EXHIBIT 1.01

 

Garrett Motion Inc.

Conflict Mineral Report

For the reporting period From January 1, 2024, to December 31, 2024

 

 

This Conflict Minerals Report of Garrett Motion Inc. and its consolidated subsidiaries (“Garrett,” “we,” or “our”) has been prepared in accordance with Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). The Rule calls for certain disclosures from an SEC registrant that manufactures or contracts to manufacture products for which conflict minerals are necessary to the functionality or production of those products. Conflict Minerals are defined as cassiterite, columbite-tantalite, wolframite, and gold, including their derivatives, which are limited to tin, tantalum, and tungsten (collectively, “3TG”).

 

If any 3TG are necessary to the functionality or production of products manufactured or contracted to be manufactured by a registrant, the text of the Rule requires such registrant to conduct in good faith a reasonable country of origin inquiry (“RCOI”) that is reasonably designed to determine whether any of its 3TG originated in the Democratic Republic of the Congo (“DRC”), the Central African Republic, the Republic of the Congo, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, or Angola (the “Covered Countries”), or are from recycled or scrap sources.

 

Overview

 

Garrett’s Business

 

Garrett is a cutting-edge technology leader delivering differentiated solutions for emission reduction and energy efficiency. We design, manufacture, and sell highly engineered turbocharging, air and fluid compression, and high-speed electric motor technologies for original equipment manufacturers (“OEMs”) and distributors within the mobility and industrial space.

 

Garrett’s Products Covered by this Report

 

This report relates to Garrett products: (i) for which 3TG are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by Garrett; and (iii) for which the manufacture was completed during the calendar year 2024. These products, which are referred to herein as the “Covered Products,” in this context, include turbocharger solutions for both internal combustion engine (ICE) vehicles and a wide range of hybrid powertrains and zero-emission technologies such as fuel cell compressors.

 

Garrett’s Supply Chain

 

Garrett sells thousands of products containing parts from hundreds of direct and indirect suppliers. As a “downstream” company with many tiers in our supply chain, we have direct relationships with few smelters and refiners (“SORs”) and we do not perform direct audits of SOR entities within our supply chain.

 

   

 

 

We rely on our direct suppliers to give us information about the SORs and the origin of 3TG in the parts or products they supply us, including the sources of 3TG that they receive from their upstream suppliers, as we cannot access information from upstream actors directly. The same is true for our direct suppliers, who depend on data from their suppliers.

 

The terms and lengths of contracts with our suppliers are varied, and we cannot always unilaterally impose new contract terms. As we renew or enter into new purchase agreements with suppliers, we generally seek to add, where possible, a 3TG compliance provision requiring such suppliers to conduct and document their inquiries into the SORs as well as the country of origin of 3TG in parts or products supplied to Garrett and to provide Garrett with information or representations that Garrett requires to meet its compliance obligations. Although we have already integrated a 3TG compliance provision into certain purchase agreements with our direct suppliers, we anticipate that it will take several years to ensure that all supplier purchase agreements contain appropriate 3TG compliance provisions. In addition, some suppliers may object to the inclusion of such 3TG compliance provisions. In the meantime, as described herein, we are working with our suppliers to obtain 3TG sourcing information.

 

Reasonable Country of Origin Inquiry

 

Garrett conducted a good faith RCOI to determine whether the 3TG in the Covered Products may have originated in the Covered Countries and did not come from recycled or scrap sources. The elements of the RCOI were:

 

·Identification of relevant suppliers
·Data collection and validation; and
·Assessment to determine whether due diligence was required

 

Garrett assessed its direct suppliers that were most likely to provide parts or products containing 3TG concerning our turbocharger and intercoolers, and in connection therewith we identified 424 relevant suppliers (the “Supplier Group”). 

 

Garrett engaged a third-party service provider, Assent Compliance (the “Vendor”), to help obtain supplier data. It began with a request for each supplier in the Supplier Group to respond to the 2024 (version 6.4) Responsible Minerals Initiative’s Conflict Minerals Reporting Template (the “Questionnaire”). The Questionnaire is designed to facilitate disclosure and communication of information regarding SORs of 3TG contained in parts or products in our supply chain. It includes questions regarding a supplier’s engagement with its direct suppliers and a listing of the SORs that the supplier and its suppliers use. In addition, the Questionnaire contains questions about the origin of 3TG included in a supplier’s parts or products, as well as supplier due diligence efforts. The Vendor deployed the Questionnaire to the Supplier Group via a tracking tool, which enabled Garrett and the Vendor to manage and maintain records of responses from the Supplier Group in an electronic database. The procedure involved 21 rounds of follow-up to unresponsive members of the Supplier Group through a defined process via both automated email and personalized email, including offering assistance and further information to the Supplier Group about the requirements of the Rule and the 3TG compliance program. Garrett received responses from 90.51% of the Supplier Group.

 

   

 

 

The collected data was then validated by the Vendor to increase the accuracy of submissions and identify any contradictory answers in the Questionnaire. The vendor’s tracking tool and electronic database facilitated automated data validation on all submitted Questionnaires. All submitted Questionnaires were accepted and classified as valid or invalid. Members of the Supplier Group were contacted with regards to invalid forms and were encouraged to resubmit a valid form. We reviewed the responses to determine where further engagement with our Supplier Group was warranted.

 

Based on our suppliers' responses, we generated a list of 365 unique SORs. Taking into account the responses from our suppliers and the fact that not each participant of the Supplier Group responded to the survey, Garrett did not have complete and validated information to conclude whether its necessary 3TG in the Covered Products originated in the Covered Countries, and if so, whether they were from recycled or scrap sources or came from sources that directly or indirectly financed or benefitted armed groups, as such term is defined in the Rule. Accordingly, Garrett conducted due diligence on the source and chain of custody of the 3TG contained in parts or products provided by the Supplier Group.

 

Due Diligence Process

 

Design of Due Diligence Measures

 

Our due diligence measures have been designed to conform, in all material respects, with the Organization for Economic Co-operation and Development’s (“OECD”) “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition (2016)” and the related Supplements for 3TG (the “OECD Framework”). The OECD Framework is written for the entire mineral supply chain and our due diligence measures were tailored to include steps appropriate for “downstream” companies. Our due diligence included the following elements of the OECD Framework:

 

·Step 1: Establish strong company management systems
·Step 2: Identify and assess risks in the supply chain
·Step 3: Design and implement a strategy to respond to identified risks
·Step 4: Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain; and
·Step 5: Report on supply chain due diligence

 

Step 1: Establish Strong Company Management Systems

 

Garrett has established a management system to determine the source and chain of custody of 3TG in our supply chain.

 

a.Mission Statement: We have adopted a conflict minerals mission statement (the Mission Statement) that outlines to suppliers and customers our commitment to responsible sourcing of 3TG throughout our global supply chain and compliance with the Rule. The Mission Statement is publicly available on our website at: https://www.garrettmotion.com/wp-content/uploads/2018/12/Conflict-Minerals-Statement.pdf.

 

b.Internal Team: Our management system includes oversight of our RCOI and due diligence processes by the representatives from Procurement, Health, Safety and Environment, and Legal. These functions

 

   

 

 

are responsible for implementing our 3TG compliance program and communicating information about program status and effectiveness to senior management.

 

c.Control Systems: We utilize the Questionnaire for collecting 3TG declarations from our supply base via a tracking tool to gather information on the chain of custody of the 3TG included in our products. In addition, our Vendor is a member of the Responsible Minerals Initiative, an industry-wide initiative working to develop conflict-free supply chains. We also have a Supplier Code of Conduct that sets forth our core values on the responsible sourcing of minerals:

https://investors.garrettmotion.com/static-files/fb606599-df51-4ecf-b44b-456be9391df1.

 

d.Supplier Engagement: We have communicated to the Supplier Group our obligations under the Rule by distributing to them background information on the Rule along with the Questionnaire. In addition, through our Vendor, we provide training materials on 3TG compliance to the Supplier Group. We are also integrating 3TG compliance provisions into our purchase agreements as described above, which sets forth Garrett’s expectations that such direct suppliers will cooperate with Garrett’s RCOI and due diligence measures as required by the Rule.

 

e.Grievance Mechanism: We have a company-level Helpline that provides employees and suppliers with a mechanism to report violations of our policies or other concerns.

 

Step 2: Identify and Assess Risks in the Supply Chain

 

·Distribution of Questionnaires to Supplier Group: In 2024, we distributed the Questionnaire to the Supplier Group to gather information on our supply chain, including:

 

i.Whether any of the minerals they supplied to Garrett may contain 3TG
ii.Whether any 3TG are necessary to the functionality or production of the parts or products in which they are used, and
iii.The SORs or any 3TG in our supply chain and whether the 3TG originated from the Covered Countries or came from recycled or scrap sources.

 

·Assessment of Supplier Group Responses: We reviewed each response from the Supplier Group to assess the adequacy of such a response. Members of the Supplier Group that failed to respond to the Questionnaire or that did not provide responses to all applicable questions in the Questionnaire received follow-up communications requesting additional information. If a supplier response indicates that 3TG contained in parts or products provided to Garrett may have originated from the Covered Countries, then such response is sent to the Environment team for further review and determination of follow-up steps under the guidance of our risk management plan.

 

   

 

 

Step 3: Design and Implement a Strategy to Respond to Identified Risks

 

As part of our risk management plan under the OECD Framework, if SORs with red flags are reported on a Questionnaire by one of the suppliers surveyed, risk mitigation activities will be initiated. If a supplier indicates that its products may contain 3TG sourced from a Covered Country, we will follow up with the supplier to gather more information, including the basis for the information provided and other information regarding the sourcing country and SOR. Identified risks will be reported to the Environment Team, which will determine appropriate follow-up actions, if any, to mitigate risks. There was no instance in our due diligence for the 2024 reporting period where we determined that there were validated high-risk issues in our supply chain requiring follow-up actions.

 

To ensure that the Supplier Group understands our expectations concerning compliance with the Rule, we distributed background information on the Rule and our Mission Statement, and we provided access to training materials on 3TG compliance to the Supplier Group in addition to the Questionnaire.

 

Step 4: Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

 

Garrett does not perform or direct audits of entities in our supply chain but relies on the RMI’s Responsible Minerals Assurance Process (“RMAP”) to perform third-party audits of SORs. Our process compares the SORs identified by the Supplier Group to the list of SORs certified as “compliant” or the equivalent by the RMI (Responsible Minerals Initiative). If SORs are identified with issues, we engage with the supplier directly to verify the information before reporting the issue to the Environment Team.

 

Step 5: Report on Supply Chain Due Diligence

 

This Conflict Minerals Report, and the Form SD to which it relates, have been filed with the SEC, and are publicly available at https://investors.garrettmotion.com/leadership-and-governance.

 

Due Diligence Results

 

The Questionnaire requested that the Supplier Group provide Garrett with information on (a) the SORs that the Supplier Group and its suppliers use to supply the 3TG in the Covered Products, (b) whether the 3TG used in the Covered Products originates from the Covered Countries, (c) the mine or location of origin of the 3TG used in the Covered Products, and (d) the scope of its response (company-level responses refer to the supplier’s overall 3TG sourcing; product-level responses specify whether 3TG was used in parts or products provided to Garrett). Garrett must rely on responses from the Supplier Group to our Questionnaire to determine the facilities used to process 3TG used in the Covered Products, whether the 3TG used in the Covered Products originates from the Covered Countries, and the source of 3TG used in the Covered Products.

 

The responses that we received for this reporting period from the Supplier Group fell into one or more of the following categories: (i) indication that no 3TG is used in parts or products that are provided to Garrett, (ii) data concerning the SORs used by the supplier to process 3TG in parts or products provided to Garrett; (iii) data with respect to the supplier’s overall 3TG sourcing, without specifying whether such 3TG was

 

   

 

used in parts or products provided to Garrett or indication that the supplier is unable to provide the information as it specifically relates to the parts or products that are provided to Garrett, (iv) indication that the supplier is unable to provide SOR information at this time, and/or (v) indication that the supplier is unable to provide or is still in the process of determining the country of origin or mine or location of origin of 3TG from its suppliers. We received responses in category (ii) above from 448 out of 495 suppliers. Such responses identified 365 unique SORs (set forth on Appendix A below) used to process 3TG in parts or products provided to Garrett, and while they did not indicate the country of origin of the 3TG processed by such SORs, 232 of these SORs are RMAP Conformant.

 

As a result of the foregoing, and because responses were not received from all members of the Supplier Group, Garrett does not have complete and validated information to conclude whether its necessary 3TG in the Covered Products originated in the Covered Countries, and if so, whether they were from recycled or scrap sources, or came from sources that directly or indirectly financed or benefitted armed groups therein, as such term is defined the Rule.

 

However, Garrett received no response (to either the initial communication or any follow-up inquiries) from any supplier indicating that 3TG in our Covered Products originated in the Covered Countries (even when SORs used to process our 3TG were identified) or benefitted or financed armed groups in the Covered Countries.

 

We were unable to determine the country of origin or the mine or location of origin of 3TG used in the parts or products supplied to us for use in the Covered Products. Our efforts to identify the specific mine or location or origin of our necessary 3TG included the due diligence measures described above.

 

Steps to be taken to mitigate risk

 

We intend to take the following steps to continue improving the due diligence conducted and to further mitigate any future risk of sourcing 3TG that benefit armed groups in the Covered Countries:

 

1.Continue to refine and update our process to target all appropriate direct suppliers that may be in-scope for the Rule, as well as re-survey applicable suppliers to confirm that they do not incorporate 3TG in our supply chain.

 

2.Continue to work closely with our direct suppliers to obtain the necessary validated information on the origin of the 3TG contained in the parts, products, or services sold to Garrett.

 

3.Continue to seek to include a 3TG compliance provision in new or renewed purchase agreements with direct suppliers to set forth Garrett’s expectations that such direct suppliers will cooperate with Garrett’s RCOI and due diligence measures as required by the Rule.

 

4.Engage with the Supplier Group by providing advice and directing them to information and resources, to increase the response rate and improve the content of their Questionnaire responses.

 

   

 

 

Cautionary Statement about Forward-Looking Statements

 

We have made statements in this Conflict Minerals Report that may constitute “forward-looking statements” within the meaning of the U.S. federal securities laws and regulations about our plans to take additional actions or to implement additional procedures with respect to our due diligence efforts to determine the origin of conflict minerals included in our products. There can be no assurance that these future events will occur as anticipated. Forward-looking statements speak only as of the date they were made, and we undertake no obligation to publicly update them. Our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report. These forward-looking statements should be considered in light of the information included in this report and our other filings with the SEC, including, without limitation, the Risk Factors, as well as the description of trends and other factors in Management’s Discussion and Analysis of Financial Condition and Results of Operations, set forth in our Annual Report on Form 10-K for the year ended December 31, 2024, as updated by our Form 10-Q for the quarter ended March 31, 2025, and other filings with the SEC.

Appendix A - Smelter list

Includes: Metals, Smelter name, ID, and Country

*Through Assent, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions.

Metal Smelter Name Locations  Smelter ID
Tantalum Ningxia Orient Tantalum Industry Co., Ltd. China CID001277
Tantalum Yanling Jincheng Tantalum & Niobium Co., Ltd. China CID001522
Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. China CID000228
Tin Fenix Metals Poland CID000468
Tin Minsur Peru CID001182
Tin Operaciones Metalurgicas S.A. Bolivia (Plurinational State Of) CID001337
Tin PT Refined Bangka Tin Indonesia CID001460
Tin PT Sariwiguna Binasentosa Indonesia CID001463
Tin PT Timah Tbk Kundur Indonesia CID001477
Tin PT Timah Tbk Mentok Indonesia CID001482
Tin Thaisarco Thailand CID001898
Tin Tin Smelting Branch of Yunnan Tin Co., Ltd. China CID002180
Tin Aurubis Beerse Belgium CID002773
Tin PT Sukses Inti Makmur Indonesia CID002816
Tin PT Menara Cipta Mulia Indonesia CID002835
Tin PT Bangka Serumpun Indonesia CID003205
Tin CRM Synergies Spain CID003524
Tin PT Putera Sarana Shakti (PT PSS) Indonesia CID003868
Tungsten Global Tungsten & Powders LLC United States Of America CID000568

 

   

 

 

Metal Smelter Name Locations  Smelter ID
Tungsten Wolfram Bergbau und Hutten AG Austria CID002044
Tungsten Xiamen Tungsten Co., Ltd. China CID002082
Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. China CID002315
Tungsten Ganzhou Seadragon W & Mo Co., Ltd. China CID002494
Tungsten Asia Tungsten Products Vietnam Ltd. Viet Nam CID002502
Tungsten H.C. Starck Tungsten GmbH Germany CID002541
Tungsten TANIOBIS Smelting GmbH & Co. KG Germany CID002542
Gold Agosi AG Germany CID000035
Tin Alpha United States Of America CID000292
Tin PT Aries Kencana Sejahtera Indonesia CID000309
Tin Dowa Japan CID000402
Tin EM Vinto

Bolivia (Plurinational

State Of)

CID000438
Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. China CID000538
Gold Heimerle + Meule GmbH Germany CID000694
Gold Heraeus Metals Hong Kong Ltd. China CID000707
Gold Asahi Refining Canada Ltd. Canada CID000924
Gold Kennecott Utah Copper LLC United States Of America CID000969
Tin China Tin Group Co., Ltd. China CID001070
Tin Malaysia Smelting Corporation (MSC) Malaysia CID001105
Tin Metallic Resources, Inc. United States Of America CID001142
Gold Metalor Technologies (Suzhou) Ltd. China CID001147
Gold Metalor Technologies (Hong Kong) Ltd. China CID001149
Gold Metalor Technologies (Singapore) Pte., Ltd. Singapore CID001152
Gold Metalor Technologies S.A. Switzerland CID001153
Gold Metalor USA Refining Corporation United States Of America CID001157
Gold Metalurgica Met-Mex Penoles S.A. De C.V. Mexico CID001161
Tin Mineracao Taboca S.A. Brazil CID001173
Tin Mitsubishi Materials Corporation Japan CID001191
Tin Jiangxi New Nanshan Technology Ltd. China CID001231
Tin O.M. Manufacturing (Thailand) Co., Ltd. Thailand CID001314
Tin PT Artha Cipta Langgeng Indonesia CID001399
Tin PT Babel Inti Perkasa Indonesia CID001402
Tin PT Babel Surya Alam Lestari Indonesia CID001406
Tin PT Bukit Timah Indonesia CID001428
Tin PT Mitra Stania Prima Indonesia CID001453
Tin PT Prima Timah Utama Indonesia CID001458
Tin PT Stanindo Inti Perkasa Indonesia CID001468
Tin PT Tinindo Inter Nusa Indonesia CID001490
Tin PT Tommy Utama Indonesia CID001493
   

 

 

Metal Smelter Name Locations  Smelter ID
Gold Royal Canadian Mint Canada CID001534
Tin Rui Da Hung Taiwan CID001539
Gold Umicore S.A. Business Unit Precious Metals Refining Belgium CID001980
Gold Western Australian Mint (T/a The Perth Mint) Australia CID002030
Tin White Solder Metalurgia e Mineracao Ltda. Brazil CID002036
Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. China CID002158
Tin CV Venus Inti Perkasa Indonesia CID002455
Tin Magnu's Minerais Metais e Ligas Ltda. Brazil CID002468
Tin PT ATD Makmur Mandiri Jaya Indonesia CID002503
Tin O.M. Manufacturing Philippines, Inc. Philippines CID002517
Tin PT Rajehan Ariq Indonesia CID002593
Tin PT Cipta Persada Mulia Indonesia CID002696
Tin Aurubis Berango Spain CID002774
Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. China CID003116
Tin Chifeng Dajingzi Tin Industry Co., Ltd. China CID003190
Tin Tin Technology & Refining United States Of America CID003325
Tin PT Rajawali Rimba Perkasa Indonesia CID003381
Tin Luna Smelter, Ltd. Rwanda CID003387
Tin PT Mitra Sukses Globalindo Indonesia CID003449
Tin Fabrica Auricchio Industria e Comercio Ltda. Brazil CID003582
Tungsten A.L.M.T. Corp. Japan CID000004
Tungsten Kennametal Huntsville United States Of America CID000105
Tungsten Guangdong Xianglu Tungsten Co., Ltd. China CID000218
Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. China CID000258
Tungsten Hunan Chenzhou Mining Co., Ltd. China CID000766
Tungsten Japan New Metals Co., Ltd. Japan CID000825
Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. China CID001908
Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. China CID002317
Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. China CID002318
Tungsten Xiamen Tungsten (H.C.) Co., Ltd. China CID002320
Tungsten

Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou

Tungsten Products Branch

China CID002513
Tungsten Masan High-Tech Materials Viet Nam CID002543
Tungsten China Molybdenum Tungsten Co., Ltd. China CID002641
Tungsten ACL Metais Eireli Brazil CID002833
Tungsten Lianyou Metals Co., Ltd. Taiwan CID003407
Tungsten Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. Brazil CID003427
Tungsten Cronimet Brasil Ltda Brazil CID003468
Tungsten Kennametal Fallon United States Of America CID000966
   

 

  

Metal Smelter Name Locations  Smelter ID
Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. China CID002316
Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. China CID002321
Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. China CID002551
Tungsten Hubei Green Tungsten Co., Ltd. China CID003417
Tungsten Fujian Xinlu Tungsten Co., Ltd. China CID003609
Tantalum XIMEI RESOURCES (GUANGDONG) LIMITED China CID000616
Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. China CID000914
Tantalum Jiujiang Tanbre Co., Ltd. China CID000917
Tantalum Metallurgical Products India Pvt., Ltd. India CID001163
Tantalum Mineracao Taboca S.A. Brazil CID001175
Tantalum Mitsui Mining and Smelting Co., Ltd. Japan CID001192
Tantalum NPM Silmet AS Estonia CID001200
Tantalum QuantumClean United States Of America CID001508
Tantalum Taki Chemical Co., Ltd. Japan CID001869
Tantalum Telex Metals United States Of America CID001891
Tantalum Ulba Metallurgical Plant JSC Kazakhstan CID001969
Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. China CID002492
Tantalum FIR Metals & Resource Ltd. China CID002505
Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. China CID002506
Tantalum XinXing HaoRong Electronic Material Co., Ltd. China CID002508
Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. China CID002512
Tantalum KEMET de Mexico Mexico CID002539
Tantalum TANIOBIS Co., Ltd. Thailand CID002544
Tantalum TANIOBIS GmbH Germany CID002545
Tantalum TANIOBIS Japan Co., Ltd. Japan CID002549
Tantalum TANIOBIS Smelting GmbH & Co. KG Germany CID002550
Tantalum Global Advanced Metals Boyertown United States Of America CID002557
Tantalum Global Advanced Metals Aizu Japan CID002558
Tantalum Resind Industria e Comercio Ltda. Brazil CID002707
Tantalum Jiangxi Tuohong New Raw Material China CID002842
Tin Estanho de Rondonia S.A. Brazil CID000448
Tin Resind Industria e Comercio Ltda. Brazil CID002706
Tin Super Ligas Brazil CID002756
Tin Yunnan Yunfan Non-ferrous Metals Co., Ltd. China CID003397
Tin Precious Minerals and Smelting Limited India CID003409
Tin

CRM Fundicao De Metais E Comercio De

Equipamentos Eletronicos Do Brasil Ltda

Brazil CID003486
Tin Mining Minerals Resources SARL

Congo, Democratic

Republic Of The

CID004065
Gold Advanced Chemical Company United States Of America CID000015
   

 

 

Metal Smelter Name Locations  Smelter ID
Gold Aida Chemical Industries Co., Ltd. Japan CID000019
Gold Almalyk Mining and Metallurgical Complex (AMMC) Uzbekistan CID000041
Gold AngloGold Ashanti Corrego do Sitio Mineracao Brazil CID000058
Gold Argor-Heraeus S.A. Switzerland CID000077
Gold Asahi Pretec Corp. Japan CID000082
Gold Asaka Riken Co., Ltd. Japan CID000090
Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. Turkey CID000103
Gold Aurubis AG Germany CID000113
Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) Philippines CID000128
Gold Boliden Ronnskar Sweden CID000157
Gold C. Hafner GmbH + Co. KG Germany CID000176
Gold Caridad Mexico CID000180
Gold CCR Refinery - Glencore Canada Corporation Canada CID000185
Gold Cendres + Metaux S.A. Switzerland CID000189
Gold Yunnan Copper Industry Co., Ltd. China CID000197
Gold Chimet S.p.A. Italy CID000233
Gold Chugai Mining Japan CID000264
Tungsten CNMC (Guangxi) PGMA Co., Ltd. China CID000281
Tantalum Guangdong Rising Rare Metals-EO Materials Ltd. China CID000291
Tin PT Premium Tin Indonesia Indonesia CID000313
Gold Daye Non-Ferrous Metals Mining Ltd. China CID000343
Gold DSC (Do Sung Corporation) Korea, Republic Of CID000359
Gold Dowa Japan CID000401
Gold Eco-System Recycling Co., Ltd. East Plant Japan CID000425
Tantalum F&X Electro-Materials Ltd. China CID000460
Gold JSC Novosibirsk Refinery Russian Federation CID000493
Gold Refinery of Seemine Gold Co., Ltd. China CID000522
Tin Gejiu Zili Mining And Metallurgy Co., Ltd. China CID000555
Gold Guoda Safina High-Tech Environmental Refinery Co., Ltd. China CID000651
Gold Hangzhou Fuchunjiang Smelting Co., Ltd. China CID000671
Gold LT Metal Ltd. Korea, Republic Of CID000689
Gold Heraeus Germany GmbH Co. KG Germany CID000711
Gold Hunan Chenzhou Mining Co., Ltd. China CID000767
Tungsten Hunan Jintai New Material Co., Ltd. China CID000769
Gold Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. China CID000773
Gold HwaSeong CJ CO., LTD. Korea, Republic Of CID000778
Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. China CID000801
Gold Ishifuku Metal Industry Co., Ltd. Japan CID000807
Gold Istanbul Gold Refinery Turkey CID000814
Gold Japan Mint Japan CID000823
   

 

 

Metal Smelter Name Locations  Smelter ID
Gold Jiangxi Copper Co., Ltd. China CID000855
Gold Asahi Refining USA Inc. United States Of America CID000920
Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant Russian Federation CID000927
Gold JSC Uralelectromed Russian Federation CID000929
Gold JX Nippon Mining & Metals Co., Ltd. Japan CID000937
Tin Gejiu Kai Meng Industry and Trade LLC China CID000942
Gold Kazakhmys Smelting LLC Kazakhstan CID000956
Gold Kazzinc Kazakhstan CID000957
Gold Kojima Chemicals Co., Ltd. Japan CID000981
Gold Kyrgyzaltyn JSC Kyrgyzstan CID001029
Gold L'azurde Company For Jewelry Saudi Arabia CID001032
Gold Lingbao Gold Co., Ltd. China CID001056
Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. China CID001058
Tantalum AMG Brasil Brazil CID001076
Gold LS MnM Inc. Korea, Republic Of CID001078
Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. China CID001093
Gold Materion United States Of America CID001113
Gold Matsuda Sangyo Co., Ltd. Japan CID001119
Gold Mitsubishi Materials Corporation Japan CID001188
Gold Mitsui Mining and Smelting Co., Ltd. Japan CID001193
Gold Moscow Special Alloys Processing Plant Russian Federation CID001204
Gold Nadir Metal Rafineri San. Ve Tic. A.S. Turkey CID001220
Gold Navoi Mining and Metallurgical Combinat Uzbekistan CID001236
Gold Nihon Material Co., Ltd. Japan CID001259
Tin Novosibirsk Tin Combine Russian Federation CID001305
Gold Ohura Precious Metal Industry Co., Ltd. Japan CID001325
Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals

Plant" (OJSC Krastsvetmet)

Russian Federation CID001326
Gold MKS PAMP SA Switzerland CID001352
Gold Penglai Penggang Gold Industry Co., Ltd. China CID001362
Gold Prioksky Plant of Non-Ferrous Metals Russian Federation CID001386
Gold PT Aneka Tambang (Persero) Tbk Indonesia CID001397
Tin PT Bangka Tin Industry Indonesia CID001419
Tin PT Belitung Industri Sejahtera Indonesia CID001421
Tin PT Panca Mega Persada Indonesia CID001457
Gold PX Precinox S.A. Switzerland CID001498
Gold Rand Refinery (Pty) Ltd. South Africa CID001512
Gold Sabin Metal Corp. United States Of America CID001546
Gold Samduck Precious Metals Korea, Republic Of CID001555
Gold Samwon Metals Corp. Korea, Republic Of CID001562
   

 

  

Metal Smelter Name Locations  Smelter ID
Gold SEMPSA Joyeria Plateria S.A. Spain CID001585
Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. China CID001619
Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. China CID001622
Gold Sichuan Tianze Precious Metals Co., Ltd. China CID001736
Gold SOE Shyolkovsky Factory of Secondary Precious Metals Russian Federation CID001756
Gold Solar Applied Materials Technology Corp. Taiwan CID001761
Tantalum Solikamsk Magnesium Works OAO Russian Federation CID001769
Gold Sumitomo Metal Mining Co., Ltd. Japan CID001798
Gold Super Dragon Technology Co., Ltd. Taiwan CID001810
Gold Tanaka Kikinzoku Kogyo K.K. Japan CID001875
Gold Great Wall Precious Metals Co., Ltd. of CBPM China CID001909
Gold Shandong Gold Smelting Co., Ltd. China CID001916
Gold Tokuriki Honten Co., Ltd. Japan CID001938
Gold Tongling Nonferrous Metals Group Co., Ltd. China CID001947
Gold Torecom Korea, Republic Of CID001955
Gold United Precious Metal Refining, Inc. United States Of America CID001993
Gold Valcambi S.A. Switzerland CID002003
Tin VQB Mineral and Trading Group JSC Viet Nam CID002015
Gold Yamakin Co., Ltd. Japan CID002100
Gold Yokohama Metal Co., Ltd. Japan CID002129
Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation China CID002224
Gold Gold Refinery of Zijin Mining Group Co., Ltd. China CID002243
Gold Morris and Watson New Zealand CID002282
Gold SAFINA A.S. Czechia CID002290
Gold Guangdong Jinding Gold Limited China CID002312
Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. China CID002313
Gold Umicore Precious Metals Thailand Thailand CID002314
Tungsten Malipo Haiyu Tungsten Co., Ltd. China CID002319
Tin PT Tirus Putra Mandiri Indonesia CID002478
Tin Melt Metais e Ligas S.A. Brazil CID002500
Tantalum D Block Metals, LLC United States Of America CID002504
Gold MMTC-PAMP India Pvt., Ltd. India CID002509
Gold KGHM Polska Miedz Spolka Akcyjna Poland CID002511
Gold Fidelity Printers and Refiners Ltd. Zimbabwe CID002515
Gold Singway Technology Co., Ltd. Taiwan CID002516
Gold Shandong Humon Smelting Co., Ltd. China CID002525
Gold Shenzhen Zhonghenglong Real Industry Co., Ltd. China CID002527
   

 

 

Metal Smelter Name Locations  Smelter ID
Tantalum Materion Newton Inc. United States Of America CID002548
Gold Al Etihad Gold Refinery DMCC United Arab Emirates CID002560
Gold Emirates Gold DMCC United Arab Emirates CID002561
Gold International Precious Metal Refiners United Arab Emirates CID002562
Gold Kaloti Precious Metals United Arab Emirates CID002563
Gold Sudan Gold Refinery Sudan CID002567
Tin CV Ayi Jaya Indonesia CID002570
Tin

Electro-Mechanical Facility of the Cao Bang Minerals &

Metallurgy Joint Stock Company

Viet Nam CID002572
Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company Viet Nam CID002573
Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company Viet Nam CID002574
Gold T.C.A S.p.A Italy CID002580
Gold REMONDIS PMR B.V. Netherlands CID002582
Gold Fujairah Gold FZC United Arab Emirates CID002584
Gold Industrial Refining Company Belgium CID002587
Gold Shirpur Gold Refinery Ltd. India CID002588
Tungsten Niagara Refining LLC United States Of America CID002589
Gold Korea Zinc Co., Ltd. Korea, Republic Of CID002605
Gold Marsam Metals Brazil CID002606
Gold TOO Tau-Ken-Altyn Kazakhstan CID002615
Tungsten Hydrometallurg, JSC Russian Federation CID002649
Tin An Vinh Joint Stock Mineral Processing Company Viet Nam CID002703
Gold Abington Reldan Metals, LLC United States Of America CID002708
Tungsten Unecha Refractory metals plant Russian Federation CID002724
Gold Shenzhen CuiLu Gold Co., Ltd. China CID002750
Gold Albino Mountinho Lda. Portugal CID002760
Gold SAAMP France CID002761
Gold L'Orfebre S.A. Andorra CID002762
Gold 8853 S.p.A. Italy CID002763
Gold Italpreziosi Italy CID002765
Tin PT Bangka Prima Tin Indonesia CID002776
Gold WIELAND Edelmetalle GmbH Germany CID002778
Gold Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH Austria CID002779
Tungsten Philippine Chuangxin Industrial Co., Inc. Philippines CID002827
Tin HuiChang Hill Tin Industry Co., Ltd. China CID002844
Tungsten Moliren Ltd. Russian Federation CID002845
Gold AU Traders and Refiners South Africa CID002850
Gold GGC Gujrat Gold Centre Pvt. Ltd. India CID002852
Gold Sai Refinery India CID002853
   

 

  

Metal Smelter Name Locations  Smelter ID
Gold Modeltech Sdn Bhd Malaysia CID002857
Tin Modeltech Sdn Bhd Malaysia CID002858
Gold Bangalore Refinery India CID002863
Gold Kyshtym Copper-Electrolytic Plant ZAO Russian Federation CID002865
Gold Degussa Sonne / Mond Goldhandel GmbH Germany CID002867
Gold Pease & Curren United States Of America CID002872
Gold JALAN & Company India CID002893
Gold SungEel HiMetal Co., Ltd. Korea, Republic Of CID002918
Gold Planta Recuperadora de Metales SpA Chile CID002919
Gold ABC Refinery Pty Ltd. Australia CID002920
Gold Safimet S.p.A Italy CID002973
Gold

State Research Institute Center for Physical

Sciences and Technology

Lithuania CID003153
Gold African Gold Refinery Uganda CID003185
Gold Gold Coast Refinery Ghana CID003186
Gold NH Recytech Company Korea, Republic Of CID003189
Tin Pongpipat Company Limited Myanmar CID003208
Gold QG Refining, LLC United States Of America CID003324
Gold Dijllah Gold Refinery FZC United Arab Emirates CID003348
Tin Dongguan CiEXPO Environmental Engineering Co., Ltd. China CID003356
Tin Ma'anshan Weitai Tin Co., Ltd. China CID003379
Gold CGR Metalloys Pvt Ltd. India CID003382
Gold Sovereign Metals India CID003383
Tungsten JSC "Kirovgrad Hard Alloys Plant" Russian Federation CID003408
Tin Gejiu City Fuxiang Industry and Trade Co., Ltd. China CID003410
Tungsten NPP Tyazhmetprom LLC Russian Federation CID003416
Gold Eco-System Recycling Co., Ltd. North Plant Japan CID003424
Gold Eco-System Recycling Co., Ltd. West Plant Japan CID003425
Gold Augmont Enterprises Private Limited India CID003461
Gold Kundan Care Products Ltd. India CID003463
Gold Emerald Jewel Industry India Limited (Unit 1) India CID003487
Gold Emerald Jewel Industry India Limited (Unit 2) India CID003488
Gold Emerald Jewel Industry India Limited (Unit 3) India CID003489
Gold Emerald Jewel Industry India Limited (Unit 4) India CID003490
Gold K.A. Rasmussen Norway CID003497
Gold Alexy Metals United States Of America CID003500
Gold MD Overseas India CID003548
Tungsten Artek LLC Russian Federation CID003553
Gold Metallix Refining Inc. United States Of America CID003557
   

 

 

Metal Smelter Name Locations  Smelter ID
Gold Metal Concentrators SA (Pty) Ltd. South Africa CID003575
Tantalum RFH Yancheng Jinye New Material Technology Co., Ltd. China CID003583
Tungsten OOO “Technolom” 2 Russian Federation CID003612
Tungsten OOO “Technolom” 1 Russian Federation CID003614
Gold WEEEREFINING France CID003615
Gold Gold by Gold Colombia Colombia CID003641
Tungsten LLC Vostok Russian Federation CID003643
Tungsten YUDU ANSHENG TUNGSTEN CO., LTD. China CID003662
Gold Dongwu Gold Group China CID003663
Gold Sam Precious Metals United Arab Emirates CID003666
Tin DS Myanmar Myanmar CID003831
Tantalum 5D Production OU Estonia CID003926
Tungsten HANNAE FOR T Co., Ltd. Korea, Republic Of CID003978
Tungsten Tungsten Vietnam Joint Stock Company Viet Nam CID003993
Gold Coimpa Industrial LTDA Brazil CID004010
Tungsten Nam Viet Cromit Joint Stock Company Viet Nam CID004034
Tantalum PowerX Ltd. Rwanda CID004054
Tungsten MALAMET SMELTING SDN. BHD. Malaysia CID004056
Tungsten DONGKUK INDUSTRIES CO., LTD. Korea, Republic Of CID004060
Tungsten Lianyou Resources Co., Ltd. Taiwan CID004397
Tungsten Shinwon Tungsten (Fujian Shanghang) Co., Ltd. China CID004430
Tin Malaysia Smelting Corporation Berhad (Port Klang) Malaysia CID004434
Gold GG Refinery Ltd. Tanzania, United Republic Of CID004506
Tungsten Kenee Mining Corporation Vietnam Viet Nam CID004619
Tin

Takehara PVD Materials Plant / PVD Materials Division of

MITSUI MINING & SMELTING CO., LTD.

Japan CID004403
Tin PT Timah Nusantara Indonesia CID001486
Gold NOBLE METAL SERVICES United States Of America CID003690
Gold

SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE

DEVELOPMENT CO., LTD.

China CID004435
Tungsten Philippine Carreytech Metal Corp. Philippines CID004438
Tin RIKAYAA GREENTECH PRIVATE LIMITED India CID004692
Gold Attero Recycling Pvt Ltd India CID004697
Gold Impala Platinum - Platinum Metals Refinery (PMR) South Africa CID004714
Tin Woodcross Smelting Company Limited Uganda CID004724
Tin Global Advanced Metals Greenbushes Pty Ltd. Australia CID004754
Gold Elite Industech Co., Ltd. Taiwan CID004755
Tin

Longnan Chuangyue Environmental Protection

Technology Development Co., Ltd

China CID004796
Tungsten Philippine Bonway Manufacturing Industrial Corporation Philippines CID004797
   

 

  

Metal Smelter Name Locations  Smelter ID
Tantalum Jiangxi Sanshi Nonferrous Metals Co., Ltd China CID004813
Tin PT Mitra Graha Raya Indonesia CID004685

 

 

Glossary

 

SORs Smelters or Refiners - A facility that uses heat and/or chemical agents to process mineral ore, slag, recycled or scrap materials, or any combination of such into refined metal products.
RMAP The Responsible Minerals Assurance Process is RMI's audit program that uses an independent third-party assessment of smelter/refiner management systems and sourcing practices to validate conformance with RMAP standards.

Legitimate SORs

 

Facilities that been deemed operational by the RMI and are 'Eligible' to participate in the RMAP program.
SORs of Interest Smelters or Refiners that present significant risk to supply chains, as per the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.
RMAP Audit Status

Describes the current engagement situation of an SOR in relation to the RMAP program.

 

Conformant

Independently assessed and found conformant with the relevant RMAP standard.

 

Active

Engaged in the program but not yet conformant.

 

Non-Conformant

Independently assessed and found non-conformant with the relevant RMAP standard.

 

Not Enrolled

This is a rolled up of the statuses below as SORs with this have not taken part in the RMAP program.

 

Communication Suspended - Not Interested

Facility has strongly communicated a lack of interest in participation.

 

Due Diligence Vetting Process

Facility does not meet RMI’s requirements for participation according to the due diligence vetting process.

 

In Communication

 

Not yet active but in communication with RMAP and/or member company.

 

Outreach Required

Outreach needed by RMI member companies to contact entity and encourage their participation in RMAP.

 

RMI Due Diligence Review – Unable to Proceed For facilities that have not met the threshold for Due Diligence Vetting Process after a period of 6 months. Status may change if additional information is submitted.
CAHRAs (Conflict affected and high risk areas) Areas identified to be in the presence of widespread human rights abuses and violations of law, as defined by both, the European Commission via Regulation (EU) 2017/821 and OECD.
RCOI Reasonable Country of Origin Inquiry (RCOI) is conducted to determine whether its in-scope 3TG content originated in the Democratic Republic of the Congo (DRC) or one of the covered countries or is from recycled or scrap sources.