EXHIBIT 1.01
Garrett Motion Inc.
Conflict Mineral Report
For the reporting period From January 1, 2024, to December 31, 2024
This Conflict Minerals Report of Garrett Motion Inc. and its consolidated subsidiaries (“Garrett,” “we,” or “our”) has been prepared in accordance with Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). The Rule calls for certain disclosures from an SEC registrant that manufactures or contracts to manufacture products for which conflict minerals are necessary to the functionality or production of those products. Conflict Minerals are defined as cassiterite, columbite-tantalite, wolframite, and gold, including their derivatives, which are limited to tin, tantalum, and tungsten (collectively, “3TG”).
If any 3TG are necessary to the functionality or production of products manufactured or contracted to be manufactured by a registrant, the text of the Rule requires such registrant to conduct in good faith a reasonable country of origin inquiry (“RCOI”) that is reasonably designed to determine whether any of its 3TG originated in the Democratic Republic of the Congo (“DRC”), the Central African Republic, the Republic of the Congo, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, or Angola (the “Covered Countries”), or are from recycled or scrap sources.
Overview
Garrett’s Business
Garrett is a cutting-edge technology leader delivering differentiated solutions for emission reduction and energy efficiency. We design, manufacture, and sell highly engineered turbocharging, air and fluid compression, and high-speed electric motor technologies for original equipment manufacturers (“OEMs”) and distributors within the mobility and industrial space.
Garrett’s Products Covered by this Report
This report relates to Garrett products: (i) for which 3TG are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by Garrett; and (iii) for which the manufacture was completed during the calendar year 2024. These products, which are referred to herein as the “Covered Products,” in this context, include turbocharger solutions for both internal combustion engine (ICE) vehicles and a wide range of hybrid powertrains and zero-emission technologies such as fuel cell compressors.
Garrett’s Supply Chain
Garrett sells thousands of products containing parts from hundreds of direct and indirect suppliers. As a “downstream” company with many tiers in our supply chain, we have direct relationships with few smelters and refiners (“SORs”) and we do not perform direct audits of SOR entities within our supply chain.
We rely on our direct suppliers to give us information about the SORs and the origin of 3TG in the parts or products they supply us, including the sources of 3TG that they receive from their upstream suppliers, as we cannot access information from upstream actors directly. The same is true for our direct suppliers, who depend on data from their suppliers.
The terms and lengths of contracts with our suppliers are varied, and we cannot always unilaterally impose new contract terms. As we renew or enter into new purchase agreements with suppliers, we generally seek to add, where possible, a 3TG compliance provision requiring such suppliers to conduct and document their inquiries into the SORs as well as the country of origin of 3TG in parts or products supplied to Garrett and to provide Garrett with information or representations that Garrett requires to meet its compliance obligations. Although we have already integrated a 3TG compliance provision into certain purchase agreements with our direct suppliers, we anticipate that it will take several years to ensure that all supplier purchase agreements contain appropriate 3TG compliance provisions. In addition, some suppliers may object to the inclusion of such 3TG compliance provisions. In the meantime, as described herein, we are working with our suppliers to obtain 3TG sourcing information.
Reasonable Country of Origin Inquiry
Garrett conducted a good faith RCOI to determine whether the 3TG in the Covered Products may have originated in the Covered Countries and did not come from recycled or scrap sources. The elements of the RCOI were:
· | Identification of relevant suppliers |
· | Data collection and validation; and |
· | Assessment to determine whether due diligence was required |
Garrett assessed its direct suppliers that were most likely to provide parts or products containing 3TG concerning our turbocharger and intercoolers, and in connection therewith we identified 424 relevant suppliers (the “Supplier Group”).
Garrett engaged a third-party service provider, Assent Compliance (the “Vendor”), to help obtain supplier data. It began with a request for each supplier in the Supplier Group to respond to the 2024 (version 6.4) Responsible Minerals Initiative’s Conflict Minerals Reporting Template (the “Questionnaire”). The Questionnaire is designed to facilitate disclosure and communication of information regarding SORs of 3TG contained in parts or products in our supply chain. It includes questions regarding a supplier’s engagement with its direct suppliers and a listing of the SORs that the supplier and its suppliers use. In addition, the Questionnaire contains questions about the origin of 3TG included in a supplier’s parts or products, as well as supplier due diligence efforts. The Vendor deployed the Questionnaire to the Supplier Group via a tracking tool, which enabled Garrett and the Vendor to manage and maintain records of responses from the Supplier Group in an electronic database. The procedure involved 21 rounds of follow-up to unresponsive members of the Supplier Group through a defined process via both automated email and personalized email, including offering assistance and further information to the Supplier Group about the requirements of the Rule and the 3TG compliance program. Garrett received responses from 90.51% of the Supplier Group.
The collected data was then validated by the Vendor to increase the accuracy of submissions and identify any contradictory answers in the Questionnaire. The vendor’s tracking tool and electronic database facilitated automated data validation on all submitted Questionnaires. All submitted Questionnaires were accepted and classified as valid or invalid. Members of the Supplier Group were contacted with regards to invalid forms and were encouraged to resubmit a valid form. We reviewed the responses to determine where further engagement with our Supplier Group was warranted.
Based on our suppliers' responses, we generated a list of 365 unique SORs. Taking into account the responses from our suppliers and the fact that not each participant of the Supplier Group responded to the survey, Garrett did not have complete and validated information to conclude whether its necessary 3TG in the Covered Products originated in the Covered Countries, and if so, whether they were from recycled or scrap sources or came from sources that directly or indirectly financed or benefitted armed groups, as such term is defined in the Rule. Accordingly, Garrett conducted due diligence on the source and chain of custody of the 3TG contained in parts or products provided by the Supplier Group.
Due Diligence Process
Design of Due Diligence Measures
Our due diligence measures have been designed to conform, in all material respects, with the Organization for Economic Co-operation and Development’s (“OECD”) “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition (2016)” and the related Supplements for 3TG (the “OECD Framework”). The OECD Framework is written for the entire mineral supply chain and our due diligence measures were tailored to include steps appropriate for “downstream” companies. Our due diligence included the following elements of the OECD Framework:
· | Step 1: Establish strong company management systems |
· | Step 2: Identify and assess risks in the supply chain |
· | Step 3: Design and implement a strategy to respond to identified risks |
· | Step 4: Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain; and |
· | Step 5: Report on supply chain due diligence |
Step 1: Establish Strong Company Management Systems
Garrett has established a management system to determine the source and chain of custody of 3TG in our supply chain.
a. | Mission Statement: We have adopted a conflict minerals mission statement (the Mission Statement) that outlines to suppliers and customers our commitment to responsible sourcing of 3TG throughout our global supply chain and compliance with the Rule. The Mission Statement is publicly available on our website at: https://www.garrettmotion.com/wp-content/uploads/2018/12/Conflict-Minerals-Statement.pdf. |
b. | Internal Team: Our management system includes oversight of our RCOI and due diligence processes by the representatives from Procurement, Health, Safety and Environment, and Legal. These functions |
are responsible for implementing our 3TG compliance program and communicating information about program status and effectiveness to senior management.
c. | Control Systems: We utilize the Questionnaire for collecting 3TG declarations from our supply base via a tracking tool to gather information on the chain of custody of the 3TG included in our products. In addition, our Vendor is a member of the Responsible Minerals Initiative, an industry-wide initiative working to develop conflict-free supply chains. We also have a Supplier Code of Conduct that sets forth our core values on the responsible sourcing of minerals: |
https://investors.garrettmotion.com/static-files/fb606599-df51-4ecf-b44b-456be9391df1.
d. | Supplier Engagement: We have communicated to the Supplier Group our obligations under the Rule by distributing to them background information on the Rule along with the Questionnaire. In addition, through our Vendor, we provide training materials on 3TG compliance to the Supplier Group. We are also integrating 3TG compliance provisions into our purchase agreements as described above, which sets forth Garrett’s expectations that such direct suppliers will cooperate with Garrett’s RCOI and due diligence measures as required by the Rule. |
e. | Grievance Mechanism: We have a company-level Helpline that provides employees and suppliers with a mechanism to report violations of our policies or other concerns. |
Step 2: Identify and Assess Risks in the Supply Chain
· | Distribution of Questionnaires to Supplier Group: In 2024, we distributed the Questionnaire to the Supplier Group to gather information on our supply chain, including: |
i. | Whether any of the minerals they supplied to Garrett may contain 3TG |
ii. | Whether any 3TG are necessary to the functionality or production of the parts or products in which they are used, and |
iii. | The SORs or any 3TG in our supply chain and whether the 3TG originated from the Covered Countries or came from recycled or scrap sources. |
· | Assessment of Supplier Group Responses: We reviewed each response from the Supplier Group to assess the adequacy of such a response. Members of the Supplier Group that failed to respond to the Questionnaire or that did not provide responses to all applicable questions in the Questionnaire received follow-up communications requesting additional information. If a supplier response indicates that 3TG contained in parts or products provided to Garrett may have originated from the Covered Countries, then such response is sent to the Environment team for further review and determination of follow-up steps under the guidance of our risk management plan. |
Step 3: Design and Implement a Strategy to Respond to Identified Risks
As part of our risk management plan under the OECD Framework, if SORs with red flags are reported on a Questionnaire by one of the suppliers surveyed, risk mitigation activities will be initiated. If a supplier indicates that its products may contain 3TG sourced from a Covered Country, we will follow up with the supplier to gather more information, including the basis for the information provided and other information regarding the sourcing country and SOR. Identified risks will be reported to the Environment Team, which will determine appropriate follow-up actions, if any, to mitigate risks. There was no instance in our due diligence for the 2024 reporting period where we determined that there were validated high-risk issues in our supply chain requiring follow-up actions.
To ensure that the Supplier Group understands our expectations concerning compliance with the Rule, we distributed background information on the Rule and our Mission Statement, and we provided access to training materials on 3TG compliance to the Supplier Group in addition to the Questionnaire.
Step 4: Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
Garrett does not perform or direct audits of entities in our supply chain but relies on the RMI’s Responsible Minerals Assurance Process (“RMAP”) to perform third-party audits of SORs. Our process compares the SORs identified by the Supplier Group to the list of SORs certified as “compliant” or the equivalent by the RMI (Responsible Minerals Initiative). If SORs are identified with issues, we engage with the supplier directly to verify the information before reporting the issue to the Environment Team.
Step 5: Report on Supply Chain Due Diligence
This Conflict Minerals Report, and the Form SD to which it relates, have been filed with the SEC, and are publicly available at https://investors.garrettmotion.com/leadership-and-governance.
Due Diligence Results
The Questionnaire requested that the Supplier Group provide Garrett with information on (a) the SORs that the Supplier Group and its suppliers use to supply the 3TG in the Covered Products, (b) whether the 3TG used in the Covered Products originates from the Covered Countries, (c) the mine or location of origin of the 3TG used in the Covered Products, and (d) the scope of its response (company-level responses refer to the supplier’s overall 3TG sourcing; product-level responses specify whether 3TG was used in parts or products provided to Garrett). Garrett must rely on responses from the Supplier Group to our Questionnaire to determine the facilities used to process 3TG used in the Covered Products, whether the 3TG used in the Covered Products originates from the Covered Countries, and the source of 3TG used in the Covered Products.
The responses that we received for this reporting period from the Supplier Group fell into one or more of the following categories: (i) indication that no 3TG is used in parts or products that are provided to Garrett, (ii) data concerning the SORs used by the supplier to process 3TG in parts or products provided to Garrett; (iii) data with respect to the supplier’s overall 3TG sourcing, without specifying whether such 3TG was
used in parts or products provided to Garrett or indication that the supplier is unable to provide the information as it specifically relates to the parts or products that are provided to Garrett, (iv) indication that the supplier is unable to provide SOR information at this time, and/or (v) indication that the supplier is unable to provide or is still in the process of determining the country of origin or mine or location of origin of 3TG from its suppliers. We received responses in category (ii) above from 448 out of 495 suppliers. Such responses identified 365 unique SORs (set forth on Appendix A below) used to process 3TG in parts or products provided to Garrett, and while they did not indicate the country of origin of the 3TG processed by such SORs, 232 of these SORs are RMAP Conformant.
As a result of the foregoing, and because responses were not received from all members of the Supplier Group, Garrett does not have complete and validated information to conclude whether its necessary 3TG in the Covered Products originated in the Covered Countries, and if so, whether they were from recycled or scrap sources, or came from sources that directly or indirectly financed or benefitted armed groups therein, as such term is defined the Rule.
However, Garrett received no response (to either the initial communication or any follow-up inquiries) from any supplier indicating that 3TG in our Covered Products originated in the Covered Countries (even when SORs used to process our 3TG were identified) or benefitted or financed armed groups in the Covered Countries.
We were unable to determine the country of origin or the mine or location of origin of 3TG used in the parts or products supplied to us for use in the Covered Products. Our efforts to identify the specific mine or location or origin of our necessary 3TG included the due diligence measures described above.
Steps to be taken to mitigate risk
We intend to take the following steps to continue improving the due diligence conducted and to further mitigate any future risk of sourcing 3TG that benefit armed groups in the Covered Countries:
1. | Continue to refine and update our process to target all appropriate direct suppliers that may be in-scope for the Rule, as well as re-survey applicable suppliers to confirm that they do not incorporate 3TG in our supply chain. |
2. | Continue to work closely with our direct suppliers to obtain the necessary validated information on the origin of the 3TG contained in the parts, products, or services sold to Garrett. |
3. | Continue to seek to include a 3TG compliance provision in new or renewed purchase agreements with direct suppliers to set forth Garrett’s expectations that such direct suppliers will cooperate with Garrett’s RCOI and due diligence measures as required by the Rule. |
4. | Engage with the Supplier Group by providing advice and directing them to information and resources, to increase the response rate and improve the content of their Questionnaire responses. |
Cautionary Statement about Forward-Looking Statements
We have made statements in this Conflict Minerals Report that may constitute “forward-looking statements” within the meaning of the U.S. federal securities laws and regulations about our plans to take additional actions or to implement additional procedures with respect to our due diligence efforts to determine the origin of conflict minerals included in our products. There can be no assurance that these future events will occur as anticipated. Forward-looking statements speak only as of the date they were made, and we undertake no obligation to publicly update them. Our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report. These forward-looking statements should be considered in light of the information included in this report and our other filings with the SEC, including, without limitation, the Risk Factors, as well as the description of trends and other factors in Management’s Discussion and Analysis of Financial Condition and Results of Operations, set forth in our Annual Report on Form 10-K for the year ended December 31, 2024, as updated by our Form 10-Q for the quarter ended March 31, 2025, and other filings with the SEC.
Appendix A - Smelter list
Includes: Metals, Smelter name, ID, and Country
*Through Assent, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions.
Metal | Smelter Name | Locations | Smelter ID |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 |
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | CID001522 |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 |
Tin | Fenix Metals | Poland | CID000468 |
Tin | Minsur | Peru | CID001182 |
Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | CID001337 |
Tin | PT Refined Bangka Tin | Indonesia | CID001460 |
Tin | PT Sariwiguna Binasentosa | Indonesia | CID001463 |
Tin | PT Timah Tbk Kundur | Indonesia | CID001477 |
Tin | PT Timah Tbk Mentok | Indonesia | CID001482 |
Tin | Thaisarco | Thailand | CID001898 |
Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China | CID002180 |
Tin | Aurubis Beerse | Belgium | CID002773 |
Tin | PT Sukses Inti Makmur | Indonesia | CID002816 |
Tin | PT Menara Cipta Mulia | Indonesia | CID002835 |
Tin | PT Bangka Serumpun | Indonesia | CID003205 |
Tin | CRM Synergies | Spain | CID003524 |
Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia | CID003868 |
Tungsten | Global Tungsten & Powders LLC | United States Of America | CID000568 |
Metal | Smelter Name | Locations | Smelter ID |
Tungsten | Wolfram Bergbau und Hutten AG | Austria | CID002044 |
Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 |
Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | CID002502 |
Tungsten | H.C. Starck Tungsten GmbH | Germany | CID002541 |
Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | CID002542 |
Gold | Agosi AG | Germany | CID000035 |
Tin | Alpha | United States Of America | CID000292 |
Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 |
Tin | Dowa | Japan | CID000402 |
Tin | EM Vinto | Bolivia (Plurinational State Of) |
CID000438 |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 |
Gold | Heimerle + Meule GmbH | Germany | CID000694 |
Gold | Heraeus Metals Hong Kong Ltd. | China | CID000707 |
Gold | Asahi Refining Canada Ltd. | Canada | CID000924 |
Gold | Kennecott Utah Copper LLC | United States Of America | CID000969 |
Tin | China Tin Group Co., Ltd. | China | CID001070 |
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 |
Tin | Metallic Resources, Inc. | United States Of America | CID001142 |
Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 |
Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 |
Gold | Metalor Technologies S.A. | Switzerland | CID001153 |
Gold | Metalor USA Refining Corporation | United States Of America | CID001157 |
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | CID001161 |
Tin | Mineracao Taboca S.A. | Brazil | CID001173 |
Tin | Mitsubishi Materials Corporation | Japan | CID001191 |
Tin | Jiangxi New Nanshan Technology Ltd. | China | CID001231 |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 |
Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 |
Tin | PT Babel Inti Perkasa | Indonesia | CID001402 |
Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 |
Tin | PT Bukit Timah | Indonesia | CID001428 |
Tin | PT Mitra Stania Prima | Indonesia | CID001453 |
Tin | PT Prima Timah Utama | Indonesia | CID001458 |
Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 |
Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 |
Tin | PT Tommy Utama | Indonesia | CID001493 |
Metal | Smelter Name | Locations | Smelter ID |
Gold | Royal Canadian Mint | Canada | CID001534 |
Tin | Rui Da Hung | Taiwan | CID001539 |
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 |
Gold | Western Australian Mint (T/a The Perth Mint) | Australia | CID002030 |
Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | CID002036 |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 |
Tin | CV Venus Inti Perkasa | Indonesia | CID002455 |
Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | CID002468 |
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 |
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 |
Tin | PT Rajehan Ariq | Indonesia | CID002593 |
Tin | PT Cipta Persada Mulia | Indonesia | CID002696 |
Tin | Aurubis Berango | Spain | CID002774 |
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | CID003116 |
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | CID003190 |
Tin | Tin Technology & Refining | United States Of America | CID003325 |
Tin | PT Rajawali Rimba Perkasa | Indonesia | CID003381 |
Tin | Luna Smelter, Ltd. | Rwanda | CID003387 |
Tin | PT Mitra Sukses Globalindo | Indonesia | CID003449 |
Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | CID003582 |
Tungsten | A.L.M.T. Corp. | Japan | CID000004 |
Tungsten | Kennametal Huntsville | United States Of America | CID000105 |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 |
Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 |
Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch |
China | CID002513 |
Tungsten | Masan High-Tech Materials | Viet Nam | CID002543 |
Tungsten | China Molybdenum Tungsten Co., Ltd. | China | CID002641 |
Tungsten | ACL Metais Eireli | Brazil | CID002833 |
Tungsten | Lianyou Metals Co., Ltd. | Taiwan | CID003407 |
Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | CID003427 |
Tungsten | Cronimet Brasil Ltda | Brazil | CID003468 |
Tungsten | Kennametal Fallon | United States Of America | CID000966 |
Metal | Smelter Name | Locations | Smelter ID |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 |
Tungsten | Hubei Green Tungsten Co., Ltd. | China | CID003417 |
Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China | CID003609 |
Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | CID000616 |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 |
Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 |
Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 |
Tantalum | Mineracao Taboca S.A. | Brazil | CID001175 |
Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001192 |
Tantalum | NPM Silmet AS | Estonia | CID001200 |
Tantalum | QuantumClean | United States Of America | CID001508 |
Tantalum | Taki Chemical Co., Ltd. | Japan | CID001869 |
Tantalum | Telex Metals | United States Of America | CID001891 |
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 |
Tantalum | FIR Metals & Resource Ltd. | China | CID002505 |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 |
Tantalum | KEMET de Mexico | Mexico | CID002539 |
Tantalum | TANIOBIS Co., Ltd. | Thailand | CID002544 |
Tantalum | TANIOBIS GmbH | Germany | CID002545 |
Tantalum | TANIOBIS Japan Co., Ltd. | Japan | CID002549 |
Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | CID002550 |
Tantalum | Global Advanced Metals Boyertown | United States Of America | CID002557 |
Tantalum | Global Advanced Metals Aizu | Japan | CID002558 |
Tantalum | Resind Industria e Comercio Ltda. | Brazil | CID002707 |
Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 |
Tin | Estanho de Rondonia S.A. | Brazil | CID000448 |
Tin | Resind Industria e Comercio Ltda. | Brazil | CID002706 |
Tin | Super Ligas | Brazil | CID002756 |
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | CID003397 |
Tin | Precious Minerals and Smelting Limited | India | CID003409 |
Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda |
Brazil | CID003486 |
Tin | Mining Minerals Resources SARL | Congo, Democratic Republic Of The |
CID004065 |
Gold | Advanced Chemical Company | United States Of America | CID000015 |
Metal | Smelter Name | Locations | Smelter ID |
Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 |
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | CID000058 |
Gold | Argor-Heraeus S.A. | Switzerland | CID000077 |
Gold | Asahi Pretec Corp. | Japan | CID000082 |
Gold | Asaka Riken Co., Ltd. | Japan | CID000090 |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | CID000103 |
Gold | Aurubis AG | Germany | CID000113 |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 |
Gold | Boliden Ronnskar | Sweden | CID000157 |
Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 |
Gold | Caridad | Mexico | CID000180 |
Gold | CCR Refinery - Glencore Canada Corporation | Canada | CID000185 |
Gold | Cendres + Metaux S.A. | Switzerland | CID000189 |
Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 |
Gold | Chimet S.p.A. | Italy | CID000233 |
Gold | Chugai Mining | Japan | CID000264 |
Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 |
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China | CID000291 |
Tin | PT Premium Tin Indonesia | Indonesia | CID000313 |
Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 |
Gold | DSC (Do Sung Corporation) | Korea, Republic Of | CID000359 |
Gold | Dowa | Japan | CID000401 |
Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | CID000425 |
Tantalum | F&X Electro-Materials Ltd. | China | CID000460 |
Gold | JSC Novosibirsk Refinery | Russian Federation | CID000493 |
Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 |
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 |
Gold | LT Metal Ltd. | Korea, Republic Of | CID000689 |
Gold | Heraeus Germany GmbH Co. KG | Germany | CID000711 |
Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 |
Tungsten | Hunan Jintai New Material Co., Ltd. | China | CID000769 |
Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 |
Gold | HwaSeong CJ CO., LTD. | Korea, Republic Of | CID000778 |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 |
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 |
Gold | Istanbul Gold Refinery | Turkey | CID000814 |
Gold | Japan Mint | Japan | CID000823 |
Metal | Smelter Name | Locations | Smelter ID |
Gold | Jiangxi Copper Co., Ltd. | China | CID000855 |
Gold | Asahi Refining USA Inc. | United States Of America | CID000920 |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | CID000927 |
Gold | JSC Uralelectromed | Russian Federation | CID000929 |
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 |
Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 |
Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 |
Gold | Kazzinc | Kazakhstan | CID000957 |
Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 |
Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 |
Gold | L'azurde Company For Jewelry | Saudi Arabia | CID001032 |
Gold | Lingbao Gold Co., Ltd. | China | CID001056 |
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 |
Tantalum | AMG Brasil | Brazil | CID001076 |
Gold | LS MnM Inc. | Korea, Republic Of | CID001078 |
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 |
Gold | Materion | United States Of America | CID001113 |
Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 |
Gold | Mitsubishi Materials Corporation | Japan | CID001188 |
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 |
Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 |
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | CID001220 |
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 |
Gold | Nihon Material Co., Ltd. | Japan | CID001259 |
Tin | Novosibirsk Tin Combine | Russian Federation | CID001305 |
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
Russian Federation | CID001326 |
Gold | MKS PAMP SA | Switzerland | CID001352 |
Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 |
Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 |
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 |
Tin | PT Bangka Tin Industry | Indonesia | CID001419 |
Tin | PT Belitung Industri Sejahtera | Indonesia | CID001421 |
Tin | PT Panca Mega Persada | Indonesia | CID001457 |
Gold | PX Precinox S.A. | Switzerland | CID001498 |
Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 |
Gold | Sabin Metal Corp. | United States Of America | CID001546 |
Gold | Samduck Precious Metals | Korea, Republic Of | CID001555 |
Gold | Samwon Metals Corp. | Korea, Republic Of | CID001562 |
Metal | Smelter Name | Locations | Smelter ID |
Gold | SEMPSA Joyeria Plateria S.A. | Spain | CID001585 |
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 |
Gold | Solar Applied Materials Technology Corp. | Taiwan | CID001761 |
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 |
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 |
Gold | Super Dragon Technology Co., Ltd. | Taiwan | CID001810 |
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 |
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 |
Gold | Shandong Gold Smelting Co., Ltd. | China | CID001916 |
Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 |
Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 |
Gold | Torecom | Korea, Republic Of | CID001955 |
Gold | United Precious Metal Refining, Inc. | United States Of America | CID001993 |
Gold | Valcambi S.A. | Switzerland | CID002003 |
Tin | VQB Mineral and Trading Group JSC | Viet Nam | CID002015 |
Gold | Yamakin Co., Ltd. | Japan | CID002100 |
Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 |
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | CID002243 |
Gold | Morris and Watson | New Zealand | CID002282 |
Gold | SAFINA A.S. | Czechia | CID002290 |
Gold | Guangdong Jinding Gold Limited | China | CID002312 |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | CID002313 |
Gold | Umicore Precious Metals Thailand | Thailand | CID002314 |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 |
Tin | PT Tirus Putra Mandiri | Indonesia | CID002478 |
Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 |
Tantalum | D Block Metals, LLC | United States Of America | CID002504 |
Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 |
Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | CID002511 |
Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | CID002515 |
Gold | Singway Technology Co., Ltd. | Taiwan | CID002516 |
Gold | Shandong Humon Smelting Co., Ltd. | China | CID002525 |
Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | CID002527 |
Metal | Smelter Name | Locations | Smelter ID |
Tantalum | Materion Newton Inc. | United States Of America | CID002548 |
Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CID002560 |
Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 |
Gold | International Precious Metal Refiners | United Arab Emirates | CID002562 |
Gold | Kaloti Precious Metals | United Arab Emirates | CID002563 |
Gold | Sudan Gold Refinery | Sudan | CID002567 |
Tin | CV Ayi Jaya | Indonesia | CID002570 |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
Viet Nam | CID002572 |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 |
Gold | T.C.A S.p.A | Italy | CID002580 |
Gold | REMONDIS PMR B.V. | Netherlands | CID002582 |
Gold | Fujairah Gold FZC | United Arab Emirates | CID002584 |
Gold | Industrial Refining Company | Belgium | CID002587 |
Gold | Shirpur Gold Refinery Ltd. | India | CID002588 |
Tungsten | Niagara Refining LLC | United States Of America | CID002589 |
Gold | Korea Zinc Co., Ltd. | Korea, Republic Of | CID002605 |
Gold | Marsam Metals | Brazil | CID002606 |
Gold | TOO Tau-Ken-Altyn | Kazakhstan | CID002615 |
Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 |
Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 |
Gold | Abington Reldan Metals, LLC | United States Of America | CID002708 |
Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 |
Gold | Shenzhen CuiLu Gold Co., Ltd. | China | CID002750 |
Gold | Albino Mountinho Lda. | Portugal | CID002760 |
Gold | SAAMP | France | CID002761 |
Gold | L'Orfebre S.A. | Andorra | CID002762 |
Gold | 8853 S.p.A. | Italy | CID002763 |
Gold | Italpreziosi | Italy | CID002765 |
Tin | PT Bangka Prima Tin | Indonesia | CID002776 |
Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 |
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 |
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 |
Tin | HuiChang Hill Tin Industry Co., Ltd. | China | CID002844 |
Tungsten | Moliren Ltd. | Russian Federation | CID002845 |
Gold | AU Traders and Refiners | South Africa | CID002850 |
Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 |
Gold | Sai Refinery | India | CID002853 |
Metal | Smelter Name | Locations | Smelter ID |
Gold | Modeltech Sdn Bhd | Malaysia | CID002857 |
Tin | Modeltech Sdn Bhd | Malaysia | CID002858 |
Gold | Bangalore Refinery | India | CID002863 |
Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 |
Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 |
Gold | Pease & Curren | United States Of America | CID002872 |
Gold | JALAN & Company | India | CID002893 |
Gold | SungEel HiMetal Co., Ltd. | Korea, Republic Of | CID002918 |
Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 |
Gold | ABC Refinery Pty Ltd. | Australia | CID002920 |
Gold | Safimet S.p.A | Italy | CID002973 |
Gold | State Research Institute Center for Physical Sciences and Technology |
Lithuania | CID003153 |
Gold | African Gold Refinery | Uganda | CID003185 |
Gold | Gold Coast Refinery | Ghana | CID003186 |
Gold | NH Recytech Company | Korea, Republic Of | CID003189 |
Tin | Pongpipat Company Limited | Myanmar | CID003208 |
Gold | QG Refining, LLC | United States Of America | CID003324 |
Gold | Dijllah Gold Refinery FZC | United Arab Emirates | CID003348 |
Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | CID003356 |
Tin | Ma'anshan Weitai Tin Co., Ltd. | China | CID003379 |
Gold | CGR Metalloys Pvt Ltd. | India | CID003382 |
Gold | Sovereign Metals | India | CID003383 |
Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | CID003408 |
Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | CID003410 |
Tungsten | NPP Tyazhmetprom LLC | Russian Federation | CID003416 |
Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | CID003424 |
Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | CID003425 |
Gold | Augmont Enterprises Private Limited | India | CID003461 |
Gold | Kundan Care Products Ltd. | India | CID003463 |
Gold | Emerald Jewel Industry India Limited (Unit 1) | India | CID003487 |
Gold | Emerald Jewel Industry India Limited (Unit 2) | India | CID003488 |
Gold | Emerald Jewel Industry India Limited (Unit 3) | India | CID003489 |
Gold | Emerald Jewel Industry India Limited (Unit 4) | India | CID003490 |
Gold | K.A. Rasmussen | Norway | CID003497 |
Gold | Alexy Metals | United States Of America | CID003500 |
Gold | MD Overseas | India | CID003548 |
Tungsten | Artek LLC | Russian Federation | CID003553 |
Gold | Metallix Refining Inc. | United States Of America | CID003557 |
Metal | Smelter Name | Locations | Smelter ID |
Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | CID003575 |
Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | China | CID003583 |
Tungsten | OOO “Technolom” 2 | Russian Federation | CID003612 |
Tungsten | OOO “Technolom” 1 | Russian Federation | CID003614 |
Gold | WEEEREFINING | France | CID003615 |
Gold | Gold by Gold Colombia | Colombia | CID003641 |
Tungsten | LLC Vostok | Russian Federation | CID003643 |
Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | China | CID003662 |
Gold | Dongwu Gold Group | China | CID003663 |
Gold | Sam Precious Metals | United Arab Emirates | CID003666 |
Tin | DS Myanmar | Myanmar | CID003831 |
Tantalum | 5D Production OU | Estonia | CID003926 |
Tungsten | HANNAE FOR T Co., Ltd. | Korea, Republic Of | CID003978 |
Tungsten | Tungsten Vietnam Joint Stock Company | Viet Nam | CID003993 |
Gold | Coimpa Industrial LTDA | Brazil | CID004010 |
Tungsten | Nam Viet Cromit Joint Stock Company | Viet Nam | CID004034 |
Tantalum | PowerX Ltd. | Rwanda | CID004054 |
Tungsten | MALAMET SMELTING SDN. BHD. | Malaysia | CID004056 |
Tungsten | DONGKUK INDUSTRIES CO., LTD. | Korea, Republic Of | CID004060 |
Tungsten | Lianyou Resources Co., Ltd. | Taiwan | CID004397 |
Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | China | CID004430 |
Tin | Malaysia Smelting Corporation Berhad (Port Klang) | Malaysia | CID004434 |
Gold | GG Refinery Ltd. | Tanzania, United Republic Of | CID004506 |
Tungsten | Kenee Mining Corporation Vietnam | Viet Nam | CID004619 |
Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. |
Japan | CID004403 |
Tin | PT Timah Nusantara | Indonesia | CID001486 |
Gold | NOBLE METAL SERVICES | United States Of America | CID003690 |
Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. |
China | CID004435 |
Tungsten | Philippine Carreytech Metal Corp. | Philippines | CID004438 |
Tin | RIKAYAA GREENTECH PRIVATE LIMITED | India | CID004692 |
Gold | Attero Recycling Pvt Ltd | India | CID004697 |
Gold | Impala Platinum - Platinum Metals Refinery (PMR) | South Africa | CID004714 |
Tin | Woodcross Smelting Company Limited | Uganda | CID004724 |
Tin | Global Advanced Metals Greenbushes Pty Ltd. | Australia | CID004754 |
Gold | Elite Industech Co., Ltd. | Taiwan | CID004755 |
Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd |
China | CID004796 |
Tungsten | Philippine Bonway Manufacturing Industrial Corporation | Philippines | CID004797 |
Metal | Smelter Name | Locations | Smelter ID |
Tantalum | Jiangxi Sanshi Nonferrous Metals Co., Ltd | China | CID004813 |
Tin | PT Mitra Graha Raya | Indonesia | CID004685 |
Glossary
SORs | Smelters or Refiners - A facility that uses heat and/or chemical agents to process mineral ore, slag, recycled or scrap materials, or any combination of such into refined metal products. |
RMAP | The Responsible Minerals Assurance Process is RMI's audit program that uses an independent third-party assessment of smelter/refiner management systems and sourcing practices to validate conformance with RMAP standards. |
Legitimate SORs
|
Facilities that been deemed operational by the RMI and are 'Eligible' to participate in the RMAP program. |
SORs of Interest | Smelters or Refiners that present significant risk to supply chains, as per the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. |
RMAP Audit Status | Describes the current engagement situation of an SOR in relation to the RMAP program.
|
Conformant | Independently assessed and found conformant with the relevant RMAP standard.
|
Active | Engaged in the program but not yet conformant.
|
Non-Conformant | Independently assessed and found non-conformant with the relevant RMAP standard.
|
Not Enrolled | This is a rolled up of the statuses below as SORs with this have not taken part in the RMAP program.
|
Communication Suspended - Not Interested | Facility has strongly communicated a lack of interest in participation.
|
Due Diligence Vetting Process | Facility does not meet RMI’s requirements for participation according to the due diligence vetting process.
|
In Communication
|
Not yet active but in communication with RMAP and/or member company.
|
Outreach Required | Outreach needed by RMI member companies to contact entity and encourage their participation in RMAP.
|
RMI Due Diligence Review – Unable to Proceed | For facilities that have not met the threshold for Due Diligence Vetting Process after a period of 6 months. Status may change if additional information is submitted. |
CAHRAs (Conflict affected and high risk areas) | Areas identified to be in the presence of widespread human rights abuses and violations of law, as defined by both, the European Commission via Regulation (EU) 2017/821 and OECD. |
RCOI | Reasonable Country of Origin Inquiry (RCOI) is conducted to determine whether its in-scope 3TG content originated in the Democratic Republic of the Congo (DRC) or one of the covered countries or is from recycled or scrap sources. |