UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
06-30-2018
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
08-06-2018
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
119
Form 13F Information table Value Total:
509250
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-17598
Russell Investments Group, Ltd.
0001692234
2
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
8x8, Inc.COM28291410021110,500SHSOLE10,500 0 0
AMAG Pharmaceuticals Inc.COM00163U10615,343786,796SHSOLE517,829 0 268,967
AMN Healthcare Services Inc.COM0017441016,451110,089SHSOLE68,421 0 41,668
ASGN Inc.COM00191U1028,387107,259SHSOLE67,689 0 39,570
Acadia Healthcare Co Inc.COM00404A1097,624186,368SHSOLE115,886 0 70,482
Aclaris Therapeutics Inc.COM00461U10530015,044SHSOLE15,044 0 0
Acxiom Corp.COM00512510910,412347,651SHSOLE218,536 0 129,115
Aldeyra Therapeutics Inc.COM01438T10627033,969SHSOLE33,969 0 0
Antares Pharma IncCOM036642106574222,501SHSOLE222,501 0 0
Apogee Enterprises, Inc.COM0375981099,158190,109SHSOLE118,312 0 71,797
Apollo Endosurgery Inc.COM03767D10857582,324SHSOLE82,324 0 0
Aspen GroupCOM04530L20337750,422SHSOLE50,422 0 0
BMC Stock Holdings INCCOM05591B1094,596220,447SHSOLE137,193 0 83,254
BioTelemetry Inc.COM09067210610,530233,995SHSOLE157,908 0 76,087
Boingo Wireless Inc.COM09739c10210,497464,686SHSOLE315,098 0 149,588
Box Inc - Class ACOM10316T1047,795311,906SHSOLE191,878 0 120,028
Brink's COCOM10969610410,284128,955SHSOLE80,276 0 48,679
C&J Energy Services INCCOM12674R1004,601194,965SHSOLE121,233 0 73,732
CRA International Inc.COM12618t1051,21123,804SHSOLE23,804 0 0
Calamp Corp.COM12812610910,505448,344SHSOLE287,971 0 160,373
Carbonite Inc.COM1413371051,33438,226SHSOLE38,226 0 0
Cardiovascular Systems Inc.COM14161910638811,986SHSOLE11,986 0 0
Carriage Services Inc.COM14390510794338,406SHSOLE38,406 0 0
Carrizo Oil & Gas Inc.COM1445771036,983250,719SHSOLE155,917 0 94,802
Castlight Health INCCOM14862Q100469110,315SHSOLE110,315 0 0
Central Garden and Pet CO-ACOM15352720512,356305,318SHSOLE189,891 0 115,427
Chicken Soup for the Soul EnteCOM16842Q1009810,189SHSOLE10,189 0 0
Chuy's HoldingsCOM17160410187128,383SHSOLE28,383 0 0
Clearside Biomedical INCCOM18506310415714,687SHSOLE14,687 0 0
Conns Inc.COM20824210713,138398,133SHSOLE264,437 0 133,696
Cornerstone OnDemandCOM21925Y1039,001189,780SHSOLE119,525 0 70,255
Deckers Outdoor Corp.COM2435371077,35265,125SHSOLE40,518 0 24,607
Diamond Hill Investment Group,COM25264R2071,2006,174SHSOLE6,174 0 0
Dycom IndustriesCOM2674751015,01353,040SHSOLE32,209 0 20,831
Eldorado Resorts, IncCOM28470R10211,432292,368SHSOLE182,153 0 110,215
FireEye Inc.COM31816q10117,0941,110,735SHSOLE698,309 0 412,426
Five9COM33830710113,154380,516SHSOLE252,981 0 127,535
Fortress Transportation & InfrCOM34960P10115,215842,003SHSOLE600,874 0 241,129
GP Strategies CorpCOM36225V10442824,313SHSOLE24,313 0 0
Graham CorpCOM3845561062369,142SHSOLE9,142 0 0
Granite ConstructionCOM3873281076,335113,817SHSOLE70,769 0 43,048
Great Lakes Dredge & Dock CoCOM390607109635121,046SHSOLE121,046 0 0
Health Insurance InnovationCOM42225K10651315,857SHSOLE15,857 0 0
Home Bancshares INCCOM4368932007,257321,697SHSOLE200,122 0 121,575
Hostess Brands IncCOM44109J10611,289830,057SHSOLE516,574 0 313,483
Integra Life SciencesCOM4579852089,689150,422SHSOLE93,550 0 56,872
Jack In The Box Inc.COM46636710913,513158,750SHSOLE99,539 0 59,211
K2M group Holidings INCCOM48273J1074,858215,917SHSOLE141,086 0 74,831
Kornit Digital LTDCOMM6372Q11364336,133SHSOLE36,133 0 0
LaSalle Hotel PropertiesCOM51794210899329,000SHSOLE29,000 0 0
Leaf GroupCOM52177g10294086,645SHSOLE86,645 0 0
Ligand Pharmaceuticals Inc.COM53220K50411,75656,747SHSOLE35,654 0 21,093
Marten Transport LTDCOM57307510864027,295SHSOLE27,295 0 0
MasTec, Inc.COM5763231099,368184,584SHSOLE114,876 0 69,708
Mastercard Inc.COM57636q1042431,236SHSOLE1,236 0 0
Maximus, Inc.COM5779331045,66691,222SHSOLE56,772 0 34,450
Medical Properties Trust Inc.COM58463j30410,286732,635SHSOLE510,127 0 222,508
Minerva Neurosciences INCCOM60338010617921,724SHSOLE21,724 0 0
NEOS TherapeuticCOM64052L1062,141342,621SHSOLE243,427 0 99,194
NMI Holdings Inc.COM62920930593657,403SHSOLE57,403 0 0
Neogenomics, Inc.COM64049M20914,8891,135,667SHSOLE754,969 0 380,698
Newpark Resources Inc.COM6517185041,06898,452SHSOLE98,452 0 0
Nuvectra CorpCOM67075N10899748,571SHSOLE48,571 0 0
Omnicell, Inc.COM68213N10911,792224,825SHSOLE139,605 0 85,220
Patterson Energy, Inc.COM70348110118410,249SHSOLE10,249 0 0
Peak Resorts IncCOM70469L100625125,000SHSOLE125,000 0 0
Perficient Inc.COM71375U1019,403356,594SHSOLE236,686 0 119,908
Pfenex Inc.COM71707110445083,243SHSOLE83,243 0 0
PlayAGS,Inc.COM72814N10410,526388,829SHSOLE262,255 0 126,574
Proofpoint, Inc.COM74342410311,892103,132SHSOLE64,820 0 38,312
Proshares Short FinancialsCOM74347B18524910,750SHSOLE10,750 0 0
Proshares Short High YieldCOM74347R1311,58368,260SHSOLE68,260 0 0
Proshares Ultrashort BarclaysCOM74347B20135910,000SHSOLE10,000 0 0
Pzena Investment Management, ICOM74731q10380086,831SHSOLE86,831 0 0
Quanex Building SolutionsCOM74761910467037,311SHSOLE37,311 0 0
Quantenna Communications IncCOM74766D10088657,033SHSOLE57,033 0 0
Repligen Corp.COM75991610962513,294SHSOLE13,294 0 0
Retrophin ICOM7612991063,745137,376SHSOLE91,395 0 45,981
Ringcentral Inc.COM76680R2062874,079SHSOLE4,079 0 0
SPDR Gold SharesCOM78463v1076175,200SHSOLE5,200 0 0
Saia Inc.COM78709y1054,34653,751SHSOLE32,963 0 20,788
SeaSpine Holdings CorpCOM81255T10896576,495SHSOLE76,495 0 0
Social Capital Hedosophia HOCOMG8250R10315515,411SHSOLE15,411 0 0
Supernus Phamaceutical IncCOM8684591084,51075,352SHSOLE49,238 0 26,114
Switch IncCOM87105L1046,361522,649SHSOLE324,900 0 197,749
TravelCenters of America LLCCOM894174101667190,545SHSOLE190,545 0 0
Triton International LtdCOMG9078F10796731,540SHSOLE31,540 0 0
Tutor Perini Corp.COM90110910847025,500SHSOLE25,500 0 0
US Concrete IncCOM90333L2016,865130,770SHSOLE85,032 0 45,738
Unit CorporationCOM9092181091,40554,985SHSOLE54,985 0 0
Urstadt Biddle PropertiesCOM9172862052149,440SHSOLE9,440 0 0
Varonis Systems Inc.COM9222801022513,370SHSOLE3,370 0 0
ViewRay, Inc.COM92672L107705101,913SHSOLE101,913 0 0
Viking Therapeutics, Inc.COM92686J10616116,924SHSOLE16,924 0 0
Visa Inc - Class A SharesCOM92826c8392071,560SHSOLE1,560 0 0
Vishay Precision GroupCOM92835K1031,05927,749SHSOLE27,749 0 0
Vonage Holdings Corp.COM92886t2015,809450,682SHSOLE288,210 0 162,472
WageWorks, Inc.COM93042710913,280265,593SHSOLE165,408 0 100,185
Watts Water Technologies-ACOM9427491026,52683,238SHSOLE51,775 0 31,463
William Lyon HomesCOM5520747006,473279,024SHSOLE182,291 0 96,733
Wintrust Financial CorporationCOM97650W1088,46297,203SHSOLE60,492 0 36,711
YRC Worldwide Inc.COM9842496077,157712,127SHSOLE476,405 0 235,722
American Homes 4 RentPRD02665t8011,25650,000SHSOLE50,000 0 0
Apollo Management LLCPRD0376124051,52060,000SHSOLE60,000 0 0
Capital One FinancialsPRD14040H84065025,000SHSOLE25,000 0 0
TravelCenters of AmericaPRD8941743092,27995,000SHSOLE95,000 0 0
Wintrust Financial GroupPRD97650w4051,07440,000SHSOLE40,000 0 0
AMAG Pharmaceuticals Inc.CVBOND00163UAD81,5311,500,000PRNSOLE1,500,000 0 0
Calamp Corp.CVBOND128126AB52,6642,500,000PRNSOLE2,500,000 0 0
Encore Capital Group Inc.CVBOND292554AH51,8452,000,000PRNSOLE2,000,000 0 0
Fireeye Inc.CVBOND31816QAD31,3701,500,000PRNSOLE1,500,000 0 0
Horizon Global Corp.CVBOND44052WAA21,3982,000,000PRNSOLE2,000,000 0 0
PROS Holding, Inc.CVBOND74346YAB91,1931,000,000PRNSOLE1,000,000 0 0
PROS Holding, Inc.CVBOND74346YAC71,9692,000,000PRNSOLE2,000,000 0 0
Scorpio Tankers Inc.CVBOND80918TAA71,9382,000,000PRNSOLE2,000,000 0 0
ServiceSource International, ICVBOND81763UAB62,1982,250,000PRNSOLE2,250,000 0 0
AMG CapitalCVPFD00170f2091,49125,000SHSOLE25,000 0 0
NY Community Cap Trust VCVPFD64944p3071,74635,000SHSOLE35,000 0 0
PetroQuest EnergyCVPFD7167482072310,000SHSOLE10,000 0 0