UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
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Report for the Calendar Year or Quarter Ended: September 30, 2002
Check here if Amendment [ ] Amendment No.: _______
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
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Institutional Investment Manager Filing this Report:
Name: Bayard D. Waring
Address: c/o Amelia Peabody Foundation
One Hollis Street
Wellesley, MA 02482
Form 13F File Number: 028-05999
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Bayard D. Waring
Title: Trustee
Phone: 781-237-6468
Signature, place and date of signing:
/s/ Bayard D. Waring Gloucester, Massachusetts October 25, 2002
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File No. Name
28-05989 Amelia Peabody Foundation
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FORM 13F SUMMARY PAGE
Report Summary:
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Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $3,008 (in thousands)
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List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
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No. Form 13F File No. Name
1. 28-05993 Philip B. Waring
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BAYARD WARING FORM 13F INFORMATION TABLE
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
Name of Issuer Title of Class CUSIP Value Shrs or Sh/ Put/ Investment
(X $1000) Prn Amt Prn Call Discretion
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Alliance Resource Common 01877R108 279 12,000 SH Shared - Other
Amerigas Partners L.P. Common 030975106 139 6,000 SH Shared - Other
Anthracite Common 037023108 68 6,000 SH Shared - Other
Apex Mortgage Common 037564101 56 5,000 SH Shared - Other
Applied Materials Inc Common 038222105 116 10,000 SH Shared - Other
BP Prudhoe Bay Common 055630107 145 10,000 SH Shared - Other
Cardinal Health Common 14149Y108 249 4,000 SH Shared - Other
Citigroup Common 172967101 148 5,000 SH Shared - Other
Dell Computer Common 247025109 71 3,000 SH Shared - Other
Ducommun Common 264147109 106 6,000 SH Shared - Other
Duff & Phelps Util & Common 26432K108 66 5,000 SH Shared - Other
Corp BD TR
Duke Energy Common 264399106 78 4,000 SH Shared - Other
El Pas Energy Common 28368B102 237 8,000 SH Shared - Other
Great Plains Common 391164100 96 5,000 SH Shared - Other
Hospitality Prop. Common 44106M102 166 5,000 SH Shared - Other
Intel Corp Common 458140100 42 3,000 SH Shared - Other
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COLUMN 1 COLUMN 7 COLUMN 8
Name of Issuer Other Voting Authority
Managers Sole Shared None
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Alliance Resource 1 12,000
Amerigas Partners L.P. 1 6,000
Anthracite 1 6,000
Apex Mortgage 1 5,000
Applied Materials Inc 1 10,000
BP Prudhoe Bay 1 10,000
Cardinal Health 1 4,000
Citigroup 1 5,000
Dell Computer 1 3,000
Ducommun 1 6,000
Duff & Phelps Util & 1 5,000
Corp BD TR
Duke Energy 1 4,000
El Pas Energy 1 8,000
Great Plains 1 5,000
Hospitality Prop. 1 5,000
Intel Corp 1 3,000
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JDS UniPhase Common 46612J101 27 14,000 SH Shared - Other
Johnson & Johnson Common 478160104 50 900 SH Shared - Other
Kinder Morgan Energy Common 494550106 192 6,000 SH Shared - Other
Partners LP
Mutual Risk Mgmt Ltd Common 628351108 0 11,000 SH Shared - Other
Nat'l Semiconductor Common 637640103 72 6,000 SH Shared - Other
Pacific Century Common 616400909 21 30,000 SH Shared - Other
Standard Pacific Common 85375C101 14 625 SH Shared - Other
Talbots Common 874161102 168 6,000 SH Shared - Other
Talx Corp. Common 874918105 66 5,000 SH Shared - Other
Teco Energy Common 872375100 64 4,000 SH Shared - Other
Tellabs Inc. Common 879664100 16 4,000 SH Shared - Other
Torch Offshore Common 891019101 41 8,000 SH Shared - Other
Travelers Property A Common 89420G109 3 216 SH Shared - Other
Travelers Property B Common 89420G406 6 443 SH Shared - Other
TXU Corp. Common 873168108 24 625 SH Shared - Other
Tyco International Common 902124106 56 4,000 SH Shared - Other
Washington Mutual Common 939322103 126 4,000 SH Shared - Other
3008
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JDS UniPhase 1 14,000
Johnson & Johnson 1 900
Kinder Morgan Energy 1 6,000
Partners LP
Mutual Risk Mgmt Ltd 1 11,000
Nat'l Semiconductor 1 6,000
Pacific Century 1 30,000
Standard Pacific 1 625
Talbots 1 6,000
Talx Corp. 1 5,000
Teco Energy 1 4,000
Tellabs Inc. 1 4,000
Torch Offshore 1 8,000
Travelers Property A 1 216
Travelers Property B 1 443
TXU Corp. 1 625
Tyco International 1 4,000
Washington Mutual 1 4,000
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