UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:
06-30-2021
Check here if Amendment: Amendment Number:
This Amendment (Check only one.): is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Avantax Planning Partners, Inc.
Address:
3390 ASBURY ROAD
DUBUQUE, IA 52002
Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Chris Kobes
Title:
Chief Compliance Officer
Phone:
563-582-2855


Signature, Place, and Date of Signing:

Chris Kobes
                         [Signature]
Dubuque, IOWA
                 [City, State]
08-10-2021
                           [Date]
                          

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
329
Form 13F Information table Value Total:
2131860
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ISHARES TRCORE S&P MCP ETF4642875078163,035SHSOLE 0 0 3,035
ISHARES TRS&P MC 400VL ETF4642877057887,483SHSOLE 0 0 7,483
ISHARES TRS&P MC 400GR ETF4642876061,16414,378SHSOLE 0 0 14,378
ISHARES TRS&P 500 VAL ETF4642874081,73811,771SHSOLE 0 0 11,771
ISHARES TRCORE S&P500 ETF4642872007691,789SHSOLE 0 0 1,789
ISHARES TRS&P 500 GRWT ETF46428730910,581145,486SHSOLE 0 0 145,486
ISHARES TRRUS 1000 VAL ETF46428759810,72067,581SHSOLE 0 0 67,581
ISHARES TRRUS 1000 GRW ETF4642876141,0643,919SHSOLE 0 0 3,919
ISHARES TRRUSSELL 2000 ETF4642876551,2825,590SHSOLE 0 0 5,590
ISHARES TRRUS 2000 VAL ETF46428763085,661516,745SHSOLE 0 0 516,745
ISHARES TRRUSSELL 3000 ETF4642876892591,013SHSOLE 0 0 1,013
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107359731SHSOLE 0 0 731
SPDR S&P 500 ETF TRTR UNIT78462F1033,5588,313SHSOLE 0 0 8,313
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8862624,142SHSOLE 0 0 4,142
ADOBE SYSTEMS INCORPORATEDCOM00724F1011,8353,133SHSOLE 0 0 3,133
AMAZON COM INCCOM0231351064,3901,276SHSOLE 0 0 1,276
BLACK HILLS CORPCOM0921131091,76826,936SHSOLE 0 0 26,936
BRISTOL-MYERS SQUIBB COCOM1101221082,86042,799SHSOLE 0 0 42,799
BERKSHIRE HATHAWAY INC DELCL B NEW0846707024,27415,378SHSOLE 0 0 15,378
EMERSON ELEC COCOM2910111042,53526,339SHSOLE 0 0 26,339
BOEING COCOM0970231052,50510,458SHSOLE 0 0 10,458
INVESCO QQQ TRUNIT SER 146090E1033,4319,679SHSOLE 0 0 9,679
AMGEN INCCOM0311621001,2164,989SHSOLE 0 0 4,989
ABBOTT LABSCOM0028241003,44529,718SHSOLE 0 0 29,718
BP PLCSPONSORED ADR05562210428910,927SHSOLE 0 0 10,927
ALTRIA GROUP INCCOM02209S1032,80258,756SHSOLE 0 0 58,756
FEDEX CORPCOM31428X1063311,108SHSOLE 0 0 1,108
HORMEL FOODS CORPCOM4404521003828,009SHSOLE 0 0 8,009
GENUINE PARTS COCOM3724601052431,921SHSOLE 0 0 1,921
GLAXOSMITHKLINE PLCSPONSORED ADR37733W1053017,571SHSOLE 0 0 7,571
INTEL CORPCOM4581401003,45961,613SHSOLE 0 0 61,613
ILLINOIS TOOL WKS INCCOM4523081091,3916,221SHSOLE 0 0 6,221
ISHARES TRRUS 2000 GRW ETF46428764815,59650,036SHSOLE 0 0 50,036
ORACLE CORPCOM68389X1051,08713,961SHSOLE 0 0 13,961
QUALCOMM INCCOM7475251032,27315,901SHSOLE 0 0 15,901
DISNEY WALT COCOM2546871062,55714,548SHSOLE 0 0 14,548
HONEYWELL INTL INCCOM4385161068363,810SHSOLE 0 0 3,810
SHERWIN WILLIAMS COCOM8243481063981,461SHSOLE 0 0 1,461
US BANCORP DELCOM NEW9029733043,17455,707SHSOLE 0 0 55,707
JOHNSON & JOHNSONCOM4781601044,82929,316SHSOLE 0 0 29,316
MEDTRONIC PLCSHSG5960L1038907,168SHSOLE 0 0 7,168
PFIZER INCCOM7170811034,659118,976SHSOLE 0 0 118,976
EXELON CORPCOM30161N1012214,994SHSOLE 0 0 4,994
LOWES COS INCCOM5486611071,1786,075SHSOLE 0 0 6,075
ISHARES TRMSCI EAFE ETF4642874651,57519,969SHSOLE 0 0 19,969
CHEVRON CORP NEWCOM1667641002,79726,707SHSOLE 0 0 26,707
MICROSOFT CORPCOM59491810411,95744,137SHSOLE 0 0 44,137
UNITED PARCEL SERVICE INCCL B9113121063,02014,519SHSOLE 0 0 14,519
AT&T INCCOM00206R1023,332115,765SHSOLE 0 0 115,765
PRUDENTIAL FINL INCCOM7443201022802,736SHSOLE 0 0 2,736
CITIGROUP INCCOM NEW1729674243,69752,255SHSOLE 0 0 52,255
CISCO SYS INCCOM17275R1021,78933,757SHSOLE 0 0 33,757
DNP SELECT INCOME FD INCCOM23325P10418317,489SHSOLE 0 0 17,489
INTERNATIONAL BUSINESS MACHSCOM4592001014,68831,984SHSOLE 0 0 31,984
COCA COLA COCOM1912161004,91190,753SHSOLE 0 0 90,753
LOCKHEED MARTIN CORPCOM5398301093,2068,473SHSOLE 0 0 8,473
PEPSICO INCCOM7134481085,68038,337SHSOLE 0 0 38,337
PPG INDS INCCOM6935061073502,059SHSOLE 0 0 2,059
STRYKER CORPORATIONCOM8636671014241,631SHSOLE 0 0 1,631
JOHNSON CTLS INTL PLCSHSG515021053424,990SHSOLE 0 0 4,990
VERIZON COMMUNICATIONS INCCOM92343V1044,95288,376SHSOLE 0 0 88,376
SPDR SER TRS&P 600 SMCP GRW78464A2013,74842,224SHSOLE 0 0 42,224
ISHARES TRRUS MD CP GR ETF46428748111,19998,931SHSOLE 0 0 98,931
ISHARES TRRUS MDCP VAL ETF46428747310,93995,141SHSOLE 0 0 95,141
ISHARES TRGLOBAL TECH ETF4642872913501,037SHSOLE 0 0 1,037
ISHARES TRU.S. TECH ETF4642877215195,220SHSOLE 0 0 5,220
SELECT SECTOR SPDR TRENERGY81369Y5063957,330SHSOLE 0 0 7,330
SELECT SECTOR SPDR TRFINANCIAL81369Y60552514,318SHSOLE 0 0 14,318
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7042122,074SHSOLE 0 0 2,074
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8031,1167,561SHSOLE 0 0 7,561
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30871010,150SHSOLE 0 0 10,150
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2092021,603SHSOLE 0 0 1,603
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4075232,927SHSOLE 0 0 2,927
ISHARES TRISHARES BIOTECH4642875562701,649SHSOLE 0 0 1,649
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088446,79143,871SHSOLE 0 0 43,871
WALGREENS BOOTS ALLIANCE INCCOM9314271085019,521SHSOLE 0 0 9,521
DEERE & COCOM2441991054,02411,410SHSOLE 0 0 11,410
BK OF AMERICA CORPCOM0605051041,21529,480SHSOLE 0 0 29,480
STARBUCKS CORPCOM8552441091,92917,249SHSOLE 0 0 17,249
AUTOMATIC DATA PROCESSING INCOM0530151038404,229SHSOLE 0 0 4,229
EXXON MOBIL CORPCOM30231G1025,82792,382SHSOLE 0 0 92,382
AFLAC INCCOM0010551023276,091SHSOLE 0 0 6,091
WALMART INCCOM9311421033,17422,509SHSOLE 0 0 22,509
APPLIED MATLS INCCOM0382221051,3589,533SHSOLE 0 0 9,533
ANTHEM INCCOM036752103328860SHSOLE 0 0 860
UNION PAC CORPCOM9078181081,3746,245SHSOLE 0 0 6,245
TEXAS INSTRS INCCOM8825081043,32617,295SHSOLE 0 0 17,295
BAXTER INTL INCCOM0718131092863,547SHSOLE 0 0 3,547
TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS8740391005074,223SHSOLE 0 0 4,223
TARGET CORPCOM87612E1063,30613,676SHSOLE 0 0 13,676
COLGATE PALMOLIVE COCOM1941621037929,730SHSOLE 0 0 9,730
COSTCO WHSL CORP NEWCOM22160K1051,8874,770SHSOLE 0 0 4,770
LILLY ELI & COCOM5324571083991,740SHSOLE 0 0 1,740
CVS HEALTH CORPCOM1266501002,38328,554SHSOLE 0 0 28,554
QUEST DIAGNOSTICS INCCOM74834L1003102,348SHSOLE 0 0 2,348
DANAHER CORPORATIONCOM2358511029623,586SHSOLE 0 0 3,586
MCKESSON CORPCOM58155Q1038714,553SHSOLE 0 0 4,553
MERCK & CO INCCOM58933Y1055,47170,347SHSOLE 0 0 70,347
MORGAN STANLEYCOM NEW6174464484054,414SHSOLE 0 0 4,414
PROCTER AND GAMBLE COCOM7427181096,25746,372SHSOLE 0 0 46,372
GENERAL ELECTRIC COCOM36960410338128,274SHSOLE 0 0 28,274
KIMBERLY-CLARK CORPCOM4943681033332,492SHSOLE 0 0 2,492
GILEAD SCIENCES INCCOM3755581032273,300SHSOLE 0 0 3,300
HOME DEPOT INCCOM4370761023,0789,651SHSOLE 0 0 9,651
TRANE TECHNOLOGIES PLCSHSG8994E1039255,023SHSOLE 0 0 5,023
MCDONALDS CORPCOM5801351013,87816,788SHSOLE 0 0 16,788
NIKE INCCL B6541061031,70911,060SHSOLE 0 0 11,060
JPMORGAN CHASE & COCOM46625H1005,23933,681SHSOLE 0 0 33,681
TJX COS INC NEWCOM8725401091,23918,375SHSOLE 0 0 18,375
MONDELEZ INTL INCCL A60920710565010,417SHSOLE 0 0 10,417
WILLIAMS COS INCCOM96945710030211,362SHSOLE 0 0 11,362
WELLS FARGO CO NEWCOM9497461012,08145,945SHSOLE 0 0 45,945
ISHARES TRIBOXX INV CP ETF4642872421,3189,813SHSOLE 0 0 9,813
GLOBAL PMTS INCCOM37940X1022411,285SHSOLE 0 0 1,285
FORD MTR CO DELCOM34537086045630,686SHSOLE 0 0 30,686
UNITEDHEALTH GROUP INCCOM91324P1021,8584,640SHSOLE 0 0 4,640
ACCENTURE PLC IRELANDSHS CLASS AG1151C1011,3724,653SHSOLE 0 0 4,653
AMERICAN TOWER CORP NEWCOM03027X1001,0393,847SHSOLE 0 0 3,847
CROWN CASTLE INTL CORP NEWCOM22822V1014762,439SHSOLE 0 0 2,439
RAYTHEON TECHNOLOGIES CORPCOM75513E1017358,618SHSOLE 0 0 8,618
INTUITCOM4612021036091,243SHSOLE 0 0 1,243
3M COCOM88579Y1013,40417,139SHSOLE 0 0 17,139
COMCAST CORP NEWCL A20030N10199517,445SHSOLE 0 0 17,445
VANGUARD INDEX FDSTOTAL STK MKT9229087692,46811,075SHSOLE 0 0 11,075
WASTE MGMT INC DELCOM94106L1096644,738SHSOLE 0 0 4,738
NORFOLK SOUTHN CORPCOM6558441087342,764SHSOLE 0 0 2,764
NEXTERA ENERGY INCCOM65339F1011,84125,127SHSOLE 0 0 25,127
DUKE ENERGY CORP NEWCOM NEW26441C2042,30423,341SHSOLE 0 0 23,341
CONSTELLATION BRANDS INCCL A21036P1083981,703SHSOLE 0 0 1,703
CONOCOPHILLIPSCOM20825C1044687,683SHSOLE 0 0 7,683
CSX CORPCOM12640810347114,694SHSOLE 0 0 14,694
APPLE INCCOM03783310019,959145,728SHSOLE 0 0 145,728
ALLSTATE CORPCOM0200021013852,951SHSOLE 0 0 2,951
ALLIANT ENERGY CORPCOM01880210883915,053SHSOLE 0 0 15,053
RPM INTL INCCOM7496851033243,650SHSOLE 0 0 3,650
BLACKROCK MUNIYIELD FD INCCOM09253W10427318,102SHSOLE 0 0 18,102
SPDR SER TRPRTFLO S&P500 VL78464A5081,34634,033SHSOLE 0 0 34,033
CATERPILLAR INCCOM1491231013,85417,707SHSOLE 0 0 17,707
VANGUARD WORLD FDSCONSUM STP ETF92204A2076803,728SHSOLE 0 0 3,728
ISHARES TRMSCI EMG MKT ETF4642872347,489135,794SHSOLE 0 0 135,794
CHUBB LIMITEDCOMH1467J1042341,475SHSOLE 0 0 1,475
ECOLAB INCCOM278865100204990SHSOLE 0 0 990
PUBLIC STORAGECOM74460D1094871,618SHSOLE 0 0 1,618
AMERICAN EXPRESS COCOM0258161092671,613SHSOLE 0 0 1,613
GENERAL MLS INCCOM37033410495415,658SHSOLE 0 0 15,658
OCCIDENTAL PETE CORPCOM6745991052307,340SHSOLE 0 0 7,340
ARCHER DANIELS MIDLAND COCOM0394831021,26220,822SHSOLE 0 0 20,822
EDWARDS LIFESCIENCES CORPCOM28176E1082682,588SHSOLE 0 0 2,588
S&P GLOBAL INCCOM78409V1047581,847SHSOLE 0 0 1,847
GENERAL DYNAMICS CORPCOM3695501086033,201SHSOLE 0 0 3,201
PRINCIPAL FINANCIAL GROUP INCOM74251V1022,25435,678SHSOLE 0 0 35,678
PIMCO MUN INCOME FD IICOM72200W10653235,250SHSOLE 0 0 35,250
SOUTHERN COCOM84258710766711,023SHSOLE 0 0 11,023
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285879914,708SHSOLE 0 0 14,708
PAYCHEX INCCOM7043261073933,663SHSOLE 0 0 3,663
ANNALY CAPITAL MANAGEMENT INCOM03571040922225,029SHSOLE 0 0 25,029
ROCKWELL AUTOMATION INCCOM7739031091,0593,701SHSOLE 0 0 3,701
NETFLIX INCCOM64110L1068621,631SHSOLE 0 0 1,631
ISHARES TRCORE US AGGBD ET4642872262,78224,125SHSOLE 0 0 24,125
ISHARES TRSELECT DIVID ETF4642871688547,323SHSOLE 0 0 7,323
LKQ CORPCOM50188920854311,036SHSOLE 0 0 11,036
CLOROX CO DELCOM1890541095733,185SHSOLE 0 0 3,185
AIR PRODS & CHEMS INCCOM009158106203704SHSOLE 0 0 704
CONSOLIDATED EDISON INCCOM2091151042012,803SHSOLE 0 0 2,803
TIMKEN COCOM8873891042733,390SHSOLE 0 0 3,390
NVIDIA CORPORATIONCOM67066G1042,2352,794SHSOLE 0 0 2,794
TRAVELERS COMPANIES INCCOM89417E1092251,504SHSOLE 0 0 1,504
NUCOR CORPCOM6703461053173,310SHSOLE 0 0 3,310
AMERICAN ELEC PWR CO INCCOM0255371014114,855SHSOLE 0 0 4,855
EATON CORP PLCSHSG291831035403,644SHSOLE 0 0 3,644
STANLEY BLACK & DECKER INCCOM8545021012661,298SHSOLE 0 0 1,298
SNAP ON INCCOM8330341012971,331SHSOLE 0 0 1,331
KRONOS WORLDWIDE INCCOM50105F10515410,729SHSOLE 0 0 10,729
OWENS & MINOR INC NEWCOM6907321023578,427SHSOLE 0 0 8,427
CUMMINS INCCOM2310211062751,126SHSOLE 0 0 1,126
BECTON DICKINSON & COCOM0758871093041,250SHSOLE 0 0 1,250
ENTERPRISE PRODS PARTNERS LCOM2937921072038,404SHSOLE 0 0 8,404
MDU RES GROUP INCCOM55269010996330,712SHSOLE 0 0 30,712
TYSON FOODS INCCL A9024941034085,531SHSOLE 0 0 5,531
MICROCHIP TECHNOLOGY INC.COM5950171047845,239SHSOLE 0 0 5,239
BALL CORPCOM0584981062653,273SHSOLE 0 0 3,273
ALPHABET INCCAP STK CL A02079K3053,6631,500SHSOLE 0 0 1,500
SPDR GOLD TRGOLD SHS78463V1074782,888SHSOLE 0 0 2,888
WEC ENERGY GROUP INCCOM92939U1062,42327,239SHSOLE 0 0 27,239
VANGUARD INDEX FDSVALUE ETF9229087448,99965,463SHSOLE 0 0 65,463
CELANESE CORP DELCOM1508701034002,637SHSOLE 0 0 2,637
VANGUARD WORLD FDSHEALTH CAR ETF92204A5042,63810,676SHSOLE 0 0 10,676
VANGUARD INDEX FDSSM CP VAL ETF9229086113902,245SHSOLE 0 0 2,245
VANGUARD INDEX FDSREAL ESTATE ETF9229085535635,534SHSOLE 0 0 5,534
PACKAGING CORP AMERCOM6951561094693,462SHSOLE 0 0 3,462
VANGUARD WORLD FDSMATERIALS ETF92204A8013591,988SHSOLE 0 0 1,988
UGI CORP NEWCOM9026811052174,686SHSOLE 0 0 4,686
BLACKROCK INCCOM09247X1013,7154,246SHSOLE 0 0 4,246
VANGUARD INDEX FDSSMALL CP ETF9229087513231,434SHSOLE 0 0 1,434
FASTENAL COCOM3119001041,08220,799SHSOLE 0 0 20,799
VANGUARD INDEX FDSGROWTH ETF9229087361,5765,495SHSOLE 0 0 5,495
GARMIN LTDSHSH2906T1093632,509SHSOLE 0 0 2,509
MOSAIC CO NEWCOM61945C1033189,958SHSOLE 0 0 9,958
LLOYDS BANKING GROUP PLCSPONSORED ADR5394391092911,551SHSOLE 0 0 11,551
VANGUARD WORLD FDSFINANCIALS ETF92204A4058739,647SHSOLE 0 0 9,647
PARKER-HANNIFIN CORPCOM7010941046021,959SHSOLE 0 0 1,959
VANGUARD WORLD FDSUTILITIES ETF92204A8767635,502SHSOLE 0 0 5,502
CASEYS GEN STORES INCCOM1475281033391,744SHSOLE 0 0 1,744
SPDR SER TRS&P DIVID ETF78464A7632,04916,755SHSOLE 0 0 16,755
THERMO FISHER SCIENTIFIC INCCOM88355610210,47820,771SHSOLE 0 0 20,771
ISHARES TREAFE GRWTH ETF4642888851,08410,103SHSOLE 0 0 10,103
SALESFORCE COM INCCOM79466L3021,3935,702SHSOLE 0 0 5,702
ENBRIDGE INCCOM29250N1053709,247SHSOLE 0 0 9,247
VANGUARD WORLD FDSINF TECH ETF92204A7024,51211,315SHSOLE 0 0 11,315
ISHARES SILVER TRISHARES46428Q10940916,867SHSOLE 0 0 16,867
SPDR SER TRS&P 400 MDCP VAL78464A8392,65339,299SHSOLE 0 0 39,299
VANGUARD WORLD FDSINDUSTRIAL ETF92204A6036173,141SHSOLE 0 0 3,141
MASTERCARD INCORPORATEDCL A57636Q1047662,098SHSOLE 0 0 2,098
PEMBINA PIPELINE CORPCOM7063271032226,991SHSOLE 0 0 6,991
BLACKROCK MUNIYILD QULT FD ICOM09254F10026615,878SHSOLE 0 0 15,878
HEARTLAND FINL USA INCCOM42234Q1027,815166,307SHSOLE 0 0 166,307
VANECK VECTORS ETF TRHIGH YLD MUN ETF92189H40968510,767SHSOLE 0 0 10,767
DIGITAL RLTY TR INCCOM2538681032341,555SHSOLE 0 0 1,555
ENERGY TRANSFER L PCOM UT LTD PTN29273V10024222,768SHSOLE 0 0 22,768
WISDOMTREE TRUS HIGH DIVIDEND97717W2085,07364,859SHSOLE 0 0 64,859
WISDOMTREE TRUS MIDCAP DIVID97717W50510,051239,600SHSOLE 0 0 239,600
WISDOMTREE TRUS SMALLCAP DIVD97717W6042698,435SHSOLE 0 0 8,435
ISHARES TRMSCI USA ESG SLC4642888021,26113,200SHSOLE 0 0 13,200
BLACKROCK MUNIHOLDINGS QUALICOM09254C10728920,644SHSOLE 0 0 20,644
HANESBRANDS INCCOM41034510224413,085SHSOLE 0 0 13,085
LEIDOS HOLDINGS INCCOM5253271022332,307SHSOLE 0 0 2,307
SPDR SER TRS&P BK ETF78464A7972544,955SHSOLE 0 0 4,955
VANGUARD INDEX FDSMCAP VL IDXVIP9229085123,70826,394SHSOLE 0 0 26,394
SPDR SER TRS&P 400 MDCP GRW78464A8216,35581,975SHSOLE 0 0 81,975
DELTA AIR LINES INC DELCOM NEW2473617022756,353SHSOLE 0 0 6,353
SPDR SER TRPORTFOLIO S&P40078464A84770414,919SHSOLE 0 0 14,919
DISCOVER FINL SVCSCOM2547091082271,915SHSOLE 0 0 1,915
BLACKSTONE GROUP INCCOM09260D1073934,049SHSOLE 0 0 4,049
SPDR INDEX SHS FDSMSCI ACWI EXUS78463X8485,914195,829SHSOLE 0 0 195,829
ISHARES TRGLOB INDSTRL ETF4642887295975,000SHSOLE 0 0 5,000
ISHARES TRMBS ETF4642885882021,868SHSOLE 0 0 1,868
ISHARES TRPFD AND INCM SEC4642886877,447189,325SHSOLE 0 0 189,325
VANGUARD WHITEHALL FDSHIGH DIV YLD9219464065625,363SHSOLE 0 0 5,363
ISHARES TRNATIONAL MUN ETF46428841440,488345,457SHSOLE 0 0 345,457
VISA INCCOM CL A92826C8391,9368,279SHSOLE 0 0 8,279
PHILIP MORRIS INTL INCCOM7181721091,05610,657SHSOLE 0 0 10,657
ISHARES TRMSCI ACWI EX US4642882403506,089SHSOLE 0 0 6,089
INVESCO EXCH TRADED FD TR IIPFD ETF46138E51151833,820SHSOLE 0 0 33,820
FIRST TR NAS100 EQ WEIGHTEDSHS3373441052772,470SHSOLE 0 0 2,470
ASENSUS SURGICAL INCCOM04367G103601189,523SHSOLE 0 0 189,523
VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427426736,496SHSOLE 0 0 6,496
ISHARES TRSHRT NAT MUN ETF4642881582,43522,583SHSOLE 0 0 22,583
BROADCOM INCCOM11135F1011,5673,287SHSOLE 0 0 3,287
SCHWAB STRATEGIC TRUS BRD MKT ETF8085241024714,513SHSOLE 0 0 4,513
SCHWAB STRATEGIC TRINTL EQTY ETF80852480539,441999,762SHSOLE 0 0 999,762
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242011,76116,934SHSOLE 0 0 16,934
SCHWAB STRATEGIC TRUS SML CAP ETF8085246075255,036SHSOLE 0 0 5,036
SCHWAB STRATEGIC TRUS LCAP GR ETF808524300468,6803,211,015SHSOLE 0 0 3,211,015
SCHWAB STRATEGIC TRUS LCAP VA ETF808524409374,8935,483,297SHSOLE 0 0 5,483,297
TESLA INCCOM88160R1011,4352,111SHSOLE 0 0 2,111
VANGUARD INDEX FDSS&P 500 ETF SHS9229083639812,492SHSOLE 0 0 2,492
VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426762113,610SHSOLE 0 0 3,610
GENERAL MTRS COCOM37045V1002313,904SHSOLE 0 0 3,904
COHEN & STEERS SELECT PFD &COM19248Y1072889,400SHSOLE 0 0 9,400
IBIO INCCOM NEW4510332031510,000SHSOLE 0 0 10,000
VANGUARD STAR FDSVG TL INTL STK F9219097683234,916SHSOLE 0 0 4,916
SPDR SER TRNUVEEN BBG BRCLY78464A28415,665257,565SHSOLE 0 0 257,565
ISHARES TRFLTG RATE NT ETF46429B65569913,759SHSOLE 0 0 13,759
SCHWAB STRATEGIC TRUS AGGREGATE B808524839193,2333,539,068SHSOLE 0 0 3,539,068
FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1922021,907SHSOLE 0 0 1,907
SCHWAB STRATEGIC TRUS DIVIDEND EQ808524797214,0382,830,446SHSOLE 0 0 2,830,446
PHILLIPS 66COM7185461043654,254SHSOLE 0 0 4,254
SPDR SER TRBLOMBERG BRC INV78468R200138,4734,517,894SHSOLE 0 0 4,517,894
RETAIL PPTYS AMER INCCL A76131V20212911,232SHSOLE 0 0 11,232
FACEBOOK INCCL A30303M1022,1076,061SHSOLE 0 0 6,061
SERVICENOW INCCOM81762P102491893SHSOLE 0 0 893
ISHARES INCCORE MSCI EMKT46434G10317,272257,831SHSOLE 0 0 257,831
ISHARES TRCORE MSCI EAFE46432F8424145,527SHSOLE 0 0 5,527
ABBVIE INCCOM00287Y1093,10327,545SHSOLE 0 0 27,545
ZOETIS INCCL A98978V1032381,275SHSOLE 0 0 1,275
SPDR INDEX SHS FDSS&P GLBDIV ETF78463X4592213,253SHSOLE 0 0 3,253
ALPS ETF TRINTL SEC DV DOG00162Q71823,889851,956SHSOLE 0 0 851,956
SINTX TECHNOLOGIES INCCOM NEW8293923072513,000SHSOLE 0 0 13,000
ISHARES TRHDG MSCI EAFE46434V80350314,520SHSOLE 0 0 14,520
ALPHABET INCCAP STK CL C02079K1071,394556SHSOLE 0 0 556
HERITAGE INSURANCE HLDGS INCCOM42727J10275387,726SHSOLE 0 0 87,726
FIRST TR EXCH TRADED FD IIIMANAGD MUN ETF33739N1082,19938,399SHSOLE 0 0 38,399
T2 BIOSYSTEMS INCCOM89853L1044840,273SHSOLE 0 0 40,273
CONTRAFECT CORPCOM NEW2123263006615,000SHSOLE 0 0 15,000
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1023441,516SHSOLE 0 0 1,516
CAESARS ENTERTAINMENT INC NECOM12769G1001,74116,785SHSOLE 0 0 16,785
SOLENO THERAPEUTICS INCCOM NEW8342032001210,700SHSOLE 0 0 10,700
ISHARES TRIBONDS DEC21 ETF46434VBK549920,124SHSOLE 0 0 20,124
ISHARES TRIBONDS DEC23 ETF46434VAX846017,633SHSOLE 0 0 17,633
ISHARES TRIBONDS DEC25 ETF46434VBD147517,604SHSOLE 0 0 17,604
ISHARES TRIBONDS DEC22 ETF46434VBA747218,599SHSOLE 0 0 18,599
ISHARES TRIBONDS DEC24 ETF46434VBG447117,873SHSOLE 0 0 17,873
KRAFT HEINZ COCOM5007541062576,299SHSOLE 0 0 6,299
PAYPAL HLDGS INCCOM70450Y1031,5785,414SHSOLE 0 0 5,414
VANGUARD MUN BD FDSTAX EXEMPT BD9229077462805,055SHSOLE 0 0 5,055
ISHARES TRIBONDS DEC202246435G7551,23847,157SHSOLE 0 0 47,157
HEWLETT PACKARD ENTERPRISE CCOM42824C10916311,203SHSOLE 0 0 11,203
ISHARES TRIBONDS DEC202146435G7891,15645,078SHSOLE 0 0 45,078
CERECOR INCCOM15671L1093310,000SHSOLE 0 0 10,000
ISHARES TRU.S. FIXED INCME46435U7968238,179SHSOLE 0 0 8,179
FIRST TR SR FLOATING RATE 20COM SHS33740K10115616,385SHSOLE 0 0 16,385
NUSHARES ETF TRNUVEEN ESG MIDVL67092P50886723,900SHSOLE 0 0 23,900
NUSHARES ETF TRNUVEEN ESG SMLCP67092P6071,79839,823SHSOLE 0 0 39,823
INGERSOLL RAND INCCOM45687V1062064,218SHSOLE 0 0 4,218
ISHARES TRIBONDS DEC202346435G3181,24247,587SHSOLE 0 0 47,587
NUSHARES ETF TRNUVEEN ESG MIDCP67092P4092284,165SHSOLE 0 0 4,165
J P MORGAN EXCHANGE-TRADED FINTL BD OPP ETF46641Q85258711,391SHSOLE 0 0 11,391
J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q83795018,730SHSOLE 0 0 18,730
NUSHARES ETF TRNUVEEN ESG LRGCP67092P2011,13917,646SHSOLE 0 0 17,646
NUSHARES ETF TRNUVEEN ESG INTL67092P8053,587113,605SHSOLE 0 0 113,605
DUPONT DE NEMOURS INCCOM26614N1024796,185SHSOLE 0 0 6,185
NUSHARES ETF TRNUVEEN ESG US67092P8701,95574,941SHSOLE 0 0 74,941
NUSHARES ETF TRNUVEEN ESG LRGVL67092P3004,286113,538SHSOLE 0 0 113,538
NUSHARES ETF TRNUVEEN ESG EMRGN67092P8881,53741,422SHSOLE 0 0 41,422
INSPIRE MED SYS INCCOM4577301096063,138SHSOLE 0 0 3,138
LINDE PLCSHSG5494J103207716SHSOLE 0 0 716
DOW INCCOM2605571035779,115SHSOLE 0 0 9,115
CORTEVA INCCOM22052L1042966,674SHSOLE 0 0 6,674
CAMBIUM NETWORKS CORPSHSG177661094018,296SHSOLE 0 0 8,296
SUNDIAL GROWERS INCCOM86730L1095760,418SHSOLE 0 0 60,418
CARRIER GLOBAL CORPORATIONCOM14448C1042775,696SHSOLE 0 0 5,696
OTIS WORLDWIDE CORPCOM68902V1072342,865SHSOLE 0 0 2,865
LEMONADE INCCOM52567D1074654,247SHSOLE 0 0 4,247
VANECK VECTORS ETF TRSOCIAL SENTIMENT92189H8392188,149SHSOLE 0 0 8,149
DIMENSIONAL ETF TRUSTUS EQUITY ETF25434V40171515,182SHSOLE 0 0 15,182
DIMENSIONAL ETF TRUSTUS SMALL CAP ETF25434V5002213,791SHSOLE 0 0 3,791
EXXON MOBIL CORPCOM30231G102 0 400SHCallSOLE 0 0 400
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1021300SHCallSOLE 0 0 300
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1021400SHCallSOLE 0 0 400