Blank Check Preferred Stock -------------------------------------------------------------------------------- PAPA JOHN'S INTERNATIONAL, INC. Ticker: PZZA Security ID: 698813102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher L. Coleman For For Management 1b Elect Director Michael R. Dubin For For Management 1c Elect Director Olivia F. Kirtley For For Management 1d Elect Director Laurette T. Koellner For For Management 1e Elect Director Robert M. Lynch For For Management 1f Elect Director Jocelyn C. Mangan For For Management 1g Elect Director Sonya E. Medina For For Management 1h Elect Director Shaquille R. O'Neal For For Management 1i Elect Director Anthony M. Sanfilippo For For Management 1j Elect Director Jeffrey C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAR PACIFIC HOLDINGS, INC. Ticker: PARR Security ID: 69888T207 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Silberman For For Management 1.2 Elect Director Melvyn Klein For For Management 1.3 Elect Director Curtis Anastasio For For Management 1.4 Elect Director Timothy Clossey For For Management 1.5 Elect Director L. Melvin Cooper For For Management 1.6 Elect Director Walter Dods For For Management 1.7 Elect Director Katherine Hatcher For For Management 1.8 Elect Director Joseph Israel For For Management 1.9 Elect Director William Monteleone For For Management 1.10 Elect Director William C. Pate For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- PAR TECHNOLOGY CORPORATION Ticker: PAR Security ID: 698884103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Savneet Singh For For Management 1b Elect Director Douglas G. Rauch For For Management 1c Elect Director Cynthia A. Russo For For Management 1d Elect Director John W. Sammon For For Management 1e Elect Director James C. Stoffel For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PARATEK PHARMACEUTICALS, INC. Ticker: PRTK Security ID: 699374302 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Bigham For For Management 1.2 Elect Director Robert S. Radie For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP Auditor For For Management -------------------------------------------------------------------------------- PARK ELECTROCHEMICAL CORP. Ticker: PKE Security ID: 700416209 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dale E. Blanchfield For For Management 1b Elect Director Emily J. Groehl For For Management 1c Elect Director Brian E. Shore For For Management 1d Elect Director Carl W. Smith For For Management 1e Elect Director Steven T. Warshaw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Change Company Name to Park Aerospace For For Management Corp. 4 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- PARK NATIONAL CORPORATION Ticker: PRK Security ID: 700658107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Daniel DeLawder For For Management 1b Elect Director Alicia J. Hupp For For Management 1c Elect Director Matthew R. Miller For For Management 1d Elect Director Robert E. O'Neill For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PARK-OHIO HOLDINGS CORP. Ticker: PKOH Security ID: 700666100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick V. Auletta For For Management 1.2 Elect Director Howard W. Hanna, IV For For Management 1.3 Elect Director Dan T. Moore, III For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARKE BANCORP, INC. Ticker: PKBK Security ID: 700885106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Celestino R. ("Chuck") For For Management Pennoni 1.2 Elect Director Vito S. Pantilione For For Management 1.3 Elect Director Edward Infantolino For For Management 1.4 Elect Director Elizabeth A. Milavsky For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- PARKER DRILLING COMPANY Ticker: PKD Security ID: 701081507 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For Against Management 2 Approve Forward Stock Split For Against Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- PARSONS CORPORATION Ticker: PSN Security ID: 70202L102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Letitia A. Long For For Management 1.2 Elect Director James F. McGovern For Withhold Management 1.3 Elect Director Harry T. McMahon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PATRICK INDUSTRIES, INC. Ticker: PATK Security ID: 703343103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Cerulli For For Management 1.2 Elect Director Todd M. Cleveland For For Management 1.3 Elect Director John A. Forbes For For Management 1.4 Elect Director Michael A. Kitson For For Management 1.5 Elect Director Pamela R. Klyn For For Management 1.6 Elect Director Derrick B. Mayes For For Management 1.7 Elect Director Andy L. Nemeth For For Management 1.8 Elect Director Denis G. Suggs For For Management 1.9 Elect Director M. Scott Welch For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PATTERN ENERGY GROUP INC. Ticker: PEGI Security ID: 70338P100 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For Against Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. Ticker: PDCO Security ID: 703395103 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Buck For For Management 1b Elect Director Alex N. Blanco For For Management 1c Elect Director Jody H. Feragen For For Management 1d Elect Director Robert C. Frenzel For For Management 1e Elect Director Francis J. Malecha For For Management 1f Elect Director Ellen A. Rudnick For For Management 1g Elect Director Neil A. Schrimsher For For Management 1h Elect Director Mark S. Walchirk For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PC CONNECTION, INC. Ticker: CNXN Security ID: 69318J100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia Gallup For Withhold Management 1.2 Elect Director David Hall For Withhold Management 1.3 Elect Director David Beffa-Negrini For For Management 1.4 Elect Director Barbara Duckett For For Management 1.5 Elect Director Jack Ferguson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PCB BANCORP Ticker: PCB Security ID: 69320M109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kijun Ahn For For Management 1.2 Elect Director Daniel Cho For For Management 1.3 Elect Director Haeyoung Cho For For Management 1.4 Elect Director Sarah Jun For For Management 1.5 Elect Director Henry Kim For For Management 1.6 Elect Director Sang Young Lee For For Management 1.7 Elect Director Hong Kyun 'Daniel' Park For For Management 1.8 Elect Director Don Rhee For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PCM, INC. Ticker: PCMI Security ID: 69323K100 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PCSB FINANCIAL CORPORATION Ticker: PCSB Security ID: 69324R104 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph D. Roberto For For Management 1.2 Elect Director William V. Cuddy, Jr. For Withhold Management 1.3 Elect Director Kevin B. Dwyer For Withhold Management 1.4 Elect Director Willard I. Hill, Jr. For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Barton R. Brookman For For Management 2b Elect Director Anthony J. Crisafio For For Management 2c Elect Director Mark E. Ellis For For Management 2d Elect Director Christina M. Ibrahim For For Management 2e Elect Director Paul J. Korus For For Management 2f Elect Director Randy S. Nickerson For For Management 2g Elect Director David C. Parke For For Management 2h Elect Director Lynn A. Peterson For For Management 3a Elect Director David C. Parke For For Management 3b Elect Director Lynn A. Peterson For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PDF SOLUTIONS, INC. Ticker: PDFS Security ID: 693282105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph R. Bronson For For Management 1.2 Elect Director Marco Iansiti For For Management 2 Ratify BPM LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Amend Qualified Employee Stock For Against Management Purchase Plan 5 Amend the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PDVWIRELESS, INC. Ticker: ATEX Security ID: 69290R104 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian D. McAuley For Against Management 1.2 Elect Director Morgan E. O'Brien For For Management 1.3 Elect Director T. Clark Akers For For Management 1.4 Elect Director Rachelle B. Chong For For Management 1.5 Elect Director Greg W. Cominos For For Management 1.6 Elect Director Gregory A. Haller For For Management 1.7 Elect Director Mark J. Hennessy For For Management 1.8 Elect Director Singleton B. McAllister For For Management 1.9 Elect Director Paul Saleh For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Change Company Name to Anterix Inc. For For Management -------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION Ticker: BTU Security ID: 704551100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bob Malone For For Management 1b Elect Director Samantha B. Algaze For For Management 1c Elect Director Andrea E. Bertone For For Management 1d Elect Director Nicholas J. Chirekos For For Management 1e Elect Director Stephen E. Gorman For For Management 1f Elect Director Glenn L. Kellow For For Management 1g Elect Director Joe W. Laymon For For Management 1h Elect Director Teresa S. Madden For For Management 1i Elect Director David J. Miller For For Management 1j Elect Director Kenneth W. Moore For For Management 1k Elect Director Michael W. Sutherlin For For Management 1l Elect Director Darren R. Yeates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PEAPACK-GLADSTONE FINANCIAL CORPORATION Ticker: PGC Security ID: 704699107 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carmen M. Bowser For For Management 1.2 Elect Director Susan A. Cole For For Management 1.3 Elect Director Anthony J. Consi, II For For Management 1.4 Elect Director Richard Daingerfield For For Management 1.5 Elect Director Edward A. Gramigna, Jr. For For Management 1.6 Elect Director Peter D. Horst For For Management 1.7 Elect Director Steven A. Kass For For Management 1.8 Elect Director Douglas L. Kennedy For For Management 1.9 Elect Director F. Duffield Meyercord For For Management 1.10 Elect Director Patrick J. Mullen For For Management 1.11 Elect Director Philip W. Smith, III For For Management 1.12 Elect Director Tony Spinelli For For Management 1.13 Elect Director Beth Welsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST Ticker: PEB Security ID: 70509V100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Bortz For For Management 1b Elect Director Cydney C. Donnell For For Management 1c Elect Director Ron E. Jackson For For Management 1d Elect Director Phillip M. Miller For For Management 1e Elect Director Michael J. Schall For For Management 1f Elect Director Bonny W. Simi For For Management 1g Elect Director Earl E. Webb For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane Scaccetti For For Management 1.2 Elect Director Jay A. Snowden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION Ticker: PVAC Security ID: 70788V102 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Brooks For For Management 1.2 Elect Director Darin G. Holderness For Withhold Management 1.3 Elect Director V. Frank Pottow For For Management 1.4 Elect Director Jerry R. Schuyler For For Management 1.5 Elect Director Brian Steck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION Ticker: PVAC Security ID: 70788V102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Brooks For For Management 1b Elect Director Tiffany Thom Cepak For For Management 1c Elect Director Darin G. Holderness For For Management 1d Elect Director Brian Steck For For Management 1e Elect Director Jeffrey E. Wojahn For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- PENNS WOODS BANCORP, INC. Ticker: PWOD Security ID: 708430103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Furey, II For For Management 1.2 Elect Director Richard A. Grafmyre For For Management 1.3 Elect Director D. Michael Hawbaker For Withhold Management 1.4 Elect Director Brian L. Knepp For For Management 1.5 Elect Director Robert Q. Miller For For Management 1.6 Elect Director John G. Nackley For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Approve Outside Director Stock Awards For For Management in Lieu of Cash 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Ratify S.R. Snodgrass, P.C. as Auditors For For Management -------------------------------------------------------------------------------- PENNSYLVANIA REAL ESTATE INVESTMENT TRUST Ticker: PEI Security ID: 709102107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Alburger, Jr. For For Management 1.2 Elect Director Joseph F. Coradino For For Management 1.3 Elect Director Michael J. DeMarco For For Management 1.4 Elect Director JoAnne A. Epps For For Management 1.5 Elect Director Mark E. Pasquerilla For For Management 1.6 Elect Director Charles P. Pizzi For For Management 1.7 Elect Director John J. Roberts For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932M107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stanford L. Kurland For For Management 1b Elect Director David A. Spector For For Management 1c Elect Director Anne D. McCallion For For Management 1d Elect Director Matthew Botein For For Management 1e Elect Director James K. Hunt For For Management 1f Elect Director Patrick Kinsella For For Management 1g Elect Director Joseph Mazzella For For Management 1h Elect Director Farhad Nanji For For Management 1i Elect Director Jeffrey A. Perlowitz For For Management 1j Elect Director Theodore W. Tozer For For Management 1k Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENNYMAC MORTGAGE INVESTMENT TRUST Ticker: PMT Security ID: 70931T103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Preston DuFauchard For For Management 1b Elect Director Nancy McAllister For For Management 1c Elect Director Stacey D. Stewart For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEOPLE'S UTAH BANCORP Ticker: PUB Security ID: 712706209 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David G. Anderson For For Management 1.2 Elect Director Deborah S. Bayle For For Management 1.3 Elect Director Jonathan B. Gunther For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Amend Articles of Incorporation: For For Management Change Company name to AltabancorpTM, Declassify Board of Directors and Eliminate References to Non-Voting Stock 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PEOPLES BANCORP INC. Ticker: PEBO Security ID: 709789101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tara M. Abraham For For Management 1.2 Elect Director S. Craig Beam For For Management 1.3 Elect Director George W. Broughton For For Management 1.4 Elect Director David F. Dierker For For Management 1.5 Elect Director James S. Huggins For For Management 1.6 Elect Director Brooke W. James For For Management 1.7 Elect Director David L. Mead For For Management 1.8 Elect Director Susan D. Rector For For Management 1.9 Elect Director Charles W. Sulerzyski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PEOPLES BANCORP OF NORTH CAROLINA, INC. Ticker: PEBK Security ID: 710577107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Abernethy For For Management 1.2 Elect Director Robert C. Abernethy For For Management 1.3 Elect Director Douglas S. Howard For For Management 1.4 Elect Director John W. Lineberger, Jr. For For Management 1.5 Elect Director Gary E. Matthews For For Management 1.6 Elect Director Billy L. Price, Jr. For For Management 1.7 Elect Director Larry E. Robinson For For Management 1.8 Elect Director William Gregory Terry For For Management 1.9 Elect Director Dan Ray Timmerman, Sr. For For Management 1.10 Elect Director Benjamin I. Zachary For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Elliott Davis, PLLC as Auditors For For Management -------------------------------------------------------------------------------- PEOPLES FINANCIAL SERVICES CORP. Ticker: PFIS Security ID: 711040105 Meeting Date: MAY 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sandra L. Bodnyk For For Management 1.2 Elect Director Ronald G. Kukuchka For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditor -------------------------------------------------------------------------------- PERDOCEO EDUCATION CORPORATION Ticker: PRDO Security ID: 71363P106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis H. Chookaszian For For Management 1b Elect Director Kenda B. Gonzales For For Management 1c Elect Director Patrick W. Gross For For Management 1d Elect Director William D. Hansen For For Management 1e Elect Director Gregory L. Jackson For For Management 1f Elect Director Thomas B. Lally For For Management 1g Elect Director Todd S. Nelson For For Management 1h Elect Director Leslie T. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- PERFICIENT, INC. Ticker: PRFT Security ID: 71375U101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey S. Davis For For Management 1b Elect Director Ralph C. Derrickson For For Management 1c Elect Director James R. Kackley For For Management 1d Elect Director David S. Lundeen For For Management 1e Elect Director Brian L. Matthews For Against Management 1f Elect Director Gary M. Wimberly For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PERFORMANCE FOOD GROUP COMPANY Ticker: PFGC Security ID: 71377A103 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Holm For For Management 1b Elect Director Arthur B. Winkleblack - None None Management Withdrawn 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement for Amending Government Documents and Removing Directors 7 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- PERSONALIS, INC. Ticker: PSNL Security ID: 71535D106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick Balthrop For Withhold Management 1.2 Elect Director Kenneth Ludlum For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PERSPECTA INC. Ticker: PRSP Security ID: 715347100 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanju K. Bansal For For Management 1b Elect Director Sondra L. Barbour For For Management 1c Elect Director John M. Curtis For For Management 1d Elect Director Lisa S. Disbrow For For Management 1e Elect Director Glenn A. Eisenberg For For Management 1f Elect Director Pamela O. Kimmet For For Management 1g Elect Director J. Michael Lawrie For For Management 1h Elect Director Ramzi M. Musallam For For Management 1i Elect Director Philip O. Nolan For For Management 1j Elect Director Michael E. Ventling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PETIQ, INC. Ticker: PETQ Security ID: 71639T106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director McCord Christensen For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PETMED EXPRESS, INC. Ticker: PETS Security ID: 716382106 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Menderes Akdag For For Management 1.2 Elect Director Leslie C.G. Campbell For For Management 1.3 Elect Director Frank J. Formica For For Management 1.4 Elect Director Gian M. Fulgoni For For Management 1.5 Elect Director Ronald J. Korn For For Management 1.6 Elect Director Robert C. Schweitzer For For Management 2 Amend Bylaws For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify RSM US LLP as Auditors For For Management 5 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- PFENEX INC. Ticker: PFNX Security ID: 717071104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason Grenfell-Gardner For Withhold Management 1.2 Elect Director Evert B. Schimmelpennink For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PGT INNOVATIONS, INC. Ticker: PGTI Security ID: 69336V101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett N. Milgrim For For Management 1.2 Elect Director Richard D. Feintuch For For Management 1.3 Elect Director Jeffrey T. Jackson For For Management 1.4 Elect Director Frances Powell Hawes For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PHASEBIO PHARMACEUTICALS, INC. Ticker: PHAS Security ID: 717224109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan P. Mow For For Management 1.2 Elect Director Clay B. Thorp For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PHATHOM PHARMACEUTICALS, INC. Ticker: PHAT Security ID: 71722W107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrie Curran For For Management 1b Elect Director Mark Stenhouse For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PHIBRO ANIMAL HEALTH CORPORATION Ticker: PAHC Security ID: 71742Q106 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack C. Bendheim For Withhold Management 1.2 Elect Director E. Thomas Corcoran For Withhold Management 1.3 Elect Director George Gunn For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PHOTRONICS, INC. Ticker: PLAB Security ID: 719405102 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter M. Fiederowicz For For Management 1.2 Elect Director Peter S. Kirlin For For Management 1.3 Elect Director Constantine S. For For Management Macricostas 1.4 Elect Director George Macricostas For For Management 1.5 Elect Director Mary Paladino For For Management 1.6 Elect Director Mitchell G. Tyson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve NOL Rights Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PHYSICIANS REALTY TRUST Ticker: DOC Security ID: 71943U104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Thomas For For Management 1.2 Elect Director Tommy G. Thompson For For Management 1.3 Elect Director Stanton D. Anderson For For Management 1.4 Elect Director Mark A. Baumgartner For For Management 1.5 Elect Director Albert C. Black, Jr. For For Management 1.6 Elect Director William A. Ebinger For For Management 1.7 Elect Director Pamela J. Kessler For For Management 1.8 Elect Director Richard A. Weiss For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PICO HOLDINGS, INC. Ticker: PICO Security ID: 693366205 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Bylinsky For For Management 1b Elect Director Dorothy A. Timian-Palmer For For Management 1c Elect Director Eric H. Speron For For Management 1d Elect Director Maxim C.W. Webb For For Management 1e Elect Director Nicole L. Weymouth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank C. McDowell For For Management 1.2 Elect Director Kelly H. Barrett For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Glenn G. Cohen For For Management 1.5 Elect Director Barbara B. Lang For For Management 1.6 Elect Director C. Brent Smith For For Management 1.7 Elect Director Jeffrey L. Swope For For Management 1.8 Elect Director Dale H. Taysom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIERIS PHARMACEUTICALS, INC. Ticker: PIRS Security ID: 720795103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Geraghty For Withhold Management 1.2 Elect Director Ann Barbier For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PIERIS PHARMACEUTICALS, INC. Ticker: PIRS Security ID: 720795103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen S. Yoder For Withhold Management 1.2 Elect Director Michael Richman For Withhold Management 1.3 Elect Director Matthew L. Sherman For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PING IDENTITY HOLDING CORP. Ticker: PING Security ID: 72341T103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Breach For Withhold Management 1.2 Elect Director Michael Fosnaugh For Withhold Management 1.3 Elect Director Brian N. Sheth For Withhold Management 2 Advisory Vote to Retain Classified For Against Management Board Structure 3 Advisory Vote to Retain Supermajority For Against Management Vote Requirement for Amendments to Certificate of Incorporation and Bylaws 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PIONEER BANCORP, INC. Ticker: PBFS Security ID: 723561106 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eileen C. Bagnoli For Withhold Management 1.2 Elect Director Madeline D. Taylor For Withhold Management 2 Ratify Bonadio & Co., LLP as Auditors For For Management -------------------------------------------------------------------------------- PIPER SANDLER COMPANIES Ticker: PIPR Security ID: 724078100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Chad R. Abraham For For Management 1b Elect Director Jonathan J. Doyle For For Management 1c Elect Director William R. Fitzgerald For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Addison L. Piper For For Management 1f Elect Director Debbra L. Schoneman For For Management 1g Elect Director Thomas S. Schreier For For Management 1h Elect Director Sherry M. Smith For For Management 1i Elect Director Philip E. Soran For For Management 1j Elect Director Scott C. Taylor For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PITNEY BOWES, INC. Ticker: PBI Security ID: 724479100 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne M. Busquet For For Management 1b Elect Director Robert M. ("Bob") For For Management Dutkowsky 1c Elect Director Anne Sutherland Fuchs For For Management 1d Elect Director Mary J. Steele Guilfoile For For Management 1e Elect Director S. Douglas Hutcheson For For Management 1f Elect Director Marc B. Lautenbach For For Management 1g Elect Director Michael I. Roth For For Management 1h Elect Director Linda S. Sanford For For Management 1i Elect Director David L. Shedlarz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PJT PARTNERS INC. Ticker: PJT Security ID: 69343T107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis S. Hersch For For Management 1b Elect Director Thomas M. Ryan For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PLAYAGS, INC. Ticker: AGS Security ID: 72814N104 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Adam Chibib For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PLEXUS CORP. Ticker: PLXS Security ID: 729132100 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralf R. Boer For For Management 1.2 Elect Director Stephen P. Cortinovis For For Management 1.3 Elect Director David J. Drury For For Management 1.4 Elect Director Joann M. Eisenhart For For Management 1.5 Elect Director Dean A. Foate For For Management 1.6 Elect Director Rainer Jueckstock For For Management 1.7 Elect Director Peter Kelly For For Management 1.8 Elect Director Todd P. Kelsey For For Management 1.9 Elect Director Karen M. Rapp For For Management 1.10 Elect Director Paul A. Rooke For For Management 1.11 Elect Director Michael V. Schrock For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLUG POWER INC. Ticker: PLUG Security ID: 72919P202 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lucas P. Schneider For For Management 1.2 Elect Director Jonathan Silver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PNM RESOURCES, INC. Ticker: PNM Security ID: 69349H107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vicky A. Bailey For For Management 1b Elect Director Norman P. Becker For For Management 1c Elect Director Patricia K. Collawn For For Management 1d Elect Director E. Renae Conley For For Management 1e Elect Director Alan J. Fohrer For For Management 1f Elect Director Sidney M. Gutierrez For For Management 1g Elect Director James A. Hughes For For Management 1h Elect Director Maureen T. Mullarkey For For Management 1i Elect Director Donald K. Schwanz For For Management 1j Elect Director Bruce W. Wilkinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Report on Coal Combustion Against Against Shareholder Residual Matters at San Juan Generating Station -------------------------------------------------------------------------------- POLARITYTE, INC. Ticker: PTE Security ID: 731094108 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Willie C. Bogan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify EisnerAmper LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For Against Management 5 Other Business For Against Management -------------------------------------------------------------------------------- POLYONE CORPORATION Ticker: POL Security ID: 73179P106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Abernathy For For Management 1.2 Elect Director Richard H. Fearon For For Management 1.3 Elect Director Gregory J. Goff For For Management 1.4 Elect Director William R. Jellison For For Management 1.5 Elect Director Sandra Beach Lin For For Management 1.6 Elect Director Kim Ann Mink For For Management 1.7 Elect Director Robert M. Patterson For For Management 1.8 Elect Director Kerry J. Preete For For Management 1.9 Elect Director Patricia Verduin For For Management 1.10 Elect Director William A. Wulfsohn For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director Kirby A. Dyess For For Management 1e Elect Director Mark B. Ganz For For Management 1f Elect Director Marie Oh Huber For For Management 1g Elect Director Kathryn J. Jackson For For Management 1h Elect Director Michael H. Millegan For For Management 1i Elect Director Neil J. Nelson For For Management 1j Elect Director M. Lee Pelton For For Management 1k Elect Director Maria M. Pope For For Management 1l Elect Director Charles W. Shivery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PORTOLA PHARMACEUTICALS, INC. Ticker: PTLA Security ID: 737010108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey W. Bird For For Management 1.2 Elect Director John H. Johnson For For Management 1.3 Elect Director H. Ward Wolff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- POTBELLY CORPORATION Ticker: PBPB Security ID: 73754Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adrian Butler For For Management 1.2 Elect Director Joseph Boehm For For Management 1.3 Elect Director Susan Chapman-Hughes None None Management *Withdrawn Resolution* 1.4 Elect Director Dan Ginsberg *Withdrawn None None Management Resolution* 1.5 Elect Director Marla Gottschalk For For Management 1.6 Elect Director David Head For For Management 1.7 Elect Director Alan Johnson For For Management 1.8 Elect Director David Near For For Management 1.9 Elect Director Benjamin Rosenzweig For For Management 1.10 Elect Director Todd Smith For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- POTLATCHDELTIC CORPORATION Ticker: PCH Security ID: 737630103 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda M. Breard For For Management 1b Elect Director Lawrence S. Peiros For For Management 1c Elect Director Eric J. Cremers For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POWELL INDUSTRIES, INC. Ticker: POWL Security ID: 739128106 Meeting Date: FEB 19, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher E. Cragg For For Management 1.2 Elect Director Perry L. Elders For For Management 1.3 Elect Director Katheryn B. Curtis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Ticker: POWI Security ID: 739276103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Arienzo For For Management 1.2 Elect Director Balu Balakrishnan For For Management 1.3 Elect Director Nicholas E. Brathwaite For For Management 1.4 Elect Director Anita Ganti For For Management 1.5 Elect Director William L. George For For Management 1.6 Elect Director Balakrishnan S. Iyer For For Management 1.7 Elect Director Necip Sayiner For For Management 1.8 Elect Director Steven J. Sharp For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PQ GROUP HOLDINGS INC. Ticker: PQG Security ID: 73943T103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director Andrew Currie For For Management 1.3 Elect Director Timothy Walsh For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PRA GROUP, INC. Ticker: PRAA Security ID: 69354N106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Danielle M. Brown For For Management 2.2 Elect Director Marjorie M. Connelly For For Management 2.3 Elect Director James A. Nussle For For Management 2.4 Elect Director Scott M. Tabakin For For Management 3 Amend Certificate of Incorporation to For For Management Remove Certain Director Nomination Provisions 4 Ratify KPMG LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRECIGEN, INC. Ticker: PGEN Security ID: 74017N105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randal J. Kirk For For Management 1b Elect Director Cesar L. Alvarez For Against Management 1c Elect Director Steven R. Frank For For Management 1d Elect Director Vinita D. Gupta For For Management 1e Elect Director Fred Hassan For For Management 1f Elect Director Jeffrey B. Kindler For For Management 1g Elect Director Dean J. Mitchell For For Management 1h Elect Director Helen Sabzevari For For Management 1i Elect Director Robert B. Shapiro For For Management 1j Elect Director James S. Turley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PRECISION BIOSCIENCES, INC. Ticker: DTIL Security ID: 74019P108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Geno Germano For For Management 2 Elect Director Matthew Kane For Withhold Management 3 Elect Director Raymond Schinazi For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PREFERRED APARTMENT COMMUNITIES, INC. Ticker: APTS Security ID: 74039L103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Bartkowski For For Management 1.2 Elect Director John A. Cannon For For Management 1.3 Elect Director Gary B. Coursey For For Management 1.4 Elect Director Daniel M. DuPree For For Management 1.5 Elect Director Sara J. Finley For For Management 1.6 Elect Director Howard A. McLure For For Management 1.7 Elect Director Joel T. Murphy For For Management 1.8 Elect Director Timothy A. Peterson For For Management 2 Amend Charter to Allow Shareholders to For For Management Amend Bylaws 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PREFERRED BANK Ticker: PFBC Security ID: 740367404 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Li Yu For For Management 1.2 Elect Director Clark Hsu For For Management 1.3 Elect Director Kathleen Shane For For Management 1.4 Elect Director J. Richard Belliston For For Management 1.5 Elect Director Gary S. Nunnelly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PREFORMED LINE PRODUCTS COMPANY Ticker: PLPC Security ID: 740444104 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn E. Corlett For For Management 1.2 Elect Director Michael E. Gibbons For For Management 1.3 Elect Director R. Steven Kestner For Withhold Management 1.4 Elect Director J. Ryan Ruhlman For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PREMIER FINANCIAL BANCORP, INC. Ticker: PFBI Security ID: 74050M105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toney K. Adkins For For Management 1.2 Elect Director Philip E. Cline For For Management 1.3 Elect Director Harry M. Hatfield For For Management 1.4 Elect Director Lloyd G. Jackson, II For For Management 1.5 Elect Director Keith F. Molihan For For Management 1.6 Elect Director Marshall T. Reynolds For For Management 1.7 Elect Director Neal W. Scaggs For For Management 1.8 Elect Director Robert W. Walker For For Management 1.9 Elect Director Thomas W. Wright For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRESIDIO, INC. Ticker: PSDO Security ID: 74102M103 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PRESTIGE CONSUMER HEALTHCARE INC. Ticker: PBH Security ID: 74112D101 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUN 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald M. Lombardi For For Management 1.2 Elect Director John E. Byom For For Management 1.3 Elect Director Gary E. Costley For For Management 1.4 Elect Director Sheila A. Hopkins For For Management 1.5 Elect Director James M. Jenness For For Management 1.6 Elect Director Natale S. Ricciardi For For Management 1.7 Elect Director Christopher J. Coughlin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PREVAIL THERAPEUTICS INC. Ticker: PRVL Security ID: 74140Y101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Asa Abeliovich For Withhold Management 1.2 Elect Director Carl Gordon For Withhold Management 1.3 Elect Director Morgan Sheng For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PRICESMART, INC. Ticker: PSMT Security ID: 741511109 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry S. Bahrambeygui For For Management 1.2 Elect Director Jeffrey Fisher For For Management 1.3 Elect Director Gordon H. Hanson For For Management 1.4 Elect Director Beatriz V. Infante For For Management 1.5 Elect Director Leon C. Janks For For Management 1.6 Elect Director Mitchell G. Lynn For For Management 1.7 Elect Director Gary Malino For For Management 1.8 Elect Director Robert E. Price For For Management 1.9 Elect Director Edgar Zurcher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PRIMORIS SERVICES CORPORATION Ticker: PRIM Security ID: 74164F103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Cook For For Management 1.2 Elect Director David L. King For For Management 1.3 Elect Director Carla S. Mashinski For For Management 1.4 Elect Director Thomas E. McCormick For For Management 1.5 Elect Director John P. Schauerman For For Management 1.6 Elect Director Robert A. Tinstman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- PRINCIPIA BIOPHARMA INC. Ticker: PRNB Security ID: 74257L108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan Becker For For Management 1.2 Elect Director Patrick Machado For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PROASSURANCE CORPORATION Ticker: PRA Security ID: 74267C106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.2 Elect Director Robert E. Flowers For For Management 1.3 Elect Director Edward L. Rand, Jr. For For Management 1.4 Elect Director Katisha T. Vance For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROGENICS PHARMACEUTICALS, INC. Ticker: PGNX Security ID: 743187106 Meeting Date: JUL 11, 2019 Meeting Type: Proxy Contest Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1a Elect Director Peter J. Crowley For For Management 1b Elect Director Mark R. Baker For For Management 1c Elect Director Bradley L. Campbell For For Management 1d Elect Director Karen J. Ferrante For For Management 1e Elect Director Michael D. Kishbauch For For Management 1f Elect Director David A. Scheinberg For For Management 1g Elect Director Nicole S. Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Green Proxy Card) None FOR is Not a Valid Vote Option for None Items 1.1 to 1.3 1.1 Management Nominee Peter J. Crowley Against Did Not Vote Shareholder 1.2 Management Nominee Michael D. Kishbauch Against Did Not Vote Shareholder 1.3 Management Nominee Mark R. Baker None Did Not Vote Shareholder 1.4 Management Nominee Bradley L. Campbell None Did Not Vote Shareholder 1.5 Management Nominee Karen J. Ferrante None Did Not Vote Shareholder 1.6 Management Nominee David A. Scheinberg None Did Not Vote Shareholder 1.7 Management Nominee Nicole S. Williams None Did Not Vote Shareholder 2 Ratify Ernst & Young LLP as Auditors None Did Not Vote Management 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROGENICS PHARMACEUTICALS, INC. Ticker: PGNX Security ID: 743187106 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION Ticker: PRGS Security ID: 743312100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Dacier For For Management 1.2 Elect Director John R. Egan For For Management 1.3 Elect Director Rainer Gawlick For For Management 1.4 Elect Director Yogesh Gupta For For Management 1.5 Elect Director Charles F. Kane For For Management 1.6 Elect Director Samskriti (Sam) Y. King For For Management 1.7 Elect Director David A. Krall For For Management 1.8 Elect Director Angela T. Tucci For For Management 1.9 Elect Director Vivian Vitale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROGYNY, INC. Ticker: PGNY Security ID: 74340E103 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl Scott For For Management 1.2 Elect Director Kevin Gordon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PROS HOLDINGS, INC. Ticker: PRO Security ID: 74346Y103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg B. Petersen For For Management 1.2 Elect Director Timothy V. Williams For For Management 1.3 Elect Director Mariette M. Woestemeyer For For Management 1.4 Elect Director Carlos Dominguez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PROSIGHT GLOBAL, INC. Ticker: PROS Security ID: 74349J103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Carlsen For For Management 1.2 Elect Director Lawrence Hannon For For Management 1.3 Elect Director Anthony Arnold For Withhold Management 1.4 Elect Director Clement S. Dwyer, Jr. For For Management 1.5 Elect Director Magnus Helgason For For Management 1.6 Elect Director Sheila Hooda For For Management 1.7 Elect Director Eric W. Leathers For For Management 1.8 Elect Director Richard P. Schifter For Withhold Management 1.9 Elect Director Bruce W. Schnitzer For For Management 1.10 Elect Director Otha T. Spriggs, III For For Management 1.11 Elect Director Anne G. Waleski For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PROTAGONIST THERAPEUTICS, INC. Ticker: PTGX Security ID: 74366E102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dinesh V. Patel For For Management 1.2 Elect Director Sarah Noonberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PROTHENA CORPORATION PLC Ticker: PRTA Security ID: G72800108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paula K. Cobb For For Management 1b Elect Director Lars G. Ekman For For Management 1c Elect Director Gene G. Kinney For For Management 1d Elect Director Oleg Nodelman For For Management 1e Elect Director Dennis J. Selkoe For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Stock Option Exchange Program For Against Management 6 Approve Reduction in Capital and For For Management Creation of Distributable Reserves -------------------------------------------------------------------------------- PROTO LABS, INC. Ticker: PRLB Security ID: 743713109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Victoria M. Holt For For Management 1b Elect Director Archie C. Black For For Management 1c Elect Director Sujeet Chand For For Management 1d Elect Director Moonhie Chin For For Management 1e Elect Director Rainer Gawlick For For Management 1f Elect Director John B. Goodman For For Management 1g Elect Director Donald G. Krantz For For Management 1h Elect Director Sven A. Wehrwein For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Ticker: PFS Security ID: 74386T105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Adamo For For Management 1.2 Elect Director Laura L. Brooks For For Management 1.3 Elect Director Terence Gallagher For For Management 1.4 Elect Director Carlos Hernandez For For Management 1.5 Elect Director Ursuline F. Foley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PRUDENTIAL BANCORP, INC. Ticker: PBIP Security ID: 74431A101 Meeting Date: FEB 19, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Dennis Pollack For For Management 2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management -------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Ticker: PSB Security ID: 69360J107 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Maria R. Hawthorne For For Management 1.3 Elect Director Jennifer Holden Dunbar For For Management 1.4 Elect Director James H. Kropp For For Management 1.5 Elect Director Kristy M. Pipes For For Management 1.6 Elect Director Gary E. Pruitt For For Management 1.7 Elect Director Robert S. Rollo For For Management 1.8 Elect Director Joseph D. Russell, Jr. For For Management 1.9 Elect Director Peter Schultz For For Management 1.10 Elect Director Stephen W. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PTC THERAPEUTICS, INC. Ticker: PTCT Security ID: 69366J200 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephanie S. Okey For For Management 1.2 Elect Director Stuart W. Peltz For For Management 1.3 Elect Director Jerome B. Zeldis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PULSE BIOSCIENCES, INC. Ticker: PLSE Security ID: 74587B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Clark For Withhold Management 1.2 Elect Director Robert W. Duggan For For Management 1.3 Elect Director Mitchell E. Levinson For For Management 1.4 Elect Director Manmeet S. Soni For For Management 1.5 Elect Director Darrin R. Uecker For For Management 1.6 Elect Director Mahkam Zanganeh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PUMA BIOTECHNOLOGY, INC. Ticker: PBYI Security ID: 74587V107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan H. Auerbach For For Management 1.2 Elect Director Ann C. Miller For For Management 1.3 Elect Director Michael P. Miller For For Management 1.4 Elect Director Jay M. Moyes For For Management 1.5 Elect Director Hugh O'Dowd For For Management 1.6 Elect Director Adrian M. Senderowicz For For Management 1.7 Elect Director Troy E. Wilson For For Management 1.8 Elect Director Frank E. Zavrl For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PURE CYCLE CORPORATION Ticker: PCYO Security ID: 746228303 Meeting Date: JAN 15, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Harding For For Management 1.2 Elect Director Harrison H. Augur For For Management 1.3 Elect Director Patrick J. Beirne For For Management 1.4 Elect Director Arthur G. Epker, III For For Management 1.5 Elect Director Richard L. Guido For For Management 1.6 Elect Director Peter C. Howell For For Management 2 Ratify Plante & Moran PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- PYXUS INTERNATIONAL, INC. Ticker: PYX Security ID: 74737V106 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Castle For For Management 1.2 Elect Director Jeffrey A. Eckmann For For Management 1.3 Elect Director Joyce L. Fitzpatrick For For Management 1.4 Elect Director Donna H. Grier For For Management 1.5 Elect Director John D. Rice For For Management 1.6 Elect Director Nathan A. Richardson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PZENA INVESTMENT MANAGEMENT, INC. Ticker: PZN Security ID: 74731Q103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Pzena For Withhold Management 1.2 Elect Director John P. Goetz For Withhold Management 1.3 Elect Director William L. Lipsey For Withhold Management 1.4 Elect Director Steven M. Galbraith For Withhold Management 1.5 Elect Director Joel M. Greenblatt For Withhold Management 1.6 Elect Director Richard P. Meyerowich For Withhold Management 1.7 Elect Director Charles D. Johnston For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- Q2 HOLDINGS, INC. Ticker: QTWO Security ID: 74736L109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Lynn Atchison For For Management 1.2 Elect Director Charles T. Doyle For For Management 1.3 Elect Director Carl James Schaper For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QAD INC. Ticker: QADB Security ID: 74727D306 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For Withhold Management 1d Elect Director Peter R. van Cuylenburg For Withhold Management 1e Elect Director Pamela M. Lopker For Withhold Management 1f Elect Director Lee D. Roberts For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- QCR HOLDINGS, INC. Ticker: QCRH Security ID: 74727A104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Field For For Management 1.2 Elect Director Elizabeth S. Jacobs For For Management 1.3 Elect Director Timothy B. O'Reilly For For Management 1.4 Elect Director Marie Z. Ziegler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- QEP RESOURCES, INC. Ticker: QEP Security ID: 74733V100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Phillips S. Baker, Jr. For For Management 1b Elect Director Timothy J. Cutt For For Management 1c Elect Director Julie A. Dill For For Management 1d Elect Director Joseph N. Jaggers For For Management 1e Elect Director Michael J. Minarovic For For Management 1f Elect Director Mary Shafer-Malicki For For Management 1g Elect Director Barth E. Whitham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- QTS REALTY TRUST, INC. Ticker: QTS Security ID: 74736A103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chad L. Williams For For Management 1.2 Elect Director John W. Barter For For Management 1.3 Elect Director William O. Grabe For For Management 1.4 Elect Director Catherine R. Kinney For For Management 1.5 Elect Director Peter A. Marino For For Management 1.6 Elect Director Scott D. Miller For For Management 1.7 Elect Director Mazen Rawashdeh For For Management 1.8 Elect Director Wayne M. Rehberger For For Management 1.9 Elect Director Philip P. Trahanas For For Management 1.10 Elect Director Stephen E. Westhead For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- QUAD/GRAPHICS, INC. Ticker: QUAD Security ID: 747301109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Angelson For For Management 1.2 Elect Director Douglas P. Buth For For Management 1.3 Elect Director John C. Fowler For Withhold Management 1.4 Elect Director Stephen M. Fuller For For Management 1.5 Elect Director Christopher B. Harned For Withhold Management 1.6 Elect Director J. Joel Quadracci For Withhold Management 1.7 Elect Director Kathryn Quadracci Flores For Withhold Management 1.8 Elect Director Jay O. Rothman For Withhold Management 1.9 Elect Director John S. Shiely For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUAKER CHEMICAL CORPORATION Ticker: KWR Security ID: 747316107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald R. Caldwell For For Management 1.2 Elect Director Robert H. Rock For For Management 1.3 Elect Director Ramaswami Seshasayee For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- QUALYS, INC. Ticker: QLYS Security ID: 74758T303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Pace For For Management 1.2 Elect Director Wendy M. Pfeiffer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUANEX BUILDING PRODUCTS CORPORATION Ticker: NX Security ID: 747619104 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Buck For For Management 1.2 Elect Director Susan F. Davis For For Management 1.3 Elect Director William C. Griffiths For For Management 1.4 Elect Director Donald R. Maier For For Management 1.5 Elect Director Meredith W. Mendes For For Management 1.6 Elect Director Joseph D. Rupp For For Management 1.7 Elect Director Curtis M. Stevens For For Management 1.8 Elect Director George L. Wilson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- QUANTERIX CORPORATION Ticker: QTRX Security ID: 74766Q101 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marijn Dekkers For Withhold Management 1.2 Elect Director Sarah E. Hlavinka For For Management 1.3 Elect Director David R. Walt For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUANTERIX CORPORATION Ticker: QTRX Security ID: 74766Q101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith L. Crandell For Withhold Management 1.2 Elect Director E. Kevin Hrusovsky For Withhold Management 1.3 Elect Director Paul M. Meister For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUIDEL CORPORATION Ticker: QDEL Security ID: 74838J101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas C. Bryant For For Management 1.2 Elect Director Kenneth F. Buechler For For Management 1.3 Elect Director Edward L. Michael For For Management 1.4 Elect Director Kathy P. Ordonez For For Management 1.5 Elect Director Mary Lake Polan For For Management 1.6 Elect Director Jack W. Schuler For For Management 1.7 Elect Director Charles P. Slacik For For Management 1.8 Elect Director Matthew W. Strobeck For For Management 1.9 Elect Director Kenneth J. Widder For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUINSTREET, INC. Ticker: QNST Security ID: 74874Q100 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart M. Huizinga For For Management 1.2 Elect Director David Pauldine For For Management 1.3 Elect Director James Simons For For Management 1.4 Elect Director Matthew Glickman For For Management 1.5 Elect Director Andrew Sheehan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUOTIENT TECHNOLOGY INC. Ticker: QUOT Security ID: 749119103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Jody Gessow For For Management 1.2 Elect Director David Oppenheimer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- R.R. DONNELLEY & SONS COMPANY Ticker: RRD Security ID: 257867200 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Irene M. Esteves For For Management 1b Elect Director Susan M. Gianinno For For Management 1c Elect Director Daniel L. Knotts For For Management 1d Elect Director Timothy R. McLevish For For Management 1e Elect Director Jamie Moldafsky For For Management 1f Elect Director P. Cody Phipps For For Management 1g Elect Director John C. Pope For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- R1 RCM INC. Ticker: RCM Security ID: 749397105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Feiner For For Management 1.2 Elect Director Joseph G. Flanagan For For Management 1.3 Elect Director John B. Henneman, III For For Management 1.4 Elect Director Alex J. Mandl For For Management 1.5 Elect Director Neal Moszkowski For For Management 1.6 Elect Director Ian Sacks For For Management 1.7 Elect Director Jill Smith For For Management 1.8 Elect Director Anthony J. Speranzo For For Management 1.9 Elect Director Anthony R. Tersigni For For Management 1.10 Elect Director Albert (Bert) R. For For Management Zimmerli 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RA PHARMACEUTICALS, INC. Ticker: RARX Security ID: 74933V108 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director Brad L. Conner For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Lisa Mumford For For Management 1g Elect Director Gaetano Muzio For For Management 1h Elect Director Gregory V. Serio For For Management 1i Elect Director Noel J. Spiegel For For Management 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RADIANT LOGISTICS, INC. Ticker: RLGT Security ID: 75025X100 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bohn H. Crain For For Management 1.2 Elect Director Jack Edwards For Abstain Management 1.3 Elect Director Richard P. Palmieri For For Management 1.4 Elect Director Michael Gould For For Management 2 Ratify Peterson Sullivan LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- RADIUS HEALTH, INC. Ticker: RDUS Security ID: 750469207 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard H. Dere For Against Management 1b Elect Director Anthony Rosenberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RADNET, INC. Ticker: RDNT Security ID: 750491102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard G. Berger For For Management 1.2 Elect Director Marvin S. Cadwell For For Management 1.3 Elect Director John V. Crues, III For For Management 1.4 Elect Director Laura P. Jacobs For For Management 1.5 Elect Director Lawrence L. Levitt For For Management 1.6 Elect Director David L. Swartz For For Management 1.7 Elect Director Ruth V. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAFAEL HOLDINGS, INC. Ticker: RFL Security ID: 75062E106 Meeting Date: JAN 15, 2020 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Greenberg For Against Management 1.2 Elect Director Howard S. Jonas For Against Management 1.3 Elect Director Boris C. Pasche For Against Management 1.4 Elect Director Michael J. Weiss For Against Management 2 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- RAMBUS INC. Ticker: RMBS Security ID: 750917106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles Kissner For For Management 1b Elect Director Necip Sayiner For For Management 1c Elect Director Luc Seraphin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- RAPID7, INC. Ticker: RPD Security ID: 753422104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judy Bruner For For Management 1.2 Elect Director Benjamin Holzman For For Management 1.3 Elect Director Tom Schodorf For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- RAVEN INDUSTRIES, INC. Ticker: RAVN Security ID: 754212108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jason M. Andringa For For Management 1b Elect Director Thomas S. Everist For For Management 1c Elect Director Janet M. Holloway For For Management 1d Elect Director Kevin T. Kirby For For Management 1e Elect Director Marc E. LeBaron For For Management 1f Elect Director Lois M. Martin For For Management 1g Elect Director Richard W. Parod For For Management 1h Elect Director Daniel A. Rykhus For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Authorization of Indebtedness For For Management -------------------------------------------------------------------------------- RAYONIER ADVANCED MATERIALS INC. Ticker: RYAM Security ID: 75508B104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director De Lyle W. Bloomquist For For Management 1b Elect Director Paul G. Boynton For For Management 1c Elect Director David C. Mariano For For Management 2 Declassify the Board of Directors For For Management 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- RBB BANCORP Ticker: RBB Security ID: 74930B105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Chang For For Management 1.2 Elect Director Wendell Chen For For Management 1.3 Elect Director Christina Kao For For Management 1.4 Elect Director James W. Kao For For Management 1.5 Elect Director Chie-Min (Christopher) For For Management Koo 1.6 Elect Director Alfonso Lau For For Management 1.7 Elect Director Chuang-I (Christopher) For For Management Lin 1.8 Elect Director Feng (Richard) Lin For For Management 1.9 Elect Director Ko-Yen Lin For For Management 1.10 Elect Director Paul Lin For For Management 1.11 Elect Director Fui Ming (Catherine) For For Management Thian 1.12 Elect Director Yee Phong (Alan) Thian For For Management 1.13 Elect Director Raymond Yu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Eide Bailly LLP as Auditors For For Management -------------------------------------------------------------------------------- RBC BEARINGS INCORPORATED Ticker: ROLL Security ID: 75524B104 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward D. Stewart For Withhold Management 1.2 Elect Director Daniel A. Bergeron For For Management 1.3 Elect Director Michael H. Ambrose For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RCI HOSPITALITY HOLDINGS, INC. Ticker: RICK Security ID: 74934Q108 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric S. Langan For For Management 1.2 Elect Director Travis Reese For For Management 1.3 Elect Director Nourdean Anakar For Withhold Management 1.4 Elect Director Luke C. Lirot For For Management 1.5 Elect Director Yura Barabash For For Management 1.6 Elect Director Elaine J. Martin For For Management 1.7 Elect Director Arthur Allan Priaulx For For Management 2 Ratify Friedman LLP as Auditors For For Management 3 Other Business For Against Management -------------------------------------------------------------------------------- RE/MAX HOLDINGS, INC. Ticker: RMAX Security ID: 75524W108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. DeSplinter For For Management 1.2 Elect Director Roger J. Dow For For Management 1.3 Elect Director Ronald E. Harrison For For Management 1.4 Elect Director Laura G. Kelly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- READY CAPITAL CORPORATION Ticker: RC Security ID: 75574U101 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. Capasse For For Management 1.2 Elect Director Jack J. Ross For For Management 1.3 Elect Director Frank P. Filipps For For Management 1.4 Elect Director David L. Holman For For Management 1.5 Elect Director Gilbert E. Nathan For For Management 1.6 Elect Director J. Mitchell Reese For For Management 1.7 Elect Director Todd M. Sinai For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- REALOGY HOLDINGS CORP. Ticker: RLGY Security ID: 75605Y106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fiona P. Dias For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Bryson R. Koehler For For Management 1.5 Elect Director Duncan L. Niederauer For For Management 1.6 Elect Director Ryan M. Schneider For For Management 1.7 Elect Director Enrique Silva For For Management 1.8 Elect Director Sherry M. Smith For For Management 1.9 Elect Director Christopher S. Terrill For For Management 1.10 Elect Director Michael J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- REATA PHARMACEUTICALS, INC. Ticker: RETA Security ID: 75615P103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Bass For Withhold Management 1.2 Elect Director R. Kent McGaughy, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- RECRO PHARMA, INC. Ticker: REPH Security ID: 75629F109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Ashton For For Management 1.2 Elect Director Michael Berelowitz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RED LION HOTELS CORPORATION Ticker: RLH Security ID: 756764106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Carter Pate For For Management 1.2 Elect Director Frederic F. "Jake" Brace For For Management 1.3 Elect Director Linda C. Coughlin For For Management 1.4 Elect Director Ted Darnall For For Management 1.5 Elect Director Janet L. Hendrickson For For Management 1.6 Elect Director Joseph B. Megibow For For Management 1.7 Elect Director Kenneth R. Trammell For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RED RIVER BANCSHARES, INC. Ticker: RRBI Security ID: 75686R202 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Scott Ashbrook For For Management 1.2 Elect Director R. Blake Chatelain For For Management 1.3 Elect Director Kirk D. Cooper For For Management 1.4 Elect Director F. William Hackmeyer, For For Management Jr. 1.5 Elect Director Barry D. Hines For For Management 1.6 Elect Director Robert A. Nichols For For Management 1.7 Elect Director Willie P. Obey For For Management 1.8 Elect Director Teddy R. Price For For Management 1.9 Elect Director John C. Simpson For For Management 1.10 Elect Director Don L. Thompson For For Management 1.11 Elect Director H. Lindsey Torbett For For Management 2 Ratify Postlethwaite & Netterville, For For Management APAC as Auditors -------------------------------------------------------------------------------- RED ROBIN GOURMET BURGERS, INC. Ticker: RRGB Security ID: 75689M101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony S. Ackil For For Management 1b Elect Director Thomas G. Conforti For For Management 1c Elect Director Cambria W. Dunaway For For Management 1d Elect Director G.J. Hart For For Management 1e Elect Director Kalen F. Holmes For For Management 1f Elect Director Glenn B. Kaufman For For Management 1g Elect Director Steven K. Lumpkin For For Management 1h Elect Director Paul J.B. Murphy, III For For Management 1i Elect Director David A. Pace For For Management 1j Elect Director Allison Page For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RED ROCK RESORTS, INC. Ticker: RRR Security ID: 75700L108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Fertitta, III For Withhold Management 1.2 Elect Director Lorenzo J. Fertitta For Withhold Management 1.3 Elect Director Robert A. Cashell, Jr. For Withhold Management 1.4 Elect Director Robert E. Lewis For Withhold Management 1.5 Elect Director James E. Nave For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- REDFIN CORPORATION Ticker: RDFN Security ID: 75737F108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert Bass For Withhold Management 1b Elect Director Glenn Kelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REDWOOD TRUST, INC. Ticker: RWT Security ID: 758075402 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Baum For For Management 1.2 Elect Director Christopher J. Abate For For Management 1.3 Elect Director Douglas B. Hansen For For Management 1.4 Elect Director Debora D. Horvath For For Management 1.5 Elect Director Greg H. Kubicek For For Management 1.6 Elect Director Fred J. Matera For For Management 1.7 Elect Director Jeffrey T. Pero For For Management 1.8 Elect Director Georganne C. Proctor For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- REGENXBIO INC. Ticker: RGNX Security ID: 75901B107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Hayden, Jr. For For Management 1.2 Elect Director A.N. "Jerry" Karabelas For Withhold Management 1.3 Elect Director Daniel Tasse For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGIONAL MANAGEMENT CORP. Ticker: RM Security ID: 75902K106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Beck For For Management 1.2 Elect Director Jonathan D. Brown For For Management 1.3 Elect Director Roel C. Campos For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Michael R. Dunn For For Management 1.6 Elect Director Steven J. Freiberg For For Management 1.7 Elect Director Sandra K. Johnson For For Management 1.8 Elect Director Alvaro G. de Molina For For Management 1.9 Elect Director Carlos Palomares For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGIS CORPORATION Ticker: RGS Security ID: 758932107 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel G. Beltzman For For Management 1b Elect Director Virginia Gambale For For Management 1c Elect Director David J. Grissen For For Management 1d Elect Director Mark S. Light For For Management 1e Elect Director Michael J. Merriman For For Management 1f Elect Director M. Ann Rhoades For For Management 1g Elect Director Hugh E. Sawyer, III For For Management 1h Elect Director David P. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RELIANT BANCORP, INC. Ticker: RBNC Security ID: 75956B101 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RELIANT BANCORP, INC. Ticker: RBNC Security ID: 75956B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Homayoun (Homey) For For Management Aminmadani 1b Elect Director DeVan D. Ard, Jr. For For Management 1c Elect Director Charles Trimble (Trim) For For Management Beasley 1d Elect Director Robert E. (Brown) Daniel For For Management 1e Elect Director William Ronald (Ron) For For Management DeBerry 1f Elect Director Sharon H. Edwards For For Management 1g Elect Director Darrell S. Freeman, Sr. For For Management 1h Elect Director James (Jim) Gilbert For For Management Hodges 1i Elect Director William Lawson Mabry For For Management 1j Elect Director Connie S. McGee For For Management 1k Elect Director Linda E. Rebrovick For For Management 1l Elect Director Ruskin (Rusty) A. Vest, For For Management Jr. 1m Elect Director Michael E. Wallace For For Management 2 Ratify Maggart & Associates, P.C. as For For Management Auditor -------------------------------------------------------------------------------- RENASANT CORPORATION Ticker: RNST Security ID: 75970E107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary D. Butler For For Management 1.2 Elect Director Marshall H. Dickerson For For Management 1.3 Elect Director R. Rick Hart For For Management 1.4 Elect Director Richard L. Heyer, Jr. For For Management 1.5 Elect Director Michael D. Shmerling For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify HORNE LLP as Auditors For For Management -------------------------------------------------------------------------------- RENEWABLE ENERGY GROUP, INC. Ticker: REGI Security ID: 75972A301 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jeffrey Stroburg For For Management 1B Elect Director Christopher D. Sorrells For For Management 1C Elect Director Peter J.M. Harding For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RENT-A-CENTER, INC. Ticker: RCII Security ID: 76009N100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Mitchell E. Fadel For For Management 1.3 Elect Director Christopher B. Hetrick For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- REPLIGEN CORPORATION Ticker: RGEN Security ID: 759916109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Nicolas M. Barthelemy For For Management 1B Elect Director Karen A. Dawes For For Management 1C Elect Director Tony J. Hunt For For Management 1D Elect Director Rohin Mhatre For For Management 1E Elect Director Glenn P. Muir For For Management 1F Elect Director Thomas F. Ryan, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REPLIMUNE GROUP, INC. Ticker: REPL Security ID: 76029N106 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip Astley-Sparke For Withhold Management 1.2 Elect Director Kapil Dhingra For For Management 1.3 Elect Director Joseph Slattery For For Management 2 Amend and Restate Article Eleven of For For Management the Certificate of Incorporation to Eliminate the Exclusive Forum Provision for Actions Arising under the Securities Act of 1933 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REPUBLIC BANCORP, INC. Ticker: RBCAA Security ID: 760281204 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald F. Barnes For For Management 1.2 Elect Director Campbell P. Brown For For Management 1.3 Elect Director Laura M. Douglas For For Management 1.4 Elect Director David P. Feaster For For Management 1.5 Elect Director Craig A. Greenberg For Withhold Management 1.6 Elect Director Heather V. Howell For For Management 1.7 Elect Director Ernest W. Marshall, Jr. For For Management 1.8 Elect Director W. Patrick Mulloy, II For For Management 1.9 Elect Director W. Kenneth Oyler, III For For Management 1.10 Elect Director Michael T. Rust For For Management 1.11 Elect Director Susan Stout Tamme For Withhold Management 1.12 Elect Director A. Scott Trager For Withhold Management 1.13 Elect Director Steven E. Trager For Withhold Management 1.14 Elect Director Andrew Trager-Kusman For For Management 1.15 Elect Director Mark A. Vogt For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- REPUBLIC FIRST BANCORP, INC. Ticker: FRBK Security ID: 760416107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry D. Madonna For For Management 1.2 Elect Director Brian P. Tierney For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- RESOURCES CONNECTION, INC. Ticker: RECN Security ID: 76122Q105 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony C. Cherbak For For Management 1b Elect Director Neil F. Dimick For For Management 1c Elect Director Kate W. Duchene For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RESTORBIO, INC. Ticker: TORC Security ID: 76133L103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynne Sullivan For For Management 1.2 Elect Director Michael Grissinger For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. Ticker: ROIC Security ID: 76131N101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Baker For For Management 1.2 Elect Director Michael J. Indiveri For For Management 1.3 Elect Director Edward H. Meyer For Withhold Management 1.4 Elect Director Lee S. Neibart For For Management 1.5 Elect Director Charles J. Persico For For Management 1.6 Elect Director Laura H. Pomerantz For For Management 1.7 Elect Director Stuart A. Tanz For For Management 1.8 Elect Director Eric S. Zorn For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RETAIL VALUE INC. Ticker: RVI Security ID: 76133Q102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary N. Boston For For Management 1.2 Elect Director Henrie W. Koetter For For Management 1.3 Elect Director David R. Lukes For For Management 1.4 Elect Director Scott D. Roulston For For Management 1.5 Elect Director Barry A. Sholem For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- RETROPHIN, INC. Ticker: RTRX Security ID: 761299106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Aselage For For Management 1.2 Elect Director Roy D. Baynes For For Management 1.3 Elect Director Suzanne Bruhn For For Management 1.4 Elect Director Timothy Coughlin For For Management 1.5 Elect Director Eric Dube For For Management 1.6 Elect Director Gary Lyons For For Management 1.7 Elect Director Jeffrey Meckler For For Management 1.8 Elect Director John A. Orwin For For Management 1.9 Elect Director Sandra Poole For For Management 1.10 Elect Director Ron Squarer For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- REV GROUP, INC. Ticker: REVG Security ID: 749527107 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Bamatter For Withhold Management 1.2 Elect Director Dino Cusumano For Withhold Management 1.3 Elect Director Randall Swift For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REVANCE THERAPEUTICS, INC. Ticker: RVNC Security ID: 761330109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jill Beraud For For Management 1.2 Elect Director Robert Byrnes For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- REVLON, INC. Ticker: REV Security ID: 761525609 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald O. Perelman For Withhold Management 1.2 Elect Director Nicole Avant For For Management 1.3 Elect Director E. Scott Beattie For Withhold Management 1.4 Elect Director Alan Bernikow For For Management 1.5 Elect Director Kristin Dolan For For Management 1.6 Elect Director Mitra Hormozi For Withhold Management 1.7 Elect Director Ceci Kurzman For For Management 1.8 Elect Director Victor Nichols For Withhold Management 1.9 Elect Director Debra Perelman For Withhold Management 1.10 Elect Director Paul Savas For Withhold Management 1.11 Elect Director Barry F. Schwartz For For Management 1.12 Elect Director Jonathan Schwartz For For Management 1.13 Elect Director Cristiana Falcone For For Management Sorrell 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REX AMERICAN RESOURCES CORPORATION Ticker: REX Security ID: 761624105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart A. Rose For For Management 1.2 Elect Director Zafar Rizvi For For Management 1.3 Elect Director Edward M. Kress For For Management 1.4 Elect Director David S. Harris For For Management 1.5 Elect Director Charles A. Elcan For For Management 1.6 Elect Director Mervyn L. Alphonso For For Management 1.7 Elect Director Lee Fisher For For Management 1.8 Elect Director Anne MacMillan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REXFORD INDUSTRIAL REALTY, INC. Ticker: REXR Security ID: 76169C100 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Ziman For For Management 1.2 Elect Director Howard Schwimmer For For Management 1.3 Elect Director Michael S. Frankel For For Management 1.4 Elect Director Robert L. Antin For For Management 1.5 Elect Director Steven C. Good For For Management 1.6 Elect Director Diana J. Ingram For For Management 1.7 Elect Director Tyler H. Rose For For Management 1.8 Elect Director Peter E. Schwab For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- REXNORD CORPORATION Ticker: RXN Security ID: 76169B102 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Bartlett For For Management 1.2 Elect Director David C. Longren For For Management 1.3 Elect Director George C. Moore For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RGC RESOURCES, INC. Ticker: RGCO Security ID: 74955L103 Meeting Date: FEB 03, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Howell Agee For For Management 1.2 Elect Director Jacqueline L. Archer For For Management 1.3 Elect Director J. Allen Layman For For Management 2 Ratify Brown, Edwards & Company, L.L.P. For For Management as Auditors 3 Increase Authorized Common Stock For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RH Ticker: RH Security ID: 74967X103 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eri Chaya For For Management 1.2 Elect Director Mark Demilio For For Management 1.3 Elect Director Leonard Schlesinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RHYTHM PHARMACEUTICALS, INC. Ticker: RYTM Security ID: 76243J105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W.J. McGirr For For Management 1.2 Elect Director David P. Meeker For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RIBBON COMMUNICATIONS INC. Ticker: RBBN Security ID: 762544104 Meeting Date: JAN 27, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RIBBON COMMUNICATIONS INC. Ticker: RBBN Security ID: 762544104 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Stewart Ewing, Jr. For For Management 1b Elect Director Bruns H. Grayson For For Management 1c Elect Director Beatriz V. Infante For For Management 1d Elect Director Richard J. Lynch For For Management 1e Elect Director Kent J. Mathy For For Management 1f Elect Director Bruce W. McClelland For For Management 1g Elect Director Krish A. Prabhu For For Management 1h Elect Director Scott E. Schubert For For Management 1i Elect Director Richard W. Smith For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- RICHMOND MUTUAL BANCORPORATION, INC. Ticker: RMBI Security ID: 76525P100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold T. Hanley, III For For Management 1.2 Elect Director Lindley S. Mann For For Management 1.3 Elect Director W. Ray Stevens, III For Withhold Management 1.4 Elect Director Kathryn Girten For Withhold Management 2 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- RIGEL PHARMACEUTICALS, INC. Ticker: RIGL Security ID: 766559603 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul R. Rodriguez For For Management 1.2 Elect Director Walter H. Moos For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RIGNET, INC. Ticker: RNET Security ID: 766582100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Browning For For Management 1.2 Elect Director Mattia Caprioli For For Management 1.3 Elect Director Kevin Mulloy For For Management 1.4 Elect Director Kevin J. O'Hara For For Management 1.5 Elect Director Keith Olsen For For Management 1.6 Elect Director Brent K. Whittington For For Management 1.7 Elect Director Ditlef de Vibe For For Management 1.8 Elect Director Steven E. Pickett For For Management 1.9 Elect Director Gail P. Smith For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RIMINI STREET, INC. Ticker: RMNI Security ID: 76674Q107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seth A. Ravin For For Management 1.2 Elect Director Steve Capelli For Withhold Management 1.3 Elect Director Jay Snyder For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RING ENERGY, INC. Ticker: REI Security ID: 76680V108 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly Hoffman For For Management 1.2 Elect Director David A. Fowler For For Management 1.3 Elect Director Lloyd T. ('Tim') For For Management Rochford 1.4 Elect Director Stanley M. McCabe For For Management 1.5 Elect Director Anthony B. Petrelli For For Management 1.6 Elect Director Clayton E. Woodrum For For Management 1.7 Elect Director Regina Roesener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Eide Bailly LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RITE AID CORPORATION Ticker: RAD Security ID: 767754872 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUN 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce G. Bodaken For For Management 1b Elect Director Elizabeth "Busy" Burr For For Management 1c Elect Director Robert E. Knowling, Jr. For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Arun Nayar For For Management 1g Elect Director Katherine Quinn For For Management 1h Elect Director Marcy Syms For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- RLI CORP. Ticker: RLI Security ID: 749607107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kaj Ahlmann For For Management 1.2 Elect Director Michael E. Angelina For For Management 1.3 Elect Director John T. Baily For For Management 1.4 Elect Director Calvin G. Butler, Jr. For For Management 1.5 Elect Director David B. Duclos For For Management 1.6 Elect Director Susan S. Fleming For For Management 1.7 Elect Director Jordan W. Graham For For Management 1.8 Elect Director Jonathan E. Michael For For Management 1.9 Elect Director Robert P. Restrepo, Jr. For For Management 1.10 Elect Director Debbie S. Roberts For For Management 1.11 Elect Director Michael J. Stone For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RLJ LODGING TRUST Ticker: RLJ Security ID: 74965L101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Johnson For For Management 1.2 Elect Director Leslie D. Hale For For Management 1.3 Elect Director Evan Bayh For For Management 1.4 Elect Director Arthur R. Collins For For Management 1.5 Elect Director Nathaniel A. Davis For For Management 1.6 Elect Director Patricia L. Gibson For For Management 1.7 Elect Director Robert M. La Forgia For For Management 1.8 Elect Director Robert J. McCarthy For For Management 1.9 Elect Director Glenda G. McNeal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROCKET PHARMACEUTICALS, INC. Ticker: RCKT Security ID: 77313F106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roderick Wong For For Management 1b Elect Director Carsten Boess For For Management 1c Elect Director Pedro Granadillo For For Management 1d Elect Director Gotham Makker For For Management 1e Elect Director Gaurav Shah For For Management 1f Elect Director David P. Southwell For For Management 1g Elect Director Naveen Yalamanchi For Withhold Management 1h Elect Director Elisabeth Bjork For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- ROCKWELL MEDICAL, INC. Ticker: RMTI Security ID: 774374102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director John G. Cooper For For Management 1B Elect Director Mark H. Ravich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Marcum LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ROCKY BRANDS, INC. Ticker: RCKY Security ID: 774515100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Finn For For Management 1.2 Elect Director G. Courtney Haning For For Management 1.3 Elect Director William L. Jordan For For Management 1.4 Elect Director Curtis A. Loveland For For Management 1.5 Elect Director Robert B. Moore, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Schneider Downs & Co., Inc. as For For Management Auditors -------------------------------------------------------------------------------- ROGERS CORPORATION Ticker: ROG Security ID: 775133101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith L. Barnes For For Management 1.2 Elect Director Bruce D. Hoechner For For Management 1.3 Elect Director Carol R. Jensen For For Management 1.4 Elect Director Ganesh Moorthy For For Management 1.5 Elect Director Jeffrey J. Owens For For Management 1.6 Elect Director Helene Simonet For For Management 1.7 Elect Director Peter C. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ROSETTA STONE INC. Ticker: RST Security ID: 777780107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurence Franklin For For Management 1.2 Elect Director A. John Hass, III For For Management 1.3 Elect Director Aedhmar Hynes For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- RPC, INC. Ticker: RES Security ID: 749660106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Randall Rollins For Withhold Management 1.2 Elect Director Henry B. Tippie For For Management 1.3 Elect Director James B. Williams For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- RPT REALTY Ticker: RPT Security ID: 74971D101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Federico For For Management 1.2 Elect Director Arthur H. Goldberg For For Management 1.3 Elect Director Brian L. Harper For For Management 1.4 Elect Director Joanna T. Lau For For Management 1.5 Elect Director David J. Nettina For For Management 1.6 Elect Director Laurie M. Shahon For For Management 1.7 Elect Director Andrea M. Weiss For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RUBIUS THERAPEUTICS, INC. Ticker: RUBY Security ID: 78116T103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Noubar B. Afeyan For For Management 1.2 Elect Director Michael Rosenblatt For Withhold Management 1.3 Elect Director Catherine A. Sohn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RUDOLPH TECHNOLOGIES, INC. Ticker: RTEC Security ID: 781270103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Increase Authorized Common Stock For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RUSH ENTERPRISES, INC. Ticker: RUSHA Security ID: 781846209 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W.M. "Rusty" Rush For For Management 1.2 Elect Director Thomas A. Akin For For Management 1.3 Elect Director James C. Underwood For For Management 1.4 Elect Director Raymond J. Chess For For Management 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Kennon H. Guglielmo For For Management 1.7 Elect Director Elaine Mendoza For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RUSH ENTERPRISES, INC. Ticker: RUSHA Security ID: 781846308 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W.M. "Rusty" Rush For For Management 1.2 Elect Director Thomas A. Akin For For Management 1.3 Elect Director James C. Underwood For For Management 1.4 Elect Director Raymond J. Chess For For Management 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Kennon H. Guglielmo For For Management 1.7 Elect Director Elaine Mendoza For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RUTH'S HOSPITALITY GROUP, INC. Ticker: RUTH Security ID: 783332109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael P. O'Donnell For For Management 1b Elect Director Robin P. Selati For For Management 1c Elect Director Giannella Alvarez For For Management 1d Elect Director Mary L. Baglivo For For Management 1e Elect Director Carla R. Cooper For For Management 1f Elect Director Cheryl J. Henry For For Management 1g Elect Director Stephen M. King For For Management 1h Elect Director Marie L. Perry For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RYERSON HOLDING CORPORATION Ticker: RYI Security ID: 783754104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirk K. Calhoun For For Management 1.2 Elect Director Jacob Kotzubei For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RYERSON HOLDING CORPORATION Ticker: RYI Security ID: 783754104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirk K. Calhoun For For Management 1.2 Elect Director Jacob Kotzubei For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rachna Bhasin For For Management 1b Elect Director Alvin Bowles, Jr. For For Management 1c Elect Director Fazal Merchant For For Management 1d Elect Director Patrick Moore For For Management 1e Elect Director Christine Pantoya For For Management 1f Elect Director Robert Prather, Jr. For For Management 1g Elect Director Colin V. Reed For For Management 1h Elect Director Michael Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- S&T BANCORP, INC. Ticker: STBA Security ID: 783859101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W. Adkins, Jr. For For Management 1.2 Elect Director David G. Antolik For For Management 1.3 Elect Director Peter R. Barsz For For Management 1.4 Elect Director Todd D. Brice For For Management 1.5 Elect Director Christina A. Cassotis For For Management 1.6 Elect Director Michael J. Donnelly For For Management 1.7 Elect Director James T. Gibson For For Management 1.8 Elect Director Jeffrey D. Grube For For Management 1.9 Elect Director William J. Hieb For For Management 1.10 Elect Director Jerry D. Hostetter For For Management 1.11 Elect Director Robert E. Kane For For Management 1.12 Elect Director James C. Miller For For Management 1.13 Elect Director Frank J. Palermo, Jr. For For Management 1.14 Elect Director Christine J. Toretti For For Management 1.15 Elect Director Steven J. Weingarten For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Ticker: SBRA Security ID: 78573L106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig A. Barbarosh For For Management 1b Elect Director Robert A. Ettl For For Management 1c Elect Director Michael J. Foster For For Management 1d Elect Director Ronald G. Geary For For Management 1e Elect Director Lynne S. Katzmann For For Management 1f Elect Director Raymond J. Lewis For For Management 1g Elect Director Jeffrey A. Malehorn For For Management 1h Elect Director Richard K. Matros For For Management 1i Elect Director Milton J. Walters For For Management 2 Amend Omnibus Stock Plan For For Management 3 Increase Authorized Common Stock For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SAFE BULKERS, INC. Ticker: SB Security ID: Y7388L103 Meeting Date: SEP 23, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Loukas Barmparis For Withhold Management 1.2 Elect Director Christos Megalou For Withhold Management 2 Ratify Deloitte, Certified Public For For Management Accountants S.A as Auditors -------------------------------------------------------------------------------- SAFEGUARD SCIENTIFICS, INC. Ticker: SFE Security ID: 786449207 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Russell D. Glass For For Management 1.2 Elect Director Joseph M. Manko, Jr. For For Management 1.3 Elect Director Maureen F. Morrison For For Management 1.4 Elect Director Robert J. Rosenthal For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- SAFEHOLD INC. Ticker: SAFE Security ID: 78645L100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean S. Adler For For Management 1.2 Elect Director Robin Josephs For For Management 1.3 Elect Director Jay S. Nydick For For Management 1.4 Elect Director Stefan M. Selig For Withhold Management 1.5 Elect Director Jay Sugarman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SAFETY INSURANCE GROUP, INC. Ticker: SAFT Security ID: 78648T100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David F. Brussard For For Management 1b Elect Director Thalia M. Meehan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SAIA, INC. Ticker: SAIA Security ID: 78709Y105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna E. Epps For For Management 1.2 Elect Director John P. Gainor, Jr. For For Management 1.3 Elect Director Randolph W. Melville For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SAILPOINT TECHNOLOGIES HOLDINGS, INC. Ticker: SAIL Security ID: 78781P105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Bock For Withhold Management 1.2 Elect Director Michael J. Sullivan For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SALLY BEAUTY HOLDINGS, INC. Ticker: SBH Security ID: 79546E104 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy R. Baer For For Management 1.2 Elect Director Christian A. Brickman For For Management 1.3 Elect Director Marshall E. Eisenberg For For Management 1.4 Elect Director Diana S. Ferguson For For Management 1.5 Elect Director Dorlisa K. Flur For For Management 1.6 Elect Director Linda Heasley For For Management 1.7 Elect Director Robert R. McMaster For For Management 1.8 Elect Director John A. Miller For For Management 1.9 Elect Director P. Kelly Mooney For For Management 1.10 Elect Director Susan R. Mulder For For Management 1.11 Elect Director Denise Paulonis For For Management 1.12 Elect Director Edward W. Rabin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SANDERSON FARMS, INC. Ticker: SAFM Security ID: 800013104 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Barksdale For For Management 1.2 Elect Director Lampkin Butts For For Management 1.3 Elect Director Beverly W. Hogan For For Management 1.4 Elect Director Phil K. Livingston For For Management 1.5 Elect Director Joe F. Sanderson, Jr. For For Management 1.1 Elect Director Sonia Perez For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Report on Water Resource Risks Against Against Shareholder 7 Report on Human Rights Due Diligence Against For Shareholder -------------------------------------------------------------------------------- SANDRIDGE ENERGY, INC. Ticker: SD Security ID: 80007P869 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patricia A. Agnello For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director Jonathan Frates For For Management 1d Elect Director John "Jack" Lipinski For For Management 1e Elect Director Randolph C. Read For For Management 2 Ratify Deloitte as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANDY SPRING BANCORP, INC. Ticker: SASR Security ID: 800363103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SANDY SPRING BANCORP, INC. Ticker: SASR Security ID: 800363103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Friis For For Management 1.2 Elect Director Brian J. Lemek For For Management 1.3 Elect Director Pamela A. Little For For Management 1.4 Elect Director James J. Maiwurm For For Management 1.5 Elect Director Craig A. Ruppert For For Management 1.6 Elect Director Walter Clayton Martz, II For For Management 1.7 Elect Director Christina B. O'Meara For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SANGAMO THERAPEUTICS, INC. Ticker: SGMO Security ID: 800677106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Carey For For Management 1.2 Elect Director Stephen G. Dilly For For Management 1.3 Elect Director Alexander D. Macrae For For Management 1.4 Elect Director John H. Markels For For Management 1.5 Elect Director James R. Meyers For For Management 1.6 Elect Director H. Stewart Parker For For Management 1.7 Elect Director Saira Ramasastry For For Management 1.8 Elect Director Karen L. Smith For For Management 1.9 Elect Director Joseph S. Zakrzewski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SANMINA CORPORATION Ticker: SANM Security ID: 801056102 Meeting Date: MAR 09, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eugene A. Delaney For For Management 1b Elect Director John P. Goldsberry For For Management 1c Elect Director Rita S. Lane For For Management 1d Elect Director Joseph G. Licata, Jr. For For Management 1e Elect Director Hartmut Liebel For For Management 1f Elect Director Krish Prabhu For For Management 1g Elect Director Mario M. Rosati For For Management 1h Elect Director Jure Sola For For Management 1i Elect Director Jackie M. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SATSUMA PHARMACEUTICALS, INC. Ticker: STSA Security ID: 80405P107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Kollins For For Management 1.2 Elect Director Thomas King For For Management 1.3 Elect Director Elisabeth Sandoval For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SAUL CENTERS, INC. Ticker: BFS Security ID: 804395101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Francis Saul, II For For Management 1.2 Elect Director John E. Chapoton For For Management 1.3 Elect Director H. Gregory Platts For For Management 1.4 Elect Director John R. Whitmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- SAVARA INC. Ticker: SVRA Security ID: 805111101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert Neville For For Management 1b Elect Director Nevan Elam For For Management 1c Elect Director Richard J. Hawkins For For Management 1d Elect Director Joseph S. McCracken For For Management 1e Elect Director Matthew Pauls For For Management 1f Elect Director David A. Ramsay For For Management 1g Elect Director Ricky Sun For For Management 1h Elect Director An van Es-Johansson For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SB ONE BANCORP Ticker: SBBX Security ID: 78413T103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management 4.1 Elect Director Gail Gordon For For Management 4.2 Elect Director Edward J. Leppert For For Management 4.3 Elect Director Michael X. McBride For For Management 5 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 6 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SCANSOURCE, INC. Ticker: SCSC Security ID: 806037107 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Baur For For Management 1.2 Elect Director Peter C. Browning For For Management 1.3 Elect Director Michael J. Grainger For For Management 1.4 Elect Director Dorothy F. Ramoneda For For Management 1.5 Elect Director John P. Reilly For For Management 1.6 Elect Director Elizabeth O. Temple For For Management 1.7 Elect Director Charles R. Whitchurch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as as For For Management Auditors -------------------------------------------------------------------------------- SCHNITZER STEEL INDUSTRIES, INC. Ticker: SCHN Security ID: 806882106 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayland R. Hicks For For Management 1.2 Elect Director Judith A. Johansen For For Management 1.3 Elect Director Tamara L. Lundgren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SCHOLAR ROCK HOLDING CORPORATION Ticker: SRRK Security ID: 80706P103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Hallal For Withhold Management 1.2 Elect Director Kristina Burow For For Management 1.3 Elect Director Michael Gilman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker: SWM Security ID: 808541106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark L. Bye For For Management 1.2 Elect Director Jeffrey J. Keenan For For Management 1.3 Elect Director Marco Levi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION Ticker: SGMS Security ID: 80874P109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald O. Perelman For Withhold Management 1.2 Elect Director Barry L. Cottle For For Management 1.3 Elect Director Peter A. Cohen For For Management 1.4 Elect Director Richard M. Haddrill For For Management 1.5 Elect Director Jack A. Markell For For Management 1.6 Elect Director Michael J. Regan For For Management 1.7 Elect Director Barry F. Schwartz For For Management 1.8 Elect Director Frances F. Townsend For For Management 1.9 Elect Director Maria T. Vullo For For Management 1.10 Elect Director Kneeland C. Youngblood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SCORPIO BULKERS INC. Ticker: SALT Security ID: Y7546A122 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emanuele A. Lauro For For Management 1.2 Elect Director Roberto Giorgi For For Management 1.3 Elect Director Thomas Ostrander For For Management 2 Ratify PricewaterhouseCoopers Audit as For Against Management Auditors 3 Approve Reverse Stock Split For For Management 4 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- SCORPIO TANKERS INC. Ticker: STNG Security ID: Y7542C130 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emanuele A. Lauro For For Management 1.2 Elect Director Ademaro Lanzara For For Management 1.3 Elect Director Merrick Rayner For For Management 2 Ratify PricewaterhouseCoopers Audit as For For Management Auditors -------------------------------------------------------------------------------- SCULPTOR CAPITAL MANAGEMENT, INC. Ticker: SCU Security ID: 811246107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Shafir For For Management 1.2 Elect Director James S. Levin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEACOAST BANKING CORPORATION OF FLORIDA Ticker: SBCF Security ID: 811707801 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie H. Daum For For Management 1.2 Elect Director Dennis S. Hudson, III For For Management 1.3 Elect Director Alvaro J. Monserrat For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEACOR HOLDINGS INC. Ticker: CKH Security ID: 811904101 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Fabrikant For For Management 1.2 Elect Director David R. Berz For For Management 1.3 Elect Director Gail B. Harris For For Management 1.4 Elect Director Oivind Lorentzen For Withhold Management 1.5 Elect Director Christopher P. Papouras For For Management 1.6 Elect Director David M. Schizer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SEACOR MARINE HOLDINGS INC. Ticker: SMHI Security ID: 78413P101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Fabrikant For For Management 1.2 Elect Director John Gellert For For Management 1.3 Elect Director Andrew R. Morse For For Management 1.4 Elect Director R. Christopher Regan For For Management 1.5 Elect Director Robert D. Abendschein For For Management 1.6 Elect Director Julie Persily For For Management 1.7 Elect Director Alfredo Miguel Bejos For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SEASPINE HOLDINGS CORPORATION Ticker: SPNE Security ID: 81255T108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly J. For For Management Commins-Tzoumakas 1.2 Elect Director Renee Gaeta For For Management 1.3 Elect Director Kirtley (Kirt) C. For Withhold Management Stephenson 2 Ratify RSM US LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SEAWORLD ENTERTAINMENT, INC. Ticker: SEAS Security ID: 81282V100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Bension For For Management 1b Elect Director James Chambers For For Management 1c Elect Director William Gray For For Management 1d Elect Director Charles Koppelman For For Management 1e Elect Director Yoshikazu Maruyama For For Management 1f Elect Director Thomas E. Moloney For For Management 1g Elect Director Neha Jogani Narang For For Management 1h Elect Director Scott I. Ross For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SECUREWORKS CORP. Ticker: SCWX Security ID: 81374A105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Cote For Withhold Management 1.2 Elect Director Yagyensh C. (Buno) Pati For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SELECT BANCORP, INC. Ticker: SLCT Security ID: 81617L108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Glen, Jr. For For Management 1.2 Elect Director Gerald W. Hayes For For Management 1.3 Elect Director William L. Hedgepeth, II For For Management 1.4 Elect Director Carlie C. McLamb, Jr. For For Management 1.5 Elect Director Anthony E. Rand None None Management *Deceased* 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditor -------------------------------------------------------------------------------- SELECT ENERGY SERVICES, INC. Ticker: WTTR Security ID: 81617J301 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Schmitz For For Management 1b Elect Director Holli C. Ladhani For For Management 1c Elect Director Robert V. Delaney For For Management 1d Elect Director David C. Baldwin For For Management 1e Elect Director Douglas J. Wall For For Management 1f Elect Director Richard A. Burnett For For Management 1g Elect Director Keith O. Rattie For For Management 1h Elect Director David A. Trice For For Management 1i Elect Director Troy W. Thacker For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SELECT INTERIOR CONCEPTS, INC. Ticker: SIC Security ID: 816120307 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director S. Tracy Coster For For Management 1b Elect Director Tyrone Johnson None None Management *Withdrawn Resolution* 1c Elect Director Donald McAleenan For Against Management 1d Elect Director Bryant R. Riley For For Management 1e Elect Director Robert Scott Vansant For For Management 1f Elect Director Brett G. Wyard For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SELECT MEDICAL HOLDINGS CORPORATION Ticker: SEM Security ID: 81619Q105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryan C. Cressey For For Management 1.2 Elect Director Robert A. Ortenzio For For Management 1.3 Elect Director Daniel J. Thomas For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PriceWaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SELECTIVE INSURANCE GROUP, INC. Ticker: SIGI Security ID: 816300107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John C. Burville For For Management 1b Elect Director Terrence W. Cavanaugh For For Management 1c Elect Director Robert Kelly Doherty For For Management 1d Elect Director John J. Marchioni For For Management 1e Elect Director Thomas A. McCarthy For For Management 1f Elect Director H. Elizabeth Mitchell For For Management 1g Elect Director Michael J. Morrissey For For Management 1h Elect Director Gregory E. Murphy For For Management 1i Elect Director Cynthia S. Nicholson For For Management 1j Elect Director William M. Rue For For Management 1k Elect Director John S. Scheid For For Management 1l Elect Director J. Brian Thebault For For Management 1m Elect Director Philip H. Urban For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SEMGROUP CORPORATION Ticker: SEMG Security ID: 81663A105 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SEMTECH CORPORATION Ticker: SMTC Security ID: 816850101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James P. Burra For For Management 1.2 Elect Director Rodolpho C. Cardenuto For For Management 1.3 Elect Director Bruce C. Edwards For For Management 1.4 Elect Director Saar Gillai For For Management 1.5 Elect Director Rockell N. Hankin For For Management 1.6 Elect Director Ye Jane Li For For Management 1.7 Elect Director James T. Lindstrom For For Management 1.8 Elect Director Mohan R. Maheswaran For For Management 1.9 Elect Director Sylvia Summers For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SENECA FOODS CORPORATION Ticker: SENEA Security ID: 817070501 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Gaylord For For Management 1.2 Elect Director Kathryn J. Boor For For Management 1.3 Elect Director Susan W. Stuart For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SENSEONICS HOLDINGS, INC. Ticker: SENS Security ID: 81727U105 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francine R. Kaufman For For Management 1.2 Elect Director Timothy T. Goodnow For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditor For For Management 5 Approve Issuance of Common Stock Upon For For Management Conversion of Senior Notes and Warrants -------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION Ticker: SXT Security ID: 81725T100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Carleone For For Management 1.2 Elect Director Edward H. Cichurski For For Management 1.3 Elect Director Mario Ferruzzi For For Management 1.4 Elect Director Carol R. Jackson For For Management 1.5 Elect Director Donald W. Landry For For Management 1.6 Elect Director Paul Manning For For Management 1.7 Elect Director Deborah For For Management McKeithan-Gebhardt 1.8 Elect Director Scott C. Morrison For For Management 1.9 Elect Director Elaine R. Wedral For For Management 1.10 Elect Director Essie Whitelaw For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SERES THERAPEUTICS, INC. Ticker: MCRB Security ID: 81750R102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen A. Berenson For For Management 1.2 Elect Director Richard N. Kender For For Management 1.3 Elect Director Meryl S. Zausner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SERITAGE GROWTH PROPERTIES Ticker: SRG Security ID: 81752R100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharon Osberg For Against Management 1.2 Elect Director Benjamin Schall For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERVISFIRST BANCSHARES, INC. Ticker: SFBS Security ID: 81768T108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Broughton, III For For Management 1.2 Elect Director J. Richard Cashio For For Management 1.3 Elect Director James J. Filler For For Management 1.4 Elect Director Michael D. Fuller For For Management 1.5 Elect Director Christopher J. Mettler For For Management 1.6 Elect Director Hatton C. V. Smith For For Management 1.7 Elect Director Irma L. Tuder For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- SHAKE SHACK INC. Ticker: SHAK Security ID: 819047101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randy Garutti For For Management 1b Elect Director Joshua Silverman For Withhold Management 1c Elect Director Jonathan D. Sokoloff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SHENANDOAH TELECOMMUNICATIONS COMPANY Ticker: SHEN Security ID: 82312B106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tracy Fitzsimmons For For Management 1b Elect Director John W. Flora For For Management 1c Elect Director Kenneth L. Quaglio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- SHIP FINANCE INTERNATIONAL LIMITED Ticker: SFL Security ID: G81075106 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors For For Management 2 Authorize Board to Fill Vacancies For For Management 3 Elect Director Harald Thorstein For Against Management 4 Elect Director Bert M. Bekker For For Management 5 Elect Director Gary Vogel For For Management 6 Elect Director Keesjan Cordia For For Management 7 Elect Director James O'Shaughnessy For For Management 8 Change Company Name to SFL Corporation For For Management Ltd. 9 Approve Moore Stephens, P.C. as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SHOCKWAVE MEDICAL, INC. Ticker: SWAV Security ID: 82489T104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Raymond Larkin, Jr. For Withhold Management 1b Elect Director Laura Francis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SHOE CARNIVAL, INC. Ticker: SCVL Security ID: 824889109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director J. Wayne Weaver For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SHORE BANCSHARES, INC. Ticker: SHBI Security ID: 825107105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Blenda W. Armistead For For Management 1b Elect Director Clyde V. Kelly, III For For Management 1c Elect Director David W. Moore For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SHOTSPOTTER, INC. Ticker: SSTI Security ID: 82536T107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph A. Clark For For Management 1.2 Elect Director Marc Morial For Withhold Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- SHUTTERFLY, INC. Ticker: SFLY Security ID: 82568P304 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SHUTTERSTOCK, INC. Ticker: SSTK Security ID: 825690100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deirdre Bigley For For Management 1.2 Elect Director Jeffrey Epstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SI-BONE, INC. Ticker: SIBN Security ID: 825704109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey W. Dunn For For Management 1b Elect Director John G. Freund For Withhold Management 1c Elect Director Gregory K. Hinckley For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIEBERT FINANCIAL CORP. Ticker: SIEB Security ID: 826176109 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gloria E. Gebbia For For Management 1.2 Elect Director Charles A. Zabatta For For Management 1.3 Elect Director Francis V. Cuttita For For Management 1.4 Elect Director Andrew H. Reich For For Management 1.5 Elect Director Jerry M. Schneider For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIENTRA, INC. Ticker: SIEN Security ID: 82621J105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin O'Boyle For Withhold Management 1.2 Elect Director Caroline Van Hove For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SIERRA BANCORP Ticker: BSRR Security ID: 82620P102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robb Evans For For Management 1.2 Elect Director James C. Holly For Withhold Management 1.3 Elect Director Lynda B. Scearcy For For Management 1.4 Elect Director Morris A. Tharp For For Management 2 Ratify Eide Bailly LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIGA TECHNOLOGIES, INC. Ticker: SIGA Security ID: 826917106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric A. Rose For For Management 1.2 Elect Director James J. Antal For For Management 1.3 Elect Director Thomas E. Constance For Withhold Management 1.4 Elect Director Jaymie A. Durnan For For Management 1.5 Elect Director Phillip L. Gomez For For Management 1.6 Elect Director Julie M. Kane For Withhold Management 1.7 Elect Director Joseph W. Marshall, III For For Management 1.8 Elect Director Michael C. Plansky For For Management 1.9 Elect Director Paul G. Savas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Ticker: SIG Security ID: G81276100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Todd Stitzer For For Management 1b Elect Director Virginia "Gina" C. For For Management Drosos 1c Elect Director R. Mark Graf For For Management 1d Elect Director Zackery Hicks For For Management 1e Elect Director Sharon L. McCollam For For Management 1f Elect Director Helen McCluskey For For Management 1g Elect Director Nancy A. Reardon For For Management 1h Elect Director Jonathan Seiffer For For Management 1i Elect Director Brian Tilzer For For Management 1j Elect Director Eugenia Ulasewicz For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SILICON LABORATORIES INC. Ticker: SLAB Security ID: 826919102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Navdeep S. Sooch For For Management 1b Elect Director William P. Wood For For Management 1c Elect Director Nina Richardson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SILVERBOW RESOURCES, INC. Ticker: SBOW Security ID: 82836G102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Duginski For Withhold Management 1.2 Elect Director Christoph O. Majeske For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SILVERCREST ASSET MANAGEMENT GROUP INC. Ticker: SAMG Security ID: 828359109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian D. Dunn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIMMONS FIRST NATIONAL CORPORATION Ticker: SFNC Security ID: 828730200 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Fifteen For For Management 2.1 Elect Director Jay D. Burchfield For For Management 2.2 Elect Director Marty D. Casteel For For Management 2.3 Elect Director William E. Clark, II For For Management 2.4 Elect Director Steven A. Cosse For For Management 2.5 Elect Director Mark C. Doramus For For Management 2.6 Elect Director Edward Drilling For For Management 2.7 Elect Director Eugene Hunt For For Management 2.8 Elect Director Jerry Hunter For For Management 2.9 Elect Director Susan Lanigan For For Management 2.10 Elect Director George A. Makris, Jr. For For Management 2.11 Elect Director W. Scott McGeorge For For Management 2.12 Elect Director Tom Purvis For For Management 2.13 Elect Director Robert L. Shoptaw For For Management 2.14 Elect Director Russell W. Teubner For For Management 2.15 Elect Director Mindy West For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BKD, LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SIMPSON MANUFACTURING CO., INC. Ticker: SSD Security ID: 829073105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Andrasick For For Management 1b Elect Director Michael A. Bless For For Management 1c Elect Director Jennifer A. Chatman For For Management 1d Elect Director Karen Colonias For For Management 1e Elect Director Gary M. Cusumano For For Management 1f Elect Director Philip E. Donaldson For For Management 1g Elect Director Celeste Volz Ford For For Management 1h Elect Director Robin G. MacGillivray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SIMULATIONS PLUS, INC. Ticker: SLP Security ID: 829214105 Meeting Date: FEB 21, 2020 Meeting Type: Annual Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter S. Woltosz For For Management 1.2 Elect Director John K. Paglia For For Management 1.3 Elect Director David L. Ralph For For Management 1.4 Elect Director Daniel Weiner For For Management 1.5 Elect Director Lisa LaVange For For Management 2 Ratify Rose, Snyder, & Jacobs, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- SITEONE LANDSCAPE SUPPLY, INC. Ticker: SITE Security ID: 82982L103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William (Bill) W. For For Management Douglas, III 1.2 Elect Director Jeri L. Isbell For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SITIME CORPORATION Ticker: SITM Security ID: 82982T106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Torsten G. Kreindl For For Management 1.2 Elect Director Akira Takata For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SJW GROUP Ticker: SJW Security ID: 784305104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katharine Armstrong For For Management 1b Elect Director Walter J. Bishop For For Management 1c Elect Director Mary Ann Hanley For For Management 1d Elect Director Heather Hunt For For Management 1e Elect Director Gregory P. Landis For For Management 1f Elect Director Debra C. Man For For Management 1g Elect Director Daniel B. More For For Management 1h Elect Director Eric W. Thornburg For For Management 1i Elect Director Robert A. Van Valer For For Management 1j Elect Director Carol P. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SKYLINE CHAMPION CORPORATION Ticker: SKY Security ID: 830830105 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUN 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Anderson For For Management 1.2 Elect Director Timothy J. Bernlohr For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director John C. Firth For For Management 1.5 Elect Director Michael Kaufman For For Management 1.6 Elect Director Gary E. Robinette For For Management 1.7 Elect Director Mark J. Yost For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKYWEST, INC. Ticker: SKYW Security ID: 830879102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry C. Atkin For For Management 1.2 Elect Director W. Steve Albrecht For For Management 1.3 Elect Director Russell A. Childs For For Management 1.4 Elect Director Henry J. Eyring For For Management 1.5 Elect Director Meredith S. Madden For For Management 1,6 Elect Director Ronald J. Mittelstaedt For For Management 1.7 Elect Director Andrew C. Roberts For For Management 1.8 Elect Director Keith E. Smith For For Management 1.9 Elect Director Steven F. Udvar-Hazy For For Management 1.10 Elect Director James L. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SLEEP NUMBER CORPORATION Ticker: SNBR Security ID: 83125X103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie M. Howard For For Management 1.2 Elect Director Kathleen L. Nedorostek For For Management 1.3 Elect Director Jean-Michel Valette For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- SM ENERGY COMPANY Ticker: SM Security ID: 78454L100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carla J. Bailo For For Management 1.2 Elect Director Larry W. Bickle For For Management 1.3 Elect Director Stephen R. Brand For For Management 1.4 Elect Director Loren M. Leiker For For Management 1.5 Elect Director Javan D. Ottoson For For Management 1.6 Elect Director Ramiro G. Peru For For Management 1.7 Elect Director Julio M. Quintana For For Management 1.8 Elect Director Rose M. Robeson For For Management 1.9 Elect Director William D. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth Hao For Against Management 1b Elect Director Bryan Ingram For For Management 1c Elect Director Paul Mercadante For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SMART SAND, INC. Ticker: SND Security ID: 83191H107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharon S. Spurlin For For Management 1.2 Elect Director Timothy J. Pawlenty For Withhold Management 2 Ratify Grant Thornton LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SMARTFINANCIAL, INC. Ticker: SMBK Security ID: 83190L208 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor L. Barrett For For Management 1.2 Elect Director Monique P. Berke For For Management 1.3 Elect Director William "Billy" Y. For For Management Carroll, Jr. 1.4 Elect Director William "Bill" Y. For For Management Carroll, Sr. 1.5 Elect Director Ted C. Miller For For Management 1.6 Elect Director David A. Ogle For For Management 1.7 Elect Director Ottis H. Phillips, Jr. For For Management 1.8 Elect Director Steven B. Tucker For For Management 1.9 Elect Director Wesley M. "Miller" For For Management Welborn 1.10 Elect Director Keith E. Whaley For For Management 1.11 Elect Director Geoffrey A. Wolpert For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- SOLARIS OILFIELD INFRASTRUCTURE, INC. Ticker: SOI Security ID: 83418M103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edgar R. Giesinger For Withhold Management 1.2 Elect Director A. James Teague For For Management 1.3 Elect Director William A. Zartler For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SOLID BIOSCIENCES INC. Ticker: SLDB Security ID: 83422E105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew Arnold For For Management 1.2 Elect Director Adam Stone For Against Management 1.3 Elect Director Lynne Sullivan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SOLITON, INC. Ticker: SOLY Security ID: 834251100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Capelli For For Management 1.2 Elect Director Jonathan P. Foster For Withhold Management 1.3 Elect Director Danika Harrison For For Management 1.4 Elect Director Bradley Hauser For For Management 1.5 Elect Director Walter V. Klemp For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- SONIC AUTOMOTIVE, INC. Ticker: SAH Security ID: 83545G102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director O. Bruton Smith For Against Management 1b Elect Director David Bruton Smith For Against Management 1c Elect Director Jeff Dyke For For Management 1d Elect Director William I. Belk For Against Management 1e Elect Director William R. Brooks For Against Management 1f Elect Director Victor H. Doolan For Against Management 1g Elect Director John W. Harris, III For Against Management 1h Elect Director Robert Heller For For Management 1i Elect Director Marcus G. Smith For Against Management 1j Elect Director R. Eugene Taylor For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SONOS, INC. Ticker: SONO Security ID: 83570H108 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Conrad For For Management 1.2 Elect Director Julius Genachowski For Withhold Management 1.3 Elect Director Michelangelo Volpi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SORRENTO THERAPEUTICS, INC. Ticker: SRNE Security ID: 83587F202 Meeting Date: SEP 20, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry Ji For For Management 1.2 Elect Director Dorman Followwill For For Management 1.3 Elect Director Kim D. Janda For For Management 1.4 Elect Director David Lemus For For Management 1.5 Elect Director Jaisim Shah For For Management 1.6 Elect Director Yue Alexander Wu For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Approve Compensation of Henry Ji as For Against Management Executive Chairperson of Scilex Holding Company -------------------------------------------------------------------------------- SOTHEBY'S Ticker: BID Security ID: 835898107 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah M. Barpoulis For For Management 1b Elect Director Keith S. Campbell For For Management 1c Elect Director Victor A. Fortkiewicz For For Management 1d Elect Director Sheila Hartnett-Devlin For For Management 1e Elect Director G. Edison Holland, Jr. For For Management 1f Elect Director Sunita Holzer For For Management 1g Elect Director Kevin M. O'Dowd For For Management 1h Elect Director Michael J. Renna For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Frank L. Sims For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche as Auditors For For Management -------------------------------------------------------------------------------- SOUTH STATE CORPORATION Ticker: SSB Security ID: 840441109 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For Against Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SOUTHERN FIRST BANCSHARES, INC. Ticker: SFST Security ID: 842873101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Cajka For For Management 1.2 Elect Director Anne S. Ellefson For For Management 1.3 Elect Director Tecumseh "Tee" Hooper, For For Management Jr. 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Elliott Davis, LLC as Auditor For For Management -------------------------------------------------------------------------------- SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC. Ticker: SONA Security ID: 843395104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Rand Cook For For Management 1.2 Elect Director Eric A. Johnson For For Management 1.3 Elect Director Dennis J. Zember, Jr. For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOUTHSIDE BANCSHARES, INC. Ticker: SBSI Security ID: 84470P109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence Anderson For For Management 1.2 Elect Director Melvin B. Lovelady For For Management 1.3 Elect Director John F. Sammons, Jr. For For Management 1.4 Elect Director H. J. Shands, III For For Management 1.5 Elect Director William Sheehy For For Management 1.6 Elect Director Preston L. Smith For For Management 1.7 Elect Director Shannon Dacus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Ticker: SWX Security ID: 844895102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Boughner For For Management 1.2 Elect Director Jose A. Cardenas For For Management 1.3 Elect Director Stephen C. Comer For For Management 1.4 Elect Director John P. Hester For For Management 1.5 Elect Director Jane Lewis-Raymond For For Management 1.6 Elect Director Anne L. Mariucci For For Management 1.7 Elect Director Michael J. Melarkey For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Thomas A. Thomas For For Management 1.10 Elect Director Leslie T. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Ticker: SWN Security ID: 845467109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Gass For For Management 1.2 Elect Director Catherine A. Kehr For For Management 1.3 Elect Director Greg D. Kerley For For Management 1.4 Elect Director Jon A. Marshall For For Management 1.5 Elect Director Patrick M. Prevost For For Management 1.6 Elect Director Anne Taylor For For Management 1.7 Elect Director Denis J. Walsh, III For For Management 1.8 Elect Director William J. Way For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- SP PLUS CORPORATION Ticker: SP Security ID: 78469C103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Marc Baumann For For Management 1.2 Elect Director Karen M. Garrison For For Management 1.3 Elect Director Alice M. Peterson For For Management 1.4 Elect Director Gregory A. Reid For For Management 1.5 Elect Director Wyman T. Roberts For For Management 1.6 Elect Director Douglas R. Waggoner For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SPARK ENERGY, INC. Ticker: SPKE Security ID: 846511103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Amanda E. Bush For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SPARK THERAPEUTICS, INC. Ticker: ONCE Security ID: 84652J103 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anand Mehra For For Management 1.2 Elect Director Robert J. Perez For Withhold Management 1.3 Elect Director Lota Zoth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SPARTAN MOTORS, INC. Ticker: SPAR Security ID: 846819100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angela K. Freeman For For Management 1.2 Elect Director Dominic A. Romeo For For Management 1.3 Elect Director Andrew M. Rooke For For Management 2 Change Company Name to The Shyft For For Management Group, Inc. 3 Amend Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPARTANNASH COMPANY Ticker: SPTN Security ID: 847215100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shan Atkins For For Management 1.2 Elect Director Dennis Eidson For For Management 1.3 Elect Director Frank M. Gambino For For Management 1.4 Elect Director Douglas A. Hacker For For Management 1.5 Elect Director Yvonne R. Jackson For For Management 1.6 Elect Director Matthew Mannelly For For Management 1.7 Elect Director Elizabeth A. Nickels For For Management 1.8 Elect Director Hawthorne L. Proctor For For Management 1.9 Elect Director William R. Voss For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPECTRUM PHARMACEUTICALS, INC. Ticker: SPPI Security ID: 84763A108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Ashton For For Management 1.2 Elect Director Elizabeth A. Czerepak For For Management 1.3 Elect Director Seth H.Z. Fischer For For Management 1.4 Elect Director Joseph W. Turgeon For For Management 1.5 Elect Director Jeffrey L. Vacirca For For Management 1.6 Elect Director Dolatrai M. Vyas For For Management 1.7 Elect Director Bernice R. Welles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRE, INC. Ticker: SR Security ID: 84857L101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Glotzbach For For Management 1.2 Elect Director Rob L. Jones For For Management 1.3 Elect Director John P. Stupp, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRIT AIRLINES INC. Ticker: SAVE Security ID: 848577102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward M. Christie, III For For Management 1.2 Elect Director Mark B. Dunkerley For For Management 1.3 Elect Director Christine P. Richards For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPIRIT MTA REIT Ticker: SMTA Security ID: 84861U105 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company Assets For For Management 2 Approve Plan of Liquidation For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SPIRIT OF TEXAS BANCSHARES, INC. Ticker: STXB Security ID: 84861D103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean O. Bass For Withhold Management 1.2 Elect Director Robert S. Beall For For Management 1.3 Elect Director Steven Gregory Kidd For For Management 1.4 Elect Director Steven M. Morris For For Management 1.5 Elect Director William K. "Kendall" Nix For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SPOK HOLDINGS, INC. Ticker: SPOK Security ID: 84863T106 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Blair Butterfield For For Management 1b Elect Director Stacia A. Hylton For For Management 1c Elect Director Vincent D. Kelly For For Management 1d Elect Director Brian O'Reilly For For Management 1e Elect Director Matthew Oristano For For Management 1f Elect Director Todd Stein For For Management 1g Elect Director Samme L. Thompson For For Management 1h Elect Director Royce Yudkoff For For Management 2 RatifyGrant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPORTSMAN'S WAREHOUSE HOLDINGS, INC. Ticker: SPWH Security ID: 84920Y106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory P. Hickey For For Management 1.2 Elect Director Jon Barker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SPRING BANK PHARMACEUTICALS, INC. Ticker: SBPH Security ID: 849431101 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy Clackson For For Management 1.2 Elect Director Pamela Klein For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- SPRINGWORKS THERAPEUTICS, INC. Ticker: SWTX Security ID: 85205L107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Saqib Islam For For Management 1.2 Elect Director Stephen Squinto For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SPROUT SOCIAL, INC. Ticker: SPT Security ID: 85209W109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Barris For Against Management 1b Elect Director Karen Walker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SPS COMMERCE, INC. Ticker: SPSC Security ID: 78463M107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Archie C. Black For For Management 1b Elect Director Martin J. Leestma For For Management 1c Elect Director James B. Ramsey For For Management 1d Elect Director Marty M. Reaume For For Management 1e Elect Director Tami L. Reller For For Management 1f Elect Director Philip E. Soran For For Management 1g Elect Director Sven A. Wehrwein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- SPX CORPORATION Ticker: SPXC Security ID: 784635104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ricky D. Puckett For For Management 1.2 Elect Director Meenal A. Sethna For For Management 1.3 Elect Director Tana L. Utley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- SPX FLOW, INC. Ticker: FLOW Security ID: 78469X107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert F. Hull, Jr. For For Management 1b Elect Director David V. Singer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SRC ENERGY INC. Ticker: SRCI Security ID: 78470V108 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- STAG INDUSTRIAL, INC. Ticker: STAG Security ID: 85254J102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Benjamin S. Butcher For For Management 1b Elect Director Jit Kee Chin For For Management 1c Elect Director Virgis W. Colbert For For Management 1d Elect Director Michelle S. Dilley For For Management 1e Elect Director Jeffrey D. Furber For For Management 1f Elect Director Larry T. Guillemette For For Management 1g Elect Director Francis X. Jacoby, III For For Management 1h Elect Director Christopher P. Marr For For Management 1i Elect Director Hans S. Weger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STAMPS.COM INC. Ticker: STMP Security ID: 852857200 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth T. McBride For Withhold Management 1b Elect Director Theodore R. Samuels, II For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. Ticker: SMP Security ID: 853666105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Gethin For For Management 1.2 Elect Director Pamela Forbes Lieberman For For Management 1.3 Elect Director Patrick S. McClymont For For Management 1.4 Elect Director Joseph W. McDonnell For For Management 1.5 Elect Director Alisa C. Norris For For Management 1.6 Elect Director Eric P. Sills For For Management 1.7 Elect Director Lawrence I. Sills For For Management 1.8 Elect Director William H. Turner For For Management 1.9 Elect Director Richard S. Ward For For Management 1.10 Elect Director Roger M. Widmann For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STANDEX INTERNATIONAL CORPORATION Ticker: SXI Security ID: 854231107 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. Chorman For For Management 1.2 Elect Director Thomas J. Hansen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- STARTEK, INC. Ticker: SRT Security ID: 85569C107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aparup Sengupta For For Management 1b Elect Director Sanjay Chakrabarty For Against Management 1c Elect Director Mukesh Sharda For Against Management 1d Elect Director Bharat Rao For Against Management 1e Elect Director Albert Aboody For For Management 1f Elect Director Julie Schoenfeld For For Management 1g Elect Director Jerry Schafer For For Management 2 Ratify BDO India LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- STATE AUTO FINANCIAL CORPORATION Ticker: STFC Security ID: 855707105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Meuse For For Management 1.2 Elect Director Setareh Pouraghabagher For For Management 1.3 Elect Director S. Elaine Roberts For For Management 1.4 Elect Director Dwight E. Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEELCASE INC. Ticker: SCS Security ID: 858155203 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence J. Blanford For For Management 1b Elect Director Timothy C. E. Brown For For Management 1c Elect Director Connie K. Duckworth For For Management 1d Elect Director James P. Keane For For Management 1e Elect Director Todd P. Kelsey For For Management 1f Elect Director Jennifer C. Niemann For For Management 1g Elect Director Robert C. Pew, III For For Management 1h Elect Director Cathy D. Ross For For Management 1i Elect Director Peter M. Wege, II For For Management 1j Elect Director Kate Pew Wolters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- STEPAN COMPANY Ticker: SCL Security ID: 858586100 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joaquin Delgado For For Management 1.2 Elect Director F. Quinn Stepan, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Ticker: STRL Security ID: 859241101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger A. Cregg For For Management 1.2 Elect Director Joseph A. Cutillo For For Management 1.3 Elect Director Marian M. Davenport For For Management 1.4 Elect Director Raymond F. Messer For For Management 1.5 Elect Director Dana C. O'Brien For For Management 1.6 Elect Director Charles R. Patton For For Management 1.7 Elect Director Thomas M. White For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Ticker: SHOO Security ID: 556269108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Rosenfeld For For Management 1.2 Elect Director Al Ferrara For For Management 1.3 Elect Director Mitchell S. Klipper For For Management 1.4 Elect Director Rose Peabody Lynch For For Management 1.5 Elect Director Peter Migliorini For For Management 1.6 Elect Director Ravi Sachdev For For Management 1.7 Elect Director Thomas H. Schwartz For For Management 1.8 Elect Director Robert G. Smith For For Management 1.9 Elect Director Amelia Newton Varela For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEWART INFORMATION SERVICES CORPORATION Ticker: STC Security ID: 860372101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas G. Apel For For Management 1.2 Elect Director C. Allen Bradley, Jr. For For Management 1.3 Elect Director Robert L. Clarke For For Management 1.4 Elect Director William S. Corey, Jr. For For Management 1.5 Elect Director Frederick H. Eppinger, For For Management Jr. 1.6 Elect Director Deborah J. Matz For For Management 1.7 Elect Director Matthew W. Morris For For Management 1.8 Elect Director Karen R. Pallotta For For Management 1.9 Elect Director Manuel Sanchez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director James M. Oates For For Management 1.9 Elect Director David A. Peacock For For Management 1.10 Elect Director Thomas W. Weisel For For Management 1.11 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STITCH FIX, INC. Ticker: SFIX Security ID: 860897107 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven Anderson For Withhold Management 1b Elect Director Marka Hansen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STOCK YARDS BANCORP, INC. Ticker: SYBT Security ID: 861025104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul J. Bickel, III For For Management 1b Elect Director J. McCauley Brown For For Management 1c Elect Director David P. Heintzman For For Management 1d Elect Director Donna L. Heitzman For For Management 1e Elect Director Carl G. Herde For For Management 1f Elect Director James A. Hillebrand For For Management 1g Elect Director Richard A. Lechleiter For For Management 1h Elect Director Stephen M. Priebe For For Management 1i Elect Director John L. Schutte For For Management 1j Elect Director Norman Tasman For For Management 1k Elect Director Kathy C. Thompson For For Management 2 Ratify BKD, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STOKE THERAPEUTICS, INC. Ticker: STOK Security ID: 86150R107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adrian R. Krainer For Withhold Management 1.2 Elect Director Julie Anne Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- STONERIDGE, INC. Ticker: SRI Security ID: 86183P102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan B. DeGaynor For For Management 1.2 Elect Director Jeffrey P. Draime For For Management 1.3 Elect Director Douglas C. Jacobs For For Management 1.4 Elect Director Ira C. Kaplan For For Management 1.5 Elect Director Kim Korth For For Management 1.6 Elect Director William M. Lasky For For Management 1.7 Elect Director George S. Mayes, Jr. For For Management 1.8 Elect Director Paul J. Schlather For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- STRATASYS LTD. Ticker: SSYS Security ID: M85548101 Meeting Date: DEC 31, 2019 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect Elchanan Jaglom as Director For For Management 1b Reelect S. Scott Crump as Director For For Management 1c Reelect Victor Leventhal as Director For For Management 1d Reelect John J. McEleney as Director For For Management 1e Reelect Dov Ofer as Director For For Management 1f Reelect Ziva Patir as Director For For Management 1g Reelect David Reis as Director For For Management 1h Reelect Yair Seroussi as Director For For Management 1i Reelect Adina Shorr as Director For For Management 2 Approve Equity Awards to David Reis For Abstain Management and Dov Ofer, Directors 3 Approve 2018 Special Bonus for S. For For Management Scott Crump, CIO 4 Reappoint Kesselman and Kesselman as For For Management Auditors 5 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are NOT a controlling None For Management shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST -------------------------------------------------------------------------------- STRATEGIC EDUCATION, INC. Ticker: STRA Security ID: 86272C103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Silberman For For Management 1.2 Elect Director J. Kevin Gilligan For For Management 1.3 Elect Director Robert R. Grusky For For Management 1.4 Elect Director Charlotte F. Beason For For Management 1.5 Elect Director Rita D. Brogley For For Management 1.6 Elect Director John T. Casteen, III For For Management 1.7 Elect Director H. James Dallas For For Management 1.8 Elect Director Nathaniel C. Fick For For Management 1.9 Elect Director Karl McDonnell For For Management 1.10 Elect Director G. Thomas Waite, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STRATUS PROPERTIES, INC. Ticker: STRS Security ID: 863167201 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Joseph For For Management 1.2 Elect Director Michael D. Madden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKM Sowan Horan,LLP as Auditors For For Management -------------------------------------------------------------------------------- STRONGBRIDGE BIOPHARMA PLC Ticker: SBBP Security ID: G85347105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Johnson For For Management 1.2 Elect Director Jeffrey W. Sherman For For Management 1.3 Elect Director David N. Gill For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Renew the Board's Authority to Issue For Against Management Shares Under Irish Law 4 Renew the Board's Authority to Opt-Out For Against Management of Statutory Pre-Emptions Rights 5 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- STURM, RUGER & COMPANY, INC. Ticker: RGR Security ID: 864159108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Cosentino, Jr. For For Management 1b Elect Director Michael O. Fifer For For Management 1c Elect Director Sandra S. Froman For For Management 1d Elect Director C. Michael Jacobi For For Management 1e Elect Director Christopher J. Killoy For For Management 1f Elect Director Terrence G. O'Connor For For Management 1g Elect Director Amir P. Rosenthal For For Management 1h Elect Director Ronald C. Whitaker For For Management 1i Elect Director Phillip C. Widman For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUMMIT FINANCIAL GROUP, INC. Ticker: SMMF Security ID: 86606G101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald B. Spencer For For Management 1.1 Elect Director Ronald L. Bowling For Withhold Management 1.2 Elect Director J. Scott Bridgeforth For For Management 1.3 Elect Director Georgette R. George For For Management 1.4 Elect Director John B. Gianola For For Management 1.5 Elect Director John H. Shott For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditor -------------------------------------------------------------------------------- SUMMIT HOTEL PROPERTIES, INC. Ticker: INN Security ID: 866082100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Hansen For For Management 1b Elect Director Bjorn R. L. Hanson For For Management 1c Elect Director Jeffrey W. Jones For For Management 1d Elect Director Kenneth J. Kay For For Management 1e Elect Director Thomas W. Storey For For Management 1f Elect Director Hope S. Taitz For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUMMIT MATERIALS, INC. Ticker: SUM Security ID: 86614U100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Murphy For For Management 1.2 Elect Director Steven H. Wunning For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SUNCOKE ENERGY, INC. Ticker: SXC Security ID: 86722A103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha Z. Carnes For For Management 1.2 Elect Director Michael G. Rippey For For Management 1.3 Elect Director James E. Sweetnam For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SUNNOVA ENERGY INTERNATIONAL INC. Ticker: NOVA Security ID: 86745K104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. (John) Berger For Withhold Management 1.2 Elect Director Rahman D'Argenio For For Management 1.3 Elect Director Michael C. Morgan For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SUNPOWER CORPORATION Ticker: SPWR Security ID: 867652406 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas McDaniel For For Management 1.2 Elect Director Thomas Rebeyrol For Withhold Management 1.3 Elect Director Thomas Werner For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- SUNRUN INC. Ticker: RUN Security ID: 86771W105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Dach For Withhold Management 1.2 Elect Director Edward Fenster For For Management 1.3 Elect Director Mary Powell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUNSTONE HOTEL INVESTORS, INC. Ticker: SHO Security ID: 867892101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director John V. Arabia For For Management 1B Elect Director W. Blake Baird For For Management 1C Elect Director Andrew Batinovich For For Management 1D Elect Director Monica Digilio For For Management 1E Elect Director Thomas A. Lewis, Jr. For For Management 1F Elect Director Murray J. McCabe For For Management 1G Elect Director Douglas M. Pasquale For For Management 1H Elect Director Keith P. Russell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUPERIOR GROUP OF COMPANIES, INC. Ticker: SGC Security ID: 868358102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sidney Kirschner For For Management 1.2 Elect Director Michael Benstock For For Management 1.3 Elect Director Robin M. Hensley For For Management 1.4 Elect Director Paul Mellini For For Management 1.5 Elect Director Todd Siegel For For Management 1.6 Elect Director Venita Fields For For Management 1.7 Elect Director Andrew D. Demott, Jr. For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditor -------------------------------------------------------------------------------- SUPERNUS PHARMACEUTICALS, INC. Ticker: SUPN Security ID: 868459108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Hudson For For Management 1.2 Elect Director Charles W. Newhall, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SURGERY PARTNERS, INC. Ticker: SGRY Security ID: 86881A100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent Turner For Withhold Management 1.2 Elect Director T. Devin O'Reilly For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SURMODICS, INC. Ticker: SRDX Security ID: 868873100 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose H. Bedoya For For Management 1.2 Elect Director Susan E. Knight For For Management 2 Fix Number of Directors at Seven For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUTRO BIOPHARMA, INC. Ticker: STRO Security ID: 869367102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Newell For For Management 1.2 Elect Director Connie Matsui For Withhold Management 1.3 Elect Director James Panek For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SVMK INC. Ticker: SVMK Security ID: 78489X103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ryan Finley For For Management 1.2 Elect Director Benjamin C. Spero For For Management 1.3 Elect Director Serena J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED Ticker: SYKE Security ID: 871237103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James S. MacLeod For For Management 1B Elect Director William D. Muir, Jr. For For Management 1C Elect Director Lorraine L. Lutton For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNALLOY CORPORATION Ticker: SYNL Security ID: 871565107 Meeting Date: JUN 30, 2020 Meeting Type: Proxy Contest Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) None 1.1 Elect Director Craig C. Bram For For Management 1.2 Elect Director Anthony A. Callander For Withhold Management 1.3 Elect Director Susan S. Gayner For For Management 1.4 Elect Director Henry L. Guy For For Management 1.5 Elect Director Jeffrey Kaczka For For Management 1.6 Elect Director Amy J. Michtich For For Management 1.7 Elect Director James W. Terry, Jr. For Withhold Management 1.8 Elect Director Murray H. Wright For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG, LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Andee Harris For Did Not Vote Shareholder 1.2 Elect Director Christopher Hutter For Did Not Vote Shareholder 1.3 Elect Director Aldo Mazzaferro For Did Not Vote Shareholder 1.4 Elect Director Benjamin Rosenzweig For Did Not Vote Shareholder 1.5 Elect Director John P. Schauerman For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 3 Ratify KPMG, LLP as Auditors None Did Not Vote Management -------------------------------------------------------------------------------- SYNAPTICS INCORPORATED Ticker: SYNA Security ID: 87157D109 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kiva A. Allgood For For Management 1b Elect Director Michael E. Hurlston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SYNCHRONOSS TECHNOLOGIES, INC. Ticker: SNCR Security ID: 87157B103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Hopkins For For Management 1.2 Elect Director Robert Aquilina For For Management 1.3 Elect Director Kristin S. Rinne For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYNDAX PHARMACEUTICALS, INC. Ticker: SNDX Security ID: 87164F105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fabrice Egros For For Management 1b Elect Director Pierre Legault For Withhold Management 1c Elect Director Michael A. Metzger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernadette M. For For Management Connaughton 1b Elect Director Kenneth F. Meyers For For Management 1c Elect Director Matthew E. Monaghan For For Management 1d Elect Director Joshua M. Nelson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNLOGIC, INC. Ticker: SYBX Security ID: 87166L100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Barrett For Withhold Management 1.2 Elect Director Edward Mathers For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYROS PHARMACEUTICALS, INC. Ticker: SYRS Security ID: 87184Q107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Alles For For Management 1.2 Elect Director Amir Nashat For Withhold Management 1.3 Elect Director Peter Wirth For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For For Management 1.2 Elect Director Bruce Leeds For Withhold Management 1.3 Elect Director Robert Leeds For Withhold Management 1.4 Elect Director Barry Litwin For For Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For Withhold Management 1.8 Elect Director Robert D. Rosenthal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TABULA RASA HEALTHCARE, INC. Ticker: TRHC Security ID: 873379101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jan Berger For Withhold Management 1.2 Elect Director Kathrine O'Brien For Withhold Management 1.3 Elect Director Michael Purcell For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TACTILE SYSTEMS TECHNOLOGY, INC. Ticker: TCMD Security ID: 87357P100 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William W. Burke For For Management 1.2 Elect Director Raymond O. Huggenberger For For Management 1.3 Elect Director Gerald R. Mattys For For Management 1.4 Elect Director Richard J. Nigon For For Management 1.5 Elect Director Cheryl Pegus For For Management 1.6 Elect Director Kevin H. Roche For For Management 1.7 Elect Director Peter H. Soderberg For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TAILORED BRANDS, INC. Ticker: TLRD Security ID: 87403A107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dinesh S. Lathi For For Management 1.2 Elect Director Theo Killion For For Management 1.3 Elect Director Irene Chang Britt For For Management 1.4 Elect Director Sue Gove For For Management 1.5 Elect Director Andrew Vollero For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TALOS ENERGY INC. Ticker: TALO Security ID: 87484T108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy S. Duncan For Against Management 1.2 Elect Director John 'Brad' Juneau For For Management 1.3 Elect Director Donald R. Kendall, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TANDEM DIABETES CARE, INC. Ticker: TNDM Security ID: 875372203 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kim D. Blickenstaff For For Management 1.2 Elect Director Christopher J. Twomey For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. Ticker: SKT Security ID: 875465106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey B. Citrin For For Management 1.2 Elect Director David B. Henry For For Management 1.3 Elect Director Thomas J. Reddin For For Management 1.4 Elect Director Bridget M. Ryan-Berman For For Management 1.5 Elect Director Susan E. Skerritt For For Management 1.6 Elect Director Steven B. Tanger For For Management 1.7 Elect Director Luis A. Ubinas For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- TARGET HOSPITALITY CORP. Ticker: TH Security ID: 87615L107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Lindsay For Withhold Management 1.2 Elect Director Andrew P. Studdert For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION Ticker: TMHC Security ID: 87724P106 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION Ticker: TMHC Security ID: 87724P106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffry L. Flake For For Management 1.2 Elect Director Gary H. Hunt For For Management 1.3 Elect Director Peter Lane For For Management 1.4 Elect Director William H. Lyon For For Management 1.5 Elect Director Anne L. Mariucci For For Management 1.6 Elect Director Andrea (Andi) Owen For For Management 1.7 Elect Director Sheryl D. Palmer For For Management 1.8 Elect Director Denise F. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TEAM, INC. Ticker: TISI Security ID: 878155100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis A. Waters For For Management 1.2 Elect Director Gary G. Yesavage For For Management 1.3 Elect Director Jeffery G. Davis For For Management 1.4 Elect Director Robert C. Skaggs, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- TECH DATA CORPORATION Ticker: TECD Security ID: 878237106 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TECHTARGET, INC. Ticker: TTGT Security ID: 87874R100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Cotoia For For Management 1.2 Elect Director Roger M. Marino For For Management 1.3 Elect Director Christina G. Van Houten For For Management 2 Ratify Stowe & Degon, LLC as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- TEEKAY CORPORATION Ticker: TK Security ID: Y8564W103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rudolph Krediet For For Management 1.2 Elect Director Heidi Locke Simon For For Management -------------------------------------------------------------------------------- TEEKAY TANKERS LTD. Ticker: TNK Security ID: Y8565N300 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Hvid For Withhold Management 1.2 Elect Director Arthur Bensler For Withhold Management 1.3 Elect Director Sai W. Chu For Withhold Management 1.4 Elect Director Richard T. du Moulin For Withhold Management 1.5 Elect Director David Schellenberg For For Management -------------------------------------------------------------------------------- TEGNA, INC. Ticker: TGNA Security ID: 87901J105 Meeting Date: APR 30, 2020 Meeting Type: Proxy Contest Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Proxy Card) None 1.1 Elect Director Gina L. Bianchini For For Management 1.2 Elect Director Howard D. Elias For For Management 1.3 Elect Director Stuart J. Epstein For For Management 1.4 Elect Director Lidia Fonseca For For Management 1.5 Elect Director Karen H. Grimes For For Management 1.6 Elect Director David T. Lougee For For Management 1.7 Elect Director Scott K. McCune For For Management 1.8 Elect Director Henry W. McGee For For Management 1.9 Elect Director Susan Ness For For Management 1.10 Elect Director Bruce P. Nolop For For Management 1.11 Elect Director Neal Shapiro For For Management 1.12 Elect Director Melinda C. Witmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Soohyung Kim For Did Not Vote Shareholder 1.2 Elect Director Colleen B. Brown For Did Not Vote Shareholder 1.3 Elect Director Ellen McClain Haime For Did Not Vote Shareholder 1.4 Elect Director Deborah McDermott For Did Not Vote Shareholder 1.5 Management Nominee Gina L. Bianchini For Did Not Vote Shareholder 1.6 Management Nominee Stuart J. Epstein For Did Not Vote Shareholder 1.7 Management Nominee Lidia Fonseca For Did Not Vote Shareholder 1.8 Management Nominee Karen H. Grimes For Did Not Vote Shareholder 1.9 Management Nominee David T. Lougee For Did Not Vote Shareholder 1.10 Management Nominee Henry W. McGee For Did Not Vote Shareholder 1.11 Management Nominee Susan Ness For Did Not Vote Shareholder 1.12 Management Nominee Melinda C. Witmer For Did Not Vote Shareholder 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan Against Did Not Vote Management -------------------------------------------------------------------------------- TEJON RANCH CO. Ticker: TRC Security ID: 879080109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory S. Bielli For For Management 1.2 Elect Director Anthony L. Leggio For For Management 1.3 Elect Director Norman J. Metcalfe For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4a Declassify the Board of Directors For For Management 4b Amend Certificate of Incorporation to For Against Management Remove Certificate Provisions related to the Submission of Nominations and Other Business 4c Amend Certificate of Incorporation to For For Management Make Non-Substantive Changes to the Certificate -------------------------------------------------------------------------------- TELADOC HEALTH, INC. Ticker: TDOC Security ID: 87918A105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Helen Darling For For Management 1.2 Elect Director William H. Frist For For Management 1.3 Elect Director Michael Goldstein For For Management 1.4 Elect Director Jason Gorevic For For Management 1.5 Elect Director Catherine A. Jacobson For For Management 1.6 Elect Director Thomas G. McKinley For For Management 1.7 Elect Director Kenneth H. Paulus For For Management 1.8 Elect Director David Shedlarz For For Management 1.9 Elect Director Mark Douglas Smith For For Management 1.10 Elect Director David B. Snow, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TELARIA, INC. Ticker: TLRA Security ID: 879181105 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TELENAV, INC. Ticker: TNAV Security ID: 879455103 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel Chen For For Management 1.2 Elect Director Wes Cummins For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TELLURIAN INC. Ticker: TELL Security ID: 87968A104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diana Derycz-Kessler For For Management 1b Elect Director Dillon J. Ferguson For Against Management 1c Elect Director Meg A. Gentle For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Issuance of Shares for a For For Management Private Placement 4 Increase Authorized Common Stock For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TENABLE HOLDINGS, INC. Ticker: TENB Security ID: 88025T102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Huffard, Jr. For For Management 1.2 Elect Director A. Brooke Seawell For For Management 1.3 Elect Director Richard M. Wells For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- TENET HEALTHCARE CORPORATION Ticker: THC Security ID: 88033G407 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald A. Rittenmeyer For For Management 1b Elect Director J. Robert Kerrey For For Management 1c Elect Director Lloyd J. Austin, III For For Management 1d Elect Director James L. Bierman For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Meghan M. FitzGerald For For Management 1g Elect Director Christopher S. Lynch For For Management 1h Elect Director Richard J. Mark For For Management 1i Elect Director Tammy Romo For For Management 1j Elect Director Nadja Y. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- TENNANT COMPANY Ticker: TNC Security ID: 880345103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol S. Eicher For For Management 1b Elect Director Maria C. Green For For Management 1c Elect Director Donal L. Mulligan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TENNECO INC. Ticker: TEN Security ID: 880349105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roy V. Armes For For Management 1b Elect Director SungHwan Cho For For Management 1c Elect Director Thomas C. Freyman For For Management 1d Elect Director Denise Gray For For Management 1e Elect Director Brian J. Kesseler For For Management 1f Elect Director Dennis J. Letham For For Management 1g Elect Director James S. Metcalf For For Management 1h Elect Director Aleksandra ("Aleks") A. For For Management Miziolek 1i Elect Director Gregg M. Sherrill For For Management 1j Elect Director Charles K. Stevens, III For For Management 1k Elect Director Jane L. Warner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TEREX CORPORATION Ticker: TEX Security ID: 880779103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paula H.J. Cholmondeley For For Management 1b Elect Director Donald DeFosset For For Management 1c Elect Director John L. Garrison, Jr. For For Management 1d Elect Director Thomas J. Hansen For For Management 1e Elect Director Raimund Klinkner For For Management 1f Elect Director Sandie O'Connor For For Management 1g Elect Director Andra M. Rush For For Management 1h Elect Director David A. Sachs For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TERRENO REALTY CORPORATION Ticker: TRNO Security ID: 88146M101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Blake Baird For For Management 1b Elect Director Michael A. Coke For For Management 1c Elect Director Linda Assante For For Management 1d Elect Director LeRoy E. Carlson For For Management 1e Elect Director David M. Lee For For Management 1f Elect Director Gabriela Franco Parcella For For Management 1g Elect Director Douglas M. Pasquale For For Management 1h Elect Director Dennis Polk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TERRITORIAL BANCORP INC. Ticker: TBNK Security ID: 88145X108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Y. Ikeda For For Management 1.2 Elect Director David S. Murakami For For Management 2 Ratify Moss Adams LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TETRA TECHNOLOGIES, INC. Ticker: TTI Security ID: 88162F105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Baldwin For For Management 1.2 Elect Director Thomas R. Bates, Jr. For For Management 1.3 Elect Director Paul D. Coombs For For Management 1.4 Elect Director John F. Glick For For Management 1.5 Elect Director Gina A. Luna For For Management 1.6 Elect Director Brady M. Murphy For For Management 1.7 Elect Director William D. Sullivan For For Management 1.8 Elect Director Joseph C. Winkler, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. Ticker: TXRH Security ID: 882681109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory N. Moore For For Management 1.2 Elect Director W. Kent Taylor For For Management 1.3 Elect Director Curtis A. Warfield For For Management 1.4 Elect Director Kathleen M. Widmer For For Management 1.5 Elect Director James R. Zarley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TEXTAINER GROUP HOLDINGS LIMITED Ticker: TGH Security ID: G8766E109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Nurek For Against Management 1.2 Elect Director Robert D. Pedersen For Against Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TG THERAPEUTICS, INC. Ticker: TGTX Security ID: 88322Q108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurence N. Charney For Withhold Management 1.2 Elect Director Yann Echelard For Withhold Management 1.3 Elect Director William J. Kennedy For Withhold Management 1.4 Elect Director Kenneth Hoberman For Withhold Management 1.5 Elect Director Daniel Hume For Withhold Management 1.6 Elect Director Sagar Lonial For For Management 1.7 Elect Director Michael S. Weiss For Withhold Management 2 Ratify CohnReznick LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- THE ANDERSONS, INC. Ticker: ANDE Security ID: 034164103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick E. Bowe For For Management 1.2 Elect Director Michael J. Anderson, Sr. For For Management 1.3 Elect Director Gerard M. Anderson For For Management 1.4 Elect Director Stephen F. Dowdle For For Management 1.5 Elect Director Pamela S. Hershberger For For Management 1.6 Elect Director Catherine M. Kilbane For For Management 1.7 Elect Director Robert J. King, Jr. For For Management 1.8 Elect Director Ross W. Manire For For Management 1.9 Elect Director Patrick S. Mullin For For Management 1.10 Elect Director John T. Stout, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BANCORP, INC. Ticker: TBBK Security ID: 05969A105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Cohen For For Management 1.2 Elect Director Damian M. Kozlowski For For Management 1.3 Elect Director Walter T. Beach For For Management 1.4 Elect Director Michael J. Bradley For For Management 1.5 Elect Director John C. Chrystal For For Management 1.6 Elect Director Matthew Cohn For For Management 1.7 Elect Director John M. Eggemeyer For For Management 1.8 Elect Director Hersh Kozlov For For Management 1.9 Elect Director William H. Lamb For For Management 1.10 Elect Director James J. McEntee, III For For Management 1.11 Elect Director Daniela A. Mielke For For Management 1.12 Elect Director Stephanie B. Mudick For For Management 1.13 Elect Director Mei-Mei Tuan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BANK OF PRINCETON Ticker: BPRN Security ID: 064520109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Distler For For Management 1.2 Elect Director Ross E. Wishnick For Withhold Management 1.3 Elect Director Judith A. Giacin For For Management 1.4 Elect Director Richard J. Gillespie For For Management 1.5 Elect Director Robert N. Ridolfi For For Management 1.6 Elect Director Stephen K. Shueh For For Management 1.7 Elect Director Edward J. Dietzler For For Management 1.8 Elect Director Martin Tuchman For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Certificate of Incorporation to For For Management Allow Share Repurchases 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BOSTON BEER COMPANY, INC. Ticker: SAM Security ID: 100557107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Meghan V. Joyce For For Management 1.2 Elect Director Michael Spillane For For Management 1.3 Elect Director Jean-Michel Valette For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE BRINK'S COMPANY Ticker: BCO Security ID: 109696104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathie J. Andrade For For Management 1.2 Elect Director Paul G. Boynton For For Management 1.3 Elect Director Ian D. Clough For For Management 1.4 Elect Director Susan E. Docherty For For Management 1.5 Elect Director Reginald D. Hedgebeth For For Management 1.6 Elect Director Dan R. Henry - Withdrawn None None Management 1.7 Elect Director Michael J. Herling For For Management 1.8 Elect Director Douglas A. Pertz For For Management 1.9 Elect Director George I. Stoeckert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BUCKLE, INC. Ticker: BKE Security ID: 118440106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel J. Hirschfeld For For Management 1.2 Elect Director Dennis H. Nelson For For Management 1.3 Elect Director Thomas B. Heacock For For Management 1.4 Elect Director Kari G. Smith For For Management 1.5 Elect Director Hank M. Bounds For For Management 1.6 Elect Director Bill L. Fairfield For For Management 1.7 Elect Director Bruce L. Hoberman For For Management 1.8 Elect Director Michael E. Huss For For Management 1.9 Elect Director Angie J. Klein For For Management 1.10 Elect Director John P. Peetz, III For For Management 1.11 Elect Director Karen B. Rhoads For For Management 1.12 Elect Director James E. Shada For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- THE CATO CORPORATION Ticker: CATO Security ID: 149205106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Davies For For Management 1.2 Elect Director Thomas B. Henson For For Management 1.3 Elect Director Bryan F. Kennedy, III For For Management 2 Permit Board to Amend Bylaws Without For Against Management Shareholder Consent 3 Amend Bylaws For For Management 4 Amend Bylaws For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE CHEESECAKE FACTORY INCORPORATED Ticker: CAKE Security ID: 163072101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Overton For For Management 1b Elect Director Edie A. Ames For For Management 1c Elect Director Alexander L. Cappello For For Management 1d Elect Director Jerome L. Kransdorf For For Management 1e Elect Director Janice L. Meyer For For Management 1f Elect Director Laurence B. Mindel For For Management 1g Elect Director David B. Pittaway For For Management 1h Elect Director Herbert Simon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE CHEFS' WAREHOUSE, INC. Ticker: CHEF Security ID: 163086101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominick Cerbone For For Management 1b Elect Director Joseph Cugine For For Management 1c Elect Director Steven F. Goldstone For For Management 1d Elect Director Alan Guarino For For Management 1e Elect Director Stephen Hanson For For Management 1f Elect Director Katherine Oliver For For Management 1g Elect Director Christopher Pappas For For Management 1h Elect Director John Pappas For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE CHILDREN'S PLACE, INC. Ticker: PLCE Security ID: 168905107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alutto For For Management 1b Elect Director John E. Bachman For For Management 1c Elect Director Marla Malcolm Beck For For Management 1d Elect Director Elizabeth J. Boland For For Management 1e Elect Director Jane Elfers For For Management 1f Elect Director Joseph Gromek For For Management 1g Elect Director Norman Matthews For For Management 1h Elect Director Robert L. Mettler For For Management 1i Elect Director Debby Reiner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE COMMUNITY FINANCIAL CORPORATION Ticker: TCFC Security ID: 20368X101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly C. For For Management Briscoe-Tonic 1.2 Elect Director M. Arshed Javaid For For Management 1.3 Elect Director Kathryn M. Zabriskie For For Management 1.4 Elect Director Rebecca Middleton For Withhold Management McDonald 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE CONTAINER STORE GROUP, INC. Ticker: TCS Security ID: 210751103 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J. Flynn For Withhold Management 1.2 Elect Director Robert E. Jordan For For Management 1.3 Elect Director Walter Robb For For Management 1.4 Elect Director Wendi Sturgis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- THE E.W. SCRIPPS COMPANY Ticker: SSP Security ID: 811054402 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lauren Rich Fine For For Management 1b Elect Director Wonya Y. Lucas For For Management 1c Elect Director Kim Williams For Withhold Management -------------------------------------------------------------------------------- THE EASTERN COMPANY Ticker: EML Security ID: 276317104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fredrick D. DiSanto For For Management 1.2 Elect Director John W. Everets For For Management 1.3 Elect Director Charles W. Henry For For Management 1.4 Elect Director Michael A. McManus, Jr. For For Management 1.5 Elect Director James A. Mitarotonda For For Management 1.6 Elect Director Peggy B. Scott For For Management 1.7 Elect Director August M. Vlak For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Fiondella, Milone & LaSaracina For For Management LLP as Auditors -------------------------------------------------------------------------------- THE ENSIGN GROUP, INC. Ticker: ENSG Security ID: 29358P101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy E. Christensen For For Management 1.2 Elect Director Barry M. Smith For For Management 1.3 Elect Director Swati B. Abbott For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE FIRST BANCORP, INC. Ticker: FNLC Security ID: 31866P102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine M. Boyd For For Management 1.2 Elect Director Robert B. Gregory For For Management 1.3 Elect Director Renee W. Kelly For For Management 1.4 Elect Director Tony C. McKim For For Management 1.5 Elect Director Mark N. Rosborough For For Management 1.6 Elect Director Cornelius J. Russell For For Management 1.7 Elect Director Stuart G. Smith For For Management 1.8 Elect Director Bruce B. Tindal For For Management 1.9 Elect Director F. Stephen Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Berry Dunn McNeil & Parker, LLC For For Management as Auditors -------------------------------------------------------------------------------- THE FIRST BANCSHARES, INC. Ticker: FBMS Security ID: 318916103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney D. Bennett For For Management 1.2 Elect Director Ted E. Parker For For Management 1.3 Elect Director J. Douglas Seidenburg For For Management 1.4 Elect Director Renee Moore For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Crowe, LLP as Auditors For For Management -------------------------------------------------------------------------------- THE FIRST OF LONG ISLAND CORPORATION Ticker: FLIC Security ID: 320734106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Becker For For Management 1.2 Elect Director Paul T. Canarick For For Management 1.3 Elect Director Alexander L. Cover For For Management 1.4 Elect Director Stephen V. Murphy For For Management 1.5 Elect Director Peter Quick For For Management 1.6 Elect Director Denise Strain For For Management 1.7 Elect Director Eric J. Tveter For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- THE GEO GROUP, INC. Ticker: GEO Security ID: 36162J106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne N. Foreman For For Management 1.2 Elect Director Richard H. Glanton For For Management 1.3 Elect Director Jose Gordo For For Management 1.4 Elect Director Scott Kernan For For Management 1.5 Elect Director Guido Van Hauwermeiren For For Management 1.6 Elect Director Christopher C. Wheeler For For Management 1.7 Elect Director Julie Myers Wood For For Management 1.8 Elect Director George C. Zoley For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE GORMAN-RUPP COMPANY Ticker: GRC Security ID: 383082104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald H. Bullock, Jr. For For Management 1.2 Elect Director Jeffrey S. Gorman For For Management 1.3 Elect Director M. Ann Harlan For For Management 1.4 Elect Director Christopher H. Lake For For Management 1.5 Elect Director Sonja K. McClelland For For Management 1.6 Elect Director Vincent K. Petrella For For Management 1.7 Elect Director Kenneth R. Reynolds For For Management 1.8 Elect Director Rick R. Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE GREENBRIER COMPANIES, INC. Ticker: GBX Security ID: 393657101 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wanda F. Felton For For Management 1.2 Elect Director Graeme A. Jack For For Management 1.3 Elect Director David L. Starling For For Management 1.4 Elect Director Wendy L. Teramoto For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLC as Auditors For For Management -------------------------------------------------------------------------------- THE HABIT RESTAURANTS, INC. Ticker: HABT Security ID: 40449J103 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John R. Harris For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THE JOINT CORP. Ticker: JYNT Security ID: 47973J102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew E. Rubel For For Management 1.2 Elect Director James H. Amos, Jr. For For Management 1.3 Elect Director Ronald V. DaVella For For Management 1.4 Elect Director Suzanne M. Decker For For Management 1.5 Elect Director Peter D. Holt For For Management 1.6 Elect Director Abe Hong For For Management 1.7 Elect Director Glenn J. Krevlin For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- THE LOVESAC COMPANY Ticker: LOVE Security ID: 54738L109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Fox For For Management 1.2 Elect Director John Grafer For Withhold Management 1.3 Elect Director Andrew R. Heyer For For Management 1.4 Elect Director Walter D. McLallen For For Management 1.5 Elect Director Shawn Nelson For For Management 1.6 Elect Director William P. Phoenix For Withhold Management 1.7 Elect Director Shirley Romig For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Marcum LLP as Auditor For For Management -------------------------------------------------------------------------------- THE MANITOWOC COMPANY, INC. Ticker: MTW Security ID: 563571405 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Anne E. Belec For For Management 1.3 Elect Director Robert G. Bohn For For Management 1.4 Elect Director Donald M. Condon, Jr. For For Management 1.5 Elect Director Anne M. Cooney For For Management 1.6 Elect Director Kenneth W. Krueger For For Management 1.7 Elect Director C. David Myers For For Management 1.8 Elect Director Barry L. Pennypacker For For Management 1.9 Elect Director John C. Pfeifer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE MARCUS CORPORATION Ticker: MCS Security ID: 566330106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen H. Marcus For Withhold Management 1.2 Elect Director Diane Marcus Gershowitz For Withhold Management 1.3 Elect Director Allan H. Selig For For Management 1.4 Elect Director Timothy E. Hoeksema For Withhold Management 1.5 Elect Director Bruce J. Olson For For Management 1.6 Elect Director Philip L. Milstein For Withhold Management 1.7 Elect Director Gregory S. Marcus For Withhold Management 1.8 Elect Director Brian J. Stark For For Management 1.9 Elect Director Katherine M. Gehl For Withhold Management 1.10 Elect Director David M. Baum For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- THE MEET GROUP, INC. Ticker: MEET Security ID: 58513U101 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Abstain Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE MICHAELS COMPANIES, INC. Ticker: MIK Security ID: 59408Q106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Josh Bekenstein For For Management 1.2 Elect Director Ashley Buchanan For For Management 1.3 Elect Director Mark S. Cosby For For Management 1.4 Elect Director Ryan Cotton For For Management 1.5 Elect Director Monte E. Ford For For Management 1.6 Elect Director Karen Kaplan For For Management 1.7 Elect Director Matthew S. Levin For For Management 1.8 Elect Director John J. Mahoney For For Management 1.9 Elect Director James A. Quella For For Management 1.10 Elect Director Beryl B. Raff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young, LLP as Auditors For For Management -------------------------------------------------------------------------------- THE PENNANT GROUP, INC. Ticker: PNTG Security ID: 70805E109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel H Walker For For Management 1.2 Elect Director Christopher R. For For Management Christensen 1.3 Elect Director John G. Nackel For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE PROVIDENCE SERVICE CORPORATION Ticker: PRSC Security ID: 743815102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David A. Coulter For For Management 1b Elect Director Leslie V. Norwalk For For Management 1c Elect Director Daniel E. Greenleaf For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE REALREAL, INC. Ticker: REAL Security ID: 88339P101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Kumin For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE RMR GROUP INC. Ticker: RMR Security ID: 74967R106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer B. Clark For Withhold Management 1.2 Elect Director Ann Logan For Withhold Management 1.3 Elect Director Rosen Plevneliev For Withhold Management 1.4 Elect Director Adam D. Portnoy For Withhold Management 1.5 Elect Director Walter C. Watkins, Jr. For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE RUBICON PROJECT, INC. Ticker: RUBI Security ID: 78112V102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE SIMPLY GOOD FOODS COMPANY Ticker: SMPL Security ID: 82900L102 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Kilts For For Management 1.2 Elect Director David J. West For For Management 1.3 Elect Director Michelle P. Goolsby For For Management 1.4 Elect Director Brian K. Ratzan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Declassify the Board of Directors For For Management 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- THE ST. JOE COMPANY Ticker: JOE Security ID: 790148100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar L. Alvarez For For Management 1b Elect Director Bruce R. Berkowitz For For Management 1c Elect Director Howard S. Frank For For Management 1d Elect Director Jorge L. Gonzalez For For Management 1e Elect Director Thomas P. Murphy, Jr. For For Management 2 Ratify Grant Thornton LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE YORK WATER COMPANY Ticker: YORW Security ID: 987184108 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph T. Hand For For Management 1.2 Elect Director Erin C. McGlaughlin For For Management 1.3 Elect Director Robert P. Newcomer For For Management 1.4 Elect Director Ernest J. Waters For For Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- THERAPEUTICSMD, INC. Ticker: TXMD Security ID: 88338N107 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Bisaro For For Management 1.2 Elect Director J. Martin Carroll For For Management 1.3 Elect Director Cooper C. Collins For For Management 1.4 Elect Director Robert G. Finizio For For Management 1.5 Elect Director Karen L. Ling For For Management 1.6 Elect Director Jules A. Musing For For Management 1.7 Elect Director Gail K. Naughton For For Management 1.8 Elect Director Angus C. Russell For For Management 1.9 Elect Director Tommy G. Thompson For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- THERAVANCE BIOPHARMA, INC. Ticker: TBPH Security ID: G8807B106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean J. Mitchell For For Management 1.2 Elect Director George M. Whitesides For For Management 1.3 Elect Director William D. Young For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THERMON GROUP HOLDINGS, INC. Ticker: THR Security ID: 88362T103 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda A. Dalgetty For For Management 1.2 Elect Director Marcus J. George For For Management 1.3 Elect Director Kevin J. McGinty For For Management 1.4 Elect Director John T. Nesser, III For For Management 1.5 Elect Director Michael W. Press For For Management 1.6 Elect Director Charles A. Sorrentino For For Management 1.7 Elect Director Bruce A. Thames For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THIRD POINT REINSURANCE LTD. Ticker: TPRE Security ID: G8827U100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gretchen A. Hayes For For Management 2 Election of Designated Company For For Management Directors of Non-U.S. Subsidiaries 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TILE SHOP HOLDINGS, INC. Ticker: TTS Security ID: 88677Q109 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter J. Jacullo, III For For Management 1.2 Elect Director Cabell H. Lolmaugh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- TILLY'S, INC. Ticker: TLYS Security ID: 886885102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hezy Shaked For Withhold Management 1.2 Elect Director Doug Collier For Withhold Management 1.3 Elect Director Seth Johnson For Withhold Management 1.4 Elect Director Janet E. Kerr For Withhold Management 1.5 Elect Director Edmond Thomas For For Management 1.6 Elect Director Bernard Zeichner For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify BDO USA, LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TIMKENSTEEL CORPORATION Ticker: TMST Security ID: 887399103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall H. Edwards For For Management 1.2 Elect Director Leila L. Vespoli For For Management 1.3 Elect Director Randall A. Wotring For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TIPTREE INC. Ticker: TIPT Security ID: 88822Q103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Friedman For Withhold Management 1.2 Elect Director Bradley E. Smith For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- TITAN INTERNATIONAL, INC. Ticker: TWI Security ID: 88830M102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard "Dick" M. For For Management Cashin Jr. 1.2 Elect Director Gary L. Cowger For For Management 1.3 Elect Director Max A. Guinn For For Management 1.4 Elect Director Mark H. Rachesky For For Management 1.5 Elect Director Paul G. Reitz For For Management 1.6 Elect Director Anthony L. Soave For For Management 1.7 Elect Director Maurice M. Taylor, Jr. For For Management 2 Ratify Grant Thornton LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TITAN MACHINERY INC. Ticker: TITN Security ID: 88830R101 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tony Christianson For For Management 1.2 Elect Director Christine Hamilton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TIVITY HEALTH, INC. Ticker: TVTY Security ID: 88870R102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Sara J. Finley For For Management 1B Elect Director Robert J. Greczyn, Jr. For For Management 1C Elect Director Peter A. Hudson For For Management 1D Elect Director Beth M. Jacob For For Management 1E Elect Director Bradley S. Karro For For Management 1F Elect Director Benjamin A. Kirshner For For Management 1G Elect Director Erin L. Russell For For Management 1H Elect Director Anthony M. Sanfilippo For For Management 1I Elect Director Daniel G. Tully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TIVO CORPORATION Ticker: TIVO Security ID: 88870P106 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- TOCAGEN, INC. Ticker: TOCA Security ID: 888846102 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TOMPKINS FINANCIAL CORPORATION Ticker: TMP Security ID: 890110109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Alexander For For Management 1.2 Elect Director Paul J. Battaglia For For Management 1.3 Elect Director Daniel J. Fessenden For For Management 1.4 Elect Director James W. Fulmer For For Management 1.5 Elect Director Patricia A. Johnson For For Management 1.6 Elect Director Frank C. Milewski For For Management 1.7 Elect Director Ita M. Rahilly For For Management 1.8 Elect Director Thomas R. Rochon For For Management 1.9 Elect Director Stephen S. Romaine For For Management 1.10 Elect Director Michael H. Spain For For Management 1.11 Elect Director Jennifer R. Tegan For For Management 1.12 Elect Director Alfred J. Weber For For Management 1.13 Elect Director Craig Yunker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TOPBUILD CORP. Ticker: BLD Security ID: 89055F103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alec C. Covington For For Management 1b Elect Director Gerald Volas For For Management 1c Elect Director Carl T. Camden For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Tina M. Donikowski For For Management 1f Elect Director Mark A. Petrarca For For Management 1g Elect Director Nancy M. Taylor For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TPG RE FINANCE TRUST, INC. Ticker: TRTX Security ID: 87266M107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Avi Banyasz For For Management 1.2 Elect Director Greta Guggenheim For For Management 1.3 Elect Director Kelvin Davis For For Management 1.4 Elect Director Michael Gillmore For For Management 1.5 Elect Director Wendy Silverstein For For Management 1.6 Elect Director Bradley Smith For For Management 1.7 Elect Director Gregory White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TPI COMPOSITES, INC. Ticker: TPIC Security ID: 87266J104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven C. Lockard For For Management 1.2 Elect Director William E. Siwek For For Management 1.3 Elect Director Philip J. Deutch For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- TRANSENTERIX, INC. Ticker: TRXC Security ID: 89366M201 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRANSLATE BIO, INC. Ticker: TBIO Security ID: 89374L104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniella Beckman For Withhold Management 1.2 Elect Director Owen Hughes For For Management 1.3 Elect Director George Demetri For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRANSMEDICS GROUP, INC. Ticker: TMDX Security ID: 89377M109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Waleed H. Hassanein For For Management 1.2 Elect Director James R. Tobin For For Management 1.3 Elect Director Edward M. Basile For For Management 1.4 Elect Director Thomas J. Gunderson For For Management 1.5 Elect Director Edwin M. Kania, Jr. For For Management 1.6 Elect Director David Weill For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRECORA RESOURCES Ticker: TREC Security ID: 894648104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary K. Adams For For Management 1.2 Elect Director Pamela R. Butcher For For Management 1.3 Elect Director Nicholas N. Carter For For Management 1.4 Elect Director Adam C. Peakes For For Management 1.5 Elect Director Patrick D. Quarles For For Management 1.6 Elect Director Janet S. Roemer For For Management 1.7 Elect Director Karen A. Twitchell For For Management 2 Ratify BKM Sowan Horan, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TREDEGAR CORPORATION Ticker: TG Security ID: 894650100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George C. Freeman, III For For Management 1.2 Elect Director John D. Gottwald For For Management 1.3 Elect Director William M. Gottwald For For Management 1.4 Elect Director Kenneth R. Newsome For For Management 1.5 Elect Director Gregory A. Pratt For For Management 1.6 Elect Director Thomas G. Snead, Jr. For For Management 1.7 Elect Director John M. Steitz For For Management 1.8 Elect Director Carl E. Tack, III For For Management 1.9 Elect Director Anne G. Waleski For For Management 2 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- TREX COMPANY, INC. Ticker: TREX Security ID: 89531P105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay M. Gratz For For Management 1.2 Elect Director Kristine L. Juster For For Management 1.3 Elect Director Ronald W. Kaplan For For Management 1.4 Elect Director Gerald Volas For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRI POINTE GROUP, INC. Ticker: TPH Security ID: 87265H109 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas F. Bauer For For Management 1.2 Elect Director Lawrence B. Burrows For For Management 1.3 Elect Director Daniel S. Fulton For For Management 1.4 Elect Director Steven J. Gilbert For For Management 1.5 Elect Director Vicki D. McWilliams For For Management 1.6 Elect Director Constance B. Moore For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIBUNE PUBLISHING COMPANY Ticker: TPCO Security ID: 89609W107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Crenshaw For For Management 1.2 Elect Director Philip G. Franklin For For Management 1.3 Elect Director Terry Jimenez For For Management 1.4 Elect Director Christopher Minnetian For For Management 1.5 Elect Director Dana Goldsmith Needleman For For Management 1.6 Elect Director Richard A. Reck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRICIDA, INC. Ticker: TCDA Security ID: 89610F101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For Withhold Management 1.2 Elect Director David P. Bonita For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision -------------------------------------------------------------------------------- TRICO BANCSHARES Ticker: TCBK Security ID: 896095106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Amaral For For Management 1.2 Elect Director L. Gage Chrysler, III For For Management 1.3 Elect Director Craig S. Compton For For Management 1.4 Elect Director Kirsten E. Garen For For Management 1.5 Elect Director Cory W. Giese For For Management 1.6 Elect Director John S. A. Hasbrook For For Management 1.7 Elect Director Margaret L. Kane For For Management 1.8 Elect Director Michael W. Koehnen For For Management 1.9 Elect Director Martin A. Mariani For For Management 1.10 Elect Director Thomas C. McGraw For For Management 1.11 Elect Director Richard P. Smith For For Management 1.12 Elect Director Kimberley H. Vogel For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIMAS CORPORATION Ticker: TRS Security ID: 896215209 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbet K. Parker For For Management 1.2 Elect Director Holly M. Boehne For For Management 1.3 Elect Director Teresa M. Finley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRINET GROUP, INC. Ticker: TNET Security ID: 896288107 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Angelakis For For Management 1.2 Elect Director Burton M. Goldfield For For Management 1.3 Elect Director David C. Hodgson For For Management 1.4 Elect Director Jacqueline B. Kosecoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Tomkins For For Management 1.2 Elect Director Sandra Beach Lin For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director K'lynne Johnson For For Management 1c Elect Director Sandra Beach Lin For For Management 1d Elect Director Philip Martens For For Management 1e Elect Director Donald T. Misheff For For Management 1f Elect Director Christopher D. Pappas For For Management 1g Elect Director Henri Steinmetz For For Management 1h Elect Director Mark Tomkins For For Management 1i Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors and For For Management Auditors 6 Appoint PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Approve Dividends For For Management 9 Authorize Share Repurchase Program For For Management 10 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRIPLE-S MANAGEMENT CORPORATION Ticker: GTS Security ID: 896749108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cari M. Dominguez For For Management 1b Elect Director Roberto Santa Maria For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRISTATE CAPITAL HOLDINGS, INC. Ticker: TSC Security ID: 89678F100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony J. Buzzelli For For Management 1.2 Elect Director Helen Hanna Casey For For Management 1.3 Elect Director Brian S. Fetterolf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRITON INTERNATIONAL LIMITED Ticker: TRTN Security ID: G9078F107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian M. Sondey For For Management 1b Elect Director Robert W. Alspaugh For For Management 1c Elect Director Malcolm P. Baker For For Management 1d Elect Director David A. Coulter For For Management 1e Elect Director Claude Germain For For Management 1f Elect Director Kenneth Hanau For For Management 1g Elect Director John S. Hextall For For Management 1h Elect Director Robert L. Rosner For For Management 1i Elect Director Simon R. Vernon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIUMPH BANCORP, INC. Ticker: TBK Security ID: 89679E300 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Sepulveda, Jr. For For Management 1.2 Elect Director Charles A. Anderson For For Management 1.3 Elect Director Douglas M. Kratz For For Management 1.4 Elect Director Richard L. Davis For For Management 1.5 Elect Director Michael P. Rafferty For For Management 1.6 Elect Director C.Todd Sparks For For Management 1.7 Elect Director Debra Bradford For For Management 1.8 Elect Director Laura Easley For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIUMPH GROUP, INC. Ticker: TGI Security ID: 896818101 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Bourgon For For Management 1.2 Elect Director Daniel J. Crowley For For Management 1.3 Elect Director Ralph E. Eberhart For For Management 1.4 Elect Director Daniel P. Garton For For Management 1.5 Elect Director Dawne S. Hickton For For Management 1.6 Elect Director William L. Mansfield For For Management 1.7 Elect Director Adam J. Palmer For For Management 1.8 Elect Director Larry O. Spencer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Certificate of Incorporation For For Management 4 Adopt NOL Rights Plan (NOL Pill) For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRONOX HOLDINGS PLC Ticker: TROX Security ID: G9087Q102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffry N. Quinn For For Management 1.2 Elect Director Ilan Kaufthal For For Management 1.3 Elect Director Mutlaq Al-Morished For Against Management 1.4 Elect Director Vanessa Guthrie For For Management 1.5 Elect Director Peter B. Johnston For For Management 1.6 Elect Director Ginger M. Jones For For Management 1.7 Elect Director Stephen Jones For For Management 1.8 Elect Director Moazzam Khan For For Management 1.9 Elect Director Sipho Nkosi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Report For For Management 7 Ratify PricewaterhouseCoopers LLP as For For Management Statutory Auditors 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- TRUEBLUE, INC. Ticker: TBI Security ID: 89785X101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen B. Brown For For Management 1b Elect Director A. Patrick Beharelle For For Management 1c Elect Director Steven C. Cooper For For Management 1d Elect Director William C. Goings For For Management 1e Elect Director Kim Harris Jones For For Management 1f Elect Director Jeffrey B. Sakaguchi For For Management 1g Elect Director Kristi A. Savacool For For Management 1h Elect Director Bonnie W. Soodik For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- TRUECAR, INC. Ticker: TRUE Security ID: 89785L107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher W. Claus For For Management 1.2 Elect Director Philip G.J. McKoy For For Management 1.3 Elect Director John W. Mendel For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRUPANION, INC. Ticker: TRUP Security ID: 898202106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan Levitan For For Management 1.2 Elect Director Murray Low For For Management 1.3 Elect Director Howard Rubin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRUSTCO BANK CORP NY Ticker: TRST Security ID: 898349105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Marinello For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- TRUSTMARK CORPORATION Ticker: TRMK Security ID: 898402102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Adolphus B. Baker For For Management 1b Elect Director William A. Brown For For Management 1c Elect Director Augustus L. Collins For For Management 1d Elect Director Tracy T. Conerly For For Management 1e Elect Director Toni D. Cooley For For Management 1f Elect Director Duane A. Dewey For For Management 1g Elect Director Marcelo Eduardo For For Management 1h Elect Director J. Clay Hays, Jr. For For Management 1i Elect Director Gerard R. Host For For Management 1j Elect Director Harris V. Morrissette For For Management 1k Elect Director Richard H. Puckett For For Management 1l Elect Director Harry M. Walker For For Management 1m Elect Director William G. Yates, III For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- TTEC HOLDINGS, INC. Ticker: TTEC Security ID: 89854H102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth D. Tuchman For Against Management 1b Elect Director Steven J. Anenen For For Management 1c Elect Director Tracy L. Bahl For For Management 1d Elect Director Gregory A. Conley For For Management 1e Elect Director Robert N. Frerichs For For Management 1f Elect Director Marc L. Holtzman For For Management 1g Elect Director Ekta Singh-Bushell For For Management 2 Ratify PricewaterhouseCoopers LLC as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. Ticker: TTMI Security ID: 87305R109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenton K. Alder For For Management 1.2 Elect Director Julie S. England For For Management 1.3 Elect Director Philip G. Franklin For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TUCOWS INC. Ticker: TCX Security ID: 898697206 Meeting Date: SEP 09, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allen Karp For For Management 1.2 Elect Director Rawleigh H. Ralls For For Management 1.3 Elect Director Erez Gissin For For Management 1.4 Elect Director Elliot Noss For For Management 1.5 Elect Director Jeffrey Schwartz For For Management 1.6 Elect Director Robin Chase For For Management 1.7 Elect Director Brad Burnham For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TUPPERWARE BRANDS CORPORATION Ticker: TUP Security ID: 899896104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan M. Cameron For For Management 1.2 Elect Director Kriss Cloninger, III For For Management 1.3 Elect Director Meg Crofton For For Management 1.4 Elect Director Miguel Fernandez For For Management 1.5 Elect Director Richard Goudis For For Management 1.6 Elect Director Aedhmar Hynes For For Management 1.7 Elect Director Christopher D. O'Leary For For Management 1.8 Elect Director Richard T. Riley For For Management 1.9 Elect Director Mauro Schnaidman For For Management 1.10 Elect Director M. Anne Szostak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TURNING POINT BRANDS, INC. Ticker: TPB Security ID: 90041L105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. A. Baxter For For Management 1.2 Elect Director H. C. Charles Diao For For Management 1.3 Elect Director Ashley Davis Frushone For For Management 1.4 Elect Director David Glazek For Withhold Management 1.5 Elect Director Peggy H. Hebard For For Management 1.6 Elect Director Lawrence S. Wexler For For Management 1.7 Elect Director Arnold Zimmerman For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- TURNING POINT THERAPEUTICS, INC. Ticker: TPTX Security ID: 90041T108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Athena Countouriotis For For Management 1.2 Elect Director Patrick Machado For For Management 1.3 Elect Director Garry Nicholson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TUTOR PERINI CORPORATION Ticker: TPC Security ID: 901109108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald N. Tutor For Withhold Management 1.2 Elect Director Peter Arkley For Withhold Management 1.3 Elect Director Sidney J. Feltenstein For For Management 1.4 Elect Director James A. Frost For For Management 1.5 Elect Director Michael F. Horodniceanu For For Management 1.6 Elect Director Michael R. Klein For Withhold Management 1.7 Elect Director Robert C. Lieber For Withhold Management 1.8 Elect Director Dennis D. Oklak For For Management 1.9 Elect Director Raymond R. Oneglia For For Management 1.10 Elect Director Dale Anne Reiss For For Management 1.11 Elect Director Dickran M. Tevrizian, For For Management Jr. 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- TWIN DISC, INCORPORATED Ticker: TWIN Security ID: 901476101 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Batten For For Management 1.2 Elect Director Harold M. Stratton, II For For Management 1.3 Elect Director Michael C. Smiley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- TWIN RIVER WORLDWIDE HOLDINGS, INC. Ticker: TRWH Security ID: 90171V204 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George T. Papanier For For Management 1.2 Elect Director Jeffrey W. Rollins For Withhold Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors -------------------------------------------------------------------------------- TWIST BIOSCIENCE CORPORATION Ticker: TWST Security ID: 90184D100 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nelson C. Chan For For Management 1.2 Elect Director Xiaoying Mai For Withhold Management 1.3 Elect Director Robert Ragusa For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TWIST BIOSCIENCE CORPORATION Ticker: TWST Security ID: 90184D100 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicolas M. Barthelemy For For Management 1.2 Elect Director Keith Crandell For Withhold Management 1.3 Elect Director Jan Johannessen For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TYME TECHNOLOGIES, INC. Ticker: TYME Security ID: 90238J103 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald H. Sokol For For Management 1.2 Elect Director Tommy G. Thompson For Withhold Management 1.3 Elect Director Timothy C. Tyson For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- U.S. CONCRETE, INC. Ticker: USCR Security ID: 90333L201 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Sandbrook For For Management 1.2 Elect Director Kurt M. Cellar For For Management 1.3 Elect Director Michael D. Lundin For For Management 1.4 Elect Director Rajan C. Penkar For For Management 1.5 Elect Director Ronnie Pruitt For For Management 1.6 Elect Director Colin M. Sutherland For For Management 1.7 Elect Director Theodore P. Rossi For For Management 1.8 Elect Director Susan M. Ball For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- U.S. SILICA HOLDINGS, INC. Ticker: SLCA Security ID: 90346E103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter C. Bernard For For Management 1B Elect Director Diane K. Duren For For Management 1C Elect Director William J. Kacal For For Management 1D Elect Director Bonnie C. Lind For For Management 1E Elect Director Charles W. Shaver For For Management 1F Elect Director Bryan A. Shinn For For Management 1G Elect Director J. Michael Stice For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- U.S. XPRESS ENTERPRISES, INC. Ticker: USX Security ID: 90338N202 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon F. Beizer For Withhold Management 1.2 Elect Director Edward "Ned" H. Braman For Withhold Management 1.3 Elect Director Jennifer G. Buckner For For Management 1.4 Elect Director Eric Fuller For Withhold Management 1.5 Elect Director Max Fuller For Withhold Management 1.6 Elect Director Dennis A. Nash For Withhold Management 1.7 Elect Director John C. Rickel For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Provide Proxy Access Right For For Management 5 Amend Omnibus Stock Plan For For Management 6 Amend Articles of Incorporation to For Against Management Allow Class B Common Stock to be Pledged Without Conversion to Class A Common Stock -------------------------------------------------------------------------------- UFP TECHNOLOGIES, INC. Ticker: UFPT Security ID: 902673102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Pierce, Jr. For For Management 1.2 Elect Director Daniel C. Croteau For For Management 1.3 Elect Director Cynthia L. Feldmann For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- ULTRA CLEAN HOLDINGS, INC. Ticker: UCTT Security ID: 90385V107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clarence L. Granger For For Management 1b Elect Director James P. Scholhamer For For Management 1c Elect Director David T. ibnAle For For Management 1d Elect Director Emily M. Liggett For For Management 1e Elect Director Thomas T. Edman For For Management 1f Elect Director Barbara V. Scherer For For Management 1g Elect Director Ernest E. Maddock For For Management 1h Elect Director Jacqueline A. Seto For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ULTRAGENYX PHARMACEUTICAL, INC. Ticker: RARE Security ID: 90400D108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Emil D. Kakkis For For Management 1b Elect Director Shehnaaz Suliman For For Management 1c Elect Director Daniel G. Welch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UMB FINANCIAL CORPORATION Ticker: UMBF Security ID: 902788108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robin C. Beery For For Management 1.2 Elect Director Janine A. Davidson For For Management 1.3 Elect Director Kevin C. Gallagher For For Management 1.4 Elect Director Greg M. Graves For For Management 1.5 Elect Director Alexander C. Kemper For For Management 1.6 Elect Director J. Mariner Kemper For For Management 1.7 Elect Director Gordon E. Landsford, III For For Management 1.8 Elect Director Timothy R. Murphy For For Management 1.9 Elect Director Tamara M. Peterman For For Management 1.10 Elect Director Kris A. Robbins For For Management 1.11 Elect Director L. Joshua Sosland For For Management 1.12 Elect Director Paul Uhlmann, III For For Management 1.13 Elect Director Leroy J. Williams, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UMH PROPERTIES, INC. Ticker: UMH Security ID: 903002103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Carus For For Management 1.2 Elect Director Matthew I. Hirsch For Withhold Management 1.3 Elect Director Kenneth K. Quigley, Jr. For For Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIFI, INC. Ticker: UFI Security ID: 904677200 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert J. Bishop For For Management 1b Elect Director Albert P. Carey For For Management 1c Elect Director Thomas H. Caudle, Jr. For For Management 1d Elect Director Archibald Cox, Jr. For For Management 1e Elect Director James M. Kilts For For Management 1f Elect Director Kenneth G. Langone For For Management 1g Elect Director James D. Mead For For Management 1h Elect Director Suzanne M. Present For For Management 1i Elect Director Eva T. Zlotnicka For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIFIRST CORPORATION Ticker: UNF Security ID: 904708104 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas S. Postek For For Management 1.2 Elect Director Steven S. Sintros For For Management 1.3 Elect Director Raymond C. Zemlin For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNION BANKSHARES, INC. Ticker: UNB Security ID: 905400107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel. S. Bourassa For For Management 1b Elect Director Steven J. Bourgeois For For Management 1c Elect Director Dawn D. Bugbee For For Management 1d Elect Director John M. Goodrich For For Management 1e Elect Director Nancy C. Putnam For For Management 1f Elect Director Timothy W. Sargent For For Management 1g Elect Director David S. Silverman For Withhold Management 1h Elect Director John H. Steel For For Management 1i Elect Director Cornelius J. Van Dyke For For Management 2 Ratify Berry Dunn McNeil & Parker, LLC For For Management as Auditors -------------------------------------------------------------------------------- UNISYS CORPORATION Ticker: UIS Security ID: 909214306 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Jared L. Cohon For For Management 1c Elect Director Nathaniel A. Davis For For Management 1d Elect Director Matthew J. Desch For For Management 1e Elect Director Denise K. Fletcher For For Management 1f Elect Director Philippe Germond For For Management 1g Elect Director Lisa A. Hook For For Management 1h Elect Director Deborah Lee James For For Management 1i Elect Director Paul E. Martin For For Management 1j Elect Director Regina Paolillo For For Management 1k Elect Director Lee D. Roberts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED BANKSHARES, INC. Ticker: UBSI Security ID: 909907107 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNITED BANKSHARES, INC. Ticker: UBSI Security ID: 909907107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard M. Adams For For Management 1.2 Elect Director Peter A. Converse For For Management 1.3 Elect Director Michael P. Fitzgerald For For Management 1.4 Elect Director Theodore J. Georgelas For For Management 1.5 Elect Director J. Paul McNamara For For Management 1.6 Elect Director Mark R. Nesselroad For For Management 1.7 Elect Director Jerold L. Rexroad For For Management 1.8 Elect Director Albert H. Small, Jr. For For Management 1.9 Elect Director Mary K. Weddle For For Management 1.10 Elect Director Gary G. White For For Management 1.11 Elect Director P. Clinton Winter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. Ticker: UCBI Security ID: 90984P303 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Blalock For For Management 1.2 Elect Director L. Cathy Cox For For Management 1.3 Elect Director Kenneth L. Daniels For For Management 1.4 Elect Director Lance F. Drummond For For Management 1.5 Elect Director H. Lynn Harton For For Management 1.6 Elect Director Jennifer K. Mann For For Management 1.7 Elect Director Thomas A. Richlovsky For For Management 1.8 Elect Director David C. Shaver For For Management 1.9 Elect Director Tim R. Wallis For For Management 1.10 Elect Director David H. Wilkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED COMMUNITY FINANCIAL CORP. Ticker: UCFC Security ID: 909839102 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNITED FINANCIAL BANCORP, INC. Ticker: UBNK Security ID: 910304104 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNITED FIRE GROUP, INC. Ticker: UFCS Security ID: 910340108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Carlton For For Management 1.2 Elect Director Brenda K. Clancy For For Management 1.3 Elect Director Randy A. Ramlo For For Management 1.4 Elect Director Susan E. Voss For For Management 1.5 Elect Director Lura E. McBride For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED INSURANCE HOLDINGS CORP. Ticker: UIHC Security ID: 910710102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alec L. Poitevint, II For For Management 1.2 Elect Director Kern M. Davis For For Management 1.3 Elect Director William H. Hood, III For For Management 1.4 Elect Director Sherrill W. Hudson For For Management 1.5 Elect Director Patrick F. Maroney For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED NATURAL FOODS, INC. Ticker: UNFI Security ID: 911163103 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eric F. Artz For For Management 1b Elect Director Ann Torre Bates For For Management 1c Elect Director Denise M. Clark For For Management 1d Elect Director Daphne J. Dufresne For For Management 1e Elect Director Michael S. Funk For For Management 1f Elect Director James P. Heffernan For For Management 1g Elect Director James Muehlbauer For For Management 1h Elect Director Peter A. Roy For For Management 1i Elect Director Steven L. Spinner For For Management 1j Elect Director Jack Stahl For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- UNITED STATES LIME & MINERALS, INC. Ticker: USLM Security ID: 911922102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy W. Byrne For For Management 1.2 Elect Director Richard W. Cardin For For Management 1.3 Elect Director Antoine M. Doumet For Withhold Management 1.4 Elect Director Ray M. Harlin For For Management 1.5 Elect Director Billy R. Hughes For For Management 1.6 Elect Director Edward A. Odishaw For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITI GROUP INC. Ticker: UNIT Security ID: 91325V108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer S. Banner For For Management 1b Elect Director Scott G. Bruce For For Management 1c Elect Director Francis X. "Skip" Frantz For For Management 1d Elect Director Kenneth A. Gunderman For For Management 1e Elect Director Carmen Perez-Carlton For For Management 1f Elect Director David L. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITIL CORPORATION Ticker: UTL Security ID: 913259107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Winfield S. Brown For For Management 1.2 Elect Director Mark H. Collin For For Management 1.3 Elect Director Michael B. Green For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITY BANCORP, INC. Ticker: UNTY Security ID: 913290102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayne Courtright For For Management 1.2 Elect Director David D. Dallas For Withhold Management 1.3 Elect Director Robert H. Dallas, II For Withhold Management 1.4 Elect Director Peter E. Maricondo For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITY BIOTECHNOLOGY, INC. Ticker: UBX Security ID: 91381U101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul L. Berns For For Management 1.2 Elect Director Graham K. Cooper For For Management 1.3 Elect Director Camille D. Samuels For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL CORPORATION Ticker: UVV Security ID: 913456109 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas H. Johnson For For Management 1.2 Elect Director Michael T. Lawton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- UNIVERSAL ELECTRONICS INC. Ticker: UEIC Security ID: 913483103 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul D. Arling For For Management 1.2 Elect Director Satjiv S. Chahil For For Management 1.3 Elect Director Sue Ann R. Hamilton For For Management 1.4 Elect Director William C. Mulligan For For Management 1.5 Elect Director J.C. Sparkman For For Management 1.6 Elect Director Gregory P. Stapleton For For Management 1.7 Elect Director Carl E. Vogel For For Management 1.8 Elect Director Edward K. Zinser For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. Ticker: UFPI Security ID: 913543104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Benjamin J. McLean For For Management 1b Elect Director Mary E. Tuuk For For Management 1c Elect Director Michael G. Wooldridge For For Management 2 Change Company Name to UFP Industries, For For Management Inc. 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIVERSAL HEALTH REALTY INCOME TRUST Ticker: UHT Security ID: 91359E105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Miller For For Management 1.2 Elect Director Robert F. McCadden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Restricted Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott P. Callahan For For Management 1b Elect Director Kimberly D. Campos For For Management 1c Elect Director Stephen J. Donaghy For For Management 1d Elect Director Sean P. Downes For For Management 1e Elect Director Marlene M. Gordon For For Management 1f Elect Director Ralph J. Palmieri For For Management 1g Elect Director Richard D. Peterson For For Management 1h Elect Director Michael A. Pietrangelo For For Management 1i Elect Director Ozzie A. Schindler For For Management 1j Elect Director Jon W. Springer For For Management 1k Elect Director Joel M. Wilentz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL LOGISTICS HOLDINGS, INC. Ticker: ULH Security ID: 91388P105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Grant E. Belanger For For Management 1.2 Elect Director Frederick P. Calderone For Withhold Management 1.3 Elect Director Daniel J. Deane For For Management 1.4 Elect Director Clarence W. Gooden For For Management 1.5 Elect Director Matthew J. Moroun For Withhold Management 1.6 Elect Director Matthew T. Moroun For Withhold Management 1.7 Elect Director Tim Phillips For Withhold Management 1.8 Elect Director Michael A. Regan For For Management 1.9 Elect Director Richard P. Urban For For Management 1.10 Elect Director H.E. "Scott" Wolfe For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management 4 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- UNIVEST FINANCIAL CORPORATION Ticker: UVSP Security ID: 915271100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger H. Ballou For For Management 1.2 Elect Director K. Leon Moyer For For Management 1.3 Elect Director Natalye Paquin For For Management 1.4 Elect Director Robert C. Wonderling For For Management 1.5 Elect Director Suzanne Keenan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- UPLAND SOFTWARE, INC. Ticker: UPLD Security ID: 91544A109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John T. McDonald For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- UPWORK INC. Ticker: UPWK Security ID: 91688F104 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leela Srinivasan For For Management 1.2 Elect Director Gary Steele For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- URANIUM ENERGY CORP. Ticker: UEC Security ID: 916896103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amir Adnani For For Management 1.2 Elect Director Spencer Abraham For For Management 1.3 Elect Director Vincent Della Volpe For For Management 1.4 Elect Director David Kong For For Management 1.5 Elect Director Ganpat Mani For For Management 1.6 Elect Director Gloria Ballesta For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- URBAN EDGE PROPERTIES Ticker: UE Security ID: 91704F104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey S. Olson For For Management 1b Elect Director Michael A. Gould For For Management 1c Elect Director Steven H. Grapstein For For Management 1d Elect Director Steven J. Guttman For For Management 1e Elect Director Amy B. Lane For For Management 1f Elect Director Kevin P. O'Shea For For Management 1g Elect Director Steven Roth For Against Management 1h Elect Director Douglas W. Sesler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UROGEN PHARMA LTD. Ticker: URGN Security ID: M96088105 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arie Belldegrun For For Management 1.2 Elect Director Elizabeth Barrett For For Management 1.3 Elect Director Cynthia M. Butitta For For Management 1.4 Elect Director Fred E. Cohen For For Management 1.5 Elect Director Kathryn E. Falberg For For Management 1.6 Elect Director Stuart Holden For For Management 1.7 Elect Director Ran Nussbaum For For Management 1.8 Elect Director Shawn C. Tomasello For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 4 Approve Employment Terms of Mark For For Management Schoenberg, Chief Medical Officer 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES INC. Ticker: UBA Security ID: 917286205 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin J. Bannon For Against Management 1b Elect Director Richard Grellier For Against Management 1c Elect Director Charles D. Urstadt For Against Management 1d Elect Director Willis H. Stephens, Jr. For Against Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- US ECOLOGY, INC. Ticker: ECOL Security ID: 91732J102 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Amend Charter For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- US ECOLOGY, INC. Ticker: ECOL Security ID: 91734M103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Burke For For Management 1.2 Elect Director E. Renae Conley For For Management 1.3 Elect Director Katina Dorton For For Management 1.4 Elect Director Glenn A. Eisenberg For For Management 1.5 Elect Director Jeffrey R. Feeler For For Management 1.6 Elect Director Daniel Fox For For Management 1.7 Elect Director Ronald C. Keating For For Management 1.8 Elect Director John T. Sahlberg For For Management 1.9 Elect Director Melanie Steiner For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- USANA HEALTH SCIENCES, INC. Ticker: USNA Security ID: 90328M107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin G. Guest For For Management 1.2 Elect Director Robert Anciaux For For Management 1.3 Elect Director Gilbert A. Fuller For For Management 1.4 Elect Director Feng Peng For For Management 1.5 Elect Director Peggie J. Pelosi For For Management 1.6 Elect Director Frederic J. Winssinger For For Management 1.7 Elect Director Timothy E. Wood For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALHI, INC. Ticker: VHI Security ID: 918905100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. Barry For For Management 1.2 Elect Director Loretta J. Feehan For Withhold Management 1.3 Elect Director Robert D. Graham For Withhold Management 1.4 Elect Director Terri L. Herrington For For Management 1.5 Elect Director W. Hayden McIlroy For For Management 1.6 Elect Director Mary A. Tidlund For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- VALLEY NATIONAL BANCORP Ticker: VLY Security ID: 919794107 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VALLEY NATIONAL BANCORP Ticker: VLY Security ID: 919794107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew B. Abramson For For Management 1b Elect Director Peter J. Baum For For Management 1c Elect Director Eric P. Edelstein For For Management 1d Elect Director Graham O. Jones For For Management 1e Elect Director Marc J. Lenner For For Management 1f Elect Director Kevin J. Lynch For For Management 1g Elect Director Peter V. Maio For For Management 1h Elect Director Ira Robbins For For Management 1i Elect Director Suresh L. Sani For For Management 1j Elect Director Lisa J. Schultz For For Management 1k Elect Director Jennifer W. Steans For For Management 1l Elect Director Jeffrey S. Wilks For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- VANDA PHARMACEUTICALS INC. Ticker: VNDA Security ID: 921659108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard W. Dugan For For Management 1b Elect Director Anne Sempowski Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VAPOTHERM, INC. Ticker: VAPO Security ID: 922107107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony Arnerich For For Management 1.2 Elect Director Geoff Pardo For For Management 1.3 Elect Director Lance Berry For For Management 2 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- VAREX IMAGING CORPORATION Ticker: VREX Security ID: 92214X106 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jocelyn D. Chertoff For For Management 1b Elect Director Ruediger Naumann-Etienne For For Management 1c Elect Director Sunny S. Sanyal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VARONIS SYSTEMS, INC. Ticker: VRNS Security ID: 922280102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yakov Faitelson For For Management 1.2 Elect Director Ohad Korkus For For Management 1.3 Elect Director Thomas F. Mendoza For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors -------------------------------------------------------------------------------- VBI VACCINES INC. Ticker: VBIV Security ID: 91822J103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Gillis For For Management 1.2 Elect Director Jeffrey R. Baxter For For Management 1.3 Elect Director Michel De Wilde For For Management 1.4 Elect Director Blaine H. McKee For For Management 1.5 Elect Director Joanne Cordeiro For For Management 1.6 Elect Director Christopher McNulty For For Management 1.7 Elect Director Damian Braga For Withhold Management 2 Approve EisnerAmper LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VECTOR GROUP LTD. Ticker: VGR Security ID: 92240M108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bennett S. LeBow For For Management 1.2 Elect Director Howard M. Lorber For For Management 1.3 Elect Director Ronald J. Bernstein For For Management 1.4 Elect Director Stanley S. Arkin For Withhold Management 1.5 Elect Director Henry C. Beinstein For For Management 1.6 Elect Director Paul V. Carlucci For For Management 1.7 Elect Director Jean E. Sharpe For Withhold Management 1.8 Elect Director Barry Watkins For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- VECTRUS, INC. Ticker: VEC Security ID: 92242T101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William F. Murdy For For Management 1b Elect Director Melvin F. Parker For For Management 1c Elect Director Stephen L. Waechter For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VEECO INSTRUMENTS INC. Ticker: VECO Security ID: 922417100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Bayless For For Management 1.2 Elect Director Gordon Hunter For For Management 1.3 Elect Director Peter J. Simone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VERA BRADLEY, INC. Ticker: VRA Security ID: 92335C106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara Bradley For For Management Baekgaard 1.2 Elect Director Kristina Cashman For For Management 1.3 Elect Director Mary Lou Kelley For For Management 1.4 Elect Director John E. Kyees For For Management 1.5 Elect Director Frances P. Philip For Withhold Management 1.6 Elect Director Carrie M. Tharp For For Management 1.7 Elect Director Robert Wallstrom For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- VERACYTE, INC. Ticker: VCYT Security ID: 92337F107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie H. Anderson For For Management 1.2 Elect Director Robert S. Epstein For For Management 1.3 Elect Director Evan Jones For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERICEL CORPORATION Ticker: VCEL Security ID: 92346J108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Zerbe For Withhold Management 1.2 Elect Director Alan L. Rubino For For Management 1.3 Elect Director Heidi Hagen For For Management 1.4 Elect Director Steven C. Gilman For For Management 1.5 Elect Director Kevin E. McLaughlin For For Management 1.6 Elect Director Paul K. Wotton For For Management 1.7 Elect Director Dominick C. Colangelo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERINT SYSTEMS INC. Ticker: VRNT Security ID: 92343X100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan Bodner For For Management 1.2 Elect Director John Egan For For Management 1.3 Elect Director Stephen Gold For For Management 1.4 Elect Director Penelope Herscher For For Management 1.5 Elect Director William Kurtz For For Management 1.6 Elect Director Andrew Miller For For Management 1.7 Elect Director Richard Nottenburg For For Management 1.8 Elect Director Howard Safir For For Management 1.9 Elect Director Earl Shanks For For Management 1.10 Elect Director Jason Wright For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERITEX HOLDINGS, INC. Ticker: VBTX Security ID: 923451108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Malcolm Holland, III For For Management 1.2 Elect Director Pat S. Bolin For For Management 1.3 Elect Director April Box For For Management 1.4 Elect Director Blake Bozman For For Management 1.5 Elect Director William D. Ellis For Withhold Management 1.6 Elect Director William E. Fallon For For Management 1.7 Elect Director Ned N. Fleming, III For For Management 1.8 Elect Director Mark C. Griege For For Management 1.9 Elect Director Gordon Huddleston For For Management 1.10 Elect Director Steven D. Lerner For For Management 1.11 Elect Director Manuel J. Mehos For Withhold Management 1.12 Elect Director Gregory B. Morrison For For Management 1.13 Elect Director John T. Sughrue For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- VERITIV CORPORATION Ticker: VRTV Security ID: 923454102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shantella E. Cooper For For Management 1.2 Elect Director David E. Flitman For For Management 1.3 Elect Director Daniel T. Henry For For Management 1.4 Elect Director Mary A. Laschinger For For Management 1.5 Elect Director Tracy A. Leinbach For For Management 1.6 Elect Director Stephen E. Macadam For For Management 1.7 Elect Director Michael P. Muldowney For For Management 1.8 Elect Director Charles G. Ward, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERRA MOBILITY CORPORATION Ticker: VRRM Security ID: 92511U102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay Geldmacher For For Management 1.2 Elect Director John Rexford For Withhold Management 1.3 Elect Director David Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VERRICA PHARMACEUTICALS INC. Ticker: VRCA Security ID: 92511W108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul B. Manning For Withhold Management 1.2 Elect Director Gary Goldenberg For Withhold Management 1.3 Elect Director Craig Ballaron For For Management 2 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- VERSO CORPORATION Ticker: VRS Security ID: 92531L207 Meeting Date: JAN 31, 2020 Meeting Type: Proxy Contest Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1a Elect Director Robert K. Beckler For For Management 1b Elect Director Paula H.J. Cholmondeley For For Management 1c Elect Director Randy J. Nebel For For Management 1d Elect Director Steven D. Scheiwe For For Management 1e Elect Director Jay Shuster For For Management 1f Elect Director Adam St. John For For Management 1g Elect Director Nancy M. Taylor For For Management 2 Approve Sale of Androscoggin Mill For For Management 3 Adjourn Meeting For For Management 4a Reduce Supermajority Vote Requirement For For Management for Removal of Directors 4b Reduce Supermajority Vote Requirement For For Management to Amend Bylaws 4c Reduce Supermajority Vote Requirement For For Management to Amend Certain Provisions of the Certificate of Incorporation 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Deloitte & Touche LLP as For For Management Auditors 7 Adopt Stockholder Rights Plan For Against Management 8 Adopt Majority Vote for Election of None Against Management Directors 9 Repeal Amendments to Verso's Amended Against Against Shareholder and Restated Bylaws Adopted After June 26, 2019 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1.1 Elect Director Sean T. Erwin For Did Not Vote Shareholder 1.2 Elect Director Jeffrey E. Kirt For Did Not Vote Shareholder 1.3 Elect Director Timothy Lowe For Did Not Vote Shareholder 1.4 Management Nominee Robert K. Beckler For Did Not Vote Shareholder 1.5 Management Nominee Paula H.J. For Did Not Vote Shareholder Cholmondeley 1.6 Management Nominee Randy J. Nebel For Did Not Vote Shareholder 1.7 Management Nominee Adam St. John For Did Not Vote Shareholder 2 Approve Sale of Androscoggin Mill None Did Not Vote Management 3 Adjourn Meeting None Did Not Vote Management 4a Reduce Supermajority Vote Requirement For Did Not Vote Management for Removal of Directors 4b Reduce Supermajority Vote Requirement For Did Not Vote Management to Amend Bylaws 4c Reduce Supermajority Vote Requirement For Did Not Vote Management to Amend Certain Provisions of the Certificate of Incorporation 5 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation 6 Ratify Deloitte & Touche LLP as None Did Not Vote Management Auditors 7 Adopt Stockholder Rights Plan None Did Not Vote Management 8 Adopt Majority Vote for Election of For Did Not Vote Management Directors 9 Repeal Amendments to Verso's Amended For Did Not Vote Shareholder and Restated Bylaws Adopted After June 26, 2019 -------------------------------------------------------------------------------- VIAD CORP Ticker: VVI Security ID: 92552R406 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward E. Mace For For Management 1b Elect Director Joshua E. Schechter For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIAVI SOLUTIONS INC. Ticker: VIAV Security ID: 925550105 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Belluzzo For For Management 1.2 Elect Director Keith Barnes For For Management 1.3 Elect Director Laura Black For For Management 1.4 Elect Director Tor Braham For For Management 1.5 Elect Director Timothy Campos For For Management 1.6 Elect Director Donald Colvin For For Management 1.7 Elect Director Masood A. Jabbar For For Management 1.8 Elect Director Oleg Khaykin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VICOR CORPORATION Ticker: VICR Security ID: 925815102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel J. Anderson For Withhold Management 1.2 Elect Director Estia J. Eichten For Withhold Management 1.3 Elect Director Philip D. Davies For Withhold Management 1.4 Elect Director James A. Simms For Withhold Management 1.5 Elect Director Claudio Tuozzolo For Withhold Management 1.6 Elect Director Jason L. Carlson For Withhold Management 1.7 Elect Director Michael S. McNamara For Withhold Management 1.8 Elect Director Patrizio Vinciarelli For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIELA BIO, INC. Ticker: VIE Security ID: 926613100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andreas Wicki For Withhold Management 1.2 Elect Director Rachelle Jacques For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VIEWRAY, INC. Ticker: VRAY Security ID: 92672L107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Moore For Withhold Management 1.2 Elect Director Gail Wilensky For For Management 1.3 Elect Director Kevin Xie For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIKING THERAPEUTICS, INC. Ticker: VKTX Security ID: 92686J106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Matthew Singleton For For Management 1.2 Elect Director S. Kathy Rouan For For Management 2 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- VIR BIOTECHNOLOGY, INC. Ticker: VIR Security ID: 92764N102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristina Burow For For Management 1b Elect Director Robert More For For Management 1c Elect Director Vicki Sato For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VIRNETX HOLDING CORPORATION Ticker: VHC Security ID: 92823T108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kendall Larsen For For Management 1.2 Elect Director Gary W. Feiner For For Management 2 Ratify Farber Hass Hurley LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS, INC. Ticker: VRTS Security ID: 92828Q109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George R. Aylward For For Management 1b Elect Director Paul G. Greig For For Management 1c Elect Director Mark C. Treanor For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIRTUSA CORPORATION Ticker: VRTU Security ID: 92827P102 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kris Canekeratne For For Management 1.2 Elect Director Barry R. Nearhos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. Ticker: VSH Security ID: 928298108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Cody For For Management 1.2 Elect Director Abraham Ludomirski For For Management 1.3 Elect Director Raanan Zilberman For For Management 1.4 Elect Director Jeffrey H. Vanneste For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISHAY PRECISION GROUP, INC. Ticker: VPG Security ID: 92835K103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Zandman For For Management 1.2 Elect Director Janet M. Clarke For For Management 1.3 Elect Director Wesley Cummins For For Management 1.4 Elect Director Bruce Lerner For For Management 1.5 Elect Director Saul V. Reibstein For For Management 1.6 Elect Director Ziv Shoshani For For Management 1.7 Elect Director Timothy V. Talbert For For Management 2 Ratify Brightman Almagor Zohar & Co. For For Management as Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISTA OUTDOOR INC. Ticker: VSTO Security ID: 928377100 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director April H. Foley For For Management 1b Elect Director Tig H. Krekel For For Management 1c Elect Director Michael D. Robinson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VISTEON CORPORATION Ticker: VC Security ID: 92839U206 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Barrese For For Management 1b Elect Director Naomi M. Bergman For For Management 1c Elect Director Jeffrey D. Jones For For Management 1d Elect Director Sachin S. Lawande For For Management 1e Elect Director Joanne M. Maguire For For Management 1f Elect Director Robert J. Manzo For For Management 1g Elect Director Francis M. Scricco For For Management 1h Elect Director David L. Treadwell For For Management 1i Elect Director Rouzbeh Yassini-Fard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VIVINT SOLAR, INC. Ticker: VSLR Security ID: 92854Q106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Bywater For For Management 1b Elect Director Ellen S. Smith For For Management 1c Elect Director Peter F. Wallace For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VOCERA COMMUNICATIONS, INC. Ticker: VCRA Security ID: 92857F107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie Iskow For For Management 1.2 Elect Director Howard E. Janzen For For Management 1.3 Elect Director Alexa King For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- VONAGE HOLDINGS CORP. Ticker: VG Security ID: 92886T201 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid Akhavan For For Management 1b Elect Director Jan Hauser For For Management 1c Elect Director Priscilla Hung For For Management 1d Elect Director Carolyn Katz For For Management 1e Elect Director Alan Masarek For For Management 1f Elect Director Michael J. McConnell For For Management 1g Elect Director John J. Roberts For For Management 1h Elect Director Gary Steele For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VOYAGER THERAPEUTICS, INC. Ticker: VYGR Security ID: 92915B106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Andre Turenne For For Management 1.2 Elect Director Steven Hyman For For Management 1.3 Elect Director James A. Geraghty For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VSE CORPORATION Ticker: VSEC Security ID: 918284100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Cuomo For For Management 1.2 Elect Director Ralph E. Eberhart For For Management 1.3 Elect Director Mark E. Ferguson, III For For Management 1.4 Elect Director Calvin. S. Koonce For For Management 1.5 Elect Director James F. Lafond For For Management 1.6 Elect Director John E. "Jack" Potter For For Management 1.7 Elect Director Jack C. Stultz For For Management 1.8 Elect Director Bonnie K. Wachtel For For Management 2 Amend Restricted Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- W&T OFFSHORE, INC. Ticker: WTI Security ID: 92922P106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Virginia Boulet For Withhold Management 1b Elect Director Stuart B. Katz For For Management 1c Elect Director Tracy W. Krohn For For Management 1d Elect Director S. James Nelson, Jr. For For Management 1e Elect Director B. Frank Stanley For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- WABASH NATIONAL CORPORATION Ticker: WNC Security ID: 929566107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Therese M. Bassett For For Management 1b Elect Director John G. Boss For For Management 1c Elect Director John E. Kunz For For Management 1d Elect Director Larry J. Magee For For Management 1e Elect Director Ann D. Murtlow For For Management 1f Elect Director Scott K. Sorensen For For Management 1g Elect Director Stuart A. Taylor, II For For Management 1h Elect Director Brent L. Yeagy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Ticker: WDR Security ID: 930059100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharilyn S. Gasaway For For Management 1.2 Elect Director Katherine M.A. For For Management ("Allie") Kline 1.3 Elect Director Jerry W. Walton For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WAGEWORKS, INC. Ticker: WAGE Security ID: 930427109 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Abstain Management -------------------------------------------------------------------------------- WAITR HOLDINGS INC. Ticker: WTRH Security ID: 930752100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl A. Grimstad For For Management 1.2 Elect Director Charles Holzer For For Management 1.3 Elect Director Buford Ortale For For Management 1.4 Elect Director William Gray Stream For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- WALKER & DUNLOP, INC. Ticker: WD Security ID: 93148P102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan J. Bowers For For Management 1.2 Elect Director Ellen D. Levy For For Management 1.3 Elect Director Michael D. Malone For For Management 1.4 Elect Director John Rice For For Management 1.5 Elect Director Dana L. Schmaltz For For Management 1.6 Elect Director Howard W. Smith, III For For Management 1.7 Elect Director William M. Walker For For Management 1.8 Elect Director Michael J. Warren For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- WARRIOR MET COAL, INC. Ticker: HCC Security ID: 93627C101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen D. Williams For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director J. Brett Harvey For For Management 1.4 Elect Director Walter J. Scheller, III For For Management 1.5 Elect Director Alan H. Schumacher For For Management 1.6 Elect Director Gareth N. Turner For Withhold Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Adopt NOL Rights Plan (NOL Pill) For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. Ticker: WAFD Security ID: 938824109 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Graham For For Management 1.2 Elect Director David K. Grant For For Management 1.3 Elect Director Randall H. Talbot For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WASHINGTON PRIME GROUP INC. Ticker: WPG Security ID: 93964W108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Taggart "Tag" Birge For For Management 1b Elect Director Louis G. Conforti For For Management 1c Elect Director John J. Dillon, III For For Management 1d Elect Director Robert J. Laikin For For Management 1e Elect Director John F. Levy For For Management 1f Elect Director Sheryl G. von Blucher For For Management 1g Elect Director Jacquelyn R. Soffer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST Ticker: WRE Security ID: 939653101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin S. Butcher For For Management 1.2 Elect Director William G. Byrnes For For Management 1.3 Elect Director Edward S. Civera For For Management 1.4 Elect Director Ellen M. Goitia For For Management 1.5 Elect Director Paul T. McDermott For For Management 1.6 Elect Director Thomas H. Nolan, Jr. For For Management 1.7 Elect Director Anthony L. Winns For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON TRUST BANCORP, INC. Ticker: WASH Security ID: 940610108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Bowen For For Management 1.2 Elect Director Robert A. DiMuccio For For Management 1.3 Elect Director Sandra Glaser Parrillo For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATERSTONE FINANCIAL, INC. Ticker: WSBF Security ID: 94188P101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Hansen For For Management 1.2 Elect Director Stephen J. Schmidt For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WATFORD HOLDINGS LTD. Ticker: WTRE Security ID: G94787101 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter Harris For Withhold Management 1.2 Elect Director Maamoun Rajeh For For Management 1.3 Elect Director John Rathgeber For For Management 2 Elect Deborah DeCotis, Elizabeth Gile, For For Management Walter Harris, Garth Lorimer Turner, Thomas Miller, Nicolas Papadopoulo, Maamoun Rajeh and John Rathgeber as Designated Subsidiary Directors 3 Approve PricewaterhouseCoopers Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- WATFORD HOLDINGS LTD. Ticker: WTRE Security ID: G94787101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Garth Lorimer Turner For For Management 1.2 Elect Director Elizabeth Gile For For Management 1.3 Elect Director Thomas Miller For Withhold Management 2 Elect Deborah DeCotis, Elizabeth Gile, For For Management Walter Harris, Garth Lorimer Turner, Thomas Miller, Nicolas Papadopoulo, Maamoun Rajeh and John Rathgeber as Designated Company Directors 3 Approve PricewaterhouseCoopers Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Ticker: WTS Security ID: 942749102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher L. Conway For Withhold Management 1.2 Elect Director David A. Dunbar For Withhold Management 1.3 Elect Director Louise K. Goeser For Withhold Management 1.4 Elect Director Jes Munk Hansen For Withhold Management 1.5 Elect Director W. Craig Kissel For Withhold Management 1.6 Elect Director Joseph T. Noonan For For Management 1.7 Elect Director Robert J. Pagano, Jr. For For Management 1.8 Elect Director Merilee Raines For Withhold Management 1.9 Elect Director Joseph W. Reitmeier For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WAVE LIFE SCIENCES LTD. Ticker: WVE Security ID: Y95308105 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul B. Bolno For For Management 1b Elect Director Christian O. Henry For For Management 1c Elect Director Peter Kolchinsky For For Management 1d Elect Director Koji Miura For For Management 1e Elect Director Adrian Rawcliffe For For Management 1f Elect Director Ken Takanashi For Against Management 1g Elect Director Gregory L. Verdine For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Audit Committee to Fix Their Remuneration 3 Approve Non-Employee Directors' For For Management Compensation 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WD-40 COMPANY Ticker: WDFC Security ID: 929236107 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel T. Carter For For Management 1.2 Elect Director Melissa Claassen For For Management 1.3 Elect Director Eric P. Etchart For For Management 1.4 Elect Director Trevor I. Mihalik For For Management 1.5 Elect Director David B. Pendarvis For For Management 1.6 Elect Director Daniel E. Pittard For For Management 1.7 Elect Director Garry O. Ridge For For Management 1.8 Elect Director Gregory A. Sandfort For For Management 1.9 Elect Director Anne G. Saunders For For Management 1.10 Elect Director Neal E. Schmale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WEIS MARKETS, INC. Ticker: WMK Security ID: 948849104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan H. Weis For Withhold Management 1.2 Elect Director Harold G. Graber For Withhold Management 1.3 Elect Director Dennis G. Hatchell For For Management 1.4 Elect Director Edward J. Lauth, III For For Management 1.5 Elect Director Gerrald B. Silverman For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- WELBILT, INC. Ticker: WBT Security ID: 949090104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cynthia M. Egnotovich For For Management 1b Elect Director Dino J. Bianco For For Management 1c Elect Director Joan K. Chow For For Management 1d Elect Director Janice L. Fields For For Management 1e Elect Director Brian R. Gamache For For Management 1f Elect Director Andrew Langham For For Management 1g Elect Director William C. Johnson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Ticker: WERN Security ID: 950755108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald H. Timmerman For For Management 1.2 Elect Director Diane K. Duren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESBANCO, INC. Ticker: WSBC Security ID: 950810101 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WESBANCO, INC. Ticker: WSBC Security ID: 950810101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Crawford For For Management 1.2 Elect Director Todd F. Clossin For For Management 1.3 Elect Director Abigail M. Feinknopf For For Management 1.4 Elect Director Denise Knouse-Snyder For For Management 1.5 Elect Director Jay T. McCamic For For Management 1.6 Elect Director F. Eric Nelson, Jr. For For Management 1.7 Elect Director James W. Cornelsen For For Management 1.8 Elect Director Gregory S. Proctor, Jr. For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young, LLP as Auditors For For Management -------------------------------------------------------------------------------- WESCO AIRCRAFT HOLDINGS, INC. Ticker: WAIR Security ID: 950814103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Abstain Management -------------------------------------------------------------------------------- WEST BANCORPORATION, INC. Ticker: WTBA Security ID: 95123P106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Donovan For For Management 1.2 Elect Director Steven K. Gaer For For Management 1.3 Elect Director Michael J. Gerdin For For Management 1.4 Elect Director Sean P. McMurray For For Management 1.5 Elect Director David R. Milligan For For Management 1.6 Elect Director George D. Milligan For For Management 1.7 Elect Director David D. Nelson For For Management 1.8 Elect Director James W. Noyce For For Management 1.9 Elect Director Lou Ann Sandburg For For Management 1.10 Elect Director Steven T. Schuler For For Management 1.11 Elect Director Therese M. Vaughan For For Management 1.12 Elect Director Philip Jason Worth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION Ticker: WABC Security ID: 957090103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Etta Allen For For Management 1.2 Elect Director Louis E. Bartolini For For Management 1.3 Elect Director E. Joseph Bowler For For Management 1.4 Elect Director Melanie Martella Chiesa For For Management 1.5 Elect Director Michele Hassid For For Management 1.6 Elect Director Catherine Cope MacMillan For For Management 1.7 Elect Director Ronald A. Nelson For For Management 1.8 Elect Director David L. Payne For For Management 1.9 Elect Director Edward B. Sylvester For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTERN ASSET MORTGAGE CAPITAL CORPORATION Ticker: WMC Security ID: 95790D105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward D. Fox For For Management 1.2 Elect Director James W. Hirschmann, III For For Management 1.3 Elect Director Ranjit M. Kripalani For For Management 1.4 Elect Director M. Christian Mitchell For For Management 1.5 Elect Director Jennifer W. Murphy For For Management 1.6 Elect Director Lisa G. Quateman For For Management 1.7 Elect Director Richard W. Roll For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTERN NEW ENGLAND BANCORP, INC. Ticker: WNEB Security ID: 958892101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura J. Benoit For For Management 1.2 Elect Director Donna J. Damon For For Management 1.3 Elect Director Lisa G. McMahon For For Management 1.4 Elect Director Steven G. Richter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Wolf & Company, P.C. as Auditor For For Management -------------------------------------------------------------------------------- WESTWOOD HOLDINGS GROUP, INC. Ticker: WHG Security ID: 961765104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian O. Casey For For Management 1.2 Elect Director Richard M. Frank For Withhold Management 1.3 Elect Director Susan M. Byrne For For Management 1.4 Elect Director Ellen H. Masterson For For Management 1.5 Elect Director Geoffrey R. Norman For For Management 1.6 Elect Director Raymond E. Wooldridge For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- WEYCO GROUP, INC. Ticker: WEYS Security ID: 962149100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas W. Florsheim, Jr. For For Management 1.2 Elect Director Robert Feitler For For Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- WHITESTONE REIT Ticker: WSR Security ID: 966084204 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jeffrey A. Jones For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Pannell Kerr Forster of Texas, For For Management P.C. as Auditors -------------------------------------------------------------------------------- WIDEOPENWEST, INC. Ticker: WOW Security ID: 96758W101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jill Bright For Against Management 1b Elect Director Brian Cassidy For Against Management 1c Elect Director Angela Courtin For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WILLDAN GROUP, INC. Ticker: WLDN Security ID: 96924N100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas D. Brisbin For For Management 1.2 Elect Director Steven A. Cohen For For Management 1.3 Elect Director Debra Coy For For Management 1.4 Elect Director Raymond W. Holdsworth For For Management 1.5 Elect Director Douglas J. McEachern For For Management 1.6 Elect Director Dennis V. McGinn For For Management 1.7 Elect Director Keith W. Renken For For Management 1.8 Elect Director Mohammad Shahidehpour For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- WILLIAM LYON HOMES Ticker: WLH Security ID: 552074700 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WILLSCOT CORPORATION Ticker: WSC Security ID: 971375126 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Lindsay For For Management 1b Elect Director Stephen Robertson For For Management 1c Elect Director Jeff Sagansky For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WILLSCOT CORPORATION Ticker: WSC Security ID: 971375126 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue Shares in Connection For For Management with Merger 2 Amend Combined Company Charter For Against Management 3 Amend Omnibus Stock Plan For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WINGSTOP INC. Ticker: WING Security ID: 974155103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn Crump-Caine For For Management 1.2 Elect Director Wesley S. McDonald For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Remove Certain Provisions -------------------------------------------------------------------------------- WINMARK CORPORATION Ticker: WINA Security ID: 974250102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Brett D. Heffes For For Management 2.2 Elect Director Lawrence A. Barbetta For For Management 2.3 Elect Director Jenele C. Grassle For For Management 2.4 Elect Director Kirk A. MacKenzie For For Management 2.5 Elect Director Paul C. Reyelts For For Management 2.6 Elect Director Mark L. Wilson For For Management 3 Approve Stock Option Plan For For Management 4 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. Ticker: WGO Security ID: 974637100 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Chiusano For For Management 1.2 Elect Director Richard (Rick) D. Moss For For Management 1.3 Elect Director John M. Murabito For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WISDOMTREE INVESTMENTS, INC. Ticker: WETF Security ID: 97717P104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank Salerno For For Management 1b Elect Director Jonathan Steinberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WOLVERINE WORLD WIDE, INC. Ticker: WWW Security ID: 978097103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William K. Gerber For For Management 1b Elect Director Blake W. Krueger For For Management 1c Elect Director Nicholas T. Long For For Management 1d Elect Director Michael A. Volkema For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WORKIVA INC. Ticker: WK Security ID: 98139A105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael M. Crow For Withhold Management 1.2 Elect Director Eugene S. Katz For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WORLD ACCEPTANCE CORPORATION Ticker: WRLD Security ID: 981419104 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken R. Bramlett, Jr. For For Management 1.2 Elect Director R. Chad Prashad For For Management 1.3 Elect Director Scott J. Vassalluzzo For For Management 1.4 Elect Director Charles D. Way For For Management 1.5 Elect Director Darrell E. Whitaker For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken (Kanwaljit) Bakshi For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For For Management 1.6 Elect Director John L. Manley For For Management 1.7 Elect Director Stephen K. Roddenberry For For Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WORTHINGTON INDUSTRIES, INC. Ticker: WOR Security ID: 981811102 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerrii B. Anderson For For Management 1.2 Elect Director David P. Blom For For Management 1.3 Elect Director John P. McConnell For Withhold Management 1.4 Elect Director Mary Schiavo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WRIGHT MEDICAL GROUP N.V. Ticker: WMGI Security ID: N96617118 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor A Discuss the Tender Offer by Stryker B. None None Management V. on all Outstanding Ordinary Shares of the Company 1a Elect Director Spencer S. Stiles For For Management 1b Elect Director William E. Berry, Jr. For For Management 1c Elect Director Dean H. Bergy For For Management 1d Elect Director Jeanne M. Blondia For For Management 1e Elect Director David G. Furgason For For Management 2a Accept Resignation of Robert J. For For Management Palmisano as Executive Director 2b Accept Resignation of J. Patrick For For Management Mackin as Non-Executive Director 2c Accept Resignation of John L. Miclot For For Management as Non-Executive Director 2d Accept Resignation of Kevin O'Boyle as For For Management Non-Executive Director 2e Accept Resignation of Amy S. Paul as For For Management Non-Executive Director 2f Accept Resignation of Richard F. For For Management Wallman as Non-Executive Director 2g Accept Resignation of Elizabeth H. For For Management Weatherman as Non-Executive Director 3 Approve Discharge of Management and For For Management Supervisory Boards 4 Approve Conditional Sale of Company For For Management Assets 5 Appoint Stichting Vereffening Wright For For Management Medical Group as the Liquidator; Appoint Purchaser as the Custodian of the Books and Records of Wright; and Approve Reimbursement of the Liquidator's Salary and Costs 6 Amend Articles Re: Compensation of For For Management Dissenting Shareholders 7 Approval of the Mergers For For Management 8 Approve Proposal to Resolve on the For For Management Demerger of the Company 9a Change the Company Form to a Privately For For Management Held Limited Liability Company 9b Amend Articles Association For For Management 10 Amend Articles Re: Delisting from The For For Management Nasdaq Stock Market LLC 11 Amend Articles Re: Change Financial For For Management Year 12 Advisory Vote on Golden Parachutes For Abstain Management -------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Ticker: WSFS Security ID: 929328102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eleuthere I. du Pont For For Management 1b Elect Director David G. Turner For For Management 1c Elect Director Mark A. Turner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WW INTERNATIONAL, INC. Ticker: WW Security ID: 98262P101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond Debbane For For Management 1.2 Elect Director Tracey D. Brown For For Management 1.3 Elect Director Jennifer Dulski For For Management 1.4 Elect Director Jonas M. Fajgenbaum For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Option Agreement with Oprah For For Management Winfrey 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- X4 PHARMACEUTICALS, INC. Ticker: XFOR Security ID: 98420X103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary J. Bridger For Withhold Management 1.2 Elect Director Murray W. Stewart For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Increase Authorized Common Stock For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- XBIOTECH INC. Ticker: XBIT Security ID: 98400H102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Simard For For Management 1.2 Elect Director Donald H. MacAdam For For Management 1.3 Elect Director W. Thorpe McKenzie For Withhold Management 1.4 Elect Director Jan-Paul Waldin For Withhold Management 1.5 Elect Director Peter Libby For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- XENCOR, INC. Ticker: XNCR Security ID: 98401F105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bassil I. Dahiyat For For Management 1.2 Elect Director Ellen G. Feigal For For Management 1.3 Elect Director Kevin C. Gorman For For Management 1.4 Elect Director Kurt A. Gustafson For For Management 1.5 Elect Director Yujiro S. Hata For For Management 1.6 Elect Director A. Bruce Montgomery For For Management 1.7 Elect Director Richard J. Ranieri For For Management 1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- XENIA HOTELS & RESORTS, INC. Ticker: XHR Security ID: 984017103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marcel Verbaas For For Management 1b Elect Director Jeffrey H. Donahue For For Management 1c Elect Director John H. Alschuler For For Management 1d Elect Director Keith E. Bass For For Management 1e Elect Director Thomas M. Gartland For For Management 1f Elect Director Beverly K. Goulet For For Management 1g Elect Director Mary E. McCormick For For Management 1h Elect Director Dennis D. Oklak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- XERIS PHARMACEUTICALS, INC. Ticker: XERS Security ID: 98422L107 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dawn Halkuff For Withhold Management 1.2 Elect Director Jeffrey Sherman For Withhold Management 1.3 Elect Director Mark Thierer For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- XPERI CORPORATION Ticker: XPER Security ID: 98421B100 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- Y-MABS THERAPEUTICS, INC. Ticker: YMAB Security ID: 984241109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James I. Healy For For Management 1.2 Elect Director Ashutosh Tyagi For Withhold Management 1.3 Elect Director Laura Jean Hamill For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- YETI HOLDINGS, INC. Ticker: YETI Security ID: 98585X104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Lou Kelley For Withhold Management 1.2 Elect Director Dustan E. McCoy For For Management 1.3 Elect Director Robert K. Shearer For Withhold Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- YEXT, INC. Ticker: YEXT Security ID: 98585N106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jesse Lipson For For Management 1.2 Elect Director Andrew Sheehan For Withhold Management 1.3 Elect Director Tamar Yehoshua For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YRC WORLDWIDE INC. Ticker: YRCW Security ID: 984249607 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew A. Doheny For For Management 1b Elect Director Darren D. Hawkins For For Management 1c Elect Director James E. Hoffman For For Management 1d Elect Director Patricia M. Nazemetz For For Management 1e Elect Director Jamie G. Pierson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZAGG INC Ticker: ZAGG Security ID: 98884U108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris Ahern For For Management 1.2 Elect Director Michael T. Birch For For Management 1.3 Elect Director Cheryl A. Larabee For For Management 1.4 Elect Director Daniel R. Maurer For For Management 1.5 Elect Director P. Scott Stubbs For For Management 1.6 Elect Director Ronald G. Garriques For For Management 1.7 Elect Director Edward Terino For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZIOPHARM ONCOLOGY, INC. Ticker: ZIOP Security ID: 98973P101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Bowden For For Management 1.2 Elect Director Scott Braunstein For Withhold Management 1.3 Elect Director Laurence James Neil For For Management Cooper 1.4 Elect Director Elan Z. Ezickson For For Management 1.5 Elect Director Heidi Hagen For For Management 1.6 Elect Director Douglas W. Pagan For For Management 1.7 Elect Director Scott Tarriff For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ZIX CORPORATION Ticker: ZIXI Security ID: 98974P100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Bonney For For Management 1.2 Elect Director Maryclaire 'Marcy' For For Management Campbell 1.3 Elect Director Taher A. Elgamal For For Management 1.4 Elect Director James H. Greene, Jr. For For Management 1.5 Elect Director Robert C. Hausmann For For Management 1.6 Elect Director Maribess L. Miller For For Management 1.7 Elect Director Brandon Van Buren For For Management 1.8 Elect Director David J. Wagner For For Management 2 Ratify Whitley Penn LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZOGENIX, INC. Ticker: ZGNX Security ID: 98978L204 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Louis C. Bock For For Management 1B Elect Director Cam L. Garner For For Management 1C Elect Director Mark Wiggins For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ZUMIEZ INC. Ticker: ZUMZ Security ID: 989817101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas D. Campion For For Management 1B Elect Director Sarah (Sally) G. McCoy For For Management 1C Elect Director Ernest R. Johnson For For Management 1D Elect Director Liliana Gil Valletta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- ZUORA, INC. Ticker: ZUO Security ID: 98983V106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jason Pressman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ZYNERBA PHARMACEUTICALS, INC. Ticker: ZYNE Security ID: 98986X109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Armando Anido For For Management 1.2 Elect Director John P. Butler For For Management 1.3 Elect Director Warren D. Cooper For For Management 1.4 Elect Director William J. Federici For For Management 1.5 Elect Director Daniel L. Kisner For For Management 1.6 Elect Director Kenneth I. Moch For For Management 1.7 Elect Director Pamela Stephenson For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- ZYNEX, INC. Ticker: ZYXI Security ID: 98986M103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Sandgaard For For Management 1.2 Elect Director Barry D. Michaels For For Management 1.3 Elect Director Michael Cress For For Management 1.4 Elect Director Joshua R. Disbrow For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Plante & Moran, PLLC as Auditors For For Management ========================= Voya Small Company Portfolio ========================= AERIE PHARMACEUTICALS, INC. Ticker: AERI Security ID: 00771V108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicente Anido, Jr. For For Management 1.2 Elect Director Benjamin F. McGraw, III For For Management 1.3 Elect Director Julie McHugh For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AIR TRANSPORT SERVICES GROUP, INC. Ticker: ATSG Security ID: 00922R105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Baudouin For For Management 1b Elect Director Richard F. Corrado For For Management 1c Elect Director Joseph C. Hete For For Management 1d Elect Director Raymond E. Johns, Jr. For For Management 1e Elect Director Laura J. Peterson For For Management 1f Elect Director Randy D. Rademacher For For Management 1g Elect Director J. Christopher Teets For For Management 1h Elect Director Jeffrey J. Vorholt For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALAMO GROUP INC. Ticker: ALG Security ID: 011311107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roderick R. Baty For For Management 1.2 Elect Director Robert P. Bauer For For Management 1.3 Elect Director Eric P. Etchart For For Management 1.4 Elect Director Tracy C. Jokinen For For Management 1.5 Elect Director Richard W. Parod For For Management 1.6 Elect Director Ronald A. Robinson For For Management 1.7 Elect Director Lorie L. Tekorius For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALTRA INDUSTRIAL MOTION CORP. Ticker: AIMC Security ID: 02208R106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl R. Christenson For For Management 1.2 Elect Director Lyle G. Ganske For For Management 1.3 Elect Director Nicole Parent Haughey For For Management 1.4 Elect Director Margot L. Hoffman For For Management 1.5 Elect Director Michael S. Lipscomb For For Management 1.6 Elect Director Thomas W. Swidarski For For Management 1.7 Elect Director James H. Woodward, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMEDISYS, INC. Ticker: AMED Security ID: 023436108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Vickie L. Capps For For Management 1B Elect Director Molly J. Coye For For Management 1C Elect Director Julie D. Klapstein For For Management 1D Elect Director Teresa L. Kline For For Management 1E Elect Director Paul B. Kusserow For For Management 1F Elect Director Richard A. Lechleiter For For Management 1G Elect Director Bruce D. Perkins For For Management 1H Elect Director Jeffrey A. Rideout For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMICUS THERAPEUTICS, INC. Ticker: FOLD Security ID: 03152W109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn D. Bleil For For Management 1.2 Elect Director Bradley L. Campbell For For Management 1.3 Elect Director Robert Essner For For Management 1.4 Elect Director Ted W. Love For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMPHASTAR PHARMACEUTICALS, INC. Ticker: AMPH Security ID: 03209R103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Maris For For Management 1b Elect Director Richard Koo For For Management 1c Elect Director Floyd F. Petersen For Against Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Ticker: ARNA Security ID: 040047607 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jayson Dallas For For Management 1.2 Elect Director Oliver Fetzer For For Management 1.3 Elect Director Kieran T. Gallahue For For Management 1.4 Elect Director Jennifer Jarrett For For Management 1.5 Elect Director Amit D. Munshi For For Management 1.6 Elect Director Garry A. Neil For For Management 1.7 Elect Director Tina S. Nova For For Management 1.8 Elect Director Manmeet S. Soni For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ARROWHEAD PHARMACEUTICALS, INC. Ticker: ARWR Security ID: 04280A100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Anzalone For For Management 1.2 Elect Director Marianne De Backer For For Management 1.3 Elect Director Mauro Ferrari For For Management 1.4 Elect Director Douglass Given For For Management 1.5 Elect Director Michael S. Perry For For Management 1.6 Elect Director William Waddill For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Ratify Rose, Snyder & Jacobs LLP as For For Management Auditors -------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT INC. Ticker: APAM Security ID: 04316A108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Barger For For Management 1.2 Elect Director Eric R. Colson For For Management 1.3 Elect Director Tench Coxe For For Management 1.4 Elect Director Stephanie G. DiMarco For For Management 1.5 Elect Director Jeffrey A. Joerres For Withhold Management 1.6 Elect Director Andrew A. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ATLANTIC UNION BANKSHARES CORPORTATION Ticker: AUB Security ID: 04911A107 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Russell Ellett For For Management 1.2 Elect Director Gregory L. Fisher For For Management 1.3 Elect Director Patrick J. McCann For For Management 1.4 Elect Director Alan W. Myers For For Management 1.5 Elect Director Linda V. Schreiner For For Management 2 Declassify the Board of Directors For For Management 3 Amend Articles of Incorporation to For Against Management Update the Provision Regarding Indemnification of Directors and Officers 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Ramey For For Management 1.2 Elect Director Wilhelm Zeller For For Management 1.3 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD. Ticker: BHVN Security ID: G11196105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Declan Doogan For Against Management 1b Elect Director Vlad Coric For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maile Clark For For Management 1.2 Elect Director Thomas A. Kingsbury For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker: BKH Security ID: 092113109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tony A. Jensen For For Management 1.2 Elect Director Kathleen S. McAllister For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Teresa A. Taylor For For Management 1.5 Elect Director John B. Vering For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLUEPRINT MEDICINES CORPORATION Ticker: BPMC Security ID: 09627Y109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexis Borisy For For Management 1.2 Elect Director Charles A. Rowland, Jr. For For Management 1.3 Elect Director Lonnel Coats For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Daniels For For Management 1B Elect Director William L. Jews For For Management 1C Elect Director Gregory G. Johnson For For Management 1D Elect Director J. Phillip London For For Management 1E Elect Director John S. Mengucci For For Management 1F Elect Director James L. Pavitt For For Management 1G Elect Director Warren R. Phillips For For Management 1H Elect Director Debora A. Plunkett For For Management 1I Elect Director Charles P. Revoile For For Management 1J Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver G. (Chip) For For Management Brewer, III 1.2 Elect Director Samuel H. Armacost For For Management 1.3 Elect Director Scott H. Baxter For For Management 1.4 Elect Director John C. Cushman, III For For Management 1.5 Elect Director Laura J. Flanagan For For Management 1.6 Elect Director Russell L. Fleischer For For Management 1.7 Elect Director John F. Lundgren For For Management 1.8 Elect Director Adebayo O. Ogunlesi For For Management 1.9 Elect Director Linda B. Segre For For Management 1.10 Elect Director Anthony S. Thornley For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Cumulative Voting For For Management -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas L. Braunstein For For Management 1b Elect Director Michelle Moore For For Management 1c Elect Director G. Patrick Phillips For For Management 2 Elect Director Rahul Gupta For For Management 3 Ratify KPMG LLP (U.S.) as Auditors For For Management 4 Reappoint KPMG LLP (U.K.) as Statutory For For Management Auditors 5 Authorize Audit Committee to Fix For For Management Remuneration of UK Statutory Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Authorize Share Repurchase Program For For Management 8 Approve Directors' Remuneration Policy For For Management 9 Advisory Vote to Ratify Directors' For For Management Compensation Report 10 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION Ticker: CRS Security ID: 144285103 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Viola L. Acoff For For Management 1.2 Elect Director I. Martin Inglis For For Management 1.3 Elect Director Stephen M. Ward, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARRIZO OIL & GAS, INC. Ticker: CRZO Security ID: 144577103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CASELLA WASTE SYSTEMS, INC. Ticker: CWST Security ID: 147448104 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Battles For For Management 1.2 Elect Director Joseph G. Doody For For Management 1.3 Elect Director Emily Nagle Green For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTERSTATE BANK CORPORATION Ticker: CSFL Security ID: 15201P109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Bingham For For Management 1.2 Elect Director Michael J. Brown, Sr. For For Management 1.3 Elect Director C. Dennis Carlton For For Management 1.4 Elect Director Michael F. Ciferri For For Management 1.5 Elect Director John C. Corbett For For Management 1.6 Elect Director Jody Jean Dreyer For For Management 1.7 Elect Director Griffin A. Greene For For Management 1.8 Elect Director John H. Holcomb, III For For Management 1.9 Elect Director Charles W. McPherson For For Management 1.10 Elect Director Richard Murray, IV For For Management 1.11 Elect Director G. Tierso Nunez, II For For Management 1.12 Elect Director Thomas E. Oakley For For Management 1.13 Elect Director G. Ruffner Page, Jr. For For Management 1.14 Elect Director Ernest S. Pinner For For Management 1.15 Elect Director William Knox Pou, Jr., For For Management 1.16 Elect Director Daniel R. Richey For For Management 1.17 Elect Director David G. Salyers For For Management 1.18 Elect Director Joshua A. Snively For For Management 1.19 Elect Director Mark W. Thompson For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. Ticker: COLB Security ID: 197236102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig D. Eerkes For For Management 1b Elect Director Ford Elsaesser For For Management 1c Elect Director Mark A. Finkelstein For For Management 1d Elect Director Eric S. Forrest For For Management 1e Elect Director Thomas M. Hulbert For For Management 1f Elect Director Michelle M. Lantow For For Management 1g Elect Director Randal L. Lund For For Management 1h Elect Director S. Mae Fujita Numata For For Management 1i Elect Director Elizabeth W. Seaton For For Management 1j Elect Director Clint E. Stein For For Management 1k Elect Director Janine T. Terrano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COLUMBIA PROPERTY TRUST, INC. Ticker: CXP Security ID: 198287203 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carmen M. Bowser For For Management 1b Elect Director John L. Dixon For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Murray J. McCabe For For Management 1e Elect Director E. Nelson Mills For For Management 1f Elect Director Constance B. Moore For For Management 1g Elect Director Michael S. Robb For For Management 1h Elect Director Thomas G. Wattles For For Management 1i Elect Director Francis X. Wentworth, For For Management Jr. 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY Ticker: CMC Security ID: 201723103 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicki L. Avril For For Management 1.2 Elect Director Sarah E. Raiss For For Management 1.3 Elect Director J. David Smith For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CONMED CORPORATION Ticker: CNMD Security ID: 207410101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Bronson For For Management 1.2 Elect Director Brian P. Concannon For For Management 1.3 Elect Director LaVerne Council For For Management 1.4 Elect Director Charles M. Farkas For For Management 1.5 Elect Director Martha Goldberg Aronson For For Management 1.6 Elect Director Curt R. Hartman For For Management 1.7 Elect Director Jerome J. Lande For For Management 1.8 Elect Director Barbara J. For For Management Schwarzentraub 1.9 Elect Director Mark E. Tryniski For For Management 1.10 Elect Director John L. Workman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation from New For For Management York to Delaware 5 Provide Right to Act by Written Consent For For Management 6 Approve Exculpation Provision For For Management Regarding Limitations on Liability of Directors 7 Amend Non-Employee Director Omnibus For For Management Stock Plan 8 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CORNERSTONE ONDEMAND, INC. Ticker: CSOD Security ID: 21925Y103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean Carter For For Management 1.2 Elect Director Richard Haddrill For For Management 1.3 Elect Director Adam L. Miller For For Management 1.4 Elect Director Joseph Osnoss For For Management 1.5 Elect Director Elisa A. Steele For For Management 1.6 Elect Director Steffan C. Tomlinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED Ticker: CUZ Security ID: 222795502 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles T. Cannada For For Management 1b Elect Director Robert M. Chapman For For Management 1c Elect Director M. Colin Connolly For For Management 1d Elect Director Scott W. Fordham For For Management 1e Elect Director Lillian C. Giornelli For For Management 1f Elect Director R. Kent Griffin, Jr. For For Management 1g Elect Director Donna W. Hyland For For Management 1h Elect Director R. Dary Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Michael Dinkins For For Management 1.4 Elect Director Ronald C. Lindsay For For Management 1.5 Elect Director Ellen McClain For For Management 1.6 Elect Director Charles G. McClure, Jr. For For Management 1.7 Elect Director Max H. Mitchell For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director James L. L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROCS, INC. Ticker: CROX Security ID: 227046109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Smach For For Management 1.2 Elect Director Beth J. Kaplan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CSG SYSTEMS INTERNATIONAL, INC. Ticker: CSGS Security ID: 126349109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Barnes For For Management 1b Elect Director Marwan H. Fawaz For For Management 1c Elect Director Rajan Naik For For Management 1d Elect Director Haiyan Song For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Dean M. Flatt For For Management 1.3 Elect Director S. Marce Fuller For For Management 1.4 Elect Director Bruce D. Hoechner For For Management 1.5 Elect Director Glenda J. Minor For For Management 1.6 Elect Director John B. Nathman For For Management 1.7 Elect Director Robert J. Rivet For For Management 1.8 Elect Director Albert E. Smith For For Management 1.9 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- DANA INCORPORATED Ticker: DAN Security ID: 235825205 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Bridget E. Karlin For For Management 1.5 Elect Director Raymond E. Mabus, Jr. For For Management 1.6 Elect Director Michael J. Mack, Jr. For For Management 1.7 Elect Director R. Bruce McDonald For For Management 1.8 Elect Director Diarmuid B. O'Connell For For Management 1.9 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- DELUXE CORPORATION Ticker: DLX Security ID: 248019101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald C. Baldwin For For Management 1.2 Elect Director William C. Cobb For For Management 1.3 Elect Director Cheryl E. Mayberry For For Management McKissack 1.4 Elect Director Barry C. McCarthy For For Management 1.5 Elect Director Don J. McGrath For For Management 1.6 Elect Director Thomas J. Reddin For For Management 1.7 Elect Director Martyn R. Redgrave For For Management 1.8 Elect Director John L. Stauch For For Management 1.9 Elect Director Victoria A. Treyger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DRIL-QUIP, INC. Ticker: DRQ Security ID: 262037104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Blake T. DeBerry For For Management 1.2 Elect Director John V. Lovoi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EASTERLY GOVERNMENT PROPERTIES, INC. Ticker: DEA Security ID: 27616P103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrell W. Crate For For Management 1.2 Elect Director William C. Trimble, III For For Management 1.3 Elect Director Michael P. Ibe For For Management 1.4 Elect Director William H. Binnie For For Management 1.5 Elect Director Cynthia A. Fisher For Against Management 1.6 Elect Director Scott D. Freeman For For Management 1.7 Elect Director Emil W. Henry, Jr. For For Management 1.8 Elect Director Tara S. Innes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Donald F. Colleran For For Management 1e Elect Director Hayden C. Eaves, III For For Management 1f Elect Director David H. Hoster, II For For Management 1g Elect Director Marshall A. Loeb For For Management 1h Elect Director Mary E. McCormick For For Management 1i Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Richard F. Hamm, Jr. For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Restricted Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EMERGENT BIOSOLUTIONS INC. Ticker: EBS Security ID: 29089Q105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zsolt Harsanyi For For Management 1b Elect Director George A. Joulwan For For Management 1c Elect Director Louis W. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENCOMPASS HEALTH CORPORATION Ticker: EHC Security ID: 29261A100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg D. Carmichael For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Donald L. Correll For For Management 1d Elect Director Yvonne M. Curl For For Management 1e Elect Director Charles M. Elson For For Management 1f Elect Director Joan E. Herman For For Management 1g Elect Director Leo I. Higdon, Jr. For For Management 1h Elect Director Leslye G. Katz For For Management 1i Elect Director Patricia A. Maryland For For Management 1j Elect Director John E. Maupin, Jr. For For Management 1k Elect Director Nancy M. Schlichting For For Management 1l Elect Director L. Edward Shaw, Jr. For For Management 1m Elect Director Mark J. Tarr For For Management 1n Elect Director Terrance Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Ticker: ENR Security ID: 29272W109 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carlos Abrams-Rivera For For Management 1b Elect Director Bill G. Armstrong For For Management 1c Elect Director Cynthia J. Brinkley For For Management 1d Elect Director Rebecca Frankiewicz For For Management 1e Elect Director Alan R. Hoskins For For Management 1f Elect Director Kevin J. Hunt For For Management 1g Elect Director James C. Johnson For For Management 1h Elect Director John E. Klein For For Management 1i Elect Director Patrick J. Moore For For Management 1j Elect Director Nneka L. Rimmer For For Management 1k Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENTERPRISE FINANCIAL SERVICES CORP Ticker: EFSC Security ID: 293712105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. DeCola For For Management 1.2 Elect Director James F. Deutsch For For Management 1.3 Elect Director John S. Eulich For For Management 1.4 Elect Director Robert E. Guest, Jr. For For Management 1.5 Elect Director James M. Havel For For Management 1.6 Elect Director Judith S. Heeter For For Management 1.7 Elect Director Michael R. Holmes For For Management 1.8 Elect Director Nevada A. Kent, IV For For Management 1.9 Elect Director James B. Lally For For Management 1.10 Elect Director Anthony R. Scavuzzo For For Management 1.11 Elect Director Eloise E. Schmitz For For Management 1.12 Elect Director Sandra A. Van Trease For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENVESTNET, INC. Ticker: ENV Security ID: 29404K106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luis Aguilar For For Management 1.2 Elect Director Ross Chapin For For Management 1.3 Elect Director William Crager For For Management 1.4 Elect Director James Fox For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EPIZYME, INC. Ticker: EPZM Security ID: 29428V104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew R. Allen For Withhold Management 1.2 Elect Director Kenneth Bate For For Management 1.3 Elect Director Robert B. Bazemore, Jr. For For Management 1.4 Elect Director Victoria Richon For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Casale For For Management 1.2 Elect Director Douglas J. Pauls For For Management 1.3 Elect Director William Spiegel For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIBROGEN, INC. Ticker: FGEN Security ID: 31572Q808 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Enrique Conterno For For Management 1b Elect Director Thomas F. Kearns, Jr. For For Management 1c Elect Director Kalevi Kurkijarvi For For Management 1d Elect Director Gerald Lema For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Doti For For Management 1.2 Elect Director Michael D. McKee For For Management 1.3 Elect Director Thomas V. McKernan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- FIRST BANCORP Ticker: FBP Security ID: 318672706 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juan Acosta Reboyras For For Management 1b Elect Director Aurelio Aleman For For Management 1c Elect Director Luz A. Crespo For For Management 1d Elect Director Tracey Dedrick For For Management 1e Elect Director Daniel E. Frye For For Management 1f Elect Director Robert T. Gormley For For Management 1g Elect Director John A. Heffern For For Management 1h Elect Director Roberto R. Herencia For For Management 1i Elect Director Jose Menendez-Cortada For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- FTI CONSULTING, INC. Ticker: FCN Security ID: 302941109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda J. Bacon For For Management 1b Elect Director Mark S. Bartlett For For Management 1c Elect Director Claudio Costamagna For For Management 1d Elect Director Vernon Ellis For For Management 1e Elect Director Nicholas C. Fanandakis For For Management 1f Elect Director Steven H. Gunby For For Management 1g Elect Director Gerard E. Holthaus For For Management 1h Elect Director Laureen E. Seeger For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcia J. Avedon For For Management 1.2 Elect Director Bennett J. Morgan For For Management 1.3 Elect Director Dominick P. Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBAL BLOOD THERAPEUTICS, INC. Ticker: GBT Security ID: 37890U108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willie L. Brown, Jr. For Withhold Management 1.2 Elect Director Philip A. Pizzo For For Management 1.3 Elect Director Wendy Yarno For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management -------------------------------------------------------------------------------- GRAY TELEVISION, INC. Ticker: GTN Security ID: 389375106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilton H. Howell, Jr. For For Management 1.2 Elect Director Howell W. Newton For For Management 1.3 Elect Director Richard L. Boger For For Management 1.4 Elect Director T. L. (Gene) Elder For For Management 1.5 Elect Director Luis A. Garcia For For Management 1.6 Elect Director Richard B. Hare For For Management 1.7 Elect Director Robin R. Howell For For Management 1.8 Elect Director Donald P. (Pat) For For Management LaPlatney 1.9 Elect Director Paul H. McTear For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- HANCOCK WHITNEY CORPORATION Ticker: HWC Security ID: 410120109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank E. Bertucci For For Management 1.2 Elect Director Constantine S. Liollio For For Management 1.3 Elect Director Thomas H. Olinde For For Management 1.4 Elect Director Joan C. Teofilo For For Management 1.5 Elect Director C. Richard Wilkins For For Management 2a Eliminate the Business Combination For For Management Supermajority Vote Provision 2b Eliminate the Prohibition on For For Management Non-Cumulative Preferred Dividends 2c Remove the Series A Preferred Stock For For Management Provision 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HARMONIC INC. Ticker: HLIT Security ID: 413160102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Harshman For For Management 1.2 Elect Director Patrick Gallagher For For Management 1.3 Elect Director Deborah L. Clifford For For Management 1.4 Elect Director David Krall For For Management 1.5 Elect Director Mitzi Reaugh For For Management 1.6 Elect Director Susan G. Swenson For For Management 1.7 Elect Director Nikos Theodosopoulos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify Armanino LLP as Auditors For For Management -------------------------------------------------------------------------------- HELEN OF TROY LIMITED Ticker: HELE Security ID: G4388N106 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary B. Abromovitz For For Management 1b Elect Director Krista L. Berry For For Management 1c Elect Director Vincent D. Carson For For Management 1d Elect Director Thurman K. Case For For Management 1e Elect Director Timothy F. Meeker For For Management 1f Elect Director Julien R. Mininberg For For Management 1g Elect Director Beryl B. Raff For For Management 1h Elect Director William F. Susetka For For Management 1i Elect Director Darren G. Woody For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Grant Thornton LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- HERITAGE INSURANCE HOLDINGS, INC. Ticker: HRTG Security ID: 42727J102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Lucas For For Management 1.2 Elect Director Richard Widdicombe For For Management 1.3 Elect Director Panagiotis "Pete" For For Management Apostolou 1.4 Elect Director Irini Barlas For For Management 1.5 Elect Director Mark Berset For For Management 1.6 Elect Director Steven Martindale For For Management 1.7 Elect Director James Masiello For For Management 1.8 Elect Director Nicholas Pappas For For Management 1.9 Elect Director Joseph Vattamattam For For Management 1.10 Elect Director Vijay Walvekar For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Dempsey For For Management 1.2 Elect Director Gary L. Ellis For For Management 1.3 Elect Director Stacy Enxing Seng For For Management 1.4 Elect Director Mary Garrett For For Management 1.5 Elect Director James R. Giertz For For Management 1.6 Elect Director John P. Groetelaars For For Management 1.7 Elect Director William H. Kucheman For For Management 1.8 Elect Director Ronald A. Malone For For Management 1.9 Elect Director Gregory J. Moore For For Management 1.10 Elect Director Felicia F. Norwood For For Management 1.11 Elect Director Nancy M. Schlichting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HMS HOLDINGS CORP. Ticker: HMSY Security ID: 40425J101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Baicker For For Management 1b Elect Director Robert Becker For For Management 1c Elect Director Craig R. Callen For For Management 1d Elect Director William C. Lucia For For Management 1e Elect Director William F. Miller, III For For Management 1f Elect Director Jeffrey A. Rideout For For Management 1g Elect Director Ellen A. Rudnick For For Management 1h Elect Director Bart M. Schwartz For For Management 1i Elect Director Richard H. Stowe For For Management 1j Elect Director Cora M. Tellez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- HOSTESS BRANDS, INC. Ticker: TWNK Security ID: 44109J106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Eliminate Supermajority Vote For For Management Requirement 3.1 Elect Director Andrew P. Callahan For For Management 3.2 Elect Director Gretchen R. Crist For For Management 3.3 Elect Director Ioannis Skoufalos For For Management 3.4 Elect Director Laurence Bodner For For Management 3.5 Elect Director Rachel P. Cullen For For Management 3.6 Elect Director Jerry D. Kaminski For For Management 3.7 Elect Director C. Dean Metropoulos For For Management 3.8 Elect Director Craig D. Steeneck For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HOULIHAN LOKEY, INC. Ticker: HLI Security ID: 441593100 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Beiser For Withhold Management 1.2 Elect Director Paul A. Zuber For For Management 1.3 Elect Director Jacqueline B. Kosecoff For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HUB GROUP, INC. Ticker: HUBG Security ID: 443320106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Yeager For Withhold Management 1.2 Elect Director Mary H. Boosalis For Withhold Management 1.3 Elect Director James C. Kenny For Withhold Management 1.4 Elect Director Peter B. McNitt For Withhold Management 1.5 Elect Director Charles R. Reaves For Withhold Management 1.6 Elect Director Martin P. Slark For Withhold Management 1.7 Elect Director Jonathan P. Ward For Withhold Management 1.8 Elect Director Jenell R. Ross For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. Ticker: HPP Security ID: 444097109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Coleman For For Management 1.2 Elect Director Theodore R. Antenucci For For Management 1.3 Elect Director Richard B. Fried For For Management 1.4 Elect Director Jonathan M. Glaser For For Management 1.5 Elect Director Robert L. Harris, II For For Management 1.6 Elect Director Christy Haubegger For For Management 1.7 Elect Director Mark D. Linehan For For Management 1.8 Elect Director Robert M. Moran, Jr. For Against Management 1.9 Elect Director Barry A. Porter For For Management 1.10 Elect Director Andrea Wong For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Eugene Lockhart For For Management 1.2 Elect Director James H. Roth For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sudhakar Kesavan For For Management 1.2 Elect Director Michael J. Van Handel For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Thomas Carlile For For Management 1.3 Elect Director Richard J. Dahl For For Management 1.4 Elect Director Annette G. Elg For For Management 1.5 Elect Director Lisa A. Grow For For Management 1.6 Elect Director Ronald W. Jibson For For Management 1.7 Elect Director Judith A. Johansen For For Management 1.8 Elect Director Dennis L. Johnson For For Management 1.9 Elect Director Christine King For For Management 1.10 Elect Director Richard J. Navarro For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- IMAX CORPORATION Ticker: IMAX Security ID: 45245E109 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil S. Braun For For Management 1.2 Elect Director Eric A. Demirian For For Management 1.3 Elect Director Kevin Douglas For For Management 1.4 Elect Director Richard L. Gelfond For For Management 1.5 Elect Director David W. Leebron For For Management 1.6 Elect Director Michael MacMillan For For Management 1.7 Elect Director Dana Settle For For Management 1.8 Elect Director Darren Throop For For Management 1.9 Elect Director Bradley J. Wechsler For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- IMMUNOMEDICS, INC. Ticker: IMMU Security ID: 452907108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Election Director Behzad Aghazadeh For For Management 1.2 Election Director Robert Azelby For For Management 1.3 Election Director Charles M. Baum For For Management 1.4 Election Director Scott Canute For For Management 1.5 Election Director Barbara G. Duncan For For Management 1.6 Election Director Peter Barton Hutt For Against Management 1.7 Election Director Khalid Islam For Against Management 1.8 Election Director Harout Semerjian None None Management *Withdrawn Resolution* 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INPHI CORPORATION Ticker: IPHI Security ID: 45772F107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas E. Brathwaite For For Management 1.2 Elect Director David E. Liddle For For Management 1.3 Elect Director Bruce M. McWilliams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INSMED INCORPORATED Ticker: INSM Security ID: 457669307 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarissa Desjardins For For Management 1.2 Elect Director David W.J. McGirr For For Management 1.3 Elect Director Elizabeth McKee Anderson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- IOVANCE BIOTHERAPEUTICS, INC. Ticker: IOVA Security ID: 462260100 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iain Dukes For For Management 1.2 Elect Director Maria Fardis For For Management 1.3 Elect Director Athena Countouriotis For For Management 1.4 Elect Director Ryan Maynard For For Management 1.5 Elect Director Merrill A. McPeak For For Management 1.6 Elect Director Wayne P. Rothbaum For For Management 1.7 Elect Director Michael Weiser For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency For For Management Every Year 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- J2 GLOBAL, INC. Ticker: JCOM Security ID: 48123V102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard S. Ressler For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Robert J. Cresci For For Management 1d Elect Director Sarah Fay For For Management 1e Elect Director W. Brian Kretzmer For For Management 1f Elect Director Jonathan F. Miller For For Management 1g Elect Director Stephen Ross For For Management 1h Elect Director Vivek Shah For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JACK IN THE BOX INC. Ticker: JACK Security ID: 466367109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean M. Birch For For Management 1b Elect Director Leonard A. Comma For For Management 1c Elect Director John P. Gainor For For Management 1d Elect Director David L. Goebel For For Management 1e Elect Director Sharon P. John For For Management 1f Elect Director Madeleine A. Kleiner For For Management 1g Elect Director Michael W. Murphy For For Management 1h Elect Director James M. Myers For For Management 1i Elect Director David M. Tehle For For Management 1j Elect Director Vivien M. Yeung For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David DiDomenico For For Management 1b Elect Director Carmel Galvin For For Management 1c Elect Director James P. Hallett For For Management 1d Elect Director Mark E. Hill For For Management 1e Elect Director J. Mark Howell For For Management 1f Elect Director Stefan Jacoby For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director Mary Ellen Smith For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LA-Z-BOY INCORPORATED Ticker: LZB Security ID: 505336107 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt L. Darrow For For Management 1.2 Elect Director Sarah M. Gallagher For For Management 1.3 Elect Director Edwin J. Holman For For Management 1.4 Elect Director Janet E. Kerr For For Management 1.5 Elect Director Michael T. Lawton For For Management 1.6 Elect Director H. George Levy For For Management 1.7 Elect Director W. Alan McCollough For For Management 1.8 Elect Director Rebecca L. O'Grady For For Management 1.9 Elect Director Lauren B. Peters For For Management 1.10 Elect Director Nido R. Qubein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAKELAND FINANCIAL CORPORATION Ticker: LKFN Security ID: 511656100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Blake W. Augsburger For For Management 1b Elect Director Robert E. Bartels, Jr. For For Management 1c Elect Director Darrianne P. Christian For For Management 1d Elect Director Daniel F. Evans, Jr. For For Management 1e Elect Director David M. Findlay For For Management 1f Elect Director Thomas A. Hiatt For For Management 1g Elect Director Michael L. Kubacki For For Management 1h Elect Director Emily E. Pichon For For Management 1i Elect Director Steven D. Ross For For Management 1j Elect Director Brian J. Smith For For Management 1k Elect Director Bradley J. Toothaker For For Management 1l Elect Director Ronald D. Truex For For Management 1m Elect Director M. Scott Welch For For Management 2 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend Bylaws 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- LCI INDUSTRIES Ticker: LCII Security ID: 50189K103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Gero For For Management 1b Elect Director Frank J. Crespo For For Management 1c Elect Director Brendan J. Deely For For Management 1d Elect Director Ronald J. Fenech For For Management 1e Elect Director Tracy D. Graham For For Management 1f Elect Director Virginia L. Henkels For For Management 1g Elect Director Jason D. Lippert For For Management 1h Elect Director Kieran M. O'Sullivan For For Management 1i Elect Director David A. Reed For For Management 1j Elect Director John A. Sirpilla For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sidney B. DeBoer For For Management 1b Elect Director Bryan B. DeBoer For For Management 1c Elect Director Susan O. Cain For For Management 1d Elect Director Shauna F. McIntyre For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Kenneth E. Roberts For For Management 1g Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LUMENTUM HOLDINGS INC. Ticker: LITE Security ID: 55024U109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Penelope A. Herscher For For Management 1b Elect Director Harold L. Covert For For Management 1c Elect Director Julia S. Johnson For For Management 1d Elect Director Brian J. Lillie For For Management 1e Elect Director Alan S. Lowe For For Management 1f Elect Director Ian S. Small For For Management 1g Elect Director Samuel F. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MAGELLAN HEALTH, INC. Ticker: MGLN Security ID: 559079207 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Shulman For For Management 1.2 Elect Director Swati Abbott For For Management 1.3 Elect Director Kenneth J. Fasola For For Management 1.4 Elect Director Peter A. Feld For For Management 1.5 Elect Director G. Scott MacKenzie For For Management 1.6 Elect Director Leslie V. Norwalk For For Management 1.7 Elect Director Guy P. Sansone For For Management 1.8 Elect Director Mural R. Josephson For For Management 1.9 Elect Director Christopher J. Chen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION Ticker: MANT Security ID: 564563104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Pedersen For Withhold Management 1.2 Elect Director Richard L. Armitage For Withhold Management 1.3 Elect Director Mary K. Bush For For Management 1.4 Elect Director Barry G. Campbell For Withhold Management 1.5 Elect Director Richard J. Kerr For Withhold Management 1.6 Elect Director Peter B. LaMontagne For For Management 1.7 Elect Director Kenneth A. Minihan For Withhold Management 1.8 Elect Director Kevin M. Phillips For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORPORATION Ticker: MATW Security ID: 577128101 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory S. Babe For For Management 1.2 Elect Director Don W. Quigley, Jr. For For Management 1.3 Elect Director David A. Schawk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lonny J. Carpenter For For Management 1.2 Elect Director David K. Floyd For For Management 1.3 Elect Director James T. Hogan For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MERITAGE HOMES CORPORATION Ticker: MTH Security ID: 59001A102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Hilton For For Management 1.2 Elect Director Raymond Oppel For For Management 1.3 Elect Director Dana C. Bradford For For Management 1.4 Elect Director Deborah Ann Henretta For For Management 1.5 Elect Director P. Kelly Mooney For For Management 1.6 Elect Director Joseph Keough For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. Ticker: MTX Security ID: 603158106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph C. Breunig For For Management 1b Elect Director Alison A. Deans For For Management 1c Elect Director Duane R. Dunham For For Management 1d Elect Director Franklin L. Feder For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NEXTCURE, INC. Ticker: NXTC Security ID: 65343E108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judith J. Li For For Management 1b Elect Director Garry A. Nicholson For For Management 1c Elect Director Stella Xu For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 1.9 Elect Director Mahvash Yazdi For For Management 1.10 Elect Director Jeffrey W. Yingling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- OFG BANCORP Ticker: OFG Security ID: 67103X102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian S. Inclan For For Management 1.2 Elect Director Jose Rafael Fernandez For For Management 1.3 Elect Director Juan C. Aguayo For For Management 1.4 Elect Director Jorge Colon-Gerena For For Management 1.5 Elect Director Nestor de Jesus For For Management 1.6 Elect Director Susan Harnett For For Management 1.7 Elect Director Pedro Morazzani For For Management 1.8 Elect Director Edwin Perez For For Management 1.9 Elect Director Christa Steele For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ONTO INNOVATION, INC. Ticker: ONTO Security ID: 683344105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Aukerman For For Management 1.2 Elect Director Leo Berlinghieri For For Management 1.3 Elect Director Edward J. Brown, Jr. For For Management 1.4 Elect Director Vita A. Cassese For For Management 1.5 Elect Director Robert G. Deuster For For Management 1.6 Elect Director David B. Miller For For Management 1.7 Elect Director Michael P. Plisinski For For Management 1.8 Elect Director Bruce C. Rhine For For Management 1.9 Elect Director Christopher A. Seams For For Management 1.10 Elect Director Christine A. Tsingos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Ticker: PPBI Security ID: 69478X105 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director A.R. Alameddine For For Management 1B Elect Director Matt Gallagher For For Management 1C Elect Director Karen Hughes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932M107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stanford L. Kurland For For Management 1b Elect Director David A. Spector For For Management 1c Elect Director Anne D. McCallion For For Management 1d Elect Director Matthew Botein For For Management 1e Elect Director James K. Hunt For For Management 1f Elect Director Patrick Kinsella For For Management 1g Elect Director Joseph Mazzella For For Management 1h Elect Director Farhad Nanji For For Management 1i Elect Director Jeffrey A. Perlowitz For For Management 1j Elect Director Theodore W. Tozer For For Management 1k Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERFORMANCE FOOD GROUP COMPANY Ticker: PFGC Security ID: 71377A103 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Holm For For Management 1b Elect Director Arthur B. Winkleblack - None None Management Withdrawn 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement for Amending Government Documents and Removing Directors 7 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- PHYSICIANS REALTY TRUST Ticker: DOC Security ID: 71943U104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Thomas For For Management 1.2 Elect Director Tommy G. Thompson For For Management 1.3 Elect Director Stanton D. Anderson For For Management 1.4 Elect Director Mark A. Baumgartner For For Management 1.5 Elect Director Albert C. Black, Jr. For For Management 1.6 Elect Director William A. Ebinger For For Management 1.7 Elect Director Pamela J. Kessler For For Management 1.8 Elect Director Richard A. Weiss For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. Ticker: PNFP Security ID: 72346Q104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abney S. Boxley, III For For Management 1.2 Elect Director Gregory L. Burns For For Management 1.3 Elect Director Thomas C. Farnsworth, For For Management III 1.4 Elect Director David B. Ingram For For Management 1.5 Elect Director Gary L. Scott For For Management 1.6 Elect Director G. Kennedy Thompson For For Management 1.7 Elect Director Charles E. Brock For For Management 1.8 Elect Director Richard D. Callicutt, II For For Management 1.9 Elect Director Joseph C. Galante For For Management 1.10 Elect Director Robert A. McCabe, Jr. For For Management 1.11 Elect Director Reese L. Smith, III For For Management 1.12 Elect Director M. Terry Turner For For Management 1.13 Elect Director Renda J. Burkhart For For Management 1.14 Elect Director Marty G. Dickens For For Management 1.15 Elect Director Glenda Baskin Glover For For Management 1.16 Elect Director Ronald L. Samuels For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIPER SANDLER COMPANIES Ticker: PIPR Security ID: 724078100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Chad R. Abraham For For Management 1b Elect Director Jonathan J. Doyle For For Management 1c Elect Director William R. Fitzgerald For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Addison L. Piper For For Management 1f Elect Director Debbra L. Schoneman For For Management 1g Elect Director Thomas S. Schreier For For Management 1h Elect Director Sherry M. Smith For For Management 1i Elect Director Philip E. Soran For For Management 1j Elect Director Scott C. Taylor For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PLEXUS CORP. Ticker: PLXS Security ID: 729132100 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralf R. Boer For For Management 1.2 Elect Director Stephen P. Cortinovis For For Management 1.3 Elect Director David J. Drury For For Management 1.4 Elect Director Joann M. Eisenhart For For Management 1.5 Elect Director Dean A. Foate For For Management 1.6 Elect Director Rainer Jueckstock For For Management 1.7 Elect Director Peter Kelly For For Management 1.8 Elect Director Todd P. Kelsey For For Management 1.9 Elect Director Karen M. Rapp For For Management 1.10 Elect Director Paul A. Rooke For For Management 1.11 Elect Director Michael V. Schrock For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POLYONE CORPORATION Ticker: POL Security ID: 73179P106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Abernathy For For Management 1.2 Elect Director Richard H. Fearon For For Management 1.3 Elect Director Gregory J. Goff For For Management 1.4 Elect Director William R. Jellison For For Management 1.5 Elect Director Sandra Beach Lin For For Management 1.6 Elect Director Kim Ann Mink For For Management 1.7 Elect Director Robert M. Patterson For For Management 1.8 Elect Director Kerry J. Preete For For Management 1.9 Elect Director Patricia Verduin For For Management 1.10 Elect Director William A. Wulfsohn For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director Kirby A. Dyess For For Management 1e Elect Director Mark B. Ganz For For Management 1f Elect Director Marie Oh Huber For For Management 1g Elect Director Kathryn J. Jackson For For Management 1h Elect Director Michael H. Millegan For For Management 1i Elect Director Neil J. Nelson For For Management 1j Elect Director M. Lee Pelton For For Management 1k Elect Director Maria M. Pope For For Management 1l Elect Director Charles W. Shivery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PTC THERAPEUTICS, INC. Ticker: PTCT Security ID: 69366J200 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephanie S. Okey For For Management 1.2 Elect Director Stuart W. Peltz For For Management 1.3 Elect Director Jerome B. Zeldis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QTS REALTY TRUST, INC. Ticker: QTS Security ID: 74736A103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chad L. Williams For For Management 1.2 Elect Director John W. Barter For For Management 1.3 Elect Director William O. Grabe For For Management 1.4 Elect Director Catherine R. Kinney For For Management 1.5 Elect Director Peter A. Marino For For Management 1.6 Elect Director Scott D. Miller For For Management 1.7 Elect Director Mazen Rawashdeh For For Management 1.8 Elect Director Wayne M. Rehberger For For Management 1.9 Elect Director Philip P. Trahanas For For Management 1.10 Elect Director Stephen E. Westhead For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director Brad L. Conner For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Lisa Mumford For For Management 1g Elect Director Gaetano Muzio For For Management 1h Elect Director Gregory V. Serio For For Management 1i Elect Director Noel J. Spiegel For For Management 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RE/MAX HOLDINGS, INC. Ticker: RMAX Security ID: 75524W108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. DeSplinter For For Management 1.2 Elect Director Roger J. Dow For For Management 1.3 Elect Director Ronald E. Harrison For For Management 1.4 Elect Director Laura G. Kelly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- REATA PHARMACEUTICALS, INC. Ticker: RETA Security ID: 75615P103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Bass For Withhold Management 1.2 Elect Director R. Kent McGaughy, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- RED ROCK RESORTS, INC. Ticker: RRR Security ID: 75700L108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Fertitta, III For Withhold Management 1.2 Elect Director Lorenzo J. Fertitta For Withhold Management 1.3 Elect Director Robert A. Cashell, Jr. For Withhold Management 1.4 Elect Director Robert E. Lewis For Withhold Management 1.5 Elect Director James E. Nave For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- REDWOOD TRUST, INC. Ticker: RWT Security ID: 758075402 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Baum For For Management 1.2 Elect Director Christopher J. Abate For For Management 1.3 Elect Director Douglas B. Hansen For For Management 1.4 Elect Director Debora D. Horvath For For Management 1.5 Elect Director Greg H. Kubicek For For Management 1.6 Elect Director Fred J. Matera For For Management 1.7 Elect Director Jeffrey T. Pero For For Management 1.8 Elect Director Georganne C. Proctor For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- REGAL BELOIT CORPORATION Ticker: RBC Security ID: 758750103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Stephen M. Burt For For Management 1c Elect Director Anesa T. Chaibi For For Management 1d Elect Director Christopher L. Doerr For For Management 1e Elect Director Dean A. Foate For For Management 1f Elect Director Michael F. Hilton For For Management 1g Elect Director Louis V. Pinkham For For Management 1h Elect Director Rakesh Sachdev For For Management 1i Elect Director Curtis W. Stoelting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REPLIGEN CORPORATION Ticker: RGEN Security ID: 759916109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Nicolas M. Barthelemy For For Management 1B Elect Director Karen A. Dawes For For Management 1C Elect Director Tony J. Hunt For For Management 1D Elect Director Rohin Mhatre For For Management 1E Elect Director Glenn P. Muir For For Management 1F Elect Director Thomas F. Ryan, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RUDOLPH TECHNOLOGIES, INC. Ticker: RTEC Security ID: 781270103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Increase Authorized Common Stock For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rachna Bhasin For For Management 1b Elect Director Alvin Bowles, Jr. For For Management 1c Elect Director Fazal Merchant For For Management 1d Elect Director Patrick Moore For For Management 1e Elect Director Christine Pantoya For For Management 1f Elect Director Robert Prather, Jr. For For Management 1g Elect Director Colin V. Reed For For Management 1h Elect Director Michael Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- SAIA, INC. Ticker: SAIA Security ID: 78709Y105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna E. Epps For For Management 1.2 Elect Director John P. Gainor, Jr. For For Management 1.3 Elect Director Randolph W. Melville For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SELECT MEDICAL HOLDINGS CORPORATION Ticker: SEM Security ID: 81619Q105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryan C. Cressey For For Management 1.2 Elect Director Robert A. Ortenzio For For Management 1.3 Elect Director Daniel J. Thomas For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PriceWaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SELECTIVE INSURANCE GROUP, INC. Ticker: SIGI Security ID: 816300107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John C. Burville For For Management 1b Elect Director Terrence W. Cavanaugh For For Management 1c Elect Director Robert Kelly Doherty For For Management 1d Elect Director John J. Marchioni For For Management 1e Elect Director Thomas A. McCarthy For For Management 1f Elect Director H. Elizabeth Mitchell For For Management 1g Elect Director Michael J. Morrissey For For Management 1h Elect Director Gregory E. Murphy For For Management 1i Elect Director Cynthia S. Nicholson For For Management 1j Elect Director William M. Rue For For Management 1k Elect Director John S. Scheid For For Management 1l Elect Director J. Brian Thebault For For Management 1m Elect Director Philip H. Urban For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION Ticker: SXT Security ID: 81725T100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Carleone For For Management 1.2 Elect Director Edward H. Cichurski For For Management 1.3 Elect Director Mario Ferruzzi For For Management 1.4 Elect Director Carol R. Jackson For For Management 1.5 Elect Director Donald W. Landry For For Management 1.6 Elect Director Paul Manning For For Management 1.7 Elect Director Deborah For For Management McKeithan-Gebhardt 1.8 Elect Director Scott C. Morrison For For Management 1.9 Elect Director Elaine R. Wedral For For Management 1.10 Elect Director Essie Whitelaw For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SHOE CARNIVAL, INC. Ticker: SCVL Security ID: 824889109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director J. Wayne Weaver For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. DePaolo For For Management 1.2 Elect Director Barney Frank For For Management 1.3 Elect Director Scott A. Shay For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SILICON LABORATORIES INC. Ticker: SLAB Security ID: 826919102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Navdeep S. Sooch For For Management 1b Elect Director William P. Wood For For Management 1c Elect Director Nina Richardson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SP PLUS CORPORATION Ticker: SP Security ID: 78469C103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Marc Baumann For For Management 1.2 Elect Director Karen M. Garrison For For Management 1.3 Elect Director Alice M. Peterson For For Management 1.4 Elect Director Gregory A. Reid For For Management 1.5 Elect Director Wyman T. Roberts For For Management 1.6 Elect Director Douglas R. Waggoner For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STAG INDUSTRIAL, INC. Ticker: STAG Security ID: 85254J102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Benjamin S. Butcher For For Management 1b Elect Director Jit Kee Chin For For Management 1c Elect Director Virgis W. Colbert For For Management 1d Elect Director Michelle S. Dilley For For Management 1e Elect Director Jeffrey D. Furber For For Management 1f Elect Director Larry T. Guillemette For For Management 1g Elect Director Francis X. Jacoby, III For For Management 1h Elect Director Christopher P. Marr For For Management 1i Elect Director Hans S. Weger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director James M. Oates For For Management 1.9 Elect Director David A. Peacock For For Management 1.10 Elect Director Thomas W. Weisel For For Management 1.11 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernadette M. For For Management Connaughton 1b Elect Director Kenneth F. Meyers For For Management 1c Elect Director Matthew E. Monaghan For For Management 1d Elect Director Joshua M. Nelson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For For Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TREX COMPANY, INC. Ticker: TREX Security ID: 89531P105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay M. Gratz For For Management 1.2 Elect Director Kristine L. Juster For For Management 1.3 Elect Director Ronald W. Kaplan For For Management 1.4 Elect Director Gerald Volas For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. Ticker: UFPI Security ID: 913543104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Benjamin J. McLean For For Management 1b Elect Director Mary E. Tuuk For For Management 1c Elect Director Michael G. Wooldridge For For Management 2 Change Company Name to UFP Industries, For For Management Inc. 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- US ECOLOGY, INC. Ticker: ECOL Security ID: 91734M103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Burke For For Management 1.2 Elect Director E. Renae Conley For For Management 1.3 Elect Director Katina Dorton For For Management 1.4 Elect Director Glenn A. Eisenberg For For Management 1.5 Elect Director Jeffrey R. Feeler For For Management 1.6 Elect Director Daniel Fox For For Management 1.7 Elect Director Ronald C. Keating For For Management 1.8 Elect Director John T. Sahlberg For For Management 1.9 Elect Director Melanie Steiner For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERINT SYSTEMS INC. Ticker: VRNT Security ID: 92343X100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan Bodner For For Management 1.2 Elect Director John Egan For For Management 1.3 Elect Director Stephen Gold For For Management 1.4 Elect Director Penelope Herscher For For Management 1.5 Elect Director William Kurtz For For Management 1.6 Elect Director Andrew Miller For For Management 1.7 Elect Director Richard Nottenburg For For Management 1.8 Elect Director Howard Safir For For Management 1.9 Elect Director Earl Shanks For For Management 1.10 Elect Director Jason Wright For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERRA MOBILITY CORPORATION Ticker: VRRM Security ID: 92511U102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay Geldmacher For For Management 1.2 Elect Director John Rexford For Withhold Management 1.3 Elect Director David Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VIAVI SOLUTIONS INC. Ticker: VIAV Security ID: 925550105 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Belluzzo For For Management 1.2 Elect Director Keith Barnes For For Management 1.3 Elect Director Laura Black For For Management 1.4 Elect Director Tor Braham For For Management 1.5 Elect Director Timothy Campos For For Management 1.6 Elect Director Donald Colvin For For Management 1.7 Elect Director Masood A. Jabbar For For Management 1.8 Elect Director Oleg Khaykin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VIRTUSA CORPORATION Ticker: VRTU Security ID: 92827P102 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kris Canekeratne For For Management 1.2 Elect Director Barry R. Nearhos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VONAGE HOLDINGS CORP. Ticker: VG Security ID: 92886T201 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid Akhavan For For Management 1b Elect Director Jan Hauser For For Management 1c Elect Director Priscilla Hung For For Management 1d Elect Director Carolyn Katz For For Management 1e Elect Director Alan Masarek For For Management 1f Elect Director Michael J. McConnell For For Management 1g Elect Director John J. Roberts For For Management 1h Elect Director Gary Steele For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Ticker: WTS Security ID: 942749102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher L. Conway For Withhold Management 1.2 Elect Director David A. Dunbar For Withhold Management 1.3 Elect Director Louise K. Goeser For Withhold Management 1.4 Elect Director Jes Munk Hansen For Withhold Management 1.5 Elect Director W. Craig Kissel For Withhold Management 1.6 Elect Director Joseph T. Noonan For For Management 1.7 Elect Director Robert J. Pagano, Jr. For For Management 1.8 Elect Director Merilee Raines For Withhold Management 1.9 Elect Director Joseph W. Reitmeier For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WELBILT, INC. Ticker: WBT Security ID: 949090104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cynthia M. Egnotovich For For Management 1b Elect Director Dino J. Bianco For For Management 1c Elect Director Joan K. Chow For For Management 1d Elect Director Janice L. Fields For For Management 1e Elect Director Brian R. Gamache For For Management 1f Elect Director Andrew Langham For For Management 1g Elect Director William C. Johnson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Ticker: WERN Security ID: 950755108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald H. Timmerman For For Management 1.2 Elect Director Diane K. Duren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Ticker: WAL Security ID: 957638109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce Beach For For Management 1b Elect Director Juan Figuereo For For Management 1c Elect Director Howard Gould For For Management 1d Elect Director Steven Hilton For For Management 1e Elect Director Marianne Boyd Johnson For For Management 1f Elect Director Robert Latta For For Management 1g Elect Director Todd Marshall For For Management 1h Elect Director Adriane McFetridge For For Management 1i Elect Director Michael Patriarca For For Management 1j Elect Director Robert Sarver For For Management 1k Elect Director Bryan Segedi For For Management 1l Elect Director Donald Snyder For For Management 1m Elect Director Sung Won Sohn For For Management 1n Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 1.10 Elect Director Gary D. Sweeney For For Management 1.11 Elect Director Karin Gustafson Teglia For For Management 1.12 Elect Director Alex E. Washington, III For For Management 1.13 Elect Director Edward J. Wehmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WOODWARD, INC. Ticker: WWD Security ID: 980745103 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Donovan For For Management 1.2 Elect Director Mary L. Petrovich For For Management 1.3 Elect Director James R. Rulseh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WORTHINGTON INDUSTRIES, INC. Ticker: WOR Security ID: 981811102 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerrii B. Anderson For For Management 1.2 Elect Director David P. Blom For For Management 1.3 Elect Director John P. McConnell For Withhold Management 1.4 Elect Director Mary Schiavo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WPX ENERGY, INC. Ticker: WPX Security ID: 98212B103 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Ticker: WSFS Security ID: 929328102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eleuthere I. du Pont For For Management 1b Elect Director David G. Turner For For Management 1c Elect Director Mark A. Turner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ======================== Voya U.S. Bond Index Portfolio ======================== GOLDMAN SACHS TRUST Ticker: Security ID: 38141W273 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight L. Bush For For Management 1.2 Elect Director Kathryn A. Cassidy For For Management 1.3 Elect Director Joaquin Delgado For For Management 1.4 Elect Director Gregory G. Weaver For For Management ========== END N-PX REPORT

-------------------------------------------------------------------------------- SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. VOYA VARIABLE PORTFOLIOS, INC. By: /s/ Dina Santoro -------------------------- Dina Santoro President Date: August 28, 2020