¨ | Rule 13d-1(b) |
¨ | Rule 13d-1(c) |
¨ | Rule 13d-1(d) |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
1 | NAMES OF REPORTING PERSONS Matthew Tucker Trust under agreement dated May 26, 2011 (the “Living Trust”). | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER 5,336,9621 | |
6 | SHARED VOTING POWER None | ||
7 | SOLE DISPOSITIVE POWER 5,336,9621 | ||
8 | SHARED DISPOSITIVE POWER None | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,336,9621 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.8%2 | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO – the beneficial owner is a living trust. |
1 | Shares held of record by the Living Trust. Matthew Tucker retains sole voting and dispositive power over these shares. |
2 | Percentage based on 78,107,355 shares of common stock of Jive Software, Inc. (“Jive”) outstanding as of October 31, 2016, as reported on Jive’s quarterly report on Form 10-Q (File No. 001-35367) for the quarterly period ended September 30, 2016 as filed with the Securities and Exchange Commission on November 3, 2016. |
1 | NAMES OF REPORTING PERSONS Matthew Tucker | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER 5,815,5761 | |
6 | SHARED VOTING POWER None | ||
7 | SOLE DISPOSITIVE POWER 5,815,5761 | ||
8 | SHARED DISPOSITIVE POWER None | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,815,5761 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4%2 | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN. |
1 | Shares held of record by Matthew Tucker, the Living Trust and the Tucker Family 2011 Irrevocable Trust under agreement dated June 1, 2011 (the “Irrevocable Trust”). Mr. Tucker retains sole voting and dispositive power over these shares. |
2 | Percentage based on 78,107,355 shares of common stock of Jive Software, Inc. (“Jive”) outstanding as of October 31, 2016, as reported on Jive’s quarterly report on Form 10-Q (File No. 001-35367) for the quarterly period ended September 30, 2016 as filed with the Securities and Exchange Commission on November 3, 2016. |
i. | Matthew Tucker Trust under agreement dated May 26, 2011 (the “Living Trust”) |
ii. | Tucker Family 2011 Irrevocable Trust under agreement dated June 1, 2011 (the “Irrevocable Trust”) |
iii. | Matthew Tucker |
The reported shares are held of record by Matthew Tucker, the Living Trust and the Irrevocable Trust. Mr. Tucker retains sole voting and dispositive power over these shares. |
(a) | ¨ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | ¨ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a–8); |
(e) | ¨ | An investment adviser in accordance with §240.13d–1(b)(1)(ii)(E); |
(f) | ¨ | An employee benefit plan or endowment fund in accordance with §240.13d–1(b)(1)(ii)(F); |
(g) | ¨ | A parent holding company or control person in accordance with §240.13d–1(b)(1)(ii)(G); |
(h) | ¨ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a–3); |
(j) | ¨ | A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); |
(k) | ¨ | [ ] Group, in accordance with §240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: |
(a) | Amount beneficially owned: 5,815,576 shares.1 |
(b) | Percent of class: 7.4%.2 |
(c) | Number of shares as to which the person has: |
(i). | Sole power to vote or to direct the vote: |
a. | Living Trust: 5,336,962 shares. | |
b. | Irrevocable Trust: 475,805 shares. | |
c. | Matthew Tucker: 5,815,576 shares. | |
The reported shares are held of record by Matthew Tucker, the Living Trust and the Irrevocable Trust. Mr. Tucker retains sole voting and dispositive power over the shares. |
Not applicable. |
(ii). | Sole power to dispose or to direct the disposition of: |
a. | Living Trust: 5,336,962 shares. | |
b. | Irrevocable Trust: 475,805 shares. | |
c. | Matthew Tucker: 5,815,576 shares. | |
The reported shares are held of record by Matthew Tucker, the Living Trust and the Irrevocable Trust. Mr. Tucker retains sole voting and dispositive power over the shares. |
(iii). | Shared power to dispose or to direct the disposition of: |
Not applicable. |
1 | Shares held of record by Matthew Tucker, the Living Trust and the Irrevocable Trust. Mr. Tucker retains sole voting and dispositive power over these shares. |
2 | Percentage based on 78,107,355 shares of common stock of Jive Software, Inc. (“Jive”) outstanding as of October 31, 2016, as reported on Jive’s quarterly report on Form 10-Q (File No. 001-35367) for the quarterly period ended September 30, 2016 as filed with the Securities and Exchange Commission on November 3, 2016. |
Date: February 10, 2017 | Matthew Tucker, as Trustee of the Tucker Family 2011 Irrevocable Trust under agreement dated June 1, 2011 | |
By: | /s/ Matthew Tucker | |
Matthew Tucker, Trustee | ||
MATTHEW TUCKER | ||
By: | /s/ Matthew Tucker | |
Matthew Tucker |