UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

________

FORM N-PX
________

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act File Number:  811-07923

City National Rochdale Funds
(Exact name of registrant as specified in charter)

________


400 North Roxbury Drive
Beverly Hills, CA 90210
 (Address of principal executive offices)

________


Don Andrews, Esq.
400 North Roxbury Drive
Beverly Hills, CA 90210
(Name and address of agent for service)

________


Registrant’s telephone number, including area code: 1-888-889-0799
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2021 to June 30, 2022

________






Item 1. Proxy Voting Record.


Attached are the proxy voting records for the following funds, each of which
is a series of City National Rochdale Funds:

City National Rochdale California Tax Exempt Bond Fund
City National Rochdale Corporate Bond Fund
City National Rochdale Equity Income Fund
(formerly, City National Rochdale Dividend & Income Fund)
City National Rochdale Fixed Income Opportunities Fund
City National Rochdale Government Bond Fund
City National Rochdale Government Money Market Fund
City National Rochdale Intermediate Fixed Income Fund
City National Rochdale Municipal High Income Fund
City National Rochdale Short Term Emerging Markets Debt Fund
(The City National Rochdale Short Term Emerging Markets Debt Fund liquidated on or about November 17, 2021.)
City National Rochdale U.S. Core Equity Fund









Non-Voting Funds

City National Rochdale California Tax Exempt Bond Fund
California Tax  Exempt Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.

City National Rochdale Corporate Bond Fund
Corporate Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.

City National Rochdale Government Bond Fund
Government Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.

City National Rochdale Government Money Market Fund
Government Money Market Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.

City National Rochdale Municipal High Income Fund
Municipal High Income Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.

City National Rochdale Short Term Emerging Markets Debt Fund
Short Term Emerging Markets Debt Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.













City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted
ALTRIA GROUP, INC.
Security ID: 02209S103
Ticker: MO
Meeting Date: 19-May-22
Meeting Type: Annual
1A.
Election of Director: Ian L.T. Clarke
Management
For
Voted - For
1B.
Election of Director: Marjorie M. Connelly
Management
For
Voted - For
1C.
Election of Director: R. Matt Davis
Management
For
Voted - For
1D.
Election of Director: William F. Gifford, Jr.
Management
For
Voted - For
1E.
Election of Director: Debra J. Kelly-Ennis
Management
For
Voted - For
1F.
Election of Director: W. Leo Kiely III
Management
For
Voted - For
1G.
Election of Director: Kathryn B. McQuade
Management
For
Voted - For
1H.
Election of Director: George Muñoz
Management
For
Voted - For
1I.
Election of Director: Nabil Y. Sakkab
Management
For
Voted - For
1J.
Election of Director: Virginia E. Shanks
Management
For
Voted - For
1K.
Election of Director: Ellen R. Strahlman
Management
For
Voted - For
1L.
Election of Director: M. Max Yzaguirre
Management
For
Voted - For
2.
Ratification of the Selection of Independent Registered Public Accounting Firm.
Management
For
Voted - For
3.
Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers.
Management
For
Voted - For
4.
Shareholder Proposal - Commission a Civil Rights Equity Audit.
Shareholder
Against
Voted - For
AMERICAN ELECTRIC POWER COMPANY, INC.
Security ID: 025537101
Ticker: AEP
Meeting Date: 26-Apr-22
Meeting Type: Annual
1A.
Election of Director: Nicholas K. Akins
Management
For
Voted - For
1B.
Election of Director: David J. Anderson
Management
For
Voted - For
1C.
Election of Director: J. Barnie Beasley, Jr.
Management
For
Voted - For
1D.
Election of Director: Benjamin G.S. Fowke III
Management
For
Voted - For
1E.
Election of Director: Art A. Garcia
Management
For
Voted - For
1F.
Election of Director: Linda A. Goodspeed
Management
For
Voted - For
1G.
Election of Director: Sandra Beach Lin
Management
For
Voted - For
1H.
Election of Director: Margaret M. McCarthy
Management
For
Voted - For
1I.
Election of Director: Oliver G. Richard III
Management
For
Voted - For
1J.
Election of Director: Daryl Roberts
Management
For
Voted - For
1K.
Election of Director: Sara Martinez Tucker
Management
For
Voted - For
1L.
Election of Director: Lewis Von Thaer
Management
For
Voted - For
2.
Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.
Management
For
Voted - For
3.
Amendment to the Company's Restated Certificate of Incorporation to authorize preferred stock.
Management
For
Voted - For
4.
Advisory approval of the Company's executive compensation.
Management
For
Voted - For



1

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

ARES CAPITAL CORPORATION
Security ID: 04010L103
Ticker: ARCC
Meeting Date: 13-Aug-21
Meeting Type: Special
1.
To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders (including, without limitation, that the number of shares issued does not exceed 25% of the Company's then outstanding common stock).
Management
For
Voted - For
Meeting Date: 19-May-22
Meeting Type: Annual
1A.
Election of Class III director of the Company to serve until the 2025 Annual Meeting of Stockholders: Daniel G. Kelly, Jr.
Management
For
Voted - For
1B.
Election of Class III director of the Company to serve until the 2025 Annual Meeting of Stockholders: Eric B. Siegel
Management
For
Voted - For
1C.
Election of Class III director of the Company to serve until the 2025 Annual Meeting of Stockholders: R. Kipp deVeer
Management
For
Voted - For
2.
To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022.
Management
For
Voted - For
ARTHUR J. GALLAGHER & CO.
Security ID: 363576109
Ticker: AJG
Meeting Date: 10-May-22
Meeting Type: Annual
1A.
Election of Director: Sherry S. Barrat
Management
For
Voted - For
1B.
Election of Director: William L. Bax
Management
For
Voted - For
1C.
Election of Director: Teresa H. Clarke
Management
For
Voted - For
1D.
Election of Director: D. John Coldman
Management
For
Voted - For
1E.
Election of Director: J. Patrick Gallagher, Jr.
Management
For
Voted - For
1F.
Election of Director: David S. Johnson
Management
For
Voted - For
1G.
Election of Director: Kay W. McCurdy
Management
For
Voted - For
1H.
Election of Director: Christopher C. Miskel
Management
For
Voted - For
1I.
Election of Director: Ralph J. Nicoletti
Management
For
Voted - For
1J.
Election of Director: Norman L. Rosenthal
Management
For
Voted - For
2.
Approval of the Arthur J. Gallagher & Co. 2022 Long-Term Incentive Plan, Including Approval of 13,500,000 Shares Authorized for Issuance Thereunder.
Management
For
Voted - For
3.
Ratification of the Appointment of Ernst & Young LLP as our Independent Auditor for the fiscal year ending December 31, 2022.
Management
For
Voted - For



2

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

4.
Approval, on an Advisory Basis, of the Compensation of our Named Executive Officers.
Management
For
Voted - For
AT&T INC.
Security ID: 00206R102
Ticker: T
Meeting Date: 19-May-22
Meeting Type: Annual
1A.
Election of Director: Samuel A. Di Piazza, Jr.
Management
For
Voted - For
1B.
Election of Director: Scott T. Ford
Management
For
Voted - For
1C.
Election of Director: Glenn H. Hutchins
Management
For
Voted - For
1D.
Election of Director: William E. Kennard
Management
For
Voted - For
1E.
Election of Director: Debra L. Lee
Management
For
Voted - For
1F.
Election of Director: Stephen J. Luczo
Management
For
Voted - For
1G.
Election of Director: Michael B. McCallister
Management
For
Voted - For
1H.
Election of Director: Beth E. Mooney
Management
For
Voted - For
1I.
Election of Director: Matthew K. Rose
Management
For
Voted - For
1J.
Election of Director: John T. Stankey
Management
For
Voted - For
1K.
Election of Director: Cynthia B. Taylor
Management
For
Voted - For
1L.
Election of Director: Luis A. Ubiñas
Management
For
Voted - For
1M.
Election of Director: Geoffrey Y. Yang
Management
For
Voted - For
2.
Ratification of the appointment of independent auditors
Management
For
Voted - For
3.
Advisory approval of executive compensation
Management
For
Voted - For
4.
Improve executive compensation program
Shareholder
Against
Voted - Against
5.
Independent board chairman
Shareholder
Against
Voted - Against
6.
Political congruency report
Shareholder
Against
Voted - Against
7.
Civil rights and non-discrimination audit
Shareholder
Against
Voted - Against
BCE INC.
Security ID: 05534B760
Ticker: BCE
Meeting Date: 05-May-22
Meeting Type: Annual
1.1
Director: Mirko Bibic
Management
For
Voted - For
1.2
Director: David F. Denison
Management
For
Voted - For
1.3
Director: Robert P. Dexter
Management
For
Voted - For
1.4
Director: Katherine Lee
Management
For
Voted - For
1.5
Director: Monique F. Leroux
Management
For
Voted - For
1.6
Director: Sheila A. Murray
Management
For
Voted - For
1.7
Director: Gordon M. Nixon
Management
For
Voted - For
1.8
Director: Louis P. Pagnutti
Management
For
Voted - For
1.9
Director: Calin Rovinescu
Management
For
Voted - For
1.10
Director: Karen Sheriff
Management
For
Voted - For
1.11
Director: Robert C. Simmonds
Management
For
Voted - For
1.12
Director: Jennifer Tory
Management
For
Voted - For
1.13
Director: Cornell Wright
Management
For
Voted - For
2
Appointment of Deloitte LLP as auditors
Management
For
Voted - For



3

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

3
Advisory resolution on executive compensation as described in the management proxy circular
Management
For
Voted - For
4
Shareholder Proposal No. 1
Shareholder
Against
Voted - Against
5
Shareholder Proposal No. 2
Shareholder
Against
Voted - Against
6
Shareholder Proposal No. 3
Shareholder
Against
Voted - Against
CHEVRON CORPORATION
Security ID: 166764100
Ticker: CVX
Meeting Date: 25-May-22
Meeting Type: Annual
1A.
Election of Director: Wanda M. Austin
Management
For
Voted - For
1B.
Election of Director: John B. Frank
Management
For
Voted - For
1C.
Election of Director: Alice P. Gast
Management
For
Voted - For
1D.
Election of Director: Enrique Hernandez, Jr.
Management
For
Voted - For
1E.
Election of Director: Marillyn A. Hewson
Management
For
Voted - For
1F.
Election of Director: Jon M. Huntsman Jr.
Management
For
Voted - For
1G.
Election of Director: Charles W. Moorman
Management
For
Voted - For
1H.
Election of Director: Dambisa F. Moyo
Management
For
Voted - For
1I.
Election of Director: Debra Reed-Klages
Management
For
Voted - For
1J.
Election of Director: Ronald D. Sugar
Management
For
Voted - For
1K.
Election of Director: D. James Umpleby III
Management
For
Voted - For
1L.
Election of Director: Michael K. Wirth
Management
For
Voted - For
2.
Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm
Management
For
Voted - For
3.
Advisory Vote to Approve Named Executive Officer Compensation
Management
For
Voted - For
4.
Approve the 2022 Long-Term Incentive Plan of Chevron Corporation
Management
For
Voted - For
5.
Adopt Medium- and Long-Term GHG Reduction Targets
Shareholder
Against
Voted - For
6.
Report on Impacts of Net Zero 2050 Scenario
Shareholder
Against
Voted - For
7.
Report on Reliability of Methane Emission Disclosures
Management
For
Voted - For
8.
Report on Business with Conflict-Complicit Governments
Shareholder
Against
Voted - Against
9.
Report on Racial Equity Audit
Shareholder
Against
Voted - For
10.
Special Meetings
Shareholder
Against
Voted - Against
CINCINNATI FINANCIAL CORPORATION
Security ID: 172062101
Ticker: CINF
Meeting Date: 09-May-22
Meeting Type: Annual
1A.
Election of Director: Thomas J. Aaron
Management
For
Voted - For
1B.
Election of Director: William F. Bahl
Management
For
Voted - For
1C.
Election of Director: Nancy C. Benacci
Management
For
Voted - For
1D.
Election of Director: Linda W. Clement- Holmes
Management
For
Voted - For
1E.
Election of Director: Dirk J. Debbink
Management
For
Voted - For
1F.
Election of Director: Steven J. Johnston
Management
For
Voted - For



4

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1G.
Election of Director: Jill P. Meyer
Management
For
Voted - For
1H.
Election of Director: David P. Osborn
Management
For
Voted - For
1I.
Election of Director: Gretchen W. Schar
Management
For
Voted - For
1J.
Election of Director: Charles O. Schiff
Management
For
Voted - For
1K.
Election of Director: Douglas S. Skidmore
Management
For
Voted - For
1L.
Election of Director: John F. Steele, Jr.
Management
For
Voted - For
1M.
Election of Director: Larry R. Webb
Management
For
Voted - For
2.
A nonbinding proposal to approve compensation for the company's named executive officers.
Management
For
Voted - For
3.
Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for 2022.
Management
For
Voted - For
CISCO SYSTEMS, INC.
Security ID: 17275R102
Ticker: CSCO
Meeting Date: 13-Dec-21
Meeting Type: Annual
1A.
Election of Director: M. Michele Burns
Management
For
Voted - For
1B.
Election of Director: Wesley G. Bush
Management
For
Voted - For
1C.
Election of Director: Michael D. Capellas
Management
For
Voted - For
1D.
Election of Director: Mark Garrett
Management
For
Voted - For
1E.
Election of Director: John D. Harris II
Management
For
Voted - For
1F.
Election of Director: Dr. Kristina M. Johnson
Management
For
Voted - For
1G.
Election of Director: Roderick C. McGeary
Management
For
Voted - For
1H.
Election of Director: Charles H. Robbins
Management
For
Voted - For
1I.
Election of Director: Brenton L. Saunders
Management
For
Voted - For
1J.
Election of Director: Dr. Lisa T. Su
Management
For
Voted - For
1K.
Election of Director: Marianna Tessel
Management
For
Voted - For
2.
Approval, on an advisory basis, of executive compensation.
Management
For
Voted - For
3.
Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2022.
Management
For
Voted - For
4.
Approval to have Cisco's Board amend Cisco's proxy access bylaw to remove the stockholder aggregation limit.
Shareholder
Against
Voted - Against
CITIZENS FINANCIAL GROUP, INC.
Security ID: 174610105
Ticker: CFG
Meeting Date: 28-Apr-22
Meeting Type: Annual
1A.
Election of Director: Bruce Van Saun
Management
For
Voted - For
1B.
Election of Director: Lee Alexander
Management
For
Voted - For
1C.
Election of Director: Christine M. Cumming
Management
For
Voted - For
1D.
Election of Director: Kevin Cummings (The election of Mr. Cummings is subject to the completion of the Investors Bancorp, Inc. acquisition. Should the acquisition not close by the Annual Meeting, His election by stockholders will not be considered at the Annual Meeting).
Management
For
Voted - For



5

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1E.
Election of Director: William P. Hankowsky
Management
For
Voted - For
1F.
Election of Director: Edward J. ("Ned") Kelly III
Management
For
Voted - For
1G.
Election of Director: Robert G. Leary
Management
For
Voted - For
1H.
Election of Director: Terrance J. Lillis
Management
For
Voted - For
1I.
Election of Director: Michele N. Siekerka (The election of Ms. Siekerka is subject to the completion of the Investors Bancorp, Inc. acquisition. Should the acquisition not close by the Annual Meeting, Her election by stockholders will not be considered at the Annual Meeting).
Management
For
Voted - For
1J.
Election of Director: Shivan Subramaniam
Management
For
Voted - For
1K.
Election of Director: Christopher J. Swift
Management
For
Voted - For
1L.
Election of Director: Wendy A. Watson
Management
For
Voted - For
1M.
Election of Director: Marita Zuraitis
Management
For
Voted - For
2.
Advisory vote on executive compensation.
Management
For
Voted - For
3.
Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022.
Management
For
Voted - For
4.
Management Proposal to amend the Company's Certificate of Incorporation to Eliminate Supermajority Vote Requirements.
Management
For
Voted - For
COMPASS DIVERSIFIED HOLDINGS
Security ID: 20451Q104
Ticker: CODI
Meeting Date: 03-Aug-21
Meeting Type: Special
1.
To approve amendments to the Second Amended and Restated Trust Agreement, as amended to date (the "Trust Agreement"), of Compass Diversified Holdings (the "Trust") to authorize Compass Group Diversified Holdings LLC (the "Company"), acting through its board of directors, to cause the Trust to elect to be treated as a corporation for U.S. federal income tax purposes, without further approval of the shareholders, including amendments to Sections 1.1(a)(i), 2.4(b), 2.8, 2.11, 3.1, 3.3 & 9.2, certain deletions and related new or revised definitions.
Management
For
Voted - For
2.
To approve amendments to the Trust Agreement to authorize the Company, acting through its board of directors, to, at its election in the future, cause the Trust to be converted to a corporation, without further approval of the shareholders, including amendments to Sections 7.1 and 10.2 of the Trust Agreement.
Management
For
Voted - For
3.
To approve amendments to the Fifth Amended and Restated Operating Agreement, as amended to date (the "LLC Agreement"), of the Company to authorize the board of directors of the Company to, if the Trust is converted into a corporation, amend the LLC Agreement as the board determines is necessary or appropriate to reflect such conversion, without further approval of the members of the Company (other than in
Management
For
Voted - For



6

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

4.
To adjourn the Special Meeting, if necessary or appropriate, to establish a quorum or to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting in favor of Proposal 1, Proposal 2 or Proposal 3.
Management
For
Voted - For
CONOCOPHILLIPS
Security ID: 20825C104
Ticker: COP
Meeting Date: 10-May-22
Meeting Type: Annual
1a.
Election of Director: Caroline Maury Devine
Management
For
Voted - For
1b.
Election of Director: Jody Freeman
Management
For
Voted - For
1c.
Election of Director: Gay Huey Evans
Management
For
Voted - For
1d.
Election of Director: Jeffrey A. Joerres
Management
For
Voted - For
1e.
Election of Director: Ryan M. Lance
Management
For
Voted - For
1f.
Election of Director: Timothy A. Leach
Management
For
Voted - For
1g.
Election of Director: William H. McRaven
Management
For
Voted - For
1h.
Election of Director: Sharmila Mulligan
Management
For
Voted - For
1i.
Election of Director: Eric D. Mullins
Management
For
Voted - For
1j.
Election of Director: Arjun N. Murti
Management
For
Voted - For
1k.
Election of Director: Robert A. Niblock
Management
For
Voted - For
1l.
Election of Director: David T. Seaton
Management
For
Voted - For
1m.
Election of Director: R.A. Walker
Management
For
Voted - For
2.
Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2022.
Management
For
Voted - For
3.
Advisory Approval of Executive Compensation.
Management
For
Voted - For
4.
Adoption of Amended and Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions.
Management
For
Voted - For
5.
Advisory Vote on Right to Call Special Meeting.
Management
For
Voted - Against
6.
Right to Call Special Meeting.
Management
Against
Voted - For
7.
Emissions Reduction Targets.
Management
Against
Voted - Against
8.
Report on Lobbying Activities.
Management
Against
Voted - Against
CROWN CASTLE INTERNATIONAL CORP.
Security ID: 22822V101
Ticker: CCI
Meeting Date: 19-May-22
Meeting Type: Annual
1A.
Election of Director: P. Robert Bartolo
Management
For
Voted - For
1B.
Election of Director: Jay A. Brown
Management
For
Voted - For
1C.
Election of Director: Cindy Christy
Management
For
Voted - For
1D.
Election of Director: Ari Q. Fitzgerald
Management
For
Voted - For
1E.
Election of Director: Andrea J. Goldsmith
Management
For
Voted - For
1F.
Election of Director: Tammy K. Jones
Management
For
Voted - For



7

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1G.
Election of Director: Anthony J. Melone
Management
For
Voted - For
1H.
Election of Director: W. Benjamin Moreland
Management
For
Voted - For
1I.
Election of Director: Kevin A. Stephens
Management
For
Voted - For
1J.
Election of Director: Matthew Thornton, III
Management
For
Voted - For
2.
The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2022.
Management
For
Voted - For
3.
The proposal to approve the Company's 2022 Long-Term Incentive Plan.
Management
For
Voted - For
4.
The amendment to the Company's Restated Certificate of Incorporation to increase the number of authorized shares of common stock.
Management
For
Voted - For
5.
The non-binding, advisory vote to approve the compensation of the Company's named executive officers.
Management
For
Voted - For
DOMINION ENERGY, INC.
Security ID: 25746U109
Ticker: D
Meeting Date: 11-May-22
Meeting Type: Annual
1A.
Election of Director: James A. Bennett
Management
For
Voted - For
1B.
Election of Director: Robert M. Blue
Management
For
Voted - For
1C.
Election of Director: Helen E. Dragas
Management
For
Voted - For
1D.
Election of Director: James O. Ellis, Jr.
Management
For
Voted - For
1E.
Election of Director: D. Maybank Hagood
Management
For
Voted - For
1F.
Election of Director: Ronald W. Jibson
Management
For
Voted - For
1G.
Election of Director: Mark J. Kington
Management
For
Voted - For
1H.
Election of Director: Joseph M. Rigby
Management
For
Voted - For
1I.
Election of Director: Pamela J. Royal, M.D.
Management
For
Voted - For
1J.
Election of Director: Robert H. Spilman, Jr.
Management
For
Voted - For
1K.
Election of Director: Susan N. Story
Management
For
Voted - For
1L.
Election of Director: Michael E. Szymanczyk
Management
For
Voted - For
2.
Advisory Vote on Approval of Executive Compensation (Say on Pay)
Management
For
Voted - For
3.
Ratification of Appointment of Independent Auditor
Management
For
Voted - For
4.
Management Proposal to Amend the Company's Bylaw on Shareholders' Right to Call a Special Meeting to Lower the Ownership Requirement to 15%
Management
For
Voted - For
5.
Shareholder Proposal Regarding the Shareholders' Right to Call a Special Meeting, Requesting the Ownership Threshold be Lowered to 10%
Shareholder
Against
Voted - Against
6.
Shareholder Proposal Regarding Inclusion of Medium-Term Scope 3 Targets to the Company's Net Zero Goal
Shareholder
Against
Voted - Against
7.
Shareholder Proposal Regarding a Report on the Risk of Natural Gas Stranded Assets
Shareholder
Against
Voted - For



8

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

DUKE ENERGY CORPORATION
Security ID: 26441C204
Ticker: DUK
Meeting Date: 05-May-22
Meeting Type: Annual
1.1
Director: Derrick Burks
Management
For
Voted - For
1.2
Director: Annette K. Clayton
Management
For
Voted - For
1.3
Director: Theodore F. Craver, Jr.
Management
For
Voted - For
1.4
Director: Robert M. Davis
Management
For
Voted - For
1.5
Director: Caroline Dorsa
Management
For
Voted - For
1.6
Director: W. Roy Dunbar
Management
For
Voted - For
1.7
Director: Nicholas C. Fanandakis
Management
For
Voted - For
1.8
Director: Lynn J. Good
Management
For
Voted - For
1.9
Director: John T. Herron
Management
For
Voted - For
1.10
Director: Idalene F. Kesner
Management
For
Voted - For
1.11
Director: E. Marie McKee
Management
For
Voted - For
1.12
Director: Michael J. Pacilio
Management
For
Voted - For
1.13
Director: Thomas E. Skains
Management
For
Voted - For
1.14
Director: William E. Webster, Jr.
Management
For
Voted - For
2.
Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2022
Management
For
Voted - For
3.
Advisory vote to approve Duke Energy's named executive officer compensation
Management
For
Voted - For
4.
Shareholder proposal regarding shareholder right to call for a special shareholder meeting
Shareholder
Against
Voted - Against
EMERSON ELECTRIC CO.
Security ID: 291011104
Ticker: EMR
Meeting Date: 01-Feb-22
Meeting Type: Annual
1.1
Director: J. B. Bolten
Management
For
Voted - For
1.2
Director: W. H. Easter III
Management
For
Voted - For
1.3
Director: S. L. Karsanbhai
Management
For
Voted - For
1.4
Director: L. M. Lee
Management
For
Voted - For
2.
Ratification of KPMG LLP as Independent Registered Public Accounting Firm.
Management
For
Voted - For
3.
Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation.
Management
For
Voted - For
ENTERGY CORPORATION
Security ID: 29364G103
Ticker: ETR
Meeting Date: 06-May-22
Meeting Type: Annual
1A.
Election of Director: J. R. Burbank
Management
For
Voted - For
1B.
Election of Director: P. J. Condon
Management
For
Voted - For
1C.
Election of Director: L. P. Denault
Management
For
Voted - For



9

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1D.
Election of Director: K. H. Donald
Management
For
Voted - For
1E.
Election of Director: B. W. Ellis
Management
For
Voted - For
1F.
Election of Director: P. L. Frederickson
Management
For
Voted - For
1G.
Election of Director: A. M. Herman
Management
For
Voted - For
1H.
Election of Director: M. E. Hyland
Management
For
Voted - For
1I.
Election of Director: S. L. Levenick
Management
For
Voted - For
1J.
Election of Director: B. L. Lincoln
Management
For
Voted - For
1K.
Election of Director: K. A. Puckett
Management
For
Voted - For
2.
Ratification of the Appointment of Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2022.
Management
For
Voted - For
3.
Advisory Vote to Approve Named Executive Officer Compensation.
Management
For
Voted - For
EVERSOURCE ENERGY
Security ID: 30040W108
Ticker: ES
Meeting Date: 04-May-22
Meeting Type: Annual
1A.
Election of Trustee: Cotton M. Cleveland
Management
For
Voted - For
1B.
Election of Trustee: James S. DiStasio
Management
For
Voted - For
1C.
Election of Trustee: Francis A. Doyle
Management
For
Voted - For
1D.
Election of Trustee: Linda Dorcena Forry
Management
For
Voted - For
1E.
Election of Trustee: Gregory M. Jones
Management
For
Voted - For
1F.
Election of Trustee: James J. Judge
Management
For
Voted - For
1G.
Election of Trustee: John Y. Kim
Management
For
Voted - For
1H.
Election of Trustee: Kenneth R. Leibler
Management
For
Voted - For
1I.
Election of Trustee: David H. Long
Management
For
Voted - For
1J.
Election of Trustee: Joseph R. Nolan, Jr.
Management
For
Voted - For
1K.
Election of Trustee: William C. Van Faasen
Management
For
Voted - For
1L.
Election of Trustee: Frederica M. Williams
Management
For
Voted - For
2.
Consider an advisory proposal approving the compensation of our Named Executive Officers.
Management
For
Voted - For
3.
Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2022.
Management
For
Voted - For
FIFTH THIRD BANCORP
Security ID: 316773100
Ticker: FITB
Meeting Date: 12-Apr-22
Meeting Type: Annual
1A.
Election of Director until 2023 Annual meeting: Nicholas K. Akins
Management
For
Voted - For
1B.
Election of Director until 2023 Annual meeting: B. Evan Bayh, III
Management
For
Voted - For
1C.
Election of Director until 2023 Annual meeting: Jorge L. Benitez
Management
For
Voted - For
1D.
Election of Director until 2023 Annual meeting: Katherine B. Blackburn
Management
For
Voted - For



10

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1E.
Election of Director until 2023 Annual meeting: Emerson L. Brumback
Management
For
Voted - For
1F.
Election of Director until 2023 Annual meeting: Greg D. Carmichael
Management
For
Voted - For
1G.
Election of Director until 2023 Annual meeting: Linda W. Clement-Holmes
Management
For
Voted - For
1H.
Election of Director until 2023 Annual meeting: C. Bryan Daniels
Management
For
Voted - For
1I.
Election of Director until 2023 Annual meeting: Mitchell S. Feiger
Management
For
Voted - For
1J.
Election of Director until 2023 Annual meeting: Thomas H. Harvey
Management
For
Voted - For
1K.
Election of Director until 2023 Annual meeting: Gary R. Heminger
Management
For
Voted - For
1L.
Election of Director until 2023 Annual meeting: Jewell D. Hoover
Management
For
Voted - For
1M.
Election of Director until 2023 Annual meeting: Eileen A. Mallesch
Management
For
Voted - For
1N.
Election of Director until 2023 Annual meeting: Michael B. McCallister
Management
For
Voted - For
1O.
Election of Director until 2023 Annual meeting: Marsha C. Williams
Management
For
Voted - For
2.
Ratification of the appointment of Deloitte & Touche LLP to serve as the independent external audit firm for the Company for the year 2022.
Management
For
Voted - For
3.
An advisory vote on approval of Company's compensation of its named executive officers.
Management
For
Voted - For
4.
Approval of an amendment to the Fifth Third Bancorp Code of Regulations to establish the exclusive jurisdiction of federal courts for actions brought under the Securities Act of 1933, as amended.
Management
For
Voted - Against
FIRST HORIZON CORPORATION
Security ID: 320517105
Ticker: FHN
Meeting Date: 26-Apr-22
Meeting Type: Annual
1A.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Harry V. Barton, Jr.
Management
For
Voted - For
1B.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Kenneth A. Burdick
Management
For
Voted - For
1C.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Daryl G. Byrd
Management
For
Voted - For
1D.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: John N. Casbon
Management
For
Voted - For
1E.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: John C. Compton
Management
For
Voted - For
1F.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Wendy P. Davidson
Management
For
Voted - For
1G.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: William H. Fenstermaker
Management
For
Voted - For
1H.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: D. Bryan Jordan
Management
For
Voted - For



11

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1I.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: J. Michael Kemp, Sr.
Management
For
Voted - For
1J.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Rick E. Maples
Management
For
Voted - For
1K.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Vicki R. Palmer
Management
For
Voted - For
1L.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Colin V. Reed
Management
For
Voted - For
1M.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: E. Stewart Shea, III
Management
For
Voted - For
1N.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Cecelia D. Stewart
Management
For
Voted - For
1O.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Rajesh Subramaniam
Management
For
Voted - Against
1P.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: Rosa Sugrañes
Management
For
Voted - For
1Q.
Election of Director to serve until the 2023 Annual Meeting of Shareholders: R. Eugene Taylor
Management
For
Voted - For
2.
Ratification of appointment of KPMG LLP as auditors
Management
For
Voted - For
3.
Approval of an advisory resolution to approve executive compensation
Management
For
Voted - For
Meeting Date: 31-May-22
Meeting Type: Special
1.
Proposal to approve the Agreement and Plan of Merger, dated as of February 27, 2022, as it may be amended from time to time in accordance with its terms, by and among First Horizon Corporation, The Toronto-Dominion Bank, TD Bank US Holding Company and Falcon Holdings Acquisition Co. (the "merger agreement") (the "First Horizon merger proposal").
Management
For
Voted - For
2.
Proposal to approve, on an advisory (non- binding) basis, the merger-related compensation payments that will or may be paid by First Horizon to its named executive officers in connection with the transactions contemplated by the merger agreement (the "First Horizon compensation proposal").
Management
For
Voted - For
3.
Proposal to approve the adjournment of the First Horizon special meeting, to solicit additional proxies (i) if there are not sufficient votes at the time of the First Horizon special meeting to approve the First Horizon merger proposal or (ii) if adjournment is necessary or appropriate to ensure that any supplement or amendment to this proxy statement is timely provided to holders of First Horizon common stock (the "First Horizon adjournment proposal").
Management
For
Voted - For
GENERAL MILLS, INC.
Security ID: 370334104
Ticker: GIS
Meeting Date: 28-Sep-21
Meeting Type: Annual
1A.
Election of Director: R. Kerry Clark
Management
For
Voted - For



12

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1B.
Election of Director: David M. Cordani
Management
For
Voted - For
1C.
Election of Director: Jeffrey L. Harmening
Management
For
Voted - For
1D.
Election of Director: Maria G. Henry
Management
For
Voted - For
1E.
Election of Director: Jo Ann Jenkins
Management
For
Voted - For
1F.
Election of Director: Elizabeth C. Lempres
Management
For
Voted - For
1G.
Election of Director: Diane L. Neal
Management
For
Voted - For
1H.
Election of Director: Steve Odland
Management
For
Voted - For
1I.
Election of Director: Maria A. Sastre
Management
For
Voted - For
1J.
Election of Director: Eric D. Sprunk
Management
For
Voted - For
1K.
Election of Director: Jorge A. Uribe
Management
For
Voted - For
2.
Advisory Vote on Executive Compensation.
Management
For
Voted - For
3.
Ratify Appointment of the Independent Registered Public Accounting Firm.
Management
For
Voted - For
4.
Amendment and Restatement of Our Certificate of Incorporation to Eliminate Supermajority Voting Provisions.
Management
For
Voted - For
GENUINE PARTS COMPANY
Security ID: 372460105
Ticker: GPC
Meeting Date: 28-Apr-22
Meeting Type: Annual
1A.
Election of Director: Elizabeth W. Camp
Management
For
Voted - For
1B.
Election of Director: Richard Cox, Jr.
Management
For
Voted - For
1C.
Election of Director: Paul D. Donahue
Management
For
Voted - For
1D.
Election of Director: Gary P. Fayard
Management
For
Voted - For
1E.
Election of Director: P. Russell Hardin
Management
For
Voted - For
1F.
Election of Director: John R. Holder
Management
For
Voted - For
1G.
Election of Director: Donna W. Hyland
Management
For
Voted - For
1H.
Election of Director: John D. Johns
Management
For
Voted - For
1I.
Election of Director: Jean-Jacques Lafont
Management
For
Voted - For
1J.
Election of Director: Robert C. "Robin" Loudermilk, Jr.
Management
For
Voted - For
1K.
Election of Director: Wendy B. Needham
Management
For
Voted - For
1L.
Election of Director: Juliette W. Pryor
Management
For
Voted - For
1M.
Election of Director: E. Jenner Wood III
Management
For
Voted - For
2.
Advisory Vote on Executive Compensation.
Management
For
Voted - For
3.
Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2022.
Management
For
Voted - For
HANESBRANDS INC.
Security ID: 410345102
Ticker: HBI
Meeting Date: 26-Apr-22
Meeting Type: Annual
1A.
Election of Director: Cheryl K. Beebe
Management
For
Voted - For
1B.
Election of Director: Stephen B. Bratspies
Management
For
Voted - For
1C.
Election of Director: Geralyn R. Breig
Management
For
Voted - For
1D.
Election of Director: Bobby J. Griffin
Management
For
Voted - For



13

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1E.
Election of Director: James C. Johnson
Management
For
Voted - For
1F.
Election of Director: Franck J. Moison
Management
For
Voted - For
1G.
Election of Director: Robert F. Moran
Management
For
Voted - For
1H.
Election of Director: Ronald L. Nelson
Management
For
Voted - For
1I.
Election of Director: William S. Simon
Management
For
Voted - For
1J.
Election of Director: Ann E. Ziegler
Management
For
Voted - For
2.
To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2022 fiscal year.
Management
For
Voted - For
3.
To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting.
Management
For
Voted - For
HEALTHCARE TRUST OF AMERICA, INC.
Security ID: 42225P501
Ticker: HTA
Meeting Date: 07-Jul-21
Meeting Type: Annual
1A.
Election of Director until the 2022 Annual Meeting: Scott D. Peters
Management
For
Voted - For
1B.
Election of Director until the 2022 Annual Meeting: W. Bradley Blair, II
Management
For
Voted - For
1C.
Election of Director until the 2022 Annual Meeting: Vicki U. Booth
Management
For
Voted - For
1D.
Election of Director until the 2022 Annual Meeting: H. Lee Cooper
Management
For
Voted - For
1E.
Election of Director until the 2022 Annual Meeting: Warren D. Fix
Management
For
Voted - For
1F.
Election of Director until the 2022 Annual Meeting: Peter N. Foss
Management
For
Voted - For
1G.
Election of Director until the 2022 Annual Meeting: Jay P. Leupp
Management
For
Voted - For
2.
To approve, on an advisory basis, the compensation of our named executive officers.
Management
For
Voted - For
3.
To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.
Management
For
Voted - For
4.
To approve our Amended and Restated 2006 Incentive Plan.
Management
For
Voted - For
INTEL CORPORATION
Security ID: 458140100
Ticker: INTC
Meeting Date: 12-May-22
Meeting Type: Annual
1A.
Election of Director: Patrick P. Gelsinger
Management
For
Voted - For
1B.
Election of Director: James J. Goetz
Management
For
Voted - For
1C.
Election of Director: Andrea J. Goldsmith
Management
For
Voted - For
1D.
Election of Director: Alyssa H. Henry
Management
For
Voted - For
1E.
Election of Director: Omar Ishrak
Management
For
Voted - For



14

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1F.
Election of Director: Risa Lavizzo-Mourey
Management
For
Voted - For
1G.
Election of Director: Tsu-Jae King Liu
Management
For
Voted - For
1H.
Election of Director: Gregory D. Smith
Management
For
Voted - For
1I.
Election of Director: Dion J. Weisler
Management
For
Voted - For
1J.
Election of Director: Frank D. Yeary
Management
For
Voted - For
2.
Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022.
Management
For
Voted - For
3.
Advisory vote to approve executive compensation of our listed officers.
Management
For
Voted - For
4.
Approval of amendment and restatement of the 2006 Equity Incentive Plan.
Management
For
Voted - For
5.
Stockholder proposal requesting amendment to the company's stockholder special meeting right, if properly presented at the meeting.
Shareholder
Against
Voted - Against
6.
Stockholder proposal requesting a third-party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting.
Shareholder
Against
Voted - Against
INTERNATIONAL PAPER COMPANY
Security ID: 460146103
Ticker: IP
Meeting Date: 09-May-22
Meeting Type: Annual
1A.
Election of Director (one-year term): Christopher M. Connor
Management
For
Voted - For
1B.
Election of Director (one-year term): Ahmet C. Dorduncu
Management
For
Voted - For
1C.
Election of Director (one-year term): Ilene S. Gordon
Management
For
Voted - For
1D.
Election of Director (one-year term): Anders Gustafsson
Management
For
Voted - For
1E.
Election of Director (one-year term): Jacqueline C. Hinman
Management
For
Voted - For
1F.
Election of Director (one-year term): Clinton A. Lewis, Jr.
Management
For
Voted - For
1G.
Election of Director (one-year term): Donald G. (DG) Macpherson
Management
For
Voted - For
1H.
Election of Director (one-year term): Kathryn D. Sullivan
Management
For
Voted - For
1I.
Election of Director (one-year term): Mark S. Sutton
Management
For
Voted - For
1J.
Election of Director (one-year term): Anton V. Vincent
Management
For
Voted - For
1K.
Election of Director (one-year term): Ray G. Young
Management
For
Voted - For
2.
Ratification of Deloitte & Touche LLP as the Company's Independent Auditor for 2022
Management
For
Voted - For
3.
A Non-Binding Resolution to Approve the Compensation of the Company's Named Executive Officers
Management
For
Voted - For
4.
Shareowner Proposal Concerning an Independent Board Chair
Shareholder
Against
Voted - Against



15

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

5.
Shareowner Proposal Concerning a Report on Environmental Expenditures
Shareholder
Against
Voted - Against
KEYCORP
Security ID: 493267108
Ticker: KEY
Meeting Date: 12-May-22
Meeting Type: Annual
1A.
Election of Director: Alexander M. Cutler
Management
For
Voted - For
1B.
Election of Director: H. James Dallas
Management
For
Voted - For
1C.
Election of Director: Elizabeth R. Gile
Management
For
Voted - For
1D.
Election of Director: Ruth Ann M. Gillis
Management
For
Voted - For
1E.
Election of Director: Christopher M. Gorman
Management
For
Voted - For
1F.
Election of Director: Robin N. Hayes
Management
For
Voted - Against
1G.
Election of Director: Carlton L. Highsmith
Management
For
Voted - For
1H.
Election of Director: Richard J. Hipple
Management
For
Voted - For
1I.
Election of Director: Devina A. Rankin
Management
For
Voted - For
1J.
Election of Director: Barbara R. Snyder
Management
For
Voted - For
1K.
Election of Director: Richard J. Tobin
Management
For
Voted - For
1L.
Election of Director: Todd J. Vasos
Management
For
Voted - For
1M.
Election of Director: David K. Wilson
Management
For
Voted - For
2.
Ratification of the appointment of independent auditor.
Management
For
Voted - For
3.
Advisory approval of executive compensation.
Management
For
Voted - For
LOCKHEED MARTIN CORPORATION
Security ID: 539830109
Ticker: LMT
Meeting Date: 21-Apr-22
Meeting Type: Annual
1A.
Election of Director: Daniel F. Akerson
Management
For
Voted - For
1B.
Election of Director: David B. Burritt
Management
For
Voted - For
1C.
Election of Director: Bruce A. Carlson
Management
For
Voted - For
1D.
Election of Director: John M. Donovan
Management
For
Voted - For
1E.
Election of Director: Joseph F. Dunford, Jr.
Management
For
Voted - For
1F.
Election of Director: James O. Ellis, Jr.
Management
For
Voted - For
1G.
Election of Director: Thomas J. Falk
Management
For
Voted - For
1H.
Election of Director: Ilene S. Gordon
Management
For
Voted - For
1I.
Election of Director: Vicki A. Hollub
Management
For
Voted - For
1J.
Election of Director: Jeh C. Johnson
Management
For
Voted - For
1K.
Election of Director: Debra L. Reed-Klages
Management
For
Voted - For
1L.
Election of Director: James D. Taiclet
Management
For
Voted - For
1M.
Election of Director: Patricia E. Yarrington
Management
For
Voted - For
2.
Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2022.
Management
For
Voted - For
3.
Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on- Pay)
Management
For
Voted - For
4.
Stockholder Proposal to Reduce Threshold for Calling Special Stockholder Meetings.
Shareholder
Against
Voted - For



16

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

5.
Stockholder Proposal to Issue a Human Rights Impact Assessment Report.
Shareholder
Against
Voted - Against
LYONDELLBASELL INDUSTRIES N.V.
Security ID: N53745100
Ticker: LYB
Meeting Date: 27-May-22
Meeting Type: Annual
1A.
Election of Director: Jacques Aigrain
Management
For
Voted - For
1B.
Election of Director: Lincoln Benet
Management
For
Voted - For
1C.
Election of Director: Jagjeet (Jeet) Bindra
Management
For
Voted - For
1D.
Election of Director: Robin Buchanan
Management
For
Voted - For
1E.
Election of Director: Anthony (Tony) Chase
Management
For
Voted - For
1F.
Election of Director: Nance Dicciani
Management
For
Voted - For
1G.
Election of Director: Robert (Bob) Dudley
Management
For
Voted - For
1H.
Election of Director: Claire Farley
Management
For
Voted - For
1I.
Election of Director: Michael Hanley
Management
For
Voted - For
1J.
Election of Director: Virginia Kamsky
Management
For
Voted - For
1K.
Election of Director: Albert Manifold
Management
For
Voted - For
1L.
Election of Director: Peter Vanacker
Management
For
Voted - For
2.
Discharge of Directors from Liability.
Management
For
Voted - For
3.
Adoption of 2021 Dutch Statutory Annual Accounts.
Management
For
Voted - For
4.
Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2022 Dutch Statutory Annual Accounts.
Management
For
Voted - For
5.
Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm.
Management
For
Voted - For
6.
Advisory Vote Approving Executive Compensation (Say-on-Pay).
Management
For
Voted - For
7.
Authorization to Conduct Share Repurchases.
Management
For
Voted - For
8.
Cancellation of Shares.
Management
For
Voted - For
MARATHON PETROLEUM CORPORATION
Security ID: 56585A102
Ticker: MPC
Meeting Date: 27-Apr-22
Meeting Type: Annual
1A.
Election of Class II Directors: Evan Bayh
Management
For
Voted - For
1B.
Election of Class II Directors: Charles E. Bunch
Management
For
Voted - For
1C.
Election of Class II Directors: Edward G. Galante
Management
For
Voted - For
1D.
Election of Class II Directors: Kim K.W. Rucker
Management
For
Voted - For
2.
Ratification of the selection of PriceWaterhouseCoopers LLP as the company's independent auditor for 2022.
Management
For
Voted - For
3.
Approval, on an advisory basis, of the company's named executive officer compensation.
Management
For
Voted - For
4.
Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors.
Management
For
Voted - For



17

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

5.
Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions.
Management
For
Voted - For
6.
Approval of an amendment to the company's Restated Certificate of Incorporation to amend the exclusive forum provision.
Management
For
Voted - Against
7.
Shareholder proposal seeking alternative right to call a special meeting.
Shareholder
Against
Voted - For
8.
Shareholder proposal seeking an amendment to the company's existing clawback provisions.
Shareholder
Against
Voted - For
9.
Shareholder proposal seeking a report on just transition.
Shareholder
Against
Voted - Against
MERCK & CO., INC.
Security ID: 58933Y105
Ticker: MRK
Meeting Date: 24-May-22
Meeting Type: Annual
1A.
Election of Director: Douglas M. Baker, Jr.
Management
For
Voted - For
1B.
Election of Director: Mary Ellen Coe
Management
For
Voted - For
1C.
Election of Director: Pamela J. Craig
Management
For
Voted - For
1D.
Election of Director: Robert M. Davis
Management
For
Voted - For
1E.
Election of Director: Kenneth C. Frazier
Management
For
Voted - For
1F.
Election of Director: Thomas H. Glocer
Management
For
Voted - For
1G.
Election of Director: Risa J. Lavizzo-Mourey, M.D.
Management
For
Voted - For
1H.
Election of Director: Stephen L. Mayo, Ph.D.
Management
For
Voted - For
1I.
Election of Director: Paul B. Rothman, M.D.
Management
For
Voted - For
1J.
Election of Director: Patricia F. Russo
Management
For
Voted - For
1K.
Election of Director: Christine E. Seidman, M.D.
Management
For
Voted - For
1L.
Election of Director: Inge G. Thulin
Management
For
Voted - For
1M.
Election of Director: Kathy J. Warden
Management
For
Voted - For
1N.
Election of Director: Peter C. Wendell
Management
For
Voted - For
2.
Non-binding advisory vote to approve the compensation of our named executive officers.
Management
For
Voted - For
3.
Ratification of the appointment of the Company's independent registered public accounting firm for 2022.
Management
For
Voted - For
4.
Shareholder proposal regarding an independent board chairman.
Shareholder
Against
Voted - Against
5.
Shareholder proposal regarding access to COVID-19 products.
Shareholder
Against
Voted - Against
6.
Shareholder proposal regarding lobbying expenditure disclosure.
Shareholder
Against
Voted - Against
METLIFE, INC.
Security ID: 59156R108
Ticker: MET
Meeting Date: 21-Jun-22
Meeting Type: Annual
1A.
Election of Director: Cheryl W. Grisé
Management
For
Voted - For
1B.
Election of Director: Carlos M. Gutierrez
Management
For
Voted - For



18

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1C.
Election of Director: Carla A. Harris
Management
For
Voted - For
1D.
Election of Director: Gerald L. Hassell
Management
For
Voted - For
1E.
Election of Director: David L. Herzog
Management
For
Voted - For
1F.
Election of Director: R. Glenn Hubbard, Ph.D.
Management
For
Voted - For
1G.
Election of Director: Edward J. Kelly, III
Management
For
Voted - For
1H.
Election of Director: William E. Kennard
Management
For
Voted - For
1I.
Election of Director: Michel A. Khalaf
Management
For
Voted - For
1J.
Election of Director: Catherine R. Kinney
Management
For
Voted - For
1K.
Election of Director: Diana L. McKenzie
Management
For
Voted - For
1L.
Election of Director: Denise M. Morrison
Management
For
Voted - For
1M.
Election of Director: Mark A. Weinberger
Management
For
Voted - For
2.
Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2022
Management
For
Voted - For
3.
Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers
Management
For
Voted - For
MID-AMERICA APARTMENT COMMUNITIES, INC.
Security ID: 59522J103
Ticker: MAA
Meeting Date: 17-May-22
Meeting Type: Annual
1A.
Election of Director: H. Eric Bolton, Jr.
Management
For
Voted - For
1B.
Election of Director: Alan B. Graf, Jr.
Management
For
Voted - For
1C.
Election of Director: Toni Jennings
Management
For
Voted - For
1D.
Election of Director: Edith Kelly-Green
Management
For
Voted - For
1E.
Election of Director: James K. Lowder
Management
For
Voted - For
1F.
Election of Director: Thomas H. Lowder
Management
For
Voted - For
1G.
Election of Director: Monica McGurk
Management
For
Voted - For
1H.
Election of Director: Claude B. Nielsen
Management
For
Voted - For
1I.
Election of Director: Philip W. Norwood
Management
For
Voted - For
1J.
Election of Director: W. Reid Sanders
Management
For
Voted - For
1K.
Election of Director: Gary Shorb
Management
For
Voted - For
1L.
Election of Director: David P. Stockert
Management
For
Voted - For
2.
Advisory (non-binding) vote to approve the compensation of our named executive officers as disclosed in the proxy statement.
Management
For
Voted - For
3.
Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2022.
Management
For
Voted - For
NATIONAL RETAIL PROPERTIES, INC.
Security ID: 637417106
Ticker: NNN
Meeting Date: 12-May-22
Meeting Type: Annual
1A.
Election of Director to serve until the next Annual Meeting: Pamela K. M. Beall
Management
For
Voted - For
1B.
Election of Director to serve until the next Annual Meeting: Steven D. Cosler
Management
For
Voted - For



19

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1C.
Election of Director to serve until the next Annual Meeting: David M. Fick
Management
For
Voted - For
1D.
Election of Director to serve until the next Annual Meeting: Edward J. Fritsch
Management
For
Voted - For
1E.
Election of Director to serve until the next Annual Meeting: Kevin B. Habicht
Management
For
Voted - For
1F.
Election of Director to serve until the next Annual Meeting: Betsy D. Holden
Management
For
Voted - For
1G.
Election of Director to serve until the next Annual Meeting: Stephen A. Horn, Jr.
Management
For
Voted - For
1H.
Election of Director to serve until the next Annual Meeting: Kamau O. Witherspoon
Management
For
Voted - For
2.
Advisory vote to approve executive compensation.
Management
For
Voted - For
3.
Ratification of the selection of the independent registered public accounting firm for 2022.
Management
For
Voted - For
NEWELL BRANDS INC.
Security ID: 651229106
Ticker: NWL
Meeting Date: 05-May-22
Meeting Type: Annual
1A.
Election of Director: Bridget Ryan Berman
Management
For
Voted - For
1B.
Election of Director: Patrick D. Campbell
Management
For
Voted - For
1C.
Election of Director: James R. Craigie
Management
For
Voted - For
1D.
Election of Director: Brett M. Icahn
Management
For
Voted - For
1E.
Election of Director: Jay L. Johnson
Management
For
Voted - For
1F.
Election of Director: Gerardo I. Lopez
Management
For
Voted - For
1G.
Election of Director: Courtney R. Mather
Management
For
Voted - For
1H.
Election of Director: Ravichandra K. Saligram
Management
For
Voted - For
1I.
Election of Director: Judith A. Sprieser
Management
For
Voted - For
1J.
Election of Director: Robert A. Steele
Management
For
Voted - For
2.
Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.
Management
For
Voted - For
3.
Advisory resolution to approve executive compensation.
Management
For
Voted - For
4.
Approve the Newell Brands Inc. 2022 Incentive Plan.
Management
For
Voted - For
5.
A stockholder proposal to amend the stockholder right to call a special meeting of stockholders.
Shareholder
Against
Voted - Against
NEXTERA ENERGY PARTNERS, LP
Security ID: 65341B106
Ticker: NEP
Meeting Date: 20-Apr-22
Meeting Type: Annual
1A.
Election of Director: Susan D. Austin
Management
For
Voted - For
1B.
Election of Director: Robert J. Byrne
Management
For
Voted - For
1C.
Election of Director: Peter H. Kind
Management
For
Voted - For
1D.
Election of Director: John W. Ketchum
Management
For
Voted - For



20

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

2.
Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2022.
Management
For
Voted - For
3.
Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement.
Management
For
Voted - For
PAYCHEX, INC.
Security ID: 704326107
Ticker: PAYX
Meeting Date: 14-Oct-21
Meeting Type: Annual
1A.
Election of Director: B. Thomas Golisano
Management
For
Voted - For
1B.
Election of Director: Thomas F. Bonadio
Management
For
Voted - For
1C.
Election of Director: Joseph G. Doody
Management
For
Voted - For
1D.
Election of Director: David J.S. Flaschen
Management
For
Voted - For
1E.
Election of Director: Pamela A. Joseph
Management
For
Voted - For
1F.
Election of Director: Martin Mucci
Management
For
Voted - For
1G.
Election of Director: Kevin A. Price
Management
For
Voted - For
1H.
Election of Director: Joseph M. Tucci
Management
For
Voted - For
1I.
Election of Director: Joseph M. Velli
Management
For
Voted - For
1J.
Election of Director: Kara Wilson
Management
For
Voted - For
2.
Advisory vote to approve named executive officer compensation.
Management
For
Voted - For
3.
Ratification of selection of pricewaterhousecoopers llp to serve as the independent registered public accounting firm.
Management
For
Voted - For
PFIZER INC.
Security ID: 717081103
Ticker: PFE
Meeting Date: 28-Apr-22
Meeting Type: Annual
1A.
Election of Director: Ronald E. Blaylock
Management
For
Voted - For
1B.
Election of Director: Albert Bourla
Management
For
Voted - For
1C.
Election of Director: Susan Desmond- Hellmann
Management
For
Voted - For
1D.
Election of Director: Joseph J. Echevarria
Management
For
Voted - For
1E.
Election of Director: Scott Gottlieb
Management
For
Voted - For
1F.
Election of Director: Helen H. Hobbs
Management
For
Voted - For
1G.
Election of Director: Susan Hockfield
Management
For
Voted - For
1H.
Election of Director: Dan R. Littman
Management
For
Voted - For
1I.
Election of Director: Shantanu Narayen
Management
For
Voted - For
1J.
Election of Director: Suzanne Nora Johnson
Management
For
Voted - For
1K.
Election of Director: James Quincey
Management
For
Voted - For
1L.
Election of Director: James C. Smith
Management
For
Voted - For
2.
Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022
Management
For
Voted - For
3.
2022 advisory approval of executive compensation
Management
For
Voted - For
4.
Shareholder proposal regarding amending proxy access
Shareholder
Against
Voted - Against



21

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

5.
Shareholder proposal regarding report on political expenditures congruency
Shareholder
Against
Voted - Against
6.
Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers
Shareholder
Against
Voted - Against
7.
Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices
Shareholder
Against
Voted - Against
8.
Shareholder proposal regarding report on public health costs of protecting vaccine technology
Shareholder
Against
Voted - Against
PHILIP MORRIS INTERNATIONAL INC.
Security ID: 718172109
Ticker: PM
Meeting Date: 04-May-22
Meeting Type: Annual
1A.
Election of Director: Brant Bonin Bough
Management
For
Voted - For
1B.
Election of Director: André Calantzopoulos
Management
For
Voted - For
1C.
Election of Director: Michel Combes
Management
For
Voted - For
1D.
Election of Director: Juan José Daboub
Management
For
Voted - For
1E.
Election of Director: Werner Geissler
Management
For
Voted - For
1F.
Election of Director: Lisa A. Hook
Management
For
Voted - For
1G.
Election of Director: Jun Makihara
Management
For
Voted - For
1H.
Election of Director: Kalpana Morparia
Management
For
Voted - For
1I.
Election of Director: Lucio A. Noto
Management
For
Voted - For
1J.
Election of Director: Jacek Olczak
Management
For
Voted - For
1K.
Election of Director: Frederik Paulsen
Management
For
Voted - For
1L.
Election of Director: Robert B. Polet
Management
For
Voted - For
1M.
Election of Director: Dessislava Temperley
Management
For
Voted - For
1N.
Election of Director: Shlomo Yanai
Management
For
Voted - For
2.
Advisory Vote Approving Executive Compensation.
Management
For
Voted - For
3.
2022 Performance Incentive Plan.
Management
For
Voted - For
4.
Ratification of the Selection of Independent Auditors.
Management
For
Voted - For
5.
Shareholder Proposal to phase out all health- hazardous and addictive products produced by Philip Morris International Inc. by 2025.
Shareholder
Against
Voted - Against
PRINCIPAL FINANCIAL GROUP, INC.
Security ID: 74251V102
Ticker: PFG
Meeting Date: 17-May-22
Meeting Type: Annual
1A.
Election of Director: Michael T. Dan
Management
For
Voted - For
1B.
Election of Director: Blair C. Pickerell
Management
For
Voted - For
1C.
Election of Director: Clare S. Richer
Management
For
Voted - For
2.
Advisory Approval of Compensation of Our Named Executive Officers
Management
For
Voted - For
3.
Ratification of Appointment of Independent Registered Public Accountants
Management
For
Voted - For



22

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

PROLOGIS, INC.
Security ID: 74340W103
Ticker: PLD
Meeting Date: 04-May-22
Meeting Type: Annual
1A.
Election of Director: Hamid R. Moghadam
Management
For
Voted - For
1B.
Election of Director: Cristina G. Bita
Management
For
Voted - For
1C.
Election of Director: George L. Fotiades
Management
For
Voted - For
1D.
Election of Director: Lydia H. Kennard
Management
For
Voted - For
1E.
Election of Director: Irving F. Lyons III
Management
For
Voted - For
1F.
Election of Director: Avid Modjtabai
Management
For
Voted - For
1G.
Election of Director: David P. O'Connor
Management
For
Voted - For
1H.
Election of Director: Olivier Piani
Management
For
Voted - For
1I.
Election of Director: Jeffrey L. Skelton
Management
For
Voted - For
1J.
Election of Director: Carl B. Webb
Management
For
Voted - For
1K.
Election of Director: William D. Zollars
Management
For
Voted - For
2.
Advisory Vote to Approve the Company's Executive Compensation for 2021
Management
For
Voted - Against
3.
Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2022
Management
For
Voted - For
QUALCOMM INCORPORATED
Security ID: 747525103
Ticker: QCOM
Meeting Date: 09-Mar-22
Meeting Type: Annual
1A.
Election of Director: Sylvia Acevedo
Management
For
Voted - For
1B.
Election of Director: Cristiano R. Amon
Management
For
Voted - For
1C.
Election of Director: Mark Fields
Management
For
Voted - For
1D.
Election of Director: Jeffrey W. Henderson
Management
For
Voted - For
1E.
Election of Director: Gregory N. Johnson
Management
For
Voted - For
1F.
Election of Director: Ann M. Livermore
Management
For
Voted - For
1G.
Election of Director: Mark D. McLaughlin
Management
For
Voted - For
1H.
Election of Director: Jamie S. Miller
Management
For
Voted - For
1I.
Election of Director: Irene B. Rosenfeld
Management
For
Voted - For
1J.
Election of Director: Kornelis (Neil) Smit
Management
For
Voted - For
1K.
Election of Director: Jean-Pascal Tricoire
Management
For
Voted - For
1L.
Election of Director: Anthony J. Vinciquerra
Management
For
Voted - For
2.
Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022.
Management
For
Voted - For
3.
Advisory vote to approve the compensation of our Named Executive Officers.
Management
For
Voted - For



23

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

SEMPRA ENERGY
Security ID: 816851109
Ticker: SRE
Meeting Date: 13-May-22
Meeting Type: Annual
1a.
Election of Director: Alan L. Boeckmann
Management
For
Voted - For
1b.
Election of Director: Andrés Conesa
Management
For
Voted - For
1c.
Election of Director: Maria Contreras-Sweet
Management
For
Voted - For
1d.
Election of Director: Pablo A. Ferrero
Management
For
Voted - For
1e.
Election of Director: Jeffrey W. Martin
Management
For
Voted - For
1f.
Election of Director: Bethany J. Mayer
Management
For
Voted - For
1g.
Election of Director: Michael N. Mears
Management
For
Voted - For
1h.
Election of Director: Jack T. Taylor
Management
For
Voted - For
1i.
Election of Director: Cynthia L. Walker
Management
For
Voted - For
1j.
Election of Director: Cynthia J. Warner
Management
For
Voted - For
1k.
Election of Director: James C. Yardley
Management
For
Voted - For
2.
Ratification of Appointment of Independent Registered Public Accounting Firm.
Management
For
Voted - For
3.
Advisory Approval of Our Executive Compensation.
Management
For
Voted - For
4.
Shareholder Proposal Requiring an Independent Board Chairman.
Shareholder
Against
Voted - Against
SIMON PROPERTY GROUP, INC.
Security ID: 828806109
Ticker: SPG
Meeting Date: 11-May-22
Meeting Type: Annual
1A.
Election of Director: Glyn F. Aeppel
Management
For
Voted - For
1B.
Election of Director: Larry C. Glasscock
Management
For
Voted - For
1C.
Election of Director: Karen N. Horn, Ph.D.
Management
For
Voted - For
1D.
Election of Director: Allan Hubbard
Management
For
Voted - For
1E.
Election of Director: Reuben S. Leibowitz
Management
For
Voted - For
1F.
Election of Director: Gary M. Rodkin
Management
For
Voted - For
1G.
Election of Director: Peggy Fang Roe
Management
For
Voted - For
1H.
Election of Director: Stefan M. Selig
Management
For
Voted - For
1I.
Election of Director: Daniel C. Smith, Ph.D.
Management
For
Voted - For
1J.
Election of Director: J. Albert Smith, Jr.
Management
For
Voted - For
1K.
Election of Director: Marta R. Stewart
Management
For
Voted - For
2.
Advisory Vote to Approve the Compensation of our Named Executive Officers.
Management
For
Voted - For
3.
Ratify the appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2022.
Management
For
Voted - For



24

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

SONOCO PRODUCTS COMPANY
Security ID: 835495102
Ticker: SON
Meeting Date: 20-Apr-22
Meeting Type: Annual
1.1
Director: R. H. Coker
Management
For
Voted - For
1.2
Director: P. L. Davies
Management
For
Voted - For
1.3
Director: T. J. Drew
Management
For
Voted - For
1.4
Director: P. Guillemot
Management
For
Voted - For
1.5
Director: J. R. Haley
Management
For
Voted - For
1.6
Director: R. R. Hill, Jr.
Management
For
Voted - For
1.7
Director: E. Istavridis
Management
For
Voted - For
1.8
Director: R. G. Kyle
Management
For
Voted - For
1.9
Director: B. J. McGarvie
Management
For
Voted - For
1.10
Director: J. M. Micali
Management
For
Voted - For
1.11
Director: S. Nagarajan
Management
For
Voted - For
1.12
Director: T. E. Whiddon
Management
For
Voted - For
2.
To ratify the selection of PricewaterhouseCoopers, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2022.
Management
For
Voted - For
3.
To approve the advisory (non-binding) resolution to approve Executive Compensation.
Management
For
Voted - For
4.
Board of Directors' proposal to amend the Articles of Incorporation to implement a majority voting standard in uncontested director elections.
Management
For
Voted - For
5.
Advisory (non-binding) shareholder proposal regarding special shareholder meeting improvement.
Shareholder
Against
Voted - Against
THE COCA-COLA COMPANY
Security ID: 191216100
Ticker: KO
Meeting Date: 26-Apr-22
Meeting Type: Annual
1A.
Election of Director: Herb Allen
Management
For
Voted - For
1B.
Election of Director: Marc Bolland
Management
For
Voted - For
1C.
Election of Director: Ana Botín
Management
For
Voted - For
1D.
Election of Director: Christopher C. Davis
Management
For
Voted - For
1E.
Election of Director: Barry Diller
Management
For
Voted - For
1F.
Election of Director: Helene D. Gayle
Management
For
Voted - For
1G.
Election of Director: Alexis M. Herman
Management
For
Voted - For
1H.
Election of Director: Maria Elena Lagomasino
Management
For
Voted - For
1I.
Election of Director: James Quincey
Management
For
Voted - For
1J.
Election of Director: Caroline J. Tsay
Management
For
Voted - For
1K.
Election of Director: David B. Weinberg
Management
For
Voted - For
2.
Advisory vote to approve executive compensation
Management
For
Voted - Against
3.
Ratification of the appointment of Ernst & Young LLP as Independent Auditors of the Company to serve for the 2022 fiscal year
Management
For
Voted - For



25

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

4.
Shareowner proposal regarding an external public health impact disclosure
Shareholder
Against
Voted - Against
5.
Shareowner proposal regarding a global transparency report
Shareholder
Against
Voted - Against
6.
Shareowner proposal regarding an independent Board Chair policy
Shareholder
Against
Voted - Against
THE HARTFORD FINANCIAL SVCS GROUP, INC.
Security ID: 416515104
Ticker: HIG
Meeting Date: 18-May-22
Meeting Type: Annual
1A.
Election of Director: Larry D. De Shon
Management
For
Voted - For
1B.
Election of Director: Carlos Dominguez
Management
For
Voted - For
1C.
Election of Director: Trevor Fetter
Management
For
Voted - For
1D.
Election of Director: Donna James
Management
For
Voted - For
1E.
Election of Director: Kathryn A. Mikells
Management
For
Voted - For
1F.
Election of Director: Teresa W. Roseborough
Management
For
Voted - For
1G.
Election of Director: Virginia P. Ruesterholz
Management
For
Voted - For
1H.
Election of Director: Christopher J. Swift
Management
For
Voted - For
1I.
Election of Director: Matthew E. Winter
Management
For
Voted - For
1J.
Election of Director: Greig Woodring
Management
For
Voted - For
2.
Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022.
Management
For
Voted - For
3.
Management proposal to approve, on a non- binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement.
Management
For
Voted - For
4.
Management proposal to select, on a nonbinding, advisory basis, the preferred frequency for the advisory vote on named executive officer compensation.
Management
1 Year
Voted - 1 Year
5.
Shareholder proposal that the Company's Board adopt policies ensuring its underwriting practices do not support new fossil fuel supplies.
Shareholder
Against
Voted - Against
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Security ID: 460690100
Ticker: IPG
Meeting Date: 26-May-22
Meeting Type: Annual
1.1
Election of Director: Jocelyn Carter-Miller
Management
For
Voted - For
1.2
Election of Director: Mary J. Steele Guilfoile
Management
For
Voted - For
1.3
Election of Director: Dawn Hudson
Management
For
Voted - For
1.4
Election of Director: Philippe Krakowsky
Management
For
Voted - For
1.5
Election of Director: Jonathan F. Miller
Management
For
Voted - For
1.6
Election of Director: Patrick Q. Moore
Management
For
Voted - For
1.7
Election of Director: Linda S. Sanford
Management
For
Voted - For
1.8
Election of Director: David M. Thomas
Management
For
Voted - For



26

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1.9
Election of Director: E. Lee Wyatt Jr.
Management
For
Voted - For
2.
Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for the year 2022.
Management
For
Voted - For
3.
Advisory vote to approve named executive officer compensation.
Management
For
Voted - For
4.
Stockholder proposal entitled "Independent Board Chairman."
Shareholder
Against
Voted - Against
THE PROCTER & GAMBLE COMPANY
Security ID: 742718109
Ticker: PG
Meeting Date: 12-Oct-21
Meeting Type: Annual
1A.
ELECTION OF DIRECTOR: B. Marc Allen
Management
For
Voted - For
1B.
ELECTION OF DIRECTOR: Angela F. Braly
Management
For
Voted - For
1C.
ELECTION OF DIRECTOR: Amy L. Chang
Management
For
Voted - For
1D.
ELECTION OF DIRECTOR: Joseph Jimenez
Management
For
Voted - For
1E.
ELECTION OF DIRECTOR: Christopher Kempczinski
Management
For
Voted - For
1F.
ELECTION OF DIRECTOR: Debra L. Lee
Management
For
Voted - For
1G.
ELECTION OF DIRECTOR: Terry J. Lundgren
Management
For
Voted - For
1H.
ELECTION OF DIRECTOR: Christine M. McCarthy
Management
For
Voted - For
1I.
ELECTION OF DIRECTOR: Jon R. Moeller
Management
For
Voted - For
1J.
ELECTION OF DIRECTOR: David S. Taylor
Management
For
Voted - For
1K.
ELECTION OF DIRECTOR: Margaret C. Whitman
Management
For
Voted - For
1L.
ELECTION OF DIRECTOR: Patricia A. Woertz
Management
For
Voted - For
2.
Ratify Appointment of the Independent Registered Public Accounting Firm.
Management
For
Voted - For
3.
Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote).
Management
For
Voted - For
4.
Shareholder Proposal - Inclusion of Non- Management Employees on Director Nominee Candidate Lists.
Shareholder
Against
Voted - Against
THE WILLIAMS COMPANIES, INC.
Security ID: 969457100
Ticker: WMB
Meeting Date: 26-Apr-22
Meeting Type: Annual
1A.
Election of director for a one-year term: Alan S.Armstrong
Management
For
Voted - For
1B.
Election of director for a one-year term: Stephen W. Bergstrom
Management
For
Voted - For
1C.
Election of director for a one-year term: Nancy K. Buese
Management
For
Voted - For
1D.
Election of director for a one-year term: Michael A. Creel
Management
For
Voted - For
1E.
Election of director for a one-year term: Stacey H. Doré
Management
For
Voted - For
1F.
Election of director for a one-year term: Richard E. Muncrief
Management
For
Voted - For



27

City National Rochdale Equity Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1G.
Election of director for a one-year term: Peter A. Ragauss
Management
For
Voted - For
1H.
Election of director for a one-year term: Rose M. Robeson
Management
For
Voted - For
1I.
Election of director for a one-year term: Scott D. Sheffield
Management
For
Voted - For
1J.
Election of director for a one-year term: Murray D. Smith
Management
For
Voted - For
1K.
Election of director for a one-year term: William H. Spence
Management
For
Voted - For
1L.
Election of director for a one-year term: Jesse J. Tyson
Management
For
Voted - For
2.
Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.
Management
For
Voted - For
3.
Approve, on an advisory basis, the compensation of our named executive officers.
Management
For
Voted - For
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104
Ticker: VZ
Meeting Date: 12-May-22
Meeting Type: Annual
1a.
Election of Director: Shellye Archambeau
Management
For
Voted - For
1b.
Election of Director: Roxanne Austin
Management
For
Voted - For
1c.
Election of Director: Mark Bertolini
Management
For
Voted - For
1d.
Election of Director: Melanie Healey
Management
For
Voted - For
1e.
Election of Director: Laxman Narasimhan
Management
For
Voted - For
1f.
Election of Director: Clarence Otis, Jr.
Management
For
Voted - For
1g.
Election of Director: Daniel Schulman
Management
For
Voted - For
1h.
Election of Director: Rodney Slater
Management
For
Voted - For
1i.
Election of Director: Carol Tomé
Management
For
Voted - For
1j.
Election of Director: Hans Vestberg
Management
For
Voted - For
1k.
Election of Director: Gregory Weaver
Management
For
Voted - For
2.
Advisory vote to approve executive compensation
Management
For
Voted - For
3.
Ratification of appointment of independent registered public accounting firm
Management
For
Voted - For
4.
Report on charitable contributions
Shareholder
Against
Voted - Against
5.
Amend clawback policy
Shareholder
Against
Voted - Against
6.
Shareholder ratification of annual equity awards
Shareholder
Against
Voted - Against
7.
Business operations in China
Shareholder
Against
Voted - Against






28

City National Rochdale Fixed Income Opportunities Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted
IHEARTMEDIA, INC.
Security ID: 45174J509
Ticker: IHRT
Meeting Date: 10-May-22
Meeting Type: Annual
1.1
Elect Cheryl D. Mills
Management
For
Voted - For
1.2
Elect Robert W. Pittman
Management
For
Voted - For
1.3
Elect James A. Rasulo
Management
For
Voted - For
2
Ratification of Auditor
Management
For
Voted - For
3
Advisory Vote on Executive Compensation
Management
For
Voted - For
INTELSAT S.A.
Security ID: 45824TAP0
Ticker: INTEQ
Meeting Date: 29-Oct-21
Meeting Type: Consent
1
Vote On The Plan - Class B1 Claims. (For = Accept, Against = Reject, Abstain Is Not Counted)
Management
For
Voted - For
2
Elect To Opt Out Of The Third Party Release - Class B1 Claims. (For = Opt Out, Against Or Abstain = Do Not Opt Out
Management
N/A
Voted - Against
3
Vote On The Plan - Class C1 Claims. (For = Accept, Against = Reject, Abstain Is Not Counted)
Management
For
Voted - For
4
Elect To Opt Out Of The Third Party Release - Class C1 Claims. (For = Opt Out, Against Or Abstain = Do Not Opt Out
Management
N/A
Voted - Against
5
Vote On The Plan - Class I2 Claims - Provisional (For = Accept, Against = Reject, Abstain Is Not Counted)
Management
For
Voted - For
6
Elect To Opt Out Of The Third Party Release - Class I2 Claims - Provisional. (For = Opt Out, Against Or Abstain = Do Not Opt Out)
Management
N/A
Voted - Against
7
Vote On The Plan - Class J2 Claims - Provisional (For = Accept, Against = Reject, Abstain Is Not Counted)
Management
For
Voted - For
8
Elect To Opt Out Of The Third Party Release - Class J2 Claims - Provisional. (For = Opt Out, Against Or Abstain = Do Not Opt Out)
Management
N/A
Voted - Against



29

City National Rochdale Fixed Income Opportunities Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted
MALLINCKRODT PLC
Security ID: 561233AD9
Ticker: MNKKQ
Meeting Date: 13-Oct-21
Meeting Type: Consent
1
Vote on Plan. ( for = accept, against = reject, abstain is not counted)
Management
For
Voted - For
2
Opt-Out-Election: elect to opt out of the Releases by Non-Debtor Releasing Parties contained in Article IX.C of the Plan. ( for = opt out, against or abstain = do not opt out)
Management
N/A
Voted - For
















30

City National Rochdale Intermediate Fixed Income Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted
CITY NATIONAL ROCHDALE FUNDS
Security ID: 17800P506
Ticker: RIMOX
Meeting Date: 11-Aug-21
Meeting Type: Special
1.1
Director: Andrew S. Clare
Management
For
Voted - For
1.2
Director: Daniel A. Hanwacker
Management
For
Voted - For
1.3
Director: Jon C. Hunt
Management
For
Voted - For
1.4
Director: Julie C. Miller
Management
For
Voted - For
1.5
Director: Jay C. Nadel
Management
For
Voted - For
1.6
Director: James Wolford
Management
For
Voted - For
2A.
To permit the Board to amend the Declaration of Trust in any respect in the future without shareholder approval.
Management
For
Voted - For
2B.
To permit the Board to authorize the reorganization, including through mergers, consolidations, sales of assets, or conversions, of the City National Rochdale Funds, a series or class without shareholder approval when permitted by applicable law.
Management
For
Voted - For
2C.
To permit the Board to determine circumstances under which the City National Rochdale Funds may involuntarily redeem a shareholder's shares.
Management
For
Voted - For
2D.
To effect certain other changes.
Management
For
Voted - For














31

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted
ACCENTURE LLP
Security ID: G1151C101
Ticker: ACN
Meeting Date: 26-Jan-22
Meeting Type: Annual
1A.
Appointment of Director: Jaime Ardila
Management
For
Voted - For
1B.
Appointment of Director: Nancy McKinstry
Management
For
Voted - For
1C.
Appointment of Director: Beth E. Mooney
Management
For
Voted - For
1D.
Appointment of Director: Gilles C. Pélisson
Management
For
Voted - For
1E.
Appointment of Director: Paula A. Price
Management
For
Voted - For
1F.
Appointment of Director: Venkata (Murthy) Renduchintala
Management
For
Voted - For
1G.
Appointment of Director: Arun Sarin
Management
For
Voted - For
1H.
Appointment of Director: Julie Sweet
Management
For
Voted - For
1I.
Appointment of Director: Frank K. Tang
Management
For
Voted - For
1J.
Appointment of Director: Tracey T. Travis
Management
For
Voted - For
2.
To approve, in a non-binding vote, the compensation of our named executive officers.
Management
For
Voted - For
3.
To approve an amendment to the Amended and Restated Accenture plc 2010 Share Incentive Plan to increase the number of shares available for issuance thereunder.
Management
For
Voted - For
4.
To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration.
Management
For
Voted - For
5.
To grant the Board of Directors the authority to issue shares under Irish law.
Management
For
Voted - For
6.
To grant the Board of Directors the authority to opt-out of pre- emption rights under Irish law.
Management
For
Voted - For
7.
To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law.
Management
For
Voted - For
ADOBE INC.
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 14-Apr-22
Meeting Type: Annual
1A.
Election of Director to serve for a one-year term: Amy Banse
Management
For
Voted - For
1B.
Election of Director to serve for a one-year term: Brett Biggs
Management
For
Voted - For
1C.
Election of Director to serve for a one-year term: Melanie Boulden
Management
For
Voted - For
1D.
Election of Director to serve for a one-year term: Frank Calderoni
Management
For
Voted - For
1E.
Election of Director to serve for a one-year term: Laura Desmond
Management
For
Voted - For



32

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1F.
Election of Director to serve for a one-year term: Shantanu Narayen
Management
For
Voted - For
1G.
Election of Director to serve for a one-year term: Spencer Neumann
Management
For
Voted - For
1H.
Election of Director to serve for a one-year term: Kathleen Oberg
Management
For
Voted - For
1I.
Election of Director to serve for a one-year term: Dheeraj Pandey
Management
For
Voted - For
1J.
Election of Director to serve for a one-year term: David Ricks
Management
For
Voted - For
1K.
Election of Director to serve for a one-year term: Daniel Rosensweig
Management
For
Voted - For
1L.
Election of Director to serve for a one-year term: John Warnock
Management
For
Voted - For
2.
Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022.
Management
For
Voted - For
3.
Approve, on an advisory basis, the compensation of our named executive officers.
Management
For
Voted - For
ALLY FINANCIAL INC.
Security ID: 02005N100
Ticker: ALLY
Meeting Date: 03-May-22
Meeting Type: Annual
1A.
Election of Director: Franklin W. Hobbs
Management
For
Voted - For
1B.
Election of Director: Kenneth J. Bacon
Management
For
Voted - For
1C.
Election of Director: Maureen A. Breakiron- Evans
Management
For
Voted - For
1D.
Election of Director: William H. Cary
Management
For
Voted - For
1E.
Election of Director: Mayree C. Clark
Management
For
Voted - For
1F.
Election of Director: Kim S. Fennebresque
Management
For
Voted - For
1G.
Election of Director: Melissa Goldman
Management
For
Voted - For
1H.
Election of Director: Marjorie Magner
Management
For
Voted - For
1I.
Election of Director: David Reilly
Management
For
Voted - For
1J.
Election of Director: Brian H. Sharples
Management
For
Voted - For
1K.
Election of Director: Michael F. Steib
Management
For
Voted - For
1L.
Election of Director: Jeffrey J. Brown
Management
For
Voted - For
2.
Advisory vote on executive compensation.
Management
For
Voted - For
3.
Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022.
Management
For
Voted - For
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 01-Jun-22
Meeting Type: Annual
1a.
Election of Director: Larry Page
Management
For
Voted - For
1b.
Election of Director: Sergey Brin
Management
For
Voted - For
1c.
Election of Director: Sundar Pichai
Management
For
Voted - For
1d.
Election of Director: John L. Hennessy
Management
For
Voted - For



33

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1e.
Election of Director: Frances H. Arnold
Management
For
Voted - For
1f.
Election of Director: L. John Doerr
Management
For
Voted - For
1g.
Election of Director: Roger W. Ferguson Jr.
Management
For
Voted - For
1h.
Election of Director: Ann Mather
Management
For
Voted - For
1i.
Election of Director: K. Ram Shriram
Management
For
Voted - For
1j.
Election of Director: Robin L. Washington
Management
For
Voted - For
2.
Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022.
Management
For
Voted - For
3.
The amendment of Alphabet's 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock.
Management
For
Voted - For
4.
The amendment of Alphabet's Amended and Restated Certificate of Incorporation to increase the number of authorized shares.
Management
For
Voted - Against
5.
A stockholder proposal regarding a lobbying report, if properly presented at the meeting.
Shareholder
Against
Voted - Against
6.
A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting.
Shareholder
Against
Voted - For
7.
A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting.
Shareholder
Against
Voted - For
8.
A stockholder proposal regarding a report on water management risks, if properly presented at the meeting.
Shareholder
Against
Voted - For
9.
A stockholder proposal regarding a racial equity audit, if properly presented at the meeting.
Shareholder
Against
Voted - For
10.
A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting.
Shareholder
Against
Voted - For
11.
A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting.
Shareholder
Against
Voted - For
12.
A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting.
Shareholder
Against
Voted - Against
13.
A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting.
Shareholder
Against
Voted - Against
14.
A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting.
Shareholder
Against
Voted - For
15.
A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting.
Shareholder
Against
Voted - For
16.
A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting.
Shareholder
Against
Voted - For
17.
A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting.
Shareholder
Against
Voted - Against
18.
A stockholder proposal regarding a report on board diversity, if properly presented at the meeting.
Shareholder
Against
Voted - Against



34

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

19.
A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting.
Shareholder
Against
Voted - Against
20.
A stockholder proposal regarding a policy on non-management employee representative director, if properly presented at the meeting.
Shareholder
Against
Voted - Against
21.
A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting.
Shareholder
Against
Voted - For
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 25-May-22
Meeting Type: Annual
1a.
Election of Director: Jeffrey P. Bezos
Management
For
Voted - For
1b.
Election of Director: Andrew R. Jassy
Management
For
Voted - For
1c.
Election of Director: Keith B. Alexander
Management
For
Voted - For
1d.
Election of Director: Edith W. Cooper
Management
For
Voted - For
1e.
Election of Director: Jamie S. Gorelick
Management
For
Voted - For
1f.
Election of Director: Daniel P. Huttenlocher
Management
For
Voted - For
1g.
Election of Director: Judith A. McGrath
Management
For
Voted - For
1h.
Election of Director: Indra K. Nooyi
Management
For
Voted - For
1i.
Election of Director: Jonathan J. Rubinstein
Management
For
Voted - For
1j.
Election of Director: Patricia Q. Stonesifer
Management
For
Voted - For
1k.
Election of Director: Wendell P. Weeks
Management
For
Voted - For
2.
Ratification of the appointment of ernst & young llp as independent auditors
Management
For
Voted - For
3.
Advisory vote to approve executive compensation
Management
For
Voted - Against
4.
Approval of an amendment to the company's restated certificate of incorporation to effect a 20-for-1 split of the company's common stock and a proportionate increase in the number of authorized shares of common stock
Management
For
Voted - For
5.
Shareholder proposal requesting a report on retirement plan options
Shareholder
Against
Voted - Against
6.
Shareholder proposal requesting a report on customer due diligence
Shareholder
Against
Voted - For
7.
Shareholder proposal requesting an alternative director candidate policy
Shareholder
Against
Voted - Against
8.
Shareholder proposal requesting a report on packaging materials
Shareholder
Against
Voted - Against
9.
Shareholder proposal requesting a report on worker health and safety differences
Shareholder
Against
Voted - Against
10.
Shareholder proposal requesting additional reporting on risks associated with the use of certain contract clauses
Shareholder
Against
Voted - For
11.
Shareholder proposal requesting a report on charitable contributions
Shareholder
Against
Voted - Against
12.
Shareholder proposal requesting alternative tax reporting
Shareholder
Against
Voted - For



35

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

13.
Shareholder proposal requesting additional reporting on freedom of association
Shareholder
Against
Voted - For
14.
Shareholder proposal requesting additional reporting on lobbying
Shareholder
Against
Voted - Against
15.
Shareholder proposal requesting a policy requiring more director candidates than board seats
Shareholder
Against
Voted - Against
16.
shareholder proposal requesting a report on warehouse working conditions
Shareholder
Against
Voted - For
17.
Shareholder proposal requesting additional reporting on gender/racial pay
Shareholder
Against
Voted - Against
18.
Shareholder proposal requesting a diversity and equity audit
Shareholder
Against
Voted - Abstain
19.
Shareholder proposal requesting a report on customer use of certain technologies
Shareholder
Against
Voted - For
AMERICAN EXPRESS COMPANY
Security ID: 025816109
Ticker: AXP
Meeting Date: 03-May-22
Meeting Type: Annual
1A.
Election of Director for a term of one year: Thomas J. Baltimore
Management
For
Voted - For
1B.
Election of Director for a term of one year: Charlene Barshefsky
Management
For
Voted - For
1C.
Election of Director for a term of one year: John J. Brennan
Management
For
Voted - For
1D.
Election of Director for a term of one year: Peter Chernin
Management
For
Voted - For
1E.
Election of Director for a term of one year: Ralph de la Vega
Management
For
Voted - For
1F.
Election of Director for a term of one year: Michael O. Leavitt
Management
For
Voted - For
1G.
Election of Director for a term of one year: Theodore J. Leonsis
Management
For
Voted - For
1H.
Election of Director for a term of one year: Karen L. Parkhill
Management
For
Voted - For
1I.
Election of Director for a term of one year: Charles E. Phillips
Management
For
Voted - For
1J.
Election of Director for a term of one year: Lynn A. Pike
Management
For
Voted - For
1K.
Election of Director for a term of one year: Stephen J. Squeri
Management
For
Voted - For
1L.
Election of Director for a term of one year: Daniel L. Vasella
Management
For
Voted - For
1M.
Election of Director for a term of one year: Lisa W. Wardell
Management
For
Voted - For
1N.
Election of Director for a term of one year: Christopher D. Young
Management
For
Voted - For
2.
Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2022.
Management
For
Voted - For



36

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

3.
Approval, on an advisory basis, of the Company's executive compensation.
Management
For
Voted - For
4.
Shareholder Proposal Relating to Independent Board Chairman.
Shareholder
Against
Voted - Against
AMERICAN WATER WORKS COMPANY, INC.
Security ID: 030420103
Ticker: AWK
Meeting Date: 11-May-22
Meeting Type: Annual
1A.
Election of Director: Jeffrey N. Edwards
Management
For
Voted - For
1B.
Election of Director: Martha Clark Goss
Management
For
Voted - For
1C.
Election of Director: M. Susan Hardwick
Management
For
Voted - For
1D.
Election of Director: Kimberly J. Harris
Management
For
Voted - For
1E.
Election of Director: Julia L. Johnson
Management
For
Voted - For
1F.
Election of Director: Patricia L. Kampling
Management
For
Voted - For
1G.
Election of Director: Karl F. Kurz
Management
For
Voted - For
1H.
Election of Director: George MacKenzie
Management
For
Voted - For
1I.
Election of Director: James G. Stavridis
Management
For
Voted - For
2.
Approval, on an advisory basis, of the compensation of the Company's named executive officers.
Management
For
Voted - For
3.
Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2022.
Management
For
Voted - For
4.
Shareholder proposal on Climate Transition Plan Reporting as described in the proxy statement.
Shareholder
Against
Voted - Abstain
5.
Shareholder proposal on Racial Justice Audit as described in the proxy statement.
Shareholder
Against
Voted - Against
AON PLC
Security ID: G0403H108
Ticker: AON
Meeting Date: 17-Jun-22
Meeting Type: Annual
1a.
Election of Director: Lester B. Knight
Management
For
Voted - For
1b.
Election of Director: Gregory C. Case
Management
For
Voted - For
1c.
Election of Director: Jin-Yong Cai
Management
For
Voted - For
1d.
Election of Director: Jeffrey C. Campbell
Management
For
Voted - For
1e.
Election of Director: Fulvio Conti
Management
For
Voted - For
1f.
Election of Director: Cheryl A. Francis
Management
For
Voted - For
1g.
Election of Director: J. Michael Losh
Management
For
Voted - For
1h.
Election of Director: Richard C. Notebaert
Management
For
Voted - For
1i.
Election of Director: Gloria Santona
Management
For
Voted - For
1j.
Election of Director: Byron O. Spruell
Management
For
Voted - For
1k.
Election of Director: Carolyn Y. Woo
Management
For
Voted - For
2.
Advisory vote to approve the compensation of the Company's named executive officers.
Management
For
Voted - For



37

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

3.
Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.
Management
For
Voted - For
4.
Re-appoint Ernst & Young Chartered Accountants as the Company's statutory auditor under Irish law.
Management
For
Voted - For
5.
Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Ireland, in its capacity as the Company's statutory auditor under Irish law.
Management
For
Voted - For
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 04-Mar-22
Meeting Type: Annual
1A.
Election of Director: James Bell
Management
For
Voted - For
1B.
Election of Director: Tim Cook
Management
For
Voted - For
1C.
Election of Director: Al Gore
Management
For
Voted - For
1D.
Election of Director: Alex Gorsky
Management
For
Voted - For
1E.
Election of Director: Andrea Jung
Management
For
Voted - For
1F.
Election of Director: Art Levinson
Management
For
Voted - For
1G.
Election of Director: Monica Lozano
Management
For
Voted - For
1H.
Election of Director: Ron Sugar
Management
For
Voted - For
1I.
Election of Director: Sue Wagner
Management
For
Voted - For
2.
Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022.
Management
For
Voted - For
3.
Advisory vote to approve executive compensation.
Management
For
Voted - For
4.
Approval of the Apple Inc. 2022 Employee Stock Plan.
Management
For
Voted - For
5.
A shareholder proposal entitled "Reincorporate with Deeper Purpose".
Shareholder
Against
Voted - Against
6.
A shareholder proposal entitled "Transparency Reports".
Shareholder
Against
Voted - Against
7.
A shareholder proposal entitled "Report on Forced Labor".
Shareholder
Against
Voted - Against
8.
A shareholder proposal entitled "Pay Equity".
Shareholder
Against
Voted - Against
9.
A shareholder proposal entitled "Civil Rights Audit".
Shareholder
Against
Voted - For
10.
A shareholder proposal entitled "Report on Concealment Clauses".
Shareholder
Against
Voted - For
APPLIED MATERIALS, INC.
Security ID: 038222105
Ticker: AMAT
Meeting Date: 10-Mar-22
Meeting Type: Annual
1A.
Election of Director: Rani Borkar
Management
For
Voted - For
1B.
Election of Director: Judy Bruner
Management
For
Voted - For
1C.
Election of Director: Xun (Eric) Chen
Management
For
Voted - For
1D.
Election of Director: Aart J. de Geus
Management
For
Voted - For
1E.
Election of Director: Gary E. Dickerson
Management
For
Voted - For



38

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1F.
Election of Director: Thomas J. Iannotti
Management
For
Voted - For
1G.
Election of Director: Alexander A. Karsner
Management
For
Voted - For
1H.
Election of Director: Adrianna C. Ma
Management
For
Voted - For
1I.
Election of Director: Yvonne McGill
Management
For
Voted - For
1J.
Election of Director: Scott A. McGregor
Management
For
Voted - For
2.
Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2021.
Management
For
Voted - Against
3.
Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2022.
Management
For
Voted - For
4.
Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting.
Shareholder
Against
Voted - For
5.
Shareholder proposal to improve the executive compensation program and policy, such as to include the CEO pay ratio factor and voices from employees.
Shareholder
Against
Voted - Against
ASML HOLDINGS N.V.
Security ID: N07059210
Ticker: ASML
Meeting Date: 29-Apr-22
Meeting Type: Annual
3A
Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2021
Management
For
Voted - Against
3B
Proposal to adopt the financial statements of the Company for the financial year 2021, as prepared in accordance with Dutch law
Management
For
Voted - For
3D
Proposal to adopt a dividend in respect of the financial year 2021
Management
For
Voted - For
4A
Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2021
Management
For
Voted - For
4B
Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2021
Management
For
Voted - For
5
Proposal to approve the number of shares for the Board of Management
Management
For
Voted - For
6
Proposal to amend the Remuneration Policy for the Board of Management
Management
For
Voted - For
8D
Proposal to reappoint Ms. T.L. Kelly as a member of the Supervisory Board
Management
For
Voted - For
8E
Proposal to appoint Mr. A.F.M. Everke as a member of the Supervisory Board
Management
For
Voted - For
8F
Proposal to appoint Ms. A.L. Steegen as a member of the Supervisory Board
Management
For
Voted - For
9
Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting years 2023 and 2024
Management
For
Voted - For
11
Proposal to amend the Articles of Association of the Company
Management
For
Voted - For



39

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

12A
Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances
Management
For
Voted - For
12B
Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 12A.
Management
For
Voted - For
13
Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital
Management
For
Voted - For
14
Proposal to cancel ordinary shares
Management
For
Voted - For
BERKSHIRE HATHAWAY INC.
Security ID: 084670702
Ticker: BRKB
Meeting Date: 30-Apr-22
Meeting Type: Annual
1.1
Director: Warren E. Buffett
Management
For
Voted - For
1.2
Director: Charles T. Munger
Management
For
Voted - For
1.3
Director: Gregory E. Abel
Management
For
Voted - For
1.4
Director: Howard G. Buffett
Management
For
Voted - For
1.5
Director: Susan A. Buffett
Management
For
Voted - For
1.6
Director: Stephen B. Burke
Management
For
Voted - For
1.7
Director: Kenneth I. Chenault
Management
For
Voted - For
1.8
Director: Christopher C. Davis
Management
For
Voted - For
1.9
Director: Susan L. Decker
Management
For
Voted - For
1.10
Director: David S. Gottesman
Management
For
Voted - For
1.11
Director: Charlotte Guyman
Management
For
Voted - For
1.12
Director: Ajit Jain
Management
For
Voted - For
1.13
Director: Ronald L. Olson
Management
For
Voted - For
1.14
Director: Wallace R. Weitz
Management
For
Voted - For
1.15
Director: Meryl B. Witmer
Management
For
Voted - For
2.
Shareholder proposal regarding the adoption of a policy requiring that the Board Chair be an independent director.
Shareholder
Against
Voted - Against
3.
Shareholder proposal regarding the publishing of an annual assessment addressing how the Corporation manages climate risks.
Shareholder
Against
Voted - For
4.
Shareholder proposal regarding how the Corporation intends to measure, disclose and reduce greenhouse gas emissions.
Shareholder
Against
Voted - For
5.
Shareholder proposal regarding the reporting of the Corporation's diversity, equity and inclusion efforts.
Shareholder
Against
Voted - For



40

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

CHARLES RIVER LABORATORIES INTL., INC.
Security ID: 159864107
Ticker: CRL
Meeting Date: 10-May-22
Meeting Type: Annual
1A.
Election of Director: James C. Foster
Management
For
Voted - For
1B.
Election of Director: Nancy C. Andrews
Management
For
Voted - For
1C.
Election of Director: Robert Bertolini
Management
For
Voted - For
1D.
Election of Director: Deborah T. Kochevar
Management
For
Voted - For
1E.
Election of Director: George Llado, Sr.
Management
For
Voted - For
1F.
Election of Director: Martin W. MacKay
Management
For
Voted - For
1G.
Election of Director: George E. Massaro
Management
For
Voted - For
1H.
Election of Director: C. Richard Reese
Management
For
Voted - For
1I.
Election of Director: Richard F. Wallman
Management
For
Voted - For
1J.
Election of Director: Virginia M. Wilson
Management
For
Voted - For
2.
Advisory approval of 2021 Executive Compensation
Management
For
Voted - Against
3.
Ratification of PricewaterhouseCoopers LLC as independent registered accounting public firm for 2022
Management
For
Voted - For
CINTAS CORPORATION
Security ID: 172908105
Ticker: CTAS
Meeting Date: 26-Oct-21
Meeting Type: Annual
1A.
Election of Director: Gerald S. Adolph
Management
For
Voted - For
1B.
Election of Director: John F. Barrett
Management
For
Voted - For
1C.
Election of Director: Melanie W. Barstad
Management
For
Voted - For
1D.
Election of Director: Karen L. Carnahan
Management
For
Voted - For
1E.
Election of Director: Robert E. Coletti
Management
For
Voted - For
1F.
Election of Director: Scott D. Farmer
Management
For
Voted - For
1G.
Election of Director: Joseph Scaminace
Management
For
Voted - For
1H.
Election of Director: Todd M. Schneider
Management
For
Voted - For
1I.
Election of Director: Ronald W. Tysoe
Management
For
Voted - For
2.
To approve, on an advisory basis, named executive officer compensation.
Management
For
Voted - For
3.
To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022.
Management
For
Voted - For
4.
A shareholder proposal regarding a simple majority vote, if properly presented at the meeting.
Shareholder
Against
Voted - For
CITY NATIONAL ROCHDALE FUNDS
Security ID: 17800P506
Ticker: RIMOX
Meeting Date: 11-Aug-21
Meeting Type: Special
1.1
Director: Andrew S. Clare
Management
For
Voted - For
1.2
Director: Daniel A. Hanwacker
Management
For
Voted - For



41

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1.3
Director: Jon C. Hunt
Management
For
Voted - For
1.4
Director: Julie C. Miller
Management
For
Voted - For
1.5
Director: Jay C. Nadel
Management
For
Voted - For
1.6
Director: James Wolford
Management
For
Voted - For
2A.
To permit the Board to amend the Declaration of Trust in any respect in the future without shareholder approval.
Management
For
Voted - For
2B.
To permit the Board to authorize the reorganization, including through mergers, consolidations, sales of assets, or conversions, of the City National Rochdale Funds, a series or class without shareholder approval when permitted by applicable law.
Management
For
Voted - For
2C.
To permit the Board to determine circumstances under which the City National Rochdale Funds may involuntarily redeem a shareholder's shares.
Management
For
Voted - For
2D.
To effect certain other changes.
Management
For
Voted - For
CME GROUP INC.
Security ID: 12572Q105
Ticker: CME
Meeting Date: 04-May-22
Meeting Type: Annual
1A.
Election of Equity Director: Terrence A. Duffy
Management
For
Voted - For
1B.
Election of Equity Director: Timothy S. Bitsberger
Management
For
Voted - For
1C.
Election of Equity Director: Charles P. Carey
Management
For
Voted - For
1D.
Election of Equity Director: Dennis H. Chookaszian
Management
For
Voted - For
1E.
Election of Equity Director: Bryan T. Durkin
Management
For
Voted - For
1F.
Election of Equity Director: Ana Dutra
Management
For
Voted - For
1G.
Election of Equity Director: Martin J. Gepsman
Management
For
Voted - For
1H.
Election of Equity Director: Larry G. Gerdes
Management
For
Voted - For
1I.
Election of Equity Director: Daniel R. Glickman
Management
For
Voted - For
1J.
Election of Equity Director: Daniel G. Kaye
Management
For
Voted - For
1K.
Election of Equity Director: Phyllis M. Lockett
Management
For
Voted - For
1L.
Election of Equity Director: Deborah J. Lucas
Management
For
Voted - For
1M.
Election of Equity Director: Terry L. Savage
Management
For
Voted - For
1N.
Election of Equity Director: Rahael Seifu
Management
For
Voted - For
1O.
Election of Equity Director: William R. Shepard
Management
For
Voted - For
1P.
Election of Equity Director: Howard J. Siegel
Management
For
Voted - For
1Q.
Election of Equity Director: Dennis A. Suskind
Management
For
Voted - For
2.
Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2022.
Management
For
Voted - For
3.
Advisory vote on the compensation of our named executive officers.
Management
For
Voted - For
4.
Approval of the Amended and Restated CME Group Inc. Omnibus Stock Plan.
Management
For
Voted - For
5.
Approval of the Amended and Restated CME Group Inc. Director Stock Plan.
Management
For
Voted - For
6.
Approval of the Amended and Restated CME Group Inc. Employee Stock Purchase Plan.
Management
For
Voted - For



42

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

COMCAST CORPORATION
Security ID: 20030N101
Ticker: CMCSA
Meeting Date: 01-Jun-22
Meeting Type: Annual
1.1
Director: Kenneth J. Bacon
Management
For
Voted - For
1.2
Director: Madeline S. Bell
Management
For
Voted - For
1.3
Director: Edward D. Breen
Management
For
Voted - For
1.4
Director: Gerald L. Hassell
Management
For
Voted - For
1.5
Director: Jeffrey A. Honickman
Management
For
Voted - For
1.6
Director: Maritza G. Montiel
Management
For
Voted - For
1.7
Director: Asuka Nakahara
Management
For
Voted - For
1.8
Director: David C. Novak
Management
For
Voted - For
1.9
Director: Brian L. Roberts
Management
For
Voted - For
2.
Advisory vote on executive compensation
Management
For
Voted - For
3.
Ratification of the appointment of our independent auditors
Management
For
Voted - For
4.
To report on charitable donations
Shareholder
Against
Voted - Against
5.
To perform independent racial equity audit
Shareholder
Against
Voted - For
6.
To report on risks of omitting "viewpoint" and "ideology" from EEO policy
Shareholder
Against
Voted - Against
7.
To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies
Shareholder
Against
Voted - For
8.
To report on how retirement plan options align with company climate goals
Shareholder
Against
Voted - Against
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105
Ticker: COST
Meeting Date: 20-Jan-22
Meeting Type: Annual
1A.
Election of Director: Susan L. Decker
Management
For
Voted - For
1B.
Election of Director: Kenneth D. Denman
Management
For
Voted - For
1C.
Election of Director: Richard A. Galanti
Management
For
Voted - For
1D.
Election of Director: Hamilton E. James
Management
For
Voted - For
1E.
Election of Director: W. Craig Jelinek
Management
For
Voted - For
1F.
Election of Director: Sally Jewell
Management
For
Voted - For
1G.
Election of Director: Charles T. Munger
Management
For
Voted - For
1H.
Election of Director: Jeffrey S. Raikes
Management
For
Voted - For
1I.
Election of Director: John W. Stanton
Management
For
Voted - For
1J.
Election of Director: Maggie Wilderotter
Management
For
Voted - For
2.
Ratification of selection of independent auditors.
Management
For
Voted - For
3.
Approval, on an advisory basis, of executive compensation.
Management
For
Voted - For
4.
Shareholder proposal regarding charitable giving reporting.
Shareholder
Against
Voted - Against
5.
Shareholder proposal regarding the adoption of GHG emissions reduction targets.
Shareholder
Against
Voted - For



43

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

6.
Shareholder proposal regarding report on racial justice and food equity.
Shareholder
Against
Voted - Against
DANAHER CORPORATION
Security ID: 235851102
Ticker: DHR
Meeting Date: 10-May-22
Meeting Type: Annual
1A.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Rainer M. Blair
Management
For
Voted - For
1B.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Linda Filler
Management
For
Voted - For
1C.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Teri List
Management
For
Voted - For
1D.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Walter G. Lohr, Jr.
Management
For
Voted - For
1E.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH
Management
For
Voted - For
1F.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Mitchell P. Rales
Management
For
Voted - For
1G.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Steven M. Rales
Management
For
Voted - For
1H.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL
Management
For
Voted - For
1I.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: A. Shane Sanders
Management
For
Voted - For
1J.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: John T. Schwieters
Management
For
Voted - For
1K.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Alan G. Spoon
Management
For
Voted - For
1L.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D
Management
For
Voted - For
1M.
Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Elias A. Zerhouni, MD
Management
For
Voted - For
2.
To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2022.
Management
For
Voted - For
3.
To approve on an advisory basis the Company's named executive officer compensation.
Management
For
Voted - For
4.
To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%.
Shareholder
Against
Voted - For



44

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108
Ticker: EW
Meeting Date: 03-May-22
Meeting Type: Annual
1.1
Election of Director: Kieran T. Gallahue
Management
For
Voted - For
1.2
Election of Director: Leslie S. Heisz
Management
For
Voted - For
1.3
Election of Director: Paul A. LaViolette
Management
For
Voted - For
1.4
Election of Director: Steven R. Loranger
Management
For
Voted - For
1.5
Election of Director: Martha H. Marsh
Management
For
Voted - For
1.6
Election of Director: Michael A. Mussallem
Management
For
Voted - For
1.7
Election of Director: Ramona Sequeira
Management
For
Voted - For
1.8
Election of Director: Nicholas J. Valeriani
Management
For
Voted - For
2.
Advisory Vote to Approve Named Executive Officer Compensation
Management
For
Voted - For
3.
Ratification of Appointment of Independent Registered Public Accounting Firm
Management
For
Voted - For
4.
Stockholder Proposal for an Advisory Vote to Reduce the Share Ownership Threshold to Call a Special Meeting
Shareholder
Against
Voted - Against
EOG RESOURCES, INC.
Security ID: 26875P101
Ticker: EOG
Meeting Date: 20-Apr-22
Meeting Type: Annual
1A.
Election of Director to serve until 2023: Janet F. Clark
Management
For
Voted - For
1B.
Election of Director to serve until 2023: Charles R. Crisp
Management
For
Voted - For
1C.
Election of Director to serve until 2023: Robert P. Daniels
Management
For
Voted - For
1D.
Election of Director to serve until 2023: James C. Day
Management
For
Voted - For
1E.
Election of Director to serve until 2023: C. Christopher Gaut
Management
For
Voted - For
1F.
Election of Director to serve until 2023: Michael T. Kerr
Management
For
Voted - For
1G.
Election of Director to serve until 2023: Julie J. Robertson
Management
For
Voted - For
1H.
Election of Director to serve until 2023: Donald F. Textor
Management
For
Voted - For
1I.
Election of Director to serve until 2023: William R. Thomas
Management
For
Voted - For
1J.
Election of Director to serve until 2023: Ezra Y. Yacob
Management
For
Voted - For
2.
To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2022.
Management
For
Voted - For
3.
To approve, by non-binding vote, the compensation of the Company's named executive officers.
Management
For
Voted - For



45

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

EQUINIX, INC.
Security ID: 29444U700
Ticker: EQIX
Meeting Date: 25-May-22
Meeting Type: Annual
1.1
Election of Director: Nanci Caldwell
Management
For
Voted - For
1.2
Election of Director: Adaire Fox-Martin
Management
For
Voted - For
1.3
Election of Director: Ron Guerrier
Management
For
Voted - For
1.4
Election of Director: Gary Hromadko
Management
For
Voted - For
1.5
Election of Director: Irving Lyons III
Management
For
Voted - For
1.6
Election of Director: Charles Meyers
Management
For
Voted - For
1.7
Election of Director: Christopher Paisley
Management
For
Voted - For
1.8
Election of Director: Sandra Rivera
Management
For
Voted - For
1.9
Election of Director: Peter Van Camp
Management
For
Voted - For
2.
Approval, by a non-binding advisory vote, of the compensation of our named executive officers.
Management
For
Voted - Against
3.
Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2022.
Management
For
Voted - For
4.
A stockholder proposal, related to lowering the stock ownership threshold required to call a special meeting.
Shareholder
Against
Voted - Against
EXPEDIA GROUP, INC.
Security ID: 30212P303
Ticker: EXPE
Meeting Date: 16-Jun-22
Meeting Type: Annual
1a.
Election of Director: Samuel Altman
Management
For
Voted - For
1b.
Election of Director: Beverly Anderson (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.)
Management
For
Voted - For
1c.
Election of Director: Susan Athey
Management
For
Voted - For
1d.
Election of Director: Chelsea Clinton
Management
For
Voted - For
1e.
Election of Director: Barry Diller
Management
For
Voted - For
1f.
Election of Director: Craig Jacobson
Management
For
Voted - For
1g.
Election of Director: Peter Kern
Management
For
Voted - For
1h.
Election of Director: Dara Khosrowshahi
Management
For
Voted - For
1i.
Election of Director: Patricia Menendez Cambo (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.)
Management
For
Voted - For
1j.
Election of Director: Alex von Furstenberg
Management
For
Voted - For
1k.
Election of Director: Julie Whalen (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.)
Management
For
Voted - For
2.
Ratification of appointment of Ernst & Young LLP as Expedia Group's independent registered public accounting firm for the year ending December 31, 2022.
Management
For
Voted - For



46

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

FTS INTERNATIONAL INC.
Security ID: 30283W302
Ticker: FTSI
Meeting Date: 03-Mar-22
Meeting Type: Special
1.
A proposal to approve and adopt the Agreement and Plan of Merger, dated as of October 21, 2021, by and among FTS International, Inc. ("FTSI"), ProFrac Holdings, LLC ("Parent") and ProFrac Acquisitions, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), as may be amended from time to time (the "Merger Agreement"), pursuant to which Merger Sub will be merged with and into FTSI, with FTSI surviving the Merger as a wholly owned subsidiary of Parent (the "Merger").
Management
For
Voted - For
2.
A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by FTSI to its named executive officers that is based on or otherwise relates to the Merger.
Management
For
Voted - For
3.
A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve and adopt the Merger Agreement, if there are not sufficient votes at the time of such adjournment to approve and adopt the Merger Agreement.
Management
For
Voted - For
HCA HEALTHCARE, INC.
Security ID: 40412C101
Ticker: HCA
Meeting Date: 21-Apr-22
Meeting Type: Annual
1A.
Election of Director: Thomas F. Frist III
Management
For
Voted - For
1B.
Election of Director: Samuel N. Hazen
Management
For
Voted - For
1C.
Election of Director: Meg G. Crofton
Management
For
Voted - For
1D.
Election of Director: Robert J. Dennis
Management
For
Voted - For
1E.
Election of Director: Nancy-Ann DeParle
Management
For
Voted - For
1F.
Election of Director: William R. Frist
Management
For
Voted - For
1G.
Election of Director: Charles O. Holliday, Jr.
Management
For
Voted - For
1H.
Election of Director: Hugh F. Johnston
Management
For
Voted - For
1I.
Election of Director: Michael W. Michelson
Management
For
Voted - For
1J.
Election of Director: Wayne J. Riley, M.D.
Management
For
Voted - For
1K.
Election of Director: Andrea B. Smith
Management
For
Voted - For
2.
To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022.
Management
For
Voted - For
3.
Advisory vote to approve named executive officer compensation.
Management
For
Voted - For



47

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

4.
Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure.
Shareholder
Against
Voted - Against
5.
Stockholder proposal, if properly presented at the meeting, regarding lobbying disclosure.
Shareholder
Against
Voted - Against
HEXION HOLDINGS CORP
Security ID: 42830K103
Ticker: HXOH
Meeting Date: 21-Jan-22
Meeting Type: Consent
1.
A resolution to adopt and approve that certain agreement and plan of merger, dated as of december 20, 2021, by and among hexion holdings corporation, asp resins intermediate holdings, inc. And asp resins merger sub, inc., the merger (as defined therein) and the other transactions contemplated thereby. (for = accept, against = reject)(abstain votes do not count)
Management
For
Did Not Vote
IHEARTMEDIA, INC.
Security ID: 45174J509
Ticker: IHRT
Meeting Date: 10-May-22
Meeting Type: Annual
1.1
Director: Cheryl Mills
Management
For
Voted - For
1.2
Director: Robert W. Pittman
Management
For
Voted - For
1.3
Director: James A. Rasulo
Management
For
Voted - For
2.
The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.
Management
For
Voted - For
3.
The approval, on an advisory (non-binding) basis, of the compensation of our named executive officers.
Management
For
Voted - For
INTELSAT JACKSON HLDGS S A
Security ID: 45824TAP0
Meeting Date: 29-Oct-21
Meeting Type: Consent
1A
vote on the plan - class b1 claims. (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
1B
elect to opt out of the third party release - class b1 claims. (for = opt out, against or abstain = do not opt out).
Management
For
Voted - Against
2A
vote on the plan - class c1 claims. (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
2B
elect to opt out of the third party release - class c1 claims. (for = opt out, against or abstain = do not opt out.
Management
For
Voted - Against
3A
vote on the plan - class i2 claims - provisional (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For



48

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

3B
elect to opt out of the third party release - class i2 claims - provisional. (for = opt out, against or abstain = do  not opt out).
Management
For
Voted - Against
4A
vote on the plan - class j2 claims - provisional (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
4B
elect to opt out of the third party release - class j2 claims - provisional. (for = opt out, against or abstain = do  not opt out).
Management
For
Voted - Against
INTELSAT JACKSON HLDGS S A
Security ID: 45824TAY1
Meeting Date: 29-Oct-21
Meeting Type: Consent
1A
vote on the plan - class b1 claims. (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
1B
elect to opt out of the third party release - class b1 claims. (for = opt out, against or abstain = do not opt out).
Management
For
Voted - Against
2A
vote on the plan - class c1 claims. (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
2B
elect to opt out of the third party release - class c1 claims. (for = opt out, against or abstain = do not opt out.
Management
For
Voted - Against
3A
vote on the plan - class i2 claims - provisional (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
3B
elect to opt out of the third party release - class i2 claims - provisional. (for = opt out, against or abstain = do  not opt out).
Management
For
Voted - Against
4A
vote on the plan - class j2 claims - provisional (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
4B
elect to opt out of the third party release - class j2 claims - provisional. (for = opt out, against or abstain = do  not opt out).
Management
For
Voted - Against
INTELSAT JACKSON HLDGS S A
Security ID: 45824TBA2
Meeting Date: 29-Oct-21
Meeting Type: Consent
1A
vote on the plan - class b1 claims. (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
1B
elect to opt out of the third party release - class b1 claims. (for = opt out, against or abstain = do not opt out).
Management
For
Voted - Against
2A
vote on the plan - class c1 claims. (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
2B
elect to opt out of the third party release - class c1 claims. (for = opt out, against or abstain = do not opt out.
Management
For
Voted - Against



49

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

3A
vote on the plan - class i2 claims - provisional (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
3B
elect to opt out of the third party release - class i2 claims - provisional. (for = opt out, against or abstain = do  not opt out).
Management
For
Voted - Against
4A
vote on the plan - class j2 claims - provisional (for = accept, against = reject, abstain is not counted).
Management
For
Voted - For
4B
elect to opt out of the third party release - class j2 claims - provisional. (for = opt out, against or abstain = do  not opt out).
Management
For
Voted - Against
JPMORGAN CHASE & CO.
Security ID: 46625H100
Ticker: JPM
Meeting Date: 17-May-22
Meeting Type: Annual
1a.
Election of Director: Linda B. Bammann
Management
For
Voted - For
1b.
Election of Director: Stephen B. Burke
Management
For
Voted - For
1c.
Election of Director: Todd A. Combs
Management
For
Voted - For
1d.
Election of Director: James S. Crown
Management
For
Voted - For
1e.
Election of Director: James Dimon
Management
For
Voted - For
1f.
Election of Director: Timothy P. Flynn
Management
For
Voted - For
1g.
Election of Director: Mellody Hobson
Management
For
Voted - For
1h.
Election of Director: Michael A. Neal
Management
For
Voted - For
1i.
Election of Director: Phebe N. Novakovic
Management
For
Voted - For
1j.
Election of Director: Virginia M. Rometty
Management
For
Voted - For
2.
Advisory resolution to approve executive compensation
Management
For
Voted - Against
3.
Ratification of independent registered public accounting firm
Management
For
Voted - For
4.
Fossil fuel financing
Shareholder
Against
Voted - Against
5.
Special shareholder meeting improvement
Shareholder
Against
Voted - For
6.
Independent board chairman
Shareholder
Against
Voted - Against
7.
Board diversity resolution
Shareholder
Against
Voted - Against
8.
Conversion to public benefit corporation
Shareholder
Against
Voted - Against
9.
Report on setting absolute contraction targets
Shareholder
Against
Voted - Against
MALLINCKRODT INTERNATIONAL FINANCE SA
Security ID: 561233AC1
Meeting Date: 13-Oct-21
Meeting Type: Consent
1.
Vote on Plan. ("for" = accept, "against" = reject, "abstain" is not counted)
Management
For
Voted - For
2.
OPT-OUT ELECTION: elect to opt out of the Releases by Non-Debtor Releasing Parties contained in Article IX.C of the Plan. ("for" = opt out, "against" or "abstain" = do not opt out)
Management
For
Voted - For



50

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

MALLINCKRODT INTERNATIONAL FINANCE SA
Security ID: 561233AD9
Meeting Date: 13-Oct-21
Meeting Type: Consent
1.
Vote on Plan. ("for" = accept, "against" = reject, "abstain" is not counted)
Management
For
Voted - For
2.
OPT-OUT ELECTION: elect to opt out of the Releases by Non-Debtor Releasing Parties contained in Article IX.C of the Plan. ("for" = opt out, "against" or "abstain" = do not opt out)
Management
For
Voted - For
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 21-Jun-22
Meeting Type: Annual
1a.
Election of Director: Merit E. Janow
Management
For
Voted - For
1b.
Election of Director: Candido Bracher
Management
For
Voted - For
1c.
Election of Director: Richard K. Davis
Management
For
Voted - For
1d.
Election of Director: Julius Genachowski
Management
For
Voted - For
1e.
Election of Director: Choon Phong Goh
Management
For
Voted - For
1f.
Election of Director: Oki Matsumoto
Management
For
Voted - For
1g.
Election of Director: Michael Miebach
Management
For
Voted - For
1h.
Election of Director: Youngme Moon
Management
For
Voted - For
1i.
Election of Director: Rima Qureshi
Management
For
Voted - For
1j.
Election of Director: Gabrielle Sulzberger
Management
For
Voted - For
1k.
Election of Director: Jackson Tai
Management
For
Voted - For
1l.
Election of Director: Harit Talwar
Management
For
Voted - For
1m.
Election of Director: Lance Uggla
Management
For
Voted - For
2.
Advisory approval of Mastercard's executive compensation.
Management
For
Voted - For
3.
Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022.
Management
For
Voted - For
4.
Approval of an amendment to Mastercard's Certificate of Incorporation to enable adoption of a stockholders' right to call special meetings of stockholders.
Management
For
Voted - For
5.
Consideration of a stockholder proposal on the right to call special meetings of stockholders.
Shareholder
Against
Voted - Against
6.
Consideration of a stockholder proposal requesting Board approval of certain political contributions.
Shareholder
Against
Voted - Against
7.
Consideration of a stockholder proposal requesting charitable donation disclosure.
Shareholder
Against
Voted - Against
8.
Consideration of a stockholder proposal requesting a report on "ghost guns".
Shareholder
Against
Voted - Against



51

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

MCDONALD'S CORPORATION
Security ID: 580135101
Ticker: MCD
Meeting Date: 26-May-22
Meeting Type: Contested Annual
1.1
Director: Lloyd Dean
Management
For
Voted - For
1.2
Director: Robert Eckert
Management
For
Voted - For
1.3
Director: Catherine Engelbert
Management
For
Voted - For
1.4
Director: Margaret Georgiadis
Management
For
Voted - For
1.5
Director: Enrique Hernandez, Jr.
Management
For
Voted - For
1.6
Director: Christopher Kempczinski
Management
For
Voted - For
1.7
Director: Richard Lenny
Management
For
Voted - For
1.8
Director: John Mulligan
Management
For
Voted - For
1.9
Director: Sheila Penrose
Management
For
Voted - For
1.10
Director: John Rogers, Jr.
Management
For
Voted - For
1.11
Director: Paul Walsh
Management
For
Voted - For
1.12
Director: Miles White
Management
For
Voted - For
2.
Advisory vote to approve executive compensation.
Management
For
Voted - For
3.
Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2022.
Management
For
Voted - For
4.
Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders' meetings, if properly presented.
Shareholder
Against
Voted - For
5.
Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented.
Shareholder
Against
Voted - Against
6.
Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented.
Shareholder
Against
Voted - Against
7.
Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company's U.S. pork supply chain, if properly presented.
Shareholder
Against
Voted - Against
8.
Advisory vote on a shareholder proposal requesting a third party civil rights audit, if properly presented.
Shareholder
Against
Voted - For
9.
Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented.
Shareholder
Against
Voted - Against
10.
Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented.
Shareholder
Against
Voted - Against
META PLATFORMS, INC.
Security ID: 30303M102
Ticker: FB
Meeting Date: 25-May-22
Meeting Type: Annual
1.1
Director: Peggy Alford
Management
For
Voted - For
1.2
Director: Marc L. Andreessen
Management
For
Voted - For
1.3
Director: Andrew W. Houston
Management
For
Voted - For



52

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1.4
Director: Nancy Killefer
Management
For
Voted - For
1.5
Director: Robert M. Kimmitt
Management
For
Voted - For
1.6
Director: Sheryl K. Sandberg
Management
For
Voted - For
1.7
Director: Tracey T. Travis
Management
For
Voted - For
1.8
Director: Tony Xu
Management
For
Voted - For
1.9
Director: Mark Zuckerberg
Management
For
Voted - For
2.
To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022.
Management
For
Voted - For
3.
To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement.
Management
For
Voted - For
4.
A shareholder proposal regarding dual class capital structure.
Shareholder
Against
Voted - For
5.
A shareholder proposal regarding an independent chair.
Shareholder
Against
Voted - Against
6.
A shareholder proposal regarding concealment clauses.
Shareholder
Against
Voted - For
7.
A shareholder proposal regarding report on external costs of misinformation.
Shareholder
Against
Voted - Against
8.
A shareholder proposal regarding report on community standards enforcement.
Shareholder
Against
Voted - For
9.
A shareholder proposal regarding report and advisory vote on the metaverse.
Shareholder
Against
Voted - Against
10.
A shareholder proposal regarding human rights impact assessment.
Shareholder
Against
Voted - For
11.
A shareholder proposal regarding child sexual exploitation online.
Shareholder
Against
Voted - For
12.
A shareholder proposal regarding civil rights and non-discrimination audit.
Shareholder
Against
Voted - Against
13.
A shareholder proposal regarding report on lobbying.
Shareholder
Against
Voted - Against
14.
A shareholder proposal regarding assessment of audit & risk oversight committee.
Shareholder
Against
Voted - For
15.
A shareholder proposal regarding report on charitable donations.
Shareholder
Against
Voted - Against
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 30-Nov-21
Meeting Type: Annual
1A.
Election of Director: Reid G. Hoffman
Management
For
Voted - For
1B.
Election of Director: Hugh F. Johnston
Management
For
Voted - For
1C.
Election of Director: Teri L. List
Management
For
Voted - For
1D.
Election of Director: Satya Nadella
Management
For
Voted - For
1E.
Election of Director: Sandra E. Peterson
Management
For
Voted - For
1F.
Election of Director: Penny S. Pritzker
Management
For
Voted - For
1G.
Election of Director: Carlos A. Rodriguez
Management
For
Voted - For
1H.
Election of Director: Charles W. Scharf
Management
For
Voted - For
1I.
Election of Director: John W. Stanton
Management
For
Voted - For



53

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1J.
Election of Director: John W. Thompson
Management
For
Voted - For
1K.
Election of Director: Emma N. Walmsley
Management
For
Voted - For
1L.
Election of Director: Padmasree Warrior
Management
For
Voted - For
2.
Advisory vote to approve named executive officer compensation.
Management
For
Voted - For
3.
Approve Employee Stock Purchase Plan.
Management
For
Voted - For
4.
Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022.
Management
For
Voted - For
5.
Shareholder Proposal - Report on median pay gaps across race and gender.
Shareholder
Against
Voted - Against
6.
Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies.
Shareholder
Against
Voted - For
7.
Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities.
Shareholder
Against
Voted - Against
8.
Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge.
Shareholder
Against
Voted - Against
9.
Shareholder Proposal - Report on how lobbying activities align with company policies.
Shareholder
Against
Voted - Against
NASSAU COUNTY INDUSTRIAL DEV AGENCY
Security ID: 63166UAM3
Meeting Date: 13-Aug-21
Meeting Type: Consent
1.
Vote on the plan. (for = accept, against = reject, abstain is not counted)
Management
For
Voted - For
2.
If you voted to accept the plan, please vote "for" if you elect not to receive a release or to give a release to the released parties other than the 2014 bond trustee, consenting holders as of the voting deadline, and member pursuant to section 11 of the plan. (for = do not release, against or abstain = opt to release)
Management
For
Voted - For
NASSAU COUNTY INDUSTRIAL DEV AGENCY
Security ID: 63166UAQ4
Meeting Date: 13-Aug-21
Meeting Type: Consent
1.
Vote on the plan. (for = accept, against = reject, abstain is not counted)
Management
For
Voted - For
2.
If you voted to accept the plan, please vote "for" if you elect not to receive a release or to give a release to the released parties other than the 2014 bond trustee, consenting holders as of the voting deadline, and member pursuant to section 11 of the plan. (for = do not release, against or abstain = opt to release)
Management
For
Voted - For



54

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

NEXTERA ENERGY, INC.
Security ID: 65339F101
Ticker: NEE
Meeting Date: 19-May-22
Meeting Type: Annual
1A.
Election of Director: Sherry S. Barrat
Management
For
Voted - For
1B.
Election of Director: James L. Camaren
Management
For
Voted - For
1C.
Election of Director: Kenneth B. Dunn
Management
For
Voted - For
1D.
Election of Director: Naren K. Gursahaney
Management
For
Voted - For
1E.
Election of Director: Kirk S. Hachigian
Management
For
Voted - For
1F.
Election of Director: John W. Ketchum
Management
For
Voted - For
1G.
Election of Director: Amy B. Lane
Management
For
Voted - For
1H.
Election of Director: David L. Porges
Management
For
Voted - For
1I.
Election of Director: James L. Robo
Management
For
Voted - For
1J.
Election of Director: Rudy E. Schupp
Management
For
Voted - For
1K.
Election of Director: John L. Skolds
Management
For
Voted - For
1L.
Election of Director: John Arthur Stall
Management
For
Voted - For
1M.
Election of Director: Darryl L. Wilson
Management
For
Voted - For
2.
Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2022
Management
For
Voted - For
3.
Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement
Management
For
Voted - Against
4.
A proposal entitled "Board Matrix" to request disclosure of a Board skills matrix
Shareholder
Against
Voted - For
5.
A proposal entitled "Diversity Data Reporting" to request quantitative employee diversity data
Shareholder
Against
Voted - For
NORTHROP GRUMMAN CORPORATION
Security ID: 666807102
Ticker: NOC
Meeting Date: 18-May-22
Meeting Type: Annual
1A.
Election of Director: Kathy J. Warden
Management
For
Voted - For
1B.
Election of Director: David P. Abney
Management
For
Voted - For
1C.
Election of Director: Marianne C. Brown
Management
For
Voted - For
1D.
Election of Director: Donald E. Felsinger
Management
For
Voted - For
1E.
Election of Director: Ann M. Fudge
Management
For
Voted - For
1F.
Election of Director: William H. Hernandez
Management
For
Voted - For
1G.
Election of Director: Madeleine A. Kleiner
Management
For
Voted - For
1H.
Election of Director: Karl J. Krapek
Management
For
Voted - For
1I.
Election of Director: Graham N. Robinson
Management
For
Voted - For
1J.
Election of Director: Gary Roughead
Management
For
Voted - For
1K.
Election of Director: Thomas M. Schoewe
Management
For
Voted - For
1L.
Election of Director: James S. Turley
Management
For
Voted - For
1M.
Election of Director: Mark A. Welsh III
Management
For
Voted - For
2.
Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers.
Management
For
Voted - For



55

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

3.
Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2022.
Management
For
Voted - For
4.
Shareholder proposal to change the ownership threshold for shareholders to call a special meeting.
Shareholder
Against
Voted - For
NXP SEMICONDUCTORS NV.
Security ID: N6596X109
Ticker: NXPI
Meeting Date: 01-Jun-22
Meeting Type: Annual
1.
Adoption of the 2021 Statutory Annual Accounts
Management
For
Voted - For
2.
Discharge of the members of the Board for their responsibilities in the financial year ended December 31, 2021
Management
For
Voted - For
3a.
Re-appoint Kurt Sievers as executive director
Management
For
Voted - For
3b.
Re-appoint Sir Peter Bonfield as non- executive director
Management
For
Voted - For
3c.
Re-appoint Annette Clayton as non-executive director
Management
For
Voted - For
3d.
Re-appoint Anthony Foxx as non-executive director
Management
For
Voted - For
3e.
Appoint Chunyuan Gu as non-executive director
Management
For
Voted - For
3f.
Re-appoint Lena Olving as non-executive director
Management
For
Voted - For
3g.
Re-appoint Julie Southern as non-executive director
Management
For
Voted - For
3h.
Re-appoint Jasmin Staiblin as non-executive director
Management
For
Voted - For
3i.
Re-appoint Gregory Summe as non-executive director
Management
For
Voted - For
3j.
Re-appoint Karl-Henrik Sundström as non- executive director
Management
For
Voted - For
4.
Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares
Management
For
Voted - For
5.
Authorization of the Board to restrict or exclude pre-emption rights accruing in connection with an issue of shares or grant of rights
Management
For
Voted - For
6.
Authorization of the Board to repurchase ordinary shares
Management
For
Voted - For
7.
Authorization of the Board to cancel ordinary shares held or to be acquired by the Company
Management
For
Voted - For
8.
Non-binding, advisory approval of the Named Executive Officers' compensation
Management
For
Voted - For
OLD DOMINION FREIGHT LINE, INC.
Security ID: 679580100
Ticker: ODFL
Meeting Date: 18-May-22
Meeting Type: Annual
1.1
Director: Sherry A. Aaholm
Management
For
Voted - For
1.2
Director: David S. Congdon
Management
For
Voted - For
1.3
Director: John R. Congdon, Jr.
Management
For
Voted - For
1.4
Director: Bradley R. Gabosch
Management
For
Voted - For
1.5
Director: Greg C. Gantt
Management
For
Voted - For



56

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1.6
Director: Patrick D. Hanley
Management
For
Voted - For
1.7
Director: John D. Kasarda
Management
For
Voted - For
1.8
Director: Wendy T. Stallings
Management
For
Voted - For
1.9
Director: Thomas A. Stith, III
Management
For
Voted - For
1.10
Director: Leo H. Suggs
Management
For
Voted - For
1.11
Director: D. Michael Wray
Management
For
Voted - For
2.
Approval, on an advisory basis, of the compensation of the Company's named executive officers.
Management
For
Voted - For
3.
Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022.
Management
For
Voted - For
PEPSICO, INC.
Security ID: 713448108
Ticker: PEP
Meeting Date: 04-May-22
Meeting Type: Annual
1A.
Election of Director: Segun Agbaje
Management
For
Voted - For
1B.
Election of Director: Shona L. Brown
Management
For
Voted - For
1C.
Election of Director: Cesar Conde
Management
For
Voted - For
1D.
Election of Director: Ian Cook
Management
For
Voted - For
1E.
Election of Director: Edith W. Cooper
Management
For
Voted - For
1F.
Election of Director: Dina Dublon
Management
For
Voted - For
1G.
Election of Director: Michelle Gass
Management
For
Voted - For
1H.
Election of Director: Ramon L. Laguarta
Management
For
Voted - For
1I.
Election of Director: Dave Lewis
Management
For
Voted - For
1J.
Election of Director: David C. Page
Management
For
Voted - For
1K.
Election of Director: Robert C. Pohlad
Management
For
Voted - For
1L.
Election of Director: Daniel Vasella
Management
For
Voted - For
1M.
Election of Director: Darren Walker
Management
For
Voted - For
1N.
Election of Director: Alberto Weisser
Management
For
Voted - For
2.
Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2022.
Management
For
Voted - For
3.
Advisory approval of the Company's executive compensation.
Management
For
Voted - For
4.
Shareholder Proposal - Independent Board Chairman.
Shareholder
Against
Voted - Against
5.
Shareholder Proposal - Report on Global Public Policy and Political Influence Outside the U.S.
Shareholder
Against
Voted - Against
6.
Shareholder Proposal - Report on Public Health Costs.
Shareholder
Against
Voted - Against
QUANTA SERVICES, INC.
Security ID: 74762E102
Ticker: PWR
Meeting Date: 27-May-22
Meeting Type: Annual
1.1
Election of Director: Earl C. (Duke) Austin, Jr.
Management
For
Voted - For
1.2
Election of Director: Doyle N. Beneby
Management
For
Voted - For



57

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1.3
Election of Director: Vincent D. Foster
Management
For
Voted - For
1.4
Election of Director: Bernard Fried
Management
For
Voted - For
1.5
Election of Director: Worthing F. Jackman
Management
For
Voted - For
1.6
Election of Director: Holli C. Ladhani
Management
For
Voted - For
1.7
Election of Director: David M. McClanahan
Management
For
Voted - For
1.8
Election of Director: Margaret B. Shannon
Management
For
Voted - For
1.9
Election of Director: Martha B. Wyrsch
Management
For
Voted - For
2.
Approval, by non-binding advisory vote, of Quanta's executive compensation.
Management
For
Voted - For
3.
Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2022.
Management
For
Voted - For
4.
Approval of an amendment to the Quanta Services, Inc. 2019 Omnibus Equity Incentive Plan to increase the number of shares of Quanta common stock that may be issued thereunder and make certain other changes.
Management
For
Voted - For
ROPER TECHNOLOGIES, INC.
Security ID: 776696106
Ticker: ROP
Meeting Date: 15-Jun-22
Meeting Type: Annual
1.1
Election of Director for a one-year term: Shellye L. Archambeau
Management
For
Voted - For
1.2
Election of Director for a one-year term: Amy Woods Brinkley
Management
For
Voted - For
1.3
Election of Director for a one-year term: Irene M. Esteves
Management
For
Voted - For
1.4
Election of Director for a one-year term: L. Neil Hunn
Management
For
Voted - For
1.5
Election of Director for a one-year term: Robert D. Johnson
Management
For
Voted - For
1.6
Election of Director for a one-year term: Thomas P. Joyce, Jr.
Management
For
Voted - For
1.7
Election of Director for a one-year term: Laura G. Thatcher
Management
For
Voted - For
1.8
Election of Director for a one-year term: Richard F. Wallman
Management
For
Voted - For
1.9
Election of Director for a one-year term: Christopher Wright
Management
For
Voted - For
2.
Advisory vote to approve the compensation of our named executive officers.
Management
For
Voted - For
3.
Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022.
Management
For
Voted - For



58

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

S&P GLOBAL INC.
Security ID: 78409V104
Ticker: SPGI
Meeting Date: 04-May-22
Meeting Type: Annual
1A.
Election of Director: Marco Alverà
Management
For
Voted - For
1B.
Election of Director: Jacques Esculier
Management
For
Voted - For
1C.
Election of Director: Gay Huey Evans
Management
For
Voted - For
1D.
Election of Director: William D. Green
Management
For
Voted - For
1E.
Election of Director: Stephanie C. Hill
Management
For
Voted - For
1F.
Election of Director: Rebecca Jacoby
Management
For
Voted - For
1G.
Election of Director: Robert P. Kelly
Management
For
Voted - For
1H.
Election of Director: Ian Paul Livingston
Management
For
Voted - For
1I.
Election of Director: Deborah D. McWhinney
Management
For
Voted - For
1J.
Election of Director: Maria R. Morris
Management
For
Voted - For
1K.
Election of Director: Douglas L. Peterson
Management
For
Voted - For
1L.
Election of Director: Edward B. Rust, Jr.
Management
For
Voted - For
1M.
Election of Director: Richard E. Thornburgh
Management
For
Voted - For
1N.
Election of Director: Gregory Washington
Management
For
Voted - For
2.
Approve, on an advisory basis, the executive compensation program for the Company's named executive officers.
Management
For
Voted - For
3.
Ratify the selection of Ernst & Young LLP as our independent auditor for 2022.
Management
For
Voted - For
STARBUCKS CORPORATION
Security ID: 855244109
Ticker: SBUX
Meeting Date: 16-Mar-22
Meeting Type: Annual
1A.
Election of Director: Richard E. Allison, Jr.
Management
For
Voted - For
1B.
Election of Director: Andrew Campion
Management
For
Voted - For
1C.
Election of Director: Mary N. Dillon
Management
For
Voted - For
1D.
Election of Director: Isabel Ge Mahe
Management
For
Voted - For
1E.
Election of Director: Mellody Hobson
Management
For
Voted - For
1F.
Election of Director: Kevin R. Johnson
Management
For
Voted - For
1G.
Election of Director: Jørgen Vig Knudstorp
Management
For
Voted - For
1H.
Election of Director: Satya Nadella
Management
For
Voted - For
1I.
Election of Director: Joshua Cooper Ramo
Management
For
Voted - For
1J.
Election of Director: Clara Shih
Management
For
Voted - For
1K.
Election of Director: Javier G. Teruel
Management
For
Voted - For
2.
Approve amended and restated 2005 Long- Term Equity Incentive Plan.
Management
For
Voted - For
3.
Approve, on an advisory, nonbinding basis,the compensation of our named executive officers.
Management
For
Voted - For
4.
Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022.
Management
For
Voted - For
5.
Annual Reports Regarding the Prevention of Harassment and Discrimination in the Workplace.
Shareholder
Against
Voted - For



59

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

SUMMIT MIDSTREAM PARTNERS, LP
Security ID: 866142409
Ticker: SMLP
Meeting Date: 24-Jun-22
Meeting Type: Annual
1.1
Director: Lee Jacobe
Management
For
Voted - For
1.2
Director: Jerry L. Peters
Management
For
Voted - For
2.
Approval of the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan.
Management
For
Voted - For
3.
Ratification of Independent Accounting Firm.
Management
For
Voted - For
4.
Approval of the Advisory Resolution on Executive Compensation.
Management
For
Voted - For
5.
Advisory Vote on Frequency of Future Advisory Votes on Executive Compensation.
Management
For
Voted - Abstain
TARRANT CNTY TX CULTURAL FACS FIN CORP
Security ID: 87638RCH8
Meeting Date: 02-Nov-21
Meeting Type: Consent
1.
Vote on the plan (for = accept, against = reject)(abstain votes do not count).
Management
For
Voted - For
2.
Opt out of the releases contained in section 13.03 of the plan. (for = opt out, against or abstain = do not opt out).
Management
For
Voted - Against
TARRANT CNTY TX CULTURAL FACS FIN CORP
Security ID: 87638REZ6
Meeting Date: 02-Nov-21
Meeting Type: Consent
1.
Vote on the plan (for = accept, against = reject)(abstain votes do not count).
Management
For
Voted - For
2.
Opt out of the releases contained in section 13.03 of the plan. (for = opt out, against or abstain = do not opt out).
Management
For
Voted - Against
TARRANT CNTY TX CULTURAL FACS FIN CORP
Security ID: 87638RFA0
Meeting Date: 02-Nov-21
Meeting Type: Consent
1.
Vote on the plan (for = accept, against = reject)(abstain votes do not count).
Management
For
Voted - For
2.
Opt out of the releases contained in section 13.03 of the plan. (for = opt out, against or abstain = do not opt out).
Management
For
Voted - Against



60

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

THE HOME DEPOT, INC.
Security ID: 437076102
Ticker: HD
Meeting Date: 19-May-22
Meeting Type: Annual
1A.
Election of Director: Gerard J. Arpey
Management
For
Voted - For
1B.
Election of Director: Ari Bousbib
Management
For
Voted - For
1C.
Election of Director: Jeffery H. Boyd
Management
For
Voted - For
1D.
Election of Director: Gregory D. Brenneman
Management
For
Voted - For
1E.
Election of Director: J. Frank Brown
Management
For
Voted - For
1F.
Election of Director: Albert P. Carey
Management
For
Voted - For
1G.
Election of Director: Edward P. Decker
Management
For
Voted - For
1H.
Election of Director: Linda R. Gooden
Management
For
Voted - For
1I.
Election of Director: Wayne M. Hewett
Management
For
Voted - For
1J.
Election of Director: Manuel Kadre
Management
For
Voted - For
1K.
Election of Director: Stephanie C. Linnartz
Management
For
Voted - For
1L.
Election of Director: Craig A. Menear
Management
For
Voted - For
1M.
Election of Director: Paula Santilli
Management
For
Voted - For
1N.
Election of Director: Caryn Seidman-Becker
Management
For
Voted - For
2.
Ratification of the Appointment of KPMG LLP
Management
For
Voted - For
3.
Advisory Vote to Approve Executive Compensation ("Say-on-Pay")
Management
For
Voted - For
4.
Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022
Management
For
Voted - For
5.
Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares
Shareholder
Against
Voted - Against
6.
Shareholder Proposal Regarding Independent Board Chair
Shareholder
Against
Voted - Against
7.
Shareholder Proposal Regarding Political Contributions Congruency Analysis
Shareholder
Against
Voted - Against
8.
Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors
Shareholder
Against
Voted - Against
9.
Shareholder Proposal Regarding Report on Deforestation
Shareholder
Against
Voted - Against
10.
Shareholder Proposal Regarding Racial Equity Audit
Shareholder
Against
Voted - For
THE SHERWIN-WILLIAMS COMPANY
Security ID: 824348106
Ticker: SHW
Meeting Date: 20-Apr-22
Meeting Type: Annual
1A.
Election of Director: Kerrii B. Anderson
Management
For
Voted - For
1B.
Election of Director: Arthur F. Anton
Management
For
Voted - For
1C.
Election of Director: Jeff M. Fettig
Management
For
Voted - For
1D.
Election of Director: Richard J. Kramer
Management
For
Voted - For
1E.
Election of Director: John G. Morikis
Management
For
Voted - For
1F.
Election of Director: Christine A. Poon
Management
For
Voted - For
1G.
Election of Director: Aaron M. Powell
Management
For
Voted - For
1H.
Election of Director: Marta R. Stewart
Management
For
Voted - For



61

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1I.
Election of Director: Michael H. Thaman
Management
For
Voted - For
1J.
Election of Director: Matthew Thornton III
Management
For
Voted - For
1K.
Election of Director: Steven H. Wunning
Management
For
Voted - For
2.
Advisory approval of the compensation of the named executives.
Management
For
Voted - For
3.
Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm.
Management
For
Voted - For
THE TJX COMPANIES, INC.
Security ID: 872540109
Ticker: TJX
Meeting Date: 07-Jun-22
Meeting Type: Annual
1a.
Election of Director: José B. Alvarez
Management
For
Voted - For
1b.
Election of Director: Alan M. Bennett
Management
For
Voted - For
1c.
Election of Director: Rosemary T. Berkery
Management
For
Voted - For
1d.
Election of Director: David T. Ching
Management
For
Voted - For
1e.
Election of Director: C. Kim Goodwin
Management
For
Voted - For
1f.
Election of Director: Ernie Herrman
Management
For
Voted - For
1g.
Election of Director: Michael F. Hines
Management
For
Voted - For
1h.
Election of Director: Amy B. Lane
Management
For
Voted - For
1i.
Election of Director: Carol Meyrowitz
Management
For
Voted - For
1j.
Election of Director: Jackwyn L. Nemerov
Management
For
Voted - For
1k.
Election of Director: John F. O'Brien
Management
For
Voted - For
2.
Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2023
Management
For
Voted - For
3.
Approval of Stock Incentive Plan (2022 Restatement)
Management
For
Voted - For
4.
Advisory approval of TJX's executive compensation (the say-on- pay vote)
Management
For
Voted - For
5.
Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain
Shareholder
Against
Voted - Against
6.
Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees
Shareholder
Against
Voted - Against
7.
Shareholder proposal for a report on risk due to restrictions on reproductive rights
Shareholder
Against
Voted - Against
8.
Shareholder proposal to adopt a paid sick leave policy for all Associates
Shareholder
Against
Voted - For
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 09-Mar-22
Meeting Type: Annual
1A.
Election of Director: Susan E. Arnold
Management
For
Voted - For
1B.
Election of Director: Mary T. Barra
Management
For
Voted - For
1C.
Election of Director: Safra A. Catz
Management
For
Voted - For
1D.
Election of Director: Amy L. Chang
Management
For
Voted - For



62

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

1E.
Election of Director: Robert A. Chapek
Management
For
Voted - For
1F.
Election of Director: Francis A. deSouza
Management
For
Voted - For
1G.
Election of Director: Michael B.G. Froman
Management
For
Voted - For
1H.
Election of Director: Maria Elena Lagomasino
Management
For
Voted - For
1I.
Election of Director: Calvin R. McDonald
Management
For
Voted - For
1J.
Election of Director: Mark G. Parker
Management
For
Voted - For
1K.
Election of Director: Derica W. Rice
Management
For
Voted - For
2.
Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2022.
Management
For
Voted - For
3.
Consideration of an advisory vote to approve executive compensation.
Management
For
Voted - For
4.
Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities.
Shareholder
Against
Voted - Against
5.
Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company's governing documents to lower the stock ownership threshold to call a special meeting of shareholders.
Shareholder
Against
Voted - For
6.
Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts.
Shareholder
Against
Voted - Against
7.
Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender.
Shareholder
Against
Voted - For
8.
Shareholder proposal, if properly presented at the meeting, requesting a workplace non- discrimination audit and report.
Shareholder
Against
Voted - Against
THERMO FISHER SCIENTIFIC INC.
Security ID: 883556102
Ticker: TMO
Meeting Date: 18-May-22
Meeting Type: Annual
1A.
Election of director: Marc N. Casper
Management
For
Voted - For
1B.
Election of director: Nelson J. Chai
Management
For
Voted - For
1C.
Election of director: Ruby R. Chandy
Management
For
Voted - For
1D.
Election of director: C. Martin Harris
Management
For
Voted - For
1E.
Election of director: Tyler Jacks
Management
For
Voted - For
1F.
Election of director: R. Alexandra Keith
Management
For
Voted - For
1G.
Election of director: Jim P. Manzi
Management
For
Voted - For
1H.
Election of director: James C. Mullen
Management
For
Voted - For
1I.
Election of director: Lars R. Sorensen
Management
For
Voted - For
1J.
Election of director: Debora L. Spar
Management
For
Voted - For
1K.
Election of director: Scott M. Sperling
Management
For
Voted - For
1L.
Election of director: Dion J. Weisler
Management
For
Voted - For
2.
An advisory vote to approve named executive officer compensation.
Management
For
Voted - For



63

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

3.
Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2022.
Management
For
Voted - For
T-MOBILE US, INC.
Security ID: 872590104
Ticker: TMUS
Meeting Date: 15-Jun-22
Meeting Type: Annual
1.1
Director: Marcelo Claure
Management
For
Voted - For
1.2
Director: Srikant M. Datar
Management
For
Voted - For
1.3
Director: Bavan M. Holloway
Management
For
Voted - For
1.4
Director: Timotheus Höttges
Management
For
Voted - For
1.5
Director: Christian P. Illek
Management
For
Voted - For
1.6
Director: Raphael Kübler
Management
For
Voted - For
1.7
Director: Thorsten Langheim
Management
For
Voted - For
1.8
Director: Dominique Leroy
Management
For
Voted - For
1.9
Director: Letitia A. Long
Management
For
Voted - For
1.10
Director: G. Michael Sievert
Management
For
Voted - For
1.11
Director: Teresa A. Taylor
Management
For
Voted - For
1.12
Director: Omar Tazi
Management
For
Voted - For
1.13
Director: Kelvin R. Westbrook
Management
For
Voted - For
2.
Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2022.
Management
For
Voted - For
TRANE TECHNOLOGIES PLC
Security ID: G8994E103
Ticker: TT
Meeting Date: 02-Jun-22
Meeting Type: Annual
1a.
Election of Director: Kirk E. Arnold
Management
For
Voted - For
1b.
Election of Director: Ann C. Berzin
Management
For
Voted - For
1c.
Election of Director: April Miller Boise
Management
For
Voted - For
1d.
Election of Director: John Bruton
Management
For
Voted - For
1e.
Election of Director: Jared L. Cohon
Management
For
Voted - For
1f.
Election of Director: Gary D. Forsee
Management
For
Voted - For
1g.
Election of Director: Linda P. Hudson
Management
For
Voted - For
1h.
Election of Director: Myles P. Lee
Management
For
Voted - For
1i.
Election of Director: David S. Regnery
Management
For
Voted - For
1j.
Election of Director: John P. Surma
Management
For
Voted - For
1k.
Election of Director: Tony L. White
Management
For
Voted - For
2.
Advisory approval of the compensation of the Company's named executive officers.
Management
For
Voted - For
3.
Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration.
Management
For
Voted - For
4.
Approval of the renewal of the Directors' existing authority to issue shares.
Management
For
Voted - For



64

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

5.
Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution)
Management
For
Voted - For
6.
Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution)
Management
For
Voted - For
TRANSUNION
Security ID: 89400J107
Ticker: TRU
Meeting Date: 11-May-22
Meeting Type: Annual
1A.
Election of Director: George M. Awad
Management
For
Voted - For
1B.
Election of Director: William P. (Billy) Bosworth
Management
For
Voted - For
1C.
Election of Director: Christopher A. Cartwright
Management
For
Voted - For
1D.
Election of Director: Suzanne P. Clark
Management
For
Voted - For
1E.
Election of Director: Russell P. Fradin
Management
For
Voted - For
1F.
Election of Director: Charles E. Gottdiener
Management
For
Voted - For
1G.
Election of Director: Pamela A. Joseph
Management
For
Voted - For
1H.
Election of Director: Thomas L. Monahan, III
Management
For
Voted - For
1I.
Election of Director: Andrew Prozes
Management
For
Voted - For
2.
Ratification of appointment of PricewaterhouseCoopers LLP as TransUnion's independent registered public accounting firm for the fiscal year ending December 31, 2022.
Management
For
Voted - For
3.
To approve, on a non-binding advisory basis, the compensation of TransUnion's named executive officers.
Management
For
Voted - For
4.
To recommend, on a non-binding advisory basis, the frequency of non-binding advisory votes to approve the compensation of TransUnion's named executive officers.
Management
1 Year
Voted - 1 Year
UNITED RENTALS, INC.
Security ID: 911363109
Ticker: URI
Meeting Date: 05-May-22
Meeting Type: Annual
1A.
Election of Director: José B. Alvarez
Management
For
Voted - For
1B.
Election of Director: Marc A. Bruno
Management
For
Voted - For
1C.
Election of Director: Larry D. De Shon
Management
For
Voted - For
1D.
Election of Director: Matthew J. Flannery
Management
For
Voted - For
1E.
Election of Director: Bobby J. Griffin
Management
For
Voted - For
1F.
Election of Director: Kim Harris Jones
Management
For
Voted - For
1G.
Election of Director: Terri L. Kelly
Management
For
Voted - For
1H.
Election of Director: Michael J. Kneeland
Management
For
Voted - For
1I.
Election of Director: Gracia C. Martore
Management
For
Voted - For
1J.
Election of Director: Shiv Singh
Management
For
Voted - For
2.
Ratification of Appointment of Public Accounting Firm
Management
For
Voted - For



65

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

3.
Advisory Approval of Executive Compensation
Management
For
Voted - For
4.
Company Proposal for Special Shareholder Meeting Improvement (Amend By-Laws to Reduce Threshold to 15%)
Management
For
Voted - For
5.
Stockholder Proposal for Special Shareholder Meeting Improvement
Shareholder
Against
Voted - Against
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102
Ticker: UNH
Meeting Date: 06-Jun-22
Meeting Type: Annual
1a.
Election of Director: Timothy P. Flynn
Management
For
Voted - For
1b.
Election of Director: Paul R. Garcia
Management
For
Voted - For
1c.
Election of Director: Stephen J. Hemsley
Management
For
Voted - For
1d.
Election of Director: Michele J. Hooper
Management
For
Voted - For
1e.
Election of Director: F. William McNabb III
Management
For
Voted - For
1f.
Election of Director: Valerie C. Montgomery Rice, M.D.
Management
For
Voted - For
1g.
Election of Director: John H. Noseworthy, M.D.
Management
For
Voted - For
1h.
Election of Director: Andrew Witty
Management
For
Voted - For
2.
Advisory approval of the Company's executive compensation.
Management
For
Voted - For
3.
Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2022.
Management
For
Voted - For
4.
If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay.
Shareholder
Against
Voted - For
5.
If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal regarding political contributions congruency report.
Shareholder
Against
Voted - Against
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 25-Jan-22
Meeting Type: Annual
1A.
Election of Director: Lloyd A. Carney
Management
For
Voted - For
1B.
Election of Director: Mary B. Cranston
Management
For
Voted - For
1C.
Election of Director: Francisco Javier Fernández-Carbajal
Management
For
Voted - For
1D.
Election of Director: Alfred F. Kelly, Jr.
Management
For
Voted - For
1E.
Election of Director: Ramon Laguarta
Management
For
Voted - For
1F.
Election of Director: John F. Lundgren
Management
For
Voted - For
1G.
Election of Director: Robert W. Matschullat
Management
For
Voted - For
1H.
Election of Director: Denise M. Morrison
Management
For
Voted - For
1I.
Election of Director: Linda J. Rendle
Management
For
Voted - For
1J.
Election of Director: Maynard G. Webb, Jr.
Management
For
Voted - For



66

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted

2.
To approve, on an advisory basis, the compensation paid to our named executive officers.
Management
For
Voted - For
3.
To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022.
Management
For
Voted - For
WALMART INC.
Security ID: 931142103
Ticker: WMT
Meeting Date: 01-Jun-22
Meeting Type: Annual
1a.
Election of Director: Cesar Conde
Management
For
Voted - For
1b.
Election of Director: Timothy P. Flynn
Management
For
Voted - For
1c.
Election of Director: Sarah J. Friar
Management
For
Voted - For
1d.
Election of Director: Carla A. Harris
Management
For
Voted - For
1e.
Election of Director: Thomas W. Horton
Management
For
Voted - For
1f.
Election of Director: Marissa A. Mayer
Management
For
Voted - For
1g.
Election of Director: C. Douglas McMillon
Management
For
Voted - For
1h.
Election of Director: Gregory B. Penner
Management
For
Voted - For
1i.
Election of Director: Randall L. Stephenson
Management
For
Voted - For
1j.
Election of Director: S. Robson Walton
Management
For
Voted - For
1k.
Election of Director: Steuart L. Walton
Management
For
Voted - For
2.
Advisory Vote to Approve Named Executive Officer Compensation
Management
For
Voted - Against
3.
Ratification of Ernst & Young LLP as Independent Accountants
Management
For
Voted - For
4.
Report on Animal Welfare Practices
Shareholder
Against
Voted - Against
5.
Create a Pandemic Workforce Advisory Council
Shareholder
Against
Voted - Against
6.
Report on Impacts of Reproductive Healthcare Legislation
Shareholder
Against
Voted - Against
7.
Report on Alignment of Racial Justice Goals and Starting Wages
Shareholder
Against
Voted - Against
8.
Civil Rights and Non-Discrimination Audit
Shareholder
Against
Voted - Against
9.
Report on Charitable Donation Disclosures
Shareholder
Against
Voted - Against
10.
Report on Lobbying Disclosures
Shareholder
Against
Voted - Against
ZOETIS INC.
Security ID: 98978V103
Ticker: ZTS
Meeting Date: 19-May-22
Meeting Type: Annual
1A.
Election of Director: Paul M. Bisaro
Management
For
Voted - For
1B.
Election of Director: Frank A. D'Amelio
Management
For
Voted - For
1C.
Election of Director: Michael B. McCallister
Management
For
Voted - For
2.
Advisory vote to approve our executive compensation.
Management
For
Voted - For
3.
Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan.
Management
For
Voted - For
4.
Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022.
Management
For
Voted - For



67

City National Rochdale U.S. Core Equity Fund
 
Proposal
Proposed by
Mgt. Position
Registrant Voted


5.
Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc.
Management
For
Voted - For
6.
Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors.
Management
For
Voted - For




















68


SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


City National Rochdale Funds

By:   /s/ Garrett R. D’Alessandro
Garrett R. D’Alessandro
President and Chief Executive Officer
Date: August 24, 2022









69