UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
12-31-2016
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael J. Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael J. Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
02-06-2017
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
113
Form 13F Information table Value Total:
746527
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-01190
RUSSELL FRANK CO/
0000721204
2
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMN Healthcare Services Inc.COM00174410122,742591,465SHSOLE311,207 0 280,258
Aclaris Therapeutics Inc.COM00461U1052228,183SHSOLE8,183 0 0
Acxiom Corp.COM00512510921,243792,647SHSOLE419,387 0 373,260
Advanced MicroCOM00790310719016,766SHSOLE16,766 0 0
Akorn Inc.COM0097281067,399338,918SHSOLE176,862 0 162,056
Alliance Data Systems Corp.COM018581108216945SHSOLE945 0 0
Amag Pharmaceuticals Inc.COM00163U10627,908801,944SHSOLE456,108 0 345,836
Apache Corp.COM0374111052193,450SHSOLE3,450 0 0
Apogee Enterprises, Inc.COM03759810924,440456,309SHSOLE235,518 0 220,791
BWX Technologies Inc.COM05605h10011,315285,011SHSOLE121,270 0 163,741
BioTelemetry Inc.COM0906721062,391106,963SHSOLE106,963 0 0
Boingo Wireless Inc.COM09739c1022,974243,933SHSOLE243,933 0 0
Boise Cascade CompanyCOM09739d10070831,478SHSOLE31,478 0 0
Build-A-Bear Workshop Inc.COM1200761041,766128,418SHSOLE128,418 0 0
CRA International Inc.COM12618t1051,88751,562SHSOLE51,562 0 0
Calamp Corp.COM12812610921,4451,478,978SHSOLE832,885 0 646,093
Callidus Software, Inc.COM13123E50021,0061,250,378SHSOLE714,498 0 535,880
Capital Senior Living Corp.COM14047510413,588846,624SHSOLE480,192 0 366,432
Carriage Services Inc.COM1439051072,937102,549SHSOLE102,549 0 0
Carrizo Oil & Gas Inc.COM1445771036,591176,473SHSOLE93,399 0 83,074
Cavium Networks Inc.COM14964U10825,862414,194SHSOLE218,706 0 195,488
Corcept Therapeutics Inc.COM21835210223031,620SHSOLE31,620 0 0
Core-Mark Holding Company, IncCOM21868110417,590408,399SHSOLE229,825 0 178,574
Cornerstone OnDemandCOM21925Y10319,522461,396SHSOLE245,015 0 216,381
Cross Country Healthcare IncCOM2274831041,28082,014SHSOLE82,014 0 0
Cynosure Inc.COM23257720521,080462,271SHSOLE261,015 0 201,256
DXP Enterprises Inc.COM2333774071,30137,444SHSOLE37,444 0 0
Deluxe CorpCOM24801910114,865207,582SHSOLE108,074 0 99,508
Diamond Hill Investment Group,COM25264R2072,59712,345SHSOLE12,345 0 0
Dynavax TechnologyCOM26815820129574,639SHSOLE74,639 0 0
EntravisionCOM29382R1071,544220,536SHSOLE220,536 0 0
Ethan Allen InteriorsCOM29760210493925,489SHSOLE25,489 0 0
Express Inc.COM30219E1039,228857,656SHSOLE447,000 0 410,656
Fiesta Restaurant GroupCOM31660B10123,674793,104SHSOLE450,121 0 342,983
FireEye Inc.COM31816q10116,0111,345,444SHSOLE702,998 0 642,446
Five9COM33830710115,3581,082,298SHSOLE631,606 0 450,692
Flamel Technologies (ADR)COM3384881099,223887,639SHSOLE507,963 0 379,676
Flir SystemsCOM3024451012547,007SHSOLE7,007 0 0
Fluidigm Corp.COM34385P10828739,423SHSOLE39,423 0 0
Fortress Transportation & InfrCOM34960P1013,073231,039SHSOLE231,039 0 0
GP Strategies CorpCOM36225V1041,12639,375SHSOLE39,375 0 0
Graham CorpCOM38455610682437,204SHSOLE37,204 0 0
Huron Consulting GroupCOM4474621029,451186,595SHSOLE96,979 0 89,616
Inphi Corp.COM45772f1072385,345SHSOLE5,345 0 0
Integra Life SciencesCOM45798520815,492180,580SHSOLE93,996 0 86,584
Intercept GroupCOM45845P1084,89045,005SHSOLE24,131 0 20,874
Inventure Foods Inc.COM46121210210,2671,042,327SHSOLE675,329 0 366,998
Jack In The Box Inc.COM46636710922,444201,039SHSOLE105,668 0 95,371
LaSalle Hotel PropertiesCOM51794210894531,000SHSOLE31,000 0 0
Ligand Pharmaceuticals Inc.COM53220K50416,689164,246SHSOLE86,353 0 77,893
Lumentum Holdings Inc.COM55024u10916,784434,259SHSOLE228,082 0 206,177
Marten Transport LTDCOM57307510861726,481SHSOLE26,481 0 0
MasTec, Inc.COM5763231099,902258,873SHSOLE136,397 0 122,476
Masonite International CorpCOM5753851094,11862,591SHSOLE32,570 0 30,021
Maximus, Inc.COM57793310412,792229,293SHSOLE120,802 0 108,491
Medical Properties Trust Inc.COM58463j3041,507122,547SHSOLE122,547 0 0
Molina Healthcare IncCOM60855R1009,807180,748SHSOLE93,951 0 86,797
Monro Muffler Brake Inc.COM61023610112,870225,002SHSOLE118,608 0 106,394
NEOS TherapeuticCOM64052L10650185,588SHSOLE85,588 0 0
NMI Holdings IncCOM6292093051,473138,302SHSOLE138,302 0 0
Neogenomics, Inc.COM64049M2092,170253,239SHSOLE253,239 0 0
Newpark Resources Inc.COM6517185041,401186,822SHSOLE186,822 0 0
Oclaro Inc.COM67555N20615016,788SHSOLE16,788 0 0
On Assignment Inc.COM68215910820,076454,629SHSOLE236,176 0 218,453
PDF Solutions Inc.COM69328210520,885926,184SHSOLE543,931 0 382,253
Patterson Energy, Inc.COM7034811012117,844SHSOLE7,844 0 0
Peak Resorts IncCOM70469L100749135,000SHSOLE135,000 0 0
Perficient Inc.COM71375U1016,855391,914SHSOLE203,276 0 188,638
PetroQuest Energy Inc.COM7167483069829,486SHSOLE29,486 0 0
Prestige Brands Holdings Inc.COM74112d10123,734455,555SHSOLE237,456 0 218,099
Proofpoint, Inc.COM74342410312,367175,046SHSOLE92,746 0 82,300
Proshares Short FinancialsCOM74347R23030021,500SHSOLE21,500 0 0
Proshares Short High YieldCOM74347R1311,68268,260SHSOLE68,260 0 0
Proshares Ultrashort BarclaysCOM74347B20140810,000SHSOLE10,000 0 0
Pzena Investment Management, ICOM74731q1031,423128,111SHSOLE128,111 0 0
Quanex Building SolutionsCOM7476191041,14156,228SHSOLE56,228 0 0
Quanta Services Inc.COM74762e1022908,318SHSOLE8,318 0 0
Repligen Corp.COM7599161091,22239,642SHSOLE39,642 0 0
SPDR Gold SharesCOM78463v1075705,200SHSOLE5,200 0 0
SPDR S&P 500 BiotechCOM78464A8701,53025,851SHSOLE25,851 0 0
SeaSpine Holdings CorpCOM81255T10872091,103SHSOLE91,103 0 0
Sequential Brands Group IncCOM81734P1071,193254,809SHSOLE254,809 0 0
Snyders-Lance Inc.COM83355110417,010443,674SHSOLE231,269 0 212,405
Supernus Phamraceutical IncCOM86845910812,815507,507SHSOLE293,837 0 213,670
Swift Transportation Inc.COM87074U1016,583270,218SHSOLE140,873 0 129,345
Team Inc.COM87815510010,210260,125SHSOLE135,694 0 124,431
TravelCenters of America LLCCOM8941741011,471207,191SHSOLE207,191 0 0
Triton International LtdCOMG9078F10749831,540SHSOLE31,540 0 0
Tutor Perini Corp.COM9011091081,46052,130SHSOLE52,130 0 0
US Concrete IncCOM90333L2017,113108,590SHSOLE56,590 0 52,000
Unit Corp.COM9092181091,84068,473SHSOLE68,473 0 0
Urstadt Biddle PropertiesCOM9172862052289,440SHSOLE9,440 0 0
Vonage Holdings Corp.COM92886t2018011,740SHSOLE11,740 0 0
WageWorks, Inc.COM93042710915,766217,467SHSOLE114,423 0 103,044
William Lyon HomesCOM55207470011,251591,245SHSOLE336,793 0 254,452
Wintrust Financial CorporationCOM97650W10811,190154,195SHSOLE80,361 0 73,834
Xencor INCCOM98401F10573828,043SHSOLE28,043 0 0
AmTrust Financial ServicesPRD0323598531,28750,000SHSOLE50,000 0 0
Capital One FinancialsPRD14040H84062225,000SHSOLE25,000 0 0
PPL Corp.PRD69352p20250020,000SHSOLE20,000 0 0
TravelCenters of AmericaPRD8941743091,77270,000SHSOLE70,000 0 0
US Bancorp Series GPRD90297381725210,000SHSOLE10,000 0 0
Wintrust Financial GroupPRD97650w4051,03540,000SHSOLE40,000 0 0
Aegerion PharmaceuticalsCVBOND00767EAB81,0691,500,000PRNSOLE1,500,000 0 0
Calamp Corp.CVBOND128126AB52,4092,500,000PRNSOLE2,500,000 0 0
Fireeye Inc.CVBOND31816QAD31,3511,500,000PRNSOLE1,500,000 0 0
Proofpoint Inc.CVBOND743424AD51,9761,750,000PRNSOLE1,750,000 0 0
Pros Holding IncCVBOND74346YAB91,7561,790,000PRNSOLE1,790,000 0 0
ServiceSource International, ICVBOND81763UAB62,1542,250,000PRNSOLE2,250,000 0 0
AMG CapitalCVPFD00170f2091,36525,000SHSOLE25,000 0 0
NY Community Cap Trust VCVPFD64944p3071,74435,000SHSOLE35,000 0 0
PetroQuest EnergyCVPFD71674820765540,000SHSOLE40,000 0 0
Tyson Foods IncCVPFD9024943011,01515,000SHSOLE15,000 0 0