UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
12-31-2018
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
01-31-2019
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
102
Form 13F Information table Value Total:
167290
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-17598
Russell Investments Group, Ltd.
0001692234
2
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ASGN Inc.COM00191U1022,23741,048SHSOLE30,768 0 10,280
Agnico-Eagle Mines LTDCOM0084741082014,969SHSOLE4,969 0 0
Aldeyra Therapeutics Inc.COM01438T10619823,841SHSOLE23,841 0 0
Allied Motion TechnologiesCOM01933010974316,624SHSOLE16,624 0 0
Antares Pharma, Inc.COM036642106354130,200SHSOLE130,200 0 0
Apogee Enterprises, Inc.COM0375981092,19373,452SHSOLE55,115 0 18,337
Apollo Endosurgery Inc.COM03767D10821963,609SHSOLE63,609 0 0
Aspen GroupCOM04530L20339471,915SHSOLE71,915 0 0
Barrick Gold CorpCOM06790110818913,934SHSOLE13,934 0 0
BioTelemetry Inc.COM0906721065,00083,718SHSOLE67,887 0 15,831
Boingo Wireless Inc.COM09739c1023,161153,674SHSOLE125,318 0 28,356
Box Inc - Class ACOM10316T1042,539150,436SHSOLE114,134 0 36,302
Brink's COCOM1096961043,22449,866SHSOLE37,433 0 12,433
CRA International Inc.COM12618t10587020,448SHSOLE20,448 0 0
CalAmp Corp.COM1281261092,846218,760SHSOLE172,575 0 46,185
Carbonite Inc.COM14133710544617,660SHSOLE17,660 0 0
Cardiovascular Systems Inc.COM14161910654619,152SHSOLE19,152 0 0
Carriage Services Inc.COM14390510746029,674SHSOLE29,674 0 0
Carrizo Oil & Gas Inc.COM1445771031,275112,889SHSOLE84,622 0 28,267
Castlight Health INCCOM14862Q10012859,065SHSOLE59,065 0 0
Central Garden and Pet CO-ACOM1535272053,682117,818SHSOLE88,343 0 29,475
Chuy's HoldingsCOM17160410138921,950SHSOLE21,950 0 0
Conns Inc.COM2082421072,933155,494SHSOLE121,352 0 34,142
Cornerstone OnDemandCOM21925Y1033,81275,595SHSOLE57,655 0 17,940
Diamond Hill Investment Group,COM25264R2077605,087SHSOLE5,087 0 0
Dycom IndustriesCOM2674751011,66530,805SHSOLE23,094 0 7,711
Dynavax TechnologyCOM26815820128330,944SHSOLE30,944 0 0
Eldorado Resorts, Inc.COM28470R1025,093140,644SHSOLE107,011 0 33,633
Electro Scientific Inds., Inc.COM28522910033711,238SHSOLE11,238 0 0
Everbridge Inc.COM29978A1041,84232,456SHSOLE24,341 0 8,115
FireEye Inc.COM31816q1017,086437,145SHSOLE331,806 0 105,339
Five9COM3383071014,26697,572SHSOLE78,949 0 18,623
Fortress Transportation & InfrCOM34960P1015,116356,787SHSOLE287,373 0 69,414
GP Strategies CorpCOM36225V10423718,784SHSOLE18,784 0 0
Goldcorp Inc.COM38095640911611,855SHSOLE11,855 0 0
Granite ConstructionCOM3873281071,77143,965SHSOLE32,972 0 10,993
Great Lakes Dredge & Dock CoCOM39060710961993,521SHSOLE93,521 0 0
Green Dot CorporationCOM39304D1022,51431,610SHSOLE24,301 0 7,309
Hackett GroupCOM40460910929018,122SHSOLE18,122 0 0
Health Insurance InnovationCOM42225K1062,39289,477SHSOLE72,387 0 17,090
Home Bancshares INCCOM4368932002,029124,164SHSOLE93,126 0 31,038
Hostess Brands IncCOM44109J1062,485227,126SHSOLE170,220 0 56,906
ICF InternationalCOM44925C1031,28319,812SHSOLE15,642 0 4,170
Integra Life SciencesCOM4579852083,80084,255SHSOLE63,181 0 21,074
Jack In The Box Inc.COM4663671095,60272,162SHSOLE55,089 0 17,073
Kornit Digital LTDCOMM6372Q11360532,328SHSOLE32,328 0 0
Leaf GroupCOM52177g10263392,418SHSOLE92,418 0 0
Ligand Pharmaceuticals Inc.COM53220K5043,23723,851SHSOLE18,112 0 5,739
Limelight Networks IncCOM53261M1041,495638,942SHSOLE503,868 0 135,074
MasTec, Inc.COM5763231093,38083,339SHSOLE62,471 0 20,868
Maximus, Inc.COM5779331042,29435,245SHSOLE26,447 0 8,798
Medical Properties Trust Inc.COM58463j3044,056252,265SHSOLE195,434 0 56,831
Myriad Genetics Inc.COM62855J1042,09171,927SHSOLE53,903 0 18,024
NMI Holdings Inc.COM62920930553129,769SHSOLE29,769 0 0
Neogenomics, Inc.COM64049M2093,889308,426SHSOLE245,447 0 62,979
Nuvectra Corp.COM67075N1082,437149,120SHSOLE124,272 0 24,848
Omnicell, Inc.COM68213N1094,80078,377SHSOLE58,779 0 19,598
Peak Resorts IncCOM70469L10014030,000SHSOLE30,000 0 0
Perficient Inc.COM71375U1013,403152,878SHSOLE122,252 0 30,626
PetiqCOM71639T10634014,498SHSOLE14,498 0 0
Pfenex Inc.COM71707110425680,205SHSOLE80,205 0 0
Play AGS,Inc.COM72814N1044,089177,789SHSOLE141,088 0 36,701
Proofpoint, Inc.COM7434241034,46553,273SHSOLE40,580 0 12,693
Proshares Short High YieldCOM74347R13127611,753SHSOLE11,753 0 0
Pzena Investment Management, ICOM74731q10358067,072SHSOLE67,072 0 0
Quantenna Communications Inc.COM74766D10065845,888SHSOLE45,888 0 0
Quinstreet, Inc.COM74874Q10038623,764SHSOLE23,764 0 0
R1 RCM Inc.COM74939710511214,026SHSOLE14,026 0 0
Repligen Corp.COM7599161093566,755SHSOLE6,755 0 0
Retrophin ICOM7612991061,81980,378SHSOLE64,247 0 16,131
Ringcentral Inc.COM76680R2062763,351SHSOLE3,351 0 0
Saia Inc.COM78709y1051,81832,576SHSOLE24,413 0 8,163
SeaSpine Holdings Corp.COM81255T1084,043221,632SHSOLE183,462 0 38,170
Social Capital Hedosophia HOCOMG8250R10315415,411SHSOLE15,411 0 0
Strategic Education Inc.COM86272C1034,34838,338SHSOLE29,616 0 8,722
Supernus Phamaceutical IncCOM8684591082,69881,223SHSOLE62,073 0 19,150
Switch IncCOM87105L1041,411201,629SHSOLE151,123 0 50,506
TravelCenters of America LLCCOM894174101554147,389SHSOLE147,389 0 0
Triton International LtdCOMG9078F1072036,540SHSOLE6,540 0 0
Tutor Perini Corp.COM90110910837623,522SHSOLE23,522 0 0
Unit CorporationCOM90921810940228,184SHSOLE28,184 0 0
ViewRay, Inc.COM92672L10724440,277SHSOLE40,277 0 0
Viking Therapeutics, Inc.COM92686J106889116,154SHSOLE95,347 0 20,807
Visa Inc - Class A SharesCOM92826c8392061,560SHSOLE1,560 0 0
Vishay Precision GroupCOM92835K10355618,403SHSOLE18,403 0 0
Vonage Holdings Corp.COM92886t2012,670305,830SHSOLE229,664 0 76,166
WageWorks, Inc.COM9304271092,721100,173SHSOLE75,664 0 24,509
Watts Water Technologies-ACOM9427491022,07732,185SHSOLE24,150 0 8,035
WillScot Corp.COM9713751261,956207,607SHSOLE155,599 0 52,008
Wintrust Financial CorporationCOM97650W1082,49737,556SHSOLE28,180 0 9,376
Apollo Management LLCPRD03761240522510,000SHSOLE10,000 0 0
TravelCenters of AmericaPRD89417430945920,000SHSOLE20,000 0 0
AMAG Pharmaceuticals Inc.CVBOND00163UAD8229250,000PRNSOLE250,000 0 0
Calamp Corp.CVBOND128126AB5476500,000PRNSOLE500,000 0 0
Encore Capital Group Inc.CVBOND292554AH5208250,000PRNSOLE250,000 0 0
Horizon Global Corp.CVBOND44052WAA2131250,000PRNSOLE250,000 0 0
PROS Holding, Inc.CVBOND74346YAB9106100,000PRNSOLE100,000 0 0
PROS Holding, Inc.CVBOND74346YAD5232250,000PRNSOLE250,000 0 0
Scorpio Tankers Inc.CVBOND80918TAA7240250,000PRNSOLE250,000 0 0
AMG CapitalCVPFD00170F20948010,000SHSOLE10,000 0 0
NY Community Cap Trust VCVPFD64944P30745210,000SHSOLE10,000 0 0
PetroQuest Energy Inc. SeriesCVPFD716748207 0 10,000SHSOLE10,000 0 0