UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2019
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
11-12-2019
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
1
Form 13F Information table Entry Total:
108
Form 13F Information table Value Total:
182511
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ASGN Inc.COM00191U1022,69242,326SHSOLE31,948 0 10,378
Advanced Micro Devices, Inc.COM0079031072527,426SHSOLE7,426 0 0
Agnico-Eagle Mines LTDCOM0084741082604,223SHSOLE4,223 0 0
Aldeyra Therapeutics Inc.COM01438T10614025,118SHSOLE25,118 0 0
Allied Motion TechnologiesCOM01933010949413,039SHSOLE13,039 0 0
Alphatec Holdings, Inc.COM02081g20129542,936SHSOLE42,936 0 0
Ameris BancorpCOM03076K1082,24252,325SHSOLE39,481 0 12,844
Apogee Enterprises, Inc.COM0375981091,79347,775SHSOLE36,054 0 11,721
Apollo Endosurgery Inc.COM03767D10813042,207SHSOLE42,207 0 0
Aspen GroupCOM04530L203625100,015SHSOLE100,015 0 0
Avedro Inc.COM05355N10951922,325SHSOLE22,325 0 0
BMC Stock Holdings INCCOM05591B1092,33286,420SHSOLE65,250 0 21,170
Barrett Business Services IncCOM0684631083704,216SHSOLE4,216 0 0
Biolife Solutions INCCOM09062W20421512,662SHSOLE12,662 0 0
Boingo Wireless Inc.COM09739c1021,354142,935SHSOLE109,090 0 33,845
Box, Inc.COM10316T1043,086182,362SHSOLE139,568 0 42,794
BrightView Holdings Inc.COM10948C1072,644148,519SHSOLE112,101 0 36,418
Brink's Co.COM1096961043,97146,742SHSOLE35,292 0 11,450
CRA International Inc.COM12618t1051,28626,121SHSOLE26,121 0 0
CalAmp Corp.COM1281261092,155192,072SHSOLE151,433 0 40,639
Carbonite Inc.COM14133710569640,553SHSOLE40,553 0 0
Cardiovascular Systems Inc.COM1416191067,145160,494SHSOLE127,665 0 32,829
Carriage Services Inc.COM14390510780331,180SHSOLE31,180 0 0
Chembio Diagnostics INCCOM16357220910319,345SHSOLE19,345 0 0
Chuy's HoldingsCOM17160410181933,610SHSOLE33,610 0 0
CoStar Group, Inc.COM22160n109386702SHSOLE702 0 0
Coeur Mining INCCOM1921085049917,955SHSOLE17,955 0 0
Cohu Inc.COM19257610618511,102SHSOLE11,102 0 0
Conns Inc.COM2082421074,396181,712SHSOLE142,879 0 38,833
Cornerstone OnDemandCOM21925Y1032,49442,574SHSOLE32,347 0 10,227
Dycom IndustriesCOM2674751011,20426,410SHSOLE19,937 0 6,473
Eldorado Resorts, Inc.COM28470R1025,369119,921SHSOLE91,475 0 28,446
Everbridge Inc.COM29978A1041,98528,562SHSOLE21,551 0 7,011
Everi Holdings Inc.COM30034t10343242,979SHSOLE42,979 0 0
FireEye Inc.COM31816q1015,725361,425SHSOLE275,266 0 86,159
Five9COM3383071013,26958,890SHSOLE48,655 0 10,235
Fortress Transportation & InfrCOM34960P1015,833368,032SHSOLE297,965 0 70,067
GP Strategies CorpCOM36225V10421919,718SHSOLE19,718 0 0
Great Lakes Dredge & Dock Co.COM39060710976471,104SHSOLE71,104 0 0
Hackett GroupCOM40460910964738,281SHSOLE38,281 0 0
HealthEquity Inc.COM42226A1071,88133,129SHSOLE25,003 0 8,126
Home Bancshares INCCOM4368932002,370128,257SHSOLE96,811 0 31,446
ICF InternationalCOM44925C1036,60477,074SHSOLE61,597 0 15,477
IIVI Inc.COM9021041082,89887,435SHSOLE66,785 0 20,650
Jack In The Box Inc.COM4663671095,91870,434SHSOLE53,943 0 16,491
Kornit Digital LTDCOMM6372Q11375522,224SHSOLE22,224 0 0
Kura Sushi USA, Inc.COM50127010218610,068SHSOLE10,068 0 0
Leaf GroupCOM52177g10226488,880SHSOLE88,880 0 0
Ligand Pharmaceuticals Inc.COM53220K5043,57232,826SHSOLE24,763 0 8,063
Limelight Networks IncCOM53261M1044,5961,089,003SHSOLE875,388 0 213,615
MasTec, Inc.COM5763231095,73691,131SHSOLE68,781 0 22,350
Mastercard Inc.COM57636q104241872SHSOLE872 0 0
Maximus, Inc.COM5779331042,79236,382SHSOLE27,462 0 8,920
Medallia Inc.COM58402110972024,750SHSOLE24,750 0 0
Medical Properties Trust Inc.COM58463j3043,894187,837SHSOLE144,455 0 43,382
Merit Medical Systems Inc.COM5898891041,50272,737SHSOLE54,879 0 17,858
Microsoft Corp.COM5949181042511,751SHSOLE1,751 0 0
NMI Holdings Inc.COM62920930576426,111SHSOLE26,111 0 0
Neogenomics, Inc.COM64049M2095,227227,942SHSOLE180,725 0 47,217
Omnicell, Inc.COM68213N1093,66452,051SHSOLE39,304 0 12,747
Onto Innovation Inc.COM6833441052166,698SHSOLE6,698 0 0
OptiNoseCOM68404V10012415,894SHSOLE15,894 0 0
Perficient Inc.COM71375U1015,228133,362SHSOLE105,825 0 27,537
Petroquest Energy Inc.COM7167484051111,910SHSOLE11,910 0 0
Pfenex Inc.COM71707110440844,217SHSOLE44,217 0 0
PlayAGS,Inc.COM72814N1043,861334,584SHSOLE263,802 0 70,782
Plymouth Industrial Reit Inc.COM72964010262232,954SHSOLE32,954 0 0
Proofpoint, Inc.COM7434241034,21736,551SHSOLE28,134 0 8,417
Proshares Short High YieldCOM74347R13124811,753SHSOLE11,753 0 0
Pzena Investment Management, ICOM74731q10348057,881SHSOLE57,881 0 0
Quanta Services Inc.COM74762e1022796,632SHSOLE6,632 0 0
Quinstreet, Inc.COM74874Q10083465,001SHSOLE65,001 0 0
R1 RCM Inc.COM7493971055,219490,944SHSOLE388,070 0 102,874
Ringcentral Inc.COM76680R2064322,676SHSOLE2,676 0 0
Saia Inc.COM78709y1052,99733,601SHSOLE25,381 0 8,220
Scorpio Tankers INCCOMY7542C1302,20469,298SHSOLE52,287 0 17,011
SeaSpine Holdings Corp.COM81255T1083,283237,212SHSOLE189,305 0 47,907
Switch IncCOM87105L1044,167282,155SHSOLE213,106 0 69,049
Systemax Inc.COM87185110164930,010SHSOLE30,010 0 0
Taiwan Semiconductor ADRCOM8740391002795,402SHSOLE5,402 0 0
Triton International LtdCOMG9078F1072406,540SHSOLE6,540 0 0
Upland Software Inc.COM91544A10981621,772SHSOLE21,772 0 0
Urstadt Biddle PropertiesCOM9172862052309,440SHSOLE9,440 0 0
Veracyte Inc.COM92337F1071,65272,046SHSOLE57,459 0 14,587
Vericel CorporationCOM92346j1081,839115,875SHSOLE93,183 0 22,692
ViewRay, Inc.COM92672L10711243,092SHSOLE43,092 0 0
Visa Inc - Class A SharesCOM92826c8392431,358SHSOLE1,358 0 0
Vishay Precision GroupCOM92835K10350914,941SHSOLE14,941 0 0
Vonage Holdings Corp.COM92886t2014,544465,108SHSOLE357,190 0 107,918
Watts Water Technologies-ACOM9427491021,78119,103SHSOLE14,424 0 4,679
Wheaton Precious Metals Corp.COM9628791022518,946SHSOLE8,946 0 0
WillScot Corp.COM9713751264,272271,095SHSOLE204,768 0 66,327
Wintrust Financial CorporationCOM97650W1082,89745,386SHSOLE34,262 0 11,124
XPO Logistics Inc.COM9837931002182,857SHSOLE2,857 0 0
Xenon Pharmaceuticals INCCOM98420N10511112,980SHSOLE12,980 0 0
American Homes 4 RentPRD02665t8012138,000SHSOLE8,000 0 0
Apollo Global Management LLC A137PRD03761240526410,000SHSOLE10,000 0 0
TravelCenters of AmericaPRD89417430938215,000SHSOLE15,000 0 0
Wintrust Financial GroupPRD97650W4052197,500SHSOLE7,500 0 0
Boingo WirelessCVBOND09739CAB8212250,000PRNSOLE250,000 0 0
Calamp Corp.CVBOND128126AB5493500,000PRNSOLE500,000 0 0
Encore Capital Group Inc.CVBOND292554AH5243250,000PRNSOLE250,000 0 0
Fireeye Inc.CVBOND31816QAD3239250,000PRNSOLE250,000 0 0
Horizon Global Corp.CVBOND44052WAA2199250,000PRNSOLE250,000 0 0
PROS Holding, Inc.CVBOND74346YAB9152100,000PRNSOLE100,000 0 0
Scorpio Tankers IncCVBOND80918TAB5273250,000PRNSOLE250,000 0 0
AMG CapitalCVPFD00170F2094299,000SHSOLE9,000 0 0
NY Community Cap Trust VCVPFD64944P3074579,000SHSOLE9,000 0 0