UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:
03-31-2021
Check here if Amendment: Amendment Number:
This Amendment (Check only one.): is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Avantax Planning Partners, Inc.
Address:
3390 ASBURY ROAD
DUBUQUE, IA 52002
Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Chris Kobes
Title:
Chief Compliance Officer
Phone:
5635822855


Signature, Place, and Date of Signing:

Chris Kobes
                         [Signature]
Dubuque, IOWA
                 [City, State]
05-05-2021
                           [Date]
                          

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
314
Form 13F Information table Value Total:
1939623
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ISHARES TRCORE S&P MCP ETF4642875078083,104SHSOLE 0 0 3,104
ISHARES TRS&P MC 400VL ETF4642877058047,889SHSOLE 0 0 7,889
ISHARES TRS&P MC 400GR ETF4642876061,17615,001SHSOLE 0 0 15,001
ISHARES TRS&P 500 VAL ETF4642874081,68111,903SHSOLE 0 0 11,903
ISHARES TRCORE S&P500 ETF4642872006691,682SHSOLE 0 0 1,682
ISHARES TRS&P 500 GRWT ETF4642873099,525146,284SHSOLE 0 0 146,284
ISHARES TRRUS 1000 VAL ETF46428759810,30968,024SHSOLE 0 0 68,024
ISHARES TRRUS 1000 GRW ETF4642876141,0014,118SHSOLE 0 0 4,118
ISHARES TRRUSSELL 2000 ETF4642876551,2505,659SHSOLE 0 0 5,659
ISHARES TRRUS 2000 VAL ETF46428763069,123433,457SHSOLE 0 0 433,457
ISHARES TRRUSSELL 3000 ETF4642876892391,008SHSOLE 0 0 1,008
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107349733SHSOLE 0 0 733
SPDR S&P 500 ETF TRTR UNIT78462F1033,0877,789SHSOLE 0 0 7,789
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8862654,142SHSOLE 0 0 4,142
ADOBE SYSTEMS INCORPORATEDCOM00724F1011,5983,362SHSOLE 0 0 3,362
AMAZON COM INCCOM0231351063,8651,249SHSOLE 0 0 1,249
BLACK HILLS CORPCOM0921131091,92528,830SHSOLE 0 0 28,830
BRISTOL-MYERS SQUIBB COCOM1101221081,99631,612SHSOLE 0 0 31,612
BERKSHIRE HATHAWAY INC DELCL B NEW0846707023,97415,555SHSOLE 0 0 15,555
EMERSON ELEC COCOM2910111042,27825,253SHSOLE 0 0 25,253
BOEING COCOM0970231052,78110,916SHSOLE 0 0 10,916
INVESCO QQQ TRUNIT SER 146090E1032,8919,060SHSOLE 0 0 9,060
AMGEN INCCOM0311621001,2805,145SHSOLE 0 0 5,145
ABBOTT LABSCOM0028241003,02825,266SHSOLE 0 0 25,266
BP PLCSPONSORED ADR05562210424810,188SHSOLE 0 0 10,188
ALTRIA GROUP INCCOM02209S1032,73053,360SHSOLE 0 0 53,360
FEDEX CORPCOM31428X1063131,104SHSOLE 0 0 1,104
HORMEL FOODS CORPCOM4404521003838,009SHSOLE 0 0 8,009
GENUINE PARTS COCOM3724601052221,924SHSOLE 0 0 1,924
GLAXOSMITHKLINE PLCSPONSORED ADR37733W1052777,771SHSOLE 0 0 7,771
INTEL CORPCOM4581401003,97762,139SHSOLE 0 0 62,139
ILLINOIS TOOL WKS INCCOM4523081091,4446,519SHSOLE 0 0 6,519
ISHARES TRRUS 2000 GRW ETF46428764812,73042,330SHSOLE 0 0 42,330
ORACLE CORPCOM68389X1051,03714,781SHSOLE 0 0 14,781
QUALCOMM INCCOM7475251032,19116,527SHSOLE 0 0 16,527
DISNEY WALT COCOM2546871063,02616,400SHSOLE 0 0 16,400
HONEYWELL INTL INCCOM4385161067973,673SHSOLE 0 0 3,673
SHERWIN WILLIAMS COCOM824348106358485SHSOLE 0 0 485
SYSCO CORPCOM8718291073123,966SHSOLE 0 0 3,966
US BANCORP DELCOM NEW9029733042,30741,703SHSOLE 0 0 41,703
JOHNSON & JOHNSONCOM4781601044,25225,873SHSOLE 0 0 25,873
MEDTRONIC PLCSHSG5960L1038437,133SHSOLE 0 0 7,133
PFIZER INCCOM7170811034,279118,108SHSOLE 0 0 118,108
EXELON CORPCOM30161N1012195,008SHSOLE 0 0 5,008
LOWES COS INCCOM5486611071,4477,608SHSOLE 0 0 7,608
ISHARES TRMSCI EAFE ETF4642874651,51519,964SHSOLE 0 0 19,964
CHEVRON CORP NEWCOM1667641002,26721,633SHSOLE 0 0 21,633
MICROSOFT CORPCOM59491810410,01842,491SHSOLE 0 0 42,491
UNITED PARCEL SERVICE INCCL B9113121062,44814,401SHSOLE 0 0 14,401
AT&T INCCOM00206R1023,338110,270SHSOLE 0 0 110,270
PRUDENTIAL FINL INCCOM7443201022092,294SHSOLE 0 0 2,294
CITIGROUP INCCOM NEW1729674243,64650,112SHSOLE 0 0 50,112
CISCO SYS INCCOM17275R1021,45728,175SHSOLE 0 0 28,175
DNP SELECT INCOME FD INCCOM23325P10417317,479SHSOLE 0 0 17,479
INTERNATIONAL BUSINESS MACHSCOM4592001012,77720,839SHSOLE 0 0 20,839
COCA COLA COCOM1912161004,23180,263SHSOLE 0 0 80,263
LOCKHEED MARTIN CORPCOM5398301092,1525,825SHSOLE 0 0 5,825
PEPSICO INCCOM7134481084,80133,944SHSOLE 0 0 33,944
PPG INDS INCCOM6935061072961,970SHSOLE 0 0 1,970
STRYKER CORPORATIONCOM8636671014902,013SHSOLE 0 0 2,013
VERIZON COMMUNICATIONS INCCOM92343V1044,15371,424SHSOLE 0 0 71,424
SPDR SER TRS&P 600 SMCP GRW78464A2019,922115,575SHSOLE 0 0 115,575
ISHARES TRRUS MD CP GR ETF4642874818,27681,090SHSOLE 0 0 81,090
ISHARES TRRUS MDCP VAL ETF4642874738,43177,140SHSOLE 0 0 77,140
ISHARES TRGLOBAL TECH ETF4642872913091,004SHSOLE 0 0 1,004
ISHARES TRU.S. TECH ETF4642877214585,220SHSOLE 0 0 5,220
SELECT SECTOR SPDR TRENERGY81369Y5063447,020SHSOLE 0 0 7,020
SELECT SECTOR SPDR TRSBI INT-FINL81369Y60547113,818SHSOLE 0 0 13,818
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8039397,069SHSOLE 0 0 7,069
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3086199,061SHSOLE 0 0 9,061
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074632,752SHSOLE 0 0 2,752
ISHARES TRNASDAQ BIOTECH4642875562371,571SHSOLE 0 0 1,571
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088446,23042,360SHSOLE 0 0 42,360
WALGREENS BOOTS ALLIANCE INCCOM93142710861511,198SHSOLE 0 0 11,198
DEERE & COCOM2441991054,20911,250SHSOLE 0 0 11,250
BK OF AMERICA CORPCOM06050510492723,960SHSOLE 0 0 23,960
STARBUCKS CORPCOM8552441092,00918,382SHSOLE 0 0 18,382
AUTOMATIC DATA PROCESSING INCOM0530151031,1366,030SHSOLE 0 0 6,030
EXXON MOBIL CORPCOM30231G1024,87187,249SHSOLE 0 0 87,249
AFLAC INCCOM0010551023586,991SHSOLE 0 0 6,991
WALMART INCCOM9311421032,82720,816SHSOLE 0 0 20,816
APPLIED MATLS INCCOM0382221051,2659,469SHSOLE 0 0 9,469
ANTHEM INCCOM036752103241671SHSOLE 0 0 671
UNION PAC CORPCOM9078181082,54611,553SHSOLE 0 0 11,553
TEXAS INSTRS INCCOM8825081042,93515,529SHSOLE 0 0 15,529
BAXTER INTL INCCOM0718131092643,128SHSOLE 0 0 3,128
TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS8740391004904,140SHSOLE 0 0 4,140
TARGET CORPCOM87612E1062,67413,500SHSOLE 0 0 13,500
COLGATE PALMOLIVE COCOM1941621037809,892SHSOLE 0 0 9,892
COSTCO WHSL CORP NEWCOM22160K1051,7865,068SHSOLE 0 0 5,068
LILLY ELI & COCOM5324571084072,178SHSOLE 0 0 2,178
CVS HEALTH CORPCOM1266501001,54720,567SHSOLE 0 0 20,567
MCKESSON CORPCOM58155Q1038774,499SHSOLE 0 0 4,499
MERCK & CO. INCCOM58933Y1053,54746,008SHSOLE 0 0 46,008
MICRON TECHNOLOGY INCCOM5951121032012,284SHSOLE 0 0 2,284
MORGAN STANLEYCOM NEW6174464482553,282SHSOLE 0 0 3,282
PROCTER AND GAMBLE COCOM7427181096,10945,105SHSOLE 0 0 45,105
GENERAL ELECTRIC COCOM36960410330823,435SHSOLE 0 0 23,435
KIMBERLY-CLARK CORPCOM4943681033832,754SHSOLE 0 0 2,754
GILEAD SCIENCES INCCOM3755581032533,921SHSOLE 0 0 3,921
HOME DEPOT INCCOM4370761024,20213,765SHSOLE 0 0 13,765
TRANE TECHNOLOGIES PLCSHSG8994E1035273,185SHSOLE 0 0 3,185
MCDONALDS CORPCOM5801351013,21514,345SHSOLE 0 0 14,345
NIKE INCCL B6541061031,62312,214SHSOLE 0 0 12,214
JPMORGAN CHASE & COCOM46625H1005,17033,960SHSOLE 0 0 33,960
TJX COS INC NEWCOM8725401091,28719,462SHSOLE 0 0 19,462
MONDELEZ INTL INCCL A60920710559810,217SHSOLE 0 0 10,217
WILLIAMS COS INCCOM9694571002279,565SHSOLE 0 0 9,565
WELLS FARGO CO NEWCOM9497461011,62141,480SHSOLE 0 0 41,480
ISHARES TRIBOXX INV CP ETF4642872421,2799,835SHSOLE 0 0 9,835
XCEL ENERGY INCCOM98389B1002243,375SHSOLE 0 0 3,375
GLOBAL PMTS INCCOM37940X102201995SHSOLE 0 0 995
FORD MTR CO DELCOM34537086033127,052SHSOLE 0 0 27,052
UNITEDHEALTH GROUP INCCOM91324P1021,6944,553SHSOLE 0 0 4,553
ACCENTURE PLC IRELANDSHS CLASS AG1151C1011,1064,003SHSOLE 0 0 4,003
AMERICAN TOWER CORP NEWCOM03027X1008363,497SHSOLE 0 0 3,497
CROWN CASTLE INTL CORP NEWCOM22822V1013482,019SHSOLE 0 0 2,019
RAYTHEON TECHNOLOGIES CORPCOM75513E1017559,777SHSOLE 0 0 9,777
INTUITCOM461202103295771SHSOLE 0 0 771
3M COCOM88579Y1013,00915,617SHSOLE 0 0 15,617
COMCAST CORP NEWCL A20030N10183015,345SHSOLE 0 0 15,345
VANGUARD INDEX FDSTOTAL STK MKT9229087692,09010,112SHSOLE 0 0 10,112
WASTE MGMT INC DELCOM94106L1095574,315SHSOLE 0 0 4,315
NORFOLK SOUTHN CORPCOM6558441087382,747SHSOLE 0 0 2,747
NEXTERA ENERGY INCCOM65339F1012,05227,145SHSOLE 0 0 27,145
DUKE ENERGY CORP NEWCOM NEW26441C2041,99920,704SHSOLE 0 0 20,704
CONSTELLATION BRANDS INCCL A21036P1083121,370SHSOLE 0 0 1,370
CONOCOPHILLIPSCOM20825C1043977,487SHSOLE 0 0 7,487
CSX CORPCOM1264081034434,598SHSOLE 0 0 4,598
APPLE INCCOM03783310018,951155,147SHSOLE 0 0 155,147
ALLSTATE CORPCOM0200021013302,870SHSOLE 0 0 2,870
ALLIANT ENERGY CORPCOM01880210875113,874SHSOLE 0 0 13,874
RPM INTL INCCOM7496851033353,650SHSOLE 0 0 3,650
AMERICAN WTR WKS CO INC NEWCOM0304201032661,776SHSOLE 0 0 1,776
BLACKROCK MUNIYIELD FD INCCOM09253W10426018,102SHSOLE 0 0 18,102
SPDR SER TRPRTFLO S&P500 VL78464A5082,60968,848SHSOLE 0 0 68,848
CATERPILLAR INCCOM1491231014,28218,467SHSOLE 0 0 18,467
VANGUARD WORLD FDSCONSUM STP ETF92204A2076643,728SHSOLE 0 0 3,728
ISHARES TRMSCI EMG MKT ETF46428723411,876222,647SHSOLE 0 0 222,647
CANADIAN PAC RY LTDCOM13645T1005171,364SHSOLE 0 0 1,364
GENERAL MLS INCCOM3703341041,15618,854SHSOLE 0 0 18,854
ARCHER DANIELS MIDLAND COCOM0394831021,18720,816SHSOLE 0 0 20,816
EDWARDS LIFESCIENCES CORPCOM28176E1012142,557SHSOLE 0 0 2,557
GENERAL DYNAMICS CORPCOM3695501082601,430SHSOLE 0 0 1,430
PRINCIPAL FINANCIAL GROUP INCOM74251V1022,21336,914SHSOLE 0 0 36,914
PIMCO MUN INCOME FD IICOM72200W10652535,250SHSOLE 0 0 35,250
SOUTHERN COCOM84258710768511,022SHSOLE 0 0 11,022
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285883516,043SHSOLE 0 0 16,043
PAYCHEX INCCOM7043261073593,663SHSOLE 0 0 3,663
ANNALY CAPITAL MANAGEMENT INCOM03571040914717,075SHSOLE 0 0 17,075
ROCKWELL AUTOMATION INCCOM7739031099823,701SHSOLE 0 0 3,701
PNC FINL SVCS GROUP INCCOM6934751052201,253SHSOLE 0 0 1,253
NETFLIX INCCOM64110L1069351,792SHSOLE 0 0 1,792
ISHARES TRCORE US AGGBD ET4642872262,74624,123SHSOLE 0 0 24,123
ISHARES TRSELECT DIVID ETF4642871689148,010SHSOLE 0 0 8,010
LKQ CORPCOM50188920869016,310SHSOLE 0 0 16,310
CLOROX CO DELCOM1890541096063,140SHSOLE 0 0 3,140
CONSOLIDATED EDISON INCCOM2091151042283,050SHSOLE 0 0 3,050
TIMKEN COCOM8873891042753,390SHSOLE 0 0 3,390
NVIDIA CORPORATIONCOM67066G1042,0393,818SHSOLE 0 0 3,818
V F CORPCOM9182041082262,832SHSOLE 0 0 2,832
TRAVELERS COMPANIES INCCOM89417E1092411,604SHSOLE 0 0 1,604
NUCOR CORPCOM6703461052553,178SHSOLE 0 0 3,178
AMERICAN ELEC PWR CO INCCOM0255371014114,849SHSOLE 0 0 4,849
BAKER HUGHES COMPANYCL A05722G1002069,520SHSOLE 0 0 9,520
PENN NATL GAMING INCCOM7075691092011,920SHSOLE 0 0 1,920
STANLEY BLACK & DECKER INCCOM8545021012491,249SHSOLE 0 0 1,249
KRONOS WORLDWIDE INCCOM50105F10516210,619SHSOLE 0 0 10,619
OWENS & MINOR INC NEWCOM6907321023178,427SHSOLE 0 0 8,427
CUMMINS INCCOM2310211062911,124SHSOLE 0 0 1,124
BECTON DICKINSON & COCOM0758871093041,250SHSOLE 0 0 1,250
MDU RES GROUP INCCOM55269010997030,702SHSOLE 0 0 30,702
MICROCHIP TECHNOLOGY INC.COM5950171048135,239SHSOLE 0 0 5,239
BALL CORPCOM0584981062773,273SHSOLE 0 0 3,273
ALPHABET INCCAP STK CL A02079K3053,2631,582SHSOLE 0 0 1,582
SPDR GOLD TRGOLD SHS78463V1074462,788SHSOLE 0 0 2,788
WEC ENERGY GROUP INCCOM92939U1065615,997SHSOLE 0 0 5,997
VANGUARD INDEX FDSVALUE ETF9229087448,63065,645SHSOLE 0 0 65,645
CELANESE CORP DELCOM1508701035473,653SHSOLE 0 0 3,653
VANGUARD WORLD FDSHEALTH CAR ETF92204A5042,44710,698SHSOLE 0 0 10,698
VANGUARD INDEX FDSSM CP VAL ETF9229086113722,245SHSOLE 0 0 2,245
VANGUARD INDEX FDSREAL ESTATE ETF9229085534845,269SHSOLE 0 0 5,269
VANGUARD WORLD FDSMATERIALS ETF92204A8013171,832SHSOLE 0 0 1,832
BLACKROCK INCCOM09247X1012,5083,327SHSOLE 0 0 3,327
FASTENAL COCOM3119001041,04620,799SHSOLE 0 0 20,799
VANGUARD INDEX FDSGROWTH ETF9229087361,4125,495SHSOLE 0 0 5,495
GARMIN LTDSHSH2906T1093312,509SHSOLE 0 0 2,509
MOSAIC CO NEWCOM61945C1032899,158SHSOLE 0 0 9,158
LLOYDS BANKING GROUP PLCSPONSORED ADR5394391092711,551SHSOLE 0 0 11,551
VANGUARD WORLD FDSFINANCIALS ETF92204A4051,58618,765SHSOLE 0 0 18,765
ALASKA AIR GROUP INCCOM0116591092423,501SHSOLE 0 0 3,501
PARKER-HANNIFIN CORPCOM7010941046021,909SHSOLE 0 0 1,909
CENTENE CORP DELCOM15135B1012393,742SHSOLE 0 0 3,742
VANGUARD WORLD FDSUTILITIES ETF92204A8767735,500SHSOLE 0 0 5,500
CRANE COCOM2243991054144,406SHSOLE 0 0 4,406
CASEYS GEN STORES INCCOM1475281033771,744SHSOLE 0 0 1,744
INVESCO EXCHANGE TRADED FD TS&P500 QUALITY46137V2413537,960SHSOLE 0 0 7,960
SPDR SER TRS&P DIVID ETF78464A7631,87915,920SHSOLE 0 0 15,920
UNITED AIRLS HLDGS INCCOM9100471094317,489SHSOLE 0 0 7,489
THERMO FISHER SCIENTIFIC INCCOM8835561029,03919,805SHSOLE 0 0 19,805
ISHARES TREAFE GRWTH ETF4642888859409,353SHSOLE 0 0 9,353
SALESFORCE COM INCCOM79466L3021,3716,469SHSOLE 0 0 6,469
ENBRIDGE INCCOM29250N1053399,300SHSOLE 0 0 9,300
VANGUARD WORLD FDSINF TECH ETF92204A7024,61912,886SHSOLE 0 0 12,886
ISHARES SILVER TRISHARES46428Q10938316,867SHSOLE 0 0 16,867
SPDR SER TRS&P 400 MDCP VAL78464A8397,940121,347SHSOLE 0 0 121,347
VANGUARD WORLD FDSINDUSTRIAL ETF92204A6036033,185SHSOLE 0 0 3,185
MASTERCARD INCORPORATEDCL A57636Q1048082,268SHSOLE 0 0 2,268
PEMBINA PIPELINE CORPCOM7063271032026,991SHSOLE 0 0 6,991
HEARTLAND FINL USA INCCOM42234Q1028,358166,303SHSOLE 0 0 166,303
VANECK VECTORS ETF TRHIGH YLD MUN ETF92189H40966910,770SHSOLE 0 0 10,770
ENERGY TRANSFER LPCOM UT LTD PTN29273V10012516,262SHSOLE 0 0 16,262
WISDOMTREE TRUS HIGH DIVIDEND97717W2084,98565,340SHSOLE 0 0 65,340
WISDOMTREE TRUS MIDCAP DIVID97717W5056,000148,449SHSOLE 0 0 148,449
WISDOMTREE TRUS SMALLCAP DIVD97717W6042638,435SHSOLE 0 0 8,435
ISHARES TRMSCI USA ESG SLC4642888021,15913,200SHSOLE 0 0 13,200
BLACKROCK MUNIYIELD INVT FDCOM09254R10424917,895SHSOLE 0 0 17,895
BLACKROCK MUNIHOLDINGS QUALICOM09254C10727720,644SHSOLE 0 0 20,644
HANESBRANDS INCCOM41034510225813,113SHSOLE 0 0 13,113
CF INDS HLDGS INCCOM1252691003868,510SHSOLE 0 0 8,510
LEIDOS HOLDINGS INCCOM5253271022172,253SHSOLE 0 0 2,253
SPDR SER TRS&P BK ETF78464A7972574,955SHSOLE 0 0 4,955
VANGUARD INDEX FDSMCAP VL IDXVIP9229085123,58926,611SHSOLE 0 0 26,611
SPDR SER TRS&P 400 MDCP GRW78464A82110,775143,450SHSOLE 0 0 143,450
DELTA AIR LINES INC DELCOM NEW24736170268914,273SHSOLE 0 0 14,273
SPDR SER TRPORTFOLIO S&P40078464A84768314,923SHSOLE 0 0 14,923
BLACKSTONE GROUP INCCOM09260D1072893,872SHSOLE 0 0 3,872
SPDR INDEX SHS FDSMSCI ACWI EXUS78463X8485,675196,305SHSOLE 0 0 196,305
ISHARES TRGLOB INDSTRL ETF4642887295805,000SHSOLE 0 0 5,000
ISHARES TRPFD AND INCM SEC4642886873,10380,808SHSOLE 0 0 80,808
VANGUARD WHITEHALL FDSHIGH DIV YLD9219464065345,282SHSOLE 0 0 5,282
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF9219438582134,347SHSOLE 0 0 4,347
ISHARES TRNATIONAL MUN ETF46428841435,065302,157SHSOLE 0 0 302,157
VISA INCCOM CL A92826C8391,7928,462SHSOLE 0 0 8,462
PHILIP MORRIS INTL INCCOM71817210990010,146SHSOLE 0 0 10,146
ISHARES TRMSCI ACWI EX US4642882403366,089SHSOLE 0 0 6,089
INVESCO EXCH TRADED FD TR IIPFD ETF46138E51151033,968SHSOLE 0 0 33,968
ASENSUS SURGICAL INCCOM04367G103616189,523SHSOLE 0 0 189,523
VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427425255,400SHSOLE 0 0 5,400
ISHARES TRSHRT NAT MUN ETF4642881582,54823,632SHSOLE 0 0 23,632
BROADCOM INCCOM11135F1011,5953,441SHSOLE 0 0 3,441
SCHWAB STRATEGIC TRUS BRD MKT ETF8085241024324,472SHSOLE 0 0 4,472
SCHWAB STRATEGIC TRINTL EQTY ETF80852480535,603946,390SHSOLE 0 0 946,390
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242011,63116,982SHSOLE 0 0 16,982
SCHWAB STRATEGIC TRUS SML CAP ETF8085246074995,007SHSOLE 0 0 5,007
SCHWAB STRATEGIC TRUS LCAP GR ETF808524300411,8463,173,415SHSOLE 0 0 3,173,415
SCHWAB STRATEGIC TRUS LCAP VA ETF808524409344,4865,277,060SHSOLE 0 0 5,277,060
TESLA INCCOM88160R1011,2341,848SHSOLE 0 0 1,848
VANGUARD INDEX FDSS&P 500 ETF SHS9229083634861,334SHSOLE 0 0 1,334
HORIZON TECHNOLOGY FIN CORPCOM44045A10214510,100SHSOLE 0 0 10,100
VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426762013,610SHSOLE 0 0 3,610
COHEN & STEERS SELECT PFD &COM19248Y1072609,400SHSOLE 0 0 9,400
VANGUARD STAR FDSVG TL INTL STK F9219097683084,914SHSOLE 0 0 4,914
SPDR SER TRNUVEEN BBG BRCLY78464A28415,989269,491SHSOLE 0 0 269,491
ISHARES TRFLTG RATE NT ETF46429B65569913,759SHSOLE 0 0 13,759
SCHWAB STRATEGIC TRUS AGGREGATE B808524839185,4793,437,987SHSOLE 0 0 3,437,987
SCHWAB STRATEGIC TRUS DIVIDEND EQ808524797199,0712,729,993SHSOLE 0 0 2,729,993
PHILLIPS 66COM7185461045086,235SHSOLE 0 0 6,235
SCHWAB STRATEGIC TR1000 INDEX ETF8085247221,82946,401SHSOLE 0 0 46,401
SPDR SER TRBLOMBERG BRC INV78468R200136,6824,460,888SHSOLE 0 0 4,460,888
RETAIL PPTYS AMER INCCL A76131V20211811,232SHSOLE 0 0 11,232
FACEBOOK INCCL A30303M1021,9856,739SHSOLE 0 0 6,739
SERVICENOW INCCOM81762P102269538SHSOLE 0 0 538
ISHARES INCCORE MSCI EMKT46434G1037,721119,969SHSOLE 0 0 119,969
ISHARES TRCORE MSCI EAFE46432F8422002,780SHSOLE 0 0 2,780
SUNOCO LP/SUNOCO FIN CORPCOM UT REP LP86765K1092939,200SHSOLE 0 0 9,200
ABBVIE INCCOM00287Y1092,87526,567SHSOLE 0 0 26,567
NORWEGIAN CRUISE LINE HLDG LSHSG6672110446016,688SHSOLE 0 0 16,688
ZOETIS INCCL A98978V1032031,292SHSOLE 0 0 1,292
SPDR INDEX SHS FDSS&P GLBDIV ETF78463X4592153,253SHSOLE 0 0 3,253
ALPS ETF TRINTL SEC DV DOG00162Q7188,781320,406SHSOLE 0 0 320,406
EASTMAN KODAK COCOM NEW2774614069311,759SHSOLE 0 0 11,759
SINTX TECHNOLOGIES INCCOM NEW8293923072413,000SHSOLE 0 0 13,000
ISHARES TRHDG MSCI EAFE46434V80347914,520SHSOLE 0 0 14,520
ALPHABET INCCAP STK CL C02079K1071,094529SHSOLE 0 0 529
HERITAGE INS HLDGS INCCOM42727J10297287,726SHSOLE 0 0 87,726
FIRST TR EXCH TRADED FD IIIMANAGD MUN ETF33739N1082,17838,601SHSOLE 0 0 38,601
T2 BIOSYSTEMS INCCOM89853L1046540,273SHSOLE 0 0 40,273
CONTRAFECT CORPCOM NEW2123263007215,000SHSOLE 0 0 15,000
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102205906SHSOLE 0 0 906
CAESARS ENTERTAINMENT INC NECOM12769G1001,46816,785SHSOLE 0 0 16,785
SOLENO THERAPEUTICS INCCOM NEW8342032001310,700SHSOLE 0 0 10,700
ISHARES TRIBONDS DEC21 ETF46434VBK549519,928SHSOLE 0 0 19,928
ISHARES TRIBONDS DEC23 ETF46434VAX845717,479SHSOLE 0 0 17,479
ISHARES TRIBONDS DEC25 ETF46434VBD147217,604SHSOLE 0 0 17,604
ETF SER SOLUTIONSUS GLB JETS26922A84233212,340SHSOLE 0 0 12,340
ISHARES TRIBONDS DEC22 ETF46434VBA746918,417SHSOLE 0 0 18,417
ISHARES TRIBONDS DEC24 ETF46434VBG446917,773SHSOLE 0 0 17,773
KRAFT HEINZ COCOM5007541062345,860SHSOLE 0 0 5,860
PAYPAL HLDGS INCCOM70450Y1031,4375,919SHSOLE 0 0 5,919
VANGUARD MUN BD FDSTAX EXEMPT BD9229077463506,401SHSOLE 0 0 6,401
ISHARES TRIBONDS DEC202246435G7551,62261,600SHSOLE 0 0 61,600
HEWLETT PACKARD ENTERPRISE CCOM42824C10916810,688SHSOLE 0 0 10,688
ISHARES TRIBONDS DEC202146435G7891,56260,753SHSOLE 0 0 60,753
SPDR SER TRPRTFLO S&P500 HI78468R7882195,701SHSOLE 0 0 5,701
ISHARES TRU.S. FIXED INCME46435U7967127,128SHSOLE 0 0 7,128
FIRST TR SR FLOATING RATE 20COM SHS33740K10115416,385SHSOLE 0 0 16,385
NUSHARES ETF TRNUVEEN ESG MIDVL67092P50880123,263SHSOLE 0 0 23,263
NUSHARES ETF TRNUVEEN ESG SMLCP67092P6071,67538,928SHSOLE 0 0 38,928
ISHARES TRIBONDS DEC202346435G3181,62562,107SHSOLE 0 0 62,107
J P MORGAN EXCHANGE-TRADED FINTL BD OPP ETF46641Q8525129,973SHSOLE 0 0 9,973
J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q83784216,587SHSOLE 0 0 16,587
NUSHARES ETF TRNUVEEN ESG LRGCP67092P20193616,147SHSOLE 0 0 16,147
NUSHARES ETF TRNUVEEN ESG INTL67092P8053,184105,269SHSOLE 0 0 105,269
NUSHARES ETF TRNUVEEN ESG US67092P8701,94775,389SHSOLE 0 0 75,389
NUSHARES ETF TRNUVEEN ESG LRGVL67092P3004,339119,870SHSOLE 0 0 119,870
NUSHARES ETF TRNUVEEN ESG EMRGN67092P8881,42240,497SHSOLE 0 0 40,497
INSPIRE MED SYS INCCOM4577301096503,138SHSOLE 0 0 3,138
DOW INCCOM2605571033485,448SHSOLE 0 0 5,448
CAMBIUM NETWORKS CORPSHSG177661093888,296SHSOLE 0 0 8,296
SUNDIAL GROWERS INCCOM86730L1096860,418SHSOLE 0 0 60,418
CARRIER GLOBAL CORPORATIONCOM14448C1042405,696SHSOLE 0 0 5,696
OTIS WORLDWIDE CORPCOM68902V1072052,990SHSOLE 0 0 2,990
LEMONADE INCCOM52567D1073483,740SHSOLE 0 0 3,740