UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 10)
HEWITT ASSOCIATES, INC.
(Name of Issuer)
Class B Common Stock, par value $0.01 per share
(Title of Class of Securities)
N/A
(CUSIP Number)
John M. Ryan
Hewitt Associates, Inc.
100 Half Day Road
Lincolnshire, Illinois 60069
Tel. No.: (847) 295-5000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
April 30, 2006
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: ¨
SCHEDULE 13D
| 1 | NAME OF REPORTING PERSON.
Each of the persons identified on Appendix A |
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| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨ |
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| 3 | SEC USE ONLY
|
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| 4 | SOURCE OF FUNDS
OO |
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| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
¨ | ||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America unless otherwise listed on Appendix A |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER
-0- 8 SHARED VOTING POWER
34,985,782 Covered Shares held by Covered Persons(1) 9 SOLE DISPOSITIVE POWER
-0- 10 SHARED DISPOSITIVE POWER
-0- |
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,985,782 shares of Class B Common Stock(2) |
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| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
¨
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| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
96.9% |
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| 14 | TYPE OF REPORTING PERSON
IN as to persons listed in Appendix A under caption “Individuals”; OO as to persons listed in Appendix A under captions “Trusts” and “Limited Liability Companies”; PN as to persons listed in Appendix A under caption “Partnerships”; CO as to persons listed in Appendix A under caption “Corporations”. |
| (1) | Please see Item 2 for definitions |
| (2) | Each Covered Person disclaims beneficial ownership of all shares of common stock held by any other Covered Person. |
| APPENDIX A | ||
| Name of Reporting Persons | ||
| Individuals |
Citizenship (United States unless | |
| Abazoris, Norman V. |
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| Ablin, Marlene Joyce |
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| Abosch, Kenan Seth |
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| Acker, Peter David |
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| Adams, Judith |
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| Adams, Mark J. |
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| Africk, Caryn |
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| Alexander, Jane F. |
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| Anand, Sanjiv Krishan |
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| Anderson, Bradley A. |
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| Anderson, John L. |
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| Anderson, Linda L. |
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| Arbaugh, Karl E. |
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| Argue, J. Gordon |
Canada | |
| Arian, Mark David |
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| Baggett, Jeffrey L. |
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| Bagin, Erik |
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| Baird, Elizabeth A. |
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| Baird, Elizabeth as Custodian |
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| Baird, Sharon J. |
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| Baird, Nathaniel T |
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| Baldwin, Bettye |
Puerto Rico | |
| Baloun, James |
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| Balthazor, Patricia Joan |
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| Barnes, Karen A. |
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| Barry, Joseph Gerard |
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| Barth, Jeffrey |
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| Barylak, Gretchen Karol Lund |
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| Basofin, Richard |
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| Bassick, E. Webb |
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| Baumruk, Raymond W. |
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| Bausch, John J. |
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| Beauregard, Thomas R. |
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| Belmonte Jr., Frank |
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| Beneteau, Robert J. |
Canada | |
| Bennett, Peter L. |
United Kingdom | |
| Bennett, Jane H. |
United Kingdom | |
| Bennett, Brandon W. |
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| Bennett, Michael John |
Australia | |
| Bentson, Margaret A. |
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| Bernsee, Robert W. |
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| Bernstein, Z. Samuel |
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| Bialek, Joseph G. |
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| Bicos, Sandy |
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| Biersack, Donna Marie |
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| Biggins, Peter |
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| Billard, Lisette |
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| Blasco, Guido |
Italy | |
| Blecher, Maurice David |
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| Bloomer, James |
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| Boden, Beth |
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| Boerner, Peter R |
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| Bollert, Duane C. |
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| Borchert, Timothy John |
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| Borgman, Peter J. |
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| Boulter, David |
United Kingdom | |
| Bourquin, Francis |
Switzerland | |
| Brab, Regina |
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| Bradford, Timothy M |
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| Bradley, Scott |
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| Brandorff, Perry O. |
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| Brost, David |
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| Brovich, Christopher |
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| Brown, J. Allan |
Canada | |
| Bruce, William C. |
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| Bruner, Jack E. |
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| Bryant, Ronald Victor |
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| Bueltmann, Ann N. |
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| Buesing, William R. |
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| Burke, Patrick J |
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| Burmeister, Monica M. |
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| Butterworth, Thomas C |
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| Byrd, Jeffrey W. |
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| Byron, Linda |
Canada | |
| Caffarelli, Brian Thomas |
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| Cahn, David M. |
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| Camferdam, Steven Robert |
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| Campbell, Daniel J. |
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| Campbell, Robert B., Jr. |
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| Campbell, Robert C. |
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| Campbell, Stephen E. |
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| Carey, Douglas J. |
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| Carlson, Thomas D. |
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| Carnegie, Jerry Y |
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| Carracher, Nancy O. |
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| Carroll, Annette Rosinski |
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| Carswell, Thomas A |
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| Carter, Gary L. |
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| Cartolano, Curtis M. |
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| Casmer, David M. |
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| Certain, Stephanie L |
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| Chambers, Sandra Ann Miller |
| Christiansen, Christofer |
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| Clarke, Brenda A. |
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| Clarke, Michael |
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| Clemens, Thomas P. |
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| Clymer, Jeff |
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| Cochran, William R. |
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| Cochrane, Martha J. |
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| Cole, Ray |
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| Coletto, Nancy |
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| Collura, Kathryn Jean |
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| Conilh de Beyssac, Thierry |
France | |
| Connolly, Amy C. |
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| Connolly, Sean |
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| Connolly, C. Lawrence, III |
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| Cook, Sandra Lee |
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| Coolley, Nancy E. |
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| Coppock, Melissa Shirk |
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| Coppock, Steven M. |
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| Corcoran, Maureen Ann |
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| Corne, Yves |
Belgium | |
| Cornwall, Lynn |
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| Corvette, Gail H |
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| Crandell, Bradford E |
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| Crawford, Neil M. |
Canada | |
| Cromer, Richard B |
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| Crowley, Sue |
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| Crowley, William A |
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| Currie, Katharine Claire |
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| Dahm, Joanne |
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| Dale, James |
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| Darbyshire, Paula R |
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| Datta, Sumer |
India | |
| Davids, Kristin Marie |
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| Davids, Richard W |
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| Deacon, Faye A. |
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| Deasey, John J. |
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| DeCanniere, Dan |
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| Decker, Julie |
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| DeGregorio, Susan M. |
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| DeKeyzer, Johan |
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| Delahanty, Edward L |
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| DeLuca, Linda L. |
Canada | |
| Denlinger, Kurt |
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| Dephtereos, Marjorie B. |
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| Desenis, Judith M. |
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| Detmer, Edward J. |
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| Dhingra, Gautam |
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| Dickmann, Karen M. |
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| Diemer, Richard L |
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| Dixon, William E. |
| Dodd, Kathryn M. |
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| Dodd, Robert M |
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| Doege, Paul R |
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| Dolan, Elizabeth M. |
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| Dolezal, Craig |
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| Doucette, Joseph J.. |
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| Doucette, Stephen F. |
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| Doyle, Bryan Joseph |
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| Duncan, William Bradley |
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| Dunlap, Robert A. |
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| Durbala, Michael R. |
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| Dutton, Leslie |
Canada | |
| Eads, Jack W. |
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| Eaker, Robert Charles |
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| Earle, Thomas Warren |
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| Eavenson, William T. |
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| Eberlein, Dianne Lynn |
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| Eddington, Thomas L. |
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| Edelstein, Carol M. |
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| Eeckman, Philippe |
France | |
| Egan, Peter S |
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| Eikenberg, Darcy Lee |
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| Elder, Joni Lee |
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| Evans, John M |
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| Ewing, Larry R |
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| Fahling, Gerald O. |
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| Fanning, J. Mark |
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| Fastman, Bernardo Alberto |
Argentina | |
| Ferreri, James P |
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| Finan, Lois C. |
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| Fischer, Charles |
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| Fisher, Enrique A |
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| Fixmer, Gale J. |
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| Fixmer, John P |
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| Flint, Tom F. |
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| Forsberg, Michael S. |
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| Fortosis, David C. |
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| Fox, Roberta D. |
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| Francey, Claude |
Switzerland | |
| Franco, Edward E. V. |
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| Franke, John T. |
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| Freedman, David |
United Kingdom | |
| Freundt, James F. |
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| Friedes, Peter E |
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| Friese, Lainchen M. |
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| Fry, Brian V. |
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| Fry, Lisa Anne |
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| Furer, Burkhard |
Germany | |
| Futterman, Ronald Alan |
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| Gallo, Sabina V. |
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| Gandossy, Robert P. |
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| Gang, Barry S |
| Gangloff, Sabine |
Germany | |
| Garabedian, Thomas J. |
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| Gardner, John D. |
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| Gayda, Joseph J |
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| Gayley, John K. |
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| Ghiulamila, Anne-Laurence |
France | |
| Gibbons, Michael |
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| Gifford, Dale L |
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| Gordon, Julie Starkman |
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| Gordon, Mark K. |
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| Goudriaan, Robert |
Netherlands | |
| Graham, Michael Eugene |
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| Grant, Philip D. |
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| Gray, Guy Earl |
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| Gray, Stephen Michael |
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| Grayson, Valerie A. |
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| Greenbaum, David |
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| Greene, William H. |
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| Gregory, C. William |
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| Gretzinger III, Ralph E |
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| Guagliardo, Nicolo |
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| Gubitosi, Alan |
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| Gubman, Edward Lee |
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| Guthman, Michael A |
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| Halaburt, Thomas L. |
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| Halleen, Steven J. |
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| Hallen, Christian Eric |
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| Halliday, Timothy |
United Kingdom | |
| Halperin, Frederic |
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| Hancock, Kip K. |
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| Hand, Janice S. |
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| Hanlon, Charles E. |
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| Hansen, Michelle Elaine |
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| Harlow, Carole Jean |
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| Harris, Anne M. |
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| Harvey, James J. |
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| Hasbargen, Donald W |
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| Haugen, Peter J. |
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| Hauser, Brenda |
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| Hauser, Linda S. |
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| Hauser, Thomas J. |
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| Haverick, Amanda |
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| Haverick, David R. |
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| Hazen, Mary Judd |
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| Healy, Christopher R. |
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| Heiring, Gayle A., as custodian |
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| Heiring, George W |
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| Heiring, Paul W., as custodian |
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| Heiring, Steven L., as custodian |
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| Henderson, Don Berwell |
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| Hernandez, Javier |
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| Hessler, Donald R |
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| Higginbotham, Stanley Lamar |
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| Hiles, Andrew H. |
| Hilgenberg, Timothy S |
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| Hill, Michael R. |
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| Hinman, Richard C. |
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| Hirano, Robin Miller |
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| Hochberg, Renee F. |
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| Hoerger, Susan Yarosh |
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| Hogg, Barbara J |
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| Holland, Daniel J. |
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| Holland, Kimberly |
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| Holscher, Carsten |
Germany | |
| Hoos, John O |
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| Horton, Michael D |
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| Howes, Paul D. |
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| Howlett, Catherine |
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| Hoyal, Mark Lawrence |
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| Hughey, Thomas M |
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| Hunt, David |
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| Hurst, Linda S. |
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| Hutson, Richard W |
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| Huxsaw, Lynne |
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| Hyman, Jeffrey S. |
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| Irion, Brian P. |
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| Irons, Neil |
Belgium | |
| Irwin, Barbara Jane |
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| Istnick, Robert L |
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| Jacobs, Ari N. |
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| Jagla, Julie |
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| James, Alison A |
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| James, Ken E |
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| James, William R. |
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| Jarrett, Thomas Mark |
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| Jeffay, Jason |
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| Jensen, Phillip Claude |
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| Johnson, Robert F. |
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| Johnston, Michael L. |
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| Jones, Allen F. |
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| Jones, David B. |
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| Jones, J. Michael |
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| Jones, Michael B |
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| Jones, Richard E. |
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| Jones, Ronald A |
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| Jost, Michael G |
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| Kaberon, Daniel Adam |
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| Kairey, Mindy |
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| Kaiser, Marc Steven |
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| Kann, Raymond |
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| Kantor, Richard Geza |
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| Kapahi, Naveen |
Canada | |
| Kapahi, Shelagh |
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| Kaplan, Tilda Jarolim |
| Kars, Jan |
Netherlands | |
| Kellogg, Gail V. |
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| Kelly Jr., Vincent J. |
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| Kelly, James William |
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| Kenney, Suzanne M. |
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| Kerpan, James P |
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| Kieley, John |
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| Kimler, Brad |
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| Kincaid, Maureen A. |
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| Kinsley, Heather R. |
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| Klein, Jeffrey |
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| Klonoff, Jeffrey Allen |
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| Knox, Christine M. |
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| Kohlbry, Kathleen M. |
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| Kolb, John |
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| Konieczny, James R. |
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| Koo, James |
Canada | |
| Kopec, Albert |
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| Koralik, Susan K. |
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| Kordus, Claude |
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| Kozak, Gregory J. |
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| Krause, Debra W. |
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| Krause, Marin E. |
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| Kriegh, James A |
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| Laketek, Maryann |
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| Lally, Jane F. |
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| Lamp, Cory Christopher |
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| LaSorte, Joseph A. |
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| Laspisa, Esther Kaplan |
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| Laufer, Jacques |
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| Laugharn, Gary |
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| Lawrence, Simon |
United Kingdom | |
| Leckie, Annette Schnack |
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| Lee, Michael R. |
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| Lee, Steven G. |
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| Leighton, Stephen M |
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| Leister, Kellen |
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| Leone, Robert J. |
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| Levin, Howard J. |
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| Leyendecker, Mary A. |
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| Lima, Jean-Charles |
Canada | |
| Lindberg, Kenneth W |
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| Lindquist, Judith A. |
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| Livsey, Frank |
Canada | |
| Lloyd, Ronald Rhys |
Canada | |
| Lucey, Richard J |
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| Lui, Cheryl M. |
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| Lynch, John C. |
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| Makuck, Brian D. |
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| Maskaleris, Elias R. |
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| Mason II, William L. |
| Mateja, Linda L. |
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| Mathews, Donna M |
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| Mathews, Donna M as custodian for Leslie Anne Mathews |
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| Mathews, Donna as custodian for Lindsey C. Mathews |
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| Matson, Stephen A. |
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| Mattingly, Sharon |
United Kingdom | |
| Maurer, Otto |
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| McArdle, Frank B. |
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| McCane, Steven William |
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| McDonald, Danielle R. |
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| McFall, Daniel F. |
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| McGhee, James W. |
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| McGill, Patrick Lyman |
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| McGough, James C |
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| McGuire, Francis Xavier |
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| McKay, Robert J |
Canada | |
| McRae, Lisa Ann Smedstad |
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| Mercado, Orlando |
Puerto Rico | |
| Meshboum, Stuart |
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| Messick, Scott E. |
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| Meuse, James David |
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| Miller, Lisa |
United Kingdom | |
| Miller, Lori L. |
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| Millson, Scott A. |
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| Milo, Scott Vincent |
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| Minner Jr., Donald |
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| Mitchell, Laurie Leilani |
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| Mittelbrun, John W. as custodian for John W. Mittelbrun, Jr. |
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| Mittelbrun, Theresa D. |
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| Mittelbrun, Theresa D. as custodian for John W. Mittelbrun, Jr. |
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| Mitter, Mark T. |
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| Moody, Richard L |
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| Moore, Bradley C |
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| Moran Jr., John |
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| Moreland, Mary K. |
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| Morgan, Pamela Dale |
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| Morris, Peter J. |
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| Moses, John D. |
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| Mott, Thomas Robert |
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| Muench, Carol |
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| Muirhead, Peter |
Canada | |
| Munn, Jeffrey |
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| Munn, Jeffrey as custodian for Taylor Munn |
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| Munn, Sally |
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| Murphy, Blake Potter |
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| Murphy, Michael J. |
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| Murray, Mark Andrew |
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| Murray, Philip E |
United Kingdom | |
| Nelson, James E. |
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| Nelson, Mark Andrew |
| Nerheim, Lori A |
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| Neville, Thomas |
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| Newton, Christopher Mark |
Canada | |
| Nichols, Richard C. |
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| Nolen, Tanya Flourney |
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| Nunes, Jane Ann |
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| O’Connor, John R. |
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| O’Meara, Robert J |
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| O’Regan, Thomas J |
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| Ornt, Yvonne Gatcheff |
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| Osborn, Jacqueline |
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| Oshima, Mark Masao |
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| Osicka, Charles J |
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| Osrin, Lilian T. |
United Kingdom | |
| Osrin, Neville P |
United Kingdom | |
| Owens, Kevin |
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| Ozark, James G |
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| Padfield, Mark R. |
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| Padula, Matthew D. |
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| Paine, Thomas H |
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| Pallerino, Nancy |
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| Palmer, Christopher S |
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| Papantonis, Perry C. |
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| Papier, Jonathan M |
United Kingdom | |
| Parfitt, Mary Ann |
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| Parker, T. Alan |
Australia | |
| Parrish, Norman W. |
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| Patrick, Andrew |
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| Patrick, Elaine |
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| Patrick, Rodger R |
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| Patrick, Victor |
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| Pellettieri, Karen M. |
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| Penter, Robert L. |
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| Perrine, Nicole |
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| Peterson, Alison Ann |
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| Peterson, E Scott |
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| Peterson, Larry W. |
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| Peterson, Steven W. |
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| Pierce, David |
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| Pinzur, Laurence A. |
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| Piro Jr., John D. |
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| Pogue, Thomas A. |
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| Polk, Mary Ann |
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| Pontello, Leslie B. |
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| Pooley, Joanne |
Canada | |
| Powell, Lowell |
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| Powers, Michael J. |
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| Prange, Sue L. |
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| Pratscher, Gary W. |
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| Primmer, Roger L. |
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| Prospect, Theodore A. |
| Puciaty, Anton J |
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| Pulliam, William R |
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| Purtell, Jocelyn Patrice |
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| Quenan, Patrick W. |
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| Rackey, David A. |
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| Raffety, David Keith |
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| Ramsey, E. Stephen |
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| Ready, Robert D |
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| Reichenbach, Lee Donna |
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| Reschke, Karin |
Germany | |
| Rhodes, Wendy S. |
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| Rieger Jr., Leon |
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| Ripp, Jeanette M |
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| Riva, Katia |
Italy | |
| Robb, Marybeth C |
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| Roberts, John Cecil |
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| Robison, R. Jack |
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| Roch, Thomas F |
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| Roettig, Paul |
Austria | |
| Romanchek, Robert A. |
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| Romweber, Jane T. |
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| Roof, Timothy C. |
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| Roque, Francisco A. |
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| Rosmarin, Douglas J |
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| Rosow, Laura |
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| Rosow, Stanley M |
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| Ross, Peter E. |
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| Rubin, Daniel J. |
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| Rumzis, Edward D. |
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| Rushin, James J. |
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| Ruth, Linda Cushman |
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| Ruth, Lloyd |
||
| Ryan, Duffy |
||
| Ryan, John M. |
||
| Ryan, Michael John |
||
| Sales, Mary E. |
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| Sanborn, Peter A. |
||
| Sanders, John B. |
Canada | |
| Santos Jr., Alberto |
||
| Santos, Alberto Dr. |
||
| Santos, Anastacia |
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| Santos, Lane Johanna Jaeckle |
||
| Santos, Miguel Antonio |
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| Sarrazin, Eric |
France | |
| Sartain, Keith T. |
||
| Sawyer, Eileen C. |
||
| Schardt, Michael Alan |
||
| Schaus, Stacy L. |
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| Scheele, Christopher S. |
||
| Scheele, Teresa L. |
||
| Scheffel, Elizabeth J. |
| Schippers, Norman |
||
| Schippers, Sandy |
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| Schlachtmeyer, Albert S |
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| Schlachtmeyer, Laura |
||
| Schlachtmeyer, Melissa |
||
| Schmitt, Kyle A. |
||
| Schmitz, Thomas L. |
||
| Schnoenenberger, Vitus |
Switzerland | |
| Schultz, Michael D. |
||
| Schwartz, Jan E |
||
| Schwartzman, Ted J. |
||
| Schwehr, Mark D. |
||
| Scott, William |
||
| Seim, Sharon |
||
| Seltz, Christine A. |
||
| Shafer, Paul M. |
||
| Shakeel, Mazen A. |
Canada | |
| Shapira, Allan |
Canada | |
| Sharp IV, Frederick Inman |
||
| Shaul, Matthew |
||
| Shelton, Kenneth A. |
||
| Shepherd, Janet E. |
||
| Sher, Fred C |
||
| Shillingburg, John Douglas |
||
| Shimizu, Tomo |
Japan | |
| Shipman, Don R. |
||
| Silva, Anthony A. |
||
| Simmermaker, Jordan L. |
||
| Smith, Bradley |
||
| Smith, Eddie C. |
||
| Sneden, William M. |
||
| Soja, Richele A |
||
| Sorensen, Michael |
||
| Sorrentino, Anthony S |
||
| Spacapan, Kevin Lee |
||
| Spangrud, Mark J. |
||
| Sperling, Rosalyn M. |
||
| Sperling, Kenneth L. |
||
| Stanar, Thomas J |
||
| Steinberg, Allen Terry |
||
| Steinberg, Mona Jill |
||
| Stewart, Curtis W |
||
| Stifter, Jeredith W |
||
| Stiroh Jr., Bernard J. |
||
| Stock, Mary C. |
||
| Strecker, Jefferson Lee |
||
| Sural, Brenda J. |
||
| Swanson, Mark A. |
||
| Swinehart, Kathy Lea |
||
| Sze, Michael |
| Tagge, Rosemary E |
||
| Tate, Robert |
||
| Tatsuguchi, Nancy M |
||
| Tenner, Leonard R. |
||
| Thomann, Daniel |
Switzerland | |
| Thomas, Sean W. |
||
| Thompson, Greggory R. |
||
| Thompson, Theresa |
||
| Thorpe, Elizabeth Patrick |
||
| Tobin, Harold B. |
||
| Toivari-Case, Carrie Marie |
||
| Tompkins, John C |
Canada | |
| Toth, Frederick Carter |
||
| Trahan, Daniel C. |
||
| Trahan, Susan R. |
||
| Trahan, Thomas M. |
||
| Trahan, Uraiwan |
||
| Trahan, Michael Lee |
||
| Tucker, Larry John |
||
| Twery, Scott Craig |
||
| Ubelhart, Mark C |
||
| Vaccari, Margee S. |
||
| Vaccari, Thomas S. |
||
| Valentine, Lawrence V. |
||
| Vandersanden, Robert |
Canada | |
| VanThournout, Richard A. |
||
| Veit, Anne A |
||
| Verseman, David W. |
||
| Virmani, Ravi |
India | |
| Visus, Deborah A. |
||
| Vlajkovic, John |
||
| Vogrich, Robert M. |
||
| Wagner, Francis H. T. |
||
| Wagner, William P as custodian for Katie Wagner |
||
| Wagner, Stephen B |
||
| Wallace, John J |
||
| Wardner, Julie A. |
||
| Watkins, Eric M. |
||
| Watson, Laura M |
||
| Waymel, Colleen Austin |
||
| Waymel, Raymond J. |
||
| Weaver Jr, Pearce R. |
||
| Weaver, Trinda N. |
||
| Weaver, Dorothy J. |
||
| Weinberg, Robert |
||
| Welkie, Robert Steven |
||
| Wermeille, Francoise |
Switzerland | |
| Westervelt, Arthur Lee |
||
| Westwood, Jerry R |
||
| Whinfrey, Judith A. |
| Whitney Jr., Mark S. |
||
| Wilen, Robert E. |
||
| Wille, David J. |
||
| Williams, Jonathan David |
Australia | |
| Wilson, Gerald I |
||
| Wilson, Jerry F. |
||
| Winkler, Kerstin |
||
| Winston, Rebecca L. |
||
| Wise, Christi Rager |
||
| Witkowski, Wayne E. |
||
| Woldridge, Scott M. |
||
| Wolf, James K |
||
| Wood, Thomas E |
||
| Wooding, Shelley A. |
Canada | |
| Woodrum, James D. |
||
| Wright, Michael B. |
||
| Wright, Peter |
||
| Wunsch, Gerald E. |
||
| Yamamoto, Dale H |
||
| Yezzi, Anthony P |
||
| Young, William G. |
||
| Young, William G., as Custodian |
||
| Young, William G., as Custodian |
||
| Zadell, William R. |
||
| Zielke, Elizabeth K. |
||
| Zimmer, Jane E |
||
| Zimmerman, Ross |
||
| Zurek, Colleen A. |
||
| Trusts |
Place of Organization | |
| Annette S. Leckie 2003 Revocable Trust |
Massachusetts | |
| C. Lawrence Connolly III 2004 Irrevocable Trust |
Illinois | |
| C. William Gregory Trust |
Florida | |
| Cangelosi/Gallo Family Trust |
California | |
| Carole J. Harlow 1994 Trust |
California | |
| Charles Fischer Declaration of Trust |
Illinois | |
| Christine M. Knox Trust |
Illinois | |
| Christopher R. Healy Declaration of Trust |
Illinois | |
| Crystal Cove Revocable Trust |
California | |
| Daniel J. Rubin Trust |
Illinois | |
| David L. Hunt Revocable Trust |
Connecticut | |
| Edward L. Delahanty 2002 Flite Trust |
Florida | |
| Esther K. Laspisa Revocable Trust |
Illinois | |
| Ewing Trust Agreement |
California | |
| Francis B. McArdle Revocable Living Trust |
Maryland | |
| Francisco A. Roque 1999 Living Trust |
Illinois | |
| Howard J. Levin 2005 Irrevocable Trust |
Florida | |
| James E. Nelson Irrevocable Trust |
Florida | |
| James E. Nelson Irrevocable Trust of 2004 |
Florida | |
| James G. Ozark Trust |
Illinois | |
| Janet E. Shepherd Revocable Trust |
Colorado | |
| Jerry R. Westwood Trust |
Illinois | |
| John and Sue Prange Trust |
California | |
| John C. Roberts and Angela M. Roberts Revocable Trust |
Arizona | |
| John Hoos Revocable Trust |
Illinois | |
| John M. Ryan Revocable Trust |
Illinois | |
| Kann Family Trust |
California | |
| Kathleen M. Trahan Revocable Trust |
Illinois | |
| KBO Revocable Trust |
Illinois | |
| Lawrence J. Laspisa Revocable Trust |
Illinois | |
| Leonard Tenner Revocable Trust |
Illinois | |
| Linda L. Anderson Trust |
Illinois | |
| Luanne Wolff Revocable Trust |
California | |
| Marilyn C. Biggins Revocable Trust |
Connecticut | |
| Mark Douglas Schwehr Florida Intangible Tax Trust |
Florida | |
| Mary Lynn Eubanks 1999 Living Trust |
Illinois | |
| Maureen Kincaid Trust |
Illinois | |
| Michael L. Johnston Declaration of Trust |
Illinois | |
| Michael L. Trahan Revocable Trust |
Illinois | |
| Peter A. Biggins Revocable Trust |
Connecticut | |
| Renee F. Hochberg Living Trust |
Illinois | |
| Richard L. Diemer Revocable Trust |
Illinois | |
| Richard W. Davids Declaration of Trust |
Illinois | |
| Richard W. Hutson 1998 Irrevocable Trust FBO: Brennan B. Hutson |
Illinois | |
| Richard W. Hutson Declaration of Trust |
Illinois | |
| Richard W. Hutson Irrevocable Trust Dated FBO Amanda R. Hutson |
Illinois | |
| Richard W. Hutson Irrevocable Trust Dated FBO Joseph B Hutson |
Illinois | |
| Roberta D. Fox Trust |
Illinois | |
| Roberta Tenner Revocable Trust |
Illinois | |
| Sara L. LeTourneau Declaration of Trust |
Illinois | |
| Shelton Family Trust |
California | |
| Smith Family Trust |
Arizona | |
| Stanley Rosow Revocable Trust |
California | |
| Steinberg Revocable Trust |
California | |
| Ted J. Schwartzman Trust |
Connecticut | |
| The David Yanis Trust |
Florida | |
| The Dorothy J. Weaver Trust |
California | |
| The Gerald I. Wilson Irrevocable Trust |
Florida | |
| The James G. Ozark Irrevocable Trust |
Florida | |
| The Martha J. Cochrane Declaration of Trust |
Massachusetts | |
| The Maureen A. Kincaid Irrevocable Trust |
Florida | |
| The Peterson Family Trust |
California | |
| The Richard L. Moody Trust |
Illinois | |
| Thomas E. Wood Revocable Trust |
Illinois | |
| Thomas Paine and Teresa Norton Revocable Trust |
California | |
| TJO Revocable Trust |
Illinois | |
| William James Trust |
Illinois | |
| Partnerships* |
Place of Organization | |
| Buesing Family Limited Partnership, William R. Buesing, General Partner |
Connecticut | |
| Robert and Sandra Cook Family Limited Partnership, Sandra Cook, General Partner |
Illinois | |
| Franke Investments, L.P., John Terrence Franke, Managing General Partner |
Illinois | |
| The TJG Limited Partnership, Thomas J. Garabedian, General Partner |
Delaware | |
| Gifford Holdings, L.P., Dale L. Gifford, General Partner |
Delaware | |
| Gretzinger Family Limited Partnership, Ralph E. Gretzinger, III, General Partner |
Delaware | |
| DJH Investments, L.P., Daniel J. Holland, General Partner |
Texas | |
| Hutson Family Limited Partnership, Richard W. Hutson, Trustee under the Richard W. Hutson Declaration of Trust Dated November 6, 1989, General Partner |
Illinois | |
| Michael B. Jones Family Limited Partnership, Michael B. Jones, General Partner |
Delaware | |
| Kieley Investment L.P. I, John Kieley, General Partner |
Delaware | |
| JJJO Partnership, L.P., James G. Ozark and Maureen A. Kincaid, General Partners |
Massachusetts | |
| KBAM Ventures, L.P., Maureen A. Kincaid and James G. Ozark, General Partners |
Illinois | |
| Levin Family Limited Partnership, Howard J. Levin, Trustee of the Howard J. Levin Revocable Trust, dated September 28, 1994, General Partner |
Connecticut | |
| SJM Holdings, L.P., Mark A. Murray, Managing General Partner |
New Jersey | |
| Pinzur Limited Partnership, Laurence A. Pinzur, General Partner |
Wyoming | |
| Deer Park Limited Partnership, Jocelyn Purtell, General Partner |
Florida | |
| SCS Family Limited Partnership, E. Stephen Ramsey, General Partner |
Wisconsin | |
| Roch Family Limited Partnership, Thomas F. Roch, General Partner |
California | |
| Rosow Family Limited Partnership, Stanley M. Rosow, General Partner |
Illinois | |
| Schmitz Family Limited Partnership, Thomas L. Schmitz, General Partner |
Illinois | |
| A.C.J.L. Shafer Family Limited Partnership, Paul M. Shafer, General Partner |
Delaware | |
| Red Rock West Limited Partnership, Janet E. Shepherd, General Partner |
Massachusetts | |
| Wilson Family Limited Partnership, Gerald I. Wilson, General Partner |
Illinois |
| * | Citizenship of each General Partner is United States |
| Limited Liability Companies |
Place of Organization | |
| Share Holdings LLC |
Illinois | |
| Corporations* |
Place of Organization | |
| Groen Participaties B.V. (controlled by Abraham Groen)* |
Netherlands | |
| Jungman Participaties B.V. (controlled by Alexander Jungman)* |
Netherlands | |
| Kraak Participaties B.V. (controlled by Cornelis Kraak)* |
Netherlands | |
| Mick and Nancy Pty. Ltd.(controlled by Michael J. Bennett)** |
Australia | |
| Middelbos Participaties B.V. (controlled by Robertus Middelbos)* |
Netherlands | |
| Nagtegaal Participaties B.V. (controlled by Andries Nagtegaal)* |
Netherlands | |
| VanHooff Participaties B.V. (controlled by Cornelis van Hooff)* |
Netherlands | |
| VanLeeuwen Participaties B.V. (controlled by Jan van Leeuwen)* |
Netherlands | |
| * | Controlling shareholders are all Dutch citizens |
** Controlling shareholder is an Australian citizen
SCHEDULE 13D
This Amendment No. 10 to a Statement on Schedule 13D amends and restates in its entirety such Schedule 13D (as so amended and restated, this “Schedule”). This Amendment No. 10 is being filed because certain Covered Persons have disposed of Covered Shares.
Item 1. Security and Issuer
This statement relates to the Class B common stock, par value $0.01 per share (the “Class B Common Stock”), of Hewitt Associates, Inc., a Delaware corporation (“Hewitt” or the “Issuer”), having its principal executive offices at 100 Half Day Road, Lincolnshire, Illinois 60069. Hewitt is a global human resources outsourcing and consulting firm.
Item 2. Identity and Background
(a), (b), (c) (f) The cover page to this schedule and Appendix A hereto contain the names of the persons (“Covered Persons”) who beneficially own shares of Class B Common Stock subject to a Stockholders’ Agreement (“Covered Shares”), dated as of July 1, 2003, to which the Covered Persons are parties (as amended from time to time, the “Stockholders’ Agreement”). This filing is being made on behalf of all of the Covered Persons, and their agreement that this filing may be so made is contained in the Stockholders’ Agreement.
Appendix A hereto also provides the citizenship or place of organization of each Covered Person. Each Covered Person who is an individual (an “Individual Covered Person”) is a professional employed or formerly employed by Hewitt or one of its affiliates or a permitted transferee of such employee or former employee. Each Covered Person who is not an individual (other than Share Holdings LLC (“ Share Holdings”)) is a trust, limited partnership, limited liability company or corporation created for estate planning purposes by a person who is employed or was formerly employed by Hewitt or one of its affiliates and is or was a member of FORE Holdings LLC, formerly Hewitt Holdings LLC (“Holdings” and each such person being referred to as an “owner” or a “Holdings owner”). Each Covered Person listed in Appendix A under the caption “Partnerships” (an “LP Covered Person”) is a limited partnership of which a Holdings owner is the general partner. Each Covered Person listed in Appendix A under the caption “Corporations” (a “Corporate Covered Person”) is controlled by a Holdings owner. The business address of each Covered Person for purposes of this Schedule is 100 Half Day Road, Lincolnshire, Illinois 60069.
(d), (e) During the last five years no Covered Person or, to the best knowledge of the Covered Persons, any executive officer or director of a Covered Person, general partner of an LP Covered Person or person controlling a Corporate Covered Person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in such Covered Person being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
In connection with Hewitt’s transition to a corporate structure, Hewitt was formed as a subsidiary of Holdings. In May 2002, Holdings transferred all of its ownership interest in Hewitt Associates LLC to Hewitt thereby making Hewitt Associates LLC a wholly owned subsidiary of Hewitt, the Holdings owners (with the exception of retired Holdings owners) became employees of Hewitt and Hewitt issued 70,819,520 shares of its Class B Common Stock, all of which were held of record by Holdings. Each Holdings owner retained an interest in Holdings and an undivided, indirect interest in the shares of the Class B Common Stock held by Holdings on the owners’ behalf. Holdings has distributed the shares of Class B Common Stock to its owners (or to Share Holdings in the case of certain owners resident outside the United States) and all the owners have signed the Stockholders’ Agreement.
Covered Persons may own and may from time to time acquire shares of Hewitt’s Class A common stock, par value $0.01 per share (the “Class A Common Stock”), which are not subject to the Stockholders’ Agreement, for investment purposes. Such shares of Class A Common Stock may be acquired with personal funds of or funds borrowed by such Covered Person.
Item 4. Purpose of Transaction
Holdings acquired the shares of Class B Common Stock in connection with Hewitt’s transition to a corporate structure and subsequently distributed the shares to its owners as described in response to Item 3. Please see the response to Item 6 for information regarding the rights and obligations of the Covered Persons with respect to the Covered Shares. The Covered Persons may from time to time acquire shares of Class A Common Stock which are not subject to the foregoing restrictions for investment purposes or upon award of Class A Common Stock or options to purchase Class A Common Stock pursuant to Hewitt’s incentive compensation plan. Except as described in Item 6, none of Holdings or the Covered Persons have any plans or proposals which related to or would result in their acquisition of additional shares of Class B Common Stock or any other events described in Item 4(a) through 4(j) of Schedule 13D.
Each Covered Person is expected to evaluate on an ongoing basis Hewitt’s financial condition and prospects and his or her interests in and with respect to Hewitt. Accordingly, each Covered Person may change his or her plans and intentions at any time and from time to time. In particular, each Covered Person may at any time and from time to time acquire or dispose of shares of Class A Common Stock and, subject to certain limitations, Class B Common Stock.
Item 5. Interest in Securities of the Issuer
(a) Rows (11) and (13) of the cover page to this Schedule 13D and Appendix A are hereby incorporated by reference. Each Covered Person hereby disclaims beneficial ownership of all shares of Class B Common Stock held by any other Covered Person. None of the shares of Class B Common Stock reported in rows (11) and (13) of the cover page to this Schedule are shares as to which there is a right to acquire exercisable within 60 days.
(b) Rows (7) through (10) of the cover page to this Schedule 13D and Appendix A are hereby incorporated by reference. With respect to the Covered Shares subject to the Stockholders’ Agreement, the power to vote Covered Shares by Covered Persons is shared with each other Covered Person, as described below in response to Item 6. Each Covered Person hereby disclaims beneficial ownership of all shares of Class B Common Stock held by any other Covered Person.
(c) Except as described on Appendix B or as reported in a previously filed Schedule 13D, no Covered Person has effected any transaction in the Class B Common Stock during the past 60 days.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Stockholders’ Agreement
As a condition to receiving shares of Class B Common Stock in the distribution by Holdings, the Holdings owners entered into a Stockholders’ Agreement whereby the shares received in the distribution would continue to be subject to similar restrictions as when the shares were held by Holdings. Hewitt, Holdings and the Holdings owners or their transferees who received shares of Class B Common Stock in the distribution from Holdings to the owners are parties to the Stockholders’ Agreement.
Shares Covered. The Stockholders’ Agreement covers:
| • | all shares of Class B Common Stock and Class C common stock, par value $0.01 per share (the “Class C Common Stock”) beneficially owned by each Covered Person at the time such Covered Person entered into the Stockholders’ Agreement, |
| • | any shares of Class B Common Stock and Class C Common Stock as to which a Covered Person acquires beneficial ownership after execution of the Stockholders’ Agreement, and |
| • | any shares of Class A Common Stock as to which a Covered Person acquires beneficial ownership upon conversion of the shares of Class B Common Stock or Class C Common Stock beneficially owned by such Covered Person. |
2
Shares of Class A Common Stock acquired by Covered Persons in the open market, upon the exercise of stock options granted pursuant to Hewitt’s incentive compensation plans or upon the grant of shares pursuant to such plans will not be subject to the Stockholders’ Agreement.
Transfer Restrictions. The Stockholders’ Agreement contains restrictions on transfer whereby each Covered Person who is an owner or transferee of an owner will be subject to the transfer restrictions described below. Such Covered Persons are referred to as “Owner Covered Persons.” Each Owner Covered Person may not transfer prior to June 26, 2006 any “goodwill shares” (defined below) beneficially owned by such Owner Covered Person which are still subject to the book to market phase-in discussed below.
Book to Market Phase-in. If a Holdings owner’s employment with Hewitt terminates (other than as a result of an owner’s retirement (subject to certain criteria), death or disability) within four years of Hewitt’s initial public offering (which occurred on June 27, 2002) and before the owner reaches the age of 55 with ten years of service with Hewitt, the number of shares held by the owner will be reduced. The shares held by a terminated owner which may be subject to reduction are referred to as “goodwill shares.” Upon completion of Hewitt’s initial public offering, there were approximately 55,600,000 of such shares. The reduction in the number of goodwill shares is a function of the then current book value and market value of the shares and is calculated according to the formula described below. Book value of Hewitt’s Class A Common Stock will be determined as of the end of the immediately preceding fiscal quarter for which Hewitt has reported financial results and market value of Hewitt’s Class A Common Stock will be determined based on the average closing sale price of Hewitt’s Class A Common Stock as quoted on the New York Stock Exchange for the five trading days preceding the date of termination.
Specifically, on each anniversary of the initial public offering, if a Holdings owner is one of Hewitt’s employees on that date, such owner’s entitlement to a portion of the goodwill shares will increase, as follows, from book value to market value.
| Entitlement to goodwill shares at book value |
Entitlement to goodwill shares at market value |
|||||
| On or prior to June 27, 2003 |
100 | % | 0 | % | ||
| On or after June 27, 2003 to June 26, 2004 |
75 | % | 25 | % | ||
| On or after June 27, 2004 to June 26, 2005 |
50 | % | 50 | % | ||
| On or after June 27, 2005 to June 26, 2006 |
25 | % | 75 | % | ||
| On or after June 27, 2006 |
0 | % | 100 | % | ||
As to any goodwill shares that a Holdings owner is entitled to receive at market value, such shares will not be subject to surrender by the owner. As to any goodwill shares that an owner is entitled to receive at book value, an owner will surrender a number of shares having an aggregate market value equal to the difference between the market value and the book value of such shares. The surrendered shares will be reallocated to the remaining Holdings owners.
If a Holdings owner who is at least 52 years of age and who has been an owner for at least ten years provides twelve months’ prior written notice of intent to retire to the board of directors, such owner will be eligible for a special retiree formula as to entitlement to goodwill shares. Such formula considers the age of the individual and the number of years that person has been an owner. Depending on the combination of these factors, such person would be entitled to between 82% and 100% of his or her goodwill shares at market value at that time. Hewitt’s Chief Executive Officer, Mr. Gifford, has agreed to waive any enhanced rights to goodwill shares at market value due to retirement prior to June 27, 2006, unless his retirement is initiated by Hewitt’s Board of Directors.
3
In the event of a Holdings owner’s death, the estate of such owner will be entitled to 100% of the goodwill shares at market value. In the event of an owner’s disability, the owner will continue to be treated as an active employee during the disability.
Voting. The Stockholders’ Agreement provides that prior to any vote of Hewitt’s stockholders, a separate, preliminary vote of all of the Covered Shares owned by the Covered Persons will be held. All of the Covered Shares will then be voted in accordance with the vote of the majority of the votes cast in the preliminary vote. The preliminary vote will be administered by the stockholders’ committee designated in accordance with Hewitt’s Amended and Restated Certificate of Incorporation. Notwithstanding the foregoing, in elections of directors, all Covered Shares owned by Covered Persons will be voted in favor of the election of those persons receiving the highest number of votes cast in the preliminary vote.
Term. The Stockholders’ Agreement continues in effect until the first to occur of the termination of the Stockholders’ Agreement by the affirmative vote of the holders of a majority of the Covered Shares, such time as the Covered Shares represent less than 10% of Hewitt’s issued and outstanding shares of common stock, or June 27, 2022. Covered persons are bound by the terms of the Stockholders’ Agreement for as long as they hold Covered Shares. Any termination of the book to market phase-in provisions would require the approval of the majority of Hewitt’s independent directors.
Waivers and Amendments. The executive committee of Holdings may waive the transfer restrictions for any reason it deems appropriate. Any waiver or amendment to the book to market phase-in provisions requires the approval of Hewitt’s independent directors.
Subject to the foregoing paragraph, the provisions of the Stockholders’ Agreement may generally be amended or waived by the affirmative vote of the holders of a majority of the Covered Shares. However, any waiver or amendment materially affecting Hewitt’s rights or obligations or the rights or obligations of either of the stockholders’ committee or the executive committee of Holdings requires the approval of the entity so affected.
Effects of Change in Control. Following the consummation of a change in control of Hewitt, the transfer restrictions applicable to Owner Covered Persons and the voting provisions discussed above will terminate. The book to market phase-in provisions will not be affected by a change in control and will continue to apply with respect to the Owner Covered Person’s shares in the acquiror. However, if a Holdings owner’s employment with Hewitt or the acquiror is terminated without cause within two years following a change in control, the owner will be entitled to all goodwill shares at market value.
4
Minimum Stock Ownership Requirements
Holdings owners are required to hold a minimum number of shares while they are employees of Hewitt. Under the option award agreement for the Holdings owners, each Holdings owner is required to maintain beneficial ownership of at least 25% of such owner’s initial goodwill shares while employed by Hewitt.
Item 7. Material to be Filed as Exhibits
| EXHIBIT NO. |
DESCRIPTION | |
| A | Stockholders’ Agreement by and among Hewitt Associates, Inc., Hewitt Holdings LLC (n/k/a FORE Holdings LLC) and the Covered Persons signatory thereto dated as of July 1, 2003 (incorporated herein by reference to Exhibit 10.31 to Hewitt Associates, Inc.’s Registration Statement on Form S-3, as amended, Registration No. 333-105560). |
5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: May 9, 2006
| By: | /s/ David L. Hunt | |
| Name: | David L. Hunt | |
| As Attorney-in-fact |
6
Appendix B
| Daily Hewitt Sales Range |
High: | 29.75 | 29.94 | 29.89 | 30.23 | 30.01 | 29.85 | 29.94 | 29.88 | 30.18 | 30.00 | 30.00 | ||||||||||||||
| Low: | 29.49 | 29.62 | 29.60 | 29.67 | 29.63 | 29.47 | 29.35 | 29.30 | 29.96 | 29.85 | 29.70 | |||||||||||||||
| Date: |
4/3/2006 | 4/4/2006 | 4/7/2006 | 4/10/2006 | 4/11/2006 | 4/12/2006 | 4/13/2006 | 4/18/2006 | 4/21/2006 | 4/24/2006 | 4/26/2006 | Total B Sales | ||||||||||||||
| Name |
||||||||||||||||||||||||||
| Abazoris, Norman V. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Ablin, Marlene Joyce |
10,000 | 10,000 | ||||||||||||||||||||||||
| Acker, Peter David |
985 | 985 | ||||||||||||||||||||||||
| Adams, Mark J. |
40,000 | 40,000 | ||||||||||||||||||||||||
| Alexander, Jane F. |
2,500 | 5,000 | 7,500 | |||||||||||||||||||||||
| Argue, J. Gordon |
10,000 | 10,000 | 20,000 | |||||||||||||||||||||||
| Arian, Mark David |
3,600 | 15,895 | 19,495 | |||||||||||||||||||||||
| Bagin, Erik |
17,000 | 17,000 | ||||||||||||||||||||||||
| Balthazor, Patricia Joan |
5,000 | 5,000 | ||||||||||||||||||||||||
| Barnes, Karen A. |
20,000 | 20,000 | ||||||||||||||||||||||||
| Barylak, Gretchen Karol Lund |
4,000 | 4,000 | ||||||||||||||||||||||||
| Basofin, Richard |
15,000 | 15,000 | ||||||||||||||||||||||||
| Beauregard, Thomas R. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Bentson, Margaret A. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Bernsee, Robert W. |
10,000 | 5,000 | 15,000 | |||||||||||||||||||||||
| Blasco, Guido |
8,202 | 10,000 | 18,202 | |||||||||||||||||||||||
| Boden, Beth |
3,000 | 3,000 | ||||||||||||||||||||||||
| Boerner, Peter R. |
2,000 | 1,000 | 1,000 | 4,000 | ||||||||||||||||||||||
| Boulter, David |
1,046 | 1,046 | ||||||||||||||||||||||||
| Brab, Regina |
5,000 | 5,000 | ||||||||||||||||||||||||
| Bradley, Scott |
5,000 | 5,000 | ||||||||||||||||||||||||
| Buesing Family Limited Partnership |
10,000 | 10,000 | ||||||||||||||||||||||||
| Byrd, Jeffrey W. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Byron, Linda |
2,500 | 2,500 | ||||||||||||||||||||||||
| Carnegie, Jerry Y |
20,000 | 20,000 | ||||||||||||||||||||||||
| Carole J. Harlow 1994 Trust |
1,500 | 1,500 | ||||||||||||||||||||||||
| Carroll, Annette Rosinski |
5,000 | 5,000 | 10,000 | |||||||||||||||||||||||
| Carswell, Thomas A. |
1,000 | 1,000 | 2,000 | |||||||||||||||||||||||
| Cartolano, Curtis M. |
1,000 | 1,000 | 2,000 | |||||||||||||||||||||||
| Chambers, Sandra Ann Miller |
10,000 | 10,000 | 20,000 | |||||||||||||||||||||||
| Charles Fischer Trust |
4,800 | 4,800 | ||||||||||||||||||||||||
| Christopher R. Healy Revocable Living Trust |
5,000 | 5,000 | ||||||||||||||||||||||||
| Corcoran, Maureen Ann |
500 | 3,000 | 3,500 | |||||||||||||||||||||||
| Cornwall, Lynn |
1,500 | 1,500 | ||||||||||||||||||||||||
| Daniel J. Rubin Trust |
2,000 | 1,000 | 3,000 | |||||||||||||||||||||||
| David L Hunt Revocable Trust |
5,000 | 5,000 | ||||||||||||||||||||||||
| Davids, Richard W. |
500 | 500 | ||||||||||||||||||||||||
| Deacon, Faye A. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Desenis, Judith M. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Dickmann, Karen M. |
3,000 | 3,000 | 6,000 | |||||||||||||||||||||||
| DJH Investments |
6,000 | 3,000 | 9,000 | |||||||||||||||||||||||
| Dodd, Kathryn M. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Dolan, Elizabeth M. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Doucette, Stephen F. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Dunlap, Robert A. |
500 | 500 | ||||||||||||||||||||||||
| Durbala, Michael R. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Eaker, Robert Charles |
5,000 | 2,000 | 3,000 | 10,000 | ||||||||||||||||||||||
| Earle, Thomas Warren |
3,000 | 3,000 | ||||||||||||||||||||||||
| Eberlein, Dianne Lynn |
2,000 | 2,000 | ||||||||||||||||||||||||
| Edelstein, Carol M. |
2,500 | 2,500 | ||||||||||||||||||||||||
| Elder, Joni Lee |
7,000 | 7,000 | ||||||||||||||||||||||||
| Ewing Trust Agreement |
1,000 | 5,000 | 6,000 | |||||||||||||||||||||||
| Fanning, J. Mark |
1,000 | 2,000 | 3,000 | |||||||||||||||||||||||
| Ferreri, James P. |
5,000 | 5,000 | 10,000 | |||||||||||||||||||||||
| Fischer, Charles |
200 | 200 | ||||||||||||||||||||||||
| Franke Investments, L.P. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Freundt, James F. |
1,000 | 1,000 | ||||||||||||||||||||||||
| Futterman, Ronald Alan |
5,000 | 5,000 | ||||||||||||||||||||||||
| Garabedian, Thomas J. |
500 | 500 | ||||||||||||||||||||||||
| Graham, Michael Eugene |
4,100 | 3,500 | 7,600 | |||||||||||||||||||||||
| Grant, Philip D. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Gray, Guy Earl |
3,750 | 3,750 | ||||||||||||||||||||||||
| Grayson,Valerie A. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Greene,William H. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Groen, Bram |
10,248 | 10,248 | ||||||||||||||||||||||||
| Gubman, Edward Lee |
117,246 | 36,900 | 154,146 | |||||||||||||||||||||||
| Halperin, Frederic |
10,000 | 10,000 | ||||||||||||||||||||||||
| Hancock, Kip K. |
3,000 | 3,000 | ||||||||||||||||||||||||
| Hasbargen, Donald W. |
2,000 | 2,000 | 4,000 | |||||||||||||||||||||||
| Haugen, Peter J. |
600 | 600 | ||||||||||||||||||||||||
| Hazen, Mary Judd |
3,500 | 3,500 | ||||||||||||||||||||||||
| Henderson, Don Berwell |
750 | 1,000 | 750 | 2,500 | ||||||||||||||||||||||
| Higginbotham, Stanley Lamar |
4,000 | 7,000 | 11,000 | |||||||||||||||||||||||
| Hilgenberg, Timothy S. |
2,000 | 2,000 | 4,000 | |||||||||||||||||||||||
| Hirano, Robin Miller |
10,000 | 10,000 | ||||||||||||||||||||||||
| Hogg, Barbara J. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Holland, Daniel J. |
20,000 | 10,000 | 30,000 | |||||||||||||||||||||||
| Hoos, John O. |
7,000 | 7,000 | ||||||||||||||||||||||||
| Hughey, Thomas M. |
7,500 | 7,500 | ||||||||||||||||||||||||
| Hurst, Linda S. |
12,506 | 12,506 | ||||||||||||||||||||||||
| Huxsaw, Lynne |
3,000 | 2,000 | 5,000 | |||||||||||||||||||||||
| Istnick, Robert L. |
1,000 | 1,000 | ||||||||||||||||||||||||
| James, Ken E. |
5,000 | 5,000 | 10,000 | |||||||||||||||||||||||
| Jensen, Phillip Claude |
2,973 | 2,973 | ||||||||||||||||||||||||
| John W. Prange and Sue Prange Trust |
2,500 | 2,500 | ||||||||||||||||||||||||
| Johnson, Robert F. |
1,000 | 3,000 | 4,000 | |||||||||||||||||||||||
| Jones, J. Michael |
10,000 | 10,000 | ||||||||||||||||||||||||
| Jones, Ronald A. |
1,000 | 1,000 | 1,000 | 3,000 | ||||||||||||||||||||||
| Kaberon, Daniel Adam |
5,000 | 5,000 | ||||||||||||||||||||||||
| Kaiser, Marc Steven |
2,000 | 2,000 | ||||||||||||||||||||||||
| Kapahi, Naveen |
2,000 | 3,000 | 5,000 | |||||||||||||||||||||||
| Kellogg, Gail V. |
175 | 175 | ||||||||||||||||||||||||
| Kieley Investment L.P. I |
1,000 | 1,000 | ||||||||||||||||||||||||
| Kieley, John |
4,000 | 4,000 | 4,000 | 12,000 | ||||||||||||||||||||||
| Klein, Jeffrey |
2,000 | 5,000 | 5,000 | 4,000 | 16,000 | |||||||||||||||||||||
| Klonoff, Jeffrey Allen |
20,000 | 20,000 | ||||||||||||||||||||||||
| Kohlbry, Kathleen M. |
15,000 | 15,000 | ||||||||||||||||||||||||
| Kopec, Albert |
5,000 | 5,000 | ||||||||||||||||||||||||
| Koralik, Susan K. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Kordus, Claude |
3,000 | 3,000 | ||||||||||||||||||||||||
| Lamp, Cory Christopher |
10,000 | 10,000 | ||||||||||||||||||||||||
| Laufer, Jacques |
10,000 | 10,000 | ||||||||||||||||||||||||
| Lawrence, Simon |
5,000 | 5,000 | ||||||||||||||||||||||||
| Annette S. Leckie Revocable Trust |
20,000 | 20,000 | ||||||||||||||||||||||||
| Lee, Steven G. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Leighton, Stephen M. |
1,700 | 1,700 | ||||||||||||||||||||||||
| Leister, Kellen |
30,000 | 5,000 | 16,400 | 51,400 | ||||||||||||||||||||||
| Leone, Robert J. |
9,000 | 4,000 | 3,000 | 16,000 | ||||||||||||||||||||||
| Levin, Howard J. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Leyendecker, Mary A. |
1,000 | 2,000 | 3,000 | |||||||||||||||||||||||
| Lindberg, Kenneth W. |
500 | 500 | ||||||||||||||||||||||||
| Luanne Wolf Revocable Trust |
3,000 | 3,000 | ||||||||||||||||||||||||
| Makuck, Brian D. |
200 | 200 | ||||||||||||||||||||||||
| Mary Lynn Eubanks Living Trust |
10,000 | 10,000 | ||||||||||||||||||||||||
| Mathews, Donna M. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Matson, Stephen A. |
16,400 | 16,400 | ||||||||||||||||||||||||
| Mattingly, Sharon. |
1,200 | 1,200 | ||||||||||||||||||||||||
| Maurer, Otto. |
10,587 | 10,587 | ||||||||||||||||||||||||
| McGuire, Francis Xavier. |
10,000 | 10,000 | ||||||||||||||||||||||||
| McRae, Lisa Ann Smedstad. |
7,500 | 7,500 | 15,000 | |||||||||||||||||||||||
| Meshboum, Stuart. |
7,000 | 7,000 | ||||||||||||||||||||||||
| Michael L. Trahan Revocable Trust |
3,000 | 3,000 | ||||||||||||||||||||||||
| Miller, Lori L. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Mittelbrun, Theresa D. |
37,113 | 37,113 | ||||||||||||||||||||||||
| Moran Jr., John |
500 | 3,000 | 3,500 | |||||||||||||||||||||||
| O’Connor, John R. |
2,500 | 2,500 | ||||||||||||||||||||||||
| Ornt,Yvonne Gatcheff |
10,000 | 10,000 | ||||||||||||||||||||||||
| Padfield, Mark R. |
14,500 | 14,500 | ||||||||||||||||||||||||
| Palmer, Christopher S. |
50,000 | 50,000 | ||||||||||||||||||||||||
| Papier, Jonathan M. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Parrish, Norman W. |
10,000 | 10,000 | ||||||||||||||||||||||||
| Peterson, Larry W. |
1,000 | 1,000 | 2,000 | |||||||||||||||||||||||
| Primmer, Roger L. |
1,100 | 700 | 1,700 | 3,500 | ||||||||||||||||||||||
| Puciaty, Anton J. |
1,600 | 1,600 | ||||||||||||||||||||||||
| Rackey, David A. |
8,000 | 3,000 | 9,800 | 5,200 | 10,000 | 36,000 | ||||||||||||||||||||
| Ramsey, E. Stephen |
2,500 | 2,500 | 5,000 | |||||||||||||||||||||||
| Edward L. Delahanty 2002 Flite Trust |
20,000 | 20,000 | ||||||||||||||||||||||||
| Red Rock West Limited Partnership |
3,000 | 5,000 | 2,000 | 10,000 | ||||||||||||||||||||||
| Renee F. Hochberg Living Trust |
16,000 | 4,000 | 20,000 | |||||||||||||||||||||||
| Richard W. Davids Declaration of Trust |
500 | 500 | ||||||||||||||||||||||||
| Ripp, Jeanette M. |
2,500 | 2,500 | ||||||||||||||||||||||||
| Roberts, John Cecil and Angela M. Roberts Revocable Trust |
3,000 | 3,000 | ||||||||||||||||||||||||
| Romanchek, Robert A. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Ruth, Linda Cushman |
1,675 | 1,675 | ||||||||||||||||||||||||
| Sanborn, Peter A. |
5,000 | 5,000 | 10,000 | |||||||||||||||||||||||
| Santos Jr., Alberto |
10,000 | 10,000 | ||||||||||||||||||||||||
| Sartain, Keith T. |
1,000 | 2,000 | 3,000 | |||||||||||||||||||||||
| Sawyer, Eileen C. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Scheele, Teresa L. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Schnoenenberger, Vitus |
3,000 | 3,000 | ||||||||||||||||||||||||
| Schultz, Michael D. |
16,722 | 16,722 | ||||||||||||||||||||||||
| Schwehr, Kathleen M. |
20,000 | 20,000 | ||||||||||||||||||||||||
| SCS Family Limited Partnership |
1,500 | 1,500 | 3,000 | |||||||||||||||||||||||
| Seim, Sharon |
2,000 | 2,000 | ||||||||||||||||||||||||
| Seltz, Christine A. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Shakeel, Mazen A. |
2,000 | 5,500 | 7,500 | |||||||||||||||||||||||
| Shapira, Allan |
20,000 | 20,000 | ||||||||||||||||||||||||
| Sher, Fred C. |
3,600 | 3,600 | ||||||||||||||||||||||||
| Shipman, Don R. |
40,000 | 40,000 | ||||||||||||||||||||||||
| Silva, Anthony A. |
4,000 | 4,000 | ||||||||||||||||||||||||
| Smith Family Trust |
5,000 | 5,000 | ||||||||||||||||||||||||
| Smith, Bradley |
7,500 | 7,500 | ||||||||||||||||||||||||
| Sneden, William M. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Spangrud, Mark J. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Sperling, Rosalyn M. |
7,500 | 7,500 | ||||||||||||||||||||||||
| Sperling, Kenneth L. |
1,839 | 1,839 | ||||||||||||||||||||||||
| Stanar Trust |
10,000 | 10,000 | ||||||||||||||||||||||||
| Stanley Rosow Revocable Trust |
3,000 | 3,000 | ||||||||||||||||||||||||
| Stewart, Curtis W. |
5,000 | 10,000 | 15,000 | |||||||||||||||||||||||
| Stock, Mary C. |
18,400 | 18,400 | ||||||||||||||||||||||||
| Strecker, Jefferson Lee |
1,980 | 1,980 | ||||||||||||||||||||||||
| Sze, Michael |
3,000 | 3,000 | ||||||||||||||||||||||||
| Tate, Robert |
1,000 | 1,000 | ||||||||||||||||||||||||
| Ted J. Schwartzman Trust |
358 | 358 | ||||||||||||||||||||||||
| The David Yanis Trusttee |
665 | 665 | ||||||||||||||||||||||||
| The Gerald I. Wilson Irrevocable Trust |
10,000 | 2,500 | 12,500 | |||||||||||||||||||||||
| The Martha J. Cochrane Declaration of Trust |
6,700 | 3,300 | 10,000 | |||||||||||||||||||||||
| The TJG Limited Partnership |
200 | 600 | 800 | |||||||||||||||||||||||
| Thorpe, Elizabeth Patrick |
900 | 900 | ||||||||||||||||||||||||
| Tobin, Harold B. |
2,500 | 4,000 | 1,000 | 7,500 | ||||||||||||||||||||||
| Toivari-Case,Carrie Marie |
10,000 | 10,000 | ||||||||||||||||||||||||
| Toth, Frederick Carter |
10,500 | 1,500 | 12,000 | |||||||||||||||||||||||
| Trahan, Thomas M. |
332 | 332 | ||||||||||||||||||||||||
| Trahan, Uraiwan |
332 | 332 | ||||||||||||||||||||||||
| Twery, Scott Craig |
1,000 | 1,000 | ||||||||||||||||||||||||
| Ubelhart, Mark C. |
1,400 | 1,400 | ||||||||||||||||||||||||
| VanThournout,Richard A. |
1,000 | 1,000 | 2,000 | |||||||||||||||||||||||
| Veit, Anne A. |
2,500 | 2,500 | ||||||||||||||||||||||||
| Verseman, David W. |
3,000 | 2,000 | 5,000 | |||||||||||||||||||||||
| Visus, Deborah A. |
1,000 | 1,000 | ||||||||||||||||||||||||
| Wagner, Francis H. T. |
500 | 500 | ||||||||||||||||||||||||
| Wagner, Stephen B. |
1,000 | 1,000 | 1,000 | 2,000 | 5,000 | |||||||||||||||||||||
| Watson, Laura M. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Westervelt, Arthur Lee |
3,000 | 500 | 2,000 | 5,500 | ||||||||||||||||||||||
| Westwood, Jerry R trust |
1,000 | 1,000 | 1,000 | 3,000 | ||||||||||||||||||||||
| Whinfrey, Judith A. |
5,000 | 5,000 | ||||||||||||||||||||||||
| Whitney Jr., Mark S. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Wilson Family Limited Partnership |
15,000 | 5,000 | 20,000 | |||||||||||||||||||||||
| Wilson, Jerry F. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Witkowski, Wayne E. |
1,000 | 1,000 | 1,000 | 3,000 | ||||||||||||||||||||||
| Woldridge, Scott M. |
600 | 400 | 2,000 | 3,000 | ||||||||||||||||||||||
| Woodrum, James D. |
2,000 | 1,000 | 3,000 | |||||||||||||||||||||||
| Wunsch, Gerald E. |
1,000 | 1,000 | 2,000 | |||||||||||||||||||||||
| Yamamoto, Dale H. |
2,000 | 2,000 | ||||||||||||||||||||||||
| Zimmer, Jane E. |
500 | 500 | ||||||||||||||||||||||||
| Zurek, Colleen A. |
5,000 | 5,000 | ||||||||||||||||||||||||