UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2016
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael J. Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael J. Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
11-07-2016
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
106
Form 13F Information table Value Total:
653930
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-01190
RUSSELL FRANK CO/
0000721204
2
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMN Healthcare Services, Inc.COM00174410117,975548,027SHSOLE294,813 0 253,214
Acxiom Corp.COM00512510917,507743,067SHSOLE398,668 0 344,399
Advanced MicroCOM00790310712116,766SHSOLE16,766 0 0
Amag Pharmaceuticals Inc.COM00163U10622,642881,026SHSOLE514,631 0 366,395
Apogee Enterprises, Inc.COM03759810918,143445,222SHSOLE235,497 0 209,725
Arrowhead Pharmaceuticals, IncCOM04280a10033958,398SHSOLE58,398 0 0
BWX Technologies Inc.COM05605h10010,293262,450SHSOLE114,702 0 147,748
Berry Plastics Group Inc.COM08579w10315,286349,400SHSOLE184,149 0 165,251
BioTelemetry, Inc.COM0906721061,822102,912SHSOLE102,912 0 0
Biodelivery Sciences Intl.COM09060J1063,6741,597,378SHSOLE1,024,618 0 572,760
Boingo Wireless Inc.COM09739c1022,287235,302SHSOLE235,302 0 0
Boise Cascade CompanyCOM09739d10058330,269SHSOLE30,269 0 0
Build-A-Bear Workshop Inc.COM1200761041,679124,392SHSOLE124,392 0 0
C R A International, Inc.COM12618t1051,54949,753SHSOLE49,753 0 0
Calamp Corp.COM12812610917,7791,376,077SHSOLE792,948 0 583,129
Callidus Software, Inc.COM13123E50021,1961,161,443SHSOLE678,099 0 483,344
Capital Senior Living Corp.COM14047510412,729797,080SHSOLE466,506 0 330,574
Carriage Services Inc.COM1439051072,35299,501SHSOLE99,501 0 0
Carrizo Oil & Gas Inc.COM1445771035,554164,165SHSOLE89,420 0 74,745
Cavium Networks Inc.COM14964U10821,701384,430SHSOLE207,766 0 176,664
Corcept Therapeutics Inc.COM218352102793114,279SHSOLE114,279 0 0
Core-Mark Holding Company, IncCOM21868110413,408379,303SHSOLE217,996 0 161,307
Cornerstone OnDemandCOM21925Y10313,560328,341SHSOLE179,617 0 148,724
Cross Country Healthcare IncCOM2274831041,414126,564SHSOLE126,564 0 0
Cynosure Inc.COM23257720518,340430,015SHSOLE248,490 0 181,525
DXP Enterprises Inc.COM23337740757826,529SHSOLE26,529 0 0
Deluxe CorpCOM24801910111,754192,051SHSOLE102,278 0 89,773
Diamond Hill Investment Group,COM25264R2072,19112,039SHSOLE12,039 0 0
Dynavax TechnologyCOM26815820123825,776SHSOLE25,776 0 0
EntravisionCOM29382R1071,320197,006SHSOLE197,006 0 0
Ethan Allen InteriorsCOM29760210475524,584SHSOLE24,584 0 0
Facebook Inc.COM30303M1022251,717SHSOLE1,717 0 0
Fiesta Restaurant GroupCOM31660B10123,062873,546SHSOLE514,432 0 359,114
Fireeye Inc.COM31816q10113,1881,134,958SHSOLE610,630 0 524,328
Flamel Technologies (ADR)COM3384881098,971830,672SHSOLE488,569 0 342,103
Flir SystemsCOM3024451012296,957SHSOLE6,957 0 0
Fluidigm Corp.COM34385P10817638,057SHSOLE38,057 0 0
Fortress Transportation & InfrCOM34960P1011,932162,638SHSOLE162,638 0 0
Frontier Communications CorpCOM35906A1084611,515SHSOLE11,515 0 0
GP Strategies CorpCOM36225V10498137,944SHSOLE37,944 0 0
Globus Medical IncCOM3795772087,130322,165SHSOLE171,583 0 150,582
Huron Consulting GroupCOM44746210215,314273,224SHSOLE152,791 0 120,433
Integra Life SciencesCOM45798520813,290167,146SHSOLE88,978 0 78,168
Inventure Foods Inc.COM4612121028,5881,015,121SHSOLE666,823 0 348,298
Jack In The Box Inc.COM46636710917,453186,204SHSOLE100,098 0 86,106
LaSalle Hotel PropertiesCOM51794210873631,000SHSOLE31,000 0 0
Ligand Pharmaceuticals Inc.COM53220K50414,561152,106SHSOLE81,741 0 70,365
Lumentum Holdings Inc.COM55024u10910,994327,200SHSOLE176,774 0 150,426
MDC Partners Inc.COM55269710413,8451,638,418SHSOLE982,696 0 655,722
Marten Transport LTDCOM57307510858428,475SHSOLE28,475 0 0
MasTec, Inc.COM5763231099,705339,914SHSOLE183,878 0 156,036
Maximus, Inc.COM57793310411,050212,257SHSOLE114,346 0 97,911
Medical Properties Trust Inc.COM58463j3041,708122,547SHSOLE122,547 0 0
Micron Technology Inc.COM59511210325414,805SHSOLE14,805 0 0
Molina Healthcare IncCOM60855R10014,998275,648SHSOLE149,546 0 126,102
Monro Muffler Brake Inc.COM6102361019,173166,779SHSOLE90,619 0 76,160
NEOS TherapeuticCOM64052L10640869,135SHSOLE69,135 0 0
Neogenomics, Inc.COM64049M2091,999248,029SHSOLE248,029 0 0
Oclaro Inc.COM67555N20612316,788SHSOLE16,788 0 0
On Assignment Inc.COM68215910815,372446,741SHSOLE239,251 0 207,490
PDF Solutions Inc.COM69328210518,088915,854SHSOLE552,980 0 362,874
Peak Resorts IncCOM70469L100655135,000SHSOLE135,000 0 0
Perficient Inc.COM71375U10117,950964,525SHSOLE553,968 0 410,557
PetroQuest Energy Inc.COM71674830610929,486SHSOLE29,486 0 0
Prestige Brands Holdings Inc.COM74112d10119,096421,721SHSOLE224,727 0 196,994
Proofpoint, Inc.COM74342410315,717200,525SHSOLE108,107 0 92,418
Proshares Short FinancialsCOM74347R23034121,500SHSOLE21,500 0 0
Proshares Short High YieldCOM74347R1311,72368,260SHSOLE68,260 0 0
Proshares Ultrashort BarclaysCOM74347B20148214,000SHSOLE14,000 0 0
Pzena Investment Management, ICOM74731q1031,144157,106SHSOLE157,106 0 0
Quanex Building SolutionsCOM74761910488053,966SHSOLE53,966 0 0
Quanta Services Inc.COM74762e1022398,318SHSOLE8,318 0 0
Repligen Corp.COM7599161091,09838,440SHSOLE38,440 0 0
SPDR Gold SharesCOM78463v1076345,200SHSOLE5,200 0 0
SPDR S&P 500 BiotechCOM78464A8701,40825,081SHSOLE25,081 0 0
SeaSpine Holdings CorpCOM81255T10870876,019SHSOLE76,019 0 0
Sequential Brands Group IncCOM81734P1071,550215,270SHSOLE215,270 0 0
Snyders-Lance Inc.COM83355110411,848333,088SHSOLE177,396 0 155,692
Supernus Phamraceutical IncCOM8684591088,989454,002SHSOLE260,832 0 193,170
Swift Transportation Inc.COM87074U1019,508424,845SHSOLE226,173 0 198,672
TravelCenters of America LLCCOM894174101809126,459SHSOLE126,459 0 0
Triton International LtdCOMG9078F10738131,540SHSOLE31,540 0 0
Tutor Perini Corp.COM9011091081,06555,911SHSOLE55,911 0 0
Unit Corp.COM9092181091,13065,941SHSOLE65,941 0 0
Urstadt Biddle PropertiesCOM9172862052039,440SHSOLE9,440 0 0
WageWorks, Inc.COM93042710914,902252,786SHSOLE139,608 0 113,178
William Lyon HomesCOM5520747009,808549,162SHSOLE319,621 0 229,541
Wintrust Financial CorporationCOM97650W10812,777236,832SHSOLE126,077 0 110,755
Xencor INCCOM98401F10557627,069SHSOLE27,069 0 0
AmTrust Financial Services 7.5PRD0323598531,33450,000SHSOLE50,000 0 0
PPL Corp. 5.9%PRD69352p20252120,000SHSOLE20,000 0 0
TravelCenters of America 8%PRD8941743091,78970,000SHSOLE70,000 0 0
US Bancorp 6% Series GPRD90297381725610,000SHSOLE10,000 0 0
Wintrust Financial Group 6.5%PRD97650w4051,10840,000SHSOLE40,000 0 0
Aegerion Pharmaceuticals 2% duCVBOND00767EAB89371,500,000PRNSOLE1,500,000 0 0
Calamp Corp. 1.625% due 5/15/2CVBOND128126AB52,3452,500,000PRNSOLE2,500,000 0 0
Fireeye Inc. 1.625% due 6/1/20CVBOND31816QAD31,3471,500,000PRNSOLE1,500,000 0 0
Hercules II 6/30/29 6.5%CVBOND427056BC91,5921,769,000PRNSOLE1,769,000 0 0
InContact Inc. 2.5% due 4/2/20CVBOND45336EAB52,3992,000,000PRNSOLE2,000,000 0 0
Proofpoint Inc. 0.75% due 6/15CVBOND743424AD52,0981,750,000PRNSOLE1,750,000 0 0
Pros Holding Inc 2% due 12/1/2CVBOND74346YAB91,7471,790,000PRNSOLE1,790,000 0 0
ServiceSource International, ICVBOND81763UAB62,1592,250,000PRNSOLE2,250,000 0 0
AMG Capital 5.15%CVPFD00170f2091,28725,000SHSOLE25,000 0 0
NY Community Cap Trust V 6%CVPFD64944p3071,74035,000SHSOLE35,000 0 0
PetroQuest Energy 6.875%CVPFD71674820764040,000SHSOLE40,000 0 0
Tyson Foods Inc 4.75%CVPFD9024943011,15615,000SHSOLE15,000 0 0