UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2019
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Carlson Capital Management
Address:
11 BRIDGE SQ
NORTHFIELD, MN 55057
Form 13F File Number:
028-15611

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Adam Hoffmann
Title:
Chief Investment Officer
Phone:
5076458887


Signature, Place, and Date of Signing:

Adam Hoffmann
                         [Signature]
Northfield, MINNESOTA
                 [City, State]
10-29-2019
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
106
Form 13F Information table Value Total:
416595
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
VANGUARD INDEX FDS TOTAL STK MKT922908769109,739726,748SHSOLEN/A 0 0 726,748
VANGUARD INDEX FDS LARGE CAP ETF92290863773,017535,588SHSOLEN/A 0 0 535,588
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF92194385831,961778,007SHSOLEN/A 0 0 778,007
VANGUARD INDEX FDS VALUE ETF92290874424,117216,061SHSOLEN/A 0 0 216,061
VANGUARD INDEX FDS SM CP VAL ETF92290861119,708152,952SHSOLEN/A 0 0 152,952
VANGUARD INDEX FDS SMALL CP ETF92290875117,855116,026SHSOLEN/A 0 0 116,026
3M CO COM88579Y10115,52994,458SHSOLEN/A 0 0 94,458
VANGUARD BD INDEX FD INC SHORT TRM BOND92193782714,626181,043SHSOLEN/A 0 0 181,043
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF92204285811,471284,911SHSOLEN/A 0 0 284,911
WISDOMTREE TRUST INTL SMCAP DIV97717W76011,398179,441SHSOLEN/A 0 0 179,441
ISHARES TR MSCI VAL IDX4642888779,113192,382SHSOLEN/A 0 0 192,382
SPDR INDEX SHS FDS S&P INTL SMLCP78463X8716,859233,363SHSOLEN/A 0 0 233,363
UNITEDHEALTH GROUP INC COM91324P1026,44829,669SHSOLEN/A 0 0 29,669
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF9220427184,50744,206SHSOLEN/A 0 0 44,206
SCHWAB STRATEGIC TR US LRG CAP ETF8085242013,13044,131SHSOLEN/A 0 0 44,131
MICROSOFT CORP COM5949181043,05121,943SHSOLEN/A 0 0 21,943
MAIN STREET CAPITAL CORP COM56035L1042,89066,880SHSOLEN/A 0 0 66,880
APPLE INC COM0378331002,34310,461SHSOLEN/A 0 0 10,461
COASTAL FINL CORP WA COM NEW19046P2092,296151,928SHSOLEN/A 0 0 151,928
TCF FINL CORP COM8722751022,27459,720SHSOLEN/A 0 0 59,720
SPDR S&P 500 ETF TR TR UNIT78462F1032,0286,835SHSOLEN/A 0 0 6,835
ABBOTT LABS COM0028241001,91922,937SHSOLEN/A 0 0 22,937
AT&T INC COM00206R1021,47939,083SHSOLEN/A 0 0 39,083
WELLS FARGO & CO NEW COM9497461011,33126,391SHSOLEN/A 0 0 26,391
JOHNSON & JOHNSON COM4781601041,30010,046SHSOLEN/A 0 0 10,046
TACTILE SYS TECHNOLOGY INC COM87357P1001,27430,093SHSOLEN/A 0 0 30,093
AMAZON COM INC COM0231351061,257724SHSOLEN/A 0 0 724
VANGUARD INDEX FDS REIT ETF9229085531,21313,011SHSOLEN/A 0 0 13,011
HONEYWELL INTL INC COM4385161061,2077,131SHSOLEN/A 0 0 7,131
SCHWAB STRATEGIC TR US LCAP VA ETF8085244091,10419,461SHSOLEN/A 0 0 19,461
TARGET CORP COM87612E1061,0679,985SHSOLEN/A 0 0 9,985
US BANCORP DEL COM NEW90297330491016,440SHSOLEN/A 0 0 16,440
GRACO INC COM38410910486818,843SHSOLEN/A 0 0 18,843
BERKSHIRE HATHAWAY INC DEL CL B NEW0846707028083,884SHSOLEN/A 0 0 3,884
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD92206C4097839,663SHSOLEN/A 0 0 9,663
PROCTER & GAMBLE CO COM7427181097806,275SHSOLEN/A 0 0 6,275
ISHARES TR MSCI EAFE INDEX46428746574311,399SHSOLEN/A 0 0 11,399
SCHWAB STRATEGIC TR SHT TM US TRES80852486273814,588SHSOLEN/A 0 0 14,588
ISHARES TR CORE S&P500 ETF4642872007282,439SHSOLEN/A 0 0 2,439
SPDR SERIES TRUST S&P 600 SMCP VAL78464A30071411,648SHSOLEN/A 0 0 11,648
PEPSICO INC COM7134481087055,146SHSOLEN/A 0 0 5,146
EXXON MOBIL CORP COM30231G1025998,482SHSOLEN/A 0 0 8,482
NEXTERA ENERGY INC COM65339F1015742,465SHSOLEN/A 0 0 2,465
POWERSHARES QQQ TRUST UNIT SER 146090E1035602,965SHSOLEN/A 0 0 2,965
CERNER CORP COM1567821045387,899SHSOLEN/A 0 0 7,899
ISHARES TR RUS 1000 GRW ETF4642876145323,330SHSOLEN/A 0 0 3,330
XCEL ENERGY INC COM98389B1005298,151SHSOLEN/A 0 0 8,151
VANGUARD INDEX FDS S&P 500 ETF SHS9229083635271,933SHSOLEN/A 0 0 1,933
C H ROBINSON WORLDWIDE INC COM NEW12541W2095266,199SHSOLEN/A 0 0 6,199
Griffin American Health III RE COM39818310350453,763SHSOLEN/A 0 0 53,763
DELAWARE INV MN MUN INC FD I COM24610V10350438,480SHSOLEN/A 0 0 38,480
SCHWAB STRATEGIC TR INTL EQTY ETF80852480547314,861SHSOLEN/A 0 0 14,861
ISHARES TR RUS 1000 VAL ETF4642875984663,632SHSOLEN/A 0 0 3,632
CHEVRON CORP NEW COM1667641004383,693SHSOLEN/A 0 0 3,693
INTERNATIONAL BUSINESS MACHS COM4592001014292,953SHSOLEN/A 0 0 2,953
LILLY ELI CO COM5324571084283,827SHSOLEN/A 0 0 3,827
HORMEL FOODS CORP COM4404521004269,734SHSOLEN/A 0 0 9,734
JPMORGAN CHASE & CO COM46625H1004213,579SHSOLEN/A 0 0 3,579
ISHARES TR RUSSELL 2000 ETF4642876554202,775SHSOLEN/A 0 0 2,775
ALPHABET INC CAP STK CL A02079K305415340SHSOLEN/A 0 0 340
BOEING CO COM0970231054051,064SHSOLEN/A 0 0 1,064
UNION PAC CORP COM9078181083782,335SHSOLEN/A 0 0 2,335
ISHARES INC CORE MSCI EMKT46434G1033717,578SHSOLEN/A 0 0 7,578
COSTCO WHSL CORP NEW COM22160K1053691,281SHSOLEN/A 0 0 1,281
PFIZER INC COM7170811033559,882SHSOLEN/A 0 0 9,882
ALPHABET INC CAP STK CL C02079K107350287SHSOLEN/A 0 0 287
MERCK & CO INC NEW COM58933Y1053394,030SHSOLEN/A 0 0 4,030
SNAP INC CL A83304A10633421,163SHSOLEN/A 0 0 21,163
MCKESSON CORP COM58155Q1033302,416SHSOLEN/A 0 0 2,416
TRAVELERS COMPANIES INC COM89417E1093292,212SHSOLEN/A 0 0 2,212
FACEBOOK INC CL A30303M1023271,834SHSOLEN/A 0 0 1,834
BADGER METER INC COM0565251083256,050SHSOLEN/A 0 0 6,050
COCA COLA CO COM1912161003245,947SHSOLEN/A 0 0 5,947
NIKE INC CL B6541061033183,388SHSOLEN/A 0 0 3,388
MCDONALDS CORP COM5801351013161,473SHSOLEN/A 0 0 1,473
FIDELITY NATL INFORMATION SV COM31620M1063052,294SHSOLEN/A 0 0 2,294
VANGUARD INDEX FDS GROWTH ETF9229087363051,837SHSOLEN/A 0 0 1,837
SPDR SERIES TRUST S&P 600 SML CAP78464A8133044,529SHSOLEN/A 0 0 4,529
VERIZON COMMUNICATIONS INC COM92343V1042874,748SHSOLEN/A 0 0 4,748
SCHWAB STRATEGIC TR US SML CAP ETF8085246072864,108SHSOLEN/A 0 0 4,108
POWERSHARES ETF TRUST FTSE US1500 SM46137V5972852,249SHSOLEN/A 0 0 2,249
CISCO SYS INC COM17275R1022855,763SHSOLEN/A 0 0 5,763
FASTENAL CO COM3119001042808,578SHSOLEN/A 0 0 8,578
SCHWAB STRATEGIC TR US BRD MKT ETF8085241022743,862SHSOLEN/A 0 0 3,862
STARBUCKS CORP COM8552441092663,010SHSOLEN/A 0 0 3,010
HEICO CORP NEW COM4228061092642,114SHSOLEN/A 0 0 2,114
WISDOMTREE TR US LARGECAP DIVD97717W3072582,600SHSOLEN/A 0 0 2,600
SCHWAB STRATEGIC TR EMRG MKTEQ ETF80852470625810,248SHSOLEN/A 0 0 10,248
PHILIP MORRIS INTL INC COM7181721092533,338SHSOLEN/A 0 0 3,338
SPDR DOW JONES INDL AVRG ETF UT SER 178467X109252937SHSOLEN/A 0 0 937
FISERV INC COM3377381082462,377SHSOLEN/A 0 0 2,377
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP78467Y107229649SHSOLEN/A 0 0 649
ECOLAB INC COM2788651002281,149SHSOLEN/A 0 0 1,149
ISHARES TR S&P SML 600 GWT4642878872272,921SHSOLEN/A 0 0 2,921
EXACT SCIENCES CORP COM30063P1052212,442SHSOLEN/A 0 0 2,442
POWERSHARES ETF TRUST FTSE RAFI 100046137V6132191,859SHSOLEN/A 0 0 1,859
INTEL CORP COM4581401002134,125SHSOLEN/A 0 0 4,125
ENTERPRISE PRODS PARTNERS L COM2937921072077,251SHSOLEN/A 0 0 7,251
TORO CO COM8910921082062,805SHSOLEN/A 0 0 2,805
NOMAD FOODS LTD USD ORD SHSG6564A10520510,000SHSOLEN/A 0 0 10,000
Wal-Mart Stores Inc. COM9311421032041,723SHSOLEN/A 0 0 1,723
ELECTROMED INC COM2854091089314,134SHSOLEN/A 0 0 14,134
SIRIUS XM HLDGS INC COM82968B1039114,507SHSOLEN/A 0 0 14,507
RUMBLEON INC CL B7813862065318,300SHSOLEN/A 0 0 18,300
POLYMET MINING CORP COM7319161021445,000SHSOLEN/A 0 0 45,000
VAXART INC COM NEW92243A2001028,451SHSOLEN/A 0 0 28,451