UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
12-31-2019
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Wakefield Asset Management LLLP
Address:
7887 E BELLEVIEW AVE
SUITE 800
ENGLEWOOD, CO 80111
Form 13F File Number:
028-18951

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Jenny Yaeger
Title:
Finance Officer
Phone:
303-771-0630


Signature, Place, and Date of Signing:

Jenny Yaeger
                         [Signature]
Englewood, COLORADO
                 [City, State]
01-24-2020
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
3
Form 13F Information table Entry Total:
156
Form 13F Information table Value Total:
240274
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-19415
Wakefield Asset Management Corp.
 
2
028-19414
Wakefield Wealth Management, LLLP
 
3
028-19416
Geoffrey Todd Gervasini
 


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBVIE INCCOM00287Y1092302,594SHDFND1,2,32,594 0 0
AES CORPCOM00130H1051,73387,086SHDFND1,2,387,086 0 0
AFLAC INCCOM0010551022,46246,542SHDFND1,2,346,542 0 0
AKAMAI TECHNOLOGIES INCCOM00971T1011,34015,510SHDFND1,2,315,510 0 0
ALASKA AIR GROUP INCCOM0116591092063,036SHDFND1,2,33,036 0 0
ALBANY INTL CORPCL A0123481084816,335SHDFND1,2,36,335 0 0
ALLEGION PUB LTD COORD SHSG0176J1091,46411,755SHDFND1,2,311,755 0 0
ALLIANCEBERNSTEIN NATL MUNICOM01864U1061,687120,702SHDFND1,2,3120,702 0 0
ALLSTATE CORPCOM0200021012,61823,284SHDFND1,2,323,284 0 0
ALPS ETF TRALERIAN MLP00162Q8661,464172,268SHDFND1,2,3172,268 0 0
AMERICAN EQTY INVT LIFE HLDCOM02567620649916,676SHDFND1,2,316,676 0 0
AMERICAS CAR MART INCCOM03062T1057186,546SHDFND1,2,36,546 0 0
AMETEK INC NEWCOM0311001002,57725,840SHDFND1,2,325,840 0 0
AMGEN INCCOM0311621002791,158SHDFND1,2,31,158 0 0
ANIKA THERAPEUTICS INCCOM0352551084719,080SHDFND1,2,39,080 0 0
APPLE INCCOM037833100225766SHDFND1,2,3766 0 0
ARCONIC INCCOM03965L1002,66086,457SHDFND1,2,386,457 0 0
ATMOS ENERGY CORPCOM0495601059758,715SHDFND1,2,38,715 0 0
AUTOZONE INCCOM0533321021,1931,001SHDFND1,2,31,001 0 0
BAUSCH HEALTH COS INCCOM0717341072398,000SHDFND1,2,38,000 0 0
BAXTER INTL INCCOM0718131092,22726,632SHDFND1,2,326,632 0 0
BLACKROCK MUNI INTER DR FD ICOM09253X10279455,768SHDFND1,2,355,768 0 0
BLACKROCK MUNIHLDS INVSTM QLCOM09254P1081,544116,195SHDFND1,2,3116,195 0 0
BLACKROCK MUNIHOLDNGS QLTY ICOM09254A1011,546123,001SHDFND1,2,3123,001 0 0
BLACKROCK MUNIYIELD INVST FDCOM09254R10478855,906SHDFND1,2,355,906 0 0
BOOT BARN HLDGS INCCOM09940610072116,198SHDFND1,2,316,198 0 0
BRISTOL MYERS SQUIBB COCOM1101221082,88844,993SHDFND1,2,344,993 0 0
CARMAX INCCOM1431301021,22113,926SHDFND1,2,313,926 0 0
CHARTER COMMUNICATIONS INC NCL A16119P1082,2184,572SHDFND1,2,34,572 0 0
CHIPOTLE MEXICAN GRILL INCCOM1696561052,4332,907SHDFND1,2,32,907 0 0
CINTAS CORPCOM1729081051,0143,770SHDFND1,2,33,770 0 0
COHERUS BIOSCIENCES INCCOM19249H10353529,710SHDFND1,2,329,710 0 0
COOPER TIRE & RUBR COCOM21683110757720,062SHDFND1,2,320,062 0 0
CROCS INCCOM22704610965115,536SHDFND1,2,315,536 0 0
CROWN CASTLE INTL CORP NEWCOM22822V1012,54217,884SHDFND1,2,317,884 0 0
CYBERARK SOFTWARE LTDSHSM2682V1084884,184SHDFND1,2,34,184 0 0
D R HORTON INCCOM23331A1092,48847,163SHDFND1,2,347,163 0 0
DELAWARE INV CO MUN INC FD ICOM2461011092,181146,161SHDFND1,2,3146,161 0 0
DELAWARE INV MN MUN INC FD ICOM24610V10378860,005SHDFND1,2,360,005 0 0
DELAWARE INVT NAT MUNI INC FSH BEN INT24610T1081,574118,475SHDFND1,2,3118,475 0 0
DIGI INTL INCCOM25379810253630,257SHDFND1,2,330,257 0 0
DOVER CORPCOM2600031082732,370SHDFND1,2,32,370 0 0
DWS MUN INCOME TR NEWCOM2333681091,589140,206SHDFND1,2,3140,206 0 0
E L F BEAUTY INCCOM26856L10347529,471SHDFND1,2,329,471 0 0
EATON VANCE MUN BD FDCOM27827X1011,02679,667SHDFND1,2,379,667 0 0
ELEMENT SOLUTIONS INCCOM28618M10654146,351SHDFND1,2,346,351 0 0
ETF MANAGERS TRETFMG ALTR HRVST26924G5082,457143,499SHDFND1,2,3143,499 0 0
FEDERATED PREM MUN INC FDCOM31423P1081,576111,807SHDFND1,2,3111,807 0 0
FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R3032,45854,205SHDFND1,2,354,205 0 0
FIRST BANCORP N CCOM31891010654513,651SHDFND1,2,313,651 0 0
FIRST BUS FINL SVCS INC WISCOM31939010057121,671SHDFND1,2,321,671 0 0
FISERV INCCOM3377381082,45121,200SHDFND1,2,321,200 0 0
FTI CONSULTING INCCOM3029411095655,104SHDFND1,2,35,104 0 0
GARMIN LTDSHSH2906T1092,61626,818SHDFND1,2,326,818 0 0
GENERAC HLDGS INCCOM3687361046196,153SHDFND1,2,36,153 0 0
H & E EQUIPMENT SERVICES INCCOM40403010851415,373SHDFND1,2,315,373 0 0
HAEMONETICS CORPCOM4050241004674,061SHDFND1,2,34,061 0 0
HELIX ENERGY SOLUTIONS GRP ICOM42330P10757559,680SHDFND1,2,359,680 0 0
HERCULES CAPITAL INCCOM42709650853037,803SHDFND1,2,337,803 0 0
HEWLETT PACKARD ENTERPRISE CCOM42824C10920913,192SHDFND1,2,313,192 0 0
HIBBETT SPORTS INCCOM42856710165823,451SHDFND1,2,323,451 0 0
HILLTOP HOLDINGS INCCOM43274810156622,707SHDFND1,2,322,707 0 0
HOLLYFRONTIER CORPCOM4361061082,27844,925SHDFND1,2,344,925 0 0
HOSTESS BRANDS INCCL A44109J10660041,270SHDFND1,2,341,270 0 0
INOVALON HLDGS INCCOM CL A45781D10159431,563SHDFND1,2,331,563 0 0
INVESCO EXCHNG TRADED FD TREMRNG MKT SVRG46138E78455418,736SHDFND1,2,318,736 0 0
INVESCO EXCHNG TRADED FD TRFTSE RAFI DEV46138E74314,234334,841SHDFND1,2,3334,841 0 0
ISHARES INCMSCI STH KOR ETF4642867725158,287SHDFND1,2,38,287 0 0
ISHARES INCMSCI CDA ETF4642865091,05435,262SHDFND1,2,335,262 0 0
ISHARES TRRUSSELL 2000 ETF4642876552561,546SHDFND1,2,31,546 0 0
ISHARES TRU.S. MED DVC ETF4642888108763,315SHDFND1,2,33,315 0 0
ISHARES TRMIN VOL EAFE ETF46429B6896298,442SHDFND1,2,38,442 0 0
ISHARES TRUS HLTHCR PR ETF4642888281,8789,356SHDFND1,2,39,356 0 0
ISHARES TRCORE MSCI TOTAL46432F83462710,136SHDFND1,2,310,136 0 0
ISHARES TRGLOB HLTHCRE ETF46428732585012,367SHDFND1,2,312,367 0 0
ISHARES TRMSCI MIN VOL ETF46429B6971,44922,090SHDFND1,2,322,090 0 0
ISHARES TRCORE S&P SCP ETF4642878041,93423,065SHDFND1,2,323,065 0 0
ISHARES TREAFE GRWTH ETF4642888854,73754,778SHDFND1,2,354,778 0 0
ISHARES TREAFE VALUE ETF4642888775,910118,368SHDFND1,2,3118,368 0 0
JPMORGAN CHASE & COCOM46625H1002551,828SHDFND1,2,31,828 0 0
KANSAS CITY SOUTHERNCOM NEW4851703022,34315,295SHDFND1,2,315,295 0 0
KBR INCCOM48242W10667922,249SHDFND1,2,322,249 0 0
KELLOGG COCOM4878361081,36419,729SHDFND1,2,319,729 0 0
KEYSIGHT TECHNOLOGIES INCCOM49338L1032,20621,495SHDFND1,2,321,495 0 0
KLA CORPORATIONCOM NEW4824801002221,244SHDFND1,2,31,244 0 0
KOPPERS HOLDINGS INCCOM50060P10651913,574SHDFND1,2,313,574 0 0
LEGGETT & PLATT INCCOM5246601072,39547,117SHDFND1,2,347,117 0 0
MEDTRONIC PLCSHSG5960L1031,13910,041SHDFND1,2,310,041 0 0
MERCK & CO INCCOM58933Y1053093,399SHDFND1,2,33,399 0 0
MOBILE MINI INCCOM60740F10555514,632SHDFND1,2,314,632 0 0
MURPHY USA INCCOM6267551025314,535SHDFND1,2,34,535 0 0
NETAPP INCCOM64110D1042313,713SHDFND1,2,33,713 0 0
NEWELL BRANDS INCCOM6512291061,49677,820SHDFND1,2,377,820 0 0
NMI HLDGS INCCL A62920930564819,535SHDFND1,2,319,535 0 0
NOBLE ENERGY INCCOM65504410571628,821SHDFND1,2,328,821 0 0
NORTHROP GRUMMAN CORPCOM6668071022,5507,414SHDFND1,2,37,414 0 0
NUVEEN SELECT TAX FREE INCMSH BEN INT67063X10084451,778SHDFND1,2,351,778 0 0
OFFICE PPTYS INCOME TRCOM SHS BEN INT67623C10956817,683SHDFND1,2,317,683 0 0
OSI SYSTEMS INCCOM6710441055085,043SHDFND1,2,35,043 0 0
PENNYMAC FINL SVCS INCCOM70932M10765919,362SHDFND1,2,319,362 0 0
PENNYMAC MTG INVT TRCOM70931T10352623,603SHDFND1,2,323,603 0 0
PEPSICO INCCOM7134481082161,578SHDFND1,2,31,578 0 0
PHILLIPS 66COM7185461042,42821,796SHDFND1,2,321,796 0 0
PIMCO ETF TRENHAN SHRT MA AC72201R8331,18711,689SHDFND1,2,311,689 0 0
PIONEER MUN HIGH INCOME ADVCOM7237621001,500138,786SHDFND1,2,3138,786 0 0
PORTLAND GEN ELEC COCOM NEW7365088475399,666SHDFND1,2,39,666 0 0
PRICE T ROWE GROUP INCCOM74144T1082,37519,490SHDFND1,2,319,490 0 0
PROCTER & GAMBLE COCOM7427181092,43819,520SHDFND1,2,319,520 0 0
PROLOGIS INCCOM74340W1032,61229,306SHDFND1,2,329,306 0 0
PROSHARES TRSHORT S&P 500 NE74347B4259,037376,365SHDFND1,2,3376,365 0 0
QORVO INCCOM74736K1012,62522,588SHDFND1,2,322,588 0 0
QUALYS INCCOM74758T3035156,178SHDFND1,2,36,178 0 0
RADIAN GROUP INCCOM75023610161424,401SHDFND1,2,324,401 0 0
RADWARE LTDORDM8187310756321,824SHDFND1,2,321,824 0 0
RALPH LAUREN CORPCL A7512121013052,605SHDFND1,2,32,605 0 0
SCHWAB STRATEGIC TRUS REIT ETF8085248472896,291SHDFND1,2,36,291 0 0
SCHWAB STRATEGIC TRUS SML CAP ETF8085246071,02813,591SHDFND1,2,313,591 0 0
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242014,58359,672SHDFND1,2,359,672 0 0
SCHWAB STRATEGIC TRINTL EQTY ETF8085248052,03460,494SHDFND1,2,360,494 0 0
SCHWAB STRATEGIC TRUS AGGREGATE B8085248395,34299,982SHDFND1,2,399,982 0 0
SCHWAB STRATEGIC TREMRG MKTEQ ETF8085247068,080295,203SHDFND1,2,3295,203 0 0
SKYWEST INCCOM8308791025708,816SHDFND1,2,38,816 0 0
SLEEP NUMBER CORPCOM83125X10356711,513SHDFND1,2,311,513 0 0
SOUTHERN COCOM8425871072,60140,827SHDFND1,2,340,827 0 0
SPDR GOLD TRUSTGOLD SHS78463V1073,40323,814SHDFND1,2,323,814 0 0
SPDR SERIES TRUSTS&P METALS MNG78464A75575025,611SHDFND1,2,325,611 0 0
SPDR SERIES TRUSTS&P OILGAS EXP78464A73074731,534SHDFND1,2,331,534 0 0
SPOTIFY TECHNOLOGY S ASHSL8681T1022,25415,070SHDFND1,2,315,070 0 0
SPS COMMERCE INCCOM78463M10759810,790SHDFND1,2,310,790 0 0
SYNAPTICS INCCOM87157D1096329,606SHDFND1,2,39,606 0 0
SYNOPSYS INCCOM8716071071,0507,544SHDFND1,2,37,544 0 0
TACTILE SYS TECHNOLOGY INCCOM87357P10070610,460SHDFND1,2,310,460 0 0
TARGET CORPCOM87612E1063,14924,558SHDFND1,2,324,558 0 0
TENET HEALTHCARE CORPCOM NEW88033G40768117,918SHDFND1,2,317,918 0 0
TETRA TECH INC NEWCOM88162G1035566,458SHDFND1,2,36,458 0 0
TOPBUILD CORPCOM89055F1036296,104SHDFND1,2,36,104 0 0
TRIUMPH GROUP INC NEWCOM89681810155221,825SHDFND1,2,321,825 0 0
UNITED TECHNOLOGIES CORPCOM9130171092,76718,477SHDFND1,2,318,477 0 0
VANECK VECTORS ETF TRUSTGOLD MINERS ETF92189F10675525,800SHDFND1,2,325,800 0 0
VANECK VECTORS ETF TRUSTVIETNAM ETF92189F8171,50093,835SHDFND1,2,393,835 0 0
VANECK VECTORS ETF TRUSTOIL SVCS ETF92189F7182,221167,591SHDFND1,2,3167,591 0 0
VANGUARD BD INDEX FD INCSHORT TRM BOND9219378272202,730SHDFND1,2,32,730 0 0
VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378353,60242,957SHDFND1,2,342,957 0 0
VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77114,117265,502SHDFND1,2,3265,502 0 0
VERIZON COMMUNICATIONS INCCOM92343V1042664,338SHDFND1,2,34,338 0 0
VIRTUS INVT PARTNERS INCCOM92828Q1095724,696SHDFND1,2,34,696 0 0
WALMART INCCOM9311421032452,058SHDFND1,2,32,058 0 0
WELLCARE HEALTH PLANS INCCOM94946T1061,4184,293SHDFND1,2,34,293 0 0
WESTERN ASST INFLTN LKD INMCOM SH BEN INT95766Q1063,793312,148SHDFND1,2,3312,148 0 0
WESTERN AST INFL LKD OPP & ICOM95766R1043,776327,204SHDFND1,2,3327,204 0 0
WESTERN UN COCOM9598021092117,873SHDFND1,2,37,873 0 0
WORLD FUEL SVCS CORPCOM98147510658013,367SHDFND1,2,313,367 0 0
WW INTL INCCOM98262P10154014,129SHDFND1,2,314,129 0 0
XEROX HOLDINGS CORPCOM NEW98421M1062286,189SHDFND1,2,36,189 0 0
ZIONS BANCORPORATION N ACOM9897011073416,561SHDFND1,2,36,561 0 0
ZUMIEZ INCCOM98981710157316,597SHDFND1,2,316,597 0 0