UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2021
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
SignalPoint Asset Management, LLC
Address:
1201 E. WALNUT STREET
SPRINGFIELD, MO 65802
Form 13F File Number:
028-15113

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Walter R Costenbader
Title:
CCO
Phone:
8609974160


Signature, Place, and Date of Signing:

Walter R Costenbader
                         [Signature]
Concord, NORTH CAROLINA
                 [City, State]
05-03-2021
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
221
Form 13F Information table Value Total:
282941
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
3M CompanyCOM88579Y1011,2136,295SHSOLE 0 0 6,295
Abbott LaboratoriesCOM0028241006855,720SHSOLE 0 0 5,720
ABBVIE INC. COMCOM00287Y1091,28211,844SHSOLE 0 0 11,844
AllianceBernstein Global High COM4642872264844,252SHSOLE 0 0 4,252
Alibaba Holdings Ltd. ADRCOM01609w1027853,463SHSOLE 0 0 3,463
AllianceBernstein Global High Income FundCOM01879r10643336,562SHSOLE 0 0 36,562
Alphabet Inc.COM38259p5082,1291,032SHSOLE 0 0 1,032
Alphabet, Inc Class CCOM02079k1072,5321,224SHSOLE 0 0 1,224
Altria Group Inc.COM02209s1032023,946SHSOLE 0 0 3,946
Amazon.com, IncCOM0231351064,9231,591SHSOLE 0 0 1,591
American Express CompanyCOM0258161094763,367SHSOLE 0 0 3,367
Amgen Inc.COM0311621002601,044SHSOLE 0 0 1,044
Apple, Inc. COMCOM03783310023,287190,644SHSOLE 0 0 190,644
ARK Genomic Revolution ETFCOM00214Q3021,09912,391SHSOLE 0 0 12,391
ARK Innovation ETFCOM00214Q1042,25218,778SHSOLE 0 0 18,778
AT&T Inc.COM00206r1021,15037,996SHSOLE 0 0 37,996
Baidu, IncCOM0567521085502,529SHSOLE 0 0 2,529
Bank Of AmericaCOM0605051041,39536,055SHSOLE 0 0 36,055
Baxter International, Inc.COM0718131092432,880SHSOLE 0 0 2,880
Berkshire Hathaway IncCOM0846707022,92811,460SHSOLE 0 0 11,460
Boeing CompanyCOM0970231058223,226SHSOLE 0 0 3,226
Boston Beer, Inc. Class ACOM100557107229190SHSOLE 0 0 190
Bristol-Myers Sqibb CompanyCOM1101221084006,330SHSOLE 0 0 6,330
Broadcom IncCOM11135F200267181SHSOLE 0 0 181
Broadcom Ltd.COMy09827109252543SHSOLE 0 0 543
Caterpillar IncCOM1491231018283,572SHSOLE 0 0 3,572
Chevron CorporationCOM1667641001,18311,293SHSOLE 0 0 11,293
Cisco Systems Inc.COM17275r10263712,328SHSOLE 0 0 12,328
Comcast CorporationCOM20030n1014408,122SHSOLE 0 0 8,122
Commerce Bancshares, Inc.COM2005251032593,383SHSOLE 0 0 3,383
ConocoPhillipsCOM20825C1044758,973SHSOLE 0 0 8,973
CostCo Wholesale CorporationCOM22160K105337956SHSOLE 0 0 956
Cracker Barrel OldCOM22410J1062321,340SHSOLE 0 0 1,340
Cummins IncCOM231021106202778SHSOLE 0 0 778
CVS Health CorporationCOM1266501002453,252SHSOLE 0 0 3,252
Deere & CompanyCOM244199105273729SHSOLE 0 0 729
Digital Turbine IncCOM25400W1022413,002SHSOLE 0 0 3,002
DNP SELECT INCOME FD COMCOM23325p10411211,346SHSOLE 0 0 11,346
Dominion EnergyCOM25746U1332682,715SHSOLE 0 0 2,715
Duke Energy CorporationCOM26441C2044564,723SHSOLE 0 0 4,723
Easton Pharmaceuticals Inc.COM277774105110,000SHSOLE 0 0 10,000
Edwards Lifesciences, Inc.COM28176e1085586,673SHSOLE 0 0 6,673
Eli Lilly & Co.COM5324571082261,209SHSOLE 0 0 1,209
Emerson Electric CompanyCOM2910111045385,960SHSOLE 0 0 5,960
Enterprise Products LPCOM29379210732814,881SHSOLE 0 0 14,881
Exxon Mobil CorporationCOM30231g1021,10119,722SHSOLE 0 0 19,722
Facebook Inc.COM30303m1021,4214,825SHSOLE 0 0 4,825
Fastenal CompamyCOM3119001043697,335SHSOLE 0 0 7,335
First Bancshares, IncCOM3186871002,117143,502SHSOLE 0 0 143,502
First Trust Active Factor Large Cap ETFCOM33740F8211,14548,104SHSOLE 0 0 48,104
First Trust Asia Pacific Ex-Japan AlphaDEX ETCOM33737J1091,30038,702SHSOLE 0 0 38,702
First Trust Capital Strength ETFCOM33733E1082,37033,470SHSOLE 0 0 33,470
First Trust Developed Int'l ETFCOM33738R7871,74432,669SHSOLE 0 0 32,669
First Trust Dow Internet IndexETFCOM33733E3024412,020SHSOLE 0 0 2,020
First Trust Dow Jones Global Select DividendCOM33734x20048819,395SHSOLE 0 0 19,395
First Trust Emerging Markets AlphaDEX ETFCOM33737J1821,19845,408SHSOLE 0 0 45,408
First Trust Enhanced Short Term Maturity ETFCOM33739Q4081,32222,043SHSOLE 0 0 22,043
First Trust ETF AlphaDEX Consumer DiscretionCOM33734X10169811,999SHSOLE 0 0 11,999
First Trust ETF AlphaDEX Consumer StaplesCOM33734X1194968,626SHSOLE 0 0 8,626
First Trust ETF AlphaDEX EnergyCOM33734X12727026,664SHSOLE 0 0 26,664
First Trust ETF AlphaDEX FinancialsCOM33734X13593822,549SHSOLE 0 0 22,549
First Trust ETF AlphaDEX Health CareCOM33734X1431,0399,567SHSOLE 0 0 9,567
First Trust ETF AlphaDEX IndustrialsCOM33734X15082614,583SHSOLE 0 0 14,583
First Trust ETF AlphaDEX MaterialsCOM33734X1682805,080SHSOLE 0 0 5,080
First Trust ETF AlphaDEX TechnologyCOM33734X1761,81415,963SHSOLE 0 0 15,963
First Trust ETF AlphaDEX UtilitiesCOM33734X1842699,029SHSOLE 0 0 9,029
First Trust Europe AlphaDEX ETFCOM33737J1171,68741,487SHSOLE 0 0 41,487
First Trust Japan AlphaDEX ETFCOM33737J15898418,410SHSOLE 0 0 18,410
First Trust Large Cap Growth ETFCOM33735K1082,49025,498SHSOLE 0 0 25,498
First Trust Large Cap US Equity ETFCOM33738R7612,04267,452SHSOLE 0 0 67,452
First Trust Large Cap ValueCOM33735J1013475,457SHSOLE 0 0 5,457
First Trust Latin America AlphaDEX ETFCOM33737J12574341,021SHSOLE 0 0 41,021
First Trust Low Duration Oppos ETFCOM33739Q2001,53530,070SHSOLE 0 0 30,070
First Trust Mgd Muni ETFCOM33739N1082384,210SHSOLE 0 0 4,210
First Trust Mid Cap US Equity ETFCOM33738R7531,61358,020SHSOLE 0 0 58,020
First Trust Nasdaq100 Tech Sector Index ETFCOM3373451022311,599SHSOLE 0 0 1,599
First Trust North American Energy InfrastructCOM33738d10153523,467SHSOLE 0 0 23,467
First Trust NYSE Arca Biotech ETFCOM33733E2031,4679,140SHSOLE 0 0 9,140
First Trust Small Cap US Equity ETFCOM33738R7461,09038,581SHSOLE 0 0 38,581
First Trust TCW Opportunistic Fixed ETFCOM33740F8054,00675,826SHSOLE 0 0 75,826
First Trust US LARGE CAP CORE AlphaDEX FUNDCOM33734K1094625,772SHSOLE 0 0 5,772
First Trust Value Dividend IndexCOM33734H1062,85475,143SHSOLE 0 0 75,143
Ford Motor CompanyCOM34537086029624,182SHSOLE 0 0 24,182
General Electric CompanyCOM36960410317613,440SHSOLE 0 0 13,440
General Motors Co.COM37045v1003055,306SHSOLE 0 0 5,306
Hershey CompanyCOM4278661082311,463SHSOLE 0 0 1,463
Home Depot, Inc. COMCOM4370761024701,541SHSOLE 0 0 1,541
Honeywell International IncCOM4385161062501,151SHSOLE 0 0 1,151
IDEXX Laboratories, IncCOM45168D1046841,398SHSOLE 0 0 1,398
Innovator Loup Frontier ETFCOM45782C8622103,889SHSOLE 0 0 3,889
Intel CorporationCOM45814010075211,757SHSOLE 0 0 11,757
International Business Machines CorporationCOM4592001015123,845SHSOLE 0 0 3,845
International Paper CompanyCOM4601461032404,435SHSOLE 0 0 4,435
Invesco DWA Basic Materials ETFCOM46137V7042973,571SHSOLE 0 0 3,571
Invesco DWA Consumer Cyclicals ETFCOM46137V80398111,133SHSOLE 0 0 11,133
Invesco DWA Consumer Staples ETFCOM46137V8865385,809SHSOLE 0 0 5,809
Invesco DWA Financial ETFCOM46137V86084017,465SHSOLE 0 0 17,465
Invesco DWA Healthcare ETFCOM46137V8521,5179,663SHSOLE 0 0 9,663
Invesco DWA Industrials ETFCOM46137V8451,02910,059SHSOLE 0 0 10,059
Invesco DWA Technology ETFCOM46137V8111,93513,462SHSOLE 0 0 13,462
Invesco DWA Utilities ETFCOM46137V7953129,394SHSOLE 0 0 9,394
Invesco Dynamic Biotech & Genome ETFCOM46137V7874946,690SHSOLE 0 0 6,690
Invesco ETF Dynamic Buyback AchieversCOM46137V3085576,619SHSOLE 0 0 6,619
Invesco Global Listed Private Equity ETFCOM46137V58995365,718SHSOLE 0 0 65,718
Invesco Preferred ETFCOM46138E51141127,423SHSOLE 0 0 27,423
Invesco QQQ ETFCOM46090E1031,5914,984SHSOLE 0 0 4,984
Invesco S&P 500 Equal Weight Communications ECOM46137Y6093,22686,728SHSOLE 0 0 86,728
Invesco S&P 500 Equal Weight Consumer Discr.COM46137V3813,97028,145SHSOLE 0 0 28,145
Invesco S&P 500 Equal Weight Consumer StaplesCOM46137V3732,07513,141SHSOLE 0 0 13,141
Invesco S&P 500 Equal Weight Energy ETFCOM46137V3651,22930,512SHSOLE 0 0 30,512
Invesco S&P 500 Equal Weight Financials ETFCOM46137V3404,38978,629SHSOLE 0 0 78,629
Invesco S&P 500 Equal Weight Healthcare ETFCOM46137V3324,66617,391SHSOLE 0 0 17,391
Invesco S&P 500 Equal Weight Industrials ETFCOM46137V3243,67820,702SHSOLE 0 0 20,702
Invesco S&P 500 Equal Weight Materials ETFCOM46137V3161,1367,286SHSOLE 0 0 7,286
Invesco S&P 500 Equal Weight Real EstateCOM46137V2901,17136,035SHSOLE 0 0 36,035
Invesco S&P 500 Equal Weight Technology ETFCOM46137V2828,85332,808SHSOLE 0 0 32,808
Invesco S&P 500 Equal Weight Utilities ETFCOM46137V2741,42013,723SHSOLE 0 0 13,723
Invesco S&P 500 TOP 50COM46137V2333,88913,115SHSOLE 0 0 13,115
Invesco Senior Loan ETFCOM46138G50838217,274SHSOLE 0 0 17,274
iShares 0-5 Year High Yield Corporate BondCOM46434v4073788,250SHSOLE 0 0 8,250
iShares 1-3 Year Treasury Bond ETFCOM4642874571,02411,876SHSOLE 0 0 11,876
iShares 20 plus Year Treasury Bond ETFCOM4642874322,90821,471SHSOLE 0 0 21,471
iShares 7-10 Year Treasury Bond ETFCOM4642874402,70623,965SHSOLE 0 0 23,965
Ishares Core Dividend Growth ETFCOM46434V6213517,263SHSOLE 0 0 7,263
iShares Gold TrustCOM4642851051,61999,543SHSOLE 0 0 99,543
iShares iBoxx High Yield Corporate Bond ETFCOM4642885132,91733,462SHSOLE 0 0 33,462
iShares iBoxx Investment Grade Corporate BondCOM4642872423,39226,084SHSOLE 0 0 26,084
iShares MSCI EAFE Index ETFCOM4642874653484,585SHSOLE 0 0 4,585
iShares MSCI Eurozone ETFCOM46428660850710,925SHSOLE 0 0 10,925
iShares MSCI Japan ETFCOM4642868484536,608SHSOLE 0 0 6,608
iShares MSCI Pacific Ex-Japan ETFCOM4642866652655,270SHSOLE 0 0 5,270
iShares Select Dividend ETFCOM4642871689278,129SHSOLE 0 0 8,129
iShares TIPS Bond ETFCOM4642871763,16725,234SHSOLE 0 0 25,234
Jack Henry & Associates, Inc.COM4262811011,0767,090SHSOLE 0 0 7,090
Johnson & Johnson, Inc.COM4781601041,70710,388SHSOLE 0 0 10,388
JPMorgan Chase & Co.COM46625h1009966,540SHSOLE 0 0 6,540
JPMorgan Diversified Return US Equity ETFCOM46641Q4076487,095SHSOLE 0 0 7,095
JPMorgan Ultra Short Income ETFCOM46641Q8371,84636,376SHSOLE 0 0 36,376
Kimberly-Clark CorporationCOM4943681033742,693SHSOLE 0 0 2,693
Kinder Morgan, IncCOM49456B10160736,477SHSOLE 0 0 36,477
Lam Research CorporationCOM512807108212356SHSOLE 0 0 356
LIBERTY ALL STAR EQ FD SH BEN INTCOM53015810410513,769SHSOLE 0 0 13,769
Lockheed Martin CorporationCOM539830109311843SHSOLE 0 0 843
Lowe's Companies, Inc.COM5486611077603,995SHSOLE 0 0 3,995
Magellan Midstream Partners, LPCOM5590801063908,987SHSOLE 0 0 8,987
Market Vectors Gold Miner ETFCOM57060u1002327,127SHSOLE 0 0 7,127
Mastercard IncorporatedCOM57636Q1045531,554SHSOLE 0 0 1,554
McDonalds CorporationCOM5801351011,1725,230SHSOLE 0 0 5,230
Medgold ResourcesCOM58436R201251,000SHSOLE 0 0 51,000
Merck & Co, IncCOM58933y1055126,637SHSOLE 0 0 6,637
MFS INTER INCOME FD SH BEN INTCOM55273C1074712,746SHSOLE 0 0 12,746
Microsoft CorporationCOM5949181044,75320,159SHSOLE 0 0 20,159
Netflix, Inc.COM64110L1065971,145SHSOLE 0 0 1,145
Nextera Energy Inc.COM65339f1013254,298SHSOLE 0 0 4,298
Novartis AGCOM66987v1092252,631SHSOLE 0 0 2,631
NVIDIA CorporationCOM67066g104369690SHSOLE 0 0 690
Oracle CorporationCOM68389X1054626,584SHSOLE 0 0 6,584
O'Reilly Automotive, Inc.COM67103h10727,31853,855SHSOLE 0 0 53,855
Paychex IncCOM7043261072102,146SHSOLE 0 0 2,146
Paypal Holdings IncoCOM70450Y103211868SHSOLE 0 0 868
Pepsico, IncCOM7134481089256,539SHSOLE 0 0 6,539
Pfizer, IncCOM71708110354114,924SHSOLE 0 0 14,924
Phillips 66COM7185461043814,674SHSOLE 0 0 4,674
Pimco Intrmediate Muni ETFCOM72201R8662754,900SHSOLE 0 0 4,900
Planet 13 Holdings IncCOM72706K10112420,500SHSOLE 0 0 20,500
PotNetwork HoldingsCOM737636209134,000SHSOLE 0 0 34,000
Proctor & Gamble CompanyCOM7427181091,3349,852SHSOLE 0 0 9,852
Qualcomm Inc.COM7475251032,07515,652SHSOLE 0 0 15,652
Raytheon Technologies CoCOM75513E1013083,987SHSOLE 0 0 3,987
Realty Income CorporationCOM7561091044236,664SHSOLE 0 0 6,664
Schwab Emerging Markets ETFCOM80852470653416,989SHSOLE 0 0 16,989
Schwab Intermediate Term US Treasury ETFCOM8085248541,65129,266SHSOLE 0 0 29,266
Schwab International Small Cap ETFCOM80852488851513,055SHSOLE 0 0 13,055
Schwab Short Term US Treasury ETFCOM8085248624,26683,148SHSOLE 0 0 83,148
Schwab Strategic Trust US Dividend EquityCOM8085247975127,020SHSOLE 0 0 7,020
Schwab Strategic US REIT ETFCOM8085248472385,788SHSOLE 0 0 5,788
Schwab US Large CapCOM8085243004993,842SHSOLE 0 0 3,842
Schwab US TIPS ETFCOM8085248704657,600SHSOLE 0 0 7,600
Southern Company COMCOM84258710795315,339SHSOLE 0 0 15,339
SPDR Barclays Convertible Securities ETFCOM78464A35988810,657SHSOLE 0 0 10,657
SPDR Dow Jones Industrial Average ETFCOM78467x1092,1076,381SHSOLE 0 0 6,381
SPDR Gold Shares TrustCOM78463v1076934,330SHSOLE 0 0 4,330
SPDR Intermediate Term Corporate ETFCOM78464A3751,45440,115SHSOLE 0 0 40,115
SPDR Nuveen Bloomberg ST Muni ETFCOM78468R7392054,139SHSOLE 0 0 4,139
SPDR S&P 500 ETFCOM78462f1031,0722,706SHSOLE 0 0 2,706
SPDR S&P 500 Growth ETFCOM78464A4092634,669SHSOLE 0 0 4,669
SPDR S&P 500 Value ETFCOM78464A5082576,774SHSOLE 0 0 6,774
SPDR S&P MidCap 400 ETFCOM78467y107205430SHSOLE 0 0 430
SPDR Wells Fargo Preferred Stock ETFCOM78464A2922796,413SHSOLE 0 0 6,413
Starbucks CorporationCOM8552441093943,610SHSOLE 0 0 3,610
T. Rowe Price Group, Inc.COM74144T1082151,255SHSOLE 0 0 1,255
Target CorporationCOM87612E1063121,575SHSOLE 0 0 1,575
Tesla, Inc.COM88160R1011,1071,658SHSOLE 0 0 1,658
Texas Instruments IncCOM8825081044642,453SHSOLE 0 0 2,453
The Clorox CompanyCOM1890541092311,196SHSOLE 0 0 1,196
The Coca-Cola CompanyCOM1912161003717,039SHSOLE 0 0 7,039
The Kroger CompanyCOM5010441012276,300SHSOLE 0 0 6,300
The Walt Disney CompanyCOM2546871064962,686SHSOLE 0 0 2,686
United Parcel Service Cl BCOM9113121064072,396SHSOLE 0 0 2,396
Unitedhealth Group, Inc. COMCOM91324P102284762SHSOLE 0 0 762
US BancorpCOM9029733041,29823,476SHSOLE 0 0 23,476
Vanguard High Dividend Yield ETFCOM9219464066076,001SHSOLE 0 0 6,001
VANGUARD INDEX FDS SM CP VAL ETFCOM9229086114162,514SHSOLE 0 0 2,514
VANGUARD INDEX FDS VALUE ETFCOM9229087446174,691SHSOLE 0 0 4,691
Vanguard Intermediate Term Bond ETFCOM9219378193,43138,672SHSOLE 0 0 38,672
Vanguard Long Term Bond ETFCOM9219377932,72727,783SHSOLE 0 0 27,783
Vanguard REIT ETFCOM9229085534,87053,017SHSOLE 0 0 53,017
Vanguard Russell 2000 Index ETFCOM92206C6642611,465SHSOLE 0 0 1,465
Vanguard S&P 500 ETFCOM9229083631,0332,837SHSOLE 0 0 2,837
Vanguard S&P Small Cap Value ETFCOM9219327782271,302SHSOLE 0 0 1,302
Vanguard Short Term Corporate Bond ETFCOM92206C4092,15126,075SHSOLE 0 0 26,075
Vanguard Small-Cap ETFCOM9229087513131,463SHSOLE 0 0 1,463
Vanguard Total Bond Market ETFCOM9219378354965,858SHSOLE 0 0 5,858
Vanguard Total Stock Market ETFCOM9229087694,67622,625SHSOLE 0 0 22,625
Verizon CommunicationsCOM92343v10481814,069SHSOLE 0 0 14,069
Visa Inc.COM92826c8396933,271SHSOLE 0 0 3,271
Wal-Mart Stores Inc.COM9311421033,96929,219SHSOLE 0 0 29,219
Weyerhaeuser CompanyCOM9621661042456,880SHSOLE 0 0 6,880
WisdomTree Global ex-US REIT ETFCOM97717w33148618,317SHSOLE 0 0 18,317
WisdomTree International Small-Cap Dividend ECOM97717w7605077,024SHSOLE 0 0 7,024
WisdomTree Large-Cap Dividend ETFCOM97717W3074153,617SHSOLE 0 0 3,617