SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Toronto Dominion Bank
(Name of Issuer)
Common Stock
(Title of Class of Securities)
891160103
(CUSIP Number)
December 31, 2000
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
|X| Rule 13d-1(b)
|_| Rule 13d-1(c)
|_| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 891160103 13G Page 2 of 6 Pages
________________________________________________________________________________
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RT Investment Management Holdings Inc.
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
________________________________________________________________________________
3. SEC USE ONLY
_____________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
The jurisdiction of organization is Canada (federally
incorporated company)
________________________________________________________________________________
5. SOLE VOTING POWER
N/A
_______________________________________________________________
NUMBER OF 6. SHARED VOTING POWER
SHARES 25,697,052
BENEFICIALLY _______________________________________________________________
OWNED BY EACH 7. SOLE DISPOSITIVE POWER
REPORTING N/A
PERSON WITH _______________________________________________________________
8. SHARED DISPOSITIVE POWER
25,697,052
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
25,697,052
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* |_|
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.5%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
Foreign Parent Holding Company which received SEC no-action relief to
file on Schedule 13G as a "Qualified Institutional Investor"
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 891160103 13G Page 2 of 6 Pages
________________________________________________________________________________
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Royal Trust Company
________________________________________________________________________________
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
________________________________________________________________________________
3. SEC USE ONLY
_____________________________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION
The jurisdiction of organization is Canada (federally
incorporated company)
________________________________________________________________________________
5. SOLE VOTING POWER
N/A
_______________________________________________________________
NUMBER OF 6. SHARED VOTING POWER
SHARES 16,828,974
BENEFICIALLY _______________________________________________________________
OWNED BY EACH 7. SOLE DISPOSITIVE POWER
REPORTING N/A
PERSON WITH _______________________________________________________________
8. SHARED DISPOSITIVE POWER
16,828,974
________________________________________________________________________________
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,828,974
________________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* |_|
________________________________________________________________________________
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.6%
________________________________________________________________________________
12. TYPE OF REPORTING PERSON*
Foreign Trust Company which received SEC no-action relief to
file on Schedule 13G as a "Qualified Institutional Investor"
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Item 1(a). Name of Issuer:
Toronto Dominion Bank
Item 1(b). Address of Issuer's Principal Executive Offices:
Toronto Dominion Bank
P. O. Box 1
Toronto, Ontario
Canada M5K 1A2
(416) 982-8222
Item 2(a). Name of Person Filing:
RT Investment Management Holdings Inc. ("RTIM")
The Royal Trust Company ("RT")
Item 2(b). Address of Principal Business Office or, if None, Residence:
RT Investment Management Holdings Inc.
Royal Trust Tower, P.O. Box 97
77 King Street West, Suite 3900
Toronto, Ontario M5K 1G8
The Royal Trust Company
Royal Trust Tower, P.O. Box 7500, Station A
77 King Street West, 6th Floor
Toronto, Ontario M5W 1P9
Item 2(c). Citizenship:
Canada
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
891160103
Item 3. If this statement is filed pursuant to Rules 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
RT Investment Management Holdings Inc. is a Foreign Parent Holding
Company which received SEC no-action relief to file on Schedule 13G as
a Qualified Institutional Investor.
The Royal Trust Company is a Foreign Trust Company which received SEC
no-action relief to file on Schedule 13G as a Qualified Institutional
Investor.
Item 4. Ownership.
(a) Amount beneficially owned:
1. RTIM - 25,697,052
2. RT - 16,828,974
(b) Percent of class:
1. RTIM - 8.5%
2. RT - 5.6%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote
N/A
(ii) Shared power to vote or to direct the vote
1. RTIM - 25,697,052
2. RT - 16,828,974
(iii) Sole power to dispose or to direct the
N/A
(iv) Shared power to dispose or to direct the disposition of
1. RTIM - 25,697,052
2. RT - 16,828,974
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following. [_]
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
1. RT Investment Management Holdings Inc., a foreign parent holding
company which received SEC no-action relief to file on Schedule
13G as a Qualified Institutional Investor, is reporting holdings
over which it is deemded to be a beneficial owner by virtue of
the fact that the holdings belong to client accounts managed on a
discretionary basis by RT Investment Management Holdings Inc.'s
subsidiary foreign investment advisers.
2. The Royal Trust Company, a foreign Trust Company which has
recieved SEC no-action relief to file on Schedule 13G as a
Qualified Institutional Investor, is reporting holdings over
which it is deemed to be a beneficial owner by virtue of its
status as trustee and/or as principal.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
Please see attached Exhibit A, Disclosure Respecting Subsidiaries.
Item 8. Identification and Classification of Members of the Group.
N/A
Item 9. Notice of Dissolution of Group.
N/A
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of and
do not have the effect of changing or influencing the control of the issuer of
such securities and were not acquired and are not held in connection with or as
a participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 13, 2001
-----------------------------
(Date)
/s/ Jennifer I. Lederman
-----------------------------
(Signature)
Jennifer I. Lederman / Senior
Vice-President,
RT Investment Management
Holdings Inc.
-----------------------------
(Name/Title)
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 13, 2001
-----------------------------
(Date)
/s/ Jennifer I. Lederman
-----------------------------
(Signature)
Jennifer I. Lederman
Authorized Signatory
The Royal Trust Company
-----------------------------
(Name/Title)
EXHIBIT A TO SCHEDULE 13G
ITEM 7 DISCLOSURE RESPECTING SUBSIDIARIES
RT Investment Management Holdings Inc, ("RTIM") is a parent holding company as
that term is defined by Rule 13d-1(b)(1)(ii)(G) of the Securities Exchange Act
of 1934 (the "Act") and is eligible to file on Schedule 13G pursuant to an SEC
no-action relief application. RTIM's aggregation holdings represent securities
that are beneficially owned by its subsidiaries which manage these securities on
behalf of their respective clients. RTIM's subsidiaries include, Royal Bank
Investment Management Inc., RT Capital Management Inc., and RBC Private Counsel
Inc.
Royal Bank Investment Management Inc. ("RBIM") is a wholly-owned subsidiary of
RTIM. RBIM is a foreign investment adviser that has received SEC no-action
relief to file on Schedule 13G.
RT Capital Management Inc. ("RT Capital") is a wholly-owned subsidiary of RTIM.
RT Capital is a foreign investment adviser that has received SEC no-action
relief to file on Schedule 13G.
RBC Private Counsel Inc. ("RPC") is a wholly-owned subsidiary of RTIM. RTIC is a
foreign investment adviser that has received SEC no-action relief to file on
Schedule 13G.
RTIM, RBIM, RT Capital and RPC are federally incorporated Canadian corporations
whose business addresses are as follows:
RT Investment Management Royal Bank Investment
Holdings Inc. Management Inc.
Royal Trust Tower, P.O. Box 97 Royal Trust Tower, P.O. Box 97
77 King Street West, Suite 3900 77 King Street West, Suite 3800
Toronto, Ontario Toronto, Ontario
M5K 1G8 M5K 1G8
RT Capital Management Inc. RBC Private Counsel Inc.
Royal Trust Tower, P.O. Box 97 Royal Trust Tower, P.O. Box 97
77 King Street West, Suite 3700 77 King Street West, Suite 3900
Toronto, Ontario Toronto, Ontario
M5K 1G8 M5K 1G8
EXHIBIT B TO SCHEDULE 13G
JOINT FILING AGREEMENT
Each of the undersigned persons hereby agrees and consents to this joint
filing of Schedule 13G on such person's behalf, pursuant to Section 13(d) and
(g) of the Securities and Exchange Act of 1934, as amended, and the rules
promulgated thereunder. Each of these persons is not responsible for the
completeness or accuracy of the information concerning the other persons making
this filing, unless such persons know or have reason to believe that such
information is inaccurate.
Dated: February 13, 2001
RT Investment Management Holdings Inc.
BY: /s/ Jennifer I. Lederman
------------------------------------
Senior Vice-President
The Royal Trust Company
BY: /s/ Jennifer I. Lederman
------------------------------------
Authorized Signatory