UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2022
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
SummerHaven Investment Management, LLC
Address:
1266 E Main Street, 4th Floor
Stamford, CT 06902
Form 13F File Number:
028-21013

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Kurt Nelson
Title:
Managing Partner
Phone:
203-352-2700


Signature, Place, and Date of Signing:

/s/ Kurt Nelson
                         [Signature]
Stamford, CONNECTICUT
                 [City, State]
10-19-2022
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
199
Form 13F Information table Value Total:
144500
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABERCROMBIE & FITCH COCL A00289620770345,214SHSOLE 0 0 45,214
ABM INDS INCCOM00095710068417,895SHSOLE 0 0 17,895
ADAPTHEALTH CORPCOMMON STOCK00653Q10274239,536SHSOLE 0 0 39,536
ADVANSIX INCCOM00773T10173022,748SHSOLE 0 0 22,748
AGCO CORPCOM0010841027888,198SHSOLE 0 0 8,198
ALLSCRIPTS HEALTHCARE SOLUTNCOM01988P10881753,648SHSOLE 0 0 53,648
ALPHA & OMEGA SEMICONDUCTORSHSG6331P10471523,239SHSOLE 0 0 23,239
A-MARK PRECIOUS METALS INCCOM00181T10777727,381SHSOLE 0 0 27,381
AMERICAN AXLE & MFG HLDGS INCOM02406110367398,585SHSOLE 0 0 98,585
AMERICAN EAGLE OUTFITTERS INCOM02553E10663164,832SHSOLE 0 0 64,832
AMERICAN WOODMARK CORPORATIOCOM03050610974116,899SHSOLE 0 0 16,899
AMKOR TECHNOLOGY INCCOM03165210079746,761SHSOLE 0 0 46,761
AMN HEALTHCARE SVCS INCCOM0017441017276,864SHSOLE 0 0 6,864
AMPLIFY ENERGY CORP NEWCOM03212B103858130,548SHSOLE 0 0 130,548
ANDERSONS INCCOM03416410378025,148SHSOLE 0 0 25,148
ANYWHERE REAL ESTATE INCCOM75605Y10661175,297SHSOLE 0 0 75,297
APOGEE ENTERPRISES INCCOM03759810976620,047SHSOLE 0 0 20,047
ARCBEST CORPCOM03937C10573410,086SHSOLE 0 0 10,086
ARROW ELECTRS INCCOM0427351006296,824SHSOLE 0 0 6,824
ATKORE INCCOM0476491086948,917SHSOLE 0 0 8,917
ATLAS AIR WORLDWIDE HLDGS INCOM NEW0491642051,21512,717SHSOLE 0 0 12,717
AUTONATION INCCOM05329W1026826,693SHSOLE 0 0 6,693
AVIS BUDGET GROUPCOM0537741057445,012SHSOLE 0 0 5,012
AVNET INCCOM05380710363417,550SHSOLE 0 0 17,550
AXCELIS TECHNOLOGIES INCCOM NEW05454020887914,516SHSOLE 0 0 14,516
AZZ INCCOM00247410469719,082SHSOLE 0 0 19,082
BANCORP INC DELCOM05969A10582937,704SHSOLE 0 0 37,704
BIG 5 SPORTING GOODS CORPCOM08915P10170365,442SHSOLE 0 0 65,442
BIG LOTS INCCOM08930210351933,219SHSOLE 0 0 33,219
BLUELINX HLDGS INCCOM NEW09624H20866610,719SHSOLE 0 0 10,719
BOISE CASCADE CO DELCOM09739D10073612,377SHSOLE 0 0 12,377
BRINKS COCOM10969610464813,368SHSOLE 0 0 13,368
BUCKLE INCCOM11844010688127,839SHSOLE 0 0 27,839
BUILD-A-BEAR WORKSHOP INCCOM12007610465749,324SHSOLE 0 0 49,324
BUILDERS FIRSTSOURCE INCCOM12008R10772112,238SHSOLE 0 0 12,238
CALERES INCCOM12950010470329,011SHSOLE 0 0 29,011
CARS COM INCCOM14575E10590378,544SHSOLE 0 0 78,544
CATALYST PHARMACEUTICALS INCCOM14888U1011,26898,840SHSOLE 0 0 98,840
CENTURY ALUM COCOM156431108571108,053SHSOLE 0 0 108,053
CENTURY CMNTYS INCCOM15650430066215,483SHSOLE 0 0 15,483
CHILDRENS PL INC NEWCOM16890510757718,664SHSOLE 0 0 18,664
CHORD ENERGY CORPORATIONCOM NEW6742152071,0067,358SHSOLE 0 0 7,358
CITI TRENDS INCCOM17306X10251433,147SHSOLE 0 0 33,147
COHU INCCOM19257610674829,011SHSOLE 0 0 29,011
COMMERCIAL METALS COCOM20172310380422,654SHSOLE 0 0 22,654
CONNS INCCOM20824210759083,335SHSOLE 0 0 83,335
CONSOLIDATED COMM HLDGS INCCOM209034107467112,173SHSOLE 0 0 112,173
CONSTELLIUM SECL A SHSF2110710159959,074SHSOLE 0 0 59,074
CORECIVIC INCCOM21871N10160968,859SHSOLE 0 0 68,859
COSTAMARE INCSHSY1771G10263871,230SHSOLE 0 0 71,230
CROSS CTRY HEALTHCARE INCCOM22748310490031,730SHSOLE 0 0 31,730
CTS CORPCOM12650110595022,815SHSOLE 0 0 22,815
CUSTOMERS BANCORP INCCOM23204G10064922,002SHSOLE 0 0 22,002
CVR ENERGY INCCOM12662P10872124,871SHSOLE 0 0 24,871
DELUXE CORPCOM24801910160536,343SHSOLE 0 0 36,343
DIODES INCCOM25454310178012,019SHSOLE 0 0 12,019
DONNELLEY FINL SOLUTIONS INCCOM25787G10094725,628SHSOLE 0 0 25,628
DORIAN LPG LTDSHS USDY2106R11072653,498SHSOLE 0 0 53,498
DXC TECHNOLOGY COCOM23355L10665326,693SHSOLE 0 0 26,693
EAGLE BULK SHIPPING INCCOMY2187A15075317,446SHSOLE 0 0 17,446
EAGLE PHARMACEUTICALS INCCOM26979610845717,308SHSOLE 0 0 17,308
EBIX INCCOM NEW27871520678741,510SHSOLE 0 0 41,510
EDGEWELL PERS CARE COCOM28035Q10279421,238SHSOLE 0 0 21,238
EMERGENT BIOSOLUTIONS INCCOM29089Q10551324,433SHSOLE 0 0 24,433
ENCORE WIRE CORPCOM2925621058477,334SHSOLE 0 0 7,334
ENOVIS CORPORATIONCOM19401450265314,167SHSOLE 0 0 14,167
EPLUS INCCOM29426810762214,982SHSOLE 0 0 14,982
ETHAN ALLEN INTERIORS INCCOM29760210476636,223SHSOLE 0 0 36,223
EXTREME NETWORKS INCCOM30226D1061,08182,704SHSOLE 0 0 82,704
FERROGLOBE PLCSHSG33856108745141,147SHSOLE 0 0 141,147
FIRST AMERN FINL CORPCOM31847R10264513,985SHSOLE 0 0 13,985
FIRST BANCORP P RCOM NEW31867270678557,348SHSOLE 0 0 57,348
FIRST COMWLTH FINL CORP PACOM31982910772456,375SHSOLE 0 0 56,375
FIRST HAWAIIAN INCCOM32051X10883633,940SHSOLE 0 0 33,940
FLEX LTDORDY2573F10288052,832SHSOLE 0 0 52,832
FLUOR CORP NEWCOM34341210280432,292SHSOLE 0 0 32,292
FOOT LOCKER INCCOM34484910494930,479SHSOLE 0 0 30,479
FRESH DEL MONTE PRODUCE INCORDG3673810559825,732SHSOLE 0 0 25,732
FRONTIER COMMUNICATIONS PARECOM35909D10972030,724SHSOLE 0 0 30,724
FULGENT GENETICS INCCOM35966410950613,277SHSOLE 0 0 13,277
G III APPAREL GROUP LTDCOM36237H10156837,966SHSOLE 0 0 37,966
GAP INCCOM36476010875591,949SHSOLE 0 0 91,949
GARRETT MOTION INCCOM36650510556499,872SHSOLE 0 0 99,872
GENCO SHIPPING & TRADING LTDSHSY2685T13159247,253SHSOLE 0 0 47,253
GENESCO INCCOM37153210260215,309SHSOLE 0 0 15,309
GEO GROUP INC NEWCOM36162J106920119,534SHSOLE 0 0 119,534
GMS INCCOM36251C10366716,663SHSOLE 0 0 16,663
GOLDEN OCEAN GROUP LTDSHS NEWG3963720556876,045SHSOLE 0 0 76,045
GRAFTECH INTL LTDCOM384313508486112,668SHSOLE 0 0 112,668
GREEN DOT CORPCL A39304D10256429,709SHSOLE 0 0 29,709
GROUP 1 AUTOMOTIVE INCCOM3989051096614,625SHSOLE 0 0 4,625
GUESS INCCOM40161710564243,790SHSOLE 0 0 43,790
HERBALIFE NUTRITION LTDCOM SHSG4412G10167033,701SHSOLE 0 0 33,701
HERC HLDGS INCCOM42704L1048838,502SHSOLE 0 0 8,502
HIBBETT INCCOM42856710183716,802SHSOLE 0 0 16,802
HNI CORPCOM40425110058922,226SHSOLE 0 0 22,226
HOMESTREET INCCOM43785V10262821,808SHSOLE 0 0 21,808
HUDSON TECHNOLOGIES INCCOM444144109776105,519SHSOLE 0 0 105,519
ICHOR HOLDINGSSHSG4740B10570729,221SHSOLE 0 0 29,221
INNOVIVA INCCOM45781M10161452,905SHSOLE 0 0 52,905
INTERNATIONAL BANCSHARES CORCOM45904410381719,217SHSOLE 0 0 19,217
JABIL INCCOM46631310385314,788SHSOLE 0 0 14,788
JANUS HENDERSON GROUP PLCORD SHSG4474Y21466632,777SHSOLE 0 0 32,777
JELD-WEN HLDG INCCOM47580P10341847,754SHSOLE 0 0 47,754
KAMAN CORPCOM48354810372425,916SHSOLE 0 0 25,916
KENNAMETAL INCCOM48917010067832,932SHSOLE 0 0 32,932
KFORCE INCCOM49373210172012,276SHSOLE 0 0 12,276
KNIGHT-SWIFT TRANSN HLDGS INCL A49904910477415,810SHSOLE 0 0 15,810
KOHLS CORPCOM50025510466526,425SHSOLE 0 0 26,425
KORN FERRYCOM NEW50064320061313,051SHSOLE 0 0 13,051
KULICKE & SOFFA INDS INCCOM50124210171418,519SHSOLE 0 0 18,519
KYNDRYL HLDGS INCCOMMON STOCK50155Q10064678,063SHSOLE 0 0 78,063
LA Z BOY INCCOM50533610766929,663SHSOLE 0 0 29,663
LAZARD LTDSHS AG5405010272522,775SHSOLE 0 0 22,775
LENDINGCLUB CORPCOM NEW52603A20868261,695SHSOLE 0 0 61,695
M D C HLDGS INCCOM55267610859321,610SHSOLE 0 0 21,610
M/I HOMES INCCOM55305B10163217,431SHSOLE 0 0 17,431
MACYS INCCOM55616P10470945,267SHSOLE 0 0 45,267
MANPOWERGROUP INC WISCOM56418H1006369,837SHSOLE 0 0 9,837
MARCUS & MILLICHAP INCCOM56632410967820,676SHSOLE 0 0 20,676
MARINEMAX INCCOM56790810858319,556SHSOLE 0 0 19,556
MASONITE INTL CORPCOM5753851096589,227SHSOLE 0 0 9,227
MATSON INCCOM57686G10564410,465SHSOLE 0 0 10,465
MAXAR TECHNOLOGIES INCCOM57778K10556730,310SHSOLE 0 0 30,310
METHODE ELECTRS INCCOM59152020081722,002SHSOLE 0 0 22,002
MODIVCARE INCCOM60783X1048948,973SHSOLE 0 0 8,973
MUELLER INDS INCCOM62475610287014,630SHSOLE 0 0 14,630
MURPHY OIL CORPCOM62671710296927,558SHSOLE 0 0 27,558
MYR GROUP INC DELCOM55405W1047608,975SHSOLE 0 0 8,975
NBT BANCORP INCCOM62877810276020,032SHSOLE 0 0 20,032
NU SKIN ENTERPRISES INCCL A67018T10560318,060SHSOLE 0 0 18,060
OLD SECOND BANCORP INC ILLCOM68027710069353,126SHSOLE 0 0 53,126
OVERSTOCK COM INC DELCOM69037010172529,767SHSOLE 0 0 29,767
OWENS & MINOR INC NEWCOM69073210258824,418SHSOLE 0 0 24,418
OWENS CORNING NEWCOM6907421017369,363SHSOLE 0 0 9,363
PATHWARD FINANCIAL INCCOM59100U10862318,908SHSOLE 0 0 18,908
PERDOCEO ED CORPCOM71363P10666864,832SHSOLE 0 0 64,832
PERMIAN RESOURCES CORPCLASS A COM71424F105941138,339SHSOLE 0 0 138,339
PHOTRONICS INCCOM71940510259740,866SHSOLE 0 0 40,866
PREFERRED BK LOS ANGELES CACOM NEW74036740473611,284SHSOLE 0 0 11,284
PRICESMART INCCOM74151110967211,673SHSOLE 0 0 11,673
PRIMORIS SVCS CORPCOM74164F10358636,034SHSOLE 0 0 36,034
PROPETRO HLDG CORPCOM74347M10870287,231SHSOLE 0 0 87,231
QUANEX BLDG PRODS CORPCOM74761910460733,421SHSOLE 0 0 33,421
REGENXBIO INCCOM75901B10769126,136SHSOLE 0 0 26,136
RENASANT CORPCOM75970E10782126,262SHSOLE 0 0 26,262
RESIDEO TECHNOLOGIES INCCOM76118Y10472638,099SHSOLE 0 0 38,099
RESOLUTE FST PRODS INCCOM76117W10977238,598SHSOLE 0 0 38,598
RESOURCES CONNECTION INCCOM76122Q10570138,794SHSOLE 0 0 38,794
RYDER SYS INCCOM78354910880510,667SHSOLE 0 0 10,667
RYERSON HLDG CORPCOM78375410490335,077SHSOLE 0 0 35,077
SALLY BEAUTY HLDGS INCCOM79546E10478662,349SHSOLE 0 0 62,349
SANMINA CORPORATIONCOM80105610285818,627SHSOLE 0 0 18,627
SHOE CARNIVAL INCCOM82488910978736,709SHSOLE 0 0 36,709
SHYFT GROUP INCCOM82569810381139,679SHSOLE 0 0 39,679
SIGA TECHNOLOGIES INCCOM82691710660658,802SHSOLE 0 0 58,802
SIGNET JEWELERS LIMITEDSHSG8127610081714,287SHSOLE 0 0 14,287
SILVERBOW RES INCCOM82836G10278429,166SHSOLE 0 0 29,166
SKYWEST INCCOM83087910257335,238SHSOLE 0 0 35,238
SLEEP NUMBER CORPCOM83125X10379323,452SHSOLE 0 0 23,452
SMART GLOBAL HLDGS INCSHSG8232Y10172145,456SHSOLE 0 0 45,456
SPARTANNASH COCOM84721510072925,115SHSOLE 0 0 25,115
SPORTSMANS WHSE HLDGS INCCOM84920Y10663376,273SHSOLE 0 0 76,273
STONEX GROUP INCCOM8618961088059,703SHSOLE 0 0 9,703
SUNCOKE ENERGY INCCOM86722A103664114,352SHSOLE 0 0 114,352
SUPER MICRO COMPUTER INCCOM86800U1041,03618,806SHSOLE 0 0 18,806
SYLVAMO CORPCOMMON STOCK87133210287025,663SHSOLE 0 0 25,663
TALOS ENERGY INCCOM87484T10894256,584SHSOLE 0 0 56,584
TENET HEALTHCARE CORPCOM NEW88033G40773414,230SHSOLE 0 0 14,230
TEREX CORP NEWCOM88077910380126,937SHSOLE 0 0 26,937
THE ODP CORPCOM88337F10586424,582SHSOLE 0 0 24,582
THRYV HLDGS INCCOM NEW88602920678334,306SHSOLE 0 0 34,306
TIMKENSTEEL CORPORATIONCOM88739910366644,452SHSOLE 0 0 44,452
TITAN INTL INC ILLCOM88830M10265553,950SHSOLE 0 0 53,950
TRINET GROUP INCCOM8962881076899,679SHSOLE 0 0 9,679
TRUEBLUE INCCOM89785X10180342,103SHSOLE 0 0 42,103
TRUSTMARK CORPCOM89840210277625,340SHSOLE 0 0 25,340
TTM TECHNOLOGIES INCCOM87305R10985164,559SHSOLE 0 0 64,559
TUPPERWARE BRANDS CORPCOM899896104750114,524SHSOLE 0 0 114,524
UFP INDUSTRIES INCCOM90278Q10877310,714SHSOLE 0 0 10,714
ULTRA CLEAN HLDGS INCCOM90385V10766025,637SHSOLE 0 0 25,637
UMPQUA HLDGS CORPCOM90421410376544,764SHSOLE 0 0 44,764
UNITED NAT FOODS INCCOM91116310366919,471SHSOLE 0 0 19,471
VAALCO ENERGY INCCOM NEW91851C201541124,191SHSOLE 0 0 124,191
VANDA PHARMACEUTICALS INCCOM92165910867268,002SHSOLE 0 0 68,002
VAREX IMAGING CORPCOM92214X10676436,154SHSOLE 0 0 36,154
VERITIV CORPCOM9234541027167,324SHSOLE 0 0 7,324
VIR BIOTECHNOLOGY INCCOM92764N10248124,927SHSOLE 0 0 24,927
VISTA OUTDOOR INCCOM92837710069428,545SHSOLE 0 0 28,545
WABASH NATL CORPCOM92956610783953,913SHSOLE 0 0 53,913
WEATHERFORD INTL PLCORD SHSG488331181,32941,152SHSOLE 0 0 41,152
WEIS MKTS INCCOM94884910471510,035SHSOLE 0 0 10,035
WERNER ENTERPRISES INCCOM95075510872619,318SHSOLE 0 0 19,318
WESCO INTL INCCOM95082P1058637,233SHSOLE 0 0 7,233
WESTERN UN COCOM95980210962946,619SHSOLE 0 0 46,619
WORLD FUEL SVCS CORPCOM98147510684335,984SHSOLE 0 0 35,984
XEROX HOLDINGS CORPCOM NEW98421M10670553,913SHSOLE 0 0 53,913
XPO LOGISTICS INCCOM98379310069415,587SHSOLE 0 0 15,587
ZUMIEZ INCCOM98981710164930,166SHSOLE 0 0 30,166