REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |
/ X / |
Pre-Effective Amendment No.
|
/ / |
Post-Effective Amendment No. 86 |
/ X / |
and/or |
|
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
/ X / |
Amendment No. 87 |
/ X / |
[ ] |
IMMEDIATELY UPON FILING PURSUANT TO PARAGRAPH (b) |
[ ] |
ON (DATE) PURSUANT TO PARAGRAPH (b) |
[ ] |
60 DAYS AFTER FILING PURSUANT TO PARAGRAPH (a)(1) |
[X] |
ON May 1, 2023 PURSUANT TO PARAGRAPH (a)(1) |
[ ] |
75 DAYS AFTER FILING PURSUANT TO PARAGRAPH (a)(2) |
[ ] |
ON (DATE) PURSUANT TO PARAGRAPH (a)(2) OF RULE 485 |
[ ] |
THIS POST-EFFECTIVE AMENDMENT DESIGNATES A NEW EFFECTIVE DATE FOR A PREVIOUSLY FILED POST-EFFECTIVE AMENDMENT. |
EQUITY PORTFOLIOS |
INTERNATIONAL PORTFOLIOS |
GROWTH STOCK PORTFOLIO |
INTERNATIONAL GROWTH PORTFOLIO |
FOCUSED APPRECIATION PORTFOLIO |
RESEARCH INTERNATIONAL CORE PORTFOLIO |
LARGE CAP CORE STOCK PORTFOLIO |
INTERNATIONAL EQUITY PORTFOLIO |
LARGE CAP BLEND PORTFOLIO |
EMERGING MARKETS EQUITY PORTFOLIO |
INDEX 500 STOCK PORTFOLIO |
|
LARGE COMPANY VALUE PORTFOLIO |
FIXED INCOME PORTFOLIOS |
DOMESTIC EQUITY PORTFOLIO |
GOVERNMENT MONEY MARKET PORTFOLIO |
EQUITY INCOME PORTFOLIO |
SHORT-TERM BOND PORTFOLIO |
|
SELECT BOND PORTFOLIO |
MID CAP GROWTH STOCK PORTFOLIO |
LONG-TERM U.S. GOVERNMENT BOND PORTFOLIO |
INDEX 400 STOCK PORTFOLIO |
INFLATION PROTECTION PORTFOLIO |
MID CAP VALUE PORTFOLIO |
HIGH YIELD BOND PORTFOLIO |
|
MULTI-SECTOR BOND PORTFOLIO |
SMALL CAP GROWTH STOCK PORTFOLIO |
|
INDEX 600 STOCK PORTFOLIO |
ALLOCATION PORTFOLIOS |
SMALL CAP VALUE PORTFOLIO |
BALANCED PORTFOLIO |
|
ASSET ALLOCATION PORTFOLIO |
|
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135 | |
135 | |
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136 | |
136 | |
136 | |
137 |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Growth Stock Portfolio |
___% |
___% |
___% |
Russell 1000® Growth Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Large Cap Growth Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Focused Appreciation Portfolio |
___% |
___% |
___% |
Russell 1000® Growth Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Large Cap Growth Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Large Cap Core Stock Portfolio |
___% |
___% |
___% |
S&P 500® Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Large Cap Core Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Large Cap Blend Portfolio |
___% |
___% |
___% |
S&P 500® Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Large Cap Core Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Index 500 Stock Portfolio |
___% |
___% |
___% |
S&P 500® Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) S&P 500 Index Objective Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Large Company Value Portfolio |
___% |
___% |
___% |
Russell 1000® Value Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Large Cap Value Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Domestic Equity Portfolio |
___% |
___% |
___% |
Russell 1000® Value Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Large Cap Value Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Equity Income Portfolio |
___% |
___% |
___% |
Russell 1000® Value Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Equity Income Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Mid Cap Growth Stock Portfolio |
___% |
___% |
___% |
Russell MidCap® Growth Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Mid Cap Growth Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Index 400 Stock Portfolio |
___% |
___% |
___% |
S&P MidCap 400® Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) S&P Midcap 400 Index Funds
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
4th quarter, 2020 |
16.84% |
Worst Quarter |
1st quarter, 2020 |
-27.57% |
|
1 Yr |
5 Yr |
10 Yr |
Mid Cap Value Portfolio |
___% |
___% |
___% |
Russell MidCap® Value Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Mid Cap Value Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Small Cap Growth Stock Portfolio |
___% |
___% |
___% |
Russell 2000® Growth Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Small Cap Growth Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Index 600 Stock Portfolio |
___% |
___% |
___% |
S&P SmallCap 600® Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Small Cap Core Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Small Cap Value Portfolio |
___% |
___% |
___% |
Russell 2000® Value Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Small Cap Value Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
International Growth Portfolio |
___% |
___% |
___% |
MSCI EAFE® Growth Index (Net)
(reflects reinvested dividends net of withholding taxes,
but reflects no deduction for fees, expenses or other
taxes) |
___% |
___% |
___% |
MSCI® All Country World (ex-US)
Growth Index (Net) (reflects reinvested dividends net of withholding taxes,
but reflects no deduction for fees, expenses or other
taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) International Large Cap Growth Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Research International Core Portfolio |
___% |
___% |
___% |
MSCI® All Country World (ex-US) Index
(Net) (reflects reinvested dividends net of withholding taxes,
but reflects no deduction for fees, expenses or other
taxes) |
___% |
___% |
___% |
MSCI EAFE® Index (Net)
(reflects reinvested dividends net of withholding taxes,
but reflects no deduction for fees, expenses or other
taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) International Multi-Cap Core Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
International Equity Portfolio |
___% |
___% |
___% |
MSCI® All Country World (ex-US) Value
Index (Net) (reflects reinvested dividends net of withholding taxes,
but reflects no deduction for fees, expenses or other
taxes) |
___% |
___% |
___% |
MSCI® All Country World (ex-US) Index
(Net) (reflects reinvested dividends net of withholding taxes,
but reflects no deduction for fees, expenses or other
taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) International Large Cap Value Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Emerging Markets Equity Portfolio |
___% |
___% |
___% |
MSCI® Emerging Markets Index
(Net) (reflects reinvested dividends net of withholding taxes,
but reflects no deduction for fees, expenses or other
taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Emerging Markets Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Govt Money Market Portfolio |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Short-Term Bond Portfolio |
___% |
___% |
___% |
Bloomberg® 1-3 Year U.S. Government/Credit
Bond Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Short Investment Grade Debt Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Select Bond Portfolio |
___% |
___% |
___% |
Bloomberg® U.S. Aggregate
Index (reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Core Bond Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Long-Term U.S. Government Bond Portfolio |
___% |
___% |
___% |
Bloomberg® Long-Term U.S. Treasury
Index (reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Morningstar® US Insurance Fund Long
Government Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Inflation Protection Portfolio |
___% |
___% |
___% |
Bloomberg® U.S. Treasury Inflation
Protected Securities (TIPS) Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Inflation Protected Bonds Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
High Yield Bond Portfolio |
___% |
___% |
___% |
Bloomberg® U.S. Corporate High Yield 2%
Issuer Capped Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) High Yield Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Multi-Sector Bond Portfolio |
___% |
___% |
___% |
Bloomberg® Global Credit Hedged USD
Index (reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
1/3 each: Bloomberg® Global Aggregate — Credit
Component ex Emerging Markets, Hedged USD; BofA
Merrill Lynch® Global High Yield BB-B Rated
Constrained Developed Markets Index, Hedged USD;
JP Morgan® EMBI Global
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Multi-Sector Income Funds
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
Equity Exposure |
Fixed Income or Debt Exposure |
Cash Equivalents |
35 – 55% |
40 – 60% |
0 – 20% |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Balanced Portfolio |
___% |
___% |
___% |
S&P 500® Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Bloomberg® U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Balanced Portfolio Blended Composite Benchmark:
Russell 1000® Index (26%), Russell MidCap
Index (9%), Russell 2000 Index (3%), MSCI® EAFE Index
(9%), MSCI® Emerging Markets Index (2%),
Bloomberg® U.S. Aggregate Bond Index
(41%), Bloomberg® U.S. Corporate High Yield 2%
Issuer Capped Bond Index (6%) and BofA Merrill Lynch® US
3-Month Treasury Bill Index (4%)
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Morningstar® US Insurance Fund Allocation -
30% to 50% Equity Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Mixed Asset Target Allocation Moderate Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Shareholder Fees
(fees paid directly from your investment) |
N/A |
Annual Portfolio Operating
Expenses (expenses that you pay each year as a percentage
of the value of your investment) |
|
Management Fee |
[0%] |
Distribution and Service (12b-1) Fees |
None |
Other Expenses |
[0%] |
Total Annual Portfolio Operating Expenses |
[0%] |
1 Year |
3 Years |
5 Years |
10 Years |
$___ |
$___ |
$___ |
$___ |
Equity Exposure |
Fixed Income or Debt Exposure |
Cash Equivalents |
55 – 75% |
25 – 45% |
0 – 15% |
|
Quarter/Year |
Return |
Best Quarter |
______ |
___% |
Worst Quarter |
______ |
___% |
|
1 Yr |
5 Yr |
10 Yr |
Asset Allocation Portfolio |
___% |
___% |
___% |
S&P 500® Index
(reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Bloomberg® U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Asset Allocation Portfolio Blended Composite
Benchmark: Russell 1000® Index (33%), Russell
MidCap Index (11%), Russell 2000® Index (5%),
MSCI® EAFE Index (13%), MSCI® Emerging Markets
Index (3%), Bloomberg® U.S. Aggregate Bond Index
(24%), Bloomberg® U.S. Corporate High Yield 2%
Issuer Capped Bond Index (8%) and BofA Merrill
Lynch® US 3-Month Treasury Bill Index
(3%) (reflects no deduction for fees, expenses or taxes) |
___% |
___% |
___% |
Morningstar® US Insurance Fund Allocation -
50% to 70% Equity Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Lipper® Variable Insurance Products
(VIP) Mixed Asset Target Allocation Growth Funds Average
(reflects deductions for fees and expenses) |
___% |
___% |
___% |
Portfolio |
Objective |
Portfolio |
Objective |
Growth Stock |
Long-term growth of capital.
Current income is a
secondary objective. |
International Growth |
Long-term growth of capital. |
Focused Appreciation |
Long-term growth of capital. |
Research International Core |
To seek capital appreciation. |
Large Cap Core Stock |
Long-term growth of capital
and income. |
International Equity |
Long-term growth of capital
and income. |
Large Cap Blend |
Long-term growth of capital
and income. |
Emerging Markets Equity |
To seek capital appreciation. |
Index 500 Stock |
To approximate the
performance of the S&P 500®
Composite Stock Price Index. |
Government Money Market |
Maximum current income to
the extent consistent with
liquidity and stability of
capital. |
Large Company Value |
Long-term capital growth.
Income is a secondary
objective. |
Short-Term Bond |
To seek as high a level of
current income as is
consistent with prudent
investment risk. |
Domestic Equity |
Long-term growth of capital
and income. |
Select Bond |
To seek as high a level of total
return as is consistent with
prudent investment risk. A
secondary objective is to seek
preservation of shareholders’
equity. |
Equity Income |
Long-term growth of capital
and income. |
Long-Term U.S. Government
Bond |
To seek maximum total
return, consistent with
preservation of capital and
prudent investment
management. |
Mid Cap Growth Stock |
Long-term growth of capital. |
Inflation Protection |
To pursue total return using a
strategy that seeks to protect
against U.S. inflation. |
Index 400 Stock |
To approximate the
performance of the S&P
MidCap 400® Stock Price
Index. |
High Yield Bond |
To achieve high current income and capital appreciation. |
Portfolio |
Objective |
Portfolio |
Objective |
Mid Cap Value |
Long-term capital growth.
Current income is secondary
objective. |
Multi-Sector Bond |
To seek maximum total
return, consistent with
prudent investment
management. |
Small Cap Growth Stock |
Long-term growth of capital. |
Balanced |
To realize as high a level of
total return as is consistent
with prudent investment risk,
through income and capital
appreciation. |
Index 600 Stock |
To approximate the
performance of the S&P
SmallCap 600® Index. |
Asset Allocation |
To realize as high a level of
total return as is consistent
with reasonable investment
risk. |
Small Cap Value |
Long-term growth of capital. |
|
|
Equity Portfolios |
International Portfolios |
Growth Stock Portfolio |
International Growth Portfolio |
Focused Appreciation Portfolio |
Research International Core Portfolio |
Large Cap Core Stock Portfolio |
International Equity Portfolio |
Large Cap Blend Portfolio |
Emerging Markets Equity Portfolio |
Index 500 Stock Portfolio |
|
Large Company Value Portfolio |
Fixed Income Portfolios |
Domestic Equity Portfolio |
Government Money Market Portfolio |
Equity Income Portfolio |
Short-Term Bond Portfolio |
Mid Cap Growth Stock Portfolio |
Select Bond Portfolio |
Index 400 Stock Portfolio |
Long-Term U.S. Government Bond Portfolio |
Mid Cap Value Portfolio |
Inflation Protection Portfolio |
Small Cap Growth Stock Portfolio |
High Yield Bond Portfolio |
Index 600 Stock Portfolio |
Multi-Sector Bond Portfolio |
Small Cap Value Portfolio |
|
Portfolio |
Investment Advisory
Fee |
Growth Stock |
[0.41%] |
Focused Appreciation |
[0.60%] |
Large Cap Core Stock |
[0.41%] |
Large Cap Blend |
[0.72%] |
Index 500 Stock |
[0.19%] |
Large Company Value |
[0.67%] |
Domestic Equity |
[0.49%] |
Equity Income |
[0.55%] |
Mid Cap Growth Stock |
[0.51%] |
Index 400 Stock |
[0.22%] |
Mid Cap Value |
[0.69%] |
Small Cap Growth Stock |
[0.53%] |
Index 600 Stock |
[0.22%] |
Small Cap Value |
[0.84%] |
International Growth |
[0.58%] |
Research International Core |
[0.70%] |
International Equity |
[0.49%] |
Emerging Markets Equity |
[0.87%] |
Government Money Market |
[0.05%] |
Short-Term Bond |
[0.32%] |
Select Bond |
[0.29%] |
Long-Term U.S. Government Bond |
[0.54%] |
Portfolio |
Investment Advisory
Fee |
Inflation Protection |
[0.49%] |
High Yield Bond |
[0.42%] |
Multi-Sector Bond |
[0.68%] |
Balanced |
[0.05%] |
Asset Allocation |
[0.05%] |
Portfolio |
Expense Cap |
Expiration |
Focused Appreciation |
[0.90%] |
April 30, [2023] |
Large Cap Blend |
[0.85%] |
April 30, [2023] |
Large Company Value |
[0.80%] |
April 30, [2023] |
Domestic Equity |
[0.75%] |
April 30, [2023] |
Equity Income |
[0.75%] |
April 30, [2023] |
Mid Cap Value |
[1.00%] |
April 30, [2023] |
Index 600 Stock |
[0.35%] |
April 30, [2023] |
Small Cap Value |
[1.00%] |
April 30, [2023] |
International Growth |
[1.10%] |
April 30, [2023] |
Research International Core |
[1.15%] |
April 30, [2023] |
Emerging Markets Equity |
[1.50%] |
April 30, [2023] |
Short-Term Bond |
[0.45%] |
April 30, [2023] |
Long-Term U.S. Government Bond |
[0.65%] |
April 30, [2023] |
Inflation Protection |
[0.65%] |
April 30, [2023] |
Multi-Sector Bond |
[0.90%] |
April 30, [2023] |
Asset Allocation |
[0.75%] |
April 30, [2023] |
|
Net Asset Value, Beginning of Period |
Net Investment Income (Loss) |
Net Realized and Unrealized Gain (Loss) on Investments |
Total from Investment Operations |
Distributions from Net Investment Income |
Distributions from Realized Gains on Investments |
Total Distributions |
Net Asset Value, End of Period |
Total Return(d) |
Net Assets, End of Period (thousands) |
Ratio of Gross Expenses to Average Net Assets(r) |
Ratio of Net Expenses to Average Net Assets(r) |
Ratio of Net Investment Income (Loss) to Average Net Assets |
Portfolio Turnover Rate |
Growth Stock Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Focused Appreciation Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Large Cap Core Stock Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Large Cap Blend Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Index 500 Stock Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Large Company Value Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Domestic Equity Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Net Asset Value, Beginning of Period |
Net Investment Income (Loss) |
Net Realized and Unrealized Gain (Loss) on Investments |
Total from Investment Operations |
Distributions from Net Investment Income |
Distributions from Realized Gains on Investments |
Total Distributions |
Net Asset Value, End of Period |
Total Return(d) |
Net Assets, End of Period (thousands) |
Ratio of Gross Expenses to Average Net Assets(r) |
Ratio of Net Expenses to Average Net Assets(r) |
Ratio of Net Investment Income (Loss) to Average Net Assets |
Portfolio Turnover Rate |
Equity Income Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Mid Cap Growth Stock Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Index 400 Stock Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Mid Cap Value Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Small Cap Growth Stock Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Index 600 Stock Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Small Cap Value Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Net Asset Value, Beginning of Period |
Net Investment Income (Loss) |
Net Realized and Unrealized Gain (Loss) on Investments |
Total from Investment Operations |
Distributions from Net Investment Income |
Distributions from Realized Gains on Investments |
Total Distributions |
Net Asset Value, End of Period |
Total Return(d) |
Net Assets, End of Period (thousands) |
Ratio of Gross Expenses to Average Net Assets(r) |
Ratio of Net Expenses to Average Net Assets(r) |
Ratio of Net Investment Income (Loss) to Average Net Assets |
Portfolio Turnover Rate |
International Growth Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Research International Core Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
International Equity Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Emerging Markets Equity Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Government Money Market Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Short-Term Bond Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Select Bond Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Net Asset Value, Beginning of Period |
Net Investment Income (Loss) |
Net Realized and Unrealized Gain (Loss) on Investments |
Total from Investment Operations |
Distributions from Net Investment Income |
Distributions from Realized Gains on Investments |
Total Distributions |
Net Asset Value, End of Period |
Total Return(d) |
Net Assets, End of Period (thousands) |
Ratio of Gross Expenses to Average Net Assets(r) |
Ratio of Net Expenses to Average Net Assets(r) |
Ratio of Net Investment Income (Loss) to Average Net Assets |
Portfolio Turnover Rate |
Long-Term U.S. Government Bond
Portfolio(s) | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Inflation Protection Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
High Yield Bond Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Multi-Sector Bond Portfolio(s)
| ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Balanced Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Asset Allocation Portfolio | ||||||||||||||
0 |
$0.00 |
0 |
$0.00 |
$0.00 |
$- |
$- |
$- |
$0.00 |
0.00% |
$0 |
0.00% |
0.00% |
0.00% |
0% |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0.00 |
0.00 |
- |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Page |
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B-98 | |
B-140 | |
B-141 | |
B-289 |
Portfolio Turnover Rate |
|
|
(1)
Name of Person,
Position |
(2)
Aggregate
Compensation
From
Registrant1 |
(3)
Pension or
Retirement Benefits
Accrued as Part of
Fund Expenses2 |
(4)
Estimated
Annual Benefits
Upon
Retirement2 |
(5)
Total Compensation
Paid to Directors in
20221 | |
Independent Directors
| |||||
Christy L. Brown
Director |
|
None |
None |
| |
William J. Gerber
Director |
|
None |
None |
| |
Gail L. Hanson
Director |
|
None |
None |
| |
David Ribbens
Director |
|
None |
None |
| |
Donald M. Ullmann
Director |
|
None |
None |
| |
Officers |
|||||
Michael J. Conmey
CCO |
$128,890
|
None |
None |
N/A |
|
Dollar Range of Equity
Securities in the Portfolios |
Aggregate Dollar Range of Equity Securities
in All Portfolios Overseen by Director in
Family of Investment Companies | |
|
Name of Portfolio |
Dollar Range |
|
Independent Director |
N/A |
A |
A |
Christy L. Brown |
N/A |
A |
A |
William J. Gerber |
N/A |
A |
A |
Gail L. Hanson |
N/A |
A |
A |
David Ribbens |
N/A |
A |
A |
Donald M. Ullmann |
N/A |
A |
A |
Interested Director |
N/A |
A |
A |
Michael G. Carter |
N/A |
A |
A |
Name of Portfolio |
2022 Fees |
2021 Fees |
2020 Fees |
Emerging Markets Equity Portfolio |
|
$8,994,638 |
$7,330,578 |
Select Bond Portfolio |
|
$9,971,973 |
$9,495,921 |
Mid Cap Value Portfolio |
|
$4,624,376 |
$3,738,778 |
Large Company Value Portfolio |
|
$1,534,866 |
$1,264,160 |
Inflation Protection Portfolio |
|
$2,310,658 |
$1,953,390 |
Index 500 Stock Portfolio |
|
$9,349,297 |
$7,279,264 |
Government Money Market Portfolio |
|
$274,898 |
$1,197,650 |
Domestic Equity Portfolio |
|
$5,037,532 |
$4,210,681 |
International Equity Portfolio |
|
$9,207,570 |
$8,113,558 |
High Yield Bond Portfolio |
|
$3,505,979 |
$3,376,573 |
International Growth Portfolio |
|
$5,886,605 |
$4,772,975 |
Large Cap Blend Portfolio |
|
$1,394,810 |
$1,181,856 |
Focused Appreciation Portfolio |
|
$7,677,773 |
$6,401,843 |
Research International Core Portfolio |
|
$6,544,583 |
$5,458,213 |
Name of Portfolio |
2022 Fees |
2021 Fees |
2020 Fees |
Index 400 Stock Portfolio |
|
$2,780,922 |
$2,085,083 |
Index 600 Stock Portfolio |
|
$917,977 |
$636,443 |
Long-Term U.S. Government Bond Portfolio |
|
$772,604 |
$802,099 |
Multi-Sector Bond Portfolio |
|
$8,511,767 |
$6,924,547 |
Growth Stock Portfolio |
|
$5,487,136 |
$4,702,680 |
Small Cap Value Portfolio |
|
$5,617,519 |
$4,381,189 |
Equity Income Portfolio |
|
$4,706,854 |
$3,988,639 |
Short-Term Bond Portfolio |
|
$1,316,663 |
$1,163,181 |
Mid Cap Growth Stock Portfolio |
|
$7,110,408 |
$5,729,083 |
Large Cap Core Stock Portfolio |
|
$3,216,661 |
$2,620,673 |
Small Cap Growth Stock Portfolio |
|
$4,483,722 |
$3,481,356 |
Balanced Portfolio |
|
$1,194,999 |
$1,098,532 |
Asset Allocation Portfolio |
|
$159,113 |
$138,577 |
Portfolio |
Expense Cap |
Expiration |
Focused Appreciation |
[0.90%] |
April 30, [2023] |
Large Cap Blend |
[0.85%] |
April 30, [2023] |
Large Company Value |
[0.80%] |
April 30, [2023] |
Domestic Equity |
[0.75%] |
April 30, [2023] |
Equity Income |
[0.75%] |
April 30, [2023] |
Mid Cap Value |
[1.00%] |
April 30, [2023] |
Index 600 Stock |
[0.35%] |
April 30, [2023] |
Small Cap Value |
[1.00%] |
April 30, [2023] |
International Growth |
[1.10%] |
April 30, [2023] |
Research International Core |
[1.15%] |
April 30, [2023] |
Emerging Markets Equity |
[1.50%] |
April 30, [2023] |
Short-Term Bond |
[0.45%] |
April 30, [2023] |
Long-Term U.S. Government Bond |
[0.65%] |
April 30, [2023] |
Inflation Protection |
[0.65%] |
April 30, [2023] |
Multi-Sector Bond |
[0.90%] |
April 30, [2023] |
Asset Allocation |
[0.75%] |
April 30, [2023] |
Portfolio |
Sub-Advisor |
For the fiscal year ended Dec.
31, 2022 |
Fee Rate |
For the fiscal year ended Dec.
31, 2021 |
Fee Rate |
For the fiscal year ended Dec.
31, 2020 |
Fee Rate |
Emerging Markets Equity Portfolio |
Aberdeen |
$[ 0 ] |
[ 0 ]% |
$6,021,927.86 |
0.58% |
$5,087,688.52 |
0.63% |
Select Bond Portfolio |
Allspring |
$[ 0 ] |
[ 0 ]% |
$712,124.37 |
0.12% |
N/A |
0.00% |
Mid Cap Value Portfolio |
American Century |
$[ 0 ] |
[ 0 ]% |
$2,783,985.46 |
0.41% |
$2,225,010.18 |
0.42% |
Large Company Value Portfolio |
American Century |
$[ 0 ] |
[ 0 ]% |
$689,634.65 |
0.30% |
$645,323.59 |
0.35% |
Inflation Protection Portfolio |
American Century |
$[ 0 ] |
[ 0 ]% |
$1,059,416.49 |
0.23% |
$950,176.62 |
0.24% |
Index 500 Stock Portfolio1
|
BlackRock |
$[ 0 ] |
[ 0 ]% |
$367,487.62 |
0.01% |
N/A |
0.00% |
Government Money Market Portfolio |
BlackRock |
$[ 0 ] |
[ 0 ]% |
$410,564.10 |
0.08% |
$423,108.63 |
0.08% |
Domestic Equity Portfolio |
Delaware |
$[ 0 ] |
[ 0 ]% |
$2,314,217.79 |
0.22% |
$1,905,739.49 |
0.23% |
International Equity Portfolio |
Dodge & Cox |
$[ 0 ] |
[ 0 ]% |
$1,408,123.44 |
0.46% |
N/A |
0.00% |
High Yield Bond Portfolio |
Federated |
$[ 0 ] |
[ 0 ]% |
$1,708,492.14 |
0.20% |
$1,659,965.12 |
0.21% |
International Growth Portfolio |
FIAM |
$[ 0 ] |
[ 0 ]% |
$3,927,174.63 |
0.39% |
$3,155,873.91 |
0.39% |
Portfolio |
Sub-Advisor |
For the fiscal year ended Dec.
31, 2022 |
Fee Rate |
For the fiscal year ended Dec.
31, 2021 |
Fee Rate |
For the fiscal year ended Dec.
31, 2020 |
Fee Rate |
Large Cap Blend Portfolio |
Fiduciary |
$[ 0 ] |
[ 0 ]% |
$811,281.50 |
0.42% |
$695,689.52 |
0.44% |
Focused Appreciation Portfolio |
Loomis Sayles |
$[ 0 ] |
[ 0 ]% |
$4,470,387.73 |
0.35% |
$3,763,992.09 |
0.36% |
Research International Core Portfolio |
MFS |
$[ 0 ] |
[ 0 ]% |
$4,117,592.19 |
0.44% |
$3,427,833.26 |
0.45% |
Index 400 Stock Portfolio2
|
Northern Trust |
$[ 0 ] |
[ 0 ]% |
$370,735.39 |
0.03% |
N/A |
0.00% |
Index 600 Stock Portfolio3
|
Northern Trust |
$[ 0 ] |
[ 0 ]% |
$189,033.91 |
0.05% |
N/A |
0.00% |
Long-Term U.S. Government Bond Portfolio |
PIMCO |
$[ 0 ] |
[ 0 ]% |
$320,538.70 |
0.23% |
$332,955.93 |
0.23% |
Multi-Sector Bond Portfolio |
PIMCO |
$[ 0 ] |
[ 0 ]% |
$5,281,856.35 |
0.42% |
$4,305,106.14 |
0.42% |
Growth Stock Portfolio4
|
T. Rowe Price |
$[ 0 ] |
[ 0 ]% |
$3,909,191.40 |
0.29% |
$3,375,500.31 |
0.29% |
Small Cap Value Portfolio |
T. Rowe Price |
$[ 0 ] |
[ 0 ]% |
$3,940,169.73 |
0.59% |
$3,087,305.71 |
0.60% |
Equity Income Portfolio |
T. Rowe Price |
$[ 0 ] |
[ 0 ]% |
$2,379,885.83 |
0.28% |
$1,968,455.97 |
0.28% |
Short-Term Bond Portfolio |
T. Rowe Price |
$[ 0 ] |
[ 0 ]% |
$464,926.93 |
0.11% |
$407,911.21 |
0.11% |
International Equity
Portfolio5 |
Templeton |
$[ 0 ] |
[ 0 ]% |
$3,539,104.36 |
0.22% |
$3,860,348.72 |
0.24% |
Mid Cap Growth Stock Portfolio |
Wellington |
$[ 0 ] |
[ 0 ]% |
$4,212,543.64 |
0.30% |
$3,520,046.25 |
0.32% |
Large Cap Core Stock Portfolio |
Wellington |
$[ 0 ] |
[ 0 ]% |
$1,488,915.97 |
0.19% |
$1,199,159.45 |
0.19% |
Small Cap Growth Stock Portfolio |
Wellington |
$[ 0 ] |
[ 0 ]% |
$3,631,977.35 |
0.43% |
$2,830,084.75 |
0.43% |
Select Bond Portfolio6
|
Wells Capital Management, Inc. |
$[ 0 ] |
[ 0 ]% |
$3,406,437.63 |
0.12% |
$3,948,543.43 |
0.12% |
Portfolio Name |
2022 |
2021 |
2020 |
Growth Stock Portfolio |
$[ 0 ] |
$118,598 |
$98,347 |
Focused Appreciation Portfolio |
[ 0 ] |
68,314 |
171,184 |
Large Cap Core Stock Portfolio |
[ 0 ] |
157,325 |
214,183 |
Large Cap Blend Portfolio |
[ 0 ] |
36,344 |
41,097 |
Index 500 Stock Portfolio |
[ 0 ] |
33,951 |
49,974 |
Large Company Value Portfolio |
[ 0 ] |
31,584 |
54,557 |
Domestic Equity Portfolio |
[ 0 ] |
169,088 |
220,040 |
Equity Income Portfolio |
[ 0 ] |
95,679 |
135,670 |
Mid Cap Growth Stock Portfolio |
[ 0 ] |
278,172 |
411,392 |
Index 400 Stock Portfolio |
[ 0 ] |
6,253 |
35,911 |
Mid Cap Value Portfolio |
[ 0 ] |
150,774 |
172,424 |
Small Cap Growth Stock Portfolio |
[ 0 ] |
322,743 |
397,056 |
Index 600 Stock Portfolio |
[ 0 ] |
10,394 |
39,230 |
Small Cap Value Portfolio |
[ 0 ] |
153,121 |
156,197 |
International Growth Portfolio |
[ 0 ] |
352,461 |
246,679 |
Research International Core Portfolio |
[ 0 ] |
133,755 |
154,837 |
International Equity Portfolio |
[ 0 ] |
2,164,314 |
1,644,263 |
Emerging Markets Equity Portfolio |
[ 0 ] |
400,755 |
352,632 |
Government Money Market Portfolio |
[ 0 ] |
0 |
0 |
Short-Term Bond Portfolio |
[ 0 ] |
6,592 |
5,951 |
Select Bond Portfolio |
[ 0 ] |
0 |
0 |
Long-Term U.S. Government Bond Portfolio |
[ 0 ] |
3,368 |
5,979 |
Inflation Protection Portfolio |
[ 0 ] |
10,760 |
2,564 |
High Yield Bond Portfolio |
[ 0 ] |
2,492 |
0 |
Multi-Sector Bond Portfolio |
[ 0 ] |
32,780 |
20,701 |
Balanced Portfolio |
[ 0 ] |
41,998 |
81,127 |
Asset Allocation Portfolio |
[ 0 ] |
4,871 |
10,085 |
Broker |
Growth Stock |
Focused
Appreciation |
Large Cap
Core Stock |
Large Cap
Blend |
Index 500
Stock |
Large
Company
Value |
Bank of America |
|
|
|
|
|
|
Goldman Sachs |
|
|
|
|
|
|
JPMorgan Chase |
|
|
|
|
|
|
Morgan Stanley |
|
|
|
|
|
|
State Street |
|
|
|
|
|
|
Wells Fargo |
|
|
|
|
|
|
Broker |
Domestic
Equity |
Equity
Income |
Mid Cap
Growth |
Index 400
Stock |
Mid Cap
Value |
Small Cap
Growth Stock |
Bank of America |
|
|
|
|
|
|
Citigroup |
|
|
|
|
|
|
Goldman Sachs |
|
|
|
|
|
|
State Street |
|
|
|
|
|
|
Broker |
Index 600
Stock |
Small Cap
Value |
International
Growth |
Research
International
Core |
International
Equity |
Emerging
Markets
Equity |
BNP Paribas |
|
|
|
|
|
|
Credit Suisse |
|
|
|
|
|
|
Kotak Securities |
|
|
|
|
|
|
Nomura |
|
|
|
|
|
|
State Street |
|
|
|
|
|
|
UBS Securities |
|
|
|
|
|
|
Broker |
Government
Money
Market |
Short-Term
Bond |
Select Bond |
Long-Term
U.S.
Government
Bond |
Inflation
Protection |
High Yield
Bond |
Bank of America |
|
|
|
|
|
|
Bank of Montreal |
|
|
|
|
|
|
Barclays |
|
|
|
|
|
|
BNP Paribas |
|
|
|
|
|
|
Citigroup |
|
|
|
|
|
|
Credit Agricole |
|
|
|
|
|
|
Credit Suisse |
|
|
|
|
|
|
Deutsche Bank |
|
|
|
|
|
|
Broker |
Government
Money
Market |
Short-Term
Bond |
Select Bond |
Long-Term
U.S.
Government
Bond |
Inflation
Protection |
High Yield
Bond |
Goldman Sachs |
|
|
|
|
|
|
JPMorgan Chase |
|
|
|
|
|
|
Mizuho |
|
|
|
|
|
|
Morgan Stanley |
|
|
|
|
|
|
MUFG Securities Americas |
|
|
|
|
|
|
Natixis North America |
|
|
|
|
|
|
Scotia Capital |
|
|
|
|
|
|
State Street |
|
|
|
|
|
|
TD Securities |
|
|
|
|
|
|
UBS Securities |
|
|
|
|
|
|
Wells Fargo |
|
|
|
|
|
|
Broker |
Multi-Sector
Bond |
Balanced |
Asset
Allocation |
Barclays |
|
|
|
BNP Paribas |
|
|
|
Citigroup |
|
|
|
Deutsche Bank |
|
|
|
Goldman Sachs |
|
|
|
JPMorgan Chase |
|
|
|
Royal Bank of Canada |
|
|
|
State Street |
|
|
|
Focused Appreciation Portfolio
(sub-advised by Loomis, Sayles & Company, L.P.)
|
•Institutional Shareholder Services, Inc., as proxy voting administrator •BBH Infomediary in connection with monthly liquidity
risk management position reporting
•FactSet Research Systems, Inc. and Bloomberg, in connection with conducting portfolio analytics •Global Trading Analytics and Virtu Americas LLC, in
connection with trading cost analysis
•Financial Recovery Technologies, in connection with class actions •ICE Data Services, in connection with performing
functions related to the liquidity classifications of
investments |
|
|
Large Cap Blend Portfolio
(sub-advised by Fiduciary Management, Inc.) |
•Institutional Shareholder Services, Inc., as proxy service provider •BBH Infomediary in connection with monthly liquidity
risk management position reporting
•Advent Software, Inc., in connection with its accounting system utilized by the Portfolio •FactSet Research Systems, Inc., in connection with
conducting attribution analysis on the
Portfolio |
|
|
Large Company Value Portfolio
Mid Cap Value Portfolio
Inflation Protection Portfolio
(sub-advised by American Century Investment
Management, Inc.) |
•Institutional Shareholder Services, Inc., as proxy service provider •BBH Infomediary in connection with monthly liquidity
risk management position reporting
•FactSet Research Systems, Inc., in connection with conducting attribution analyses on the Portfolios •Electra Information Systems, an outsourced provider of
middle office services
•BlackRock Financial Management, Inc, in connection with fixed income analytical services •Bloomberg Finance L.P., in connection with fixed
income trade order management and compliance
•CloudMargin: in connection with collateral management •FIS XSPrisa (XSP) SaaS, in connection with corporate
action services, such as collecting corporate action data
and processing the elections
•FX Connect, LLC: in connection with FX Derivatives reconciliation with counterparty at the point of execution. •Omgeo, LLC: in connection with trade
affirmations •TriOptima AB: in connection with derivatives reconciliation with counterparty •State Street Global Services: in connection with SWIFT
messaging enrichment for daily trade communication to
Custodian and Accounting provider. |
|
|
Domestic Equity Portfolio
(sub-advised by Delaware Investments Fund Advisers)
|
•FactSet Research Systems, Inc., in connection with conducting attribution analyses on the Portfolios •BBH Infomediary in connection with monthly liquidity
risk management position reporting |
|
|
Growth Stock Portfolio
Equity Income Portfolio
Short-Term Bond Portfolio
(sub-advised by T. Rowe Price Associates, Inc.) |
•Institutional Shareholder Services, Inc., as proxy service provider •BBH Infomediary in connection with monthly liquidity
risk management position reporting
•The Bank of New York Mellon, in connection with fund accounting and middle-office functions •Bloomberg L.P. and FactSet Research Systems, Inc., for
analytics, risk, performance attribution and
reporting •MSCI, Inc., for portfolio liquidity analysis |
|
|
Small Cap Value Portfolio
(sub-advised by T. Rowe Price Investment
Management, Inc.) |
•Institutional Shareholder Services, Inc., as proxy service provider •BBH Infomediary in connection with monthly liquidity
risk management position reporting
•The Bank of New York Mellon, in connection with fund accounting and middle-office functions •Bloomberg L.P. and FactSet Research Systems, Inc., for
analytics, risk, performance attribution and
reporting •MSCI, Inc., for portfolio liquidity analysis |
|
|
Small Cap Growth Stock Portfolio
Large Cap Core Stock Portfolio
Mid Cap Growth Stock Portfolio
(sub-advised by Wellington Management Company LLP) |
•Accenture, Brown Brothers Harriman & Co., Markit WSO Corporation, and State Street Bank and Trust Company, in connection with certain operational functions performed for the sub-adviser •FactSet Research Systems, Inc., MSCI, Inc, in
connection with analytical services provided to the sub-
adviser •Glass, Lewis & Co., as proxy service provider •Dynamo SoftwareAccenture, a technology platform to
support private placement trasactions |
|
|
International Growth Portfolio
(sub-advised by FIAM LLC) |
•Institutional Shareholder Services, Inc., as a proxy voting administrator •BBH Infomediary in connection with holdings
reconciliation
•MSCI LiquidityMetrics in connection with the Liquidity Risk Management Program |
|
|
Research International Core Portfolio
(sub-advised by Massachusetts Financial Services Company
(MFS)) |
•Institutional Shareholder Services, Inc., as proxy service provider •BBH Infomediary in connection with monthly liquidity
risk management position reporting and as SWIFT
messaging service provider
•FactSet Research Systems, Inc., in connection with conducting attribution analyses on the Portfolios •Bloomberg L.P., and MSCI BARRA, Inc., in connection
with conducting attribution analyses on the
Portfolios •OMGEO, LLC, in connection with software programs utilized by the Portfolios •Commcise in connection with consulting
services •Virtu ITG LLC in connection with performing trade cost analysis •Charles River Development as systems
vendor •IEX Data Analytics LLC (IEX Astral), as an analytical and reporting tool •Fiserv (software system used for account
reconciliation purposes)
•Eagle Investment Systems (software system for portfolio accounting purposes) •ICE Data Services to assist in the processing of
Corporate Action recordsBizAnalytica as implementation
consultant to assist in the onboarding of Snowflake,
MFS’ primary computational engine and investment
data warehouse |
|
|
International Equity Portfolio
(sub-advised by Dodge & Cox) |
•Institutional Shareholder Services, Inc. (ISS), as proxy voting and class actions administrator •ICE Data Services in connection with liquidity risk
management position reporting
•FactSet Research Systems, Inc. and Vermilion Reporting Suite, in connection with attribution analyses; client reporting application and managed services •Cognizant Technology Solutions US Corporation, in
connection with monitoring data integrity between
systems, developing and supporting applications, staff
augmentation for certain investment operations functions
•Bloomberg Finance L.P. – Bloomberg PORT, in connection with attribution analyses •Acuity Knowledge Partners, in connection with
compliance – staff augmentation
•Brown Brothers Harriman and Co (BBH), in connection with OMGEO/SWIFT trade messages; inbound custodian SWIFT holdings •Eagle Investment Systems, in connection with software
system for portfolio accounting purposes
•Gresham Data Services., in connection with data sent from State Street to Gresham to reconcile accounts •IHS Markit Ltd., in connection with processing of
corporate actions
•Seismic Software, Inc., in connection with client reporting •State Street Investment Manager Solutions, in
connection with managing post-execution functions for
derivatives and collateral management
•Kessler, Topaz, Meltzer, Check LLP (KTMC), a class action administrator •Microsoft Azure tenant, stores data in an encrypted
format for consumption by other D&C third
parties |
|
|
Emerging Markets Equity Portfolio
(sub-advised by Aberdeen Asset Managers Limited) |
•BNP Paribas Security Services, in connection with fund accounting and middle-office services •BBH Infomediary in connection with monthly liquidity
risk management position reporting
•Citibank N.A. London, in connection with trade processing, recordkeeping, reporting and other related middle-office services |
|
|
Long-Term U.S. Government Bond Portfolio
Multi-Sector Bond Portfolio
(sub-advised by Pacific Investment Management Company
LLC (PIMCO)) |
•State Street Investment Management Solutions, LLC as an outsourced provider of middle office services •BBH Infomediary in connection with monthly liquidity
risk management position reporting |
|
|
Select Bond Portfolio
(sub-advised by Allspring Global Investments, LLC.)
|
•Bloomberg L.P., in connection with fixed income trading system, trade management, pre- and post- compliance, analytics, and liquidity modeling and bucketing •BBH Infomediary in connection with monthly liquidity
risk management position reporting
•Clearwater Analytics, in connection with portfolio and client reporting •DTCC, in connection with handling trade confirmations
and settlement instruction
•Institutional Shareholder Services, Inc, as proxy service provider •Brown Brothers Harriman & Co. (BBH), in connection
with standardizing trade data, executed trade
communication and corporate actions
management •Factset Research Systems, Inc., in connection with conducting attribution analyses on the Portfolio •State Street, in connection with collateral
services •Wells Fargo Technology, in connection with Information technology infrastructure support and administration of centrally managed information technology controlsFIS Protegent (PTA) supports compliance with conflict testing of employee personal securities transactions |
|
|
High Yield Bond Portfolio
(sub-advised by Federated Investment Management
Company) |
•Bloomberg L.P., in connection with trading systems, analytics & modeling •Charles River Development in connection with
compliance monitoring and equity trading
•FISGlobal, for corporate action notifications •Eagle Investment Systems, LLC, portfolio
accounting •Glass, Lewis & Co., as proxy service provider •Electra Information Systems, a partner/provider of
solutions and services tailored for reconciliation, data
collection and aggregation
•FactSet Research Systems Inc., for analytics and modeling •Sustainalytics U.S. Inc., for ESG data and research,
and portfolio analytics
•MSCI ESG Research LLC, for ESG data and research, and portfolio analyticsACA Technology Surveillance, Inc., for portfolio and trade compliance oversight and surveillance functions |
|
|
Index 400 Stock Portfolio
Index 600 Stock Portfolio
(sub-advised by Northern Trust Investments, Inc.) |
•Institutional Shareholder Services, Inc., as proxy service provider •BBH Infomediary in connection with monthly liquidity
risk management position reporting
•Aladdin (BlackRock Solutions) as a portfolio management tool and for corporate action elections in the portfolios •Electra, to communicate portfolio holdings from
custodians to Aladdin for reconciliation
purposes |
Portfolio |
Carryforward |
Long-Term U.S. Government Bond Portfolio |
[1,731] |
High Yield Bond Portfolio |
[5,092] |
Name, Address, and Year
of Birth |
Position(s)
Held with
Fund |
Term of
Office and
Length of
Time
Served1 |
Principal Occupation(s)
During Past 5 Years |
Number of
Portfolios
in Fund
Complex
Overseen
by Director |
Other
Directorships
Held by
Director2 |
Interested Director | |||||
Michael G. Carter *
c/o Northwestern Mutual
Series Fund, Inc.
Attn: Secretary
720 East Wisconsin Ave.
Milwaukee, WI 53202
1958
*Effective as of
January 1, 2023 |
Chairman of
the Board |
2023 |
Since January 2023, Executive
Vice President and Chief of
Staff to the Chief Executive
Officer. From 2019, Executive
Vice President, Chief Financial
Officer and Chief Risk Officer
of The Northwestern Mutual
Life Insurance Company. From
2008 through 2019, Executive
Vice President and Chief
Financial Officer of The
Northwestern Mutual Life
Insurance Company. |
27 |
None |
Independent Directors | |||||
Christy L. Brown
c/o Northwestern Mutual
Series Fund, Inc.
Attn: Secretary
720 East Wisconsin Ave.
Milwaukee, WI 53202
1965 |
Director |
2012 |
Since October 2012, Chief
Executive Officer, Girl Scouts of
Wisconsin Southeast. From
2007 to 2012, Vice Chancellor,
Finance and Administrative
Affairs, University of
Wisconsin, Milwaukee. |
27 |
None |
William J. Gerber
c/o Northwestern Mutual
Series Fund, Inc.
Attn: Secretary
720 East Wisconsin Ave.
Milwaukee, WI
53202
1958 |
Director |
2017 |
Retired. From 2006 to 2015,
Chief Financial Officer, and
from 2007 to 2015, Executive
Vice President, of TD
Ameritrade Holdings
Corporation. |
27 |
Director of
Ballantyne
Strong, Inc.,
a developer
of
technology
solutions for
digital
applications
(2015 to
present) |
Gail L. Hanson
c/o Northwestern Mutual
Series Fund, Inc.
Attn: Secretary
720 East Wisconsin Ave.
Milwaukee, WI 53202
1955 |
Director |
2012 |
Retired. From February 2011 to
April 2018, Chief Financial
Officer, Aurora Health Care.
Prior thereto, Deputy Executive
Director, State of Wisconsin
Investment Board. |
27 |
Director of
Artisan
Partner
Funds (21
portfolios) |
Name, Address, and Year
of Birth |
Position(s)
Held with
Fund |
Term of
Office and
Length of
Time
Served1 |
Principal Occupation(s)
During Past 5 Years |
Number of
Portfolios
in Fund
Complex
Overseen
by Director |
Other
Directorships
Held by
Director2 |
David Ribbens
c/o Northwestern Mutual
Series Fund, Inc.
Attn: Secretary
720 East Wisconsin Ave.
Milwaukee, WI 53202
1961 |
Director |
2017 |
Since March of 2018, Member
and Partner of DOMO Capital
Management, LLC, a Wisconsin
registered investment adviser.
Founder and President of
Distribution Team Alpha LLC,
founded in 2016. From 2015 to
2016, President, Managing
Partner, and Director of
Heartland Advisors, Inc. From
2008 to 2015, Executive Vice
President and Head of
Distribution, Managing Partner,
and Director of Heartland
Advisors, Inc. |
27 |
None |
Donald M. Ullmann
c/o Northwestern Mutual
Series Fund, Inc.
Attn: Secretary
720 East Wisconsin Ave.
Milwaukee, WI 53202
1957 |
Director |
2017 |
Since 2015, Principal of DMU
Financial Consulting, LLC.
From 2013 to 2015, Managing
Director, Head of Product
Development, Fixed Income at
Guggenheim Securities. From
2012 to 2013, Executive
Managing Director, Co- head,
MBS and Rates Division at
Gleacher & Co. From 2009 to
2011, Executive Vice President,
Head of Fixed Income Trading
and Co-Head of Fixed Income
Sales at Keefe, Bruyette and
Woods, Inc. |
27 |
None |
Officers | |||||
Paul A. Mikelson
720 East Wisconsin Ave.
Milwaukee, WI 53202
1970
|
President |
2022 |
Since January 2022, Vice
President – Product and
Administration of Mason Street
Advisors. From 2013 -
December 31, 2021, Vice
President, Multi-Manager
Investment Solutions at
Columbia Threadneedle
Investments, an Ameriprise
Financial affiliate. |
N/A |
N/A |
Matthew P. Sullivan*
720 East Wisconsin Ave.
Milwaukee, WI 53202
1979
*Effective as of
January 1, 2023 |
Vice
President,
Chief
Financial
Officer and
Treasurer |
2023 |
Since January 2023, Vice
President and Controller of
Northwestern Mutual.
Previously Vice President
Planning Experience and Vice
President of Product Finance. |
N/A |
N/A |
Name, Address, and Year
of Birth |
Position(s)
Held with
Fund |
Term of
Office and
Length of
Time
Served1 |
Principal Occupation(s)
During Past 5 Years |
Number of
Portfolios
in Fund
Complex
Overseen
by Director |
Other
Directorships
Held by
Director2 |
Brent G. Schutte
720 East Wisconsin Ave.
Milwaukee, WI 53202
1973
|
Vice
President -
Investments |
2022 |
Since 2015, Chief Investment
Officer of Northwestern Mutual
Wealth Management Company. |
N/A |
N/A |
Garrett D. Aird
720 East Wisconsin Ave.
Milwaukee, WI 53202
1978
|
Vice
President -
Investments |
2022 |
Since November 2021, Vice
President – Investment
Management & Research of
Northwestern Mutual Wealth
Management Company
(NMWMC). From 2017 to
November 2021, Senior Director
– Research at NMWMC. Prior
thereto, Assistant Director –
Investments at NMWMC. |
N/A |
N/A |
James E. Fleming
720 East Wisconsin Ave.
Milwaukee, WI 53202
1975 |
Vice
President -
Investments |
2020 |
Since 2015, Vice President of
Mason Street Advisors. |
N/A |
N/A |
Rodney A. Schmucker
720 East Wisconsin Ave.
Milwaukee, WI 53202
1966 |
Vice
President -
Investments |
2020 |
Since 2015, Vice President of
Mason Street Advisors. |
N/A |
N/A |
Michael J. Conmey
720 East Wisconsin Ave.
Milwaukee, WI 53202
1980 |
Chief
Compliance
Officer |
2020 |
Vice President – Managed
Investments Compliance of
Northwestern Mutual and Chief
Compliance Officer of Mason
Street Advisors and
Northwestern Mutual
Investment Management
Company since June 2020.
Assistant General Counsel and
Assistant Secretary of
Northwestern Mutual from 2011
to 2020. |
N/A |
N/A |
Lesli H. McLinden
720 East Wisconsin Ave.
Milwaukee, WI 53202
1962 |
Secretary |
2014 |
Assistant General Counsel and
Assistant Secretary of
Northwestern Mutual since
2007. Secretary of Mason Street
Advisors from 2015 to 2017 and
Assistant Secretary since 2017. |
N/A |
N/A |
Phil J. Rinzel
720 East Wisconsin Ave.
Milwaukee, WI 53202
1979 |
Controller
and
Chief
Accounting
Officer |
2021 |
Since 2016, Senior Director –
Investment Accounting of
Northwestern Mutual. |
N/A |
N/A |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Balanced Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Asset Allocation Portfolio |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account A |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account B |
[ 0 ] |
shares |
% to be provided in 485B |
NML Variable Annuity Account C |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account |
[ 0 ] |
shares |
% to be provided in 485B |
Northwestern Mutual Variable Life Account II |
[ 0 ] |
shares |
% to be provided in 485B |
Total |
[ 0 ] |
shares |
% to be provided in 485B |
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
James Fleming |
Balanced
Portfolio
Asset Allocation
Portfolio |
No other
registered
investment
companies |
No other pooled
investment
vehicles |
No other accounts |
|
|
|
|
|
Rodney Schmucker |
Balanced
Portfolio
Asset Allocation
Portfolio |
No other
registered
investment
companies |
No other pooled
investment
vehicles |
No other accounts |
|
|
|
|
|
Brent G. Schutte |
Balanced
Portfolio
Asset Allocation
Portfolio |
No other
registered
investment
companies |
No other pooled
investment
vehicles |
No other accounts. (See below) |
|
|
|
|
|
Garret D. Aird |
Balanced
Portfolio
Asset Allocation
Portfolio |
No other
registered
investment
companies |
No other pooled
investment
vehicles |
No other accounts. (See below) |
|
|
|
|
|
Roger C. Kuo |
International
Equity Portfolio |
2 registered
investment
companies with
approximately
$51.3 billion in
total assets under
management |
1 other pooled
investment
vehicle with
approximately
$4.2 billion in
total assets under
management |
No other accounts |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Mario C. DiPrisco |
International
Equity Portfolio |
2 registered
investment
companies with
approximately
$41.5 billion in
total assets under
management |
1 other pooled
investment
vehicle with
approximately
$22 million in
total assets under
management |
3 other accounts with $917 million
in total assets under management |
|
|
|
|
|
Keiko Horkan |
International
Equity Portfolio |
1 registered
investment
company with
$41.3 billion in
total assets under
management |
No other pooled
investment
vehicles |
No other accounts |
|
|
|
|
|
Englebert T. Bangayan |
International
Equity Portfolio |
1 registered
investment
company with
$41.3 billion in
total assets under
management |
No other pooled
investment
vehicles |
No other accounts |
|
|
|
|
|
Raymond J. Mertens |
International
Equity Portfolio |
2 registered
investment
companies with
approximately
$51.3 billion in
total assets under
management |
1 other pooled
investment
vehicle with $4.2
billion in total
assets under
management |
No other accounts |
|
|
|
|
|
Paritosh Somani |
International
Equity Portfolio |
1 registered
investment
company with
$41.3 billion in
total assets under
management |
No other pooled
investment
vehicles |
No other accounts |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Robert A. Vogel, Jr. |
Domestic Equity
Portfolio |
7 registered
investment
companies with
$10 billion in
total assets under
management |
4 other pooled
investment
vehicles with
$0.8 billion in
total assets under
management |
27 other accounts with $4.2 billion
in total assets under management |
|
|
|
|
|
Nikhil G. Lalvani |
Domestic Equity
Portfolio |
8 registered
investment
companies with
$10.2 billion in
total assets under
management |
4 other pooled
investment
vehicles with
$0.8 billion in
total assets under
management |
27 other accounts with $4.2 billion
in total assets under management |
|
|
|
|
|
Kristen E. Bartholdson |
Domestic Equity
Portfolio |
7 registered
investment
companies with
$10 billion in
total assets under
management |
4 other pooled
investment
vehicles with
$0.8 billion in
total assets under
management |
27 other accounts with $4.2 billion
in total assets under management |
|
|
|
|
|
Erin Ksenak |
Domestic Equity
Portfolio |
7 registered
investment
companies with
$10 billion in
total assets under
management |
4 other pooled
investment
vehicles with
$0.8 billion in
total assets under
management |
27 other accounts with $4.2 billion
in total assets under management |
|
|
|
|
|
J. David Wagner |
Small Cap Value
Portfolio |
3 registered
investment
companies with
approximately
$14.6 billion in
total assets under
management |
5 other pooled
investment
vehicles with
approximately $6
billion in total
assets under
management |
No other accounts |
|
|
|
|
|
John D. Linehan |
Equity Income
Portfolio |
18 registered
investment
companies with
approximately
$43 billion in
total assets under
management |
31 other pooled
investment
vehicles with
approximately
$22.5 billion in
total assets under
management |
13 other accounts with
approximately $3 billion in total
assets under management |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Aziz V. Hamzaogullari |
Focused
Appreciation
Portfolio |
29 registered
investment
companies with
approximately
$18.1 billion in
total assets under
management |
21 other pooled
investment
vehicles with
approximately
$9.7 billion in
total assets under
management. 3
other pooled
investment
vehicles with
approximately
$299.1 million in
total assets which
charges an
advisory fee
based on the
performance of
the account. |
123 other accounts with
approximately $22.1 billion in total
assets under management. 1 other
account with approximately
$276.5 million in total assets which
charges an advisory fee based on
the performance of the account. |
|
|
|
|
|
Michael Liss |
Mid Cap Value
Portfolio |
17 registered
investment
companies with
approximately
$29.3 billion in
total assets under
management |
6 other pooled
investment
vehicles with
approximately
$3.84 billion in
total assets under
management |
10 other accounts with $1.95
billion in total assets under
management |
|
|
|
|
|
Kevin Toney |
Mid Cap Value
Portfolio |
17 registered
investment
companies with
approximately
$29.3 billion in
total assets under
management |
6 other pooled
investment
vehicles with
approximately
$3.84 billion in
total assets under
management |
10 other accounts with $1.95
billion in total assets under
management |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Nathan Rawlins
|
Mid Cap Value
Portfolio |
9 registered
investment
companies with
approximately
$11.65 billion in
total assets under
management |
1 other pooled
investment
vehicle with
approximately
$972.54 million
in total assets
under
management |
2 other account with approximately
$274.64 million in total assets
under management |
|
|
|
|
|
Patrick J. English |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
John S. Brandser |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
Jonathon T. Bloom |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
Dain C. Tofson |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
Robert M. Helf |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
Daniel G. Sievers |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Matthew T. Sullivan |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
Jordan S. Teschendorf |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
Benjamin D. Karek |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
Julia L.Ramon |
Large Cap Blend
Portfolio |
5 registered
investment
companies with
$6.5 billion in
total assets under
management |
7 other pooled
investment
vehicles with
$1.4 billion in
total assets under
management |
819 other accounts with $5.7
billion in total assets under
management |
|
|
|
|
|
Brian Woglom |
Large Company
Value Portfolio
Mid Cap Value
Portfolio |
21 registered
investment
companies with
approximately
$31.24 billion in
total assets under
management |
4 other pooled
investment
vehicles with
approximately
$2.67 billion in
total assets under
management |
9 other accounts with $1.95 billion
in total assets under management |
|
|
|
|
|
Philip Sundell |
Large Company
Value Portfolio |
8 registered
investment
companies with
approximately
$8.13 billion in
total assets under
management |
1 other pooled
investment
vehicle with
approximately
$15.84 million in
total assets under
management |
2 other account with
$416.07 million in total assets
under management |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Adam Krenn
|
Large Company
Value Portfolio |
6 registered
investment
companies with
approximately
$5.06 billion in
total assets under
management |
No other pooled
investment
vehicles. |
1 other account with approximately
$614 thousand in total assets under
management |
|
|
|
|
|
Devan Kaloo |
Emerging
Markets Equity
Portfolio |
2 registered
investment
companies with
approximately
$0.2 billion in
total assets under
management |
7 other pooled
investment
vehicles with
approximately
$7.5 billion in
total assets under
management |
14 other accounts with
approximately $5.5 billion in total
assets under management |
|
|
|
|
|
Joanne Irvine |
Emerging
Markets Equity
Portfolio |
No other
registered
investment
companies |
No other pooled
investment
vehicles |
2 other accounts with
approximately $0.2 billion in total
assets under management |
|
|
|
|
|
Kristy Fong |
Emerging
Markets Equity
Portfolio |
2 registered
investment
companies with
approximately $1
billion in total
assets under
management |
2 other pooled
investment
vehicles with
approximately
$0.2 billion in
total assets under
management |
No other accounts |
|
|
|
|
|
Nick Robinson |
Emerging
Markets Equity
Portfolio |
No other
registered
investment
companies |
4 other pooled
investment
vehicles with
approximately
$0.2 billion in
total assets under
management |
No other accounts |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Sonali Pier |
Multi-Sector
Bond Portfolio |
7 registered
investment
companies with
approximately
$17 billion in
total assets under
management |
28 other pooled
investment
vehicles with
approximately
$19 billion in
total assets under
management. 2
other pooled
investment
vehicles with
approximately
$3.4 million in
total assets which
charges an
advisory fee
based o the
performance of
the account. |
32 other accounts with
approximately $65 billion in total
assets under management. 1 other
account with approximately
$263 million in total assets which
charges an advisory fee based on
the performance of the account. |
|
|
|
|
|
Daniel J. Ivascyn |
Multi-Sector
Bond Portfolio |
22 registered
investment
companies with
approximately
$213 billion in
total assets under
management |
21 other pooled
investment
vehicles with
approximately
$85.9billion in
total assets under
management. 9
other pooled
investment
vehicle with
approximately
$17.6 million in
total assets which
charges an
advisory fee
based on the
performance of
the account. |
29 other accounts with
approximately $37.6 billion in total
assets under management. 1 other
account with approximately
$302 million in total assets which
charges an advisory fee based on
the performance of the account. |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Alfred T. Murata |
Multi-Sector
Bond Portfolio |
20 registered
investment
companies with
approximately
$155 billion in
total assets under
management |
22other pooled
investment
vehicles with
approximately
$42.9 billion in
total assets under
management. 5
other pooled
investment
vehicle with
approximately
$9.3 million in
total assets which
charges an
advisory fee
based on the
performance of
the account. |
5 other accounts with
approximately $866 million in total
assets under management |
|
|
|
|
|
Charles Watford |
Multi-Sector
Bond Portfolio |
2 registered
investment
companies with
approximately
$3.9 billion in
total assets under
management |
8 other pooled
investment
vehicles with
approximately
$1.5 billion in
total assets under
management |
2 other accounts with $575 million
in total assets under management. |
|
|
|
|
|
Regina Borromeo |
Multi-Sector
Bond Portfolio |
2 registered
investment
companies with
approximately$3.7
billion in total
assets under
management |
4 other pooled
investment
vehicles with
approximately
$713 million in
total assets under
management. |
2 other accounts with
approximately $220 million in total
assets under management.. |
|
|
|
|
|
Camille Humphries Lee |
Research
International
Core Portfolio |
5 registered
investment
companies with
$49.5 billion in
total assets under
management |
3 other pooled
investment
vehicles with
$290.9 million in
total assets under
management |
2 other accounts with
$230.7 million in total assets under
management |
|
|
|
|
|
Nicholas Paul |
Research
International
Core Portfolio |
5 registered
investment
companies with
$49.5 billion in
total assets under
management |
3 other pooled
investment
vehicles with
$290.9 million in
total assets under
management |
2 other accounts with
$230.7 million in total assets under
management |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
James E. Platz |
Inflation
Protection
Portfolio |
14 registered
investment
companies with
approximately
$18.92 billion in
total assets under
management |
No other pooled
investment
vehicles |
2 other accounts with
approximately $563.42 million in
total assets under management |
|
|
|
|
|
Robert V. Gahagan |
Inflation
Protection
Portfolio |
13 registered
investment
companies with
approximately
$18.74 billion in
total assets under
management |
No other pooled
investment
vehicles |
2 other accounts with
approximately $536.42 million in
total assets under management |
|
|
|
|
|
Miguel Castillo |
Inflation
Protection
Portfolio |
10 registered
investment
companies with
approximately
$11.16 billion in
total assets under
management |
1 other pooled
investment
vehicle with
approximately
$63.89 million in
total assets under
management |
2 other accounts with
approximately $536.42 million in
total assets under management |
|
|
|
|
|
Stephen Rodosky |
Long-Term U.S.
Government
Bond Portfolio |
24 registered
investment
companies with
approximately
$38.51 billion in
total assets under
management |
8 other pooled
investment
vehicles with
approximately
$4.39 billion in
total assets under
management. 2
other pooled
investment
vehicles with
approximately
$3.53 billion in
total assets which
charge an
advisory fee
based on the
performance of
the account. |
18 other accounts with
approximately $6.62 billion in total
assets under management. 4 other
accounts with approximately $1.35
billion in total assets which charge
an advisory fee based on the
performance of the account. |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Michael Cudzil |
Long-Term U.S.
Government
Bond Portfolio |
23 registered
investment
companies with
approximately
$24.84 billion in
total assets under
management |
12 other pooled
investment
vehicles with
approximately
$8.91 billion in
total assets under
management. 2
other pooled
investment
vehicle with
approximately $7
billion in total
assets which
charge an
advisory fee
based on the
performance of
the account. |
67 other accounts with
approximately $27.08 billion in
total assets under management. 6
other accounts with approximately
$1.01 billion in total assets which
charge an advisory fee based on the
performance of the account. |
|
|
|
|
|
Jed Weiss |
International
Growth Portfolio |
5 registered
investment
companies with
approximately
$21.3 billion in
total assets under
management. 3
other investment
companies with
approximately
$5.2 billion in
total assets which
charge an
advisory fee
based on the
performance of
the account. |
4 other pooled
investment
vehicles with
approximately
$4.8 billion in
total assets under
management |
1 other account with $1 million in
total assets under management |
|
|
|
|
|
Paul D. Greene II |
Growth Stock
Portfolio |
9 registered
investment
companies with
approximately
$123.3 billion in
total assets under
management |
31 other pooled
investment
vehicles with
approximately
$45.6 billion in
total assets under
management |
6 other accounts with
approximately $4.4 billion in total
assets under management |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Jonathan G. White |
Large Cap Core
Stock Portfolio |
12 registered
investment
companies with
approximately
$6.8 billion in
total assets under
management. 2
other investment
companies with
approximately
$772 million in
total assets which
charges an
advisory fee
based on the
performance of
the account. |
56 other pooled
investment
vehicles with
approximately
$15.6 billion in
total assets under
management. 8
other pooled
investment
vehicles with
approximately
$4.1 billion in
total assets which
charge an
advisory fee
based on the
performance of
the account. |
94 other accounts with
approximately $29.8 billion in total
assets under management. 12 other
accounts with approximately $5.4
billion in total assets which charge
an advisory fee based on the
performance of the account. |
|
|
|
|
|
Mary L. Pryshlak |
Large Cap Core
Stock Portfolio |
12 registered
investment
companies with
approximately
$6.8 billion in
total assets under
management. 2
other investment
companies with
approximately
$772 million in
total assets which
charges an
advisory fee
based on the
performance of
the account. |
54 other pooled
investment
vehicles with
approximately
$15.6 billion in
total assets under
management. 8
other pooled
investment
vehicles with
approximately
$4.1 billion in
total assets which
charge an
advisory fee
based on the
performance of
the account. |
92 other accounts with
approximately $29.7 billion in total
assets under management. 12 other
accounts with approximately $5.4
billion in total assets which charge
an advisory fee based on the
performance of the account. |
|
|
|
|
|
Philip W. Ruedi |
Mid Cap Growth
Stock Portfolio |
6 registered
investment
companies with
approximately
$9.5 billion in
total assets under
management |
3 other pooled
investment
vehicles with
approximately
$1.3 billion in
total assets under
management |
13 other accounts with
approximately $1.9 billion in total
assets under management. 3 other
accounts with approximately
$595 million in total assets which
charge an advisory fee based on the
performance of the account |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Mark Whitaker |
Mid Cap Growth
Stock Portfolio |
8 registered
investment
companies with
approximately
$9.6 billion in
total assets under
management |
8 other pooled
investment
vehicles with
approximately
$2.4 billion in
total assets under
management. |
24 other accounts with
approximately $3.5 billion in total
assets under management. 3 other
accounts with approximately
$595 million in total assets which
charge an advisory fee based on the
performance of the account |
|
|
|
|
|
Mammen Chally |
Small Cap
Growth Stock
Portfolio |
12 registered
investment
companies with
approximately
$19.7 billion in
total assets under
management |
12 other pooled
investment
vehicles with
approximately
$1.8 billion in
total assets under
management. |
18 other accounts with
approximately $3.7 billion in total
assets under management. 2 other
account with approximately
$846 million in total assets which
charges an advisory fee based on
the performance of the account. |
|
|
|
|
|
Maulik Bhansali |
Select Bond
Portfolio |
8 registered
investment
companies with
approximately
$16.4 billion in
total assets under
management |
5 other pooled
investment
vehicles with
approximately $3
billion in total
assets under
management. 1
other pooled
investment
vehicle with
approximately
$36 million in
total assets which
charges an
advisory fee
based on the
performance of
the account. |
30 other accounts with
approximately $15 billion in total
assets under management. 2 other
accounts with approximately
$652 million in total assets which
charge an advisory fee based on the
performance of the account. |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Jarad Vasquez |
Select Bond
Portfolio |
8 registered
investment
companies with
approximately
$16.4 billion in
total assets under
management |
5 other pooled
investment
vehicles with
approximately $3
billion in total
assets under
management. 1
other pooled
investment
vehicle with
approximately
$36 million in
total assets which
charges an
advisory fee
based on the
performance of
the account. |
30 other accounts with
approximately $15 billion in total
assets under management. 2 other
accounts with approximately
$652 million in total assets which
charge an advisory fee based on the
performance of the account. |
|
|
|
|
|
Mark E. Durbiano |
High Yield Bond
Portfolio |
19 registered
investment
companies with
$12.7 billion in
total assets under
management |
3 other pooled
investment
vehicles with
approximately
$252.7 million in
total assets under
management |
5 other accounts with
approximately $889.9 billion in
total assets under management. 1
other account with approximately
$83.2 million in total assets which
charges an advisory fee based on
the performance of the account. |
|
|
|
|
|
Michael F. Reinartz |
Short-Term Bond
Portfolio |
6 registered
investment
companies with
approximately
$9.7 billion in
total assets under
management |
4 other pooled
investment
vehicles with
approximately
$14.4 billion in
total assets under
management |
3 other accounts with
approximately $921.7 million in
total assets under management |
|
|
|
|
|
Peter Sietsema |
Index 500 Stock
Portfolio |
72 registered
investment
companies with
approximately
$163.4 billion in
total assets under
management |
280 other pooled
investment
vehicles with
approximately
$754.1 billion in
total assets under
management |
114 other account with
approximately $528.1 billion in
total assets under management. 1
other account with 1.87 billion in
total assets which charges an
advisory fee based on the
performance of the account |
|
|
|
|
|
Jennifer Hsui |
Index 500 Stock
Portfolio |
333 registered
investment
companies with
approximately
$1.79 trillion in
total assets under
management |
1 other pooled
investment
vehicle with
approximately
$210.2 million in
total assets under
management |
1 other account with approximately
$164.9 million in total assets under
management |
|
|
|
|
|
Portfolio
Manager(s) |
Fund |
Other
Registered
Investment
Companies
|
Other Pooled
Investment
Vehicles
|
Other Accounts
|
Paul Whitehead |
Index 500 Stock
Portfolio |
326 registered
investment
companies with
approximately
$1.74 trillion in
total assets under
management |
1 other pooled
investment
vehicle with
approximately$1.22
billion |
No other accounts |
|
|
|
|
|
Brent Reeder |
Index 400 Stock
Portfolio
Index 600 Stock
Portfolio |
15 registered
investment
companies with
approximately
$26.7 billion in
total assets under
management |
No other pooled
investment
vehicles |
No other accounts |
|
|
|
|
|
Lucy Johnston |
Index 400 Stock
Portfolio |
2 registered
investment
companies with
approximately
$4.2 billion in
total assets under
management |
10 other pooled
investment
vehicles with
approximately
$76.4 billion in
total assets under
management |
15 other accounts with
approximately $8.8 billion in total
assets under management |
|
|
|
|
|
Keith Carroll |
Index 600 Stock
Portfolio |
1 registered
investment
company with
approximately
$471.6 million in
total assets under
management |
12 other pooled
investment
vehicles with
approximately
$16.7 billion in
total assets under
management |
15 other accounts with approximately $8.8 billion in total assets under management |
Name of Portfolio
Manager |
Form of
Compensation |
Source of
Compensation |
Method Used to Determine Compensation
(Including Any Differences in Method Between
Account Types) |
Patrick J. English |
Salary |
FMI |
Mr. English’s salary is based upon the revenues of FMI. The type of account and source of the revenues has no bearing upon the salary except insofar as they affect the revenues of the company. |
John S. Brandser |
Salary/Bonus |
FMI |
Mr. Brandser’s salary and bonus are based upon the management fees of FMI. The type of account has no bearing upon the salary and bonus except insofar as they affect the revenues of the company. |
Jonathan T. Bloom |
Salary/Bonus |
FMI |
Mr. Bloom’s salary and bonus are based upon the management fees of FMI. The type of account has no bearing upon the salary and bonus except insofar as they affect the revenues of the company. |
Robert M. Helf |
Salary/Bonus |
FMI |
Mr. Helf’s salary and bonus are based upon the management fees of FMI. The type of account has no bearing upon the salary and bonus except insofar as they affect the revenues of the company. |
Daniel G. Sievers |
Salary/Bonus |
FMI |
Mr. Sievers’ salary and bonus are based upon the management fees of FMI. The type of account has no bearing upon the salary and bonus except insofar as they affect the revenues of the company. |
Matthew T. Sullivan |
Salary/Bonus |
FMI |
Mr. Sullivan’s salary and bonus are based upon the management fees of FMI. The type of account has no bearing upon the salary and bonus except insofar as they affect the revenues of the company. |
Jordan S. Teschendor |
Salary/Bonus |
FMI |
Mr. Teschendorf’s salary and bonus are based upon the management fees of FMI. The type of account has no bearing upon the salary and bonus except insofar as they affect the revenues of the company. |
Benjamin D. Karek |
Salary/Bonus |
FMI |
Mr. Karek’s salary and bonus are based upon the management fees of FMI. The type of account has no bearing upon the salary and bonus except insofar as they affect the revenues of the company. |
Name of Portfolio
Manager |
Form of
Compensation |
Source of
Compensation |
Method Used to Determine Compensation
(Including Any Differences in Method Between
Account Types) |
Dain C. Tofson |
Salary/Bonus |
FMI |
Mr. Tofson’s salary and bonus are based upon the management fees of FMI. The type of account has no bearing upon the salary and bonus except insofar as they affect the revenues of the company. |
Julia L. Ramon |
Salary/Bonus |
FMI |
Ms. Ramon’s salary and bonus are based upon the management fees of FMI. The type of account has no bearing upon the salary and bonus except insofar as they affect the revenues of the company. |
Portfolio |
Benchmark |
Growth Stock |
Russell Growth 1000 Index |
Equity Income |
Lipper Equity Income Funds Average, Morningstar Large Value, Russell
1000 Value Index |
Short-Term Bond |
Bloomberg 1-3 Year U.S. Government/Credit Bond Index |
Portfolio |
Benchmark |
Small Cap Value |
Lipper Small Cap Value Funds Average, Morningstar Small Value, Russell 2000 Value Index |
Fund |
Benchmark Index and/or Peer Group
for Incentive Period |
Small Cap Growth Stock Portfolio |
Russell 2000 Growth Index |
Mid Cap Growth Stock Portfolio |
Russell MidCap® Growth Index |
Applicability: MSA |
Last Amended Date: November 8, 2021
|
Regulatory Authority:
Rule 206(4)-6 – Advisers Act |
Owner: Proxy Committee Chair Compliance Contact: EC-INVCOMPLIANCE@northwesternmutual.com |
Contents |
|
Introduction |
B-293 |
Voting guidelines |
B-293 |
Boards and directors |
B-294 |
Auditors and audit-related issues |
B-298 |
Capital structure proposals |
B-299 |
Mergers, asset sales, and other special transactions |
B-299 |
Executive Compensation |
B-300 |
Environmental and social issues |
B-302 |
General corporate governance matters |
B-304 |
Shareholder Protections |
B-305 |
|
Public Company
Executive |
# Outside Public
Boards2 |
Total # of Public
Boards |
Director A |
✓ |
1 |
2 |
Director B3 |
|
3 |
4 |
|
Combined Chair / CEO Model |
Separate Chair Model | |
Chair / CEO |
Lead Independent Director |
Chair | |
Board
Meetings |
Authority to call full meetings
of the board of directors |
Attends full meetings of the
board of directors
Authority to call meetings of
independent directors
Briefs CEO on issues arising
from executive sessions |
Authority to call full meetings
of the board of directors |
Agenda |
Primary responsibility for
shaping board agendas,
consulting with the lead
independent director |
Collaborates with chair / CEO
to set board agenda and board
information |
Primary responsibility for
shaping board agendas, in
conjunction with CEO |
Board
Communications |
Communicates with all
directors on key issues and
concerns outside of full board
meetings |
Facilitates discussion among
independent directors on key
issues and concerns outside of
full board meetings, including
contributing to the oversight of
CEO and management
succession planning |
Facilitates discussion among
independent directors on key
issues and concerns outside of
full board meetings, including
contributing to the oversight of
CEO and management
succession planning |
Exhibit |
Description |
Filed Herewith/Incorporated
Herein By Reference To |
(a)1(a) |
Articles of Incorporation of Northwestern Mutual Series Fund, Inc.
filed with the State of Maryland on December 22,
1983 |
|
(a)1(b) |
Articles of Amendment of Northwestern Mutual Series Fund, Inc. filed
with the State of Maryland on May 3, 1993
|
|
(a)1(c) |
Resolutions to Amend the Articles of Incorporation of Northwestern
Mutual Series Fund, Inc. adopted by the Directors on
February 4, 1999 and filed with the State of Maryland on
February 11, 1999 |
|
(a)1(d) |
Resolutions to Amend the Articles of Incorporation of Northwestern
Mutual Series Fund, Inc. adopted by the Directors on May
3, 2001 and filed with the State of Maryland on May 4,
2001 |
|
(a)1(e) |
Resolutions to Amend the Articles of Incorporation of Northwestern
Mutual Series Fund, Inc. adopted by the Directors on
November 7, 2002 and filed with the State of Maryland on
January 31, 2003 |
|
(a)1(f) |
Resolutions to Amend the Articles of Incorporation of Northwestern
Mutual Series Fund, Inc. adopted by the Directors on
February 6, 2003 and filed with the State of Maryland on
February 7, 2003 |
|
(a)1(g) |
Resolutions to Amend the Articles of Incorporation of Northwestern
Mutual Series Fund, Inc. adopted by the Directors on
August 3, 2006 and filed with the State of Maryland on
February 2, 2007 |
|
(a)1(h) |
Resolutions to Amend the Articles of Incorporation of Northwestern
Mutual Series Fund, Inc. adopted by the Directors on
February 21, 2007 and filed with the State of Maryland on
February 22, 2007 |
|
(a)1(i) |
Articles of Amendment of Northwestern Mutual Series Fund, Inc. filed
with the State of Maryland on April 25, 2007
|
|
(a)1(j) |
Articles of Amendment of Northwestern Mutual Series Fund, Inc. filed
with the State of Maryland on April 7, 2008
|
|
(a)1(k) |
Articles Supplementary of Northwestern Mutual Series Fund, Inc. filed
with the State of Maryland on December 22,
2010 |
Exhibit |
Description |
Filed Herewith/Incorporated
Herein By Reference To |
(a)1(l) |
Articles Supplementary of Northwestern Mutual Series Fund, Inc. filed
with the State of Maryland on May 15, 2013
|
|
(a)1(m) |
Articles Supplementary of Northwestern Mutual Series Fund, Inc. filed
with the State of Maryland on December 5,
2013 |
|
(a)1(n) |
Articles Supplementary of Northwestern Mutual Series Fund, Inc. filed
with the State of Maryland on March 10, 2015
|
|
(a)1(o) |
Articles of Amendment of Northwestern Mutual Series Fund, Inc. filed
with the State of Maryland on April 1, 2016
|
|
(a)1(p) |
Certificate of Correction filed with the State of Maryland on July 27,
2015 |
|
(b)1(a) |
Amended and Restated By-Laws of Northwestern Mutual Series Fund, Inc.
adopted on August 5, 2004 |
|
(b)1(b) |
Amendment to By-Laws of Northwestern Mutual Series Fund, Inc. dated
May 4, 2006 |
|
(b)1(c) |
Amendment to By-Laws of Northwestern Mutual Series Fund, Inc. dated
August 6, 2008 |
|
(b)1(d) |
Amendment to By-Laws of Northwestern Mutual Series Fund, Inc. dated
November 16, 2011 |
|
(b)1(e) |
Amendment to By-Laws of Northwestern Mutual Series Fund, Inc. dated
December 31, 2014 |
|
(b)1(f) |
Amendment to By-Laws of Northwestern Mutual Series Fund, Inc. dated
November 19, 2015 |
|
(b)1(g) |
Amendment to By-Laws of Northwestern Mutual Series Fund, Inc. dated
August 16, 2016 |
Exhibit |
Description |
Filed Herewith/Incorporated
Herein By Reference To |
(b)1(h) |
Amendment to By-Laws of Northwestern Mutual Series Fund, Inc. dated
November 28, 2018 |
|
(b)1(i) |
Amendment to By-Laws of Northwestern Mutual Series Fund, Inc. dated
June 5, 2019 |
|
(d)1(a) |
Amended and Restated Advisory Agreement between Northwestern Mutual
Series Fund, Inc. and Mason Street Advisors, LLC dated
April 30, 2012 |
|
(d)1(b) |
Amended Exhibit A to the Amended and Restated Advisory Agreement
between Northwestern Mutual Series Fund, Inc. and Mason
Street Advisors, LLC dated April 30, 2012, as amended
November 15, 2013 |
|
(d)2(a) |
Second Amended and Restated Investment Sub-Advisory Agreement
between Mason Street Advisors, LLC and Fiduciary
Management, Inc. (on behalf of the Large Cap Blend
Portfolio) dated June 5, 2019 |
|
(d)2(b) |
Second Amended and Restated Investment Sub-Advisory Agreement
between Mason Street Advisors, LLC and Delaware
Investments Fund Advisers (on behalf of the Domestic
Equity Portfolio) dated August 29, 2018
|
|
(d)2(c)(1) |
Fifth Amended and Restated Investment Sub-Advisory Agreement between
Mason Street Advisors, LLC and T. Rowe Price Associates,
Inc. (on behalf of the Short-Term Bond, Small Cap Value,
Equity Income, and Growth Stock Portfolios) dated
December 2, 2021 |
|
(d)2(c)(2) |
Amendment to Fifth Amended and Restated Investment Sub-Advisory
Agreement between Mason Street Advisors, LLC and T. Rowe
Price Associates, Inc. (on behalf of the Short-Term Bond,
Equity Income, and Growth Stock Portfolios) dated March
7, 2022 |
|
(d)2(d) |
Third Amended and Restated Investment Sub-Advisory Agreement between
Mason Street Advisors, LLC and Pacific Investment
Management Company LLC (on behalf of the Long-Term U.S.
Government Bond and Multi-Sector Bond Portfolios) dated
November 28, 2018 |
|
(d)2(e)(1) |
Second Amended and Restated Investment Sub-Advisory Agreement
between Mason Street Advisors, LLC and Loomis, Sayles
& Company, L.P. (on behalf of the Focused
Appreciation Portfolio) dated August 29, 2018 |
|
(d)2(e)(2) |
Amendment to Second Amended and Restated Investment Sub-Advisory
Agreement between Mason Street Advisors, LLC and Loomis,
Sayles & Company, L.P. (on behalf of the Focused
Appreciation Portfolio) dated August 26,
2021 |
|
(d)2(f) |
Second Amended and Restated Investment Sub-Advisory Agreement
between Mason Street Advisors, LLC and FIAM LLC (on
behalf of the International Growth Portfolio) dated June
5, 2019 |
Exhibit |
Description |
Filed Herewith/Incorporated
Herein By Reference To |
(d)2(g) |
Third Amended and Restated Investment Sub-Advisory Agreement between
Mason Street Advisors, LLC and Massachusetts Financial
Services Company (on behalf of the Research International
Core Portfolio) dated June 5, 2019 |
|
(d)2(h) |
Investment Sub-Advisory Agreement between Mason Street Advisors, LLC
and Dodge & Cox (on behalf of the International
Equity Portfolio) dated August 26, 2021
|
|
(d)2(i)(1) |
Second Amended and Restated Investment Sub-Advisory Agreement
between Mason Street Advisors, LLC and Wellington
Management Company LLP (on behalf of the Small Cap Growth
Stock, Large Cap Core Stock and Mid Cap Growth Stock
Portfolio) dated February 28, 2019 |
|
(d)2(i)(2) |
Amendment to Second Amended and Restated Investment Sub-Advisory
Agreement between Mason Street Advisors, LLC and
Wellington Management Company LLP (on behalf of the Small
Cap Growth Stock, Large Cap Core Stock and Mid Cap Growth
Stock Portfolio) dated February 24, 2021
|
|
(d)2(j)(1) |
Third Amended and Restated Investment Sub-Advisory Agreement between
Mason Street Advisors, LLC and American Century
Investment Management, Inc. (on behalf of the Large
Company Value, Mid Cap Value and Inflation Protection
Portfolios) dated August 29, 2018 |
|
(d)2(j)(2) |
Amendment to Third Amended and Restated Investment Sub-Advisory
Agreement between Mason Street Advisors, LLC and American
Century Investment Management, Inc. (on behalf of the
Large Company Value, Mid Cap Value and Inflation
Protection Portfolios) dated August 26, 2020 |
|
(d)2(k)(1) |
Second Amended and Restated Investment Sub-Advisory Agreement
between Mason Street Advisors, LLC and BlackRock
Advisors, LLC (on behalf of the Government Money Market
Portfolio) dated November 28, 2018 |
|
(d)2(k)(2) |
Amendment to Second Amended and Restated Investment Sub-Advisory
Agreement between Mason Street Advisors, LLC and
BlackRock Advisors, LLC (on behalf of the Government
Money Market Portfolio) dated December 2,
2021 |
|
(d)2(k)(3) |
Investment Sub-Advisory Agreement between Mason Street Advisors, LLC
and BlackRock Advisors, LLC (on behalf of the Index 500
Stock Portfolio) dated October 21, 2020
|
|
(d)2(l) |
Investment Sub-Advisory Agreement between Mason Street Advisors, LLC
and Allspring Global Investments, LLC (on behalf of the
Select Bond Portfolio) dated November 1,
2021 |
|
(d)2(m)(1) |
Amended and Restated Investment Sub-Advisory Agreement between
Mason Street Advisors, LLC and Aberdeen Asset Managers
Limited (on behalf of the Emerging Markets Equity
Portfolio) dated June 5, 2019 |
|
(d)2(m)(2) |
Second Amendment to Amended and Restated Investment Sub-Advisory
Agreement between Mason Street Advisors, LLC and Aberdeen
Asset Managers Limited (on behalf of the Emerging Markets
Equity Portfolio) dated June 3, 2021 |
Exhibit |
Description |
Filed Herewith/Incorporated
Herein By Reference To |
(d)2(n) |
Second Amended and Restated Investment Sub-Advisory Agreement
between Mason Street Advisors, LLC and Federated
Investment Management Company (on behalf of the High
Yield Bond Portfolio) dated August 29, 2018
|
|
(d)2(o)(1) |
Investment Sub-Advisory Agreement between Mason Street Advisors, LLC
and Northern Trust Investments, Inc. (on behalf of the
Index 400 Stock Portfolio) dated October 21,
2020 |
|
(d)2(o)(2) |
Investment Sub-Advisory Agreement between Mason Street Advisors, LLC
and Northern Trust Investments, Inc. (on behalf of the
Index 600 Stock Portfolio) dated October 21,
2020 |
|
(d)2(p) |
Investment Sub-Advisory Agreement between Mason Street Advisors, LLC
and T. Rowe Price Investment Management, Inc. (on behalf
of the Small Cap Value Portfolio) dated March 7,
2022 |
|
(g)1 |
Custody Agreement between Northwestern Mutual Series Fund, Inc. and
State Street Bank and Trust Company dated August 14,
2017 |
|
(h)1(a) |
License Agreement between Standard & Poor’s Corporation and
Northwestern Mutual Series Fund, Inc. (on behalf of the
Index 400 Stock Portfolio), dated February 19,
1999 |
|
(h)1(b) |
Form of License Agreement between Standard & Poor’s, a
division of The McGraw-Hill Companies, Inc. and
Northwestern Mutual Series Fund, Inc. (on behalf of the
Index 600 Stock Portfolio), dated April 27, 2007 |
|
(h)2(a) |
Agreement to Waive Mason Street Advisors, LLC Investment Advisory
Fees Relating to Certain Portfolios of Northwestern
Mutual Series Fund, Inc. dated March 3, 2022
|
|
(h)2(b) |
Agreement to Pay or Reimburse Certain Expenses between Mason Street
Advisors, LLC and Northwestern Mutual Series Fund, Inc.
dated March 3, 2022 |
|
(h)3 |
Fund of Funds Investment Agreement between Northwestern Mutual Series
Fund, Inc. and BlackRock ETF Trust, BlackRock ETF Trust
II, iShares Trust, iShares, Inc., and iShares U.S. ETF
Trust dated January 19, 2022 |
|
(h)4 |
Fund of Funds Investment Agreement between Northwestern Mutual Series
Fund, Inc. and J.P. Morgan Exchange-Traded Fund Trust
dated January 19, 2022 |
|
(h)5 |
Fund of Funds Investment Agreement between Northwestern Mutual Series
Fund, Inc. and PIMCO ETF Trust and PIMCO Equity Series
dated January 19, 2022 |
Exhibit |
Description |
Filed Herewith/Incorporated
Herein By Reference To |
(h)6 |
Fund of Funds Investment Agreement between Northwestern Mutual Series
Fund, Inc. and State Street Global Advisors Trust Company
(SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial
Average ETF Trust) dated January 19, 2022
|
|
(h)7 |
Fund of Funds Investment Agreement between Northwestern Mutual Series
Fund, Inc. and The Select Sector SPDR Trust dated January
19, 2022 |
|
(h)8 |
Fund of Funds Investment Agreement between Northwestern Mutual Series
Fund, Inc. and SPDR Series Trust, SPDR Index Shares
Funds, and SSGA Active Trust dated January 19,
2022 |
|
(h)9 |
Fund of Funds Investment Agreement between Northwestern Mutual Series
Fund, Inc. and Vanguard Funds dated January 19,
2022 |
|
(i) |
Opinion and Consent of Counsel |
|
(j) |
Consent of Independent Registered Public Accounting Firm |
|
(p)1 |
Amended and Restated Personal Trading Policy Adopted by Mason Street
Advisors, LLC, Northwestern Mutual Series Fund, Inc. and
Northwestern Mutual Investment Management Company, LLC
dated January 1, 2020 |
|
(p)2 |
T. Rowe Price Group, Inc. and Its Affiliates Code of Ethics and
Conduct, effective June 3, 2013 (applicable to T. Rowe
Price Associates, Inc.) |
|
(p)3 |
American Century Investments Code of Ethics revised in 2011 |
|
(p)4 |
MFS (Massachusetts Financial Services Company) Code of Ethics Policy
effective October 15, 2021 |
|
(p)5 |
PIMCO Code of Ethics effective January 2013 |
|
(p)6 |
Delaware Investments Code of Ethics effective January 1,
2013 |
Exhibit |
Description |
Filed Herewith/Incorporated
Herein By Reference To |
(p)7 |
Fiduciary Management, Inc. Code of Ethics effective October 31,
2009 |
|
(p)8 |
Wellington Management Company LLP Code of Ethics effective
August 2, 2021 |
|
(p)9 |
BlackRock Advisors, LLC Code of Business Conduct and Ethics effective
July 21, 2014 |
|
(p)10 |
BlackRock Advisors, LLC Personal Trading Policy effective
October 1, 2014 |
|
(p)11 |
Allspring Global Investments, LLC Code of Ethics effective
November 1, 2021 |
|
(p)12 |
Federated Investment Management Company Code of Business Conduct
and Ethics effective July 25, 2013 |
|
(p)13 |
Federated Investment Management Company Code of Ethics for Access
Persons effective September 30, 2012 |
|
(p)14 |
Loomis, Sayles & Company, L.P. Code of Ethics as amended
December 16, 2020 |
|
(p)15 |
Loomis, Sayles & Company, L.P. Identifying and Managing Conflicts
of Interest Policies and Procedures effective May
2015 |
|
(p)16 |
FIAM LLC Code of Ethics for Personal Investing effective
February 21, 2017 |
|
(p)17 |
Aberdeen Asset Managers Limited Code of Ethics Policy effective
May 1, 2016 |
|
(p)18 |
Northern Trust Asset Management Code of Ethics effective April 1,
2020 |
Exhibit |
Description |
Filed Herewith/Incorporated
Herein By Reference To |
(p)19 |
Dodge & Cox Group Code of Ethics revised February 9,
2022 |
|
(p)20 |
T. Rowe Price Group, Inc. and Its Affiliates Code of Ethics and
Conduct, effective March 3, 2022 (applicable to T. Rowe
Price Investment Management, Inc.) |
|
(q) |
Power of Attorney |
|
101.INS
XBRL |
Instance Document – the instance document does not appear on the
Interactive Data File because its XBRL tags are embedded
within the Inline XBRL document. |
|
101.SCH
XBRL |
Taxonomy Extension Schema Document |
|
101.CAL
XBRL |
Taxonomy Extension Calculation Linkbase Document |
|
101.DEF
XBRL |
Taxonomy Extension Definition Linkbase Document |
|
101.LAB
XBRL |
Taxonomy Extension Label Linkbase Document |
|
101.PRE
XBRL |
Taxonomy Extension Presentation Linkbase Document |
|
Legal Entity Name |
Domestic
Jurisdiction |
Owner(s) |
Owner % |
Operating Subsidiaries |
|
|
|
Mason Street Advisors, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Northwestern Long Term Care Insurance Company(2) |
Wisconsin |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Northwestern Mutual Investment Management
Company, LLC (2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Northwestern Mutual Investment Services, LLC(2) |
Wisconsin |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Northwestern Mutual Wealth Management Company(2) |
United States |
The Northwestern Mutual
Life Insurance Company |
100.00 |
All Other Subsidiaries |
|
|
|
1838938 Alberta Ltd.(2) |
Canada |
The Northwestern Mutual
Life Insurance Company |
100.00 |
1890 Maple, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
3412 Exchange, LLC(2) |
Delaware |
NM Imperial, LLC |
100.00 |
45East11(2) |
Cayman Islands |
NYLV, LLC |
100.00 |
777 North Van Buren Apartments, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
777 North Van Buren Condominium Association,
Inc.(2) |
Wisconsin |
The Northwestern Mutual
Life Insurance Company |
100.00 |
777 North Van Buren Parking, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
777 North Van Buren Retail, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
720 East LLC(2) |
Delaware |
Northwestern Mutual
Investment Management
Company, LLC |
100.00 |
AFE Brentwood Park, LLC(2) |
Delaware |
Cortona Holdings, LLC |
100.00 |
Amber, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
Artisan Garden Apartments, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Baraboo, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Bayridge, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
BCC Cancer Center Venture, LP(2) |
Delaware |
NM Cancer Center GP,
LLC |
0.01 |
NM Imperial, LLC |
83.99 | ||
RE Corp. |
16.0 | ||
Bishop Square, LLC(2) |
Delaware |
NM BSA, LLC |
100.00 |
Bradford II SPE, LLC(2) |
Delaware |
C – Land Fund, LLC |
100.00 |
Bradford Master Association Inc.(2) |
North Carolina |
C – Land Fund, LLC |
100.00 |
Legal Entity Name |
Domestic
Jurisdiction |
Owner(s) |
Owner % |
Brandywine Distribution, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Burgundy, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
Cedarstone, LLC(2) |
Delaware |
Baraboo, Inc. |
100.00 |
Chateau, LLC(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Chelsea Ventures, LLC(2) |
Maryland |
The Northwestern Mutual
Life Insurance Company |
100.00 |
C – Land Fund, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
Coral, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Cortona Holdings, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
Cream City Venture Capital, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
99.00 |
NML Development
Corporation |
1.00 | ||
Crown Farm Partners, LLC(2) |
Maryland |
NM Imperial, LLC |
99.00 |
RE Corp. |
1.00 | ||
Dortmund, LLC(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
EBS Services, LLC(2) |
Delaware |
Lake Emily Holdings, LLC |
100.00 |
Ellington Residential, LLC(2) |
Maryland |
Crown Farm Partners, LLC |
100.00 |
Fairfield Potomac Club, LLC(2) |
Delaware |
RE Corp. |
1.00 |
NM Imperial, LLC |
99.00 | ||
FB #2, LLC(2) |
Maryland |
Chelsea Ventures, LLC |
100.00 |
FES, LLC(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
GRO, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
GRO-SUB, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Hamptons PBG, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Hazel, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Higgins, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Hobby, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Hollenberg 1, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Lake Emily Holdings, LLC.(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Logan, Inc.(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
Legal Entity Name |
Domestic
Jurisdiction |
Owner(s) |
Owner % |
Los Alamitos Corporate Center Joint Venture, LLC(2) |
California |
NM Imperial, LLC |
99.00 |
RE Corp. |
1.00 | ||
Maroon, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Mason & Marshall, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Millbrook Apartments Associates L.L.C.(2) |
Virginia |
NM Imperial, LLC |
100.00 |
Model Portfolios, LLC(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
MPC Park 27 Industrial, LLC (2) |
Florida |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Network Office Cashiership, LLC(2) |
Delaware |
NM Career Distribution
Holdings, LLC |
100.00 |
Nicolet, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
NM BSA, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
NM Cancer Center GP, LLC(2) |
Delaware |
NM Imperial, LLC |
100.00 |
NM Career Distribution Holdings, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM DFW Lewisville, LLC(2) |
Delaware |
NM Majestic Holdings,
LLC |
100.00 |
NM Gen, LLC(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
NM GP Holdings, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM Green, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
NM GSB, LLC(2) |
New York |
NM-SAS, LLC |
100.00 |
NM Imperial, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
NM Investment Holdings, LLC.(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM Lion, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
NM Majestic Holdings, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
NM Neptune, LLC(2) |
Delaware |
NM Regal, LLC |
100.00 |
NM Pebble Valley LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM Pigeon Creek Holdings, Inc.(2) |
Canada |
Coral, Inc. |
100.00 |
NM Pioneer, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM QOZ Fund II, LLC(2) |
Delaware |
QOZ Holding Company,
LLC |
100.00 |
NM QOZ Fund III, LLC(2) |
Delaware |
QOZ Holding Company,
LLC |
100.00 |
Legal Entity Name |
Domestic
Jurisdiction |
Owner(s) |
Owner % |
NM QOZ Fund IV, LLC(2) |
Delaware |
QOZ Holding Company,
LLC |
100.00 |
NM QOZ Fund, LLC(2) |
Delaware |
QOZ Holding Company,
LLC |
100.00 |
NM RE Funds, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
NM Regal, LLC(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
NM Twin Creeks GP, LLC(2) |
Delaware |
NM Imperial, LLC |
100.00 |
NM-808 West, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NMC JCAF VI Carry, LP(2) |
Delaware |
Northwestern Mutual
Investment Management
Company, LLC |
99.00 |
NMC V Equity Fund, LP(2) |
Delaware |
NMC V GP, LLC |
100.00 |
NMC V GP, LLC(2) |
Delaware |
NM GP Holdings, LLC |
100.00 |
NMC V Mezz Fund, LP(2) |
Delaware |
NMC V GP, LLC |
100.00 |
NMC VI Equity Fund, LP(2) |
Delaware |
NMC VI GP, LLC |
100.00 |
NMC VI GP, LLC(2) |
Delaware |
NM GP Holdings, LLC |
100.00 |
NM-Hemlock, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM-Jasper, Inc.(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM-MNO, LLC(2) |
Delaware |
NM Career Distribution
Holdings, LLC |
100.00 |
NM-Morristown, LLC(2) |
Delaware |
NM Career Distribution
Holdings, LLC |
100.00 |
NM-Muse, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM-Port Royale(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM-Pulse, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM-RESA, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM-SAS, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM-San Jose, LLC(2) |
Delaware |
NM Career Distribution
Holdings, LLC |
100.00 |
NM-Skye, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NM-Target Distribution Center 1, LLC(2) |
Delaware |
NM-Target.com
Distribution Center, LLC |
89.00 |
NM-Target Distribution
Center 2, LLC |
11.00 | ||
NM-Target Distribution Center 2, LLC(2) |
Delaware |
NM-Target.com
Distribution Center, LLC |
100.00 |
Legal Entity Name |
Domestic
Jurisdiction |
Owner(s) |
Owner % |
NM-Target Distribution Center Property Owner,
LLC(2) |
Delaware |
NM-Target.com
Distribution Center, LLC |
89.00 |
NM-Target Distribution
Center 1, LLC |
11.00 | ||
NM-Target.com Distribution Center, LLC(2) |
Delaware |
NM Imperial, LLC |
100.00 |
NM-West Hartford, LLC(2) |
Delaware |
NM Career Distribution
Holdings, LLC |
100.00 |
NML Development Corporation(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
NML Real Estate Holdings, LLC(2) |
Wisconsin |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NML Securities Holdings, LLC(2) |
Wisconsin |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NMLSP1, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
NMPE I GP, LLC(2) |
Delaware |
NM GP Holdings, LLC |
100.00 |
NMPE II GP, LLC(2) |
Delaware |
NM GP Holdings, LLC |
100.00 |
NMRM Holdings, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
NMU Holdings, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Northwestern Broadway Plaza, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Northwestern Ellis Company(2) |
Nova Scotia |
Coral, Inc. |
100.00 |
Northwestern Mutual Capital GP II, LLC(2) |
Delaware |
NM GP Holdings, LLC |
100.00 |
Northwestern Mutual Capital GP III, LLC(2) |
Delaware |
NM GP Holdings, LLC |
100.00 |
Northwestern Mutual Capital GP IV, LLC(2) |
Delaware |
NM GP Holdings, LLC |
100.00 |
Northwestern Mutual Capital GP, LLC(2) |
Delaware |
NM GP Holdings, LLC |
100.00 |
Northwestern Mutual Capital Mezzanine Fund III,
LP(2) |
Delaware |
Northwestern Mutual
Capital GP III, LLC |
100.00 |
Northwestern Mutual Capital Mezzanine Fund IV,
LP(2) |
Delaware |
Northwestern Mutual
Capital GP IV, LLC |
100.00 |
Northwestern Mutual Capital Strategic Equity Fund
III, LP(2) |
Delaware |
Northwestern Mutual
Capital GP III LLC |
100.00 |
Northwestern Mutual Capital Strategic Equity Fund
IV, LP(2) |
Delaware |
Northwestern Mutual
Capital GP IV, LLC |
100.00 |
Northwestern Mutual MU TLD Registry, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Northwestern Mutual Private Equity Co-Investment
Fund I, LP(2) |
Delaware |
NMPE I GP, LLC |
1.00 |
Northwestern Mutual
Investment Management
Company |
99.00 | ||
Northwestern Mutual Private Equity Co-Investment
Fund II, LP(2) |
Delaware |
NMPE II GP, LLC |
100.00 |
Northwestern Mutual Registry, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Northwestern Mutual Series Fund, Inc.(3) |
Maryland |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Legal Entity Name |
Domestic
Jurisdiction |
Owner(s) |
Owner % |
NorthWoods Phase I, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NorthWoods Phase II, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NorthWoods Phase III, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NWM ZOM GP, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
NYLV, LLC(2) |
Delaware |
BCC Cancer Center
Venture, LP |
100.00 |
Osprey Links Golf Course, LLC(2) |
Delaware |
Osprey Links, LLC |
100.00 |
Osprey Links, LLC(2) |
Delaware |
NM Imperial, LLC |
99.00 |
RE Corp |
1.0 | ||
Plantation Oaks MHC-NM, LLC(2) |
Delaware |
NM Imperial, LLC |
100.00 |
QOZ Holdings Company, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
RE Corp.(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
Regency NM Johns Creek, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Ruhl Financial Group, LLC(2) |
Delaware |
NM Career Distribution
Holdings, LLC |
100.00 |
Russet, Inc.(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
Scotty, LLC(2) |
Delaware |
Hobby, Inc. |
6.31 |
Maroon, Inc. |
65.01 | ||
Stadium and Arena
Management, Inc. |
28.68 | ||
Seattle Network Office, LLC(2) |
Delaware |
NM Career Distribution
Holdings, LLC |
100.00 |
Seazen GP, LLC(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Seazen Rocky Point, LP(2) |
Delaware |
The Northwestern Mutual
Life Insurance Company |
99.90 |
Seazen GP, LLC |
0.10 | ||
Stadium and Arena Management, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Tapestry Condominium Owners Association, Inc.(2) |
Tennessee |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Tupelo, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Two Con Holdings, LLC(2) |
Delaware |
Bishop Square, LLC |
100.00 |
Two Con SPE, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
Two Con, LLC(2) |
Delaware |
Two Con Holdings, LLC |
100.00 |
Umbrella XYZ LLC(2) |
Delaware |
NMU Holdings, LLC |
100.00 |
Ventura Lakes MHC-NM, LLC(2) |
Delaware |
NM Imperial, LLC |
100.00 |
Legal Entity Name |
Domestic
Jurisdiction |
Owner(s) |
Owner % |
Walden OC, LLC(2) |
Delaware |
NML Real Estate
Holdings, LLC |
100.00 |
White Oaks, Inc.(2) |
Delaware |
NML Securities Holdings,
LLC |
100.00 |
Wysh Financial, LLC(2) |
Delaware |
Wysh Holdings, LLC |
100.00 |
Wysh Holdings, LLC(2)
|
Delaware |
The Northwestern Mutual
Life Insurance Company |
100.00 |
Wysh Insurance Agency, LLC(2) |
Delaware |
Wysh Life and Health
Insurance Company |
100.00 |
Wysh Life and Health Insurance Company(2) |
Delaware |
Wysh Holdings, LLC |
100.00 |
Sub-adviser |
SEC Number |
American Century Investment Management, Inc. |
801-8174 |
Massachusetts Financial Services Company |
801-17352 |
T. Rowe Price Associates, Inc. |
801-856 |
T. Rowe Price Investment Management, Inc. |
801-121434 |
Pacific Investment Management Company LLC |
801-48187 |
Dodge & Cox |
801-1895 |
Fiduciary Management, Inc. |
801-15164 |
Delaware Investments Fund Advisers, a Series of Macquarie Investment
Management Business Trust |
801-32108 |
Wellington Management Company LLP |
801-15908 |
Allspring Global Investments, LLC |
801-21122 |
Federated Investment Management Company |
801-34612 |
BlackRock Advisors, LLC |
801-47710 |
Loomis, Sayles & Company, L.P. |
801-170 |
FIAM LLC |
801-63658 |
abrdn Investments Limited |
801-75074 |
Northern Trust Investments, Inc. |
801-33358 |
NORTHWESTERN MUTUAL SERIES FUND, INC. | |
(Registrant) | |
By: |
/s/ PAUL A. MIKELSON |
|
Paul A. Mikelson, President |
Signature |
Title |
| ||
/s/ PAUL A. MIKELSON |
President and
Principal Executive Officer |
February 14, 2023 | ||
Paul A. Mikelson |
|
| ||
/s/ MATTHEW P. SULLIVAN |
Vice President, Chief
Financial Officer and Treasurer |
February 14, 2023 | ||
Matthew P. Sullivan |
|
| ||
/s/ PHIL J. RINZEL |
Controller and Chief Accounting Officer |
February 14, 2023 | ||
Phil J. Rinzel |
|
| ||
/s/ CHRISTY L. BROWN |
Director |
February 14, 2023 | ||
Christy L. Brown |
|
| ||
/s/ WILLIAM J. GERBER |
Director |
February 14, 2023 | ||
William J. Gerber |
|
| ||
/s/ GAIL L. HANSON |
Director |
February 14, 2023 | ||
Gail L. Hanson |
|
| ||
/s/ DAVID RIBBENS |
Director |
February 14, 2023 | ||
David Ribbens |
|
| ||
/s/ DONALD M. ULLMANN |
Director |
February 14, 2023 | ||
Donald M. Ullmann |
|
| ||
/s/ MICHAEL G. CARTER |
Director |
February 14, 2023 | ||
Michael G. Carter |
|
| ||
|
|
| ||
By |
/s/ PAUL A. MIKELSON |
| ||
|
Paul A. Mikelson, Attorney in Fact, pursuant to the Power of Attorney
previously filed. |
|
Northwestern Mutual Series Fund, Inc.
720 East Wisconsin Avenue
Milwaukee, Wisconsin 53202-4797
U.S.A.
February 14, 2023
VIA EDGAR
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
RE: | Northwestern Mutual Series Fund, Inc. |
Registration No.s 2-89971; 811-3990
EDGAR CIK No. 0000742212
Ladies and Gentlemen:
We are hereby submitting Post-Effective Amendment No. 86 to the Registration Statement for Northwestern Mutual Series Fund, Inc. (the Registrant) on Form N-1A under Rule 485(a)(1) of the Securities Act of 1933, as amended. This filing is also submitted as Amendment No. 87 to Registrants Registration Statement under the Investment Company Act of 1940, as amended (the Amendment). The Registrant is a series fund made up of 27 separate Portfolios (each a Portfolio and collectively, the Portfolios).
The Amendment is being filed principally in connection with the principal investment strategy update for the Balanced and Asset Allocation Portfolios, both of which operate primarily as a fund of funds, concerning the Portfolios usage of exchange-traded funds (ETFs). The Amendment also contains other disclosure modifications, including portfolio manager changes and other routine updates. The Amendment serves as the Registrants annual Registration Statement update filing.
Request for Selective Review
The Registrant respectfully requests selective review of this filing in accordance with ADI 2018-06 - Requests for Selective Review, IM Guidance Update 2016-16 and the Securities and Exchange Commissions (SEC) release on selective review, Revised Procedures For Processing Registration Statements, Post-Effective Amendments and Preliminary Proxy Materials Filed by Registered Investment Companies, Investment Company Act Release No. 13768 (February 15, 1984).
Except as indicated below, the disclosure in this filing is substantially similar to disclosure previously reviewed by the staff of the SEC in Post-Effective Amendment No. 85 to the Registrants registration statement on Form N-1A filed on February 16, 2022 (SEC Accession Number 0001193125-22-044225). Registrant has summarized the material changes from the previous filing that are contained in this Amendment, and identified any matters warranting particular attention, in the outline of the areas for which it requests selective review as set forth below.
Prospectus
The Registrant requests selective review of the sections of the Prospectus listed below.
1) | With respect to the Asset Allocation and Balanced Portfolios, the Amendment has been updated to reflect Item 4 investment strategy disclosure and accompanying updated Form N-1A Item 9 disclosure concerning the ability of the Portfolios, which operate primarily as fund of funds, to invest in ETFs (or an unrestricted basis) in addition to the underlying portfolios of Northwestern Mutual Series Fund, Inc. |
2) | With respect to the Large Company Value Portfolio and Mid Cap Value Portfolio, the Amendment has been updated to reflect non-material changes to the Form N-1A, Item 4 investment strategy disclosure concerning the consideration of environmental, social and governance (ESG) factors. |
3) | With respect to the Emerging Markets Equity Portfolio, the Amendment has been updated to reflect non-material changes to Item 4 investment strategy disclosure. |
4) | With respect to the Select Bond Portfolio, the Amendment has been updated to reflect new Form N-1A, Item 4 and Item 9 risk disclosure concerning derivatives usage. |
5) | With respect to each Portfolio, the Amendment has been updated to reflect revised Form N-1A, Item 4 and Item 9 market risk disclosure reflecting updated developments regarding COVID-19 and the ongoing conflict between Russia and Ukraine. Specifically, details on those events were removed from the market risk factor disclosure in the Portfolio summaries and update a disclosure regarding each event was provided in the Statutory Prospectus. |
6) | With respect to certain of the Portfolios, the Amendment has been updated to reflect added, on certain of the Portfolios, or deleted on other Portfolios, Form N-1A, Item 4 Sector Focus Risk disclosure. The determination to include sector focus risk disclosure was made for each Portfolio based on securities holdings as of 12/31/2022. As a result of that analysis and sector investment levels, we have also added a Consumer Discretionary Investing Risk to the Statutory Prospectus Form N-1A, Item 9 disclosure. |
7) | Disclosure updates have been made to the Form N-1A, Item 9 disclosure with respect to COVID-19, Federal Reserve actions, BREXIT and investing in certain China securities. |
8) | Disclosure updates have been made to the Form N-1A, Item 9 disclosure and elsewhere, as applicable, concerning certain rules and regulations of the SEC, including with respect to the implementation of Rule 2a-5 and Rule 18f-4. |
SAI
The Registrant requests selective review of the section of the SAI listed below.
1) | Updated disclosure with respect to certain rules and regulations of the SEC, including Rule 2a-5 and Rule 18f-4. |
As noted above, the Amendment contains additional disclosure changes, which are either non-material changes or routine updates, that are not included as part of our selective review request. Please note that we intend to (i) update the expense tables and footnotes thereto, as appropriate, (ii) add the financial highlights included as part of the Prospectus, and (iii) incorporate by reference the Registrants audited financial statements, each for the period ended December 31, 2022, in connection with a subsequent filing made in accordance with the provisions of Rule 485(b). We also intend to include any updates to applicable fee waiver and expense limitation agreements as part of the subsequent Rule 485(b) filing.
We are happy to provide to the assigned examiner an electronic or hard copy of the Prospectus and SAI, which have been marked to show changes from the Registrants currently effective Registration Statement. Please call the undersigned at (414) 665-6437 with any questions or comments about this filing.
Regards,
/s/ David B. Kennedy
David B. Kennedy
Assistant General Counsel
Northwestern Mutual