Spectrum Asset Management, Inc. Form 13F-HR Filed 2020-08-05

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	July 31, 2015
Estimated average burden
hours per response:		23.8

Report for the Calendar Year or Quarter Ended:

06-30-2020

Check here if Amendment:	☐ Amendment Number:
This Amendment (Check only one.):	☐ is a restatement. ☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:	Spectrum Asset Management, Inc.
Address:	2 HIGH RIDGE PARK

	STAMFORD, CT 06905
Form 13F File Number:	028-11300

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:	Joseph A. Hanczor
Title:	Managing Director and Chief Compliance Officer
Phone:	203-322-0189

Signature, Place, and Date of Signing:

Joseph A. Hanczor

[Signature]

Stamford, CONNECTICUT

[City, State]

08-05-2020

[Date]

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:	1
Form 13F Information table Entry Total:	8
Form 13F Information table Value Total:	157089 (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.	Form 13F File Number	Name	CIK
1	028-16475	SEI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	July 31, 2015
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
BK OF AMERICA CORP	7.25%CNV PFD L	060505682	13,857	10,324	SH		SOLE		10,324	0	0
BLACKROCK CR ALLOCATION INCO	COM	092508100	9,545	723,135	SH		SOLE		723,135	0	0
HANCOCK JOHN PFD INCOME FD I	COM	41021P103	10,142	646,421	SH		SOLE		646,421	0	0
INVESCO EXCH TRADED FD TR II	PFD ETF	46138E511	9,902	701,244	SH		SOLE		701,244	0	0
ISHARES TR	CORE US AGGBD ET	464287226	635	5,370	SH		SOLE		5,370	0	0
ISHARES TR	PFD AND INCM SEC	464288687	42,612	1,230,150	SH		SOLE		1,230,150	0	0
WELLS FARGO CO NEW	PERP PFD CNV A	949746804	2,794	2,154	SH		DFND	1	2,154	0	0
WELLS FARGO CO NEW	PERP PFD CNV A	949746804	67,602	52,122	SH		SOLE		52,122	0	0