UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2017
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael J. Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael J. Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
05-02-2017
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
115
Form 13F Information table Value Total:
749813
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-17598
Russell Investments Group, Ltd.
0001692234
2
028-16475
SEI INVESTMENTS MANAGEMENT CORP
0000907692


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMC EntertainmentCOM00165C10410,354329,227SHSOLE176,370 0 152,857
AMN Healthcare Services Inc.COM00174410123,667582,930SHSOLE307,338 0 275,592
Acadia Healthcare Co Inc.COM00404A10916,792385,143SHSOLE204,229 0 180,914
Aclaris Therapeutics Inc.COM00461U10540413,546SHSOLE13,546 0 0
Acxiom Corp.COM00512510922,305783,445SHSOLE416,399 0 367,046
Alliance Data Systems Corp.COM018581108222890SHSOLE890 0 0
Amag Pharmaceuticals Inc.COM00163U10615,627693,000SHSOLE390,889 0 302,111
Apogee Enterprises, Inc.COM03759810926,887451,055SHSOLE233,938 0 217,117
Avadel Pharmaceuticals PLC (ADR)COM05337m1048,530881,243SHSOLE507,888 0 373,355
BWX Technologies Inc.COM05605h10013,364280,763SHSOLE119,748 0 161,015
BioTelemetry Inc.COM0906721062,20176,033SHSOLE76,033 0 0
Blackhawk Network HoldingsCOM09238E10410,379255,648SHSOLE137,033 0 118,615
Boingo Wireless Inc.COM09739c1023,233248,849SHSOLE248,849 0 0
Build-A-Bear Workshop Inc.COM12007610455662,873SHSOLE62,873 0 0
CRA International Inc.COM12618t1051,56544,310SHSOLE44,310 0 0
Calamp Corp.COM12812610921,8201,299,589SHSOLE735,781 0 563,808
Callidus Software, Inc.COM13123E50023,2451,088,769SHSOLE630,504 0 458,265
Capital Senior Living Corp.COM14047510411,818840,515SHSOLE480,183 0 360,332
Carbonite Inc.COM1413371051,20559,349SHSOLE59,349 0 0
Carriage Services Inc.COM1439051071,94671,769SHSOLE71,769 0 0
Carrizo Oil & Gas Inc.COM1445771036,864239,495SHSOLE124,895 0 114,600
Cavium Networks Inc.COM14964U10820,121280,779SHSOLE148,815 0 131,964
Core-Mark Holding Company, IncCOM21868110412,636405,141SHSOLE229,540 0 175,601
Cornerstone OnDemandCOM21925Y10315,637402,088SHSOLE213,795 0 188,293
Cross Country Healthcare IncCOM2274831041,21584,592SHSOLE84,592 0 0
DXP Enterprises Inc.COM2333774071,46338,622SHSOLE38,622 0 0
Deluxe CorpCOM24801910114,810205,214SHSOLE107,363 0 97,851
Diamond Hill Investment Group,COM25264R2072,44712,580SHSOLE12,580 0 0
Dynavax TechnologyCOM268158201700117,568SHSOLE117,568 0 0
EntravisionCOM29382R1071,467236,651SHSOLE236,651 0 0
Ethan Allen InteriorsCOM29760210480626,290SHSOLE26,290 0 0
Express Inc.COM30219E1037,724847,886SHSOLE444,067 0 403,819
Fiesta Restaurant GroupCOM31660B10114,993619,532SHSOLE353,499 0 266,033
Finisar Corp.COM31787A50713,501493,818SHSOLE262,694 0 231,124
FireEye Inc.COM31816q10118,1041,435,663SHSOLE753,438 0 682,225
Five9COM33830710117,2721,049,320SHSOLE621,344 0 427,976
Flir SystemsCOM3024451012085,720SHSOLE5,720 0 0
Fluidigm Corp.COM34385P10823140,661SHSOLE40,661 0 0
Fortress Transportation & InfrastructureCOM34960P1013,794254,467SHSOLE254,467 0 0
GP Strategies CorpCOM36225V1041,02840,613SHSOLE40,613 0 0
Graham CorpCOM38455610699443,224SHSOLE43,224 0 0
Granite ConstructionCOM38732810710,601211,217SHSOLE112,072 0 99,145
Heron Therapeutics, Inc.COM42774610250133,379SHSOLE33,379 0 0
Horizon Global CorpCOM44052W10471751,642SHSOLE51,642 0 0
Hostess Brands IncCOM44109J10617,6601,112,802SHSOLE593,440 0 519,362
Inphi Corp.COM45772f1072495,098SHSOLE5,098 0 0
Integra Life SciencesCOM45798520815,042357,041SHSOLE186,755 0 170,286
Intercept GroupCOM45845P1085,04144,573SHSOLE24,046 0 20,527
Inventure Foods Inc.COM46121210241293,301SHSOLE93,301 0 0
Jack In The Box Inc.COM46636710918,485181,727SHSOLE95,531 0 86,196
Kornit Digital LTDCOMM6372Q1131,88698,721SHSOLE98,721 0 0
LaSalle Hotel PropertiesCOM51794210889731,000SHSOLE31,000 0 0
Ligand Pharmaceuticals Inc.COM53220K50413,230124,997SHSOLE65,569 0 59,428
Lumentum Holdings Inc.COM55024u1096,596123,636SHSOLE64,846 0 58,790
Marten Transport LTDCOM57307510864127,314SHSOLE27,314 0 0
MasTec, Inc.COM5763231097,042175,826SHSOLE91,772 0 84,054
Masonite International CorpCOM57538510911,303142,622SHSOLE74,439 0 68,183
Maximus, Inc.COM57793310414,150227,487SHSOLE120,802 0 106,685
Medical Properties Trust Inc.COM58463j30411,758912,206SHSOLE544,450 0 367,756
Monro Muffler Brake Inc.COM61023610111,516221,038SHSOLE116,416 0 104,622
NEOS TherapeuticCOM64052L10663688,279SHSOLE88,279 0 0
NMI Holdings IncCOM6292093052,317203,216SHSOLE203,216 0 0
Neogenomics, Inc.COM64049M2091,979250,885SHSOLE250,885 0 0
Newpark Resources Inc.COM6517185041,819224,585SHSOLE224,585 0 0
Oclaro Inc.COM67555N20621021,375SHSOLE21,375 0 0
On Assignment Inc.COM68215910813,788284,108SHSOLE148,286 0 135,822
Ooma Inc.COM6834161011,434144,090SHSOLE144,090 0 0
PDF Solutions Inc.COM69328210515,366679,307SHSOLE404,822 0 274,485
Paratek PharmaCOM69937430220010,386SHSOLE10,386 0 0
Peak Resorts IncCOM70469L100763135,000SHSOLE135,000 0 0
Perficient Inc.COM71375U1014,253244,979SHSOLE127,850 0 117,129
PetroQuest Energy Inc.COM7167483068129,486SHSOLE29,486 0 0
Prestige Brands Holdings Inc.COM74112d10119,505351,055SHSOLE183,161 0 167,894
Proofpoint, Inc.COM74342410312,905173,543SHSOLE92,613 0 80,930
Proshares Short FinancialsCOM74347R23029021,500SHSOLE21,500 0 0
Proshares Short High YieldCOM74347R1311,64168,260SHSOLE68,260 0 0
Proshares Ultrashort BarclaysCOM74347B20139110,000SHSOLE10,000 0 0
Pzena Investment Management, ICOM74731q1031,296131,682SHSOLE131,682 0 0
Quanex Building SolutionsCOM7476191041,17457,995SHSOLE57,995 0 0
Quanta Services Inc.COM74762e1022536,806SHSOLE6,806 0 0
Repligen Corp.COM7599161091,44040,896SHSOLE40,896 0 0
Ringcentral Inc.COM76680R2062579,068SHSOLE9,068 0 0
SPDR Gold SharesCOM78463v1076175,200SHSOLE5,200 0 0
SPDR S&P 500 BiotechCOM78464A8701,84926,670SHSOLE26,670 0 0
SeaSpine Holdings CorpCOM81255T10873893,967SHSOLE93,967 0 0
Shoretel Inc.COM8252111057412,014SHSOLE12,014 0 0
Snyders-Lance Inc.COM83355110417,681438,621SHSOLE229,752 0 208,869
Supernus Phamraceutical IncCOM86845910815,266487,717SHSOLE277,604 0 210,113
Swift Transportation Inc.COM87074U1015,506268,065SHSOLE140,873 0 127,192
Tandem Diabetes Care, Inc.COM875372104313261,039SHSOLE261,039 0 0
Team Inc.COM8781551007,503277,371SHSOLE145,507 0 131,864
TravelCenters of America LLCCOM8941741011,304213,704SHSOLE213,704 0 0
Triton International LtdCOMG9078F10781331,540SHSOLE31,540 0 0
Truecar Inc.COM89785L10716,4411,062,751SHSOLE616,482 0 446,269
Tutor Perini Corp.COM9011091081,96261,712SHSOLE61,712 0 0
US Concrete IncCOM90333L20111,502178,193SHSOLE100,789 0 77,404
Unit Corp.COM9092181091,75372,564SHSOLE72,564 0 0
WageWorks, Inc.COM93042710913,000179,801SHSOLE94,552 0 85,249
William Lyon HomesCOM55207470016,472798,813SHSOLE456,811 0 342,002
Wintrust Financial CorporationCOM97650W10813,294192,337SHSOLE100,325 0 92,012
Xencor INCCOM98401F10569228,926SHSOLE28,926 0 0
American Homes 4 RentPRD02665t8011,28050,000SHSOLE50,000 0 0
Apollo Management LLCPRD0376124051,51060,000SHSOLE60,000 0 0
Capital One FinancialsPRD14040H84064325,000SHSOLE25,000 0 0
TravelCenters of AmericaPRD8941743091,77770,000SHSOLE70,000 0 0
Wintrust Financial GroupPRD97650W4051,08140,000SHSOLE40,000 0 0
Aegerion PharmaceuticalsCVBOND00767EAB81,2001,500,000PRNSOLE1,500,000 0 0
Calamp Corp.CVBOND128126AB52,4812,500,000PRNSOLE2,500,000 0 0
Fireeye Inc.CVBOND31816QAD31,3431,500,000PRNSOLE1,500,000 0 0
Proofpoint Inc.CVBOND743424AD51,9921,750,000PRNSOLE1,750,000 0 0
Pros Holding IncCVBOND74346YAB91,8111,790,000PRNSOLE1,790,000 0 0
ServiceSource International, ICVBOND81763UAB62,1712,250,000PRNSOLE2,250,000 0 0
AMG CapitalCVPFD00170f2091,42025,000SHSOLE25,000 0 0
NY Community Cap Trust VCVPFD64944p3071,76435,000SHSOLE35,000 0 0
PetroQuest EnergyCVPFD71674820770040,000SHSOLE40,000 0 0