UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
12-31-2019
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
01-23-2020
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
1
Form 13F Information table Entry Total:
109
Form 13F Information table Value Total:
78527
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ASGN Inc.COM00191U10280311,318SHSOLE10 0 11,308
Adesto Technologies CORPCOM00687D10117921,109SHSOLE21,109 0 0
Agnico-Eagle Mines LTDCOM0084741082604,223SHSOLE4,223 0 0
Alibaba Group (ADR)COM01609W1022781,311SHSOLE1,311 0 0
Allied Motion TechnologiesCOM01933010963213,039SHSOLE13,039 0 0
Alphatec Holdings, Inc.COM02081g20134748,955SHSOLE48,955 0 0
Ameris BancorpCOM03076K10854712,855SHSOLE11 0 12,844
Apollo Endosurgery Inc.COM03767D10812042,207SHSOLE42,207 0 0
Aspen GroupCOM04530L20374092,474SHSOLE92,474 0 0
BMC Stock Holdings INCCOM05591B10976626,706SHSOLE158 0 26,548
Barrett Business Services IncCOM0684631083814,216SHSOLE4,216 0 0
Biolife Solutions INCCOM09062W20420512,662SHSOLE12,662 0 0
Boingo Wireless Inc.COM09739c10241838,191SHSOLE4,346 0 33,845
Box, Inc.COM10316T10487051,833SHSOLE9,039 0 42,794
BrightView Holdings Inc.COM10948C10761536,452SHSOLE34 0 36,418
Brink's Co.COM1096961041,03911,459SHSOLE9 0 11,450
CRA International Inc.COM12618t1051,43026,257SHSOLE26,257 0 0
CalAmp Corp.COM12812610964367,109SHSOLE26,470 0 40,639
Cardiovascular Systems Inc.COM1416191062,76856,966SHSOLE24,137 0 32,829
Carriage Services Inc.COM14390510786433,735SHSOLE33,735 0 0
Chembio Diagnostics INCCOM1635722098819,345SHSOLE19,345 0 0
Chuy's HoldingsCOM17160410187133,610SHSOLE33,610 0 0
CoStar Group, Inc.COM22160n109414692SHSOLE692 0 0
Coeur Mining INCCOM1921085049111,249SHSOLE11,249 0 0
Cohu Inc.COM19257610684236,842SHSOLE36,842 0 0
Cornerstone OnDemandCOM21925Y10364811,065SHSOLE838 0 10,227
Dycom IndustriesCOM2674751013066,480SHSOLE7 0 6,473
Eldorado Resorts, Inc.COM28470R1022,13535,790SHSOLE7,344 0 28,446
Everi Holdings Inc.COM30034t1031,17587,501SHSOLE43,017 0 44,484
FireEye Inc.COM31816q1011,15169,651SHSOLE10,471 0 59,180
Five9COM3383071011,69925,910SHSOLE17,161 0 8,749
Fortress Transportation & InfrCOM34960P1012,974152,186SHSOLE82,119 0 70,067
GP Strategies CorpCOM36225V10426119,718SHSOLE19,718 0 0
Great Lakes Dredge & Dock Co.COM39060710980671,104SHSOLE71,104 0 0
Hackett GroupCOM40460910961838,281SHSOLE38,281 0 0
HealthEquity Inc.COM42226A1076028,134SHSOLE8 0 8,126
Home Bancshares INCCOM43689320061931,470SHSOLE24 0 31,446
ICF InternationalCOM44925C1032,69329,394SHSOLE13,917 0 15,477
IIVI Inc.COM90210410875522,418SHSOLE1,768 0 20,650
Jack In The Box Inc.COM4663671091,14814,707SHSOLE2,185 0 12,522
Kornit Digital LTDCOMM6372Q11353315,581SHSOLE15,581 0 0
Kura Sushi USA, Inc.COM50127010225610,068SHSOLE10,068 0 0
LHG Group INCCOM50187A1078035,827SHSOLE5 0 5,822
Leaf GroupCOM52177g10239698,915SHSOLE98,915 0 0
Ligand Pharmaceuticals Inc.COM53220K5048468,115SHSOLE52 0 8,063
Limelight Networks IncCOM53261M1041,953478,798SHSOLE226,958 0 251,840
MGM GrandCOM5529531012096,294SHSOLE6,294 0 0
MasTec, Inc.COM5763231091,43522,371SHSOLE21 0 22,350
Mastercard Inc.COM57636q104260872SHSOLE872 0 0
Maximus, Inc.COM5779331046648,927SHSOLE7 0 8,920
Medallia Inc.COM58402110980525,886SHSOLE25,886 0 0
Medical Properties Trust Inc.COM58463j3041,14754,353SHSOLE10,971 0 43,382
Microsoft Corp.COM5949181042721,722SHSOLE1,722 0 0
NMI Holdings Inc.COM62920930577323,293SHSOLE23,293 0 0
Neogenomics, Inc.COM64049M2092,42182,779SHSOLE35,562 0 47,217
Nvidia Corp.COM67066g1042581,096SHSOLE1,096 0 0
Omnicell, Inc.COM68213N1091,17814,416SHSOLE89 0 14,327
Onto Innovation Inc.COM6833441052787,616SHSOLE7,616 0 0
OptiNoseCOM68404V10014715,894SHSOLE15,894 0 0
Perficient Inc.COM71375U1012,24448,718SHSOLE21,181 0 27,537
Petroquest Energy Inc.COM7167484051111,910SHSOLE11,910 0 0
Pfenex Inc.COM71707110438535,072SHSOLE35,072 0 0
PlayAGS,Inc.COM72814N1041,414116,534SHSOLE45,752 0 70,782
Plymouth Industrial Reit Inc.COM72964010260632,954SHSOLE32,954 0 0
Proofpoint, Inc.COM7434241038237,173SHSOLE2,206 0 4,967
Proshares Short High YieldCOM74347R13124211,753SHSOLE11,753 0 0
Pzena Investment Management, ICOM74731q10349957,881SHSOLE57,881 0 0
QUMU CorporationCOM749063103330126,335SHSOLE126,335 0 0
Quanta Services Inc.COM74762e1022706,632SHSOLE6,632 0 0
Quinstreet, Inc.COM74874Q1001,02366,795SHSOLE66,795 0 0
R1 RCM Inc.COM7493971052,439187,923SHSOLE85,049 0 102,874
Ringcentral Inc.COM76680R2064372,588SHSOLE2,588 0 0
Saia Inc.COM78709y1057668,228SHSOLE8 0 8,220
Scorpio Tankers INCCOMY7542C1301,21830,967SHSOLE4,578 0 26,389
SeaSpine Holdings Corp.COM81255T1081,06288,409SHSOLE40,502 0 47,907
Sprint Corp.COM85207u1057614,594SHSOLE14,594 0 0
Strategic Education Inc.COM86272C1032581,626SHSOLE1,626 0 0
Switch IncCOM87105L1041,02469,111SHSOLE62 0 69,049
Systemax Inc.COM87185110175530,010SHSOLE30,010 0 0
Taiwan Semiconductor ADRCOM8740391003145,402SHSOLE5,402 0 0
Triton International LtdCOMG9078F1072636,540SHSOLE6,540 0 0
Universal Technical Institute,COM91391510464984,192SHSOLE84,192 0 0
Upland Software Inc.COM91544A10977721,745SHSOLE21,745 0 0
Urstadt Biddle PropertiesCOM9172862052349,440SHSOLE9,440 0 0
Veracyte Inc.COM92337F1071,38749,670SHSOLE22,854 0 26,816
Vericel CorporationCOM92346j10899757,318SHSOLE23,669 0 33,649
Viavi Solutions Inc.COM92555010561440,924SHSOLE2,673 0 38,251
ViewRay, Inc.COM92672L10723255,085SHSOLE55,085 0 0
Visa Inc - Class A SharesCOM92826c8392551,358SHSOLE1,358 0 0
Vishay Precision GroupCOM92835K10350814,941SHSOLE14,941 0 0
Vonage Holdings Corp.COM92886t2011,203162,376SHSOLE10,922 0 151,454
Watts Water Technologies-ACOM9427491024714,720SHSOLE41 0 4,679
WillScot Corp.COM9713751261,23566,770SHSOLE443 0 66,327
Wintrust Financial CorporationCOM97650W10878911,133SHSOLE9 0 11,124
XPO Logistics Inc.COM9837931002262,839SHSOLE2,839 0 0
Xenon Pharmaceuticals INCCOM98420N10517012,980SHSOLE12,980 0 0
American Homes 4 RentPRD02665t8012078,000SHSOLE8,000 0 0
Apollo Global Management LLCPRD03761240526610,000SHSOLE10,000 0 0
TravelCenters of AmericaPRD89417430937915,000SHSOLE15,000 0 0
Wintrust Financial GroupPRD97650W4052177,500SHSOLE7,500 0 0
Boingo WirelessCVBOND09739CAB8221250,000PRNSOLE250,000 0 0
Calamp Corp.CVBOND128126AB5493500,000PRNSOLE500,000 0 0
Encore Capital Group Inc.CVBOND292554AH5245250,000PRNSOLE250,000 0 0
Fireeye Inc.CVBOND31816QAD3241250,000PRNSOLE250,000 0 0
Horizon Global Corp.CVBOND44052WAA2199250,000PRNSOLE250,000 0 0
Scorpio Tankers IncCVBOND80918TAB5307250,000PRNSOLE250,000 0 0
Vonage Holdings CorpCVBOND92886TAH5223250,000PRNSOLE250,000 0 0
AMG CapitalCVPFD00170F2094349,000SHSOLE9,000 0 0
NY Community Cap Trust VCVPFD64944P3074549,000SHSOLE9,000 0 0