UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2018
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
04-24-2018
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
116
Form 13F Information table Value Total:
500200
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-17598
Russell Investments Group, Ltd.
0001692234
2
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMAG Pharmaceuticals Inc.COM00163U10614,489719,075SHSOLE452,768 0 266,307
AMN Healthcare Services Inc.COM00174410112,140213,924SHSOLE130,317 0 83,607
ASGN Inc.COM00191U1029,235112,781SHSOLE68,385 0 44,396
Acadia Healthcare Co Inc.COM00404A1096,907176,287SHSOLE105,314 0 70,973
Acxiom Corp.COM0051251098,261363,778SHSOLE218,929 0 144,849
Agile TherapeuticsCOM00847L1007127,565SHSOLE27,565 0 0
Antares Pharma IncCOM036642106490222,501SHSOLE222,501 0 0
Apogee Enterprises, Inc.COM0375981098,674200,085SHSOLE119,530 0 80,555
Apollo Endosurgery INCCOM03767D10841666,467SHSOLE66,467 0 0
BMC Stock Holdings INCCOM05591B1094,536232,015SHSOLE138,605 0 93,410
BWX Technologies Inc.COM05605h1002373,735SHSOLE3,735 0 0
BioTelemetry Inc.COM0906721069,567308,116SHSOLE204,396 0 103,720
Boingo Wireless Inc.COM09739c10210,160410,176SHSOLE271,840 0 138,336
Box INC - Class ACOM10316T1046,774329,637SHSOLE201,304 0 128,333
Brink's COCOM1096961049,683135,716SHSOLE81,098 0 54,618
C&J Energy Services INCCOM12674R1003,765145,815SHSOLE86,772 0 59,043
CRA International Inc.COM12618t1051,24523,804SHSOLE23,804 0 0
Calamp Corp.COM12812610913,627595,565SHSOLE372,889 0 222,676
Callidus Software, Inc.COM13123E50087624,376SHSOLE24,376 0 0
Carbonite Inc.COM1413371051,21142,063SHSOLE42,063 0 0
Cardiovascular Systems Inc.COM14161910626311,986SHSOLE11,986 0 0
Carriage Services Inc.COM1439051071,06238,406SHSOLE38,406 0 0
Carrizo Oil & Gas Inc.COM1445771035,022313,894SHSOLE187,519 0 126,375
Central Garden and Pet CO-ACOM15352720511,415288,197SHSOLE172,028 0 116,169
Chicken Soup for the Soul EnteCOM16842Q10010715,043SHSOLE15,043 0 0
Chuy's HoldingsCOM17160410174428,383SHSOLE28,383 0 0
Clearside Biomedical INCCOM18506310426524,714SHSOLE24,714 0 0
Conns Inc.COM20824210711,608341,404SHSOLE223,480 0 117,924
Cornerstone OnDemandCOM21925Y1039,865252,225SHSOLE153,556 0 98,669
Cross Country Healthcare IncCOM22748310466659,969SHSOLE59,969 0 0
Cypress Semiconductor Corp.COM23280610917410,261SHSOLE10,261 0 0
Deckers Outdoor Corp.COM24353710710,244113,786SHSOLE68,613 0 45,173
Deluxe CorpCOM24801910113,650184,428SHSOLE111,741 0 72,687
Diamond Hill Investment Group,COM25264R2071,2756,174SHSOLE6,174 0 0
Dycom IndustriesCOM2674751015,86354,470SHSOLE32,541 0 21,929
Eldorado Resorts, IncCOM28470R1027,540228,499SHSOLE136,509 0 91,990
FireEye Inc.COM31816q10119,8891,174,798SHSOLE712,064 0 462,734
Five9COM33830710113,722460,619SHSOLE295,671 0 164,948
Flir SystemsCOM3024451012214,420SHSOLE4,420 0 0
Fortress Transportation & InfrCOM34960P10111,967750,299SHSOLE516,769 0 233,530
GP Strategies CorpCOM36225V10455124,313SHSOLE24,313 0 0
Granite ConstructionCOM3873281075,04790,343SHSOLE53,969 0 36,374
Great Lakes Dredge & Dock CoCOM390607109557121,046SHSOLE121,046 0 0
Health Insurance InnovationCOM42225K10645815,857SHSOLE15,857 0 0
Home Bancshares INCCOM4368932006,222272,795SHSOLE162,966 0 109,829
Horizon Global CorpCOM44052W10452964,187SHSOLE64,187 0 0
Hostess Brands IncCOM44109J10612,921873,613SHSOLE521,892 0 351,721
Integra Life SciencesCOM45798520812,079218,264SHSOLE130,390 0 87,874
Jack In The Box Inc.COM46636710913,015152,526SHSOLE91,978 0 60,548
LaSalle Hotel PropertiesCOM51794210889931,000SHSOLE31,000 0 0
Leaf GroupCOM52177g10254877,769SHSOLE77,769 0 0
Ligand Pharmaceuticals Inc.COM53220K50413,29080,468SHSOLE48,142 0 32,326
Marten Transport LTDCOM57307510855624,372SHSOLE24,372 0 0
MasTec, Inc.COM5763231099,140194,271SHSOLE116,059 0 78,212
Mastercard Inc.COM57636q1042161,236SHSOLE1,236 0 0
Maximus, Inc.COM5779331046,40896,010SHSOLE57,356 0 38,654
Medical Properties Trust Inc.COM58463j3049,926763,551SHSOLE513,902 0 249,649
NEOS TherapeuticCOM64052L1063,266393,512SHSOLE282,219 0 111,293
NMI Holdings Inc.COM62920930596758,423SHSOLE58,423 0 0
Nebula Acqisition CorpCOM62907620911010,882SHSOLE10,882 0 0
Neogenomics, Inc.COM64049M20910,5761,296,038SHSOLE830,769 0 465,269
Newpark Resources Inc.COM651718504867106,998SHSOLE106,998 0 0
Nuvectra CorpCOM67075N10863248,571SHSOLE48,571 0 0
Omnicell, Inc.COM68213N1095,191119,610SHSOLE72,412 0 47,198
PDF Solutions Inc.COM69328210532127,516SHSOLE27,516 0 0
PandoraCOM6983541075110,193SHSOLE10,193 0 0
Peak Resorts IncCOM70469L100606125,000SHSOLE125,000 0 0
Perficient Inc.COM71375U1018,395366,290SHSOLE231,756 0 134,534
PetroQuest Energy Inc.COM7167483061729,486SHSOLE29,486 0 0
PlayAGS,Inc.COM72814N1041,30356,026SHSOLE56,026 0 0
Prestige Brands Holdings Inc.COM74112d1018,145241,553SHSOLE146,476 0 95,077
Proofpoint, Inc.COM74342410313,719120,717SHSOLE72,426 0 48,291
Proshares Short FinancialsCOM74347R23025021,500SHSOLE21,500 0 0
Proshares Short High YieldCOM74347R1311,59668,260SHSOLE68,260 0 0
Proshares Ultrashort BarclaysCOM74347B20136310,000SHSOLE10,000 0 0
Pzena Investment Management, ICOM74731q10372365,000SHSOLE65,000 0 0
Quanex Building SolutionsCOM74761910454031,061SHSOLE31,061 0 0
Red Robin Gourmet Burgers, IncCOM75689M1015,38292,787SHSOLE58,445 0 34,342
Repligen Corp.COM75991610948113,294SHSOLE13,294 0 0
Ringcentral Inc.COM76680R2063896,129SHSOLE6,129 0 0
SPDR Gold SharesCOM78463v1076545,200SHSOLE5,200 0 0
SPDR S&P 500 BiotechCOM78464A8708499,679SHSOLE9,679 0 0
SeaSpine Holdings CorpCOM81255T10877676,495SHSOLE76,495 0 0
Social Capital Hedosophia HOCOMG8250R10311311,227SHSOLE11,227 0 0
Supernus Phamaceutical IncCOM86845910812,343269,504SHSOLE166,515 0 102,989
TravelCenters of America LLCCOM894174101686190,545SHSOLE190,545 0 0
Triton International LtdCOMG9078F10796531,540SHSOLE31,540 0 0
Tutor Perini Corp.COM90110910881236,832SHSOLE36,832 0 0
US Concrete IncCOM90333L2018,282137,126SHSOLE85,808 0 51,318
Unit CorporationCOM9092181091,07554,397SHSOLE54,397 0 0
VBI Vaccines Inc.COM91822J10334297,800SHSOLE97,800 0 0
ViewRay, Inc.COM92672L107672104,466SHSOLE104,466 0 0
Vishay Precision GroupCOM92835K10385727,514SHSOLE27,514 0 0
WageWorks, Inc.COM93042710910,177225,156SHSOLE136,023 0 89,133
Watts Water Technologies-ACOM9427491025,64572,646SHSOLE43,382 0 29,264
William Lyon HomesCOM5520747009,387341,486SHSOLE219,478 0 122,008
Wintrust Financial CorporationCOM97650W1088,803102,303SHSOLE61,115 0 41,188
Xencor INCCOM98401F1052668,869SHSOLE8,869 0 0
YRC Worldwide Inc.COM9842496076,545741,202SHSOLE476,727 0 264,475
American Homes 4 RentPRD02665t8011,24050,000SHSOLE50,000 0 0
Apollo Management LLCPRD0376124051,50360,000SHSOLE60,000 0 0
Capital One FinancialsPRD14040H84065025,000SHSOLE25,000 0 0
TravelCenters of AmericaPRD8941743092,31895,000SHSOLE95,000 0 0
Wintrust Financial GroupPRD97650W4051,09440,000SHSOLE40,000 0 0
AMAG Pharmaceuticals Inc.CVBOND00163UAD81,5451,500,000PRNSOLE1,500,000 0 0
Calamp Corp.CVBOND128126AB52,6662,500,000PRNSOLE2,500,000 0 0
Encore Capital Group Inc.CVBOND292554AH51,9962,000,000PRNSOLE2,000,000 0 0
Fireeye Inc.CVBOND31816QAD31,3991,500,000PRNSOLE1,500,000 0 0
Horizon Global Corp.CVBOND44052WAA21,6392,000,000PRNSOLE2,000,000 0 0
PROS Holding, Inc.CVBOND74346YAB91,1371,000,000PRNSOLE1,000,000 0 0
PROS Holding, Inc.CVBOND74346YAC71,9172,000,000PRNSOLE2,000,000 0 0
Scorpio Tankers Inc.CVBOND80918TAA71,8302,000,000PRNSOLE2,000,000 0 0
ServiceSource International, ICVBOND81763UAB62,1902,250,000PRNSOLE2,250,000 0 0
AMG CapitalCVPFD00170f2091,54925,000SHSOLE25,000 0 0
NY Community Cap Trust VCVPFD64944p3071,75035,000SHSOLE35,000 0 0
PetroQuest EnergyCVPFD71674820735040,000SHSOLE40,000 0 0