UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2018
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
AT Bancorp
Address:
895 Main Street
Dubuque, IA 52004-0938
Form 13F File Number:
028-14048

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
John Marshall
Title:
Secretary and Treasurer
Phone:
563-582-1841


Signature, Place, and Date of Signing:

JOHN MARSHALL
                         [Signature]
Dubuque, IOWA
                 [City, State]
11-13-2018
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
495
Form 13F Information table Value Total:
927228
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
28-14049
AMERICAN TRUST & SAVINGS BANK
 
2
28-14050
ATCAPITAL MANAGEMENT CORP
 


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AT&T INCCOM00206R10285125,351SHDFND1,225,351 0 0
AT&T INCCOM00206R102772,286SHDFND21,866 0 420
AT&T INCCOM00206R1022,38170,916SHDFND168,630 0 2,286
ABBOTT LABSCOM0028241002,47433,726SHDFND132,357 0 1,369
ABBVIE INCCOM00287Y1092,47226,132SHDFND124,315 0 1,817
ACTIVISION BLIZZARD INCCOM00507V1093,28939,538SHDFND1,238,394 0 1,144
ACTIVISION BLIZZARD INCCOM00507V1094475,375SHDFND25,375 0 0
ACTIVISION BLIZZARD INCCOM00507V1091,76921,260SHDFND121,260 0 0
AETNA INC NEWCOM00817Y1082,37711,719SHDFND1,211,386 0 333
AETNA INC NEWCOM00817Y1082641,303SHDFND21,163 0 140
AETNA INC NEWCOM00817Y10876374SHDFND1281 0 93
AIMMUNE THERAPEUTICS INCCOM00900T10760122,030SHDFND1,222,030 0 0
ALEXION PHARMACEUTICALS INCCOM0153511097975,736SHDFND1,25,736 0 0
ALEXION PHARMACEUTICALS INCCOM01535110954392SHDFND2392 0 0
ALEXION PHARMACEUTICALS INCCOM01535110926186SHDFND1164 0 22
ALLIANT ENERGY CORPCOM01880210830709SHDFND1,2709 0 0
ALLIANT ENERGY CORPCOM01880210871716,838SHDFND116,756 0 82
ALLSTATE CORPCOM0200021018098,198SHDFND18,129 0 69
ALLY FINL INCCOM02005N1002529,540SHDFND1,29,540 0 0
ALLY FINL INCCOM02005N100562,109SHDFND21,836 0 273
ALPHABET INCCAP STOCK CL C02079K1079580SHDFND1,280 0 0
ALPHABET INCCAP STOCK CL C02079K107141118SHDFND297 0 21
ALPHABET INCCAP STOCK CL C02079K107502421SHDFND1282 0 139
ALPHABET INCCAP STK CL A02079K3052,7612,287SHDFND1,22,222 0 65
ALPHABET INCCAP STK CL A02079K305275228SHDFND2207 0 21
ALPHABET INCCAP STK CL A02079K305343284SHDFND1229 0 55
ALTRIA GROUP INCCOM02209S10374712,381SHDFND110,851 0 1,530
AMERICAN AIRLINES GROUPINC02376R1021,62739,378SHDFND1,239,378 0 0
AMERICAN AIRLINES GROUPINC02376R102621,498SHDFND21,498 0 0
AMERICAN AIRLINES GROUPINC02376R10231757SHDFND1757 0 0
AMERICAN AXLE & MG HLDGS INCOM0240611033,398212,029SHDFND1,2208,029 0 4,000
AMERICAN AXLE & MG HLDGS INCOM02406110340223,044SHDFND222,092 0 952
AMERICAN AXLE & MG HLDGS INCOM024061103543,097SHDFND12,950 0 147
AMERICAN EXPRESS COCOM0258161092582,427SHDFND12,295 0 132
APPLE INCCOM0378331003,24314,365SHDFND1,213,936 0 429
APPLE INCCOM0378331004932,184SHDFND22,184 0 0
APPLE INCCOM0378331003,90217,287SHDFND116,148 0 1,139
AQUA AMERICA INCCOM03836W1032336,313SHDFND16,250 0 63
ARRAY BIOPHARMA INCCOM04269X10564342,276SHDFND1,242,276 0 0
ASSURANT INCCOM04621X1082,55523,669SHDFND1,223,071 0 598
ASSURANT INCCOM04621X1082802,591SHDFND22,446 0 145
ASSURANT INCCOM04621X10829273SHDFND1273 0 0
AUTOMATIC DATA PROCESSING INCOM0530151031631,084SHDFND1,21,084 0 0
AUTOMATIC DATA PROCESSING INCOM05301510363421SHDFND2155 0 266
AUTOMATIC DATA PROCESSING INCOM05301510366435SHDFND1400 0 35
BARCLAYS PLCADR06738E20473281,816SHDFND1,281,816 0 0
BARCLAYS PLCADR06738E20491,033SHDFND1 0 0 1,033
BECTON DICKINSON & COCOM07588710990343SHDFND1,2343 0 0
BECTON DICKINSON & COCOM07588710938144SHDFND255 0 89
BECTON DICKINSON & COCOM075887109103396SHDFND1380 0 16
BERKSHIRE HATHAWAY INC DELCL B NEW084670702197922SHDFND1,2922 0 0
BERKSHIRE HATHAWAY INC DELCL B NEW08467070279369SHDFND2142 0 227
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021,0755,022SHDFND14,826 0 196
BOEING COCOM0970231052,1965,906SHDFND15,518 0 388
BRISTOL MYERS SQUIBB COCOM1101221085478,808SHDFND13,535 0 5,273
BROADCOM INCCOM11135F1013,20712,998SHDFND1,212,781 0 217
BROADCOM INCCOM11135F101191773SHDFND2773 0 0
BROADCOM INCCOM11135F10162252SHDFND1239 0 13
CBS CORP NEWCLB12485720281814,231SHDFND1,214,231 0 0
CBS CORP NEWCLB12485720248839SHDFND2839 0 0
CBS CORP NEWCLB12485720233566SHDFND1481 0 85
CBRE GROUP INCCL A12504L1093828,662SHDFND1,28,662 0 0
CBRE GROUP INCCL A12504L109841,908SHDFND21,661 0 247
CBRE GROUP INCCL A12504L1096132SHDFND1 0 0 132
CSX CORPCOM12640810375210,162SHDFND110,048 0 114
CVS HEALTH CORPCOM1266501001,25115,896SHDFND1,215,896 0 0
CVS HEALTH CORPCOM12665010050632SHDFND2632 0 0
CVS HEALTH CORPCOM1266501005627,138SHDFND17,052 0 86
CA INCCOM12673P1052114,787SHDFND14,718 0 69
CATERPILLAR INC DELCOM1491231016964,563SHDFND14,555 0 8
CELANESE CORP DELCOM SER A1508701034413,865SHDFND1,23,865 0 0
CELANESE CORP DELCOM SER A15087010397851SHDFND2741 0 110
CELANESE CORP DELCOM SER A150870103330SHDFND1 0 0 30
CELGENE CORPCOM1510201041,43616,046SHDFND1,216,046 0 0
CELGENE CORPCOM15102010485953SHDFND2953 0 0
CELGENE CORPCOM1510201041812,025SHDFND11,932 0 93
CHEMED CORP NEWCOM16359R1036392,000SHDFND12,000 0 0
CHEVRON CORP NEWCOM1667641001,75314,336SHDFND113,684 0 652
CIENA CORPCOM NEW17177930941813,391SHDFND1,213,391 0 0
CIENA CORPCOM NEW171779309932,966SHDFND22,582 0 384
CIENA CORPCOM NEW171779309311,000SHDFND11,000 0 0
CISCO SYS INCCOM17275R1021543,165SHDFND1,23,165 0 0
CISCO SYS INCCOM17275R102621,278SHDFND2472 0 806
CISCO SYS INCCOM17275R1021,23625,414SHDFND124,447 0 967
CITIGROUP INCCOM NEW1729674243,62050,459SHDFND1,249,462 0 997
CITIGROUP INCCOM NEW1729674242823,927SHDFND23,927 0 0
CITIGROUP INCCOM NEW1729674242493,464SHDFND13,247 0 217
CITIZENS FINL GROUP INCCOM1746101051,11228,821SHDFND1,228,821 0 0
CITIZENS FINL GROUP INCCOM17461010527699SHDFND2699 0 0
CITIZENS FINL GROUP INCCOM17461010511291SHDFND1291 0 0
CLOVIS ONCOLOGY INCCOM18946410045015,309SHDFND1,215,309 0 0
COCA COLA COCOM19121610063213,684SHDFND113,375 0 309
COLGATE PALMOLIVE COCOM1941621035508,216SHDFND1,28,168 0 48
COMCAST CORP NEWCL A20030N1011744,914SHDFND1,24,914 0 0
COMCAST CORP NEWCL A20030N101711,993SHDFND2739 0 1,254
COMCAST CORP NEWCL A20030N10156716,009SHDFND115,302 0 707
COMERICA INCCOM2003401074935,471SHDFND1,25,471 0 0
COMERICA INCCOM2003401071091,204SHDFND21,048 0 156
COMERICA INCCOM200340107113SHDFND1 0 0 13
COMMUNITY BK SYS INCCOM2036071062444,000SHDFND14,000 0 0
CONOCOPHILLIPSCOM20825C1041531,982SHDFND1,21,982 0 0
CONOCOPHILLIPSCOM20825C1046778,744SHDFND17,392 0 1,352
CONSTELLATION BRANDS INCCL A21036P1082,70812,561SHDFND1,212,199 0 362
CONSTELLATION BRANDS INCCL A21036P1083661,696SHDFND21,696 0 0
CONSTELLATION BRANDS INCCL A21036P1087103,293SHDFND13,217 0 76
CORNING INCCOM2193501052166,125SHDFND15,268 0 857
COSTCO WHSL CORPCOM22160K105207883SHDFND1800 0 83
CUMMINS INCCOM2310211062301,574SHDFND11,540 0 34
CYPRESS SEMICONDUCTOR CORPCOM2328061091,694116,903SHDFND1,2114,214 0 2,689
CYPRESS SEMICONDUCTOR CORPCOM23280610918412,667SHDFND211,750 0 917
CYPRESS SEMICONDUCTOR CORPCOM232806109171,187SHDFND11,136 0 51
DEERE & COCOM2441991051,1437,600SHDFND17,520 0 80
DELTA AIR LINES INC DELCOM NEW2473617022,07235,822SHDFND1,235,158 0 664
DELTA AIR LINES INC DELCOM NEW2473617022163,732SHDFND23,732 0 0
DELTA AIR LINES INC DELCOM NEW247361702951,639SHDFND11,369 0 270
DIAMONDBACK ENERGY INCCOM25278X1092,78220,578SHDFND1,220,094 0 484
DIAMONDBACK ENERGY INCCOM25278X1093322,454SHDFND22,337 0 117
DIAMONDBACK ENERGY INCCOM25278X1091541,137SHDFND11,120 0 17
DISNEY WALT COCOM DISNEY2546871062101,795SHDFND1,21,795 0 0
DISNEY WALT COCOM DISNEY25468710674629SHDFND2226 0 403
DISNEY WALT COCOM DISNEY2546871061,54513,208SHDFND111,239 0 1,969
DOLLAR GEN CORP NEWCOM2566771053883,550SHDFND13,350 0 200
DOMINION RES INC VA NEWCOM25746U1094416,278SHDFND14,386 0 1,892
DOVER CORPCOM2600031083634,102SHDFND14,093 0 9
DOWDUPONT INCCOM26078J10057887SHDFND1,2887 0 0
DOWDUPONT INCCOM26078J10022343SHDFND2126 0 217
DOWDUPONT INCCOM26078J1005518,565SHDFND12,946 0 5,619
DUKE REALTY CORPCOM NEW26441150547016,573SHDFND1,216,573 0 0
DUKE REALTY CORPCOM NEW2644115051043,654SHDFND23,182 0 472
DUKE ENERGY CORP NEWCOM NEW26441C204811,017SHDFND1,21,017 0 0
DUKE ENERGY CORP NEWCOM NEW26441C20432399SHDFND2147 0 252
DUKE ENERGY CORP NEWCOM NEW26441C2041782,219SHDFND11,880 0 339
EDWARDS LIFESCIENCES CORPCOM28176E1083,12117,928SHDFND1,217,410 0 518
EDWARDS LIFESCIENCES CORPCOM28176E1082281,311SHDFND21,311 0 0
EDWARDS LIFESCIENCES CORPCOM28176E108132760SHDFND1611 0 149
EXELON CORPCOM30161N1012886,591SHDFND15,570 0 1,021
EXELIXIS INCCOM30161Q10445425,614SHDFND1,225,614 0 0
EXELIXIS INCCOM30161Q1042119SHDFND1 0 0 119
EXPRESS SCRIPTS HLDG COCOM30219G1083884,083SHDFND13,948 0 135
EXXON MOBIL CORPCOM30231G10279934SHDFND1,2934 0 0
EXXON MOBIL CORPCOM30231G1021041,223SHDFND2976 0 247
EXXON MOBIL CORPCOM30231G1023,13636,890SHDFND134,349 0 2,541
FIRST HORIZON NATL CORPCOM3205171051,993115,484SHDFND1,2112,262 0 3,222
FIRST HORIZON NATL CORPCOM3205171051719,936SHDFND29,240 0 696
FIRST HORIZON NATL CORPCOM320517105261,487SHDFND11,441 0 46
FLEXSTEEL INDS INCCOM33938210310,283345,757SHDFND1235,027 0 110,730
FORTUNE BRANDS HOME & SEC INCOM34964C1064037,694SHDFND17,694 0 0
GENERAL ELECTRIC COCOM369604103403,535SHDFND1,23,535 0 0
GENERAL ELECTRIC COCOM3696041031,06294,058SHDFND191,103 0 2,955
GLAXOSMITHKLINE PLCSPONSORED ADR37733W1052135,294SHDFND15,294 0 0
GLOBAL PMTS INCCOM37940X1023,27025,667SHDFND1,225,040 0 627
GLOBAL PMTS INCCOM37940X1025093,992SHDFND23,856 0 136
GLOBAL PMTS INCCOM37940X1022261,776SHDFND11,776 0 0
GOLDMAN SACHS GROUP INCCOM38141G1042,65211,825SHDFND1,211,627 0 198
GOLDMAN SACHS GROUP INCCOM38141G104198884SHDFND2884 0 0
GOLDMAN SACHS GROUP INCCOM38141G1042421,078SHDFND1697 0 381
GRACO INCCOM3841091041,56433,750SHDFND133,750 0 0
HEWLETT PACKARDCOMPANY40434L1051,01139,236SHDFND1,239,236 0 0
HEWLETT PACKARDCOMPANY40434L105371,428SHDFND21,428 0 0
HEWLETT PACKARDCOMPANY40434L1051164,491SHDFND12,445 0 2,046
HARTFORD FINL SVCS GROUP INCCOM4165151041,01720,356SHDFND1,219,664 0 692
HARTFORD FINL SVCS GROUP INCCOM4165151041432,853SHDFND22,853 0 0
HARTFORD FINL SVCS GROUP INCCOM4165151043186,360SHDFND16,284 0 76
HEARTLAND FINL USA INCCOM42234Q10277213,300SHDFND1,213,300 0 0
HEARTLAND FINL USA INCCOM42234Q1026,969120,057SHDFND1120,057 0 0
HOLLYFRONTIER CORPCOM4361061082643,782SHDFND13,782 0 0
HOLOGIC INCCOM4364401012,05350,088SHDFND1,248,882 0 1,206
HOLOGIC INCCOM4364401012536,183SHDFND25,877 0 306
HOLOGIC INCCOM4364401012024,931SHDFND13,506 0 1,425
HONEYWELL INTL INCCOM438516106114683SHDFND1,2683 0 0
HONEYWELL INTL INCCOM43851610644264SHDFND297 0 167
HONEYWELL INTL INCCOM4385161069425,660SHDFND15,520 0 140
HUNTINGTON BANCSHARES INCCOM44615010425116,839SHDFND1,216,839 0 0
HUNTINGTON BANCSHARES INCCOM446150104563,722SHDFND23,241 0 481
HUNTINGTON BANCSHARES INCCOM44615010411753SHDFND1753 0 0
HUNTSMAN CORPCOM44701110777228,345SHDFND1,228,345 0 0
HUNTSMAN CORPCOM447011107281,020SHDFND21,020 0 0
HUNTSMAN CORPCOM44701110755520,376SHDFND120,376 0 0
INDEXIQ ETF TRHEDGE MLTI ETF45409B10735,6151,159,329SHDFND1,21,159,329 0 0
INDEXIQ ETF TRHEDGE MLTI ETF45409B10725800SHDFND2800 0 0
INDEXIQ ETF TRHEDGE MLTI ETF45409B1071213,934SHDFND13,934 0 0
INTEL CORPCOM458140100661,390SHDFND21,390 0 0
INTEL CORPCOM4581401002,55454,017SHDFND150,723 0 3,294
INTERNATIONAL BUSINESS MACHSCOM45920010154358SHDFND1,2358 0 0
INTERNATIONAL BUSINESS MACHSCOM45920010122146SHDFND254 0 92
INTERNATIONAL BUSINESS MACHSCOM4592001011,91012,633SHDFND110,892 0 1,741
INTL PAPER COCOM4601461032675,423SHDFND15,326 0 97
ISHARES TRIBOXX INV CP ETF4642872422332,031SHDFND1,22,031 0 0
ISHARES TRIBOXX INV CP ETF4642872421641,428SHDFND21,428 0 0
ISHARES TRIBOXX INV CP ETF46428724296835SHDFND1835 0 0
ISHARES TRMSCI EAFE ETF4642874651,48921,896SHDFND1,221,896 0 0
ISHARES TRMSCI EAFE ETF4642874651,28018,830SHDFND118,830 0 0
ISHARES TRRUSSELL 2000 ETF4642876551,4538,621SHDFND1,28,621 0 0
ISHARES TRRUSSELL 2000 ETF4642876553762,231SHDFND2883 0 1,348
ISHARES TRRUSSELL 2000 ETF464287655187932SHDFND1932 0 0
ISHARES TRAGENCY BOND ETF4642881662,37921,488SHDFND1,221,488 0 0
ISHARES TRAGENCY BOND ETF4642881663513,167SHDFND23,167 0 0
ISHARES TRAGENCY BOND ETF46428816692830SHDFND1830 0 0
ISHARES TREAFE SML CP ETF4642882732774,453SHDFND1,24,453 0 0
ISHARES TREAFE SML CP ETF4642882732003,218SHDFND2725 0 2,493
ISHARES TRJP MOR EM MK ETF4642882815,10047,301SHDFND1,247,301 0 0
ISHARES TRJP MOR EM MK ETF464288281544SHDFND144 0 0
ISHARES TRBARCLAYS MBS BD4642885881,18711,488SHDFND1,211,488 0 0
ISHARES TRBARCLAYS MBS BD46428858848460SHDFND2 0 0 460
ISHARES TRINTRM GOV/CR ETF46428861275700SHDFND2700 0 0
ISHARES TRINTRM GOV/CR ETF4642886122312,152SHDFND12,152 0 0
ISHARES TR1-3 YR CR BD ETF4642886461432,760SHDFND22,760 0 0
ISHARES TR1-3 YR CR BD ETF4642886461452,800SHDFND12,800 0 0
ISHARES TRU.S. PFD STK ETF4642886874,015108,135SHDFND1,2108,135 0 0
ISHARES TRU.S. PFD STK ETF4642886873709,964SHDFND19,964 0 0
ISHARES TRCORE MSCI EAFE46432F8422013,140SHDFND1,23,140 0 0
ISHARES TRGLOBAL REIT ETF46434V64714,330568,187SHDFND1,2568,187 0 0
ISHARES TRGLOBAL REIT ETF46434V6471074,223SHDFND14,223 0 0
JPMORGAN CHASE & COCOM46625H1002,22919,752SHDFND1,219,179 0 573
JPMORGAN CHASE & COCOM46625H1003643,226SHDFND22,839 0 387
JPMORGAN CHASE & COCOM46625H1002,30820,454SHDFND117,729 0 2,725
JABIL CIRCUIT INCCOM4663131031,59758,958SHDFND1,258,958 0 0
JABIL CIRCUIT INCCOM46631310326961SHDFND2961 0 0
JABIL CIRCUIT INCCOM46631310318669SHDFND1585 0 84
JETBLUE AIRWAYS CORPCOM4771431011,66285,863SHDFND1,284,054 0 1,809
JETBLUE AIRWAYS CORPCOM47714310120510,575SHDFND29,796 0 779
JETBLUE AIRWAYS CORPCOM47714310116840SHDFND1804 0 36
JOHNSON & JOHNSONCOM4781601041751,267SHDFND1,21,267 0 0
JOHNSON & JOHNSONCOM47816010467487SHDFND2167 0 320
JOHNSON & JOHNSONCOM4781601041,63811,853SHDFND110,649 0 1,204
KELLOGG COCOM4878361083094,408SHDFND14,400 0 8
KEYCORP NEWCOM49326710852526,390SHDFND1,226,390 0 0
KEYCORP NEWCOM4932671081307,027SHDFND26,276 0 751
KEYCORP NEWCOM493267108713,550SHDFND11,111 0 2,439
KIMBERLY CLARK CORPCOM49436810351446SHDFND1,2446 0 0
KIMBERLY CLARK CORPCOM49436810321181SHDFND267 0 114
KIMBERLY CLARK CORPCOM4943681034163,662SHDFND13,000 0 662
KONINKLIJKE PHILIPS N VNY REG SH NEW5004723034369,583SHDFND19,583 0 0
LAUDER ESTEE COS INCCL A5184391046774,658SHDFND14,624 0 34
LEAR CORPCOM NEW5218652048355,762SHDFND1,25,762 0 0
LEIDOS HOLDINGSINC5253271024786,910SHDFND1,26,910 0 0
LEIDOS HOLDINGSINC5253271021061,531SHDFND21,333 0 198
LEIDOS HOLDINGSINC525327102121SHDFND1 0 0 21
LENNAR CORPCL A5260571043,46274,159SHDFND1,272,894 0 1,265
LENNAR CORPCL A5260571043948,434SHDFND28,107 0 327
LENNAR CORPCL A5260571043046,516SHDFND16,516 0 0
LILLY ELI & COCOM5324571083803,544SHDFND13,470 0 74
LOCKHEED MARTIN CORPCOM539830109305882SHDFND1329 0 553
MKS INSTRUMENT INCCOM55306N1041,09713,684SHDFND1.213,350 0 334
MKS INSTRUMENT INCCOM55306N1041131,410SHDFND21,336 0 74
MKS INSTRUMENT INCCOM55306N10415192SHDFND1148 0 44
MACYS INCCOM55616P1043,720107,104SHDFND1,2105,669 0 1,435
MACYS INCCOM55616P1043108,934SHDFND28,510 0 424
MACYS INCCOM55616P104992,844SHDFND12,800 0 44
MCDONALDS CORPCOM5801351016954,157SHDFND13,499 0 658
MCKESSON CORPCOM58155Q10327200SHDFND2200 0 0
MCKESSON CORPCOM58155Q1039206,936SHDFND16,917 0 19
MERCK & CO INCCOM58933Y1051081,516SHDFND1,21,516 0 0
MERCK & CO INCCOM58933Y10546642SHDFND2238 0 404
MERCK & CO INCCOM58933Y1056378,986SHDFND15,797 0 3,189
METLIFE INCCOM59156R10845965SHDFND1,2965 0 0
METLIFE INCCOM59156R10819396SHDFND2151 0 245
METLIFE INCCOM59156R10847010,055SHDFND110,019 0 36
MICROSOFT CORPCOM5949181043703,238SHDFND1,23,238 0 0
MICROSOFT CORPCOM594918104113985SHDFND2338 0 647
MICROSOFT CORPCOM5949181041,82115,918SHDFND113,651 0 2,267
MICRON TECHNOLOGY INCCOM5951121033,10068,537SHDFND1,267,051 0 1,486
MICRON TECHNOLOGY INCCOM5951121031693,741SHDFND23,741 0 0
MICRON TECHNOLOGY INCCOM59511210356712,536SHDFND112,465 0 71
MIDDLEBY CORPCOM5962781011,97215,243SHDFND1,214,900 0 343
MIDDLEBY CORPCOM5962781012061,590SHDFND21,482 0 108
MIDDLEBY CORPCOM5962781015434,201SHDFND14,201 0 0
MIDWESTONE FINL GROUP INC NECOM5985111039,728292,059SHDFND1292,059 0 0
MONDELEZ INTL INCCL A609207105711,659SHDFND1,21,659 0 0
MONDELEZ INTL INCCL A60920710529680SHDFND2252 0 428
MONDELEZ INTL INCCL A6092071052475,759SHDFND15,671 0 88
MORGAN STANLEYCOM NEW6174464481,13024,267SHDFND1,224,267 0 0
MORGAN STANLEYCOM NEW617446448621,324SHDFND21,324 0 0
MORGAN STANLEYCOM NEW6174464482725,841SHDFND15,796 0 45
NCR CORP NEWCOM62886E1082488,720SHDFND1,28,720 0 0
NCR CORP NEWCOM62886E108551,922SHDFND21,679 0 243
NEXTERA ENERGY INCCOM65339F1014392,619SHDFND12,200 0 419
NIKE INCCL B6541061032402,831SHDFND12,640 0 191
NORFOLK SOUTHERN CORPCOM6558441089205,098SHDFND15,000 0 98
NOVARTIS A GSPONSORED ADR66987V10925289SHDFND1,2289 0 0
NOVARTIS A GSPONSORED ADR66987V1099110SHDFND225 0 85
NOVARTIS A GSPONSORED ADR66987V1092262,625SHDFND11,860 0 765
OPEN TEXT CORPCOM6837151062,03953,593SHDFND1,252,275 0 1,318
OPEN TEXT CORPCOM6837151063238,492SHDFND28,200 0 292
OPEN TEXT CORPCOM6837151063489,154SHDFND19,154 0 0
ORACLE CORPCOM68389X1051082,100SHDFND1,22,100 0 0
ORACLE CORPCOM68389X10544858SHDFND2318 0 540
ORACLE CORPCOM68389X10585716,621SHDFND116,059 0 562
PDC ENERGY INCCOM69327R1011,47630,147SHDFND1,229,348 0 799
PDC ENERGY INCCOM69327R1011402,850SHDFND22,703 0 147
PDC ENERGY INCCOM69327R101531,077SHDFND11,062 0 15
PNM RES INCCOM69349H1071,86147,174SHDFND1,245,914 0 1,260
PNM RES INCCOM69349H1072676,758SHDFND26,536 0 222
PNM RES INCCOM69349H107661,676SHDFND11,676 0 0
PPG INDS INCCOM6935061071501,375SHDFND1,21,375 0 0
PPG INDS INCCOM69350610756510SHDFND2132 0 378
PPG INDS INCCOM693506107762SHDFND1 0 0 62
PENNEY J C INCCOM7081601062816,708SHDFND216,708 0 0
PENNEY J C INCCOM708160106126,981SHDFND16,981 0 0
PEPSICO INCCOM7134481081151,025SHDFND1,21,025 0 0
PEPSICO INCCOM71344810848429SHDFND2161 0 268
PEPSICO INCCOM7134481081,0129,050SHDFND17,177 0 1,873
PFIZER INCCOM717081103892,021SHDFND1,22,021 0 0
PFIZER INCCOM717081103811,844SHDFND21,314 0 530
PFIZER INCCOM71708110377617,608SHDFND110,724 0 6,884
PHILIP MORRIS INTL INCCOM71817210993811,500SHDFND111,040 0 460
PHILLIPS 66COM7185461042001,778SHDFND11,032 0 746
PIMCO ETF TRENHAN SHRT MA AC72201R8334064,000SHDFND24,000 0 0
PIMCO ETF TRENHAN SHRT MA AC72201R8332582,540SHDFND12,540 0 0
PROCTER & GAMBLE COCOM74271810980958SHDFND1,2958 0 0
PROCTER & GAMBLE COCOM74271810936428SHDFND2175 0 253
PROCTER & GAMBLE COCOM7427181091,20614,492SHDFND111,115 0 3,377
PRUDENTIAL FINL INCCOM7443201021,21211,961SHDFND1,211,961 0 0
PRUDENTIAL FINL INCCOM74432010257565SHDFND2565 0 0
PRUDENTIAL FINL INCCOM7443201021871,848SHDFND11,761 0 87
QURATE RETAIL INCQVC GR COM SER A74915M10030013,487SHDFND1,213,487 0 0
QURATE RETAIL INCQVC GR COM SER A74915M100662,973SHDFND22,585 0 388
QURATE RETAIL INCQVC GR COM SER A74915M100153SHDFND1 0 0 53
RAYTHEON COCOM NEW755111507182882SHDFND1,2882 0 0
RAYTHEON COCOM NEW75511150773352SHDFND2135 0 217
RAYTHEON COCOM NEW7551115074702,274SHDFND12,216 0 58
ROPER TECHNOLOGIES INCCOM776696106222749SHDFND1,2749 0 0
ROPER TECHNOLOGIES INCCOM776696106167565SHDFND2565 0 0
ROPER TECHNOLOGIES INCCOM7766961061,0643,592SHDFND13,589 0 3
ROYAL DUTCH SHELL PLCSPONS ADR A78025920640584SHDFND1,2584 0 0
ROYAL DUTCH SHELL PLCSPONS ADR A78025920616231SHDFND259 0 172
ROYAL DUTCH SHELL PLCSPONS ADR A7802592063234,743SHDFND14,739 0 4
SPDR S&P 500 ETF TRTR UNIT78462F103620SHDFND1,220 0 0
SPDR S&P 500 ETF TRTR UNIT78462F1035231,800SHDFND21,800 0 0
SPDR S&P 500 ETF TRTR UNIT78462F1033431,180SHDFND11,180 0 0
SPDR INDEX SHS FDSGLB NAT RESRCE78463X5412304,550SHDFND14,550 0 0
SPDR SERIES TRUSTBLOMBRG BRC INTR78464A37595328,615SHDFND1,228,615 0 0
SPDR SERIES TRUSTBLOMBRG BRC INTR78464A37531933SHDFND2933 0 0
SPDR SERIES TRUSTBLOMBRG BRC INTR78464A37531920SHDFND1920 0 0
SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41714,452400,887SHDFND1,2400,887 0 0
SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417802,215SHDFND12,215 0 0
SPDR SERIES TRUSTBLOMBERG BRC SRT78464A4745,249173,918SHDFND1,2173,918 0 0
SPDR SERIES TRUSTBLOMBERG BRC SRT78464A4741715,672SHDFND25,672 0 0
SPDR SERIES TRUSTBLOMBERG BRC SRT78464A4741695,590SHDFND15,590 0 0
SPDR SERIES TRUSTS&P REGL BKG78464A6981903,200SHDFND1,23,200 0 0
SPDR SERIES TRUSTS&P REGL BKG78464A6982504,200SHDFND24,200 0 0
SPDR SERIES TRUSTS&P REGL BKG78464A6983065,150SHDFND15,150 0 0
SPDR SERIES TRUSTS&P INS ETF78464A789481,491SHDFND1,21,491 0 0
SPDR SERIES TRUSTS&P INS ETF78464A7891655,160SHDFND15,160 0 0
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107248675SHDFND1675 0 0
SPDR SER TRNUVEEN BLMBRG SR78468R73976215,978SHDFND1,215,978 0 0
SPDR SER TRNUVEEN BLMBRG SR78468R73954311,396SHDFND111,396 0 0
SVB FINL GROUPCOM78486Q1016922,226SHDFND1,22,226 0 0
SVB FINL GROUPCOM78486Q101152488SHDFND2426 0 62
SCHLUMBERGER LTDCOM806857108911,487SHDFND1,21,487 0 0
SCHLUMBERGER LTDCOM80685710838630SHDFND2233 0 397
SCHLUMBERGER LTDCOM8068571084407,229SHDFND17,175 0 54
SCHWAB STRATEGIC TRUS LRG CAP ETF808524201176,2402,533,635SHDFND1,22,533,635 0 0
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242015407,769SHDFND27,095 0 674
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242011,05715,191SHDFND115,191 0 0
SCHWAB STRATEGIC TRUS MID-CAP ETF80852450869,5551,202,543SHDFND1,21,202,543 0 0
SCHWAB STRATEGIC TRUS MID-CAP ETF8085245081943,348SHDFND22,536 0 812
SCHWAB STRATEGIC TRUS MID-CAP ETF8085245082684,625SHDFND14,625 0 0
SCHWAB STRATEGIC TRUS SML CAP ETF80852460741,747548,083SHDFND1,2548,083 0 0
SCHWAB STRATEGIC TRUS SML CAP ETF8085246072002,628SHDFND21,404 0 1,224
SCHWAB STRATEGIC TRUS SML CAP ETF8085246073234,243SHDFND14,243 0 0
SCHWAB STRATEGIC TRINTRM TRM TRES8085248546,781130,938SHDFND1,2130,938 0 0
SCHWAB STRATEGIC TRINTRM TRM TRES8085248542144,124SHDFND24,124 0 0
SCHWAB STRATEGIC TRINTRM TRM TRES8085248542214,261SHDFND14,261 0 0
SCHWAB STRATEGIC TRSHT TM US TRES8085248623,09062,330SHDFND1,262,330 0 0
SCHWAB STRATEGIC TRSHT TM US TRES808524862981,976SHDFND21,976 0 0
SCHWAB STRATEGIC TRSHT TM US TRES808524862992,006SHDFND12,006 0 0
SELECT SECTOR SPDR TRSBI INT-FINL81369Y60576527,732SHDFND1,227,732 0 0
SELECT SECTOR SPDR TRSBI INT-FINL81369Y605341,250SHDFND21,250 0 0
SELECT SECTOR SPDR TRSBI INT-FINL81369Y60536913,365SHDFND113,365 0 0
SKYWORKS SOLUTIONS INCCOM83088M1021,55117,100SHDFND1,217,100 0 0
SKYWORKS SOLUTIONS INCCOM83088M1029100SHDFND1100 0 0
STRYKER CORPCOM86366710166370SHDFND1,2370 0 0
STRYKER CORPCOM863667101135762SHDFND1707 0 55
SYNAPTICS INCCOM87157D1093828,363SHDFND1,28,363 0 0
SYNAPTICS INCCOM87157D109841,831SHDFND21,593 0 238
SYNCHRONY FINLCOM87165B1032,75588,656SHDFND1,286,888 0 1,768
SYNCHRONY FINLCOM87165B1031906,120SHDFND26,120 0 0
SYNCHRONY FINLCOM87165B103591,906SHDFND1213 0 1,693
SYSCO CORPCOM8718291072182,980SHDFND11,000 0 1,980
TJX COS INC NEWCOM8725401091,77015,801SHDFND1,215,368 0 433
TJX COS INC NEWCOM8725401091931,726SHDFND21,338 0 388
TJX COS INC NEWCOM8725401092652,368SHDFND12,182 0 186
TARGET CORPCOM87612E1064995,655SHDFND15,335 0 320
TEGNA INCCOM87901J10521017,518SHDFND117,437 0 81
TEXAS INSTRUMENTS INCCOM8825081042862,662SHDFND12,135 0 527
THERMO FISHER SCIENTIFIC INCCOM8835561022,1528,817SHDFND1,28,562 0 255
THERMO FISHER SCIENTIFIC INCCOM883556102219899SHDFND2899 0 0
THERMO FISHER SCIENTIFIC INCCOM8835561021,5276,257SHDFND15,850 0 407
3M COCOM88579Y101167793SHDFND1,2793 0 0
3M COCOM88579Y10168321SHDFND2128 0 193
3M COCOM88579Y1019084,311SHDFND13,223 0 1,088
TORTOISE ENERGY INFRA CORPCOM89147L10035813,302SHDFND113,302 0 0
TOTAL S ASPONSORED ADR89151E1092,20534,242SHDFND1,233,230 0 1,012
TOTAL S ASPONSORED ADR89151E1092764,284SHDFND24,009 0 275
TOTAL S ASPONSORED ADR89151E1093355,197SHDFND15,197 0 0
TRAVELERS COMPANIES INCCOM89417E1091521,169SHDFND1,21,169 0 0
TRAVELERS COMPANIES INCCOM89417E10957443SHDFND2169 0 274
TRAVELERS COMPANIES INCCOM89417E1091911,469SHDFND11,192 0 277
TUTOR PERINI CORPCOM90110910832517,313SHDFND1,217,313 0 0
TUTOR PERINI CORPCOM901109108723,834SHDFND23,338 0 496
TUTOR PERINI CORPCOM901109108124SHDFND1 0 0 24
UGI CORP NEWCOM9026811053796,838SHDFND1,26,838 0 0
UGI CORP NEWCOM902681105841,506SHDFND21,311 0 195
UGI CORP NEWCOM902681105237SHDFND1 0 0 37
US BANCORP DELCOM NEW90297330425474SHDFND1,2474 0 0
US BANCORP DELCOM NEW902973304671,272SHDFND21,151 0 121
US BANCORP DELCOM NEW90297330489216,896SHDFND115,559 0 1,337
UNION PAC CORPCOM9078181087034,315SHDFND14,262 0 53
UNITED CONTL HLDGS INCCOM9100471091,48316,655SHDFND1,216,153 0 502
UNITED CONTL HLDGS INCCOM9100471092332,613SHDFND22,613 0 0
UNITED CONTL HLDGS INCCOM910047109961,076SHDFND11,044 0 32
UNITED FIRE GROUP INCCOM9103401084568,984SHDFND18,984 0 0
UNITED PARCEL SERVICE INCCL B911312106106910SHDFND1,2910 0 0
UNITED PARCEL SERVICE INCCL B91131210641351SHDFND2129 0 222
UNITED PARCEL SERVICE INCCL B9113121061681,441SHDFND11,086 0 355
UNITED RENTALS INCCOM9113631095,46833,422SHDFND1,232,852 0 570
UNITED RENTALS INCCOM9113631096694,090SHDFND23,969 0 121
UNITED RENTALS INCCOM9113631091,5029,181SHDFND19,181 0 0
UNITED STATES STL CORP NEWCOM9129091081,15938,032SHDFND1.238,032 0 0
UNITED STATES STL CORP NEWCOM912909108902,965SHDFND22,581 0 384
UNITED TECHNOLOGIES CORPCOM91301710990646SHDFND1,2646 0 0
UNITED TECHNOLOGIES CORPCOM91301710934244SHDFND273 0 171
UNITED TECHNOLOGIES CORPCOM9130171095714,081SHDFND14,020 0 61
VANECK VECTORS ETF TRAMT FREE SHORT M92189F5281,52188,561SHDFND1,288,561 0 0
VANECK VECTORS ETF TRAMT FREE SHORT M92189F52863436,935SHDFND136,935 0 0
VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088443643,288SHDFND13,288 0 0
VANGUARDSHORT TRM BOND921937827108,7411,393,575SHDFND1,21,393,575 0 0
VANGUARDSHORT TRM BOND9219378276878,826SHDFND18,826 0 0
VANGUARDTOTAL BND MRKT92193783528,302359,620SHDFND1,2359,620 0 0
VANGUARDTOTAL BND MRKT9219378353724,722SHDFND14,722 0 0
VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385877,6151,793,744SHDFND1,21,792,542 0 1,202
VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582966,849SHDFND25,450 0 1,399
VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385843310,000SHDFND110,000 0 0
VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464063343,830SHDFND13,830 0 0
VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF SMALL CAP ETF92204271814,901132,851SHDFND1,2132,851 0 0
VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF SMALL CAP ETF92204271853475SHDFND1475 0 0
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285824,765604,022SHDFND1,2603,285 0 737
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428583047,422SHDFND24,563 0 2,859
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428581974,807SHDFND14,807 0 0
VANGUARD WORLD FDSFINANCIALS ETF92204A4053064,404SHDFND24,404 0 0
VANGUARDSHRT TRM CORP BD92206C4091,89324,218SHDFND1,224,218 0 0
VANGUARDSHRT TRM CORP BD92206C4092022,583SHDFND22,583 0 0
VANGUARDSHRT TRM CORP BD92206C4091501,923SHDFND11,923 0 0
VANGUARDINT-TERM CORP92206C87084210,083SHDFND1,210,083 0 0
VANGUARDINT-TERM CORP92206C87023278SHDFND2278 0 0
VANGUARDINT-TERM CORP92206C87023274SHDFND1274 0 0
VANGUARD MUN BD FD INCTAX EXEMPT BD9229077461,40427,797SHDFND1,227,797 0 0
VANGUARD MUN BD FD INCTAX EXEMPT BD92290774658311,552SHDFND111,552 0 0
VANGUARD INDEX FDSMCAP VL IDX VIP9229085122282,020SHDFND12,020 0 0
VANGUARD INDEX FDSSM CP VAL ETF9229086112681,921SHDFND11,921 0 0
VANGUARD INDEX FDSLARGE CAP ETF9229086373642,725SHDFND12,627 0 98
VANGUARD INDEX FDSVALUE ETF9229087445675,127SHDFND15,020 0 107
VERIZON COMMUNICATIONS INCCOM92343V1041,27723,917SHDFND122,272 0 1,645
VIACOM INC NEWCL B92553P2012,64478,317SHDFND1,276,671 0 1,646
VIACOM INC NEWCL B92553P2012397,076SHDFND27,076 0 0
VIACOM INC NEWCL B92553P201471,392SHDFND11,380 0 12
VISA INCCOM CL A92826C839129858SHDFND1,2858 0 0
VISA INCCOM CL A92826C83953355SHDFND2128 0 227
VISA INCCOM CL A92826C8393962,640SHDFND11,948 0 692
WAL-MART STORES INCCOM9311421031221,296SHDFND1,21,296 0 0
WAL-MART STORES INCCOM93114210348512SHDFND2176 0 336
WAL-MART STORES INCCOM9311421034234,508SHDFND14,175 0 333
WALGREEN BOOTS ALLIANCECOM9314271081,45319,933SHDFND118,849 0 1,084
WASHINGTON FED INCCOM9388241092959,221SHDFND19,202 0 19
WELLCARE HEALTH PLANS INCCOM94946T1066922,160SHDFND1,22,160 0 0
WELLCARE HEALTH PLANS INCCOM94946T106153478SHDFND2416 0 62
WELLS FARGO & CO NEWCOM949746101591,117SHDFND1,21,117 0 0
WELLS FARGO & CO NEWCOM94974610124459SHDFND2191 0 268
WELLS FARGO & CO NEWCOM9497461013155,991SHDFND13,754 0 2,237
WESTERN ALLIANCE BANCORPCOM9576381094337,614SHDFND1,27,614 0 0
WESTERN ALLIANCE BANCORPCOM957638109971,697SHDFND21,477 0 220
WESTERN ALLIANCE BANCORPCOM957638109580SHDFND1 0 0 80
XPO LOGISTICS INCCOM9837931005765,046SHDFND1,25,046 0 0
XPO LOGISTICS INCCOM9837931001281,117SHDFND2967 0 150
XEROX CORPCOM NEW9841216081,21144,890SHDFND1,244,890 0 0
XEROX CORPCOM NEW984121608622,297SHDFND22,297 0 0
XEROX CORPCOM NEW984121608341,271SHDFND11,107 0 164
ALLERGAN PLCSHSG0177J1083,19116,754SHDFND1,216,334 0 420
ALLERGAN PLCSHSG0177J1083141,646SHDFND21,646 0 0
ALLERGAN PLCSHSG0177J1089314,890SHDFND14,608 0 282
AON PLCSHS CL AG0408V1021,60510,437SHDFND110,391 0 46
ATHENE HLDG LTDCL AG0684D1071,64231,783SHDFND1,231,783 0 0
ATHENE HLDG LTDCL AG0684D107551,060SHDFND21,060 0 0
ATHENE HLDG LTDCL AG0684D10723442SHDFND1442 0 0
HORIZON PHARMA PLCSHSG4617B10545623,304SHDFND1,223,304 0 0
HORIZON PHARMA PLCSHSG4617B1051025,194SHDFND24,522 0 672
MEDTRONIC PLCSHSG5960L10339394SHDFND2394 0 0
MEDTRONIC PLCSHSG5960L1035245,323SHDFND13,756 0 1,567
NXP SEMICONDUCTORS N VCOMN6596X1091,19413,964SHDFND1,213,964 0 0
NXP SEMICONDUCTORS N VCOMN6596X10942492SHDFND2492 0 0
NXP SEMICONDUCTORS N VCOMN6596X10913152SHDFND1152 0 0
FLEXTRONICS INTL LTDORDY2573F1021,04279,385SHDFND1,279,385 0 0
FLEXTRONICS INTL LTDORDY2573F102251,904SHDFND21,904 0 0
FLEXTRONICS INTL LTDORDY2573F102564,236SHDFND14,236 0 0