| Title | BD Tax ID# | CRD# | Approval Date | Current Status | Business Lines | |||||||||||
| 1st Discount Brokerage, Inc. |
65-0592899 | 39164 | 5/7/2002 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| A.E. Financial Services, LLC |
83-1566185 | 298608 | 12/30/2020 | Approved | [Group Pension,Life,Annuity (servicing only),529] | |||||||||||
| Abacus Investments, Inc. |
39-1768558 | 35127 | 12/20/1994 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Access Financial Group, Inc. |
13-3696056 | 33065 | 4/10/2002 | Approved | [Annuity; Group Pension; JHVLICO] | |||||||||||
| Access Investments, Inc. |
73-1505851 | 42202 | 10/5/2004 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| ACE Diversified Capital, Inc. |
95-4591545 | 41768 | 7/30/2008 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Advanced Advisor Group, LLC |
35-2261591 | 140393 | 8/31/2007 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Adviser Dealer Services, Inc. |
31-1391437 | 36773 | 9/7/2007 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Advisory Group Equity Services Ltd. |
04-2830039 | 15427 | 2/28/1996 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| Aegis Capital Corp. |
11-2671906 | 15007 | 7/25/2005 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Aegis Investments, Inc. |
41-1540307 | 16033 | 1/1/2002 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Alamo Capital |
68-0134926 | 26193 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Alexander Capital, LLC |
13-3866977 | 40077 | 4/21/2016 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Alexander Investment Services Co. |
61-0652524 | 1037 | 2/9/2007 | Approved | [Annuity; 529] | |||||||||||
| Allegheny Investments, Ltd. |
25-1326593 | 7597 | 4/18/1990 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Allen C. Ewing & Co. (NEW) |
59-3000850 | 26102 | 2/2/2017 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Allen, Mooney & Barnes Brokerage Services, LLC |
74-3070309 | 142619 | 7/9/2007 | Approved | [Group Pension] | |||||||||||
| Alliance Global Partners |
59-2015540 | 8361 | 12/10/2018 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Allied Millennial Partners, LLC |
35-1632778 | 16569 | 1/1/2002 | Approved | [529,Life,Group Pension,Annuity (servicing only)] | |||||||||||
| Allstate Financial Services, LLC |
47-0826838 | 18272 | 1/12/1994 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Alvarez & Marsal Securities, LLC |
51-0430281 | 127858 | 4/25/2014 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| American Capital Partners, LLC |
01-0564479 | 119249 | 3/3/2010 | Approved | [Annuity] | |||||||||||
| American Equity Investment Corporation |
35-1970410 | 40199 | 10/9/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| American Financial Associates, Inc. |
23-2654301 | 29049 | 5/10/1993 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| American Funds & Trusts Incorporated |
87-0238597 | 1066 | 3/9/2010 | Approved | [Group Pension] | |||||||||||
| American Global Wealth Management |
39-1259164 | 7388 | 10/30/2017 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| American Heritage Securities, Inc. |
34-1695617 | 29678 | 7/15/2009 | Approved | [Annuity] | |||||||||||
| American Independent Securities Group, LLC |
20-2190456 | 135288 | 12/20/2005 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| American Investors Company |
94-2201424 | 38 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| American Municipal Securities, Inc. |
59-2023127 | 8365 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| American Portfolios Financial Services, Inc. |
11-3018002 | 18487 | 1/18/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| American Trust Investment Services, Inc. |
35-1168112 | 3001 | 8/13/2014 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| American Wealth Management, Inc. |
58-1867326 | 25536 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Ameriprise Financial Services, Inc. |
41-0973005 | 6363 | 10/17/2005 | Approved | [529,Group Pension,JHVLICO,Life,Annuity (servicing only)] | |||||||||||
| Ameritas Investment Corp |
47-0663374 | 14869 | 3/3/2000 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Anchor Bay Securities, LLC |
90-0391569 | 47360 | 6/30/2010 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Andrew Garrett Inc. |
43-1613019 | 29931 | 8/18/1993 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Aon Securities Inc. |
13-2642812 | 4138 | 8/22/2001 | Approved | [Group Pension,Life,Annuity (servicing only),TOHI] | |||||||||||
| AOS, Inc. (dba TradingBlock and MoneyBlock) |
36-4535546 | 128605 | 7/30/2004 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| APW Capital, Inc. |
22-3526587 | 43814 | 8/24/2001 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Arete Wealth Management, LLC |
39-1918659 | 44856 | 12/4/2008 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Arkadios Capital LLC |
81-1052458 | 282710 | 12/14/2017 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Arlington Securities, Incorporated |
38-2711392 | 19596 | 8/31/2000 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Arque Capital, Ltd. |
20-4040914 | 121192 | 5/13/2009 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Arvest Asset Management |
71-0794602 | 42057 | 2/27/2003 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Associated Investment Services, Inc. |
39-0210110 | 1464 | 6/24/2004 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Aurora Securities, Inc. |
92-0162178 | 46147 | 9/11/2018 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Ausdal Financial Partners, Inc. |
42-1129623 | 7995 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Avantax Investment Services, Inc. |
75-1869963 | 13686 | 5/8/2001 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Aventura Securities, LLC |
20-5452876 | 142374 | 5/2/2008 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Avisen Securities, Inc. |
06-1676986 | 125977 | 7/13/2006 | Approved | [Annuity; 529; Group Pension] | |||||||||||
| Avondale Partners, LLC |
62-1761948 | 46838 | 7/6/2009 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| AXA Advisors, LLC |
06-1555494 | 6627 | 10/8/1993 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| Axio Financial |
52-2338891 | 118219 | 11/12/2020 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| B. C. Ziegler And Company |
39-0727640 | 61 | 11/5/1998 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| B. Riley Wealth Management, Inc. |
62-1518255 | 2543 | 1/4/1999 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| B.B. Graham & Company, Inc. |
95-4587418 | 41533 | 4/14/2004 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Ballew Investments, Inc. |
64-0823167 | 32028 | 5/1/1995 | Approved | [Group Pension,Life] | |||||||||||
| BancWest Investment Services, Inc. |
13-3618472 | 29357 | 9/5/2000 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Bankers Life Securities, Inc. |
47-1481527 | 173962 | 12/19/2016 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Bankoh Investment Services, Inc. |
99-0291948 | 29280 | 6/20/2000 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Barnabas Capital, LLC |
83-1038672 | 297890 | 12/23/2021 | Approved | [Life,Group Pension,Annuity (servicing only)] | |||||||||||
| BBVA Securities, Inc. |
75-2329230 | 27060 | 4/30/2004 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| BCG Securities, Inc. |
23-1664237 | 70 | 7/2/2003 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Beaconsfield Financial Services, Inc. |
25-1447238 | 14634 | 3/28/2003 | Approved | [529,Annuity] | |||||||||||
| Bellamah, Neuhauser and Barrett. Inc. |
53-0260880 | 83 | 10/29/2010 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Benchmark Investments, Inc. |
71-0825385 | 103792 | 6/16/2010 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Benefit Funding Services, LLC |
86-0891039 | 44079 | 10/7/2004 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Benjamin F. Edwards & Company, Inc. |
26-3199152 | 146936 | 8/24/2009 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Berthel Fisher & Company Financial Services, Inc. |
42-1029773 | 13609 | 4/29/1993 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| BestVest Investments, Ltd. |
32-3220312 | 40302 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| BFT Financial Group, LLC |
75-2856929 | 109121 | 8/20/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| BG Worldwide Securities, Inc. |
30-0039439 | 121735 | 9/3/2003 | Approved | [Life; JHVLICO] | |||||||||||
| BHK Securities, LLC |
20-2455216 | 139665 | 12/19/2006 | Approved | [Annuity; Group Pension] | |||||||||||
| Black Oak Securities, Inc. |
37-1299579 | 30889 | 4/10/2006 | Approved | [Group Pension] | |||||||||||
| Blakeslee And Blakeslee Inc. |
77-0017182 | 8149 | 1/15/2004 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Boenning & Scattergood, Inc. |
23-1720062 | 100 | 8/6/2008 | Approved | [Group Pension; JHVLICO] | |||||||||||
| BOK Financial Services, Inc. |
73-1275307 | 17530 | 4/3/1998 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Bolton Global Capital, Inc. |
04-2848146 | 15650 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Brandon Investments, Inc. |
62-1142517 | 16931 | 8/26/1993 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Brighton Securities Corp. |
16-0961085 | 3875 | 1/1/2002 | Approved | [Group Pension,Life,Annuity; 529] | |||||||||||
| Bristol Financial Services, Inc. |
20-3156765 | 137988 | 8/21/2007 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| BrokerageSelect |
06-1549225 | 47974 | 5/24/2013 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Brokers International Financial Services, LLC |
20-3749442 | 139627 | 9/25/2006 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Brooklight Place Securities, Inc. |
36-3317130 | 15764 | 8/8/2001 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Brown Associates, Inc. |
62-0808843 | 5049 | 2/15/1989 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Brown, Lisle/Cummings, Inc. |
05-0310503 | 1331 | 12/17/2010 | Approved | [Group Pension] | |||||||||||
| Buckman, Buckman & Reid, Inc. |
22-2926943 | 23407 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Buttonwood Partners, Inc. |
39-1674219 | 27108 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Cabin Securities, Inc. |
37-4578756 | 137608 | 5/24/2022 | Approved | [Annuity (servicing only)] | |||||||||||
| Cabot Lodge Securities, LLC |
45-3717999 | 159712 | 5/24/2013 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Cadaret, Grant & Co., Inc. |
22-2361254 | 10641 | 9/9/1992 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Callaway Financial Services, Inc. |
75-2855666 | 104003 | 1/1/2002 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Calton & Associates, Inc. |
59-2845944 | 20999 | 4/24/1997 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Cambria Capital, LLC |
02-0727653 | 133760 | 6/23/2011 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Cambridge Investment Research, Inc. |
42-1445429 | 39543 | 5/3/1996 | Approved | [BOLI,Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Camden Financial Services |
33-0653990 | 19925 | 3/21/2002 | Approved | [Annuity; JHVLICO] | |||||||||||
| Cantella & Co., Inc. |
04-3211861 | 13905 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Capacuity Securities, Inc. |
23-2305124 | 15384 | 5/12/1987 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Cape Securities, Inc. |
56-1128974 | 7072 | 8/11/2008 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| CapFinancial Securities, LLC |
46-4350797 | 126291 | 4/16/2004 | Approved | [BOLI,Annuity; 529; Life; Group Pension] | |||||||||||
| Capital Brokerage Corporation |
91-1143830 | 10465 | 1/1/2002 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Capital City Securities, LLC |
20-2350070 | 146001 | 10/3/2008 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Capital Investment Brokerage, Inc. |
56-1958819 | 40657 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Capital Investment Group, Inc. |
56-1394939 | 14752 | 6/27/1996 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Capital Management Securities, Inc. |
41-1249586 | 10579 | 2/4/1988 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Capital Portfolio Management, Inc. |
52-1744548 | 29302 | 4/10/2008 | Approved | [Group Pension,529,Life,Annuity (servicing only)] | |||||||||||
| Capital Synergy Partners |
33-0837865 | 148733 | 1/28/2011 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Capitol Securities Management, Inc. |
54-1170635 | 14169 | 7/1/1993 | Approved | [529,Group Pension,Life,Annuity (servicing only)] |
| Cardinal Investments, Inc. |
37-1326529 | 36838 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Carolinas Investment Consulting LLC |
56-2204761 | 104379 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Carter, Terry & Company, Inc. |
58-1608676 | 16365 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Carty & Company, Inc. |
62-0842403 | 7001 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Cary Street Partners LLC |
32-0007529 | 128089 | 8/23/2007 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Cascade Investment Group, Inc. |
84-1245938 | 35844 | 1/17/1995 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| CBIZ Financial Solutions, Inc. |
52-1396995 | 16678 | 3/13/1996 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| CCO Investment Services Corp. |
05-0487400 | 39550 | 12/22/2005 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Celadon Financial Group LLC |
59-2657843 | 36538 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Centaurus Financial, Inc. |
33-0530236 | 30833 | 9/15/1993 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Centennial Securities Company, Inc. |
38-2214928 | 7763 | 5/1/2002 | Approved | [Group Pension,Annuity,Annuity; 529; JHVLICO] | |||||||||||
| Center Street Securities, Inc. |
72-1159563 | 26898 | 9/3/2009 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Ceros Financial Services, Inc. |
04-3249931 | 37869 | 1/11/2010 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Cetera Advisor Networks, LLC |
95-3845382 | 13572 | 10/31/1988 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Cetera Advisors, LLC |
84-0858799 | 10299 | 7/6/1994 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Cetera Financial Specialists LLC |
36-3120284 | 10358 | 8/24/2001 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| Cetera Investment Services LLC |
41-1483314 | 15340 | 6/6/2000 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| CFD Investments, Inc. |
35-1692812 | 25427 | 1/7/1994 | Approved | [529,Group Pension,JHVLICO,Life,BOLI] | |||||||||||
| Chapin, Davis |
52-1715615 | 28116 | 4/13/2007 | Approved | [Annuity; 529] | |||||||||||
| Chauner Securities, Inc. |
36-3356325 | 10075 | 5/18/1992 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Chelsea Financial Services |
11-3489062 | 47770 | 6/11/2009 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| CIG Securities |
20-0194097 | 129864 | 1/17/2005 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Citigroup Global Markets Inc. |
11-2418191 | 7059 | 3/20/1992 | Approved | [529,Group Pension,Life,Annuity (servicing only),Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Classic, LLC |
45-3356898 | 159357 | 1/17/2013 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Client One Securities, LLC |
27-1408998 | 152974 | 1/26/2011 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| CliftonLarsonAllen Wealth Advisors, LLC |
41-1803291 | 38357 | 5/1/2008 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Coastal Equities, Inc. |
56-2456935 | 23769 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Coker & Palmer, Inc. |
64-0802631 | 29163 | 1/8/2003 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Coldstream Securities, Inc. |
93-1198599 | 46835 | 1/2/2016 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Colliers Securities, LLC |
41-1883794 | 7477 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Colorado Financial Service Corporation |
26-1855173 | 104343 | 3/31/2010 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Comerica Securities, Inc. |
38-2621207 | 17079 | 5/8/2002 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Commerce Brokerage Services, Inc. |
43-1381067 | 17140 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Commonwealth Financial Group, Inc. |
22-3217132 | 32505 | 1/28/2004 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Commonwealth Financial Network |
04-2675571 | 8032 | 9/10/1992 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| CommunityAmerica Financial Solutions, LLC |
26-0046643 | 168203 | 6/20/2014 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Compak Securities, Inc. |
13-4225974 | 125472 | 9/26/2006 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Compass Securities Corporation |
04-2844064 | 16168 | 3/30/1992 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Concorde Investment Services, LLC |
27-0498480 | 151604 | 12/13/2010 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Concourse Financial Group Securities, Inc. |
63-0879387 | 15708 | 1/1/1994 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| Conover Securities Corporation |
91-1260477 | 17129 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Consolidated Financial Investments, Inc. |
43-1490793 | 18810 | 12/19/2006 | Approved | [Annuity; Group Pension] | |||||||||||
| Continental Investors Services, Inc. |
91-1543805 | 29775 | 8/18/2008 | Approved | [529,Group Pension,Annuity (servicing only)] | |||||||||||
| Cooper Malone McClain, Inc. |
48-1024628 | 18637 | 3/15/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Coordinated Capital Securities, Inc. |
39-1468428 | 14762 | 5/27/1993 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| CoreCap Investments, Inc. |
23-2809463 | 37068 | 11/9/2012 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Cornerstone Financial Services, Inc. |
35-1720807 | 20627 | 11/20/2012 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Correll Co. Investment Services Corp. |
36-3400965 | 38995 | 3/12/1997 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Country Club Financial Services, Inc. |
43-1604510 | 29807 | 3/6/2002 | Approved | [Annuity; Life; Group Pension; BOLI] | |||||||||||
| Courtlandt Securities Corporation |
20-2966004 | 137356 | 12/18/2006 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| CPS Financial & Insurance Services, Inc. |
33-0701950 | 41243 | 2/29/2000 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Cresap Inc. |
23-2589413 | 25899 | 12/17/2009 | Approved | [Annuity,JHVLICO,529] | |||||||||||
| Crescent Securities Group, Inc. |
75-2947048 | 114993 | 5/4/2010 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Crews & Associates, Inc. |
71-0522369 | 8052 | 2/9/2004 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Crown Capital Securities, L.P. |
33-0837984 | 6312 | 7/16/1999 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] |
| Cullen Investment Group, Ltd. |
72-1088646 | 18266 | 1/1/2002 | Approved | [Annuity] | |||||||||||
| CUNA Brokerage Services, Inc. |
13941 | 1/1/2002 | Approved | [BOLI,Annuity; 529; Life; Group Pension; JHVLICO] | ||||||||||||
| CUSO Financial Services, L.P. |
33-0731851 | 42132 | 6/12/2001 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| Cutter & Company, Inc. |
43-1477566 | 22449 | 1/22/2001 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| CW Securities, LLC |
30-0149369 | 124496 | 7/1/2004 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| D.A. Davidson & Co. |
81-0139474 | 199 | 10/20/2000 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| D.H. Hill Securities LLP |
76-0505272 | 41528 | 11/4/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| DAI Securities, LLC |
72-1269491 | 36673 | 1/1/2002 | Approved | [529,Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Davenport & Company LLC |
54-1835842 | 1588 | 4/18/1990 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Davinci Capital Management Inc. |
01-0522492 | 46897 | 2/3/2005 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Davis Securities LLC |
20-3138121 | 138829 | 5/27/2014 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Dawson James Securities, Inc. |
20-0161722 | 130645 | 9/21/2007 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Dempsey Financial Network, Inc. |
58-2148282 | 38330 | 1/6/1998 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Dempsey Lord Smith, LLC |
20-4853289 | 141238 | 5/8/2007 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Deutsche Bank Securities Inc. |
13-2730828 | 2525 | 3/7/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| DFP Equities, Inc. |
35-1403362 | 7518 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| DFPG Investments, Inc. |
27-3648334 | 155576 | 7/12/2011 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Dinosaur Securities, L.L.C. |
1341 23021 | 104446 | 7/23/2010 | Approved | [529,Group Pension,Life] | |||||||||||
| Diversified Resources, LLC |
05-0515637 | 31346 | 8/27/2003 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Diversified Securities, Incorporated |
95-2409158 | 222 | 9/25/2000 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| DMK Advisor Group, Inc. |
84-1345780 | 41067 | 10/31/2011 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Dominion Investor Services, Inc. |
75-2201702 | 21548 | 12/1/1995 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Dorn & Co., Inc. |
41-0836886 | 2950 | 10/21/2011 | Approved | [Group Pension]; 529 | |||||||||||
| Duncan-Williams, Inc. |
62-0804968 | 6950 | 8/4/2009 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| E1 Asset Management, Inc. |
52-2107704 | 46872 | 3/8/2020 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Eagles Coast Capital, LLC |
82-5449412 | 297477 | 12/8/2020 | Approved | [529,Life,Annuity (servicing only)] | |||||||||||
| Edward Jones |
43-0345811 | 250 | 11/9/1999 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| EF Legacy Securities, LLC |
47-3919321 | 269923 | 5/17/2016 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Elish & Elish Inc. |
25-1604700 | 24409 | 10/7/2005 | Approved | [Annuity; 529] | |||||||||||
| Emerson Equity LLC |
74-3109983 | 130032 | 5/25/2005 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Empire Asset Management Company |
20-5835358 | 143007 | 9/13/2016 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Equity Services, Inc. |
03-0221141 | 265 | 9/19/1988 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Essex Securities LLC |
04-3482688 | 46605 | 9/26/2003 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Executive Services Securities, LLC |
58-2466081 | 25299 | 10/31/2008 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Fairport Capital, Inc. |
06-1103413 | 15034 | 5/19/1993 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Family Investors Company |
22-1715407 | 1785 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Farmers Financial Solutions, LLC |
77-0530616 | 103863 | 1/1/2002 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| FAS Corp. |
74-2837348 | 43536 | 10/13/1999 | Approved | [Annuity; Life; Group Pension; BOLI] | |||||||||||
| Feltl & Company |
41-1245161 | 6905 | 12/30/2004 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| FieldPoint Private Securities, LLC |
06-1186517 | 18975 | 4/1/1994 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Fifth Third Securities, Inc. |
31-0961761 | 628 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Finance 500, Inc. |
95-3771060 | 12981 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Financial Security Management, Incorporated |
54-1832360 | 43000 | 6/4/2001 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Financial Sense Securities, Inc. |
33-0674797 | 39301 | 12/15/2020 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Financial Telesis Inc |
68-0279977 | 31012 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; BOLI] | |||||||||||
| FinTrust Brokerage Services, LLC |
56-1989135 | 41608 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| First Asset Financial Inc. |
86-1141733 | 139107 | 7/2/2008 | Approved | [529; Group Pension] | |||||||||||
| First Bankers Banc Securities, Inc |
43-1326319 | 15041 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| First Citizens Investor Services, Inc. |
56-1854695 | 44430 | 10/5/1998 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| First Dallas Securities Incorporated |
75-2278917 | 24549 | 4/25/2003 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| First Financial Securities Of America, Inc. |
74-2132317 | 13642 | 1/1/2002 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| First Heartland Capital, Inc. |
43-1635588 | 32460 | 10/11/1993 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| First Horizon Advisors, Inc. |
62-1254528 | 17117 | 1/1/2002 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| First Kentucky Securities Corporation |
61-0924505 | 7524 | 2/22/2006 | Approved | [Annuity; Life] | |||||||||||
| First Liberties Financial |
11-2656907 | 14432 | 7/30/2010 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| First National Capital Markets |
47-0844069 | 115920 | 6/16/2010 | Approved | [529,Group Pension,Life,Annuity] |
| First Palladium, LLC |
82-2239026 | 289822 | 7/11/2018 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| First Republic Securities Com. LLC dba Grand Eagle Ins. Serv. LLC |
91-2076555 | 105108 | 4/28/2015 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| First Western Securities, Inc. |
75-2176921 | 19537 | 2/10/2003 | Approved | [Annuity; 529; Life] | |||||||||||
| FMN Capital Corporation |
33-0649400 | 38105 | 12/8/1997 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| FMSbonds, Inc. |
59-1842344 | 7793 | 4/15/1997 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| FNBB Capital Markets, LLC |
20-0532898 | 132091 | 2/8/2007 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Folger Nolan Fleming Douglas Incorporated |
53-0068130 | 319 | 12/13/2006 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Fortune Financial Services, Inc. |
25-1799740 | 42150 | 1/1/2002 | Approved | [529,Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Fortune Securities, Inc. |
95-4553711 | 40821 | 8/6/2008 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Founders Financial Securities, LLC |
20-2052994 | 137945 | 7/20/2006 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Four Points Capital Partners, LLC |
76-0543859 | 43149 | 11/27/2017 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Frost Brokerage Services, Inc. |
74-2404030 | 17465 | 11/1/2004 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| FSB Premier Wealth Management, Inc. |
93-1084013 | 15898 | 6/24/1993 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| FSC Securities Corporation |
58-1288674 | 7461 | 11/17/1998 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| G. A. Repple & Company |
59-2599605 | 17486 | 5/13/1993 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| G.L.S. & Associates, Inc. |
63-1009019 | 47502 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| G.W. Sherwold Associates, Inc. |
33-0619325 | 42186 | 8/12/2014 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Garden State Securities, Inc. |
22-2319866 | 10083 | 12/21/2001 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Gardner Financial Services, Inc. |
41-1589846 | 21000 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| GDC Securities, LLC |
06-1390542 | 38931 | 1/1/2002 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Geneos Wealth Management, Inc. |
02-0580939 | 120894 | 7/26/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| General Securities Corp |
43-1513490 | 15062 | 1/1/2002 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Gerwin Group, Inc. |
95-4188440 | 23199 | 10/6/2003 | Approved | [Annuity] | |||||||||||
| Glen Eagle Wealth, LLC |
02-0629945 | 124504 | 11/28/2005 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Global Brokerage Services, Inc. |
52-1899822 | 37505 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Globalink Securities, Inc. |
33-0493552 | 29721 | 4/4/2007 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| GLP Investment Services, LLC |
38-3544062 | 25450 | 10/21/2003 | Approved | [Annuity; Group Pension] | |||||||||||
| Gold Coast Securities, Inc. |
77-0563040 | 110925 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Gradient Securities, LLC |
26-4463739 | 127701 | 6/1/2005 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Grant Williams L.P. |
23-2990197 | 45961 | 2/26/2008 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| GRB Financial, LLC |
90-0115377 | 130490 | 8/11/2008 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Great American Investors, Inc. |
48-1099886 | 28489 | 3/16/1998 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Great Point Capital, LLC |
36-4398213 | 114203 | 9/9/2019 | Approved | [Group Pension,Life,Annuity (servicing only),529] | |||||||||||
| Greenberg Financial Group |
86-0903680 | 38747 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Greenbrier Diversified, Inc. |
95-4049440 | 18203 | 6/13/2002 | Approved | [Annuity; 529] | |||||||||||
| Gregory J. Schwartz & Co., Inc. |
38-2117812 | 7294 | 4/21/2009 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Grove Point Financial, LLC |
52-1321340 | 1763 | 3/23/1989 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| GWN Securities Inc. |
65-0939556 | 128929 | 3/29/2004 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| H. C. Denison Co. |
39-0794607 | 1628 | 1/1/2002 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| Halliday Financial, LLC |
46-2850591 | 31741 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Hancock Investment Services, Inc. |
64-0867168 | 40637 | 9/26/2003 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Hanson McClain Retirement Network, LP dba AW Securities |
68-0415440 | 103747 | 9/7/2007 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Hantz Financial Services, Inc. |
38-3439679 | 46047 | 1/1/2002 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Harbor Investment Advisory, LLC |
90-0497525 | 151085 | 1/25/2011 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Harbour Investments, Inc. |
39-1571149 | 19258 | 2/5/1992 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Harger and Company, Inc. |
72-0903128 | 10385 | 1/20/2009 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Harold Dance Investments |
87-0265332 | 1582 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Harvest Financial Corporation |
25-1395109 | 8733 | 3/13/1996 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Hazard & Siegel, Inc. |
16-0954584 | 2048 | 5/7/2004 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Hazlett, Burt & Watson, Inc. |
55-0538822 | 396 | 8/1/2002 | Approved | [Annuity,Life,Group Pension,529,Annuity; Life; Group Pension] | |||||||||||
| Heim, Young & Associates, Incorporated |
43-1717820 | 38993 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Henley & Company LLC |
02-0723515 | 131453 | 5/9/2006 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Hennion & Walsh, Inc. |
22-3005841 | 25766 | 4/1/2015 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Herbert J. Sims & Co. Inc. |
13-5213180 | 3420 | 2/3/2004 | Approved | [Group Pension,Life,Annuity (servicing only),Annuity] | |||||||||||
| Heritage Financial Systems, Inc. |
23-2991359 | 133019 | 8/22/2005 | Approved | [Annuity; Life; Group Pension; JHVLICO] |
| Herndon Plant Oakley, Ltd. |
74-2863988 | 44971 | 3/13/2002 | Approved | [Annuity; 529; Group Pension; JHVLICO] | |||||||||||
| HighTower Securities, LLC |
36-4454225 | 116681 | 10/29/2008 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Hilltop Securities, Inc. |
75-1382137 | 6220 | 2/22/1999 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Horan Securities, Inc. |
31-1448612 | 40794 | 8/15/1998 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Hornor, Townsend & Kent, Inc. |
23-1706189 | 4031 | 8/1/1993 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| HSBC Securities (USA) Inc. |
13-2650272 | 19585 | 4/27/2004 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Hub International Investment Services, Inc. |
26-3188716 | 150252 | 8/10/2011 | Approved | [Group Pension,Life] | |||||||||||
| Hudson Heritage Capital Management, Inc. |
13-3970289 | 44357 | 1/1/2002 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Hunter Associates, Inc. |
47-5665331 | 30177 | 2/23/1996 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Huntleigh Securities Corporation |
43-1106957 | 7456 | 5/1/1998 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| IBN Financial Services, Inc. |
16-1493299 | 42360 | 2/27/2007 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| IFP Securities, LLC |
83-0951655 | 297287 | 6/13/2019 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Independence Capital Co. Inc. |
34-1620295 | 24723 | 12/7/2006 | Approved | [529,Group Pension,JHVLICO,Life,BOLI,Annuity] | |||||||||||
| Independent Financial Group, LLC |
71-0927304 | 7717 | 9/12/2003 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Infinex Investments, Inc. |
06-1367288 | 35371 | 9/28/2004 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Infinity Securities, Inc. dba Infinity Financial Services |
68-0642587 | 144302 | 6/17/2008 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Inlet Securities, LLC |
27-0125668 | 140278 | 10/21/2008 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Innovation Partners, LLC |
30-0451254 | 146344 | 10/24/2011 | Approved | [Group Pension,Life,BOLI,529] | |||||||||||
| Insight Securities, Inc. |
36-2708269 | 5611 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Insigneo Securities, LLC |
65-0886354 | 29249 | 5/12/2021 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Institutional Securities Corporation |
75-2181339 | 20291 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Integral Financial LLC |
02-0565622 | 120343 | 10/14/2010 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Integrated Financial Planning Services |
98-0385606 | 17935 | 10/18/2017 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Integrity Brokerage Services, Inc. |
85-1517086 | 117589 | 11/30/2021 | Approved | [Group Pension,Annuity (servicing only),Life] | |||||||||||
| Intercarolina Financial Services, Inc. |
56-1563464 | 19475 | 6/28/2000 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| International Assets Advisory, LLC |
59-3734291 | 10645 | 4/17/2003 | Approved | [Group Pension,Life,Annuity; 529] | |||||||||||
| International Money Management Group, Inc. |
52-1259351 | 14367 | 11/24/1995 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Intervest International Equities Corporation |
98-0096287 | 20289 | 11/3/1995 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Inverness Securities, LLC |
01-0791017 | 129914 | 9/14/2004 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Investment Network, Inc. |
84-1624658 | 127724 | 10/28/2005 | Approved | [Annuity] | |||||||||||
| Investment Planners, Inc. |
37-1202099 | 18557 | 3/11/1997 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Investment Security Corporation |
95-4727975 | 47536 | 10/25/2002 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Invicta Capital, LLC |
47-1180771 | 288101 | 4/10/2019 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| J K R & Company, Inc. |
95-3420368 | 8040 | 9/1/1998 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| J. Alden Associates, Inc. |
23-2825319 | 40002 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| J. K. Financial Services, Inc. |
33-0890059 | 103728 | 9/7/2007 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| J.P. Morgan Securities, LLC |
13-4110995 | 79 | 1/1/2002 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| J.W. Cole Financial, Inc. |
16-1632597 | 124583 | 9/8/2003 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Jack V. Butterfield Investment Company |
38-1787847 | 3998 | 7/6/2004 | Approved | [Annuity; 529; Group Pension] | |||||||||||
| Jacques Financial, LLC |
52-2217889 | 104219 | 7/25/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| James I. Black & Company |
59-1056275 | 1249 | 9/23/2009 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| James T. Borello & Co. |
36-3688864 | 16860 | 8/2/2006 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Janney Montgomery Scott LLC |
23-0731260 | 463 | 7/15/1993 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| JBS Liberty Securities, Inc. |
56-1863246 | 36179 | 8/22/2001 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| JDL Securities Corporation |
33-0446425 | 28131 | 10/13/2009 | Approved | [Group Pension] | |||||||||||
| JRL Capital Corporation |
94-2750178 | 10225 | 5/12/1989 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| K. W. Chambers & Co. |
43-0785292 | 1432 | 6/11/1997 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| KCD Financial, Inc. |
33-1057766 | 127473 | 11/17/2003 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Keel Point Capital, LLC |
42-1607342 | 6769 | 1/17/2013 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Kestra Investment Services, LLC |
74-2794194 | 42046 | 6/13/1997 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| Key Investment Services LLC |
13-4300906 | 136300 | 1/30/2006 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Keybanc Capital Markets Inc. |
34-1391952 | 566 | 4/22/1994 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Keystone Capital Corporation |
95-3744872 | 10722 | 5/24/2013 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Kingswood Capital Partners, LLC |
81-4245023 | 288898 | 6/12/2018 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Kovack Securities Inc. |
65-0747270 | 44848 | 12/24/1998 | Approved | [Annuity; 529; Life; Group Pension] |
| KW Securities Corporation |
94-2744022 | 8237 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| L.M. Kohn & Company |
31-1311805 | 27913 | 7/18/2000 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| L.O. Thomas & Co. Inc. |
22-3749272 | 23657 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Labrunerie Financial Services, Inc. |
43-1689437 | 37627 | 1/1/2002 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Lamon & Stern, Inc. |
58-1334773 | 10839 | 9/19/2001 | Approved | [Group Pension,JHVLICO] | |||||||||||
| Landaas & Company |
39-1628643 | 47487 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Landolt Securities, Inc. |
39-1662708 | 28352 | 3/7/2008 | Approved | [Annuity; 529; Group Pension] | |||||||||||
| Larimer Capital Corporation |
84-1028373 | 18189 | 6/15/1988 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Larson Financial Securities, LLC |
27-1372444 | 152517 | 7/28/2010 | Approved | [529,Group Pension,Life] | |||||||||||
| LaSalle St Securities, L.L.C. |
36-2797246 | 7191 | 3/14/1994 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Leerink Swann LLC |
42-1738148 | 39011 | 5/30/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Leigh Baldwin & Co., LLC |
22-3348632 | 38751 | 6/4/2001 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Lesko Securities Inc. |
16-1152736 | 10091 | 5/29/2020 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Leumi Investment Services Inc. |
13-4132289 | 105387 | 4/29/2004 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Level Four Financial, LLC |
20-0629176 | 25700 | 10/6/2004 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Liberty Capital Investment Corporation |
93-1014148 | 25706 | 1/1/2002 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Liberty Partners Financial Services, LLC |
90-0139675 | 130390 | 8/18/2004 | Approved | [529,Group Pension,Life,Annuity (servicing only),Annuity; 529; Group Pension] | |||||||||||
| Lieblong & Associates, Inc. |
71-0788483 | 42578 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Lifemark Securities Corp. |
16-1238365 | 16204 | 10/25/1994 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| Lincoln Douglas Investments, LLC |
27-3459194 | 155578 | 3/13/2014 | Approved | [Group Pension,Life,Annuity (servicing only),529] | |||||||||||
| Lincoln Financial Advisors Corporation |
35-1151034 | 3978 | 3/30/1993 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Lincoln Financial Securities Corporation |
02-0275490 | 3870 | 12/1/1988 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| Lincoln Investment Planning, Inc. |
23-1702591 | 519 | 6/1/1992 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| Lion Street Financial, LLC |
80-0842559 | 165828 | 12/11/2013 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Lockton Financial Advisors, LLC |
20-3247391 | 137476 | 8/12/2008 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Lombard Securities Incorporated |
52-1718358 | 27954 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Loria Financial Group, LLC |
36-4312353 | 102360 | 8/8/2001 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| LPL Financial Corporation |
95-2834236 | 6413 | 3/1/1990 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| M Holdings Securities, Inc. |
91-1802259 | 43285 | 6/14/2000 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| M&T Securities, Inc. |
16-1263079 | 17358 | 5/1/2003 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| M.E. Allison & Co., Inc. |
74-1037681 | 1047 | 2/5/2013 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| M.H. LeBlang, Inc. |
13-2553361 | 2535 | 8/20/2018 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| M.S. Howells & Co |
86-0988422 | 104100 | 5/3/2016 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Mack Investment Securities, Inc. |
36-3423948 | 17643 | 6/4/1991 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Madison Avenue Securities, Inc. |
71-0987804 | 23224 | 3/27/2006 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| MAFG RIA Services, Inc. |
22-3203853 | 35690 | 12/10/1996 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Maplewood Investment, Inc. |
75-2908461 | 103723 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Marc J. Lane & Company |
36-3342755 | 16188 | 3/16/2010 | Approved | [Group Pension] | |||||||||||
| Mason Securities, Inc. |
54-1211119 | 12967 | 1/23/1995 | Approved | [529,Group Pension,JHVLICO,Life,Annuity (servicing only)] | |||||||||||
| May Capital Group, L.L.C. |
22-3324819 | 37081 | 3/10/2003 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| McClurg Capital Corporation |
94-2969239 | 16798 | 8/4/1998 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| McDermott Investment Services, LLC |
27-3120227 | 154926 | 8/2/2011 | Approved | [Life,Annuity] | |||||||||||
| McDonald Partners, LLC |
20-2714559 | 135414 | 4/25/2006 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| MCG Securities, LLC |
30-0722214 | 163144 | 10/31/2014 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| McLaughlin Ryder Investments, Inc. |
26-0427041 | 147529 | 6/3/2011 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| McNally Financial Services Corporation |
43-1957591 | 121196 | 1/9/2004 | Approved | [Annuity; 529; Group Pension; JHVLICO] | |||||||||||
| Mercer Allied Company, L.P. |
14-1775694 | 37404 | 8/11/1995 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated |
13-2808480 | 7691 | 12/31/1990 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Mesirow Financial, Inc. |
36-3194849 | 2764 | 6/10/1994 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Michigan Securities, Inc. |
38-3488273 | 101600 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Mid Atlantic Capital Corporation |
25-1409618 | 10674 | 4/9/1993 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| Midwestern Securities Trading Company, LLC |
37-1392167 | 101080 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Milestone Investments, Inc. |
56-2125552 | 47090 | 4/23/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Mitre Group, LLC |
20-1998511 | 140356 | 9/14/2007 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| MMA Securities LLC |
22-3570392 | 44254 | 7/2/2003 | Approved | [Group Pension,JHVLICO,Life,Annuity (servicing only)] |
| MMC Securities Corp. |
06-1685865 | 103846 | 5/4/2001 | Approved | [Annuity; Life; Group Pension; JHVLICO; TOHI] | |||||||||||
| MML Investors Services, LLC |
04-1590850 | 10409 | 10/13/1995 | Approved | [529,Group Pension,JHVLICO,Life,BOLI] | |||||||||||
| Moloney Securities Co., Inc. |
43-1714327 | 38535 | 11/23/2000 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Monere Investments, Inc. |
36-4401708 | 105487 | 7/22/2015 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Money Concepts Capital Corp |
59-2268067 | 12963 | 8/30/1995 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Montage Securities, LLC |
27-2587292 | 154327 | 10/10/2011 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Moors & Cabot, Inc. |
04-2644548 | 594 | 1/1/2002 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| Mora WM Securities, LLC |
45-2581955 | 158599 | 4/15/2016 | Approved | [Annuity (servicing only)] | |||||||||||
| Morgan Stanley & Co., Incorporated |
13-2655998 | 8209 | 6/22/1989 | Approved | [Annuity; 529; Life; Group Pension; BOLI] | |||||||||||
| Morris Group, Inc. |
35-1546402 | 13181 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Multiple Financial Services, Inc. |
33-0860466 | 100100 | 7/23/2010 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Mutual of Omaha Investor Services, Inc. |
47-0770844 | 611 | 6/3/2008 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Mutual Securities, Inc. |
95-3703162 | 13092 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Mutual Trust Co. of America Securities |
59-2044132 | 8494 | 3/12/1999 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| MWA Financial Services Inc. |
36-4420471 | 112630 | 2/21/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Nations Financial Group, Inc. |
39-1909295 | 44181 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Nationwide Planning Associates Inc. |
22-3196827 | 31029 | 3/28/2003 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Nationwide Securities, LLC |
36-2434406 | 11173 | 8/16/2004 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Navy Federal Brokerage Services, LLC |
04-3826446 | 138459 | 1/30/2007 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| NBC Securities, Inc. |
63-0923499 | 17870 | 4/14/2001 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Neidiger, Tucker, Bruner, Inc. |
84-0735234 | 7425 | 6/28/2000 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Nelson Ivest Brokerage Services, Inc. |
59-2106660 | 3002 | 12/4/2002 | Approved | [Annuity; Group Pension] | |||||||||||
| Nelson Securities,Inc. |
91-1219910 | 14377 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Network 1 Financial Securities Inc. |
74-2454126 | 13577 | 2/6/2003 | Approved | [Annuity] | |||||||||||
| Newbridge Securities Corporation |
54-1879031 | 104065 | 1/25/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Newport Group Securities, Inc. |
59-3099288 | 29722 | 9/3/2003 | Approved | [Annuity; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| Next Financial Group, Inc. |
54-1900002 | 46214 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| NGC Financial, LLC |
22-3871092 | 145082 | 3/6/2008 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Ni Advisors, Inc. |
20-2100558 | 134502 | 3/14/2007 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Niagara International Capital Limited |
20-2182342 | 135327 | 2/7/2014 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Nicol Investors Corporation |
68-0515054 | 123111 | 4/20/2004 | Approved | [Annuity; Group Pension] | |||||||||||
| Northern Lights Distributors, LLC |
77-0625792 | 126159 | 10/22/2004 | Approved | [Group Pension,JHVLICO,Life,Annuity (servicing only)] | |||||||||||
| Northland Securities, Inc. |
41-1819873 | 40258 | 2/4/2003 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Northwestern Mutual Investment Services, LLC |
52-2114207 | 2881 | 1/1/2001 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| NYLife Securities LLC |
27-0145686 | 5167 | 3/12/1996 | Approved | [529,Annuity; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| Oak Tree Securities, Inc. |
68-0095374 | 18126 | 12/1/1994 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Oberlin Financial International, LLC |
82-3775196 | 294205 | 5/29/2020 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| OFG Financial Services, Inc. |
48-0759751 | 23940 | 4/1/1994 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Omega Securities, Inc. |
75-1480835 | 7164 | 2/24/1994 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Omni Financial Securities, Inc. |
31-1330353 | 29320 | 7/16/1996 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| OneAmerica Securities, Inc. |
35-1159900 | 4173 | 3/22/2000 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Oppenheimer & Co. Inc. |
13-5657518 | 249 | 7/1/1991 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Oriental Financial Services Corp. (NEW) |
66-0480123 | 29753 | 7/28/2016 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| P.J. Robb Variable Corporation |
62-1592808 | 38339 | 10/1/1997 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Pacific Financial Associates, Inc. |
33-0063888 | 23772 | 1/1/2002 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Packerland Brokerage Services, Inc. |
39-1794957 | 37031 | 8/28/1995 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Painter, Smith and Gorian Inc. |
95-3679604 | 10865 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Paradigm Equities, Inc. |
38-3091434 | 31990 | 5/17/2016 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Pariter Securities, LLC |
66-0712540 | 127836 | 8/4/2009 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Park Avenue Securities LLC |
13-4023176 | 46173 | 9/19/1991 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Parkland Securities, LLC |
74-3010408 | 115368 | 2/26/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Parsonex Securities, Inc. |
20-8580639 | 144412 | 1/30/2009 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Paulson Investment Company, Inc. |
93-0789804 | 5670 | 10/22/1991 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Peachtree Capital Corporation |
58-1857011 | 25590 | 11/19/2005 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Peak Brokerage Services LLC |
27-5097314 | 157045 | 9/28/2011 | Approved | [529,Group Pension,Life,Annuity (servicing only)] |
| Pensionmark Securities, LLC |
81-2334025 | 283952 | 9/8/2017 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Pentegra Distributors, Inc. |
13-3529467 | 26249 | 2/26/2008 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Perryman Securities, Inc. |
75-2945060 | 116502 | 3/6/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Phoenix Equity Planning Corporation |
23-2795977 | 38383 | 11/20/2000 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| PHX Financial, Inc. |
41-2225155 | 144403 | 5/14/2019 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Pinnacle Equity Management, Inc. |
43-1600887 | 106213 | 8/8/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Plan B Investments, Inc. |
20-1688448 | 136162 | 6/28/2013 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| PlanMember Securities Corporation |
95-3706234 | 11869 | 9/30/1997 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Plexus Financial Services, LLC |
27-1746834 | 153132 | 4/6/2011 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| PNC Investments, LLC |
42-1604685 | 129052 | 4/6/2004 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Portfolio Resources Group, Inc. |
65-0370652 | 31155 | 5/15/2008 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Portsmouth Financial Services, Inc. |
94-2904473 | 13980 | 4/28/1998 | Approved | [Life,529] | |||||||||||
| Preferred Client Group, Inc. |
75-2826360 | 48008 | 9/8/2008 | Approved | [Annuity] | |||||||||||
| Principal Securities, Inc. |
42-0941553 | 1137 | 9/7/1994 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Principled Advisors, Inc. |
59-3782727 | 131345 | 2/18/2005 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Private Client Services, LLC |
61-1383537 | 120222 | 1/20/2010 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Private Placement Insurance Products, LLC |
20-3716885 | 140139 | 8/10/2018 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Profinancial, Inc. |
72-1004707 | 15345 | 5/27/1994 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Prospera Financial Services, Inc. |
75-1832551 | 10740 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| PTS Brokerage, LLC |
22-3832388 | 119307 | 12/13/2004 | Approved | [Group Pension,Annuity; 529] | |||||||||||
| Puplava Securities, Inc. |
33-0086182 | 39301 | 1/8/1998 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Purshe Kaplan Sterling Investments, Inc. |
14-1796925 | 35747 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| R F Lafferty & Co., Inc. |
13-3000887 | 2498 | 4/28/2016 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| R. Seelaus & Co., Inc. |
22-2501042 | 14974 | 3/2/2007 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| R.M. Stark & Co., Inc. |
13-3485532 | 7612 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Raymond James & Associates, Inc. |
59-1237041 | 705 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Raymond James Financial Services, Inc. |
59-1531281 | 6694 | 4/1/1989 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| RBC Capital Markets, LLC |
41-1416330 | 31194 | 11/13/1991 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Red Capital Markets, LLC |
31-1078499 | 14840 | 1/2/2003 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Regal Securities, Inc. |
36-2916812 | 7297 | 10/19/2005 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Register Financial Associates, Inc. |
58-2001619 | 30568 | 4/26/2007 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Regulus Advisors, LLC |
26-3975819 | 150631 | 5/29/2014 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Rehmann Financial Network, LLC |
46-0571202 | 165027 | 4/13/2018 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Reid and Associates, LLC |
14-1778902 | 8060 | 10/25/2013 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Rhodes Securities, Inc. |
75-2156987 | 19610 | 1/1/2002 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Richard Brothers Securities (dba Allegiance Capital, LLC) |
01-0538310 | 105285 | 9/23/2009 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Riedl First Securities Company of Kansas |
48-1118573 | 30812 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| RNR Securities, L.L.C. |
11-3374561 | 43689 | 10/25/2002 | Approved | [Group Pension,Annuity (servicing only),Annuity; 529] | |||||||||||
| Robert W. Baird & Co. Incorporated |
39-6037917 | 8158 | 2/5/1997 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Rockefeller Financial, LLC |
82-3226180 | 291361 | 8/19/2019 | Approved | [Group Pension,Life,Annuity (servicing only),529] | |||||||||||
| Rogan & Associates, Inc. |
65-0718838 | 42762 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Romano Brothers and Company |
36-2659240 | 3215 | 12/19/2020 | Approved | [529,Life,Annuity (servicing only),Group Pension] | |||||||||||
| Rothschild Investment Corporation |
36-2708660 | 728 | 9/17/2003 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Royal Alliance Associates, Inc. |
93-0987232 | 23131 | 7/30/1990 | Approved | [529,Group Pension,JHVLICO,Life,Annuity (servicing only)] | |||||||||||
| S.G. Long & Company |
81-0504511 | 47511 | 1/1/2002 | Approved | [Annuity,Life,Group Pension,529] | |||||||||||
| S.L. Reed & Company |
95-4569995 | 40744 | 7/7/2009 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| SA Stone Wealth Management, Inc. |
75-2975513 | 18456 | 1/1/2002 | Approved | [Life,Annuity (servicing only),Group Pension] | |||||||||||
| Sage, Rutty & Co., Inc. |
16-0620690 | 3254 | 11/4/2004 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| SagePoint Financial, Inc. |
20-1741754 | 133763 | 10/31/2005 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| San Blas Securities, LLC |
82-2542915 | 290605 | 9/24/2020 | Approved | [Group Pension,Life,Annuity (servicing only),TOHI,529] | |||||||||||
| Sanctuary Securities, Inc. |
36-2957364 | 205 | 1/1/2002 | Approved | [529,Group Pension,JHVLICO,Life,Annuity (servicing only)] | |||||||||||
| Sanders Morris Harris Inc |
76-0224835 | 20580 | 1/8/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Santander Securities, LLC |
66-0534068 | 41791 | 3/4/2013 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Saxony Securities, Inc. |
43-1932300 | 115547 | 4/8/2003 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Saybrus Equity Services, LLC |
27-1869321 | 153319 | 9/17/2010 | Approved | [Group Pension,Life] |
| SCF Securities, Inc. |
86-0936511 | 47275 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Scott T. Taylor, Ltd. |
20-1277948 | 136414 | 10/9/2007 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Scottsdale Capital Advisors Corp |
86-1032510 | 118786 | 11/8/2002 | Approved | [Annuity; 529] | |||||||||||
| Securian Financial Services, Inc. |
14-1486060 | 15296 | 6/1/1992 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Securities Equity Group |
33-0842620 | 47215 | 7/11/2003 | Approved | [529,Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Securities Management & Research, Inc. |
59-1145041 | 759 | 12/15/2011 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Securities Research, Inc. (NEW) |
59-1862659 | 6516 | 3/26/2021 | Approved | [Group Pension,Annuity (servicing only)] | |||||||||||
| SEI Investments Distribution Co. |
23-2177800 | 10690 | 10/4/2004 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Selkirk Investments, Inc. |
91-1189461 | 13854 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Sentinel Securities, Inc. |
04-3527574 | 110942 | 10/23/2001 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Sentinus Securities, LLC |
47-3243901 | 279029 | 5/8/2017 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| SFA Financial, LLC |
33-1148678 | 149647 | 11/20/2012 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Shareholders Service Group, Inc. |
71-0707839 | 125226 | 8/9/2005 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Sigma Financial Corporation |
38-2472555 | 14303 | 11/20/1992 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Signal Securities, Inc. |
75-1994786 | 15916 | 12/1/1993 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Signature Securities Group Corporation |
13-4120476 | 104233 | 11/27/2004 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Silver Oak Securities, Incorporated |
62-1765234 | 46947 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Simplicity Financial Investment Services, Inc. |
26-2948179 | 148024 | 9/28/2020 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Sisung Securities Corporation |
72-1156248 | 25752 | 6/23/1994 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| SKA Securities, Inc. |
34-1953704 | 113852 | 3/25/2008 | Approved | [Annuity] | |||||||||||
| Smith, Brown & Groover, Inc. |
58-0969636 | 1329 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Smith, Moore & Co. |
43-1244128 | 3441 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| SNC Capital Management Corp. |
36-3343717 | 15548 | 11/4/2002 | Approved | [Annuity] | |||||||||||
| Snowden Account Services, Inc. |
94-3467207 | 149794 | 3/8/2013 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Somerset Securities, Inc. |
04-3333156 | 2493 | 3/25/2003 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Sorrento Pacific Financial, LLC |
04-3746212 | 127787 | 1/17/2006 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Southeast Investments N.C. Inc. |
56-2001267 | 43035 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Southern Trust Securities, Inc. |
65-0926091 | 103781 | 9/28/2004 | Approved | [Annuity; 529; Group Pension] | |||||||||||
| Southern Wealth Securities, LLC |
82-3136934 | 291005 | 7/30/2018 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Sovereign Legacy Securities, Inc. |
11-1738990 | 1783 | 5/24/2011 | Approved | [Annuity] | |||||||||||
| Spire Securities, LLC |
20-8920866 | 144131 | 11/15/2007 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| St. Bernard Financial Services, Inc. |
71-0752696 | 36956 | 5/8/2002 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| St. Germain Securities, Inc. |
27-3158654 | 3255 | 8/9/2011 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Stanley Laman Group Securities, LLC |
33-1027312 | 126160 | 5/5/2004 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Stephens Inc. |
71-0641478 | 3496 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Sterling Monroe Securities, LLC |
75-3049285 | 122696 | 7/24/2007 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Stern Brothers & Co. |
43-1357568 | 16325 | 3/27/2003 | Approved | [Annuity; 529] | |||||||||||
| Stifel Independent Advisors, LLC |
43-1567959 | 28218 | 5/16/2001 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Stifel, Nicolaus & Company, Incorporated |
43-0538770 | 793 | 8/7/1992 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Stoever Glass & Company, Inc. |
13-2505863 | 7031 | 4/5/2017 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Stonecrest Capital Markets, Inc. |
56-1943573 | 39616 | 7/31/2017 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Sunbelt Securities, Inc. |
47-9660137 | 42180 | 5/7/2009 | Approved | [529,Annuity; Life; Group Pension] | |||||||||||
| Sunset Financial Services, Inc. |
91-0837062 | 3538 | 11/29/1994 | Approved | [Group Pension,Life,Annuity (servicing only),BOLI] | |||||||||||
| Sunstreet Securities, LLC |
56-2614773 | 143211 | 2/26/2008 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| SunTrust Robinson Humphrey, Inc. |
62-0871146 | 6271 | 5/8/2002 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Superior Financial Services, Inc. |
39-1992135 | 104165 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Supreme Alliance LLC |
90-0436170 | 45348 | 4/25/2012 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| SWBC Investment Services, LLC |
20-1484586 | 133715 | 12/13/2006 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Sycamore Financial Group |
35-1572068 | 14143 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Symphonic Securities LLC |
42-1675559 | 139512 | 3/26/2009 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Syndicated Capital, Inc. |
95-4042447 | 29037 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Synovus Securities, Inc. |
58-1625031 | 14023 | 7/4/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| T.S. Phillips Investments, Inc. |
30-0089632 | 124348 | 4/30/2003 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Tandem Securities, Inc. |
20-4498572 | 140546 | 6/17/2009 | Approved | [Annuity] | |||||||||||
| Taylor Securities, Inc. |
62-1254593 | 17575 | 8/6/1993 | Approved | [Annuity; Life; Group Pension] |
| TCFG Wealth Management, LLC |
80-0804654 | 164153 | 7/10/2014 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| TD Ameritrade, Inc. |
06-0988655 | 7870 | 1/1/2002 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Teckmeyer Financial Services, L.L.C. |
47-0789382 | 39000 | 8/6/1997 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| TFS Securities, Inc. |
22-2825878 | 20626 | 10/20/1997 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| The Enterprise Securities Company |
38-2932225 | 26598 | 7/1/1999 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| The Garbacz Group Inc |
43-1535339 | 26104 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| The GMS Group, LLC |
77-0606720 | 8000 | 1/1/2002 | Approved | [Annuity; 529] | |||||||||||
| The Huntington Investment Company |
31-1316299 | 16986 | 1/19/1998 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| The Investment Center, Inc. |
22-2699900 | 17839 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| The Jeffrey Matthews Financial Group, LLC |
22-3470463 | 41282 | 5/29/2014 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| The Leaders Group, Inc. |
84-1275292 | 37157 | 5/15/1996 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI; TOHI] | |||||||||||
| The New PenFacs Inc. |
41-2238941 | 145584 | 4/21/2009 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| The O.N. Equity Sales Company |
31-0742113 | 2936 | 9/14/1990 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO; BOLI] | |||||||||||
| The Oak Ridge Financial Services Group, Inc. |
41-1868775 | 42941 | 1/1/2002 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| The Strategic Financial Alliance, Inc. |
03-0510324 | 126514 | 11/11/2003 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| The Tavenner Company |
31-1171911 | 18004 | 2/16/2001 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| ThomasLloyd Capital LLC |
20-5758053 | 38784 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Thompson Davis & Co., Inc. |
13-3848035 | 41353 | 12/18/2002 | Approved | [Annuity; 529] | |||||||||||
| Thoroughbred Financial Services, LLC |
62-1784717 | 47893 | 5/10/2000 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Thrasher & Chambers, Inc. |
71-0824595 | 3586 | 5/1/2003 | Approved | [Life,Annuity] | |||||||||||
| Thrivent Investment Management Inc. |
39-1559375 | 18387 | 5/19/2004 | Approved | [Life; Group Pension; JHVLICO] | |||||||||||
| Thurston, Springer, Miller, Herd & Titak, Inc. |
35-1493200 | 8478 | 4/12/1995 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| TIAA-CREF & Institutional Services, LLC |
55-0856733 | 20472 | 6/25/2007 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| TimeCapital Securities Corporation |
11-2339821 | 6845 | 7/18/2002 | Approved | [529,Annuity (servicing only)] | |||||||||||
| Titan Securities |
59-3782400 | 131392 | 2/5/2009 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Titleist Asset Management, Ltd |
72-1546466 | 126136 | 4/18/2012 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Trade-PMR Inc. |
59-3539169 | 46350 | 10/30/2009 | Approved | [Annuity] | |||||||||||
| Transam Securities, Inc. |
59-2730348 | 18923 | 5/18/1993 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Transamerica Financial Advisors, Inc. |
59-2476008 | 16164 | 4/1/1991 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| Transitional Broker, LLC |
83-4699697 | 304313 | 10/9/2020 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Triad Advisors, Inc. |
65-0173164 | 25803 | 1/15/1999 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Trinity Wealth Securities, L.L.C. |
43-1892336 | 104348 | 7/7/2003 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Trubee, Collins & Co., Inc. |
16-1406627 | 3618 | 11/1/2005 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| TrueNorth, Inc. |
48-1233289 | 112091 | 5/27/2005 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Truist Investment Services, Inc. |
58-1648698 | 17499 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Trustmont Financial Group, Inc. |
25-1527294 | 18312 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Trutoro |
46-3578654 | 169291 | 9/11/2014 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| U.S. Bancorp Investments, Inc. |
84-1019337 | 17868 | 4/21/1992 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| U.S. Brokerage, Inc. |
34-1809568 | 39307 | 6/13/2002 | Approved | [529,Annuity] | |||||||||||
| UBS Financial Services Inc. |
13-2638166 | 8174 | 8/24/1988 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Uhlmann Price Securities, LLC |
36-4135497 | 42854 | 10/31/2011 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| UMB Financial Services, Inc. |
43-1381257 | 17073 | 8/12/2003 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Umpqua Investments, Inc. |
93-0125240 | 1254 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Union Capital Company |
86-1004803 | 110301 | 9/25/2006 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| UnionBanc Investment Services, LLC |
95-3883259 | 14455 | 11/18/2003 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| United Brokerage Services, Inc. |
55-0742331 | 39062 | 1/6/2006 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| United Planners Financial Services of America A Limited Partner |
86-0588303 | 20804 | 5/1/1992 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Universal Financial Services Inc. |
66-0639438 | 131558 | 5/26/2010 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Univest Investments, Inc. |
23-1699073 | 1834 | 3/20/2008 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| USA Financial Securities Corporation |
38-3397033 | 103857 | 11/9/2001 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| USCA Securities LLC |
22-3696585 | 103789 | 3/14/2011 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| USI Securities, Inc. |
06-1493970 | 43793 | 12/14/1998 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| VALIC Financial Advisors, Inc. |
76-0519992 | 42803 | 4/19/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Valley National Investments, Inc. |
23-2352181 | 16715 | 1/1/2002 | Approved | [529,Group Pension,JHVLICO,Life,Annuity] | |||||||||||
| Valmark Securities, Inc. |
34-1724087 | 31243 | 8/1/1997 | Approved | [529,Group Pension,JHVLICO,Life,BOLI,Annuity] |
| Valor Financial Securities LLC |
80-0413304 | 150726 | 12/29/2009 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Vanderbilt Securities, LLC |
11-3639254 | 5953 | 11/10/2003 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Variable Investment Advisors, Inc. |
91-1864112 | 44412 | 12/8/2004 | Approved | [Annuity] | |||||||||||
| Verity Investments, Inc. |
90-0739043 | 41527 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Vestech Securities, Inc. |
48-1181578 | 41409 | 1/1/2002 | Approved | [529,Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Vision |
13-4066286 | 47927 | 1/20/2010 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Vorpahl Wing Securities |
91-1719382 | 47548 | 10/7/2003 | Approved | [Annuity; Group Pension] | |||||||||||
| Voya Financial Advisors, Inc. |
41-0945505 | 2882 | 12/5/1994 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Voya Financial Partners, LLC |
06-1375177 | 34815 | 8/2/2002 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| W&S Brokerage Services, Inc. |
31-0846576 | 8099 | 9/14/2020 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Washington Securities Corporation |
54-1913812 | 46213 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Waveland Capital Partners, LLC |
77-0425821 | 40054 | 10/8/2004 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| WBB Securities, LLC |
33-0984561 | 118440 | 7/3/2002 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Wedbush Morgan Securities Inc. |
95-2495390 | 877 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Weitzel Financial Services, Inc. |
42-0949102 | 27346 | 4/27/2007 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Weller, Anderson & Co., Ltd. |
76-0147898 | 23736 | 10/19/2005 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Wellington Shields & Co., LLC |
26-3489406 | 149021 | 7/30/2010 | Approved | [Group Pension,Life,Annuity] | |||||||||||
| Wells Fargo Advisors Financial Network, LLC |
48-1305000 | 11025 | 1/9/1998 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Wells Fargo Clearing Services, LLC |
34-1542819 | 19616 | 3/8/1993 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Wesbanco Securities, Inc. |
31-1484891 | 43276 | 3/23/2006 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| Wescom Financial Services LLC |
95-4853684 | 125650 | 9/9/2005 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Western Equity Group, Inc. |
76-0749184 | 130876 | 11/9/2004 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Western International Securities, Inc. |
84-1314321 | 39262 | 1/1/2002 | Approved | [529,Group Pension,Life] | |||||||||||
| Western Strategic Advisors, LLC |
75-2911711 | 118757 | 2/2/2010 | Approved | [Annuity] | |||||||||||
| Westminster Financial Securities, Inc. |
31-1213105 | 20677 | 1/23/1996 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Westpark Capital, Inc. |
84-1333428 | 39914 | 1/12/2017 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Westport Financial Services, L.L.C. |
06-1409406 | 38449 | 1/15/1992 | Approved | [Annuity; Life; Group Pension; JHVLICO] | |||||||||||
| Westport Resources Investment Services, Inc. |
22-2955076 | 24535 | 1/17/2003 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| White Mountain Capital, LLC |
13-4077093 | 104123 | 12/5/2002 | Approved | [529,Annuity; JHVLICO] | |||||||||||
| Wiley Bros.-Aintree Capital, LLC |
62-1627736 | 3767 | 1/1/2002 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| William Blair & Company L.L.C. |
36-2214610 | 1252 | 8/21/2013 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Wilmington Capital Securities, LLC |
20-1894227 | 133839 | 5/26/2010 | Approved | [Group Pension] | |||||||||||
| WJ Lynch Investor Services LLC |
20-4472438 | 140762 | 4/30/2007 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Wood (Arthur W.) Company, Inc. |
04-3023088 | 3798 | 1/1/2002 | Approved | [529,Group Pension,Life,Annuity] | |||||||||||
| Woodbury Financial Services, Inc. |
41-0944586 | 421 | 7/11/1991 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Woodlands Securities Corporation |
76-0248272 | 22373 | 2/3/1997 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Woodmen Financial Services, Inc. |
22-3828171 | 117365 | 10/6/2014 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| World Capital Brokerage, Inc. |
84-0478785 | 37 | 12/13/1991 | Approved | [Annuity; 529; Life; Group Pension] | |||||||||||
| World Choice Securities, Inc. |
75-2452273 | 30933 | 1/14/2002 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| World Equity Group, Inc. |
36-3797444 | 29087 | 6/27/2000 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| Worth Financial Group, Inc. |
75-1888861 | 13478 | 5/3/2002 | Approved | [529,Group Pension,Life,Annuity (servicing only)] | |||||||||||
| XML Securities, LLC |
26-1142393 | 145589 | 6/6/1993 | Approved | [Annuity; 529; Life; Group Pension; JHVLICO] | |||||||||||
| YR Securities, Inc. |
47-2516544 | 174708 | 11/24/2015 | Approved | [Group Pension,Life,Annuity (servicing only)] | |||||||||||
| Zions Direct, Inc. |
87-0432248 | 17776 | 11/18/2003 | Approved | [Annuity; Life; Group Pension] | |||||||||||
| Ziv Investment Company |
34-2481379 | 4316 | 1/1/2002 | Approved | [Annuity; Life; Group Pension] |