UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2005
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rumson Capital LLC
Address: Galleria Bldg # 3, 2nd Floor
2 Bridge Ave.
Red Bank, New Jersey 07701
13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Carlton R. Swick
Title: Chief Compliance Officer
Phone: (732) 450-7457
Signature, Place, and Date of Signing:
Carlton R. Swick Red Bank, New Jersey January 18, 2006
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 175
Form13F Information Table Value Total: $560,406 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
A D C TELECOMMUNICATIONS NOTE 1.000% 6/1 000886AD3 8170 8000000 PRN SOLE 8000000 0 0
ACTUANT CORP SDCV 2.000%11/1 00508XAB0 5382 4238000 PRN SOLE 4238000 0 0
ADAPTEC INC NOTE 0.750%12/2 00651FAG3 742 900000 PRN SOLE 900000 0 0
ADVANCED MEDICAL OPTICS INC NOTE 2.500% 7/1 00763MAG3 3414 3500000 PRN SOLE 3500000 0 0
AES CORP COM 00130H105 200 12160 SH SOLE 12160 0 0
AFFYMETRIX INC NOTE 0.750%12/1 00826TAF5 154 100000 PRN SOLE 100000 0 0
AGCO CORP NOTE 1.750%12/3 001084AL6 6915 6950000 PRN SOLE 6950000 0 0
AGNICO EAGLE MINES LTD SDCV 4.500% 2/1 008474AB4 6889 6233000 PRN SOLE 6233000 0 0
AIRTRAN HLDGS INC NOTE 7.000% 7/0 00949PAB4 2136 1550000 PRN SOLE 1550000 0 0
AKAMAI TECHNOLOGIES INC NOTE 1.000%12/1 00971TAE1 2892 2500000 PRN SOLE 2500000 0 0
AMAZON COM INC NOTE 4.750% 2/0 023135AF3 6639 6800000 PRN SOLE 6800000 0 0
AMERICAN AXLE & MFG HLDGS IN FRNT 2.000% 2/1 024061AB9 4845 6000000 PRN SOLE 6000000 0 0
AMERICAN FINL RLTY TR NOTE 4.375% 7/1 02607PAB3 4463 4700000 PRN SOLE 4700000 0 0
AMKOR TECHNOLOGY INC COM 031652100 64 14687 SH SOLE 14687 0 0
ANDREW CORP NOTE 3.250% 8/1 034425AB4 6215 6000000 PRN SOLE 6000000 0 0
APRIA HEALTHCARE GROUP INC NOTE 3.375% 9/0 037933AB4 10519 10000000 PRN SOLE 10000000 0 0
AQUANTIVE INC NOTE 2.250% 8/1 03839GAB1 167 100000 PRN SOLE 100000 0 0
ARMOR HOLDINGS INC NOTE 2.000%11/0 042260AC3 3505 3500000 PRN SOLE 3500000 0 0
AUDIOCODES LTD NOTE 2.000%11/0 050732AB2 1566 1750000 PRN SOLE 1750000 0 0
AVATAR HLDGS INC NOTE 4.500% 4/0 053494AF7 5796 4800000 PRN SOLE 4800000 0 0
AVNET INC DBCV 2.000% 3/1 053807AL7 99 100000 PRN SOLE 100000 0 0
AXCAN PHARMA INC NOTE 4.250% 4/1 054923AB3 4714 4500000 PRN SOLE 4500000 0 0
BANKUNITED FINL CORP NOTE 3.125% 3/0 06652BAE3 4223 4800000 PRN SOLE 4800000 0 0
BEAZER HOMES USA INC NOTE 4.625% 6/1 07556QAL9 135 100000 PRN SOLE 100000 0 0
BELL MICROPRODUCTS INC NOTE 3.750% 3/0 078137AC0 550 500000 PRN SOLE 500000 0 0
BISYS GROUP INC NOTE 4.000% 3/1 055472AB0 225 226000 PRN SOLE 226000 0 0
BOWNE & CO INC SDCV 5.000%10/0 103043AB1 2618 2478000 PRN SOLE 2478000 0 0
CABLE DESIGN TECHNOLOGIES CO SDCV 4.000% 7/1 126924AB5 5357 4400000 PRN SOLE 4400000 0 0
CADENCE DESIGN SYSTEM INC NOTE 8/1 127387AB4 110 100000 PRN SOLE 100000 0 0
CASUAL MALE RETAIL GRP INC NOTE 5.000% 1/0 148711AB0 1548 1715000 PRN SOLE 1715000 0 0
CEPHALON INC NOTE 6/1 156708AK5 94 100000 PRN SOLE 100000 0 0
CHARLES RIVER ASSOCIATES DBCV 2.875% 6/1 159852AB8 124 100000 PRN SOLE 100000 0 0
CHARMING SHOPPES INC NOTE 4.750% 6/0 161133AC7 679 560000 PRN SOLE 560000 0 0
CIBER INC SDCV 2.875%12/1 17163BAB8 5302 5999000 PRN SOLE 5999000 0 0
CKE RESTAURANTS INC NOTE 4.000%10/0 12561EAG0 6610 4200000 PRN SOLE 4200000 0 0
CMS ENERGY CORP COM 125896100 225 13675 SH SOLE 13675 0 0
COEUR D ALENE MINES CORP IDA NOTE 1.250% 1/1 192108AQ1 862 1050000 PRN SOLE 1050000 0 0
COMMSCOPE INC SDCV 1.000% 3/1 203372AD9 9697 10000000 PRN SOLE 10000000 0 0
COMMUNITY HEALTH SYS INC NEW NOTE 4.250%10/1 203668AA6 13396 11500000 PRN SOLE 11500000 0 0
COMTECH TELECOMMUNICATIONS C NOTE 2.000% 2/0 205826AD2 5890 4199000 PRN SOLE 4199000 0 0
CONMED CORP NOTE 2.500%11/1 207410AD3 5692 5999000 PRN SOLE 5999000 0 0
CONNETICS CORP NOTE 2.250% 5/3 208192AB0 2465 2500000 PRN SOLE 2500000 0 0
CP SHIPS LTD COM 22409V102 2 40000 SH PUT SOLE 40000 0 0
CP SHIPS LTD NOTE 4.000% 6/3 22409VAE2 7910 8000000 PRN SOLE 8000000 0 0
CREDENCE SYS CORP NOTE 1.500% 5/1 225302AF5 4251 4500000 PRN SOLE 4500000 0 0
CSG SYS INTL INC NOTE 2.500% 6/1 126349AB5 5614 5600000 PRN SOLE 5600000 0 0
CYMER INC NOTE 3.500% 2/1 232572AE7 3880 4000000 PRN SOLE 4000000 0 0
CYTYC CORP NOTE 2.250% 3/1 232946AB9 5724 5350000 PRN SOLE 5350000 0 0
DICKS SPORTING GOODS INC NOTE 1.606% 2/1 253393AB8 68 100000 PRN SOLE 100000 0 0
DIGITAL RIV INC NOTE 1.250% 1/0 25388BAB0 3525 3400000 PRN SOLE 3400000 0 0
DRESS BARN INC NOTE 2.500%12/1 261570AB1 126 100000 PRN SOLE 100000 0 0
DST SYS INC DEL DBCV 4.125% 8/1 233326AB3 3157 2500000 PRN SOLE 2500000 0 0
ECHOSTAR COMMUNICATIONS NEW NOTE 5.750% 5/1 278762AG4 99 100000 PRN SOLE 100000 0 0
EDO CORP NOTE 5.250% 4/1 281347AD6 104 100000 PRN SOLE 100000 0 0
EDWARDS LIFESCIENCES CORP DBCV 3.875% 5/1 28176EAB4 6118 6000000 PRN SOLE 6000000 0 0
ELECTRONICS FOR IMAGING INC DBCV 1.500% 6/0 286082AA0 9947 9600000 PRN SOLE 9600000 0 0
EURONET WORLDWIDE INC DBCV 1.625%12/1 298736AD1 1061 1000000 PRN SOLE 1000000 0 0
EXPRESSJET HOLDINGS INC CL A 30218U108 2 33000 SH PUT SOLE 33000 0 0
EXPRESSJET HOLDINGS INC NOTE 4.250% 8/0 30218UAB4 3687 4312000 PRN SOLE 4312000 0 0
EXULT INC DEL NOTE 2.500%10/0 302284AB0 92 100000 PRN SOLE 100000 0 0
FAIR ISAAC CORP NOTE 1.500% 8/1 303250AD6 112 100000 PRN SOLE 100000 0 0
FAIRMONT HOTELS RESORTS INC NOTE 3.750%12/0 305204AB5 5035 4813000 PRN SOLE 4813000 0 0
FEI CO NOTE 6/1 30241LAD1 5517 6001000 PRN SOLE 6001000 0 0
FINANCIAL FED CORP DBCV 2.000% 4/1 317492AF3 7109 7000000 PRN SOLE 7000000 0 0
FIRST HORIZON PHARMACEUTICAL NOTE 1.750% 3/0 32051KAB2 6094 6000000 PRN SOLE 6000000 0 0
FLEETWOOD ENTERPRISES INC SDCV 5.000%12/1 339099AD5 1275 1000000 PRN SOLE 1000000 0 0
FLIR SYS INC NOTE 3.000% 6/0 302445AB7 162 110000 PRN SOLE 110000 0 0
FREEPORT-MCMORAN COPPER & GO NOTE 7.000% 2/1 35671DAK1 83 50000 PRN SOLE 50000 0 0
GASCO ENERGY INC NOTE 5.500%10/0 367220AB6 915 500000 PRN SOLE 500000 0 0
GENERAL MLS INC COM 370334104 1 22500 SH PUT SOLE 22500 0 0
GENERAL MLS INC DBCV 10/2 370334AU8 21350 30000000 PRN SOLE 30000000 0 0
GENERAL MTRS CORP DEB SR CONV B 370442733 867 50000 SH SOLE 50000 0 0
GENESCO INC SDCV 4.125% 6/1 371532AN2 178 100000 PRN SOLE 100000 0 0
GENZYME CORP NOTE 1.250%12/0 372917AN4 2899 2525000 PRN SOLE 2525000 0 0
GREY WOLF INC FRNT 4/0 397888AF5 7350 5000000 PRN SOLE 5000000 0 0
GRIFFON CORP NOTE 4.000% 7/1 398433AC6 5351 4475000 PRN SOLE 4475000 0 0
HARRIS CORP DEL DBCV 3.500% 8/1 413875AH8 188 100000 PRN SOLE 100000 0 0
HEADWATERS INC NOTE 2.875% 6/0 42210PAB8 4862 3500000 PRN SOLE 3500000 0 0
HUTCHINSON TECHNOLOGY INC NOTE 2.250% 3/1 448407AE6 4787 4600000 PRN SOLE 4600000 0 0
IMCLONE SYS INC NOTE 1.375% 5/1 45245WAF6 1247 1500000 PRN SOLE 1500000 0 0
INPUT/OUTPUT INC NOTE 5.500%12/1 457652AB1 202 100000 PRN SOLE 100000 0 0
INTEGRA LIFESCIENCES HLDGS C NOTE 2.500% 3/1 457985AB5 121 100000 PRN SOLE 100000 0 0
INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 2315 2350000 PRN SOLE 2350000 0 0
INVITROGEN CORP NOTE 2.250%12/1 46185RAD2 100 100000 PRN SOLE 100000 0 0
INVITROGEN CORP NOTE 1.500% 2/1 46185RAK6 91 100000 PRN SOLE 100000 0 0
JAKKS PAC INC NOTE 4.625% 6/1 47012EAB2 4111 3919000 PRN SOLE 3919000 0 0
JETBLUE AWYS CORP NOTE 3.500% 7/1 477143AB7 4430 5060000 PRN SOLE 5060000 0 0
K V PHARMACEUTICAL CO NOTE 2.500% 5/1 482740AC1 7628 7999000 PRN SOLE 7999000 0 0
KAYDON CORP NOTE 4.000% 5/2 486587AB4 110 100000 PRN SOLE 100000 0 0
KEANE INC SDCV 2.000% 6/1 486665AB8 5494 6000000 PRN SOLE 6000000 0 0
KELLWOOD CO DBCV 3.500% 6/1 488044AF5 6757 8000000 PRN SOLE 8000000 0 0
KING PHARMACEUTICALS INC DBCV 2.750%11/1 495582AG3 97 100000 PRN SOLE 100000 0 0
KOMAG INC NOTE 2.000% 2/0 500453AE5 4160 3221000 PRN SOLE 3221000 0 0
KULICKE & SOFFA INDS INC NOTE 0.500%11/3 501242AL5 1114 1500000 PRN SOLE 1500000 0 0
LABONE INC NEW DBCV 3.500% 6/1 50540LAC9 5207 4139000 PRN SOLE 4139000 0 0
LEAR CORP NOTE 2/2 521865AG0 904 2000000 PRN SOLE 2000000 0 0
LINCARE HLDGS INC DBCV 3.000% 6/1 532791AB6 3981 4000000 PRN SOLE 4000000 0 0
LIONS GATE ENTMNT CORP NOTE 3.625% 3/1 535919AG9 97 100000 PRN SOLE 100000 0 0
LIONS GATE ENTMNT CORP NOTE 2.938%10/1 535919AF1 104 100000 PRN SOLE 100000 0 0
LITHIA MTRS INC NOTE 2.875% 5/0 536797AB9 3230 3400000 PRN SOLE 3400000 0 0
LUCENT TECHNOLOGIES INC COM 549463107 57 17444 SH SOLE 17444 0 0
MAGNA ENTMT CORP NOTE 7.250%12/1 559211AC1 105 100000 PRN SOLE 100000 0 0
MANOR CARE INC NEW NOTE 2.125% 4/1 564055AK7 129 100000 PRN SOLE 100000 0 0
MAVERICK TUBE CORP NOTE 4.000% 6/1 577914AB0 5508 4500000 PRN SOLE 4500000 0 0
MEDIACOM COMMUNICATIONS CORP CL A 58446K105 206 27892 SH SOLE 27892 0 0
MEDICIS PHARMACEUTICAL CORP NOTE 1.500% 6/0 584690AB7 3459 3500000 PRN SOLE 3500000 0 0
MEDIMMUNE INC NOTE 1.000% 7/1 584699AE2 97 100000 PRN SOLE 100000 0 0
MENS WEARHOUSE INC NOTE 3.125%10/1 587118AC4 5442 4885000 PRN SOLE 4885000 0 0
MENTOR CORP MINN NOTE 2.750% 1/0 587188AC7 191 100000 PRN SOLE 100000 0 0
MENTOR GRAPHICS CORP FRNT 8/0 587200AD8 90 100000 PRN SOLE 100000 0 0
MERCURY COMPUTER SYS NOTE 2.000% 5/0 589378AB4 5200 5000000 PRN SOLE 5000000 0 0
MERCURY INTERACTIVE CORP NOTE 5/0 589405AD1 9881 10000000 PRN SOLE 10000000 0 0
MGI PHARMA INC NOTE 1.682% 3/0 552880AB2 70 100000 PRN SOLE 100000 0 0
MICRON TECHNOLOGY INC NOTE 2.500% 2/0 595112AG8 293 250000 PRN SOLE 250000 0 0
NABI BIOPHARMACEUTICALS NOTE 2.875% 4/1 629519AB5 4014 3500000 PRN SOLE 3500000 0 0
NCI BUILDING SYS INC NOTE 2.125%11/1 628852AG0 5462 4700000 PRN SOLE 4700000 0 0
NCO GROUP INC NOTE 4.750% 4/1 628858AB8 100 100000 PRN SOLE 100000 0 0
NII HLDGS INC NOTE 2.875% 2/0 62913FAC6 168 100000 PRN SOLE 100000 0 0
NOVELL INC DBCV 0.500% 7/1 670006AC9 10317 11500000 PRN SOLE 11500000 0 0
OMI CORP NOTE 2.875%12/0 670874AF3 2532 2750000 PRN SOLE 2750000 0 0
OPEN SOLUTIONS INC NOTE 1.467% 2/0 68371PAB8 1935 3700000 PRN SOLE 3700000 0 0
OPTION CARE INC NOTE 2.250%11/0 683948AB9 4560 3450000 PRN SOLE 3450000 0 0
PALM HARBOR HOMES NOTE 3.250% 5/1 696639AB9 2344 2600000 PRN SOLE 2600000 0 0
PAR PHARMACEUTICAL COS INC COM 69888P106 1 10000 SH PUT SOLE 10000 0 0
PEP BOYS MANNY MOE & JACK NOTE 4.250% 6/0 713278AP4 976 1000000 PRN SOLE 1000000 0 0
PHARMACEUTICAL RES INC NOTE 2.875% 9/3 717125AC2 6256 7500000 PRN SOLE 7500000 0 0
PINNACLE AIRL CORP NOTE 3.250% 2/1 723443AB3 3425 4841000 PRN SOLE 4841000 0 0
PIXELWORKS INC SDCV 1.750% 5/1 72581MAB3 2464 3500000 PRN SOLE 3500000 0 0
PLAYBOY ENTERPRISES INC NOTE 3.000% 3/1 728117AB8 1034 1000000 PRN SOLE 1000000 0 0
POWERWAVE TECHNOLOGIES INC NOTE 1.250% 7/1 739363AB5 132 100000 PRN SOLE 100000 0 0
PRG-SCHULTZ INTERNATIONAL IN NOTE 4.750%11/2 69357CAA5 562 650000 PRN SOLE 650000 0 0
PROASSURANCE CORP DBCV 3.900% 6/3 74267CAB2 183 150000 PRN SOLE 150000 0 0
PROTEIN DESIGN LABS INC NOTE 2.750% 8/1 74369LAD5 149 100000 PRN SOLE 100000 0 0
PSS WORLD MED INC NOTE 2.250% 3/1 69366AAB6 5653 5825000 PRN SOLE 5825000 0 0
QLT INC NOTE 3.000% 9/1 746927AB8 6308 6899000 PRN SOLE 6899000 0 0
QUANTA SVCS INC SDCV 4.500%10/0 74762EAC6 2585 2000000 PRN SOLE 2000000 0 0
QUANTA SVCS INC NOTE 4.000% 7/0 74762EAA0 972 1000000 PRN SOLE 1000000 0 0
QUANTUM CORP NOTE 4.375% 8/0 747906AE5 2886 2925000 PRN SOLE 2925000 0 0
RADISYS CORP NOTE 1.375%11/1 750459AD1 3895 4000000 PRN SOLE 4000000 0 0
RAMBUS INC DEL NOTE 2/0 750917AB2 10400 13000000 PRN SOLE 13000000 0 0
REALNETWORKS INC NOTE 7/0 75605LAB0 3570 4000000 PRN SOLE 4000000 0 0
RED HAT INC DBCV 0.500% 1/1 756577AB8 5053 5052000 PRN SOLE 5052000 0 0
REGAL BELOIT CORP NOTE 2.750% 3/1 758750AB9 133 100000 PRN SOLE 100000 0 0
REWARDS NETWORK INC SDCV 3.250%10/1 761557AA5 408 500000 PRN SOLE 500000 0 0
RF MICRODEVICES INC NOTE 1.500% 7/0 749941AE0 6966 7500000 PRN SOLE 7500000 0 0
RITE AID CORP NOTE 4.750%12/0 767754BA1 2966 3000000 PRN SOLE 3000000 0 0
RYERSON TULL INC NEW NOTE 3.500%11/0 78375PAD9 8269 6999000 PRN SOLE 6999000 0 0
SCHEIN HENRY INC NOTE 3.000% 8/1 806407AB8 112 100000 PRN SOLE 100000 0 0
SCIENTIFIC GAMES CORP SDCV 0.750%12/0 80874PAD1 117 100000 PRN SOLE 100000 0 0
SEPRACOR INC NOTE 10/1 817315AW4 3253 3200000 PRN SOLE 3200000 0 0
SERENA SOFTWARE INC NOTE 1.500%12/1 817492AB7 3831 3750000 PRN SOLE 3750000 0 0
SEROLOGICALS CORP SDCV 4.750% 8/1 817523AB9 165 100000 PRN SOLE 100000 0 0
SFBC INTL INC NOTE 2.250% 8/1 784121AB1 4664 3750000 PRN SOLE 3750000 0 0
SHUFFLE MASTER INC NOTE 1.250% 4/1 825549AB4 6538 6000000 PRN SOLE 6000000 0 0
SOLECTRON CORP NOTE 0.500% 2/1 834182AT4 76 100000 PRN SOLE 100000 0 0
ST MARY LD & EXPL CO NOTE 5.750% 3/1 792228AC2 23561 8255000 PRN SOLE 8255000 0 0
STANDARD MTR PRODS INC SDCV 6.750% 7/1 853666AB1 1359 1527000 PRN SOLE 1527000 0 0
SYNAPTICS INC NOTE 0.750%12/0 87157DAB5 80 100000 PRN SOLE 100000 0 0
TEKELEC NOTE 2.250% 6/1 879101AE3 6055 4999000 PRN SOLE 4999000 0 0
TERADYNE INC SDCV 3.750%10/1 880770AD4 99 100000 PRN SOLE 100000 0 0
THORATEC CORP NOTE 1.379% 5/1 885175AB5 5396 8605000 PRN SOLE 8605000 0 0
TIME WARNER TELECOM INC CL A 887319101 392 50217 SH SOLE 50217 0 0
TITAN INTL INC ILL NOTE 5.250% 7/2 88830MAB8 5536 4599000 PRN SOLE 4599000 0 0
TRIARC COS INC NOTE 5.000% 5/1 895927AD3 7388 6000000 PRN SOLE 6000000 0 0
UNITED INDL CORP NOTE 3.750% 9/1 910671AB2 113 100000 PRN SOLE 100000 0 0
VECTOR GROUP LTD NOTE 6.250% 7/1 92240MAC2 96 96000 PRN SOLE 96000 0 0
VEECO INSTRS INC DEL NOTE 4.125%12/2 922417AB6 1881 2000000 PRN SOLE 2000000 0 0
VERITAS SOFTWARE CO NOTE 0.250% 8/0 923436AD1 96 100000 PRN SOLE 100000 0 0
WABASH NATL CORP NOTE 3.250% 8/0 929566AD9 5883 5000000 PRN SOLE 5000000 0 0
WASTE CONNECTIONS INC DBCV 5/0 941053AE0 7414 6500000 PRN SOLE 6500000 0 0
WATSON PHARMACEUTICALS INC DBCV 1.750% 3/1 942683AC7 102 100000 PRN SOLE 100000 0 0
WCI CMNTYS INC NOTE 4.000% 8/1 92923CAK0 585 500000 PRN SOLE 500000 0 0
WILLBROS GROUP INC NOTE 2.750% 3/1 969199AC2 982 1000000 PRN SOLE 1000000 0 0
WILSON GREATBATCH TECHNOLOGI SDCV 2.250% 6/1 972232AB8 4859 5240000 PRN SOLE 5240000 0 0
WMS INDS INC NOTE 2.750% 7/1 929297AE9 77 50000 PRN SOLE 50000 0 0
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