UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2023
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
SummerHaven Investment Management, LLC
Address:
1266 E Main Street, 4th Floor
Stamford, CT 06902
Form 13F File Number:
028-21013

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Kurt Nelson
Title:
Managing Partner
Phone:
203-352-2700


Signature, Place, and Date of Signing:

/s/ Kurt Nelson
                         [Signature]
Stamford, CONNECTICUT
                 [City, State]
04-06-2023
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
197
Form 13F Information table Value Total:
171658460
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABERCROMBIE & FITCH COCL A0028962071,288,79346,443SHSOLE 0 0 46,443
ABM INDS INCCOM000957100832,10918,516SHSOLE 0 0 18,516
ADAPTHEALTH CORPCOMMON STOCK00653Q102512,51441,232SHSOLE 0 0 41,232
ADVANSIX INCCOM00773T101898,35023,474SHSOLE 0 0 23,474
AGCO CORPCOM0010841021,138,2498,419SHSOLE 0 0 8,419
ALPHA & OMEGA SEMICONDUCTORSHSG6331P104650,57324,140SHSOLE 0 0 24,140
A-MARK PRECIOUS METALS INCCOM00181T107977,92728,223SHSOLE 0 0 28,223
AMERICAN AXLE & MFG HLDGS INCOM024061103794,871101,776SHSOLE 0 0 101,776
AMERICAN EAGLE OUTFITTERS INCOM02553E106899,41866,921SHSOLE 0 0 66,921
AMERICAN WOODMARK CORPORATIOCOM030506109907,37217,426SHSOLE 0 0 17,426
AMKOR TECHNOLOGY INCCOM0316521001,243,65247,796SHSOLE 0 0 47,796
AMN HEALTHCARE SVCS INCCOM001744101593,2477,151SHSOLE 0 0 7,151
AMPLIFY ENERGY CORP NEWCOM03212B103922,806134,324SHSOLE 0 0 134,324
ANDERSONS INCCOM0341641031,069,07225,873SHSOLE 0 0 25,873
ANYWHERE REAL ESTATE INCCOM75605Y106422,43280,006SHSOLE 0 0 80,006
APOGEE ENTERPRISES INCCOM037598109894,02120,671SHSOLE 0 0 20,671
ARCBEST CORPCOM03937C105962,00010,409SHSOLE 0 0 10,409
ARROW ELECTRS INCCOM042735100882,2077,065SHSOLE 0 0 7,065
ATKORE INCCOM0476491081,283,5669,137SHSOLE 0 0 9,137
AUTONATION INCCOM05329W102929,2346,916SHSOLE 0 0 6,916
AVIS BUDGET GROUPCOM0537741051,003,2205,150SHSOLE 0 0 5,150
AVNET INCCOM053807103821,91718,184SHSOLE 0 0 18,184
AXCELIS TECHNOLOGIES INCCOM NEW0545402081,971,43414,795SHSOLE 0 0 14,795
AZZ INCCOM002474104815,43919,773SHSOLE 0 0 19,773
BANCORP INC DELCOM05969A1051,076,59738,657SHSOLE 0 0 38,657
BIG 5 SPORTING GOODS CORPCOM08915P101526,45068,459SHSOLE 0 0 68,459
BIG LOTS INCCOM089302103386,96535,307SHSOLE 0 0 35,307
BLUELINX HLDGS INCCOM NEW09624H208755,30711,114SHSOLE 0 0 11,114
BOISE CASCADE CO DELCOM09739D100808,90412,789SHSOLE 0 0 12,789
BRINKS COCOM109696104922,84213,815SHSOLE 0 0 13,815
BUCKLE INCCOM1184401061,019,73528,572SHSOLE 0 0 28,572
BUILD-A-BEAR WORKSHOP INCCOM1200761041,177,29250,658SHSOLE 0 0 50,658
BUILDERS FIRSTSOURCE INCCOM12008R1071,119,69312,612SHSOLE 0 0 12,612
CALERES INCCOM129500104652,62030,172SHSOLE 0 0 30,172
CARS COM INCCOM14575E1051,549,44380,282SHSOLE 0 0 80,282
CATALYST PHARMACEUTICALS INCCOM14888U1011,667,815100,592SHSOLE 0 0 100,592
CENTURY ALUM COCOM1564311081,110,660111,066SHSOLE 0 0 111,066
CENTURY CMNTYS INCCOM1565043001,022,72016,000SHSOLE 0 0 16,000
CHILDRENS PL INC NEWCOM168905107779,80419,374SHSOLE 0 0 19,374
CHORD ENERGY CORPORATIONCOM NEW6742152071,017,1727,557SHSOLE 0 0 7,557
CITI TRENDS INCCOM17306X102655,98134,489SHSOLE 0 0 34,489
COHU INCCOM1925761061,143,25429,780SHSOLE 0 0 29,780
COLUMBIA BKG SYS INCCOM197236102594,14827,738SHSOLE 0 0 27,738
COMMERCIAL METALS COCOM2017231031,136,19223,235SHSOLE 0 0 23,235
CONNS INCCOM208242107527,46287,040SHSOLE 0 0 87,040
CONSOLIDATED COMM HLDGS INCCOM209034107312,500121,124SHSOLE 0 0 121,124
CONSTELLIUM SECL A SHSF21107101934,17361,137SHSOLE 0 0 61,137
CORECIVIC INCCOM21871N101658,61071,588SHSOLE 0 0 71,588
COSTAMARE INCSHSY1771G102697,96874,173SHSOLE 0 0 74,173
CROSS CTRY HEALTHCARE INCCOM227483104730,82432,743SHSOLE 0 0 32,743
CTS CORPCOM1265011051,160,28223,459SHSOLE 0 0 23,459
CUSTOMERS BANCORP INCCOM23204G100428,75723,151SHSOLE 0 0 23,151
CVR ENERGY INCCOM12662P108841,39725,668SHSOLE 0 0 25,668
DELUXE CORPCOM248019101607,36037,960SHSOLE 0 0 37,960
DIODES INCCOM2545431011,143,82412,331SHSOLE 0 0 12,331
DONNELLEY FINL SOLUTIONS INCCOM25787G1001,076,21226,339SHSOLE 0 0 26,339
DORIAN LPG LTDSHS USDY2106R1101,094,64654,897SHSOLE 0 0 54,897
DXC TECHNOLOGY COCOM23355L106709,11127,743SHSOLE 0 0 27,743
EAGLE BULK SHIPPING INCCOMY2187A150820,22918,027SHSOLE 0 0 18,027
EAGLE PHARMACEUTICALS INCCOM269796108515,71018,178SHSOLE 0 0 18,178
EBIX INCCOM NEW278715206570,77143,273SHSOLE 0 0 43,273
EDGEWELL PERS CARE COCOM28035Q102929,50721,912SHSOLE 0 0 21,912
EMERGENT BIOSOLUTIONS INCCOM29089Q105279,72027,000SHSOLE 0 0 27,000
ENCORE WIRE CORPCOM2925621051,391,2727,507SHSOLE 0 0 7,507
ENOVIS CORPORATIONCOM194014502785,23314,680SHSOLE 0 0 14,680
EPLUS INCCOM294268107762,18015,542SHSOLE 0 0 15,542
ETHAN ALLEN INTERIORS INCCOM2976021041,022,52837,237SHSOLE 0 0 37,237
EXTREME NETWORKSCOM30226D1061,610,53584,233SHSOLE 0 0 84,233
FERROGLOBE PLCSHSG33856108726,610147,087SHSOLE 0 0 147,087
FIRST AMERN FINL CORPCOM31847R102807,07014,500SHSOLE 0 0 14,500
FIRST BANCORP P RCOM NEW318672706679,77659,525SHSOLE 0 0 59,525
FIRST COMWLTH FINL CORP PACOM319829107726,50958,448SHSOLE 0 0 58,448
FIRST HAWAIIAN INCCOM32051X108724,83535,135SHSOLE 0 0 35,135
FLEX LTDORDY2573F1021,245,69254,137SHSOLE 0 0 54,137
FLUOR CORP NEWCOM3434121021,025,43933,175SHSOLE 0 0 33,175
FOOT LOCKER INCCOM3448491041,238,40731,202SHSOLE 0 0 31,202
FRESH DEL MONTE PRODUCE INCORDG36738105804,35926,714SHSOLE 0 0 26,714
FRONTIER COMMUNICATIONS PARECOM35909D109726,59131,910SHSOLE 0 0 31,910
FULGENT GENETICS INCCOM359664109440,95114,124SHSOLE 0 0 14,124
G III APPAREL GROUP LTDCOM36237H101615,43839,578SHSOLE 0 0 39,578
GAP INCCOM364760108948,11794,434SHSOLE 0 0 94,434
GARRETT MOTION INCCOM366505105793,614103,605SHSOLE 0 0 103,605
GENCO SHIPPING & TRADING LTDSHSY2685T131768,87549,098SHSOLE 0 0 49,098
GENESCO INCCOM371532102588,56815,959SHSOLE 0 0 15,959
GEO GROUP INC NEWCOM36162J106967,843122,667SHSOLE 0 0 122,667
GMS INCCOM36251C103994,84017,185SHSOLE 0 0 17,185
GOLDEN OCEAN GROUP LTDSHS NEWG39637205753,77579,178SHSOLE 0 0 79,178
GRAFTECH INTL LTDCOM384313508576,911118,706SHSOLE 0 0 118,706
GREEN DOT CORPCL A39304D102538,09531,321SHSOLE 0 0 31,321
GROUP 1 AUTOMOTIVE INCCOM3989051091,077,7594,760SHSOLE 0 0 4,760
GUESS INCCOM401617105879,76745,209SHSOLE 0 0 45,209
HERBALIFE NUTRITION LTDCOM SHSG4412G101570,23035,418SHSOLE 0 0 35,418
HERC HLDGS INCCOM42704L104994,1198,728SHSOLE 0 0 8,728
HIBBETT INCCOM4285671011,017,05117,244SHSOLE 0 0 17,244
HNI CORPCOM404251100646,08323,207SHSOLE 0 0 23,207
HOMESTREET INCCOM43785V102414,68723,051SHSOLE 0 0 23,051
HUDSON TECHNOLOGIES INCCOM444144109947,161108,495SHSOLE 0 0 108,495
ICHOR HOLDINGSSHSG4740B105987,01330,147SHSOLE 0 0 30,147
INNOVIVA INCCOM45781M101621,04555,204SHSOLE 0 0 55,204
INTERNATIONAL BANCSHARES CORCOM459044103848,86419,824SHSOLE 0 0 19,824
JABIL INCCOM4663131031,335,80015,152SHSOLE 0 0 15,152
JANUS HENDERSON GROUP PLCORD SHSG4474Y214902,35033,872SHSOLE 0 0 33,872
JELD-WEN HLDG INCCOM47580P103636,38050,267SHSOLE 0 0 50,267
KAMAN CORPCOM483548103621,47227,186SHSOLE 0 0 27,186
KENNAMETAL INCCOM489170100936,86533,969SHSOLE 0 0 33,969
KFORCE INCCOM493732101805,74112,741SHSOLE 0 0 12,741
KNIGHT-SWIFT TRANSN HLDGS INCL A499049104923,10316,315SHSOLE 0 0 16,315
KOHLS CORPCOM500255104647,13827,491SHSOLE 0 0 27,491
KORN FERRYCOM NEW500643200702,31913,574SHSOLE 0 0 13,574
KULICKE & SOFFA INDS INCCOM5012421011,004,79819,070SHSOLE 0 0 19,070
KYNDRYL HLDGS INCCOMMON STOCK50155Q1001,186,12880,361SHSOLE 0 0 80,361
LA Z BOY INCCOM505336107892,20330,681SHSOLE 0 0 30,681
LAZARD LTDSHS AG54050102780,63423,577SHSOLE 0 0 23,577
LENDINGCLUB CORPCOM NEW52603A208468,47764,976SHSOLE 0 0 64,976
M D C HLDGS INCCOM552676108870,84322,404SHSOLE 0 0 22,404
M/I HOMES INCCOM55305B1011,133,53817,967SHSOLE 0 0 17,967
MACYS INCCOM55616P104816,46846,682SHSOLE 0 0 46,682
MANPOWERGROUP INC WISCOM56418H100839,49510,172SHSOLE 0 0 10,172
MARCUS & MILLICHAP INCCOM566324109690,62221,508SHSOLE 0 0 21,508
MARINEMAX INCCOM567908108588,31120,463SHSOLE 0 0 20,463
MASONITE INTL CORPCOM575385109868,6699,570SHSOLE 0 0 9,570
MATSON INCCOM57686G105651,23810,914SHSOLE 0 0 10,914
MAXAR TECHNOLOGIES INCCOM57778K1051,586,23031,066SHSOLE 0 0 31,066
METHODE ELECTRS INCCOM591520200993,22422,635SHSOLE 0 0 22,635
MODIVCARE INCCOM60783X104781,7769,298SHSOLE 0 0 9,298
MUELLER INDS INCCOM6247561021,104,40415,030SHSOLE 0 0 15,030
MURPHY OIL CORPCOM6267171021,044,46328,244SHSOLE 0 0 28,244
MYR GROUP INC DELCOM55405W1041,163,8289,236SHSOLE 0 0 9,236
NBT BANCORP INCCOM628778102699,34820,746SHSOLE 0 0 20,746
NU SKIN ENTERPRISES INCCL A67018T105737,92718,772SHSOLE 0 0 18,772
OLD SECOND BANCORP INC ILLCOM680277100772,04954,911SHSOLE 0 0 54,911
OVERSTOCK COM INC DELCOM690370101628,89731,026SHSOLE 0 0 31,026
OWENS & MINOR INC NEWCOM690732102379,93026,112SHSOLE 0 0 26,112
OWENS CORNING NEWCOM690742101926,1949,668SHSOLE 0 0 9,668
PATHWARD FINANCIAL INCCOM59100U108811,71019,564SHSOLE 0 0 19,564
PERDOCEO ED CORPCOM71363P106898,41366,896SHSOLE 0 0 66,896
PERMIAN RESOURCES CORPCLASS A COM71424F1051,480,931141,041SHSOLE 0 0 141,041
PHOTRONICS INCCOM719405102703,82142,450SHSOLE 0 0 42,450
PREFERRED BK LOS ANGELES CACOM NEW740367404642,53811,723SHSOLE 0 0 11,723
PRICESMART INCCOM741511109862,90712,072SHSOLE 0 0 12,072
PRIMORIS SVCS CORPCOM74164F103918,51137,247SHSOLE 0 0 37,247
PROPETRO HLDG CORPCOM74347M108650,05590,411SHSOLE 0 0 90,411
QUANEX BLDG PRODS CORPCOM747619104746,23034,660SHSOLE 0 0 34,660
REGENXBIO INCCOM75901B107520,08227,503SHSOLE 0 0 27,503
RENASANT CORPCOM75970E107827,64827,065SHSOLE 0 0 27,065
RESIDEO TECHNOLOGIES INCCOM76118Y104726,39239,737SHSOLE 0 0 39,737
RESOURCES CONNECTION INCCOM76122Q105688,79840,375SHSOLE 0 0 40,375
RYDER SYS INCCOM783549108979,85510,980SHSOLE 0 0 10,980
RYERSON HLDG CORPCOM7837541041,307,46135,939SHSOLE 0 0 35,939
SALLY BEAUTY HLDGS INCCOM79546E1041,002,41764,340SHSOLE 0 0 64,340
SANMINA CORPORATIONCOM8010561021,163,75019,081SHSOLE 0 0 19,081
SHOE CARNIVAL INCCOM824889109969,67337,804SHSOLE 0 0 37,804
SHYFT GROUP INCCOM825698103928,58740,817SHSOLE 0 0 40,817
SIGA TECHNOLOGIES INCCOM826917106361,15262,809SHSOLE 0 0 62,809
SIGNET JEWELERS LIMITEDSHSG812761001,142,35514,687SHSOLE 0 0 14,687
SILVERBOW RES INCCOM82836G102691,03030,242SHSOLE 0 0 30,242
SKYWEST INCCOM830879102812,99636,671SHSOLE 0 0 36,671
SLEEP NUMBER CORPCOM83125X103740,69624,357SHSOLE 0 0 24,357
SMART GLOBAL HLDGS INCSHSG8232Y101812,45247,126SHSOLE 0 0 47,126
SPARTANNASH COCOM847215100647,62726,114SHSOLE 0 0 26,114
SPORTSMANS WHSE HLDGS INCCOM84920Y106673,54979,428SHSOLE 0 0 79,428
STONEX GROUP INCCOM8618961081,034,8869,996SHSOLE 0 0 9,996
SUNCOKE ENERGY INCCOM86722A1031,056,515117,652SHSOLE 0 0 117,652
SUPER MICRO COMPUTER INCCOM86800U1042,036,06419,109SHSOLE 0 0 19,109
SYLVAMO CORPCOMMON STOCK8713321021,214,37126,251SHSOLE 0 0 26,251
TALOS ENERGY INCCOM87484T108863,86658,212SHSOLE 0 0 58,212
TENET HEALTHCARE CORPCOM NEW88033G407878,22814,780SHSOLE 0 0 14,780
TEREX CORP NEWCOM8807791031,332,38527,540SHSOLE 0 0 27,540
THE ODP CORPCOM88337F1051,133,13625,192SHSOLE 0 0 25,192
THRYV HLDGS INCCOM NEW886029206821,81235,638SHSOLE 0 0 35,638
TIMKENSTEEL CORPORATIONCOM887399103842,87045,958SHSOLE 0 0 45,958
TITAN INTL INC ILLCOM88830M102588,89256,192SHSOLE 0 0 56,192
TRINET GROUP INCCOM896288107810,85610,059SHSOLE 0 0 10,059
TRUEBLUE INCCOM89785X101776,00943,596SHSOLE 0 0 43,596
TRUSTMARK CORPCOM898402102649,48726,295SHSOLE 0 0 26,295
TTM TECHNOLOGIES INCCOM87305R109897,42266,525SHSOLE 0 0 66,525
TUPPERWARE BRANDS CORPCOM899896104308,113123,245SHSOLE 0 0 123,245
UFP INDUSTRIES INCCOM90278Q108879,01811,061SHSOLE 0 0 11,061
ULTRA CLEAN HLDGS INCCOM90385V107878,24326,485SHSOLE 0 0 26,485
UNITED NAT FOODS INCCOM911163103535,03720,305SHSOLE 0 0 20,305
VAALCO ENERGY INCCOM NEW91851C201588,687129,953SHSOLE 0 0 129,953
VANDA PHARMACEUTICALS INCCOM921659108485,12571,447SHSOLE 0 0 71,447
VAREX IMAGING CORPCOM92214X106684,05337,606SHSOLE 0 0 37,606
VERADIGM INCCOM01988P108724,22355,496SHSOLE 0 0 55,496
VERITIV CORPCOM9234541021,018,8207,539SHSOLE 0 0 7,539
VIR BIOTECHNOLOGY INCCOM92764N102606,06726,045SHSOLE 0 0 26,045
VISTA OUTDOOR INCCOM928377100819,96729,591SHSOLE 0 0 29,591
WABASH NATL CORPCOM9295661071,352,84355,016SHSOLE 0 0 55,016
WEATHERFORD INTL PLCORD SHSG488331182,475,42941,709SHSOLE 0 0 41,709
WEIS MKTS INCCOM948849104877,85910,368SHSOLE 0 0 10,368
WERNER ENTERPRISES INCCOM950755108907,66219,953SHSOLE 0 0 19,953
WESCO INTL INCCOM95082P1051,149,0057,435SHSOLE 0 0 7,435
WESTERN UN COCOM959802109544,97948,877SHSOLE 0 0 48,877
WORLD FUEL SVCS CORPCOM981475106946,39837,041SHSOLE 0 0 37,041
XEROX HOLDINGS CORPCOM NEW98421M106858,59655,753SHSOLE 0 0 55,753
XPO INCCOM983793100523,12816,399SHSOLE 0 0 16,399
ZUMIEZ INCCOM989817101580,98931,507SHSOLE 0 0 31,507