UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2020
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Wakefield Asset Management LLLP
Address:
7887 E BELLEVIEW AVE
SUITE 800
ENGLEWOOD, CO 80111
Form 13F File Number:
028-18951

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Jenny Yaeger
Title:
Finance Officer
Phone:
303-771-0630


Signature, Place, and Date of Signing:

Jenny Yaeger
                         [Signature]
Englewood, COLORADO
                 [City, State]
05-11-2020
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
3
Form 13F Information table Entry Total:
149
Form 13F Information table Value Total:
186280
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-19415
Wakefield Asset Management Corp.
 
2
028-19414
Wakefield Wealth Management, LLLP
 
3
028-19416
Geoffrey Todd Gervasini
 


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
SPDR GOLD TRUSTGOLD SHS78463V1072051,383SHDFND1,2,31,383 0 0
KLA CORPORATIONCOM NEW4824801002361,645SHDFND1,2,31,645 0 0
MICROSOFT CORPCOM5949181042701,714SHDFND1,2,31,714 0 0
AUTOZONE INCCOM0533321021,7942,121SHDFND1,2,32,121 0 0
WALMART INCCOM9311421032432,138SHDFND1,2,32,138 0 0
JPMORGAN CHASE & COCOM46625H1002092,317SHDFND1,2,32,317 0 0
DOVER CORPCOM2600031082422,886SHDFND1,2,32,886 0 0
CHIPOTLE MEXICAN GRILL INCCOM1696561051,9602,995SHDFND1,2,32,995 0 0
RALPH LAUREN CORPCL A7512121012033,043SHDFND1,2,33,043 0 0
C H ROBINSON WORLDWIDE INCCOM NEW12541W2092083,145SHDFND1,2,33,145 0 0
FTI CONSULTING INCCOM3029411094303,587SHDFND1,2,33,587 0 0
MERCK & CO. INCCOM58933Y1053474,511SHDFND1,2,34,511 0 0
HAEMONETICS CORPCOM4050241004644,653SHDFND1,2,34,653 0 0
INTEL CORPCOM4581401002534,678SHDFND1,2,34,678 0 0
MAXIM INTEGRATED PRODS INCCOM57772K1012344,822SHDFND1,2,34,822 0 0
CHARTER COMMUNICATIONS INC NCL A16119P1082,1895,017SHDFND1,2,35,017 0 0
MURPHY USA INCCOM6267551024405,215SHDFND1,2,35,215 0 0
TOPBUILD CORPCOM89055F1033865,395SHDFND1,2,35,395 0 0
VIRTUS INVT PARTNERS INCCOM92828Q1094145,436SHDFND1,2,35,436 0 0
INVESCO QQQ TRUNIT SER 146090E1031,0445,482SHDFND1,2,35,482 0 0
OSI SYSTEMS INCCOM6710441053975,757SHDFND1,2,35,757 0 0
GENERAC HLDGS INCCOM3687361045415,804SHDFND1,2,35,804 0 0
TETRA TECH INC NEWCOM88162G1034135,842SHDFND1,2,35,842 0 0
COSTCO WHSL CORP NEWCOM22160K1051,9236,745SHDFND1,2,36,745 0 0
MANTECH INTL CORPCL A5645631044956,814SHDFND1,2,36,814 0 0
GATX CORPCOM3614481034296,853SHDFND1,2,36,853 0 0
ISHARES TRNATIONAL MUN ETF4642884147977,051SHDFND1,2,37,051 0 0
QUALYS INCCOM74758T3036147,056SHDFND1,2,37,056 0 0
SPIRE INCCOM84857L1015397,236SHDFND1,2,37,236 0 0
AMERICAS CAR MART INCCOM03062T1054097,266SHDFND1,2,37,266 0 0
SYNAPTICS INCCOM87157D1094527,809SHDFND1,2,37,809 0 0
GOLDMAN SACHS GROUP INCCOM38141G1041,2508,088SHDFND1,2,38,088 0 0
NORTHROP GRUMMAN CORPCOM6668071022,4998,260SHDFND1,2,38,260 0 0
NVIDIA CORPCOM67066G1042,2658,593SHDFND1,2,38,593 0 0
LENNAR CORPCL A5260571043338,710SHDFND1,2,38,710 0 0
S&P GLOBAL INCCOM78409V1042,1678,845SHDFND1,2,38,845 0 0
SYNOPSYS INCCOM8716071071,1498,920SHDFND1,2,38,920 0 0
SCHWAB STRATEGIC TRUS REIT ETF8085248473169,659SHDFND1,2,39,659 0 0
NATIONAL BEVERAGE CORPCOM6350171064189,808SHDFND1,2,39,808 0 0
PIMCO ETF TRENHAN SHRT MA AC72201R83399410,042SHDFND1,2,310,042 0 0
MEDTRONIC PLCSHSG5960L1031,00311,120SHDFND1,2,311,120 0 0
ISHARES INCMSCI STH KOR ETF46428677253111,327SHDFND1,2,311,327 0 0
CLOROX CO DELCOM1890541091,97911,420SHDFND1,2,311,420 0 0
INTERPUBLIC GROUP COS INCCOM46069010018711,562SHDFND1,2,311,562 0 0
AKAMAI TECHNOLOGIES INCCOM00971T1011,06511,637SHDFND1,2,311,637 0 0
TACTILE SYS TECHNOLOGY INCCOM87357P10047411,793SHDFND1,2,311,793 0 0
LINDE PLCSHSG5494J1032,04811,839SHDFND1,2,311,839 0 0
HP INCCOM40434L10520711,936SHDFND1,2,311,936 0 0
SPX CORPCOM78463510439412,081SHDFND1,2,312,081 0 0
SPS COMMERCE INCCOM78463M10758112,502SHDFND1,2,312,502 0 0
HEARTLAND FINL USA INCCOM42234Q10238012,572SHDFND1,2,312,572 0 0
M D C HLDGS INCCOM55267610829412,679SHDFND1,2,312,679 0 0
ISHARES TRRUSSELL 2000 ETF4642876551,47112,848SHDFND1,2,312,848 0 0
PACIRA BIOSCIENCESCOM69512710044113,164SHDFND1,2,313,164 0 0
SLEEP NUMBER CORPCOM83125X10325313,185SHDFND1,2,313,185 0 0
TRANSUNIONCOM89400J10789413,502SHDFND1,2,313,502 0 0
PULTE GROUP INCCOM74586710131113,949SHDFND1,2,313,949 0 0
PENNYMAC FINL SVCS INCCOM70932M10732914,879SHDFND1,2,314,879 0 0
SCHWAB STRATEGIC TRUS SML CAP ETF80852460776714,891SHDFND1,2,314,891 0 0
NEWELL BRANDS INCCOM65122910619814,931SHDFND1,2,314,931 0 0
WORLD FUEL SVCS CORPCOM98147510638415,256SHDFND1,2,315,256 0 0
WW INTL INCCOM98262P10127416,205SHDFND1,2,316,205 0 0
SERVISFIRST BANCSHARES INCCOM81768T10848116,407SHDFND1,2,316,407 0 0
KANSAS CITY SOUTHERNCOM NEW4851703022,09216,451SHDFND1,2,316,451 0 0
CENTURY CMNTYS INCCOM15650430024216,677SHDFND1,2,316,677 0 0
MOBILE MINI INCCOM60740F10544216,867SHDFND1,2,316,867 0 0
XCEL ENERGY INCCOM98389B1001,01816,879SHDFND1,2,316,879 0 0
WELLS FARGO CO NEWCOM94974610149217,128SHDFND1,2,317,128 0 0
H & E EQUIPMENT SERVICES INCCOM40403010825917,639SHDFND1,2,317,639 0 0
PROCTER & GAMBLE COCOM7427181091,94917,720SHDFND1,2,317,720 0 0
CROWN CASTLE INTL CORP NEWCOM22822V1012,57717,844SHDFND1,2,317,844 0 0
DAVITA INCCOM23918K1081,38718,238SHDFND1,2,318,238 0 0
RENEWABLE ENERGY GROUP INCCOM NEW75972A30137918,465SHDFND1,2,318,465 0 0
CHEVRON CORP NEWCOM1667641001,36218,799SHDFND1,2,318,799 0 0
ZUMIEZ INCCOM98981710132918,989SHDFND1,2,318,989 0 0
INVESCO EXCHANGE-TRADED FD TFNDMNTL HY CRP46138E71931619,072SHDFND1,2,319,072 0 0
AMERICAN EQTY INVT LIFE HLDCOM02567620635919,100SHDFND1,2,319,100 0 0
LA Z BOY INCCOM50533610741620,238SHDFND1,2,320,238 0 0
OFFICE PPTYS INCOME TRCOM SHS BEN INT67623C10955220,243SHDFND1,2,320,243 0 0
CEVA INCCOM15721010550620,311SHDFND1,2,320,311 0 0
TENET HEALTHCARE CORPCOM NEW88033G40729720,623SHDFND1,2,320,623 0 0
COMPUTER PROGRAMS & SYS INCCOM20530610347221,214SHDFND1,2,321,214 0 0
OMNICOM GROUP INCCOM6819191061,18321,553SHDFND1,2,321,553 0 0
CBOE GLOBAL MARKETS INCCOM12503M1081,97422,120SHDFND1,2,322,120 0 0
BK OF AMERICA CORPCOM06050510449823,448SHDFND1,2,323,448 0 0
KEYSIGHT TECHNOLOGIES INCCOM49338L1031,96823,520SHDFND1,2,323,520 0 0
FIRST BUS FINL SVCS INC WISCOM31939010038124,601SHDFND1,2,324,601 0 0
EXTRA SPACE STORAGE INCCOM30225T1022,40225,088SHDFND1,2,325,088 0 0
ALLSTATE CORPCOM0200021012,30925,177SHDFND1,2,325,177 0 0
COTY INCCOM CL A22207020313125,318SHDFND1,2,325,318 0 0
F M C CORPCOM NEW3024913032,10625,783SHDFND1,2,325,783 0 0
HIBBETT SPORTS INCCOM42856710129326,794SHDFND1,2,326,794 0 0
FORMFACTOR INCCOM34637510854026,868SHDFND1,2,326,868 0 0
PENNYMAC MTG INVT TRCOM70931T10329127,423SHDFND1,2,327,423 0 0
RADIAN GROUP INCCOM75023610136328,047SHDFND1,2,328,047 0 0
DUKE ENERGY CORP NEWCOM NEW26441C2042,27828,169SHDFND1,2,328,169 0 0
ABBVIE INCCOM00287Y1092,17128,499SHDFND1,2,328,499 0 0
GARMIN LTDSHSH2906T1092,22829,719SHDFND1,2,329,719 0 0
SPROUTS FMRS MKT INCCOM85208M10256630,428SHDFND1,2,330,428 0 0
ATLANTIC CAP BANCSHARES INCCOM04826920337631,689SHDFND1,2,331,689 0 0
COMMERCIAL METALS COCOM20172310351732,715SHDFND1,2,332,715 0 0
E L F BEAUTY INCCOM26856L10332833,353SHDFND1,2,333,353 0 0
COHERUS BIOSCIENCES INCCOM19249H10355434,170SHDFND1,2,334,170 0 0
INOVALON HLDGS INCCOM CL A45781D10159835,876SHDFND1,2,335,876 0 0
TRI POINTE GROUP INCCOM87265H10931736,123SHDFND1,2,336,123 0 0
STATE STR CORPCOM8574771031,93636,351SHDFND1,2,336,351 0 0
MYERS INDS INCCOM62846410940537,678SHDFND1,2,337,678 0 0
APPLIED MATLS INCCOM0382221051,83740,099SHDFND1,2,340,099 0 0
ISHARES TRPFD AND INCM SEC4642886871,33041,785SHDFND1,2,341,785 0 0
HERCULES CAPITAL INCCOM42709650833343,564SHDFND1,2,343,564 0 0
MELCO RESORTS AND ENTMNT LTDADR58546410055144,439SHDFND1,2,344,439 0 0
D R HORTON INCCOM23331A1091,52244,779SHDFND1,2,344,779 0 0
BRISTOL-MYERS SQUIBB COCOM1101221082,65547,633SHDFND1,2,347,633 0 0
ISHARES INCMSCI CDA ETF4642865091,08149,472SHDFND1,2,349,472 0 0
CARDINAL HEALTH INCCOM14149Y1082,39649,986SHDFND1,2,349,986 0 0
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242013,11550,865SHDFND1,2,350,865 0 0
ELEMENT SOLUTIONS INCCOM28618M10644653,323SHDFND1,2,353,323 0 0
VIACOMCBS INCCL B92556H20681257,964SHDFND1,2,357,964 0 0
NUVEEN AMT-FREE MUN VALUE FDCOM67069510593359,638SHDFND1,2,359,638 0 0
FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R3031,49460,041SHDFND1,2,360,041 0 0
BLACKROCK MUNI INTER DR FD ICOM09253X10286766,355SHDFND1,2,366,355 0 0
BLACKROCK MUNIYIELD INVT FDCOM09254R10489567,311SHDFND1,2,367,311 0 0
BLACKROCK MUNIYIELD ARIZ FDCOM09254K10990770,052SHDFND1,2,370,052 0 0
DELAWARE INVTS MINN MUN INCOCOM24610V10389172,050SHDFND1,2,372,050 0 0
SCHWAB STRATEGIC TRINTL EQTY ETF8085248051,90573,721SHDFND1,2,373,721 0 0
ISHARES TREAFE GRWTH ETF4642888855,69380,053SHDFND1,2,380,053 0 0
AES CORPCOM00130H1051,20088,269SHDFND1,2,388,269 0 0
JPMORGAN CHASE & COALERIAN ML ETN46625H36580589,200SHDFND1,2,389,200 0 0
DISH NETWORK CORPORATIONCL A25470M1091,79189,571SHDFND1,2,389,571 0 0
EATON VANCE MUN BD FDCOM27827X1011,18194,625SHDFND1,2,394,625 0 0
SCHWAB STRATEGIC TRUS AGGREGATE B8085248395,20295,853SHDFND1,2,395,853 0 0
VIPER ENERGY PARTNERS LPCOM UNT RP INT92763M10564797,595SHDFND1,2,397,595 0 0
NORTONLIFELOCK INCCOM6687711082,337124,895SHDFND1,2,3124,895 0 0
VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C7716,940127,337SHDFND1,2,3127,337 0 0
FEDERATED PREM MUN INC FDCOM31423P1081,757134,608SHDFND1,2,3134,608 0 0
BLACKROCK MUNIHLDS INVSTM QLCOM09254P1081,831140,005SHDFND1,2,3140,005 0 0
DELAWARE INVT NAT MUNI INC FSH BEN INT24610T1081,733141,562SHDFND1,2,3141,562 0 0
ALLIANCEBERNSTEIN NATL MUNICOM01864U1061,813142,188SHDFND1,2,3142,188 0 0
BLACKROCK MUNIHOLDNGS QLTY ICOM09254A1011,770148,117SHDFND1,2,3148,117 0 0
ISHARES TREAFE VALUE ETF4642888775,858164,149SHDFND1,2,3164,149 0 0
DWS MUN INCOME TRCOM2333681091,791166,131SHDFND1,2,3166,131 0 0
PIONEER MUN HIGH INCOME ADVACOM7237621001,696166,602SHDFND1,2,3166,602 0 0
DELAWARE INVTS COLO MUN INCOCOM2461011092,321174,889SHDFND1,2,3174,889 0 0
KINDER MORGAN INC DELCOM49456B1012,735196,491SHDFND1,2,3196,491 0 0
ENERGY TRANSFER LPCOM UT LTD PTN29273V1001,194259,540SHDFND1,2,3259,540 0 0
INVESCO EXCHANGE-TRADED FD TFTSE RAFI DEV46138E74310,223336,957SHDFND1,2,3336,957 0 0
WESTERN ASST INFLTN LKD INMCOM SH BEN INT95766Q1063,606343,114SHDFND1,2,3343,114 0 0
WESTERN AST INFL LKD OPP & ICOM95766R1043,437359,500SHDFND1,2,3359,500 0 0
SCHWAB STRATEGIC TREMRG MKTEQ ETF8085247067,473361,197SHDFND1,2,3361,197 0 0