UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2021
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
NINE MASTS CAPITAL Ltd
Address:
LEVEL 20, ONE IFC
1 HARBOUR VIEW STREET
CENTRAL, K3 HONG KONG
Form 13F File Number:
028-16783

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Irene Backenhorn
Title:
Chief Compliance Officer
Phone:
8-522-105-5803


Signature, Place, and Date of Signing:

/s/ Irene Backenhorn
                         [Signature]
Hong Kong, HONG KONG
                 [City, State]
11-12-2021
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
42
Form 13F Information table Value Total:
265266
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AFRICAN GOLD ACQUISITION CORUNIT 99/99/9999G0112R11622322,062SHSOLE22,062 0 0
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1029,94768,072SHSOLE68,072 0 0
AMCOR PLCORDG0250X1072,232192,611SHSOLE192,611 0 0
ANGEL POND HOLDINGS CORPUNIT 99/99/9999G0447J1108,902899,242SHSOLE899,242 0 0
ARTISAN ACQUISITION CORP*W EXP 03/26/202G0509L128418366,666PRNSOLE366,666 0 0
ARTISAN ACQUISITION CORPCLASS A ORD SHSG0509L10210,9121,100,000SHSOLE1,100,000 0 0
AVEPOINT INC*W EXP 09/18/2020536041124120,800PRNSOLE20,800 0 0
BEIGENE LTDSPONSORED ADR07725L1028302,248SHSOLE2,248 0 0
BHP GROUP LTDSPONSORED ADS0886061086,707125,323SHSOLE125,323 0 0
BILIBILI INCSPONS ADS REP Z0900401065,79689,000SHSOLE89,000 0 0
BLACK SPADE ACQUISITION COUNIT 99/99/9999G115371264,960500,000SHSOLE500,000 0 0
BRIDGETOWN HOLDINGS LTD*W EXP 09/30/202G1355U1217459,638PRNSOLE59,638 0 0
BRIDGETOWN HOLDINGS LTDCOM CL AG1355U11348349,185SHSOLE49,185 0 0
CONX CORP*W EXP 10/30/2022128731113530,000PRNSOLE30,000 0 0
DUDDELL STREET ACQUISITN COR*W EXP 99/99/999G28553116335499,800PRNSOLE499,800 0 0
DUDDELL STREET ACQUISITN CORCL AG285531087,566774,432SHSOLE774,432 0 0
FOX CORPCL B COM35137L20440,0761,079,622SHSOLE1,079,622 0 0
GOBI ACQUISITION CORPCLASS A ORD SHSG4022Y1044,825500,000SHSOLE500,000 0 0
HDFC BANK LTDSPONSORED ADS40415F1012,75437,685SHSOLE37,685 0 0
HH&L ACQUISITION CO*W EXP 02/04/202G397141292248,000PRNSOLE48,000 0 0
HH&L ACQUISITION COSHS CL AG3971410393396,000SHSOLE96,000 0 0
HH&L ACQUISITION COUNIT 99/99/9999G397141111,739175,125SHSOLE175,125 0 0
INFOSYS LTDSPONSORED ADR4567881084,988224,180SHSOLE224,180 0 0
IQIYI INCNOTE 3.750%12/046267XAB49,88510,000PRNSOLE10,000 0 0
JD.COM INCSPON ADR CL A47215P1061,01313,923SHSOLE13,923 0 0
JOYY INCNOTE 0.750% 6/198426TAD81,8802,000PRNSOLE2,000 0 0
JOYY INCNOTE 1.375% 6/198426TAF31,3951,500PRNSOLE1,500 0 0
KKR ACQUISITION HOLDING I CO*W EXP 99/99/99948253T1179093,591PRNSOLE93,591 0 0
KKR ACQUISITION HOLDING I COCOM CLASS A48253T1093,650374,364SHSOLE374,364 0 0
ORIGIN MATERIALS INCCOM68622D10662591,800SHSOLE91,800 0 0
PINDUODUO INCNOTE 12/0722304AC639,52542,500PRNSOLE42,500 0 0
PROPERTY SOLUTIONS ACQUISITIUNIT 03/01/202674350A20770271,294SHSOLE71,294 0 0
RYANAIR HOLDINGS PLCSPONSORED ADS7835132033,27729,777SHSOLE29,777 0 0
SEA LTDNOTE 0.250% 9/181141RAG565,59764,500PRNSOLE64,500 0 0
SOCIAL CAPITAL HEDOSOPHA HLDSHS CL AG8251410370769,758SHSOLE69,758 0 0
SVF INVESTMENT CORP*W EXP 12/20/202G8601L128140140,200PRNSOLE140,200 0 0
SVF INVESTMENT CORPCL A SHSG8601L1026,842701,000SHSOLE701,000 0 0
SVF INVESTMENT CORP 2CL A SHSG8601M100982100,000SHSOLE100,000 0 0
SVF INVESTMENT CORP 3CL A SHSG8601N108983100,000SHSOLE100,000 0 0
TIGA ACQUISITION CORP*W EXP 11/06/202G88672111193275,000PRNSOLE275,000 0 0
TIGA ACQUISITION CORPSHS CL AG886721035,466539,583SHSOLE539,583 0 0
WIPRO LTDSPON ADR 1 SH97651M1097,516851,232SHSOLE851,232 0 0