UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2017
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael J. Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael J. Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
11-10-2017
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
113
Form 13F Information table Value Total:
688665
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-17598
Russell Investments Group, Ltd.
0001692234
2
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMN Healthcare Services Inc.COM00174410118,353418,056SHSOLE237,430 0 180,626
Acadia Healthcare Co Inc.COM00404A10914,760470,679SHSOLE270,055 0 200,624
Aclaris Therapeutics Inc.COM00461U10544917,791SHSOLE17,791 0 0
Acxiom Corp.COM00512510912,836510,156SHSOLE292,086 0 218,070
Agile TherapeuticsCOM00847L10043291,011SHSOLE91,011 0 0
Amag Pharmaceuticals Inc.COM00163U10613,180839,477SHSOLE513,782 0 325,695
Apogee Enterprises, Inc.COM03759810916,288341,243SHSOLE194,078 0 147,165
Apollo Endosurgery INCCOM03767D108492119,309SHSOLE119,309 0 0
Avadel Pharmaceuticals PLC (ADCOM05337m1046,284661,490SHSOLE401,576 0 259,914
BWX Technologies Inc.COM05605h10010,467174,685SHSOLE83,086 0 91,599
BioTelemetry Inc.COM0906721061,83963,321SHSOLE63,321 0 0
Blackhawk Network HoldingsCOM09238E10419,079561,959SHSOLE319,970 0 241,989
Boingo Wireless Inc.COM09739c1022,858122,235SHSOLE122,235 0 0
CRA International Inc.COM12618t1051,80042,590SHSOLE42,590 0 0
Calamp Corp.COM12812610919,655864,700SHSOLE529,805 0 334,895
Callidus Software, Inc.COM13123E50014,969590,496SHSOLE370,035 0 220,461
Capital Senior Living Corp.COM14047510410,337777,240SHSOLE478,193 0 299,047
Carbonite Inc.COM1413371051,88583,034SHSOLE83,034 0 0
Carriage Services Inc.COM1439051071,78068,712SHSOLE68,712 0 0
Carrizo Oil & Gas Inc.COM1445771036,521368,642SHSOLE209,544 0 159,098
Cavium Networks Inc.COM14964U10815,425223,580SHSOLE128,038 0 95,542
Clearside Biomedical INCCOM18506310431544,219SHSOLE44,219 0 0
Conns Inc.COM20824210715,213494,716SHSOLE319,245 0 175,471
Core-Mark Holding Company, IncCOM21868110413,100384,624SHSOLE233,293 0 151,331
Cornerstone OnDemandCOM21925Y10316,031417,910SHSOLE243,212 0 174,698
Cross Country Healthcare IncCOM2274831041,465107,290SHSOLE107,290 0 0
Deckers Outdoor Corp.COM24353710711,633170,471SHSOLE97,576 0 72,895
Deluxe CorpCOM24801910118,156260,678SHSOLE151,290 0 109,388
Diamond Hill Investment Group,COM25264R2072,0559,697SHSOLE9,697 0 0
Dynavax TechnologyCOM26815820181136,870SHSOLE36,870 0 0
Ehealth INCCOM28238P10976530,152SHSOLE30,152 0 0
Eldorado Resorts, IncCOM28470R1026,174240,216SHSOLE136,369 0 103,847
Electronics for Imaging Inc.COM28608210211,429370,353SHSOLE218,141 0 152,212
EntravisionCOM29382R107856164,567SHSOLE164,567 0 0
ExacTech Inc.COM30064E1091,54236,852SHSOLE36,852 0 0
Facebook Inc.COM30303M1022181,209SHSOLE1,209 0 0
Finisar Corp.COM31787A50710,693454,239SHSOLE262,517 0 191,722
FireEye Inc.COM31816q10124,3511,439,157SHSOLE812,837 0 626,320
Five9COM33830710119,124757,975SHSOLE481,218 0 276,757
Flir SystemsCOM3024451012585,504SHSOLE5,504 0 0
Fortress Transportation & InfrCOM34960P10111,443627,725SHSOLE471,783 0 155,942
GP Strategies CorpCOM36225V1041,13038,914SHSOLE38,914 0 0
Granite ConstructionCOM3873281077,764121,896SHSOLE67,750 0 54,146
Great Lakes Dredge & Dock CoCOM3906071091,104216,562SHSOLE216,562 0 0
Health Insurance InnovationCOM42225K10658527,197SHSOLE27,197 0 0
Horizon Global CorpCOM44052W1041,871115,252SHSOLE115,252 0 0
Hostess Brands IncCOM44109J1069,955863,382SHSOLE490,542 0 372,840
Integra Life SciencesCOM45798520811,939255,207SHSOLE149,096 0 106,111
Jack In The Box Inc.COM46636710912,585121,587SHSOLE69,634 0 51,953
Knight Transportation Inc.COM4990491047,286175,784SHSOLE99,804 0 75,980
LaSalle Hotel PropertiesCOM51794210887531,000SHSOLE31,000 0 0
Ligand Pharmaceuticals Inc.COM53220K50416,802115,597SHSOLE66,294 0 49,303
Marten Transport LTDCOM57307510885743,603SHSOLE43,603 0 0
MasTec, Inc.COM5763231098,429193,553SHSOLE109,870 0 83,683
Maximus, Inc.COM57793310413,872208,815SHSOLE120,305 0 88,510
Medical Properties Trust Inc.COM58463j30413,4091,013,497SHSOLE638,291 0 375,206
Micron Technology Inc.COM5951121032184,925SHSOLE4,925 0 0
NEOS TherapeuticCOM64052L1061,205115,869SHSOLE115,869 0 0
NMI Holdings Inc.COM6292093052,071142,318SHSOLE142,318 0 0
Neogenomics, Inc.COM64049M20913,9571,609,819SHSOLE946,745 0 663,074
Newpark Resources Inc.COM6517185041,048119,774SHSOLE119,774 0 0
Oclaro Inc.COM67555N20610212,382SHSOLE12,382 0 0
On Assignment Inc.COM6821591089,974162,916SHSOLE92,525 0 70,391
PDF Solutions Inc.COM6932821059,074619,407SHSOLE391,429 0 227,978
Paratek PharmaCOM6993743023,120145,779SHSOLE95,256 0 50,523
Peak Resorts IncCOM70469L100575125,000SHSOLE125,000 0 0
Perficient Inc.COM71375U1019,371481,776SHSOLE294,135 0 187,641
PetroQuest Energy Inc.COM7167483065329,486SHSOLE29,486 0 0
Prestige Brands Holdings Inc.COM74112d10117,386370,693SHSOLE210,544 0 160,149
Proofpoint, Inc.COM74342410313,127142,055SHSOLE81,565 0 60,490
Proshares Short FinancialsCOM74347R23026021,500SHSOLE21,500 0 0
Proshares Short High YieldCOM74347R1311,57668,260SHSOLE68,260 0 0
Proshares Ultrashort BarclaysCOM74347B20135610,000SHSOLE10,000 0 0
Pzena Investment Management, ICOM74731q1031,417120,083SHSOLE120,083 0 0
Quanex Building SolutionsCOM7476191041,22055,570SHSOLE55,570 0 0
Quanta Services Inc.COM74762e1022125,612SHSOLE5,612 0 0
Red Robin Gourmet Burgers, IncCOM75689M10110,948160,058SHSOLE97,840 0 62,218
Repligen Corp.COM75991610989023,932SHSOLE23,932 0 0
Ringcentral Inc.COM76680R2063748,862SHSOLE8,862 0 0
SPDR Gold SharesCOM78463v1076275,200SHSOLE5,200 0 0
SPDR S&P 500 BiotechCOM78464A8701,76221,070SHSOLE21,070 0 0
SeaSpine Holdings CorpCOM81255T1081,041103,870SHSOLE103,870 0 0
Social Capital Hedosophia HOCOMG8250R10310910,686SHSOLE10,686 0 0
Supernus Phamaceutical IncCOM86845910813,963335,659SHSOLE198,469 0 137,190
TravelCenters of America LLCCOM8941741011,670340,832SHSOLE340,832 0 0
Triton International LtdCOMG9078F1071,25831,540SHSOLE31,540 0 0
Tutor Perini Corp.COM9011091081,61157,141SHSOLE57,141 0 0
US Concrete IncCOM90333L20110,970140,283SHSOLE85,830 0 54,453
Unit Corp.COM9092181091,74793,336SHSOLE93,336 0 0
Urstadt Biddle PropertiesCOM9172862052059,440SHSOLE9,440 0 0
VBI Vaccines Inc.COM91822J103674195,903SHSOLE195,903 0 0
Viewray incCOM92672L1071,165169,108SHSOLE169,108 0 0
Visa Inc - Class A SharesCOM92826c8392021,836SHSOLE1,836 0 0
WageWorks, Inc.COM93042710924,926390,994SHSOLE222,046 0 168,948
William Lyon HomesCOM55207470019,285694,956SHSOLE419,210 0 275,746
Wintrust Financial CorporationCOM97650W10811,660143,431SHSOLE81,498 0 61,933
Wynn Resorts LtdCOM9831341072061,398SHSOLE1,398 0 0
Xencor INCCOM98401F10554827,728SHSOLE27,728 0 0
Yellow Corp.COM98424960711,197831,242SHSOLE536,717 0 294,525
American Homes 4 RentPRD02665t8011,32050,000SHSOLE50,000 0 0
Apollo Management LLCPRD0376124051,57460,000SHSOLE60,000 0 0
Capital One FinancialsPRD14040H84066625,000SHSOLE25,000 0 0
TravelCenters of AmericaPRD8941743091,97080,000SHSOLE80,000 0 0
Wintrust Financial GroupPRD97650W4051,12040,000SHSOLE40,000 0 0
Calamp Corp.CVBOND128126AB52,6622,500,000PRNSOLE2,500,000 0 0
Encore Capital Group Inc.CVBOND292554AH51,0241,000,000PRNSOLE1,000,000 0 0
Fireeye Inc.CVBOND31816QAD31,3961,500,000PRNSOLE1,500,000 0 0
PROS Holding, Inc.CVBOND74346YAB91,7861,790,000PRNSOLE1,790,000 0 0
PROS Holding, Inc.CVBOND74346YAC71,7402,000,000PRNSOLE2,000,000 0 0
ServiceSource International, ICVBOND81763UAB62,1882,250,000PRNSOLE2,250,000 0 0
AMG CapitalCVPFD00170f2091,51225,000SHSOLE25,000 0 0
NY Community Cap Trust VCVPFD64944p3071,76735,000SHSOLE35,000 0 0
PetroQuest EnergyCVPFD71674820779640,000SHSOLE40,000 0 0