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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivative Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOORE CAPITAL MANAGEMENT, LP | X | |||
MMF LT, LLC | X | |||
Moore Global Investments, LLC | X | |||
MOORE CAPITAL ADVISORS LLC | X | |||
BACON LOUIS M | X |
On December 6, 2024, Gores Holdings IX, Inc. (the "Issuer") redeemed all of its outstanding shares of Class A Common Stock that were included in the units issued in its initial public offering, at a per-share redemption price of $10.153586. | |
This Form 4 is being filed (a) by Moore Capital Management, LP ("MCM"), (b) by MMF LT, LLC ("MMF"), (c) by Moore Global Investments, LLC ("MGI"), (d) by Moore Capital Advisors, L.L.C. ("MCA") and (e) by Louis M. Bacon ("Mr. Bacon", and collectively with MCM, MMF, MGI, and MCA, the "Reporting Persons"). MCM, as the investment manager of MMF, had voting and investment control over the shares previously held by MMF. MGI and MCA are the sole owners of MMF. Mr. Bacon is the indirect majority owner of and controls MCM and its general partner, MCA, and is the indirect majority owner of MMF. This statement relates to shares of Class A Common Stock of the Issuer previously held by MMF. | |
The filing of this statement shall not be deemed an admission that any of the Reporting Persons was the beneficial owner of the securities of the Issuer that were previously held by MMF for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. For purposes of this filing, each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. |
Signatures | ||
MOORE CAPITAL MANAGEMENT, LP, Name: /s/ James E. Kaye, Title: Vice President | 12/10/2024 | |
MMF LT, LLC, Name: /s/ James E. Kaye, Title: Vice President | 12/10/2024 | |
MOORE GLOBAL INVESTMENTS, LLC, By: Moore Capital Management, LP, Name: /s/ James E. Kaye, Title: Vice President | 12/10/2024 | |
MOORE CAPITAL ADVISORS, L.L.C., Name: /s/ James E. Kaye, Title: Vice President | 12/10/2024 | |
LOUIS M. BACON, Name: /s/ James E. Kaye, Title: Attorney-in-Fact | 12/10/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Form 4 Joint Filer Information
Name:
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MMF LT, LLC |
Address:
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11 Times Square, 39th Floor New York, NY 10036 |
Date of Event Requiring Statement:
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12/06/2024 |
Name:
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Moore Global Investments, LLC
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Address:
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11 Times Square, 39th Floor New York, NY 10036 |
Date of Event Requiring Statement:
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12/06/2024 |
Name:
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Moore Capital Advisors, L.L.C. |
Address:
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11 Times Square, 39th Floor New York, NY 10036 |
Date of Event Requiring Statement:
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12/06/2024 |
Name:
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Louis M. Bacon |
Address:
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11 Times Square, 39th Floor New York, NY 10036 |
Date of Event Requiring Statement:
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12/06/2024 |