|
As filed with the Securities and Exchange |
Registration No. 333-167182 |
|
Commission on June 29, 2018 |
Registration No. 811-02512 |
|
UNITED STATES |
|
Washington, D.C. 20549 |
|
|
|
FORM N-4 |
|
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effective Amendment No. 15 [X]
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. [X] (Check appropriate box or boxes.) |
|
Variable Annuity Account B of
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY (Name of Depositor)
One Orange Way Windsor, Connecticut 06095-4774 (860) 580-4646 (Address and Telephone Number of Depositor’s Principal Office)
Peter M. Scavongelli, Senior Counsel One Orange Way, C2N Windsor, CT 06095 860-580-1631 (Name and Address of Agent for Service of Process) |
Approximate Date of Proposed Public Offering:
As soon as practical after the effective date of the Registration Statement
It is proposed that this filing will become effective (check appropriate box):
[ X ] immediately upon filing pursuant to paragraph (b) of Rule 485
[ ] on (date), pursuant to paragraph (b) of Rule 485
[ ] 60 days after filing pursuant to paragraph (a)(1) of Rule 485
[ ] on (date) pursuant to paragraph (a)(1) of Rule 485
If appropriate, check the following box:
[ ] this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
Title of Securities Being Registered:
Deferred Combination Variable and Fixed Annuity Contracts
PARTS A AND B
The Prospectus and the Statement of Additional Information each dated May 1, 2018 are incorporated into Parts A and B of this Post-Effective Amendment No. 15 by reference to Registrant’s filing under Rule 485(b) as filed on April 6, 2018.
A supplement dated June 29, 2018 to the Prospectus and Statement of Additional Information is included in Parts A and B of this Post-Effective Amendment No. 15.
|
Voya Retirement Insurance and Annuity Company and its Variable Annuity Account B
Voya express Retirement Variable Annuity
Supplement dated June 29, 2018
This supplement updates and amends certain information contained in your variable annuity Contract Prospectus. Please read it carefully and keep it with your Contract Prospectus for future reference. __________________________________________________________________________ |
|
Effective June 1, 2018, Voya Retirement Insurance and Annuity Company’s subsidiary, Voya Financial Partners, LLC, became the principal underwriter (distributor) for the Contract. Voya Financial Partners, LLC was organized under the laws of the State of Delaware on November 28, 2000, and is registered as a broker/dealer with the Securities and Exchange Commission. Voya Financial Partners, LLC is a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation. Voya Financial Partners, LLC’s principal office is located at One Orange Way, Windsor, Connecticut 06095-4774. |
|
X.167182-18 |
|
June 2018 |
|
PART C - OTHER INFORMATION |
|||||
|
|
|||||
|
Item 24. |
Financial Statements and Exhibits |
||||
|
|
(a) |
Financial Statements: |
|||
|
|
|
(1) |
Incorporated by reference in Part B: |
||
|
|
|
|
Financial Statements of Variable Annuity B: |
||
|
|
|
|
- |
Report of Independent Registered Public Accounting Firm |
|
|
|
|
|
- |
Statements of Assets and Liabilities as of December 31, 2017 |
|
|
|
|
|
- |
Statements of Operations for the year ended December 31, 2017 |
|
|
|
|
|
- |
Statements of Changes in Net Assets for the years ended December 31, 2017 and 2016 |
|
|
|
|
|
- |
Notes to Financial Statements |
|
|
|
|
|
Consolidated Financial Statements of Voya Retirement Insurance and Annuity Company: |
||
|
|
|
|
- |
Report of Independent Registered Public Accounting Firm |
|
|
|
|
|
- |
Consolidated Balance Sheets as of December 31, 2017 and 2016 |
|
|
|
|
|
- |
Consolidated Statements of Operations for the years ended December 31, 2017, 2016 and 2015 |
|
|
|
|
|
|
Consolidated Statements of Comprehensive Income for the years ended December 31, 2017, 2016 and 2015 |
|
|
|
|
|
- |
Consolidated Statements of Changes in Shareholder’s Equity for the years ended December 31, 2017, 2016 and 2015 |
|
|
|
|
|
- |
Consolidated Statements of Cash Flows for the years ended December 31, 2017, 2016 and 2015 |
|
|
|
|
|
- |
Notes to Consolidated Financial Statements |
|
|
|
|
|
|
|
|
|
|
(b) |
Exhibits |
|||
|
|
|
(1) |
Resolution establishing Variable Annuity Account B (“Registrant”). (Incorporated by reference to Post-Effective Amendment No. 6 to the Registration Statement on Form N-4, File No. 33-75986, as filed on April 22, 1996.) |
||
|
|
|
(2) |
Not Applicable. |
||
|
|
|
(3.1) |
Standard form of Broker-Dealer Agreement. (Incorporated herein by reference to Post-Effective Amendment No. 32 to Registration Statement on Form N-4, File No. 33-81216, as filed on April 22, 1996.) |
||
|
|
|
(3.2) |
Underwriting Agreement dated November 17, 2006 between ING Life Insurance and Annuity Company and ING Financial Advisers, LLC · Incorporated by reference to Post-Effective Amendment No. 34 to Registration Statement on Form N-4 (File No. 033-75996), as filed on December 20, 2006. |
||
|
|
|
(3.3) |
Intercompany Agreement dated December 22, 2010 (effective January 1, 2010) between Directed Services LLC and ING Life Insurance and Annuity Company · Incorporated by reference to Post-Effective Amendment No. 1 to Registration Statement on Form N-4 (File No. 333-167680), as filed on February 11, 2011. |
||
|
|
|
(3.4) |
Amendment No. 1 to the Intercompany Agreement dated December 1, 2013 (effective December 23, 2013) to the Intercompany Agreement dated December 22, 2010 (effective January 1, 2010) between Directed Services LLC (DSL) and ING Life Insurance and Annuity Company (ILIAC). (Incorporated herein by reference to Post-Effective Amendment No. 6 to Registration Statement on Form N-4, File No. 333-167680, as filed on April 9, 2014). |
||
|
|
|
(3.5) |
Amendment No. 3 to the Intercompany Agreement dated December 1, 2013 (effective December 23, 2013) to the Intercompany Agreement dated December 22, 2010 (effective January 1, 2010) between Directed Services LLC (DSL) and ING Life Insurance and Annuity Company (ILIAC). (Incorporated herein by reference to Post-Effective Amendment No. 10 to Registration Statement on Form N-4, File No. 333-167182, as filed on April 21, 2015). |
||
|
|
|
(3.6) |
Amendment No. 4 to the Intercompany Agreement effective May 1, 2015 to the Intercompany Agreement dated December 22, 2010 (effective January 1, 2010) between Directed Services LLC (DSL) and Voya Retirement Insurance and Annuity Company (VRIAC) · Incorporated by reference to Post-Effective Amendment No. 12 to Registration Statement on Form N-4 (File No. 333-167182), as filed on June 24, 2016. |
|
|
|
(3.7) |
Amendment No. 5 to the Intercompany Agreement effective March 1, 2016 to the Intercompany Agreement dated December 22, 2010 (effective January 1, 2010) between Directed Services LLC (DSL) and ING Life Insurance and Annuity Company (ILIAC) (now known as Voya Retirement Insurance and Annuity Company or VRIAC) · Incorporated by reference to Post-Effective Amendment No. 12 to Registration Statement on Form N-4 (File No. 333-167182), as filed on June 24, 2016. |
|
|
|
(3.8) |
Termination Amendment effective April 30, 2017 to Intercompany Agreement dated January 1, 2010 between ING Life Insurance and Annuity Company (nka Voya Retirement Insurance and Annuity Company) and Directed Services LLC · Incorporated by reference to Post-Effective Amendment No. 14 to Registration Statement on Form N-4 (File No. 333-167182), as filed on April 6, 2018. |
|
|
|
(3.9) |
Intercompany Agreement dated December 22, 2010 between ING Investment Management LLC and ING Life Insurance and Annuity Company. (Incorporated herein by reference to Post-Effective Amendment No. 1 to Registration Statement on Form N-4, File No. 333-167680, as filed on February 11, 2011.) |
|
|
|
(3.10) |
Amendment No. 1 to the Intercompany Agreement dated December 1, 2013 (effective December 23, 2013) to the Intercompany Agreement dated December 22, 2010 (effective January 1, 2010) between ING Investment Management LLC (IIM) and ING Life Insurance and Annuity Company (ILIAC). (Incorporated herein by reference to Post-Effective Amendment No. 6 to Registration Statement on Form N-4, File No. 333-167680, as filed on April 9, 2014). |
|
|
|
(3.11) |
Amendment No. 4 to the Intercompany Agreement dated effective March 1, 2016 to the Intercompany Agreement dated December 22, 2010 (effective January 1, 2010) between ING Investment Management LLC (IIM) (now known as Voya Investment Management LLC or VIM) and ING Life Insurance and Annuity Company (ILIAC) (now known as Voya Retirement Insurance and Annuity Company or VRIAC) · Incorporated by reference to Post-Effective Amendment No. 12 to Registration Statement on Form N-4 (File No. 333-167182), as filed on June 24, 2016. |
|
|
|
(3.12) |
Amendment No. 5, effective as of May 1, 2017, to the Intercompany Agreement between Voya Investment Management LLC and Voya Retirement Insurance and Annuity Company on September 28, 2017 · Incorporated by reference herein to the Initial Registration Statement on Form N-4 (File No. 333-220690), as filed on September 28, 2017. |
|
|
|
(3.13) |
Amendment No. 6, effective as of July 1, 2017, to the Intercompany Agreement between Voya Investment Management LLC and Voya Retirement Insurance and Annuity Company on September 28, 2017 · Incorporated by reference herein to the Initial Registration Statement on Form N-4 (File No. 333-220690), as filed on September 28, 2017. |
|
|
|
(4.1) |
Single Premium Deferred Individual Variable Annuity Contract with Minimum Guaranteed Withdrawal Benefit (ICC12-IL-IA-4030) (11/13/2013). (Incorporated herein by reference to Post-Effective Amendment No. 9 to Registration Statement on Form N-4, File No. 333-167182, as filed on April 23, 2014). |
|
|
|
(4.2) |
Individual Retirement Annuity Endorsement (ICC12 IL-RA-4031) (02/2013). (Incorporated herein by reference to Post-Effective Amendment No. 8 to a Registration Statement on Form N-4 for ING Life Insurance and Annuity Company Variable Annuity Account B filed with the Securities and Exchange commission on July 1, 2013 (File Nos. 333-167182, 811-02512). |
|
|
|
(4.3) |
Roth Individual Retirement Annuity Endorsement (ICC12 IL-RA-4032) (02/2013), (Incorporated herein by reference to Post-Effective Amendment No. 8 to a Registration Statement on Form N-4 for ING Life Insurance and Annuity Company Variable Annuity Account B filed with the Securities and Exchange commission on July 1, 2013 (File Nos. 333-167182, 811-02512). |
|
|
|
(5.1) |
Single Premium Deferred Individual Variable Annuity Application, (ICC12 155953) (12/10/2012). (Incorporated herein by reference to Post-Effective Amendment No. 8 to a Registration Statement on Form N-4 for ING Life Insurance and Annuity Company Variable Annuity Account B filed with the Securities and Exchange commission on July 1, 2013 (File Nos. 333-167182, 811-02512). |
|
|
|
(6.1) |
Restated Certificate of Incorporation (amended and restated as of October 1, 2007) of ING Life Insurance and Annuity Company. (Incorporated herein by reference to ING Life Insurance and Annuity Company Annual Report on Form 10-K, File No. 33-23376, as filed on March 31, 2008.) |
|
|
|
(6.2) |
Amended and Restated By-Laws of ING Life Insurance and Annuity Company, effective October 1, 2007. (Incorporated herein by reference to the ING Life Insurance and Annuity Company annual report on form 10-K, File No. 33-23376, as filed on March 31, 2008.) |
|
|
|
(7) |
Not Applicable. |
|
|
|
(8.1) |
Fund Participation, Administrative and Shareholder Service Agreement made and entered into as of July 25, 2016 by and between Voya Retirement Insurance and Annuity Company, Voya Financial Partners, LLC and Voya Investments Distributor, LLC · Incorporated by reference to Post-Effective Amendment No. 56 to Registration Statement on Form N-4 (File No. 033-81216), as filed on February 15, 2017. |
|
|
|
(8.2) |
Rule 22c-2 Agreement dated no later than April 16, 2007 is effective October 16, 2007 between ING Funds Services, LLC, ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. · Incorporated by reference to Post-Effective Amendment No. 50 to Registration Statement on Form N-4 (File No. 033-75962), as filed on June 15, 2007. |
|
|
|
(9) |
Opinion and Consent of Counsel, attached. |
|
|
|
(10) |
Consent of Independent Registered Public Accounting Firm, attached. |
|
|
|
(11) |
Not Applicable. |
|
|
|
(12) |
Not Applicable. |
|
|
|
(13) |
Authorization for Signatures. (Incorporated herein by reference to Post-Effective Amendment No. 5 to Registration Statement on Form N-4, File No. 33-75986, as filed on April 2, 1996.) |
|
|
|
(14) |
Powers of Attorney, attached. |
|
Item 25 |
Directors and Officers of the Depositor* |
|
Name |
Principal Business Address |
Positions and Offices with Depositor |
|
Charles P. Nelson |
One Orange Way |
Director and President |
|
Rodney O. Martin, Jr. |
230 Park Avenue |
Director and Chairman |
|
Chetlur S. Ragavan |
230 Park Avenue |
Director, Executive Vice President and Chief Risk Officer |
|
Michael S. Smith |
230 Park Avenue |
Director and Executive Vice President, Finance |
|
Carolyn M. Johnson |
One Orange Way |
Director and Senior Vice President |
|
Name |
Principal Business Address |
Positions and Offices with Depositor |
|
Patricia J. Walsh |
230 Park Avenue |
Executive Vice President and Chief Legal Officer |
|
Carlo Bertucci |
One Orange Way |
Senior Vice President and Chief Tax Officer |
|
C. Landon Cobb, Jr. |
5780 Powers Ferry Road, NW |
Senior Vice President and Chief Accounting Officer |
|
Howard F. Greene |
230 Park Avenue |
Senior Vice President, Compensation |
|
Heather H. Lavallee |
20 Washington Avenue South |
Senior Vice President |
|
Francis G. O’Neill |
One Orange Way |
Senior Vice President and Chief Financial Officer |
|
David S. Pendergrass |
5780 Powers Ferry Road, NW |
Senior Vice President and Treasurer |
|
Justin Smith |
One Orange Way |
Senior Vice President and Deputy General Counsel |
|
Matthew Toms |
5780 Powers Ferry Road, N.W. Atlanta, GA 30327-4390 |
Senior Vice President |
|
Chad J. Tope |
699 Walnut Street, Suite 1350 Des Moines, IA 50309 |
Senior Vice President |
|
Jean Weng |
230 Park Avenue |
Senior Vice President and Assistant Secretary |
|
Jennifer M. Ogren |
20 Washington Avenue South |
Secretary |
|
Anne M. Iezzi |
One Orange Way |
Vice President and Chief Compliance Officer |
|
Brian J. Baranowski |
One Orange Way |
Vice President, Compliance |
|
Debra M. Bell |
5780 Powers Ferry Road, NW |
Vice President and Assistant Treasurer |
|
Chad M. Eslinger |
20 Washington Avenue South |
Vice President, Compliance |
|
Regina A. Gordon |
One Orange Way |
Vice President, Compliance |
|
Kyle A. Puffer |
One Orange Way |
Vice President and Appointed Actuary |
|
Kevin J. Reimer |
5780 Powers Ferry Road, NW |
Vice President and Assistant Treasurer |
|
Scott N. Shepherd |
One Orange Way |
Vice President and Deputy Appointed Actuary |
|
* These individuals may also be directors and/or officers of other affiliates of the Company. |
|
Item 26. |
Persons Controlled by or Under Common Control with the Depositor or Registrant |
|
Voya Financial, Inc. |
||||||||||||||||||||||||||||||||
|
HOLDING COMPANY SYSTEM |
||||||||||||||||||||||||||||||||
|
|
||||||||||||||||||||||||||||||||
|
06-01-2018 |
|
|
||||||||||||||||||||||||||||||
|
|
|
|||||||||||||||||||||||||||||||
|
|
Voya Financial, Inc. (*1) Non-Insurer (Delaware) 52-1222820 NAIC 4832 |
|
|
|||||||||||||||||||||||||||||
|
|
||||||||||||||||||||||||||||||||
|
|
|
|||||||||||||||||||||||||||||||
|
|
Voya California Holdings Inc. Non-Insurer (California) |
|
||||||||||||||||||||||||||||||
|
|
|
|||||||||||||||||||||||||||||||
|
|
Voya Services Company Non-Insurer (Delaware) 52-1317217 |
|
||||||||||||||||||||||||||||||
|
|
|
|||||||||||||||||||||||||||||||
|
|
Voya Payroll Management, Inc. Non-Insurer (Delaware) 52-2197204 |
|
||||||||||||||||||||||||||||||
|
|
|
|
||||||||||||||||||||||||||||||
|
|
Voya Holdings Inc. Non-Insurer (Connecticut) 02-0488491 |
|
||||||||||||||||||||||||||||||
|
|
|
|
||||||||||||||||||||||||||||||
|
|
|
IB
Holdings LLC |
|
|||||||||||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||||||||||||
|
06/01/18 |
|
|
The New Providence Insurance Company, Limited Non-Insurer (Cayman Islands) 98-0161114 |
|
||||||||||||||||||||||||||||
|
|
|
|
||||||||||||||||||||||||||||||
|
Page 1 |
|
Voya Financial Advisors, Inc. Non-Insurer (Minnesota) 41-0945505 |
|
|||||||||||||||||||||||||||||
|
|
|
|
||||||||||||||||||||||||||||||
|
|
|
Voya Investment Management LLC Non-Insurer (Delaware) 58-2361003 |
|
|||||||||||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||||||||||||
|
|
|
|
Voya Investment Management Co. LLC Non-Insurer (Delaware) 06-0888148 |
|
||||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Investment Management (Bermuda) Holdings Limited Non-Insurer (Bermuda) |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Investment Trust Co. Non-Insurer (Connecticut) 06-1440627 |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Investment Management (UK) Limited Non-Insurer (United Kingdom) |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||||||||||||
|
|
|
|
Voya Investment Management Alternative Assets LLC Non Insurer (Delaware) 13-4038444 |
|
||||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Alternative Asset Management LLC Non-Insurer (Delaware) 13-3863170 |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Furman Selz Investments III LLC (*2) Non-Insurer (Delaware) 13-4127836 |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Realty Group LLC Non-Insurer (Delaware) 13-4003969 |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Pomona Holdings LLC Non-Insurer (Delaware) 13-4152011 |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
Pomona G. P. Holdings LLC (*3) Non-Insurer (Delaware) 13-4150600 |
|
||||||||||||||||||||||||||
|
|
|
|
|
|
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
Pomona Management LLC Non-Insurer (Delaware) 13-4149700 |
|
||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Alternative Asset Management Ireland Limited Non-Insurer (Ireland) |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||||||||||||
|
|
|
|
Voya Capital, LLC Non-Insurer (Delaware) 86-1020892 |
|
||||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Funds Services, LLC Non-Insurer (Delaware) 86-1020893 |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Investments Distributor, LLC Non-Insurer (Delaware) 03-0485744 |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
|
|
|
|
Voya Investments, LLC Non-Insurer (Arizona) 03-0402099 |
|
|||||||||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||||||||||||
|
06/01/18 |
|
|
First Lien Loan Program LLC (*4) Non-Insurer (Delaware) 30-0841155 |
|
||||||||||||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||||||||||||
|
Page 2 |
|
|
Senior Secured Unitranche Loan Program LLC (*5) Non-Insurer (Delaware) |
|
||||||||||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||||||||||||
|
|
|
Voya Retirement Insurance and Annuity Company Insurer (Connecticut) 71-0294708 NAIC 86509 |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
|
Voya Financial Partners, LLC Non-Insurer (Delaware) 06-1375177 |
|
||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
Voya
Institutional Trust Company |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
ReliaStar
Life Insurance Company |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
|
ReliaStar Life Insurance Company of New York Insurer (New York) 53-0242530 NAIC 61360 |
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
Roaring River, LLC Insurer (Missouri) 26-3355951 NAIC 13583 |
|
||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
06/01/18 |
|
Voya Institutional Plan Services, LLC Non-Insurer (Delaware) 04-3516284 |
|
|||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
Page 3 |
|
|
Voya Retirement Advisors, LLC Non-Insurer (New Jersey) 22-1862786 |
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
Australia Retirement Services Holding, LLC Non-Insurer (Delaware) 26-0037599 |
|
||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
ILICA LLC Non-Insurer (Connecticut) 06-1067464 |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
Voya International Nominee Holdings, Inc. Non-Insurer (Connecticut) 06-0952776 |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
AII 1, LLC Non-Insurer (Connecticut) No FEIN |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
AII 2, LLC Non-Insurer (Connecticut) No FEIN |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
AII 3, LLC Non-Insurer (Connecticut) No FEIN |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
AII 4, LLC Non-Insurer (Connecticut) No FEIN |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
Voya Insurance Solutions, Inc. Non-Insurer (Connecticut) 06-1465377 |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
Langhorne I, LLC Non-Insurer (Missouri) 46-1051195 NAIC: 15364 |
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
Security Life Assignment Corporation Non-Insurer (Colorado) 84-1437826 |
|
||||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
Security Life of Denver Insurance Company Insurer (Colorado) 84-0499703 NAIC 68713 |
|
||||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
|
|
Voya America Equities, Inc. Non-Insurer (Colorado) 84-1251388 |
|
|||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
|
|
Midwestern United Life Insurance Company Insurer (Indiana) 35-0838945 NAIC 66109 |
|
|||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
|
|
Roaring River IV Holding, LLC Non-Insurer (Delaware) 46-3607309 |
|
|||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
Roaring River IV, LLC Insurer (Missouri) 80-0955075 NAIC 15365 |
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
Security Life of Denver International Limited Insurer (Arizona) 98-0138339 NAIC 15321 |
|
||||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
|
|
Roaring River II, Inc. Insurer (Arizona) 27-2278894 NAIC 14007 |
|
|||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
Voya Custom Investments LLC Non-Insurer (Delaware) 27-2278894 |
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
SLD1 Georgia Holdings, Inc. Non-Insurer (Georgia) 27-1108872 |
|
||||||||||||||||||
|
|
|
|
|
|
|
|||||||||||||||||
|
|
|
|
|
Voya II Custom Investments LLC Non-Insurer (Delaware) 27-1108872 |
|
|||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
Rancho Mountain Properties, Inc. Non-Insurer (Delaware) 27-2987157 |
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
IIPS of Florida, LLC Non-Insurer (Florida) |
|
||||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
|
Voya Financial Products Company, Inc. Non-Insurer (Delaware) 26-1956344 |
|
||||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
06/01/18 |
|
|
|
|
|
|
|
Page 4 |
|
|
*1 On March 9, 2015, pursuant to the completion of a registered public offering and a share buyback with Voya Financial, Inc. (collectively, the “March 2015 Transactions”), ING Groep N.V.(“ING Group”) sold off all of the shares of Voya Financial, Inc. common stock that it owned. ING Group continued to own warrants to purchase up to 26,050,846 shares of Voya Financial, Inc. common stock at an exercise price of $48.75, in each case subject to adjustments. Upon completion of the March 2015 Transactions, ING Group was no longer an affiliate of, or the ultimate controlling person of, the Voya Financial, Inc. holding company system. Throughout 2017, ING Group sold some of its warrants. As of March 12, 2018, ING Group sold all of its remaining warrants.
*2 Voya Furman Selz Investments III LLC owned 95.81% by Voya Investment Management Alternative Assets LLC and 4.19% by Third Party Shareholder.
*3 Pomona G. P. Holdings LLC owned 50% by Voya Pomona Holdings LLC and 50% by Third Party Shareholder.
*4 First Lien Loan Program LLC management controlled 50% by Voya Investment Management LLC and 50% by Third Party Shareholder (Voya equity ownership of FLLP LLC is less than 15%).
*5 Senior Secured Unitranche Loan Program LLC management controlled 50% by Voya Investment Management LLC and 50% by Third Party Shareholder (Voya equity ownership of SSULP LLC is less than 15%).
|
Item 27. |
Number of Contract Owners |
|
|
As of May 31, 2018, there are 0 qualified contract owners and 0 non-qualified contract owners. |
|
Item 28. |
Indemnification |
|
|
Section 33-779 of the Connecticut General Statutes (“CGS”) provides that a corporation may provide indemnification of or advance expenses to a director, officer, employee or agent only as permitted by Sections 33-770 to 33-778, inclusive, of the CGS. Reference is hereby made to Section 33-771(e) of the CGS regarding indemnification of directors and Section 33-776(d) of CGS regarding indemnification of officers, employees and agents of Connecticut corporations. |
|
|
These statutes provide in general that Connecticut corporations incorporated prior to January 1, 1997 shall, except to the extent that their certificate of incorporation expressly provides otherwise, indemnify their directors, officers, employees and agents against “liability” (defined as the obligation to pay a judgment, settlement, penalty, fine, including an excise tax assessed with respect to an employee benefit plan, or reasonable expenses incurred with respect to a proceeding) when (1) a determination is made pursuant to Section 33-775 that the party seeking indemnification has met the standard of conduct set forth in Section 33-771 or (2) a court has determined that indemnification is appropriate pursuant to Section 33-774. Under Section 33-775, the determination of and the authorization for indemnification are made (a) by two or more disinterested directors, as defined in Section 33-770(2); (b) by special legal counsel; (c) by the shareholders; or (d) in the case of indemnification of an officer, agent or employee of the corporation, by the general counsel of the corporation or such other officer(s) as the board of directors may specify. Also, Section 33-772 with Section 33-776 provide that a corporation shall indemnify an individual who was wholly successful on the merits or otherwise against reasonable expenses incurred by him in connection with a proceeding to which he was a party because he is or was a director, officer, employee, or agent of the corporation. Pursuant to Section 33-771(d), in the case of a proceeding by or in the right of the corporation or with respect to conduct for which the director, officer, agent or employee was adjudged liable on the basis that he received a financial benefit to which he was not entitled, indemnification is limited to reasonable expenses incurred in connection with the proceeding against the corporation to which the individual was named a party. |
|
|
A corporation may procure indemnification insurance on behalf of an individual who is or was a director of the corporation. Consistent with the laws of the State of Connecticut, Voya Financial, Inc. maintains Professional Liability and Fidelity bond, Employment Practices liability and Network Security insurance policies issued by an international insurer. The policies cover Voya Financial, Inc. and any company in which Voya Financial, Inc. has a controlling financial interest of 50% or more. The policies cover the funds and assets of the principal underwriter/depositor under the care, custody and control of Voya Financial, Inc. and/or its subsidiaries. The policies provide for the following types of coverage: Errors and Omissions/Professional Liability, Employment Practices liability and Fidelity/Crime (a.k.a. “Financial Institutional Bond”) and Network Security (a.k.a. “Cyber/IT”). |
|
|
Section 20 of the Voya Financial Partners, LLC Amended and Restated Limited Liability Company Agreement executed as of June 30, 2016 provides that Voya Financial Partners, LLC will indemnify certain persons against any loss, damage, claim or expenses (including legal fees) incurred by such person if he is made a party or is threatened to be made a party to a suit or proceeding because he was a member, officer, director, employee or agent of Voya Financial Partners, LLC, as long as he acted in good faith on behalf of Voya Financial Partners, LLC and in a manner reasonably believed to be within the scope of his authority. An additional condition requires that no person shall be entitled to indemnity if his loss, damage, claim or expense was incurred by reason of his gross negligence or willful misconduct. This indemnity provision is authorized by and is consistent with Title 8, Section 145 of the General Corporation Law of the State of Delaware. |
|
|
Insofar as indemnification for liability arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question of whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue. |
|
Item 29. |
Principal Underwriter |
|
|
|
(a) |
In addition to serving as the principal underwriter for the Registrant, Voya Financial Partners, LLC acts as the principal underwriter for Variable Life Account B of Voya Retirement Insurance and Annuity Company (VRIAC), Variable Annuity Account C of VRIAC, Variable Annuity Account I of VRIAC and Variable Annuity Account G of VRIAC (separate accounts of VRIAC registered as unit investment trusts under the 1940 Act). Voya Financial Partners, LLC is also the principal underwriter for (i) Separate Account N of ReliaStar Life Insurance Company (RLIC) (a separate account of RLIC registered as a unit investment trust under the 1940 Act), (ii) ReliaStar Select Variable Account of ReliaStar Life Insurance Company (a separate account of RLIC registered as a unit investment trust under the 1940 Act), (iii) MFS ReliaStar Variable Account (a separate account of RLIC registered as a unit investment trust under the 1940 Act), (iv) Northstar Variable Account (a separate account of RLIC registered as a unit investment trust under the 1940 Act), (v) ReliaStar Life Insurance Company of New York Variable Annuity Funds A, B and C (a management investment company registered under the 1940 Act), (vi) ReliaStar Life Insurance Company of New York Variable Annuity Funds D, E, F, G, H and I (a management investment company registered under the 1940 Act), (vii) ReliaStar Life Insurance Company of New York Variable Annuity Funds M, P and Q (a management investment company registered under the1940 Act), and (viii) ReliaStar Life Insurance Company of New York Variable Annuity Funds M and P (a management investment company registered under the1940 Act). |
|
|
(b) |
The following are the directors and officers of the Principal Underwriter: |
|
Name |
Principal Business Address |
Positions and Offices with Underwriter |
|
William P. Elmslie |
One Orange Way Windsor, CT 06095 |
Director and Managing Director |
|
Thomas W. Halloran |
30 Braintree Hill Office Park |
Director |
|
Regina A. Gordon |
One Orange Way Windsor, CT 06095 |
Chief Compliance Officer |
|
Kristin H. Hultgren |
One Orange Way Windsor, CT 06095 |
Chief Financial Officer |
|
Name |
Principal Business Address |
Positions and Offices with Underwriter |
||
|
Chetlur S. Ragavan |
230 Park Avenue New York, NY 10169 |
Executive Vice President and Chief Risk Officer |
||
|
Cindy M. Fowler |
One Orange Way Windsor, CT 06095-4774 |
Chief Information Security Officer |
||
|
Jennifer M. Ogren |
20 Washington Avenue South Minneapolis, MN 55401 |
Secretary |
||
|
Carlo Bertucci |
One Orange Way Windsor, CT 06095-4774 |
Senior Vice President and Chief Tax Officer |
||
|
David S. Pendergrass |
5780 Powers Ferry Road Atlanta, GA 30327-4390 |
Senior Vice President and Treasurer |
||
|
Jean Weng |
230 Park
Avenue |
Senior Vice President and Assistant Secretary |
||
|
M. Bishop Bastien |
3017 Douglas Boulevard Roseville, CA 95661 |
Vice President |
||
|
Debra M. Bell |
8055 East Tuft Avenue, Suite 710 Denver, CO 80237 |
Vice President and Assistant Treasurer |
||
|
Lisa S. Gilarde |
One Orange Way Windsor, CT 06095-4774 |
Vice President |
||
|
Mark E. Jackowitz |
22 Century Hill Drive, Suite 101 Latham, NY 12110 |
Vice President |
||
|
Carol B. Keen |
One Orange Way Windsor, CT 06095-4774 |
Vice President |
||
|
George D. Lessner, Jr. |
15455 North Dallas Parkway Suite 1250 Addison, TX 75001 |
Vice President |
||
|
David J. Linney |
2900 North Loop West, Suite 180 Houston, TX 77092 |
Vice President |
||
|
Dawn M. Mazzola |
One Orange Way Windsor, CT 06095-4774 |
Vice President |
||
|
Michael J. Pise |
One Orange Way Windsor, CT 06095-4774 |
Vice President |
||
|
Kevin J. Reimer |
5780 Powers Ferry Road, NW |
Vice President and Assistant Treasurer |
||
|
Frank W. Snodgrass |
9020 Overlook Boulevard, Suite 100 Brentwood, TN 37027 |
Vice President |
||
|
Frederick H. Bohn |
One Orange Way Windsor, CT 06095-4774 |
Assistant Chief Financial Officer |
||
|
Angelia M. Lattery |
20 Washington Avenue South Minneapolis, MN 55401 |
Assistant Secretary |
||
|
Melissa A. O’Donnell |
20 Washington Avenue South Minneapolis, MN 55401 |
Assistant Secretary |
||
|
Tina M. Schultz |
20 Washington Avenue South Minneapolis, MN 55401 |
Assistant Secretary |
||
|
James D. Ensley |
5780 Powers Ferry Road, N.W. Atlanta, GA 30327-4390 |
Tax Officer |
||
|
Andrew M. Kallenberg |
5780 Powers Ferry Road, N.W. Atlanta, GA 30327-4390 |
Tax Officer |
||
|
Keith C. Watkins |
5780 Powers Ferry Road, N.W. Atlanta, GA 30327-4390 |
Tax Officer |
||
|
|
(c) |
Compensation to Principal Underwriter during last fiscal year: |
|
Name of Principal Underwriter |
Net Underwriting Discounts and Commission |
Compensation on Redemption |
Brokerage Commissions |
Compensation* |
|
Voya Financial Partners, LLC |
|
$0 |
$0 |
$54,391,135.63 |
|
* |
Reflects compensation paid to Voya Financial Partners, LLC attributable to regulatory and operating expenses associated with the distribution of all registered variable annuity products issued by Variable Annuity Account C of Voya Retirement Insurance and Annuity Company during 2017. |
|
Item 30. |
Location of Accounts and Records |
|
|
All accounts, books and other documents required to be maintained by Section 31(a) of the 1940 Act and the rules under it relating to the securities described in and issued under this Registration Statement are maintained by Voya Retirement Insurance and Annuity Company at One Orange Way, Windsor, CT 06095-4774 and Voya Services Company at 5780 Powers Ferry Road, Atlanta, GA 30327-4390. |
|
|
|
|
Item 31. |
Management Services |
|
|
Not Applicable. |
|
Item 32. |
Undertakings |
|
|
|
Registrant hereby undertakes: |
|
|
|
(i) |
to file a post-effective amendment to this registration statement on Form N-4 as frequently as is necessary to ensure that the audited financial statements in the registration statement are never more than sixteen months old for as long as payments under the variable annuity contracts may be accepted; |
|
|
(ii) |
to include as part of any application to purchase a contract offered by a prospectus which is part of this registration statement on Form N-4, a space that an applicant can check to request a Statement of Additional Information or a post card or similar written communication affixed to or included in the Prospectus that the applicant can remove to send for a Statement of Additional Information; and |
|
|
(iii) |
to deliver any Statement of Additional Information and any financial statements required to be made available under this Form N-4 promptly upon written or oral request. |
|
REPRESENTATIONS |
|
|
|
The Company hereby represents that with respect to plans established pursuant to Section 403(b) of the Internal Revenue Code of 1986, as amended, that are subject to the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), it is relying on and complies with the terms of the SEC Staff’s No-Action Letter dated August 30, 2012, with respect to participant acknowledgement of and language concerning withdrawal restrictions applicable to such plans. See ING Life Insurance and Annuity Company; S.E.C. No-Action Letter, 2012 WL 3862169, August 30, 2012. |
|
|
|
Except in relation to 403(b) plans subject to ERISA, the Company hereby represents that it is relying on and complies with the provisions of Paragraphs (1) through (4) of the SEC Staff’s No-Action Letter dated November 28, 1988, with respect to language concerning withdrawal restrictions applicable to plans established pursuant to Section 403(b) of the Internal Revenue Code of 1986, as amended. See American Council of Life Insurance; S.E.C. No-Action Letter, 1988 WL 1235221, November 28, 1988. |
|
|
|
Voya Retirement Insurance and Annuity Company represents that the fees and charges deducted under the contracts covered by this registration statement, in the aggregate, are reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed by Voya Retirement Insurance and Annuity Company. |
|
|
|
The Depositor and Registrant rely on SEC regulation. |
|
SIGNATURES
As required by the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant, Variable Annuity Account B of Voya Retirement Insurance and Annuity Company, certifies that it meets the requirements of Securities Act Rule 485(b) for effectiveness of this Post-Effective Amendment to its Registration Statement on Form N-4 (File No. 333-167182) and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Windsor, State of Connecticut, on the 29th day of June 2018. |
|
By: |
VARABLE ANNUITY ACCOUNT B |
|
|
(REGISTRANT)
|
|
By: |
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY (DEPOSITOR) |
|
|
|
|
By: |
Charles P. Nelson * Charles P. Nelson |
|
|
President (Principal Executive Officer) |
|
|
|
|
As required by the Securities Act of 1933, this Post-Effective Amendment No. 15 to the Registration Statement has been signed by the following persons in the capacities indicated on June 29, 2018. |
|
Signatures |
Titles | ||
|
|
| ||
|
Charles P. Nelson* |
Director and President | ||
|
Charles P. Nelson |
(principal executive officer) | ||
|
|
| ||
|
Francis G. O’Neill* |
Senior Vice President and Chief Financial Officer | ||
|
Francis G. O’Neill |
(principal financial officer) | ||
|
|
| ||
|
C. Landon Cobb, Jr.* |
Senior Vice President and Chief Accounting Officer | ||
|
C. Landon Cobb, Jr. |
(principal accounting officer) | ||
|
|
| ||
|
Carolyn M. Johnson* |
Director | ||
|
Carolyn M. Johnson |
| ||
|
|
| ||
|
|
Director | ||
|
Rodney O. Martin, Jr. |
| ||
|
|
| ||
|
Chetlur S. Ragavan* |
Director | ||
|
Chetlur S. Ragavan |
| ||
|
|
| ||
|
Michael S. Smith* |
Director | ||
|
Michael S. Smith |
| ||
|
|
| ||
|
By: |
/s/ Peter M. Scavongelli |
| |
|
|
Peter M. Scavongelli as |
| |
|
|
Attorney-in-Fact* |
| |
EXHIBIT INDEX
|
ITEM |
EXHIBIT |
PAGE # |
|
|
|
|
|
24(b)(9) |
Opinion and Consent of Counsel |
EX-99.B9 |
|
|
|
|
|
24(b)(10) |
Consent of Independent Registered Public Accounting Firm |
EX-99.B10 |
|
|
|
|
|
24(b)(14) |
Powers of Attorney |
EX-99.B14 |
|
Exhibit 24(b)(9) Opinion and Consent of Counsel
VOYA LETTERHEAD
LAW DEPARTMENT/PRODUCT FILING UNIT ONE ORANGE WAY, C2N WINDSOR, CT 06094-4774
PETER M. SCAVONGELLI SENIOR COUNSEL PHONE: (860) 580-1631 | EMAIL: PETER.SCAVONGELLI@VOYA.COM
BY EDGARLINK
June 29, 2018
U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 |
|
Re: |
Voya Retirement Insurance and Annuity Company and its Variable Annuity Account B Post-Effective Amendment No. 15 to Registration Statement on Form N-4 Prospectus Title: Voya express Retirement Variable Annuity File Nos.: 333-167182 and 811-02512 |
|
Ladies and Gentlemen:
The undersigned serves as counsel to Voya Retirement Insurance and Annuity Company, a Connecticut life insurance company (the “Company”). It is my understanding that the Company, as depositor, has registered an indefinite amount of securities (the “Securities”) under the Securities Act of 1933 as provided in Rule 24f-2 under the Investment Company Act of 1940.
In connection with this opinion, I have reviewed Post-Effective Amendment No. 15 to the above-referenced Registration Statement on Form N-4. I have also examined originals or copies, certified or otherwise identified to my satisfaction, of such documents, trust records and other instruments I have deemed necessary or appropriate for the purpose of rendering this opinion. For purpose of such examination, I have assumed the genuineness of all signatures on original documents and the conformity to the original of all copies.
I am admitted to practice law in Massachusetts, and do not purport to be an expert on the laws of any other state. My opinion herein as to any other law is based upon a limited inquiry thereof which I have deemed appropriate under the circumstances.
Based upon the foregoing, and, assuming the Securities are sold in accordance with the provisions of the prospectus, I am of the opinion that the Securities being registered will be legally issued and will represent binding obligations of the Company.
I consent to the filing of this opinion as an exhibit to the Registration Statement.
Sincerely,
/s/ Peter M. Scavongelli Peter M. Scavongelli |
|
PLAN | INVEST | PROTECT |
Voya Logo |
|
Exhibit 24(b)(10) – Consent of Ernst and Young LLP, Independent Registered Public Accounting Firm |
|
We consent to the reference to our firm under the caption “Experts” in Post-Effective Amendment No. 15 to the Registration Statement (Form N-4, No. 333-167182) of Variable Annuity Account B of Voya Retirement Insurance and Annuity Company, and to the use therein of our reports dated (a) March 15, 2018, with respect to the consolidated financial statements of Voya Retirement Insurance and Annuity Company and (b) April 6, 2018, with respect to the financial statements of Variable Annuity Account B of Voya Retirement Insurance and Annuity Company.
|
|
|
|
|
|
/s/ Ernst & Young LLP |
|
|
|
Boston, Massachusetts June 29, 2018 |
Pursuant to Item 601(b)(24) of Regulation SK and Rule 462(b) of the Securities Act of 1933
The undersigned, on behalf of the company set forth below, hereby constitutes and appoints the individuals set forth below and each of them individually as my true and lawful attorneys with full power to them and each of them to sign for me and in my name and in the capacity indicated below any and all amendments to the Registration Statements listed below filed with the Securities and Exchange Commission under the Securities Act of 1933 and the Investment Company Act of 1940 and any documentation, including Form N-8F, necessary to deregister any such registrations or to deregister any of the entities (including any issuing separate accounts) associated with the issuance of any such registrations.
COMPANY: Voya Retirement Insurance and Annuity Company
INDIVIDUALS WITH POWER OF ATTORNEY: Peter M. Scavongelli, Sumy McEleney, and Justin Smith
REGISTRATION STATEMENTS FILED UNDER THE SECURITIES ACT OF 1933:
|
033-34370 |
033-75988 |
033-79122 |
333-105479 |
333-134760 |
333-224087 |
|
033-61897 |
033-75992 |
033-81216 |
333-109622 |
333-153730 |
333-224092 |
|
033-64277 |
033-75996 |
333-01107 |
333-109860 |
333-162593 |
333-224125 |
|
033-75248 |
033-75998 |
333-09515 |
333-129091 |
333-167182 |
333-224126 |
|
033-75962 |
033-76002 |
333-27337 |
333-130822 |
333-167680 |
333-224127 |
|
033-75974 |
033-76004 |
333-56297 |
333-130825 |
333-207045 |
333-224128 |
|
033-75980 |
033-76018 |
333-72079 |
333-130826 |
333-210551 |
|
REGISTRATION STATEMENTS FILED UNDER THE INVESTMENT COMPANY ACT OF 1940:
|
811-02512 |
811-02513 |
811-04536 |
811-05906 |
811-08582 |
|
I hereby ratify and confirm on this 14th day of June, 2018, my signature as it may be signed by my said attorneys to any such registration statements and any and all amendments thereto.
Signature
/s/ Charles P. Nelson
Charles P. Nelson, Director and President
Notary
State of New York
County of New York
On the 14th day of June in the year 2018, before me, the undersigned, personally appeared Charles P. Nelson, personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his capacity, and that by his signature on the instrument, the individual, or the person upon behalf of which the individual acted, executed the instrument.
|
/s/ Pier A. Moore Notary Public |
Pier A. Moore Notary Public, NY County No. 01MO6115336 Qualified in Kings County Certificate Filed in New York County Commission Expires 9/7/2020 |
Pursuant to Item 601(b)(24) of Regulation SK and Rule 462(b) of the Securities Act of 1933
The undersigned, on behalf of the company set forth below, hereby constitutes and appoints the individuals set forth below and each of them individually as my true and lawful attorneys with full power to them and each of them to sign for me and in my name and in the capacity indicated below any and all amendments to the Registration Statements listed below filed with the Securities and Exchange Commission under the Securities Act of 1933 and the Investment Company Act of 1940 and any documentation, including Form N-8F, necessary to deregister any such registrations or to deregister any of the entities (including any issuing separate accounts) associated with the issuance of any such registrations.
COMPANY: Voya Retirement Insurance and Annuity Company
INDIVIDUALS WITH POWER OF ATTORNEY: Peter M.
Scavongelli, Sumy McEleney, and
Justin Smith
REGISTRATION STATEMENTS FILED UNDER THE SECURITIES ACT OF 1933:
|
033-34370 |
033-75988 |
033-79122 |
333-105479 |
333-134760 |
333-224087 |
|
033-61897 |
033-75992 |
033-81216 |
333-109622 |
333-153730 |
333-224092 |
|
033-64277 |
033-75996 |
333-01107 |
333-109860 |
333-162593 |
333-224125 |
|
033-75248 |
033-75998 |
333-09515 |
333-129091 |
333-167182 |
333-224126 |
|
033-75962 |
033-76002 |
333-27337 |
333-130822 |
333-167680 |
333-224127 |
|
033-75974 |
033-76004 |
333-56297 |
333-130825 |
333-207045 |
333-224128 |
|
033-75980 |
033-76018 |
333-72079 |
333-130826 |
333-210551 |
|
REGISTRATION STATEMENTS FILED UNDER THE INVESTMENT COMPANY ACT OF 1940:
|
811-02512 |
811-02513 |
811-04536 |
811-05906 |
811-08582 |
|
I hereby ratify and confirm on this 15th day of June, 2018, my signature as it may be signed by my said attorneys to any such registration statements and any and all amendments thereto.
Signature
/s/ Carolyn M. Johnson
Carolyn M. Johnson, Director and Senior Vice President
Notary
State of New York
County of New York
On the 15th day of June in the year 2018, before me, the undersigned, personally appeared Carolyn M. Johnson, personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his capacity, and that by his signature on the instrument, the individual, or the person upon behalf of which the individual acted, executed the instrument.
|
/s/ Pier A. Moore Notary Public |
Pier A. Moore Notary Public, NY County No. 01MO6115336 Qualified in Kings County Certificate Filed in New York County Commission Expires 9/7/2020 |
Pursuant to Item 601(b)(24) of Regulation SK and Rule 462(b) of the Securities Act of 1933
The undersigned, on behalf of the company set forth
below, hereby constitutes and appoints the individuals set forth below and each
of them individually as my true and lawful attorneys with full power to them
and each of them to sign for me and in my name and in the capacity indicated
below any and all amendments to the Registration Statements listed below filed
with the Securities and Exchange Commission under the Securities Act of 1933
and the Investment Company Act of 1940 and any documentation, including Form
N-8F, necessary to deregister any such registrations or to deregister any of
the entities (including any issuing separate accounts) associated with the
issuance of any such registrations.
COMPANY: Voya Retirement Insurance and Annuity Company
INDIVIDUALS WITH POWER OF ATTORNEY: Peter M. Scavongelli, Sumy McEleney, and Justin Smith
REGISTRATION STATEMENTS FILED UNDER THE SECURITIES ACT OF 1933:
|
033-34370 |
033-75988 |
033-79122 |
333-105479 |
333-134760 |
333-224087 |
|
033-61897 |
033-75992 |
033-81216 |
333-109622 |
333-153730 |
333-224092 |
|
033-64277 |
033-75996 |
333-01107 |
333-109860 |
333-162593 |
333-224125 |
|
033-75248 |
033-75998 |
333-09515 |
333-129091 |
333-167182 |
333-224126 |
|
033-75962 |
033-76002 |
333-27337 |
333-130822 |
333-167680 |
333-224127 |
|
033-75974 |
033-76004 |
333-56297 |
333-130825 |
333-207045 |
333-224128 |
|
033-75980 |
033-76018 |
333-72079 |
333-130826 |
333-210551 |
|
REGISTRATION STATEMENTS FILED UNDER THE INVESTMENT COMPANY ACT OF 1940:
|
811-02512 |
811-02513 |
811-04536 |
811-05906 |
811-08582 |
|
I hereby ratify and confirm on this 15th day of June, 2018, my signature as it may be signed by my said attorneys to any such registration statements and any and all amendments thereto.
Signature
/s/ Chetlur S. Ragavan
Chetlur S. Ragavan, Director, Executive Vice President and Chief Risk Officer
Notary
State of New York
County of New York
On the 15th day of June in the year 2018, before me, the undersigned, personally appeared Chetlur S. Ragavan, personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his capacity, and that by his signature on the instrument, the individual, or the person upon behalf of which the individual acted, executed the instrument.
|
/s/ Pier A. Moore Notary Public |
Pier A. Moore Notary Public, NY County No. 01MO6115336 Qualified in Kings County Certificate Filed in New York County Commission Expires 9/7/2020 |
Pursuant to Item 601(b)(24) of Regulation SK and Rule 462(b) of the Securities Act of 1933
The undersigned, on behalf of the company set forth below, hereby constitutes and appoints the individuals set forth below and each of them individually as my true and lawful attorneys with full power to them and each of them to sign for me and in my name and in the capacity indicated below any and all amendments to the Registration Statements listed below filed with the Securities and Exchange Commission under the Securities Act of 1933 and the Investment Company Act of 1940 and any documentation, including Form N-8F, necessary to deregister any such registrations or to deregister any of the entities (including any issuing separate accounts) associated with the issuance of any such registrations.
COMPANY: Voya Retirement Insurance and Annuity Company
INDIVIDUALS WITH POWER OF ATTORNEY: Peter M. Scavongelli, Sumy McEleney, and Justin Smith
REGISTRATION STATEMENTS FILED UNDER THE SECURITIES ACT OF 1933:
|
033-34370 |
033-75988 |
033-79122 |
333-105479 |
333-134760 |
333-224087 |
|
033-61897 |
033-75992 |
033-81216 |
333-109622 |
333-153730 |
333-224092 |
|
033-64277 |
033-75996 |
333-01107 |
333-109860 |
333-162593 |
333-224125 |
|
033-75248 |
033-75998 |
333-09515 |
333-129091 |
333-167182 |
333-224126 |
|
033-75962 |
033-76002 |
333-27337 |
333-130822 |
333-167680 |
333-224127 |
|
033-75974 |
033-76004 |
333-56297 |
333-130825 |
333-207045 |
333-224128 |
|
033-75980 |
033-76018 |
333-72079 |
333-130826 |
333-210551 |
|
REGISTRATION STATEMENTS FILED UNDER THE INVESTMENT COMPANY ACT OF 1940:
|
811-02512 |
811-02513 |
811-04536 |
811-05906 |
811-08582 |
|
I hereby ratify and confirm on this 13th day of June, 2018, my signature as it may be signed by my said attorneys to any such registration statements and any and all amendments thereto.
Signature
/s/ Michael S. Smith
Michael S. Smith, Director
Notary
State of New York
County of New York
On the 13th day of June in the year 2018, before me, the undersigned, personally appeared Michael S. Smith, personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his capacity, and that by his signature on the instrument, the individual, or the person upon behalf of which the individual acted, executed the instrument.
|
/s/ Pier A. Moore Notary Public |
Pier A. Moore Notary Public, NY County No. 01MO6115336 Qualified in Kings County Certificate Filed in New York County Commission Expires 9/7/2020 |
Pursuant to Item 601(b)(24) of Regulation SK and Rule 462(b) of the Securities Act of 1933
The undersigned, on behalf of the company set forth
below, hereby constitutes and appoints the individuals set forth below and each
of them individually as my true and lawful attorneys with full power to them
and each of them to sign for me and in my name and in the capacity indicated
below any and all amendments to the Registration Statements listed below filed
with the Securities and Exchange Commission under the Securities Act of 1933
and the Investment Company Act of 1940 and any documentation, including Form
N-8F, necessary to deregister any such registrations or to deregister any of
the entities (including any issuing separate accounts) associated with the
issuance of any such registrations.
COMPANY: Voya Retirement Insurance and Annuity Company
INDIVIDUALS WITH POWER OF ATTORNEY: Peter M.
Scavongelli, Sumy McEleney, and
Justin Smith
REGISTRATION STATEMENTS FILED UNDER THE SECURITIES ACT OF 1933:
|
033-34370 |
033-75988 |
033-79122 |
333-105479 |
333-134760 |
333-224087 |
|
033-61897 |
033-75992 |
033-81216 |
333-109622 |
333-153730 |
333-224092 |
|
033-64277 |
033-75996 |
333-01107 |
333-109860 |
333-162593 |
333-224125 |
|
033-75248 |
033-75998 |
333-09515 |
333-129091 |
333-167182 |
333-224126 |
|
033-75962 |
033-76002 |
333-27337 |
333-130822 |
333-167680 |
333-224127 |
|
033-75974 |
033-76004 |
333-56297 |
333-130825 |
333-207045 |
333-224128 |
|
033-75980 |
033-76018 |
333-72079 |
333-130826 |
333-210551 |
|
REGISTRATION STATEMENTS FILED UNDER THE INVESTMENT COMPANY ACT OF 1940:
|
811-02512 |
811-02513 |
811-04536 |
811-05906 |
811-08582 |
|
I hereby ratify and confirm on this 8th day of June, 2018, my signature as it may be signed by my said attorneys to any such registration statements and any and all amendments thereto.
Signature
/s/ C. Landon Cobb, Jr.
C. Landon Cobb, Jr., Senior Vice President and Chief Accounting Officer
STATEMENT OF WITNESS
On the date written above, the principal declared to me in my presence that this instrument is his general durable power of attorney and that he had willingly signed or directed another to sign for him, and that he executed it as his free and voluntary act for the purposes therein expressed.
/s/ Edward Breunig Signature
of Witness #1
Edward Breunig Printed
or typed name of Witness #1
3873 Parkcrest Dr. Address
of Witness #1
Atlanta, GA 30319
/s/ Wendy Waterman Signature
of Witness #2
Wendy Waterman Printed
or typed name of Witness #2
904 Camden Court Address
of Witness #2
Sandy Springs, GA 30327
Pursuant to Item 601(b)(24) of Regulation SK and Rule 462(b) of the Securities Act of 1933
The undersigned, on behalf of the company set forth
below, hereby constitutes and appoints the individuals set forth below and each
of them individually as my true and lawful attorneys with full power to them
and each of them to sign for me and in my name and in the capacity indicated
below any and all amendments to the Registration Statements listed below filed
with the Securities and Exchange Commission under the Securities Act of 1933
and the Investment Company Act of 1940 and any documentation, including Form
N-8F, necessary to deregister any such registrations or to deregister any of
the entities (including any issuing separate accounts) associated with the
issuance of any such registrations.
COMPANY: Voya Retirement Insurance and Annuity Company
INDIVIDUALS WITH POWER OF ATTORNEY: Peter M. Scavongelli, Sumy McEleney, and Justin Smith
REGISTRATION STATEMENTS FILED UNDER THE SECURITIES ACT OF 1933:
|
033-34370 |
033-75988 |
033-79122 |
333-105479 |
333-134760 |
333-224087 |
|
033-61897 |
033-75992 |
033-81216 |
333-109622 |
333-153730 |
333-224092 |
|
033-64277 |
033-75996 |
333-01107 |
333-109860 |
333-162593 |
333-224125 |
|
033-75248 |
033-75998 |
333-09515 |
333-129091 |
333-167182 |
333-224126 |
|
033-75962 |
033-76002 |
333-27337 |
333-130822 |
333-167680 |
333-224127 |
|
033-75974 |
033-76004 |
333-56297 |
333-130825 |
333-207045 |
333-224128 |
|
033-75980 |
033-76018 |
333-72079 |
333-130826 |
333-210551 |
|
REGISTRATION STATEMENTS FILED UNDER THE INVESTMENT COMPANY ACT OF 1940:
|
811-02512 |
811-02513 |
811-04536 |
811-05906 |
811-08582 |
|
I hereby ratify and confirm on this 11th day of June, 2018, my signature as it may be signed by my said attorneys to any such registration statements and any and all amendments thereto.
Signature
/s/ Francis G. O’Neill
Francis G. O’Neill, Senior Vice President and Chief Financial Officer