UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants (Right to Buy) | 06/28/2024 | 06/28/2029 (5) | Common Stock | 128,581 | $25.3 (6) | I | |
Warrants (Right to Buy) | 06/28/2024 | 06/28/2029 (5) | Common Stock | 18,659 | $25.3 (6) | I | |
Warrants (Right to Buy) | 06/28/2024 | 06/28/2029 (5) | Common Stock | 3,842 | $25.3 (6) | I |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Anchorage Capital Advisors, L.P. | X | |||
Anchorage Advisor Holdings Management, L.P. | X | |||
Anchorage Advisor Holdings GP, L.L.C. | X | |||
Baron Yale Jacob | X | |||
Gournay Thibault Mathieu | X | |||
Anchorage Collateral Management, L.L.C. | X |
These securities are held for the accounts of funds managed by Anchorage Collateral Management, L.L.C., a relying adviser of Anchorage Capital Advisors, L.P. ("Capital Advisors"), its sole member. | |
These securities are held for the account of a fund managed by Anchorage Opportunities Advisor, L.L.C., a relying adviser of Capital Advisors, its sole member. | |
These securities are held for the accounts of funds managed by Anchorage Strategies Advisor, L.L.C., a relying adviser of Capital Advisors, its sole member. | |
Anchorage Advisor Holdings Management, L.P. ("Holdings Management") is the majority owner of Capital Advisors. Anchorage Advisor Holdings GP, L.L.C. ("Holdings GP") is the sole general partner of each of Capital Advisors and Holdings Management. Mr. Baron and Mr. Gournay are co-managing members of Holdings GP. Each of Capital Advisors, Holdings Management, Holdings GP, Mr. Baron and Mr. Gournay may therefore be deemed to beneficially own the securities reported herein, and each disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it or he is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. | |
These warrants will expire on June 28, 2029, or earlier upon the occurrence of certain events as set forth in the related warrant agreement (the "Warrant Agreement"). | |
These warrants have an initial exercise price of $25.30 per share of Common Stock, subject to certain customary adjustments as set forth in the Warrant Agreement. |
Signatures | ||
Anchorage Capital Advisors, L.P., By: /s/ Robert Dunleavy, Chief Operating Officer | 07/08/2024 | |
Anchorage Advisor Holdings Management, L.P., By: Anchorage Advisor Holdings GP, L.L.C., its general partner, By: /s/ Robert Dunleavy, Chief Operating Officer | 07/08/2024 | |
Anchorage Advisor Holdings GP, L.L.C., By: /s/ Robert Dunleavy, Chief Operating Officer | 07/08/2024 | |
/s/ Yale Jacob Baron | 07/08/2024 | |
/s/ Thibault Mathieu Gournay | 07/08/2024 | |
Anchorage Collateral Management, L.L.C., By: Anchorage Capital Advisors, L.P., its sole member, By: /s/ Robert Dunleavy, Chief Operating Officer | 07/08/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |