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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivative Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
In kind distribution. On 05/10/2012, Foundation Capital II, LP distributed 1,200,000 shares of stock to its Partners; Foundation Capital Leadership Fund, LP distributed 800,000 shares of stock to its Partners. | |
Foundation Capital Management Co. II, LLC ("FC2M") serves as the sole Manager of Foundation Capital II, L.P. ("FC2"), Foundation Capital II Entrepreneurs Fund, LLC ("FC2E"), and Foundation Capital II Principals Fund, LLC ("FC2P"). James Anderson, William Elmore, Kathryn Gould, Paul Koontz and Mike Schuh are Managing Members of FC2M. FC2M exercises sole voting and investment power over the shares owned by FC2, FC2E, and FC2P. As Managing Members of FC2M, Ms. Gould and Mssrs. Anderson, Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FC2, FC2E, and FC2P. Each of the Managing Members of FC2M disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein. | |
FC Leadership Management Co., LLC ("FCLM") serves as the sole Manager of Foundation Capital Leadership Fund, L.P. ("FCL") and Foundation Capital Leadership Principals Fund, LLC ("FCLP"). William Elmore, Kathryn Gould, Paul Koontz, and Mike Schuh are Managing Members of FCLM. FCLM exercises sole voting and investment power over the shares owned by FCL and FCLP. As Managing Members of FCLM, Ms. Gould and Mssrs. Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FCL and FCLP. Each of the Managing Members of FCLM disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein. | |
In kind distribution. On 05/10/2012, Foundation Capital II, LP distributed 1,200,000 shares of stock to its Partners through which Ms. Gould received 31,792 shares indirectly; Foundation Capital Leadership Fund, LP distributed 800,000 shares of stock to its Partners through which Ms. Gould received 18,629 shares indirectly. | |
Shares held by Kathryn Gould as trustee of Ridgewalker Trust. |
| Signatures | ||
/s/ Gail M. Haney, Attorney-in-fact | 05/14/2012 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||