UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2023
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Address:
1-2, MARUNOUCHI 1-CHOME
CHIYODA-KU
TOKYO, M0 100-0005
Form 13F File Number:
028-17794

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Osahiro Yamamoto
Title:
General Manager Planning Dept., Global Markets Busines Unit
Phone:
81-3-6706-3820


Signature, Place, and Date of Signing:

/s/ Osahiro Yamamoto
                         [Signature]
Tokyo, JAPAN
                 [City, State]
05-11-2023
                           [Date]
                          

Report Type (Check only one.):

☐ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☒ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)



List of Other Managers Reporting for this Manager
[If there are no entries in this list, omit this section.]



Form 13F File NumberNameCIK
028-14064
Sumitomo Mitsui DS Asset Management Company, Ltd
0001411530
028-20249
TT International Asset Management LTD
0001809187

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
4
Form 13F Information table Entry Total:
175
Form 13F Information table Value Total:
3191894956
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-17800
Sumitomo Mitsui Banking Corporation
 
2
028-18879
SMBC Trust Bank Ltd.
 
3
028-20371
SMBC Nikko Securities Inc.
 
4
028-20372
Sumitomo Mitsui Card Company, Limited
 


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMAZON COM INCCOM02313510634,178,568335,084SHDFND3335,084 0 0
META PLATFORMS INCCL A30303M10225,722,486123,761SHDFND3123,761 0 0
SHOPIFY INCCL A82509L10713,494,039290,132SHDFND3290,132 0 0
BLOCK H & R INCCOM0936711057,373,428107,657SHDFND3107,657 0 0
ZSCALER INCCOM98980G1026,513,13758,039SHDFND358,039 0 0
OKTA INCCL A6792951056,284,42674,513SHDFND374,513 0 0
CROWDSTRIKE HLDGS INCCL A22788C1055,353,36440,642SHDFND340,642 0 0
NETFLIX INCCOM64110L1064,720,76013,949SHDFND313,949 0 0
PAYPAL HLDGS INCCOM70450Y1034,395,92859,093SHDFND359,093 0 0
ADVANCED MICRO DEVICES INCCOM0079031074,171,74342,621SHDFND342,621 0 0
SNAP INCCL A83304A1062,853,172261,519SHDFND3261,519 0 0
ALPHABET INCCAP STK CL A02079K3052,719,59126,956SHDFND326,956 0 0
TELADOC HEALTH INCCOM87918A1052,519,075103,114SHDFND3103,114 0 0
DOCUSIGN INCCOM2561631062,134,89437,759SHDFND337,759 0 0
SNOWFLAKE INCCL A8334451091,591,49011,199SHDFND311,199 0 0
CARNIVAL CORPCOMMON STOCK1436583001,061,202104,449SHDFND3104,449 0 0
SPLUNK INCCOM848637104969,00710,503SHDFND310,503 0 0
ZOOM VIDEO COMMUNICATIONS INCL A98980L101847,69511,767SHDFND311,767 0 0
TWILIO INCCL A90138F102720,01011,362SHDFND311,362 0 0
NVIDIA CORPORATIONCOM67066G104682,9322,494SHDFND32,494 0 0
MICRON TECHNOLOGY INCCOM595112103635,63210,075SHDFND310,075 0 0
APPLE INCCOM037833100625,4113,852SHDFND33,852 0 0
MICROSOFT CORPCOM594918104604,7422,129SHDFND32,129 0 0
SALESFORCE INCCOM79466L302549,1042,793SHDFND32,793 0 0
FORD MTR CO DELCOM345370860426,66034,716SHDFND334,716 0 0
DISNEY WALT COCOM254687106285,1772,907SHDFND32,907 0 0
PROCTER AND GAMBLE COCOM742718109258,0381,750SHDFND31,750 0 0
MASTERCARD INCORPORATEDCL A57636Q104197,593550SHDFND3550 0 0
LAUDER ESTEE COS INCCL A518439104189,974770SHDFND3770 0 0
EXXON MOBIL CORPCOM30231G10296,899885SHDFND3885 0 0
TESLA INCCOM88160R10174,206380SHDFND3380 0 0
RHCOM74967X10367,725285SHDFND3285 0 0
CAPRI HOLDINGS LIMITEDSHSG1890L10731,073678SHDFND3678 0 0
ALPHABET INCCAP STK CL C02079K10716,211160SHDFND3160 0 0
CISCO SYS INCCOM17275R1029,566186SHDFND3186 0 0
FREEPORT-MCMORAN INCCL B35671D8574,261106SHDFND3106 0 0
ADVANCED MICRO DEVICES INCCall0079039074,216,046123,000SHCallDFND3123,000 0 0
AMAZON COM INCCall0231359062,159,698166,000SHCallDFND3166,000 0 0
DOCUSIGN INCCall25616390624,15010,000SHCallDFND310,000 0 0
ALPHABET INCCall02079K90769,09037,000SHCallDFND337,000 0 0
ALPHABET INCPut02079K95791,73245,000SHPutDFND345,000 0 0
OKTA INCCall679295905603,29344,000SHCallDFND344,000 0 0
SHOPIFY INCCall82509L907480,407113,988SHCallDFND3113,988 0 0
BLOCK INCCall852234903542,04870,835SHCallDFND370,835 0 0
ZSCALER INCCall98980G902523,832135,394SHCallDFND3135,394 0 0
META PLATFORMS INCCall30303M902158,0698,158SHCallDFND38,158 0 0
MICROSOFT CORPCall59491890422,1511,300SHCallDFND31,300 0 0
NVIDIA CORPORATIONCall67066G904355,2827,701SHCallDFND37,701 0 0
ALIBABA GROUP HLDG LTDCall01609W90222,008SHCallDFND32,008 0 0
ALPHABET INCCall02079K90517,7863,830SHCallDFND33,830 0 0
VISA INCCall92826C9092,9645,000SHCallDFND35,000 0 0
APPLE INCCall037833900710920SHCallDFND3920 0 0
MCDONALDS CORPCall58013590112,404581SHCallDFND3581 0 0
COCA COLA COCall1912169006,1832,230SHCallDFND32,230 0 0
COSTCO WHSL CORP NEWCall22160K9055,283500SHCallDFND3500 0 0
TESLA INCCall88160R90112,864810SHCallDFND3810 0 0
AIR PRODS & CHEMS INCCOM0091581068,197,26128,541SHDFND2 0 0 28,541
ALPHABET INCCAP STK CL C02079K10716,167,528155,457SHDFND2 0 0 155,457
AMAZON COM INCCOM02313510612,147,730117,608SHDFND2 0 0 117,608
AMGEN INCCOM0311621008,851,19336,613SHDFND2 0 0 36,613
APPLE INCCOM03783310014,940,60090,604SHDFND2 0 0 90,604
ARCHER DANIELS MIDLAND COCOM0394831026,274,65978,768SHDFND2 0 0 78,768
AT&T INCCOM00206R1022,572,609133,642SHDFND2 0 0 133,642
BANK NEW YORK MELLON CORPCOM0640581001,402,59630,867SHDFND2 0 0 30,867
BLACKROCK INCCOM09247X1018,405,48512,562SHDFND2 0 0 12,562
BRISTOL-MYERS SQUIBB COCOM1101221089,951,391143,578SHDFND2 0 0 143,578
BROADCOM INCCOM11135F10115,214,76323,716SHDFND2 0 0 23,716
CISCO SYS INCCOM17275R1022,331,15144,594SHDFND2 0 0 44,594
COCA COLA COCOM1912161008,013,594129,189SHDFND2 0 0 129,189
COSTCO WHSL CORP NEWCOM22160K1053,917,8207,885SHDFND2 0 0 7,885
D R HORTON INCCOM23331A1099,126,98193,428SHDFND2 0 0 93,428
EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN30150588946,8831,461SHDFND2 0 0 1,461
FIRST SOLAR INCCOM3364331075,610,63025,796SHDFND2 0 0 25,796
FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1922,244,49533,550SHDFND2 0 0 33,550
FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X8461,526,21835,701SHDFND2 0 0 35,701
FIRST TR EXCHANGE-TRADED FDNAS CLNEDG GREEN33733E5001,799,37634,451SHDFND2 0 0 34,451
GENERAL MLS INCCOM3703341041,514,69317,724SHDFND2 0 0 17,724
GLOBAL X FDSMSCI CHINA CNSMR37950E408177,6728,800SHDFND2 0 0 8,800
GLOBAL X FDSUS INFR DEV ETF37954Y6731,233,95743,649SHDFND2 0 0 43,649
GRAINGER W W INCCOM3848021049,382,97013,622SHDFND2 0 0 13,622
HOME DEPOT INCCOM4370761023,900,30613,216SHDFND2 0 0 13,216
HUNT J B TRANS SVCS INCCOM4456581078,719,83649,697SHDFND2 0 0 49,697
ILLINOIS TOOL WKS INCCOM4523081091,243,2995,107SHDFND2 0 0 5,107
INTUITCOM46120210310,505,98423,565SHDFND2 0 0 23,565
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E354110,6981,774SHDFND2 0 0 1,774
INVESCO EXCH TRADED FD TR IITAXABLE MUN BD46138G80520,060,168746,286SHDFND2 0 0 746,286
INVESCO QQQ TRUNIT SER 146090E10311,819,85236,830SHDFND2 0 0 36,830
ISHARES INCMSCI BRAZIL ETF46428640015,415563SHDFND2 0 0 563
ISHARES INCCORE MSCI EMKT46434G103389,2957,979SHDFND2 0 0 7,979
ISHARES INCMSCI JPN ETF NEW46434G822186,5763,179SHDFND2 0 0 3,179
ISHARES TRCHINA LG-CAP ETF46428718429,5891,002SHDFND2 0 0 1,002
ISHARES TRISHARES SEMICDTR4642875234,462,70810,036SHDFND2 0 0 10,036
ISHARES TRISHARES BIOTECH4642875561,996,81415,460SHDFND2 0 0 15,460
ISHARES TRU.S.MED DVC ETF464288810999,74818,507SHDFND2 0 0 18,507
ISHARES TRUS TREAS BD ETF46429B2676,852,888293,109SHDFND2 0 0 293,109
ISHARES TRGLOBAL REIT ETF46434V6471,265,48455,189SHDFND2 0 0 55,189
ISHARES TRSELECT DIVID ETF4642871681,039,6218,872SHDFND2 0 0 8,872
ISHARES TRTIPS BD ETF4642871763,439,46931,197SHDFND2 0 0 31,197
ISHARES TRCORE US AGGBD ET46428722649,706,410498,860SHDFND2 0 0 498,860
ISHARES TRMSCI EMG MKT ETF4642872341,706,68443,251SHDFND2 0 0 43,251
ISHARES TRIBOXX INV CP ETF46428724267,043,724611,657SHDFND2 0 0 611,657
ISHARES TR20 YR TR BD ETF46428743210,730,180100,876SHDFND2 0 0 100,876
ISHARES TR7-10 YR TRSY BD46428744043,939,301443,294SHDFND2 0 0 443,294
ISHARES TR1 3 YR TREAS BD46428745712,157,297147,971SHDFND2 0 0 147,971
ISHARES TREXPANDED TECH4642875152,959,5589,721SHDFND2 0 0 9,721
ISHARES TRRUSSELL 2000 ETF4642876556,77838SHDFND2 0 0 38
ISHARES TRU.S. REAL ES ETF4642877395,728,20367,470SHDFND2 0 0 67,470
ISHARES TRU.S. ENERGY ETF4642877965,654,119129,237SHDFND2 0 0 129,237
ISHARES TRJPMORGAN USD EMG4642882811,333,28515,453SHDFND2 0 0 15,453
ISHARES TRIBOXX HI YD ETF46428851341,867,468554,169SHDFND2 0 0 554,169
ISHARES TRMBS ETF46428858830,782,419324,949SHDFND2 0 0 324,949
ISHARES TRISHS 1-5YR INVS46428864647,459,082939,040SHDFND2 0 0 939,040
ISHARES TR3 7 YR TREAS BD46428866173,178622SHDFND2 0 0 622
ISHARES TRPFD AND INCM SEC46428868729,078,870931,418SHDFND2 0 0 931,418
ISHARES TRUS OIL GS EX ETF464288851523,1236,097SHDFND2 0 0 6,097
ISHARES TRMSCI INDIA ETF46429B598881,11322,386SHDFND2 0 0 22,386
ISHARES TRMSCI USA MIN VOL46429B69774,9641,031SHDFND2 0 0 1,031
ISHARES TRCUR HD EURZN ETF46434V63935,6521,130SHDFND2 0 0 1,130
ISHARES TRMORTGE REL ETF46435G34273,5353,367SHDFND2 0 0 3,367
ISHARES TRESG AWR US AGRGT46435U549105,5402,196SHDFND2 0 0 2,196
JOHNSON & JOHNSONCOM4781601043,170,52520,455SHDFND2 0 0 20,455
JPMORGAN CHASE & COCOM46625H1009,140,72570,146SHDFND2 0 0 70,146
KIMBERLY-CLARK CORPCOM4943681031,415,21610,544SHDFND2 0 0 10,544
META PLATFORMS INCCL A30303M1029,764,07646,070SHDFND2 0 0 46,070
MICROSOFT CORPCOM59491810418,307,91563,503SHDFND2 0 0 63,503
MONDELEZ INTL INCCL A6092071051,669,02723,939SHDFND2 0 0 23,939
NVIDIA CORPORATIONCOM67066G10420,525,81473,895SHDFND2 0 0 73,895
OMNICOM GROUP INCCOM6819191061,021,70210,830SHDFND2 0 0 10,830
PEPSICO INCCOM7134481083,568,15819,573SHDFND2 0 0 19,573
PFIZER INCCOM7170811034,818,521118,101SHDFND2 0 0 118,101
PIMCO ETF TRACTIVE BD ETF72201R7752,028,73721,872SHDFND2 0 0 21,872
PROCTER AND GAMBLE COCOM7427181093,207,24321,570SHDFND2 0 0 21,570
PROSHARES TRSHORT S&P 500 NE74347B4251,218,99081,266SHDFND2 0 0 81,266
QUALCOMM INCCOM7475251037,821,03761,303SHDFND2 0 0 61,303
SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247971,347,60718,420SHDFND2 0 0 18,420
SELECT SECTOR SPDR TRSBI MATERIALS81369Y100102,2261,268SHDFND2 0 0 1,268
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3087,943,989106,331SHDFND2 0 0 106,331
SELECT SECTOR SPDR TRFINANCIAL81369Y60518,711582SHDFND2 0 0 582
SELECT SECTOR SPDR TRCOMMUNICATION81369Y8521,106,64719,090SHDFND2 0 0 19,090
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8865,038,09974,429SHDFND2 0 0 74,429
SPDR GOLD TRGOLD SHS78463V10745,077,617246,030SHDFND2 0 0 246,030
SPDR S&P 500 ETF TRTR UNIT78462F10341,331,196100,958SHDFND2 0 0 100,958
SPDR SER TRS&P DIVID ETF78464A7634,691,33137,922SHDFND2 0 0 37,922
SPDR SER TRS&P BIOTECH78464A8701,693,53922,222SHDFND2 0 0 22,222
SPDR SER TRBLOOMBERG SHT TE78468R4086,870,918276,607SHDFND2 0 0 276,607
TEXAS INSTRS INCCOM8825081043,566,18419,172SHDFND2 0 0 19,172
TYSON FOODS INCCL A902494103596,52210,056SHDFND2 0 0 10,056
UNITEDHEALTH GROUP INCCOM91324P10213,525,99828,621SHDFND2 0 0 28,621
VANECK ETF TRUSTGOLD MINERS ETF92189F106592,16718,305SHDFND2 0 0 18,305
VANECK ETF TRUSTJUNIOR GOLD MINE92189F791321,9258,150SHDFND2 0 0 8,150
VANGUARD INDEX FDSS&P 500 ETF SHS9229083635,070,92813,484SHDFND2 0 0 13,484
VANGUARD INDEX FDSREAL ESTATE ETF922908553740,9918,919SHDFND2 0 0 8,919
VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742214,1092,325SHDFND2 0 0 2,325
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4098,873,477116,404SHDFND2 0 0 116,404
VANGUARD SCOTTSDALE FDSLG-TERM COR BD92206C8136,866,20486,129SHDFND2 0 0 86,129
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8704,129,64551,479SHDFND2 0 0 51,479
VANGUARD WORLD FDESG US STK ETF921910733133,6011,861SHDFND2 0 0 1,861
VANGUARD WORLD FDSCONSUM DIS ETF92204A108818,5153,241SHDFND2 0 0 3,241
VANGUARD WORLD FDSHEALTH CAR ETF92204A5042,378,8779,976SHDFND2 0 0 9,976
VANGUARD WORLD FDSINF TECH ETF92204A7028,468,39021,969SHDFND2 0 0 21,969
VERIZON COMMUNICATIONS INCCOM92343V1041,190,65630,616SHDFND2 0 0 30,616
WHIRLPOOL CORPCOM9633201061,381,58910,465SHDFND2 0 0 10,465
WISDOMTREE TREM EX ST-OWNED97717X57871,8552,581SHDFND2 0 0 2,581
WISDOMTREE TRCLOUD COMPUTNG97717Y6912,667,50689,815SHDFND2 0 0 89,815
BLOCK INCCL A85223410362,329,395907,930SHDFND4907,930 0 0
CME GROUP INCCOM12572Q10590,367,898471,846SHDFND1471,846 0 0
JEFFERIES FINL GROUP INCCOM47233W109333,270,00010,500,000SHDFND110,500,000 0 0
VITESSE ENERGY INCCOM92852X10323,516,8171,235,776SHDFND11,235,776 0 0
ARES MANAGEMENT CORPORATIONCL A COM STK03990B1011,115,153,90613,364,740SHDFND113,364,740 0 0
ISHARES TRESG AWR MSCI USA46435G42588,101,737974,038SHDFND1974,038 0 0
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30820,171,700270,000SHDFND1270,000 0 0
SELECT SECTOR SPDR TRTECHNOLOGY81369Y80365,538,340434,000SHDFND1434,000 0 0
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20920,066,300155,000SHDFND1155,000 0 0
ISHARES TRIBOXX INV CP ETF464287242322,902,4012,945,921SHDFND12,945,921 0 0
UNITED STS OIL FD LPUNITS91232N20764,274,056967,400SHDFND1967,400 0 0