UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2018
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
11-06-2018
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
110
Form 13F Information table Value Total:
465614
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-17598
Russell Investments Group, Ltd.
0001692234
2
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMAG Pharmaceuticals Inc.COM00163U1066,616330,819SHSOLE229,898 0 100,921
ASGN Inc.COM00191U1026,04776,618SHSOLE50,915 0 25,703
Acadia Healthcare Co Inc.COM00404A1096,044171,702SHSOLE114,147 0 57,555
Aclaris Therapeutics Inc.COM00461U10527518,965SHSOLE18,965 0 0
Acxiom Holdings, Inc.COM0051251094,38288,681SHSOLE59,714 0 28,967
Aldeyra Therapeutics Inc.COM01438T10639728,772SHSOLE28,772 0 0
Antares Pharma IncCOM036642106697207,447SHSOLE207,447 0 0
Apogee Enterprises, Inc.COM0375981097,238175,175SHSOLE116,537 0 58,638
Apollo Endosurgery Inc.COM03767D10855076,760SHSOLE76,760 0 0
Aspen GroupCOM04530L20356382,767SHSOLE82,767 0 0
BioTelemetry Inc.COM09067210612,689196,885SHSOLE138,779 0 58,106
Boingo Wireless Inc.COM09739c10213,009372,751SHSOLE263,350 0 109,401
Box Inc - Class ACOM10316T1048,469354,184SHSOLE238,080 0 116,104
Brink's COCOM1096961048,288118,830SHSOLE79,072 0 39,758
C&J Energy Services Inc.COM12674R1003,736179,623SHSOLE119,414 0 60,209
CRA International Inc.COM12618t1051,17323,359SHSOLE23,359 0 0
Calamp Corp.COM1281261099,848411,034SHSOLE281,735 0 129,299
Carbonite Inc.COM1413371051,26335,416SHSOLE35,416 0 0
Cardiovascular Systems Inc.COM14161910690523,112SHSOLE23,112 0 0
Carriage Services Inc.COM14390510777235,808SHSOLE35,808 0 0
Carrizo Oil & Gas Inc.COM1445771036,789269,407SHSOLE179,011 0 90,396
Castlight Health INCCOM14862Q10019271,276SHSOLE71,276 0 0
Central Garden and Pet CO-ACOM1535272059,322281,296SHSOLE187,041 0 94,255
Chuy's HoldingsCOM17160410169526,485SHSOLE26,485 0 0
Clearside Biomedical INCCOM18506310419231,208SHSOLE31,208 0 0
Conns Inc.COM20824210712,474352,871SHSOLE243,692 0 109,179
Cornerstone OnDemandCOM21925Y1039,933175,036SHSOLE117,667 0 57,369
Deckers Outdoor Corp.COM2435371077,11459,991SHSOLE39,899 0 20,092
Diamond Hill Investment GroupCOM25264R2079595,800SHSOLE5,800 0 0
Dycom IndustriesCOM2674751015,37063,474SHSOLE42,177 0 21,297
Dynavax TechnologyCOM26815820124820,023SHSOLE20,023 0 0
Eldorado Resorts, Inc.COM28470R10215,219313,150SHSOLE210,345 0 102,805
Electro Scientific Inds., Inc.COM28522910019911,391SHSOLE11,391 0 0
FireEye Inc.COM31816q10117,4201,024,722SHSOLE687,872 0 336,850
Five9COM3383071018,926204,304SHSOLE144,742 0 59,562
Flir SystemsCOM3024451012423,933SHSOLE3,933 0 0
Fortress Transportation & InfrCOM34960P10113,693753,164SHSOLE531,160 0 222,004
GP Strategies CorpCOM36225V10438222,668SHSOLE22,668 0 0
Graham CorpCOM3845561062408,525SHSOLE8,525 0 0
Granite ConstructionCOM3873281074,792104,858SHSOLE69,707 0 35,151
Great Lakes Dredge & Dock CoCOM390607109700112,856SHSOLE112,856 0 0
Hackett GroupCOM40460910943421,524SHSOLE21,524 0 0
Health Insurance InnovationCOM42225K1064,67575,833SHSOLE56,969 0 18,864
Home Bancshares INCCOM4368932006,491296,373SHSOLE197,119 0 99,254
Hostess Brands IncCOM44109J1066,004542,363SHSOLE360,355 0 182,008
Integra Life SciencesCOM45798520813,238200,975SHSOLE133,574 0 67,401
Jack In The Box Inc.COM46636710913,955166,472SHSOLE111,870 0 54,602
K2M group Holidings INCCOM48273J10762622,868SHSOLE22,868 0 0
Kornit Digital LTDCOMM6372Q1131,07849,210SHSOLE49,210 0 0
Leaf GroupCOM52177g1021,100110,034SHSOLE110,034 0 0
Ligand Pharmaceuticals Inc.COM53220K50412,05943,933SHSOLE29,426 0 14,507
Limelight Networks IncCOM53261M1046,9391,382,284SHSOLE933,902 0 448,382
MasTec, Inc.COM5763231098,880198,888SHSOLE132,153 0 66,735
Mastercard Inc.COM57636q1042561,148SHSOLE1,148 0 0
Maximus, Inc.COM5779331045,46984,055SHSOLE55,920 0 28,135
Medical Properties Trust Inc.COM58463j3048,462567,519SHSOLE385,786 0 181,733
Minerva Neurosciences INCCOM60338010635127,933SHSOLE27,933 0 0
NEOS TherapeuticCOM64052L10635072,201SHSOLE72,201 0 0
NMI Holdings Inc.COM62920930589839,641SHSOLE39,641 0 0
Neogenomics, Inc.COM64049M20910,238666,973SHSOLE465,601 0 201,372
Newpark Resources Inc.COM65171850480777,950SHSOLE77,950 0 0
Nuvectra Corp.COM67075N1085,636256,418SHSOLE190,493 0 65,925
Omnicell, Inc.COM68213N10913,208183,699SHSOLE122,097 0 61,602
Peak Resorts IncCOM70469L10014730,000SHSOLE30,000 0 0
Perficient Inc.COM71375U1018,768329,013SHSOLE231,078 0 97,935
PetiqCOM71639T1062736,934SHSOLE6,934 0 0
Pfenex Inc.COM71707110439777,615SHSOLE77,615 0 0
PlayAGS,Inc.COM72814N10411,377386,054SHSOLE268,691 0 117,363
Proofpoint, Inc.COM74342410313,078122,993SHSOLE82,398 0 40,595
Proshares Short High YieldCOM74347R13126511,753SHSOLE11,753 0 0
Pzena Investment ManagementCOM74731q10377280,943SHSOLE80,943 0 0
Quanex Building SolutionsCOM74761910463334,788SHSOLE34,788 0 0
Quantenna Communications Inc.COM74766D1001,42277,049SHSOLE77,049 0 0
Repligen Corp.COM75991610968012,266SHSOLE12,266 0 0
Retrophin ICOM7612991064,870169,524SHSOLE117,946 0 51,578
Ringcentral Inc.COM76680R2063283,523SHSOLE3,523 0 0
Saia Inc.COM78709y1054,99065,267SHSOLE43,374 0 21,893
SeaSpine Holdings Corp.COM81255T1081,11071,320SHSOLE71,320 0 0
Social Capital Hedosophia HOCOMG8250R10315315,411SHSOLE15,411 0 0
Strategic Education Inc.COM86272C10311,07980,854SHSOLE54,369 0 26,485
Supernus Phamaceutical IncCOM8684591089,483188,341SHSOLE127,100 0 61,241
Switch IncCOM87105L1045,200481,519SHSOLE320,023 0 161,496
TravelCenters of America LLCCOM8941741011,014177,832SHSOLE177,832 0 0
Triton International LtdCOMG9078F1072186,540SHSOLE6,540 0 0
Tutor Perini Corp.COM90110910853428,385SHSOLE28,385 0 0
Unit CorporationCOM9092181091,13843,683SHSOLE43,683 0 0
Urstadt Biddle PropertiesCOM9172862052019,440SHSOLE9,440 0 0
Varonis Systems Inc.COM9222801022413,294SHSOLE3,294 0 0
ViewRay, Inc.COM92672L10758462,427SHSOLE62,427 0 0
Viking Therapeutics, Inc.COM92686J1063,638208,815SHSOLE150,377 0 58,438
Visa Inc - Class A SharesCOM92826c8392341,560SHSOLE1,560 0 0
Vishay Precision GroupCOM92835K10369018,449SHSOLE18,449 0 0
Vonage Holdings Corp.COM92886t20110,650752,129SHSOLE506,230 0 245,899
WageWorks, Inc.COM93042710910,229239,284SHSOLE160,742 0 78,542
Watts Water Technologies-ACOM9427491026,36576,691SHSOLE50,999 0 25,692
WillScot Corp.COM9713751268,504495,872SHSOLE329,538 0 166,334
Wintrust Financial CorporationCOM97650W1087,60889,567SHSOLE59,584 0 29,983
YRC Worldwide Inc.COM9842496075,908657,921SHSOLE465,394 0 192,527
Apollo Management LLCPRD03761240525210,000SHSOLE10,000 0 0
TravelCenters of AmericaPRD89417430949320,000SHSOLE20,000 0 0
AMAG Pharmaceuticals Inc.CVBOND00163UAD8262250,000PRNSOLE250,000 0 0
Calamp Corp.CVBOND128126AB5525500,000PRNSOLE500,000 0 0
Encore Capital Group Inc.CVBOND292554AH5233250,000PRNSOLE250,000 0 0
Horizon Global Corp.CVBOND44052WAA2186250,000PRNSOLE250,000 0 0
PROS Holding, Inc.CVBOND74346YAB9115100,000PRNSOLE100,000 0 0
PROS Holding, Inc.CVBOND74346YAD5243250,000PRNSOLE250,000 0 0
Scorpio Tankers Inc.CVBOND80918TAA7240250,000PRNSOLE250,000 0 0
AMG CapitalCVPFD00170F20957410,000SHSOLE10,000 0 0
NY Community Cap Trust VCVPFD64944P30749410,000SHSOLE10,000 0 0
PetroQuest EnergyCVPFD716748207 0 10,000SHSOLE10,000 0 0