| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
JHNY APPROVED BROKER-DEALERS AS OF MARCH 25, 2022
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| A.P. Securities, Inc. |
11-3031179 | 7/27/2001 | ||||
| Advest, Inc. |
06-0950348 | 7/6/2005 | ||||
| Advisory Group Equity Services, Ltd. |
04-2830039 | 5/3/2002 Re-approved 2/19/2021 |
||||
| Aegis Capital Corp. |
11-2671906 | 8/8/2005 | ||||
| Alexander Capital LP |
13-3866977 | 1/26/2016 | ||||
| Allstate Financial Services, LLC |
47-0826838 | 10/19/2001 | ||||
| All-Vest Securities, Inc. |
11-2591111 | 8/14/2001 | ||||
| American Capital Partners, LLC |
01-0564579 | 11/17/2011 | ||||
| American Global Wealth, Inc. |
39-1259164 | 10/9/2020 | ||||
| American Portfolios Financial Services, Inc. |
11-3018002 | 5/5/2002 | ||||
| Ameriprise Financial Services, Inc |
41-0973005 | 7/15/2003 | ||||
| Ameritas Investment Corp. |
47-0663374 | 11/13/2003 | ||||
| APW Capital, Inc. |
22-3580765 | 1/27/2009 | ||||
| Arkadios Capital, LLC |
81-1052458 | 6/5/2020 | ||||
| Art Hauser Insurance Inc. |
31-0800707 | 10/22/2015 | ||||
| Atlantic Financial, LLC |
26-1738719 | 2/23/2011 | ||||
| Ausdal Financial Partners, Inc. |
42-1129623 | 3/12/2021 | ||||
| Avantax Investment Services, Inc. |
75-1869963 | 7/18/2003 | ||||
| Avantax Investment Services, Inc. |
75-1869963 | 3/28/2005 | ||||
| Bay Colony Securities Co. , Inc. |
04-3333156 | 11/20/2009 | ||||
| BB & T Investment Services, Inc. |
56-1815852 | 11/1/2005 | ||||
| BCG Securities, Inc. |
23-1664237 | 10/12/2006 | ||||
| Benchmark Investments, Inc. |
71-0825385 | 8/26/2020 | ||||
| Benjamin F. Edwards & Company, Inc. |
26-3199152 | 10/14/2009 | ||||
| Berthel, Fisher & Company Financial Services, Inc. |
42-1029773 | 4/14/2004 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| BG Worldwide Securities, Inc. |
30-0039439 | 3/15/2007 | ||||
| Bolton Global Capital |
04-3077774 | 5/4/2001 | ||||
| Brighton Securities Corp. |
16-0961085 | 8/11/1998 | ||||
| Brokerageselect |
06-1549225 | 2/7/2007 | ||||
| Brokers International Financial Services, LLC |
42-1427068 | 6/23/2020 | ||||
| Buckman, Buckman & Reid, Inc. |
22-2926943 | 5/20/2008 | ||||
| Cabot Lodge Securities, LLC |
45-3717999 | 4/11/2013 | ||||
| Cadaret, Grant & Co., Inc. |
22-2361254 | 6/12/1995 | ||||
| Calton & Associates, Inc. |
59-2845944 | 7/30/2005 | ||||
| Cambridge Investment Research, Inc. |
42-1445429 | 12/3/2001 | ||||
| Cantella & Co., Inc. |
04-3211861 | 8/21/1998 | ||||
| CapFinancial Securities LLC |
46-4350797 | 6/6/2014 | ||||
| Capital Brokerage |
91-1143830 | 10/23/2003 | ||||
| Capital Investment Group, Inc. |
56-1394939 | 1/21/2011 | ||||
| Capitol Securities Management, Inc. |
54-1570635 | 3/26/2013 | ||||
| CBIZ Financial Solutions, Inc. |
52-1396995 | 4/13/2005 | ||||
| Centauraus Financial, Inc. |
33-0530236 | 5/4/2001 | ||||
| CES Insurance Agency, Inc./Commonwealth Financial Network |
04-2865307 | 11/2/1992 | ||||
| Cetera Advisor Networks, LLC |
95-3845382 | 11/24/1994 | ||||
| Cetera Advisors LLC |
84-0858799 | 10/26/1992 | ||||
| CFD Investments, Inc. |
35-1692812 | 1/24/2007 | ||||
| Chapin Davis Insurance Inc. |
52-1719456 | 11/4/2014 | ||||
| Chelsea Financial Services |
11-3489062 | 6/16/2009 | ||||
| Citigroup Global Markets, Inc. |
11-2418191 | 11/9/1992 | ||||
| Citizens Securities, Inc. (formerly CCO Investment Services Corp.) |
05-0487400 | 11/28/2005 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| Client One Securities, LLC |
27-1408998 | 7/1/2020 | ||||
| Client One Securities, LLC |
52-2265514 | 4/2/2002 | ||||
| Coastal Equities, Inc. |
56-2456935 | 8/9/2016 | ||||
| Colliers Securities, LLC |
41-1883794 | 9/5/2014 | ||||
| Compass Securities Ins. |
04-2844064 | 6/6/2001 | ||||
| Concorde Investment Services, LLC |
27-0498480 | 8/29/2011 | ||||
| Concourse Financial Group Securities, Inc. |
63-0879387 | 2/11/1999 | ||||
| Coombe Financial Services, Inc |
14-6025667 | 5/30/2006 | ||||
| Coordinated Capital Securities, Inc |
39-1468428 | 9/23/2011 | ||||
| CoreCap Investments, Inc. |
23-2809463 | 2/24/2017 | ||||
| Crown Capital Securities, L.P. |
33-0837984 | 6/11/2001 | ||||
| CUNA Brokerage Services, Inc. |
39-1205591 | 9/15/1999 | ||||
| Deutsche Bank Securities, Inc. |
13-2730828 | 12/7/1992 | ||||
| Di Giulio Financial Services, Inc. |
16-1573323 | 10/17/2001 | ||||
| Dinosaur Securities, LLC |
13-4123021 | 6/29/2010 | ||||
| DMK Advisor Group, Inc. |
84-1345780 | 8/10/2020 | ||||
| Edward D. Jones, & Co., L.P. |
43-0345811 | 8/17/2000 | ||||
| EF Legacy Securities, LLC |
47-3919321 | 2/18/2022 | ||||
| Equitable Advisors, LLC |
06-1555494 | 11/1/1999 | ||||
| Equity Services Inc. |
03-0221141 | 4/22/1998 | ||||
| Excel Securities & Associates, Inc. |
16-1540153 | 8/18/2004 | ||||
| Fairport Capital, Inc. |
06-1103413 | 7/21/2010 | ||||
| Falcone & Marshall Financial Services, Inc. |
16-1594634 | 3/26/2015 | ||||
| Financial Telesis, Inc. |
68-0279977 | 5/5/2005 | ||||
| First Allied Securities, Inc. |
11-3152836 | 3/15/2004 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| First Heartland Capital, Inc. |
43-1635588 | 6/11/2002 | ||||
| First Palladium, LLC |
82-2239026 | 8/22/2018 | ||||
| First Republic Securities LLC |
91-2076555 | 5/21/2015 | ||||
| First Williston Corporation |
11-2042681 | 5/28/1997 | ||||
| Fortune Financial Services, Inc. |
25-1799740 | 10/2/2007 | ||||
| Founders Financial Securities, LLC |
20-2052994 | 12/15/2008 | ||||
| FSC Securities Corporation |
58-1288674 | 3/21/1995 | ||||
| Fulcrum Securities, Inc |
20-1098652 | 8/4/2010 | ||||
| G.A. Repple & Company |
59-2599605 | 6/30/2003 | ||||
| Garden State Securities, Inc. |
22-2319866 | 12/19/2001 | ||||
| GDC Securities, LLC |
06-1415515 | 1/29/1996 | ||||
| Geneos Wealth Management, Inc. |
02-0580939 | 6/11/2002 | ||||
| Genworth Financial Securities Corp |
36-3120284 | 3/20/2002 | ||||
| GFA Securities, LLC |
57-1169794 | 5/5/2004 | ||||
| Gradient Securities, LLC |
26-4463739 | 4/25/2013 | ||||
| Great American Investors, Inc. |
48-1099886 | 12/17/2010 | ||||
| Grove Point Financial, LLC (formerly H. Beck, Inc.) |
52-1321340 | 11/2/1992 | ||||
| GWN Securities, Inc. |
65-0939556 | 7/1/2004 | ||||
| Hamilton Cavanaugh Investment Brokers, Inc. |
13-3750891 | 3/2/2009 | ||||
| Hazard & Siegel, Inc. |
16-0954584 | 12/26/2003 | ||||
| Henley & Company, LLC. |
02-0723575 | 3/28/2005 | ||||
| HighTower Securities, LLC |
36-4454225 | 3/18/2009 | ||||
| Hornor, Townsend & Kent |
23-1706189 | 10/21/1995 | ||||
| HRC Investment Services, Inc. |
11-3140280 | 10/27/1999 | ||||
| Hudson Heritage Capital Management, Inc. |
13-3970289 | 1/24/2000 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| IBN Financial Services, Inc. |
16-1493299 | 6/11/2002 | ||||
| IDB Capital Corp. |
13-4134872 | 1/1/2008 | ||||
| Independent Financial Group, LLC |
71-0927304 | 8/4/2010 (Annuity) 6/4/2021 (USI) |
||||
| Infinex Investments, Inc. |
06-1367288 | 11/27/2012 | ||||
| Innovation Partners, LLC |
30-0451254 | 11/19/2013 | ||||
| International Assets Advisory LLC |
59-3734291 | 12/19/2012 | ||||
| Intervest International Equities Corp. |
98-0096287 | 12/5/2002 (Annuity) 5/12/2021 (Group) |
||||
| J.P. Morgan Securities LLC |
13-4110995 | 7/6/2005 (Reinstated 10/30/13) |
||||
| J.W. Cole Financial, Inc. |
16-1632597 | 6/16/2005 | ||||
| Jacques Financial LLC |
52-2217889 | 12/21/2012 | ||||
| Janney Montgomery Scott, Inc. |
23-0731260 | 10/1/1997 | ||||
| Kern, Suslow Securities, Inc. |
13-3516214 | 3/1/1999 | ||||
| Kestra Investment Services, LLC |
74-2794194 | 6/11/2002 | ||||
| Key Investment Services, LLC |
13-4300906 | 2/2/2006 | ||||
| Key2Life Brokerage Inc. |
26-3013748 | 11/19/2008 | ||||
| Kovack Securities, Inc. |
65-0747270 | 11/24/2003 | ||||
| L. M. Kohn and Company |
31-1311805 | 11/9/2000 | ||||
| Larimer Capital Corporations |
84-1028373 | 5/7/2007 | ||||
| Larson Financial Securities, LLC |
27-1372444 | 9/1/2010 | ||||
| LaSalle St. Securities, LLC |
36-2797246 | 5/14/2001 | ||||
| Lebenthal Financial Services, Inc. |
20-3156765 | 5/19/2008 | ||||
| Leigh D. Baldwin & Co., Inc. |
22-3348632 | 4/21/1995 | ||||
| Lesko Securities Inc. |
16-1152736 | 6/30/2004 | ||||
| Leumi Investment Services, Inc. |
13-4132289 | 3/26/2004 | ||||
| Level Four Financial, LLC |
20-0629176 | 2/1/2007 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| Liberty Partners Financial Services, LLC |
90-0139675 | 11/26/2012 | ||||
| Lifemark Securities Corp. |
16-1238365 | 3/6/1995 | ||||
| Lincoln Financial Advisors Corporation |
35-1151034 | 7/12/2001 | ||||
| Lincoln Financial Securities Corp. |
02-0275490 | 12/11/1993 | ||||
| Lincoln Investment Planning, Inc. |
23-1702591 | 4/1/2002 | ||||
| Lockton Investment Securities, LLC |
20-3247391 | 12/19/2012 | ||||
| Lombard Securities, Inc. |
52-1695548 | 2/17/2009 | ||||
| LPL Financial Corporation |
95-2834236 | 6/4/1998 | ||||
| M & T Securities, Inc. |
16-1263079 | 5/17/1999 | ||||
| M Holdings Securities, Inc. |
91-1802259 | 5/23/2000 | ||||
| Madison Avenue Securities, Inc. |
71-0987804 | 4/19/2007 | ||||
| Marlin Trading, Inc. |
13-3990383 | 3/14/2001 | ||||
| May Capital Group, LLC |
22-3324819 | 7/6/2006 | ||||
| McDonald Investments Inc. |
34-1391952 | 2/2/2006 | ||||
| Mercer Allied Company, LP |
14-1775694 | 11/30/2007 | ||||
| Merrill Lynch, Pierce, Fenner & Smith (MLPF&S) |
13-2808480 | 10/25/1992 | ||||
| Mesirow Financial, Inc. |
36-3429604 | 3/14/2007 | ||||
| Mid Atlantic Capital Corporation |
25-1409618 | 6/25/2004 | ||||
| Mid-Atlantic Securities, Inc. |
62-1726305 | 10/17/2001 | ||||
| MMA Securities LLC (formerly NIA Securities, LLC) |
22-3570392 | 8/4/2003 | ||||
| MMC Securities, Inc. |
06-1685865 | 6/12/2002 | ||||
| MML Investor Services, Inc. |
04-2746212 | 3/30/1994 | ||||
| Money Concepts Capital Corp. |
59-2268067 | 3/23/2003 | ||||
| Morgan Stanley Smith Barney LLC |
26-4310844 | 7/7/1999 | ||||
| MSEC, LLC |
27-2587292 | 1/3/2020 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| Mutual Funds Associates |
16-0922871 | 9/1/1994 | ||||
| Mutual Securities Inc. of California |
95-3703162 | 4/18/2012 | ||||
| MWA Financial Services, Inc. |
36-4420471 | 7/29/2003 | ||||
| National Securities Corporation |
91-0519466 | 10/3/2007 | ||||
| Nations Financial Group, Inc. |
39-1909295 | 12/3/2004 | ||||
| Nationwide Planning Associates, Inc. |
22-3196827 | 3/13/2003 | ||||
| Nationwide Securities LLC (aka NSLLC) |
36-2434406 | 1/30/2009 | ||||
| NBC Securities, Inc. |
63-0923499 | 10/5/2017 | ||||
| Nelson Securities, Inc. |
91-1219910 | 6/28/1993 | ||||
| Newbridge Securities Corp |
54-1879031 | 11/15/2006 | ||||
| Newport Group Securities, Inc. |
59-2386168 | 6/14/2012 | ||||
| Next Financial Group, Inc. |
54-1900002 | 2/4/2000 | ||||
| Northern Lights Distributors, LLC |
77-0625792 | 5/29/2007 | ||||
| Northwestern Mutual Investment Services, LLC. |
52-2114207 | 12/11/2008 | ||||
| NYLife Securities Inc. |
27-0145686 | 3/31/2007 | ||||
| Oberlin Financial International, LLC |
82-3775196 | 3/27/2020 | ||||
| Oppenheimer & Co., Inc. |
13-6567518 | 11/18/2003 | ||||
| P & A Financial Securities, Inc. |
16-1533600 | 8/14/2000 | ||||
| Park Avenue Securities, LLC. |
13-4023176 | 9/21/1993 | ||||
| Parkerland Brokerage Services, Inc. |
39-1794957 | 2/23/2017 | ||||
| Parsonex Securities, Inc. |
20-8580639 | 8/10/2009 | ||||
| Paulson Investment Company, Inc. |
93-0789804 | 3/7/2003 | ||||
| Pensionmark Securities, LLC |
81-2334025 | 4/1/2021 | ||||
| People’s Securities, Inc. |
06-1082686 | 9/23/2014 | ||||
| Phoenix Equity Planning Corporation |
23-2795977 | 6/4/2004 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| PHX Financial, Inc. |
41-2225155 | 5/9/2019 | ||||
| Pinnacle Investments, LLC |
20-5319494 | 7/7/2005 | ||||
| PlanMember Securities Corporation |
95-3706234 | 5/30/2008 | ||||
| Principal Securities Inc. (formerly Princor Financial Securities Corp.) |
42-0941553 | 3/22/1999 | ||||
| Private Client Services, LLC |
61-1383537 | 1/25/2010 | ||||
| Pro Integrity Securities, Inc. |
73-1552325 | 1/9/2002 | ||||
| Prospera Financial Services, Inc. |
75-1832551 | 3/24/1998 | ||||
| Pruco Securities Corp |
22-1211670 | 8/24/2000 | ||||
| Purshe Kaplan Sterling Investments |
13-3749682 | 5/16/2001 | ||||
| Pyramid Funds Corporation |
14-1498866 | 10/3/2012 | ||||
| Quint Capital Corporation |
59-3007259 | 1/11/2021 | ||||
| R & W Brokerage, Inc. |
11-2779581 | 2/22/2008 | ||||
| R. Seelaus & Co., Inc |
22-2501042 | 2/2/2009 | ||||
| Raymond James Financial Services (fka I. M. & R, Inc.) |
59-1237041 | 3/15/2004 | ||||
| RBC Capital Markets Corp |
41-1416330 | 6/29/2004 | ||||
| RBC Capital Markets Corporation |
41-1416330 | 1/1/2002 | ||||
| Regal Securities, Inc. |
36-2916812 | 6/8/2008 | ||||
| Reid & Associates, LLC |
14-1778902 | 9/25/2013 | ||||
| RNR Securities, LLC. |
11-3374561 | 6/11/2002 | ||||
| Robb, P.J. Variable Corp. |
62-1592808 | 10/8/1999 | ||||
| Robert W. Baird |
39-6037917 | Reinstated 7/25/2017 | ||||
| Rockefeller Financial, LLC |
83-2489877 | 2/9/2022 | ||||
| Ross Securities Corporation |
13-4147466 | 2/25/2015 | ||||
| Royal Alliance Associates, Inc. |
93-0987232 | 7/22/2003 | ||||
| S.C. Parker & Co., Inc. |
16-0876114 | 10/25/2005 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| SA Stone Wealth Management |
75-2975513 | 6/8/2018 | ||||
| Sage, Rutty & Co., Inc. |
16-0620690 | 11/27/1992 | ||||
| SagePoint Financial, Inc (formerly AIG Financial Advisors, Inc.) |
20-1741754 | 11/8/2005 | ||||
| Sanctuary Securities, Inc. |
36-2957364 | 7/15/2019 | ||||
| Saperston Asset Management Inc. |
16-1539208 | 5/10/1998 | ||||
| Saxony Securities, Inc. |
43-1932300 | 1/15/2004 | ||||
| Saybrus Equity Services, LLC |
27-1869321 | 9/23/2010 | ||||
| SCF Securities Inc. |
86-0936511 | -6/19/2014 (Servicing Only Annuity) - 03/2/2017 ( Life) |
||||
| Securian Financial Services, Inc. |
41-1486060 | 8/6/1999 | ||||
| Securities America, Inc. |
11-2551174 | 4/28/1997 | ||||
| SEI Investments Distribution Co. |
23-2177800 | 10/8/2004 | ||||
| Sentinel Securities, Inc. |
04-3527574 | 9/11/2008 | ||||
| SIGMA Financial Corporation |
38-2472555 | 2/29/2000 | ||||
| Signature Securities Group Corporation |
13-4120476 | 9/22/2004 | ||||
| SMH Capital, Inc. |
76-0224835 | 2/15/2007 | ||||
| Sorrento Pacific Financial, LLC |
04-3746212 | 5/30/2001 | ||||
| Sovereign Legacy Securities, Inc. |
11-1738990 | 7/19/2011 | ||||
| Spire Securities, LLC |
20-8920866 | 8/17/2009 | ||||
| Stacey Braun Financial Services, Inc. |
13-4193719 | 7/6/2007 | ||||
| Stanley Laman Group Securities LLC |
33-1027312 | 7/31/2008 | ||||
| Sterling Monroe Securities, LLC |
75-3049285 | 5/31/2007 | ||||
| Stifel, Nicolaus & Company, Inc. |
43-0538770 | 4/27/2007 | ||||
| Syndicated Capital, Inc. |
95-4042447 | 9/25/2000 | ||||
| TD Waterhouse Investor Services, Inc. |
06-0988655 | 10/10/2003 | ||||
| TFS Securities, Inc. |
22-2825878 | 8/28/2007 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| The Enterprise Securities Company |
38-2932225 | 2/29/2016 | ||||
| The F.I. Group, Inc. |
16-1572019 | 6/17/2006 | ||||
| The Investment Center, Inc. |
22-2699900 | 9/21/1995 | ||||
| The Leaders Group, Inc. |
84-1275292 | 8/30/1999 | ||||
| The New Penfacs, Inc |
41-2238941 | 2/20/2009 | ||||
| The Strategic Financial Alliance, Inc. |
03-0510324 | 10/4/2007 | ||||
| Timecapital Securities Corp. |
11-2339821 | 2/17/1994 | ||||
| Transamerica Financial Advisors, Inc. |
59-2476008 | 11/18/2003 | ||||
| Trevor, Cole, Reid & Monroe, Inc. |
13-3100833 | 3/15/2002 | ||||
| Triad Advisors, Inc. |
65-0173164 | 10/7/2001 | ||||
| Trubee, Collins & Co., Inc. |
16-1406627 | 11/17/2005 | ||||
| Truist Investment Services, Inc. |
58-1648698 | 8/16/2006 | ||||
| Trustmont Financial Group, Inc. |
25-1527294 | 10/12/2005 | ||||
| UBS Financial Services, Inc. |
13-2638166 | 11/11/1992 | ||||
| United Planners Financial Services of America |
86-0588303 | 5/21/2001 | ||||
| Univest Securities Inc. DBA Universal Financial Group |
11-3188003 | 2/25/2002 | ||||
| USA Financial Securities Corp. |
38-3397033 | 7/20/2009 | ||||
| USI Securities, Inc. |
06-1493970 | 1/27/2001 | ||||
| VALIC Financial Advisors, Inc. |
76-0519992 | 4/26/2004 | ||||
| Valmark Securities, Inc. |
34-1724087 | 3/20/2000 | ||||
| Vanderbilt Securities, LLC. |
11-3639254 | 11/17/2003 | ||||
| Vaughan & Company Securities, Inc. |
22-2578806 | 12/22/1997 | ||||
| Vision |
13-4066286 | 5/24/2011 | ||||
| WBB Securities, LLC |
33-0984561 | 7/24/2007 | ||||
| Wedbush Morgan Securities, Inc. |
95-2495390 | 9/13/2007 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |
| JOHN HANCOCK NEW YORK
SELLING AGREEMENT
APPROVALS/APPOINTMENTS |
Life Agent (LA) License Key Line Requirements: For Annuities: Variable For RPS : Life For Insurance -Life and/or Variable |
| BROKER DEALER |
TAX ID / BROKER DEALER |
APPROVAL DATE |
||||
| Wells Fargo Clearing Services, LLC |
48-1305000 | 6/24/2004 | ||||
| Wells Fargo Clearing Services, LLC |
34-1542819 | 1/30/2004 | ||||
| Westco Investment Corp. |
11-2870554 | 6/25/1993 | ||||
| Western International Securities, Inc. |
84-1314321 | 7/15/2008 | ||||
| Westport Resources Investment Services, Inc |
22-2955076 | 1/17/2013 | ||||
| White Mountain Capital, LLC |
13-4077093 | 6/11/2002 | ||||
| Wilmington Capital Securities LLC |
20-1894227 | 1/4/2016 | ||||
| Woodbury Financial Services, Inc. |
41-0944586 | 1/16/2004 | ||||
| World Equity Group, Inc. |
36-3797444 | 10/15/2010 |
| FOR INTERNAL USE ONLY Important Note: JHNY no longer offers Variable and Fixed annuity products effective December 31, 2012. |
March 2022 |