UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number:3235-0076
Expires:June 30, 2012
Estimated average burden
hours per response:4.00
1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)☐NoneEntity Type
0001278837
ALKEON GROWTH OFFSHORE FUND LTD
☐Corporation
☐ Limited Partnership
☐ Limited Liability Company
☐ General Partnership
☐ Business Trust
☒Other
Cayman Islands Exempted Company
 
Name of Issuer
 Alkeon Growth Offshore Fund, Ltd.
Jurisdiction of Incorporation/Organization
CAYMAN ISLANDS 
Year of Incorporation/Organization
☒Over Five Years Ago
☐Within Last Five Years (Specify Year)
 
☐Yet to Be Formed
 
2. Principal Place of Business and Contact Information
Name of Issuer
 Alkeon Growth Offshore Fund, Ltd.
Street Address 1Street Address 2
 C/O OGIER GLOBAL (CAYMAN) LIMITED
 89 NEXUS WAY, CAMANA BAY
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 GRAND CAYMAN
 CAYMAN ISLANDS
 
 KY1-9009
 212-716-6840 
3. Related Persons
Last NameFirst NameMiddle Name
Alkeon Capital Management, LLC
-
Street Address 1Street Address 2
 350 Madison Avenue, 20th Floor 
 
CityState/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10017
Relationship:☒Executive Officer☐Director☐Promoter
Clarification of Response (if Necessary)
Investment Manager
Last NameFirst NameMiddle Name
Mykoniatis
George
Street Address 1Street Address 2
 Alkeon Capital Management, LLC 
 350 Madison Avenue, 20th Floor
CityState/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10017
Relationship:☐Executive Officer☒Director☐Promoter
Clarification of Response (if Necessary)
Last NameFirst NameMiddle Name
Orvananos
Jorge
Street Address 1Street Address 2
 350 Madison Avenue, 20th Floor 
 
CityState/Province/CountryZIP/Postal Code
 New York
 NEW YORK
 10017
Relationship:☐Executive Officer☒Director☐Promoter
Clarification of Response (if Necessary)
Last NameFirst NameMiddle Name
Nooruddin
Riyaz
Street Address 1Street Address 2
 c/o Waystone Governance Ltd. 
 One Nexus Way, Camana Bay
CityState/Province/CountryZIP/Postal Code
 Grand Cayman
 CAYMAN ISLANDS
 KY1-1103
Relationship:☐Executive Officer☒Director☐Promoter
Clarification of Response (if Necessary)
4. Industry Group
 ☐Agriculture
Banking & Financial Services
 ☐ Commercial Banking
 ☐ Insurance
 ☐Investing
 ☐ Investment Banking
 ☒ Pooled Investment Fund
☒Hedge Fund
☐Private Equity Fund
☐Venture Capital Fund
☐Other Investment Fund
*Is the issuer registered as an investment company under the Investment Company Act of 1940?
☐ Yes  ☒No
 ☐Other Banking & Financial Services
☐ Business Services
Energy
 ☐ Coal Mining
 ☐ Electric Utilities
 ☐ Energy Conservation
 ☐ Environmental Services
 ☐ Oil & Gas
 ☐ Other Energy
Health Care
 ☐ Biotechnology
 ☐ Health Insurance
 ☐ Hospitals & Physicians
 ☐ Pharmaceuticals
 ☐ Other Health Care
☐ Manufacturing
Real Estate
 ☐Commercial
 ☐Construction
 ☐REITS & Finance
 ☐Residential
☐Other Real Estate
☐ Retailing
☐Restaurants
Technology
☐ Computers
☐ Telecommunications
☐ Other Technology
Travel
☐ Airlines & Airports
☐ Lodging & Conventions
☐ Tourism & Travel Services
☐ Other Travel
☐Other
5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
☐No Revenues☐ No Aggregate Net Asset Value
 $1 - $1,000,000☐$1 - $5,000,000
☐ $1,000,001 - $5,000,000☐ $5,000,001 - $25,000,000
☐$5,000,001 - $25,000,000☐ $25,000,001 - $50,000,000
☐$25,000,001 - $100,000,000☐ $50,000,001 - $100,000,000
☐ Over $100,000,000☐ Over $100,000,000
☐ Decline to Disclose☒ Decline to Disclose
☐ Not Applicable☐ Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
☐Rule 504(b)(1) (not (i), (ii) or (iii))☐Rule 505
☐Rule 504 (b)(1)(i) ☐Rule 506
☐Rule 504 (b)(1)(ii) ☐Securities Act Section 4(6)
☐Rule 504 (b)(1)(iii)☒Investment Company Act Section 3(c)
☐Section 3(c)(1)☐Section 3(c)(9)
☐Section 3(c)(2)☐Section 3(c)(10)
☐Section 3(c)(3)☐Section 3(c)(11)
☐Section 3(c)(4)☐Section 3(c)(12)
☐Section 3(c)(5)☐Section 3(c)(13)
☐Section 3(c)(6)☐Section 3(c)(14)
☒Section 3(c)(7)

7. Type of Filing
☐ New Notice Date of First Sale 
2003-01-01
☐ First Sale Yet to Occur
☒ Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? ☒ Yes ☐ No

9. Type(s) of Securities Offered (select all that apply)
☒Pooled Investment Fund Interests☒Equity
☐Tenant-in-Common Securities ☐Debt
☐Mineral Property Securities☐Option, Warrant or Other Right to Acquire Another Security
☐Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security☐Other (describe)
 

10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? ☐ Yes ☒ No
Clarification of Response (if Necessary)
 
11. Minimum Investment
Minimum investment accepted from any outside investor$
 50,000
USD

12. Sales Compensation
Recipient 
Recipient CRD Number☐None
 UBS Financial Services Inc.
 8174
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
1200 HARBOR BOULEVARD
 
City State/Province/CountryZIP/Postal Code
 WEEHAWKEN NEW JERSEY 07086
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 HIGHTOWER SECURITIES, LLC
 116681
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
200 WEST MADISON STREET
SUITE 2500
City State/Province/CountryZIP/Postal Code
 CHICAGO ILLINOIS 60606-3414
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 B. RILEY WEALTH MANAGEMENT
 2543
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
40 SOUTH MAIN
SUITE 1800
City State/Province/CountryZIP/Postal Code
 MEMPHIS TENNESSEE 38103
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 J.P. MORGAN SECURITIES LLC
 79
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
383 MADISON AVENUE
 
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10179
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 Morgan Stanley & Co. LLC
 8209
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
1585 BROADWAY
 
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10036-8293
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 PURSHE KAPLAN STERLING INVESTMENTS, INC.
 35747
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
80 STATE STREET
 
City State/Province/CountryZIP/Postal Code
 ALBANY NEW YORK 12207
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 RAYMOND JAMES FINANCIAL SERVICES, INC.
 6694
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
880 CARILLON PARKWAY
 
City State/Province/CountryZIP/Postal Code
 ST. PETERSBURG FLORIDA 33716
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 DEUTSCHE BANK SECURITIES INC.
 2525
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
1 COLUMBUS CIRCLE
 
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10019
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
 7691
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
ONE BRYANT PARK
 
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10036
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 AMERIPRISE FINANCIAL SERVICES, INC.
 6363
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
707 2ND AVENUE SOUTH
 
City State/Province/CountryZIP/Postal Code
 MINNEAPOLIS MINNESOTA 55402
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 PICKWICK CAPITAL PARTNERS, LLC
 130672
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
445 HAMILTON AVENUE SUITE 1102
 
City State/Province/CountryZIP/Postal Code
 WHITE PLAINS NEW YORK 10601
State(s) of Solicitation☐All States
☐Foreign/Non-US
 
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
INDIANA
IOWA
LOUISIANA
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
OHIO
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WYOMING
Recipient 
Recipient CRD Number☐None
 OPPENHEIMER & CO. INC.
 249
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
85 BROAD STREET
24TH FLOOR
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10004
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 First Republic Securities Company, LLC
 105108
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
111 PINE STREET
 
City State/Province/CountryZIP/Postal Code
 SAN FRANCISCO CALIFORNIA 94111
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 STIFEL, NICOLAUS & COMPANY, INCORPORATED
 793
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
501 NORTH BROADWAY
 
City State/Province/CountryZIP/Postal Code
 ST. LOUIS MISSOURI 63102
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 LPL FINANCIAL LLC
 6413
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
1055 LPL WAY
 
City State/Province/CountryZIP/Postal Code
 FORT MILL SOUTH CAROLINA 29715
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 RBC CAPITAL MARKETS, LLC
 31194
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
3 WORLD FINANCIAL CENTER
200 VESEY ST.
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10281
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☒None
 Deutsche Bank Trust Company Americas
 None
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
345 PARK AVENUE
 
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10154
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 JEFFERIES LLC
 2347
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
520 MADISON AVENUE
 
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10022
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 FDX Capital LLC
 119302
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
515 MADISON AVENUE
24TH FLOOR
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10022
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 CAIS Capital LLC
 154512
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
527 MADISON AVENUE
2ND FLOOR
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10022
State(s) of Solicitation☒All States
☐Foreign/Non-US
 
Recipient 
Recipient CRD Number☐None
 Rockefeller Financial LLC
 291361
(Associated) Broker or Dealer☒None
(Associated) Broker or Dealer CRD Number ☒None
 None
 None
Street Address 1
Street Address 2
45 ROCKEFELLER PLAZA
FLOOR 5
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10111
State(s) of Solicitation☒All States
☐Foreign/Non-US
 

13. Offering and Sales Amounts
 
Total Offering Amount $
 
USD or ☒Indefinite
Total Amount Sold $
867,789,005
USD
Total Remaining to be Sold $
 
USD or☒Indefinite
Clarification of Response (if Necessary)
  
14. Investors

☐Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
894
15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$
0
USD☒Estimate
Finders' Fees$
0
USD☒Estimate
Clarification of Response (if Necessary)
The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.
 
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 
0
USD☒Estimate
Clarification of Response (if Necessary)
Alkeon Capital Management, LLC is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission 
 In submitting this notice, each Issuer named above is: 
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that the Issuer is not disqualified from relying on any Regulation D exemption it has identified in Item 6 above for one of the reasons stated in Rule 505(b)(2)(iii).
 
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
 
All IssuersSignatureName of SignerTitleDate
Alkeon Growth Offshore Fund, Ltd./s/ Jennifer ShufroJennifer ShufroManaging Director of the Investment Manager2023-10-20

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.