AOMT 2023-1 ABS-15G

Exhibit 99.12

 

 

Rating Agency Exceptions Report: 1/5/2023                              
Loan Information  Exception Information Initial Overall Grades Final Overall Grades Event Level
Loan Number Loan Number 2 Property State Purpose Occupancy Property Type DTI DSCR FICO LTV Note Original Balance Exception ID Exception Type Exception Description Exception Note Exception General Comment Compensating Factors Exception Status DBRS Fitch Moody's S&P DBRS Fitch Moody's S&P Grade
2023010768   FL Purchase Second Home Condo Attached XXX XXX XXX XXX XXX 210357 Credit 1008 The final XXX in the file reflects a DTI of XX.XX% which exceeds guidelines.  The lender calculated DTI is XX.XX% which was calculated using the income from the initial XXX plus XX% allowed variance ($XX,XXX + XX% = $XX,XXX).     Cleared Exception C C C C A A A A 1
2023010769   CA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 209572 Credit Loan Amount According to the underwriting guidelines, loan amounts $XXX,XXX to $XXX,XXX require Lending Manager approval. In this case, the loan was approved with a loan amount of $XXX,XXX with no approval in file.  XX/XX/XXX: Document provided to clear condition.    Cleared Exception C C C C B B B B 1
2023010769   CA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 209607 Credit Funds to Close The final Closing Disclosure reflects the borrower was required to bring $XXX,XXX.XX to close. The file includes Assets of $XXX,XXX.XX, leaving the borrower short funds to close in the amount of $XX,XXX.XX.  XX/XX/XXX: Document provided to clear condition.    Cleared Exception C C C C B B B B 1
2023010769   CA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 210441 Credit Employment According to the underwriting guidelines, verification of employment must be completed X-days prior to closing. The file includes a VVOE for the co-borrower completed X days after closing and no VVOE was provided for the borrower in the loan file. XX/XX/XXX: The VVOE for XXX is missing from the file.
XXX not used. 
  Cleared Exception C C C C B B B B 1
2023010769   CA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 210442 Property Appraisal Provide a desk review or other  third-party valuation product for the property in the loan file.  CDA provided to clear condition.    Cleared Exception C C C C B B B B 1
2023010769   CA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 210443 Credit Eligibilty Provide an automated fraud and tool check in the loan file.  Data Verify provided to clear condition.    Cleared Exception C C C C B B B B 1
2023010769   CA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 211749 Credit FICO According to the underwriting guidelines, a minimum X credit score from X different repositories is required with a minimum mid score of XXX for all loans. In this case, a credit score for XXX and XXX was not generated and therefore does not meet the guidelines.  Seller provided an exception dated XX/XX/XXX allowing the insufficient Fico score.  Disposable Income - Disposable Income $XX,XXX. , DTI - Low DTI of XX.XX%., LTV - Low LTV of XX.XX%. Client Accepted C C C C B B B B 2
2023010769   CA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 211750 Credit Hazard Insurance The proof of annual hazard policy for the borrower's primary residence at XXX XXX is missing from the loan file.  XX/XX/XXX: Document provided to clear condition.    Cleared Exception C C C C B B B B 1
2023010770   FL Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 213156 Credit Credit - Eligiblity According to the guidelines properties that have been listed for sale within the past XXX months from the loan note date are not eligible. An exception approval was provided for the guideline deviation. Years On Job - The borrower has been self employed and in line of business for more than X years, Reserves - The borrower has more than X months reserves, Credit Score - The borrowers Fico of XXX is XX points greater than the minimum required Fico of XXX. Client Accepted C C C C B B B B 2
2023010699 XXX CA Refi - Cash Out Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 210535 Property Appraisal According to the underwriting guidelines, an appraisal desk review product must be ordered on each loan from a vendor listed on the Approved Appraisal Desk Review Vendor: CDA report from XXX, XXX, or XXX. In this case, the appraisal review product is missing from the loan file.  X/XX Proteck CDA supports value of $XXX,XXX.   Cleared Exception C C C C A A A A 1
2023010705 XXX AZ Purchase Non-Owner Occupied PUD XXX XXX XXX XXX XXX 222175 Credit Debt Service Coverage Ratio According to the underwriting guidelines, purchases require appraisal form XXX for market rents. In this case, the XXX market rent form was not included in the loan file. XX/XX: Document provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010706 XXX WA Rate Term Refi Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 225048 Compliance Right of Rescission The rescission period ended on XX/XX/XXX which is after the disbursement date of XX/XX/XXX from the final CD XX/XX: post consummation CD provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010704 XXX MD Purchase Owner Occupied PUD XXX XXX XXX XXX XXX 225664 Compliance Closing Disclosure This loan failed the charges that cannot increase test. The XX/XX/XXX LE reflects the discount points fee as $X,XXX.XX, however the final CD reflects the discount points fee as $X,XXX.XX, for an increase of $XXX.XX. A change of circumstance for the increased fees was not included in the loan file.  XX/XX; Still significant points and fees failure.  This loan failed the points and fees threshold test due to: ( XXX §XX-XXX.X(a)(X)).  The latest available closing date (or date creditor received application) is on or after X/XX/XXX and the date creditor received application is before X/XX/XXX, and the total points and fees, as defined in HOEPA (Section XX), payable by the consumer at or before loan closing exceed the greater of X% of the total loan amount, as defined in XXX (Section XX), or $XXX.XX.  Overage variance is $XXX.XX.  X/X - Seller provided evidence of undiscounted rate of X.XXX, which cures the issue.    Cleared Exception C C C C A A A A 1
2023010760 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224249 Credit Income According to the WVOE program the WVOE should be on the XXX Form XXX with recent XXX of personal bank statements reflecting deposits(s) from the employer on each of the statements. In this case the loan file contains a WVOE dated XX/XX/XXX and X months bank statements, however, there are no deposits from the employer on each of the statements. X/XX/XXX:  Client accepts WVOE and bank statements not disclosing a confirmed employer deposit.  The US Bank statements do show bi-weekly deposits of $X,XXX.XX which would support the WVOE income.  Client states that they verified that the borrower is actively employer, so they are accepting the seller provided documentation.   DTI - DTI of XX.XX% is XX.XX% less than the maximum allowed DTI of XX%., Months Of Reserves - XX.XX months reserves., LTV - LTV of XX% is XX% less than the maximum allowed LTV of XX%. Client Accepted C C C C B B B B 2
2023010759 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224212 Credit 1008 Form XXX document is not included in the loan file. XX/XX; document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010759 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224213 Credit Credit Report The complete original credit report is not included in the loan file. X/XX/; document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010759 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224214 Credit Initial 1003 The initial XXX is not included in the loan file. XX/XX; document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010759 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224215 Credit Income Full XXX months bank statements to verify Borrower's (XXX) income is not included in loan file. XX/XX; document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010759 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224216 Property Appraisal URAR/Appraisal document is not included in the loan file. XX/XX; document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010759 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224251 Property Appraisal According to the underwriting guidelines, an appraisal desk review product must be ordered on each loan from a vendor listed on the Approved Appraisal Desk Review Vendor: CDA report from XXX,XXX or XXX. In this case, the appraisal review product is missing from the loan file.    XX/XX; document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010759 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224253 Compliance Closing Disclosure This loan failed the charges that cannot increase test.  The initial XXX reflects the broker fee as $XXX.XX, however the final CD reflects the comparable fee as $XXX.XX for an increase of $XXX.XX. A change of circumstance for the increased fee was not included in the loan file.  XX/XX; document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010757 XXX TX Purchase Owner Occupied PUD XXX XXX XXX XXX XXX 224564 Compliance Closing Disclosure The Written List of Service Providers document is missing from the loan file. The Homeownership Counseling Disclosure document is missing from the loan file. XX/XX; document provided to clear condition/.   Cleared Exception C C C C A A A A 1
2023010761 XXX CA Purchase Owner Occupied Single Family Residential XXX XXX XXX XXX XXX 224754 Credit Asset Verification According to the underwriting matrix for the XXX, LTV > XX% required XX months reserves. In this case, the loan file only contains X.XX months reserves. X/XX/XXX:  Client elects to waive the requirement for the remaining reserve requirement.   Length of Employment - Self-employed for X years, Disposable Income - $XX,XXX.XX/ month Client Accepted D D D D B B B B 2
2023010761 XXX CA Purchase Owner Occupied Single Family Residential XXX XXX XXX XXX XXX 224755 Compliance Closing Disclosure The XX/XX/XXX CD is not legible. Need clear copy. X/XX/XXX:  Legible CD provided to cure.   Cleared Exception D D D D B B B B 1
2023010762 XXX CA Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224385 Credit LTV LTV max XX% U/W request X% LTV exception due to seasoning of XXX X less than XX months. Loan was underwrote XX% LTV.   No exception found in credit package for this request.  X/XX/XXX:   Documentation provided showing seller granted an exception for the guideline deviation. Years In Residence - previous residence over X years, Years On Job - Co-applicant per voe is verified X years XX months , DTI - XX% less +X% of program requirement, Months Of Reserves - XX.XX months reserves. Client Accepted C C C C B B B B 2
2023010762 XXX CA Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 224812 Credit Employment According to the underwriting guidelines, VVOEs were required XX calendar days prior to the Note date & updated within XX hours of the note date. The VVOEs were not included in the loan file. X/XX/XXX - WVOEs provided to cure.   Cleared Exception C C C C B B B B 1
2023010756 XXX NJ Refi - Cash Out Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 233725 Credit Final 1003 The final XXX is not included in the loan file. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010711 XXX FL Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 231431 Compliance Closing Disclosure Need proof of receipt for the XXX  X/XX/XXX. .  XX/XX; Document provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010716 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 233171 Credit Total Housing Ratio Housing ratio for primary residence was not calculated correctly; insurance and taxes amounts were missing from loan file.  XX/XX; Document provided to clear condition.   Cleared Exception B B B B A A A A 1
2023010714 XXX AZ Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 231512 Compliance Closing Disclosure This loan failed the initial closing disclosure delivery date test as the lender did not wait the required amount of time to close between the initial CD and the final CD. Additionally, the charges that cannot increase for the Discount Points fee increased from $XXX from the initial XXX to $XXX.XX on the initial CD, however the change of circumstance was not valid as the change occurred within X days of closing.   X/XX; Document provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010763 XXX CA Rate Term Refi Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232102 Credit VOM The Verification of Mortgage (VOM) and/or the mortgage payment history on XXX #XXX for the time frame of XX/XXX and XXX #XXX for the last XX months, (according to the mortgage coupon the borrower has had this mortgage since XXX), is not in the loan file. According to the matrix, the borrower is allowed a XXX in the last XX months with no reduction to the LTV or XXX in the last XX months with a XXX of XX% LTV. Please provide the mortgage history for both mortgage accounts for our review. XX/XX; VOMs were not provided for review
XX/XX; Document provided to clear condition
  Cleared Exception C C C C A A A A 1
2023010763 XXX CA Rate Term Refi Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232103 Credit Funds to Close According to the matrix the sourced assets requirement is X months consecutive bank statements. In this case the loan file contains X bank statements from XXX for accounts #XXX and #XXX, however, the statements are for only X month. Provide the additional consecutive bank statements for both accounts ending in #XXX and #XXX for our review. X/X/XX - client provided matrix showing only X month assets required for this product.
XX/XX; Matrix provided to verify minimum of XX days required.
  Cleared Exception C C C C A A A A 1
2023010763 XXX CA Rate Term Refi Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232104 Credit Hazard Insurance According to the underwriting guidelines, hazard insurance is required on all loans. Dwelling coverage covering the loan XXX% of the insurable value of the improvements as established by the property insurer or the unpaid balance of the mortgage/loan amt as long as it is equal to XX% of the insurable value of improvements on appraisal, whichever is lower. In this case, the hazard insurance reflects coverage of $X,XXX,XXX. Provide replacement cost estimator to support lower coverage or update coverage amount for our review. XX/XX; Document provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010766 XXX CA Refi - Cash Out Owner Occupied Single Family Residential XXX XXX XXX XXX XXX 238995 Credit LTV According to the guidelines the maximum LTV is XX% for a cash out primary residence for loan amounts of $X,XXX,XXX to $X,XXX,XXX. In this case the LTV on the subject loan is XX% and the loan amount is $X,XXX,XXX. XX/XX/XXX: XXX accepts exception with comp factors.  Prior Mortgage History - XXX for XX months on mortgage payment history, Length of Employment - Self-employed for XX  years, DTI - XX.XX%. DTI Client Accepted C C C C B B B B 2
2023010766 XXX CA Refi - Cash Out Owner Occupied Single Family Residential XXX XXX XXX XXX XXX 238996 Credit VOM The Verification of Mortgage (VOM) and/or the mortgage payment history on XXX #XXX for the time frame of XX/XXX is not in the loan file. Please provide a VOM for the noted account for our review. XX/XX; Document provided to clear condition.   Cleared Exception C C C C B B B B 1
2023010764 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 232017 Property Appraisal URAR/Appraisal document is not included in the loan file. Please provide the URAR/Appraisal for our review. X/X/XX- client provided document to clear.   Cleared Exception D D D D A A A A 1
2023010764 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 232020 Credit Credit Report The complete original credit report including the page with the credit scores is not included in the loan file. Please provide the complete original credit report including the page with the credit scores for our review. X/X/XX- client provided document to clear.   Cleared Exception D D D D A A A A 1
2023010764 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 232022 Credit Divorce Decree / Settlement Agreement Divorce decree or Settlement Agreement is incomplete in the loan file. Child support amount on final XXX does not match the support amount verified in the loan file. Please provide the complete divorce decree or Settlement Agreement reflecting the monthly payments listed on the XXX for our review. DTI is pending until this is received. XX/XX; Divorce decree was provided in the loan file, CS support for X children was $XXX/mo until the age of XX or XX if still in high school.  I child turned XX X days prior to closing. resulting in only $XXX.XX due for Xnd child.    Cleared Exception D D D D A A A A 1
2023010764 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 232023 Compliance Other The loan file is missing the Loan Estimates and the initial Closing Disclosure. Provide the missing Loan Estimates and the initial Closing Disclosure for our review. X/XX/XXX: Lender provided document to clear.   Cleared Exception D D D D A A A A 1
2023010764 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 232207 Compliance Loan Estimate The initial Loan Estimate is not in file. Please provide the Loan Estimate for our review. X/X/XX- client provided document to clear.   Cleared Exception D D D D A A A A 1
2023010764 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 232209 Credit Credit According to the Note the late payment parameters is XXX (X) daysXXX XX% late fee, however, the Closing Disclosure reflects the late payment parameters is XXX (XX) days late incur a X% late fee. Please provide satisfactory evidence of which late payment parameters is accurate for our review. X/XX/XXX: Lender provided document to clear.   Cleared Exception D D D D A A A A 1
2023010764 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 232211 Compliance Right of Rescission Right of rescission period violated. Please provide proof the rescission period was provided to the borrower(s). X/X/XX- client provided document to clear.   Cleared Exception D D D D A A A A 1
2023010764 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 232212 Credit Final 1003 Discrepancies Final XXX is incomplete and is not signed by the loan officer. Provide the final XXX completed in full and signed by the loan officer for our review. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010764 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 232214 Credit Program Eligibilty Exception Required: XXX to XXX XX months bank statements - No business bank statements. Xnd mortgage charge off. Exception approval could not be located in the loan file. Provide a copy of the exception for our review. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010767 XXX CA Refi - Cash Out Owner Occupied Single Family Residential XXX XXX XXX XXX XXX 239015 Compliance Other This loan failed the initial closing disclosure delivery date. The initial closing disclosure delivery date is less than XXX business days before the consummation date. XX/XX/XXX: The document provided was not for the borrower. Please upload the correct document.
XX/XX; Document provided to clear condition.
  Cleared Exception C C C C A A A A 1
2023010767 XXX CA Refi - Cash Out Owner Occupied Single Family Residential XXX XXX XXX XXX XXX 239016 Credit LTV According to the guidelines the maximum LTV for a cash out primary residence with a credit score over XXX is XX% with a loan amount of $X,XXX,XXX - $X,XXX,XXX. In this case the LTV is XX% with a loan amount of $X,XXX,XXX on a primary residence cash out loan. XX/XX/XXX: XXX accepts exception with comp factors.    Cleared Exception C C C C A A A A 1
2023010767 XXX CA Refi - Cash Out Owner Occupied Single Family Residential XXX XXX XXX XXX XXX 239017 Credit Credit According to the guidelines "Profit & Loss statement prepared by XXX or an XXX. The credit file must contain documentation showing the CPA is currently licensed in their state or the EA is currently active (Screen shot of the XXX)" Additionally, "o The preparer must attest they have prepared the borrower’s most recent tax return; and A minimum X-months of business bank statements covering the most recent X-month period." In this case the loan file is missing proof of the CPA, the CPA letter and the X months business bank statements covering the most recent X months. XX/XX; Lender provided loan matrix utilized in approval verifying P&L statement only program.   Cleared Exception C C C C A A A A 1
2023010755 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232692 Credit Final 1003 The final XXX is not included in the loan file. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010755 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232693 Credit Note The fully executed Note is missing from file XX/XX; Document provided to clear condition   Cleared Exception D D D D A A A A 1
2023010755 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232694 Credit Sales Contract The sales contract is missing. A fully executed sales contract that reflects all terms of the transaction must be documented in the loan file. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010755 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232696 Credit Note / Deed of Trust / Mortgage Deed of Trust/Mortgage is not included in the loan file. Please provide a complete copy of the Deed of Trust/Mortgage. XX/XX; Document provided to clear condition   Cleared Exception D D D D A A A A 1
2023010755 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232697 Credit Initial 1003 The initial XXX is not included in the loan file. A complete executed dated copy of the initial XXX must be retained in file. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010755 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232698 Credit Closing Disclosure The Closing Disclosure is not included in the loan file. Please provide an executed Closing Disclosure for our review. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010755 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 232704 Credit Asset Verification required asset verification support is not in file. Please provide assets supporting purchase and reserve requirements. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010755 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 233788 Property Appraised Value missing XXXparty review value validation: CDA/SSR/Desk Review: XXX   XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010738 XXX NV Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 235246 Credit Loan Amount According to underwriting guidelines, borrowers are limited to XXX (X) loans with XXX  not to exceed $X,XXX,XXX. In this case, borrower has XX loans with XXX with combined total balance of $X,XXX,XXX. Client exception granted for number of loans exceeding X and total balance exceeding $X,XXX,XXX with compensating factors - borrower has strong credit, XX depth, XX years history on multiple mortgages, all paid as agreed.  Credit Score - Guideline XXX XXX Borrower XXX  XXX, Months Of Reserves - XXX.XX months of reserves Client Accepted C C C C B B B B 2
2023010743 XXX CA Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 237506 Credit Eligibilty According to the underwriting guidelines, self-employed borrowers must be self-employed with the same business for a minimum of XXX years. In this case the business opened XX/XX/XXX. Client exception granted exception to proceed without X years history in the same line of work (real estate) for the past X years. Compensating factors - borrower has XXXK in reserves, XXX FICO, low LTV, low DTI and strong mortgage history. Months Of Reserves - XX.XX months of reserves, Credit Score - XXX score is XXX points higher than the guideline score of XXX., DTI - XX.XX% DTI is XX.XX points below guideline maximum XX%. Client Accepted C C C C B B B B 2
2023010742 XXX MT Refi - Cash Out Non-Owner Occupied Condo Attached XXX XXX XXX XXX XXX 237381 Credit Program Eligibilty It appears that the terms of the subject loan do not meet eligibility guidelines. The guidelines state that proof of receipt for the most recent XX months is required for short term rental income. In this case the borrower has been renting the property out since XX/XXX through XXX  and XXX which is less than the XX months required. The rental income has been calculated over XX months using the rental income from XX/XXX - XX/XX/XXX. X/XX/XXX:  Missing or short housing history allowed with an max XX% LTV and minimum fico of XXX.  Loan meets program guidelines.    Cleared Exception C C C C A A A A 1
2023010753 XXX CA Rate Term Refi Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 240389 Credit HUD-1 The final HUD-X/Settlement Statement is not located in the file.  XX/XX; Document provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010745 XXX CA Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 239859 Credit Borrower Eligibilty According to the underwriting guidelines, the maximum payment shock for a first time homebuyer cannot exceed XXX%. In this case, the payment shock exceeds XXX%,  which does meet the guideline requirement. XX/XX/XXX - This cannot be cleared as the guidelines that have been uploaded for this loan was for an investment property, however, the subject loan is for a First Time Homebuyer of a Primary residence with bank statement income documentation.
XX/XX; Guidelines utilized for approval provided dated XX/XX/XXX. According to the guidelines when non standard requirement not met (missing or < XX months housing history) maximum XX% LTV. Borrower lives rent free with parents- loan approved at XX%.
  Cleared Exception C C C C A A A A 1
2023010752 XXX CA Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 240367 Credit HUD-1 The final HUD-X/Settlement Statement could not be located in the file. XX/XX; Document provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010697 XXX TX Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 241349 Credit Asset Verification According to the underwriting guidelines, first time investors are required to have XX months reserves. In this case the borrower has XX.XX months and does not meet guideline requirements. XX/XX; Document provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010697 XXX TX Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 241350 Credit Debt Service Coverage Ratio According to the guidelines, the seller must provide evidence of the DSCR calculations and how they were obtained or the DSCR income calculation worksheet is required to be in the loan file. The worksheet is missing from the loan file. XX/XX; Document provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010725 XXX CA Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 239473 Credit Income The Borrower Affirmation-Asset Qualification Form is missing in the file. XX/XX/XXX: Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010725 XXX CA Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 239475 Compliance Closing Disclosure The Closing Disclosure contains a form error.  The closing date on the signed C/D reflects X/XX/XXX, the Disbursement Date reflects X/X/XXX, and the borrower signed the closing documents X/X/XXX. The post close C/D reflects a closing date of X/X and a disbursement date of X/X/XXX and is not signed/dated by the borrower. Provide evidence Closing Disclosure was redisclosed with the correct information and a explanation for the reason the borrower signed the closing package one day after it closed.   XX/XX/XXX: Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010725 XXX CA Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 239627 Credit Credit - Inquiries Credit report reflects inquiries that are not addressed/explained. Provide a letter of credit inquiry explanation for our review. XX/XX/XXX: Document provided to clear condition.    Cleared Exception D D D D A A A A 1
2023010725 XXX CA Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 239629 Credit Closing Disclosure The X/XX/XXX revised CD is not signed. Need receipt date. XX/XX/XXX: Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010693 XXX NJ Refi - Cash Out Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX 239775 Property Appraisal According to the underwriting guidelines, an appraisal desk review product must be XXX from a vendor listed on the Approved Appraisal Desk Review Vendor: CDA report fromXXX, or XXX. In this case, the appraisal review product is missing from the loan file.    XX/XX/XXX: Document provided to clear condition.    Cleared Exception C C C C A A A A 1
2023010772 XXX CA Purchase Non-Owner Occupied PUD XXX XXX XXX XXX XXX 240986 Credit Income The Business Purpose and Occupancy Affidavit form is missing from the file. XX/XX: Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010772 XXX CA Purchase Non-Owner Occupied PUD XXX XXX XXX XXX XXX 240991 Credit Final 1003 The Final XXX/XXX forms do not reflect all assets verified in the file for closing costs, down payment, and XX months of reserves. Gift is not permitted on the program, however all non borrowing spouse assets may be used for qualification purposes.  In this case, the spouse's asset with XXX #XXX for $XXX.XX is missing on the XXX/XXX and it appears there is insufficient funds for the loan. Provide letter from non borrowing spouse allowing the borrower XXX% access to his assets provided in the loan file. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010695 XXX KS Purchase Non-Owner Occupied Four-Unit Property XXX XXX XXX XXX XXX 243961 Credit Debt Service Coverage Ratio According to the guidelines, the seller must provide evidence of the DSCR calculations and how they were obtained or the DSCR income calculation worksheet is required to be in the loan file. The worksheet is missing from the loan file. X/XX: Document provided to clear condition.   Cleared Exception C C C C A A A A 1
2023010735 XXX NY Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 242014 Credit Closing Disclosure The Final signed Closing Disclosure is not included in the loan file. XX/XX; Document provided to clear condition.   Cleared Exception D D D D A A A A 1
2023010696 XXX FL Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 244652 Credit Credit According to the underwriting guidelines, the maximum DTI is XX% . In this case, the calculated DTI is XX% which exceeds the guidelines. The difference in DTI was due to the bank statement calculation as the lender used a XX% expense factor when XX% should have been utilized based on the business.  XX/XX; Document provided to clear condition   Cleared Exception C C C C B B B B 1
2023010696 XXX FL Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 244680 Credit Credit - Eligiblity Documentation in file showing evidence of tax preparers business is missing from the loan file.  XX/XX; Document provided to clear condition   Cleared Exception C C C C B B B B 1
2023010696 XXX FL Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 245010 Compliance Other The initial CD is missing from the loan file.  XX/XX/XXX: Document provided to clear condition.   Cleared Exception C C C C B B B B 1
2023010696 XXX FL Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 245011 Compliance Other This loan failed the charges that cannot increase test. The initial LE reflects the mortgage broker fee as $XXX, the Discount Points fee as $X.XX, Transfer Taxes as $XXX, and theXXX Fee as $X.XX, however the final CD reflects the mortgage broker fee as $XXX, the Discount Points fee as $XXX.XX, Transfer Taxes as $XXX.XX and the XXX Fee as $XX, for an increase of $XXX.XX. A change of circumstance for the increased fees was not included in the loan file. XX/XX/XXX: Document provided to clear condition.    Cleared Exception C C C C B B B B 1
2023010696 XXX FL Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 246078 Credit Total Debt Ratio The calculated DTI of XX.XX% exceeds the maximum allowed DTI of XX% per the underwriting guidelines. . XXX accepts DTI with compensating factors.  Credit Score - XXX credit score exceeds minimum required credit score of XXX., Reserves - XX months of reserves exceed minimum required reserves of X months., Length of Employment - Borrower has been in same line of work for XX years. Client Accepted C C C C B B B B 2
2023010694 XXX TX Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 244524 Credit Final 1003 Discrepancies Final XXX is incomplete - it is missing citizenship information for co-borrower. XX/XX/XXX: Document provided to clear condition.    Cleared Exception C C C C B B B B 1
2023010694 XXX TX Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 244525 Credit Credit A credit exception was granted for rural and over XX acres. Total acreage is XX.XX. Exception granted - scenario desk approval is in file XX/XX/XXX. Exception was granted as long as appraised value did not give any value to land over XX acres which is noted on the appraisal XXX accepted exception via email Credit Score - XXX credit score exceeds minimum required, DTI - DTI is extremely low at XX.XX%., Reserves - XX months of reserves exceed minimum required reserves of X months. Client Accepted C C C C B B B B 2
2023010694 XXX TX Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX 244560 Credit Eligibilty An exception request was denied which was made on X/XX/XX via email stating that borrower has XX% ownership interest in the business as the entity being owned by a separate entity in which the borrower has a XX%/XX% ownership with his non-borrowing, now borrowing spouse.  XXX accepts the exception based on comp factors.  Credit Score - XXX credit score exceeds minimum required, DTI - DTI is extremely low at XX.XX%., Reserves - XX months of reserves exceed minimum required reserves of X months. Client Accepted C C C C B B B B 2
#N/A           XXX XXX XXX XXX XXX                                
2023010771   FL Purchase Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010702 XXX CA Rate Term Refi Owner Occupied Condo Attached XXX XXX XXX XXX XXX                       A A A A  
2023010700 XXX CA Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010703 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010701 XXX CA Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010758 XXX CA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010707 XXX AZ Refi - Cash Out Owner Occupied PUD XXX XXX XXX XXX XXX                       A A A A  
2023010708 XXX WA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010709 XXX CA Refi - Cash Out Non-Owner Occupied Condo Attached XXX XXX XXX XXX XXX                       A A A A  
2023010717 XXX AZ Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010718 XXX FL Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010719 XXX OH Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX                       A A A A  
2023010720 XXX CA Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010710 XXX CA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010712 XXX NY Purchase Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX                       A A A A  
2023010713 XXX NY Purchase Non-Owner Occupied Single Family Attached XXX XXX XXX XXX XXX                       A A A A  
2023010715 XXX NM Refi - Cash Out Non-Owner Occupied Three-Unit Property XXX XXX XXX XXX XXX                       A A A A  
2023010721 XXX NM Refi - Cash Out Non-Owner Occupied Three-Unit Property XXX XXX XXX XXX XXX                       A A A A  
2023010765 XXX CA Refi - Cash Out Non-Owner Occupied Three-Unit Property XXX XXX XXX XXX XXX                       A A A A  
2023010736 XXX AZ Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010754 XXX NY Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010737 XXX CA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010740 XXX OR Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010741 XXX OR Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010739 XXX NJ Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010744 XXX MT Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010727 XXX NJ Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010723 XXX FL Refi - Cash Out Owner Occupied Single Family Residential XXX XXX XXX XXX XXX                       A A A A  
2023010722 XXX OH Refi - Cash Out Non-Owner Occupied Two-Unit Property XXX XXX XXX XXX XXX                       A A A A  
2023010724 XXX MI Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010728 XXX OR Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010730 XXX GA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010750 XXX TX Refi - Cash Out Non-Owner Occupied PUD XXX XXX XXX XXX XXX                       A A A A  
2023010751 XXX VA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010747 XXX AZ Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010729 XXX GA Purchase Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010746 XXX VA Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010731 XXX CA Refi - Cash Out Non-Owner Occupied Condo Attached XXX XXX XXX XXX XXX                       A A A A  
2023010732 XXX TX Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010733 XXX MN Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010734 XXX WA Refi - Cash Out Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010698 XXX AZ Rate Term Refi Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010749 XXX FL Purchase Non-Owner Occupied Single Family Attached XXX XXX XXX XXX XXX                       A A A A  
2023010748 XXX CA Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
2023010726 XXX OH Refi - Cash Out Non-Owner Occupied Single Family Detached XXX XXX XXX XXX XXX                       A A A A  
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