UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2023
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Wakefield Asset Management LLLP
Address:
7887 E BELLEVIEW AVE
SUITE 800
ENGLEWOOD, CO 80111
Form 13F File Number:
028-18951

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Greg Brittain
Title:
Chief Compliance Officer
Phone:
303-771-0630


Signature, Place, and Date of Signing:

Greg Brittain
                         [Signature]
Englewood, COLORADO
                 [City, State]
05-02-2023
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
3
Form 13F Information table Entry Total:
157
Form 13F Information table Value Total:
240749210
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-19415
Wakefield Asset Management Corp.
 
2
028-19414
Wakefield Wealth Management, LLLP
 
3
028-19416
Geoffrey Todd Gervasini
 


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
8X8 INC NEWCOM282914100597,820143,362SHDFND1,2,3143,362 0 0
AFLAC INCCOM0010551022,756,23042,719SHDFND1,2,342,719 0 0
ALBEMARLE CORPCOM012653101935,7584,232SHDFND1,2,34,232 0 0
ALPS ETF TRALERIAN MLP00162Q4521,172,33230,332SHDFND1,2,330,332 0 0
AMERISAFE INCCOM03071H100716,62814,640SHDFND1,2,314,640 0 0
AMN HEALTHCARE SVCS INCCOM001744101632,4887,624SHDFND1,2,37,624 0 0
ANALOG DEVICES INCCOM0326541051,673,6098,486SHDFND1,2,38,486 0 0
APA CORPORATIONCOM03743Q108660,18718,308SHDFND1,2,318,308 0 0
APPLE INCCOM037833100433,3582,628SHDFND1,2,32,628 0 0
ARBOR REALTY TRUST INCCOM038923108601,24952,328SHDFND1,2,352,328 0 0
ARCHER DANIELS MIDLAND COCOM0394831022,415,07630,317SHDFND1,2,330,317 0 0
ARISTA NETWORKS INCCOM0404131062,637,58515,713SHDFND1,2,315,713 0 0
ASSETMARK FINL HLDGS INCCOM04546L106929,28529,548SHDFND1,2,329,548 0 0
ATI INCCOM01741R102904,81822,930SHDFND1,2,322,930 0 0
AXCELIS TECHNOLOGIES INCCOM NEW0545402081,018,4307,643SHDFND1,2,37,643 0 0
AXOS FINANCIAL INCCOM05465C100595,85216,139SHDFND1,2,316,139 0 0
BANK AMERICA CORPCOM060505104565,73719,781SHDFND1,2,319,781 0 0
BANK NEW YORK MELLON CORPCOM0640581002,698,27359,381SHDFND1,2,359,381 0 0
BANNER CORPCOM NEW06652V208688,54212,664SHDFND1,2,312,664 0 0
BARRICK GOLD CORPCOM067901108412,55222,216SHDFND1,2,322,216 0 0
BERKLEY W R CORPCOM0844231022,436,67039,137SHDFND1,2,339,137 0 0
BLACKLINE INCCOM09239B109796,93711,868SHDFND1,2,311,868 0 0
BLACKROCK MUN INCOME TRSH BEN INT09248F1091,865,917182,731SHDFND1,2,3182,731 0 0
BLACKROCK MUNI INCOME TR IICOM09249N1011,834,736170,968SHDFND1,2,3170,968 0 0
BLOOMIN BRANDS INCCOM094235108767,91029,938SHDFND1,2,329,938 0 0
BRINKER INTL INCCOM109641100751,29819,771SHDFND1,2,319,771 0 0
BROADCOM INCCOM11135F101426,625665SHDFND1,2,3665 0 0
CADENCE DESIGN SYSTEM INCCOM1273871082,949,03414,037SHDFND1,2,314,037 0 0
CARDINAL HEALTH INCCOM14149Y108366,4144,853SHDFND1,2,34,853 0 0
CATERPILLAR INCCOM1491231012,894,59812,649SHDFND1,2,312,649 0 0
CISCO SYS INCCOM17275R102401,7867,686SHDFND1,2,37,686 0 0
CITIGROUP INCCOM NEW172967424588,23612,545SHDFND1,2,312,545 0 0
CNO FINL GROUP INCCOM12621E103735,11133,128SHDFND1,2,333,128 0 0
CONSOLIDATED EDISON INCCOM2091151042,960,60430,946SHDFND1,2,330,946 0 0
DYCOM INDS INCCOM267475101725,6947,749SHDFND1,2,37,749 0 0
E L F BEAUTY INCCOM26856L103951,96611,560SHDFND1,2,311,560 0 0
EATON VANCE MUN BD FDCOM27827X1011,098,584105,633SHDFND1,2,3105,633 0 0
ENSIGN GROUP INCCOM29358P101800,3608,377SHDFND1,2,38,377 0 0
ESSENTIAL PPTYS RLTY TR INCCOM29670E107751,06230,209SHDFND1,2,330,209 0 0
EVEREST RE GROUP LTDCOMG3223R108375,5631,049SHDFND1,2,31,049 0 0
EXLSERVICE HOLDINGS INCCOM302081104732,7674,528SHDFND1,2,34,528 0 0
EXXON MOBIL CORPCOM30231G102399,3823,642SHDFND1,2,33,642 0 0
FIRSTENERGY CORPCOM3379321073,073,88476,732SHDFND1,2,376,732 0 0
FORTINET INCCOM34959E1093,033,89945,650SHDFND1,2,345,650 0 0
GARMIN LTDSHSH2906T109374,7163,713SHDFND1,2,33,713 0 0
GARTNER INCCOM3666511072,633,8518,085SHDFND1,2,38,085 0 0
GENERAL MLS INCCOM370334104420,0364,915SHDFND1,2,34,915 0 0
GILEAD SCIENCES INCCOM3755581032,866,44834,548SHDFND1,2,334,548 0 0
GOLD FIELDS LTDSPONSORED ADR38059T106359,09426,959SHDFND1,2,326,959 0 0
GOLDMAN SACHS BDC INCSHS38147U107733,55153,662SHDFND1,2,353,662 0 0
GRAINGER W W INCCOM3848021042,946,7304,278SHDFND1,2,34,278 0 0
HARMONY BIOSCIENCES HLDGS INCOM413197104451,19113,819SHDFND1,2,313,819 0 0
HEALTHSTREAM INCCOM42222N103840,29031,007SHDFND1,2,331,007 0 0
HERSHEY COCOM4278661082,789,35210,964SHDFND1,2,310,964 0 0
HILLTOP HOLDINGS INCCOM432748101794,56326,780SHDFND1,2,326,780 0 0
HOLOGIC INCCOM4364401012,562,46831,753SHDFND1,2,331,753 0 0
ICF INTL INCCOM44925C103758,0706,910SHDFND1,2,36,910 0 0
INTERACTIVE BROKERS GROUP INCOM CL A45841N1072,552,42530,916SHDFND1,2,330,916 0 0
INVESCO MUN OPPORTUNITY TRCOM46132C1071,899,069193,585SHDFND1,2,3193,585 0 0
ISHARES INCCORE MSCI EMKT46434G1038,130,415166,641SHDFND1,2,3166,641 0 0
ISHARES INCMSCI CDA ETF4642865093,155,39692,317SHDFND1,2,392,317 0 0
ISHARES INCMSCI MLY ETF NEW46434G814245,73311,084SHDFND1,2,311,084 0 0
ISHARES INCMSCI SINGPOR ETF46434G780264,10513,305SHDFND1,2,313,305 0 0
ISHARES INCMSCI STH KOR ETF464286772553,1239,035SHDFND1,2,39,035 0 0
ISHARES TR10-20 YR TRS ETF464288653722,9776,312SHDFND1,2,36,312 0 0
ISHARES TRBROAD USD HIGH46435U853418,46011,771SHDFND1,2,311,771 0 0
ISHARES TRCORE MSCI EAFE46432F8422,798,34141,860SHDFND1,2,341,860 0 0
ISHARES TREAFE GRWTH ETF46428888514,301,189152,660SHDFND1,2,3152,660 0 0
ISHARES TREAFE VALUE ETF46428887714,227,249293,164SHDFND1,2,3293,164 0 0
ISHARES TRMSCI PHILIPS ETF46429B408246,3079,136SHDFND1,2,39,136 0 0
ISHARES TRNATIONAL MUN ETF464288414928,1818,615SHDFND1,2,38,615 0 0
ISHARES TRPFD AND INCM SEC464288687870,07127,869SHDFND1,2,327,869 0 0
ISHARES TRRUS 1000 VAL ETF4642875982,705,81317,771SHDFND1,2,317,771 0 0
ISHARES TRRUSSELL 2000 ETF4642876551,375,4647,710SHDFND1,2,37,710 0 0
JELD-WEN HLDG INCCOM47580P103762,03160,192SHDFND1,2,360,192 0 0
JOHNSON & JOHNSONCOM478160104423,7702,734SHDFND1,2,32,734 0 0
JPMORGAN CHASE & COCOM46625H100603,0754,628SHDFND1,2,34,628 0 0
JUNIPER NETWORKS INCCOM48203R104396,24411,512SHDFND1,2,311,512 0 0
KROGER COCOM5010441012,944,42759,640SHDFND1,2,359,640 0 0
LANTHEUS HLDGS INCCOM516544103882,98010,695SHDFND1,2,310,695 0 0
LIBERTY ENERGY INCCOM CL A53115L104587,04445,827SHDFND1,2,345,827 0 0
LIVENT CORPCOM53814L108750,75234,565SHDFND1,2,334,565 0 0
LULULEMON ATHLETICA INCCOM5500211092,719,0437,466SHDFND1,2,37,466 0 0
MAIN STR CAP CORPCOM56035L104816,34920,688SHDFND1,2,320,688 0 0
MANITOWOC CO INCCOM NEW563571405740,22043,313SHDFND1,2,343,313 0 0
MARATHON PETE CORPCOM56585A1022,717,90420,158SHDFND1,2,320,158 0 0
MASTERCRAFT BOAT HLDGS INCCOM57637H103715,10523,500SHDFND1,2,323,500 0 0
MCKESSON CORPCOM58155Q1032,491,5916,997SHDFND1,2,36,997 0 0
MEDPACE HLDGS INCCOM58506Q109640,1233,404SHDFND1,2,33,404 0 0
MERIT MED SYS INCCOM589889104851,53511,515SHDFND1,2,311,515 0 0
META PLATFORMS INCCL A30303M1023,169,56314,955SHDFND1,2,314,955 0 0
MGP INGREDIENTS INC NEWCOM55303J106627,7136,490SHDFND1,2,36,490 0 0
NAVIENT CORPORATIONCOM63938C108676,31442,296SHDFND1,2,342,296 0 0
NEWMONT CORPCOM651639106398,7298,134SHDFND1,2,38,134 0 0
NUVEEN AMT FREE MUN CR INC FCOM67071L1061,783,113151,345SHDFND1,2,3151,345 0 0
NUVEEN AMT FREE QLTY MUN INCCOM6706571051,823,197163,935SHDFND1,2,3163,935 0 0
NUVEEN AMT-FREE MUN VALUE FDCOM670695105978,07971,022SHDFND1,2,371,022 0 0
NUVEEN MUN INCOME FD INCCOM67062J102672,41071,837SHDFND1,2,371,837 0 0
NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070X1011,830,561153,162SHDFND1,2,3153,162 0 0
NUVEEN QUALITY MUNCP INCOMECOM67066V1011,847,428160,205SHDFND1,2,3160,205 0 0
NUVEEN SELECT MAT MUN FDSH BEN INT67061T101671,43972,738SHDFND1,2,372,738 0 0
O-I GLASS INCCOM67098H104886,21339,023SHDFND1,2,339,023 0 0
OLD SECOND BANCORP INC ILLCOM680277100662,90147,148SHDFND1,2,347,148 0 0
OREILLY AUTOMOTIVE INCCOM67103H1071,146,1231,350SHDFND1,2,31,350 0 0
PACCAR INCCOM6937181083,282,43544,842SHDFND1,2,344,842 0 0
PAN AMERN SILVER CORPCOM697900108428,88323,565SHDFND1,2,323,565 0 0
PAR PAC HOLDINGS INCCOM NEW69888T207788,98427,020SHDFND1,2,327,020 0 0
PARAMOUNT GLOBAL5.75% CONV PFD A92556H305902,16030,120SHDFND1,2,330,120 0 0
PARKER-HANNIFIN CORPCOM701094104250,402745SHDFND1,2,3745 0 0
PAYCHEX INCCOM704326107334,1452,916SHDFND1,2,32,916 0 0
PAYONEER GLOBAL INCCOM70451X104764,628121,756SHDFND1,2,3121,756 0 0
PERION NETWORK LTDSHS NEWM786731141,171,72729,604SHDFND1,2,329,604 0 0
PHILIP MORRIS INTL INCCOM718172109365,3933,757SHDFND1,2,33,757 0 0
PROSHARES TRSHORT QQQ NEW74347B7143,569,216293,039SHDFND1,2,3293,039 0 0
PROSHARES TRSHORT S&P 500 NE74347B4251,338,97589,265SHDFND1,2,389,265 0 0
PRUDENTIAL FINL INCCOM744320102347,7574,203SHDFND1,2,34,203 0 0
QUEST DIAGNOSTICS INCCOM74834L1002,865,11220,251SHDFND1,2,320,251 0 0
RALPH LAUREN CORPCL A751212101365,7733,135SHDFND1,2,33,135 0 0
RAPID7 INCCOM753422104750,21616,341SHDFND1,2,316,341 0 0
ROYAL GOLD INCCOM780287108455,4123,511SHDFND1,2,33,511 0 0
S & T BANCORP INCCOM783859101768,32424,430SHDFND1,2,324,430 0 0
SCHWAB STRATEGIC TREMRG MKTEQ ETF8085247064,157,440169,553SHDFND1,2,3169,553 0 0
SCHWAB STRATEGIC TRUS AGGREGATE B8085248395,446,814116,112SHDFND1,2,3116,112 0 0
SCHWAB STRATEGIC TRUS REIT ETF808524847471,02324,155SHDFND1,2,324,155 0 0
SELECT SECTOR SPDR TRENERGY81369Y506620,8947,496SHDFND1,2,37,496 0 0
SIX FLAGS ENTMT CORP NEWCOM83001A102781,50829,259SHDFND1,2,329,259 0 0
SNAP ON INCCOM8330341013,222,40913,052SHDFND1,2,313,052 0 0
SPDR INDEX SHS FDSS&P CHINA ETF78463X400403,5174,903SHDFND1,2,34,903 0 0
SPROUTS FMRS MKT INCCOM85208M102922,90126,346SHDFND1,2,326,346 0 0
SPX TECHNOLOGIES INCCOM78473E103883,09712,512SHDFND1,2,312,512 0 0
STATE STR CORPCOM8574771032,459,64332,476SHDFND1,2,332,476 0 0
STEEL DYNAMICS INCCOM8581191001,738,79615,375SHDFND1,2,315,375 0 0
STRIDE INCCOM86333M108719,33518,327SHDFND1,2,318,327 0 0
SUN CTRY AIRLS HLDGS INCCOM866683105800,36139,042SHDFND1,2,339,042 0 0
SYNOPSYS INCCOM8716071071,477,7933,826SHDFND1,2,33,826 0 0
TAPESTRY INCCOM876030107361,9958,397SHDFND1,2,38,397 0 0
TECNOGLASS INCORD SHSG87264100844,65120,128SHDFND1,2,320,128 0 0
TEREX CORP NEWCOM880779103838,95817,341SHDFND1,2,317,341 0 0
TRACTOR SUPPLY COCOM8923561061,460,5396,214SHDFND1,2,36,214 0 0
TRANE TECHNOLOGIES PLCSHSG8994E1033,062,71616,647SHDFND1,2,316,647 0 0
UNITED AIRLS HLDGS INCCOM9100471092,601,06058,781SHDFND1,2,358,781 0 0
UNITED RENTALS INCCOM9113631092,477,4586,260SHDFND1,2,36,260 0 0
UNITIL CORPCOM913259107772,89213,550SHDFND1,2,313,550 0 0
VALERO ENERGY CORPCOM91913Y1002,978,64621,337SHDFND1,2,321,337 0 0
VANECK ETF TRUSTINDONESIA INDEX92189F833262,75214,727SHDFND1,2,314,727 0 0
VANECK ETF TRUSTOIL SERVICES ETF92189H607600,5412,167SHDFND1,2,32,167 0 0
VANECK ETF TRUSTPREFERRED SECURT92189F4292,523,315142,964SHDFND1,2,3142,964 0 0
VANECK ETF TRUSTVANECK VIETNAM92189F817249,98320,524SHDFND1,2,320,524 0 0
VANGUARD INDEX FDSS&P 500 ETF SHS9229083634,703,88412,508SHDFND1,2,312,508 0 0
VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742604,2036,561SHDFND1,2,36,561 0 0
VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6641,176,05816,316SHDFND1,2,316,316 0 0
VICI PPTYS INCCOM9256521092,879,56688,198SHDFND1,2,388,198 0 0
WABASH NATL CORPCOM929566107712,79128,987SHDFND1,2,328,987 0 0
WATSCO INCCOM942622200390,3831,227SHDFND1,2,31,227 0 0
WELLS FARGO CO NEWCOM949746101544,21614,559SHDFND1,2,314,559 0 0
WESTERN ASST INFLTN LKD INMCOM SH BEN INT95766Q106639,32273,910SHDFND1,2,373,910 0 0
WESTERN AST INFL LKD OPP & ICOM95766R1042,302,708251,662SHDFND1,2,3251,662 0 0