UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2021
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
RMB Capital Management, LLC
Address:
115 S. Lasalle St.
34th Floor
Chicago, IL 60603
Form 13F File Number:
028-11714

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
John G. Davis
Title:
Chief Compliance Officer
Phone:
312-993-5800


Signature, Place, and Date of Signing:

/s/ John G. Davis
                         [Signature]
Chicago, ILLINOIS
                 [City, State]
05-11-2021
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
451
Form 13F Information table Value Total:
2704906
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
3M COCOM88579Y1011,7499,078SHSOLE9,078 0 0
ABBOTT LABSCOM0028241008,34269,607SHSOLE69,607 0 0
ABBVIE INCCOM00287Y1095,90554,565SHSOLE54,565 0 0
ABIOMED INCCOM0036541005471,715SHSOLE1,715 0 0
ACCENTURE PLC IRELANDSHS CLASS AG1151C10121,58478,132SHSOLE78,132 0 0
ADOBE SYSTEMS INCORPORATEDCOM00724f1012,1714,567SHSOLE4,567 0 0
ADVENT CONVERTIBLE & INCOMECOM00764c10981346,000SHSOLE46,000 0 0
AFFILIATED MANAGERS GROUP INCOM0082521081,0437,000SHSOLE7,000 0 0
AIR PRODS & CHEMS INCCOM009158106218775SHSOLE775 0 0
ALEXANDRIA REAL ESTATE EQ INCOM0152711094,98730,354SHSOLE30,354 0 0
ALGONQUIN PWR UTILS CORPCOM0158571055,894372,065SHSOLE372,065 0 0
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022881,270SHSOLE1,270 0 0
ALIGN TECHNOLOGY INCCOM016255101340627SHSOLE627 0 0
ALLOGENE THERAPEUTICS INCCOM01977010664318,229SHSOLE18,229 0 0
ALPHABET INCCAP STK CL A02079k30540,67919,723SHSOLE19,723 0 0
ALPHABET INCCAP STK CL C02079k10733,97316,423SHSOLE16,423 0 0
ALTRIA GROUP INCCOM02209S1034,52988,532SHSOLE88,532 0 0
AMAZON COM INCCOM0231351068,0112,589SHSOLE2,589 0 0
AMERICAN EXPRESS COCOM0258161091,68211,890SHSOLE11,890 0 0
AMERICAN FINL GROUP INC OHIOCOM02593210416,441144,096SHSOLE144,096 0 0
AMERICAN TOWER CORP NEWCOM03027x10024,002100,402SHSOLE100,402 0 0
AMERICAN VANGUARD CORPCOM0303711081,77386,850SHSOLE86,850 0 0
AMERIS BANCORPCOM03076k1083,56367,851SHSOLE67,851 0 0
AMGEN INCCOM03116210015,17861,001SHSOLE61,001 0 0
AMPHENOL CORP NEWCL A03209510193414,158SHSOLE14,158 0 0
ANALOG DEVICES INCCOM03265410517,186110,822SHSOLE110,822 0 0
ANSYS INCCOM03662q1055891,734SHSOLE1,734 0 0
ANTHEM INCCOM0367521031,0262,859SHSOLE2,859 0 0
APPLE INCCOM03783310039,297321,708SHSOLE321,708 0 0
APPLIED MATLS INCCOM0382221051,38510,367SHSOLE10,367 0 0
APTARGROUP INCCOM0383361037,78254,931SHSOLE54,931 0 0
ARGO GROUP INTL HLDGS LTDCOMg0464b10710,817214,959SHSOLE214,959 0 0
ARK ETF TRINNOVATION ETF00214q1042241,866SHSOLE1,866 0 0
ASML HOLDING N VN Y REGISTRY SHSn07059210220356SHSOLE356 0 0
ASPEN TECHNOLOGY INCCOM04532710335,764247,793SHSOLE247,793 0 0
ASTEC INDS INCCOM0462241014576,055SHSOLE6,055 0 0
ASTRAZENECA PLCSPONSORED ADR0463531082384,785SHSOLE4,785 0 0
AT&T INCCOM00206R10266221,877SHSOLE21,877 0 0
AUTODESK INCCOM0527691064521,632SHSOLE1,632 0 0
AUTOMATIC DATA PROCESSING INCOM0530151031,6328,659SHSOLE8,659 0 0
AVALARA INCCOM05338g1066745,052SHSOLE5,052 0 0
AVERY DENNISON CORPCOM05361110923,142126,010SHSOLE126,010 0 0
BADGER METER INCCOM0565251088018,608SHSOLE8,608 0 0
BANK MONTREAL QUECOM0636711014194,705SHSOLE4,705 0 0
BARINGS BDC INCCOM06759l10329329,372SHSOLE29,372 0 0
BAUSCH HEALTH COS INCCOM0717341072,12066,777SHSOLE66,777 0 0
BAXTER INTL INCCOM0718131094585,432SHSOLE5,432 0 0
BEACON ROOFING SUPPLY INCCOM0736851092885,500SHSOLE5,500 0 0
BECTON DICKINSON & COCOM07588710919,89581,824SHSOLE81,824 0 0
BELDEN INCCOM0774541062134,800SHSOLE4,800 0 0
BERKSHIRE HATHAWAY INC DELCL A0846701082,7007SHSOLE7 0 0
BERKSHIRE HATHAWAY INC DELCL B NEW0846707023,55613,919SHSOLE13,919 0 0
BILL COM HLDGS INCCOM0900431008876,098SHSOLE6,098 0 0
BIOLIFE SOLUTIONS INCCOM NEW09062w2046,980193,902SHSOLE193,902 0 0
BIOMARIN PHARMACEUTICAL INCCOM09061g1012573,400SHSOLE3,400 0 0
BIO-TECHNE CORPCOM09073m1048,34221,843SHSOLE21,843 0 0
BK OF AMERICA CORPCOM06050510499925,827SHSOLE25,827 0 0
BLACKROCK ENHANCED INTL DIVCOM BENE INTER09252410714624,122SHSOLE24,122 0 0
BLACKSTONE GROUP INCCOM09260d10778410,517SHSOLE10,517 0 0
BLUEBIRD BIO INCCOM09609g10059819,850SHSOLE19,850 0 0
BOEING COCOM0970231051,1694,590SHSOLE4,590 0 0
BOOKING HOLDINGS INCCOM09857L10837,99616,308SHSOLE16,308 0 0
BP PLCSPONSORED ADR0556221045,267216,324SHSOLE216,324 0 0
BRIGHT HORIZONS FAM SOL IN DCOM1091941007,45443,479SHSOLE43,479 0 0
BRINKS COCOM10969610415,156191,286SHSOLE191,286 0 0
BRISTOL-MYERS SQUIBB COCOM11012210881712,944SHSOLE12,944 0 0
BROADCOM INCCOM11135f1011,1392,457SHSOLE2,457 0 0
BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510463214,206SHSOLE14,206 0 0
BUSINESS FIRST BANCSHARES INCOM12326C10593338,994SHSOLE38,994 0 0
CALAMOS CONV & HIGH INCOME FCOM SHS12811p1081,09473,363SHSOLE73,363 0 0
CALAMOS GBL DYN INCOME FUNDCOM12811l10755754,525SHSOLE54,525 0 0
CALIFORNIA BANCORP INCCOM13005U10139222,000SHSOLE22,000 0 0
CAPSTAR FINL HLDGS INCCOM14070t10263836,963SHSOLE36,963 0 0
CAREDX INCCOM14167L1032,16931,849SHSOLE31,849 0 0
CARLISLE COS INCCOM1423391003,35220,369SHSOLE20,369 0 0
CARPENTER TECHNOLOGY CORPCOM14428510310,244248,949SHSOLE248,949 0 0
CASELLA WASTE SYS INCCL A1474481042984,688SHSOLE4,688 0 0
CATALENT INCCOM14880610218,741177,963SHSOLE177,963 0 0
CATCHMARK TIMBER TR INCCL A14912y2022,331228,974SHSOLE228,974 0 0
CATERPILLAR INCCOM1491231011,2365,329SHSOLE5,329 0 0
CDW CORPCOM12514g10824,534148,017SHSOLE148,017 0 0
CERNER CORPCOM15678210414,266198,470SHSOLE198,470 0 0
CHART INDS INCCOM16115q3085,15736,231SHSOLE36,231 0 0
CHESAPEAKE UTILS CORPCOM1653031085,39246,449SHSOLE46,449 0 0
CHEVRON CORP NEWCOM1667641003,85236,764SHSOLE36,764 0 0
CHUBB LIMITEDCOMh1467j1041,86611,813SHSOLE11,813 0 0
CINTAS CORPCOM172908105237693SHSOLE693 0 0
CISCO SYS INCCOM17275r1021,05920,475SHSOLE20,475 0 0
CIT GROUP INCCOM NEW1255818011,28825,000SHSOLE25,000 0 0
CITIGROUP INCCOM NEW1729674242,32231,924SHSOLE31,924 0 0
CLOUGH GLOBAL DIVID & INCOMECOM18913y10347941,042SHSOLE41,042 0 0
CME GROUP INCCOM12572Q10518,36389,913SHSOLE89,913 0 0
COCA COLA COCOM19121610090517,173SHSOLE17,173 0 0
COGNEX CORPCOM1924221038229,900SHSOLE9,900 0 0
COLUMBIA SPORTSWEAR COCOM19851610613,426127,106SHSOLE127,106 0 0
COMCAST CORP NEWCL A20030N1011,17221,658SHSOLE21,658 0 0
COMMERCE BANCSHARES INCCOM2005251035897,683SHSOLE7,683 0 0
COMMUNITY HEALTHCARE TR INCCOM20369c10672615,744SHSOLE15,744 0 0
CONSTELLIUM SECL A SHSf2110710151735,150SHSOLE35,150 0 0
COOPER COS INCCOM NEW21664840241,222107,324SHSOLE107,324 0 0
COPART INCCOM2172041067,58569,839SHSOLE69,839 0 0
CORESITE RLTY CORPCOM21870q1058807,342SHSOLE7,342 0 0
COSTAR GROUP INCCOM22160n109290353SHSOLE353 0 0
COSTCO WHSL CORP NEWCOM22160K1059142,593SHSOLE2,593 0 0
COUPA SOFTWARE INCCOM22266l1066872,700SHSOLE2,700 0 0
CRISPR THERAPEUTICS AGNAMEN AKTh171821081,37211,262SHSOLE11,262 0 0
CROWDSTRIKE HLDGS INCCL A22788c1059305,093SHSOLE5,093 0 0
CROWN CASTLE INTL CORP NEWCOM22822v1015993,478SHSOLE3,478 0 0
CSW INDUSTRIALS INCCOM1264021064053,000SHSOLE3,000 0 0
CULLEN FROST BANKERS INCCOM2298991094894,500SHSOLE4,500 0 0
CUMMINS INCCOM231021106211815SHSOLE815 0 0
CURTISS WRIGHT CORPCOM2315611017,36562,096SHSOLE62,096 0 0
CYRUSONE INCCOM23283r1002,47836,587SHSOLE36,587 0 0
DANAHER CORPORATIONCOM23585110256,197249,676SHSOLE249,676 0 0
DBX ETF TRXTRACK MSCI EAFE23305120046712,868SHSOLE12,868 0 0
DEERE & COCOM2441991052,2796,090SHSOLE6,090 0 0
DEUTSCHE BANK A GNAMEN AKTd1819089827322,750SHSOLE22,750 0 0
DEVON ENERGY CORP NEWCOM25179m10312,837587,516SHSOLE587,516 0 0
DIAGEO PLCSPON ADR NEW25243Q20512,73077,525SHSOLE77,525 0 0
DIAMONDBACK ENERGY INCCOM25278x1092,89539,388SHSOLE39,388 0 0
DIGIMARC CORP NEWCOM25381b1014,937166,455SHSOLE166,455 0 0
DISNEY WALT COCOM2546871061,3377,248SHSOLE7,248 0 0
DOCUSIGN INCCOM2561631061,1185,523SHSOLE5,523 0 0
DOLLAR GEN CORP NEWCOM25667710548,023237,010SHSOLE237,010 0 0
DOLLAR TREE INCCOM2567461081,67814,662SHSOLE14,662 0 0
DOW INCCOM2605571031,65625,897SHSOLE25,897 0 0
DYNATRACE INCCOM NEW26815010979616,510SHSOLE16,510 0 0
EAGLE MATLS INCCOM26969p10819,200142,844SHSOLE142,844 0 0
EASTERN BANKSHARES INCCOM27627n1052,411125,000SHSOLE125,000 0 0
EASTGROUP PPTYS INCCOM27727610118,522129,272SHSOLE129,272 0 0
EATON VANCE TAX-MANAGED BUY-COM27828y1081,12172,378SHSOLE72,378 0 0
ECOLAB INCCOM2788651001,2645,904SHSOLE5,904 0 0
EDITAS MEDICINE INCCOM28106w10394822,566SHSOLE22,566 0 0
EDWARDS LIFESCIENCES CORPCOM28176e10844,888536,685SHSOLE536,685 0 0
ELLINGTON FINANCIAL INCCOM28852n10969643,500SHSOLE43,500 0 0
EMERSON ELEC COCOM2910111042863,165SHSOLE3,165 0 0
ENERGY TRANSFER LPCOM UT LTD PTN29273v10023530,648SHSOLE30,648 0 0
ENERSYSCOM29275y1022,27925,104SHSOLE25,104 0 0
ENTERPRISE PRODS PARTNERS LCOM2937921071,32860,308SHSOLE60,308 0 0
EOG RES INCCOM26875p1012,43333,544SHSOLE33,544 0 0
EPAM SYS INCCOM29414b104240604SHSOLE604 0 0
EQUINIX INCCOM29444u70018,31426,948SHSOLE26,948 0 0
EQUITRANS MIDSTREAM CORPCOM29460010119924,433SHSOLE24,433 0 0
EQUITY COMWLTHCOM SH BEN INT2946281022,03873,321SHSOLE73,321 0 0
ESSENTIAL PPTYS RLTY TR INCCOM29670E1072,856125,081SHSOLE125,081 0 0
ETF MANAGERS TRPRIME CYBR SCRTY26924g2011,19121,695SHSOLE21,695 0 0
EXACT SCIENCES CORPCOM30063p1056,84551,941SHSOLE51,941 0 0
EXPONENT INCCOM30214u1029,59598,465SHSOLE98,465 0 0
EXXON MOBIL CORPCOM30231G1021,09819,675SHSOLE19,675 0 0
FACEBOOK INCCL A30303m1022,0947,109SHSOLE7,109 0 0
FAIR ISAAC CORPCOM30325010418,80238,683SHSOLE38,683 0 0
FASTENAL COCOM3119001042,07041,172SHSOLE41,172 0 0
FIDELITY COVINGTON TRUSTMSCI INFO TECH I3160928085,36250,650SHSOLE50,650 0 0
FIDELITY NATL INFORMATION SVCOM31620m1061,67711,929SHSOLE11,929 0 0
FIDUS INVT CORPCOM31650010761739,650SHSOLE39,650 0 0
FIFTH THIRD BANCORPCOM31677310044911,986SHSOLE11,986 0 0
FIRST BANCORP P RCOM NEW3186727061,407125,000SHSOLE125,000 0 0
FIRST HORIZON CORPORATIONCOM32051710542325,000SHSOLE25,000 0 0
FIRST REP BK SAN FRANCISCO CCOM33616c10030,131180,696SHSOLE180,696 0 0
FIRST TR ENERGY INCOME & GROCOM33738g10417713,186SHSOLE13,186 0 0
FIRST WESTN FINL INCCOM33751L1051,00040,000SHSOLE40,000 0 0
FISERV INCCOM3377381084,83640,622SHSOLE40,622 0 0
FIVE9 INCCOM3383071015,38434,440SHSOLE34,440 0 0
FLIR SYS INCCOM3024451013,71165,714SHSOLE65,714 0 0
FORTIVE CORPCOM34959j1086649,404SHSOLE9,404 0 0
FORTUNE BRANDS HOME & SEC INCOM34964c10632,930343,668SHSOLE343,668 0 0
FOX FACTORY HLDG CORPCOM35138v1025,47843,117SHSOLE43,117 0 0
FS KKR CAP CORP IICOM35952v30357329,350SHSOLE29,350 0 0
FULL HSE RESORTS INCCOM3596781092,553300,000SHSOLE300,000 0 0
GARTNER INCCOM3666511075483,000SHSOLE3,000 0 0
GENERAL ELECTRIC COCOM36960410391769,821SHSOLE69,821 0 0
GENERAL MTRS COCOM37045V10090515,754SHSOLE15,754 0 0
GILEAD SCIENCES INCCOM3755581035808,967SHSOLE8,967 0 0
GLOBAL BLUE GROUP HOLDING AG*W EXP 08/28/202H3370011511998,323SHSOLE98,323 0 0
GLOBAL X FDSCYBRSCURTY ETF37954y3842429,656SHSOLE9,656 0 0
GLOBAL X FDSUS INFR DEV ETF37954y6732258,980SHSOLE8,980 0 0
GOLDMAN SACHS GROUP INCCOM38141g1045181,584SHSOLE1,584 0 0
GRACO INCCOM3841091044,95269,137SHSOLE69,137 0 0
GRAND CANYON ED INCCOM38526M1061,36812,774SHSOLE12,774 0 0
GREAT WESTN NATL BK PORTLANDCOM6952631031,96051,365SHSOLE51,365 0 0
GUIDEWIRE SOFTWARE INCCOM40171v1005,45553,672SHSOLE53,672 0 0
HARLEY DAVIDSON INCCOM4128221081,28231,980SHSOLE31,980 0 0
HDFC BANK LTDSPONSORED ADS40415f1012202,833SHSOLE2,833 0 0
HEICO CORP NEWCL A4228062082,07018,224SHSOLE18,224 0 0
HEICO CORP NEWCOM4228061092,77422,054SHSOLE22,054 0 0
HELEN OF TROY LTDCOMG4388N1061,1045,242SHSOLE5,242 0 0
HENRY JACK & ASSOC INCCOM42628110139,570260,808SHSOLE260,808 0 0
HOME DEPOT INCCOM4370761025,72318,749SHSOLE18,749 0 0
HONEYWELL INTL INCCOM4385161062,1269,796SHSOLE9,796 0 0
HOWARD BANCORP INCCOM44249610560736,901SHSOLE36,901 0 0
IDEX CORPCOM45167r1045,24625,060SHSOLE25,060 0 0
IDEXX LABS INCCOM45168d1044,4799,153SHSOLE9,153 0 0
IHS MARKIT LTDSHSg4756710545,718472,386SHSOLE472,386 0 0
II-VI INCCOM9021041081,29518,947SHSOLE18,947 0 0
ILLINOIS TOOL WKS INCCOM45230810917,20577,670SHSOLE77,670 0 0
ILLUMINA INCCOM4523271091,6684,342SHSOLE4,342 0 0
INDEPENDENT BANK CORP MASSCOM4538361087208,549SHSOLE8,549 0 0
INGERSOLL RAND INCCOM45687v1061,77536,076SHSOLE36,076 0 0
INSULET CORPCOM45784p1011,2034,612SHSOLE4,612 0 0
INTEL CORPCOM45814010073711,512SHSOLE11,512 0 0
INTELLIA THERAPEUTICS INCCOM45826j1051,42517,755SHSOLE17,755 0 0
INTERCONTINENTAL EXCHANGE INCOM45866F1041,37512,313SHSOLE12,313 0 0
INTUITCOM461202103330861SHSOLE861 0 0
INTUITIVE SURGICAL INCCOM NEW46120e6022,1272,879SHSOLE2,879 0 0
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E3545,09687,628SHSOLE87,628 0 0
INVESCO EXCHANGE TRADED FD THIG YLD EQ DIV46137v56363031,120SHSOLE31,120 0 0
INVESCO QQQ TRUNIT SER 146090E1031,0883,408SHSOLE3,408 0 0
INVESTORS BANCORP INC NEWCOM46146l10110,108688,080SHSOLE688,080 0 0
IOVANCE BIOTHERAPEUTICS INCCOM46226010086627,338SHSOLE27,338 0 0
ISHARES TRCORE DIV GRWTH46434v6211,74636,169SHSOLE36,169 0 0
ISHARES TRCORE MSCI EAFE46432F8424346,017SHSOLE6,017 0 0
ISHARES TRCORE S&P MCP ETF4642875072,72910,485SHSOLE10,485 0 0
ISHARES TRCORE S&P SCP ETF46428780415,490142,726SHSOLE142,726 0 0
ISHARES TRCORE S&P500 ETF4642872004,41911,108SHSOLE11,108 0 0
ISHARES TREAFE SML CP ETF4642882733144,368SHSOLE4,368 0 0
ISHARES TRMSCI EAFE ETF46428746599813,154SHSOLE13,154 0 0
ISHARES TRMSCI EMG MKT ETF4642872341,60029,999SHSOLE29,999 0 0
ISHARES TRMSCI USA QLT FCT46432f3392031,669SHSOLE1,669 0 0
ISHARES TRPFD AND INCM SEC4642886872977,745SHSOLE7,745 0 0
ISHARES TRRUS 1000 ETF4642876229,92844,357SHSOLE44,357 0 0
ISHARES TRRUS 1000 GRW ETF4642876147,97432,810SHSOLE32,810 0 0
ISHARES TRRUS 1000 VAL ETF4642875987304,817SHSOLE4,817 0 0
ISHARES TRRUS MD CP GR ETF46428748110,10699,021SHSOLE99,021 0 0
ISHARES TRRUS MID CAP ETF4642874993,40546,057SHSOLE46,057 0 0
ISHARES TRRUSSELL 2000 ETF4642876554,83421,880SHSOLE21,880 0 0
ISHARES TRRUSSELL 3000 ETF4642876892951,242SHSOLE1,242 0 0
ISHARES TRS&P 500 GRWT ETF4642873094,01161,600SHSOLE61,600 0 0
ISHARES TRS&P SML 600 GWT4642878873172,470SHSOLE2,470 0 0
ISHARES TRSELECT DIVID ETF4642871684584,018SHSOLE4,018 0 0
ISHARES TRUS HLTHCARE ETF4642877622961,173SHSOLE1,173 0 0
ITT INCCOM45073v1087,45381,985SHSOLE81,985 0 0
JFROG LTDORD SHSm6191j1004,881110,000SHSOLE110,000 0 0
JOHNSON & JOHNSONCOM4781601045,50333,483SHSOLE33,483 0 0
JPMORGAN CHASE & COALERIAN ML ETN46625h36518511,167SHSOLE11,167 0 0
JPMORGAN CHASE & COCOM46625H10053,991354,668SHSOLE354,668 0 0
KADANT INCCOM48282t10410,51256,817SHSOLE56,817 0 0
KANSAS CITY SOUTHERNCOM NEW4851703023,18712,075SHSOLE12,075 0 0
KEURIG DR PEPPER INCCOM49271v10021,391622,368SHSOLE622,368 0 0
KIMBERLY-CLARK CORPCOM4943681035904,241SHSOLE4,241 0 0
KINDER MORGAN INC DELCOM49456B1016,645399,084SHSOLE399,084 0 0
KLA CORPCOM NEW4824801001,0943,311SHSOLE3,311 0 0
LABORATORY CORP AMER HLDGSCOM NEW50540r409214838SHSOLE838 0 0
LAM RESEARCH CORPCOM512807108441741SHSOLE741 0 0
LILLY ELI & COCOM5324571081,3016,964SHSOLE6,964 0 0
LIMESTONE BANCORP INCCOM53262L1051,18975,000SHSOLE75,000 0 0
LINCOLN ELEC HLDGS INCCOM5339001061,46411,908SHSOLE11,908 0 0
LINDE PLCSHSg5494j1038593,068SHSOLE3,068 0 0
LITTELFUSE INCCOM5370081044581,732SHSOLE1,732 0 0
LOCKHEED MARTIN CORPCOM5398301091,9165,185SHSOLE5,185 0 0
LOWES COS INCCOM54866110722,443118,010SHSOLE118,010 0 0
LULULEMON ATHLETICA INCCOM550021109263856SHSOLE856 0 0
M & T BK CORPCOM55261f1042271,500SHSOLE1,500 0 0
MAINSTREET BANCSHARES INCCOM56064y1002,650127,670SHSOLE127,670 0 0
MARATHON PETE CORPCOM56585A1024,63286,589SHSOLE86,589 0 0
MARKEL CORPCOM5705351046,6185,807SHSOLE5,807 0 0
MARKETAXESS HLDGS INCCOM57060d10834,52969,346SHSOLE69,346 0 0
MARRIOTT INTL INC NEWCL A5719032022351,586SHSOLE1,586 0 0
MARSH & MCLENNAN COS INCCOM5717481029,97181,866SHSOLE81,866 0 0
MARTIN MARIETTA MATLS INCCOM5732841066,90620,565SHSOLE20,565 0 0
MARVELL TECHNOLOGY GROUP LTDORDG5876H1051,89238,621SHSOLE38,621 0 0
MASONITE INTL CORPCOM5753851093723,225SHSOLE3,225 0 0
MASTERCARD INCORPORATEDCL A57636Q1042,4626,914SHSOLE6,914 0 0
MCDONALDS CORPCOM5801351011,8928,441SHSOLE8,441 0 0
MERCK & CO. INCCOM58933Y1052,57933,456SHSOLE33,456 0 0
MFA FINL INCCOM55272x10237291,378SHSOLE91,378 0 0
MGE ENERGY INCCOM55277p1044286,000SHSOLE6,000 0 0
MICROCHIP TECHNOLOGY INC.COM5950171041,1967,705SHSOLE7,705 0 0
MICROSOFT CORPCOM59491810453,925228,718SHSOLE228,718 0 0
MKS INSTRS INCCOM55306n10410,50056,626SHSOLE56,626 0 0
MONGODB INCCL A60937p1067132,665SHSOLE2,665 0 0
MONOLITHIC PWR SYS INCCOM60983910516,68247,229SHSOLE47,229 0 0
MOODYS CORPCOM6153691054631,551SHSOLE1,551 0 0
MORGAN STANLEYCOM NEW61744644824,187311,443SHSOLE311,443 0 0
MORGAN STANLEY EMER MKTS DEBCOM61744h10553759,975SHSOLE59,975 0 0
MPLX LPCOM UNIT REP LTD55336v10063224,676SHSOLE24,676 0 0
NEOGEN CORPCOM6404911069,252104,085SHSOLE104,085 0 0
NEOGENOMICS INCCOM NEW64049m2099,275192,305SHSOLE192,305 0 0
NETFLIX INCCOM64110l1065581,070SHSOLE1,070 0 0
NEW RESIDENTIAL INVT CORPCOM NEW64828t2011,337118,860SHSOLE118,860 0 0
NEW YORK CMNTY BANCORP INCCOM64944510337129,437SHSOLE29,437 0 0
NEW YORK MTG TR INCCOM PAR $.02649604501782175,000SHSOLE175,000 0 0
NEXTERA ENERGY INCCOM65339f1011,90225,161SHSOLE25,161 0 0
NEXTERA ENERGY PARTNERS LPCOM UNIT PART IN65341b1065227,167SHSOLE7,167 0 0
NIKE INCCL B6541061037955,985SHSOLE5,985 0 0
NORDSON CORPCOM65566310237,305187,766SHSOLE187,766 0 0
NORTHERN TR CORPCOM6658591042,63225,037SHSOLE25,037 0 0
NORTHROP GRUMMAN CORPCOM6668071026071,874SHSOLE1,874 0 0
NOVO-NORDISK A SADR6701002052764,095SHSOLE4,095 0 0
NUSTAR ENERGY LPUNIT COM67058H10232819,178SHSOLE19,178 0 0
NUVEEN AMT FREE QLTY MUN INCCOM67065710520814,062SHSOLE14,062 0 0
NUVEEN PFD & INCOME OPPORTUNCOM67073b1061,410148,598SHSOLE148,598 0 0
NUVEEN PFD & INCOME TERM FDCOM67075a10682833,114SHSOLE33,114 0 0
NUVEEN QUALITY MUNCP INCOMECOM67066v10122715,000SHSOLE15,000 0 0
NUVEEN TAX-ADVANTAGED DIVIDCOM67073g10550933,710SHSOLE33,710 0 0
NVIDIA CORPORATIONCOM67066G1041,4292,677SHSOLE2,677 0 0
NVR INCCOM62944t1053,467736SHSOLE736 0 0
OAKTREE SPECIALTY LENDING COCOM67401p1081,026165,413SHSOLE165,413 0 0
OKTA INCCL A6792951057013,180SHSOLE3,180 0 0
OLD DOMINION FREIGHT LINE INCOM6795801004,92820,499SHSOLE20,499 0 0
OMNICELL COMCOM68213n10910,59281,559SHSOLE81,559 0 0
OMNICOM GROUP INCCOM6819191062293,090SHSOLE3,090 0 0
ONEOK INC NEWCOM6826801032214,365SHSOLE4,365 0 0
ORACLE CORPCOM68389x10571810,232SHSOLE10,232 0 0
PALO ALTO NETWORKS INCCOM6974351056191,922SHSOLE1,922 0 0
PAYPAL HLDGS INCCOM70450y1034,06616,745SHSOLE16,745 0 0
PENNYMAC MTG INVT TRCOM70931t10371636,521SHSOLE36,521 0 0
PEPSICO INCCOM7134481086954,915SHSOLE4,915 0 0
PFIZER INCCOM7170811031,11730,835SHSOLE30,835 0 0
PHILIP MORRIS INTL INCCOM7181721092002,255SHSOLE2,255 0 0
PHILLIPS 66COM7185461042783,406SHSOLE3,406 0 0
PINNACLE FINL PARTNERS INCCOM72346q1048,46095,418SHSOLE95,418 0 0
PNC FINL SVCS GROUP INCCOM6934751052731,556SHSOLE1,556 0 0
POOL CORPCOM73278l10513,91340,299SHSOLE40,299 0 0
POTLATCHDELTIC CORPORATIONCOM73763010312,143229,468SHSOLE229,468 0 0
PRICE T ROWE GROUP INCCOM74144t1086884,011SHSOLE4,011 0 0
PRIMIS FINANCIAL CORPCOM74167B1091,09075,000SHSOLE75,000 0 0
PROCTER AND GAMBLE COCOM7427181096474,774SHSOLE4,774 0 0
PROGRESSIVE CORPCOM74331510334,132356,990SHSOLE356,990 0 0
PROOFPOINT INCCOM7434241038,81870,100SHSOLE70,100 0 0
PROSHARES TRS&P 500 DV ARIST74348a4675,67865,820SHSOLE65,820 0 0
PROSPERITY BANCSHARES INCCOM7436061054125,500SHSOLE5,500 0 0
PRUDENTIAL FINL INCCOM7443201021,61717,745SHSOLE17,745 0 0
PTC INCCOM69370c10049,115356,811SHSOLE356,811 0 0
PURE CYCLE CORPCOM NEW7462283031,888140,700SHSOLE140,700 0 0
Q2 HLDGS INCCOM74736l1099319,287SHSOLE9,287 0 0
QUALCOMM INCCOM7475251036394,823SHSOLE4,823 0 0
RAYMOND JAMES FINL INCCOM7547301097446,067SHSOLE6,067 0 0
RAYTHEON TECHNOLOGIES CORPCOM75513E1018,522110,292SHSOLE110,292 0 0
RBC BEARINGS INCCOM75524b1047,21736,675SHSOLE36,675 0 0
REDWOOD TR INCCOM75807540272970,000SHSOLE70,000 0 0
REGIONS FINANCIAL CORP NEWCOM7591ep10047523,000SHSOLE23,000 0 0
RELIANT BANCORP INCCOM75956B10157420,000SHSOLE20,000 0 0
REPLIGEN CORPCOM75991610918,68796,123SHSOLE96,123 0 0
RITCHIE BROS AUCTIONEERSCOM76774410511,643198,855SHSOLE198,855 0 0
RIVERVIEW BANCORP INCCOM76939710035050,458SHSOLE50,458 0 0
ROBERT HALF INTL INCCOM7703231033654,680SHSOLE4,680 0 0
ROKU INCCOM CL A77543r1022,8938,880SHSOLE8,880 0 0
ROPER TECHNOLOGIES INCCOM7766961061,1252,788SHSOLE2,788 0 0
ROSS STORES INCCOM7782961032021,688SHSOLE1,688 0 0
ROYAL BK CDACOM7800871025816,302SHSOLE6,302 0 0
ROYAL DUTCH SHELL PLCSPONS ADR A7802592062696,864SHSOLE6,864 0 0
ROYAL GOLD INCCOM7802871086,70562,302SHSOLE62,302 0 0
RPM INTL INCCOM7496851038,13688,576SHSOLE88,576 0 0
S&P GLOBAL INCCOM78409v1046331,793SHSOLE1,793 0 0
SALESFORCE COM INCCOM79466l30228,685135,390SHSOLE135,390 0 0
SARATOGA INVT CORPCOM NEW80349a20851720,400SHSOLE20,400 0 0
SCHWAB STRATEGIC TRUS BRD MKT ETF8085241029199,506SHSOLE9,506 0 0
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243002351,808SHSOLE1,808 0 0
SEACOAST BKG CORP FLACOM NEW81170780115,160418,331SHSOLE418,331 0 0
SELECT BANCORP INC NEWCOM81617L10822120,000SHSOLE20,000 0 0
SELECT SECTOR SPDR TRSBI HEALTHCARE81369y2092201,888SHSOLE1,888 0 0
SELECT SECTOR SPDR TRSBI INT-FINL81369y6051,49743,976SHSOLE43,976 0 0
SELECT SECTOR SPDR TRTECHNOLOGY81369y8036594,959SHSOLE4,959 0 0
SERVICENOW INCCOM81762P102260520SHSOLE520 0 0
SERVISFIRST BANCSHARES INCCOM81768T1087,143116,472SHSOLE116,472 0 0
SHELL MIDSTREAM PARTNERS L PUNIT LTD INT82263410113510,100SHSOLE10,100 0 0
SHERWIN WILLIAMS COCOM824348106378512SHSOLE512 0 0
SILVERGATE CAP CORPCL A82837p4087395,198SHSOLE5,198 0 0
SKYLINE CHAMPION CORPORATIONCOM8308301052,53656,037SHSOLE56,037 0 0
SKYWORKS SOLUTIONS INCCOM83088m1023471,892SHSOLE1,892 0 0
SNAP ON INCCOM8330341018853,836SHSOLE3,836 0 0
SOUTH ST CORPCOM8404411093,63246,263SHSOLE46,263 0 0
SPDR S&P 500 ETF TRTR UNIT78462f10338,89998,147SHSOLE98,147 0 0
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467y10713,09727,512SHSOLE27,512 0 0
SPDR SER TRBLMBRG BRC CNVRT78464A3591,62419,490SHSOLE19,490 0 0
SPDR SER TRPORTFLI INTRMDIT78464a67238311,951SHSOLE11,951 0 0
SPDR SER TRPRTFLO S&P500 HI78468r7882,32060,250SHSOLE60,250 0 0
SPDR SER TRS&P BK ETF78464A79783316,051SHSOLE16,051 0 0
SPDR SER TRS&P REGL BKG78464A69814,730222,034SHSOLE222,034 0 0
SPDR SER TRSPDR BLOOMBERG78468r6633413,729SHSOLE3,729 0 0
STARBUCKS CORPCOM85524410918,110165,732SHSOLE165,732 0 0
STATE STR CORPCOM8574771033444,100SHSOLE4,100 0 0
STEEL DYNAMICS INCCOM8581191007,754152,765SHSOLE152,765 0 0
STERIS PLCSHS USDg8473t10043,254227,078SHSOLE227,078 0 0
STIFEL FINL CORPCOM8606301026,771105,705SHSOLE105,705 0 0
STOCK YDS BANCORP INCCOM8610251041,60931,505SHSOLE31,505 0 0
STORE CAP CORPCOM86212110012,069360,274SHSOLE360,274 0 0
STRYKER CORPORATIONCOM8636671011,3945,722SHSOLE5,722 0 0
SVB FINANCIAL GROUPCOM78486Q10136,50973,955SHSOLE73,955 0 0
SYNOPSYS INCCOM87160710726,336106,289SHSOLE106,289 0 0
TABULA RASA HEALTHCARE INCCOM8733791011,11824,270SHSOLE24,270 0 0
TARGA RES CORPCOM87612g1012989,391SHSOLE9,391 0 0
TARGET CORPCOM87612e1066673,367SHSOLE3,367 0 0
TE CONNECTIVITY LTDREG SHSh849891048706,739SHSOLE6,739 0 0
TELEDYNE TECHNOLOGIES INCCOM8793601056,48115,669SHSOLE15,669 0 0
TERMINIX GLOBAL HOLDINGS INCCOM88087e10038,872815,445SHSOLE815,445 0 0
TESLA INCCOM88160R1011,4692,200SHSOLE2,200 0 0
TEXAS INSTRS INCCOM8825081043,60919,096SHSOLE19,096 0 0
TEXAS PACIFIC LAND CORPORATICOM88262p102262165SHSOLE165 0 0
THERMO FISHER SCIENTIFIC INCCOM8835561024571,001SHSOLE1,001 0 0
TITAN MACHY INCCOM88830r10139315,400SHSOLE15,400 0 0
TJX COS INC NEWCOM87254010936,214547,455SHSOLE547,455 0 0
TRAVELERS COMPANIES INCCOM89417E1099206,119SHSOLE6,119 0 0
TREX CO INCCOM89531p1054,64250,707SHSOLE50,707 0 0
TRICO BANCSHARESCOM89609510611,091234,139SHSOLE234,139 0 0
TRIMBLE INCCOM8962391005,43569,862SHSOLE69,862 0 0
TRISTATE CAP HLDGS INCCOM89678f10084036,415SHSOLE36,415 0 0
TRUIST FINL CORPCOM89832q1092344,016SHSOLE4,016 0 0
TWILIO INCCL A90138F1021,1703,434SHSOLE3,434 0 0
TYLER TECHNOLOGIES INCCOM90225210528,55667,265SHSOLE67,265 0 0
ULTA BEAUTY INCCOM90384s3033561,152SHSOLE1,152 0 0
ULTRAGENYX PHARMACEUTICAL INCOM90400D1081,17110,287SHSOLE10,287 0 0
UNDER ARMOUR INCCL A9043111071,46466,069SHSOLE66,069 0 0
UNION PAC CORPCOM90781810821,19496,156SHSOLE96,156 0 0
UNITED RENTALS INCCOM9113631093881,177SHSOLE1,177 0 0
UNITEDHEALTH GROUP INCCOM91324P10223,25062,489SHSOLE62,489 0 0
US BANCORP DELCOM NEW9029733041,98235,830SHSOLE35,830 0 0
VAIL RESORTS INCCOM91879q10923,88981,907SHSOLE81,907 0 0
VALMONT INDS INCCOM9202531011,8947,967SHSOLE7,967 0 0
VANGUARD INDEX FDSGROWTH ETF9229087363,39413,206SHSOLE13,206 0 0
VANGUARD INDEX FDSLARGE CAP ETF9229086372551,377SHSOLE1,377 0 0
VANGUARD INDEX FDSMID CAP ETF92290862911,45551,754SHSOLE51,754 0 0
VANGUARD INDEX FDSS&P 500 ETF SHS9229083635281,449SHSOLE1,449 0 0
VANGUARD INDEX FDSTOTAL STK MKT9229087697703,725SHSOLE3,725 0 0
VANGUARD INDEX FDSVALUE ETF9229087443352,549SHSOLE2,549 0 0
VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277513,632224,647SHSOLE224,647 0 0
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428583867,421SHSOLE7,421 0 0
VANGUARD SPECIALIZED FUNDSDIV APP ETF92190884413,30490,456SHSOLE90,456 0 0
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF9219438585,726116,591SHSOLE116,591 0 0
VANGUARD WORLD FDSINF TECH ETF92204A7029,69827,051SHSOLE27,051 0 0
VARIAN MED SYS INCCOM92220p1052281,293SHSOLE1,293 0 0
VEEVA SYS INCCL A COM9224751081,2964,961SHSOLE4,961 0 0
VERACYTE INCCOM92337f1071,08820,239SHSOLE20,239 0 0
VERISK ANALYTICS INCCOM92345y1068174,622SHSOLE4,622 0 0
VERIZON COMMUNICATIONS INCCOM92343V1043,44859,301SHSOLE59,301 0 0
VERRA MOBILITY CORPCOM92511u1021,953144,288SHSOLE144,288 0 0
VISA INCCOM CL A92826c83960,668286,535SHSOLE286,535 0 0
VISTEON CORPCOM NEW92839u20612,857105,430SHSOLE105,430 0 0
VROOM INCCOM92918v1091,19830,737SHSOLE30,737 0 0
WALMART INCCOM9311421035073,732SHSOLE3,732 0 0
WASTE MGMT INC DELCOM94106L1093883,009SHSOLE3,009 0 0
WATERSTONE FINL INC MDCOM94188p1011,04451,114SHSOLE51,114 0 0
WATSCO INCCOM94262220010,51440,321SHSOLE40,321 0 0
WEBSTER FINL CORP CONNCOM9478901094,83587,739SHSOLE87,739 0 0
WEC ENERGY GROUP INCCOM92939u1062282,432SHSOLE2,432 0 0
WELLS FARGO CO NEWCOM94974610156914,576SHSOLE14,576 0 0
WEST PHARMACEUTICAL SVSC INCCOM95530610519,30468,507SHSOLE68,507 0 0
WESTERN ALLIANCE BANCORPCOM9576381092292,421SHSOLE2,421 0 0
WEYERHAEUSER CO MTN BECOM NEW96216610469719,570SHSOLE19,570 0 0
WHITEHORSE FIN INCCOM96524v10652934,900SHSOLE34,900 0 0
WILLIAMS COS INCCOM96945710031013,084SHSOLE13,084 0 0
WISDOMTREE TREUROPE HEDGED EQ97717X7012,42333,304SHSOLE33,304 0 0
WISDOMTREE TRITL HDG QTLY DIV97717X59412,120293,529SHSOLE293,529 0 0
WISDOMTREE TRJAPN HEDGE EQT97717w8513,61558,936SHSOLE58,936 0 0
WISDOMTREE TRUS DIVID EX FNCL97717W4063,09032,763SHSOLE32,763 0 0
WISDOMTREE TRUS MIDCAP DIVID97717W5057,419183,536SHSOLE183,536 0 0
WISDOMTREE TRUS QTLY DIV GRT97717X66914,702257,071SHSOLE257,071 0 0
WISDOMTREE TRUS SMALLCAP DIVD97717W6043,05197,948SHSOLE97,948 0 0
WP CAREY INCCOM92936u1091,61822,861SHSOLE22,861 0 0
ZOETIS INCCL A98978v1035913,750SHSOLE3,750 0 0
ZOOM VIDEO COMMUNICATIONS INCL A98980l101282878SHSOLE878 0 0