Sheaff Brock Investment Advisors, LLC Form 13F-HR/A Filed 2022-06-02

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	July 31, 2015
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO	COM	88579Y101	9,449	49,040	SH		SOLE	NONE	0	0	49,040
ABBOTT LABS	COM	002824100	1,264	10,544	SH		SOLE	NONE	0	0	10,544
ABBVIE INC	COM	00287Y109	8,556	79,059	SH		SOLE	NONE	0	0	79,059
ABERDEEN TOTAL DYNAMIC DIVD	COM SH BEN INT	00326L100	186	19,479	SH		SOLE	NONE	0	0	19,479
ACCENTURE PLC IRELAND	SHS CLASS A	G1151C101	2,657	9,619	SH		SOLE	NONE	0	0	9,619
ACTIVISION BLIZZARD INC	COM	00507V109	415	4,463	SH		SOLE	NONE	0	0	4,463
ADOBE SYSTEMS INCORPORATED	COM	00724F101	1,239	2,607	SH		SOLE	NONE	0	0	2,607
ADVANCED MICRO DEVICES INC	COM	007903107	2,655	33,818	SH		SOLE	NONE	0	0	33,818
ADVANCED MICRO DEVICES INC	COM	007903107	315	4,000	SH	Call	SOLE	NONE	0	0	4,000
AFLAC INC	COM	001055102	396	7,733	SH		SOLE	NONE	0	0	7,733
AGNC INVT CORP	COM	00123Q104	360	21,471	SH		SOLE	NONE	0	0	21,471
AIR PRODS & CHEMS INC	COM	009158106	431	1,531	SH		SOLE	NONE	0	0	1,531
ALEXANDRIA REAL ESTATE EQ IN	COM	015271109	856	5,209	SH		SOLE	NONE	0	0	5,209
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	3,689	16,269	SH		SOLE	NONE	0	0	16,269
ALLSTATE CORP	COM	020002101	7,155	62,266	SH		SOLE	NONE	0	0	62,266
ALPHABET INC	CAP STK CL C	02079K107	4,361	2,108	SH		SOLE	NONE	0	0	2,108
ALPHABET INC	CAP STK CL A	02079K305	5,751	2,788	SH		SOLE	NONE	0	0	2,788
ALTRIA GROUP INC	COM	02209S103	3,592	70,223	SH		SOLE	NONE	0	0	70,223
AMAZON COM INC	COM	023135106	43,754	14,141	SH		SOLE	NONE	0	0	14,141
AMEREN CORP	COM	023608102	441	5,415	SH		SOLE	NONE	0	0	5,415
AMERICA MOVIL SAB DE CV	SPON ADR L SHS	02364W105	741	54,558	SH		SOLE	NONE	0	0	54,558
AMERICAN AIRLS GROUP INC	COM	02376R102	606	25,361	SH		SOLE	NONE	0	0	25,361
AMERICAN ELEC PWR CO INC	COM	025537101	280	3,306	SH		SOLE	NONE	0	0	3,306
AMERICAN EXPRESS CO	COM	025816109	1,933	13,665	SH		SOLE	NONE	0	0	13,665
AMERICAN TOWER CORP NEW	COM	03027X100	1,197	5,007	SH		SOLE	NONE	0	0	5,007
AMETEK INC	COM	031100100	2,505	19,612	SH		SOLE	NONE	0	0	19,612
AMGEN INC	COM	031162100	4,030	16,199	SH		SOLE	NONE	0	0	16,199
AMPIO PHARMACEUTICALS INC	COM	03209T109	41	24,000	SH		SOLE	NONE	0	0	24,000
ANAVEX LIFE SCIENCES CORP	COM NEW	032797300	412	27,570	SH		SOLE	NONE	0	0	27,570
ANNALY CAPITAL MANAGEMENT IN	COM	035710409	511	59,436	SH		SOLE	NONE	0	0	59,436
APPLE INC	COM	037833100	149,699	1,225,533	SH		SOLE	NONE	0	0	1,225,533
APPLIED MATLS INC	COM	038222105	2,322	17,380	SH		SOLE	NONE	0	0	17,380
ARCHER DANIELS MIDLAND CO	COM	039483102	494	8,652	SH		SOLE	NONE	0	0	8,652
ARES CAPITAL CORP	COM	04010L103	807	43,163	SH		SOLE	NONE	0	0	43,163
ARK ETF TR	INNOVATION ETF	00214Q104	323	2,696	SH		SOLE	NONE	0	0	2,696
ARLINGTON ASSET INVST CORP	CL A NEW	041356205	46	11,445	SH		SOLE	NONE	0	0	11,445
ASML HOLDING N V	N Y REGISTRY SHS	N07059210	436	706	SH		SOLE	NONE	0	0	706
AT&T INC	COM	00206R102	4,611	152,351	SH		SOLE	NONE	0	0	152,351
ATKORE INC	COM	047649108	1,321	18,376	SH		SOLE	NONE	0	0	18,376
ATLASSIAN CORP PLC	CL A	G06242104	211	1,000	SH		SOLE	NONE	0	0	1,000
AUTODESK INC	COM	052769106	1,249	4,505	SH		SOLE	NONE	0	0	4,505
AUTOMATIC DATA PROCESSING IN	COM	053015103	917	4,865	SH		SOLE	NONE	0	0	4,865
AUTONATION INC	COM	05329W102	398	4,268	SH		SOLE	NONE	0	0	4,268
AVALONBAY CMNTYS INC	COM	053484101	774	4,196	SH		SOLE	NONE	0	0	4,196
AXON ENTERPRISE INC	COM	05464C101	483	3,390	SH		SOLE	NONE	0	0	3,390
B. RILEY FINANCIAL INC	COM	05580M108	327	5,800	SH		SOLE	NONE	0	0	5,800
BADGER METER INC	COM	056525108	1,768	19,000	SH		SOLE	NONE	0	0	19,000
BANCO SANTANDER S.A.	ADR	05964H105	91	26,646	SH		SOLE	NONE	0	0	26,646
BANK NEW YORK MELLON CORP	COM	064058100	208	4,400	SH		SOLE	NONE	0	0	4,400
BAXTER INTL INC	COM	071813109	233	2,764	SH		SOLE	NONE	0	0	2,764
BEAM THERAPEUTICS INC	COM	07373V105	200	2,500	SH		SOLE	NONE	0	0	2,500
BERKSHIRE HATHAWAY INC DEL	CL A	084670108	5,014	13	SH		SOLE	NONE	0	0	13
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	3,869	15,146	SH		SOLE	NONE	0	0	15,146
BEST BUY INC	COM	086516101	6,027	52,499	SH		SOLE	NONE	0	0	52,499
BIOGEN INC	COM	09062X103	215	770	SH		SOLE	NONE	0	0	770
BK OF AMERICA CORP	COM	060505104	5,047	130,457	SH		SOLE	NONE	0	0	130,457
BLACKROCK CORPOR HI YLD FD I	COM	09255P107	338	28,768	SH		SOLE	NONE	0	0	28,768
BLACKROCK DEBT STRATEGIES FD	COM NEW	09255R202	190	17,284	SH		SOLE	NONE	0	0	17,284
BLACKROCK ENHANCED EQUITY DI	COM	09251A104	470	49,659	SH		SOLE	NONE	0	0	49,659
BLACKROCK FLOATING RATE INCO	COM	09255X100	568	43,700	SH		SOLE	NONE	0	0	43,700
BLACKROCK INC	COM	09247X101	339	449	SH		SOLE	NONE	0	0	449
BLACKROCK MUN INCOME INVT TR	SHS BEN INT	09248H105	185	13,292	SH		SOLE	NONE	0	0	13,292
BLACKROCK MUN INCOME TR	SH BEN INT	09248F109	304	20,248	SH		SOLE	NONE	0	0	20,248
BLACKSTONE GROUP INC	COM	09260D107	963	12,922	SH		SOLE	NONE	0	0	12,922
BNY MELLON ALCENTRA GLOBAL C	COM	05588N108	94	10,054	SH		SOLE	NONE	0	0	10,054
BOEING CO	COM	097023105	4,871	19,122	SH		SOLE	NONE	0	0	19,122
BOOKING HOLDINGS INC	COM	09857L108	466	200	SH		SOLE	NONE	0	0	200
BP PLC	SPONSORED ADR	055622104	389	15,963	SH		SOLE	NONE	0	0	15,963
BRISTOL-MYERS SQUIBB CO	COM	110122108	8,251	130,691	SH		SOLE	NONE	0	0	130,691
BRISTOL-MYERS SQUIBB CO	COM	110122108	284	4,500	SH	Call	SOLE	NONE	0	0	4,500
BROADCOM INC	COM	11135F101	5,847	12,610	SH		SOLE	NONE	0	0	12,610
BROOKDALE SR LIVING INC	COM	112463104	124	20,500	SH		SOLE	NONE	0	0	20,500
BROOKFIELD ASSET MGMT INC	CL A LTD VT SH	112585104	203	4,556	SH		SOLE	NONE	0	0	4,556
BROOKFIELD RENEWABLE PARTNER	PARTNERSHIP UNIT	G16258108	217	5,100	SH		SOLE	NONE	0	0	5,100
CADENCE DESIGN SYSTEM INC	COM	127387108	1,438	10,503	SH		SOLE	NONE	0	0	10,503
CALAMOS CONV OPPORTUNITIES &	SH BEN INT	128117108	288	20,226	SH		SOLE	NONE	0	0	20,226
CALAMOS GBL DYN INCOME FUND	COM	12811L107	139	13,635	SH		SOLE	NONE	0	0	13,635
CAMPBELL SOUP CO	COM	134429109	273	5,425	SH		SOLE	NONE	0	0	5,425
CANADIAN NATL RY CO	COM	136375102	212	1,828	SH		SOLE	NONE	0	0	1,828
CANOPY GROWTH CORP	COM	138035100	759	23,696	SH		SOLE	NONE	0	0	23,696
CARMAX INC	COM	143130102	425	3,205	SH		SOLE	NONE	0	0	3,205
CARNIVAL CORP	UNIT 99/99/9999	143658300	561	21,131	SH		SOLE	NONE	0	0	21,131
CATERPILLAR INC	COM	149123101	1,696	7,314	SH		SOLE	NONE	0	0	7,314
CELSIUS HLDGS INC	COM NEW	15118V207	584	12,164	SH		SOLE	NONE	0	0	12,164
CENTENE CORP DEL	COM	15135B101	396	6,200	SH		SOLE	NONE	0	0	6,200
CHARTER COMMUNICATIONS INC N	CL A	16119P108	236	383	SH		SOLE	NONE	0	0	383
CHERRY HILL MTG INVT CORP	COM	164651101	113	12,126	SH		SOLE	NONE	0	0	12,126
CHEVRON CORP NEW	COM	166764100	4,348	41,497	SH		SOLE	NONE	0	0	41,497
CHIMERA INVT CORP	COM NEW	16934Q208	134	10,572	SH		SOLE	NONE	0	0	10,572
CHIPOTLE MEXICAN GRILL INC	COM	169656105	239	168	SH		SOLE	NONE	0	0	168
CHURCHILL DOWNS INC	COM	171484108	262	1,150	SH		SOLE	NONE	0	0	1,150
CIENA CORP	COM NEW	171779309	228	4,173	SH		SOLE	NONE	0	0	4,173
CIGNA CORP NEW	COM	125523100	448	1,853	SH		SOLE	NONE	0	0	1,853
CINTAS CORP	COM	172908105	1,152	3,376	SH		SOLE	NONE	0	0	3,376
CISCO SYS INC	COM	17275R102	15,708	303,769	SH		SOLE	NONE	0	0	303,769
CITIGROUP INC	COM NEW	172967424	1,387	19,073	SH		SOLE	NONE	0	0	19,073
CITIGROUP INC	COM NEW	172967424	219	3,000	SH	Call	SOLE	NONE	0	0	3,000
CLEVELAND-CLIFFS INC NEW	COM	185899101	854	42,457	SH		SOLE	NONE	0	0	42,457
CLOVIS ONCOLOGY INC	COM	189464100	84	11,851	SH		SOLE	NONE	0	0	11,851
CME GROUP INC	COM	12572Q105	4,308	21,095	SH		SOLE	NONE	0	0	21,095
COCA COLA CO	COM	191216100	3,711	70,407	SH		SOLE	NONE	0	0	70,407
COHEN & STEERS QUALITY INCOM	COM	19247L106	158	11,370	SH		SOLE	NONE	0	0	11,370
COLGATE PALMOLIVE CO	COM	194162103	727	9,231	SH		SOLE	NONE	0	0	9,231
COLUMBIA SELIGM PREM TECH GR	COM	19842X109	221	7,062	SH		SOLE	NONE	0	0	7,062
COMCAST CORP NEW	CL A	20030N101	7,001	129,400	SH		SOLE	NONE	0	0	129,400
COMERICA INC	COM	200340107	366	5,108	SH		SOLE	NONE	0	0	5,108
COMPASS DIVERSIFIED	SH BEN INT	20451Q104	546	23,600	SH		SOLE	NONE	0	0	23,600
CONOCOPHILLIPS	COM	20825C104	896	16,904	SH		SOLE	NONE	0	0	16,904
CONSOLIDATED EDISON INC	COM	209115104	248	3,322	SH		SOLE	NONE	0	0	3,322
CONSTELLATION BRANDS INC	CL A	21036P108	321	1,406	SH		SOLE	NONE	0	0	1,406
CORNERSTONE STRATEGIC VALUE	COM	21924B302	207	15,346	SH		SOLE	NONE	0	0	15,346
CORNERSTONE TOTAL RETURN FD	COM	21924U300	133	10,042	SH		SOLE	NONE	0	0	10,042
CORNING INC	COM	219350105	8,495	195,258	SH		SOLE	NONE	0	0	195,258
CORPORATE OFFICE PPTYS TR	SH BEN INT	22002T108	840	31,902	SH		SOLE	NONE	0	0	31,902
CORTEVA INC	COM	22052L104	342	7,335	SH		SOLE	NONE	0	0	7,335
COSTCO WHSL CORP NEW	COM	22160K105	1,344	3,814	SH		SOLE	NONE	0	0	3,814
CROCS INC	COM	227046109	1,390	17,276	SH		SOLE	NONE	0	0	17,276
CRONOS GROUP INC	COM	22717L101	102	10,760	SH		SOLE	NONE	0	0	10,760
CROWDSTRIKE HLDGS INC	CL A	22788C105	726	3,974	SH		SOLE	NONE	0	0	3,974
CROWN CASTLE INTL CORP NEW	COM	22822V101	501	2,908	SH		SOLE	NONE	0	0	2,908
CSX CORP	COM	126408103	1,453	15,075	SH		SOLE	NONE	0	0	15,075
CUMMINS INC	COM	231021106	1,598	6,168	SH		SOLE	NONE	0	0	6,168
CVS HEALTH CORP	COM	126650100	1,603	21,319	SH		SOLE	NONE	0	0	21,319
D R HORTON INC	COM	23331A109	548	6,150	SH		SOLE	NONE	0	0	6,150
DANAHER CORPORATION	COM	235851102	1,092	4,848	SH		SOLE	NONE	0	0	4,848
DEERE & CO	COM	244199105	2,370	6,335	SH		SOLE	NONE	0	0	6,335
DELTA AIR LINES INC DEL	COM NEW	247361702	445	9,214	SH		SOLE	NONE	0	0	9,214
DIGITAL RLTY TR INC	COM	253868103	2,025	14,378	SH		SOLE	NONE	0	0	14,378
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	1,791	20,011	SH		SOLE	NONE	0	0	20,011
DIREXION SHS ETF TR	DLY FIN BULL NEW	25459Y694	912	10,042	SH		SOLE	NONE	0	0	10,042
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E265	313	10,000	SH		SOLE	NONE	0	0	10,000
DIREXION SHS ETF TR	DLY ENRGY BULL2X	25460G609	343	14,500	SH		SOLE	NONE	0	0	14,500
DISCOVER FINL SVCS	COM	254709108	5,754	60,578	SH		SOLE	NONE	0	0	60,578
DISNEY WALT CO	COM	254687106	13,958	75,646	SH		SOLE	NONE	0	0	75,646
DOLLAR GEN CORP NEW	COM	256677105	313	1,547	SH		SOLE	NONE	0	0	1,547
DOMINION ENERGY INC	COM	25746U109	647	8,521	SH		SOLE	NONE	0	0	8,521
DOW INC	COM	260557103	6,567	102,700	SH		SOLE	NONE	0	0	102,700
DRAFTKINGS INC	COM CL A	26142R104	637	10,375	SH		SOLE	NONE	0	0	10,375
DTE ENERGY CO	COM	233331107	348	2,609	SH		SOLE	NONE	0	0	2,609
DUKE ENERGY CORP NEW	COM NEW	26441C204	1,580	16,368	SH		SOLE	NONE	0	0	16,368
DUKE REALTY CORP	COM NEW	264411505	1,678	40,028	SH		SOLE	NONE	0	0	40,028
DUPONT DE NEMOURS INC	COM	26614N102	607	7,860	SH		SOLE	NONE	0	0	7,860
EASTGROUP PPTYS INC	COM	277276101	873	6,094	SH		SOLE	NONE	0	0	6,094
EATON CORP PLC	SHS	G29183103	1,198	8,664	SH		SOLE	NONE	0	0	8,664
EATON VANCE ENHANCED EQUITY	COM	278274105	196	11,639	SH		SOLE	NONE	0	0	11,639
EATON VANCE RISK-MANAGED DIV	COM	27829G106	115	10,625	SH		SOLE	NONE	0	0	10,625
EATON VANCE TAX-MANAGED GLOB	COM	27829C105	245	23,748	SH		SOLE	NONE	0	0	23,748
EATON VANCE TAX-MANAGED GLOB	COM	27829F108	723	77,777	SH		SOLE	NONE	0	0	77,777
EBAY INC.	COM	278642103	1,150	18,777	SH		SOLE	NONE	0	0	18,777
EDWARDS LIFESCIENCES CORP	COM	28176E108	445	5,329	SH		SOLE	NONE	0	0	5,329
EMERSON ELEC CO	COM	291011104	518	5,735	SH		SOLE	NONE	0	0	5,735
EMX RTY CORP	COM	26873J107	126	42,732	SH		SOLE	NONE	0	0	42,732
ENABLE MIDSTREAM PARTNERS LP	COM UNIT RP IN	292480100	64	10,000	SH		SOLE	NONE	0	0	10,000
ENBRIDGE INC	COM	29250N105	438	12,027	SH		SOLE	NONE	0	0	12,027
ENDO INTL PLC	SHS	G30401106	150	20,300	SH		SOLE	NONE	0	0	20,300
ENERGY TRANSFER LP	COM UT LTD PTN	29273V100	591	76,946	SH		SOLE	NONE	0	0	76,946
ENTEGRIS INC	COM	29362U104	1,454	13,005	SH		SOLE	NONE	0	0	13,005
ENTERPRISE PRODS PARTNERS L	COM	293792107	1,527	69,359	SH		SOLE	NONE	0	0	69,359
ETSY INC	COM	29786A106	202	1,000	SH		SOLE	NONE	0	0	1,000
EVERSOURCE ENERGY	COM	30040W108	1,368	15,799	SH		SOLE	NONE	0	0	15,799
EXACT SCIENCES CORP	COM	30063P105	466	3,535	SH		SOLE	NONE	0	0	3,535
EXXON MOBIL CORP	COM	30231G102	9,797	175,481	SH		SOLE	NONE	0	0	175,481
FACEBOOK INC	CL A	30303M102	9,920	33,680	SH		SOLE	NONE	0	0	33,680
FASTENAL CO	COM	311900104	754	15,000	SH		SOLE	NONE	0	0	15,000
FEDEX CORP	COM	31428X106	387	1,363	SH		SOLE	NONE	0	0	1,363
FIDELITY COVINGTON TRUST	MSCI CONSM DIS	316092204	305	4,000	SH		SOLE	NONE	0	0	4,000
FIDELITY NATIONAL FINANCIAL	FNF GROUP COM	31620R303	5,441	133,819	SH		SOLE	NONE	0	0	133,819
FIRST TR ENERGY INCOME & GRO	COM	33738G104	134	10,000	SH		SOLE	NONE	0	0	10,000
FIRST US BANCSHARES INC	COM	33744V103	497	53,416	SH		SOLE	NONE	0	0	53,416
FISERV INC	COM	337738108	832	6,989	SH		SOLE	NONE	0	0	6,989
FLAHERTY & CRUMRINE PFD SECS	COM	338478100	326	13,925	SH		SOLE	NONE	0	0	13,925
FLOWERS FOODS INC	COM	343498101	238	10,000	SH		SOLE	NONE	0	0	10,000
FOOT LOCKER INC	COM	344849104	741	13,173	SH		SOLE	NONE	0	0	13,173
FORD MTR CO DEL	COM	345370860	4,778	389,991	SH		SOLE	NONE	0	0	389,991
FORMFACTOR INC	COM	346375108	1,244	27,569	SH		SOLE	NONE	0	0	27,569
FORTUNE BRANDS HOME & SEC IN	COM	34964C106	305	3,183	SH		SOLE	NONE	0	0	3,183
FREEPORT-MCMORAN INC	CL B	35671D857	340	10,300	SH		SOLE	NONE	0	0	10,300
GABELLI EQUITY TR INC	COM	362397101	201	29,452	SH		SOLE	NONE	0	0	29,452
GABELLI HLTHCARE & WELLNESS	SHS	36246K103	322	25,868	SH		SOLE	NONE	0	0	25,868
GABELLI MULTIMEDIA TR INC	COM	36239Q109	142	14,903	SH		SOLE	NONE	0	0	14,903
GALLAGHER ARTHUR J & CO	COM	363576109	1,759	14,100	SH		SOLE	NONE	0	0	14,100
GENERAL ELECTRIC CO	COM	369604103	1,442	109,824	SH		SOLE	NONE	0	0	109,824
GENERAL MLS INC	COM	370334104	369	6,026	SH		SOLE	NONE	0	0	6,026
GENERAL MTRS CO	COM	37045V100	622	10,823	SH		SOLE	NONE	0	0	10,823
GENUINE PARTS CO	COM	372460105	5,527	47,812	SH		SOLE	NONE	0	0	47,812
GETTY RLTY CORP NEW	COM	374297109	797	28,140	SH		SOLE	NONE	0	0	28,140
GILEAD SCIENCES INC	COM	375558103	443	6,854	SH		SOLE	NONE	0	0	6,854
GLOBE LIFE INC	COM	37959E102	5,259	54,426	SH		SOLE	NONE	0	0	54,426
GLOBUS MED INC	CL A	379577208	1,939	31,449	SH		SOLE	NONE	0	0	31,449
GOLDMAN SACHS GROUP INC	COM	38141G104	6,295	19,251	SH		SOLE	NONE	0	0	19,251
GRACO INC	COM	384109104	260	3,625	SH		SOLE	NONE	0	0	3,625
GRAINGER W W INC	COM	384802104	210	525	SH		SOLE	NONE	0	0	525
GUGGENHEIM ENHANCED EQUITY I	COM	40167B100	72	10,000	SH		SOLE	NONE	0	0	10,000
HANNON ARMSTRONG SUST INFR C	COM	41068X100	296	5,280	SH		SOLE	NONE	0	0	5,280
HEALTHPEAK PROPERTIES INC	COM	42250P103	999	31,462	SH		SOLE	NONE	0	0	31,462
HERCULES CAPITAL INC	COM	427096508	172	10,699	SH		SOLE	NONE	0	0	10,699
HILLENBRAND INC	COM	431571108	1,120	23,490	SH		SOLE	NONE	0	0	23,490
HOME DEPOT INC	COM	437076102	12,199	39,965	SH		SOLE	NONE	0	0	39,965
HONEYWELL INTL INC	COM	438516106	918	4,230	SH		SOLE	NONE	0	0	4,230
HORIZON TECHNOLOGY FIN CORP	COM	44045A102	165	11,498	SH		SOLE	NONE	0	0	11,498
HORIZON THERAPEUTICS PUB L	SHS	G46188101	386	4,200	SH		SOLE	NONE	0	0	4,200
HORMEL FOODS CORP	COM	440452100	592	12,386	SH		SOLE	NONE	0	0	12,386
HOST HOTELS & RESORTS INC	COM	44107P104	809	48,039	SH		SOLE	NONE	0	0	48,039
HUBBELL INC	COM	443510607	5,780	30,928	SH		SOLE	NONE	0	0	30,928
HUMANA INC	COM	444859102	870	2,076	SH		SOLE	NONE	0	0	2,076
HUNTINGTON BANCSHARES INC	COM	446150104	382	24,272	SH		SOLE	NONE	0	0	24,272
I3 VERTICALS INC	COM CL A	46571Y107	239	7,692	SH		SOLE	NONE	0	0	7,692
IDEXX LABS INC	COM	45168D104	1,203	2,460	SH		SOLE	NONE	0	0	2,460
ILLINOIS TOOL WKS INC	COM	452308109	744	3,360	SH		SOLE	NONE	0	0	3,360
INMODE LTD	SHS	M5425M103	684	9,440	SH		SOLE	NONE	0	0	9,440
INNOVATIVE INDL PPTYS INC	COM	45781V101	6,875	38,164	SH		SOLE	NONE	0	0	38,164
INTEL CORP	COM	458140100	3,623	56,608	SH		SOLE	NONE	0	0	56,608
INTERCONTINENTAL EXCHANGE IN	COM	45866F104	409	3,659	SH		SOLE	NONE	0	0	3,659
INTERNATIONAL BUSINESS MACHS	COM	459200101	1,989	14,927	SH		SOLE	NONE	0	0	14,927
INTERNATIONAL PAPER CO	COM	460146103	544	10,053	SH		SOLE	NONE	0	0	10,053
INTUIT	COM	461202103	1,225	3,197	SH		SOLE	NONE	0	0	3,197
INTUITIVE SURGICAL INC	COM NEW	46120E602	536	725	SH		SOLE	NONE	0	0	725
INVESCO EXCH TRADED FD TR II	PFD ETF	46138E511	482	32,154	SH		SOLE	NONE	0	0	32,154
INVESCO EXCHANGE TRADED FD T	S&P500 PUR VAL	46137V258	223	3,017	SH		SOLE	NONE	0	0	3,017
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	46137V357	383	2,706	SH		SOLE	NONE	0	0	2,706
INVESCO EXCHANGE TRADED FD T	HIG YLD EQ DIV	46137V563	302	14,893	SH		SOLE	NONE	0	0	14,893
INVESCO EXCHANGE TRADED FD T	GBL LISTED PVT	46137V589	284	19,547	SH		SOLE	NONE	0	0	19,547
INVESCO MUN TR	COM	46131J103	299	22,678	SH		SOLE	NONE	0	0	22,678
INVESCO MUNI INCOME OPP TRST	COM	46132X101	79	10,000	SH		SOLE	NONE	0	0	10,000
INVESCO QQQ TR	UNIT SER 1	46090E103	8,706	27,279	SH		SOLE	NONE	0	0	27,279
INVESCO QQQ TR	UNIT SER 1	46090E103	319	1,000	SH	Call	SOLE	NONE	0	0	1,000
INVESCO QQQ TR	UNIT SER 1	46090E103	319	1,000	SH	Put	SOLE	NONE	0	0	1,000
INVITAE CORP	COM	46185L103	206	5,380	SH		SOLE	NONE	0	0	5,380
IRON MTN INC NEW	COM	46284V101	7,344	198,452	SH		SOLE	NONE	0	0	198,452
ISHARES TR	SELECT DIVID ETF	464287168	668	5,847	SH		SOLE	NONE	0	0	5,847
ISHARES TR	CORE US AGGBD ET	464287226	307	2,698	SH		SOLE	NONE	0	0	2,698
ISHARES TR	MSCI EMG MKT ETF	464287234	216	4,047	SH		SOLE	NONE	0	0	4,047
ISHARES TR	IBOXX INV CP ETF	464287242	372	2,857	SH		SOLE	NONE	0	0	2,857
ISHARES TR	CORE S&P MCP ETF	464287507	350	1,344	SH		SOLE	NONE	0	0	1,344
ISHARES TR	NASDAQ BIOTECH	464287556	238	1,579	SH		SOLE	NONE	0	0	1,579
ISHARES TR	S&P MC 400GR ETF	464287606	433	5,524	SH		SOLE	NONE	0	0	5,524
ISHARES TR	RUS 2000 GRW ETF	464287648	376	1,250	SH		SOLE	NONE	0	0	1,250
ISHARES TR	RUSSELL 2000 ETF	464287655	480	2,174	SH		SOLE	NONE	0	0	2,174
ISHARES TR	S&P MC 400VL ETF	464287705	228	2,233	SH		SOLE	NONE	0	0	2,233
ISHARES TR	CORE S&P SCP ETF	464287804	336	3,099	SH		SOLE	NONE	0	0	3,099
ISHARES TR	S&P SML 600 GWT	464287887	557	4,340	SH		SOLE	NONE	0	0	4,340
ISHARES TR	PFD AND INCM SEC	464288687	817	21,266	SH		SOLE	NONE	0	0	21,266
ISHARES TR	MSCI USA MMENTM	46432F396	2,843	17,674	SH		SOLE	NONE	0	0	17,674
ISHARES TR	CORE 1 5 YR USD	46432F859	308	6,000	SH		SOLE	NONE	0	0	6,000
ISHARES TR	0-5YR INVT GR CP	46434V100	311	6,000	SH		SOLE	NONE	0	0	6,000
JOHNSON & JOHNSON	COM	478160104	13,370	81,352	SH		SOLE	NONE	0	0	81,352
JPMORGAN CHASE & CO	COM	46625H100	11,884	78,061	SH		SOLE	NONE	0	0	78,061
KIMBERLY-CLARK CORP	COM	494368103	559	4,022	SH		SOLE	NONE	0	0	4,022
KINDER MORGAN INC DEL	COM	49456B101	539	32,359	SH		SOLE	NONE	0	0	32,359
KITE RLTY GROUP TR	COM NEW	49803T300	263	13,643	SH		SOLE	NONE	0	0	13,643
KLA CORP	COM NEW	482480100	8,198	24,813	SH		SOLE	NONE	0	0	24,813
KRAFT HEINZ CO	COM	500754106	834	20,863	SH		SOLE	NONE	0	0	20,863
LABORATORY CORP AMER HLDGS	COM NEW	50540R409	1,336	5,239	SH		SOLE	NONE	0	0	5,239
LAM RESEARCH CORP	COM	512807108	2,007	3,371	SH		SOLE	NONE	0	0	3,371
LAS VEGAS SANDS CORP	COM	517834107	706	11,616	SH		SOLE	NONE	0	0	11,616
LIBERTY ALL STAR EQUITY FD	SH BEN INT	530158104	2,124	278,354	SH		SOLE	NONE	0	0	278,354
LILLY ELI & CO	COM	532457108	10,022	53,644	SH		SOLE	NONE	0	0	53,644
LINCOLN NATL CORP IND	COM	534187109	578	9,295	SH		SOLE	NONE	0	0	9,295
LINDE PLC	SHS	G5494J103	473	1,689	SH		SOLE	NONE	0	0	1,689
LOCKHEED MARTIN CORP	COM	539830109	6,921	18,729	SH		SOLE	NONE	0	0	18,729
LOWES COS INC	COM	548661107	2,796	14,702	SH		SOLE	NONE	0	0	14,702
LPL FINL HLDGS INC	COM	50212V100	1,351	9,505	SH		SOLE	NONE	0	0	9,505
LULULEMON ATHLETICA INC	COM	550021109	278	907	SH		SOLE	NONE	0	0	907
M & T BK CORP	COM	55261F104	606	4,000	SH		SOLE	NONE	0	0	4,000
MAGELLAN MIDSTREAM PRTNRS LP	COM UNIT RP LP	559080106	672	15,500	SH		SOLE	NONE	0	0	15,500
MAIN STR CAP CORP	COM	56035L104	487	12,444	SH		SOLE	NONE	0	0	12,444
MARATHON PETE CORP	COM	56585A102	342	6,387	SH		SOLE	NONE	0	0	6,387
MARINEMAX INC	COM	567908108	1,251	25,360	SH		SOLE	NONE	0	0	25,360
MARRIOTT INTL INC NEW	CL A	571903202	382	2,580	SH		SOLE	NONE	0	0	2,580
MARVELL TECHNOLOGY GROUP LTD	ORD	G5876H105	1,969	40,199	SH		SOLE	NONE	0	0	40,199
MASTERCARD INCORPORATED	CL A	57636Q104	2,817	7,912	SH		SOLE	NONE	0	0	7,912
MCDONALDS CORP	COM	580135101	2,204	9,830	SH		SOLE	NONE	0	0	9,830
MEDALLION FINL CORP	COM	583928106	169	24,000	SH		SOLE	NONE	0	0	24,000
MEDICAL PPTYS TRUST INC	COM	58463J304	686	32,260	SH		SOLE	NONE	0	0	32,260
MEDTRONIC PLC	SHS	G5960L103	5,723	48,444	SH		SOLE	NONE	0	0	48,444
MERCADOLIBRE INC	COM	58733R102	421	286	SH		SOLE	NONE	0	0	286
MERCK & CO. INC	COM	58933Y105	5,618	72,879	SH		SOLE	NONE	0	0	72,879
MERIDIAN BIOSCIENCE INC	COM	589584101	1,088	41,454	SH		SOLE	NONE	0	0	41,454
MFS HIGH INCOME MUN TR	SH BEN INT	59318D104	66	13,000	SH		SOLE	NONE	0	0	13,000
MFS INTER HIGH INCOME FD	SH BEN INT	59318T109	27	10,745	SH		SOLE	NONE	0	0	10,745
MFS MULTIMARKET INCOME TR	SH BEN INT	552737108	243	37,500	SH		SOLE	NONE	0	0	37,500
MICROCHIP TECHNOLOGY INC.	COM	595017104	208	1,342	SH		SOLE	NONE	0	0	1,342
MICRON TECHNOLOGY INC	COM	595112103	1,196	13,549	SH		SOLE	NONE	0	0	13,549
MICROSOFT CORP	COM	594918104	13,112	55,616	SH		SOLE	NONE	0	0	55,616
MICROSOFT CORP	COM	594918104	212	900	SH	Call	SOLE	NONE	0	0	900
MID-AMER APT CMNTYS INC	COM	59522J103	865	5,996	SH		SOLE	NONE	0	0	5,996
MIDDLEBY CORP	COM	596278101	520	3,140	SH		SOLE	NONE	0	0	3,140
MODERNA INC	COM	60770K107	887	6,774	SH		SOLE	NONE	0	0	6,774
MONDELEZ INTL INC	CL A	609207105	1,615	27,591	SH		SOLE	NONE	0	0	27,591
MORGAN STANLEY	COM NEW	617446448	201	2,578	SH		SOLE	NONE	0	0	2,578
MPLX LP	COM UNIT REP LTD	55336V100	411	16,035	SH		SOLE	NONE	0	0	16,035
NATIONAL BANKSHARES INC VA	COM	634865109	230	6,464	SH		SOLE	NONE	0	0	6,464
NETFLIX INC	COM	64110L106	6,115	11,723	SH		SOLE	NONE	0	0	11,723
NEW AMER HIGH INCOME FD INC	COM NEW	641876800	119	13,096	SH		SOLE	NONE	0	0	13,096
NEW RESIDENTIAL INVT CORP	COM NEW	64828T201	228	20,201	SH		SOLE	NONE	0	0	20,201
NEW YORK MTG TR INC	COM PAR $.02	649604501	93	20,825	SH		SOLE	NONE	0	0	20,825
NEWMONT CORP	COM	651639106	206	3,422	SH		SOLE	NONE	0	0	3,422
NEXTERA ENERGY INC	COM	65339F101	1,064	14,063	SH		SOLE	NONE	0	0	14,063
NIKE INC	CL B	654106103	1,972	14,834	SH		SOLE	NONE	0	0	14,834
NIO INC	SPON ADS	62914V106	312	8,000	SH	Call	SOLE	NONE	0	0	8,000
NOKIA CORP	SPONSORED ADR	654902204	153	38,573	SH		SOLE	NONE	0	0	38,573
NORFOLK SOUTHN CORP	COM	655844108	669	2,493	SH		SOLE	NONE	0	0	2,493
NORTHROP GRUMMAN CORP	COM	666807102	258	796	SH		SOLE	NONE	0	0	796
NORWEGIAN CRUISE LINE HLDG L	SHS	G66721104	444	16,100	SH		SOLE	NONE	0	0	16,100
NUSTAR ENERGY LP	UNIT COM	67058H102	217	12,705	SH		SOLE	NONE	0	0	12,705
NUVEEN AMT FREE MUN CR INC F	COM	67071L106	249	14,728	SH		SOLE	NONE	0	0	14,728
NUVEEN AMT FREE QLTY MUN INC	COM	670657105	165	11,141	SH		SOLE	NONE	0	0	11,141
NUVEEN CORPORATE INCM NOVEME	COM	67077N106	460	49,167	SH		SOLE	NONE	0	0	49,167
NUVEEN MULTI-MKT INCOME FD	COM	67075J107	73	10,000	SH		SOLE	NONE	0	0	10,000
NUVEEN MUNICIPAL CREDIT INC	COM SH BEN INT	67070X101	329	20,375	SH		SOLE	NONE	0	0	20,375
NUVEEN PFD & INCM SECURTIES	COM	67072C105	143	14,707	SH		SOLE	NONE	0	0	14,707
NUVEEN QUALITY MUNCP INCOME	COM	67066V101	221	14,533	SH		SOLE	NONE	0	0	14,533
NUVEEN S&P 500 BUY-WRITE INC	COM	6706ER101	263	19,514	SH		SOLE	NONE	0	0	19,514
NUVEEN S&P 500 DYNAMIC OVERW	COM	6706EW100	317	19,132	SH		SOLE	NONE	0	0	19,132
NVIDIA CORPORATION	COM	67066G104	11,732	21,972	SH		SOLE	NONE	0	0	21,972
NVIDIA CORPORATION	COM	67066G104	213	400	SH	Call	SOLE	NONE	0	0	400
NVIDIA CORPORATION	COM	67066G104	267	500	SH	Put	SOLE	NONE	0	0	500
OAKTREE SPECIALTY LENDING CO	COM	67401P108	65	10,450	SH		SOLE	NONE	0	0	10,450
OCCIDENTAL PETE CORP	COM	674599105	0	10,000	SH	Call	SOLE	NONE	0	0	10,000
OKTA INC	CL A	679295105	359	1,628	SH		SOLE	NONE	0	0	1,628
OLD DOMINION FREIGHT LINE IN	COM	679580100	1,322	5,499	SH		SOLE	NONE	0	0	5,499
OLD REP INTL CORP	COM	680223104	671	30,690	SH		SOLE	NONE	0	0	30,690
OMEROS CORP	COM	682143102	415	23,330	SH		SOLE	NONE	0	0	23,330
ONEOK INC NEW	COM	682680103	658	12,981	SH		SOLE	NONE	0	0	12,981
ORACLE CORP	COM	68389X105	3,761	53,590	SH		SOLE	NONE	0	0	53,590
ORASURE TECHNOLOGIES INC	COM	68554V108	140	12,033	SH		SOLE	NONE	0	0	12,033
OREILLY AUTOMOTIVE INC	COM	67103H107	207	408	SH		SOLE	NONE	0	0	408
ORGANIGRAM HLDGS INC	COM	68620P101	43	12,214	SH		SOLE	NONE	0	0	12,214
PALANTIR TECHNOLOGIES INC	CL A	69608A108	657	28,204	SH		SOLE	NONE	0	0	28,204
PARKER-HANNIFIN CORP	COM	701094104	6,420	20,353	SH		SOLE	NONE	0	0	20,353
PAYPAL HLDGS INC	COM	70450Y103	3,584	14,758	SH		SOLE	NONE	0	0	14,758
PDC ENERGY INC	COM	69327R101	396	11,522	SH		SOLE	NONE	0	0	11,522
PEMBINA PIPELINE CORP	COM	706327103	260	9,003	SH		SOLE	NONE	0	0	9,003
PENNANTPARK FLOATING RATE CA	COM	70806A106	151	12,730	SH		SOLE	NONE	0	0	12,730
PENNANTPARK INVT CORP	COM	708062104	60	10,590	SH		SOLE	NONE	0	0	10,590
PEPSICO INC	COM	713448108	1,782	12,602	SH		SOLE	NONE	0	0	12,602
PFIZER INC	COM	717081103	3,312	91,414	SH		SOLE	NONE	0	0	91,414
PGIM GLOBAL HIGH YIELD FD FO	COM	69346J106	209	14,000	SH		SOLE	NONE	0	0	14,000
PHILIP MORRIS INTL INC	COM	718172109	3,594	40,502	SH		SOLE	NONE	0	0	40,502
PHILLIPS 66	COM	718546104	290	3,561	SH		SOLE	NONE	0	0	3,561
PHYSICIANS RLTY TR	COM	71943U104	822	46,529	SH		SOLE	NONE	0	0	46,529
PIMCO DYNAMIC CR INCOME FD	COM SHS	72202D106	254	11,414	SH		SOLE	NONE	0	0	11,414
PIMCO ETF TR	ENHAN SHRT MA AC	72201R833	3,556	34,889	SH		SOLE	NONE	0	0	34,889
PIMCO HIGH INCOME FD	COM SHS	722014107	261	38,793	SH		SOLE	NONE	0	0	38,793
PIONEER MUN HIGH INCOME TR	COM SHS	723763108	372	30,042	SH		SOLE	NONE	0	0	30,042
PNC FINL SVCS GROUP INC	COM	693475105	642	3,659	SH		SOLE	NONE	0	0	3,659
POLARIS INC	COM	731068102	1,037	7,771	SH		SOLE	NONE	0	0	7,771
PPG INDS INC	COM	693506107	5,266	35,051	SH		SOLE	NONE	0	0	35,051
PREFERRED BK LOS ANGELES CA	COM NEW	740367404	255	4,000	SH		SOLE	NONE	0	0	4,000
PROCTER AND GAMBLE CO	COM	742718109	9,658	71,317	SH		SOLE	NONE	0	0	71,317
PROLOGIS INC.	COM	74340W103	1,028	9,693	SH		SOLE	NONE	0	0	9,693
PROSHARES TR	PSHS ULTRA O&G	74347G705	358	3,000	SH		SOLE	NONE	0	0	3,000
PROSHARES TR	PSHS ULT S&P 500	74347R107	872	8,519	SH		SOLE	NONE	0	0	8,519
PROSHARES TR	PSHS ULTRA QQQ	74347R206	789	6,734	SH		SOLE	NONE	0	0	6,734
PROSHARES TR	ULTRAPRO QQQ	74347X831	1,967	21,555	SH		SOLE	NONE	0	0	21,555
PROSHARES TR II	ULTRA VIX SHORT	74347W148	190	33,700	SH		SOLE	NONE	0	0	33,700
PROSPECT CAP CORP	COM	74348T102	541	70,596	SH		SOLE	NONE	0	0	70,596
PROSPERITY BANCSHARES INC	COM	743606105	1,000	13,345	SH		SOLE	NONE	0	0	13,345
PRUDENTIAL FINL INC	COM	744320102	864	9,485	SH		SOLE	NONE	0	0	9,485
PTC INC	COM	69370C100	1,090	7,921	SH		SOLE	NONE	0	0	7,921
PUBLIC STORAGE	COM	74460D109	864	3,501	SH		SOLE	NONE	0	0	3,501
PUBLIC SVC ENTERPRISE GRP IN	COM	744573106	274	4,548	SH		SOLE	NONE	0	0	4,548
PULTE GROUP INC	COM	745867101	650	12,400	SH		SOLE	NONE	0	0	12,400
PUTNAM MANAGED MUN INCOME TR	COM	746823103	873	107,121	SH		SOLE	NONE	0	0	107,121
PUTNAM MASTER INTER INCOME T	SH BEN INT	746909100	286	66,272	SH		SOLE	NONE	0	0	66,272
PUTNAM MUN OPPORTUNITIES TR	SH BEN INT	746922103	161	12,000	SH		SOLE	NONE	0	0	12,000
PUTNAM PREMIER INCOME TR	SH BEN INT	746853100	249	51,176	SH		SOLE	NONE	0	0	51,176
QUALCOMM INC	COM	747525103	10,324	77,866	SH		SOLE	NONE	0	0	77,866
RAYTHEON TECHNOLOGIES CORP	COM	75513E101	709	9,181	SH		SOLE	NONE	0	0	9,181
REALTY INCOME CORP	COM	756109104	309	4,852	SH		SOLE	NONE	0	0	4,852
REGIONS FINANCIAL CORP NEW	COM	7591EP100	913	44,175	SH		SOLE	NONE	0	0	44,175
RH	COM	74967X103	406	680	SH		SOLE	NONE	0	0	680
RING ENERGY INC	COM	76680V108	167	72,400	SH		SOLE	NONE	0	0	72,400
RITE AID CORP	COM	767754872	224	10,927	SH		SOLE	NONE	0	0	10,927
RIVERNORTH OPPORTUNITIES FD	COM	76881Y109	209	12,000	SH		SOLE	NONE	0	0	12,000
ROKU INC	COM CL A	77543R102	2,313	7,101	SH		SOLE	NONE	0	0	7,101
ROYAL DUTCH SHELL PLC	SPONS ADR A	780259206	352	8,975	SH		SOLE	NONE	0	0	8,975
S&P GLOBAL INC	COM	78409V104	381	1,079	SH		SOLE	NONE	0	0	1,079
SALESFORCE COM INC	COM	79466L302	1,539	7,265	SH		SOLE	NONE	0	0	7,265
SCHWAB CHARLES CORP	COM	808513105	238	3,654	SH		SOLE	NONE	0	0	3,654
SCHWAB STRATEGIC TR	US LCAP VA ETF	808524409	449	6,868	SH		SOLE	NONE	0	0	6,868
SCHWAB STRATEGIC TR	US SML CAP ETF	808524607	493	4,950	SH		SOLE	NONE	0	0	4,950
SCHWAB STRATEGIC TR	US DIVIDEND EQ	808524797	457	6,269	SH		SOLE	NONE	0	0	6,269
SCHWAB STRATEGIC TR	INTL SCEQT ETF	808524888	249	6,300	SH		SOLE	NONE	0	0	6,300
SEAGATE TECHNOLOGY PLC	SHS	G7945M107	603	7,862	SH		SOLE	NONE	0	0	7,862
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	1,054	9,027	SH		SOLE	NONE	0	0	9,027
SELECT SECTOR SPDR TR	SBI CONS DISCR	81369Y407	864	5,140	SH		SOLE	NONE	0	0	5,140
SELECT SECTOR SPDR TR	ENERGY	81369Y506	321	6,528	SH		SOLE	NONE	0	0	6,528
SELECT SECTOR SPDR TR	SBI INT-INDS	81369Y704	266	2,706	SH		SOLE	NONE	0	0	2,706
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	1,773	13,344	SH		SOLE	NONE	0	0	13,344
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	219	3,420	SH		SOLE	NONE	0	0	3,420
SEMPRA ENERGY	COM	816851109	412	3,110	SH		SOLE	NONE	0	0	3,110
SENESTECH INC	COM NEW	81720R208	74	44,500	SH		SOLE	NONE	0	0	44,500
SENSIENT TECHNOLOGIES CORP	COM	81725T100	1,641	21,041	SH		SOLE	NONE	0	0	21,041
SENSUS HEALTHCARE INC	COM	81728J109	64	16,714	SH		SOLE	NONE	0	0	16,714
SERVICE PPTYS TR	COM SH BEN INT	81761L102	266	22,408	SH		SOLE	NONE	0	0	22,408
SERVICENOW INC	COM	81762P102	260	519	SH		SOLE	NONE	0	0	519
SHOPIFY INC	CL A	82509L107	1,373	1,241	SH		SOLE	NONE	0	0	1,241
SIMON PPTY GROUP INC NEW	COM	828806109	1,763	15,495	SH		SOLE	NONE	0	0	15,495
SIMON PROPERTY GRP ACQ HOLDI	UNIT 99/99/9999	82880R202	141	14,000	SH		SOLE	NONE	0	0	14,000
SIRIUS XM HOLDINGS INC	COM	82968B103	5,170	848,944	SH		SOLE	NONE	0	0	848,944
SKYWORKS SOLUTIONS INC	COM	83088M102	260	1,415	SH		SOLE	NONE	0	0	1,415
SLACK TECHNOLOGIES INC	COM CL A	83088V102	352	8,645	SH		SOLE	NONE	0	0	8,645
SMART SAND INC	COM	83191H107	85	33,700	SH		SOLE	NONE	0	0	33,700
SNAP ON INC	COM	833034101	1,249	5,413	SH		SOLE	NONE	0	0	5,413
SORRENTO THERAPEUTICS INC	COM NEW	83587F202	146	17,600	SH		SOLE	NONE	0	0	17,600
SOUTHERN CO	COM	842587107	2,239	36,026	SH		SOLE	NONE	0	0	36,026
SOUTHWEST AIRLS CO	COM	844741108	589	9,646	SH		SOLE	NONE	0	0	9,646
SPDR DOW JONES INDL AVERAGE	UT SER 1	78467X109	5,339	16,172	SH		SOLE	NONE	0	0	16,172
SPDR GOLD TR	GOLD SHS	78463V107	278	1,738	SH		SOLE	NONE	0	0	1,738
SPDR S&P 500 ETF TR	TR UNIT	78462F103	6,397	16,141	SH		SOLE	NONE	0	0	16,141
SPDR S&P 500 ETF TR	TR UNIT	78462F103	328,954	830,000	SH	Put	SOLE	NONE	0	0	830,000
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	78467Y107	599	1,259	SH		SOLE	NONE	0	0	1,259
SPDR SER TR	S&P BIOTECH	78464A870	244	1,799	SH		SOLE	NONE	0	0	1,799
SQUARE INC	CL A	852234103	729	3,211	SH		SOLE	NONE	0	0	3,211
STARBUCKS CORP	COM	855244109	1,516	13,869	SH		SOLE	NONE	0	0	13,869
STARWOOD PPTY TR INC	COM	85571B105	260	10,500	SH		SOLE	NONE	0	0	10,500
STEEL DYNAMICS INC	COM	858119100	346	6,819	SH		SOLE	NONE	0	0	6,819
STRYKER CORPORATION	COM	863667101	760	3,121	SH		SOLE	NONE	0	0	3,121
SYNOPSYS INC	COM	871607107	1,338	5,399	SH		SOLE	NONE	0	0	5,399
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	874039100	295	2,500	SH	Call	SOLE	NONE	0	0	2,500
TAKE-TWO INTERACTIVE SOFTWAR	COM	874054109	260	1,470	SH		SOLE	NONE	0	0	1,470
TARGET CORP	COM	87612E106	7,667	38,708	SH		SOLE	NONE	0	0	38,708
TECHTARGET INC	COM	87874R100	888	12,776	SH		SOLE	NONE	0	0	12,776
TELADOC HEALTH INC	COM	87918A105	647	3,564	SH		SOLE	NONE	0	0	3,564
TESLA INC	COM	88160R101	6,268	9,385	SH		SOLE	NONE	0	0	9,385
TEXAS INSTRS INC	COM	882508104	8,777	46,445	SH		SOLE	NONE	0	0	46,445
TG THERAPEUTICS INC	COM	88322Q108	362	7,500	SH		SOLE	NONE	0	0	7,500
THE TRADE DESK INC	COM CL A	88339J105	564	866	SH		SOLE	NONE	0	0	866
THERMO FISHER SCIENTIFIC INC	COM	883556102	1,301	2,849	SH		SOLE	NONE	0	0	2,849
TIMKEN CO	COM	887389104	1,257	15,480	SH		SOLE	NONE	0	0	15,480
TJX COS INC NEW	COM	872540109	773	11,686	SH		SOLE	NONE	0	0	11,686
TOMPKINS FINL CORP	COM	890110109	207	2,500	SH		SOLE	NONE	0	0	2,500
TOPBUILD CORP	COM	89055F103	1,288	6,151	SH		SOLE	NONE	0	0	6,151
TORONTO DOMINION BK ONT	COM NEW	891160509	284	4,354	SH		SOLE	NONE	0	0	4,354
TOTAL SE	SPONSORED ADS	89151E109	315	6,775	SH		SOLE	NONE	0	0	6,775
TOWNEBANK PORTSMOUTH VA	COM	89214P109	608	20,000	SH		SOLE	NONE	0	0	20,000
TRACTOR SUPPLY CO	COM	892356106	1,594	9,003	SH		SOLE	NONE	0	0	9,003
TRAVELERS COMPANIES INC	COM	89417E109	381	2,536	SH		SOLE	NONE	0	0	2,536
TRI CONTL CORP	COM	895436103	562	17,350	SH		SOLE	NONE	0	0	17,350
TRICO BANCSHARES	COM	896095106	5,120	108,079	SH		SOLE	NONE	0	0	108,079
TRITON INTL LTD	CL A	G9078F107	566	10,293	SH		SOLE	NONE	0	0	10,293
TRUIST FINL CORP	COM	89832Q109	1,331	22,817	SH		SOLE	NONE	0	0	22,817
TWILIO INC	CL A	90138F102	1,778	5,215	SH		SOLE	NONE	0	0	5,215
TYSON FOODS INC	CL A	902494103	553	7,441	SH		SOLE	NONE	0	0	7,441
UNILEVER PLC	SPON ADR NEW	904767704	203	3,629	SH		SOLE	NONE	0	0	3,629
UNION PAC CORP	COM	907818108	753	3,416	SH		SOLE	NONE	0	0	3,416
UNITED PARCEL SERVICE INC	CL B	911312106	8,431	49,594	SH		SOLE	NONE	0	0	49,594
UNITEDHEALTH GROUP INC	COM	91324P102	6,960	18,706	SH		SOLE	NONE	0	0	18,706
UNIVERSAL DISPLAY CORP	COM	91347P105	355	1,500	SH		SOLE	NONE	0	0	1,500
URSTADT BIDDLE PPTYS INC	CL A	917286205	836	50,224	SH		SOLE	NONE	0	0	50,224
US BANCORP DEL	COM NEW	902973304	494	8,935	SH		SOLE	NONE	0	0	8,935
VALERO ENERGY CORP	COM	91913Y100	489	6,835	SH		SOLE	NONE	0	0	6,835
VANECK VECTORS ETF TR	PFD SECS EX FINL	92189F429	270	13,000	SH		SOLE	NONE	0	0	13,000
VANECK VECTORS ETF TR	CEF MUN INCOME E	92189F460	200	7,000	SH		SOLE	NONE	0	0	7,000
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	326	1,340	SH		SOLE	NONE	0	0	1,340
VANGUARD INDEX FDS	S&P 500 ETF SHS	922908363	953	2,617	SH		SOLE	NONE	0	0	2,617
VANGUARD INDEX FDS	MCAP VL IDXVIP	922908512	251	1,863	SH		SOLE	NONE	0	0	1,863
VANGUARD INDEX FDS	REAL ESTATE ETF	922908553	345	3,752	SH		SOLE	NONE	0	0	3,752
VANGUARD INDEX FDS	SM CP VAL ETF	922908611	407	2,460	SH		SOLE	NONE	0	0	2,460
VANGUARD INDEX FDS	MID CAP ETF	922908629	432	1,952	SH		SOLE	NONE	0	0	1,952
VANGUARD INDEX FDS	LARGE CAP ETF	922908637	371	2,000	SH		SOLE	NONE	0	0	2,000
VANGUARD INDEX FDS	EXTEND MKT ETF	922908652	301	1,700	SH		SOLE	NONE	0	0	1,700
VANGUARD INDEX FDS	GROWTH ETF	922908736	323	1,257	SH		SOLE	NONE	0	0	1,257
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	1,980	9,580	SH		SOLE	NONE	0	0	9,580
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	922042742	209	2,152	SH		SOLE	NONE	0	0	2,152
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	259	4,984	SH		SOLE	NONE	0	0	4,984
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	570	6,910	SH		SOLE	NONE	0	0	6,910
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	921908844	274	1,864	SH		SOLE	NONE	0	0	1,864
VANGUARD WHITEHALL FDS	HIGH DIV YLD	921946406	448	4,434	SH		SOLE	NONE	0	0	4,434
VANGUARD WORLD FD	MEGA GRWTH IND	921910816	426	2,055	SH		SOLE	NONE	0	0	2,055
VANGUARD WORLD FD	MEGA CAP INDEX	921910873	496	3,539	SH		SOLE	NONE	0	0	3,539
VANGUARD WORLD FDS	HEALTH CAR ETF	92204A504	278	1,216	SH		SOLE	NONE	0	0	1,216
VENTAS INC	COM	92276F100	259	4,852	SH		SOLE	NONE	0	0	4,852
VEREIT INC	COM	92339V308	877	22,713	SH		SOLE	NONE	0	0	22,713
VERIZON COMMUNICATIONS INC	COM	92343V104	9,438	162,311	SH		SOLE	NONE	0	0	162,311
VICI PPTYS INC	COM	925652109	880	31,159	SH		SOLE	NONE	0	0	31,159
VIRTUS GLOBAL DIVID & INCOME	COM	92835W107	103	11,165	SH		SOLE	NONE	0	0	11,165
VISA INC	COM CL A	92826C839	3,812	18,005	SH		SOLE	NONE	0	0	18,005
VODAFONE GROUP PLC NEW	SPONSORED ADR	92857W308	565	30,674	SH		SOLE	NONE	0	0	30,674
VUZIX CORP	COM NEW	92921W300	229	9,000	SH		SOLE	NONE	0	0	9,000
WALGREENS BOOTS ALLIANCE INC	COM	931427108	1,891	34,439	SH		SOLE	NONE	0	0	34,439
WALMART INC	COM	931142103	10,494	77,262	SH		SOLE	NONE	0	0	77,262
WASTE MGMT INC DEL	COM	94106L109	825	6,392	SH		SOLE	NONE	0	0	6,392
WEC ENERGY GROUP INC	COM	92939U106	388	4,149	SH		SOLE	NONE	0	0	4,149
WELLS FARGO ADV MULTI SCTR I	COM	94987D101	138	11,000	SH		SOLE	NONE	0	0	11,000
WELLS FARGO ADVANTAGE INCOME	WF INC OPPTY FD	94987B105	332	39,314	SH		SOLE	NONE	0	0	39,314
WELLS FARGO CO NEW	COM	949746101	983	25,155	SH		SOLE	NONE	0	0	25,155
WELLTOWER INC	COM	95040Q104	575	8,029	SH		SOLE	NONE	0	0	8,029
WESTERN ASSET / CLAYMORE INF	COM	95766R104	213	17,500	SH		SOLE	NONE	0	0	17,500
WESTERN ASSET HIGH INCOME OP	COM	95766K109	192	37,830	SH		SOLE	NONE	0	0	37,830
WESTERN ASSET HIGH YIELD DEF	COM	95768B107	189	12,200	SH		SOLE	NONE	0	0	12,200
WILLIAMS COS INC	COM	969457100	369	15,556	SH		SOLE	NONE	0	0	15,556
WISDOMTREE TR	EM EX ST-OWNED	97717X578	253	6,200	SH		SOLE	NONE	0	0	6,200
WP CAREY INC	COM	92936U109	640	9,046	SH		SOLE	NONE	0	0	9,046
WYNN RESORTS LTD	COM	983134107	263	2,100	SH		SOLE	NONE	0	0	2,100
XCEL ENERGY INC	COM	98389B100	242	3,626	SH		SOLE	NONE	0	0	3,626
YUM BRANDS INC	COM	988498101	365	3,373	SH		SOLE	NONE	0	0	3,373
ZEBRA TECHNOLOGIES CORPORATI	CL A	989207105	1,305	2,690	SH		SOLE	NONE	0	0	2,690
ZOOM VIDEO COMMUNICATIONS IN	CL A	98980L101	615	1,917	SH		SOLE	NONE	0	0	1,917
ZSCALER INC	COM	98980G102	226	1,314	SH		SOLE	NONE	0	0	1,314

Check here if Amendment:	☒ Amendment Number:	1
This Amendment (Check only one.):	☒ is a restatement. ☐ adds new holdings entries.

Name:	Sheaff Brock Investment Advisors, LLC
Address:	8801 River Crossing Blvd
	Suite 100
	Indianapolis, IN 46240
Form 13F File Number:	028-17380

Name:	Audrey Kurzawa
Title:	Chief Compliance Officer
Phone:	317-705-5700

Number of Other Included Managers:	0
Form 13F Information table Entry Total:	501
Form 13F Information table Value Total:	1269318 (thousands)

Institutional Investment Manager Filing this Report:

Signature, Place, and Date of Signing:

Report Type (Check only one.):

Form 13F Summary Page

Report Summary:

List of Other Included Managers: