AOMT 2023-1 ABS-15G

Exhibit 99.38

 

 

Loan ID Seller Loan ID Investor Loan ID Overall Initial Loan Grade Overall Final Loan Grade Credit Initial Loan Grade Credit Current/Final Loan Grade Compliance Initial Loan Grade Compliance Current/Final Loan Grade Property Initial Loan Grade Property Current/Final Loan Grade Queue Finding Code Date Created Date Modified Finding Status Event Level Initial Finding Grade Current/Final Finding Grade Finding Category Finding Sub Category Finding Name Finding Comments Seller Comments Resolution Comments Reviewer Comp Factor Originator Comp Factors Finding Documents Originator QM Status Final Reviewed QM Status Loan Amount Property State Occupancy Loan Purpose Refinance Purpose Acknowledged / WaivedBy Waiver in File?
2023010667     C B B B C A A A Closed FCOM4765 XXX XXX Resolved 1 - Information C A Compliance TILA CD: Liability After Foreclosure Not Complete Resolved-CD: Liability After Foreclosure Complete - Due Diligence Vendor-XX/XX/XXX

Open-CD: Liability After Foreclosure Not Complete - Due Diligence Vendor-XX/XX/XXX
  Resolved-CD: Liability After Foreclosure Complete - Due Diligence Vendor-XX/XX/XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points     ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Purchase NA N/A N/A
2023010667     C B B B C A A A Closed FCOM2660 XXX XXX Resolved 1 - Information C A Compliance TILA CD: Refinance Statement Not Present Resolved-CD: Refinance Statement Present - Due Diligence Vendor-XX/XX/XXX

Resolved-CD: Refinance Statement Present - Due Diligence Vendor-XX/XX/XXX

Resolved-CD: Refinance Statement Present - Due Diligence Vendor-XX/XX/XXX

Open-CD: Refinance Statement Not Present - Due Diligence Vendor-XX/XX/XXX
  Resolved-CD: Refinance Statement Present - Due Diligence Vendor-XX/XX/XXX

 Resolved-CD: Refinance Statement Present - Due Diligence Vendor-XX/XX/XXX

 Resolved-CD: Refinance Statement Present - Due Diligence Vendor-XX/XX/XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points     ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Purchase NA N/A N/A
2023010667     C B B B C A A A Closed FCOM2340 XXX XXX Resolved 1 - Information C A Compliance TILA CD: General Form Requirements Not Met Resolved-CD: General Form Requirements Met - Due Diligence Vendor-XX/XX/XXX

Resolved-CD: General Form Requirements Met - Due Diligence Vendor-XX/XX/XXX

Resolved-CD: General Form Requirements Met - Due Diligence Vendor-XX/XX/XXX

Open-CD: General Form Requirements Not Met - Due Diligence Vendor-XX/XX/XXX
  Resolved-CD: General Form Requirements Met - Due Diligence Vendor-XX/XX/XXX

 Resolved-CD: General Form Requirements Met - Due Diligence Vendor-XX/XX/XXX

 Resolved-CD: General Form Requirements Met - Due Diligence Vendor-XX/XX/XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points     ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Purchase NA N/A N/A
2023010667     C B B B C A A A Closed FCRE1440 XXX XXX Acknowledged 2 - Non-Material B B Credit Eligibility Housing History Does Not Meet Guideline Requirements Acknowledged-Housing History Does Not Meet Guideline Requirements Client provided guideline exception allowing for housing history not meeting guidelines. - Due Diligence Vendor-XX/XX/XXX

Acknowledged-Housing History Does Not Meet Guideline Requirements - Due Diligence Vendor-XX/XX/XXX
  Acknowledged-Housing History Does Not Meet Guideline Requirements Client provided guideline exception allowing for housing history not meeting guidelines. - Due Diligence Vendor-XX/XX/XXX

 Acknowledged-Housing History Does Not Meet Guideline Requirements - Due Diligence Vendor-XX/XX/XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points EXPERIENCED INVESTOR / FICO IS XXX   ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Purchase NA N/A N/A
2023010666     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010660     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance No Cash Out - Borrower Initiated N/A N/A
2023010668     A A A A A A A A     XXX XXX     A A                   ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Purchase NA N/A N/A
2023010659     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance No Cash Out - Borrower Initiated N/A N/A
2023010658     C A A A C A A A Closed finding-3732 XXX XXX Resolved 1 - Information C A Compliance TRID TRID Total of Payments Test Resolved-This loan failed the TRID total of payments test. ( XX CFR §XXX.XX(o)(X) )The total of payments is $XXX,XXX.XX. The disclosed total of payments of $XXX,XXX.XX is not considered accurate because it is understated by more than $XXX. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-when loan amount changes, there is a coc done that also effects brokers compensation when it is based on a percentage of the loan amount. - Seller-XX/XX/XXX

Counter-Received confirmation that Saturdays are not considered business days, received COC, and PCCD.  However this still has not resolved the condition.  It appears that CE is still failing due to Total of Payments amount appears to be the same on Final CD and PCCD. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Please see uploaded file for the comment - Seller-XX/XX/XXX

Counter-The $XXX is from the Originator Compensation increase from $XXX to $XXX on X/XX/XXX.  Received confirmation that XXX is considered a business day. COC event is X/XX/XXX and revised LE was issued X/XX/XXX.  The third business day from X/XX/XXX is X/XX/XXX which includes Saturday X/XX/XXX.  Compliance Ease is not accepting the COC due to the LE being issued after X business days. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. this figure is calculated correctly, check all fees and we have what is apr marked.  uploaded post closing cd issued. - Seller-XX/XX/XXX

Open-This loan failed the TRID total of payments test. ( XX CFR §XXX.XX(o)(X) )The total of payments is $XXX,XXX.XX. The disclosed total of payments of $XXX,XXX.XX is not considered accurate because it is understated by more than $XXX. Lenders total payments calculations appear to include a $XXX lender credit that was not shown on the final cd. Please see lenders CE report pg.XXX - Due Diligence Vendor-XX/XX/XXX
Ready for Review-when loan amount changes, there is a coc done that also effects brokers compensation when it is based on a percentage of the loan amount. - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded. Please see uploaded file for the comment - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded. this figure is calculated correctly, check all fees and we have what is apr marked.  uploaded post closing cd issued. - Seller-XX/XX/XXX

Resolved-This loan failed the TRID total of payments test. ( XX CFR §XXX.XX(o)(X) )The total of payments is $XXX,XXX.XX. The disclosed total of payments of $XXX,XXX.XX is not considered accurate because it is understated by more than $XXX. - Due Diligence Vendor-XX/XX/XXX

Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Credit Line Usage Ratio equals X.XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points
  BinderX.pdf

RE_ XXX XX - Post Closing Condition.pdf
Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010658     C A A A C A A A Closed finding-3529 XXX XXX Resolved 1 - Information C A Compliance TRID Revised Loan Estimate Delivery Date and Changed Circumstances Date Test Resolved-This loan failed the revised loan estimate delivery date and changed circumstances date test. ( XX CFR §XXX.XX(e)(X)(iv)(A) - (C), (E), (F) , and (D) as amended in XXX , and XX CFR §XXX.XX(e)(X)(i) )The revised loan estimate delivery date is either:Later than the third business day (counting days on which the creditor's offices are open to the public for carrying on substantially all of its business functions) after the creditor receives information sufficient to establish that a changed circumstance has occurred; orBefore the creditor receives information sufficient to establish that a changed circumstance has occurred.This calculation takes into account a user-submitted designation of the days that the creditor's office will be deemed to be open or not open for carrying on substantially all of its business functions, as described in §XXX.X(a)(X) and as it relates to §XXX.XX(e)(X)(i) (revised loan estimate disclosure). This test excluded the following days from the business day count based on the client preferences configured on the company settings business days profile page:As not being open on SundayPLEASE NOTE: If a conflict results from the client preferences configured on the company settings business days profile page such that a day is marked as both open and closed, ComplianceAnalyzer calculations will presume the company's offices are closed to the public for carrying on substantially all of its business functions. If this is not the appropriate result, you must revise your settings to remove the conflict.If a creditor uses a revised estimate for the purpose of determining good faith for the zero tolerance and XX% tolerance categories under §XXX.XX(e)(X)(i) and (ii), the creditor shall provide a revised version of the disclosures required under §XXX.XX(e)(X)(i) reflecting the revised estimate either:Within three business days of receiving information sufficient to establish that one of the reasons for revision provided under §XXX.XX(e)(X)(iv)(A) through (C), (E) and (F) applies; orNo later than three business days after the date the interest rate is locked, for revision provided under §XXX.XX(e)(X)(iv)(D). The revised version of the disclosures required under §XXX.XX(e)(X)(i) shall contain the revised interest rate, the points disclosed pursuant to §XXX.XX(f)(X), lender credits, and any other interest rate dependent charges and terms. ***Received COC XX/XX/XXX - Due Diligence Vendor-XX/XX/XXX

Resolved-This loan failed the revised loan estimate delivery date and changed circumstances date test. ( XX CFR §XXX.XX(e)(X)(iv)(A) - (C), (E), (F) , and (D) as amended in XXX , and XX CFR §XXX.XX(e)(X)(i) )The revised loan estimate delivery date is either:Later than the third business day (counting days on which the creditor's offices are open to the public for carrying on substantially all of its business functions) after the creditor receives information sufficient to establish that a changed circumstance has occurred; orBefore the creditor receives information sufficient to establish that a changed circumstance has occurred.This calculation takes into account a user-submitted designation of the days that the creditor's office will be deemed to be open or not open for carrying on substantially all of its business functions, as described in §XXX.X(a)(X) and as it relates to §XXX.XX(e)(X)(i) (revised loan estimate disclosure). This test excluded the following days from the business day count based on the client preferences configured on the company settings business days profile page:As not being open on XXX PLEASE NOTE: If a conflict results from the client preferences configured on the company settings business days profile page such that a day is marked as both open and closed, ComplianceAnalyzer calculations will presume the company's offices are closed to the public for carrying on substantially all of its business functions. If this is not the appropriate result, you must revise your settings to remove the conflict.If a creditor uses a revised estimate for the purpose of determining good faith for the zero tolerance and XX% tolerance categories under §XXX.XX(e)(X)(i) and (ii), the creditor shall provide a revised version of the disclosures required under §XXX.XX(e)(X)(i) reflecting the revised estimate either:Within three business days of receiving information sufficient to establish that one of the reasons for revision provided under §XXX.XX(e)(X)(iv)(A) through (C), (E) and (F) applies; orNo later than three business days after the date the interest rate is locked, for revision provided under §XXX.XX(e)(X)(iv)(D). The revised version of the disclosures required under §XXX.XX(e)(X)(i) shall contain the revised interest rate, the points disclosed pursuant to §XXX.XX(f)(X), lender credits, and any other interest rate dependent charges and terms. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. coc dated X-XX - Seller-XX/XX/XXX

Counter-Received confirmation that XXX  is considered a business day.  COC event is X/XX/XXX and revised LE issued X/XX/XXX, this more than X business days from the COC event date. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-we count Saturday as a business day and can be counted - Seller-XX/XX/XXX

Open-This loan failed the revised loan estimate delivery date and changed circumstances date test. ( XX CFR §XXX.XX(e)(X)(iv)(A) - (C), (E), (F) , and (D) as amended in XXX , and XX CFR §XXX.XX(e)(X)(i) )The revised loan estimate delivery date is either:Later than the third business day (counting days on which the creditor's offices are open to the public for carrying on substantially all of its business functions) after the creditor receives information sufficient to establish that a changed circumstance has occurred; orBefore the creditor receives information sufficient to establish that a changed circumstance has occurred.This calculation takes into account a user-submitted designation of the days that the creditor's office will be deemed to be open or not open for carrying on substantially all of its business functions, as described in §XXX.X(a)(X) and as it relates to §XXX.XX(e)(X)(i) (revised loan estimate disclosure). This test excluded the following days from the business day count based on the client preferences configured on the company settings business days profile page:As not being open on SundayPLEASE NOTE: If a conflict results from the client preferences configured on the company settings business days profile page such that a day is marked as both open and closed, ComplianceAnalyzer calculations will presume the company's offices are closed to the public for carrying on substantially all of its business functions. If this is not the appropriate result, you must revise your settings to remove the conflict.If a creditor uses a revised estimate for the purpose of determining good faith for the zero tolerance and XX% tolerance categories under §XXX.XX(e)(X)(i) and (ii), the creditor shall provide a revised version of the disclosures required under §XXX.XX(e)(X)(i) reflecting the revised estimate either:Within three business days of receiving information sufficient to establish that one of the reasons for revision provided under §XXX.XX(e)(X)(iv)(A) through (C), (E) and (F) applies; orNo later than three business days after the date the interest rate is locked, for revision provided under §XXX.XX(e)(X)(iv)(D). The revised version of the disclosures required under §XXX.XX(e)(X)(i) shall contain the revised interest rate, the points disclosed pursuant to §XXX.XX(f)(X), lender credits, and any other interest rate dependent charges and terms. COC document dated X/XX/XX shows COC event of X/XX, more than X business days from event to disclosure. Lender to confirm if Saturday X/XX is a business day  - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. coc dated X-XX - Seller-XX/XX/XXX

 Ready for Review-we count Saturday as a business day and can be counted - Seller-XX/XX/XXX

Resolved-This loan failed the revised loan estimate delivery date and changed circumstances date test. ( XX CFR §XXX.XX(e)(X)(iv)(A) - (C), (E), (F) , and (D) as amended in XXX , and XX CFR §XXX.XX(e)(X)(i) )The revised loan estimate delivery date is either:Later than the third business day (counting days on which the creditor's offices are open to the public for carrying on substantially all of its business functions) after the creditor receives information sufficient to establish that a changed circumstance has occurred; orBefore the creditor receives information sufficient to establish that a changed circumstance has occurred.This calculation takes into account a user-submitted designation of the days that the creditor's office will be deemed to be open or not open for carrying on substantially all of its business functions, as described in §XXX.X(a)(X) and as it relates to §XXX.XX(e)(X)(i) (revised loan estimate disclosure). This test excluded the following days from the business day count based on the client preferences configured on the company settings business days profile page:As not being open on SundayPLEASE NOTE: If a conflict results from the client preferences configured on the company settings business days profile page such that a day is marked as both open and closed, ComplianceAnalyzer calculations will presume the company's offices are closed to the public for carrying on substantially all of its business functions. If this is not the appropriate result, you must revise your settings to remove the conflict.If a creditor uses a revised estimate for the purpose of determining good faith for the zero tolerance and XX% tolerance categories under §XXX.XX(e)(X)(i) and (ii), the creditor shall provide a revised version of the disclosures required under §XXX.XX(e)(X)(i) reflecting the revised estimate either:Within three business days of receiving information sufficient to establish that one of the reasons for revision provided under §XXX.XX(e)(X)(iv)(A) through (C), (E) and (F) applies; orNo later than three business days after the date the interest rate is locked, for revision provided under §XXX.XX(e)(X)(iv)(D). The revised version of the disclosures required under §XXX.XX(e)(X)(i) shall contain the revised interest rate, the points disclosed pursuant to §XXX.XX(f)(X), lender credits, and any other interest rate dependent charges and terms. ***Received COC XX/XX/XXX - Due Diligence Vendor-XX/XX/XXX

 Resolved-This loan failed the revised loan estimate delivery date and changed circumstances date test. ( XX CFR §XXX.XX(e)(X)(iv)(A) - (C), (E), (F) , and (D) as amended in XXX , and XX CFR §XXX.XX(e)(X)(i) )The revised loan estimate delivery date is either:Later than the third business day (counting days on which the creditor's offices are open to the public for carrying on substantially all of its business functions) after the creditor receives information sufficient to establish that a changed circumstance has occurred; orBefore the creditor receives information sufficient to establish that a changed circumstance has occurred.This calculation takes into account a user-submitted designation of the days that the creditor's office will be deemed to be open or not open for carrying on substantially all of its business functions, as described in §XXX.X(a)(X) and as it relates to §XXX.XX(e)(X)(i) (revised loan estimate disclosure). This test excluded the following days from the business day count based on the client preferences configured on the company settings business days profile page:As not being open on SundayPLEASE NOTE: If a conflict results from the client preferences configured on the company settings business days profile page such that a day is marked as both open and closed, ComplianceAnalyzer calculations will presume the company's offices are closed to the public for carrying on substantially all of its business functions. If this is not the appropriate result, you must revise your settings to remove the conflict.If a creditor uses a revised estimate for the purpose of determining good faith for the zero tolerance and XX% tolerance categories under §XXX.XX(e)(X)(i) and (ii), the creditor shall provide a revised version of the disclosures required under §XXX.XX(e)(X)(i) reflecting the revised estimate either:Within three business days of receiving information sufficient to establish that one of the reasons for revision provided under §XXX.XX(e)(X)(iv)(A) through (C), (E) and (F) applies; orNo later than three business days after the date the interest rate is locked, for revision provided under §XXX.XX(e)(X)(iv)(D). The revised version of the disclosures required under §XXX.XX(e)(X)(i) shall contain the revised interest rate, the points disclosed pursuant to §XXX.XX(f)(X), lender credits, and any other interest rate dependent charges and terms. - Due Diligence Vendor-XX/XX/XXX

Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Credit Line Usage Ratio equals X.XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points
  CHANGE OF CIRCUMSTANCE (X).pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010658     C A A A C A A A Closed finding-3631 XXX XXX Resolved 1 - Information C A Compliance Points & Fees Reimbursement Amount Validation Test Resolved-Resolved - Due Diligence Vendor-XX/XX/XXX

Counter-The $XXX is from the Originator Compensation increase from $XXX to $XXX on X/XX/XXX.  Received confirmation that XXX is considered a business day. COC event is X/XX/XXX and revised LE was issued X/XX/XXX.  The third business day from X/XX/XXX is X/XX/XXX which includes Saturday X/XX/XXX.  Compliance Ease is not accepting the COC due to the LE being issued after X business days. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-WHAT FEE IS THIS FOR? - Seller-XX/XX/XXX

Open-This loan failed the reimbursement amount validation test.The loan failed one or more tolerance tests and did not provide a reimbursement amount. This information is necessary in order to correctly perform reimbursement calculations. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-WHAT FEE IS THIS FOR? - Seller-XX/XX/XXX

Resolved-Resolved - Due Diligence Vendor-XX/XX/XXX

Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Credit Line Usage Ratio equals X.XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010658     C A A A C A A A Closed finding-3632 XXX XXX Resolved 1 - Information C A Compliance Disclosures (Federal, State, and Data Dependent) Consummation or Reimbursement Date Validation Test Resolved-Resolved - Due Diligence Vendor-XX/XX/XXX

Counter-The $XXX is from the Originator Compensation increase from $XXX to $XXX on X/XX/XXX.  Received confirmation that XXX is considered a business day. COC event is X/XX/XXX and revised LE was issued X/XX/XXX.  The third business day from X/XX/XXX is X/XX/XXX which includes Saturday X/XX/XXX.  Compliance Ease is not accepting the COC due to the LE being issued after X business days. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-NOT SURE HOW I AM TO CLEAR THIS CONDITION. - Seller-XX/XX/XXX

Open-This loan failed the closing or reimbursement date validation test.The loan failed one or more tolerance tests and did not provide either a reimbursement date or a consummation date (or closing / settlement date, if consummation date is not available). This information is necessary in order to correctly perform reimbursement calculations. COC document dated X/XX/XX shows COC event of X/XX, more than X business days from event to disclosure. Lender to confirm if Saturday X/XX is a business day  - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the closing or reimbursement date validation test.The loan failed one or more tolerance tests and did not provide either a reimbursement date or a consummation date (or closing / settlement date, if consummation date is not available). This information is necessary in order to correctly perform reimbursement calculations. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-NOT SURE HOW I AM TO CLEAR THIS CONDITION. - Seller-XX/XX/XXX

Resolved-Resolved - Due Diligence Vendor-XX/XX/XXX

Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Credit Line Usage Ratio equals X.XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010658     C A A A C A A A Closed finding-3634 XXX XXX Resolved 1 - Information C A Compliance TRID Tolerance Charges That Cannot Increase Test Resolved-This loan failed the charges that cannot increase test.  (XX CFR §XXX.XX(e)(X)(i))The loan contains charges that exceed the good faith determination according to §XXX.XX(e)(X)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $XXX.XX.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §XXX.XX(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §XXX.XX(e)(X)(i). - Due Diligence Vendor-XX/XX/XXX

Counter-The $XXX is from the Originator Compensation increase from $XXX to $XXX on X/XX/XXX.  Received confirmation that Saturday is considered a business day. COC event is X/XX/XXX and revised LE was issued X/XX/XXX.  The third business day from X/XX/XXX is X/XX/XXX which includes Saturday X/XX/XXX.  Compliance Ease is not accepting the COC due to the LE being issued after X business days. - Due Diligence Vendor-XX/XX/XXX

Ready for Review- DO NOT SEE WHAT THIS XXX.XX CURE OR TOLERANCE IS FOR, WHAT FEE ARE YOU SPECIFICALLY TALKING ABOUT? - Seller-XX/XX/XXX

Open-This loan failed the charges that cannot increase test.  (XX CFR §XXX.XX(e)(X)(i))The loan contains charges that exceed the good faith determination according to §XXX.XX(e)(X)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $XXX.XX.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §XXX.XX(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §XXX.XX(e)(X)(i). COC document dated X/XX/XX shows COC event of X/XX, more than X business days from event to disclosure. Lender to confirm if Saturday X/XX is a business day  - Due Diligence Vendor-XX/XX/XXX
Ready for Review- DO NOT SEE WHAT THIS XXX.XX CURE OR TOLERANCE IS FOR, WHAT FEE ARE YOU SPECIFICALLY TALKING ABOUT? - Seller-XX/XX/XXX

Resolved-This loan failed the charges that cannot increase test.  (XX CFR §XXX.XX(e)(X)(i))The loan contains charges that exceed the good faith determination according to §XXX.XX(e)(X)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $XXX.XX.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §XXX.XX(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §XXX.XX(e)(X)(i). - Due Diligence Vendor-XX/XX/XXX

Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Credit Line Usage Ratio equals X.XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010663     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance Cash Out - Other N/A N/A
2023010662     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010661     C B C B A A A A Closed FCRE8611 XXX XXX Acknowledged 2 - Non-Material C B Credit Income Income/Employment General Acknowledged-Investor Exception in file for variance to guidelines.  Reviewed under XXX-XXX program, however borrower is a U.S. citizen.  All business operations are overseas and thus full independent validation of income could not be obtained.  Translated P&L statements used in lieu of tax returns under Guideline Variance granted. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-THE P & l STATEMENTS FOR XXX,XXX,XXX ARE IN US DOLLARS.  EVERYTHING WAS CONVERTED TO AMERICAN STANDARS BOTH LANGUAGE AND CURRENCY SYSTEM AND VERIFIED WITH UW OF xxxx. - Seller-XX/XX/XXX
Open-PROFIT AND LOSSS INCOME FOR YEARS XXX AND XXX WAS USED. BUSINESS IS IN VIETNAM AND AUDIT WAS ALSO COMPLETED IN xxxx. AMOUNT SHOWN APPERAS TO,BE US DOLLARS BASED ON SYMBOL USED (S) PLEASE CONFIRM THAT BALANCE FOR BOTH YEARS IS IN US DOLLARS AND NOT xxxx. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-THE P & l STATEMENTS FOR XXX,XXX,XXX ARE IN US DOLLARS.  EVERYTHING WAS CONVERTED TO AMERICAN STANDARS BOTH LANGUAGE AND CURRENCY SYSTEM AND VERIFIED WITH UW OF GREENBOX. - Seller-XX/XX/XXX

Acknowledged-Investor Exception in file for variance to guidelines.  Reviewed under XXX-XXX program, however borrower is a U.S. citizen.  All business operations are overseas and thus full independent validation of income could not be obtained.  Translated P&L statements used in lieu of tax returns under Guideline Variance granted. - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More

Original CLTV is Below the Guideline Maximum By XXX Percent (XX%) or More - Original CLTV Of XX.XX% Is Below the Guideline Maximum Of XX% By XXX Percent (XX%) or More

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points

Original LTV Is Below The Guideline Maximum By XXX Percent (XX%) Or More - Original LTV Of XX.XX% Is Below The Guideline Maximum Of XX% By XXX Percent (XX%) Or More
LTV is XX%, minimum required is XX%; DTI is XX.XXX%, maximum DTI is XX%; FICO is XXX, minimum required is XXX.   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Second Home Refinance Cash Out - Other Originator Pre-Close Yes
2023010664     D A B A A A D A Closed FPRO1244 XXX XXX Resolved 1 - Information D A Property Missing Doc - Third Party Valuation Xrd Party Valuation Product is Required and Missing Resolved-CDA received - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. CDA - Seller-XX/XX/XXX

Counter-Incorrect item uploaded- this Stipulation is for secondary valuation product, not verification of business. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. cpa letter provided, this is a Xrd party - Seller-XX/XX/XXX

Open- - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. CDA - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded. cpa letter provided, this is a Xrd party - Seller-XX/XX/XXX

Resolved-CDA received - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More

Months Reserves Are Greater Than The Guideline Minimum By XXX (X) Or More Months - Months Reserves Of XX Are Greater Than The Guideline Minimum Of X By XXX (X) Or More Months
  CPA LETTER.pdf

PASTOR_TDOC.PDF
Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010664     D A B A A A D A Closed FCRE1182 XXX XXX Resolved 1 - Information B A Credit Missing Doc - Approval Info Underwriting Summary Not Provided Resolved-Approval/Underwriting Summary provided at re-submission. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. last approval submitted here - Seller-XX/XX/XXX

Open-Missing Approval/Underwriting Summary - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. last approval submitted here - Seller-XX/XX/XXX

Resolved-Approval/Underwriting Summary provided at re-submission. - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More

Months Reserves Are Greater Than The Guideline Minimum By XXX (X) Or More Months - Months Reserves Of XX Are Greater Than The Guideline Minimum Of X By XXX (X) Or More Months
  pmlapproval.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010665     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010675     C B C B A A A A Closed FCRE1199 XXX XXX Acknowledged 2 - Non-Material C B Credit Eligibility Audited Loan Amount is greater than Guideline Maximum Loan Amount Acknowledged-Investor Exception issued for Reserves less than standard and Loan Size. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. EXCEPTION PROVIDED - Seller-XX/XX/XXX

Open-Audited Loan Amount of $XXX is greater than the Guideline Maximum Loan Amount of $XXX.X - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. EXCEPTION PROVIDED - Seller-XX/XX/XXX

Acknowledged-Investor Exception issued for Reserves less than standard and Loan Size. - Due Diligence Vendor-XX/XX/XXX

XXX-XXX (XX) Months Housing History Reviewed With No Late Payments - XXX-XXX (XX) Months Housing History Reviewed With No Late Payments

Months Reserves Are Greater Than The Guideline Minimum By XXX (X) Or More Months - Months Reserves Of XX Are Greater Than The Guideline Minimum Of X By XXX (X) Or More Months

Borrower X Has Stable Job Time Of XXX (X) Or More Years At Current Job - Borrower X Has Stable Job Time Of XXX (X) Or More Years At Current Job - XX Years

Borrower X Has Stable Time In Profession By XXX (XX) Years Or More - Borrower X Has Stable Time In Profession By XXX (XX) Years Or More - XX Years

Borrower At Current Residence For XXX (X) Or More Years - Borrower At Current Residence For XXX (X) Or More Years - X Years

Original LTV Is Below The Guideline Maximum By XXX Percent (XX%) Or More - Original LTV Of XX% Is Below The Guideline Maximum Of XX% By XXX Percent (XX%) Or More

Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Credit Line Usage Ratio equals X.XXX

Original CLTV is Below the Guideline Maximum By XXX Percent (XX%) or More - Original CLTV Of XX% Is Below the Guideline Maximum Of XX% By XXX Percent (XX%) or More

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points
LTV of XX% is less than max guideline/borrower owned home over X years with no lates.  EXCEPTION.pdf ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Refinance Cash Out - Other Originator Pre-Close Yes
2023010674     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance No Cash Out - Borrower Initiated N/A N/A
2023010677     C A A A C A A A Closed finding-47 XXX XXX Resolved 1 - Information C A Compliance Right to Rescind TILA Right of Rescission Test Resolved-PCCD provided - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. post closing cd issued - Seller-XX/XX/XXX

Open-This loan failed the XXX right of rescission test.

Closed-end ( XX CFR §XXX.XX(a)(X) , transferred from  XX CFR §XXX.XX(a)(X) ), Open-end ( XX CFR §XXX.XX(a)(X) , transferred from  XX CFR §XXX.XX(a)(X) )The funding date is before the third business day following consummation.

The consumer may exercise the right to rescind until midnight of the third business day following consummation, delivery of the notice required by XX CFR §XXX.XX or §XXX.XX, or delivery of all material disclosures, whichever occurs last. Disbursement date same as XXX date and a revised disclosure with an updated disbursement date is required. - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the TILA right of rescission test.

Closed-end ( XX CFR §XXX.XX(a)(X) , transferred from  XX CFR §XXX.XX(a)(X) ), Open-end ( XX CFR §XXX.XX(a)(X) , transferred from  XX CFR §XXX.XX(a)(X) )The funding date is before the third business day following consummation.

The consumer may exercise the right to rescind until midnight of the third business day following consummation, delivery of the notice required by XX CFR §XXX.XX or §XXX.XX, or delivery of all material disclosures, whichever occurs last. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. post closing cd issued - Seller-XX/XX/XXX

Resolved-PCCD provided - Due Diligence Vendor-XX/XX/XXX

Borrower X Has Stable Job Time Of XXX (X) Or More Years At Current Job - Borrower X Has Stable Job Time Of XXX (X) Or More Years At Current Job - XX Years

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More

XXX-XXX (XX) Months Housing History Reviewed With No Late Payments - XXX-XXX (XX) Months Housing History Reviewed With No Late Payments

Months Reserves Are Greater Than The Guideline Minimum By XXX (X) Or More Months - Months Reserves Of XX Are Greater Than The Guideline Minimum Of X By XXX (X) Or More Months

Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Low Credit Usage Ratio Of XXX-XXX Percent (XX%) Or Less - Credit Line Usage Ratio equals X

Borrower X Has Stable Time In Profession By XXX (XX) Years Or More - Borrower X Has Stable Time In Profession By XXX (XX) Years Or More - XX Years
  XXX Condition.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance No Cash Out - Borrower Initiated N/A N/A
2023010678     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010680     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010676     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010679     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance No Cash Out - Borrower Initiated N/A N/A
2023010684     C B C B A A A A Closed FCRE4678 XXX XXX Acknowledged 2 - Non-Material B B Credit Eligibility Payment Shock Does Not Meet Guideline Requirements Acknowledged-Payment Shock Does Not Meet Guideline Requirements Payment shock exceeds XXX%. Exception granted. - Due Diligence Vendor-XX/XX/XXX

Open-Payment Shock Does Not Meet Guideline Requirements Payment shock exceeds XXX%. Exception granted. - Due Diligence Vendor-XX/XX/XXX
  Acknowledged-Payment Shock Does Not Meet Guideline Requirements Payment shock exceeds XXX%. Exception granted. - Due Diligence Vendor-XX/XX/XXX

  FICO is XXX; LTV is XX%. Max LTV is XX%; DTI is XX.XXX%, up to XX% DTI allowed with min residual income of $X,XXX & LTV <=XX.X%; Enough asset to cover closing cost, remaining balance supports more than X mos. of reserves; Residual income $XXX.XX   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA Originator Pre-Close Yes
2023010684     C B C B A A A A Closed FCRE1159 XXX XXX Resolved 1 - Information C A Credit Insurance Hazard Insurance Effective Date is after the Disbursement Date Resolved-Updated policy provided confirming effective date matches consummation, item resolved. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-Hazard Insurance Effective Date of XX-XX-XXX is after the Disbursement Date of XX-XX-XXX - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Updated policy provided confirming effective date matches consummation, item resolved. - Due Diligence Vendor-XX/XX/XXX

    HAZARD INSURANCE - XXX-XX-XXTXXX.XXX.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010685     B B B B A A A A Closed FCRE4678 XXX XXX Acknowledged 2 - Non-Material B B Credit Eligibility Payment Shock Does Not Meet Guideline Requirements Acknowledged-Payment Shock Does Not Meet Guideline Requirements Payment shock is over XXX% at XXX%. Exception granted - Due Diligence Vendor-XX/XX/XXX

Open-Payment Shock Does Not Meet Guideline Requirements Payment shock is over XXX% at XXX%. Exception granted. pg XXX - Due Diligence Vendor-XX/XX/XXX
  Acknowledged-Payment Shock Does Not Meet Guideline Requirements Payment shock is over XXX% at XXX%. Exception granted - Due Diligence Vendor-XX/XX/XXX

  FICO Score at XXX, with no adverse findings based on credit report; Borrower has XX.XX months equivalent total reserves amounting to $XXX,XXX.XX; XXX – XXX Income growth recorded XX%; At XX% LTV, subject property is located in a XXX with over XX% built up and increasing property values.   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA Originator Pre-Close Yes
2023010685     B B B B A A A A Closed FCRE1193 XXX XXX Acknowledged 2 - Non-Material B B Credit Eligibility Audited DTI Exceeds Guideline DTI Acknowledged-Lender approved exception in file.  - Due Diligence Vendor-XX/XX/XXX

Acknowledged-DTI is over XXX% with residual income lower than $XK. Exception granted - Due Diligence Vendor-XX/XX/XXX

Open-DTI is over XXX% with residual income lower than $XK. Exception granted. (pg XXX) - Due Diligence Vendor-XX/XX/XXX
  Acknowledged-Lender approved exception in file.  - Due Diligence Vendor-XX/XX/XXX

 Acknowledged-DTI is over XX% with residual income lower than $XXX. Exception granted - Due Diligence Vendor-XX/XX/XXX

  FICO Score at XXX, with no adverse findings based on credit report; Borrower has XX.XX months equivalent total reserves amounting to $XXX,XXX.XX; XXX – XXX Income growth recorded XX%; At XX% LTV, subject property is located in a XXX with over XX% built up and increasing property values.   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA Originator Pre-Close Yes
2023010681     D A D A D A A A Closed finding-3625 XXX XXX Resolved 1 - Information C A Compliance TRID TRID "Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" Validation Test Resolved-Broker Credit Report paid to third party. Invoice provided is for lesser amount than the fee paid by borrower. Lender provided LOE, PCCD, Copy of check to cure amount paid by the borrower over the amount invoiced.  - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. refund check issued for difference in fee and post closing cd issued - Seller-XX/XX/XXX

Counter-Received Invoice for $XX.XX.  Amount is less than the Broker Credit Report fee on the final CD of $XX.  Please provide the Broker Credit Report invoice showing the broker was billed and/or receipt that confirms fee was paid by the broker. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-*****The final CD shows a broker credit report fee paid to the mortgage broker without evidence of it being collected for betterment of a third party. - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the TRID "Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" validation test.This loan contains a fee or fees where "compensation to" is set to the lender or broker but this fee or fees should not be retained by the lender or broker."Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" should contain an itemization of each amount, and a subtotal of all such amounts, the consumer will pay for settlement services for which the consumer cannot shop in accordance with Regulation Z and that are provided by persons other than the creditor or mortgage broker. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. refund check issued for difference in fee and post closing cd issued - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Broker Credit Report paid to third party. Invoice provided is for lesser amount than the fee paid by borrower. Lender provided LOE, PCCD, Copy of check to cure amount paid by the borrower over the amount invoiced.  - Due Diligence Vendor-XX/XX/XXX

    Credit report invoice.pdf

BinderX.pdf
Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010681     D A D A D A A A Closed FCRE1145 XXX XXX Resolved 1 - Information D A Credit Missing Doc - Title Title Document Missing Resolved-Prelim Title provided at resubmission. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-Title Document is missing - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Prelim Title provided at resubmission. - Due Diligence Vendor-XX/XX/XXX

    PRELIM TITLE REPORT (XX).pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010681     D A D A D A A A Closed FCOM1227 XXX XXX Resolved 1 - Information D A Compliance Missing Doc - Closing Package PUD Rider is Missing Resolved-Received DOT with PUD Rider - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-PUD Rider is Missing - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Received DOT with PUD Rider - Due Diligence Vendor-XX/XX/XXX

    DEED OF TRUST_MORTGAGE CERTIFIED (XX).pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010682     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010683     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010672     A A A A A A A A Closed finding-3625 XXX XXX Resolved 1 - Information C A Compliance TRID TRID "Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" Validation Test Resolved-Resolved, Received copy of the Credit Invoice - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. brokers credit invoice uploaded - Seller-XX/XX/XXX

Open-This loan failed the TRID "Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" validation test.This loan contains a fee or fees where "compensation to" is set to the lender or broker but this fee or fees should not be retained by the lender or broker."Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" should contain an itemization of each amount, and a subtotal of all such amounts, the consumer will pay for settlement services for which the consumer cannot shop in accordance with Regulation Z and that are provided by persons other than the creditor or mortgage broker. *****Based on the final cd and PCCD, the broker credit report fee listed in section B is made payable to the broker. This fee does not appear to be collected for benefit of a third party.  - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the TRID "Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" validation test.This loan contains a fee or fees where "compensation to" is set to the lender or broker but this fee or fees should not be retained by the lender or broker."Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" should contain an itemization of each amount, and a subtotal of all such amounts, the consumer will pay for settlement services for which the consumer cannot shop in accordance with Regulation Z and that are provided by persons other than the XXX or XXX. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. brokers credit invoice uploaded - Seller-XX/XX/XXX

Resolved-Resolved, Received copy of the Credit Invoice - Due Diligence Vendor-XX/XX/XXX

    brokers cr inv.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010669     C A A A C A A A Closed finding-3631 XXX XXX Resolved 1 - Information C A Compliance Points & Fees Reimbursement Amount Validation Test Resolved-Resolved, Received a copy of the COC - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. coc for rate of X.XX - Seller-XX/XX/XXX

Open-This loan failed the reimbursement amount validation test.The loan failed one or more tolerance tests and did not provide a reimbursement amount. This information is necessary in order to correctly perform reimbursement calculations. **There seems to be a interest locked at X.XXX%, based on the COC found on page XXX. The interest rate then changes back to X.X, but there is no COC to back up this change on file.  - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the reimbursement amount validation test.The loan failed one or more tolerance tests and did not provide a reimbursement amount. This information is necessary in order to correctly perform reimbursement calculations. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. coc for rate of X.XX - Seller-XX/XX/XXX

Resolved-Resolved, Received a copy of the COC - Due Diligence Vendor-XX/XX/XXX

    changeofcircumstancesnew (XX).pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance No Cash Out - Borrower Initiated N/A N/A
2023010669     C A A A C A A A Closed finding-3632 XXX XXX Resolved 1 - Information C A Compliance Disclosures (Federal, State, and Data Dependent) Consummation or Reimbursement Date Validation Test Resolved-Resolved, Received a copy of the COC - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-This loan failed the closing or reimbursement date validation test.The loan failed one or more tolerance tests and did not provide either a reimbursement date or a consummation date (or closing / settlement date, if consummation date is not available). This information is necessary in order to correctly perform reimbursement calculations. **There seems to be a interest locked at X.XXX%, based on the COC found on page XXX. The interest rate then changes back to X.X, but there is no COC to back up this change on file.  - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the closing or reimbursement date validation test.The loan failed one or more tolerance tests and did not provide either a reimbursement date or a consummation date (or closing / settlement date, if consummation date is not available). This information is necessary in order to correctly perform reimbursement calculations. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Resolved, Received a copy of the COC - Due Diligence Vendor-XX/XX/XXX

    changeofcircumstancesnew (XX).pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance No Cash Out - Borrower Initiated N/A N/A
2023010669     C A A A C A A A Closed finding-3634 XXX XXX Resolved 1 - Information C A Compliance TRID Tolerance Charges That Cannot Increase Test Resolved-This loan failed the charges that cannot increase test.  (XX CFR §XXX.XX(e)(X)(i))The loan contains charges that exceed the good faith determination according to §XXX.XX(e)(X)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $XXX.XX.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §XXX.XX(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §XXX.XX(e)(X)(i). ****Received a copy of the COC - Due Diligence Vendor-XX/XX/XXX

Resolved-This loan failed the charges that cannot increase test.  (XX CFR §XXX.XX(e)(X)(i))The loan contains charges that exceed the good faith determination according to §XXX.XX(e)(X)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $XXX.XX.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §XXX.XX(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §XXX.XX(e)(X)(i). - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-This loan failed the charges that cannot increase test.  (XX CFR §XXX.XX(e)(X)(i))The loan contains charges that exceed the good faith determination according to §XXX.XX(e)(X)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $XXX.XX.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §XXX.XX(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §XXX.XX(e)(X)(i). **There seems to be a interest locked at X.XXX%, based on the COC found on page XXX. The interest rate then changes back to X.X, but there is no COC to back up this change on file.  - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-This loan failed the charges that cannot increase test.  (XX CFR §XXX.XX(e)(X)(i))The loan contains charges that exceed the good faith determination according to §XXX.XX(e)(X)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $XXX.XX.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §XXX.XX(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §XXX.XX(e)(X)(i). ****Received a copy of the COC - Due Diligence Vendor-XX/XX/XXX

 Resolved-This loan failed the charges that cannot increase test.  (XX CFR §XXX.XX(e)(X)(i))The loan contains charges that exceed the good faith determination according to §XXX.XX(e)(X)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $XXX.XX.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §XXX.XX(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §XXX.XX(e)(X)(i). - Due Diligence Vendor-XX/XX/XXX

    changeofcircumstancesnew (XX).pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance No Cash Out - Borrower Initiated N/A N/A
2023010670     C B C B A A A A Closed FCRE9068 XXX XXX Acknowledged 2 - Non-Material C B Credit Eligibility Residual Income Does Not Meet Guideline Requirements Acknowledged-Investor Exception Approval provided indicating acceptance of Residual Income below guideline and less than XXX months' PITI reserves. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Please see attached Exception Form that includes Residual Income.

Initial XXX has X dependents, age XX, XX & XX.

That’s why X where only considered.
 - Seller-XX/XX/XXX

Open-Residual Income Does Not Meet Guideline Requirements Residual income does not meet guidelines due to variance in income calculated at audit.  Also, per the residual income calculator (p.XXX) in loan file, UW accounted for X in family size.  However, per final XXX, family size should be X.   - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Please see attached Exception Form that includes Residual Income.

Initial XXX has X dependents, age XX, XX & XX.

That’s why X where only considered.
 - Seller-XX/XX/XXX

Acknowledged-Investor Exception Approval provided indicating acceptance of Residual Income below guideline and less than X months' PITI reserves. - Due Diligence Vendor-XX/XX/XXX

  Compensating Factors cited for Exception approval are LTV X% below program max, FICO of XXX is XX points above threshold, and DTI of XX% less than cap of XX%. XXX XXX  Guideline Exception Form (X)-signed.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA Originator Pre-Close Yes
2023010670     C B C B A A A A Closed FCRE8962 XXX XXX Acknowledged 2 - Non-Material A B Credit Assets PITI Reserves does not meet eligibility requirement(s) Acknowledged-Investor Exception Approval provided indicating acceptance of Residual Income below guideline and less than X months' PITI reserves. - Due Diligence Vendor-XX/XX/XXX   Acknowledged-Investor Exception Approval provided indicating acceptance of Residual Income below guideline and less than X months' PITI reserves. - Due Diligence Vendor-XX/XX/XXX

  Compensating Factors cited for Exception approval are LTV X% below program max, FICO of XXX is XX points above threshold, and DTI of XX% less than cap of XX%.   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA Originator Pre-Close Yes
2023010671     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010687     A A A A A A A A     XXX XXX     A A                   ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Refinance Cash Out - Other N/A N/A
2023010686     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010644     C A A A C A A A Closed finding-3625 XXX XXX Resolved 1 - Information C A Compliance TRID TRID "Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" Validation Test Resolved-Received PCCD, LOE, Copy of Refund Check - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Final CD and refund check uploaded - Seller-XX/XX/XXX

Counter-PCCD issued X/XX/XXX with LOE to borrower indicates a Fee was moved to the correct section. Package provided is missing a copy of the refund check and proof of delivery. Please provide missing documents. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-binder X is the post closing cd, refund check for correct loan  - Seller-XX/XX/XXX

Counter-LOE, PCCD, and Proof of Refund received are not for the subject borrower/loan. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Borrowers refund  - Seller-XX/XX/XXX

Counter-Received Xrd party invoice for the Broker Credit Report for $XX.XX, the Final CD and PCCD show the buyer paid $XXX.XX.  If there are additional invoices, lender to provide for review or confirm if part of the fee is being paid to the broker. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Counter-Received Invoice FROM the Broker, this document does not resolve this finding.  Missing the invoice from the third party. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. brokers credit invoice provided - Seller-XX/XX/XXX

Counter-Received PCCD issued X/XX/XXX. However, the PCCD does not resolve this finding.  The PCCD provided and previous CDs issued have the Broker Credit Report fee in Section B paid to the Broker.  Fees in Section B cannot be paid to the broker unless it is for the benefit of a third party.  In review of the file provided, we located the invoice from the Broker for the Broker Credit Report for $XXX, but unable to locate the invoice from the third party in the amount of $XXX.  Lender to confirm if fee was paid to the broker for the benefit of a third party and provide a copy of the Broker Credit Report invoice from the third party for review. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-This loan failed the TRID "Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" validation test.This loan contains a fee or fees where "compensation to" is set to the lender or broker but this fee or fees should not be retained by the lender or broker."Section B. Services You Cannot Shop For / Services Borrower Did Not Shop For" should contain an itemization of each amount, and a subtotal of all such amounts, the consumer will pay for settlement services for which the consumer cannot shop in accordance with Regulation Z and that are provided by persons other than the creditor or mortgage broker. ***The fees in Section B cannot be paid to "Lender or Broker".  Please provide clarification if fee was eventually paid to a third party and if so, we need documentation in support of the same
 - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Final CD and refund check uploaded - Seller-XX/XX/XXX

 Ready for Review-binder X is the post closing cd, refund check for correct loan  - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded. Borrowers refund  - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded. brokers credit invoice provided - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Received PCCD, LOE, Copy of Refund Check - Due Diligence Vendor-XX/XX/XXX

Months Reserves Are Greater Than The Guideline Minimum By XXX (X) Or More Months - Months Reserves Of XX Are Greater Than The Guideline Minimum Of XX By XXX (X) Or More Months

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points

Original CLTV is Below the Guideline Maximum By XXX Percent (XX%) or More - Original CLTV Of XX.XX% Is Below the Guideline Maximum Of XX% By XXX Percent (XX%) or More

Original LTV Is Below The Guideline Maximum By XXX Percent (XX%) Or More - Original LTV Of XX.XX% Is Below The Guideline Maximum Of XX% By XXX Percent (XX%) Or More

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More
  BinderX.pdf

broker credit inv.pdf

CREDIT REPORT INVOICE.pdf

Refund Check.pdf

XXX FInal CD.pdf
Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance Cash Out - Other N/A N/A
2023010646     A A A A A A A A     XXX XXX     A A                   ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Refinance Cash Out - Other N/A N/A
2023010642     C A C A A A A A Closed FCRE1168 XXX XXX Resolved 1 - Information C A Credit Insurance Inadequate Hazard Insurance Coverage - Amount of coverage is less than primary lien amount and/or the Replacement Cost Estimator Value Provided by the Insurer Resolved-Confirmed sufficient replacement coverage per insurer's anticipated cost to rebuild provided at resubmission; item resolved. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. cost to replace is XXX,XXX which is less than policy coverage.  This should be acceptable - Seller-XX/XX/XXX

Open-Inadequate Hazard Insurance Coverage - Hazard Insurance Coverage Amount of $XXX is less than all Subject Lien(s) and/or Replacement Cost Estimator is provided but Hazard Insurance Coverage Amount is less than Replacement Cost Value of $X - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. cost to replace is XXX,XXX which is less than policy coverage.  This should be acceptable - Seller-XX/XX/XXX

Resolved-Confirmed sufficient replacement coverage per insurer's anticipated cost to rebuild provided at resubmission; item resolved. - Due Diligence Vendor-XX/XX/XXX

Qualifying FICO is Greater Than The Guideline Minimum By XXX (XX) or More Points - Qualifying FICO Of XXX is Greater Than The Guideline Minimum Of XXX By XXX (XX) or More Points

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More

Months Reserves Are Greater Than The Guideline Minimum By XXX (X) Or More Months - Months Reserves Of XX Are Greater Than The Guideline Minimum Of XX By XXX (X) Or More Months
  gem HAZARD INSURANCE - XXX-XX-XXTXXX.XXX.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010652     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010650     A A A A A A A A     XXX XXX     A A                   ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Purchase NA N/A N/A
2023010643     C B A A C B A A Closed finding-3734 XXX XXX Cured 2 - Non-Material C B Compliance TRID TRID Foreclosure Rescission Total of Payments Test Cured-Received PCCD, LOE, and Copy Check. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Final CD uploaded - Seller-XX/XX/XXX

Counter-Received PCCD and LOE.  APR fees updated, confirmed restitution is required.  Client confirmed Title Fees disclosed in Section H belong in Section C.  Total of Payment amount in Loan Calculations not updated. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-This loan failed the TRID foreclosure rescission total of payments test. ( XX CFR §XXX.XX(h)(X)(ii) )The total of payments is $X,XXX,XXX.XX. The disclosed total of payments charge of $X,XXX,XXX.XX is not considered accurate for purposes of rescission because it is understated by more than $XXX. ***It appears that the lender disclosed additional section C fee's in section H.  Additional Services Borrower Did Shop For fees should be listed on an addendum and still included in section C.,  - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the TRID foreclosure rescission total of payments test. ( XX CFR §XXX.XX(h)(X)(ii) )The total of payments is $X,XXX,XXX.XX. The disclosed total of payments charge of $X,XXX,XXX.XX is not considered accurate for purposes of rescission because it is understated by more than $XX. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Final CD uploaded - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Cured-Received PCCD, LOE, and Copy Check. - Due Diligence Vendor-XX/XX/XXX

    BinderX.pdf

XXX Final CD.pdf
Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance Cash Out - Other N/A N/A
2023010643     C B A A C B A A Closed finding-3732 XXX XXX Resolved 1 - Information C A Compliance TRID TRID Total of Payments Test Resolved-Received PCCD, LOE, and Copy Check. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Final CD and refund - Seller-XX/XX/XXX

Counter-Please re-upload document for review.  PCCD issued X/XX/XXX previously provided. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Revised final CD uploaded - Seller-XX/XX/XXX

Counter-Received PCCD and LOE.  APR fees updated, confirmed restitution is required.  Client confirmed Title Fees disclosed in Section H belong in Section C. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-This loan failed the TRID total of payments test. ( XX CFR §XXX.XX(o)(X) )The total of payments is $X,XXX,XXX.XX. The disclosed total of payments of $X,XXX,XXX.XX is not considered accurate because it is understated by more than $XXX. ***It appears that the lender disclosed additional section C fee's in section H.  Additional Services Borrower Did Shop For fees should be listed on an addendum and still included in section C.,  - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the TRID total of payments test. ( XX CFR §XXX.XX(o)(X) )The total of payments is $X,XXX,XXX.XX. The disclosed total of payments of $X,XXX,XXX.XX is not considered accurate because it is understated by more than $XXX. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Final CD and refund - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded. Revised final CD uploaded - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Received PCCD, LOE, and Copy Check. - Due Diligence Vendor-XX/XX/XXX

    BinderX.pdf

REVISED FINAL CLOSING DISCLOSURE (XX).pdf

XXX Final CD.pdf
Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance Cash Out - Other N/A N/A
2023010643     C B A A C B A A Closed finding-2504 XXX XXX Resolved 2 - Non-Material C B Compliance Points & Fees TILA Foreclosure Rescission Finance Charge Test Resolved-Received PCCD and LOE - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-This loan failed the TILA foreclosure rescission finance charge test. ( XX CFR §XXX.XX(h) , transferred from  XX CFR §XXX.XX(h) )The finance charge is $XXX,XXX.XX. The disclosed finance charge of $XXX,XXX.XX is not considered accurate for purposes of rescission because it is understated by more than $XX. - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the TILA foreclosure rescission finance charge test. ( XX CFR §XXX.XX(h) , transferred from  XX CFR §XXX.XX(h) )The finance charge is $XXX,XXX.XX. The disclosed finance charge of $XXX,XXX.XX is not considered accurate for purposes of rescission because it is understated by more than $XX. ***It appears that the lender disclosed additional section C fee's in section H.  Additional Services Borrower Did Shop For fees should be listed on an addendum and still included in section C.,  - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Received PCCD and LOE - Due Diligence Vendor-XX/XX/XXX

    BinderX.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance Cash Out - Other N/A N/A
2023010643     C B A A C B A A Closed finding-651 XXX XXX Resolved 2 - Non-Material C B Compliance Points & Fees TILA Finance Charge Test Resolved-Received PCCD and LOE - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-This loan failed the TILA finance charge test.( XX CFR §XXX.XX(o)(X) )The finance charge is $XXX,XXX.XX. The disclosed finance charge of  $XXX,XXX.XX is not considered accurate because it is understated by more than $XXX. ***It appears that the lender disclosed additional section C fee's in section H.  Additional Services Borrower Did Shop For fees should be listed on an addendum and still included in section C.,  - Due Diligence Vendor-XX/XX/XXX

Open-This loan failed the XXX finance charge test.( XX CFR §XXX.XX(o)(X) )The finance charge is $XXX,XXX.XX. The disclosed finance charge of  $XXX,XXX.XX is not considered accurate because it is understated by more than $XXX. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Received PCCD and LOE - Due Diligence Vendor-XX/XX/XXX

    BinderX.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance Cash Out - Other N/A N/A
2023010651     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010656     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010673     A A A A A A A A     XXX XXX     A A                   ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Refinance Cash Out - Other N/A N/A
2023010645     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010649     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Refinance Cash Out - Home Improvement/Reno N/A N/A
2023010647     D A D A A A A A Closed FCRE1202 XXX XXX Resolved 1 - Information D A Credit Missing Doc - Credit Third Party Fraud Report Partially Provided Resolved-Full Third Party Fraud Report provided at resubmission.  Items flagged include ownership in another property as disclosed on Final XXX, review of employment/income which was verified per program requirement.  Confirmed realtor is not a match to watchlist entity and broker performing more than one role is not of issue.  No additional documentation required. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Data verify report uploaded - Seller-XX/XX/XXX

Counter-Report provided is the third party Compliance Review- please provide an acceptable Fraud Report (vendors include XXX, XXX, XXX, etc) with all flags addressed. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-Third Party Fraud Report Partially Provided - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Data verify report uploaded - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Full Third Party Fraud Report provided at resubmission.  Items flagged include ownership in another property as disclosed on Final XXX, review of employment/income which was verified per program requirement.  Confirmed realtor is not a match to watchlist entity and broker performing more than one role is not of issue.  No additional documentation required. - Due Diligence Vendor-XX/XX/XXX

    XXX  Xrd party report.pdf

XXX  Xrd party report.pdf

XXX  Xrd party report.pdf

XXX Drive Report.pdf
Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCOM1233 XXX XXX Resolved 1 - Information D A Compliance Missing Doc - Closing Package The Final XXX is Incomplete Resolved-The Final XXX is Present  - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Ready for Review-Document Uploaded. FInal XXX signed by borrower also one page forwarded to LO signed as loan officer  - Seller-XX/XX/XXX

Counter-XXX submitted is not signed by borrower or lender representative- please provide fully executed final application affirming borrower information and transaction details at the time of closing. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Final XXX - Seller-XX/XX/XXX

Open-The Final XXX is Incomplete The file does not contain any executed applications as required. - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded. FInal XXX signed by borrower also one page forwarded to LO signed as loan officer  - Seller-XX/XX/XXX

 Ready for Review-Document Uploaded. Final XXX - Seller-XX/XX/XXX

Resolved-The Final XXX is Present  - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More   XXX Final XXX.pdf

XXX Final XXX.pdf

FINAL XXX - ALL PAGES (XX).pdf
Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCRE4678 XXX XXX Resolved 1 - Information A A Credit Eligibility Payment Shock Does Not Meet Guideline Requirements Resolved-Payment Shock Meets Guideline Requirements Or Not Applibable - Due Diligence Vendor-XX/XX/XXX

Acknowledged-Investor Exception issued to allow for payment shock of XXX.XX%, which exceeds program allowance of XXX%. - Due Diligence Vendor-XX/XX/XXX
  Resolved-Payment Shock Meets Guideline Requirements Or Not Applibable - Due Diligence Vendor-XX/XX/XXX

 Acknowledged-Investor Exception issued to allow for payment shock of XXX.XX%, which exceeds program allowance of XXX%. - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More     Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCRE1440 XXX XXX Acknowledged 2 - Non-Material A B Credit Eligibility Housing History Does Not Meet Guideline Requirements Acknowledged-Investor Exception issued to allow for only partial XXX month housing history fully verified.  Per statements and explanation in file, rent was paid with both cash and check; ATM receipts confirm withdrawals and private VOR states no late payments. - Due Diligence Vendor-XX/XX/XXX   Acknowledged-Investor Exception issued to allow for only partial XXX month housing history fully verified.  Per statements and explanation in file, rent was paid with both cash and check; ATM receipts confirm withdrawals and private VOR states no late payments. - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More Property Condition is CX, value is increasing with marketing time of less than X months; FICO is XX points higher than program minimum   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCRE1196 XXX XXX Acknowledged 2 - Non-Material B B Credit Eligibility Audited HCLTV Exceeds Guideline HCLTV Acknowledged-Investor Exception issued to allow for LTV/CLTV of XX% vs. program max of XX% for first-time homebuyers.   - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Exception form  - Seller-XX/XX/XXX

Open-Audited HCLTV of XX% exceeds Guideline HCLTV of XX% **Exception granted allowing to XX% for first time home buyer - page XX - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Exception form  - Seller-XX/XX/XXX

Acknowledged-Investor Exception issued to allow for LTV/CLTV of XX% vs. program max of XX% for first-time homebuyers.   - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More Property Condition is CX, value is increasing with marketing time of less than X months; FICO is XX points higher than program minimum XXX exception form.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCRE1194 XXX XXX Acknowledged 2 - Non-Material B B Credit Eligibility Audited LTV Exceeds Guideline LTV Acknowledged-Investor Exception issued to allow for LTV/CLTV of XX% vs. program max of XX% for first-time homebuyers.   - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Exception form - Seller-XX/XX/XXX

Open-Audited LTV of XX% exceeds Guideline LTV of XX% - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Exception form - Seller-XX/XX/XXX

Acknowledged-Investor Exception issued to allow for LTV/CLTV of XX% vs. program max of XX% for first-time homebuyers.   - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More Property Condition is CX, value is increasing with marketing time of less than X months; FICO is XX points higher than program minimum XXX exception form.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCRE1195 XXX XXX Acknowledged 2 - Non-Material B B Credit Eligibility Audited CLTV Exceeds Guideline CLTV Acknowledged-Investor Exception issued to allow for LTV/CLTV of XX% vs. program max of XX% for first-time homebuyers.   - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Exception form - Seller-XX/XX/XXX

Open-Audited CLTV of XX% exceeds Guideline CLTV of XX% **Exception granted allowing to XX% for first time home buyer - page XX - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Exception form - Seller-XX/XX/XXX

Acknowledged-Investor Exception issued to allow for LTV/CLTV of XX% vs. program max of XX% for first-time homebuyers.   - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More Property Condition is CX, value is increasing with marketing time of less than X months; FICO is XX points higher than program minimum XXX exception form.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCOM1544 XXX XXX Resolved 1 - Information D A Compliance Missing Doc - CD TRID: Missing Final Closing Disclosure Resolved-TRID: Final Closing Disclosure Provided - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Final CD - Seller-XX/XX/XXX

Open-TRID: Missing Final Closing Disclosure - Due Diligence Vendor-XX/XX/XXX

Open-TRID: Missing Final Closing Disclosure Final CD is not on file - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Final CD - Seller-XX/XX/XXX

Resolved-TRID: Final Closing Disclosure Provided - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More   XXX  Final CD.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCOM1227 XXX XXX Resolved 1 - Information D A Compliance Missing Doc - Closing Package PUD Rider is Missing Resolved-DOT and riders received. - Due Diligence Vendor-XX/XX/XXX

Open-PUD Rider is Missing as Mortgage docs were not provided from closing. - Due Diligence Vendor-XX/XX/XXX
  Resolved-DOT and riders received. - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More     Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCOM1621 XXX XXX Resolved 1 - Information B A Compliance Missing Doc - Federal Disclosure Initial Escrow Account Disclosure is Missing Resolved-Initial Escrow Account Disclosure is Resolved.  Received IEADS. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Escrow account - Seller-XX/XX/XXX

Open-Initial Escrow Account Disclosure is Missing - Due Diligence Vendor-XX/XX/XXX

Open-Initial Escrow Account Disclosure is Missing IEAD not on file - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Escrow account - Seller-XX/XX/XXX

Resolved-Initial Escrow Account Disclosure is Resolved.  Received XXX. - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More   XXX Escrow account.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCOM1220 XXX XXX Resolved 1 - Information D A Compliance Missing Doc - Closing Package The Deed of Trust is Missing Resolved-The Deed of Trust is Present.  DOT and riders received. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Deed of trust - Seller-XX/XX/XXX

Open-The Deed of Trust is Missing - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Deed of trust - Seller-XX/XX/XXX

Resolved-The Deed of Trust is Present.  DOT and riders received. - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More   XXX deed of trust.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010648     D B B B D A A A Closed FCOM1206 XXX XXX Resolved 1 - Information D A Compliance Missing Doc - Closing Package The Note is Missing Resolved-The Note is Present.  Note received. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded. Note and Allonge - Seller-XX/XX/XXX

Open-The Note is Missing  - Due Diligence Vendor-XX/XX/XXX

Open-The Note is Missing - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded. Note and Allonge - Seller-XX/XX/XXX

Resolved-The Note is Present.  Note received. - Due Diligence Vendor-XX/XX/XXX

Calculated DTI Is Less Than The Guideline Maximum By XXX Percent (X%) Or More - Calculated DTI Of XX.XX% Is Less Than The Guideline Maximum Of XX% By XXX Percent (X%) Or More   XXX Note and Allonge.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010655     D A D A A A A A Closed FCRE1145 XXX XXX Resolved 1 - Information D A Credit Missing Doc - Title Title Document Missing Resolved-Prelim Title provided at resubmission. - Due Diligence Vendor-XX/XX/XXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Open-Title Document is missing Need copy of Prelim Title or Final Policy - Due Diligence Vendor-XX/XX/XXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXX

Resolved-Prelim Title provided at resubmission. - Due Diligence Vendor-XX/XX/XXX

    PRELIM TITLE REPORT XXX.pdf Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010654     A A A A A A A A     XXX XXX     A A                   ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Refinance Cash Out - Home Improvement/Reno N/A N/A
2023010657     A A A A A A A A     XXX XXX     A A                   Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXX XXX Primary Residence Purchase NA N/A N/A
2023010653     A A A A A A A A     XXX XXX     A A                   ATR/QM: Not Applicable ATR/QM: Not Applicable XXX XXX Investment Refinance Cash Out - Home Improvement/Reno N/A N/A