UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOORE CAPITAL MANAGEMENT, LP | X | |||
MMF LT, LLC | X | |||
Moore Global Investments, LLC | X | |||
MOORE CAPITAL ADVISORS LLC | X | |||
BACON LOUIS M | X |
This Form 3 is being filed (a) by Moore Capital Management, LP ("MCM"), (b) by MMF LT, LLC ("MMF"), (c) by Moore Global Investments, LLC ("MGI"), (d) by Moore Capital Advisors, L.L.C. ("MCA") and (e) by Louis M. Bacon ("Mr. Bacon", and collectively with MCM, MMF, MGI, and MCA, the "Reporting Persons"). MCM, as the investment manager of MMF, has voting and investment control over the shares held by MMF. MGI and MCA are the sole owners of MMF. Mr. Bacon is the indirect majority owner of and controls MCM and its general partner, MCA, and is the indirect majority owner of MMF. This statement relates to shares of Class A Common Stock of Gores Holdings IX, Inc. held by MMF. | |
The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. For purposes of this filing, each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. |
Signatures | ||
MOORE CAPITAL MANAGEMENT, LP, Name: /s/ James E. Kaye, Title: Vice President | 01/22/2024 | |
MMF LT, LLC, Name: /s/ James E. Kaye, Title: Vice President | 01/22/2024 | |
MOORE GLOBAL INVESTMENTS, LLC, By: Moore Capital Management, LP, Name: /s/ James E. Kaye, Title: Vice President | 01/22/2024 | |
MOORE CAPITAL ADVISORS, L.L.C., Name: /s/ James E. Kaye, Title: Vice President | 01/22/2024 | |
LOUIS M. BACON, Name: /s/ James E. Kaye, Title: Attorney-in-Fact | 01/22/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENT, that I, Louis M. Bacon, hereby make constitute and appoint each of James E. Kaye and James Danza, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name (a) in my personal capacity or (b) in my capacity as Chairman and Chief Executive Officer of each of Moore Capital Management, LP and Moore Capital Advisors, L.L.C. and their respective affiliates all documents, certificates, instruments, statements, filing and agreements ("documents") to be filed with or delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of securities or other investments, and any other documents relating or ancillary thereto, including but not limited to, all documents relating to filings with the United States Securities and Exchange Commission (the "SEC") pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 (the "Act") and the rules and regulations promulgated thereunder, including: (1) all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act including, without limitation: (a) any acquisition statements on Schedule 13D or Schedule 13G and any amendments thereto, (b) any joint filing agreements pursuant to Rule 13d-1(k), and (c) any initial statements of, or states of changes in, beneficial ownership of securities on Form 3, Form 4 or Form 5 and (2) any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act. This power of attorney shall be valid from the date hereof until revoked by me. IN WITNESS WHEREOF, I have executed this instrument as of the February 10, 2022. /s/ Louis M. Bacon ------------------ Louis M. Bacon
Exhibit 99.1 Form 3 Joint Filer Information Name: MMF LT, LLC Address: 11 Times Square, 39th Floor New York, NY 10036 Date of Event Requiring Statement: 01/11/2024 Name: Moore Global Investments, LLC Address: 11 Times Square, 39th Floor New York, NY 10036 Date of Event Requiring Statement: 01/11/2024 Name: Moore Capital Advisors, L.L.C. Address: 11 Times Square, 39th Floor New York, NY 10036 Date of Event Requiring Statement: 01/11/2024 Name: Louis M. Bacon Address: 11 Times Square, 39th Floor New York, NY 10036 Date of Event Requiring Statement: 01/11/2024