UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2022
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
K2 PRINCIPAL FUND, L.P.
Address:
2 BLOOR STREET WEST
SUITE 801
TORONTO, A6 M4W 3E2
Form 13F File Number:
028-16812

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Daniel Gosselin
Title:
President
Phone:
416-365-2155


Signature, Place, and Date of Signing:

/s/Daniel Gosselin
                         [Signature]
TORONTO, ONTARIO, CANADA
                 [City, State]
05-16-2022
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
302
Form 13F Information table Value Total:
1159363
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
10X CAP VENTURE ACQSTN CORPW EXP 04/19/202G87076116168184,569SHSOLE184,569 0 0
A SPAC I ACQUISITION CORPW EXP 05/21/202G0542S130762,467SHSOLE62,467 0 0
ABRI SPAC I INCW EXP 09/18/20200085X113180532,292SHSOLE532,292 0 0
ACCRETION ACQUISITION CORPW EXP 03/01/20200438Y11543250,000SHSOLE250,000 0 0
ACCRETION ACQUISITION CORPRIGHT 03/01/202800438Y12380500,000SHSOLE500,000 0 0
ACHARI VENTURES HLDGS CORP IW EXP 01/01/20200444X119105500,000SHSOLE500,000 0 0
ACTIVISION BLIZZARD INCCOM00507V10915,325191,300SHCallSOLE191,300 0 0
ACUITYADS HLDGS INCCOM00510L1064,3301,374,473SHSOLE1,374,473 0 0
ADVERUM BIOTECHNOLOGIES INCCOM00773U108355270,902SHSOLE270,902 0 0
ADVISORSHARES TRPSYCHEDELICS ETF00768Y3628020,000SHSOLE20,000 0 0
AEROJET ROCKETDYNE HLDGS INCNOTE 2.25012/1007800AB17,9025,062PRNSOLE5,062 0 0
AESTHER HEALTHCARE ACQSTN COW EXP 09/14/20200809L11428125,000SHSOLE125,000 0 0
AFFIRM HLDGS INCCOM CL A00827B1061,44431,201SHSOLE31,201 0 0
AFFIRM HLDGS INCCOM CL A00827B1063,87883,800SHCallSOLE83,800 0 0
AFFIRM HLDGS INCCOM CL A00827B10692620,000SHPutSOLE20,000 0 0
AFRICAN GOLD ACQUISITION CORW EXP 03/31/202G0112R1242821,408,644SHSOLE1,408,644 0 0
AGNICO EAGLE MINES LTDCOM0084741081,22520,000SHPutSOLE20,000 0 0
ALBERTON ACQUISITION CORPORD SHSG3500610886771,956SHSOLE71,956 0 0
ALBERTON ACQUISITION CORPRIGHT 04/26/2022G350061321966,488SHSOLE66,488 0 0
ALPHA STAR ACQUISITION CORPW EXP 12/13/202G0230C11613180,000SHSOLE180,000 0 0
AMBEV SASPONSORED ADR02319V1031,683520,954SHSOLE520,954 0 0
AMC ENTMT HLDGS INCCL A COM00165C10451721,000SHCallSOLE21,000 0 0
AMERICAN ACQUISITION OPPT INW EXP 05/28/20202369M11036238,000SHSOLE238,000 0 0
AMERICAS GOLD AND SILVER CORCOM03062D1001,9781,831,500SHSOLE1,831,500 0 0
ANAPLAN INCCOM03272L1085668,700SHSOLE8,700 0 0
ARISZ ACQUISITION CORPRIGHT 99/99/999904045012488541,408SHSOLE541,408 0 0
ASBURY AUTOMOTIVE GROUP INCCOM0434361041,3628,500SHSOLE8,500 0 0
ATLAS AIR WORLDWIDE HLDGS INNOTE 1.875 6/0049164BJ48,3805,575PRNSOLE5,575 0 0
ATLAS AIR WORLDWIDE HLDGS INCOM NEW04916420586410,000SHCallSOLE10,000 0 0
ATOTECH LTDCOMG0625A1052,01991,971SHSOLE91,971 0 0
AURINIA PHARMACEUTICALS INCCOM05156V10258847,462SHSOLE47,462 0 0
AURORA ACQUISITION CORPCLASS A ORD SHSG0698L10313013,196SHSOLE13,196 0 0
AUSTERLITZ ACQUISITION CORPW EXP 02/19/202G0633U1279641,721,958SHSOLE1,721,958 0 0
AVALON ACQUISITION INCW EXP 12/31/20205338E11969300,000SHSOLE300,000 0 0
AVIS BUDGET GROUPCOM0537741053,37812,831SHSOLE12,831 0 0
AVIS BUDGET GROUPCOM0537741057,89930,000SHCallSOLE30,000 0 0
AVISTA PUB ACQUISITION CORPW EXP 04/06/202G07247128371532,235SHSOLE532,235 0 0
AXIOS SUSTAINABLE GRW ACQ CORIGHT 99/99/9999G0703K12474500,000SHSOLE500,000 0 0
B RILEY PRIN 250 MERGER CORPW EXP 04/01/20205602L112269535,788SHSOLE535,788 0 0
B RILEY PRINCIPAL 150 MERGERCOM CL A05601V1036,114616,316SHSOLE616,316 0 0
BANK MONTREAL QUECOM0636711018,97876,100SHSOLE76,100 0 0
BANNIX ACQUISITION CORPW EXP 07/31/20206664411351300,000SHSOLE300,000 0 0
BANNIX ACQUISITION CORPRIGHT 07/31/202606664412155300,000SHSOLE300,000 0 0
BARCLAYS BANK PLCIPTH SR B SP06747R4771,02840,000SHCallSOLE40,000 0 0
BARCLAYS BANK PLCIPTH SR B SP06747R4771,28550,000SHPutSOLE50,000 0 0
BAUSCH HEALTH COS INCCOM0717341074,076178,400SHCallSOLE178,400 0 0
BENESSERE CAPITAL ACQUSTN CORIGHT 99/99/999908179B129217976,767SHSOLE976,767 0 0
BEYOND MEAT INCCOM08862E1091,53731,812SHSOLE31,812 0 0
BEYOND MEAT INCNOTE 3/108862EAB53,0195,000PRNSOLE5,000 0 0
BGC PARTNERS INCCL A05541T1011,071243,318SHSOLE243,318 0 0
BIOTECH ACQUISITION COMPANYCL A SHSG1125A1081,990201,862SHSOLE201,862 0 0
BLACK MOUNTAIN ACQ CORPW EXP 10/15/20209216A116142525,000SHSOLE525,000 0 0
BLACK SPADE ACQUISITION COW EXP 99/99/999G1153711884388,920SHSOLE388,920 0 0
BLOCKCHAIN MOON ACQUISITN CORIGHT 10/14/202609370F1172971,608,587SHSOLE1,608,587 0 0
BLOCKCHAIN MOON ACQUISITN COW EXP 10/14/20209370F125143716,182SHSOLE716,182 0 0
BLUE WORLD ACQUISITION CORPW EXP 01/10/202G1263E13633300,000SHSOLE300,000 0 0
BLUESCAPE OPPORTUNITIES ACQUW EXP 10/28/202G1195N113131388,558SHSOLE388,558 0 0
BREEZE HOLDINGS ACQUISITN COCOM10676210722922,240SHSOLE22,240 0 0
BROOKFIELD ASSET MGMT INCCL A LTD VT SH1125851043,83567,800SHSOLE67,800 0 0
BROOKFIELD BUSINESS CORPCL A EXC SUB VTG11259V10653213,138SHSOLE13,138 0 0
BROOKFIELD BUSINESS PARTNERSUNIT LTD L PG1623410980726,276SHSOLE26,276 0 0
CARNIVAL CORPCOMMON STOCK1436583004,448220,000SHCallSOLE220,000 0 0
CARNIVAL CORPCOMMON STOCK1436583002,831140,000SHPutSOLE140,000 0 0
CARVANA COCL A1468691021,1889,958SHSOLE9,958 0 0
CARVANA COCL A1468691028,94775,000SHCallSOLE75,000 0 0
CC NEUBERGER PRIN HLDGS IISHS CL AG3166T1033,553358,190SHSOLE358,190 0 0
CC NEUBERGER PRIN HLDGS IIW EXP 07/29/202G3166T111651651,020SHSOLE651,020 0 0
CC NEUBERGER PRINCIPAL HOLDNW EXP 99/99/999G1992N126349563,309SHSOLE563,309 0 0
CEDAR REALTY TRUST INCCOM NEW15060260510,005361,960SHSOLE361,960 0 0
CEDAR REALTY TRUST INCCOM NEW1506026054,414159,700SHCallSOLE159,700 0 0
CERNER CORPCOM1567821042,18023,300SHSOLE23,300 0 0
CF ACQUISITION CORP IVW EXP 12/31/20212520T110105263,427SHSOLE263,427 0 0
CF ACQUISITION CORP VIIIW EXP 03/31/20212520C11798298,277SHSOLE298,277 0 0
CHARDAN NEXTECH ACQUISITIONW EXP 07/29/202159561117214714,251SHSOLE714,251 0 0
CHATHAM LODGING TRCOM16208T10273953,600SHPutSOLE53,600 0 0
CHAVANT CAPITAL ACQUISITN COW EXP 99/99/999G2058L11174368,500SHSOLE368,500 0 0
CHESAPEAKE ENERGY CORPW EXP 02/09/20216516718083314,996SHSOLE14,996 0 0
CHURCHILL CAPITAL CORP VW EXP 10/29/20217144T11573118,887SHSOLE118,887 0 0
CHURCHILL CAPITAL CORP VIW EXP 02/17/20217143W1194379,155SHSOLE79,155 0 0
CHW ACQUISITION CORPORATIONW EXP 09/01/202G2254A1254281,270,038SHSOLE1,270,038 0 0
CI FINL CORPCOM12549110064,3304,045,910SHSOLE4,045,910 0 0
CI FINL CORPCOM12549110010,726540,100SHCallSOLE540,100 0 0
CITRIX SYS INCCOM1773761002,60725,841SHSOLE25,841 0 0
CLARIM ACQUISITION CORPW EXP 01/05/20218049C11645193,018SHSOLE193,018 0 0
CLEVELAND-CLIFFS INC NEWCOM1858991017,569235,000SHCallSOLE235,000 0 0
CLEVELAND-CLIFFS INC NEWCOM1858991013,382105,000SHPutSOLE105,000 0 0
CLOVER LEAF CAPITAL CORPRIGHT 05/31/202818915E1214371,718,999SHSOLE1,718,999 0 0
COINBASE GLOBAL INCCOM CL A19260Q1079,01247,468SHSOLE47,468 0 0
CONSILIUM ACQUISITN CORP I LW EXP 06/01/202G2365L1191166,000SHSOLE66,000 0 0
COUCHBASE INCCOM22207T1012,352135,000SHSOLE135,000 0 0
COVA ACQUISITION CORPW EXP 02/05/202G2554Y12038210,523SHSOLE210,523 0 0
CRYPTO 1 ACQUISITION CORPW EXP 04/30/202G3168A11061243,750SHSOLE243,750 0 0
DATA KNIGHTS ACQUISITION CORW EXP 11/11/20223769911157335,408SHSOLE335,408 0 0
DEEP MEDICINE ACQUISITION CORIGHT 09/30/202824373311085475,000SHSOLE475,000 0 0
DEUTSCHE BANK A GNAMEN AKTD181908981,642129,800SHCallSOLE129,800 0 0
DIGITAL WORLD ACQUISITION COCLASS A COM25400Q1059,096141,000SHPutSOLE141,000 0 0
DIRECT SELLING ACQUISITIN COW EXP 09/30/20225460L11131125,000SHSOLE125,000 0 0
DISNEY WALT COCOM2546871063,42925,000SHCallSOLE25,000 0 0
DOCEBO INCCOM25609L1053095,959SHSOLE5,959 0 0
DOCUSIGN INCCOM2561631064,28540,000SHCallSOLE40,000 0 0
DOORDASH INCCL A25809K10533,634287,000SHCallSOLE287,000 0 0
DOORDASH INCCL A25809K10523,754202,700SHPutSOLE202,700 0 0
DP CAP ACQUISITION CORP IW EXP 11/08/202G2R05B12652173,900SHSOLE173,900 0 0
DUDDELL STREET ACQUISITN CORCL AG285531082,685270,553SHSOLE270,553 0 0
EJF ACQUISITION CORPCL A SHSG2955B1095,624568,607SHSOLE568,607 0 0
EMERGING MARKETS HORIZON CORW EXP 11/16/202G3033X12143310,000SHSOLE310,000 0 0
ENERGEM CORPW EXP 11/15/202G30449121104527,749SHSOLE527,749 0 0
ENOVIX CORPORATIONCOM29359410749935,000SHSOLE35,000 0 0
ENOVIX CORPORATIONCOM29359410735725,000SHPutSOLE25,000 0 0
ENTERPRISE 4.0 TEC ACQSTN COW EXP 10/21/202G3137C11455149,900SHSOLE149,900 0 0
FAT PROJECTS ACQUISITION CORW EXP 08/31/202G3400W110135771,779SHSOLE771,779 0 0
FIRST HORIZON CORPORATIONCOM32051710557824,618SHSOLE24,618 0 0
FOOT LOCKER INCCOM3448491042,86896,684SHSOLE96,684 0 0
FORD MTR CO DELCOM3453708602,710160,245SHSOLE160,245 0 0
FREEPORT-MCMORAN INCCL B35671D8577,337147,500SHCallSOLE147,500 0 0
FREEPORT-MCMORAN INCCL B35671D85713,480271,000SHPutSOLE271,000 0 0
FRONTIER GROUP HLDGS INCCOM35909R1082,837250,386SHSOLE250,386 0 0
FTAC PARNASSUS ACQUISITN CORW EXP 03/10/20230319B1163081,028SHSOLE81,028 0 0
G3 VRM ACQUISITION CORPRIGHT 06/29/202636242512669342,785SHSOLE342,785 0 0
GAMESTOP CORP NEWCL A36467W1091,73410,409SHSOLE10,409 0 0
GARDINER HEALTHCARE ACQTS COW EXP 07/30/20236550611284424,800SHSOLE424,800 0 0
GFL ENVIRONMENTAL INCSUB VTG SHS36168Q1041,59449,000SHPutSOLE49,000 0 0
GIGCAPITAL 5 INCW EXP 99/99/99937519U117207919,200SHSOLE919,200 0 0
GLADSTONE ACQUISITION CORPW EXP 04/01/20237653T116153462,575SHSOLE462,575 0 0
GLOBAL SPAC PARTNERS COW EXP 11/30/202G3934K11177219,102SHSOLE219,102 0 0
GLOBAL SYNERGY ACQUISIT CORPW EXP 99/99/999G3934J122112622,014SHSOLE622,014 0 0
GLOBALINK INVT INCW EXP 12/03/20237892F12547400,000SHSOLE400,000 0 0
GLOBALINK INVT INCRIGHT 12/06/202637892F11764400,000SHSOLE400,000 0 0
GLOBIS ACQUISITION CORPW EXP 11/01/202379582117504916,790SHSOLE916,790 0 0
GOAL ACQUISITIONS CORPW EXP 02/11/20238021H1154091,363,553SHSOLE1,363,553 0 0
GOLDENSTONE ACQUISITION LTDUNIT 07/15/202638136Y2013,761375,000SHSOLE375,000 0 0
GOOD WKS II ACQUISITION CORPW EXP 02/01/20238216G11289386,292SHSOLE386,292 0 0
GORES HLDGS VIII INCW EXP 03/01/202382863116435340,003SHSOLE340,003 0 0
GORES HOLDINGS VII INCW EXP 02/25/20238286T119491577,114SHSOLE577,114 0 0
GORES TECHNOLOGY PARTNERS IIW EXP 03/16/20238287L115232310,406SHSOLE310,406 0 0
GORES TECHNOLOGY PARTNERS INW EXP 03/16/202382870111157196,059SHSOLE196,059 0 0
GREEN VISOR FIN TEC ACQ CORPW EXP 10/27/202G4166K12655218,796SHSOLE218,796 0 0
GREENCITY ACQUISITION CORPW EXP 04/28/202G4086B12310123,945SHSOLE123,945 0 0
GUESS INCCOM40161710521810,000SHSOLE10,000 0 0
HAWKS ACQUISITION CORPW EXP 99/99/99942032P116176740,000SHSOLE740,000 0 0
HAYMAKER ACQUISITION CORP IICLASS A COM42087R10885186,141SHSOLE86,141 0 0
HCM ACQUISITION COW EXP 01/20/202G4365A12775364,998SHSOLE364,998 0 0
HEARTLAND MEDIA ACQUISITIONW EXP 99/99/99942237V11619117,098SHSOLE117,098 0 0
HENNESSY CAPITAL INVS CORP VW EXP 01/20/20242589T115152379,873SHSOLE379,873 0 0
HENNESSY CAPITAL INVST CORPW EXP 06/10/20242600H116126242,055SHSOLE242,055 0 0
HERTZ GLOBAL HLDGS INCW EXP 06/30/20542806J14814,600951,171SHSOLE951,171 0 0
HORIZON ACQUISITION CORPORATW EXP 10/19/202G460441141,1491,740,021SHSOLE1,740,021 0 0
HOUGHTON MIFFLIN HARCOURT COCOM44157R10949023,312SHSOLE23,312 0 0
HOUGHTON MIFFLIN HARCOURT COCOM44157R10945221,500SHCallSOLE21,500 0 0
IGNYTE ACQUISITION CORPW EXP 01/05/20245175H114187441,409SHSOLE441,409 0 0
INDUSTRIAL HUMAN CAPITAL INCW EXP 11/27/20245617P1122601,444,240SHSOLE1,444,240 0 0
INFINITE ACQUISITION CORPW EXP 11/23/202G480281232376,442SHSOLE76,442 0 0
ING GROEP N.V.SPONSORED ADR45683710383480,000SHSOLE80,000 0 0
ING GROEP N.V.SPONSORED ADR4568371031,988190,600SHCallSOLE190,600 0 0
INSPIRE MED SYS INCCOM4577301097,92630,879SHSOLE30,879 0 0
INSPIRE MED SYS INCCOM45773010963,171246,100SHPutSOLE246,100 0 0
INSU ACQUISITION CORP IIIW EXP 12/31/2024578171121154,485SHSOLE54,485 0 0
INTEGRAL ACQUISITION CORP 1W EXP 05/31/20245827K119130325,000SHSOLE325,000 0 0
INTELLIGENT MEDI ACQSITN CORW EXP 11/05/20245828D1142798,684SHSOLE98,684 0 0
INTERNATIONAL MEDIA ACQUISITRIGHT 99/99/999945986712344400,000SHSOLE400,000 0 0
INTERNATIONAL MEDIA ACQUISITW EXP 07/21/202459867115138777,272SHSOLE777,272 0 0
IRONWOOD PHARMACEUTICALS INCDBCV 2.250 6/146333XAD09,3329,000PRNSOLE9,000 0 0
ISHARES TR20 YR TR BD ETF4642874325,28340,000SHPutSOLE40,000 0 0
ISHARES TRIBOXX HI YD ETF46428851312,344150,000SHPutSOLE150,000 0 0
ISHARES TRIBOXX INV CP ETF46428724210,88590,000SHPutSOLE90,000 0 0
ISHARES TRMSCI EAFE ETF4642874652,20830,000SHPutSOLE30,000 0 0
JUPITER ACQUISITION CORPW EXP 08/17/20248208211237113,474SHSOLE113,474 0 0
JUPITER WELLNESS ACQUISITIONRIGHT 12/31/202848208E116135666,100SHSOLE666,100 0 0
KINROSS GOLD CORPCOM4969024045910,000SHPutSOLE10,000 0 0
LAKESHORE ACQUISITION I CORPW EXP 07/15/202G5352111195272,332SHSOLE272,332 0 0
LIV CAPITAL ACQUISITN CORP IW EXP 02/07/202G5510R11355282,790SHSOLE282,790 0 0
M3 BRIGADE ACQUISITION IIIW EXP 07/31/20255407R11146184,626SHSOLE184,626 0 0
MAGNACHIP SEMICONDUCTOR CORPCOM55933J2035,515326,110SHSOLE326,110 0 0
MAGNACHIP SEMICONDUCTOR CORPCOM55933J2031,22672,500SHCallSOLE72,500 0 0
MAGNUM OPUS ACQUISITION LTDSHS CL AG5S70A1043,720375,424SHSOLE375,424 0 0
MANA CAP ACQUISITION CORPW EXP 12/01/20256168P1201892,500SHSOLE92,500 0 0
MANDIANT INCNOTE 0.875 6/031816QAF88,3097,500PRNSOLE7,500 0 0
MARRIOTT VACATIONS WORLDWIDENOTE 1.500 9/157164YAB38,2527,252PRNSOLE7,252 0 0
MARRIOTT VACATIONS WORLDWIDECOM57164Y1071,57710,000SHCallSOLE10,000 0 0
MAXPRO CAPITAL ACQUISITN CORW EXP 09/27/20257778T11472325,000SHSOLE325,000 0 0
MCDONALDS CORPCOM5801351011,9788,000SHSOLE8,000 0 0
MCLAREN TECHNOLOGY ACQ CORPW EXP 11/01/20258176U11725125,000SHSOLE125,000 0 0
MERITOR INCNOTE 3.25010/159001KAF71,1021,000PRNSOLE1,000 0 0
META PLATFORMS INCCL A30303M1021,3346,000SHSOLE6,000 0 0
MICROSTRATEGY INCCL A NEW5949724084,86310,000SHPutSOLE10,000 0 0
MIMECAST LTDORD SHSG148381096167,743SHSOLE7,743 0 0
MODEL PERFORMANCE ACQU CORPRIGHT 04/29/2026G6246M12144244,800SHSOLE244,800 0 0
MONEYGRAM INTL INCCOM NEW60935Y20884580,000SHSOLE80,000 0 0
MONTEREY BIO ACQUISITION CORW EXP 10/05/20261240F11687400,000SHSOLE400,000 0 0
MOUNT RAINIER ACQUISITION COCOM6230061031,497150,000SHSOLE150,000 0 0
MOUNT RAINIER ACQUISITION COW EXP 11/27/202623006111125499,990SHSOLE499,990 0 0
MOUNTAIN CREST ACQSITN CORPRIGHT 08/30/202262404B115196993,400SHSOLE993,400 0 0
MOUNTAIN CREST ACQSTN CORP IRIGHT 05/14/202662402U115179593,179SHSOLE593,179 0 0
MOUNTAIN CREST ACQUSITN CRPRIGHT 06/29/202662403K1163001,502,229SHSOLE1,502,229 0 0
MR COOPER GROUP INCCOM62482R1073,01766,064SHSOLE66,064 0 0
MR COOPER GROUP INCCOM62482R1071,01822,300SHCallSOLE22,300 0 0
NEVRO CORPCOM64157F1038,303114,800SHPutSOLE114,800 0 0
NEWMARK GROUP INCCL A65158N10214,615918,057SHSOLE918,057 0 0
NIELSEN HLDGS PLCSHS EURG6518L10850118,400SHSOLE18,400 0 0
NOCTURNE ACQUISITION CORPRIGHT 12/26/2025G6580S106200949,931SHSOLE949,931 0 0
NORTHVIEW ACQUISITION CORPW EXP 08/02/20266718N11137197,000SHSOLE197,000 0 0
NOVA VISION ACQUISITION CORPRIGHT 12/23/2023G6759A13436270,000SHSOLE270,000 0 0
NOVA VISION ACQUISITION CORPW EXP 12/31/202G6759A11823270,000SHSOLE270,000 0 0
NUCOR CORPCOM6703461051,48610,000SHCallSOLE10,000 0 0
NUCOR CORPCOM6703461058,17655,000SHPutSOLE55,000 0 0
NUTRIEN LTDCOM67077M1086,23960,000SHPutSOLE60,000 0 0
OCEANTECH ACQUISITIONS I CORW EXP 99/99/999675507115750,000SHSOLE50,000 0 0
OPENDOOR TECHNOLOGIES INCCOM6837121032,162249,900SHPutSOLE249,900 0 0
OSISKO GOLD ROYALTIES LTDCOM68827L1012,363179,133SHSOLE179,133 0 0
PACIFICO ACQUISITION CORPRIGHT 07/15/202669512X11196477,663SHSOLE477,663 0 0
PAGERDUTY INCNOTE 1.250 7/069553PAB66,9096,000PRNSOLE6,000 0 0
PARAMOUNT GROUP INCCOM69924R10865560,000SHSOLE60,000 0 0
PARSEC CAPITAL ACQUISITIONW EXP 10/05/20270184A11669300,000SHSOLE300,000 0 0
PASITHEA THERAPEUTICS CORPCOM70261F103715550,000SHSOLE550,000 0 0
PEABODY ENGR CORPCOM7045511001,65667,500SHPutSOLE67,500 0 0
PEBBLEBROOK HOTEL TRNOTE 1.75012/170509VAA87,3136,300PRNSOLE6,300 0 0
PELOTON INTERACTIVE INCCL A COM70614W1006,737255,000SHCallSOLE255,000 0 0
PELOTON INTERACTIVE INCCL A COM70614W1006,108231,200SHPutSOLE231,200 0 0
PENNYMAC FINL SVCS INC NEWCOM70932M10784,8351,594,651SHSOLE1,594,651 0 0
PENNYMAC FINL SVCS INC NEWCOM70932M1071,66031,200SHCallSOLE31,200 0 0
PHOENIX BIOTECH ACQUISITIONW EXP 09/01/20271902K1131475,000SHSOLE75,000 0 0
PREFERRED APT CMNTYS INCCOM74039L1033,367135,012SHSOLE135,012 0 0
PROGRESS ACQUISITION CORPW EXP 11/11/20274327P1131250,187SHSOLE50,187 0 0
PROSHARES TRSHRT RUSSELL200074348A2101,54870,000SHSOLE70,000 0 0
PROSHARES TRULTRAPRO QQQ74347X8311,45525,000SHSOLE25,000 0 0
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QUALCOMM INCCOM7475251033,82125,000SHSOLE25,000 0 0
QUALCOMM INCCOM7475251036,11340,000SHCallSOLE40,000 0 0
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RENT THE RUNWAY INCCOM CL A76010Y1032,075301,233SHSOLE301,233 0 0
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RF ACQUISITION CORPUNIT 05/01/202874954L2032,507250,000SHSOLE250,000 0 0
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ROC ENERGY ACQUISITION CORPRIGHT 11/30/202877118V116154800,000SHSOLE800,000 0 0
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SATELLOGIC INCW EXP 01/25/202G7823S1194661,908SHSOLE61,908 0 0
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SEAPORT CALIBRE MATLS ACQUISW EXP 10/28/20281220411351193,450SHSOLE193,450 0 0
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SHAW COMMUNICATIONS INCCL B CONV82028K2005,578179,700SHSOLE179,700 0 0
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SPK AQUISITION CORPRIGHT 05/13/20268486511132431,213,977SHSOLE1,213,977 0 0
SPLUNK INCNOTE 0.500 9/1848637AC88,8687,719PRNSOLE7,719 0 0
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SSR MNG INCNOTE 2.500 4/0784730AB95,3503,822PRNSOLE3,822 0 0
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THE BEAUTY HEALTH COMPANYCOM CL A88331L10813,330789,680SHSOLE789,680 0 0
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THE VALENS COMPANY INCCOM NEW91914P603635369,100SHSOLE369,100 0 0
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TWITTER INCNOTE 0.250 6/190184LAF98,5098,300PRNSOLE8,300 0 0
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VEONEER INCNOTE 4.000 6/092336XAA79,5365,650PRNSOLE5,650 0 0
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WARBY PARKER INCCL A COM93403J1064,115121,700SHPutSOLE121,700 0 0
WEST FRASER TIMBER CO LTDCOM9528451055,08661,700SHSOLE61,700 0 0
WEYERHAEUSER CO MTN BECOM NEW9621661046,375168,200SHPutSOLE168,200 0 0
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WISDOMTREE INVTS INCNOTE 4.250 6/197717PAB08,3547,250PRNSOLE7,250 0 0
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