UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
12-31-2020
Check here if Amendment: ☒ Amendment Number:
1
This Amendment (Check only one.):☒ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Phocas Financial Corp.
Address:
980 ATLANTIC AVENUE
SUITE 106
ALAMEDA, CA 94501
Form 13F File Number:
028-12179

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Frances Chiu
Title:
Chief Compliance Officer
Phone:
5105235800121


Signature, Place, and Date of Signing:

Frances Chiu
                         [Signature]
Alameda, CALIFORNIA
                 [City, State]
02-16-2021
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
196
Form 13F Information table Value Total:
663512
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBOTT LABSCOM0028241004173,810 SHSOLE03,810 0 0
ABBVIE INCCOM00287Y1093,78635,341 SHSOLE035,341 0 0
ACTIVISION BLIZZARD INCCOM00507V1092783,000 SHSOLE03,000 0 0
ADT INCCOM00090Q1038310,700 SHSOLE010,700 0 0
ADVANCED ENERGY INDSCOM0079731005,67358,505 SHSOLE058,505 0 0
AIR TRANSPORT SERVICES GROUP INCCOM00922R1056,670212,837 SHSOLE0212,837 0 0
ALEXANDRIA REAL ESTATECOM0152711092,94716,540 SHSOLE016,540 0 0
ALPHABET INCCAP STK CL A02079K3051,591908 PRNSOLE0908 0 0
ALPS ETF TRCLEAN ENERGY00162Q4602012,520 PRNSOLE02,520 0 0
AMERICAN EAGLE OUTFITTERS INCCOM02553E1067,639380,645 SHSOLE0380,645 0 0
AMERICAN FIN TR INC COM CLASS A02607T1095,558748,064 PRNSOLE0748,064 0 0
AMERICAN TOWER CORP NEWCOM03027X1002,94713,133 SHSOLE013,133 0 0
AMERICOLD RLTY TRCOM03064D10866317,780 SHSOLE017,780 0 0
AMERIS BANCORPCOM03076K1085,165135,675 SHSOLE0135,675 0 0
API GROUP CORPCOM STK00187Y1005,485302,239 PRNSOLE0302,239 0 0
APPLE INCCOM0378331002,67720,176 SHSOLE020,176 0 0
ARCONIC CORPCOM03966V1073,438115,389 SHSOLE0115,389 0 0
ARK ETF TRINNOVATION ETF00214Q1042261,820 PRNSOLE01,820 0 0
ARMADA HOFFLER PPTYSCOM04208T1086,180550,855 SHSOLE0550,855 0 0
ASBURY AUTOMOTIVE GROUP INCCOM0434361048,77460,206 SHSOLE060,206 0 0
AT&T INCCOM00206R102395137,519,191 SHSOLE0137,519,191 0 0
ATKORE INTERNATIONAL GROUP INCCOM0476491085,774140,459 SHSOLE0140,459 0 0
ATLANTIC CAP BANCSHARES INCCOM04826920317511,047 SHSOLE011,047 0 0
ATLANTIC UN BANKSHARES CORPCOM04911A1077,446226,074 SHSOLE0226,074 0 0
AVALONBAY CMNTYS INCCOM0534841018085,041 SHSOLE05,041 0 0
AVANOS MED INCCOM05350V1066,516142,037 SHSOLE0142,037 0 0
AVIENT CORPCOM05368V1067,533187,019 SHSOLE0187,019 0 0
BANCORP INC DELCOM05969A1055,626412,181 SHSOLE0412,181 0 0
BANNER CORPCOM NEW06652V2082,36250,713 PRNSOLE050,713 0 0
BERKSHIRE HATHAWAY INC DELCL B NEW0846707024501,945 PRNSOLE01,945 0 0
BIOTELEMETRY INCCOM0906721063,92754,484 SHSOLE054,484 0 0
BJS RESTAURANTS INCCOM09180C1063,53991,964 SHSOLE091,964 0 0
BK OF AMERICA CORPCOM0605051042076,830 SHSOLE06,830 0 0
BLACK HILLS CORPCOM0921131095,47789,130 SHSOLE089,130 0 0
BLACKSTONE MTG TR INCCOM CL A09257W1007,534273,687 PRNSOLE0273,687 0 0
BLUEROCK RESIDENTIAL GWT REICOM CL A09627J10289570,653 PRNSOLE070,653 0 0
BMC STK HLDGS INCCOM05591B1097,812145,544 SHSOLE0145,544 0 0
BOOT BARN HLDGSINCCOM0994061008,903205,338 SHSOLE0205,338 0 0
BOSTON PROPERTIES INCCOM10112110197410,313 SHSOLE010,313 0 0
BRIGHTVIEW HLDGSINCCOM10948C1075,730378,987 SHSOLE0378,987 0 0
CAMDEN PPTY TRSH BEN INT1331311027257,257 PRNSOLE07,257 0 0
CHAMPION X CORPORATIONCOM15872M1049,200601,363 SHSOLE0601,363 0 0
CHEMBIO DIAGNOSTICS INCCOM1635722099520,000 SHSOLE020,000 0 0
CHEVRON CORP NEWCOM1667641002743,246 SHSOLE03,246 0 0
CIRRUS LOGICINCCOM1727551003,17938,679 SHSOLE038,679 0 0
CITIGROUP INCCOM NEW1729674242373,857 PRNSOLE03,857 0 0
CLEARWAY ENERGYINCCL C18539C2048,780275,003 PRNSOLE0275,003 0 0
COHERUS BIOSCIENCESINCCOM19249H1031,783102,615 SHSOLE0102,615 0 0
COLGATE PALMOLIVE COCOM1941621038499,930 SHSOLE09,930 0 0
CORESITE RLTY CORPCOM21870Q1052221,774 SHSOLE01,774 0 0
COSTCO WHSL CORP NEWCOM22160K105313833 SHSOLE0833 0 0
CROWN CASTLE INTL CORP NEWCOM22822V1016093,829 SHSOLE03,829 0 0
CVS HEALTH CORPCOM1266501002123,105 SHSOLE03,105 0 0
DANA INCCOM2358252056,356325,638 SHSOLE0325,638 0 0
DISNEY WALT COCOM2546871061,12061,817,986 SHSOLE061,817,986 0 0
DOVER CORPCOM2600031087295,775 SHSOLE05,775 0 0
DUKE ENERGY CORPCOM NEW26441C2044715,151 PRNSOLE05,151 0 0
EATON CORPSHSG291831038066,715 PRNSOLE06,715 0 0
EDGEWELL PERS CARE COCOM28035Q1022,62876,007 SHSOLE076,007 0 0
EMERGENT BIOSOLUTIONS INCCOM29089Q1052,85231,837 SHSOLE031,837 0 0
ENTERPRISE FINL SVCS CORPCOM2937121056,903197,533 SHSOLE0197,533 0 0
EQUINIXINCCOM29444U7002,6533,716 SHSOLE03,716 0 0
EQUITY LIFESTYLE PPTYS INCCOM29472R1081,36921,610 SHSOLE021,610 0 0
ESSEX PPTY TR INCCOM2971781056322,665 SHSOLE02,665 0 0
EXTRA SPACE STORAGECOM30225T1021,69814,656 SHSOLE014,656 0 0
FB FINL CORPCOM30257X1043,01286,744 SHSOLE086,744 0 0
FEDERAL SIGNAL CORPCOM3138551083,491105,251 SHSOLE0105,251 0 0
FERRO CORPCOM3154051005,366366,781 SHSOLE0366,781 0 0
FIRST MERCHANTS CORPCOM3208171096,315168,830 SHSOLE0168,830 0 0
FIRST REP BK SAN FRANCISCO CCOM33616C1001,2118,244 SHSOLE08,244 0 0
FIRST TR EXCH TRADED FD IIIINSTL PFD SECS33739P8556,739330,712 PRNSOLE0330,712 0 0
FLEXION THERAPEUTICSINCCOM33938J1062,661230,624 SHSOLE0230,624 0 0
FNB CORPCOM3025201017,379776,825 SHSOLE0776,825 0 0
FULLER H B COCOM3596941064,66089,835 SHSOLE089,835 0 0
GALLAGHER ARTHUR J &COCOM3635761094263,450 SHSOLE03,450 0 0
GIBRALTAR INDS INCCOM3746891073,29145,747 SHSOLE045,747 0 0
G-III APPAREL GROUPLTDCOM36237H1013,609152,060 SHSOLE0152,060 0 0
GLOBAL MED REIT INCCOM NEW37954A2046,272480,264 PRNSOLE0480,264 0 0
GREAT WESTERN BANCORPINCCOM3914161043,751179,520 SHSOLE0179,520 0 0
HEALTHPEAK PPTYS INCCOM42250P10384427,925 SHSOLE027,925 0 0
HECLA MNG COCOM4227041062,436375,983 SHSOLE0375,983 0 0
HERITAGE INS HLDGS INCCOM42727J1025,099503,449 SHSOLE0503,449 0 0
HILTON GRAND VACOM43283X1054,567145,692 SHSOLE0145,692 0 0
HOSTESS BRANDSINCCL A44109J1065,265359,674 PRNSOLE0359,674 0 0
HUB GROUP INCCL A4433201064,88585,718 PRNSOLE085,718 0 0
HUDSON PAC PPTYS INCCOM4440971093,685153,415 SHSOLE0153,415 0 0
ICU MED INCCOM44930G1073,25815,191 SHSOLE015,191 0 0
INDEPENDENCE RLTY INCCOM45378A1068,815656,439 SHSOLE0656,439 0 0
INDEPENDENT BK GROUP INCCOM45384B1069,566153,014 SHSOLE0153,014 0 0
INNOVATIVE INDL PPTYS INCCOM45781V1012111,153 SHSOLE01,153 0 0
INTEGER HLDGS CORPCOM45826H1092,92235,998 SHSOLE035,998 0 0
INTEL CORPCommon Stocks4581401003246,518 PRNSOLE06,518 0 0
INVESCO EXCH TRADED FD TR IIPFD ETF46138E51131220,480 PRNSOLE020,480 0 0
INVESCO EXCHANGE TRADED FD TS&P EQL WGT46137V3579237,240 PRNSOLE07,240 0 0
INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC46137V2823661,447 PRNSOLE01,447 0 0
INVESCO EXCHANGE TRADED FD TS&P SPIN OFF46137V1591,050189,520,006 PRNSOLE0189,520,006 0 0
INVESCO QQQ TRUNIT SER 146090E1033621,156 PRNSOLE01,156 0 0
INVITATION HOMESINCCOM46187W1071,31144,148 SHSOLE044,148 0 0
ISHARES RUSSELL 2000 GROWTHRUS 2000 GRW ETF4642876482093,000 PRNSOLE03,000 0 0
ISHARES TRPHLX SEMICND ETF464287523860552 PRNSOLE0552 0 0
ISHARES TRMSCI EAFE ETF46428746591712,570 PRNSOLE012,570 0 0
ISHARES TRRUS 1000 GRW ETF4642876222921,380 PRNSOLE01,380 0 0
ISHARES TRRUS MID CAP ETF4642874991,38620,228 PRNSOLE020,228 0 0
ISHARES TRRUS MDCP VAL ETF4642874733853,973 PRNSOLE03,973 0 0
ISHARES TRUS REGNL BKS ETF4642887782405,295 PRNSOLE05,295 0 0
ISHARES TRPFD AND INCM SEC46428868778520,403 PRNSOLE020,403 0 0
ISHARES TRUS REAL ES ETF464287739933109,034,346 PRNSOLE0109,034,346 0 0
ISHARES TRRUS 2000 VAL ETF4642876304953,760 PRNSOLE03,760 0 0
JOHNSON & JOHNSONCOM4781601041,950123,933,583 SHSOLE0123,933,583 0 0
JPMORGAN CHASE & COCOM46625H1001,0538,293 SHSOLE08,293 0 0
KADANT INCCOM48282T1045,95342,229 SHSOLE042,229 0 0
KAMAN CORPCOM4835481032,70647,368 SHSOLE047,368 0 0
KARYOPHARM THERAPEUTICSINCCOM48576U1062,180140,867 SHSOLE0140,867 0 0
KBR INCCOM48242W1062,73788,517 SHSOLE088,517 0 0
KFORCE INCCOM4937321015,370127,600 SHSOLE0127,600 0 0
KIMCO RLTY CORPCOM49446R10969746,455 SHSOLE046,455 0 0
KOHLS CORPORATIONCOM5002551046,371156,583 SHSOLE0156,583 0 0
KOPPERS HLDGS INCCOM50060P1063,552114,021 SHSOLE0114,021 0 0
LA Z BOY INCCOM505336107373134,987 SHSOLE0134,987 0 0
LABORATORY CORP AMERICA HLDGSCOM NEW50540R4093,8671,835 PRNSOLE01,835 0 0
LADDER CAP CORPCL A505743104299395,434 PRNSOLE0395,434 0 0
LAMB WESTON HLDGS INCCOM5132721045,3773,803 SHSOLE03,803 0 0
LOWES COS INCCOM5486611073652,275 SHSOLE02,275 0 0
MATERION CORPCOM5766901015,22181,946 SHSOLE081,946 0 0
MERIDIAN BIOSCIENCEINCCOM5895841013,329178,164 SHSOLE0178,164 0 0
META FINL GROUP INCCOM59100U1089,122249,520 SHSOLE0249,520 0 0
METHODE ELECTRS INCCOM5915202005,817151,967 SHSOLE0151,967 0 0
MICROSOFT CORPCOM5949181041,6277,315 SHSOLE07,315 0 0
MID-AMER APT CMNTYS INCCOM59522J1039097,178 SHSOLE07,178 0 0
MODINE MFG COCOM6078281004,455354,735 SHSOLE0354,735 0 0
MYR GROUP INCCOM55405W1047,616126,728 SHSOLE0126,728 0 0
NEENAH INCCOM6400791093,28959,468 SHSOLE059,468 0 0
NEXSTAR MEDIA GROUP INCCL A65336K1038,63579,087 PRNSOLE079,087 0 0
ONEMAIN HLDGS INCCOM68268W1039,364194,450 SHSOLE0194,450 0 0
PACIFIC PREMIER BANCORPCOM69478X1058,102258,618 SHSOLE0258,618 0 0
PARSLEY ENERGYINCCL A7018771028,217578,685 PRNSOLE0578,685 0 0
PDC ENERGYCOM69327R1014,574222,822 SHSOLE0222,822 0 0
PEBBLEBROOK HOTEL TRCOM70509V1006,406340,766 SHSOLE0340,766 0 0
PENN NATL GAMING INCCOM7075691092973,446 SHSOLE03,446 0 0
PEPSICO INCCOM7134481081,1037,441 SHSOLE07,441 0 0
PFIZER INCCOM7170811032075,636 SHSOLE05,636 0 0
PINNACLE FINL PARTNERSINCCOM72346Q10410,821168,040 SHSOLE0168,040 0 0
PLEXUS CORPCOM7291321004,75260,760 SHSOLE060,760 0 0
PORTLAND GEN ELEC COCOM NEW7365088473,56283,295 PRNSOLE083,295 0 0
PREFERRED BK LOS ANGELES CACOM NEW7403674048,195162,387 PRNSOLE0162,387 0 0
PRIMERICACOM74164M1085,63442,070 SHSOLE042,070 0 0
PROCTER & GAMBLE COCOM74271810980357,762,629 SHSOLE057,762,629 0 0
PROGRESS SOFTWARE CORPCOM7433121003,73882,737 SHSOLE082,737 0 0
PROLOGISCOM74340W1033,00130,116 SHSOLE030,116 0 0
PUBLIC STORAGECOM74460D1097513,255 SHSOLE03,255 0 0
QTS RLTY TR INCCOM CL A74736A1034,23568,448 PRNSOLE068,448 0 0
REGENCY CTRS CORPCOM75884910366714,642 SHSOLE014,642 0 0
RETAIL OPPORTUNITY INVts corCOM76131N1015,184387,183 SHSOLE0387,183 0 0
REXFORD INDL RLTY INCCOM76169C1002,67354,430 SHSOLE054,430 0 0
REXNORD CORPORATIONCOM76169B1026,159155,981 SHSOLE0155,981 0 0
RUTH`S HOSPITALITY GROUP INCCOM7833321093,699208,654 SHSOLE0208,654 0 0
RYMAN HOSPITALITY PPTYS INCCOM78377T10779011,665 SHSOLE011,665 0 0
SABRA HEALTH CARE REITCOM78573L1066,428370,080 SHSOLE0370,080 0 0
SCHWAB STRATEGIC TRSCHWB FDT INT LG8085247552307,875 PRNSOLE07,875 0 0
SCHWAB STRATEGIC TRINTL EQTY ETF80852480544612,389 PRNSOLE012,389 0 0
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242017,639839,995,126 PRNSOLE0839,995,126 0 0
SCHWAB STRATEGIC TRUS MID-CAP ETF80852450876311,205 PRNSOLE011,205 0 0
SCHWAB STRATEGIC TRUS BRD MKT ETF8085241022,59228,494 PRNSOLE028,494 0 0
SCHWAB STRATEGIC TRUS REIT ETF8085248471,31034,502 PRNSOLE034,502 0 0
SCHWAB STRATEGIC TRUS SML CAP ETF8085246077508,427 PRNSOLE08,427 0 0
SCIENTIFIC GAMES CORPCOM80874P1095,278127,214 SHSOLE0127,214 0 0
SELECT MED HLDGS CORPCOM81619Q1054,347157,181 SHSOLE0157,181 0 0
SIMON PPTY GROUP INC NEWCOM8288061091,45817,105 SHSOLE017,105 0 0
SKYWEST INCCOM8308791022,79869,423 SHSOLE069,423 0 0
SKYWORKS SOLUTIONS INCCOM83088M1022521,650 SHSOLE01,650 0 0
SL GREEN RLTY CORPCOM78440X10186114,455 SHSOLE014,455 0 0
SOUTH JERSEY INDS INCCOM8385181085,152239,115 SHSOLE0239,115 0 0
SPDR S&P 500 ETF TRTR UNIT78462F1036581,760 PRNSOLE01,760 0 0
SPDR SER TRS&P REGL BKG78464A69875014,455 PRNSOLE014,455 0 0
SPECTRUM BRANDS HLDGSINC NECOM84790A1058,820111,684 SHSOLE0111,684 0 0
STANDEX INTL CORPCOM8542311072,69734,798 SHSOLE034,798 0 0
STERLING BANCORP DELCOM85917A10010,547586,624 SHSOLE0586,624 0 0
STERLING CONSTR INCCOM8592411017,315393,097 SHSOLE0393,097 0 0
STIFEL FINL CORPCOM8606301028,077160,083 SHSOLE0160,083 0 0
STONEX GROUP INCCOM8618961082,91650,377 SHSOLE050,377 0 0
STORE CAP CORPCOM8621211001,69149,784 SHSOLE049,784 0 0
SUN CMNTY INCCOM8666741041,98113,042 SHSOLE013,042 0 0
SYNAPTICS INCCOM87157D1093,29934,225 SHSOLE034,225 0 0
TEGNAINCCOM87901J1052,150154,133 SHSOLE0154,133 0 0
TERRENO RLTY CORPCOM88146M1015,72497,837 SHSOLE097,837 0 0
TOPBUILD CORPCOM89055F1032,87815,638 SHSOLE015,638 0 0
TPI COMPOSITESINCCOM87266J1047,774147,309 SHSOLE0147,309 0 0
TRI POINTE GROUP INCCOM87266J1044,329250,959 SHSOLE0250,959 0 0
TRIUMPH BANCORPINCCOM89679E3004,893100,797 SHSOLE0100,797 0 0
UMPQUA HLDGS CORPCOM9042141036,925457,433 SHSOLE0457,433 0 0
UNISYS CORPORATIONCOM NEW9092143064,604233,982 PRNSOLE0233,982 0 0
VANGUARD INDEX FDMCAP VL IDXVIP9229085128447,100 PRNSOLE07,100 0 0
WEYERHAEUSER CO MTN BECOM NEW96216610497228,997 PRNSOLE028,997 0 0