UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2023
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Ayrton Capital LLC
Address:
55 Post Rd West
2nd Floor
Westport, CT 06880
Form 13F File Number:
028-21793

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Waqas Khatri
Title:
Managing Member
Phone:
646-684-0650


Signature, Place, and Date of Signing:

/s/ Waqas Khatri
                         [Signature]
Westport, CONNECTICUT
                 [City, State]
11-13-2023
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
71
Form 13F Information table Value Total:
14748575
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ARES ACQUISITION CORPORATION*W EXP 02/02/202G3303212216,42624,851SHSOLE24,851 0 0
ALSET CAPITAL ACQUISITION CORIGHT 01/31/202702115M12521,000100,000SHSOLE100,000 0 0
ALSET CAPITAL ACQUISITION CO*W EXP 01/31/20202115M1171,63050,000SHSOLE50,000 0 0
ALLIANCE ENTERTAINMENT HOLDI*W EXP 02/11/20201861F1101,900100,000SHSOLE100,000 0 0
AGRIFORCE GROWING SYSTEMS LT*W EXP 02/01/202C009481141,46573,600SHSOLE73,600 0 0
AINOS INC*W EXP 07/29/20200902F11316,35550,000SHSOLE50,000 0 0
ALARM COM HLDGS INCNOTE 1/1011642AB1434,048500,000PRNSOLE500,000 0 0
AROGO CAPITAL ACQUISITION CO*W EXP 03/23/2020426441126,275125,000SHSOLE125,000 0 0
APOLLO STRATEGIC GRWT CPTL I*W EXP 02/12/202G0412A1281,57020,000SHSOLE20,000 0 0
ADDENTAX GROUP CORPCOM00653L301161,490119,622SHSOLE119,622 0 0
AUDDIA INCCOM05072K10787,611240,690SHSOLE240,690 0 0
AUDDIA INC*W EXP 02/19/20205072K1151,60040,000SHSOLE40,000 0 0
HEARTBEAM INC*W EXP 10/31/20242238H11610,00050,000SHSOLE50,000 0 0
BITCOIN DEPOT INC*W EXP 06/30/20209174P11318,990100,000SHSOLE100,000 0 0
CHAVANT CAPITAL ACQUISITN CO*W EXP 99/99/999G2058L11187437,500SHSOLE37,500 0 0
CLOVER LEAF CAPITAL CORPRIGHT 05/31/202818915E1217,58375,000SHSOLE75,000 0 0
COMERA LIFE SCIENCES HLDGS I*W EXP 03/15/20220037C1162,170100,000SHSOLE100,000 0 0
CONCORD ACQUISITION CORP III*W EXP 99/99/99920607V1141,50025,000SHSOLE25,000 0 0
ANZU SPECIAL ACQUISITIN CORP*W EXP 01/27/20203737A1192,96733,333SHSOLE33,333 0 0
CREATIVE REALITIES INCCOM22530J309397,705256,584SHSOLE256,584 0 0
TRITIUM DCFC LIMITEDORDINARY SHARESQ9225T10882,872273,685SHSOLE273,685 0 0
DIGITAL HEALTH ACQUISITION C*W EXP 11/02/2022538931194,420200,000SHSOLE200,000 0 0
EUDA HEALTH HOLDINGS LTD*W EXP 09/24/202G3142E1213,10440,000SHSOLE40,000 0 0
FINTECH ECOSYSTEM DEVERIGHT 04/01/202631813612417,513125,000SHSOLE125,000 0 0
FINTECH ECOSYSTEM DEVE*W EXP 04/01/2023181361161,40662,500SHSOLE62,500 0 0
FLAME ACQUISITION CORP*W EXP 02/26/20233850F11646,26957,836SHSOLE57,836 0 0
FINNOVATE ACQUISITION CORP*W EXP 09/30/202G3R34K1113,51075,000SHSOLE75,000 0 0
ESPORTS ENTMT GROUP INCCOM29667K5045,85255,000SHSOLE55,000 0 0
ESPORTS ENTMT GROUP INC*W EXP 03/02/20229667K1322,000250,000SHSOLE250,000 0 0
SEASTAR MEDICAL HOLDING CORP*W EXP 10/28/20281256L1123,525250,000SHSOLE250,000 0 0
KAIROUS ACQUISITION CORP LTDRIGHT 09/15/2026G521311366,02375,000SHSOLE75,000 0 0
KAIROUS ACQUISITION CORP LTD*W EXP 09/15/202G5213112875037,500SHSOLE37,500 0 0
AKERNA CORPCOM NEW00973W30015,92572,517SHSOLE72,517 0 0
LIBERTY RES ACQUISITION CORP*W EXP 10/31/20253118A1136,580175,000SHSOLE175,000 0 0
LUCID DIAGNOSTICS INCCOM54948X10986,47173,907SHSOLE73,907 0 0
INNOVATIVE EYEWEAR INC*W EXP 08/16/20245791D11722,646150,900SHSOLE150,900 0 0
MULTIMETAVERSE HOLDINGS LTD*W EXP 01/04/202G6360J1362,62575,000SHSOLE75,000 0 0
MANNKIND CORPNOTE 2.500% 3/056400PAQ55,021,7064,750,000PRNSOLE4,750,000 0 0
CLOUDFLARE INCNOTE 8/118915MAC1851,8831,000,000PRNSOLE1,000,000 0 0
NLS PHARMACEUTICS LTD*W EXP 02/02/202H5783011117,895170,100SHSOLE170,100 0 0
NOGIN INCDEBT 7.000% 9/065528NAB11,211,4582,500,000PRNSOLE2,500,000 0 0
OCEAN BIOMEDICAL INCCOM67644C10452,04613,345SHSOLE13,345 0 0
ONFOLIO HOLDINGS INC*W EXP 01/02/20268277K12413,340100,000SHSOLE100,000 0 0
OPPFI INC*W EXP 07/20/20268386H11163,00025,000SHSOLE25,000 0 0
OCEANTECH ACQUISITIONS I CORCLASS A COM675507107771,40070,000SHSOLE70,000 0 0
OCEANTECH ACQUISITIONS I COR*W EXP 99/99/9996755071153,438125,000SHSOLE125,000 0 0
OXUS ACQUISITION CORP*W EXP 99/99/999G6859L12110,49460,000SHSOLE60,000 0 0
PAVMED INCCOM70387R106661,1522,244,235SHSOLE2,244,235 0 0
PEPPERLIME HEALTH ACQUSTN COCLASS A ORD SHSG70021103140,70513,028SHSOLE13,028 0 0
PAGAYA TECHNOLOGIES LTD*W EXP 09/01/202M7S64L1075,83316,666SHSOLE16,666 0 0
PHARMACYTE BIOTECH INCCOM NEW71715X203193,38392,087SHSOLE92,087 0 0
RELATIVITY ACQUISITION CORP*W EXP 12/15/20275944B1149,420200,000SHSOLE200,000 0 0
RECON TECHNOLOGY LTDCL A SHSG7415M124176,249568,546SHSOLE568,546 0 0
RELIANCE GLOBAL GROUP INC*W EXP 02/01/20275946W1169,65597,818SHSOLE97,818 0 0
REVELATION BIOSCIENCES INC*W EXP 01/10/20276135L1191,26875,000SHSOLE75,000 0 0
RINGCENTRAL INCNOTE 3/076680RAF41,854,1752,000,000PRNSOLE2,000,000 0 0
SPLASH BEVERAGE GROUP INC*W EXP 06/15/20284862C1124,98049,800SHSOLE49,800 0 0
SHF HOLDINGS INCCLASS A COM824430102930,8171,178,249SHSOLE1,178,249 0 0
SHUTTLE PHARMACTCLS HLDGS INCOM825693203134,460220,426SHSOLE220,426 0 0
SHARPS TECHNOLOGY INC*W EXP 04/13/20282003F11924,814235,200SHSOLE235,200 0 0
STRAN & COMPANY INC*W EXP 11/01/20286260J11010,092224,260SHSOLE224,260 0 0
TOUGHBUILT INDS INCCOM89157G884219,1031,123,603SHSOLE1,123,603 0 0
TOUGHBUILT INDS INC*W EXP 11/14/20289157G116987161,816SHSOLE161,816 0 0
TWELVE SEAS INVESTMENT CO II*W EXP 03/02/20290118T1143,45366,666SHSOLE66,666 0 0
UNITY SOFTWARE INCNOTE 11/191332UAB7793,4631,000,000PRNSOLE1,000,000 0 0
VERIFYME INC*W EXP 06/22/20292346X1151,00010,000SHSOLE10,000 0 0
VISION SENSING ACQUISITION C*W EXP 10/21/20292838J1114,163112,500SHSOLE112,500 0 0
VERSUS SYSTEMS INC*W EXP 01/15/20292535P1471,510100,000SHSOLE100,000 0 0
WESTERN ACQSTN VENTURES CORP*W EXP 09/01/20295758L1153,210100,000SHSOLE100,000 0 0
WORKSPORT LTD*W EXP 08/06/20298139Q11821,49686,020SHSOLE86,020 0 0
ZIVO BIOSCIENCE INC*W EXP 06/02/20298978N11921,88548,850SHSOLE48,850 0 0